The Abbey Capital Futures Strategy Fund did not vote any proxies during the one year period ended June 30, 2021.
The Abbey Capital Multi Asset Fund did not vote any proxies during the one year period ended June 30, 2021.
| AZZ INC. |
| Security | 002474104 | | | Meeting Type | Annual |
| Ticker Symbol | AZZ | | | Meeting Date | 08-Jul-2020 |
| ISIN | US0024741045 | | | Agenda | 935219469 - Management |
| Record Date | 08-May-2020 | | | Holding Recon Date | 08-May-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jul-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | DIRECTOR | Management | | |
| | | 1 | Daniel E. Berce | | For | For |
| | | 2 | Paul Eisman | | For | For |
| | | 3 | Daniel R. Feehan | | For | For |
| | | 4 | Thomas E. Ferguson | | For | For |
| | | 5 | Kevern R. Joyce | | For | For |
| | | 6 | Venita McCellon-Allen | | For | For |
| | | 7 | Ed McGough | | For | For |
| | | 8 | Steven R. Purvis | | For | For |
| 2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For |
| 3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For |
| HAEMONETICS CORPORATION |
| Security | 405024100 | | | Meeting Type | Annual |
| Ticker Symbol | HAE | | | Meeting Date | 21-Jul-2020 |
| ISIN | US4050241003 | | | Agenda | 935229725 - Management |
| Record Date | 22-May-2020 | | | Holding Recon Date | 22-May-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Jul-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Christopher A. Simon | | For | For |
| | | 2 | Robert E. Abernathy | | For | For |
| | | 3 | Michael J. Coyle | | For | For |
| | | 4 | Charles J. Dockendorff | | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 3, 2021. | Management | For | For |
| RH |
| Security | 74967X103 | | | Meeting Type | Annual |
| Ticker Symbol | RH | | | Meeting Date | 22-Jul-2020 |
| ISIN | US74967X1037 | | | Agenda | 935230689 - Management |
| Record Date | 26-May-2020 | | | Holding Recon Date | 26-May-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Jul-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Hilary Krane | | For | For |
| | | 2 | Katie Mitic | | For | For |
| | | 3 | Ali Rowghani | | For | For |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | Advisory vote on frequency of advisory vote on executive compensation. | Management | 1 Year | For |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
| CIRRUS LOGIC, INC. |
| Security | 172755100 | | | Meeting Type | Annual |
| Ticker Symbol | CRUS | | | Meeting Date | 31-Jul-2020 |
| ISIN | US1727551004 | | | Agenda | 935235007 - Management |
| Record Date | 01-Jun-2020 | | | Holding Recon Date | 01-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Jul-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John C. Carter | | For | For |
| | | 2 | Alexander M. Davern | | For | For |
| | | 3 | Timothy R. Dehne | | For | For |
| | | 4 | Deirdre R. Hanford | | For | For |
| | | 5 | Catherine P. Lego | | For | For |
| | | 6 | Jason P. Rhode | | For | For |
| | | 7 | Alan R. Schuele | | For | For |
| | | 8 | David J. Tupman | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 27, 2021. | Management | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| 4. | Approval of the first amendment to the 2018 Long Term Incentive Plan. | Management | For | For |
| ALLEGIANT TRAVEL COMPANY |
| Security | 01748X102 | | | Meeting Type | Annual |
| Ticker Symbol | ALGT | | | Meeting Date | 04-Aug-2020 |
| ISIN | US01748X1028 | | | Agenda | 935240200 - Management |
| Record Date | 08-Jun-2020 | | | Holding Recon Date | 08-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Maurice J. Gallagher Jr | Management | For | For |
| 1B. | Election of Director: Montie Brewer | Management | For | For |
| 1C. | Election of Director: Gary Ellmer | Management | Against | Against |
| 1D. | Election of Director: Ponder Harrison | Management | For | For |
| 1E. | Election of Director: Linda A. Marvin | Management | For | For |
| 1F. | Election of Director: Charles W. Pollard | Management | For | For |
| 1G. | Election of Director: John Redmond | Management | For | For |
| 2. | Approval of advisory resolution approving executive compensation. | Management | For | For |
| 3. | Ratification of KPMG LLP as independent registered public accountants. | Management | For | For |
| 4. | Stockholder proposal regarding right to call a special meeting. | Shareholder | Against | For |
| VISTA OUTDOOR INC |
| Security | 928377100 | | | Meeting Type | Annual |
| Ticker Symbol | VSTO | | | Meeting Date | 04-Aug-2020 |
| ISIN | US9283771007 | | | Agenda | 935240983 - Management |
| Record Date | 11-Jun-2020 | | | Holding Recon Date | 11-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Tig H. Krekel | Management | For | For |
| 1B. | Election of Director: Gary L. McArthur | Management | For | For |
| 1C. | Election of Director: Mark A. Gottfredson | Management | For | For |
| 1D. | Election of Director: Christopher T. Metz | Management | For | For |
| 1E. | Election of Director: Michael D. Robinson | Management | For | For |
| 1F. | Election of Director: Frances P. Philip | Management | For | For |
| 1G. | Election of Director: Lynn M. Utter | Management | For | For |
| 2. | Advisory Vote to Approve Compensation of Vista Outdoor's Named Executive Officers. | Management | For | For |
| 3. | Ratification of the Appointment of Vista Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2021. | Management | For | For |
| 4. | Approve the 2020 Stock Incentive Plan. | Management | For | For |
| UNIVERSAL CORPORATION |
| Security | 913456109 | | | Meeting Type | Annual |
| Ticker Symbol | UVV | | | Meeting Date | 04-Aug-2020 |
| ISIN | US9134561094 | | | Agenda | 935243472 - Management |
| Record Date | 09-Jun-2020 | | | Holding Recon Date | 09-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | George C. Freeman, III | | For | For |
| | | 2 | Lennart R. Freeman | | For | For |
| | | 3 | Jacqueline T. Williams | | For | For |
| 2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Management | For | For |
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| 8X8, INC. |
| Security | 282914100 | | | Meeting Type | Annual |
| Ticker Symbol | EGHT | | | Meeting Date | 10-Aug-2020 |
| ISIN | US2829141009 | | | Agenda | 935242785 - Management |
| Record Date | 12-Jun-2020 | | | Holding Recon Date | 12-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Bryan R. Martin | | For | For |
| | | 2 | Vikram Verma | | For | For |
| | | 3 | Eric Salzman | | For | For |
| | | 4 | Jaswinder Pal Singh | | For | For |
| | | 5 | Vladimir Jacimovic | | For | For |
| | | 6 | Monique Bonner | | For | For |
| | | 7 | Todd Ford | | For | For |
| | | 8 | Elizabeth Theophille | | For | For |
| 2. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| 3. | To approve proposed amendments to the 8x8, Inc. Amended and Restated 1996 Employee Stock Purchase Plan, including the reservation of 3,000,000 additional shares thereunder. | Management | For | For |
| 4. | To vote, on an advisory and non-binding basis, on the compensation of the Company's named executive officers (as set forth in the proxy statement). | Management | For | For |
| ABIOMED, INC. |
| Security | 003654100 | | | Meeting Type | Annual |
| Ticker Symbol | ABMD | | | Meeting Date | 12-Aug-2020 |
| ISIN | US0036541003 | | | Agenda | 935242761 - Management |
| Record Date | 15-Jun-2020 | | | Holding Recon Date | 15-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Dorothy E. Puhy | | For | For |
| | | 2 | Paul G. Thomas | | For | For |
| | | 3 | C.D. Van Gorder | | For | For |
| 2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For |
| 3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. |
| Security | 90337L108 | | | Meeting Type | Annual |
| Ticker Symbol | USPH | | | Meeting Date | 18-Aug-2020 |
| ISIN | US90337L1089 | | | Agenda | 935245604 - Management |
| Record Date | 22-Jun-2020 | | | Holding Recon Date | 22-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Edward L. Kuntz | | For | For |
| | | 2 | Christopher J. Reading | | For | For |
| | | 3 | Lawrance W. McAfee | | For | For |
| | | 4 | Mark J. Brookner | | For | For |
| | | 5 | Harry S. Chapman | | For | For |
| | | 6 | Dr. Bernard A Harris Jr | | For | For |
| | | 7 | Kathleen A. Gilmartin | | For | For |
| | | 8 | Regg E. Swanson | | For | For |
| | | 9 | Clayton K. Trier | | For | For |
| 2. | Advisory vote to approve the named executive officer compensation. | Management | For | For |
| 3. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| 4. | As determined by a majority of our Board of Directors, the proxies are authorized to vote upon other business as may properly come before the meeting or any adjournments. | Management | For | |
| NEXTGEN HEALTHCARE, INC. |
| Security | 65343C102 | | | Meeting Type | Annual |
| Ticker Symbol | NXGN | | | Meeting Date | 18-Aug-2020 |
| ISIN | US65343C1027 | | | Agenda | 935245692 - Management |
| Record Date | 25-Jun-2020 | | | Holding Recon Date | 25-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John R. "Rusty" Frantz | | For | For |
| | | 2 | Craig A. Barbarosh | | For | For |
| | | 3 | George H. Bristol | | For | For |
| | | 4 | Julie D. Klapstein | | For | For |
| | | 5 | James C. Malone | | For | For |
| | | 6 | Jeffrey H. Margolis | | For | For |
| | | 7 | Morris Panner | | For | For |
| | | 8 | Sheldon Razin | | For | For |
| | | 9 | Lance E. Rosenzweig | | For | For |
| 2. | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | Management | For | For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| MONRO, INC. |
| Security | 610236101 | | | Meeting Type | Annual |
| Ticker Symbol | MNRO | | | Meeting Date | 18-Aug-2020 |
| ISIN | US6102361010 | | | Agenda | 935245705 - Management |
| Record Date | 29-Jun-2020 | | | Holding Recon Date | 29-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John L. Auerbach | | For | For |
| | | 2 | Donald Glickman | | For | For |
| | | 3 | Lindsay N. Hyde | | For | For |
| | | 4 | Leah C. Johnson | | For | For |
| 2. | To approve, on a non-binding, advisory basis, the compensation paid to the Company's Named Executive Officers. | Management | For | For |
| 3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 27, 2021. | Management | For | For |
| WORLD ACCEPTANCE CORPORATION |
| Security | 981419104 | | | Meeting Type | Annual |
| Ticker Symbol | WRLD | | | Meeting Date | 18-Aug-2020 |
| ISIN | US9814191048 | | | Agenda | 935250516 - Management |
| Record Date | 07-Jul-2020 | | | Holding Recon Date | 07-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ken R. Bramlett, Jr. | | Withheld | Against |
| | | 2 | R. Chad Prashad | | For | For |
| | | 3 | Scott J. Vassalluzzo | | Withheld | Against |
| | | 4 | Charles D. Way | | For | For |
| | | 5 | Darrell E. Whitaker | | Withheld | Against |
| 2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| AMERICAN WOODMARK CORPORATION |
| Security | 030506109 | | | Meeting Type | Annual |
| Ticker Symbol | AMWD | | | Meeting Date | 20-Aug-2020 |
| ISIN | US0305061097 | | | Agenda | 935247761 - Management |
| Record Date | 19-Jun-2020 | | | Holding Recon Date | 19-Jun-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director to serve a one year term: Andrew B. Cogan | Management | For | For |
| 1.2 | Election of Director to serve a one year term: James G. Davis, Jr. | Management | For | For |
| 1.3 | Election of Director to serve a one year term: S. Cary Dunston | Management | For | For |
| 1.4 | Election of Director to serve a one year term: Martha M. Hayes | Management | For | For |
| 1.5 | Election of Director to serve a one year term: Daniel T. Hendrix | Management | For | For |
| 1.6 | Election of Director to serve a one year term: Carol B. Moerdyk | Management | For | For |
| 1.7 | Election of Director to serve a one year term: Vance W. Tang | Management | For | For |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For |
| 3. | To consider and vote upon the extension of the Company's 2015 Non-Employee Directors Restricted Stock Unit Plan. | Management | For | For |
| 4. | To approve on an advisory basis the Company's executive compensation. | Management | For | For |
| BOOT BARN HOLDINGS, INC. |
| Security | 099406100 | | | Meeting Type | Annual |
| Ticker Symbol | BOOT | | | Meeting Date | 26-Aug-2020 |
| ISIN | US0994061002 | | | Agenda | 935247759 - Management |
| Record Date | 02-Jul-2020 | | | Holding Recon Date | 02-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 25-Aug-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Peter Starrett | | For | For |
| | | 2 | Greg Bettinelli | | For | For |
| | | 3 | James G. Conroy | | For | For |
| | | 4 | Lisa G. Laube | | For | For |
| | | 5 | Anne MacDonald | | For | For |
| | | 6 | Brenda I. Morris | | For | For |
| | | 7 | Brad Weston | | For | For |
| 2. | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2020 ("say-on-pay"). | Management | For | For |
| 3. | Approval of the Boot Barn Holdings, Inc. 2020 Equity Incentive Plan. | Management | For | For |
| 4. | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ended March 27, 2021. | Management | For | For |
| CASEY'S GENERAL STORES, INC. |
| Security | 147528103 | | | Meeting Type | Annual |
| Ticker Symbol | CASY | | | Meeting Date | 02-Sep-2020 |
| ISIN | US1475281036 | | | Agenda | 935251289 - Management |
| Record Date | 06-Jul-2020 | | | Holding Recon Date | 06-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: H. Lynn Horak | Management | For | For |
| 1b. | Election of Director: Diane C. Bridgewater | Management | For | For |
| 1c. | Election of Director: David K. Lenhardt | Management | For | For |
| 1d. | Election of Director: Darren M. Rebelez | Management | For | For |
| 1e. | Election of Director: Larree M. Renda | Management | For | For |
| 1f. | Election of Director: Judy A. Schmeling | Management | For | For |
| 1g. | Election of Director: Allison M. Wing | Management | For | For |
| 2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For |
| 3. | To hold an advisory vote on our named executive officer compensation. | Management | For | For |
| MOTORCAR PARTS OF AMERICA, INC. |
| Security | 620071100 | | | Meeting Type | Annual |
| Ticker Symbol | MPAA | | | Meeting Date | 02-Sep-2020 |
| ISIN | US6200711009 | | | Agenda | 935252318 - Management |
| Record Date | 13-Jul-2020 | | | Holding Recon Date | 13-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Selwyn Joffe | Management | For | For |
| 1B. | Election of Director: Scott J. Adelson | Management | For | For |
| 1C. | Election of Director: Dr. David Bryan | Management | For | For |
| 1D. | Election of Director: Rudolph J. Borneo | Management | For | For |
| 1E. | Election of Director: Joseph Ferguson | Management | For | For |
| 1F. | Election of Director: Philip Gay | Management | For | For |
| 1G. | Election of Director: Duane Miller | Management | For | For |
| 1H. | Election of Director: Jeffrey Mirvis | Management | For | For |
| 1I. | Election of Director: Barbara L. Whittaker | Management | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ended March 31, 2021. | Management | For | For |
| 3. | To vote on an advisory (non-binding) proposal to approve the compensation of our named executive officers. | Management | For | For |
| 4. | The Fourth Amended and Restated 2010 Incentive Award Plan. | Management | For | For |
| NUVASIVE, INC. |
| Security | 670704105 | | | Meeting Type | Special |
| Ticker Symbol | NUVA | | | Meeting Date | 10-Sep-2020 |
| ISIN | US6707041058 | | | Agenda | 935253966 - Management |
| Record Date | 15-Jul-2020 | | | Holding Recon Date | 15-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares | Management | For | For |
| 2. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. | Management | For | For |
| EBIX, INC. |
| Security | 278715206 | | | Meeting Type | Annual |
| Ticker Symbol | EBIX | | | Meeting Date | 14-Sep-2020 |
| ISIN | US2787152063 | | | Agenda | 935264096 - Management |
| Record Date | 12-Aug-2020 | | | Holding Recon Date | 12-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robin Raina | | For | For |
| | | 2 | Hans U. Benz | | For | For |
| | | 3 | Pavan Bhalla | | For | For |
| | | 4 | Neil Eckert | | Withheld | Against |
| | | 5 | George W. Hebard, III | | For | For |
| | | 6 | Rolf Herter | | Withheld | Against |
| | | 7 | Hans Ueli Keller | | For | For |
| 2. | Approval of the 2020 Amended and Restated Equity Plan. | Management | For | For |
| 3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| 4. | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | Management | For | For |
| ATN INTERNATIONAL, INC. |
| Security | 00215F107 | | | Meeting Type | Annual |
| Ticker Symbol | ATNI | | | Meeting Date | 15-Sep-2020 |
| ISIN | US00215F1075 | | | Agenda | 935256037 - Management |
| Record Date | 24-Jul-2020 | | | Holding Recon Date | 24-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 14-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Bernard J. Bulkin | Management | For | For |
| 1B. | Election of Director: James S. Eisenstein | Management | For | For |
| 1C. | Election of Director: Richard J. Ganong | Management | For | For |
| 1D. | Election of Director: John C. Kennedy | Management | For | For |
| 1E. | Election of Director: Pamela F. Lenehan | Management | For | For |
| 1F. | Election of Director: Liane J. Pelletier | Management | For | For |
| 1G. | Election of Director: Michael T. Prior | Management | For | For |
| 1H. | Election of Director: Charles J. Roesslein | Management | For | For |
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For |
| METHODE ELECTRONICS, INC. |
| Security | 591520200 | | | Meeting Type | Annual |
| Ticker Symbol | MEI | | | Meeting Date | 16-Sep-2020 |
| ISIN | US5915202007 | | | Agenda | 935253598 - Management |
| Record Date | 20-Jul-2020 | | | Holding Recon Date | 20-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Walter J. Aspatore | Management | For | For |
| 1B. | Election of Director: David P. Blom | Management | For | For |
| 1C. | Election of Director: Therese M. Bobek | Management | For | For |
| 1D. | Election of Director: Brian J. Cadwallader | Management | For | For |
| 1E. | Election of Director: Bruce K. Crowther | Management | For | For |
| 1F. | Election of Director: Darren M. Dawson | Management | For | For |
| 1G. | Election of Director: Donald W. Duda | Management | For | For |
| 1H. | Election of Director: Mary A. Lindsey | Management | For | For |
| 1I. | Election of Director: Angelo V. Pantaleo | Management | For | For |
| 1J. | Election of Director: Mark D. Schwabero | Management | For | For |
| 1K. | Election of Director: Lawrence B. Skatoff | Management | For | For |
| 2. | The ratification of the Audit Committee's selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending May 1, 2021. | Management | For | For |
| 3. | The advisory approval of Methode's named executive officer compensation. | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | | Meeting Date | 16-Sep-2020 |
| ISIN | US8740541094 | | | Agenda | 935256758 - Management |
| Record Date | 20-Jul-2020 | | | Holding Recon Date | 20-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Strauss Zelnick | Management | For | For |
| 1B. | Election of Director: Michael Dornemann | Management | For | For |
| 1C. | Election of Director: J. Moses | Management | For | For |
| 1D. | Election of Director: Michael Sheresky | Management | For | For |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For |
| 1F. | Election of Director: Susan Tolson | Management | For | For |
| 1G. | Election of Director: Paul Viera | Management | For | For |
| 1H. | Election of Director: Roland Hernandez | Management | For | For |
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For |
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For |
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For |
| SCHOLASTIC CORPORATION |
| Security | 807066105 | | | Meeting Type | Annual |
| Ticker Symbol | SCHL | | | Meeting Date | 23-Sep-2020 |
| ISIN | US8070661058 | | | Agenda | 935259843 - Management |
| Record Date | 27-Jul-2020 | | | Holding Recon Date | 27-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | James W. Barge | | For | For |
| | | 2 | John L. Davies | | For | For |
| CINCINNATI BELL INC. |
| Security | 171871502 | | | Meeting Type | Annual |
| Ticker Symbol | CBB | | | Meeting Date | 24-Sep-2020 |
| ISIN | US1718715022 | | | Agenda | 935257217 - Management |
| Record Date | 27-Jul-2020 | | | Holding Recon Date | 27-Jul-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For |
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For |
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For |
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For |
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For |
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For |
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For |
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For |
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For |
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For |
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For |
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For |
| AEROVIRONMENT, INC. |
| Security | 008073108 | | | Meeting Type | Annual |
| Ticker Symbol | AVAV | | | Meeting Date | 25-Sep-2020 |
| ISIN | US0080731088 | | | Agenda | 935262232 - Management |
| Record Date | 07-Aug-2020 | | | Holding Recon Date | 07-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 24-Sep-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Catharine Merigold | | For | For |
| | | 2 | Wahid Nawabi | | For | For |
| | | 3 | Stephen F. Page | | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm. | Management | For | For |
| 3. | Advisory vote on the compensation of the company's Named Executive Officers. | Management | For | For |
| VIRTUSA CORPORATION |
| Security | 92827P102 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | VRTU | | | Meeting Date | 02-Oct-2020 |
| ISIN | US92827P1021 | | | Agenda | 935262751 - Management |
| Record Date | 04-Aug-2020 | | | Holding Recon Date | 04-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director to serve for a three-year term: Al-Noor Ramji | Management | For | For |
| 1B. | Election of Class I Director to serve for a three-year term: Joseph G. Doody | Management | For | For |
| 2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For |
| VIRTUSA CORPORATION |
| Security | 92827P102 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | VRTU | | | Meeting Date | 02-Oct-2020 |
| ISIN | US92827P1021 | | | Agenda | 935262751 - Management |
| Record Date | 04-Aug-2020 | | | Holding Recon Date | 04-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director to serve for a three-year term: Al-Noor Ramji | Management | For | For |
| 1B. | Election of Class I Director to serve for a three-year term: Joseph G. Doody | Management | For | For |
| 2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For |
| VIRTUSA CORPORATION |
| Security | 92827P102 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | VRTU | | | Meeting Date | 02-Oct-2020 |
| ISIN | US92827P1021 | | | Agenda | 935262763 - Opposition |
| Record Date | 04-Aug-2020 | | | Holding Recon Date | 04-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | R. Prasad Chintamaneni | | | |
| | | 2 | Patricia B. Morrison | | | |
| 2. | COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2021. | Management | | |
| 3. | COMPANY'S PROPOSAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | | |
| AAR CORP. |
| Security | 000361105 | | | Meeting Type | Annual |
| Ticker Symbol | AIR | | | Meeting Date | 07-Oct-2020 |
| ISIN | US0003611052 | | | Agenda | 935264058 - Management |
| Record Date | 12-Aug-2020 | | | Holding Recon Date | 12-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 06-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: H. John Gilbertson, Jr. | Management | For | For |
| 1B. | Election of Director: Robert F. Leduc | Management | For | For |
| 1C. | Election of Director: Duncan J. McNabb | Management | For | For |
| 1D. | Election of Director: Peter Pace | Management | For | For |
| 2. | Advisory proposal to approve our Fiscal 2020 executive compensation. | Management | For | For |
| 3. | Approve amendments to the AAR CORP. 2013 Stock Plan. | Management | For | For |
| 4. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | For | For |
| VIAD CORP |
| Security | 92552R406 | | | Meeting Type | Special |
| Ticker Symbol | VVI | | | Meeting Date | 07-Oct-2020 |
| ISIN | US92552R4065 | | | Agenda | 935271522 - Management |
| Record Date | 02-Sep-2020 | | | Holding Recon Date | 02-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 06-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To approve, for purposes of Section 312.03 of the NYSE Listed Company Manual (including Section 312.03(b)), the issuance of the Subsequent Closing Shares to the Crestview Parties in the Subsequent Closings, including the issuance of shares of the Company's Common Stock upon conversion of such Subsequent Closing Shares (capitalized terms have the meanings set forth in the accompanying proxy statement). | Management | For | For |
| 2. | Approve, for purposes of Section 312.03 of NYSE Listed Company Manual (including Sections 312.03(d), 312.03(b) and 312.03(c), respectively), the following technical features of the Preferred Stock: (i) issuance of additional shares of the Company's Common Stock upon conversion of Purchased Shares in accordance with Certificate of Designations, (ii) the preemptive rights to participate in certain future Company issuances of new equity securities on a pro rata basis & (iii) certain anti- dilution adjustments of the Conversion Price of the Purchased Shares. | Management | For | For |
| 3. | To approve the adjournment of the Special Meeting to solicit additional proxies if there are insufficient proxies at the Special Meeting to approve the foregoing proposals. | Management | For | For |
| INTER PARFUMS, INC. |
| Security | 458334109 | | | Meeting Type | Annual |
| Ticker Symbol | IPAR | | | Meeting Date | 08-Oct-2020 |
| ISIN | US4583341098 | | | Agenda | 935262636 - Management |
| Record Date | 11-Aug-2020 | | | Holding Recon Date | 11-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jean Madar | | For | For |
| | | 2 | Philippe Benacin | | For | For |
| | | 3 | Russell Greenberg | | For | For |
| | | 4 | Philippe Santi | | For | For |
| | | 5 | Francois Heilbronn | | For | For |
| | | 6 | Robert Bensoussan | | For | For |
| | | 7 | Patrick Choel | | For | For |
| | | 8 | Michel Dyens | | For | For |
| | | 9 | Veronique Gabai-Pinsky | | For | For |
| | | 10 | Gilbert Harrison | | For | For |
| 2. | To vote for the advisory resolution to approve executive compensation. | Management | For | For |
| NEOGEN CORPORATION |
| Security | 640491106 | | | Meeting Type | Annual |
| Ticker Symbol | NEOG | | | Meeting Date | 08-Oct-2020 |
| ISIN | US6404911066 | | | Agenda | 935268032 - Management |
| Record Date | 11-Aug-2020 | | | Holding Recon Date | 11-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | G. Bruce Papesh | | For | For |
| | | 2 | Ralph A. Rodriguez | | For | For |
| | | 3 | Catherine E Woteki, PhD | | For | For |
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES. | Management | For | For |
| 3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| CARPENTER TECHNOLOGY CORPORATION |
| Security | 144285103 | | | Meeting Type | Annual |
| Ticker Symbol | CRS | | | Meeting Date | 13-Oct-2020 |
| ISIN | US1442851036 | | | Agenda | 935274996 - Management |
| Record Date | 14-Aug-2020 | | | Holding Recon Date | 14-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 12-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Steven E. Karol | | For | For |
| | | 2 | Gregory A. Pratt | | For | For |
| | | 3 | Tony R. Thene | | For | For |
| 2. | Approval of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For |
| 3. | Advisory approval of the Company's Executive Compensation. | Management | For | For |
| 4. | Approval of amended and restated Stock-Based Incentive Compensation Plan for Officers and Key Employees. | Management | For | For |
| STANDEX INTERNATIONAL CORPORATION |
| Security | 854231107 | | | Meeting Type | Annual |
| Ticker Symbol | SXI | | | Meeting Date | 20-Oct-2020 |
| ISIN | US8542311076 | | | Agenda | 935269387 - Management |
| Record Date | 31-Aug-2020 | | | Holding Recon Date | 31-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director for three year term expiring in 2023: David Dunbar | Management | For | For |
| 1.2 | Election of Director for three year term expiring in 2023: Michael A. Hickey | Management | For | For |
| 2. | To conduct an advisory vote on the total compensation paid to the executives of the Company. | Management | For | For |
| 3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as independent auditors. | Management | For | For |
| GMS INC. |
| Security | 36251C103 | | | Meeting Type | Annual |
| Ticker Symbol | GMS | | | Meeting Date | 22-Oct-2020 |
| ISIN | US36251C1036 | | | Agenda | 935268119 - Management |
| Record Date | 25-Aug-2020 | | | Holding Recon Date | 25-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Peter C. Browning | | For | For |
| | | 2 | Theron I. Gilliam | | For | For |
| | | 3 | Mitchell B. Lewis | | For | For |
| | | 4 | John C. Turner, Jr. | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered accounting firm for the fiscal year ending April 30, 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Approval of amendments to our Second Amended and Restated Certificate of Incorporation (the "Charter") to declassify our board of directors. | Management | For | For |
| 5. | Approval of amendments to our Charter and First Amended and Restated Bylaws (the "Bylaws") to eliminate supermajority voting requirements and other obsolete provisions. | Management | For | For |
| 6. | Approval of amendments to our Charter and Bylaws to permit our board of directors to amend our Bylaws. | Management | For | For |
| 7. | Approval of the GMS Inc. 2020 Equity Incentive Plan. | Management | For | For |
| AXOS FINANCIAL, INC. |
| Security | 05465C100 | | | Meeting Type | Annual |
| Ticker Symbol | AX | | | Meeting Date | 22-Oct-2020 |
| ISIN | US05465C1009 | | | Agenda | 935268614 - Management |
| Record Date | 28-Aug-2020 | | | Holding Recon Date | 28-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | J. Brandon Black | | For | For |
| | | 2 | Tamara N. Bohlig | | For | For |
| | | 3 | Nicholas A. Mosich | | For | For |
| 2. | To approve, in a non-binding and advisory vote, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | For | For |
| 3. | To ratify the selection of BDO USA, LLP as the Company's independent public accounting firm for fiscal year 2021. | Management | For | For |
| RESOURCES CONNECTION, INC. |
| Security | 76122Q105 | | | Meeting Type | Annual |
| Ticker Symbol | RGP | | | Meeting Date | 22-Oct-2020 |
| ISIN | US76122Q1058 | | | Agenda | 935271279 - Management |
| Record Date | 24-Aug-2020 | | | Holding Recon Date | 24-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Robert F. Kistinger | Management | For | For |
| 1B. | Election of Director: Marco von Maltzan | Management | For | For |
| 1C. | Election of Director: Jolene Sarkis | Management | For | For |
| 2. | Approval of the 2020 Performance Incentive Plan. | Management | For | For |
| 3. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 4. | Advisory approval of the Company's executive compensation. | Management | For | For |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. |
| Security | 03820C105 | | | Meeting Type | Annual |
| Ticker Symbol | AIT | | | Meeting Date | 27-Oct-2020 |
| ISIN | US03820C1053 | | | Agenda | 935271267 - Management |
| Record Date | 28-Aug-2020 | | | Holding Recon Date | 28-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert J. Pagano, Jr. | | For | For |
| | | 2 | Neil A. Schrimsher | | For | For |
| | | 3 | Peter C. Wallace | | For | For |
| 2. | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied's named executive officers. | Management | For | For |
| 3. | To ratify the Audit Committee's appointment of independent auditors. | Management | For | For |
| REGIS CORPORATION |
| Security | 758932107 | | | Meeting Type | Annual |
| Ticker Symbol | RGS | | | Meeting Date | 27-Oct-2020 |
| ISIN | US7589321071 | | | Agenda | 935272093 - Management |
| Record Date | 31-Aug-2020 | | | Holding Recon Date | 31-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Felipe A. Athayde | Management | For | For |
| 1B. | Election of Director: Daniel G. Beltzman | Management | For | For |
| 1C. | Election of Director: Virginia Gambale | Management | For | For |
| 1D. | Election of Director: David J. Grissen | Management | For | For |
| 1E. | Election of Director: Mark S. Light | Management | For | For |
| 1F. | Election of Director: Michael J. Merriman | Management | For | For |
| 1G. | Election of Director: M. Ann Rhoades | Management | For | For |
| 2. | Approval of an advisory vote on the compensation of the Company's named executive officers (a "Say-on-Pay Vote"). | Management | For | For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For |
| MERCURY SYSTEMS, INC. |
| Security | 589378108 | | | Meeting Type | Annual |
| Ticker Symbol | MRCY | | | Meeting Date | 28-Oct-2020 |
| ISIN | US5893781089 | | | Agenda | 935271700 - Management |
| Record Date | 24-Aug-2020 | | | Holding Recon Date | 24-Aug-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Mark Aslett* | | For | For |
| | | 2 | Mary Louise Krakauer* | | For | For |
| | | 3 | William K. O'Brien* | | For | For |
| | | 4 | Orlando P. Carvalho# | | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To approve our amended and restated 2018 Stock Incentive Plan. | Management | For | For |
| 4. | To approve our amended and restated 1997 Employee Stock Purchase Plan. | Management | For | For |
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For |
| PHIBRO ANIMAL HEALTH CORPORATION |
| Security | 71742Q106 | | | Meeting Type | Annual |
| Ticker Symbol | PAHC | | | Meeting Date | 02-Nov-2020 |
| ISIN | US71742Q1067 | | | Agenda | 935272839 - Management |
| Record Date | 03-Sep-2020 | | | Holding Recon Date | 03-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Oct-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Daniel M. Bendheim | | For | For |
| | | 2 | Jonathan Bendheim | | For | For |
| | | 3 | Sam Gejdenson | | For | For |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For |
| II-VI INCORPORATED |
| Security | 902104108 | | | Meeting Type | Annual |
| Ticker Symbol | IIVI | | | Meeting Date | 09-Nov-2020 |
| ISIN | US9021041085 | | | Agenda | 935278095 - Management |
| Record Date | 15-Sep-2020 | | | Holding Recon Date | 15-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 06-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Joseph J. Corasanti | Management | For | For |
| 1B. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Patricia Hatter | Management | For | For |
| 1C. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Marc Y. E. Pelaez | Management | For | For |
| 2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2020. | Management | For | For |
| 3. | Approval of the Amendment and Restatement of the 2018 Omnibus Incentive Plan to add shares. | Management | For | For |
| 4. | Ratification of the Audit Committee's selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For |
| VIAVI SOLUTIONS INC. |
| Security | 925550105 | | | Meeting Type | Annual |
| Ticker Symbol | VIAV | | | Meeting Date | 11-Nov-2020 |
| ISIN | US9255501051 | | | Agenda | 935278564 - Management |
| Record Date | 23-Sep-2020 | | | Holding Recon Date | 23-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Richard E. Belluzzo | | For | For |
| | | 2 | Keith Barnes | | For | For |
| | | 3 | Laura Black | | For | For |
| | | 4 | Tor Braham | | For | For |
| | | 5 | Timothy Campos | | For | For |
| | | 6 | Donald Colvin | | For | For |
| | | 7 | Glenda Dorchak | | For | For |
| | | 8 | Masood A. Jabbar | | For | For |
| | | 9 | Oleg Khaykin | | For | For |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | For | For |
| 3. | The approval of, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended June 27, 2020. | Management | For | For |
| CACI INTERNATIONAL INC |
| Security | 127190304 | | | Meeting Type | Annual |
| Ticker Symbol | CACI | | | Meeting Date | 12-Nov-2020 |
| ISIN | US1271903049 | | | Agenda | 935274198 - Management |
| Record Date | 16-Sep-2020 | | | Holding Recon Date | 16-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Michael A. Daniels | Management | For | For |
| 1B. | Election of Director: Susan M. Gordon | Management | For | For |
| 1C. | Election of Director: William L. Jews | Management | For | For |
| 1D. | Election of Director: Gregory G. Johnson | Management | For | For |
| 1E. | Election of Director: J. Phillip London | Management | For | For |
| 1F. | Election of Director: John S. Mengucci | Management | For | For |
| 1G. | Election of Director: James L. Pavitt | Management | For | For |
| 1H. | Election of Director: Warren R. Phillips | Management | For | For |
| 1I. | Election of Director: Debora A. Plunkett | Management | For | For |
| 1J. | Election of Director: Charles P. Revoile | Management | For | For |
| 1K. | Election of Director: William S. Wallace | Management | For | For |
| 2. | To approve on a non-binding, advisory basis the compensation of our named executive officers. | Management | For | For |
| 3. | To approve an amendment of the Company's 2016 Amended and Restated Incentive Compensation Plan to authorize an additional 1,200,000 shares for issuance. | Management | For | For |
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| COVETRUS, INC. |
| Security | 22304C100 | | | Meeting Type | Special |
| Ticker Symbol | CVET | | | Meeting Date | 17-Nov-2020 |
| ISIN | US22304C1009 | | | Agenda | 935292994 - Management |
| Record Date | 23-Oct-2020 | | | Holding Recon Date | 23-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For |
| 2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For |
| BOTTOMLINE TECHNOLOGIES (DE), INC. |
| Security | 101388106 | | | Meeting Type | Annual |
| Ticker Symbol | EPAY | | | Meeting Date | 19-Nov-2020 |
| ISIN | US1013881065 | | | Agenda | 935286131 - Management |
| Record Date | 29-Sep-2020 | | | Holding Recon Date | 29-Sep-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 18-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Keneth J. D'Amato | | For | For |
| | | 2 | Robert A. Eberle | | For | For |
| | | 3 | Jeffrey C. Leathe | | For | For |
| 2. | Non-binding advisory vote to approve executive compensation. | Management | For | For |
| 3. | Approval of the amendment to the Company's 2019 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 2,200,000. | Management | For | For |
| 4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For |
| VIRTUSA CORPORATION |
| Security | 92827P102 | | | Meeting Type | Special |
| Ticker Symbol | VRTU | | | Meeting Date | 20-Nov-2020 |
| ISIN | US92827P1021 | | | Agenda | 935287866 - Management |
| Record Date | 09-Oct-2020 | | | Holding Recon Date | 09-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Nov-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of September 9, 2020 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Austin HoldCo Inc., a Delaware corporation ("Parent"), Austin BidCo Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Sub"), and Virtusa Corporation, a Delaware corporation ("Virtusa" or the "Company"), pursuant to which Sub will be merged with and into the Company (the "merger"). | Management | For | For |
| 2. | To approve an advisory, non-binding proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | For |
| 3. | To approve a proposal to adjourn or postpone the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For |
| DIME COMMUNITY BANCSHARES, INC. |
| Security | 253922108 | | | Meeting Type | Special |
| Ticker Symbol | DCOM | | | Meeting Date | 03-Dec-2020 |
| ISIN | US2539221083 | | | Agenda | 935288654 - Management |
| Record Date | 12-Oct-2020 | | | Holding Recon Date | 12-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To approve the Agreement and Plan of Merger, dated as of July 1, 2020, which we refer to as the "merger agreement," by and between Bridge Bancorp, Inc. ("Bridge") and Dime Community Bancshares, Inc. ("Dime") and the merger, pursuant to which Dime will merge with and into Bridge, which we refer to as the "merger proposal." A copy of the merger agreement is included as Annex A to the accompanying joint proxy statement/prospectus. | Management | For | For |
| 2. | To approve, on a non-binding advisory basis, the compensation that may become payable to certain named executive officers of Dime in connection with the merger, which we refer to as the "Dime merger-related compensation proposal." | Management | For | For |
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger, which we refer to as the "Dime adjournment proposal." | Management | For | For |
| WD-40 COMPANY |
| Security | 929236107 | | | Meeting Type | Annual |
| Ticker Symbol | WDFC | | | Meeting Date | 08-Dec-2020 |
| ISIN | US9292361071 | | | Agenda | 935288957 - Management |
| Record Date | 12-Oct-2020 | | | Holding Recon Date | 12-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Daniel T. Carter | Management | For | For |
| 1B. | Election of Director: Melissa Claassen | Management | For | For |
| 1C. | Election of Director: Eric P. Etchart | Management | For | For |
| 1D. | Election of Director: Lara L. Lee | Management | For | For |
| 1E. | Election of Director: Trevor I. Mihalik | Management | For | For |
| 1F. | Election of Director: Graciela I. Monteagudo | Management | For | For |
| 1G. | Election of Director: David B. Pendarvis | Management | For | For |
| 1H. | Election of Director: Garry O. Ridge | Management | For | For |
| 1I. | Election of Director: Gregory A. Sandfort | Management | For | For |
| 1J. | Election of Director: Anne G. Saunders | Management | For | For |
| 2. | To hold an advisory vote to approve executive compensation. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 4. | Shareholder proposal - policy to include non- management employees as prospective director candidates. | Shareholder | Against | For |
| COMTECH TELECOMMUNICATIONS CORP. |
| Security | 205826209 | | | Meeting Type | Annual |
| Ticker Symbol | CMTL | | | Meeting Date | 08-Dec-2020 |
| ISIN | US2058262096 | | | Agenda | 935305789 - Management |
| Record Date | 03-Nov-2020 | | | Holding Recon Date | 03-Nov-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Ira S. Kaplan | Management | For | For |
| 1b. | Election of Director: Lisa Lesavoy | Management | For | For |
| 1c. | Election of Director: Dr. Yacov A. Shamash | Management | For | For |
| 2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For |
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For |
| OSI SYSTEMS, INC. |
| Security | 671044105 | | | Meeting Type | Annual |
| Ticker Symbol | OSIS | | | Meeting Date | 10-Dec-2020 |
| ISIN | US6710441055 | | | Agenda | 935288349 - Management |
| Record Date | 15-Oct-2020 | | | Holding Recon Date | 15-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Deepak Chopra | | For | For |
| | | 2 | Steven C. Good | | For | For |
| | | 3 | Meyer Luskin | | For | For |
| | | 4 | William F. Ballhaus | | For | For |
| | | 5 | James B. Hawkins | | For | For |
| | | 6 | Gerald Chizever | | For | For |
| | | 7 | Kelli Bernard | | For | For |
| 2. | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For |
| 3. | Approval of Amended and Restated OSI Systems, Inc. 2012 Incentive Award Plan. | Management | For | For |
| 4. | Advisory vote on the Company's executive compensation for the fiscal year ended June 30, 2020. | Management | For | For |
| FABRINET |
| Security | G3323L100 | | | Meeting Type | Annual |
| Ticker Symbol | FN | | | Meeting Date | 10-Dec-2020 |
| ISIN | KYG3323L1005 | | | Agenda | 935288399 - Management |
| Record Date | 14-Oct-2020 | | | Holding Recon Date | 14-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Seamus Grady | | For | For |
| | | 2 | Thomas F. Kelly | | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 25, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | Management | For | For |
| WINNEBAGO INDUSTRIES, INC. |
| Security | 974637100 | | | Meeting Type | Annual |
| Ticker Symbol | WGO | | | Meeting Date | 15-Dec-2020 |
| ISIN | US9746371007 | | | Agenda | 935291396 - Management |
| Record Date | 20-Oct-2020 | | | Holding Recon Date | 20-Oct-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 14-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sara E. Armbruster | | For | For |
| | | 2 | William C. Fisher | | For | For |
| | | 3 | Michael J. Happe | | For | For |
| 2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For |
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2021. | Management | For | For |
| 4. | Amend the Company's Articles of Incorporation to increase the authorized common stock. | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED |
| Security | 53220K504 | | | Meeting Type | Special |
| Ticker Symbol | LGND | | | Meeting Date | 15-Dec-2020 |
| ISIN | US53220K5048 | | | Agenda | 935302101 - Management |
| Record Date | 05-Nov-2020 | | | Holding Recon Date | 05-Nov-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 14-Dec-2020 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan. | Management | For | For |
| 2. | Adjournment of Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | For |
| UNITED NATURAL FOODS, INC. |
| Security | 911163103 | | | Meeting Type | Annual |
| Ticker Symbol | UNFI | | | Meeting Date | 12-Jan-2021 |
| ISIN | US9111631035 | | | Agenda | 935308951 - Management |
| Record Date | 16-Nov-2020 | | | Holding Recon Date | 16-Nov-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Jan-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Eric F. Artz | Management | For | For |
| 1b. | Election of Director: Ann Torre Bates | Management | For | For |
| 1c. | Election of Director: Denise M. Clark | Management | For | For |
| 1d. | Election of Director: Daphne J. Dufresne | Management | For | For |
| 1e. | Election of Director: Michael S. Funk | Management | For | For |
| 1f. | Election of Director: James L. Muehlbauer | Management | For | For |
| 1g. | Election of Director: Peter A. Roy | Management | For | For |
| 1h. | Election of Director: Steven L. Spinner | Management | For | For |
| 1i. | Election of Director: Jack Stahl | Management | For | For |
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of our executive compensation. | Management | For | For |
| 4. | Approval of an Amendment to the United Natural Foods, Inc. 2020 Equity Incentive Plan. | Management | For | For |
| BROOKS AUTOMATION, INC. |
| Security | 114340102 | | | Meeting Type | Annual |
| Ticker Symbol | BRKS | | | Meeting Date | 26-Jan-2021 |
| ISIN | US1143401024 | | | Agenda | 935317291 - Management |
| Record Date | 09-Dec-2020 | | | Holding Recon Date | 09-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 25-Jan-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robyn C. Davis | | For | For |
| | | 2 | Joseph R. Martin | | For | For |
| | | 3 | Erica J. McLaughlin | | For | For |
| | | 4 | Krishna G. Palepu | | For | For |
| | | 5 | Michael Rosenblatt | | For | For |
| | | 6 | Stephen S. Schwartz | | For | For |
| | | 7 | Alfred Woollacott, III | | For | For |
| | | 8 | Mark S. Wrighton | | For | For |
| | | 9 | Ellen M. Zane | | For | For |
| 2. | To approve by a non-binding advisory vote the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To approve the Company's 2020 Equity Incentive Plan. | Management | For | For |
| 4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the 2021 fiscal year. | Management | For | For |
| SPIRE INC. |
| Security | 84857L101 | | | Meeting Type | Annual |
| Ticker Symbol | SR | | | Meeting Date | 28-Jan-2021 |
| ISIN | US84857L1017 | | | Agenda | 935312758 - Management |
| Record Date | 30-Nov-2020 | | | Holding Recon Date | 30-Nov-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Jan-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Mark A. Borer | | For | For |
| | | 2 | Maria V. Fogarty | | For | For |
| | | 3 | Stephen S. Schwartz | | For | For |
| 2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For |
| 3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2021 fiscal year. | Management | For | For |
| MERITOR, INC. |
| Security | 59001K100 | | | Meeting Type | Annual |
| Ticker Symbol | MTOR | | | Meeting Date | 28-Jan-2021 |
| ISIN | US59001K1007 | | | Agenda | 935316693 - Management |
| Record Date | 20-Nov-2020 | | | Holding Recon Date | 20-Nov-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Jan-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jan A. Bertsch | | For | For |
| | | 2 | Rodger L. Boehm | | For | For |
| | | 3 | Lloyd G. Trotter | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For |
| 3. | To consider and vote upon a proposal to approve the selection by the Audit Committee of the Board of Directors of the firm of Deloitte & Touche LLP as auditors of the Company. | Management | For | For |
| PRICESMART, INC. |
| Security | 741511109 | | | Meeting Type | Annual |
| Ticker Symbol | PSMT | | | Meeting Date | 04-Feb-2021 |
| ISIN | US7415111092 | | | Agenda | 935317479 - Management |
| Record Date | 07-Dec-2020 | | | Holding Recon Date | 07-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sherry S. Bahrambeygui | | For | For |
| | | 2 | Jeffrey Fisher | | For | For |
| | | 3 | Gordon H. Hanson | | For | For |
| | | 4 | Beatriz V. Infante | | For | For |
| | | 5 | Leon C. Janks | | For | For |
| | | 6 | Mitchell G. Lynn | | For | For |
| | | 7 | Patricia Márquez | | For | For |
| | | 8 | Robert E. Price | | For | For |
| | | 9 | David Snyder | | For | For |
| | | 10 | Edgar Zurcher | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's executive officers for fiscal year 2020. | Management | For | For |
| 3. | To approve a proposed amendment to the Company's 2013 Equity Incentive Award Plan to increase the number of shares of Common Stock available for the grant of awards by 500,000 shares. | Management | For | For |
| 4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | For | For |
| ESCO TECHNOLOGIES INC. |
| Security | 296315104 | | | Meeting Type | Annual |
| Ticker Symbol | ESE | | | Meeting Date | 05-Feb-2021 |
| ISIN | US2963151046 | | | Agenda | 935317215 - Management |
| Record Date | 01-Dec-2020 | | | Holding Recon Date | 01-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 04-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Victor L. Richey | | For | For |
| | | 2 | James M. Stolze | | For | For |
| 2. | To approve amendments to the Company's 2018 Omnibus Incentive Plan. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 4. | Say on Pay - An advisory vote to approve the compensation of the Company's executive officers. | Management | For | For |
| CENTRAL GARDEN & PET COMPANY |
| Security | 153527106 | | | Meeting Type | Annual |
| Ticker Symbol | CENT | | | Meeting Date | 09-Feb-2021 |
| ISIN | US1535271068 | | | Agenda | 935318077 - Management |
| Record Date | 11-Dec-2020 | | | Holding Recon Date | 11-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | William E. Brown | | For | For |
| | | 2 | Courtnee Chun | | For | For |
| | | 3 | Timothy P. Cofer | | For | For |
| | | 4 | Brendan P. Dougher | | For | For |
| | | 5 | Michael J. Edwards | | For | For |
| | | 6 | Michael J. Griffith | | For | For |
| | | 7 | Christopher T. Metz | | For | For |
| | | 8 | Daniel P. Myers | | For | For |
| | | 9 | Brooks M Pennington III | | For | For |
| | | 10 | John R. Ranelli | | For | For |
| | | 11 | M. Beth Springer | | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 25, 2021. | Management | For | For |
| GREAT WESTERN BANCORP INC |
| Security | 391416104 | | | Meeting Type | Annual |
| Ticker Symbol | GWB | | | Meeting Date | 09-Feb-2021 |
| ISIN | US3914161043 | | | Agenda | 935319031 - Management |
| Record Date | 09-Dec-2020 | | | Holding Recon Date | 09-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 05-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | James Brannen | | For | For |
| | | 2 | Thomas Henning | | For | For |
| | | 3 | Daniel Rykhus | | For | For |
| 2. | To approve, by advisory vote, a resolution on executive compensation. | Management | For | For |
| 3. | To approve an amendment to the Company's 2014 Omnibus Incentive Plan. | Management | For | For |
| 4. | To approve an amendment to the Company's 2014 Non- Employee Director Plan. | Management | For | For |
| 5. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For |
| MOOG INC. |
| Security | 615394202 | | | Meeting Type | Annual |
| Ticker Symbol | MOGA | | | Meeting Date | 09-Feb-2021 |
| ISIN | US6153942023 | | | Agenda | 935320440 - Management |
| Record Date | 14-Dec-2020 | | | Holding Recon Date | 14-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Janet M. Coletti | | For | For |
| 2. | Non-binding advisory approval of executive compensation. | Management | For | For |
| 3. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2021 fiscal year. | Management | For | For |
| GREAT WESTERN BANCORP INC |
| Security | 391416104 | | | Meeting Type | Annual |
| Ticker Symbol | GWB | | | Meeting Date | 09-Feb-2021 |
| ISIN | US3914161043 | | | Agenda | 935321024 - Management |
| Record Date | 11-Dec-2020 | | | Holding Recon Date | 11-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 05-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | James Brannen | | For | For |
| | | 2 | Thomas Henning | | For | For |
| | | 3 | Daniel Rykhus | | For | For |
| 2. | To approve, by advisory vote, a resolution on executive compensation. | Management | For | For |
| 3. | To approve an amendment to the Company's 2014 Omnibus Incentive Plan. | Management | For | For |
| 4. | To approve an amendment to the Company's 2014 Non- Employee Director Plan. | Management | For | For |
| 5. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For |
| J & J SNACK FOODS CORP. |
| Security | 466032109 | | | Meeting Type | Annual |
| Ticker Symbol | JJSF | | | Meeting Date | 10-Feb-2021 |
| ISIN | US4660321096 | | | Agenda | 935320490 - Management |
| Record Date | 14-Dec-2020 | | | Holding Recon Date | 14-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Peter G. Stanley | | For | For |
| 2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Management | For | For |
| 3. | VOTE ON APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For |
| VAREX IMAGING CORPORATION |
| Security | 92214X106 | | | Meeting Type | Annual |
| Ticker Symbol | VREX | | | Meeting Date | 11-Feb-2021 |
| ISIN | US92214X1063 | | | Agenda | 935320438 - Management |
| Record Date | 18-Dec-2020 | | | Holding Recon Date | 18-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Timothy E. Guertin | Management | For | For |
| 1B. | Election of Director: Walter M Rosebrough, Jr. | Management | For | For |
| 2. | To approve, on an advisory basis, our executive compensation as described in the accompanying Proxy Statement. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| INSTEEL INDUSTRIES, INC. |
| Security | 45774W108 | | | Meeting Type | Annual |
| Ticker Symbol | IIIN | | | Meeting Date | 16-Feb-2021 |
| ISIN | US45774W1080 | | | Agenda | 935322038 - Management |
| Record Date | 16-Dec-2020 | | | Holding Recon Date | 16-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 12-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | G. Kennedy Thompson | | For | For |
| | | 2 | H.O. Woltz III | | For | For |
| 2. | Advisory vote to approve the compensation of our executive officers. | Management | For | For |
| 3. | Ratification of appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year 2021. | Management | For | For |
| PLEXUS CORP. |
| Security | 729132100 | | | Meeting Type | Annual |
| Ticker Symbol | PLXS | | | Meeting Date | 17-Feb-2021 |
| ISIN | US7291321005 | | | Agenda | 935318952 - Management |
| Record Date | 11-Dec-2020 | | | Holding Recon Date | 11-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Stephen P. Cortinovis | | For | For |
| | | 2 | Joann M. Eisenhart | | For | For |
| | | 3 | Dean A. Foate | | For | For |
| | | 4 | Rainer Jueckstock | | For | For |
| | | 5 | Peter Kelly | | For | For |
| | | 6 | Todd P. Kelsey | | For | For |
| | | 7 | Joel Quadracci | | For | For |
| | | 8 | Karen M. Rapp | | For | For |
| | | 9 | Paul A. Rooke | | For | For |
| | | 10 | Michael V. Schrock | | For | For |
| 2. | Advisory vote to approve the compensation of Plexus Corp.'s named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For |
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Auditors for fiscal 2021. | Management | For | For |
| SANDERSON FARMS, INC. |
| Security | 800013104 | | | Meeting Type | Annual |
| Ticker Symbol | SAFM | | | Meeting Date | 18-Feb-2021 |
| ISIN | US8000131040 | | | Agenda | 935327002 - Management |
| Record Date | 22-Dec-2020 | | | Holding Recon Date | 22-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class B Director: John Bierbusse | Management | For | For |
| 1.2 | Election of Class B Director: Mike Cockrell | Management | For | For |
| 1.3 | Election of Class B Director: Edith Kelly-Green | Management | For | For |
| 1.4 | Election of Class B Director: Suzanne T. Mestayer | Management | For | For |
| 2. | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For |
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2021. | Management | For | For |
| 4. | Proposal to request that the Board of Directors report on the Company's human rights due diligence process. | Shareholder | For | Against |
| MATTHEWS INTERNATIONAL CORPORATION |
| Security | 577128101 | | | Meeting Type | Annual |
| Ticker Symbol | MATW | | | Meeting Date | 18-Feb-2021 |
| ISIN | US5771281012 | | | Agenda | 935328294 - Management |
| Record Date | 31-Dec-2020 | | | Holding Recon Date | 31-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 17-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Joseph C. Bartolacci | | For | For |
| | | 2 | Katherine E. Dietze | | For | For |
| | | 3 | Lillian D. Etzkorn | | For | For |
| | | 4 | Morgan K. O'Brien | | For | For |
| 2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For |
| 3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For |
| TETRA TECH, INC. |
| Security | 88162G103 | | | Meeting Type | Annual |
| Ticker Symbol | TTEK | | | Meeting Date | 24-Feb-2021 |
| ISIN | US88162G1031 | | | Agenda | 935323941 - Management |
| Record Date | 30-Dec-2020 | | | Holding Recon Date | 30-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Dan L. Batrack | Management | For | For |
| 1B. | Election of Director: Gary R. Birkenbeuel | Management | For | For |
| 1C. | Election of Director: Patrick C. Haden | Management | For | For |
| 1D. | Election of Director: J. Christopher Lewis | Management | For | For |
| 1E. | Election of Director: Joanne M. Maguire | Management | For | For |
| 1F. | Election of Director: Kimberly E. Ritrievi | Management | For | For |
| 1G. | Election of Director: J. Kenneth Thompson | Management | For | For |
| 1H. | Election of Director: Kirsten M. Volpi | Management | For | For |
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| QUANEX BUILDING PRODUCTS CORP |
| Security | 747619104 | | | Meeting Type | Annual |
| Ticker Symbol | NX | | | Meeting Date | 25-Feb-2021 |
| ISIN | US7476191041 | | | Agenda | 935329640 - Management |
| Record Date | 06-Jan-2021 | | | Holding Recon Date | 06-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-Feb-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Susan F. Davis | Management | For | For |
| 1.2 | Election of Director: William C. Griffiths | Management | For | For |
| 1.3 | Election of Director: Donald R. Maier | Management | For | For |
| 1.4 | Election of Director: Meredith W. Mendes | Management | For | For |
| 1.5 | Election of Director: Joseph D. Rupp | Management | For | For |
| 1.6 | Election of Director: Curtis M. Stevens | Management | For | For |
| 1.7 | Election of Director: William E. Waltz, Jr. | Management | For | For |
| 1.8 | Election of Director: George L. Wilson | Management | For | For |
| 2. | To approve an advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To approve a resolution ratifying the appointment of the Company's independent auditor for fiscal 2021. | Management | For | For |
| ENANTA PHARMACEUTICALS, INC. |
| Security | 29251M106 | | | Meeting Type | Annual |
| Ticker Symbol | ENTA | | | Meeting Date | 02-Mar-2021 |
| ISIN | US29251M1062 | | | Agenda | 935326353 - Management |
| Record Date | 08-Jan-2021 | | | Holding Recon Date | 08-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kristine Peterson | | For | For |
| | | 2 | Terry Vance | | For | For |
| 2. | To approve an amendment to our 2019 Equity Incentive Plan. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement. | Management | For | For |
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as Enanta's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| HELMERICH & PAYNE, INC. |
| Security | 423452101 | | | Meeting Type | Annual |
| Ticker Symbol | HP | | | Meeting Date | 02-Mar-2021 |
| ISIN | US4234521015 | | | Agenda | 935326391 - Management |
| Record Date | 05-Jan-2021 | | | Holding Recon Date | 05-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Delaney M. Bellinger | Management | For | For |
| 1B. | Election of Director: Kevin G. Cramton | Management | For | For |
| 1C. | Election of Director: Randy A. Foutch | Management | For | For |
| 1D. | Election of Director: Hans Helmerich | Management | For | For |
| 1E. | Election of Director: John W. Lindsay | Management | For | For |
| 1F. | Election of Director: José R. Mas | Management | For | For |
| 1G. | Election of Director: Thomas A. Petrie | Management | For | For |
| 1H. | Election of Director: Donald F. Robillard, Jr. | Management | For | For |
| 1I. | Election of Director: Edward B. Rust, Jr. | Management | For | For |
| 1J. | Election of Director: Mary M. VanDeWeghe | Management | For | For |
| 1K. | Election of Director: John D. Zeglis | Management | For | For |
| 2. | Ratification of Ernst & Young LLP as auditors for 2021. | Management | For | For |
| 3. | Advisory vote on executive compensation. | Management | For | For |
| CMC MATERIALS, INC. |
| Security | 12571T100 | | | Meeting Type | Annual |
| Ticker Symbol | CCMP | | | Meeting Date | 03-Mar-2021 |
| ISIN | US12571T1007 | | | Agenda | 935326264 - Management |
| Record Date | 07-Jan-2021 | | | Holding Recon Date | 07-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Barbara A. Klein | | For | For |
| | | 2 | David H. Li | | For | For |
| | | 3 | William P. Noglows | | For | For |
| 2. | Non-binding stockholder advisory approval of our named executive officer compensation. | Management | For | For |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2021. | Management | For | For |
| 4. | Approval of the CMC Materials, Inc. 2021 Omnibus Incentive Plan. | Management | For | For |
| CALLAWAY GOLF COMPANY |
| Security | 131193104 | | | Meeting Type | Special |
| Ticker Symbol | ELY | | | Meeting Date | 03-Mar-2021 |
| ISIN | US1311931042 | | | Agenda | 935332015 - Management |
| Record Date | 08-Jan-2021 | | | Holding Recon Date | 08-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approval of the issuance of shares of common stock of Callaway Golf Company to stockholders of Topgolf International, Inc., pursuant to the terms of the Merger Agreement, a copy of which is attached as Annex A to the accompanying proxy statement/prospectus/consent solicitation. | Management | For | For |
| 2. | Approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal No. 1. | Management | For | For |
| KULICKE & SOFFA INDUSTRIES, INC. |
| Security | 501242101 | | | Meeting Type | Annual |
| Ticker Symbol | KLIC | | | Meeting Date | 04-Mar-2021 |
| ISIN | US5012421013 | | | Agenda | 935323927 - Management |
| Record Date | 07-Dec-2020 | | | Holding Recon Date | 07-Dec-2020 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election Of Director : Mr. Chin Hu Lim | Management | Against | Against |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For |
| 3. | To approve the Company's 2021 Omnibus Incentive Plan. | Management | For | For |
| 4. | To approve, on a non-binding basis, the compensation of the Company's named executive officers. | Management | For | For |
| MTS SYSTEMS CORPORATION |
| Security | 553777103 | | | Meeting Type | Special |
| Ticker Symbol | MTSC | | | Meeting Date | 04-Mar-2021 |
| ISIN | US5537771033 | | | Agenda | 935332647 - Management |
| Record Date | 27-Jan-2021 | | | Holding Recon Date | 27-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of December 8, 2020 (as may be amended from time to time and including the Plan of Merger attached as Exhibit A thereto, the "merger agreement"), by and among MTS Systems Corporation, a Minnesota corporation (the "Company"), Amphenol Corporation,a Delaware corporation ("Parent") and Moon Merger Sub Corporation, a Minnesota corporation and a wholly owned subsidiary of Parent ("Sub"). | Management | For | For |
| 2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For |
| 3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For |
| PHOTRONICS, INC. |
| Security | 719405102 | | | Meeting Type | Annual |
| Ticker Symbol | PLAB | | | Meeting Date | 11-Mar-2021 |
| ISIN | US7194051022 | | | Agenda | 935337926 - Management |
| Record Date | 16-Feb-2021 | | | Holding Recon Date | 16-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Walter M. Fiederowicz | | For | For |
| | | 2 | Peter S. Kirlin | | For | For |
| | | 3 | Daniel Liao | | For | For |
| | | 4 | Constantine Macricostas | | For | For |
| | | 5 | George Macricostas | | For | For |
| | | 6 | Mary Paladino | | For | For |
| | | 7 | Mitchell G. Tyson | | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For |
| 3. | To approve, by non-binding advisory vote, executive compensation. | Management | For | For |
| SANMINA CORPORATION |
| Security | 801056102 | | | Meeting Type | Annual |
| Ticker Symbol | SANM | | | Meeting Date | 15-Mar-2021 |
| ISIN | US8010561020 | | | Agenda | 935329753 - Management |
| Record Date | 21-Jan-2021 | | | Holding Recon Date | 21-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Eugene A. Delaney | Management | For | For |
| 1B. | Election of Director: John P. Goldsberry | Management | For | For |
| 1C. | Election of Director: Rita S. Lane | Management | Against | Against |
| 1D. | Election of Director: Joseph G. Licata, Jr. | Management | For | For |
| 1E. | Election of Director: Krish Prabhu | Management | For | For |
| 1F. | Election of Director: Mario M. Rosati | Management | Against | Against |
| 1G. | Election of Director: Jure Sola | Management | For | For |
| 1H. | Election of Director: Jackie M. Ward | Management | Against | Against |
| 2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Sanmina Corporation for its fiscal year ending October 2, 2021. | Management | For | For |
| 3. | Proposal to approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers, as disclosed in the Proxy Statement for the 2021 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | Management | For | For |
| 4. | Proposal to approve the reservation of an additional 1,400,000 shares of common stock for issuance under the 2019 Equity Incentive Plan of Sanmina Corporation. | Management | For | For |
| MAXIMUS, INC. |
| Security | 577933104 | | | Meeting Type | Annual |
| Ticker Symbol | MMS | | | Meeting Date | 16-Mar-2021 |
| ISIN | US5779331041 | | | Agenda | 935330035 - Management |
| Record Date | 15-Jan-2021 | | | Holding Recon Date | 15-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director: John J. Haley | Management | Against | Against |
| 1B. | Election of Class II Director: Jan D. Madsen | Management | Against | Against |
| 1C. | Election of Class III Director: Bruce L. Caswell | Management | For | For |
| 1D. | Election of Class III Director: Richard A. Montoni | Management | For | For |
| 1E. | Election of Class III Director: Raymond B. Ruddy | Management | For | For |
| 2. | The approval of 2021 Omnibus Incentive Plan. | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2021 fiscal year. | Management | For | For |
| 4. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | For | For |
| 5. | A shareholder proposal pertaining to the disclosure by the Company of certain lobbying expenditures and activities. | Shareholder | For | Against |
| THE TORO COMPANY |
| Security | 891092108 | | | Meeting Type | Annual |
| Ticker Symbol | TTC | | | Meeting Date | 16-Mar-2021 |
| ISIN | US8910921084 | | | Agenda | 935330528 - Management |
| Record Date | 19-Jan-2021 | | | Holding Recon Date | 19-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Janet K. Cooper | | For | For |
| | | 2 | Gary L. Ellis | | For | For |
| | | 3 | Michael G. Vale | | For | For |
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2021. | Management | For | For |
| 3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For |
| SYNNEX CORPORATION |
| Security | 87162W100 | | | Meeting Type | Annual |
| Ticker Symbol | SNX | | | Meeting Date | 16-Mar-2021 |
| ISIN | US87162W1009 | | | Agenda | 935335035 - Management |
| Record Date | 22-Jan-2021 | | | Holding Recon Date | 22-Jan-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kevin Murai | | For | For |
| | | 2 | Dwight Steffensen | | For | For |
| | | 3 | Dennis Polk | | For | For |
| | | 4 | Fred Breidenbach | | For | For |
| | | 5 | Laurie Simon Hodrick | | For | For |
| | | 6 | Hau Lee | | For | For |
| | | 7 | Matthew Miau | | For | For |
| | | 8 | Ann Vezina | | For | For |
| | | 9 | Thomas Wurster | | For | For |
| | | 10 | Duane Zitzner | | For | For |
| | | 11 | Andrea Zulberti | | For | For |
| 2. | An advisory vote to approve our Executive Compensation. | Management | For | For |
| 3. | Ratification of the appointment of KPMG LLP as our independent auditors for 2021. | Management | For | For |
| READY CAPITAL CORPORATION |
| Security | 75574U101 | | | Meeting Type | Special |
| Ticker Symbol | RC | | | Meeting Date | 17-Mar-2021 |
| ISIN | US75574U1016 | | | Agenda | 935335667 - Management |
| Record Date | 04-Feb-2021 | | | Holding Recon Date | 04-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To consider and vote on a proposal to approve the issuance of shares of common stock, par value $0.0001 per share, of Ready Capital Corporation pursuant to the Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation, RC Merger Subsidiary, LLC and Anworth Mortgage Asset Corporation, as it may be amended from time to time, a copy of which is attached as Annex A to the joint proxy statement/prospectus accompanying this proxy card (the 'Ready Capital Common Stock Issuance Proposal"). | Management | For | For |
| 2. | To consider and vote on a proposal to adjourn the special meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the Ready Capital Common Stock Issuance Proposal. | Management | For | For |
| WADDELL & REED FINANCIAL, INC. |
| Security | 930059100 | | | Meeting Type | Special |
| Ticker Symbol | WDR | | | Meeting Date | 23-Mar-2021 |
| ISIN | US9300591008 | | | Agenda | 935337988 - Management |
| Record Date | 05-Feb-2021 | | | Holding Recon Date | 05-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For |
| 2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For |
| 3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
| HMS HOLDINGS CORP. |
| Security | 40425J101 | | | Meeting Type | Special |
| Ticker Symbol | HMSY | | | Meeting Date | 26-Mar-2021 |
| ISIN | US40425J1016 | | | Agenda | 935339540 - Management |
| Record Date | 04-Feb-2021 | | | Holding Recon Date | 04-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-Mar-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 20, 2020, by and among HMS Holdings Corp. ("HMS"), Gainwell Acquisition Corp. ("Gainwell"), Mustang MergerCo Inc., a wholly owned subsidiary of Gainwell ("Merger Sub"), and Gainwell Intermediate Holding Corp., and approve the transactions contemplated thereby, including the merger of Merger Sub with and into HMS (the "Merger"), with HMS continuing as the surviving corporation and a wholly owned subsidiary of Gainwell (the "Merger Proposal"). | Management | For | For |
| 2. | To approve, on an advisory non-binding basis, the compensation that may be paid or become payable to HMS's named executive officers in connection with the Merger. | Management | For | For |
| 3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | For | For |
| KONTOOR BRANDS, INC. |
| Security | 50050N103 | | | Meeting Type | Annual |
| Ticker Symbol | KTB | | | Meeting Date | 20-Apr-2021 |
| ISIN | US50050N1037 | | | Agenda | 935341317 - Management |
| Record Date | 16-Feb-2021 | | | Holding Recon Date | 16-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kathleen Barclay | | For | For |
| | | 2 | Robert Lynch | | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For |
| 3. | To approve the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For |
| SHENANDOAH TELECOMMUNICATIONS COMPANY |
| Security | 82312B106 | | | Meeting Type | Annual |
| Ticker Symbol | SHEN | | | Meeting Date | 20-Apr-2021 |
| ISIN | US82312B1061 | | | Agenda | 935341836 - Management |
| Record Date | 24-Feb-2021 | | | Holding Recon Date | 24-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Thomas A. Beckett | Management | Against | Against |
| 1B. | Election of Director: Richard L. Koontz, Jr. | Management | For | For |
| 1C. | Election of Director: Leigh Ann Schultz | Management | For | For |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For |
| ASBURY AUTOMOTIVE GROUP, INC. |
| Security | 043436104 | | | Meeting Type | Annual |
| Ticker Symbol | ABG | | | Meeting Date | 20-Apr-2021 |
| ISIN | US0434361046 | | | Agenda | 935342319 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Thomas J. Reddin | Management | For | For |
| 1B. | Election of Director: Joel Alsfine | Management | For | For |
| 1C. | Election of Director: Thomas C. DeLoach, Jr. | Management | For | For |
| 1D. | Election of Director: William D. Fay | Management | For | For |
| 1E. | Election of Director: David W. Hult | Management | For | For |
| 1F. | Election of Director: Juanita T. James | Management | For | For |
| 1G. | Election of Director: Philip F. Maritz | Management | For | For |
| 1H. | Election of Director: Maureen F. Morrison | Management | For | For |
| 1I. | Election of Director: Bridget Ryan-Berman | Management | For | For |
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| HARSCO CORPORATION |
| Security | 415864107 | | | Meeting Type | Annual |
| Ticker Symbol | HSC | | | Meeting Date | 20-Apr-2021 |
| ISIN | US4158641070 | | | Agenda | 935342636 - Management |
| Record Date | 23-Feb-2021 | | | Holding Recon Date | 23-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: J. F. Earl | Management | Against | Against |
| 1.2 | Election of Director: K. G. Eddy | Management | For | For |
| 1.3 | Election of Director: D. C. Everitt | Management | Against | Against |
| 1.4 | Election of Director: F. N. Grasberger III | Management | For | For |
| 1.5 | Election of Director: C. I. Haznedar | Management | Against | Against |
| 1.6 | Election of Director: M. Longhi | Management | For | For |
| 1.7 | Election of Director: E. M. Purvis, Jr. | Management | Against | Against |
| 1.8 | Election of Director: P. C. Widman | Management | Against | Against |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Vote, on an advisory basis, to approve named executive officer compensation. | Management | For | For |
| 4. | Vote on an Amendment No. 2 to the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. | Management | For | For |
| PS BUSINESS PARKS, INC. |
| Security | 69360J107 | | | Meeting Type | Annual |
| Ticker Symbol | PSB | | | Meeting Date | 20-Apr-2021 |
| ISIN | US69360J1079 | | | Agenda | 935343311 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ronald L. Havner, Jr. | | For | For |
| | | 2 | Maria R. Hawthorne | | Withheld | Against |
| | | 3 | Jennifer Holden Dunbar | | For | For |
| | | 4 | Kristy M. Pipes | | For | For |
| | | 5 | Gary E. Pruitt | | For | For |
| | | 6 | Robert S. Rollo | | For | For |
| | | 7 | Joseph D. Russell, Jr. | | For | For |
| | | 8 | Peter Schultz | | For | For |
| | | 9 | Stephen W. Wilson | | For | For |
| 2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For |
| 3. | Approval of the reincorporation of the Company from the State of California to the State of Maryland. | Management | For | For |
| 4. | Ratification of appointment of Ernst & Young LLP as the independent registered public accounting firm for PS Business Parks, Inc. for the fiscal year ending December 31, 2021. | Management | For | For |
| CONCENTRIX CORPORATION |
| Security | 20602D101 | | | Meeting Type | Annual |
| Ticker Symbol | CNXC | | | Meeting Date | 20-Apr-2021 |
| ISIN | US20602D1019 | | | Agenda | 935343587 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Christopher Caldwell | Management | For | For |
| 1B. | Election of Director: Teh-Chien Chou | Management | For | For |
| 1C. | Election of Director: LaVerne Council | Management | For | For |
| 1D. | Election of Director: Jennifer Deason | Management | For | For |
| 1E. | Election of Director: Kathryn Hayley | Management | For | For |
| 1F. | Election of Director: Kathryn Marinello | Management | For | For |
| 1G. | Election of Director: Dennis Polk | Management | For | For |
| 1H. | Election of Director: Ann Vezina | Management | For | For |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent public registered accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For |
| 4. | Approval, on an advisory basis, of the frequency of advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For |
| CASS INFORMATION SYSTEMS, INC. |
| Security | 14808P109 | | | Meeting Type | Annual |
| Ticker Symbol | CASS | | | Meeting Date | 20-Apr-2021 |
| ISIN | US14808P1093 | | | Agenda | 935347561 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Robert A. Ebel | Management | Against | Against |
| 1.2 | Election of Director: Randall L. Schilling | Management | Against | Against |
| 1.3 | Election of Director: Franklin D. Wicks, Jr. | Management | Against | Against |
| 2. | To approve the advisory resolution on executive compensation. | Management | For | For |
| 3. | To ratify the selection of KPMG LLP to serve as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| NORTHWEST BANCSHARES, INC. |
| Security | 667340103 | | | Meeting Type | Annual |
| Ticker Symbol | NWBI | | | Meeting Date | 21-Apr-2021 |
| ISIN | US6673401039 | | | Agenda | 935342496 - Management |
| Record Date | 22-Feb-2021 | | | Holding Recon Date | 22-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Deborah J. Chadsey | | For | For |
| | | 2 | Wilbur R. Davis | | For | For |
| | | 3 | Timothy M. Hunter | | For | For |
| | | 4 | David M. Tullio | | For | For |
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | An advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. | Management | For | For |
| THE ODP CORPORATION |
| Security | 88337F105 | | | Meeting Type | Annual |
| Ticker Symbol | ODP | | | Meeting Date | 21-Apr-2021 |
| ISIN | US88337F1057 | | | Agenda | 935344654 - Management |
| Record Date | 25-Feb-2021 | | | Holding Recon Date | 25-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Elect the member of the Board of Director: Quincy L. Allen | Management | For | For |
| 1B. | Elect the member of the Board of Director: Kristin A. Campbell | Management | Against | Against |
| 1C. | Elect the member of the Board of Director: Marcus B. Dunlop | Management | For | For |
| 1D. | Elect the member of the Board of Director: Cynthia T. Jamison | Management | For | For |
| 1E. | Elect the member of the Board of Director: Francesca Ruiz de Luzuriaga | Management | Against | Against |
| 1F. | Elect the member of the Board of Director: Shashank Samant | Management | Against | Against |
| 1G. | Elect the member of the Board of Director: Wendy L. Schoppert | Management | For | For |
| 1H. | Elect the member of the Board of Director: Gerry P. Smith | Management | For | For |
| 1I. | Elect the member of the Board of Director: David M. Szymanski | Management | For | For |
| 1J. | Elect the member of the Board of Director: Joseph S. Vassalluzzo | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as The ODP Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | To approve The ODP Corporation 2021 Long-Term Incentive Plan. | Management | For | For |
| 4. | To approve, in a non-binding, advisory vote, The ODP Corporation's executive compensation. | Management | For | For |
| UFP INDUSTRIES, INC. |
| Security | 90278Q108 | | | Meeting Type | Annual |
| Ticker Symbol | UFPI | | | Meeting Date | 21-Apr-2021 |
| ISIN | US90278Q1085 | | | Agenda | 935344692 - Management |
| Record Date | 24-Feb-2021 | | | Holding Recon Date | 24-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Matthew J. Missad | Management | For | For |
| 1B. | Election of Director: Thomas W. Rhodes | Management | For | For |
| 1C. | Election of Director: Brian C. Walker | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For |
| 3. | To participate in an advisory vote to approve the compensation paid to our Named Executives. | Management | For | For |
| FIRST HAWAIIAN, INC. |
| Security | 32051X108 | | | Meeting Type | Annual |
| Ticker Symbol | FHB | | | Meeting Date | 21-Apr-2021 |
| ISIN | US32051X1081 | | | Agenda | 935345517 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Matthew J. Cox | Management | For | For |
| 1.2 | Election of Director: W. Allen Doane | Management | Against | Against |
| 1.3 | Election of Director: Robert S. Harrison | Management | For | For |
| 1.4 | Election of Director: Faye W. Kurren | Management | Against | Against |
| 1.5 | Election of Director: Allen B. Uyeda | Management | Against | Against |
| 1.6 | Election of Director: Jenai S. Wall | Management | For | For |
| 1.7 | Election of Director: Vanessa L. Washington | Management | For | For |
| 1.8 | Election of Director: C. Scott Wo | Management | For | For |
| 2. | A proposal to amend and restate the First Hawaiian, Inc. 2016 Non-Employee Director Plan principally to increase the total number of shares of common stock that may be awarded under that plan. | Management | For | For |
| 3. | An advisory vote on the compensation of our named executive officers as disclosed in the attached Proxy Statement. | Management | For | For |
| 4. | The ratification of the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| AMN HEALTHCARE SERVICES, INC. |
| Security | 001744101 | | | Meeting Type | Annual |
| Ticker Symbol | AMN | | | Meeting Date | 21-Apr-2021 |
| ISIN | US0017441017 | | | Agenda | 935346331 - Management |
| Record Date | 23-Feb-2021 | | | Holding Recon Date | 23-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mark G. Foletta | Management | For | For |
| 1B. | Election of Director: Teri G. Fontenot | Management | Against | Against |
| 1C. | Election of Director: R. Jeffrey Harris | Management | Against | Against |
| 1D. | Election of Director: Daphne E. Jones | Management | For | For |
| 1E. | Election of Director: Martha H. Marsh | Management | For | For |
| 1F. | Election of Director: Susan R. Salka | Management | For | For |
| 1G. | Election of Director: Sylvia Trent-Adams | Management | For | For |
| 1H. | Election of Director: Douglas D. Wheat | Management | For | For |
| 2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | 1 Year | For |
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 5. | A shareholder proposal entitled: "Improve Our Catch-22 Proxy Access". | Shareholder | Against | For |
| WESTAMERICA BANCORPORATION |
| Security | 957090103 | | | Meeting Type | Annual |
| Ticker Symbol | WABC | | | Meeting Date | 22-Apr-2021 |
| ISIN | US9570901036 | | | Agenda | 935342662 - Management |
| Record Date | 22-Feb-2021 | | | Holding Recon Date | 22-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: E. Allen | Management | Against | Against |
| 1.2 | Election of Director: L. Bartolini | Management | For | For |
| 1.3 | Election of Director: E.J. Bowler | Management | For | For |
| 1.4 | Election of Director: M. Chiesa | Management | For | For |
| 1.5 | Election of Director: M. Hassid | Management | For | For |
| 1.6 | Election of Director: C. MacMillan | Management | For | For |
| 1.7 | Election of Director: R. Nelson | Management | Against | Against |
| 1.8 | Election of Director: D. Payne | Management | For | For |
| 1.9 | Election of Director: E. Sylvester | Management | Against | Against |
| 2. | Approve a non-binding advisory vote on the compensation of our executive officers. | Management | For | For |
| 3. | Ratification of independent auditors. | Management | For | For |
| MYR GROUP INC |
| Security | 55405W104 | | | Meeting Type | Annual |
| Ticker Symbol | MYRG | | | Meeting Date | 22-Apr-2021 |
| ISIN | US55405W1045 | | | Agenda | 935344274 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Donald C.I. Lucky | Management | For | For |
| 1B. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Maurice E. Moore | Management | For | For |
| 1C. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Shirin O'Connor | Management | For | For |
| 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| LITTELFUSE, INC. |
| Security | 537008104 | | | Meeting Type | Annual |
| Ticker Symbol | LFUS | | | Meeting Date | 22-Apr-2021 |
| ISIN | US5370081045 | | | Agenda | 935344337 - Management |
| Record Date | 25-Feb-2021 | | | Holding Recon Date | 25-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Kristina Cerniglia | Management | For | For |
| 1B. | Election of Director: Tzau-Jin Chung | Management | Against | Against |
| 1C. | Election of Director: Cary Fu | Management | For | For |
| 1D. | Election of Director: Maria Green | Management | For | For |
| 1E. | Election of Director: Anthony Grillo | Management | For | For |
| 1F. | Election of Director: David Heinzmann | Management | For | For |
| 1G. | Election of Director: Gordon Hunter | Management | For | For |
| 1H. | Election of Director: William Noglows | Management | Against | Against |
| 1I. | Election of Director: Nathan Zommer | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2021. | Management | For | For |
| INTERACTIVE BROKERS GROUP, INC. |
| Security | 45841N107 | | | Meeting Type | Annual |
| Ticker Symbol | IBKR | | | Meeting Date | 22-Apr-2021 |
| ISIN | US45841N1072 | | | Agenda | 935346002 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Thomas Peterffy | Management | Against | Against |
| 1B. | Election of Director: Earl H. Nemser | Management | Against | Against |
| 1C. | Election of Director: Milan Galik | Management | Against | Against |
| 1D. | Election of Director: Paul J. Brody | Management | Against | Against |
| 1E. | Election of Director: Lawrence E. Harris | Management | Against | Against |
| 1F. | Election of Director: Gary Katz | Management | Against | Against |
| 1G. | Election of Director: John M. Damgard | Management | Against | Against |
| 1H. | Election of Director: Philip Uhde | Management | Against | Against |
| 1I. | Election of Director: William Peterffy | Management | Against | Against |
| 1J. | Election of Director: Nicole Yuen | Management | Against | Against |
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | For |
| 3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For |
| ALLEGIANCE BANCSHARES, INC. |
| Security | 01748H107 | | | Meeting Type | Annual |
| Ticker Symbol | ABTX | | | Meeting Date | 22-Apr-2021 |
| ISIN | US01748H1077 | | | Agenda | 935348537 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | William S. Nichols III# | | For | For |
| | | 2 | Steven F. Retzloff# | | For | For |
| | | 3 | Fred S. Robertson# | | For | For |
| | | 4 | Ramon A. Vitulli, III# | | For | For |
| | | 5 | Louis A. Waters Jr.# | | For | For |
| | | 6 | Raimundo Riojas A.@ | | For | For |
| | | 7 | Jon-Al Duplantier* | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the CD&A, tabular disclosures and related narrative in the proxy statement ("Say-On-Pay"). | Management | For | For |
| 3. | To approve, on an advisory basis, the preferred frequency of shareholder advisory votes on executive compensation ("Say-On-Frequency"). | Management | 1 Year | For |
| 4. | To ratify the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| SCHWEITZER-MAUDUIT INTERNATIONAL, INC. |
| Security | 808541106 | | | Meeting Type | Annual |
| Ticker Symbol | SWM | | | Meeting Date | 22-Apr-2021 |
| ISIN | US8085411069 | | | Agenda | 935362068 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kimberly E. Ritrievi | | For | For |
| | | 2 | John D. Rogers | | For | For |
| 2. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Hold a Non-binding advisory vote to approve executive compensation. | Management | For | For |
| KKR REAL ESTATE FINANCE TRUST INC. |
| Security | 48251K100 | | | Meeting Type | Annual |
| Ticker Symbol | KREF | | | Meeting Date | 23-Apr-2021 |
| ISIN | US48251K1007 | | | Agenda | 935345492 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Terrance R. Ahern | | For | For |
| | | 2 | Irene M. Esteves | | For | For |
| | | 3 | Todd A. Fisher | | For | For |
| | | 4 | Jonathan A. Langer | | For | For |
| | | 5 | Christen E.J. Lee | | For | For |
| | | 6 | Paula Madoff | | For | For |
| | | 7 | Deborah H. McAneny | | For | For |
| | | 8 | Ralph F. Rosenberg | | For | For |
| 2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| UNISYS CORPORATION |
| Security | 909214306 | | | Meeting Type | Annual |
| Ticker Symbol | UIS | | | Meeting Date | 23-Apr-2021 |
| ISIN | US9092143067 | | | Agenda | 935349060 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Peter A. Altabef | Management | For | For |
| 1B. | Election of Director: Jared L. Cohon | Management | Against | Against |
| 1C. | Election of Director: Nathaniel A. Davis | Management | For | For |
| 1D. | Election of Director: Matthew J. Desch | Management | For | For |
| 1E. | Election of Director: Denise K. Fletcher | Management | For | For |
| 1F. | Election of Director: Philippe Germond | Management | Against | Against |
| 1G. | Election of Director: Lisa A. Hook | Management | For | For |
| 1H. | Election of Director: Deborah Lee James | Management | Against | Against |
| 1I. | Election of Director: Paul E. Martin | Management | For | For |
| 1J. | Election of Director: Regina Paolillo | Management | For | For |
| 1K. | Election of Director: Lee D. Roberts | Management | Against | Against |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| M.D.C. HOLDINGS, INC. |
| Security | 552676108 | | | Meeting Type | Annual |
| Ticker Symbol | MDC | | | Meeting Date | 26-Apr-2021 |
| ISIN | US5526761086 | | | Agenda | 935342321 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Raymond T. Baker | | For | For |
| | | 2 | David E. Blackford | | For | For |
| | | 3 | Courtney L. Mizel | | For | For |
| 2. | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | Management | For | For |
| 3. | To approve the M.D.C. Holdings, Inc. 2021 Equity Incentive Plan. | Management | For | For |
| 4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| RETAIL OPPORTUNITY INV CORP |
| Security | 76131N101 | | | Meeting Type | Annual |
| Ticker Symbol | ROIC | | | Meeting Date | 26-Apr-2021 |
| ISIN | US76131N1019 | | | Agenda | 935380701 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Richard A. Baker | | For | For |
| | | 2 | Angela K. Ho | | For | For |
| | | 3 | Michael J. Indiveri | | For | For |
| | | 4 | Lee S. Neibart | | For | For |
| | | 5 | Charles J. Persico | | For | For |
| | | 6 | Laura H. Pomerantz | | For | For |
| | | 7 | Stuart A. Tanz | | For | For |
| | | 8 | Eric S. Zorn | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers as described in the 2021 Proxy Statement. | Management | For | For |
| ALEXANDER & BALDWIN, INC. |
| Security | 014491104 | | | Meeting Type | Annual |
| Ticker Symbol | ALEX | | | Meeting Date | 27-Apr-2021 |
| ISIN | US0144911049 | | | Agenda | 935340581 - Management |
| Record Date | 18-Feb-2021 | | | Holding Recon Date | 18-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Christopher J. Benjamin | Management | For | For |
| 1B. | Election of Director: Diana M. Laing | Management | For | For |
| 1C. | Election of Director: John T. Leong | Management | For | For |
| 1D. | Election of Director: Thomas A. Lewis, Jr. | Management | For | For |
| 1E. | Election of Director: Douglas M. Pasquale | Management | Against | Against |
| 1F. | Election of Director: Michele K. Saito | Management | Against | Against |
| 1G. | Election of Director: Eric K. Yeaman | Management | Against | Against |
| 2. | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For |
| STRATEGIC EDUCATION, INC. |
| Security | 86272C103 | | | Meeting Type | Annual |
| Ticker Symbol | STRA | | | Meeting Date | 27-Apr-2021 |
| ISIN | US86272C1036 | | | Agenda | 935348018 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Robert S. Silberman | Management | For | For |
| 1B. | Election of Director: J. Kevin Gilligan | Management | For | For |
| 1C. | Election of Director: Robert R. Grusky | Management | Against | Against |
| 1D. | Election of Director: Dr. Charlotte F. Beason | Management | Against | Against |
| 1E. | Election of Director: Rita D. Brogley | Management | For | For |
| 1F. | Election of Director: Dr. John T. Casteen, III | Management | Against | Against |
| 1G. | Election of Director: H. James Dallas | Management | For | For |
| 1H. | Election of Director: Nathaniel C. Fick | Management | For | For |
| 1I. | Election of Director: Jerry L. Johnson | Management | For | For |
| 1J. | Election of Director: Karl McDonnell | Management | For | For |
| 1K. | Election of Director: William J. Slocum | Management | For | For |
| 1L. | Election of Director: G. Thomas Waite, III | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For |
| ASTEC INDUSTRIES, INC. |
| Security | 046224101 | | | Meeting Type | Annual |
| Ticker Symbol | ASTE | | | Meeting Date | 27-Apr-2021 |
| ISIN | US0462241011 | | | Agenda | 935348258 - Management |
| Record Date | 24-Feb-2021 | | | Holding Recon Date | 24-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | James B. Baker | | For | For |
| | | 2 | Glen E. Tellock | | For | For |
| 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For |
| 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For |
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For |
| UMB FINANCIAL CORPORATION |
| Security | 902788108 | | | Meeting Type | Annual |
| Ticker Symbol | UMBF | | | Meeting Date | 27-Apr-2021 |
| ISIN | US9027881088 | | | Agenda | 935348626 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robin C. Beery | | For | For |
| | | 2 | Janine A. Davidson | | For | For |
| | | 3 | Kevin C. Gallagher | | For | For |
| | | 4 | Greg M. Graves | | For | For |
| | | 5 | Alexander C. Kemper | | For | For |
| | | 6 | J. Mariner Kemper | | For | For |
| | | 7 | Gordon E. Landsford III | | For | For |
| | | 8 | Timothy R. Murphy | | For | For |
| | | 9 | Tamara M. Peterman | | For | For |
| | | 10 | Kris A. Robbins | | For | For |
| | | 11 | L. Joshua Sosland | | For | For |
| | | 12 | Leroy J. Williams, Jr. | | For | For |
| 2. | An advisory vote (non-binding) on the compensation paid to UMB's named executive officers. | Management | For | For |
| 3. | Ratification of the Corporate Audit Committee's engagement of KPMG LLP as UMB's independent registered public accounting firm for 2021. | Management | For | For |
| WARRIOR MET COAL, INC. |
| Security | 93627C101 | | | Meeting Type | Annual |
| Ticker Symbol | HCC | | | Meeting Date | 27-Apr-2021 |
| ISIN | US93627C1018 | | | Agenda | 935348777 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Stephen D. Williams | | For | For |
| | | 2 | Ana B. Amicarella | | For | For |
| | | 3 | J. Brett Harvey | | For | For |
| | | 4 | Walter J. Scheller, III | | For | For |
| | | 5 | Alan H. Schumacher | | For | For |
| | | 6 | Gareth N. Turner | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| GETTY REALTY CORP. |
| Security | 374297109 | | | Meeting Type | Annual |
| Ticker Symbol | GTY | | | Meeting Date | 27-Apr-2021 |
| ISIN | US3742971092 | | | Agenda | 935352904 - Management |
| Record Date | 02-Mar-2021 | | | Holding Recon Date | 02-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Christopher J. Constant | Management | For | For |
| 1B. | Election of Director: Milton Cooper | Management | For | For |
| 1C. | Election of Director: Philip E. Coviello | Management | For | For |
| 1D. | Election of Director: Mary Lou Malanoski | Management | For | For |
| 1E. | Election of Director: Richard E. Montag | Management | For | For |
| 1F. | Election of Director: Howard B. Safenowitz | Management | For | For |
| 2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY). | Management | For | For |
| 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| 4. | APPROVAL OF THE GETTY REALTY CORP. THIRD AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For |
| FIRST FINANCIAL BANKSHARES, INC. |
| Security | 32020R109 | | | Meeting Type | Annual |
| Ticker Symbol | FFIN | | | Meeting Date | 27-Apr-2021 |
| ISIN | US32020R1095 | | | Agenda | 935352916 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | April K. Anthony | | For | For |
| | | 2 | Vianei Lopez Braun | | For | For |
| | | 3 | Tucker S. Bridwell | | For | For |
| | | 4 | David L. Copeland | | For | For |
| | | 5 | Mike B. Denny | | For | For |
| | | 6 | F. Scott Dueser | | For | For |
| | | 7 | Murray H. Edwards | | For | For |
| | | 8 | I. Tim Lancaster | | For | For |
| | | 9 | Kade L. Matthews | | For | For |
| | | 10 | Robert C. Nickles, Jr. | | For | For |
| | | 11 | Johnny E. Trotter | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2021. | Management | For | For |
| 3. | Advisory, non-binding vote on compensation of named executive officers. | Management | For | For |
| 4. | Approval of 2021 Omnibus Stock and Incentive Plan. | Management | For | For |
| FIRST COMMONWEALTH FINANCIAL CORPORATION |
| Security | 319829107 | | | Meeting Type | Annual |
| Ticker Symbol | FCF | | | Meeting Date | 27-Apr-2021 |
| ISIN | US3198291078 | | | Agenda | 935354186 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Julie A. Caponi | | For | For |
| | | 2 | Ray T. Charley | | For | For |
| | | 3 | Gary R. Claus | | For | For |
| | | 4 | David S. Dahlmann | | For | For |
| | | 5 | Johnston A. Glass | | For | For |
| | | 6 | Jon L. Gorney | | For | For |
| | | 7 | Jane Grebenc | | For | For |
| | | 8 | David W. Greenfield | | For | For |
| | | 9 | Bart E. Johnson | | For | For |
| | | 10 | Luke A. Latimer | | For | For |
| | | 11 | Aradhna M. Oliphant | | For | For |
| | | 12 | T. Michael Price | | For | For |
| | | 13 | Robert J. Ventura | | For | For |
| | | 14 | Stephen A. Wolfe | | For | For |
| 2. | To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| STEPAN COMPANY |
| Security | 858586100 | | | Meeting Type | Annual |
| Ticker Symbol | SCL | | | Meeting Date | 27-Apr-2021 |
| ISIN | US8585861003 | | | Agenda | 935367246 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Randall S. Dearth | Management | Against | Against |
| 1.2 | Election of Director: Gregory E. Lawton | Management | Against | Against |
| 1.3 | Election of Director: Jan Stern Reed | Management | Against | Against |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2021. | Management | For | For |
| COMMUNITY TRUST BANCORP, INC. |
| Security | 204149108 | | | Meeting Type | Annual |
| Ticker Symbol | CTBI | | | Meeting Date | 27-Apr-2021 |
| ISIN | US2041491083 | | | Agenda | 935369339 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Charles J. Baird | | For | For |
| | | 2 | David Collins | | For | For |
| | | 3 | Franklin H. Farris, Jr. | | For | For |
| | | 4 | Jean R. Hale | | For | For |
| | | 5 | Eugenia C. Luallen | | For | For |
| | | 6 | Ina Michelle Matthews | | For | For |
| | | 7 | James E. McGhee II | | For | For |
| | | 8 | Franky Minnifield | | For | For |
| | | 9 | M. Lynn Parrish | | For | For |
| | | 10 | Anthony W. St. Charles | | For | For |
| | | 11 | Chad C. Street | | For | For |
| 2. | Proposal to ratify and approve the appointment of BKD, LLP as Community Trust Bancorp, Inc.'s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Proposal to approve the advisory (nonbinding) resolution relating to executive compensation. | Management | For | For |
| SAIA, INC |
| Security | 78709Y105 | | | Meeting Type | Annual |
| Ticker Symbol | SAIA | | | Meeting Date | 27-Apr-2021 |
| ISIN | US78709Y1055 | | | Agenda | 935392302 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Di-Ann Eisnor | Management | For | For |
| 1.2 | Election of Director: Jeffrey C. Ward | Management | Against | Against |
| 1.3 | Election of Director: Susan F. Ward | Management | For | For |
| 2. | Vote on an advisory basis to approve the compensation of Saia's Named Executive Officers. | Management | For | For |
| 3. | Consider an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | For | For |
| 4. | Ratify the appointment of KPMG LLP as Saia's Independent Registered Public Accounting Firm for fiscal year 2021. | Management | For | For |
| DELUXE CORPORATION |
| Security | 248019101 | | | Meeting Type | Annual |
| Ticker Symbol | DLX | | | Meeting Date | 28-Apr-2021 |
| ISIN | US2480191012 | | | Agenda | 935346052 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | William C. Cobb | | For | For |
| | | 2 | Paul R. Garcia | | For | For |
| | | 3 | C.E. Mayberry McKissack | | For | For |
| | | 4 | Barry C. McCarthy | | For | For |
| | | 5 | Don J. McGrath | | For | For |
| | | 6 | Thomas J. Reddin | | For | For |
| | | 7 | Martyn R. Redgrave | | For | For |
| | | 8 | John L. Stauch | | For | For |
| | | 9 | Victoria A. Treyger | | For | For |
| 2. | Advisory vote (non-binding) on compensation of our Named Executive Officers. | Management | For | For |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| OFG BANCORP |
| Security | 67103X102 | | | Meeting Type | Annual |
| Ticker Symbol | OFG | | | Meeting Date | 28-Apr-2021 |
| ISIN | PR67103X1020 | | | Agenda | 935348133 - Management |
| Record Date | 03-Mar-2021 | | | Holding Recon Date | 03-Mar-2021 |
| City / | Country | / | Puerto Rico | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| | | | | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Julian S. Inclán | | For | For |
| | | 2 | José Rafael Fernández | | For | For |
| | | 3 | Jorge Colón-Gerena | | For | For |
| | | 4 | Néstor de Jesús | | For | For |
| | | 5 | Susan Harnett | | For | For |
| | | 6 | Pedro Morazzani | | For | For |
| | | 7 | Edwin Pérez | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | For | For |
| 3. | To ratify the selection of the Company's independent registered public accounting firm for 2021. | Management | For | For |
| THE CHEMOURS COMPANY |
| Security | 163851108 | | | Meeting Type | Annual |
| Ticker Symbol | CC | | | Meeting Date | 28-Apr-2021 |
| ISIN | US1638511089 | | | Agenda | 935349919 - Management |
| Record Date | 02-Mar-2021 | | | Holding Recon Date | 02-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis V. Anastasio | Management | Against | Against |
| 1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Bradley J. Bell | Management | For | For |
| 1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Richard H. Brown | Management | For | For |
| 1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mary B. Cranston | Management | Against | Against |
| 1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis J. Crawford | Management | For | For |
| 1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Dawn L. Farrell | Management | Against | Against |
| 1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Erin N. Kane | Management | For | For |
| 1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Sean D. Keohane | Management | Against | Against |
| 1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mark P. Vergnano | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2021. | Management | For | For |
| 4. | Proposal to Amend the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions with Respect to Certificate and Bylaws Amendments. | Management | For | For |
| 5. | Approval of the Amendment and Restatement of The Chemours Company 2017 Equity and Incentive Plan. | Management | For | For |
| TENNANT COMPANY |
| Security | 880345103 | | | Meeting Type | Annual |
| Ticker Symbol | TNC | | | Meeting Date | 28-Apr-2021 |
| ISIN | US8803451033 | | | Agenda | 935350811 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Azita Arvani | Management | Against | Against |
| 1B. | Election of Director: Timothy R. Morse | Management | For | For |
| 1C. | Election of Director: Steven A. Sonnenberg | Management | Against | Against |
| 1D. | Election of Director: David W. Huml | Management | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| 3. | Advisory approval of executive compensation. | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. |
| Security | 19239V302 | | | Meeting Type | Annual |
| Ticker Symbol | CCOI | | | Meeting Date | 28-Apr-2021 |
| ISIN | US19239V3024 | | | Agenda | 935351483 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Dave Schaeffer | | For | For |
| | | 2 | D. Blake Bath | | For | For |
| | | 3 | Steven D. Brooks | | For | For |
| | | 4 | Lewis H. Ferguson, III | | For | For |
| | | 5 | Carolyn Katz | | For | For |
| | | 6 | Sheryl Kennedy | | For | For |
| | | 7 | Marc Montagner | | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve an amendment and restatement of the Company's 2017 Incentive Award Plan including an increase in the number of shares available for issuance thereunder by 1.2 million shares. | Management | For | For |
| 4. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For |
| CLEVELAND-CLIFFS INC. |
| Security | 185899101 | | | Meeting Type | Annual |
| Ticker Symbol | CLF | | | Meeting Date | 28-Apr-2021 |
| ISIN | US1858991011 | | | Agenda | 935353778 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | L. Goncalves | | For | For |
| | | 2 | D.C. Taylor | | For | For |
| | | 3 | J.T. Baldwin | | For | For |
| | | 4 | R.P. Fisher, Jr. | | For | For |
| | | 5 | W.K. Gerber | | For | For |
| | | 6 | S.M. Green | | For | For |
| | | 7 | M.A. Harlan | | For | For |
| | | 8 | R.S. Michael, III | | For | For |
| | | 9 | J.L. Miller | | For | For |
| | | 10 | E.M Rychel | | For | For |
| | | 11 | G. Stoliar | | For | For |
| | | 12 | A.M. Yocum | | For | For |
| 2. | Approval of an amendment to Cleveland-Cliffs Inc.'s Fourth Amended Articles of Incorporation, as amended, to increase the number of authorized common shares. | Management | For | For |
| 3. | Approval of the Cleveland-Cliffs Inc. 2021 Nonemployee Director's Compensation Plan. | Management | For | For |
| 4. | Approval of the Cleveland-Cliffs Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For |
| 5. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For |
| 6. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2021 fiscal year. | Management | For | For |
| GLACIER BANCORP, INC. |
| Security | 37637Q105 | | | Meeting Type | Annual |
| Ticker Symbol | GBCI | | | Meeting Date | 28-Apr-2021 |
| ISIN | US37637Q1058 | | | Agenda | 935354011 - Management |
| Record Date | 25-Feb-2021 | | | Holding Recon Date | 25-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | David C. Boyles | | For | For |
| | | 2 | Robert A. Cashell, Jr. | | For | For |
| | | 3 | Randall M. Chesler | | For | For |
| | | 4 | Sherry L. Cladouhos | | For | For |
| | | 5 | James M. English | | For | For |
| | | 6 | Annie M. Goodwin | | For | For |
| | | 7 | Kristen L. Heck | | For | For |
| | | 8 | Craig A. Langel | | For | For |
| | | 9 | Douglas J. McBride | | For | For |
| | | 10 | George R. Sutton | | For | For |
| 2. | To approve an amendment to the amended and restated articles of incorporation of Glacier Bancorp, Inc. (the "Company") to provide for indemnification of directors and officers of the Company. | Management | For | For |
| 3. | To vote on an advisory (non-binding) resolution to approve the compensation of the Company's named executive officers. | Management | For | For |
| 4. | To ratify the appointment of BKD, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| BANNER CORPORATION |
| Security | 06652V208 | | | Meeting Type | Annual |
| Ticker Symbol | BANR | | | Meeting Date | 28-Apr-2021 |
| ISIN | US06652V2088 | | | Agenda | 935357904 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Roberto R. Herencia (for three-year term) | Management | Against | Against |
| 1.2 | Election of Director: John R. Layman (for three-year term) | Management | For | For |
| 1.3 | Election of Director: Kevin F. Riordan (for three-year term) | Management | For | For |
| 1.4 | Election of Director: Terry Schwakopf (for three-year term) | Management | Against | Against |
| 1.5 | Election of Director: Ellen R.M. Boyer (for one-year term) | Management | For | For |
| 1.6 | Election of Director: David I. Matson (for one-year term) | Management | For | For |
| 1.7 | Election of Director: John Pedersen (for one-year term) | Management | For | For |
| 2. | Advisory approval of the compensation of Banner Corporation's named executive officers. | Management | For | For |
| 3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| UNITIL CORPORATION |
| Security | 913259107 | | | Meeting Type | Annual |
| Ticker Symbol | UTL | | | Meeting Date | 28-Apr-2021 |
| ISIN | US9132591077 | | | Agenda | 935361802 - Management |
| Record Date | 19-Feb-2021 | | | Holding Recon Date | 19-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Suzanne Foster | | For | For |
| | | 2 | Thomas P. Meissner, Jr. | | For | For |
| | | 3 | Justine Vogel | | For | For |
| 2. | To ratify the selection of independent registered accounting firm, Deloitte & Touche LLP, for fiscal year 2021. | Management | For | For |
| 3. | Advisory vote on the approval of Executive Compensation. | Management | For | For |
| SELECTIVE INSURANCE GROUP, INC. |
| Security | 816300107 | | | Meeting Type | Annual |
| Ticker Symbol | SIGI | | | Meeting Date | 28-Apr-2021 |
| ISIN | US8163001071 | | | Agenda | 935364733 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: AINAR D. AIJALA, JR. | Management | For | For |
| 1B. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: LISA ROJAS BACUS | Management | Against | Against |
| 1C. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN C. BURVILLE | Management | For | For |
| 1D. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: TERRENCE W. CAVANAUGH | Management | For | For |
| 1E. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: WOLE C. COAXUM | Management | Against | Against |
| 1F. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: ROBERT KELLY DOHERTY | Management | For | For |
| 1G. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN J. MARCHIONI | Management | For | For |
| 1H. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: THOMAS A. MCCARTHY | Management | For | For |
| 1I. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: STEPHEN C. MILLS | Management | For | For |
| 1J. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: H. ELIZABETH MITCHELL | Management | Against | Against |
| 1K. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: MICHAEL J. MORRISSEY | Management | Against | Against |
| 1L. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: GREGORY E. MURPHY | Management | For | For |
| 1M. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: CYNTHIA S. NICHOLSON | Management | Against | Against |
| 1N. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: WILLIAM M. RUE | Management | For | For |
| 1O. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN S. SCHEID | Management | For | For |
| 1P. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: J. BRIAN THEBAULT | Management | Against | Against |
| 1Q. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: PHILIP H. URBAN | Management | Against | Against |
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE 2020 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
| 3. | APPROVAL OF THE AMENDED AND RESTATED SELECTIVE INSURANCE GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN (2021). | Management | For | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| CITY HOLDING COMPANY |
| Security | 177835105 | | | Meeting Type | Annual |
| Ticker Symbol | CHCO | | | Meeting Date | 28-Apr-2021 |
| ISIN | US1778351056 | | | Agenda | 935375988 - Management |
| Record Date | 16-Mar-2021 | | | Holding Recon Date | 16-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class I Director to serve for a term of three years: J. Thomas Jones | Management | For | For |
| 1.2 | Election of Class I Director to serve for a term of three years: James L. Rossi | Management | For | For |
| 1.3 | Election of Class I Director to serve for a term of three years: Diane W. Strong-Treister | Management | For | For |
| 2. | Proposal to ratify, on an advisory basis, the Audit Committee and the Board of Directors' appointment of Crowe LLP as the independent registered public accounting firm for City Holding Company for 2021. | Management | For | For |
| 3. | Proposal to approve a non-binding advisory proposal on the compensation of the Named Executive Officers. | Management | For | For |
| CENTRAL PACIFIC FINANCIAL CORP. |
| Security | 154760409 | | | Meeting Type | Annual |
| Ticker Symbol | CPF | | | Meeting Date | 29-Apr-2021 |
| ISIN | US1547604090 | | | Agenda | 935341254 - Management |
| Record Date | 24-Feb-2021 | | | Holding Recon Date | 24-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Christine H. H. Camp | | For | For |
| | | 2 | Earl E. Fry | | For | For |
| | | 3 | Wayne K. Kamitaki | | For | For |
| | | 4 | Paul J. Kosasa | | For | For |
| | | 5 | Duane K. Kurisu | | For | For |
| | | 6 | Christopher T. Lutes | | For | For |
| | | 7 | Colbert M. Matsumoto | | For | For |
| | | 8 | A. Catherine Ngo | | For | For |
| | | 9 | Saedene K. Ota | | For | For |
| | | 10 | Crystal K. Rose | | For | For |
| | | 11 | Paul K. Yonamine | | For | For |
| 2. | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers ("Say-On-Pay"). | Management | For | For |
| 3. | To ratify the appointment of Crowe LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| LITHIA MOTORS, INC. |
| Security | 536797103 | | | Meeting Type | Annual |
| Ticker Symbol | LAD | | | Meeting Date | 29-Apr-2021 |
| ISIN | US5367971034 | | | Agenda | 935346242 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Sidney B. DeBoer | Management | For | For |
| 1B. | Election of Director: Susan O. Cain | Management | Against | Against |
| 1C. | Election of Director: Bryan B. DeBoer | Management | For | For |
| 1D. | Election of Director: Shauna F. McIntyre | Management | For | For |
| 1E. | Election of Director: Louis P. Miramontes | Management | Against | Against |
| 1F. | Election of Director: Kenneth E. Roberts | Management | Against | Against |
| 1G. | Election of Director: David J. Robino | Management | Against | Against |
| 2. | Approval by advisory vote, of the compensation of our Named Executive Officers. | Management | For | For |
| 3. | Ratification of Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| 4. | Approval of an Amendment and Restatement of our Restated Articles of Incorporation to eliminate references to Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to reclassify Class A Common Stock as Common Stock. | Management | For | For |
| OWENS & MINOR, INC. |
| Security | 690732102 | | | Meeting Type | Annual |
| Ticker Symbol | OMI | | | Meeting Date | 29-Apr-2021 |
| ISIN | US6907321029 | | | Agenda | 935348309 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director for the term of one-year: Aster Angagaw | Management | Against | Against |
| 1.2 | Election of Director for the term of one-year: Mark A. Beck | Management | Against | Against |
| 1.3 | Election of Director for the term of one-year: Gwendolyn M. Bingham | Management | Against | Against |
| 1.4 | Election of Director for the term of one-year: Robert J. Henkel | Management | Against | Against |
| 1.5 | Election of Director for the term of one-year: Stephen W. Klemash | Management | For | For |
| 1.6 | Election of Director for the term of one-year: Mark F. McGettrick | Management | For | For |
| 1.7 | Election of Director for the term of one-year: Edward A. Pesicka | Management | For | For |
| 1.8 | Election of Director for the term of one-year: Michael C. Riordan | Management | Against | Against |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For |
| PROVIDENT FINANCIAL SERVICES, INC. |
| Security | 74386T105 | | | Meeting Type | Annual |
| Ticker Symbol | PFS | | | Meeting Date | 29-Apr-2021 |
| ISIN | US74386T1051 | | | Agenda | 935348640 - Management |
| Record Date | 02-Mar-2021 | | | Holding Recon Date | 02-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ursuline F. Foley | | For | For |
| | | 2 | Christopher Martin | | For | For |
| | | 3 | Robert McNerney | | For | For |
| | | 4 | John Pugliese | | For | For |
| 2. | The approval (non-binding) of executive compensation. | Management | For | For |
| 3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| LIVENT CORPORATION |
| Security | 53814L108 | | | Meeting Type | Annual |
| Ticker Symbol | LTHM | | | Meeting Date | 29-Apr-2021 |
| ISIN | US53814L1089 | | | Agenda | 935349414 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director to the term expiring in 2024: Pierre Brondeau | Management | For | For |
| 1B. | Election of Class III Director to the term expiring in 2024: G. Peter D'Aloia | Management | For | For |
| 1C. | Election of Class III Director to the term expiring in 2024: Robert C. Pallash | Management | Against | Against |
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For |
| 3. | Advisory (non-binding) vote on named executive officer compensation. | Management | For | For |
| 4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For |
| 5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For |
| MYERS INDUSTRIES, INC. |
| Security | 628464109 | | | Meeting Type | Annual |
| Ticker Symbol | MYE | | | Meeting Date | 29-Apr-2021 |
| ISIN | US6284641098 | | | Agenda | 935349539 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | YVETTE DAPREMONT BRIGHT | | For | For |
| | | 2 | SARAH R. COFFIN | | For | For |
| | | 3 | RONALD M. DE FEO | | For | For |
| | | 4 | WILLIAM A. FOLEY | | For | For |
| | | 5 | JEFFREY KRAMER | | For | For |
| | | 6 | F. JACK LIEBAU, JR. | | For | For |
| | | 7 | BRUCE M. LISMAN | | For | For |
| | | 8 | LORI LUTEY | | For | For |
| | | 9 | MICHAEL MCGAUGH | | For | For |
| | | 10 | WILLIAM SANDBROOK | | For | For |
| | | 11 | ROBERT A. STEFANKO | | For | For |
| 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For |
| 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | Against | Against |
| 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For |
| 5. | Advisory Vote to Approve Executive Compensation. | Management | For | For |
| 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| LGI HOMES, INC. |
| Security | 50187T106 | | | Meeting Type | Annual |
| Ticker Symbol | LGIH | | | Meeting Date | 29-Apr-2021 |
| ISIN | US50187T1060 | | | Agenda | 935350102 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ryan Edone | | For | For |
| | | 2 | Duncan Gage | | For | For |
| | | 3 | Eric Lipar | | For | For |
| | | 4 | Laura Miller | | For | For |
| | | 5 | Bryan Sansbury | | For | For |
| | | 6 | Steven Smith | | For | For |
| | | 7 | Robert Vahradian | | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| ARCBEST CORPORATION |
| Security | 03937C105 | | | Meeting Type | Annual |
| Ticker Symbol | ARCB | | | Meeting Date | 29-Apr-2021 |
| ISIN | US03937C1053 | | | Agenda | 935350114 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| I | DIRECTOR | Management | | |
| | | 1 | Eduardo F. Conrado | | For | For |
| | | 2 | Fredrik J. Eliasson | | For | For |
| | | 3 | Stephen E. Gorman | | For | For |
| | | 4 | Michael P. Hogan | | For | For |
| | | 5 | Kathleen D. McElligott | | For | For |
| | | 6 | Judy R. McReynolds | | For | For |
| | | 7 | Craig E. Philip | | For | For |
| | | 8 | Steven L. Spinner | | For | For |
| | | 9 | Janice E. Stipp | | For | For |
| II | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For |
| III | To approve the Second Amendment to the Amended and Restated Ownership Incentive Plan. | Management | For | For |
| IV | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| WEIS MARKETS, INC. |
| Security | 948849104 | | | Meeting Type | Annual |
| Ticker Symbol | WMK | | | Meeting Date | 29-Apr-2021 |
| ISIN | US9488491047 | | | Agenda | 935353160 - Management |
| Record Date | 11-Mar-2021 | | | Holding Recon Date | 11-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 28-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jonathan H. Weis | | Withheld | Against |
| | | 2 | Harold G. Graber | | Withheld | Against |
| | | 3 | Dennis G. Hatchell | | Withheld | Against |
| | | 4 | Edward J. Lauth III | | Withheld | Against |
| | | 5 | Gerrald B. Silverman | | Withheld | Against |
| 2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For |
| 3. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | For | Against |
| 4. | Shareholder proposal to adopt a policy, and amend the bylaws as necessary, to require the Board Chair to be an independent director. | Shareholder | For | Against |
| DIEBOLD NIXDORF, INCORPORATED |
| Security | 253651103 | | | Meeting Type | Annual |
| Ticker Symbol | DBD | | | Meeting Date | 30-Apr-2021 |
| ISIN | US2536511031 | | | Agenda | 935346343 - Management |
| Record Date | 02-Mar-2021 | | | Holding Recon Date | 02-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 29-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Arthur F. Anton | Management | For | For |
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For |
| 1C. | Election of Director: Reynolds C. Bish | Management | Against | Against |
| 1D. | Election of Director: Ellen M. Costello | Management | For | For |
| 1E. | Election of Director: Phillip R. Cox | Management | Against | Against |
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For |
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For |
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For |
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For |
| 1J. | Election of Director: Kent M. Stahl | Management | Against | Against |
| 1K. | Election of Director: Lauren C. States | Management | For | For |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For |
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For |
| CARETRUST REIT, INC |
| Security | 14174T107 | | | Meeting Type | Annual |
| Ticker Symbol | CTRE | | | Meeting Date | 30-Apr-2021 |
| ISIN | US14174T1079 | | | Agenda | 935349565 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 29-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Allen C. Barbieri | Management | Against | Against |
| 1B. | Election of Director: Jon D. Kline | Management | Against | Against |
| 1C. | Election of Director: Diana M. Laing | Management | For | For |
| 1D. | Election of Director: Spencer G. Plumb | Management | Against | Against |
| 1E. | Election of Director: Gregory K. Stapley | Management | For | For |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| ADVANCED ENERGY INDUSTRIES, INC. |
| Security | 007973100 | | | Meeting Type | Annual |
| Ticker Symbol | AEIS | | | Meeting Date | 30-Apr-2021 |
| ISIN | US0079731008 | | | Agenda | 935350784 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 29-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Grant H. Beard | | For | For |
| | | 2 | Frederick A. Ball | | For | For |
| | | 3 | Anne T. DelSanto | | For | For |
| | | 4 | Tina M. Donikowski | | For | For |
| | | 5 | Ronald C. Foster | | For | For |
| | | 6 | Edward C. Grady | | For | For |
| | | 7 | Stephen D. Kelley | | For | For |
| | | 8 | Lanesha T. Minnix | | For | For |
| | | 9 | Thomas M. Rohrs | | For | For |
| | | 10 | John A. Roush | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory approval of Advanced Energy's compensation of its named executive officers. | Management | For | For |
| 4. | Approval of an increase in the total number of shares of common stock authorized for issuance under the Employee Stock Purchase Plan from 1,000,000 shares to 1,500,000 shares. | Management | For | For |
| THE YORK WATER COMPANY |
| Security | 987184108 | | | Meeting Type | Annual |
| Ticker Symbol | YORW | | | Meeting Date | 03-May-2021 |
| ISIN | US9871841089 | | | Agenda | 935345151 - Management |
| Record Date | 26-Feb-2021 | | | Holding Recon Date | 26-Feb-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael W. Gang, Esq. | | For | For |
| | | 2 | Jeffrey R. Hines, P.E. | | For | For |
| | | 3 | George W. Hodges | | For | For |
| | | 4 | George Hay Kain III | | For | For |
| 2. | To ratify the appointment of Baker Tilly US, LLP as auditors. | Management | For | For |
| TOPBUILD CORP |
| Security | 89055F103 | | | Meeting Type | Annual |
| Ticker Symbol | BLD | | | Meeting Date | 03-May-2021 |
| ISIN | US89055F1030 | | | Agenda | 935353881 - Management |
| Record Date | 04-Mar-2021 | | | Holding Recon Date | 04-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Alec C. Covington | Management | Against | Against |
| 1B. | Election of Director: Robert Buck | Management | For | For |
| 1C. | Election of Director: Carl T. Camden | Management | Against | Against |
| 1D. | Election of Director: Joseph S. Cantie | Management | Against | Against |
| 1E. | Election of Director: Tina M. Donikowski | Management | Against | Against |
| 1F. | Election of Director: Mark A. Petrarca | Management | Against | Against |
| 1G. | Election of Director: Nancy M. Taylor | Management | Against | Against |
| 2. | To ratify the Company's appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| PITNEY BOWES INC. |
| Security | 724479100 | | | Meeting Type | Annual |
| Ticker Symbol | PBI | | | Meeting Date | 03-May-2021 |
| ISIN | US7244791007 | | | Agenda | 935355380 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Anne M. Busquet | Management | Against | Against |
| 1B. | Election of Director: Robert M. Dutkowsky | Management | Against | Against |
| 1C. | Election of Director: Anne Sutherland Fuchs | Management | Against | Against |
| 1D. | Election of Director: Mary J. Steele Guilfoile | Management | For | For |
| 1E. | Election of Director: S. Douglas Hutcheson | Management | Against | Against |
| 1F. | Election of Director: Marc B. Lautenbach | Management | For | For |
| 1G. | Election of Director: Michael I. Roth | Management | For | For |
| 1H. | Election of Director: Linda S. Sanford | Management | For | For |
| 1I. | Election of Director: David L. Shedlarz | Management | For | For |
| 1J. | Election of Director: Sheila A. Stamps | Management | For | For |
| 2. | Ratification of the Audit Committee's Appointment of the Independent Accountants for 2021. | Management | For | For |
| 3. | Non-binding Advisory Vote to Approve Executive Compensation. | Management | For | For |
| THE E.W. SCRIPPS COMPANY |
| Security | 811054402 | | | Meeting Type | Annual |
| Ticker Symbol | SSP | | | Meeting Date | 03-May-2021 |
| ISIN | US8110544025 | | | Agenda | 935355607 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 30-Apr-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For |
| 1b. | Election of Director: Wonya Y. Lucas | Management | For | For |
| 1c. | Election of Director: Kim Williams | Management | For | For |
| HERITAGE FINANCIAL CORPORATION |
| Security | 42722X106 | | | Meeting Type | Annual |
| Ticker Symbol | HFWA | | | Meeting Date | 04-May-2021 |
| ISIN | US42722X1063 | | | Agenda | 935351180 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term: Brian S. Charneski | Management | For | For |
| 1B. | Election of Director for a one-year term: John A. Clees | Management | Against | Against |
| 1C. | Election of Director for a one-year term: Kimberly T. Ellwanger | Management | Against | Against |
| 1D. | Election of Director for a one-year term: Jeffrey J. Deuel | Management | For | For |
| 1E. | Election of Director for a one-year term: Deborah J. Gavin | Management | For | For |
| 1F. | Election of Director for a one-year term: Jeffrey S. Lyon | Management | Against | Against |
| 1G. | Election of Director for a one-year term: Gragg E. Miller | Management | For | For |
| 1H. | Election of Director for a one-year term: Anthony B. Pickering | Management | Against | Against |
| 1I. | Election of Director for a one-year term: Frederick B. Rivera | Management | For | For |
| 1J. | Election of Director for a one-year term: Brian L. Vance | Management | For | For |
| 1K. | Election of Director for a one-year term: Ann Watson | Management | Against | Against |
| 2. | Advisory (non-binding) approval of the compensation paid to named executive officers as disclosed in the Proxy Statement. | Management | For | For |
| 3. | Ratification of the appointment of Crowe LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| SKYWEST, INC. |
| Security | 830879102 | | | Meeting Type | Annual |
| Ticker Symbol | SKYW | | | Meeting Date | 04-May-2021 |
| ISIN | US8308791024 | | | Agenda | 935352954 - Management |
| Record Date | 04-Mar-2021 | | | Holding Recon Date | 04-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jerry C. Atkin | | For | For |
| | | 2 | W. Steve Albrecht | | For | For |
| | | 3 | Russell A. Childs | | For | For |
| | | 4 | Smita Conjeevaram | | For | For |
| | | 5 | Meredith S. Madden | | For | For |
| | | 6 | Ronald J. Mittelstaedt | | For | For |
| | | 7 | Andrew C. Roberts | | For | For |
| | | 8 | Keith E. Smith | | For | For |
| | | 9 | Steven F. Udvar - Hazy | | For | For |
| | | 10 | James L. Welch | | For | For |
| 2. | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For |
| TUPPERWARE BRANDS CORPORATION |
| Security | 899896104 | | | Meeting Type | Annual |
| Ticker Symbol | TUP | | | Meeting Date | 04-May-2021 |
| ISIN | US8998961044 | | | Agenda | 935354023 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Susan M. Cameron | Management | Against | Against |
| 1B. | Election of Director: Meg Crofton | Management | Against | Against |
| 1C. | Election of Director: Deborah G. Ellinger | Management | Against | Against |
| 1D. | Election of Director: Miguel Fernandez | Management | For | For |
| 1E. | Election of Director: James H. Fordyce | Management | For | For |
| 1F. | Election of Director: Richard Goudis | Management | For | For |
| 1G. | Election of Director: Timothy Minges | Management | For | For |
| 1H. | Election of Director: Christopher D. O'Leary | Management | Against | Against |
| 1I. | Election of Director: Richard T. Riley | Management | Against | Against |
| 1J. | Election of Director: M. Anne Szostak | Management | For | For |
| 2. | Advisory Vote to Approve the Company's Executive Compensation Program. | Management | For | For |
| 3. | Proposal to Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For |
| MARTEN TRANSPORT, LTD. |
| Security | 573075108 | | | Meeting Type | Annual |
| Ticker Symbol | MRTN | | | Meeting Date | 04-May-2021 |
| ISIN | US5730751089 | | | Agenda | 935354770 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Randolph L. Marten | | For | For |
| | | 2 | Larry B. Hagness | | For | For |
| | | 3 | Thomas J. Winkel | | For | For |
| | | 4 | Jerry M. Bauer | | For | For |
| | | 5 | Robert L. Demorest | | For | For |
| | | 6 | Ronald R. Booth | | For | For |
| | | 7 | Kathleen P. Iverson | | For | For |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For |
| 3. | Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | To transact other business if properly brought before the Annual Meeting or any adjournment thereof. | Management | For | For |
| WEST PHARMACEUTICAL SERVICES, INC. |
| Security | 955306105 | | | Meeting Type | Annual |
| Ticker Symbol | WST | | | Meeting Date | 04-May-2021 |
| ISIN | US9553061055 | | | Agenda | 935356003 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mark A. Buthman | Management | Against | Against |
| 1B. | Election of Director: William F. Feehery | Management | Against | Against |
| 1C. | Election of Director: Robert Friel | Management | For | For |
| 1D. | Election of Director: Eric M. Green | Management | For | For |
| 1E. | Election of Director: Thomas W. Hofmann | Management | For | For |
| 1F. | Election of Director: Deborah L. V. Keller | Management | For | For |
| 1G. | Election of Director: Myla P. Lai-Goldman | Management | For | For |
| 1H. | Election of Director: Douglas A. Michels | Management | For | For |
| 1I. | Election of Director: Paolo Pucci | Management | For | For |
| 1J. | Election of Director: Patrick J. Zenner | Management | Against | Against |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| SIMPSON MANUFACTURING CO., INC. |
| Security | 829073105 | | | Meeting Type | Annual |
| Ticker Symbol | SSD | | | Meeting Date | 04-May-2021 |
| ISIN | US8290731053 | | | Agenda | 935357384 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to hold office until the next annual meeting: James S. Andrasick | Management | Against | Against |
| 1B. | Election of Director to hold office until the next annual meeting: Jennifer A. Chatman | Management | Against | Against |
| 1C. | Election of Director to hold office until the next annual meeting: Karen Colonias | Management | For | For |
| 1D. | Election of Director to hold office until the next annual meeting: Gary M. Cusumano | Management | For | For |
| 1E. | Election of Director to hold office until the next annual meeting: Philip E. Donaldson | Management | For | For |
| 1F. | Election of Director to hold office until the next annual meeting: Celeste Volz Ford | Management | Against | Against |
| 1G. | Election of Director to hold office until the next annual meeting: Robin G. MacGillivray | Management | Against | Against |
| 2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| ARCOSA, INC. |
| Security | 039653100 | | | Meeting Type | Annual |
| Ticker Symbol | ACA | | | Meeting Date | 04-May-2021 |
| ISIN | US0396531008 | | | Agenda | 935357500 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class II Director: Joseph Alvarado | Management | Against | Against |
| 1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For |
| 1C. | Election of Class II Director: John W. Lindsay | Management | For | For |
| 1D. | Election of Class III Director: Rhys J. Best | Management | For | For |
| 1E. | Election of Class III Director: David W. Biegler | Management | For | For |
| 1F. | Election of Class III Director: Antonio Carrillo | Management | For | For |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For |
| 3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| FRESH DEL MONTE PRODUCE INC. |
| Security | G36738105 | | | Meeting Type | Annual |
| Ticker Symbol | FDP | | | Meeting Date | 04-May-2021 |
| ISIN | KYG367381053 | | | Agenda | 935360519 - Management |
| Record Date | 10-Mar-2021 | | | Holding Recon Date | 10-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Mohammad Abu-Ghazaleh | Management | For | For |
| 1.2 | Election of Director: Ahmad Abu-Ghazaleh | Management | For | For |
| 1.3 | Election of Director: Kristin Colber-Baker | Management | For | For |
| 1.4 | Election of Director: Lori Tauber Marcus | Management | For | For |
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approve, by non-binding advisory vote, the compensation of our named executive officers in 2020. | Management | For | For |
| 4. | Approve and Adopt the Second Amended and Restated Memorandum and Articles of Association. | Management | For | For |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. |
| Security | 101119105 | | | Meeting Type | Contested-Special |
| Ticker Symbol | BPFH | | | Meeting Date | 04-May-2021 |
| ISIN | US1011191053 | | | Agenda | 935364276 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Approve the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation (the "merger agreement"). | Management | For | For |
| 2. | Approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For |
| 3. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | For | For |
| ENCORE WIRE CORPORATION |
| Security | 292562105 | | | Meeting Type | Annual |
| Ticker Symbol | WIRE | | | Meeting Date | 04-May-2021 |
| ISIN | US2925621052 | | | Agenda | 935364757 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Gregory J. Fisher | | For | For |
| | | 2 | Daniel L. Jones | | For | For |
| | | 3 | Gina A. Norris | | For | For |
| | | 4 | William R. Thomas | | For | For |
| | | 5 | Scott D. Weaver | | For | For |
| | | 6 | John H. Wilson | | For | For |
| 2. | BOARD PROPOSAL TO APPROVE,IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| ENPRO INDUSTRIES, INC. |
| Security | 29355X107 | | | Meeting Type | Annual |
| Ticker Symbol | NPO | | | Meeting Date | 04-May-2021 |
| ISIN | US29355X1072 | | | Agenda | 935365317 - Management |
| Record Date | 11-Mar-2021 | | | Holding Recon Date | 11-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Marvin A. Riley | | For | For |
| | | 2 | Thomas M. Botts | | For | For |
| | | 3 | Felix M. Brueck | | For | For |
| | | 4 | B. Bernard Burns, Jr. | | For | For |
| | | 5 | Diane C. Creel | | For | For |
| | | 6 | Adele M. Gulfo | | For | For |
| | | 7 | David L. Hauser | | For | For |
| | | 8 | John Humphrey | | For | For |
| | | 9 | Kees van der Graaf | | For | For |
| 2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| POOL CORPORATION |
| Security | 73278L105 | | | Meeting Type | Annual |
| Ticker Symbol | POOL | | | Meeting Date | 04-May-2021 |
| ISIN | US73278L1052 | | | Agenda | 935369416 - Management |
| Record Date | 16-Mar-2021 | | | Holding Recon Date | 16-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Peter D. Arvan | Management | For | For |
| 1B. | Election of Director: Timothy M. Graven | Management | Against | Against |
| 1C. | Election of Director: Debra S. Oler | Management | For | For |
| 1D. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For |
| 1E. | Election of Director: Harlan F. Seymour | Management | Against | Against |
| 1F. | Election of Director: Robert C. Sledd | Management | For | For |
| 1G. | Election of Director: John E. Stokely | Management | Against | Against |
| 1H. | Election of Director: David G. Whalen | Management | For | For |
| 2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. |
| Security | 101119105 | | | Meeting Type | Contested-Special |
| Ticker Symbol | BPFH | | | Meeting Date | 04-May-2021 |
| ISIN | US1011191053 | | | Agenda | 935371790 - Opposition |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | The Company's proposal the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation. | Management | | |
| 2. | The Company's proposal to approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private's named executive officers in connection with the merger contemplated by the merger agreement. | Management | | |
| 3. | The Company's proposal to approve an adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | | |
| CENTURY COMMUNITIES, INC. |
| Security | 156504300 | | | Meeting Type | Annual |
| Ticker Symbol | CCS | | | Meeting Date | 05-May-2021 |
| ISIN | US1565043007 | | | Agenda | 935354174 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Dale Francescon | Management | For | For |
| 1B. | Election of Director: Robert J. Francescon | Management | For | For |
| 1C. | Election of Director: Patricia L. Arvielo | Management | For | For |
| 1D. | Election of Director: John P. Box | Management | Against | Against |
| 1E. | Election of Director: Keith R. Guericke | Management | Against | Against |
| 1F. | Election of Director: James M. Lippman | Management | Against | Against |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For |
| ROGERS CORPORATION |
| Security | 775133101 | | | Meeting Type | Annual |
| Ticker Symbol | ROG | | | Meeting Date | 05-May-2021 |
| ISIN | US7751331015 | | | Agenda | 935359744 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Keith L. Barnes | | For | For |
| | | 2 | Megan Faust | | For | For |
| | | 3 | Bruce D. Hoechner | | For | For |
| | | 4 | Carol R. Jensen | | For | For |
| | | 5 | Keith Larson | | For | For |
| | | 6 | Ganesh Moorthy | | For | For |
| | | 7 | Jeffrey J. Owens | | For | For |
| | | 8 | Helene Simonet | | For | For |
| | | 9 | Peter C. Wallace | | For | For |
| 2. | To vote on a non-binding advisory resolution to approve the 2020 compensation of the named executive officers of Rogers Corporation. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2021. | Management | For | For |
| NATIONAL CINEMEDIA, INC. |
| Security | 635309107 | | | Meeting Type | Annual |
| Ticker Symbol | NCMI | | | Meeting Date | 05-May-2021 |
| ISIN | US6353091076 | | | Agenda | 935360189 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Mark B. Segall | | For | For |
| | | 2 | David E. Glazek | | For | For |
| | | 3 | Lawrence A. Goodman | | For | For |
| | | 4 | Kurt C. Hall | | For | For |
| | | 5 | Juliana F. Hill | | For | For |
| | | 6 | Thomas F. Lesinski | | For | For |
| | | 7 | Donna Reisman | | For | For |
| | | 8 | Renana Teperberg | | For | For |
| | | 9 | Mark Zoradi | | For | For |
| 2. | To approve, on an advisory basis, our executive compensation. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 30, 2021. | Management | For | For |
| REALOGY HOLDINGS CORP. |
| Security | 75605Y106 | | | Meeting Type | Annual |
| Ticker Symbol | RLGY | | | Meeting Date | 05-May-2021 |
| ISIN | US75605Y1064 | | | Agenda | 935361496 - Management |
| Record Date | 10-Mar-2021 | | | Holding Recon Date | 10-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term expiring in 2022: Fiona P. Dias | Management | For | For |
| 1B. | Election of Director for a one-year term expiring in 2022: Matthew J. Espe | Management | Against | Against |
| 1C. | Election of Director for a one-year term expiring in 2022: V. Ann Hailey | Management | Against | Against |
| 1D. | Election of Director for a one-year term expiring in 2022: Bryson R. Koehler | Management | For | For |
| 1E. | Election of Director for a one-year term expiring in 2022: Duncan L. Niederauer | Management | For | For |
| 1F. | Election of Director for a one-year term expiring in 2022: Ryan M. Schneider | Management | For | For |
| 1G. | Election of Director for a one-year term expiring in 2022: Enrique Silva | Management | For | For |
| 1H. | Election of Director for a one-year term expiring in 2022: Sherry M. Smith | Management | Against | Against |
| 1I. | Election of Director for a one-year term expiring in 2022: Christopher S. Terrill | Management | For | For |
| 1J. | Election of Director for a one-year term expiring in 2022: Felicia Williams | Management | For | For |
| 1K. | Election of Director for a one-year term expiring in 2022: Michael J. Williams | Management | Against | Against |
| 2. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For |
| 3. | Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| 4. | Approval of the Amended and Restated 2018 Long-Term Incentive Plan. | Management | For | For |
| 5. | Approval of Amendment to the Certificate of Incorporation to Clarify the Board of Directors' Ability to Adopt, Amend, Alter or Repeal the Bylaws. | Management | For | For |
| INNOSPEC INC. |
| Security | 45768S105 | | | Meeting Type | Annual |
| Ticker Symbol | IOSP | | | Meeting Date | 05-May-2021 |
| ISIN | US45768S1050 | | | Agenda | 935363678 - Management |
| Record Date | 11-Mar-2021 | | | Holding Recon Date | 11-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Milton C. Blackmore* | | For | For |
| | | 2 | Robert I. Paller* | | For | For |
| | | 3 | Elizabeth K. Arnold# | | For | For |
| 3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For |
| 4. | Ratification of the appointment of Innospec Inc.'s independent registered public accounting firm. | Management | For | For |
| DIAMONDROCK HOSPITALITY CO |
| Security | 252784301 | | | Meeting Type | Annual |
| Ticker Symbol | DRH | | | Meeting Date | 05-May-2021 |
| ISIN | US2527843013 | | | Agenda | 935366852 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: William W. McCarten | Management | For | For |
| 1B. | Election of Director: Mark W. Brugger | Management | For | For |
| 1C. | Election of Director: Timothy R. Chi | Management | Against | Against |
| 1D. | Election of Director: Kathleen A. Merrill | Management | Against | Against |
| 1E. | Election of Director: William J. Shaw | Management | Against | Against |
| 1F. | Election of Director: Bruce D. Wardinski | Management | Against | Against |
| 1G. | Election of Director: Tabassum Zalotrawala | Management | For | For |
| 2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers, as disclosed in the proxy statement. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as the independent auditors for DiamondRock Hospitality Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 1H. | Election of Director: Michael A. Hartmeier | Management | Against | Against |
| GIBRALTAR INDUSTRIES, INC. |
| Security | 374689107 | | | Meeting Type | Annual |
| Ticker Symbol | ROCK | | | Meeting Date | 05-May-2021 |
| ISIN | US3746891072 | | | Agenda | 935382539 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mark G. Barberio | Management | For | For |
| 1B. | Election of Director: William T. Bosway | Management | For | For |
| 1C. | Election of Director: Craig A. Hindman | Management | Against | Against |
| 1D. | Election of Director: Gwendolyn G. Mizell | Management | Against | Against |
| 1E. | Election of Director: William P. Montague | Management | Against | Against |
| 1F. | Election of Director: Linda K. Myers | Management | For | For |
| 1G. | Election of Director: James B. Nish | Management | For | For |
| 1H. | Election of Director: Atlee Valentine Pope | Management | Against | Against |
| 1I. | Election of Director: Manish H. Shah | Management | For | For |
| 2. | Approval of an Amendment to the Company's Certificate of Incorporation of Gibraltar Industries, Inc. to increase the number of authorized shares of common stock from 50,000,000 to 100,000,000, and to correspondingly increase the total authorized shares of stock from 60,000,000 to 110,000,000. | Management | For | For |
| 3. | Advisory approval on the Company's executive compensation (Say- On-Pay). | Management | For | For |
| 4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For |
| COMMUNITY HEALTHCARE TRUST INCORPORATED |
| Security | 20369C106 | | | Meeting Type | Annual |
| Ticker Symbol | CHCT | | | Meeting Date | 06-May-2021 |
| ISIN | US20369C1062 | | | Agenda | 935347383 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Alan Gardner | | For | For |
| | | 2 | Claire Gulmi | | For | For |
| | | 3 | Robert Hensley | | For | For |
| | | 4 | Lawrence Van Horn | | For | For |
| | | 5 | Timothy Wallace | | For | For |
| 2. | To approve, on a non-binding advisory basis, the following resolutions: RESOLVED, that the stockholders of Community Healthcare Trust Incorporated approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2021 annual meeting of stockholders. | Management | For | For |
| 3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2021. | Management | For | For |
| RLI CORP. |
| Security | 749607107 | | | Meeting Type | Annual |
| Ticker Symbol | RLI | | | Meeting Date | 06-May-2021 |
| ISIN | US7496071074 | | | Agenda | 935350796 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kaj Ahlmann | | For | For |
| | | 2 | Michael E. Angelina | | For | For |
| | | 3 | John T. Baily | | For | For |
| | | 4 | Calvin G. Butler, Jr. | | For | For |
| | | 5 | David B. Duclos | | For | For |
| | | 6 | Susan S. Fleming | | For | For |
| | | 7 | Jordan W. Graham | | For | For |
| | | 8 | Craig W. Kliethermes | | For | For |
| | | 9 | Jonathan E. Michael | | For | For |
| | | 10 | Robert P. Restrepo, Jr. | | For | For |
| | | 11 | Debbie S. Roberts | | For | For |
| | | 12 | Michael J. Stone | | For | For |
| 2. | Advisory vote to approve executive compensation (the "Say-on-Pay" vote). | Management | For | For |
| 3. | Ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For |
| MATERION CORPORATION |
| Security | 576690101 | | | Meeting Type | Annual |
| Ticker Symbol | MTRN | | | Meeting Date | 06-May-2021 |
| ISIN | US5766901012 | | | Agenda | 935351089 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Vinod M. Khilnani | | For | For |
| | | 2 | Emily M. Liggett | | For | For |
| | | 3 | Robert J. Phillippy | | For | For |
| | | 4 | Patrick Prevost | | For | For |
| | | 5 | N. Mohan Reddy | | For | For |
| | | 6 | Craig S. Shular | | For | For |
| | | 7 | Darlene J. S. Solomon | | For | For |
| | | 8 | Robert B. Toth | | For | For |
| | | 9 | Jugal K. Vijayvargiya | | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | Management | For | For |
| 3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For |
| BOISE CASCADE COMPANY |
| Security | 09739D100 | | | Meeting Type | Annual |
| Ticker Symbol | BCC | | | Meeting Date | 06-May-2021 |
| ISIN | US09739D1000 | | | Agenda | 935352396 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Nate Jorgensen | Management | For | For |
| 1B. | Election of Director: Richard Fleming | Management | For | For |
| 1C. | Election of Director: Mack Hogans | Management | Against | Against |
| 1D. | Election of Director: Christopher McGowan | Management | For | For |
| 2. | Advisory vote approving the Company's executive compensation. | Management | For | For |
| 3. | To ratify the appointment of KPMG as the Company's external auditors for the year ending December 31, 2021. | Management | For | For |
| COHERENT, INC. |
| Security | 192479103 | | | Meeting Type | Annual |
| Ticker Symbol | COHR | | | Meeting Date | 06-May-2021 |
| ISIN | US1924791031 | | | Agenda | 935354718 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Jay T. Flatley | Management | Against | Against |
| 1B. | Election of Director: Pamela Fletcher | Management | For | For |
| 1C. | Election of Director: Andreas W. Mattes | Management | For | For |
| 1D. | Election of Director: Beverly Kay Matthews | Management | For | For |
| 1E. | Election of Director: Michael R. McMullen | Management | For | For |
| 1F. | Election of Director: Garry W. Rogerson | Management | Against | Against |
| 1G. | Election of Director: Steve Skaggs | Management | Against | Against |
| 1H. | Election of Director: Sandeep Vij | Management | For | For |
| 2. | To approve our amended and restated Employee Stock Purchase Plan. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For |
| 4. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For |
| CURTISS-WRIGHT CORPORATION |
| Security | 231561101 | | | Meeting Type | Annual |
| Ticker Symbol | CW | | | Meeting Date | 06-May-2021 |
| ISIN | US2315611010 | | | Agenda | 935355986 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | David C. Adams | | For | For |
| | | 2 | Lynn M. Bamford | | For | For |
| | | 3 | Dean M. Flatt | | For | For |
| | | 4 | S. Marce Fuller | | For | For |
| | | 5 | Bruce D. Hoechner | | For | For |
| | | 6 | Glenda J. Minor | | For | For |
| | | 7 | Anthony J. Moraco | | For | For |
| | | 8 | John B. Nathman | | For | For |
| | | 9 | Robert J. Rivet | | For | For |
| | | 10 | Peter C. Wallace | | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For |
| TREDEGAR CORPORATION |
| Security | 894650100 | | | Meeting Type | Annual |
| Ticker Symbol | TG | | | Meeting Date | 06-May-2021 |
| ISIN | US8946501009 | | | Agenda | 935356332 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: George C. Freeman, III | Management | Against | Against |
| 1.2 | Election of Director: John D. Gottwald | Management | For | For |
| 1.3 | Election of Director: William M. Gottwald | Management | For | For |
| 1.4 | Election of Director: Kenneth R. Newsome | Management | For | For |
| 1.5 | Election of Director: Gregory A. Pratt | Management | Against | Against |
| 1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For |
| 1.7 | Election of Director: John M. Steitz | Management | For | For |
| 1.8 | Election of Director: Carl E. Tack, III | Management | Against | Against |
| 1.9 | Election of Director: Anne G. Waleski | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | 1 Year | For |
| 4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | For | For |
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| WALKER & DUNLOP, INC. |
| Security | 93148P102 | | | Meeting Type | Annual |
| Ticker Symbol | WD | | | Meeting Date | 06-May-2021 |
| ISIN | US93148P1021 | | | Agenda | 935357827 - Management |
| Record Date | 05-Mar-2021 | | | Holding Recon Date | 05-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Alan J. Bowers | | For | For |
| | | 2 | Ellen D. Levy | | For | For |
| | | 3 | Michael D. Malone | | For | For |
| | | 4 | John Rice | | For | For |
| | | 5 | Dana L. Schmaltz | | For | For |
| | | 6 | Howard W. Smith, III | | For | For |
| | | 7 | William M. Walker | | For | For |
| | | 8 | Michael J. Warren | | For | For |
| | | 9 | Donna C. Wells | | For | For |
| 2. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For |
| 3. | Advisory resolution to approve executive compensation. | Management | For | For |
| BOYD GAMING CORPORATION |
| Security | 103304101 | | | Meeting Type | Annual |
| Ticker Symbol | BYD | | | Meeting Date | 06-May-2021 |
| ISIN | US1033041013 | | | Agenda | 935359869 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John R. Bailey | | For | For |
| | | 2 | Robert L. Boughner | | For | For |
| | | 3 | William R. Boyd | | For | For |
| | | 4 | William S. Boyd | | For | For |
| | | 5 | Marianne Boyd Johnson | | For | For |
| | | 6 | Keith E. Smith | | For | For |
| | | 7 | Christine J. Spadafor | | For | For |
| | | 8 | A. Randall Thoman | | For | For |
| | | 9 | Peter M. Thomas | | For | For |
| | | 10 | Paul W. Whetsell | | For | For |
| | | 11 | Veronica J. Wilson | | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| VEECO INSTRUMENTS INC. |
| Security | 922417100 | | | Meeting Type | Annual |
| Ticker Symbol | VECO | | | Meeting Date | 06-May-2021 |
| ISIN | US9224171002 | | | Agenda | 935360317 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Richard A. D'Amore | | For | For |
| | | 2 | Keith D. Jackson | | Withheld | Against |
| | | 3 | Mary Jane Raymond | | For | For |
| 2. | To approve an amendment to Veeco's 2016 Employee Stock Purchase Plan to increase the authorized shares of Veeco's common stock thereunder by 750,000 shares. | Management | For | For |
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| AGREE REALTY CORPORATION |
| Security | 008492100 | | | Meeting Type | Annual |
| Ticker Symbol | ADC | | | Meeting Date | 06-May-2021 |
| ISIN | US0084921008 | | | Agenda | 935361876 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Richard Agree | | For | For |
| | | 2 | Karen Dearing | | For | For |
| | | 3 | Michael Hollman | | For | For |
| | | 4 | John Rakolta, Jr. | | For | For |
| | | 5 | Jerome Rossi | | For | For |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | To approve, by non-binding vote, executive compensation. | Management | For | For |
| 4. | To approve an amendment to our Articles of Incorporation, as amended and supplemented, to increase the number of authorized shares of our common stock. | Management | For | For |
| GCP APPLIED TECHNOLOGIES INC |
| Security | 36164Y101 | | | Meeting Type | Annual |
| Ticker Symbol | GCP | | | Meeting Date | 06-May-2021 |
| ISIN | US36164Y1010 | | | Agenda | 935362169 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Simon M. Bates | Management | For | For |
| 1.2 | Election of Director: Peter A. Feld | Management | For | For |
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | Against | Against |
| 1.4 | Election of Director: Clay H. Kiefaber | Management | Against | Against |
| 1.5 | Election of Director: Armand F. Lauzon | Management | Against | Against |
| 1.6 | Election of Director: Marran H. Ogilvie | Management | Against | Against |
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For |
| 1.8 | Election of Director: Linda J. Welty | Management | Against | Against |
| 1.9 | Election of Director: Robert H. Yanker | Management | Against | Against |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For |
| CADENCE BANCORPORATION |
| Security | 12739A100 | | | Meeting Type | Annual |
| Ticker Symbol | CADE | | | Meeting Date | 06-May-2021 |
| ISIN | US12739A1007 | | | Agenda | 935362260 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Paul B. Murphy, Jr. | | For | For |
| | | 2 | Precious W. Owodunni | | For | For |
| | | 3 | Marc J. Shapiro | | For | For |
| | | 4 | J. Thomas Wiley, Jr. | | For | For |
| 2. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| SOUTHWEST GAS HOLDINGS, INC. |
| Security | 844895102 | | | Meeting Type | Annual |
| Ticker Symbol | SWX | | | Meeting Date | 06-May-2021 |
| ISIN | US8448951025 | | | Agenda | 935363680 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert L. Boughner | | For | For |
| | | 2 | José A. Cárdenas | | For | For |
| | | 3 | Stephen C. Comer | | For | For |
| | | 4 | John P. Hester | | For | For |
| | | 5 | Jane Lewis-Raymond | | For | For |
| | | 6 | Anne L. Mariucci | | For | For |
| | | 7 | Michael J. Melarkey | | For | For |
| | | 8 | A. Randall Thoman | | For | For |
| | | 9 | Thomas A. Thomas | | For | For |
| | | 10 | Leslie T. Thornton | | For | For |
| 2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For |
| 3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For |
| GLATFELTER CORPORATION |
| Security | 377320106 | | | Meeting Type | Annual |
| Ticker Symbol | GLT | | | Meeting Date | 06-May-2021 |
| ISIN | US3773201062 | | | Agenda | 935373934 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Bruce Brown | | For | For |
| | | 2 | Kathleen A. Dahlberg | | For | For |
| | | 3 | Kevin M. Fogarty | | For | For |
| | | 4 | Marie T. Gallagher | | For | For |
| | | 5 | Darrel Hackett | | For | For |
| | | 6 | J. Robert Hall | | For | For |
| | | 7 | Dante C. Parrini | | For | For |
| | | 8 | Lee C. Stewart | | For | For |
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory approval of the Company's named executive officer compensation for the fiscal year ended December 31, 2020. | Management | For | For |
| NATIONAL HEALTHCARE CORPORATION |
| Security | 635906100 | | | Meeting Type | Annual |
| Ticker Symbol | NHC | | | Meeting Date | 06-May-2021 |
| ISIN | US6359061008 | | | Agenda | 935385307 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Re-election of director to hold office for a three year term: J. Paul Abernathy | Management | For | For |
| 1B. | Re-election of director to hold office for a three year term: Robert G. Adams | Management | For | For |
| KOPPERS HOLDINGS INC. |
| Security | 50060P106 | | | Meeting Type | Annual |
| Ticker Symbol | KOP | | | Meeting Date | 06-May-2021 |
| ISIN | US50060P1066 | | | Agenda | 935388226 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Leroy M. Ball | Management | For | For |
| 1.2 | Election of Director: Xudong Feng | Management | Against | Against |
| 1.3 | Election of Director: Traci L. Jensen | Management | For | For |
| 1.4 | Election of Director: David L. Motley | Management | Against | Against |
| 1.5 | Election of Director: Albert J. Neupaver | Management | For | For |
| 1.6 | Election of Director: Louis L. Testoni | Management | Against | Against |
| 1.7 | Election of Director: Stephen R. Tritch | Management | For | For |
| 1.8 | Election of Director: Sonja M. Wilkerson | Management | Against | Against |
| 2. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2020 LONG TERM INCENTIVE PLAN. | Management | For | For |
| 3. | PROPOSAL TO APPROVE OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 4. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Management | For | For |
| 5. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For |
| MUELLER INDUSTRIES, INC. |
| Security | 624756102 | | | Meeting Type | Annual |
| Ticker Symbol | MLI | | | Meeting Date | 06-May-2021 |
| ISIN | US6247561029 | | | Agenda | 935392845 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 05-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Gregory L. Christopher | | For | For |
| | | 2 | Elizabeth Donovan | | For | For |
| | | 3 | Gennaro J. Fulvio | | For | For |
| | | 4 | Gary S. Gladstein | | For | For |
| | | 5 | Scott J. Goldman | | For | For |
| | | 6 | John B. Hansen | | For | For |
| | | 7 | Terry Hermanson | | For | For |
| | | 8 | Charles P. Herzog, Jr. | | For | For |
| 2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For |
| 3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For |
| FOX FACTORY HOLDING CORP. |
| Security | 35138V102 | | | Meeting Type | Annual |
| Ticker Symbol | FOXF | | | Meeting Date | 07-May-2021 |
| ISIN | US35138V1026 | | | Agenda | 935354364 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael C. Dennison | | For | For |
| | | 2 | Sidney Johnson | | For | For |
| | | 3 | Ted Waitman | | For | For |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent public accountants for fiscal year 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Management | For | For |
| SAUL CENTERS, INC. |
| Security | 804395101 | | | Meeting Type | Annual |
| Ticker Symbol | BFS | | | Meeting Date | 07-May-2021 |
| ISIN | US8043951016 | | | Agenda | 935355455 - Management |
| Record Date | 02-Mar-2021 | | | Holding Recon Date | 02-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Philip D. Caraci | | For | For |
| | | 2 | Willoughby B. Laycock | | For | For |
| | | 3 | Earl A. Powell III | | For | For |
| | | 4 | Mark Sullivan III | | For | For |
| 2. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| BARNES GROUP INC. |
| Security | 067806109 | | | Meeting Type | Annual |
| Ticker Symbol | B | | | Meeting Date | 07-May-2021 |
| ISIN | US0678061096 | | | Agenda | 935359213 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Thomas O. Barnes | Management | For | For |
| 1B. | Election of Director: Elijah K. Barnes | Management | Against | Against |
| 1C. | Election of Director: Patrick J. Dempsey | Management | For | For |
| 1D. | Election of Director: Richard J. Hipple | Management | Against | Against |
| 1E. | Election of Director: Thomas J. Hook | Management | Against | Against |
| 1F. | Election of Director: Daphne E. Jones | Management | For | For |
| 1G. | Election of Director: Mylle H. Mangum | Management | For | For |
| 1H. | Election of Director: Hans-Peter Männer | Management | For | For |
| 1I. | Election of Director: William J. Morgan | Management | Against | Against |
| 1J. | Election of Director: Anthony V. Nicolosi | Management | For | For |
| 1K. | Election of Director: JoAnna L. Sohovich | Management | For | For |
| 2. | Advisory vote for the resolution to approve the Company's executive compensation. | Management | For | For |
| 3. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditor for 2021. | Management | For | For |
| FRANKLIN ELECTRIC CO., INC. |
| Security | 353514102 | | | Meeting Type | Annual |
| Ticker Symbol | FELE | | | Meeting Date | 07-May-2021 |
| ISIN | US3535141028 | | | Agenda | 935359314 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: Gregg C. Sengstack | Management | For | For |
| 1B. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: David M. Wathen | Management | Against | Against |
| 2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For |
| THE BRINK'S COMPANY |
| Security | 109696104 | | | Meeting Type | Annual |
| Ticker Symbol | BCO | | | Meeting Date | 07-May-2021 |
| ISIN | US1096961040 | | | Agenda | 935369226 - Management |
| Record Date | 09-Mar-2021 | | | Holding Recon Date | 09-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a term expiring in 2022: Kathie J. Andrade | Management | Against | Against |
| 1B. | Election of Director for a term expiring in 2022: Paul G. Boynton | Management | For | For |
| 1C. | Election of Director for a term expiring in 2022: Ian D. Clough | Management | For | For |
| 1D. | Election of Director for a term expiring in 2022: Susan E. Docherty | Management | For | For |
| 1E. | Election of Director for a term expiring in 2022: Michael J. Herling | Management | Against | Against |
| 1F. | Election of Director for a term expiring in 2022: A. Louis Parker | Management | Against | Against |
| 1G. | Election of Director for a term expiring in 2022: Douglas A. Pertz | Management | For | For |
| 1H. | Election of Director for a term expiring in 2022: George I. Stoeckert | Management | Against | Against |
| 2. | Approval of an advisory resolution on named executive officer compensation. | Management | For | For |
| 3. | Approval of the selection of KPMG LLP as the Company's independent accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. |
| Security | 675232102 | | | Meeting Type | Annual |
| Ticker Symbol | OII | | | Meeting Date | 07-May-2021 |
| ISIN | US6752321025 | | | Agenda | 935372413 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 06-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Karen H. Beachy | Management | For | For |
| 1B. | Election of Director: Deanna L. Goodwin | Management | For | For |
| 1C. | Election of Director: Kavitha Velusamy | Management | For | For |
| 1D. | Election of Director: Steven A. Webster | Management | For | For |
| 2. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For |
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ended December 31, 2021. | Management | For | For |
| INOGEN, INC. |
| Security | 45780L104 | | | Meeting Type | Annual |
| Ticker Symbol | INGN | | | Meeting Date | 10-May-2021 |
| ISIN | US45780L1044 | | | Agenda | 935361573 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | R. Scott Greer | | For | For |
| | | 2 | Heather Rider | | For | For |
| | | 3 | Kristen Miranda | | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval on an advisory basis of our executive compensation for the fiscal year ended December 31, 2020. | Management | For | For |
| HAVERTY FURNITURE COMPANIES, INC. |
| Security | 419596101 | | | Meeting Type | Annual |
| Ticker Symbol | HVT | | | Meeting Date | 10-May-2021 |
| ISIN | US4195961010 | | | Agenda | 935365557 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | L. Allison Dukes | | For | For |
| | | 2 | G. Thomas Hough | | For | For |
| 2. | Advisory Vote on Executive Compensation. | Management | For | For |
| 3. | Advisory Vote on the Frequency of the Stockholder Vote on Executive Compensation. | Management | 1 Year | For |
| 4. | Approval of 2021 Long-Term Incentive Plan. | Management | For | For |
| 5. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| USANA HEALTH SCIENCES, INC. |
| Security | 90328M107 | | | Meeting Type | Annual |
| Ticker Symbol | USNA | | | Meeting Date | 10-May-2021 |
| ISIN | US90328M1071 | | | Agenda | 935366763 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kevin G. Guest | | For | For |
| | | 2 | Robert Anciaux | | For | For |
| | | 3 | John T. Fleming | | For | For |
| | | 4 | Gilbert A. Fuller | | For | For |
| | | 5 | Peggie J. Pelosi | | For | For |
| | | 6 | Frederic Winssinger | | For | For |
| | | 7 | Timothy E. Wood, Ph.D. | | For | For |
| 2. | Ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For |
| 3. | Approve on an advisory basis the Company's executive compensation, commonly referred to as a "Say on Pay" proposal. | Management | For | For |
| FORRESTER RESEARCH, INC. |
| Security | 346563109 | | | Meeting Type | Annual |
| Ticker Symbol | FORR | | | Meeting Date | 11-May-2021 |
| ISIN | US3465631097 | | | Agenda | 935355683 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jean M. Birch | | For | For |
| | | 2 | David Boyce | | For | For |
| | | 3 | Neil Bradford | | For | For |
| | | 4 | George F. Colony | | For | For |
| | | 5 | Anthony Friscia | | For | For |
| | | 6 | Robert M. Galford | | For | For |
| | | 7 | Gretchen Teichgraeber | | For | For |
| | | 8 | Yvonne Wassenaar | | For | For |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For |
| 3. | To approve, by non-binding vote, executive compensation. | Management | For | For |
| DARLING INGREDIENTS INC. |
| Security | 237266101 | | | Meeting Type | Annual |
| Ticker Symbol | DAR | | | Meeting Date | 11-May-2021 |
| ISIN | US2372661015 | | | Agenda | 935355708 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Randall C. Stuewe | Management | For | For |
| 1B. | Election of Director: Charles Adair | Management | For | For |
| 1C. | Election of Director: Beth Albright | Management | For | For |
| 1D. | Election of Director: Linda Goodspeed | Management | Against | Against |
| 1E. | Election of Director: Dirk Kloosterboer | Management | For | For |
| 1F. | Election of Director: Mary R. Korby | Management | Against | Against |
| 1G. | Election of Director: Gary W. Mize | Management | Against | Against |
| 1H. | Election of Director: Michael E. Rescoe | Management | For | For |
| 1I. | Election of Director: Nicole M. Ringenberg | Management | Against | Against |
| 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| WABASH NATIONAL CORPORATION |
| Security | 929566107 | | | Meeting Type | Annual |
| Ticker Symbol | WNC | | | Meeting Date | 11-May-2021 |
| ISIN | US9295661071 | | | Agenda | 935355746 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Therese M. Bassett | Management | Against | Against |
| 1B. | Election of Director: John G. Boss | Management | Against | Against |
| 1C. | Election of Director: John E. Kunz | Management | For | For |
| 1D. | Election of Director: Larry J. Magee | Management | Against | Against |
| 1E. | Election of Director: Ann D. Murtlow | Management | Against | Against |
| 1F. | Election of Director: Scott K. Sorensen | Management | For | For |
| 1G. | Election of Director: Stuart A. Taylor II | Management | For | For |
| 1H. | Election of Director: Brent L. Yeagy | Management | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| ALLETE, INC. |
| Security | 018522300 | | | Meeting Type | Annual |
| Ticker Symbol | ALE | | | Meeting Date | 11-May-2021 |
| ISIN | US0185223007 | | | Agenda | 935359477 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Kathryn W. Dindo | Management | For | For |
| 1B. | Election of Director: George G. Goldfarb | Management | For | For |
| 1C. | Election of Director: James J. Hoolihan | Management | Against | Against |
| 1D. | Election of Director: Heidi E. Jimmerson | Management | Against | Against |
| 1E. | Election of Director: Madeleine W. Ludlow | Management | Against | Against |
| 1F. | Election of Director: Susan K. Nestegard | Management | Against | Against |
| 1G. | Election of Director: Douglas C. Neve | Management | Against | Against |
| 1H. | Election of Director: Barbara A. Nick | Management | For | For |
| 1I. | Election of Director: Bethany M. Owen | Management | For | For |
| 1J. | Election of Director: Robert P. Powers | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2021. | Management | For | For |
| HEALTHCARE REALTY TRUST INCORPORATED |
| Security | 421946104 | | | Meeting Type | Annual |
| Ticker Symbol | HR | | | Meeting Date | 11-May-2021 |
| ISIN | US4219461047 | | | Agenda | 935360545 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Todd J. Meredith | | For | For |
| | | 2 | John V. Abbott | | For | For |
| | | 3 | Nancy H. Agee | | For | For |
| | | 4 | Edward H. Braman | | For | For |
| | | 5 | Ajay Gupta | | For | For |
| | | 6 | James J. Kilroy | | For | For |
| | | 7 | Peter F. Lyle, Sr. | | For | For |
| | | 8 | John Knox Singleton | | For | For |
| | | 9 | Christann M. Vasquez | | For | For |
| 2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2021 fiscal year. | Management | For | For |
| 3. | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For |
| ONTO INNOVATION INC. |
| Security | 683344105 | | | Meeting Type | Annual |
| Ticker Symbol | ONTO | | | Meeting Date | 11-May-2021 |
| ISIN | US6833441057 | | | Agenda | 935362513 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Leo Berlinghieri | Management | For | For |
| 1.2 | Election of Director: Edward J. Brown, Jr. | Management | For | For |
| 1.3 | Election of Director: David B. Miller | Management | For | For |
| 1.4 | Election of Director: Michael P. Plisinski | Management | For | For |
| 1.5 | Election of Director: Bruce C. Rhine | Management | For | For |
| 1.6 | Election of Director: Christopher A. Seams | Management | For | For |
| 1.7 | Election of Director: Christine A. Tsingos | Management | For | For |
| 2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC. |
| Security | 203668108 | | | Meeting Type | Annual |
| Ticker Symbol | CYH | | | Meeting Date | 11-May-2021 |
| ISIN | US2036681086 | | | Agenda | 935366458 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John A. Clerico | Management | For | For |
| 1B. | Election of Director: Michael Dinkins | Management | For | For |
| 1C. | Election of Director: James S. Ely III | Management | For | For |
| 1D. | Election of Director: John A. Fry | Management | Against | Against |
| 1E. | Election of Director: Tim L. Hingtgen | Management | For | For |
| 1F. | Election of Director: Elizabeth T. Hirsch | Management | For | For |
| 1G. | Election of Director: William Norris Jennings, M.D. | Management | Against | Against |
| 1H. | Election of Director: K. Ranga Krishnan, MBBS | Management | Against | Against |
| 1I. | Election of Director: Julia B. North | Management | Against | Against |
| 1J. | Election of Director: Wayne T. Smith | Management | For | For |
| 1K. | Election of Director: H. James Williams, Ph.D. | Management | For | For |
| 2. | Proposal to approve on an advisory (non-binding) basis the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Proposal to approve the amendment and restatement of the Community Health Systems, Inc. 2009 Stock Option and Award Plan, which was approved by the Board of Directors on March 17, 2021, subject to stockholder approval. | Management | For | For |
| 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| DINE BRANDS GLOBAL, INC. |
| Security | 254423106 | | | Meeting Type | Annual |
| Ticker Symbol | DIN | | | Meeting Date | 11-May-2021 |
| ISIN | US2544231069 | | | Agenda | 935366876 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Howard M. Berk | Management | For | For |
| 1b. | Election of Director: Daniel J. Brestle | Management | For | For |
| 1c. | Election of Director: Susan M. Collyns | Management | For | For |
| 1d. | Election of Director: Richard J. Dahl | Management | Against | Against |
| 1e. | Election of Director: Michael C. Hyter | Management | For | For |
| 1f. | Election of Director: Larry A. Kay | Management | Against | Against |
| 1g. | Election of Director: Caroline W. Nahas | Management | Against | Against |
| 1h. | Election of Director: Douglas M. Pasquale | Management | For | For |
| 1i. | Election of Director: John W. Peyton | Management | For | For |
| 1j. | Election of Director: Lilian C. Tomovich | Management | Against | Against |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Corporation's independent auditor for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of the Corporation's named executive officers. | Management | For | For |
| AAON, INC. |
| Security | 000360206 | | | Meeting Type | Annual |
| Ticker Symbol | AAON | | | Meeting Date | 11-May-2021 |
| ISIN | US0003602069 | | | Agenda | 935367587 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director for a term ending in 2024: Norman H. Asbjomson | Management | For | For |
| 1.2 | Election of Director for a term ending in 2024: Gary D. Fields | Management | For | For |
| 1.3 | Election of Director for a term ending in 2024: Angela E. Kouplen | Management | For | For |
| 2. | Proposal to approve, on an advisory basis, a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. | Management | For | For |
| 3. | Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| CHATHAM LODGING TRUST |
| Security | 16208T102 | | | Meeting Type | Annual |
| Ticker Symbol | CLDT | | | Meeting Date | 11-May-2021 |
| ISIN | US16208T1025 | | | Agenda | 935367967 - Management |
| Record Date | 11-Mar-2021 | | | Holding Recon Date | 11-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Edwin B. Brewer, Jr. | | For | For |
| | | 2 | Thomas J. Crocker | | For | For |
| | | 3 | Jeffrey H. Fisher | | For | For |
| | | 4 | Mary Beth Higgins | | For | For |
| | | 5 | Robert Perlmutter | | For | For |
| | | 6 | Rolf E. Ruhfus | | For | For |
| 2. | Ratification of selection of independent registered public accountants. | Management | For | For |
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For |
| MKS INSTRUMENTS, INC. |
| Security | 55306N104 | | | Meeting Type | Annual |
| Ticker Symbol | MKSI | | | Meeting Date | 11-May-2021 |
| ISIN | US55306N1046 | | | Agenda | 935369846 - Management |
| Record Date | 03-Mar-2021 | | | Holding Recon Date | 03-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Rajeev Batra | | For | For |
| | | 2 | Gerald G. Colella | | For | For |
| | | 3 | Elizabeth A. Mora | | For | For |
| 2. | The approval, on an advisory basis, of executive compensation. | Management | For | For |
| 3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| SPX CORPORATION |
| Security | 784635104 | | | Meeting Type | Annual |
| Ticker Symbol | SPXC | | | Meeting Date | 11-May-2021 |
| ISIN | US7846351044 | | | Agenda | 935370596 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director for a term expiring in 2024: Ruth G. Shaw | Management | Against | Against |
| 1.2 | Election of Director for a term expiring in 2024: Robert B. Toth | Management | For | For |
| 1.3 | Election of Director for a term expiring in 2024: Angel S. Willis | Management | For | For |
| 2. | Approval of Named Executive Officers' Compensation, on a Non- binding Advisory Basis. | Management | For | For |
| 3. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| TOMPKINS FINANCIAL CORPORATION |
| Security | 890110109 | | | Meeting Type | Annual |
| Ticker Symbol | TMP | | | Meeting Date | 11-May-2021 |
| ISIN | US8901101092 | | | Agenda | 935372502 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John E. Alexander | | For | For |
| | | 2 | Paul J. Battaglia | | For | For |
| | | 3 | Daniel J. Fessenden | | For | For |
| | | 4 | James W. Fulmer | | For | For |
| | | 5 | Patricia A. Johnson | | For | For |
| | | 6 | Frank C. Milewski | | For | For |
| | | 7 | Ita M. Rahilly | | For | For |
| | | 8 | Thomas R. Rochon | | For | For |
| | | 9 | Stephen S. Romaine | | For | For |
| | | 10 | Michael H. Spain | | For | For |
| | | 11 | Jennifer R. Tegan | | For | For |
| | | 12 | Alfred J. Weber | | For | For |
| | | 13 | Craig Yunker | | For | For |
| 2. | Advisory approval of the compensation paid to the Company's Named Executive Officers. | Management | For | For |
| 3. | Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2021. | Management | For | For |
| ICU MEDICAL, INC. |
| Security | 44930G107 | | | Meeting Type | Annual |
| Ticker Symbol | ICUI | | | Meeting Date | 11-May-2021 |
| ISIN | US44930G1076 | | | Agenda | 935383276 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Vivek Jain | | For | For |
| | | 2 | George A. Lopez, M.D. | | For | For |
| | | 3 | Robert S. Swinney, M.D. | | For | For |
| | | 4 | David C. Greenberg | | For | For |
| | | 5 | Elisha W. Finney | | For | For |
| | | 6 | David F. Hoffmeister | | For | For |
| | | 7 | Donald M. Abbey | | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For |
| TALOS ENERGY INC |
| Security | 87484T108 | | | Meeting Type | Annual |
| Ticker Symbol | TALO | | | Meeting Date | 11-May-2021 |
| ISIN | US87484T1088 | | | Agenda | 935385650 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class III Director to hold office until the 2024 Annual Meeting: Neal P. Goldman | Management | Against | Against |
| 1.2 | Election of Class III Director to hold office until the 2024 Annual Meeting: Rajen Mahagaokar | Management | For | For |
| 1.3 | Election of Class III Director to hold office until the 2024 Annual Meeting: Paula R. Glover | Management | For | For |
| 1.4 | Election of Class III Director to hold office until the 2024 Annual Meeting: Christine Hommes | Management | For | For |
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Proposal to approve on a non-binding advisory basis, the Company's Named Executive Officer compensation, as disclosed in the accompanying Proxy Statement, for the fiscal year ended December 31, 2020. | Management | For | For |
| 4. | Proposal to approve the Company's 2021 Long Term Incentive Plan in order to permit the delivery of shares of the Company's common stock pursuant to awards granted thereunder. | Management | For | For |
| M/I HOMES, INC. |
| Security | 55305B101 | | | Meeting Type | Annual |
| Ticker Symbol | MHO | | | Meeting Date | 11-May-2021 |
| ISIN | US55305B1017 | | | Agenda | 935393203 - Management |
| Record Date | 16-Mar-2021 | | | Holding Recon Date | 16-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael P. Glimcher | | For | For |
| | | 2 | Elizabeth K. Ingram | | For | For |
| | | 3 | Kumi D. Walker | | For | For |
| 2. | A non-binding, advisory resolution to approve the compensation of the named executive officers of M/I Homes, Inc. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as M/I Homes, Inc.'s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| NEXPOINT RESIDENTIAL TRUST, INC. |
| Security | 65341D102 | | | Meeting Type | Annual |
| Ticker Symbol | NXRT | | | Meeting Date | 11-May-2021 |
| ISIN | US65341D1028 | | | Agenda | 935404664 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve until the 2022 Annual meeting: James Dondero | Management | For | For |
| 1B. | Election of Director to serve until the 2022 Annual meeting: Brian Mitts | Management | For | For |
| 1C. | Election of Director to serve until the 2022 Annual meeting: Edward Constantino | Management | For | For |
| 1D. | Election of Director to serve until the 2022 Annual meeting: Scott Kavanaugh | Management | For | For |
| 1E. | Election of Director to serve until the 2022 Annual meeting: Arthur Laffer | Management | For | For |
| 1F. | Election of Director to serve until the 2022 Annual meeting: Catherine Wood | Management | For | For |
| 2. | Advisory Vote on Executive Compensation: to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| TTM TECHNOLOGIES, INC. |
| Security | 87305R109 | | | Meeting Type | Annual |
| Ticker Symbol | TTMI | | | Meeting Date | 12-May-2021 |
| ISIN | US87305R1095 | | | Agenda | 935356077 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John G. Mayer | | For | For |
| | | 2 | Rex D. Geveden | | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending January 3, 2022. | Management | For | For |
| STURM, RUGER & COMPANY, INC. |
| Security | 864159108 | | | Meeting Type | Annual |
| Ticker Symbol | RGR | | | Meeting Date | 12-May-2021 |
| ISIN | US8641591081 | | | Agenda | 935359883 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John A. Cosentino, Jr. | Management | For | For |
| 1B. | Election of Director: Michael O. Fifer | Management | For | For |
| 1C. | Election of Director: Sandra S. Froman | Management | For | For |
| 1D. | Election of Director: C. Michael Jacobi | Management | For | For |
| 1E. | Election of Director: Christopher J. Killoy | Management | For | For |
| 1F. | Election of Director: Terrence G. O'Connor | Management | For | For |
| 1G. | Election of Director: Amir P. Rosenthal | Management | For | For |
| 1H. | Election of Director: Ronald C. Whitaker | Management | For | For |
| 1I. | Election of Director: Phillip C. Widman | Management | For | For |
| 2. | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2021 fiscal year. | Management | For | For |
| 3. | An advisory vote on the compensation of the Company's Named Executive Officers. | Management | For | For |
| UNITED COMMUNITY BANKS, INC. |
| Security | 90984P303 | | | Meeting Type | Annual |
| Ticker Symbol | UCBI | | | Meeting Date | 12-May-2021 |
| ISIN | US90984P3038 | | | Agenda | 935360507 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert H. Blalock | | For | For |
| | | 2 | James P. Clements | | For | For |
| | | 3 | L. Cathy Cox | | For | For |
| | | 4 | Kenneth L. Daniels | | For | For |
| | | 5 | Lance F. Drummond | | For | For |
| | | 6 | H. Lynn Harton | | For | For |
| | | 7 | Jennifer K. Mann | | For | For |
| | | 8 | Thomas A. Richlovsky | | For | For |
| | | 9 | David C. Shaver | | For | For |
| | | 10 | Tim R. Wallis | | For | For |
| | | 11 | David H. Wilkins | | For | For |
| 2. | To approve an amendment to our Restated Articles of Incorporation, as amended, to increase the number of shares of our voting common stock, par value $1.00 available for issuance from 150,000,000 to 200,000,000. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation paid to our Named Executive Officers. | Management | For | For |
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For |
| SLEEP NUMBER CORPORATION |
| Security | 83125X103 | | | Meeting Type | Annual |
| Ticker Symbol | SNBR | | | Meeting Date | 12-May-2021 |
| ISIN | US83125X1037 | | | Agenda | 935361511 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Daniel I. Alegre | | For | For |
| | | 2 | Stephen L. Gulis, Jr. | | For | For |
| | | 3 | Brenda J. Lauderback | | For | For |
| 2. | Advisory Vote on Executive Compensation (Say-on-Pay) | Management | For | For |
| 3. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For |
| SOUTHSIDE BANCSHARES, INC. |
| Security | 84470P109 | | | Meeting Type | Annual |
| Ticker Symbol | SBSI | | | Meeting Date | 12-May-2021 |
| ISIN | US84470P1093 | | | Agenda | 935365242 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | S. Elaine Anderson, CPA | | For | For |
| | | 2 | Herbert C. Buie | | For | For |
| | | 3 | Patricia A. Callan | | For | For |
| | | 4 | John R. (Bob) Garrett | | For | For |
| | | 5 | Tony K. Morgan, CPA | | For | For |
| 2. | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the independent registered certified public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For |
| BROOKLINE BANCORP, INC. |
| Security | 11373M107 | | | Meeting Type | Annual |
| Ticker Symbol | BRKL | | | Meeting Date | 12-May-2021 |
| ISIN | US11373M1071 | | | Agenda | 935367018 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John J. Doyle, Jr. | Management | Against | Against |
| 1B. | Election of Director: Thomas J. Hollister | Management | For | For |
| 1C. | Election of Director: Charles H. Peck | Management | For | For |
| 1D. | Election of Director: Paul A. Perrault | Management | For | For |
| 1E. | Election of Director: Joseph J. Slotnik | Management | Against | Against |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 4. | To approve the 2021 Brookline Bancorp, Inc. Stock Option and Incentive Plan. | Management | For | For |
| SPX FLOW, INC. |
| Security | 78469X107 | | | Meeting Type | Annual |
| Ticker Symbol | FLOW | | | Meeting Date | 12-May-2021 |
| ISIN | US78469X1072 | | | Agenda | 935367056 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Majdi B. Abulaban | Management | Against | Against |
| 1B. | Election of Director: Anne K. Altman | Management | Against | Against |
| 1C. | Election of Director: Patrick D. Campbell | Management | Against | Against |
| 1D. | Election of Director: Robert F. Hull, Jr. | Management | Against | Against |
| 1E. | Election of Director: Marcus G. Michael | Management | For | For |
| 1F. | Election of Director: Jonathan M. Pratt | Management | Against | Against |
| 1G. | Election of Director: Sonya M. Roberts | Management | Against | Against |
| 1H. | Election of Director: Suzanne B. Rowland | Management | Against | Against |
| 1I. | Election of Director: David V. Singer | Management | Against | Against |
| 2. | To approve, on an advisory basis, the compensation of SPX FLOW's named executive officers as disclosed in its proxy statement. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as SPX FLOW's independent public accountants for 2021. | Management | For | For |
| IRIDIUM COMMUNICATIONS INC. |
| Security | 46269C102 | | | Meeting Type | Annual |
| Ticker Symbol | IRDM | | | Meeting Date | 12-May-2021 |
| ISIN | US46269C1027 | | | Agenda | 935368971 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert H. Niehaus | | For | For |
| | | 2 | Thomas C. Canfield | | For | For |
| | | 3 | Matthew J. Desch | | For | For |
| | | 4 | Thomas J. Fitzpatrick | | For | For |
| | | 5 | L. Anthony Frazier | | For | For |
| | | 6 | Jane L. Harman | | For | For |
| | | 7 | Alvin B. Krongard | | For | For |
| | | 8 | Suzanne E. McBride | | For | For |
| | | 9 | Admiral Eric T. Olson | | For | For |
| | | 10 | Steven B. Pfeiffer | | For | For |
| | | 11 | Parker W. Rush | | For | For |
| | | 12 | Henrik O. Schliemann | | For | For |
| | | 13 | Barry J. West | | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For |
| COVETRUS, INC. |
| Security | 22304C100 | | | Meeting Type | Annual |
| Ticker Symbol | CVET | | | Meeting Date | 12-May-2021 |
| ISIN | US22304C1009 | | | Agenda | 935373605 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Mark J. Manoff | | For | For |
| | | 2 | Edward M. McNamara | | For | For |
| | | 3 | Steven Paladino | | For | For |
| | | 4 | Sandra Peterson | | For | For |
| 2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For |
| 4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For |
| RANGE RESOURCES CORPORATION |
| Security | 75281A109 | | | Meeting Type | Annual |
| Ticker Symbol | RRC | | | Meeting Date | 12-May-2021 |
| ISIN | US75281A1097 | | | Agenda | 935375306 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Brenda A. Cline | Management | Against | Against |
| 1B. | Election of Director: Margaret K. Dorman | Management | Against | Against |
| 1C. | Election of Director: James M. Funk | Management | Against | Against |
| 1D. | Election of Director: Steve D. Gray | Management | For | For |
| 1E. | Election of Director: Greg G. Maxwell | Management | For | For |
| 1F. | Election of Director: Steffen E. Palko | Management | For | For |
| 1G. | Election of Director: Jeffrey L. Ventura | Management | For | For |
| 2. | A non-binding proposal to approve the Company's executive compensation. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | For authorization to increase the number of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan. | Management | For | For |
| DMC GLOBAL INC. |
| Security | 23291C103 | | | Meeting Type | Annual |
| Ticker Symbol | BOOM | | | Meeting Date | 12-May-2021 |
| ISIN | US23291C1036 | | | Agenda | 935376651 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | David C. Aldous | | For | For |
| | | 2 | Andrea E. Bertone | | For | For |
| | | 3 | Robert A. Cohen | | For | For |
| | | 4 | Ruth I. Dreessen | | For | For |
| | | 5 | Richard P. Graff | | For | For |
| | | 6 | Michael A. Kelly | | For | For |
| | | 7 | Kevin T. Longe | | For | For |
| | | 8 | Clifton Peter Rose | | For | For |
| 2. | Advisory vote on Executive Compensation. | Management | For | For |
| 3. | Ratification of appointment of Ernst & Young LLP as auditor for 2021. | Management | For | For |
| THE CHILDREN'S PLACE, INC. |
| Security | 168905107 | | | Meeting Type | Annual |
| Ticker Symbol | PLCE | | | Meeting Date | 12-May-2021 |
| ISIN | US1689051076 | | | Agenda | 935388238 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term: Joseph Alutto | Management | Against | Against |
| 1B. | Election of Director for a one-year term: John E. Bachman | Management | Against | Against |
| 1C. | Election of Director for a one-year term: Marla Beck | Management | Against | Against |
| 1D. | Election of Director for a one-year term: Elizabeth J. Boland | Management | For | For |
| 1E. | Election of Director for a one-year term: Jane Elfers | Management | For | For |
| 1F. | Election of Director for a one-year term: Tracey R. Griffin | Management | For | For |
| 1G. | Election of Director for a one-year term: Joseph Gromek | Management | For | For |
| 1H. | Election of Director for a one-year term: Norman Matthews | Management | Against | Against |
| 1I. | Election of Director for a one-year term: Debby Reiner | Management | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending January 29, 2022. | Management | For | For |
| 3. | To approve the Fourth Amended and Restated 2011 Equity Incentive Plan of The Children's Place, Inc. | Management | For | For |
| 4. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | For | For |
| GROUP 1 AUTOMOTIVE, INC. |
| Security | 398905109 | | | Meeting Type | Annual |
| Ticker Symbol | GPI | | | Meeting Date | 12-May-2021 |
| ISIN | US3989051095 | | | Agenda | 935389963 - Management |
| Record Date | 16-Mar-2021 | | | Holding Recon Date | 16-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Carin M. Barth | | For | For |
| | | 2 | Earl J. Hesterberg | | For | For |
| | | 3 | Steven C. Mizell | | For | For |
| | | 4 | Lincoln Pereira | | For | For |
| | | 5 | Stephen D. Quinn | | For | For |
| | | 6 | Steven P. Stanbrook | | For | For |
| | | 7 | Charles L. Szews | | For | For |
| | | 8 | Anne Taylor | | For | For |
| | | 9 | MaryAnn Wright | | For | For |
| 2. | Advisory Vote on Executive Compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| CYTOKINETICS, INCORPORATED |
| Security | 23282W605 | | | Meeting Type | Annual |
| Ticker Symbol | CYTK | | | Meeting Date | 12-May-2021 |
| ISIN | US23282W6057 | | | Agenda | 935395168 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert I. Blum | | For | For |
| | | 2 | Robert M. Califf, M.D. | | For | For |
| | | 3 | Sandford D. Smith | | For | For |
| 2. | To approve the amendment and restatement of the Amended and Restated 2004 Equity Incentive Plan to increase the number of authorized shares reserved for issuance under the Amended and Restated 2004 Equity Incentive Plan by an additional 5,219,000 shares. | Management | For | For |
| 3. | To ratify the Audit Committee of our Board of Directors' selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | To approve, on an advisory basis, the compensation of the named executive officers, as identified and disclosed in the Cytokinetics, Incorporated Proxy Statement for the 2021 Annual Meeting of Stockholders. | Management | For | For |
| FRANKLIN STREET PROPERTIES CORP. |
| Security | 35471R106 | | | Meeting Type | Annual |
| Ticker Symbol | FSP | | | Meeting Date | 13-May-2021 |
| ISIN | US35471R1068 | | | Agenda | 935349755 - Management |
| Record Date | 01-Mar-2021 | | | Holding Recon Date | 01-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: George J. Carter | Management | For | For |
| 1B. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Georgia Murray | Management | For | For |
| 1C. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: John N. Burke | Management | Against | Against |
| 1D. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Kenneth A. Hoxsie | Management | Against | Against |
| 1E. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Kathryn P. O'Neil | Management | Against | Against |
| 2. | To ratify the Audit Committee's appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, by non-binding vote, our executive compensation. | Management | For | For |
| TEXAS ROADHOUSE,INC. |
| Security | 882681109 | | | Meeting Type | Annual |
| Ticker Symbol | TXRH | | | Meeting Date | 13-May-2021 |
| ISIN | US8826811098 | | | Agenda | 935358071 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael A. Crawford | | For | For |
| | | 2 | Gregory N. Moore | | For | For |
| | | 3 | Curtis A. Warfield | | For | For |
| | | 4 | Kathleen M. Widmer | | For | For |
| | | 5 | James R. Zarley | | For | For |
| 2. | Proposal to ratify the appointment of KPMG LLP as Texas Roadhouse's independent auditors for 2021. | Management | For | For |
| 3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For |
| 4. | Proposal to approve the Texas Roadhouse, Inc. 2021 Long-Term Incentive Plan. | Management | For | For |
| ITRON, INC. |
| Security | 465741106 | | | Meeting Type | Annual |
| Ticker Symbol | ITRI | | | Meeting Date | 13-May-2021 |
| ISIN | US4657411066 | | | Agenda | 935361737 - Management |
| Record Date | 16-Mar-2021 | | | Holding Recon Date | 16-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Thomas L. Deitrich | Management | For | For |
| 1B. | Election of Director: Timothy M. Leyden | Management | For | For |
| 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2021. | Management | For | For |
| CORECIVIC, INC. |
| Security | 21871N101 | | | Meeting Type | Annual |
| Ticker Symbol | CXW | | | Meeting Date | 13-May-2021 |
| ISIN | US21871N1019 | | | Agenda | 935362094 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Donna M. Alvarado | Management | For | For |
| 1B. | Election of Director: Robert J. Dennis | Management | For | For |
| 1C. | Election of Director: Mark A. Emkes | Management | Against | Against |
| 1D. | Election of Director: Damon T. Hininger | Management | For | For |
| 1E. | Election of Director: Stacia A. Hylton | Management | Against | Against |
| 1F. | Election of Director: Harley G. Lappin | Management | For | For |
| 1G. | Election of Director: Anne L. Mariucci | Management | For | For |
| 1H. | Election of Director: Thurgood Marshall, Jr. | Management | Against | Against |
| 1I. | Election of Director: Devin I. Murphy | Management | For | For |
| 1J. | Election of Director: Charles L. Overby | Management | Against | Against |
| 1K. | Election of Director: John R. Prann, Jr. | Management | For | For |
| 2. | Non-Binding Ratification of the appointment by our Audit Committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For |
| BANC OF CALIFORNIA, INC. |
| Security | 05990K106 | | | Meeting Type | Annual |
| Ticker Symbol | BANC | | | Meeting Date | 13-May-2021 |
| ISIN | US05990K1060 | | | Agenda | 935363440 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a term of one year: James "Conan" Barker | Management | For | For |
| 1B. | Election of Director for a term of one year: Mary A. Curran | Management | For | For |
| 1C. | Election of Director for a term of one year: B.A. Fallon- Walsh | Management | Against | Against |
| 1D. | Election of Director for a term of one year: Bonnie G. Hill | Management | Against | Against |
| 1E. | Election of Director for a term of one year: Richard J. Lashley | Management | For | For |
| 1F. | Election of Director for a term of one year: Jonah F. Schnel | Management | Against | Against |
| 1G. | Election of Director for a term of one year: Robert D. Sznewajs | Management | Against | Against |
| 1H. | Election of Director for a term of one year: Andrew Thau | Management | Against | Against |
| 1I. | Election of Director for a term of one year: Jared M. Wolff | Management | For | For |
| 1J. | Election of Director for a term of one year: W. Kirk Wycoff | Management | Against | Against |
| 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting. | Management | For | For |
| ALBANY INTERNATIONAL CORP. |
| Security | 012348108 | | | Meeting Type | Annual |
| Ticker Symbol | AIN | | | Meeting Date | 13-May-2021 |
| ISIN | US0123481089 | | | Agenda | 935364000 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Christine L. Standish | | For | For |
| | | 2 | Erland E. Kailbourne | | For | For |
| | | 3 | John R. Scannell | | For | For |
| | | 4 | Katharine L. Plourde | | For | For |
| | | 5 | A. William Higgins | | For | For |
| | | 6 | Kenneth W Krueger | | For | For |
| | | 7 | Lee C. Wortham | | For | For |
| | | 8 | Mark J. Murphy | | For | For |
| | | 9 | J. Michael McQuade | | For | For |
| 2. | Ratify the Appointment of KPMG LLP as our independent auditor. | Management | For | For |
| 3. | To approve, by non-binding vote, executive compensation. | Management | For | For |
| COMMUNITY BANK SYSTEM, INC. |
| Security | 203607106 | | | Meeting Type | Annual |
| Ticker Symbol | CBU | | | Meeting Date | 13-May-2021 |
| ISIN | US2036071064 | | | Agenda | 935365204 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: BRIAN R. ACE | Management | For | For |
| 1B. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: MARK J. BOLUS | Management | For | For |
| 1C. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: JEFFREY L. DAVIS | Management | For | For |
| 1D. | Election of Director for a one (1) year term: Neil E. Fesette | Management | For | For |
| 1E. | Election of Director for a one (1) year term: Kerrie D. MacPherson | Management | For | For |
| 1F. | Election of Director for a one (1) year term: John Parente | Management | For | For |
| 1G. | Election of Director for a one (1) year term: Raymond C. Pecor, III | Management | For | For |
| 1H. | Election of Director for a one (1) year term: Susan E. Skerritt | Management | For | For |
| 1I. | Election of Director for a one (1) year term: Sally A. Steele | Management | For | For |
| 1J. | Election of Director for a one (1) year term: Eric E. Stickels | Management | For | For |
| 1K. | Election of Director for a one (1) year term: Mark E. Tryniski | Management | For | For |
| 1L. | Election of Director for a one (1) year term: John F. Whipple, Jr. | Management | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| COMPUTER PROGRAMS AND SYSTEMS, INC. |
| Security | 205306103 | | | Meeting Type | Annual |
| Ticker Symbol | CPSI | | | Meeting Date | 13-May-2021 |
| ISIN | US2053061030 | | | Agenda | 935368983 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Election of Class I Director: Glenn P. Tobin | Management | For | For |
| 2. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For |
| NMI HOLDINGS, INC. |
| Security | 629209305 | | | Meeting Type | Annual |
| Ticker Symbol | NMIH | | | Meeting Date | 13-May-2021 |
| ISIN | US6292093050 | | | Agenda | 935369810 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Bradley M. Shuster | | For | For |
| | | 2 | Claudia J. Merkle | | For | For |
| | | 3 | Michael Embler | | For | For |
| | | 4 | Priya Huskins | | For | For |
| | | 5 | James G. Jones | | For | For |
| | | 6 | Lynn McCreary | | For | For |
| | | 7 | Michael Montgomery | | For | For |
| | | 8 | Regina Muehlhauser | | For | For |
| | | 9 | Steven L. Scheid | | For | For |
| 2. | Advisory approval of our executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of BDO USA, LLP as NMI Holdings, Inc.'s independent auditors. | Management | For | For |
| UNITI GROUP, INC. |
| Security | 91325V108 | | | Meeting Type | Annual |
| Ticker Symbol | UNIT | | | Meeting Date | 13-May-2021 |
| ISIN | US91325V1089 | | | Agenda | 935369947 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Jennifer S. Banner | Management | Against | Against |
| 1B. | Election of Director: Scott G. Bruce | Management | For | For |
| 1C. | Election of Director: Francis X. ("Skip") Frantz | Management | Against | Against |
| 1D. | Election of Director: Kenneth A. Gunderman | Management | For | For |
| 1E. | Election of Director: Carmen Perez-Carlton | Management | Against | Against |
| 1F. | Election of Director: David L. Solomon | Management | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountant for the year ending December 31, 2021. | Management | For | For |
| CHART INDUSTRIES, INC. |
| Security | 16115Q308 | | | Meeting Type | Annual |
| Ticker Symbol | GTLS | | | Meeting Date | 13-May-2021 |
| ISIN | US16115Q3083 | | | Agenda | 935370469 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Carey Chen | | For | For |
| | | 2 | Jillian C. Evanko | | For | For |
| | | 3 | Steven W. Krablin | | For | For |
| | | 4 | Singleton B. McAllister | | For | For |
| | | 5 | Michael L. Molinini | | For | For |
| | | 6 | David M. Sagehorn | | For | For |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote on compensation of named executive officers. | Management | For | For |
| IMMERSION CORPORATION |
| Security | 452521107 | | | Meeting Type | Annual |
| Ticker Symbol | IMMR | | | Meeting Date | 13-May-2021 |
| ISIN | US4525211078 | | | Agenda | 935371411 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sumit Agarwal | | For | For |
| | | 2 | William Martin | | For | For |
| | | 3 | Eric Singer | | For | For |
| | | 4 | Mary Dotz | | For | For |
| 2. | Ratification of appointment of Armanino LLP as Immersion Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | For |
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | For |
| ARMOUR RESIDENTIAL REIT, INC. |
| Security | 042315507 | | | Meeting Type | Annual |
| Ticker Symbol | ARR | | | Meeting Date | 13-May-2021 |
| ISIN | US0423155078 | | | Agenda | 935373821 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Scott J. Ulm | | For | For |
| | | 2 | Jeffrey J. Zimmer | | For | For |
| | | 3 | Daniel C. Staton | | For | For |
| | | 4 | Marc H. Bell | | For | For |
| | | 5 | Z. Jamie Behar | | For | For |
| | | 6 | Carolyn Downey | | For | For |
| | | 7 | Thomas K. Guba | | For | For |
| | | 8 | Robert C. Hain | | For | For |
| | | 9 | John P. Hollihan, III | | For | For |
| | | 10 | Stewart J. Paperin | | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as ARMOUR's independent registered certified public accountants for the fiscal year 2021. | Management | For | For |
| 3. | To approve, by non-binding advisory vote, ARMOUR's 2020 executive compensation. | Management | For | For |
| 4. | To approve an amendment to ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 2,125,000. | Management | For | For |
| DORMAN PRODUCTS, INC. |
| Security | 258278100 | | | Meeting Type | Annual |
| Ticker Symbol | DORM | | | Meeting Date | 13-May-2021 |
| ISIN | US2582781009 | | | Agenda | 935375419 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Steven L. Berman | Management | For | For |
| 1B. | Election of Director: Kevin M. Olsen | Management | For | For |
| 1C. | Election of Director: Lisa M. Bachmann | Management | Against | Against |
| 1D. | Election of Director: John J. Gavin | Management | Against | Against |
| 1E. | Election of Director: Paul R. Lederer | Management | Against | Against |
| 1F. | Election of Director: Richard T. Riley | Management | Against | Against |
| 1G. | Election of Director: Kelly A. Romano | Management | Against | Against |
| 1H. | Election of Director: G. Michael Stakias | Management | Against | Against |
| 2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| REPLIGEN CORPORATION |
| Security | 759916109 | | | Meeting Type | Annual |
| Ticker Symbol | RGEN | | | Meeting Date | 13-May-2021 |
| ISIN | US7599161095 | | | Agenda | 935406101 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 12-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Tony J. Hunt | Management | For | For |
| 1B. | Election of Director: Karen A. Dawes | Management | Against | Against |
| 1C. | Election of Director: Nicolas M. Barthelemy | Management | Against | Against |
| 1D. | Election of Director: Carrie Eglinton Manner | Management | For | For |
| 1E. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For |
| 1F. | Election of Director: Glenn P. Muir | Management | For | For |
| 1G. | Election of Director: Thomas F. Ryan, Jr. | Management | Against | Against |
| 2. | Ratification of the selection of Ernst & Young LLP as Repligen Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | For | For |
| CROSS COUNTRY HEALTHCARE, INC. |
| Security | 227483104 | | | Meeting Type | Annual |
| Ticker Symbol | CCRN | | | Meeting Date | 14-May-2021 |
| ISIN | US2274831047 | | | Agenda | 935361472 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Kevin C. Clark | Management | For | For |
| 1b. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: W. Larry Cash | Management | For | For |
| 1c. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Thomas C. Dircks | Management | For | For |
| 1d. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Gale Fitzgerald | Management | Against | Against |
| 1e. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Darrell S. Freeman, Sr. | Management | For | For |
| 1f. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Janice E. Nevin, M.D., MPH | Management | For | For |
| 1g. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Mark Perlberg, JD | Management | Against | Against |
| 1h. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Joseph A. Trunfio, Ph.D. | Management | Against | Against |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| 3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| JOHN BEAN TECHNOLOGIES CORPORATION |
| Security | 477839104 | | | Meeting Type | Annual |
| Ticker Symbol | JBT | | | Meeting Date | 14-May-2021 |
| ISIN | US4778391049 | | | Agenda | 935363096 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: C. Maury Devine | Management | Against | Against |
| 1B. | Election of Director: Emmanuel Lagarrigue | Management | Against | Against |
| 1C. | Election of Director: James M. Ringler | Management | Against | Against |
| 2. | Approve, on an advisory basis, a non-binding resolution regarding the compensation of named executive officers. | Management | For | For |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| VIAD CORP |
| Security | 92552R406 | | | Meeting Type | Annual |
| Ticker Symbol | VVI | | | Meeting Date | 14-May-2021 |
| ISIN | US92552R4065 | | | Agenda | 935366826 - Management |
| Record Date | 15-Mar-2021 | | | Holding Recon Date | 15-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard H. Dozer | Management | For | For |
| 1B. | Election of Director: Virginia L. Henkels | Management | Against | Against |
| 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| FORMFACTOR, INC. |
| Security | 346375108 | | | Meeting Type | Annual |
| Ticker Symbol | FORM | | | Meeting Date | 14-May-2021 |
| ISIN | US3463751087 | | | Agenda | 935369923 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Rebeca Obregon-Jimenez | Management | For | For |
| 1B. | Election of Director: Kelley Steven-Waiss | Management | Against | Against |
| 2. | Advisory approval of FormFactor's executive compensation. | Management | For | For |
| 3. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| VIRTUS INVESTMENT PARTNERS, INC. |
| Security | 92828Q109 | | | Meeting Type | Annual |
| Ticker Symbol | VRTS | | | Meeting Date | 14-May-2021 |
| ISIN | US92828Q1094 | | | Agenda | 935370053 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Timothy A. Holt | Management | For | For |
| 1B. | Election of Director: Melody L. Jones | Management | For | For |
| 1C. | Election of Director: Stephen T. Zarrilli | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, in a non-binding vote, named executive officer compensation. | Management | For | For |
| 4. | To approve an amendment to the Company's Amended and Restated Omnibus Incentive and Equity Plan to increase the number of shares available for issuance by 550,000 shares. | Management | For | For |
| AEGION CORPORATION |
| Security | 00770F104 | | | Meeting Type | Special |
| Ticker Symbol | AEGN | | | Meeting Date | 14-May-2021 |
| ISIN | US00770F1049 | | | Agenda | 935386816 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated February 16, 2021 and amended March 13, 2021 (the "merger agreement"), among Carter Intermediate, Inc., Carter Acquisition, Inc. ("Merger Sub") and Aegion Corporation, pursuant to which Merger Sub will merge with and into Aegion Corporation (the "merger"). | Management | For | For |
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Aegion Corporation's named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For |
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the merger agreement. | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORP. |
| Security | 457985208 | | | Meeting Type | Annual |
| Ticker Symbol | IART | | | Meeting Date | 14-May-2021 |
| ISIN | US4579852082 | | | Agenda | 935393013 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 13-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Peter J. Arduini | Management | For | For |
| 1B. | Election of Director: Rhonda G. Ballintyn | Management | For | For |
| 1C. | Election of Director: Keith Bradley | Management | Against | Against |
| 1D. | Election of Director: Shaundra D. Clay | Management | For | For |
| 1E. | Election of Director: Stuart M. Essig | Management | For | For |
| 1F. | Election of Director: Barbara B. Hill | Management | Against | Against |
| 1G. | Election of Director: Donald E. Morel, Jr. | Management | For | For |
| 1H. | Election of Director: Raymond G. Murphy | Management | Against | Against |
| 1I. | Election of Director: Christian S. Schade | Management | For | For |
| 2. | The Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For |
| 3. | The proposal to approve the Fifth Amended and Restated 2003 Equity Incentive Plan. | Management | For | For |
| 4. | A non-binding resolution to approve the compensation of our named executive officers. | Management | For | For |
| ENOVA INTERNATIONAL, INC. |
| Security | 29357K103 | | | Meeting Type | Annual |
| Ticker Symbol | ENVA | | | Meeting Date | 17-May-2021 |
| ISIN | US29357K1034 | | | Agenda | 935367260 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director (term expires 2022): Ellen Carnahan | Management | For | For |
| 1B. | Election of Director (term expires 2022): Daniel R. Feehan | Management | For | For |
| 1C. | Election of Director (term expires 2022): David Fisher | Management | For | For |
| 1D. | Election of Director (term expires 2022): William M. Goodyear | Management | For | For |
| 1E. | Election of Director (term expires 2022): James A. Gray | Management | For | For |
| 1F. | Election of Director (term expires 2022): Gregg A. Kaplan | Management | For | For |
| 1G. | Election of Director (term expires 2022): Mark P. McGowan | Management | For | For |
| 1H. | Election of Director (term expires 2022): Linda Johnson Rice | Management | For | For |
| 1I. | Election of Director (term expires 2022): Mark A. Tebbe | Management | For | For |
| 2. | A non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For |
| 4. | To approve the Enova International, Inc. Third Amended and Restated 2014 LTIP. | Management | For | For |
| S&T BANCORP, INC. |
| Security | 783859101 | | | Meeting Type | Annual |
| Ticker Symbol | STBA | | | Meeting Date | 17-May-2021 |
| ISIN | US7838591011 | | | Agenda | 935372805 - Management |
| Record Date | 17-Mar-2021 | | | Holding Recon Date | 17-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Lewis W. Adkins, Jr. | | For | For |
| | | 2 | David G. Antolik | | For | For |
| | | 3 | Peter R. Barsz | | For | For |
| | | 4 | Christina A. Cassotis | | For | For |
| | | 5 | Michael J. Donnelly | | For | For |
| | | 6 | James T. Gibson | | For | For |
| | | 7 | Jeffrey D. Grube | | For | For |
| | | 8 | William J. Hieb | | For | For |
| | | 9 | Jerry D. Hostetter | | For | For |
| | | 10 | Robert E. Kane | | For | For |
| | | 11 | Frank J. Palermo, Jr. | | For | For |
| | | 12 | Christine J. Toretti | | For | For |
| | | 13 | Steven J. Weingarten | | For | For |
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS S&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2021. | Management | For | For |
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF S&T'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 4. | TO APPROVE THE ADOPTION OF THE 2021 S&T BANCORP, INC. INCENTIVE PLAN. | Management | For | For |
| CLEARWATER PAPER CORPORATION |
| Security | 18538R103 | | | Meeting Type | Annual |
| Ticker Symbol | CLW | | | Meeting Date | 17-May-2021 |
| ISIN | US18538R1032 | | | Agenda | 935373097 - Management |
| Record Date | 18-Mar-2021 | | | Holding Recon Date | 18-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John J. Corkrean | Management | For | For |
| 1B. | Election of Director: Arsen S. Kitch | Management | For | For |
| 1C. | Election of Director: Alexander Toeldte | Management | Against | Against |
| 2. | Ratification of the appointment of KPMG, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| PACIFIC PREMIER BANCORP, INC. |
| Security | 69478X105 | | | Meeting Type | Annual |
| Ticker Symbol | PPBI | | | Meeting Date | 17-May-2021 |
| ISIN | US69478X1054 | | | Agenda | 935375192 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Ayad A. Fargo | Management | For | For |
| 1B. | Election of Director: Steven R. Gardner | Management | For | For |
| 1C. | Election of Director: Joseph L. Garrett | Management | For | For |
| 1D. | Election of Director: Jeffrey C. Jones | Management | Against | Against |
| 1E. | Election of Director: M. Christian Mitchell | Management | Against | Against |
| 1F. | Election of Director: Barbara S. Polsky | Management | Against | Against |
| 1G. | Election of Director: Zareh H. Sarrafian | Management | Against | Against |
| 1H. | Election of Director: Jaynie M. Studenmund | Management | For | For |
| 1I. | Election of Director: Cora M. Tellez | Management | For | For |
| 1J. | Election of Director: Richard C. Thomas | Management | Against | Against |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | TO RATIFY THE APPOINTMENT OF CROWE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| INTERFACE, INC. |
| Security | 458665304 | | | Meeting Type | Annual |
| Ticker Symbol | TILE | | | Meeting Date | 17-May-2021 |
| ISIN | US4586653044 | | | Agenda | 935378643 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John P. Burke | | For | For |
| | | 2 | Dwight Gibson | | For | For |
| | | 3 | Daniel T. Hendrix | | For | For |
| | | 4 | Christopher G. Kennedy | | For | For |
| | | 5 | Joseph Keough | | For | For |
| | | 6 | Catherine M. Kilbane | | For | For |
| | | 7 | K. David Kohler | | For | For |
| | | 8 | Sheryl D. Palmer | | For | For |
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of BDO USA, LLP as independent auditors for 2021. | Management | For | For |
| CHEMED CORPORATION |
| Security | 16359R103 | | | Meeting Type | Annual |
| Ticker Symbol | CHE | | | Meeting Date | 17-May-2021 |
| ISIN | US16359R1032 | | | Agenda | 935393481 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Kevin J. McNamara | Management | For | For |
| 1B. | Election of Director: Ron DeLyons | Management | For | For |
| 1C. | Election of Director: Joel F. Gemunder | Management | Against | Against |
| 1D. | Election of Director: Patrick P. Grace | Management | Against | Against |
| 1E. | Election of Director: Christopher J. Heaney | Management | For | For |
| 1F. | Election of Director: Thomas C. Hutton | Management | For | For |
| 1G. | Election of Director: Andrea R. Lindell | Management | For | For |
| 1H. | Election of Director: Thomas P. Rice | Management | For | For |
| 1I. | Election of Director: Donald E. Saunders | Management | For | For |
| 1J. | Election of Director: George J. Walsh III | Management | Against | Against |
| 2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2021. | Management | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| 4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | Against | For |
| RENEWABLE ENERGY GROUP, INC. |
| Security | 75972A301 | | | Meeting Type | Annual |
| Ticker Symbol | REGI | | | Meeting Date | 18-May-2021 |
| ISIN | US75972A3014 | | | Agenda | 935369442 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: James C. Borel | Management | For | For |
| 1B. | Election of Director: Cynthia J. Warner | Management | For | For |
| 1C. | Election of Director: Walter Berger | Management | For | For |
| 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 4. | Approval of the Renewable Energy Group 2021 Stock Incentive Plan. | Management | Against | Against |
| AMERICAN STATES WATER COMPANY |
| Security | 029899101 | | | Meeting Type | Annual |
| Ticker Symbol | AWR | | | Meeting Date | 18-May-2021 |
| ISIN | US0298991011 | | | Agenda | 935372843 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ms. Sarah J. Anderson | | For | For |
| | | 2 | Mr. Steven D. Davis | | For | For |
| | | 3 | Ms. Anne M. Holloway | | For | For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For |
| PROTO LABS, INC. |
| Security | 743713109 | | | Meeting Type | Annual |
| Ticker Symbol | PRLB | | | Meeting Date | 18-May-2021 |
| ISIN | US7437131094 | | | Agenda | 935374936 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Robert Bodor | Management | For | For |
| 1B. | Election of Director: Archie C. Black | Management | For | For |
| 1C. | Election of Director: Sujeet Chand | Management | Against | Against |
| 1D. | Election of Director: Moonhie Chin | Management | Against | Against |
| 1E. | Election of Director: Rainer Gawlick | Management | For | For |
| 1F. | Election of Director: John B. Goodman | Management | For | For |
| 1G. | Election of Director: Donald G. Krantz | Management | For | For |
| 1H. | Election of Director: Sven A. Wehrwein | Management | Against | Against |
| 2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Advisory approval of executive compensation. | Management | For | For |
| LEXINGTON REALTY TRUST |
| Security | 529043101 | | | Meeting Type | Annual |
| Ticker Symbol | LXP | | | Meeting Date | 18-May-2021 |
| ISIN | US5290431015 | | | Agenda | 935375558 - Management |
| Record Date | 08-Mar-2021 | | | Holding Recon Date | 08-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1 | DIRECTOR | Management | | |
| | | 1 | T. Wilson Eglin | | For | For |
| | | 2 | Richard S. Frary | | For | For |
| | | 3 | Lawrence L. Gray | | For | For |
| | | 4 | Jamie Handwerker | | For | For |
| | | 5 | Claire A. Koeneman | | For | For |
| | | 6 | Howard Roth | | For | For |
| 2. | To consider and vote upon an advisory, non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. | Management | For | For |
| 3. | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC |
| Security | 499049104 | | | Meeting Type | Annual |
| Ticker Symbol | KNX | | | Meeting Date | 18-May-2021 |
| ISIN | US4990491049 | | | Agenda | 935377336 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Gary Knight | | For | For |
| | | 2 | Kathryn Munro | | For | For |
| 2. | Conduct an advisory, non-binding vote to approve executive compensation. | Management | For | For |
| 3. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 4. | Vote on a stockholder proposal regarding simple majority vote. | Shareholder | For | Against |
| ORASURE TECHNOLOGIES, INC. |
| Security | 68554V108 | | | Meeting Type | Annual |
| Ticker Symbol | OSUR | | | Meeting Date | 18-May-2021 |
| ISIN | US68554V1089 | | | Agenda | 935377603 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTION OF Class III DIRECTOR (Expiring 2024): Michael Celano | Management | For | For |
| 1B. | ELECTION OF Class III DIRECTOR (Expiring 2024): James A. Datin | Management | For | For |
| 1C. | ELECTION OF Class III DIRECTOR (Expiring 2024): Lelio Marmora | Management | Against | Against |
| 2. | Ratification of Appointment of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For |
| 3. | Advisory (Non-Binding) Vote to Approve Executive Compensation. | Management | For | For |
| NUVASIVE, INC. |
| Security | 670704105 | | | Meeting Type | Annual |
| Ticker Symbol | NUVA | | | Meeting Date | 18-May-2021 |
| ISIN | US6707041058 | | | Agenda | 935377704 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class II Director: Vickie L. Capps | Management | Against | Against |
| 1.2 | Election of Class II Director: John A. DeFord, Ph.D | Management | Against | Against |
| 1.3 | Election of Class II Director: R. Scott Huennekens | Management | For | For |
| 1.4 | Election of Class II Director: Siddhartha C. Kadia, Ph.D. | Management | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. | Management | For | For |
| CORE-MARK HOLDING COMPANY, INC. |
| Security | 218681104 | | | Meeting Type | Annual |
| Ticker Symbol | CORE | | | Meeting Date | 18-May-2021 |
| ISIN | US2186811046 | | | Agenda | 935380737 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Stuart W. Booth | Management | For | For |
| 1B. | Election of Director: Rocky Dewbre | Management | For | For |
| 1C. | Election of Director: Laura Flanagan | Management | Against | Against |
| 1D. | Election of Director: Robert G. Gross | Management | For | For |
| 1E. | Election of Director: Scott E. McPherson | Management | For | For |
| 1F. | Election of Director: Diane Randolph | Management | Against | Against |
| 1G. | Election of Director: Harvey L. Tepner | Management | Against | Against |
| 1H. | Election of Director: Rosemary Turner | Management | For | For |
| 2. | Approval on a non-binding basis of our Named Executive Officer compensation as described in the Proxy Statement. | Management | For | For |
| 3. | Ratification of the selection of Deloitte & Touche LLP as Core-Mark's independent registered public accounting firm to serve for the fiscal year ending December 31, 2021. | Management | For | For |
| B&G FOODS, INC. |
| Security | 05508R106 | | | Meeting Type | Annual |
| Ticker Symbol | BGS | | | Meeting Date | 18-May-2021 |
| ISIN | US05508R1068 | | | Agenda | 935381119 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: DeAnn L. Brunts | Management | Against | Against |
| 1.2 | Election of Director: Debra Martin Chase | Management | Against | Against |
| 1.3 | Election of Director: Charles F. Marcy | Management | For | For |
| 1.4 | Election of Director: Robert D. Mills | Management | For | For |
| 1.5 | Election of Director: Dennis M. Mullen | Management | Against | Against |
| 1.6 | Election of Director: Cheryl M. Palmer | Management | Against | Against |
| 1.7 | Election of Director: Alfred Poe | Management | For | For |
| 1.8 | Election of Director: Stephen C. Sherrill | Management | For | For |
| 1.9 | Election of Director: David L. Wenner | Management | For | For |
| 2. | Approval, by non-binding advisory vote, of executive compensation. | Management | For | For |
| 3. | Ratification of appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For |
| IRET DBA CENTERSPACE |
| Security | 15202L107 | | | Meeting Type | Annual |
| Ticker Symbol | CSR | | | Meeting Date | 18-May-2021 |
| ISIN | US15202L1070 | | | Agenda | 935381195 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Jeffrey P. Caira | Management | For | For |
| 1B. | Election of Director: Michael T. Dance | Management | For | For |
| 1C. | Election of Director: Mark O. Decker, Jr. | Management | For | For |
| 1D. | Election of Director: Emily Nagle Green | Management | Against | Against |
| 1E. | Election of Director: Linda J. Hall | Management | Against | Against |
| 1F. | Election of Director: John A. Schissel | Management | For | For |
| 1G. | Election of Director: Mary J. Twinem | Management | For | For |
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 3. | APPROVAL OF AMENDMENT TO ARTICLES OF AMENDMENT AND THIRD RESTATED DECLARATION OF TRUST OF INVESTORS REAL ESTATE TRUST, AS AMENDED, TO CHANGE THE NAME OF THE COMPANY FROM INVESTORS REAL ESTATE TRUST TO CENTERSPACE. | Management | For | For |
| 4. | APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED 2015 INCENTIVE PLAN. | Management | For | For |
| 5. | RATIFICATION OF SELECTION OF GRANT THORNTON AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| SOUTHWESTERN ENERGY COMPANY |
| Security | 845467109 | | | Meeting Type | Annual |
| Ticker Symbol | SWN | | | Meeting Date | 18-May-2021 |
| ISIN | US8454671095 | | | Agenda | 935381347 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: John D. Gass | Management | For | For |
| 1.2 | Election of Director: S. P. "Chip" Johnson IV | Management | For | For |
| 1.3 | Election of Director: Catherine A. Kehr | Management | Against | Against |
| 1.4 | Election of Director: Greg D. Kerley | Management | Against | Against |
| 1.5 | Election of Director: Jon A. Marshall | Management | For | For |
| 1.6 | Election of Director: Patrick M. Prevost | Management | Against | Against |
| 1.7 | Election of Director: Anne Taylor | Management | For | For |
| 1.8 | Election of Director: Denis J. Walsh III | Management | For | For |
| 1.9 | Election of Director: William J. Way | Management | For | For |
| 2. | Non-binding advisory vote to approve compensation of our Named Executive Officers for 2020 (Say-on-Pay). | Management | For | For |
| 3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | To consider a shareholder proposal regarding special meetings, if properly presented at the Annual Meeting. | Shareholder | Against | For |
| THE ST. JOE COMPANY |
| Security | 790148100 | | | Meeting Type | Annual |
| Ticker Symbol | JOE | | | Meeting Date | 18-May-2021 |
| ISIN | US7901481009 | | | Agenda | 935382705 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Cesar L. Alvarez | Management | Against | Against |
| 1B. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Bruce R. Berkowitz | Management | For | For |
| 1C. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Howard S. Frank | Management | Against | Against |
| 1D. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Jorge L. Gonzalez | Management | For | For |
| 1E. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Thomas P. Murphy, Jr. | Management | Against | Against |
| 2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For |
| 3D SYSTEMS CORPORATION |
| Security | 88554D205 | | | Meeting Type | Annual |
| Ticker Symbol | DDD | | | Meeting Date | 18-May-2021 |
| ISIN | US88554D2053 | | | Agenda | 935383606 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Malissia R. Clinton | Management | Against | Against |
| 1B. | Election of Director: William E. Curran | Management | For | For |
| 1C. | Election of Director: Thomas W. Erickson | Management | Against | Against |
| 1D. | Election of Director: Jeffrey A. Graves | Management | For | For |
| 1E. | Election of Director: Charles W. Hull | Management | For | For |
| 1F. | Election of Director: William D. Humes | Management | For | For |
| 1G. | Election of Director: Jim D. Kever | Management | Against | Against |
| 1H. | Election of Director: Charles G. McClure, Jr. | Management | For | For |
| 1I. | Election of Director: Kevin S. Moore | Management | For | For |
| 1J. | Election of Director: Vasant Padmanabhan | Management | For | For |
| 1K. | Election of Director: John J. Tracy | Management | For | For |
| 1L. | Election of Director: Jeffrey Wadsworth | Management | Against | Against |
| 2. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 4. | Stockholder proposal to reduce the ownership required for stockholders to call a special meeting. | Shareholder | Against | For |
| BLOOMIN' BRANDS, INC. |
| Security | 094235108 | | | Meeting Type | Annual |
| Ticker Symbol | BLMN | | | Meeting Date | 18-May-2021 |
| ISIN | US0942351083 | | | Agenda | 935383834 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Elect Class III Director with term expiring in 2024: David R. Fitzjohn | Management | For | For |
| 1b. | Elect Class III Director with term expiring in 2024: John P. Gainor, Jr. | Management | Against | Against |
| 1c. | Elect Class III Director with term expiring in 2024: John J. Mahoney | Management | Against | Against |
| 1d. | Elect Class III Director with term expiring in 2024: R. Michael Mohan | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered certified public accounting firm for the fiscal year ending December 26, 2021 | Management | For | For |
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers | Management | For | For |
| 4. | To approve amendments to the Company's Charter to declassify the Board | Management | For | For |
| 5. | To vote on a stockholder proposal requesting that the Company take action to eliminate supermajority voting provisions from our Governance Documents | Shareholder | For | Against |
| 6. | To vote on a stockholder proposal requesting that the Board issue a report outlining if and how the Company could increase efforts to reduce its total contribution to climate change | Shareholder | Against | For |
| COMFORT SYSTEMS USA, INC. |
| Security | 199908104 | | | Meeting Type | Annual |
| Ticker Symbol | FIX | | | Meeting Date | 18-May-2021 |
| ISIN | US1999081045 | | | Agenda | 935390536 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Darcy G. Anderson | | For | For |
| | | 2 | Herman E. Bulls | | For | For |
| | | 3 | Alan P. Krusi | | For | For |
| | | 4 | Brian E. Lane | | For | For |
| | | 5 | Pablo G. Mercado | | For | For |
| | | 6 | Franklin Myers | | For | For |
| | | 7 | William J. Sandbrook | | For | For |
| | | 8 | Constance E. Skidmore | | For | For |
| | | 9 | Vance W. Tang | | For | For |
| | | 10 | Cindy L. Wallis-Lage | | For | For |
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. |
| Security | 90337L108 | | | Meeting Type | Annual |
| Ticker Symbol | USPH | | | Meeting Date | 18-May-2021 |
| ISIN | US90337L1089 | | | Agenda | 935393455 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Edward L. Kuntz | | For | For |
| | | 2 | Christopher J. Reading | | For | For |
| | | 3 | Mark J. Brookner | | For | For |
| | | 4 | Harry S. Chapman | | For | For |
| | | 5 | Dr. Bernard A Harris Jr | | For | For |
| | | 6 | Kathleen A. Gilmartin | | For | For |
| | | 7 | Regg E. Swanson | | For | For |
| | | 8 | Clayton K. Trier | | For | For |
| 2. | Advisory vote to approve the named executive officer compensation. | Management | For | For |
| 3. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 4. | As determined by a majority of our Board of Directors, the proxies are authorized to vote upon other business as may properly come before the meeting or any adjournments. | Shareholder | For | |
| PREFERRED BANK |
| Security | 740367404 | | | Meeting Type | Annual |
| Ticker Symbol | PFBC | | | Meeting Date | 18-May-2021 |
| ISIN | US7403674044 | | | Agenda | 935396247 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | William C. Y. Cheng | | For | For |
| | | 2 | Chih-Wei Wu | | For | For |
| | | 3 | Shirley Wang | | For | For |
| | | 4 | Wayne Wu | | For | For |
| 2. | Advisory Compensation Vote ("Say on Pay") | Management | For | For |
| 3. | Frequency of Advisory Vote | Management | 1 Year | Against |
| 4. | Authorization of Share Repurchase Authority | Management | For | For |
| 5. | Ratification of Independent Registered Public Accountants | Management | For | For |
| NATIONAL PRESTO INDUSTRIES, INC. |
| Security | 637215104 | | | Meeting Type | Annual |
| Ticker Symbol | NPK | | | Meeting Date | 18-May-2021 |
| ISIN | US6372151042 | | | Agenda | 935400870 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Maryjo Cohen | | For | For |
| 2. | To ratify the appointment of RSM US LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2021 | Management | For | For |
| EASTERLY GOVERNMENT PROPERTIES, INC. |
| Security | 27616P103 | | | Meeting Type | Annual |
| Ticker Symbol | DEA | | | Meeting Date | 18-May-2021 |
| ISIN | US27616P1030 | | | Agenda | 935406618 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Darrell W. Crate | Management | For | For |
| 1.2 | Election of Director: William C. Trimble, III | Management | For | For |
| 1.3 | Election of Director: Michael P. Ibe | Management | For | For |
| 1.4 | Election of Director: William H. Binnie | Management | Against | Against |
| 1.5 | Election of Director: Cynthia A. Fisher | Management | Against | Against |
| 1.6 | Election of Director: Scott D. Freeman | Management | For | For |
| 1.7 | Election of Director: Emil W. Henry, Jr. | Management | Against | Against |
| 1.8 | Election of Director: Tara S. Innes | Management | For | For |
| 2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | For |
| 3. | Approval of an amendment to our bylaws to allow stockholders the right to amend our bylaws. | Management | For | For |
| 4. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| PROGRESS SOFTWARE CORPORATION |
| Security | 743312100 | | | Meeting Type | Annual |
| Ticker Symbol | PRGS | | | Meeting Date | 18-May-2021 |
| ISIN | US7433121008 | | | Agenda | 935409020 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Paul T. Dacier | | For | For |
| | | 2 | John R. Egan | | For | For |
| | | 3 | Rainer Gawlick | | For | For |
| | | 4 | Yogesh Gupta | | For | For |
| | | 5 | Charles F. Kane | | For | For |
| | | 6 | Samskriti Y. King | | For | For |
| | | 7 | David A. Krall | | For | For |
| | | 8 | Angela T. Tucci | | For | For |
| | | 9 | Vivian Vitale | | For | For |
| 2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | Management | For | For |
| 3. | To approve an increase in the number of shares authorized for issuance under the 2008 Stock Option and Incentive Plan, as amended and restated. | Management | For | For |
| 4. | To approve an increase in the number of shares authorized for issuance under the 1991 Employee Stock Purchase Plan, as amended and restated. | Management | For | For |
| 5. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| VERITEX HOLDINGS INC. |
| Security | 923451108 | | | Meeting Type | Annual |
| Ticker Symbol | VBTX | | | Meeting Date | 18-May-2021 |
| ISIN | US9234511080 | | | Agenda | 935417229 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 17-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | C. Malcolm Holland, III | | For | For |
| | | 2 | Arcilia Acosta | | For | For |
| | | 3 | Pat S. Bolin | | For | For |
| | | 4 | April Box | | For | For |
| | | 5 | Blake Bozman | | For | For |
| | | 6 | William D. Ellis | | For | For |
| | | 7 | William E. Fallon | | For | For |
| | | 8 | Mark C. Griege | | For | For |
| | | 9 | Gordon Huddleston | | For | For |
| | | 10 | Steven D. Lerner | | For | For |
| | | 11 | Manuel J. Mehos | | For | For |
| | | 12 | Gregory B. Morrison | | For | For |
| | | 13 | John T. Sughrue | | For | For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| CALLAWAY GOLF COMPANY |
| Security | 131193104 | | | Meeting Type | Annual |
| Ticker Symbol | ELY | | | Meeting Date | 19-May-2021 |
| ISIN | US1311931042 | | | Agenda | 935367739 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Oliver G. (Chip) Brewer III | Management | For | For |
| 1b. | Election of Director: Erik J Anderson | Management | For | For |
| 1c. | Election of Director: Samuel H. Armacost | Management | For | For |
| 1d. | Election of Director: Scott H. Baxter | Management | For | For |
| 1e. | Election of Director: Thomas G. Dundon | Management | For | For |
| 1f. | Election of Director: Laura J. Flanagan | Management | For | For |
| 1g. | Election of Director: Russell L. Fleischer | Management | For | For |
| 1h. | Election of Director: John F. Lundgren | Management | Against | Against |
| 1i. | Election of Director: Scott M. Marimow | Management | For | For |
| 1j. | Election of Director: Adebayo O. Ogunlesi | Management | Against | Against |
| 1k. | Election of Director: Linda B. Segre | Management | Against | Against |
| 1l. | Election of Director: Anthony S. Thornley | Management | Against | Against |
| 2. | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 4. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 240,000,000 to 360,000,000. | Management | For | For |
| FOSSIL GROUP, INC. |
| Security | 34988V106 | | | Meeting Type | Annual |
| Ticker Symbol | FOSL | | | Meeting Date | 19-May-2021 |
| ISIN | US34988V1061 | | | Agenda | 935369086 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Mark R. Belgya | Management | For | For |
| 1.2 | Election of Director: William B. Chiasson | Management | For | For |
| 1.3 | Election of Director: Kim Harris Jones | Management | For | For |
| 1.4 | Election of Director: Kosta N. Kartsotis | Management | For | For |
| 1.5 | Election of Director: Kevin Mansell | Management | Against | Against |
| 1.6 | Election of Director: Diane L. Neal | Management | Against | Against |
| 1.7 | Election of Director: Marc R. Y. Rey | Management | For | For |
| 1.8 | Election of Director: Gail B. Tifford | Management | Against | Against |
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For |
| CORESITE REALTY CORPORATION |
| Security | 21870Q105 | | | Meeting Type | Annual |
| Ticker Symbol | COR | | | Meeting Date | 19-May-2021 |
| ISIN | US21870Q1058 | | | Agenda | 935372689 - Management |
| Record Date | 19-Mar-2021 | | | Holding Recon Date | 19-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert G. Stuckey | | For | For |
| | | 2 | Paul E. Szurek | | For | For |
| | | 3 | Jean A. Bua | | For | For |
| | | 4 | Kelly C. Chambliss | | For | For |
| | | 5 | Patricia L. Higgins | | For | For |
| | | 6 | Michael R. Koehler | | For | For |
| | | 7 | Michael H. Millegan | | For | For |
| | | 8 | David A. Wilson | | For | For |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | The advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| SAFETY INSURANCE GROUP, INC. |
| Security | 78648T100 | | | Meeting Type | Annual |
| Ticker Symbol | SAFT | | | Meeting Date | 19-May-2021 |
| ISIN | US78648T1007 | | | Agenda | 935373388 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director to serve a three year term expiring in 2024: Peter J. Manning | Management | For | For |
| 1B. | Election of Class I Director to serve a three year term expiring in 2024: Mary C. Moran | Management | For | For |
| 2. | Ratification of the Appointment of PRICEWATERHOUSECOOPERS LLP. | Management | For | For |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For |
| TEJON RANCH CO. |
| Security | 879080109 | | | Meeting Type | Annual |
| Ticker Symbol | TRC | | | Meeting Date | 19-May-2021 |
| ISIN | US8790801091 | | | Agenda | 935373390 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Jean Fuller | Management | For | For |
| 1B. | Election of Director: Geoffrey L. Stack | Management | For | For |
| 1C. | Election of Director: Michael H. Winer | Management | For | For |
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Amendment to Restated Certificate of Incorporation to increase the number of authorized shares of our Common Stock. | Management | For | For |
| UNITED FIRE GROUP, INC. |
| Security | 910340108 | | | Meeting Type | Annual |
| Ticker Symbol | UFCS | | | Meeting Date | 19-May-2021 |
| ISIN | US9103401082 | | | Agenda | 935373871 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class C Director: Christopher R. Drahozal | Management | For | For |
| 1.2 | Election of Class C Director: Lura E. McBride | Management | Against | Against |
| 1.3 | Election of Class C Director: George D. Milligan | Management | Against | Against |
| 2. | Ratification of the appointment of Ernst & Young LLP as United Fire Group, Inc.'s independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Approval of amendment to the United Fire Group, Inc. 2021 Stock and Incentive Plan. | Management | For | For |
| 4. | Approval, on an advisory basis, of the compensation of United Fire Group, Inc.'s named executive officers. | Management | For | For |
| KRATON CORPORATION |
| Security | 50077C106 | | | Meeting Type | Annual |
| Ticker Symbol | KRA | | | Meeting Date | 19-May-2021 |
| ISIN | US50077C1062 | | | Agenda | 935374859 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Shelley J. Bausch | | For | For |
| | | 2 | Kevin M. Fogarty | | For | For |
| | | 3 | Karen A. Twitchell | | For | For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 4. | To approve and adopt an amendment to the Kraton Corporation Amended and Restated 2016 Equity and Cash Incentive Plan to increase the number of shares available for issuance and place an annual limit on non- employee director awards thereunder. | Management | For | For |
| CORE LABORATORIES N.V. |
| Security | N22717107 | | | Meeting Type | Annual |
| Ticker Symbol | CLB | | | Meeting Date | 19-May-2021 |
| ISIN | NL0000200384 | | | Agenda | 935375407 - Management |
| Record Date | 12-Mar-2021 | | | Holding Recon Date | 12-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Supervisory Director until 2024 annual meeting: Kwaku Temeng | Management | For | For |
| 1B. | Election of Class III Supervisory Director until 2024 annual meeting: Lawrence Bruno | Management | For | For |
| 2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For |
| 3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2020, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For |
| 4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 19, 2021. | Management | For | For |
| 5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 19, 2022, and such repurchased shares may be used for any legal purpose. | Management | For | For |
| 6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For |
| 7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For |
| 8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For |
| 8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2020. | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP, INC. |
| Security | 42330P107 | | | Meeting Type | Annual |
| Ticker Symbol | HLX | | | Meeting Date | 19-May-2021 |
| ISIN | US42330P1075 | | | Agenda | 935378706 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Amerino Gatti | | For | For |
| | | 2 | Owen Kratz | | For | For |
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2021. | Management | For | For |
| 3. | Approval, on a non-binding advisory basis, of the 2020 compensation of our named executive officers. | Management | For | For |
| CVB FINANCIAL CORP. |
| Security | 126600105 | | | Meeting Type | Annual |
| Ticker Symbol | CVBF | | | Meeting Date | 19-May-2021 |
| ISIN | US1266001056 | | | Agenda | 935379215 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | George A. Borba, Jr. | | For | For |
| | | 2 | David A. Brager | | For | For |
| | | 3 | Stephen A. Del Guercio | | For | For |
| | | 4 | Rodrigo Guerra, Jr. | | For | For |
| | | 5 | Anna Kan | | For | For |
| | | 6 | Marshall V. Laitsch | | For | For |
| | | 7 | Kristina M. Leslie | | For | For |
| | | 8 | Raymond V. O'Brien III | | For | For |
| | | 9 | Jane Olvera | | For | For |
| | | 10 | Hal W. Oswalt | | For | For |
| 2. | Ratification of appointment of KPMG LLP as independent registered public accountants of CVB Financial Corp. for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers ("Say-On-Pay"). | Management | For | For |
| LUMBER LIQUIDATORS HOLDINGS, INC. |
| Security | 55003T107 | | | Meeting Type | Annual |
| Ticker Symbol | LL | | | Meeting Date | 19-May-2021 |
| ISIN | US55003T1079 | | | Agenda | 935392996 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Douglas T. Moore# | | For | For |
| | | 2 | Nancy M. Taylor# | | For | For |
| | | 3 | Joseph M. Nowicki* | | For | For |
| | | 4 | Charles E. Tyson$ | | For | For |
| 2. | Proposal to approve a non-binding advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| INSIGHT ENTERPRISES, INC. |
| Security | 45765U103 | | | Meeting Type | Annual |
| Ticker Symbol | NSIT | | | Meeting Date | 19-May-2021 |
| ISIN | US45765U1034 | | | Agenda | 935393467 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Richard E. Allen | Management | For | For |
| 1.2 | Election of Director: Bruce W. Armstrong | Management | Against | Against |
| 1.3 | Election of Director: Linda Breard | Management | For | For |
| 1.4 | Election of Director: Timothy A. Crown | Management | For | For |
| 1.5 | Election of Director: Catherine Courage | Management | For | For |
| 1.6 | Election of Director: Anthony A. Ibargüen | Management | Against | Against |
| 1.7 | Election of Director: Kenneth T. Lamneck | Management | For | For |
| 1.8 | Election of Director: Kathleen S. Pushor | Management | Against | Against |
| 1.9 | Election of Director: Girish Rishi | Management | Against | Against |
| 2. | Advisory vote (non-binding) to approve named executive officer compensation. | Management | For | For |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| NOW INC. |
| Security | 67011P100 | | | Meeting Type | Annual |
| Ticker Symbol | DNOW | | | Meeting Date | 19-May-2021 |
| ISIN | US67011P1003 | | | Agenda | 935393847 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Terry Bonno | Management | For | For |
| 1B. | Election of Director: David Cherechinsky | Management | For | For |
| 1C. | Election of Director: Galen Cobb | Management | For | For |
| 1D. | Election of Director: James Crandell | Management | Against | Against |
| 2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | For | For |
| 3. | Approval of Compensation of our Named Executive Officers. | Management | For | For |
| 4. | Recommend, by non-binding vote, the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For |
| FIRST MIDWEST BANCORP, INC. |
| Security | 320867104 | | | Meeting Type | Annual |
| Ticker Symbol | FMBI | | | Meeting Date | 19-May-2021 |
| ISIN | US3208671046 | | | Agenda | 935400111 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Barbara A. Boigegrain | Management | Against | Against |
| 1B. | Election of Director: Thomas L. Brown | Management | For | For |
| 1C. | Election of Director: Phupinder S. Gill | Management | For | For |
| 1D. | Election of Director: Kathryn J. Hayley | Management | For | For |
| 1E. | Election of Director: Peter J. Henseler | Management | Against | Against |
| 1F. | Election of Director: Frank B. Modruson | Management | For | For |
| 1G. | Election of Director: Ellen A. Rudnick | Management | Against | Against |
| 1H. | Election of Director: Mark G. Sander | Management | For | For |
| 1I. | Election of Director: Michael L. Scudder | Management | For | For |
| 1J. | Election of Director: Michael J. Small | Management | For | For |
| 1K. | Election of Director: Stephen C. Van Arsdell | Management | Against | Against |
| 2. | Approval of the Amendment and Restatement of the First Midwest Bancorp, Inc. 2018 Stock and Incentive Plan. | Management | For | For |
| 3. | Approval of an advisory (non-binding) resolution regarding the compensation paid in 2020 to First Midwest Bancorp, Inc.'s named executive officers. | Management | For | For |
| 4. | Ratification of the appointment of Ernst & Young LLP as First Midwest Bancorp, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| CORE LABORATORIES N.V. |
| Security | N22717107 | | | Meeting Type | Annual |
| Ticker Symbol | CLB | | | Meeting Date | 19-May-2021 |
| ISIN | NL0000200384 | | | Agenda | 935426292 - Management |
| Record Date | 21-Apr-2021 | | | Holding Recon Date | 21-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Supervisory Director until 2024 annual meeting: Kwaku Temeng | Management | For | For |
| 1B. | Election of Class III Supervisory Director until 2024 annual meeting: Lawrence Bruno | Management | For | For |
| 2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For |
| 3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2020, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For |
| 4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 19, 2021. | Management | For | For |
| 5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 19, 2022, and such repurchased shares may be used for any legal purpose. | Management | For | For |
| 6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For |
| 7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For |
| 8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For |
| 8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2020. | Management | For | For |
| LCI INDUSTRIES |
| Security | 50189K103 | | | Meeting Type | Annual |
| Ticker Symbol | LCII | | | Meeting Date | 20-May-2021 |
| ISIN | US50189K1034 | | | Agenda | 935375229 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve until the next Annual Meeting: James F. Gero | Management | Against | Against |
| 1B. | Election of Director to serve until the next Annual Meeting: Frank J. Crespo | Management | Against | Against |
| 1C. | Election of Director to serve until the next Annual Meeting: Brendan J. Deely | Management | Against | Against |
| 1D. | Election of Director to serve until the next Annual Meeting: Ronald J. Fenech | Management | For | For |
| 1E. | Election of Director to serve until the next Annual Meeting: Tracy D. Graham | Management | For | For |
| 1F. | Election of Director to serve until the next Annual Meeting: Virginia L. Henkels | Management | For | For |
| 1G. | Election of Director to serve until the next Annual Meeting: Jason D. Lippert | Management | For | For |
| 1H. | Election of Director to serve until the next Annual Meeting: Stephanie K. Mains | Management | For | For |
| 1I. | Election of Director to serve until the next Annual Meeting: Kieran M. O'Sullivan | Management | Against | Against |
| 1J. | Election of Director to serve until the next Annual Meeting: David A. Reed | Management | For | For |
| 1K. | Election of Director to serve until the next Annual Meeting: John A. Sirpilla | Management | Against | Against |
| 2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2021. | Management | For | For |
| GENTHERM INCORPORATED |
| Security | 37253A103 | | | Meeting Type | Annual |
| Ticker Symbol | THRM | | | Meeting Date | 20-May-2021 |
| ISIN | US37253A1034 | | | Agenda | 935375332 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sophie Desormière | | For | For |
| | | 2 | Phillip M. Eyler | | For | For |
| | | 3 | Yvonne Hao | | For | For |
| | | 4 | David Heinzmann | | For | For |
| | | 5 | Ronald Hundzinski | | For | For |
| | | 6 | Charles Kummeth | | For | For |
| | | 7 | Betsy Meter | | For | For |
| | | 8 | Byron Shaw II | | For | For |
| | | 9 | John Stacey | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval (on an advisory basis) of the 2020 compensation of the Company's named executive officers. | Management | For | For |
| CSG SYSTEMS INTERNATIONAL, INC. |
| Security | 126349109 | | | Meeting Type | Annual |
| Ticker Symbol | CSGS | | | Meeting Date | 20-May-2021 |
| ISIN | US1263491094 | | | Agenda | 935378124 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Brian A. Shepherd | Management | For | For |
| 1B. | Election of Director: Frank V. Sica | Management | For | For |
| 1C. | Election of Director: Silvio Tavares | Management | For | For |
| 1D. | Election of Director: Tse Li "Lily" Yang | Management | For | For |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For |
| TRUSTCO BANK CORP NY |
| Security | 898349105 | | | Meeting Type | Annual |
| Ticker Symbol | TRST | | | Meeting Date | 20-May-2021 |
| ISIN | US8983491056 | | | Agenda | 935378237 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Lisa M. Lucarelli | Management | For | For |
| 1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Thomas O. Maggs | Management | For | For |
| 1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Anthony J. Marinello, M.D., Ph.D. | Management | For | For |
| 1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Robert J. McCormick | Management | For | For |
| 1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Kimberly A. Russell | Management | For | For |
| 1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Frank B. Silverman | Management | For | For |
| 2. | Approval of a non-binding advisory resolution on the compensation of TrustCo's named executive officers. | Management | For | For |
| 3. | Approval of reverse stock split of TrustCo's Common Stock at a ratio of 1 for 5 and an amendment to TrustCo's Amended and Restated Certificate of Incorporation to effect a reverse stock split of TrustCo Common Stock at a ratio of 1 for 5 and a corresponding proportionate reduction in TrustCo's authorized Common Stock. | Management | For | For |
| 4. | Ratification of the appointment of Crowe LLP as TrustCo's independent auditors for 2021. | Management | For | For |
| TIVITY HEALTH, INC. |
| Security | 88870R102 | | | Meeting Type | Annual |
| Ticker Symbol | TVTY | | | Meeting Date | 20-May-2021 |
| ISIN | US88870R1023 | | | Agenda | 935378453 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard M. Ashworth | Management | For | For |
| 1B. | Election of Director: Sara J. Finley | Management | Against | Against |
| 1C. | Election of Director: Robert J. Greczyn, Jr. | Management | For | For |
| 1D. | Election of Director: Beth M. Jacob | Management | For | For |
| 1E. | Election of Director: Bradley S. Karro | Management | For | For |
| 1F. | Election of Director: Erin L. Russell | Management | For | For |
| 1G. | Election of Director: Anthony M. Sanfilippo | Management | For | For |
| 2. | To consider and act upon a non-binding, advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| LUMINEX CORPORATION |
| Security | 55027E102 | | | Meeting Type | Annual |
| Ticker Symbol | LMNX | | | Meeting Date | 20-May-2021 |
| ISIN | US55027E1029 | | | Agenda | 935379289 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Edward A. Ogunro, Ph.D. | Management | For | For |
| 1B. | Election of Director: Kevin M. McNamara | Management | For | For |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | Approval of the amendment and restatement of the Luminex Corporation Employee Stock Purchase Plan. | Management | For | For |
| 4. | Approval of the amendment and restatement of the Luminex Corporation 2018 Equity Incentive Plan. | Management | For | For |
| 5. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For |
| BERKSHIRE HILLS BANCORP, INC. |
| Security | 084680107 | | | Meeting Type | Annual |
| Ticker Symbol | BHLB | | | Meeting Date | 20-May-2021 |
| ISIN | US0846801076 | | | Agenda | 935380600 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Baye Adofo-Wilson | | For | For |
| | | 2 | Deborah P. Bailey | | For | For |
| | | 3 | Rheo A. Brouillard | | For | For |
| | | 4 | David M. Brunelle | | For | For |
| | | 5 | Robert M. Curley | | For | For |
| | | 6 | John B. Davies | | For | For |
| | | 7 | J. Williar Dunlaevy | | For | For |
| | | 8 | William H. Hughes III | | For | For |
| | | 9 | Sylvia Maxfield | | For | For |
| | | 10 | Nitin J. Mhatre | | For | For |
| | | 11 | Laurie Norton Moffatt | | For | For |
| | | 12 | Jonathan I. Shulman | | For | For |
| | | 13 | Michael A. Zaitzeff | | For | For |
| 2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | For | For |
| 3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2021. | Management | For | For |
| REDWOOD TRUST, INC. |
| Security | 758075402 | | | Meeting Type | Annual |
| Ticker Symbol | RWT | | | Meeting Date | 20-May-2021 |
| ISIN | US7580754023 | | | Agenda | 935380888 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard D. Baum | Management | Against | Against |
| 1B. | Election of Director: Greg H. Kubicek | Management | Against | Against |
| 1C. | Election of Director: Christopher J. Abate | Management | For | For |
| 1D. | Election of Director: Armando Falcon | Management | For | For |
| 1E. | Election of Director: Douglas B. Hansen | Management | For | For |
| 1F. | Election of Director: Debora D. Horvath | Management | For | For |
| 1G. | Election of Director: George W. Madison | Management | Against | Against |
| 1H. | Election of Director: Jeffrey T. Pero | Management | Against | Against |
| 1I. | Election of Director: Georganne C. Proctor | Management | For | For |
| 1J. | Election of Director: Faith A. Schwartz | Management | For | For |
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Non-binding advisory resolution to approve named executive officer compensation. | Management | For | For |
| 4. | To vote to approve the amendment to the 2002 Employee Stock Purchase Plan to increase the number of shares available for purchase. | Management | For | For |
| INVACARE CORPORATION |
| Security | 461203101 | | | Meeting Type | Annual |
| Ticker Symbol | IVC | | | Meeting Date | 20-May-2021 |
| ISIN | US4612031017 | | | Agenda | 935381272 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Susan H. Alexander | | For | For |
| | | 2 | Julie A. Beck | | For | For |
| | | 3 | P. Danielsohn-Weil PhD | | For | For |
| | | 4 | Stephanie L. Fehr | | For | For |
| | | 5 | Diana S. Ferguson | | For | For |
| | | 6 | Marc M. Gibeley | | For | For |
| | | 7 | C. Martin Harris, M.D. | | For | For |
| | | 8 | Matthew E. Monaghan | | For | For |
| | | 9 | Clifford D. Nastas | | For | For |
| | | 10 | Baiju R. Shah | | For | For |
| 2. | Approve and adopt Amendment No. 3 to the Invacare Corporation 2018 Equity Compensation Plan. | Management | For | For |
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 4. | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For |
| ALLEGHENY TECHNOLOGIES INCORPORATED |
| Security | 01741R102 | | | Meeting Type | Annual |
| Ticker Symbol | ATI | | | Meeting Date | 20-May-2021 |
| ISIN | US01741R1023 | | | Agenda | 935381400 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Herbert J. Carlisle | Management | For | For |
| 1.2 | Election of Director: David P. Hess | Management | Against | Against |
| 1.3 | Election of Director: Marianne Kah | Management | For | For |
| 2. | Advisory vote to approve the 2020 compensation of our named executive officers. | Management | For | For |
| 3. | Ratification of the selection of Ernst & Young LLP as independent auditors for 2021. | Management | For | For |
| INDEPENDENT BANK CORP. |
| Security | 453836108 | | | Meeting Type | Annual |
| Ticker Symbol | INDB | | | Meeting Date | 20-May-2021 |
| ISIN | US4538361084 | | | Agenda | 935381599 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Reelection of Class I Director: Donna L. Abelli | Management | Against | Against |
| 1.2 | Reelection of Class I Director: Kevin J. Jones | Management | Against | Against |
| 1.3 | Reelection of Class I Director: Mary L. Lentz | Management | For | For |
| 1.4 | Reelection of Class I Director: John J. Morrissey | Management | Against | Against |
| 1.5 | Reelection of Class I Director: Frederick Taw | Management | For | For |
| 2. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| ARCONIC CORPORATION |
| Security | 03966V107 | | | Meeting Type | Annual |
| Ticker Symbol | ARNC | | | Meeting Date | 20-May-2021 |
| ISIN | US03966V1070 | | | Agenda | 935382464 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Frederick A. Henderson | Management | Against | Against |
| 1B. | Election of Director: William F. Austen | Management | For | For |
| 1C. | Election of Director: Christopher L. Ayers | Management | For | For |
| 1D. | Election of Director: Margaret S. Billson | Management | For | For |
| 1E. | Election of Director: Jacques Croisetiere | Management | For | For |
| 1F. | Election of Director: Elmer L. Doty | Management | For | For |
| 1G. | Election of Director: Carol S. Eicher | Management | Against | Against |
| 1H. | Election of Director: Timothy D. Myers | Management | For | For |
| 1I. | Election of Director: E. Stanley O'Neal | Management | Against | Against |
| 1J. | Election of Director: Jeffrey Stafeil | Management | For | For |
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| 3. | Approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. | Management | 1 Year | For |
| 4. | Approve the Amended and Restated Arconic Corporation 2020 Stock Incentive Plan. | Management | For | For |
| 5. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| EMERGENT BIOSOLUTIONS INC. |
| Security | 29089Q105 | | | Meeting Type | Annual |
| Ticker Symbol | EBS | | | Meeting Date | 20-May-2021 |
| ISIN | US29089Q1058 | | | Agenda | 935382779 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Jerome Hauer, Ph.D. | Management | For | For |
| 1B. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Robert Kramer | Management | For | For |
| 1C. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Marvin White | Management | For | For |
| 2. | To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For |
| 4. | To approve an amendment to our stock incentive plan. | Management | For | For |
| ALEXANDER'S, INC. |
| Security | 014752109 | | | Meeting Type | Annual |
| Ticker Symbol | ALX | | | Meeting Date | 20-May-2021 |
| ISIN | US0147521092 | | | Agenda | 935385321 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | David M. Mandelbaum | | For | For |
| | | 2 | Arthur I. Sonnenblick | | For | For |
| | | 3 | Richard R. West | | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current year. | Management | For | For |
| EAGLE BANCORP, INC. |
| Security | 268948106 | | | Meeting Type | Annual |
| Ticker Symbol | EGBN | | | Meeting Date | 20-May-2021 |
| ISIN | US2689481065 | | | Agenda | 935385371 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mathew D. Brockwell | Management | Against | Against |
| 1B. | Election of Director: Steven Freidkin | Management | For | For |
| 1C. | Election of Director: Ernest D. Jarvis | Management | For | For |
| 1D. | Election of Director: Theresa G. LaPlaca | Management | For | For |
| 1E. | Election of Director: A. Leslie Ludwig | Management | For | For |
| 1F. | Election of Director: Norman R. Pozez | Management | For | For |
| 1G. | Election of Director: Kathy A. Raffa | Management | Against | Against |
| 1H. | Election of Director: Susan G. Riel | Management | For | For |
| 1I. | Election of Director: James A. Soltesz | Management | Against | Against |
| 1J. | Election of Director: Benjamin M. Soto | Management | For | For |
| 2. | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm to audit the consolidated financial statements of the Company for the year ended December 31, 2021. | Management | For | For |
| 3. | To approve the adoption of the Company's 2021 Equity Incentive Plan. | Management | For | For |
| 4. | To approve the adoption of the Company's 2021 Employee Stock Purchase Plan. | Management | Against | Against |
| 5. | To approve a non-binding, advisory resolution approving the compensation of our named executive officers. | Management | For | For |
| SIMMONS FIRST NATIONAL CORPORATION |
| Security | 828730200 | | | Meeting Type | Annual |
| Ticker Symbol | SFNC | | | Meeting Date | 20-May-2021 |
| ISIN | US8287302009 | | | Agenda | 935406581 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To fix the number of directors at sixteen (16). | Management | For | For |
| 2A. | Election of Director: Jay Burchfield | Management | For | For |
| 2B. | Election of Director: Marty Casteel | Management | For | For |
| 2C. | Election of Director: William Clark, II | Management | For | For |
| 2D. | Election of Director: Steven Cossé | Management | Against | Against |
| 2E. | Election of Director: Mark Doramus | Management | For | For |
| 2F. | Election of Director: Edward Drilling | Management | For | For |
| 2G. | Election of Director: Eugene Hunt | Management | For | For |
| 2H. | Election of Director: Jerry Hunter | Management | Against | Against |
| 2I. | Election of Director: Susan Lanigan | Management | Against | Against |
| 2J. | Election of Director: W. Scott McGeorge | Management | For | For |
| 2K. | Election of Director: George Makris, Jr. | Management | For | For |
| 2L. | Election of Director: Tom Purvis | Management | For | For |
| 2M. | Election of Director: Robert Shoptaw | Management | Against | Against |
| 2N. | Election of Director: Julie Stackhouse | Management | For | For |
| 2O. | Election of Director: Russell Teubner | Management | For | For |
| 2P. | Election of Director: Mindy West | Management | Against | Against |
| 3. | To adopt the following non-binding resolution approving the compensation of the named executive officers of the Company: "RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the proxy statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion, is hereby APPROVED." | Management | For | For |
| 4. | To ratify the Audit Committee's selection of the accounting firm BKD, LLP as independent auditors of the Company and its subsidiaries for the year ended December 31, 2021. | Management | For | For |
| 5. | To revise outdated information in the Amended and Restated Articles of Incorporation. | Management | For | For |
| 6. | To include provisions in the Amended and Restated Articles of Incorporation to provide for majority voting in uncontested elections of directors. | Management | For | For |
| HOPE BANCORP INC |
| Security | 43940T109 | | | Meeting Type | Annual |
| Ticker Symbol | HOPE | | | Meeting Date | 20-May-2021 |
| ISIN | US43940T1097 | | | Agenda | 935418839 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kevin S. Kim | | For | For |
| | | 2 | Scott Yoon-Suk Whang | | For | For |
| | | 3 | Steven S. Koh | | For | For |
| | | 4 | Donald D. Byun | | For | For |
| | | 5 | Jinho Doo | | For | For |
| | | 6 | Daisy Y. Ha | | For | For |
| | | 7 | Joon Kyung Kim | | For | For |
| | | 8 | William J. Lewis | | For | For |
| | | 9 | David P. Malone | | For | For |
| | | 10 | Dale S. Zuehls | | For | For |
| 2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory and nonbinding basis, of the compensation paid to the Company's 2020 Named Executive Officers (as identified in the Company's 2021 proxy statement). | Management | For | For |
| PGT INNOVATIONS, INC. |
| Security | 69336V101 | | | Meeting Type | Annual |
| Ticker Symbol | PGTI | | | Meeting Date | 20-May-2021 |
| ISIN | US69336V1017 | | | Agenda | 935428929 - Management |
| Record Date | 23-Apr-2021 | | | Holding Recon Date | 23-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 19-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director to serve until the 2024 Annual Meeting: Rodney Hershberger | Management | For | For |
| 1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Floyd F. Sherman | Management | For | For |
| 1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Sheree L. Bargabos | Management | For | For |
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 3. | To approve the compensation of our Named Executive Officers on an advisory basis. | Management | For | For |
| FIRST BANCORP |
| Security | 318672706 | | | Meeting Type | Annual |
| Ticker Symbol | FBP | | | Meeting Date | 21-May-2021 |
| ISIN | PR3186727065 | | | Agenda | 935372691 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Juan Acosta Reboyras | Management | For | For |
| 1B. | Election of Director: Aurelio Alemàn | Management | For | For |
| 1C. | Election of Director: Luz A. Crespo | Management | Against | Against |
| 1D. | Election of Director: Tracey Dedrick | Management | For | For |
| 1E. | Election of Director: Patricia M. Eaves | Management | For | For |
| 1F. | Election of Director: Daniel E. Frye | Management | For | For |
| 1G. | Election of Director: John A. Heffern | Management | Against | Against |
| 1H. | Election of Director: Roberto R. Herencia | Management | For | For |
| 1I. | Election of Director: Félix M. Villamil` | Management | For | For |
| 2. | To approve on a non-binding basis the 2020 compensation of First BanCorp's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2021 fiscal year. | Management | For | For |
| AMERICAN PUBLIC EDUCATION, INC. |
| Security | 02913V103 | | | Meeting Type | Annual |
| Ticker Symbol | APEI | | | Meeting Date | 21-May-2021 |
| ISIN | US02913V1035 | | | Agenda | 935375154 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Eric C. Andersen | Management | For | For |
| 1B. | Election of Director: Granetta B. Blevins | Management | Against | Against |
| 1C. | Election of Director: Jean C. Halle | Management | For | For |
| 1D. | Election of Director: Barbara L. Kurshan | Management | For | For |
| 1E. | Election of Director: Timothy J. Landon | Management | Against | Against |
| 1F. | Election of Director: Daniel S. Pianko | Management | Against | Against |
| 1G. | Election of Director: William G. Robinson, Jr. | Management | Against | Against |
| 1H. | Election of Director: Angela K. Selden | Management | For | For |
| 1I. | Election of Director: Vincent R. Stewart | Management | For | For |
| 2. | Advisory vote to approve the compensation of the Company's named executive officers as disclosed in the Company's proxy statement for the 2021 Annual Meeting. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | Against | Against |
| TANGER FACTORY OUTLET CENTERS, INC. |
| Security | 875465106 | | | Meeting Type | Annual |
| Ticker Symbol | SKT | | | Meeting Date | 21-May-2021 |
| ISIN | US8754651060 | | | Agenda | 935382654 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 01 | Election of Director: Jeffrey B. Citrin | Management | For | For |
| 02 | Election of Director: David B. Henry | Management | For | For |
| 03 | Election of Director: Thomas J. Reddin | Management | For | For |
| 04 | Election of Director: Bridget M. Ryan-Berman | Management | Against | Against |
| 05 | Election of Director: Susan E. Skerritt | Management | For | For |
| 06 | Election of Director: Steven B. Tanger | Management | For | For |
| 07 | Election of Director: Luis A. Ubiñas | Management | Against | Against |
| 08 | Election of Director: Stephen J. Yalof | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory (non-binding) basis, named executive officer compensation. | Management | For | For |
| POWER INTEGRATIONS, INC. |
| Security | 739276103 | | | Meeting Type | Annual |
| Ticker Symbol | POWI | | | Meeting Date | 21-May-2021 |
| ISIN | US7392761034 | | | Agenda | 935383935 - Management |
| Record Date | 25-Mar-2021 | | | Holding Recon Date | 25-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Wendy Arienzo | | For | For |
| | | 2 | Balu Balakrishnan | | For | For |
| | | 3 | Nicholas E. Brathwaite | | For | For |
| | | 4 | Anita Ganti | | For | For |
| | | 5 | William George | | For | For |
| | | 6 | Balakrishnan S. Iyer | | For | For |
| | | 7 | Jennifer Lloyd | | For | For |
| | | 8 | Necip Sayiner | | For | For |
| | | 9 | Steven J. Sharp | | For | For |
| 2. | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | Management | For | For |
| 3. | To approve the amendment and restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. | Management | For | For |
| 4. | To approve the amendment and restatement of the Power Integrations, Inc. 1997 Employee Stock Purchase Plan, as described in the proxy statement. | Management | For | For |
| 5. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2021. | Management | For | For |
| MANTECH INTERNATIONAL CORP. |
| Security | 564563104 | | | Meeting Type | Annual |
| Ticker Symbol | MANT | | | Meeting Date | 21-May-2021 |
| ISIN | US5645631046 | | | Agenda | 935402432 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | George J. Pedersen | | For | For |
| | | 2 | Kevin M. Phillips | | For | For |
| | | 3 | Richard L. Armitage | | For | For |
| | | 4 | Mary K. Bush | | For | For |
| | | 5 | Barry G. Campbell | | For | For |
| | | 6 | Richard J. Kerr | | For | For |
| | | 7 | Peter B. LaMontagne | | For | For |
| | | 8 | Kenneth A. Minihan | | For | For |
| 2. | Ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| TRIBUNE PUBLISHING COMPANY |
| Security | 89609W107 | | | Meeting Type | Special |
| Ticker Symbol | TPCO | | | Meeting Date | 21-May-2021 |
| ISIN | US89609W1071 | | | Agenda | 935418310 - Management |
| Record Date | 15-Apr-2021 | | | Holding Recon Date | 15-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 20-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 16, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among Tribune Publishing Company (the "Company"), Tribune Enterprises, LLC ("Parent") and Tribune Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub") (the "Merger Proposal"). | Management | For | For |
| 2. | To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger of Merger Sub with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent, pursuant to the Merger Agreement. | Management | For | For |
| 3. | To approve the adjournment of the Special Meeting from time to time, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For |
| INSPERITY, INC. |
| Security | 45778Q107 | | | Meeting Type | Annual |
| Ticker Symbol | NSP | | | Meeting Date | 24-May-2021 |
| ISIN | US45778Q1076 | | | Agenda | 935418954 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 21-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class II Director: Carol R. Kaufman | Management | Against | Against |
| 1.2 | Election of Class II Director: John L. Lumelleau | Management | For | For |
| 1.3 | Election of Class II Director: Paul J. Sarvadi | Management | For | For |
| 2. | Advisory vote to approve the Company's executive compensation ("say on pay"). | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| IROBOT CORPORATION |
| Security | 462726100 | | | Meeting Type | Annual |
| Ticker Symbol | IRBT | | | Meeting Date | 25-May-2021 |
| ISIN | US4627261005 | | | Agenda | 935385268 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director for a three-year term: Colin M. Angle | Management | For | For |
| 1B. | Election of Class I Director for a three-year term: Deborah G. Ellinger | Management | Against | Against |
| 1C. | Election of Class I Director for a three-year term: Eva Manolis | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For |
| 3. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For |
| 4. | To approve amendments to our amended and restated certificate of incorporation to declassify the Board of Directors. | Management | For | For |
| 5. | To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting. | Management | For | For |
| 6. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For |
| RAVEN INDUSTRIES, INC. |
| Security | 754212108 | | | Meeting Type | Annual |
| Ticker Symbol | RAVN | | | Meeting Date | 25-May-2021 |
| ISIN | US7542121089 | | | Agenda | 935388098 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Jason M. Andringa | Management | Against | Against |
| 1.2 | Election of Director: Thomas S. Everist | Management | Against | Against |
| 1.3 | Election of Director: Janet M. Holloway | Management | Against | Against |
| 1.4 | Election of Director: Kevin T. Kirby | Management | Against | Against |
| 1.5 | Election of Director: Marc E. LeBaron | Management | Against | Against |
| 1.6 | Election of Director: Lois M. Martin | Management | Against | Against |
| 1.7 | Election of Director: Richard W. Parod | Management | Against | Against |
| 1.8 | Election of Director: Daniel A. Rykhus | Management | For | For |
| 2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2022. | Management | For | For |
| THE PENNANT GROUP, INC. |
| Security | 70805E109 | | | Meeting Type | Annual |
| Ticker Symbol | PNTG | | | Meeting Date | 25-May-2021 |
| ISIN | US70805E1091 | | | Agenda | 935388896 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Roderic W. Lewis | | For | For |
| | | 2 | Scott E. Lamb | | For | For |
| | | 3 | Barry M. Smith | | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For |
| FLAGSTAR BANCORP, INC. |
| Security | 337930705 | | | Meeting Type | Annual |
| Ticker Symbol | FBC | | | Meeting Date | 25-May-2021 |
| ISIN | US3379307057 | | | Agenda | 935389773 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Alessandro P. DiNello | Management | For | For |
| 1B. | Election of Director: Jay J. Hansen | Management | Against | Against |
| 1C. | Election of Director: Toan Huynh | Management | For | For |
| 1D. | Election of Director: Lori Jordan | Management | For | For |
| 1E. | Election of Director: John D. Lewis | Management | Against | Against |
| 1F. | Election of Director: Bruce E. Nyberg | Management | For | For |
| 1G. | Election of Director: James A. Ovenden | Management | For | For |
| 1H. | Election of Director: Peter Schoels | Management | For | For |
| 1I. | Election of Director: David L. Treadwell | Management | Against | Against |
| 1J. | Election of Director: Jennifer R. Whip | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To adopt an advisory (non-binding) resolution to approve named executive officer compensation. | Management | For | For |
| CIRCOR INTERNATIONAL, INC. |
| Security | 17273K109 | | | Meeting Type | Annual |
| Ticker Symbol | CIR | | | Meeting Date | 25-May-2021 |
| ISIN | US17273K1097 | | | Agenda | 935391526 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For |
| 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | Against | Against |
| 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | Against | Against |
| 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For |
| 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For |
| 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | Against | Against |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For |
| 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For |
| FIRST FINANCIAL BANCORP. |
| Security | 320209109 | | | Meeting Type | Annual |
| Ticker Symbol | FFBC | | | Meeting Date | 25-May-2021 |
| ISIN | US3202091092 | | | Agenda | 935392958 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | William G. Barron | | For | For |
| | | 2 | Vincent A. Berta | | For | For |
| | | 3 | Cynthia O. Booth | | For | For |
| | | 4 | Archie M. Brown | | For | For |
| | | 5 | Claude E. Davis | | For | For |
| | | 6 | Corinne R. Finnerty | | For | For |
| | | 7 | Susan L. Knust | | For | For |
| | | 8 | William J. Kramer | | For | For |
| | | 9 | John T. Neighbours | | For | For |
| | | 10 | Thomas M. O'Brien | | For | For |
| | | 11 | Maribeth S. Rahe | | For | For |
| 2. | Ratification of Crowe LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory (non-binding) vote on the compensation of the Company's executive officers. | Management | For | For |
| OMNICELL, INC. |
| Security | 68213N109 | | | Meeting Type | Annual |
| Ticker Symbol | OMCL | | | Meeting Date | 25-May-2021 |
| ISIN | US68213N1090 | | | Agenda | 935395776 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Randall A. Lipps | | For | For |
| | | 2 | Vance B. Moore | | For | For |
| | | 3 | Mark W. Parrish | | For | For |
| 2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,100,000 shares of common stock to the number of shares authorized for issuance under the plan. | Management | For | For |
| 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. |
| Security | 01988P108 | | | Meeting Type | Annual |
| Ticker Symbol | MDRX | | | Meeting Date | 25-May-2021 |
| ISIN | US01988P1084 | | | Agenda | 935396348 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Elizabeth A. Altman | Management | For | For |
| 1B. | Election of Director: Mara G. Aspinall | Management | For | For |
| 1C. | Election of Director: Paul M. Black | Management | For | For |
| 1D. | Election of Director: P. Gregory Garrison | Management | For | For |
| 1E. | Election of Director: Jonathan J. Judge | Management | Against | Against |
| 1F. | Election of Director: Michael A. Klayko | Management | Against | Against |
| 1G. | Election of Director: Dave B. Stevens | Management | For | For |
| 1H. | Election of Director: David D. Stevens | Management | Against | Against |
| 1I. | Election of Director: Carol J. Zierhoffer | Management | For | For |
| 2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the Company's named executive officer compensation. | Management | For | For |
| NBT BANCORP INC. |
| Security | 628778102 | | | Meeting Type | Annual |
| Ticker Symbol | NBTB | | | Meeting Date | 25-May-2021 |
| ISIN | US6287781024 | | | Agenda | 935397491 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 24-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term: John H. Watt, Jr. | Management | For | For |
| 1B. | Election of Director for a one-year term: Martin A. Dietrich | Management | For | For |
| 1C. | Election of Director for a one-year term: Johanna R. Ames | Management | For | For |
| 1D. | Election of Director for a one-year term: J. David Brown | Management | For | For |
| 1E. | Election of Director for a one-year term: Patricia T. Civil | Management | Against | Against |
| 1F. | Election of Director for a one-year term: Timothy E. Delaney | Management | For | For |
| 1G. | Election of Director for a one-year term: James H. Douglas | Management | Against | Against |
| 1H. | Election of Director for a one-year term: Andrew S. Kowalczyk, III | Management | For | For |
| 1I. | Election of Director for a one-year term: John C. Mitchell | Management | Against | Against |
| 1J. | Election of Director for a one-year term: V. Daniel Robinson, II | Management | Against | Against |
| 1K. | Election of Director for a one-year term: Matthew J. Salanger | Management | For | For |
| 1L. | Election of Director for a one-year term: Joseph A. Santangelo | Management | Against | Against |
| 1M. | Election of Director for a one-year term: Lowell A. Seifter | Management | For | For |
| 1N. | Election of Director for a one-year term: Jack H. Webb | Management | For | For |
| 2. | To approve, on a non-binding, advisory basis, the compensation of NBT Bancorp Inc.'s named executive officers ("Say on Pay"). | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as NBT Bancorp Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| SKECHERS U.S.A., INC. |
| Security | 830566105 | | | Meeting Type | Annual |
| Ticker Symbol | SKX | | | Meeting Date | 26-May-2021 |
| ISIN | US8305661055 | | | Agenda | 935378225 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Robert Greenberg | | For | For |
| | | 2 | Morton Erlich | | For | For |
| | | 3 | Thomas Walsh | | For | For |
| HORACE MANN EDUCATORS CORPORATION |
| Security | 440327104 | | | Meeting Type | Annual |
| Ticker Symbol | HMN | | | Meeting Date | 26-May-2021 |
| ISIN | US4403271046 | | | Agenda | 935380787 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mark S. Casady | Management | For | For |
| 1B. | Election of Director: Daniel A. Domenech | Management | Against | Against |
| 1C. | Election of Director: Perry G. Hines | Management | For | For |
| 1D. | Election of Director: Mark E. Konen | Management | For | For |
| 1E. | Election of Director: Beverley J. McClure | Management | Against | Against |
| 1F. | Election of Director: H. Wade Reece | Management | Against | Against |
| 1G. | Election of Director: Elaine A. Sarsynski | Management | For | For |
| 1H. | Election of Director: Robert Stricker | Management | For | For |
| 1I. | Election of Director: Steven O. Swyers | Management | For | For |
| 1J. | Election of Director: Marita Zuraitis | Management | For | For |
| 2. | Approve the Horace Mann Educators Corporation 2010 Comprehensive Executive Compensation Plan as amended and restated. | Management | For | For |
| 3. | Approve the advisory resolution to approve Named Executive Officers' compensation. | Management | For | For |
| 4. | Ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2021. | Management | For | For |
| SPARTANNASH COMPANY |
| Security | 847215100 | | | Meeting Type | Annual |
| Ticker Symbol | SPTN | | | Meeting Date | 26-May-2021 |
| ISIN | US8472151005 | | | Agenda | 935385270 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | M. Shân Atkins | | For | For |
| | | 2 | Frank M. Gambino | | For | For |
| | | 3 | Douglas A. Hacker | | For | For |
| | | 4 | Yvonne R. Jackson | | For | For |
| | | 5 | Matthew Mannelly | | For | For |
| | | 6 | Elizabeth A. Nickel | | For | For |
| | | 7 | Hawthorne L. Proctor | | For | For |
| | | 8 | Tony Sarsam | | For | For |
| | | 9 | William R. Voss | | For | For |
| 2. | Say on Pay - Advisory approval of the Company's executive compensation. | Management | For | For |
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year. | Management | For | For |
| CUSTOMERS BANCORP, INC. |
| Security | 23204G100 | | | Meeting Type | Annual |
| Ticker Symbol | CUBI | | | Meeting Date | 26-May-2021 |
| ISIN | US23204G1004 | | | Agenda | 935388050 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class I Director: Jay Sidhu | Management | For | For |
| 1.2 | Election of Class I Director: Robert Buford | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve a non-binding advisory resolution on named executive officer compensation. | Management | For | For |
| TTEC HOLDINGS, INC. |
| Security | 89854H102 | | | Meeting Type | Annual |
| Ticker Symbol | TTEC | | | Meeting Date | 26-May-2021 |
| ISIN | US89854H1023 | | | Agenda | 935390740 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Kenneth D. Tuchman | Management | For | For |
| 1B. | Election of Director: Steven J. Anenen | Management | Against | Against |
| 1C. | Election of Director: Tracy L. Bahl | Management | Against | Against |
| 1D. | Election of Director: Gregory A. Conley | Management | For | For |
| 1E. | Election of Director: Robert N. Frerichs | Management | Against | Against |
| 1F. | Election of Director: Marc L. Holtzman | Management | For | For |
| 1G. | Election of Director: Gina L. Loften | Management | For | For |
| 1H. | Election of Director: Ekta Singh-Bushell | Management | Against | Against |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2021. | Management | For | For |
| SEACOAST BANKING CORPORATION OF FLORIDA |
| Security | 811707801 | | | Meeting Type | Annual |
| Ticker Symbol | SBCF | | | Meeting Date | 26-May-2021 |
| ISIN | US8117078019 | | | Agenda | 935393392 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jacqueline L. Bradley | | For | For |
| | | 2 | H. Gilbert Culbreth, Jr | | For | For |
| | | 3 | Christopher E. Fogal | | For | For |
| | | 4 | Charles M. Shaffer | | For | For |
| 2. | Approval and Adoption of the Company's 2021 Incentive Plan. | Management | For | For |
| 3. | Amendment of Employee Stock Purchase Plan. | Management | For | For |
| 4. | Advisory (Non-binding) Vote on Compensation of Named Executive Officers. | Management | For | For |
| 5. | Ratification of Appointment of Crowe LLP as Independent Auditor for 2021. | Management | For | For |
| HIBBETT SPORTS, INC. |
| Security | 428567101 | | | Meeting Type | Annual |
| Ticker Symbol | HIBB | | | Meeting Date | 26-May-2021 |
| ISIN | US4285671016 | | | Agenda | 935393443 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class I Director: Terrance G. Finley | Management | Against | Against |
| 1.2 | Election of Class I Director: Dorlisa K. Flur | Management | Against | Against |
| 1.3 | Election of Class I Director: Michael E. Longo | Management | For | For |
| 1.4 | Election of Class I Director: Lorna E. Nagler | Management | For | For |
| 2. | Ratification of the selection of Ernst & Young LLP as the Independent Registered Public Accounting Firm for Fiscal 2022. | Management | For | For |
| 3. | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For |
| BIG LOTS, INC. |
| Security | 089302103 | | | Meeting Type | Annual |
| Ticker Symbol | BIG | | | Meeting Date | 26-May-2021 |
| ISIN | US0893021032 | | | Agenda | 935395156 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sandra Campos | | For | For |
| | | 2 | James R. Chambers | | For | For |
| | | 3 | Sebastian J. DiGrande | | For | For |
| | | 4 | Marla C. Gottschalk | | For | For |
| | | 5 | Cynthia T. Jamison | | For | For |
| | | 6 | Thomas A. Kingsbury | | For | For |
| | | 7 | Christopher J McCormick | | For | For |
| | | 8 | Kimberley A. Newton | | For | For |
| | | 9 | Nancy A. Reardon | | For | For |
| | | 10 | Wendy L. Schoppert | | For | For |
| | | 11 | Bruce K. Thorn | | For | For |
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For |
| PENNYMAC MORTGAGE INVESTMENT TRUST |
| Security | 70931T103 | | | Meeting Type | Annual |
| Ticker Symbol | PMT | | | Meeting Date | 26-May-2021 |
| ISIN | US70931T1034 | | | Agenda | 935395295 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Trustee for a term expiring at the 2024 Annual Meeting: David A. Spector | Management | For | For |
| 1B. | Election of Class III Trustee for a term expiring at the 2024 Annual Meeting: Randall D. Hadley | Management | For | For |
| 2. | To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, by non-binding vote, our executive compensation. | Management | For | For |
| MICROSTRATEGY INCORPORATED |
| Security | 594972408 | | | Meeting Type | Annual |
| Ticker Symbol | MSTR | | | Meeting Date | 26-May-2021 |
| ISIN | US5949724083 | | | Agenda | 935395411 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael J. Saylor | | Withheld | Against |
| | | 2 | Stephen X. Graham | | Withheld | Against |
| | | 3 | Jarrod M. Patten | | Withheld | Against |
| | | 4 | Leslie J. Rechan | | Withheld | Against |
| | | 5 | Carl J. Rickertsen | | Withheld | Against |
| 2. | Approve Amendment No. 5 to the MicroStrategy Incorporated 2013 Stock Incentive Plan to increase the number of shares of class A common stock authorized for issuance under such plan from 2,300,000 to 2,750,000; | Management | For | For |
| 3. | Approve the MicroStrategy Incorporated 2021 Employee Stock Purchase Plan; and | Management | Against | Against |
| 4. | Ratify the selection of KPMG LLP as MicroStrategy Incorporated's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| NORTHFIELD BANCORP, INC. |
| Security | 66611T108 | | | Meeting Type | Annual |
| Ticker Symbol | NFBK | | | Meeting Date | 26-May-2021 |
| ISIN | US66611T1088 | | | Agenda | 935395548 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Timothy C. Harrison | | For | For |
| | | 2 | Karen J. Kessler | | For | For |
| | | 3 | Patrick L. Ryan | | For | For |
| 2. | An advisory, non-binding resolution, to approve the executive compensation described in the Proxy Statement. | Management | For | For |
| 3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| PDC ENERGY, INC. |
| Security | 69327R101 | | | Meeting Type | Annual |
| Ticker Symbol | PDCE | | | Meeting Date | 26-May-2021 |
| ISIN | US69327R1014 | | | Agenda | 935397718 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Barton R. Brookman | | For | For |
| | | 2 | Mark E. Ellis | | For | For |
| | | 3 | Paul J. Korus | | For | For |
| | | 4 | David C. Parke | | For | For |
| | | 5 | Lynn A. Peterson | | For | For |
| | | 6 | Carlos A. Sabater | | For | For |
| | | 7 | Diana L. Sands | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| CALIFORNIA WATER SERVICE GROUP |
| Security | 130788102 | | | Meeting Type | Annual |
| Ticker Symbol | CWT | | | Meeting Date | 26-May-2021 |
| ISIN | US1307881029 | | | Agenda | 935404094 - Management |
| Record Date | 30-Mar-2021 | | | Holding Recon Date | 30-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Gregory E. Aliff | Management | For | For |
| 1B. | Election of Director: Terry P. Bayer | Management | For | For |
| 1C. | Election of Director: Shelly M. Esque | Management | Against | Against |
| 1D. | Election of Director: Martin A. Kropelnicki | Management | For | For |
| 1E. | Election of Director: Thomas M. Krummel, M.D. | Management | Against | Against |
| 1F. | Election of Director: Richard P. Magnuson | Management | Against | Against |
| 1G. | Election of Director: Yvonne A. Maldonado, M.D. | Management | For | For |
| 1H. | Election of Director: Scott L. Morris | Management | For | For |
| 1I. | Election of Director: Peter C. Nelson | Management | For | For |
| 1J. | Election of Director: Carol M. Pottenger | Management | Against | Against |
| 1K. | Election of Director: Lester A. Snow | Management | For | For |
| 1L. | Election of Director: Patricia K. Wagner | Management | Against | Against |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Group's independent registered public accounting firm for 2021. | Management | For | For |
| LTC PROPERTIES, INC. |
| Security | 502175102 | | | Meeting Type | Annual |
| Ticker Symbol | LTC | | | Meeting Date | 26-May-2021 |
| ISIN | US5021751020 | | | Agenda | 935411037 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Cornelia Cheng | Management | For | For |
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Boyd W. Hendrickson | Management | Against | Against |
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: James J. Pieczynski | Management | Against | Against |
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Devra G. Shapiro | Management | Against | Against |
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: Wendy L. Simpson | Management | For | For |
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Timothy J. Triche | Management | Against | Against |
| 2. | Approval of the 2021 Equity Participation Plan. | Management | For | For |
| 3. | Ratification of independent registered public accounting firm. | Management | For | For |
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| LIVEPERSON, INC. |
| Security | 538146101 | | | Meeting Type | Annual |
| Ticker Symbol | LPSN | | | Meeting Date | 26-May-2021 |
| ISIN | US5381461012 | | | Agenda | 935427167 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director to serve until the 2024 Annual Meeting: Kevin C. Lavan | Management | Against | Against |
| 1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Robert P. LoCascio | Management | For | For |
| 2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For |
| 4. | Approval of an amendment to the 2019 Stock Incentive Plan to increase the number of shares available for issuance. | Management | For | For |
| MEDICAL PROPERTIES TRUST, INC. |
| Security | 58463J304 | | | Meeting Type | Annual |
| Ticker Symbol | MPW | | | Meeting Date | 26-May-2021 |
| ISIN | US58463J3041 | | | Agenda | 935430239 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 25-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Edward K. Aldag, Jr. | Management | For | For |
| 1B. | Election of Director: G. Steven Dawson | Management | For | For |
| 1C. | Election of Director: R. Steven Hamner | Management | For | For |
| 1D. | Election of Director: Caterina A. Mozingo | Management | For | For |
| 1E. | Election of Director: Elizabeth N. Pitman | Management | Against | Against |
| 1F. | Election of Director: C. Reynolds Thompson, III | Management | Against | Against |
| 1G. | Election of Director: D. Paul Sparks, Jr. | Management | For | For |
| 1H. | Election of Director: Michael G. Stewart | Management | Against | Against |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Non-binding, advisory approval of the Company's executive compensation. | Management | For | For |
| WASHINGTON REAL ESTATE INVESTMENT TRUST |
| Security | 939653101 | | | Meeting Type | Annual |
| Ticker Symbol | WRE | | | Meeting Date | 27-May-2021 |
| ISIN | US9396531017 | | | Agenda | 935377831 - Management |
| Record Date | 22-Mar-2021 | | | Holding Recon Date | 22-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Trustee: Benjamin S. Butcher | Management | Against | Against |
| 1.2 | Election of Trustee: William G. Byrnes | Management | Against | Against |
| 1.3 | Election of Trustee: Edward S. Civera | Management | For | For |
| 1.4 | Election of Trustee: Ellen M. Goitia | Management | Against | Against |
| 1.5 | Election of Trustee: Paul T. McDermott | Management | For | For |
| 1.6 | Election of Trustee: Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Election of Trustee: Vice Adm. Anthony L. Winns (RET.) | Management | Against | Against |
| 2. | Non-binding advisory vote on compensation of named executive officers (say-on-pay). | Management | For | For |
| 3. | Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2021. | Management | For | For |
| RETAIL PROPERTIES OF AMERICA, INC. |
| Security | 76131V202 | | | Meeting Type | Annual |
| Ticker Symbol | RPAI | | | Meeting Date | 27-May-2021 |
| ISIN | US76131V2025 | | | Agenda | 935377944 - Management |
| Record Date | 23-Mar-2021 | | | Holding Recon Date | 23-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Bonnie S. Biumi | Management | For | For |
| 1B. | Election of Director: Frank A. Catalano, Jr. | Management | Against | Against |
| 1C. | Election of Director: Gerald M. Gorski | Management | Against | Against |
| 1D. | Election of Director: Steven P. Grimes | Management | For | For |
| 1E. | Election of Director: Richard P. Imperiale | Management | For | For |
| 1F. | Election of Director: Peter L. Lynch | Management | Against | Against |
| 1G. | Election of Director: Thomas J. Sargeant | Management | For | For |
| 2. | Approval of an advisory resolution on executive compensation. | Management | For | For |
| 3. | Ratification of the selection of Deloitte & Touche LLP as Retail Properties of America, Inc.'s independent registered public accounting firm for 2021. | Management | For | For |
| EASTGROUP PROPERTIES, INC. |
| Security | 277276101 | | | Meeting Type | Annual |
| Ticker Symbol | EGP | | | Meeting Date | 27-May-2021 |
| ISIN | US2772761019 | | | Agenda | 935385674 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve for a one year term: D. Pike Aloian | Management | Against | Against |
| 1B. | Election of Director to serve for a one-year term: H. Eric Bolton, Jr. | Management | For | For |
| 1C. | Election of Director to serve for a one year term: Donald F. Colleran | Management | Against | Against |
| 1D. | Election of Director to serve for a one year term: Hayden C. Eaves III | Management | Against | Against |
| 1E. | Election of Director to serve for a one year term: David H. Hoster II | Management | For | For |
| 1F. | Election of Director to serve for a one year term: Marshall A. Loeb | Management | For | For |
| 1G. | Election of Director to serve for a one year term: Mary E. McCormick | Management | Against | Against |
| 1H. | Election of Director to serve for a one year term: Katherine M. Sandstrom | Management | For | For |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve by a non-binding advisory vote the compensation of the Company's Named Executive Officers as described in the Company's definitive proxy statement. | Management | For | For |
| 4. | To approve the amendment and restatement of the Company's charter and bylaws to allow the bylaws to be amended by a majority of stockholder votes. | Management | For | For |
| STEWART INFORMATION SERVICES CORPORATION |
| Security | 860372101 | | | Meeting Type | Annual |
| Ticker Symbol | STC | | | Meeting Date | 27-May-2021 |
| ISIN | US8603721015 | | | Agenda | 935387515 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Thomas G. Apel | | For | For |
| | | 2 | C. Allen Bradley, Jr. | | For | For |
| | | 3 | Robert L. Clarke | | For | For |
| | | 4 | William S. Corey, Jr. | | For | For |
| | | 5 | Frederick H Eppinger Jr | | For | For |
| | | 6 | Deborah J. Matz | | For | For |
| | | 7 | Matthew W. Morris | | For | For |
| | | 8 | Karen R. Pallotta | | For | For |
| | | 9 | Manuel Sánchez | | For | For |
| 2. | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on- Pay). | Management | For | For |
| 3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2021. | Management | For | For |
| THE ENSIGN GROUP, INC. |
| Security | 29358P101 | | | Meeting Type | Annual |
| Ticker Symbol | ENSG | | | Meeting Date | 27-May-2021 |
| ISIN | US29358P1012 | | | Agenda | 935388175 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Christopher R. Christensen | Management | For | For |
| 1B. | Election of Director: Daren J. Shaw | Management | Against | Against |
| 2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For |
| NEOGENOMICS, INC. |
| Security | 64049M209 | | | Meeting Type | Annual |
| Ticker Symbol | NEO | | | Meeting Date | 27-May-2021 |
| ISIN | US64049M2098 | | | Agenda | 935389759 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one (1) year term: Douglas M. VanOort | Management | For | For |
| 1B. | Election of Director for a one (1) year term: Mark W. Mallon | Management | For | For |
| 1C. | Election of Director for a one (1) year term: Lynn A. Tetrault | Management | For | For |
| 1D. | Election of Director for a one (1) year term: Bruce K. Crowther | Management | For | For |
| 1E. | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Management | For | For |
| 1F. | Election of Director for a one (1) year term: Kevin C. Johnson | Management | For | For |
| 1G. | Election of Director for a one (1) year term: Stephen M. Kanovsky | Management | For | For |
| 1H. | Election of Director for a one (1) year term: Michael A. Kelly | Management | For | For |
| 1I. | Election of Director for a one (1) year term: Rachel A. Stahler | Management | For | For |
| 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For |
| 3. | Second Amendment of the Amended and Restated Equity Incentive Plan. | Management | For | For |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| WESCO INTERNATIONAL, INC. |
| Security | 95082P105 | | | Meeting Type | Annual |
| Ticker Symbol | WCC | | | Meeting Date | 27-May-2021 |
| ISIN | US95082P1057 | | | Agenda | 935389862 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | John J. Engel | | For | For |
| | | 2 | Matthew J. Espe | | For | For |
| | | 3 | Bobby J. Griffin | | For | For |
| | | 4 | John K. Morgan | | For | For |
| | | 5 | Steven A. Raymund | | For | For |
| | | 6 | James L. Singleton | | For | For |
| | | 7 | Easwaran Sundaram | | For | For |
| | | 8 | Laura K. Thompson | | For | For |
| | | 9 | Lynn M. Utter | | For | For |
| 2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Approve the WESCO International, Inc. 2021 Omnibus Incentive Plan. | Management | For | For |
| 4. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| AXON ENTERPRISE, INC. |
| Security | 05464C101 | | | Meeting Type | Annual |
| Ticker Symbol | AXON | | | Meeting Date | 27-May-2021 |
| ISIN | US05464C1018 | | | Agenda | 935389925 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Richard H. Carmona | | For | For |
| | | 2 | Julie Cullivan | | For | For |
| | | 3 | Caitlin Kalinowski | | For | For |
| 2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Management | For | For |
| 5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shareholder | For | Against |
| DIME CMNTY BANCSHARES INC |
| Security | 25432X102 | | | Meeting Type | Annual |
| Ticker Symbol | DCOM | | | Meeting Date | 27-May-2021 |
| ISIN | US25432X1028 | | | Agenda | 935391374 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Kenneth J. Mahon | | For | For |
| | | 2 | Marcia Z. Hefter | | For | For |
| | | 3 | Rosemarie Chen | | For | For |
| | | 4 | Michael P. Devine | | For | For |
| | | 5 | Matthew Lindenbaum | | For | For |
| | | 6 | Albert E. McCoy, Jr. | | For | For |
| | | 7 | Raymond A. Nielsen | | For | For |
| | | 8 | Kevin M. O'Connor | | For | For |
| | | 9 | Vincent F. Palagiano | | For | For |
| | | 10 | Joseph J. Perry | | For | For |
| | | 11 | Kevin Stein | | For | For |
| | | 12 | Dennis A. Suskind | | For | For |
| 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | Management | For | For |
| 4. | Approval of the Dime Community Bancshares, Inc. 2021 Equity Incentive Plan. | Management | For | For |
| NETGEAR, INC. |
| Security | 64111Q104 | | | Meeting Type | Annual |
| Ticker Symbol | NTGR | | | Meeting Date | 27-May-2021 |
| ISIN | US64111Q1040 | | | Agenda | 935392972 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Patrick C. S. Lo | Management | For | For |
| 1B. | Election of Director: Sarah S. Butterfass | Management | For | For |
| 1C. | Election of Director: Laura J. Durr | Management | For | For |
| 1D. | Election of Director: Jef T. Graham | Management | Against | Against |
| 1E. | Election of Director: Bradley L. Maiorino | Management | For | For |
| 1F. | Election of Director: Janice M. Roberts | Management | For | For |
| 1G. | Election of Director: Gregory J. Rossmann | Management | Against | Against |
| 1H. | Election of Director: Barbara V. Scherer | Management | For | For |
| 1I. | Election of Director: Thomas H. Waechter | Management | Against | Against |
| 2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation of our Named Executive Officers in the Proxy Statement. | Management | For | For |
| INSTALLED BUILDING PRODUCTS, INC. |
| Security | 45780R101 | | | Meeting Type | Annual |
| Ticker Symbol | IBP | | | Meeting Date | 27-May-2021 |
| ISIN | US45780R1014 | | | Agenda | 935394267 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Margot L. Carter | Management | Against | Against |
| 1.2 | Election of Director: David R. Meuse | Management | For | For |
| 1.3 | Election of Director: Michael H. Thomas | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| EMPLOYERS HOLDINGS, INC. |
| Security | 292218104 | | | Meeting Type | Annual |
| Ticker Symbol | EIG | | | Meeting Date | 27-May-2021 |
| ISIN | US2922181043 | | | Agenda | 935395738 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Katherine H. Antonello | Management | For | For |
| 1B. | Election of Director: Richard W. Blakey | Management | For | For |
| 1C. | Election of Director: João "John" M. de Figueiredo | Management | Against | Against |
| 1D. | Election of Director: James R. Kroner | Management | For | For |
| 1E. | Election of Director: Michael J. McColgan | Management | For | For |
| 1F. | Election of Director: Michael J. McSally | Management | For | For |
| 1G. | Election of Director: Prasanna G. Dhore | Management | Against | Against |
| 1H. | Election of Director: Valerie R. Glenn | Management | Against | Against |
| 1I. | Election of Director: Barbara A. Higgins | Management | Against | Against |
| 1J. | Election of Director: Jeanne L. Mockard | Management | For | For |
| 2. | To approve the Company's executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of the Company's independent accounting firm, Ernst & Young LLP, for 2021. | Management | For | For |
| GREEN DOT CORPORATION |
| Security | 39304D102 | | | Meeting Type | Annual |
| Ticker Symbol | GDOT | | | Meeting Date | 27-May-2021 |
| ISIN | US39304D1028 | | | Agenda | 935396374 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: J. Chris Brewster | Management | For | For |
| 1.2 | Election of Director: Glinda Bridgforth Hodges | Management | Against | Against |
| 1.3 | Election of Director: Rajeev V. Date | Management | For | For |
| 1.4 | Election of Director: Saturnino Fanlo | Management | For | For |
| 1.5 | Election of Director: William I Jacobs | Management | For | For |
| 1.6 | Election of Director: Dan R. Henry | Management | For | For |
| 1.7 | Election of Director: Jeffrey B. Osher | Management | Against | Against |
| 1.8 | Election of Director: Ellen Richey | Management | For | For |
| 1.9 | Election of Director: George T. Shaheen | Management | Against | Against |
| 2. | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory approval of executive compensation. | Management | For | For |
| 4. | Amendment and restatement of Green Dot's 2010 Employee Stock Purchase Plan. | Management | For | For |
| MASIMO CORPORATION |
| Security | 574795100 | | | Meeting Type | Annual |
| Ticker Symbol | MASI | | | Meeting Date | 27-May-2021 |
| ISIN | US5747951003 | | | Agenda | 935399534 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For |
| 2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For |
| 3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| NORTHWEST NATURAL HOLDING COMPANY |
| Security | 66765N105 | | | Meeting Type | Annual |
| Ticker Symbol | NWN | | | Meeting Date | 27-May-2021 |
| ISIN | US66765N1054 | | | Agenda | 935400123 - Management |
| Record Date | 08-Apr-2021 | | | Holding Recon Date | 08-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Timothy P. Boyle* | | For | For |
| | | 2 | Monica Enand* | | For | For |
| | | 3 | Hon. Dave McCurdy* | | For | For |
| | | 4 | Malia H. Wasson* | | For | For |
| | | 5 | Karen Lee** | | For | For |
| | | 6 | Nathan I. Partain** | | For | For |
| 2. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For |
| 3. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2021. | Management | For | For |
| HEIDRICK & STRUGGLES INTERNATIONAL, INC. |
| Security | 422819102 | | | Meeting Type | Annual |
| Ticker Symbol | HSII | | | Meeting Date | 27-May-2021 |
| ISIN | US4228191023 | | | Agenda | 935410415 - Management |
| Record Date | 31-Mar-2021 | | | Holding Recon Date | 31-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Elizabeth L. Axelrod | | For | For |
| | | 2 | Laszlo Bock | | For | For |
| | | 3 | Lyle Logan | | For | For |
| | | 4 | T. Willem Mesdag | | For | For |
| | | 5 | Krishnan Rajagopalan | | For | For |
| | | 6 | Stacey Rauch | | For | For |
| | | 7 | Adam Warby | | For | For |
| 2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For |
| 3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| INDEPENDENT BANK GROUP, INC. |
| Security | 45384B106 | | | Meeting Type | Annual |
| Ticker Symbol | IBTX | | | Meeting Date | 27-May-2021 |
| ISIN | US45384B1061 | | | Agenda | 935413358 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class II Director to serve until the 2024 annual meeting: William E. Fair | Management | For | For |
| 1.2 | Election of Class II Director to serve until the 2024 annual meeting: Donald L. Poarch | Management | Against | Against |
| 1.3 | Election of Class II Director to serve until the 2024 annual meeting: Michael T. Viola | Management | Against | Against |
| 2. | To conduct an advisory, non-binding vote regarding the compensation of the Company's named executive officers ("Say-on- Pay"). | Management | For | For |
| 3. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| 4. | To transact such other business as may properly come before the meeting or any adjournment or postponement thereof. | Management | For | For |
| HOMESTREET, INC. |
| Security | 43785V102 | | | Meeting Type | Annual |
| Ticker Symbol | HMST | | | Meeting Date | 27-May-2021 |
| ISIN | US43785V1026 | | | Agenda | 935415174 - Management |
| Record Date | 09-Apr-2021 | | | Holding Recon Date | 09-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 26-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Scott Boggs | Management | For | For |
| 1B. | Election of Director: Jeff Green | Management | For | For |
| 1C. | Election of Director: James R. Mitchell, Jr. | Management | For | For |
| 1D. | Election of Director: Mark Patterson | Management | For | For |
| 1E. | Election of Director: Nancy D. Pellegrino | Management | For | For |
| 1F. | Election of Director: Doug Smith | Management | For | For |
| 2. | Approval of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| FARO TECHNOLOGIES, INC. |
| Security | 311642102 | | | Meeting Type | Annual |
| Ticker Symbol | FARO | | | Meeting Date | 28-May-2021 |
| ISIN | US3116421021 | | | Agenda | 935395473 - Management |
| Record Date | 26-Mar-2021 | | | Holding Recon Date | 26-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 27-May-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Lynn Brubaker | | For | For |
| | | 2 | Jeroen van Rotterdam | | For | For |
| 2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Non-binding resolution to approve the compensation of the Company's named executive officers. | Management | For | For |
| SOLAREDGE TECHNOLOGIES, INC. |
| Security | 83417M104 | | | Meeting Type | Annual |
| Ticker Symbol | SEDG | | | Meeting Date | 01-Jun-2021 |
| ISIN | US83417M1045 | | | Agenda | 935406048 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | Israel | | Vote Deadline Date | 28-May-2021 |
| SEDOL(s) | | | Quick Code | |
| | | | | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Nadav Zafrir | Management | Against | Against |
| 1B. | Election of Director: Avery More | Management | Against | Against |
| 1C. | Election of Director: Zvi Lando | Management | For | For |
| 2. | Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say- on-Pay Proposal"). | Management | For | For |
| INDUSTRIAL LOGISTICS PROPERTY |
| Security | 456237106 | | | Meeting Type | Annual |
| Ticker Symbol | ILPT | | | Meeting Date | 02-Jun-2021 |
| ISIN | US4562371066 | | | Agenda | 935383391 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Election of Director: Joseph L. Morea | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For |
| AMERICAN VANGUARD CORPORATION |
| Security | 030371108 | | | Meeting Type | Annual |
| Ticker Symbol | AVD | | | Meeting Date | 02-Jun-2021 |
| ISIN | US0303711081 | | | Agenda | 935391235 - Management |
| Record Date | 09-Apr-2021 | | | Holding Recon Date | 09-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Scott D. Baskin | Management | Against | Against |
| 1B. | Election of Director: Lawrence S. Clark | Management | For | For |
| 1C. | Election of Director: Debra F. Edwards | Management | For | For |
| 1D. | Election of Director: Morton D. Erlich | Management | Against | Against |
| 1E. | Election of Director: Emer Gunter | Management | Against | Against |
| 1F. | Election of Director: Alfred F. Ingulli | Management | For | For |
| 1G. | Election of Director: John L. Killmer | Management | For | For |
| 1H. | Election of Director: Eric G. Wintemute | Management | For | For |
| 1I. | Election of Director: M. Esmail Zirakparvar | Management | Against | Against |
| 2. | Ratify the appointment of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Resolved, that the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby approved. | Management | For | For |
| SCIENCE APPLICATIONS INTERNATIONAL CORP |
| Security | 808625107 | | | Meeting Type | Annual |
| Ticker Symbol | SAIC | | | Meeting Date | 02-Jun-2021 |
| ISIN | US8086251076 | | | Agenda | 935394837 - Management |
| Record Date | 06-Apr-2021 | | | Holding Recon Date | 06-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Nominee: Robert A. Bedingfield | Management | For | For |
| 1B. | Election of Nominee: Carol A. Goode | Management | Against | Against |
| 1C. | Election of Nominee: Garth N. Graham | Management | For | For |
| 1D. | Election of Nominee: John J. Hamre | Management | Against | Against |
| 1E. | Election of Nominee: Yvette M. Kanouff | Management | For | For |
| 1F. | Election of Nominee: Nazzic S. Keene | Management | For | For |
| 1G. | Election of Nominee: Timothy J. Mayopoulos | Management | Against | Against |
| 1H. | Election of Nominee: Katharina G. McFarland | Management | Against | Against |
| 1I. | Election of Nominee: Donna S. Morea | Management | Against | Against |
| 1J. | Election of Nominee: Steven R. Shane | Management | For | For |
| 2. | The approval of a non-binding, advisory vote on executive compensation. | Management | For | For |
| 3. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2022. | Management | For | For |
| ZUMIEZ INC. |
| Security | 989817101 | | | Meeting Type | Annual |
| Ticker Symbol | ZUMZ | | | Meeting Date | 02-Jun-2021 |
| ISIN | US9898171015 | | | Agenda | 935402406 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard M. Brooks | Management | For | For |
| 1B. | Election of Director: Steve P. Louden | Management | For | For |
| 1C. | Election of Director: James P. Murphy | Management | For | For |
| 2. | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2022 (fiscal 2021). | Management | For | For |
| MEDIFAST, INC. |
| Security | 58470H101 | | | Meeting Type | Annual |
| Ticker Symbol | MED | | | Meeting Date | 02-Jun-2021 |
| ISIN | US58470H1014 | | | Agenda | 935402595 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Jeffrey J. Brown | Management | For | For |
| 1.2 | Election of Director: Kevin G. Byrnes | Management | For | For |
| 1.3 | Election of Director: Daniel R. Chard | Management | For | For |
| 1.4 | Election of Director: Constance J. Hallquist | Management | Against | Against |
| 1.5 | Election of Director: Michael A. Hoer | Management | For | For |
| 1.6 | Election of Director: Scott Schlackman | Management | For | For |
| 1.7 | Election of Director: Andrea B. Thomas | Management | Against | Against |
| 1.8 | Election of Director: Ming Xian | Management | Against | Against |
| 2. | Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| UNIVERSAL HEALTH REALTY INCOME TRUST |
| Security | 91359E105 | | | Meeting Type | Annual |
| Ticker Symbol | UHT | | | Meeting Date | 02-Jun-2021 |
| ISIN | US91359E1055 | | | Agenda | 935407026 - Management |
| Record Date | 08-Apr-2021 | | | Holding Recon Date | 08-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Marc D. Miller | | For | For |
| | | 2 | Gayle L. Capozzalo | | For | For |
| 2. | Advisory (nonbinding) vote to approve named executive officer compensation. | Management | For | For |
| 3. | To ratify the selection of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| RIMINI STREET, INC. |
| Security | 76674Q107 | | | Meeting Type | Annual |
| Ticker Symbol | RMNI | | | Meeting Date | 02-Jun-2021 |
| ISIN | US76674Q1076 | | | Agenda | 935426658 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Margaret (Peggy) Taylor | | For | For |
| | | 2 | Jack L. Acosta | | For | For |
| 2. | Advisory vote to approve the Company's executive compensation. | Management | For | For |
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For |
| 4. | Ratification of appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| ANI PHARMACEUTICALS, INC. |
| Security | 00182C103 | | | Meeting Type | Annual |
| Ticker Symbol | ANIP | | | Meeting Date | 02-Jun-2021 |
| ISIN | US00182C1036 | | | Agenda | 935431039 - Management |
| Record Date | 26-Apr-2021 | | | Holding Recon Date | 26-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 01-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Robert E. Brown, Jr. | Management | Against | Against |
| 1B. | Election of Director: Thomas Haughey | Management | Against | Against |
| 1C. | Election of Director: Nikhil Lalwani | Management | For | For |
| 1D. | Election of Director: David B. Nash, M.D., M.B.A. | Management | Against | Against |
| 1E. | Election of Director: Antonio R. Pera | Management | For | For |
| 1F. | Election of Director: Jeanne A. Thoma | Management | For | For |
| 1G. | Election of Director: Patrick D. Walsh | Management | For | For |
| 2. | To approve the compensation of the Company's named executive officers, on an advisory basis. | Management | For | For |
| 3. | To ratify the appointment of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 4. | To approve, in connection with the Company's pending acquisition of Novitium Pharma LLC ("Novitium"), the issuances of (a) 2,466,667 shares of common stock to certain members of Novitium and (b) 25,000 shares of Series A Convertible Preferred Stock to Ampersand 2020 Limited Partnership ("Ampersand"), as required by and in accordance with applicable Nasdaq listing rules, which proposal we refer to as the "Share Issuance Proposal." | Management | For | For |
| DIVERSIFIED HEALTHCARE TRUST |
| Security | 25525P107 | | | Meeting Type | Annual |
| Ticker Symbol | DHC | | | Meeting Date | 03-Jun-2021 |
| ISIN | US25525P1075 | | | Agenda | 935388288 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Independent Trustee: Lisa Harris Jones | Management | For | For |
| 1B. | Election of Managing Trustee: Jennifer F. Francis (Mintzer) | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For |
| EXPONENT, INC. |
| Security | 30214U102 | | | Meeting Type | Annual |
| Ticker Symbol | EXPO | | | Meeting Date | 03-Jun-2021 |
| ISIN | US30214U1025 | | | Agenda | 935401656 - Management |
| Record Date | 07-Apr-2021 | | | Holding Recon Date | 07-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: George H. Brown | Management | Against | Against |
| 1.2 | Election of Director: Catherine Ford Corrigan, Ph.D. | Management | For | For |
| 1.3 | Election of Director: Paul R. Johnston, Ph.D. | Management | For | For |
| 1.4 | Election of Director: Carol Lindstrom | Management | Against | Against |
| 1.5 | Election of Director: Karen A. Richardson | Management | Against | Against |
| 1.6 | Election of Director: John B. Shoven, Ph.D. | Management | Against | Against |
| 1.7 | Election of Director: Debra L. Zumwalt | Management | Against | Against |
| 2. | To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the fiscal 2020 compensation of the Company's named executive officers. | Management | For | For |
| PATTERSON-UTI ENERGY, INC. |
| Security | 703481101 | | | Meeting Type | Annual |
| Ticker Symbol | PTEN | | | Meeting Date | 03-Jun-2021 |
| ISIN | US7034811015 | | | Agenda | 935404145 - Management |
| Record Date | 06-Apr-2021 | | | Holding Recon Date | 06-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Tiffany (TJ) Thom Cepak | | For | For |
| | | 2 | Michael W. Conlon | | For | For |
| | | 3 | William A Hendricks, Jr | | For | For |
| | | 4 | Curtis W. Huff | | For | For |
| | | 5 | Terry H. Hunt | | For | For |
| | | 6 | Janeen S. Judah | | For | For |
| 2. | Approval of the Patterson-UTI Energy, Inc. 2021 Long- Term Incentive Plan. | Management | For | For |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson- UTI for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. | Management | For | For |
| FIRSTCASH, INC. |
| Security | 33767D105 | | | Meeting Type | Annual |
| Ticker Symbol | FCFS | | | Meeting Date | 03-Jun-2021 |
| ISIN | US33767D1054 | | | Agenda | 935404171 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Rick L. Wessel | Management | For | For |
| 1B. | Election of Director: James H. Graves | Management | Against | Against |
| 2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| 3. | Approve, by non-binding vote, the compensation of named executive officers as described in the Proxy Statement. | Management | For | For |
| MYRIAD GENETICS, INC. |
| Security | 62855J104 | | | Meeting Type | Annual |
| Ticker Symbol | MYGN | | | Meeting Date | 03-Jun-2021 |
| ISIN | US62855J1043 | | | Agenda | 935407824 - Management |
| Record Date | 08-Apr-2021 | | | Holding Recon Date | 08-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: S. Louise Phanstiel | Management | Against | Against |
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel M. Skovronsky, M.D., Ph.D. | Management | For | For |
| 1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel K. Spiegelman | Management | For | For |
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For |
| VONAGE HOLDINGS CORP. |
| Security | 92886T201 | | | Meeting Type | Annual |
| Ticker Symbol | VG | | | Meeting Date | 03-Jun-2021 |
| ISIN | US92886T2015 | | | Agenda | 935409210 - Management |
| Record Date | 08-Apr-2021 | | | Holding Recon Date | 08-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Hamid Akhavan | Management | For | For |
| 1B. | Election of Director: Jeffrey Citron | Management | For | For |
| 1C. | Election of Director: Stephen Fisher | Management | For | For |
| 1D. | Election of Director: Jan Hauser | Management | Against | Against |
| 1E. | Election of Director: Priscilla Hung | Management | For | For |
| 1F. | Election of Director: Carolyn Katz | Management | For | For |
| 1G. | Election of Director: Michael McConnell | Management | For | For |
| 1H. | Election of Director: Rory Read | Management | For | For |
| 1I. | Election of Director: John Roberts | Management | For | For |
| 1J. | Election of Director: Tien Tzuo | Management | For | For |
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve our named executive officers' compensation in an advisory vote. | Management | For | For |
| VECTOR GROUP LTD. |
| Security | 92240M108 | | | Meeting Type | Annual |
| Ticker Symbol | VGR | | | Meeting Date | 03-Jun-2021 |
| ISIN | US92240M1080 | | | Agenda | 935409272 - Management |
| Record Date | 05-Apr-2021 | | | Holding Recon Date | 05-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Bennett S. LeBow | | For | For |
| | | 2 | Howard M. Lorber | | For | For |
| | | 3 | Richard J. Lampen | | For | For |
| | | 4 | Stanley S. Arkin | | For | For |
| | | 5 | Henry C. Beinstein | | For | For |
| | | 6 | Ronald J. Bernstein | | For | For |
| | | 7 | Paul V. Carlucci | | For | For |
| | | 8 | Jean E. Sharpe | | For | For |
| | | 9 | Barry Watkins | | For | For |
| 2. | Advisory approval of executive compensation (say on pay). | Management | For | For |
| 3. | Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 4. | Advisory approval of a shareholder proposal regarding the adoption of a by-law for directors to be elected by a majority vote. | Shareholder | For | Against |
| LEMAITRE VASCULAR, INC. |
| Security | 525558201 | | | Meeting Type | Annual |
| Ticker Symbol | LMAT | | | Meeting Date | 03-Jun-2021 |
| ISIN | US5255582018 | | | Agenda | 935416227 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Lawrence J. Jasinski | | For | For |
| | | 2 | John J. O'Connor | | For | For |
| | | 3 | Joseph P. Pellegrino Jr | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| HCI GROUP, INC. |
| Security | 40416E103 | | | Meeting Type | Annual |
| Ticker Symbol | HCI | | | Meeting Date | 03-Jun-2021 |
| ISIN | US40416E1038 | | | Agenda | 935426432 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Karin Coleman | | For | For |
| | | 2 | Eric Hoffman | | For | For |
| | | 3 | Sue Watts | | For | For |
| 2. | Ratification of the appointment of Dixon Hughes Goodman, LLP as independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For |
| KAISER ALUMINUM CORPORATION |
| Security | 483007704 | | | Meeting Type | Annual |
| Ticker Symbol | KALU | | | Meeting Date | 03-Jun-2021 |
| ISIN | US4830077040 | | | Agenda | 935431370 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 02-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | DAVID FOSTER | | For | For |
| | | 2 | LEO GERARD | | For | For |
| | | 3 | EMILY LIGGETT | | For | For |
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For |
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For |
| 4. | APPROVAL OF KAISER ALUMINUM CORPORATION 2021 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED |
| Security | 53220K504 | | | Meeting Type | Annual |
| Ticker Symbol | LGND | | | Meeting Date | 04-Jun-2021 |
| ISIN | US53220K5048 | | | Agenda | 935405248 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 03-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jason Aryeh | | For | For |
| | | 2 | Sarah Boyce | | For | For |
| | | 3 | Todd Davis | | For | For |
| | | 4 | Nancy Gray | | For | For |
| | | 5 | John Higgins | | For | For |
| | | 6 | John Kozarich | | For | For |
| | | 7 | John LaMattina | | For | For |
| | | 8 | Sunil Patel | | For | For |
| | | 9 | Stephen Sabba | | For | For |
| 2. | Ratification of Ernst & Young LLP as Ligand's independent registered accounting firm. | Management | Against | Against |
| 3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For |
| AMPHASTAR PHARMACEUTICALS INC. |
| Security | 03209R103 | | | Meeting Type | Annual |
| Ticker Symbol | AMPH | | | Meeting Date | 07-Jun-2021 |
| ISIN | US03209R1032 | | | Agenda | 935404993 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class II Director to serve until 2024 Annual Meeting: Mary Ziping Luo | Management | For | For |
| 1B. | Election of Class II Director to serve until 2024 Annual Meeting: Howard Lee | Management | Against | Against |
| 1C. | Election of Class II Director to serve until 2024 Annual Meeting: Michael A. Zasloff | Management | Against | Against |
| 1D. | Election of Class II Director to serve until 2024 Annual Meeting: Gayle Deflin | Management | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| THE BUCKLE, INC. |
| Security | 118440106 | | | Meeting Type | Annual |
| Ticker Symbol | BKE | | | Meeting Date | 07-Jun-2021 |
| ISIN | US1184401065 | | | Agenda | 935410465 - Management |
| Record Date | 29-Mar-2021 | | | Holding Recon Date | 29-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Daniel J. Hirschfeld | | For | For |
| | | 2 | Dennis H. Nelson | | For | For |
| | | 3 | Thomas B. Heacock | | For | For |
| | | 4 | Kari G. Smith | | For | For |
| | | 5 | Hank M. Bounds | | For | For |
| | | 6 | Bill L. Fairfield | | For | For |
| | | 7 | Bruce L. Hoberman | | For | For |
| | | 8 | Michael E. Huss | | For | For |
| | | 9 | Angie J. Klein | | For | For |
| | | 10 | John P. Peetz, III | | For | For |
| | | 11 | Karen B. Rhoads | | For | For |
| | | 12 | James E. Shada | | For | For |
| 2. | Ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending January 29, 2022. | Management | For | For |
| 3. | Approve the Company's 2021 Management Incentive Plan. | Management | For | For |
| 4. | Amend the Company's Amended and Restated 2005 Restricted Stock Plan. | Management | For | For |
| GANNETT CO INC |
| Security | 36472T109 | | | Meeting Type | Annual |
| Ticker Symbol | GCI | | | Meeting Date | 07-Jun-2021 |
| ISIN | US36472T1097 | | | Agenda | 935418714 - Management |
| Record Date | 15-Apr-2021 | | | Holding Recon Date | 15-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 04-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Vinayak R. Hegde | | For | For |
| | | 2 | Theodore P. Janulis | | For | For |
| | | 3 | John Jeffry Louis III | | For | For |
| | | 4 | Maria M. Miller | | For | For |
| | | 5 | Michael E. Reed | | For | For |
| | | 6 | Debra A. Sandler | | For | For |
| | | 7 | Kevin M. Sheehan | | For | For |
| | | 8 | Laurence Tarica | | For | For |
| | | 9 | Barbara W. Wall | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For |
| 4. | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For |
| 5. | Approval of an amendment to our Bylaws to implement majority voting in uncontested director elections. | Management | For | For |
| 6A. | Approval of an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement applicable to the amendment of certain provisions of our Certificate of Incorporation. | Management | For | For |
| 6B. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements applicable to the amendment of our Bylaws. | Management | For | For |
| 6C. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements applicable to remove directors and to appoint directors in the event that the entire Board of Directors is removed. | Management | For | For |
| 7. | Approval of the Rights Agreement between the Company and American Stock Transfer & Trust Company LLC to preserve the value of certain tax assets associated with the Company's net operating losses. | Management | For | For |
| MONARCH CASINO & RESORT, INC. |
| Security | 609027107 | | | Meeting Type | Annual |
| Ticker Symbol | MCRI | | | Meeting Date | 08-Jun-2021 |
| ISIN | US6090271072 | | | Agenda | 935408838 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Bob Farahi | Management | For | For |
| 1B. | Election of Director: Yvette E. Landau | Management | For | For |
| 2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For |
| PACIRA BIOSCIENCES, INC. |
| Security | 695127100 | | | Meeting Type | Annual |
| Ticker Symbol | PCRX | | | Meeting Date | 08-Jun-2021 |
| ISIN | US6951271005 | | | Agenda | 935409373 - Management |
| Record Date | 15-Apr-2021 | | | Holding Recon Date | 15-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Laura Brege | | For | For |
| | | 2 | Mark Froimson | | For | For |
| | | 3 | Mark Kronenfeld | | For | For |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For |
| 4. | Approval of our Amended and Restated 2011 Stock Incentive Plan. | Management | For | For |
| EVOLUS, INC. |
| Security | 30052C107 | | | Meeting Type | Annual |
| Ticker Symbol | EOLS | | | Meeting Date | 08-Jun-2021 |
| ISIN | US30052C1071 | | | Agenda | 935409878 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | David Moatazedi | | For | For |
| | | 2 | Vikram Malik | | For | For |
| | | 3 | Karah Parschauer | | For | For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Evolus' independent auditor for the year ending December 31, 2021. | Management | For | For |
| RENT-A-CENTER, INC. |
| Security | 76009N100 | | | Meeting Type | Annual |
| Ticker Symbol | RCII | | | Meeting Date | 08-Jun-2021 |
| ISIN | US76009N1000 | | | Agenda | 935414615 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Re-Election of Class III Director: Glenn Marino | Management | Against | Against |
| 1B. | Election of Class III Director: B.C. Silver | Management | Against | Against |
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, by non-binding vote, compensation of the named executive officers for the year ended December 31, 2020. | Management | For | For |
| 4. | To approve the Rent-A-Center, Inc. 2021 Long-Term Incentive Plan. | Management | For | For |
| 5. | To approve amendments to the Company's Certificate of Incorporation to declassify the Board of Directors. | Management | For | For |
| APOLLO COMMERCIAL REAL ESTATE FINANCE |
| Security | 03762U105 | | | Meeting Type | Annual |
| Ticker Symbol | ARI | | | Meeting Date | 08-Jun-2021 |
| ISIN | US03762U1051 | | | Agenda | 935414893 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Mark C. Biderman | | For | For |
| | | 2 | Brenna Haysom | | For | For |
| | | 3 | Robert A. Kasdin | | For | For |
| | | 4 | Katherine G. Newman | | For | For |
| | | 5 | Eric L. Press | | For | For |
| | | 6 | Scott S. Prince | | For | For |
| | | 7 | Stuart A. Rothstein | | For | For |
| | | 8 | Michael E. Salvati | | For | For |
| | | 9 | Carmencita N.M. Whonder | | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as Apollo Commercial Real Estate Finance, Inc.'s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of Apollo Commercial Real Estate Finance, Inc.'s named executive officers, as more fully described in the 2021 Proxy Statement. | Management | For | For |
| AMEDISYS, INC. |
| Security | 023436108 | | | Meeting Type | Annual |
| Ticker Symbol | AMED | | | Meeting Date | 08-Jun-2021 |
| ISIN | US0234361089 | | | Agenda | 935416671 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Vickie L. Capps | | For | For |
| | | 2 | Molly J. Coye, MD | | For | For |
| | | 3 | Julie D. Klapstein | | For | For |
| | | 4 | Teresa L. Kline | | For | For |
| | | 5 | Paul B. Kusserow | | For | For |
| | | 6 | Richard A. Lechleiter | | For | For |
| | | 7 | Bruce D. Perkins | | For | For |
| | | 8 | Jeffery A. Rideout, MD | | For | For |
| | | 9 | Ivanetta D. Samuels | | For | For |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2021 Proxy Statement ("Say on Pay" Vote). | Management | For | For |
| EL POLLO LOCO HOLDINGS INC |
| Security | 268603107 | | | Meeting Type | Annual |
| Ticker Symbol | LOCO | | | Meeting Date | 08-Jun-2021 |
| ISIN | US2686031079 | | | Agenda | 935416823 - Management |
| Record Date | 09-Apr-2021 | | | Holding Recon Date | 09-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 07-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Bernard Acoca | | For | For |
| | | 2 | Carol "Lili" Lynton | | For | For |
| | | 3 | Michael G. Maselli | | For | For |
| 2. | Ratification of the Appointment of BDO USA, LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| 3. | Approval, on an Advisory (Non-Binding) Basis, of the Compensation of our Named Executive Officers. | Management | For | For |
| 4. | Approval of our Equity Incentive Plan, as Amended. | Management | For | For |
| ONESPAN INC |
| Security | 68287N100 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | OSPN | | | Meeting Date | 09-Jun-2021 |
| ISIN | US68287N1000 | | | Agenda | 935402381 - Opposition |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sarika Garg | | | |
| | | 2 | Sagar Gupta | | | |
| | | 3 | Michael J. McConnell | | | |
| | | 4 | Rinki Sethi | | | |
| | | 5 | MGT NOM:M D. Boroditsky | | | |
| | | 6 | MGT NOM:G L. Capers | | | |
| | | 7 | MGT NOM:S M. Clements | | | |
| | | 8 | MGT NOM:M. Johnson | | | |
| | | 9 | MGT NOM:Alfred Nietzel | | | |
| 2. | The Company's proposal to vote on a non-binding, advisory resolution to approve the compensation of the Company's named executive officers. | Management | | |
| 3. | The Company's proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | |
| CROCS, INC. |
| Security | 227046109 | | | Meeting Type | Annual |
| Ticker Symbol | CROX | | | Meeting Date | 09-Jun-2021 |
| ISIN | US2270461096 | | | Agenda | 935403054 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Ronald L. Frasch | | For | For |
| | | 2 | Andrew Rees | | For | For |
| | | 3 | Charisse Ford Hughes | | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | An advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| SCIENTIFIC GAMES CORPORATION |
| Security | 80874P109 | | | Meeting Type | Annual |
| Ticker Symbol | SGMS | | | Meeting Date | 09-Jun-2021 |
| ISIN | US80874P1093 | | | Agenda | 935409222 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jamie R. Odell | | For | For |
| | | 2 | Barry L. Cottle | | For | For |
| | | 3 | Antonia Korsanos | | For | For |
| | | 4 | Jack A. Markell | | For | For |
| | | 5 | Hamish R. McLennan | | For | For |
| | | 6 | Michael J. Regan | | For | For |
| | | 7 | Timothy Throsby | | For | For |
| | | 8 | Maria T. Vullo | | For | For |
| | | 9 | Kneeland C. Youngblood | | For | For |
| | | 10 | Virginia E. Shanks | | For | For |
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify an amendment of the Company's regulatory compliance protection rights plan to extend the term of the plan. | Management | For | For |
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 5. | To approve an amendment and restatement of the Company's 2003 Incentive Compensation Plan to increase the shares authorized for issuance thereunder. | Management | For | For |
| 6. | To approve an amendment of the Company's Employee Stock Purchase Plan to expand the employees who are eligible to participate therein. | Management | For | For |
| MARKETAXESS HOLDINGS INC. |
| Security | 57060D108 | | | Meeting Type | Annual |
| Ticker Symbol | MKTX | | | Meeting Date | 09-Jun-2021 |
| ISIN | US57060D1081 | | | Agenda | 935410491 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard M. McVey | Management | For | For |
| 1B. | Election of Director: Nancy Altobello | Management | For | For |
| 1C. | Election of Director: Steven L. Begleiter | Management | For | For |
| 1D. | Election of Director: Stephen P. Casper | Management | Against | Against |
| 1E. | Election of Director: Jane Chwick | Management | Against | Against |
| 1F. | Election of Director: Christopher R. Concannon | Management | For | For |
| 1G. | Election of Director: William F. Cruger | Management | Against | Against |
| 1H. | Election of Director: Kourtney Gibson | Management | For | For |
| 1I. | Election of Director: Justin G. Gmelich | Management | For | For |
| 1J. | Election of Director: Richard G. Ketchum | Management | For | For |
| 1K. | Election of Director: Emily H. Portney | Management | For | For |
| 1L. | Election of Director: Richard L. Prager | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2021 Proxy Statement. | Management | For | For |
| RESIDEO TECHNOLOGIES, INC. |
| Security | 76118Y104 | | | Meeting Type | Annual |
| Ticker Symbol | REZI | | | Meeting Date | 09-Jun-2021 |
| ISIN | US76118Y1047 | | | Agenda | 935410908 - Management |
| Record Date | 14-Apr-2021 | | | Holding Recon Date | 14-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director: Roger Fradin | Management | For | For |
| 1B. | Election of Class III Director: Nina Richardson | Management | Against | Against |
| 1C. | Election of Class III Director: Andrew Teich | Management | Against | Against |
| 1D. | Election of Class III Director: Kareem Yusuf | Management | For | For |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For |
| 3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| 4. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | For | Against |
| SHAKE SHACK INC |
| Security | 819047101 | | | Meeting Type | Annual |
| Ticker Symbol | SHAK | | | Meeting Date | 09-Jun-2021 |
| ISIN | US8190471016 | | | Agenda | 935413118 - Management |
| Record Date | 14-Apr-2021 | | | Holding Recon Date | 14-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sumaiya Balbale | | For | For |
| | | 2 | Jenna Lyons | | For | For |
| | | 3 | Robert Vivian | | For | For |
| 2. | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For |
| ONESPAN INC |
| Security | 68287N100 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | OSPN | | | Meeting Date | 09-Jun-2021 |
| ISIN | US68287N1000 | | | Agenda | 935415338 - Opposition |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Sarika Garg | | | |
| | | 2 | Sagar Gupta | | | |
| | | 3 | Michael J. McConnell | | | |
| | | 4 | Rinki Sethi | | | |
| | | 5 | MGT NOM:M D. Boroditsky | | | |
| | | 6 | MGT NOM:G L. Capers | | | |
| | | 7 | MGT NOM:S M. Clements | | | |
| | | 8 | MGT NOM:M. Johnson | | | |
| | | 9 | MGT NOM:Alfred Nietzel | | | |
| 2. | The Company's proposal to vote on a non-binding, advisory resolution to approve the compensation of the Company's named executive officers. | Management | | |
| 3. | The Company's proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | | |
| BJ'S RESTAURANTS, INC. |
| Security | 09180C106 | | | Meeting Type | Annual |
| Ticker Symbol | BJRI | | | Meeting Date | 09-Jun-2021 |
| ISIN | US09180C1062 | | | Agenda | 935415504 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | PETER A. BASSI | | For | For |
| | | 2 | LARRY D. BOUTS | | For | For |
| | | 3 | BINA CHAURASIA | | For | For |
| | | 4 | JAMES A. DAL POZZO | | For | For |
| | | 5 | GERALD W. DEITCHLE | | For | For |
| | | 6 | NOAH A. ELBOGEN | | For | For |
| | | 7 | LEA ANNE S. OTTINGER | | For | For |
| | | 8 | KEITH E. PASCAL | | For | For |
| | | 9 | JANET M. SHERLOCK | | For | For |
| | | 10 | GREGORY A. TROJAN | | For | For |
| | | 11 | PATRICK D. WALSH | | For | For |
| 2. | Ratification and approval of the Company's Amended and Restated Equity Incentive Plan. | Management | For | For |
| 3. | Approval, on an advisory and non-binding basis, of the compensation of named executive officers. | Management | For | For |
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| MACK-CALI REALTY CORPORATION |
| Security | 554489104 | | | Meeting Type | Annual |
| Ticker Symbol | CLI | | | Meeting Date | 09-Jun-2021 |
| ISIN | US5544891048 | | | Agenda | 935415516 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Alan R. Batkin | | For | For |
| | | 2 | Frederic Cumenal | | For | For |
| | | 3 | Tammy K. Jones | | For | For |
| | | 4 | A. Akiva Katz | | For | For |
| | | 5 | Nori Gerardo Lietz | | For | For |
| | | 6 | Victor MacFarlane | | For | For |
| | | 7 | Mahbod Nia | | For | For |
| | | 8 | Howard S. Stern | | For | For |
| 2. | To amend and restate the Company's 2013 Incentive Stock Plan. | Management | For | For |
| 3. | To adopt a resolution approving the compensation of our named executive officers. | Management | For | For |
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For |
| ONESPAN INC |
| Security | 68287N100 | | | Meeting Type | Contested-Annual |
| Ticker Symbol | OSPN | | | Meeting Date | 09-Jun-2021 |
| ISIN | US68287N1000 | | | Agenda | 935417293 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Marc D. Boroditsky | Management | For | For |
| 1B. | Election of Director: Garry L. Capers | Management | For | For |
| 1C. | Election of Director: Scott M. Clements | Management | For | For |
| 1D. | Election of Director: John N. Fox, Jr. | Management | For | For |
| 1E. | Election of Director: Jean K. Holley | Management | For | For |
| 1F. | Election of Director: Marianne Johnson | Management | For | For |
| 1G. | Election of Director: Matthew Moog | Management | For | For |
| 1H. | Election of Director: Alfred Nietzel | Management | For | For |
| 1I. | Election of Director: Marc Zenner | Management | For | For |
| 2. | To approve, on an advisory (non-binding) basis, our named executive officer compensation. | Management | For | For |
| 3. | To ratify, on an advisory (non-binding) basis, the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| STAMPS.COM INC. |
| Security | 852857200 | | | Meeting Type | Annual |
| Ticker Symbol | STMP | | | Meeting Date | 09-Jun-2021 |
| ISIN | US8528572006 | | | Agenda | 935433641 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 08-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | G. Bradford Jones | | For | For |
| | | 2 | Kate Ann May | | For | For |
| 2. | To approve, on a non-binding advisory basis, the fiscal year 2020 compensation of the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2021. | Management | For | For |
| LHC GROUP, INC. |
| Security | 50187A107 | | | Meeting Type | Annual |
| Ticker Symbol | LHCG | | | Meeting Date | 10-Jun-2021 |
| ISIN | US50187A1079 | | | Agenda | 935408547 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Keith G. Myers | | For | For |
| | | 2 | Ronald T. Nixon | | For | For |
| | | 3 | W. Earl Reed III | | For | For |
| 2. | To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For |
| 3. | The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| AMERICAN EQUITY INVESTMENT LIFE HLDG CO |
| Security | 025676206 | | | Meeting Type | Annual |
| Ticker Symbol | AEL | | | Meeting Date | 10-Jun-2021 |
| ISIN | US0256762065 | | | Agenda | 935408725 - Management |
| Record Date | 15-Apr-2021 | | | Holding Recon Date | 15-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Brenda J. Cushing | | For | For |
| | | 2 | Douglas T. Healy | | For | For |
| | | 3 | David S. Mulcahy | | For | For |
| | | 4 | Sachin Shah | | For | For |
| | | 5 | A.J. Strickland, III | | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
| BLACKBAUD, INC. |
| Security | 09227Q100 | | | Meeting Type | Annual |
| Ticker Symbol | BLKB | | | Meeting Date | 10-Jun-2021 |
| ISIN | US09227Q1004 | | | Agenda | 935408775 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class B Director: George H. Ellis | Management | For | For |
| 1B. | Election of Class B Director: Andrew M. Leitch | Management | Against | Against |
| 2. | ADVISORY VOTE TO APPROVE THE 2020 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE BLACKBAUD, INC. 2016 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| EMCOR GROUP, INC. |
| Security | 29084Q100 | | | Meeting Type | Annual |
| Ticker Symbol | EME | | | Meeting Date | 10-Jun-2021 |
| ISIN | US29084Q1004 | | | Agenda | 935410528 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John W. Altmeyer | Management | For | For |
| 1B. | Election of Director: Anthony J. Guzzi | Management | For | For |
| 1C. | Election of Director: Ronald L. Johnson | Management | For | For |
| 1D. | Election of Director: David H. Laidley | Management | For | For |
| 1E. | Election of Director: Carol P. Lowe | Management | For | For |
| 1F. | Election of Director: M. Kevin McEvoy | Management | Against | Against |
| 1G. | Election of Director: William P. Reid | Management | For | For |
| 1H. | Election of Director: Steven B. Schwarzwaelder | Management | For | For |
| 1I. | Election of Director: Robin Walker-Lee | Management | Against | Against |
| 2. | Approval, by non-binding advisory vote, of named executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | For | For |
| 4. | Stockholder proposal regarding written consent. | Shareholder | For | Against |
| RADNET, INC. |
| Security | 750491102 | | | Meeting Type | Annual |
| Ticker Symbol | RDNT | | | Meeting Date | 10-Jun-2021 |
| ISIN | US7504911022 | | | Agenda | 935410744 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Howard G. Berger, M.D. | | For | For |
| | | 2 | Christine N. Gordon | | For | For |
| | | 3 | Laura P. Jacobs | | For | For |
| | | 4 | Lawrence L. Levitt | | For | For |
| | | 5 | Gregory E. Spurlock | | For | For |
| | | 6 | David L. Swartz | | For | For |
| | | 7 | Ruth V. Wilson | | For | For |
| 2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For |
| 4. | The approval of the amendment and restatement of the 2006 Equity Incentive Plan. | Management | For | For |
| AMERIS BANCORP |
| Security | 03076K108 | | | Meeting Type | Annual |
| Ticker Symbol | ABCB | | | Meeting Date | 10-Jun-2021 |
| ISIN | US03076K1088 | | | Agenda | 935411138 - Management |
| Record Date | 01-Apr-2021 | | | Holding Recon Date | 01-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | For | For |
| 1B. | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | For | For |
| 1C. | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | For | For |
| 1D. | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | For | For |
| 1E. | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | Against | Against |
| 1F. | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | For | For |
| 1G. | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | For | For |
| 1H. | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | Against | Against |
| 1I. | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | For | For |
| 1J. | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O'Neal | Management | For | For |
| 1K. | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | For | For |
| 1L. | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | Against | Against |
| 1M. | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | Against | Against |
| 2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For |
| 4. | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | For | For |
| SEMTECH CORPORATION |
| Security | 816850101 | | | Meeting Type | Annual |
| Ticker Symbol | SMTC | | | Meeting Date | 10-Jun-2021 |
| ISIN | US8168501018 | | | Agenda | 935411176 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Martin S.J. Burvill | | For | For |
| | | 2 | Rodolpho C. Cardenuto | | For | For |
| | | 3 | Bruce C. Edwards | | For | For |
| | | 4 | Saar Gillai | | For | For |
| | | 5 | Rockell N. Hankin | | For | For |
| | | 6 | Ye Jane Li | | For | For |
| | | 7 | James T. Lindstrom | | For | For |
| | | 8 | Paula LuPriore | | For | For |
| | | 9 | Mohan R. Maheswaran | | For | For |
| | | 10 | Sylvia Summers | | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For |
| 3. | Advisory resolution to approve executive compensation. | Management | For | For |
| ADVANSIX INC |
| Security | 00773T101 | | | Meeting Type | Annual |
| Ticker Symbol | ASIX | | | Meeting Date | 10-Jun-2021 |
| ISIN | US00773T1016 | | | Agenda | 935414677 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Erin N. Kane | Management | For | For |
| 1B. | Election of Director: Michael L. Marberry | Management | For | For |
| 1C. | Election of Director: Darrell K. Hughes | Management | Against | Against |
| 1D. | Election of Director: Todd D. Karran | Management | For | For |
| 1E. | Election of Director: Paul E. Huck | Management | Against | Against |
| 1F. | Election of Director: Daniel F. Sansone | Management | For | For |
| 1G. | Election of Director: Sharon S. Spurlin | Management | Against | Against |
| 1H. | Election of Director: Patrick S. Williams | Management | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2021. | Management | For | For |
| 3. | An advisory vote to approve executive compensation. | Management | For | For |
| SHOE CARNIVAL, INC. |
| Security | 824889109 | | | Meeting Type | Annual |
| Ticker Symbol | SCVL | | | Meeting Date | 10-Jun-2021 |
| ISIN | US8248891090 | | | Agenda | 935415542 - Management |
| Record Date | 09-Apr-2021 | | | Holding Recon Date | 09-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director: Kent A. Kleeberger | Management | Against | Against |
| 1.2 | Election of Director: Charles B. Tomm | Management | For | For |
| 2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | Management | For | For |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2021. | Management | For | For |
| ENDO INTERNATIONAL PLC |
| Security | G30401106 | | | Meeting Type | Annual |
| Ticker Symbol | ENDP | | | Meeting Date | 10-Jun-2021 |
| ISIN | IE00BJ3V9050 | | | Agenda | 935416506 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Mark G. Barberio | Management | Against | Against |
| 1B. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Jennifer M. Chao | Management | For | For |
| 1C. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Blaise Coleman | Management | For | For |
| 1D. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Shane M. Cooke | Management | For | For |
| 1E. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Nancy J. Hutson, Ph.D. | Management | Against | Against |
| 1F. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Michael Hyatt | Management | Against | Against |
| 1G. | Election of Director to serve until the next Annual General Meeting of the Shareholders: William P. Montague | Management | For | For |
| 1H. | Election of Director to serve until the next Annual General Meeting of the Shareholders: M. Christine Smith, Ph.D. | Management | Against | Against |
| 2. | To approve, by advisory vote, named executive officer compensation. | Management | For | For |
| 3. | To renew the Board's existing authority to issue shares under Irish law. | Management | For | For |
| 4. | To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law. | Management | For | For |
| 5. | To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit & Finance Committee, to determine the independent registered public accounting firm's remuneration. | Management | For | For |
| NEKTAR THERAPEUTICS |
| Security | 640268108 | | | Meeting Type | Annual |
| Ticker Symbol | NKTR | | | Meeting Date | 10-Jun-2021 |
| ISIN | US6402681083 | | | Agenda | 935416784 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Jeff Ajer | Management | Against | Against |
| 1B. | Election of Director: Robert B. Chess | Management | For | For |
| 1C. | Election of Director: Roy A. Whitfield | Management | Against | Against |
| 2. | To approve an amendment to our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 5,000,000 shares. | Management | For | For |
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 4. | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote). | Management | For | For |
| ATN INTERNATIONAL, INC. |
| Security | 00215F107 | | | Meeting Type | Annual |
| Ticker Symbol | ATNI | | | Meeting Date | 10-Jun-2021 |
| ISIN | US00215F1075 | | | Agenda | 935416986 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Bernard J. Bulkin | Management | Against | Against |
| 1B. | Election of Director: James S. Eisenstein | Management | Against | Against |
| 1C. | Election of Director: Richard J. Ganong | Management | For | For |
| 1D. | Election of Director: John C. Kennedy | Management | Against | Against |
| 1E. | Election of Director: Pamela F. Lenehan | Management | For | For |
| 1F. | Election of Director: Liane J. Pelletier | Management | For | For |
| 1G. | Election of Director: Michael T. Prior | Management | For | For |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| MONOLITHIC POWER SYSTEMS, INC. |
| Security | 609839105 | | | Meeting Type | Annual |
| Ticker Symbol | MPWR | | | Meeting Date | 10-Jun-2021 |
| ISIN | US6098391054 | | | Agenda | 935418966 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Eugen Elmiger | | Withheld | Against |
| | | 2 | Jeff Zhou | | Withheld | Against |
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Approve, on an advisory basis, the 2020 executive compensation. | Management | For | For |
| ONE LIBERTY PROPERTIES, INC. |
| Security | 682406103 | | | Meeting Type | Annual |
| Ticker Symbol | OLP | | | Meeting Date | 10-Jun-2021 |
| ISIN | US6824061039 | | | Agenda | 935421468 - Management |
| Record Date | 21-Apr-2021 | | | Holding Recon Date | 21-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Edward Gellert | Management | For | For |
| 1B. | Election of Director: Fredric H. Gould | Management | For | For |
| 1C. | Election of Director: Leor Siri | Management | For | For |
| 1D. | Election of Director: Jeffrey A. Gould | Management | For | For |
| 1E. | Election of Director: Joseph A. DeLuca | Management | Against | Against |
| 2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| G-III APPAREL GROUP, LTD. |
| Security | 36237H101 | | | Meeting Type | Annual |
| Ticker Symbol | GIII | | | Meeting Date | 10-Jun-2021 |
| ISIN | US36237H1014 | | | Agenda | 935431700 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 09-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Morris Goldfarb | | For | For |
| | | 2 | Sammy Aaron | | For | For |
| | | 3 | Thomas J. Brosig | | For | For |
| | | 4 | Alan Feller | | For | For |
| | | 5 | Jeffrey Goldfarb | | For | For |
| | | 6 | Victor Herrero | | For | For |
| | | 7 | Robert L. Johnson | | For | For |
| | | 8 | Jeanette Nostra | | For | For |
| | | 9 | Laura Pomerantz | | For | For |
| | | 10 | Willem van Bokhorst | | For | For |
| | | 11 | Cheryl L. Vitali | | For | For |
| | | 12 | Richard White | | For | For |
| 2. | Advisory vote to approve the compensation of named executive officers. | Management | For | For |
| 3. | Proposal to approve amendments to our 2015 Long-Term Incentive Plan to increase the number of shares that may be issued under the Plan by 800,000 shares and increase the number of shares that may be issued to any Plan participant in any fiscal year from 400,000 to 800,000. | Management | For | For |
| 4. | Proposal to ratify the appointment of Ernst & Young LLP. | Management | For | For |
| ECHO GLOBAL LOGISTICS, INC. |
| Security | 27875T101 | | | Meeting Type | Annual |
| Ticker Symbol | ECHO | | | Meeting Date | 11-Jun-2021 |
| ISIN | US27875T1016 | | | Agenda | 935411912 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Douglas R. Waggoner | Management | For | For |
| 1B. | Election of Director: Samuel K. Skinner | Management | Against | Against |
| 1C. | Election of Director: Matthew Ferguson | Management | For | For |
| 1D. | Election of Director: David Habiger | Management | For | For |
| 1E. | Election of Director: William M. Farrow III | Management | Against | Against |
| 1F. | Election of Director: Virginia L. Henkels | Management | Against | Against |
| 2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For |
| 4. | Approve the amendment and restatement of the 2008 Stock Incentive Plan. | Management | For | For |
| ENCORE CAPITAL GROUP, INC. |
| Security | 292554102 | | | Meeting Type | Annual |
| Ticker Symbol | ECPG | | | Meeting Date | 11-Jun-2021 |
| ISIN | US2925541029 | | | Agenda | 935413384 - Management |
| Record Date | 14-Apr-2021 | | | Holding Recon Date | 14-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Michael P. Monaco | | For | For |
| | | 2 | Ashwini (Ash) Gupta | | For | For |
| | | 3 | Wendy G. Hannam | | For | For |
| | | 4 | Jeffrey A. Hilzinger | | For | For |
| | | 5 | Angela A. Knight | | For | For |
| | | 6 | Laura Newman Olle | | For | For |
| | | 7 | Richard J. Srednicki | | For | For |
| | | 8 | Richard P. Stovsky | | For | For |
| | | 9 | Ashish Masih | | For | For |
| 2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| UNIVERSAL INSURANCE HOLDINGS, INC. |
| Security | 91359V107 | | | Meeting Type | Annual |
| Ticker Symbol | UVE | | | Meeting Date | 11-Jun-2021 |
| ISIN | US91359V1070 | | | Agenda | 935415059 - Management |
| Record Date | 13-Apr-2021 | | | Holding Recon Date | 13-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Scott P. Callahan | Management | Against | Against |
| 1B. | Election of Director: Kimberly D. Campos | Management | For | For |
| 1C. | Election of Director: Stephen J. Donaghy | Management | For | For |
| 1D. | Election of Director: Sean P. Downes | Management | For | For |
| 1E. | Election of Director: Marlene M. Gordon | Management | Against | Against |
| 1F. | Election of Director: Richard D. Peterson | Management | For | For |
| 1G. | Election of Director: Michael A. Pietrangelo | Management | Against | Against |
| 1H. | Election of Director: Ozzie A. Schindler | Management | For | For |
| 1I. | Election of Director: Jon W. Springer | Management | For | For |
| 1J. | Election of Director: Joel M. Wilentz, M.D. | Management | Against | Against |
| 2. | Approval of Universal Insurance Holdings, Inc. 2021 Omnibus Incentive Plan. | Management | For | For |
| 3. | Advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For |
| 4. | Ratification of the appointment of Plante & Moran, PLLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For |
| WILLSCOT MOBILE MINI HOLDINGS CORP. |
| Security | 971378104 | | | Meeting Type | Annual |
| Ticker Symbol | WSC | | | Meeting Date | 11-Jun-2021 |
| ISIN | US9713781048 | | | Agenda | 935438829 - Management |
| Record Date | 12-Apr-2021 | | | Holding Recon Date | 12-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 10-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve a three-year term: Ms. Sara R. Dial | Management | Against | Against |
| 1B. | Election of Director to serve a three-year term: Mr. Gerard E. Holthaus | Management | Against | Against |
| 1C. | Election of Director to serve a three-year term: Mr. Gary Lindsay | Management | For | For |
| 1D. | Election of Director to serve a three-year term: Ms. Kimberly J. McWaters | Management | For | For |
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm of WillScot Mobile Mini Holdings Corp. for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | To approve, on an advisory and non-binding basis, the compensation of the named executive officers of WillScot Mobile Mini Holdings Corp. | Management | For | For |
| 4. | To approve amendments to the Amended and Restated Certificate of Incorporation of WillScot Mobile Mini Holdings Corp. to declassify the Board of Directors. | Management | For | For |
| CENTURY ALUMINUM COMPANY |
| Security | 156431108 | | | Meeting Type | Annual |
| Ticker Symbol | CENX | | | Meeting Date | 14-Jun-2021 |
| ISIN | US1564311082 | | | Agenda | 935416760 - Management |
| Record Date | 16-Apr-2021 | | | Holding Recon Date | 16-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Jarl Berntzen | | Withheld | Against |
| | | 2 | Michael Bless | | Withheld | Against |
| | | 3 | Errol Glasser | | Withheld | Against |
| | | 4 | Wilhelm van Jaarsveld | | Withheld | Against |
| | | 5 | Andrew Michelmore | | Withheld | Against |
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Proposal to approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For |
| TRINSEO S.A. |
| Security | L9340P101 | | | Meeting Type | Annual |
| Ticker Symbol | TSE | | | Meeting Date | 14-Jun-2021 |
| ISIN | LU1057788488 | | | Agenda | 935421785 - Management |
| Record Date | 20-Apr-2021 | | | Holding Recon Date | 20-Apr-2021 |
| City / | Country | / | Luxembourg | | Vote Deadline Date | 10-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| | | | | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To approve the proposed merger of the Company into Trinseo PLC, ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 2. | To approve an amendment to Article 7.1.1 of the Company's ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 3. | Subject to approval of Proposal 1, to consider and approve, on a ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 4A. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 4B. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 4C. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 5. | Subject to the approval of the Proposal 1, to approve the ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 6A. | Election of Director: K'Lynne Johnson | Management | | |
| 6B. | Election of Director: Joseph Alvarado | Management | | |
| 6C. | Election of Director: Frank A. Bozich | Management | | |
| 6D. | Election of Director: Jeffrey Cote | Management | | |
| 6E. | Election of Director: Pierre-Marie De Leener | Management | | |
| 6F. | Election of Director: Sandra Beach Lin | Management | | |
| 6G. | Election of Director: Jeanmarie Desmond | Management | | |
| 6H. | Election of Director: Matthew Farrell | Management | | |
| 6I. | Election of Director: Philip Martens | Management | | |
| 6J. | Election of Director: Donald Misheff | Management | | |
| 6K. | Election of Director: Henri Steinmetz | Management | | |
| 6L. | Election of Director: Mark Tomkins | Management | | |
| 7. | Subject to approval of Proposal 2, to elect Ms. Victoria Brifo ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 8. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. | Management | | |
| 9. | To approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. | Management | | |
| 10. | To approve changes to the Company's director compensation program. | Management | | |
| 11. | To approve the Company's annual accounts prepared in accordance ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 12. | To approve the allocation of the results of the year ended ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 13. | To approve the granting and discharge of the Company's directors ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 14. | To ratify the appointment of PricewaterhouseCoopers Société ...(due to space limits, see proxy statement for full proposal). | Management | | |
| 15. | To ratify the appointment of PricewaterhouseCoopers LLP to be ...(due to space limits, see proxy statement for full proposal). | Management | | |
| NEW YORK MORTGAGE TRUST, INC. |
| Security | 649604501 | | | Meeting Type | Annual |
| Ticker Symbol | NYMT | | | Meeting Date | 14-Jun-2021 |
| ISIN | US6496045013 | | | Agenda | 935422751 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 11-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve until the 2022 Annual Meeting: David R. Bock | Management | Against | Against |
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Michael B. Clement | Management | For | For |
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Alan L. Hainey | Management | Against | Against |
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Steven R. Mumma | Management | For | For |
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Steven G. Norcutt | Management | For | For |
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Lisa A. Pendergast | Management | Against | Against |
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Jason T. Serrano | Management | For | For |
| 2. | To hold an advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended, to increase the share reserve by 30,000,000 shares of common stock. | Management | For | For |
| 4. | To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| MODIVCARE INC |
| Security | 60783X104 | | | Meeting Type | Annual |
| Ticker Symbol | MODV | | | Meeting Date | 15-Jun-2021 |
| ISIN | US60783X1046 | | | Agenda | 935421557 - Management |
| Record Date | 22-Apr-2021 | | | Holding Recon Date | 22-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class III Director: Todd J. Carter | Management | For | For |
| 1B. | Election of Class III Director: Frank J. Wright | Management | Against | Against |
| 1C. | Election of Class III Director: Garth Graham, MD | Management | For | For |
| 2. | A non-binding advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company to serve for the 2021 fiscal year. | Management | For | For |
| FIVE BELOW, INC. |
| Security | 33829M101 | | | Meeting Type | Annual |
| Ticker Symbol | FIVE | | | Meeting Date | 15-Jun-2021 |
| ISIN | US33829M1018 | | | Agenda | 935422573 - Management |
| Record Date | 20-Apr-2021 | | | Holding Recon Date | 20-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 14-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Dinesh S. Lathi | Management | For | For |
| 1B. | Election of Director: Richard L. Markee | Management | For | For |
| 1C. | Election of Director: Thomas G. Vellios | Management | For | For |
| 1D. | Election of Director: Zuhairah S. Washington | Management | Against | Against |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the current fiscal year ending January 29, 2022. | Management | For | For |
| 3. | To approve, by non-binding advisory vote, the Company's Named Executive Officer compensation. | Management | For | For |
| EXLSERVICE HOLDINGS, INC. |
| Security | 302081104 | | | Meeting Type | Annual |
| Ticker Symbol | EXLS | | | Meeting Date | 16-Jun-2021 |
| ISIN | US3020811044 | | | Agenda | 935413182 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Garen Staglin | Management | Against | Against |
| 1B. | Election of Director: Rohit Kapoor | Management | For | For |
| 1C. | Election of Director: Anne Minto | Management | Against | Against |
| 1D. | Election of Director: Som Mittal | Management | Against | Against |
| 1E. | Election of Director: Clyde Ostler | Management | For | For |
| 1F. | Election of Director: Vikram Pandit | Management | Against | Against |
| 1G. | Election of Director: Kristy Pipes | Management | For | For |
| 1H. | Election of Director: Nitin Sahney | Management | Against | Against |
| 1I. | Election of Director: Jaynie Studenmund | Management | For | For |
| 2. | The ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | For | For |
| 3. | The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | For | For |
| NATUS MEDICAL INCORPORATED |
| Security | 639050103 | | | Meeting Type | Annual |
| Ticker Symbol | NTUS | | | Meeting Date | 16-Jun-2021 |
| ISIN | US6390501038 | | | Agenda | 935417077 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to serve until 2022 Annual meeting: Ilan Daskal | Management | Against | Against |
| 1B. | Election of Director to serve until 2022 Annual meeting: Lisa Wipperman Heine | Management | For | For |
| 1C. | Election of Director to serve until 2022 Annual meeting: Jonathan A. Kennedy | Management | For | For |
| 1D. | Election of Director to serve until 2022 Annual meeting: Joshua H. Levine | Management | Against | Against |
| 1E. | Election of Director to serve until 2022 Annual meeting: Barbara R. Paul | Management | For | For |
| 1F. | Election of Director to serve until 2022 Annual meeting: Alice D. Schroeder | Management | Against | Against |
| 1G. | Election of Director to serve until 2022 Annual meeting: Thomas J. Sullivan | Management | For | For |
| 2. | Approval of the Natus Medical Incorporated 2021 Equity Incentive Plan. | Management | For | For |
| 3. | Approval, on an advisory basis, of the named executive officer compensation disclosed in the attached Proxy Statement. | Management | For | For |
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31 , 2021. | Management | For | For |
| AMC NETWORKS INC |
| Security | 00164V103 | | | Meeting Type | Annual |
| Ticker Symbol | AMCX | | | Meeting Date | 16-Jun-2021 |
| ISIN | US00164V1035 | | | Agenda | 935422939 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Leonard Tow | | Withheld | Against |
| | | 2 | David E. Van Zandt | | Withheld | Against |
| | | 3 | Carl E. Vogel | | Withheld | Against |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote on Named Executive Officer compensation. | Management | For | For |
| 4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | For | Against |
| 5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | For | Against |
| BM TECHNOLOGIES, INC. |
| Security | 05591L107 | | | Meeting Type | Annual |
| Ticker Symbol | BMTX | | | Meeting Date | 16-Jun-2021 |
| ISIN | US05591L1070 | | | Agenda | 935425973 - Management |
| Record Date | 26-Apr-2021 | | | Holding Recon Date | 26-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Aaron Hodari | | For | For |
| | | 2 | Pankaj Dinodia | | For | For |
| 2. | Approval of the BM Technology, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For |
| 3. | Ratification of appointment of BDO USA, LLP as independent registered public accounting firm. | Management | For | For |
| 4. | To transact such other matters as may properly come before the 2021 annual meeting or any adjournment or postponement thereof. | Management | For | For |
| REX AMERICAN RESOURCES CORP |
| Security | 761624105 | | | Meeting Type | Annual |
| Ticker Symbol | REX | | | Meeting Date | 16-Jun-2021 |
| ISIN | US7616241052 | | | Agenda | 935433108 - Management |
| Record Date | 27-Apr-2021 | | | Holding Recon Date | 27-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 15-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Stuart A. Rose | Management | For | For |
| 1B. | Election of Director: Zafar Rizvi | Management | For | For |
| 1C. | Election of Director: Edward M. Kress | Management | For | For |
| 1D. | Election of Director: David S. Harris | Management | Against | Against |
| 1E. | Election of Director: Charles A. Elcan | Management | Against | Against |
| 1F. | Election of Director: Mervyn L. Alphonso | Management | Against | Against |
| 1G. | Election of Director: Lee Fisher | Management | Against | Against |
| 1H. | Election of Director: Anne MacMillan | Management | Against | Against |
| 2. | ADVISORY VOTE on executive compensation. | Management | For | For |
| 3. | AMENDMENT TO CERTIFICATE OF INCORPORATION. | Management | For | For |
| OFFICE PROPERTIES INCOME TRUST |
| Security | 67623C109 | | | Meeting Type | Annual |
| Ticker Symbol | OPI | | | Meeting Date | 17-Jun-2021 |
| ISIN | US67623C1099 | | | Agenda | 935410883 - Management |
| Record Date | 24-Mar-2021 | | | Holding Recon Date | 24-Mar-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Independent Trustee: William A. Lamkin | Management | For | For |
| 1B. | Election of Independent Trustee: Elena B. Poptodorova | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For |
| MGP INGREDIENTS INC |
| Security | 55303J106 | | | Meeting Type | Annual |
| Ticker Symbol | MGPI | | | Meeting Date | 17-Jun-2021 |
| ISIN | US55303J1060 | | | Agenda | 935413310 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Neha J. Clark | Management | For | For |
| 1B. | Election of Director: Thomas A. Gerke | Management | For | For |
| 1C. | Election of Director: Donn Lux | Management | For | For |
| 1D. | Election of Director: Kevin S. Rauckman | Management | For | For |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For |
| 3. | To adopt an advisory resolution to approve the compensation of our named executive officers. | Management | For | For |
| ASGN INCORPORATED |
| Security | 00191U102 | | | Meeting Type | Annual |
| Ticker Symbol | ASGN | | | Meeting Date | 17-Jun-2021 |
| ISIN | US00191U1025 | | | Agenda | 935417736 - Management |
| Record Date | 19-Apr-2021 | | | Holding Recon Date | 19-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Joseph W. Dyer | Management | For | For |
| 1.2 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Mariel A. Joliet | Management | For | For |
| 1.3 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Marty R. Kittrell | Management | For | For |
| 1.4 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Carol Lindstrom | Management | For | For |
| 2. | Proposal to approve on a non-binding advisory basis the Company's executive compensation for the year ended December 31, 2020. | Management | For | For |
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For |
| BALCHEM CORPORATION |
| Security | 057665200 | | | Meeting Type | Annual |
| Ticker Symbol | BCPC | | | Meeting Date | 17-Jun-2021 |
| ISIN | US0576652004 | | | Agenda | 935418500 - Management |
| Record Date | 20-Apr-2021 | | | Holding Recon Date | 20-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | Daniel Knutson | | For | For |
| | | 2 | Joyce Lee | | For | For |
| 2. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2021. | Management | For | For |
| 3. | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | For | For |
| MERIT MEDICAL SYSTEMS, INC. |
| Security | 589889104 | | | Meeting Type | Annual |
| Ticker Symbol | MMSI | | | Meeting Date | 17-Jun-2021 |
| ISIN | US5898891040 | | | Agenda | 935423688 - Management |
| Record Date | 20-Apr-2021 | | | Holding Recon Date | 20-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for three year term: Fred P. Lampropoulos | Management | For | For |
| 1B. | Election of Director for three year term: A. Scott Anderson | Management | For | For |
| 1C. | Election of Director for three year term: Lynne N. Ward | Management | For | For |
| 1D. | Election of Director for three year term: Stephen C. Evans | Management | For | For |
| 2. | Approval of an amendment to the 2018 Long-Term Incentive Plan to increase the number of shares of Common Stock authorized for issuance thereunder by 3,000,000 shares. | Management | For | For |
| 3. | Approval of an amendment to the 1996 Employee Stock Purchase Plan to increase the number of shares of Common Stock authorized for issuance thereunder by 100,000 shares. | Management | For | For |
| 4. | Approval of a non-binding, advisory resolution approving the compensation of the Company's named executive officers as described in the Merit Medical Systems, Inc. Proxy Statement. | Management | For | For |
| 5. | Ratification of the Audit Committee's appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For |
| WISDOMTREE INVESTMENTS, INC. |
| Security | 97717P104 | | | Meeting Type | Annual |
| Ticker Symbol | WETF | | | Meeting Date | 17-Jun-2021 |
| ISIN | US97717P1049 | | | Agenda | 935424539 - Management |
| Record Date | 23-Apr-2021 | | | Holding Recon Date | 23-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 16-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Anthony Bossone | Management | Against | Against |
| 1B. | Election of Director: Smita Conjeevaram | Management | For | For |
| 1C. | Election of Director: Bruce Lavine | Management | Against | Against |
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For |
| LUMINEX CORPORATION |
| Security | 55027E102 | | | Meeting Type | Special |
| Ticker Symbol | LMNX | | | Meeting Date | 21-Jun-2021 |
| ISIN | US55027E1029 | | | Agenda | 935446193 - Management |
| Record Date | 14-May-2021 | | | Holding Recon Date | 14-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 18-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For |
| 2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For |
| 3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For |
| ALLEGIANT TRAVEL COMPANY |
| Security | 01748X102 | | | Meeting Type | Annual |
| Ticker Symbol | ALGT | | | Meeting Date | 23-Jun-2021 |
| ISIN | US01748X1028 | | | Agenda | 935425252 - Management |
| Record Date | 26-Apr-2021 | | | Holding Recon Date | 26-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Maurice J. Gallagher, Jr. | Management | For | For |
| 1B. | Election of Director: Montie Brewer | Management | Against | Against |
| 1C. | Election of Director: Gary Ellmer | Management | Against | Against |
| 1D. | Election of Director: Ponder Harrison | Management | For | For |
| 1E. | Election of Director: Linda A. Marvin | Management | Against | Against |
| 1F. | Election of Director: Charles W. Pollard | Management | For | For |
| 1G. | Election of Director: John Redmond | Management | For | For |
| 2. | Approval of advisory resolution approving executive compensation. | Management | For | For |
| 3. | Ratification of KPMG LLP as independent registered public accountants. | Management | For | For |
| 4. | Stockholder proposal regarding right to call a Special Meeting. | Shareholder | Against | For |
| APOGEE ENTERPRISES, INC. |
| Security | 037598109 | | | Meeting Type | Annual |
| Ticker Symbol | APOG | | | Meeting Date | 23-Jun-2021 |
| ISIN | US0375981091 | | | Agenda | 935433653 - Management |
| Record Date | 28-Apr-2021 | | | Holding Recon Date | 28-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Class II Director: Christina M. Alvord | Management | Against | Against |
| 1B. | Election of Class II Director: Herbert K. Parker | Management | Against | Against |
| 1C. | Election of Class II Director: Ty R. Silberhorn | Management | For | For |
| 2. | ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE COMPENSATION. | Management | For | For |
| 3. | APPROVAL OF THE APOGEE ENTERPRISES, INC. 2019 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED (2021) TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR AWARDS FROM 1,150,000 TO 2,150,000. | Management | For | For |
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2022. | Management | For | For |
| BANC OF CALIFORNIA, INC. |
| Security | 05990K106 | | | Meeting Type | Special |
| Ticker Symbol | BANC | | | Meeting Date | 23-Jun-2021 |
| ISIN | US05990K1060 | | | Agenda | 935439605 - Management |
| Record Date | 10-May-2021 | | | Holding Recon Date | 10-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 22-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | BOC Merger Proposal: To approve the merger pursuant to the terms of the Agreement and Plan of Merger, dated as of March 22, 2021, by and between BOC and Pacific Mercantile Bancorp, as such agreement may be amended from time to time. | Management | For | For |
| 2. | BOC Stock Issuance Proposal: To approve the issuance of common stock of BOC in connection with the merger. | Management | For | For |
| 3. | BOC Adjournment Proposal: To approve one or more adjournments of the BOC special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies if there are insufficient votes at the time of the BOC special meeting to approve the BOC merger proposal or the BOC stock issuance proposal. | Management | For | For |
| CATCHMARK TIMBER TRUST, INC. |
| Security | 14912Y202 | | | Meeting Type | Annual |
| Ticker Symbol | CTT | | | Meeting Date | 24-Jun-2021 |
| ISIN | US14912Y2028 | | | Agenda | 935398772 - Management |
| Record Date | 08-Apr-2021 | | | Holding Recon Date | 08-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1.1 | Election of Director for one-year term expiring in 2022: Tim E. Bentsen | Management | For | For |
| 1.2 | Election of Director for one-year term expiring in 2022: Brian M. Davis | Management | For | For |
| 1.3 | Election of Director for one-year term expiring in 2022: James M. DeCosmo | Management | Against | Against |
| 1.4 | Election of Director for one-year term expiring in 2022: Paul S. Fisher | Management | Against | Against |
| 1.5 | Election of Director for one-year term expiring in 2022: Mary E. McBride | Management | Against | Against |
| 1.6 | Election of Director for one-year term expiring in 2022: Douglas D. Rubenstein | Management | Against | Against |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For |
| 3. | Approval, of the CatchMark Timber Trust, Inc. 2021 Incentive Plan. | Management | For | For |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For |
| HEALTHEQUITY, INC. |
| Security | 42226A107 | | | Meeting Type | Annual |
| Ticker Symbol | HQY | | | Meeting Date | 24-Jun-2021 |
| ISIN | US42226A1079 | | | Agenda | 935431421 - Management |
| Record Date | 30-Apr-2021 | | | Holding Recon Date | 30-Apr-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Management | Against | Against |
| 1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Management | For | For |
| 1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Management | For | For |
| 1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Management | For | For |
| 1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Management | For | For |
| 1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Management | Against | Against |
| 1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Management | For | For |
| 1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Management | For | For |
| 1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Management | Against | Against |
| 1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Management | For | For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For |
| 3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Management | For | For |
| COHERENT, INC. |
| Security | 192479103 | | | Meeting Type | Special |
| Ticker Symbol | COHR | | | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | | | Agenda | 935434578 - Management |
| Record Date | 05-May-2021 | | | Holding Recon Date | 05-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For |
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For |
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For |
| II-VI INCORPORATED |
| Security | 902104108 | | | Meeting Type | Special |
| Ticker Symbol | IIVI | | | Meeting Date | 24-Jun-2021 |
| ISIN | US9021041085 | | | Agenda | 935442993 - Management |
| Record Date | 17-May-2021 | | | Holding Recon Date | 17-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Proposal to approve the issuance of shares of II-VI Incorporated's common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. | Management | For | For |
| 2. | Proposal to adjourn II-VI Incorporated's special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated's special meeting to approve the share issuance proposal described above. | Management | For | For |
| COHERENT, INC. |
| Security | 192479103 | | | Meeting Type | Special |
| Ticker Symbol | COHR | | | Meeting Date | 24-Jun-2021 |
| ISIN | US1924791031 | | | Agenda | 935443008 - Management |
| Record Date | 17-May-2021 | | | Holding Recon Date | 17-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For |
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For |
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For |
| GUESS?, INC. |
| Security | 401617105 | | | Meeting Type | Annual |
| Ticker Symbol | GES | | | Meeting Date | 24-Jun-2021 |
| ISIN | US4016171054 | | | Agenda | 935445545 - Management |
| Record Date | 10-May-2021 | | | Holding Recon Date | 10-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 23-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For |
| 2. | DIRECTOR | Management | | |
| | | 1 | Maurice Marciano | | Withheld | Against |
| | | 2 | Laurie Ann Goldman | | For | For |
| | | 3 | Thomas J. Barrack, Jr. | | For | For |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending January 29, 2022. | Management | For | For |
| SIGNET JEWELERS LIMITED |
| Security | G81276100 | | | Meeting Type | Annual |
| Ticker Symbol | SIG | | | Meeting Date | 25-Jun-2021 |
| ISIN | BMG812761002 | | | Agenda | 935432752 - Management |
| Record Date | 30-Apr-2021 | | | Holding Recon Date | 30-Apr-2021 |
| City / | Country | / | United Kingdom | | Vote Deadline Date | 24-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: H. Todd Stitzer | Management | For | For |
| 1B. | Election of Director: André V. Branch | Management | For | For |
| 1C. | Election of Director: Virginia C. Drosos | Management | For | For |
| 1D. | Election of Director: R. Mark Graf | Management | For | For |
| 1E. | Election of Director: Zackery A. Hicks | Management | Against | Against |
| 1F. | Election of Director: Sharon L. McCollam | Management | Against | Against |
| 1G. | Election of Director: Helen McCluskey | Management | Against | Against |
| 1H. | Election of Director: Nancy A. Reardon | Management | For | For |
| 1I. | Election of Director: Jonathan Seiffer | Management | For | For |
| 1J. | Election of Director: Brian Tilzer | Management | Against | Against |
| 1K. | Election of Director: Eugenia Ulasewicz | Management | For | For |
| 1L. | Election of Director: Dontá L. Wilson | Management | For | For |
| 2. | Appointment of KPMG LLP as independent auditor of the Company, to hold office from the conclusion of this Meeting until the conclusion of the next Annual Meeting of Shareholders and authorization of the Audit Committee to determine its compensation. | Management | For | For |
| 3. | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement (the "Say-on- Pay" vote). | Management | For | For |
| EHEALTH, INC. |
| Security | 28238P109 | | | Meeting Type | Annual |
| Ticker Symbol | EHTH | | | Meeting Date | 30-Jun-2021 |
| ISIN | US28238P1093 | | | Agenda | 935441446 - Management |
| Record Date | 10-May-2021 | | | Holding Recon Date | 10-May-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 29-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | | 1 | James E. Murray | | For | For |
| | | 2 | Cesar M. Soriano | | For | For |
| | | 3 | Dale B. Wolf | | For | For |
| 2. | Company Proposal: To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For |
| 3. | Company Proposal: To vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For |
| SYNNEX CORPORATION |
| Security | 87162W100 | | | Meeting Type | Special |
| Ticker Symbol | SNX | | | Meeting Date | 30-Jun-2021 |
| ISIN | US87162W1009 | | | Agenda | 935461943 - Management |
| Record Date | 08-Jun-2021 | | | Holding Recon Date | 08-Jun-2021 |
| City / | Country | / | United States | | Vote Deadline Date | 29-Jun-2021 |
| SEDOL(s) | | | Quick Code | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | Adopt the Agreement and Plan of Merger, dated as of March 22, 2021 by and among SYNNEX, Tiger Parent (AP) Corporation, a Delaware corporation, Spire Sub I, Inc., a Delaware corporation and a direct wholly owned subsidiary of SYNNEX and Spire Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of SYNNEX. | Management | For | For |
| 2. | Approve the issuance of an aggregate of 44 million shares of common stock, par value $0.001 per share, of SYNNEX. | Management | For | For |
| 3. | Adopt an amendment to SYNNEX' certificate of incorporation to increase the number of authorized shares of SYNNEX common stock thereunder from 100 million shares to 200 million shares. | Management | For | For |
| 4. | Adopt an amendment to SYNNEX' certificate of incorporation, pursuant to which SYNNEX shall waive the corporate opportunity doctrine with respect to certain directors and certain other parties. | Management | For | For |
| 5. | To consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies. | Management | For | For |
| Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.1 | Elect Director Chaim Indig | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.2 | Elect Director Michael Weintraub | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.3 | Elect Director Edward Cahill | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.1 | Elect Director Lisa L. Troe | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.2 | Elect Director Paul Caine | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.3 | Elect Director Doug Knopper | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.1 | Elect Director Keith Anderson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.2 | Elect Director Michael Berman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.3 | Elect Director Timothy Bernlohr | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.4 | Elect Director Eddie Capel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.5 | Elect Director John C. Firth | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.6 | Elect Director Michael Kaufman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.7 | Elect Director Erin Mulligan Nelson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.8 | Elect Director Gary E. Robinette | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.9 | Elect Director Mark J. Yost | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.1 | Elect Director John Fieldly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.2 | Elect Director Nicholas Castaldo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.3 | Elect Director Kevin Harrington | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.4 | Elect Director Hal Kravitz | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.5 | Elect Director Tony Lau | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.6 | Elect Director Thomas E. Lynch | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.7 | Elect Director William H. Milmoe | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 2 | Ratify Assurance Dimensions as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.1 | Elect Director Shaler Alias | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.2 | Elect Director Richard E. Thornburgh | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.3 | Elect Director Paul R. Garcia | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 2 | Ratify Grant Thornton, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.1 | Elect Director Peter Salzmann | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.2 | Elect Director Andrew Fromkin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.3 | Elect Director George Migausky | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 1.1 | Reelect Philippe Botteri as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 1.2 | Reelect Jonathan Kolber as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 2 | Approve Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 4 | Discuss Financial Statements and the Report of the Board | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.1 | Elect Director Kirk L. Perry | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.2 | Elect Director Sabrina L. Simmons | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.3 | Elect Director Maureen C. Watson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Special | 17-Sep-20 | 28-Aug-20 | Confirmed | 4,715 | Management | 1 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Special | 17-Sep-20 | 28-Aug-20 | Confirmed | 4,715 | Management | 2 | Adjourn Meeting | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.1 | Elect Director Charles A. Norris | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.2 | Elect Director Leta D. Priest | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.3 | Elect Director Olu Beck | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.4 | Elect Director William B. Cyr | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 4 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 5 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.1 | Elect Director Ivar S. Chhina | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.2 | Elect Director Michael J. Connolly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.3 | Elect Director Mark W. Lanigan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.1 | Elect Director David Gandler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.2 | Elect Director Edgar Bronfman, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.3 | Elect Director Par-Jorgen Parson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.4 | Elect Director Daniel Leff | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.5 | Elect Director Henry Ahn | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.6 | Elect Director Ignacio Figueras | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.7 | Elect Director Laura Onopchenko | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 5 | Amend Form of Indemnification Agreement of Directors and Officers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 6 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1a | Elect Director Leonard Livschitz | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1b | Elect Director Shuo Zhang | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1c | Elect Director Marina Levinson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.1 | Elect Director Sara E. Armbruster | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.2 | Elect Director William C. Fisher | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.3 | Elect Director Michael J. Happe | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 4 | Increase Authorized Common Stock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 2 | Approve Remuneration Report | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 3 | Reappoint KPMG LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 4 | Elect John Cotterell as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 5 | Elect Mark Thurston as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 6 | Elect Andrew Allan as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 7 | Elect Ben Druskin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 8 | Elect David Pattillo as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 9 | Elect Sulina Connal as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 10 | Elect Trevor Smith as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.1 | Elect Director Michael Mathews | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.2 | Elect Director Frank J. Cotroneo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.3 | Elect Director Norman D. Dicks | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.4 | Elect Director C. James Jensen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.5 | Elect Director Andrew Kaplan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.6 | Elect Director Douglas Kass | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.7 | Elect Director Michael Koehneman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.8 | Elect Director Sanford Rich | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 3 | Ratify Salberg & Company, P.A. as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 6 | Adjourn Meeting | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 1 | Approve Merger Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 2 | Advisory Vote on Golden Parachutes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 3 | Adjourn Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.1 | Elect Director Emily M. Leproust | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.2 | Elect Director William Banyai | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.3 | Elect Director Robert Chess | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.1 | Elect Director Frederick V. Moore | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.2 | Elect Director Becky S. Shulman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.3 | Elect Director Lizabeth H. Zlatkus | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.4 | Elect Director Ronald D. McCray | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 3 | Ratify Crowe LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1a | Elect Director P. Austin Singleton | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1b | Elect Director Mitchell W. Legler | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1c | Elect Director John F. Schraudenbach | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.1 | Elect Director Katharin S. Dyer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.2 | Elect Director Patrick W. Gross | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.3 | Elect Director Beatriz V. Infante | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1a | Elect Director William H. McGill, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1b | Elect Director Charles R. Oglesby | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1c | Elect Director Rebecca White | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AdaptHealth Corp. | AHCO | USA | 00653Q102 | Special | 03-Mar-21 | 04-Jan-21 | Confirmed | 36,581 | Management | 1 | Approve Issuance of Class A Common Stock Upon Conversion of Series C Preferred Stock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.1 | Elect Director James M. Chirico, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.2 | Elect Director Stephan Scholl | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.3 | Elect Director Susan L. Spradley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.4 | Elect Director Stanley J. Sutula, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.5 | Elect Director Robert Theis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.6 | Elect Director Scott D. Vogel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.7 | Elect Director William D. Watkins | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.8 | Elect Director Jacqueline 'Jackie' E. Yeaney | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 1 | Increase Authorized Common Stock | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 2 | Approve SPAC Transaction | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.1 | Elect Director Rao Mulpuri | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.2 | Elect Director Tom Cheung | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.3 | Elect Director Nigel Gormly | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.4 | Elect Director Harold Hughes | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.5 | Elect Director Tom Leppert | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.6 | Elect Director Toby Cosgrove | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.7 | Elect Director Lisa Picard | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 4 | Approve Issuance of Shares for a Private Placement | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.1 | Approve Combination of Entity Class A Common Stock | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.2 | Change Company Name to View, Inc. | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.3 | Eliminate Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.4 | Approve Issuance and Selling of any Part or any Shares of Authorized Shares and Approve Company to Purchase any Shares of any Class of Authorized Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.5 | Fix Number of Directors at Eleven | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.6 | Adopt Supermajority Vote Requirement to Amend Charter | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.7 | Adopt Supermajority Vote Requirement to Adopt, Amend, Repeal or Alter Bylaws | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.8 | Eliminate Blank Check Company Provisions | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 6 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 7 | Approve Stock Option Plan Grants | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 8 | Adjourn Meeting | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GAN Ltd. | GAN | Bermuda | G3728V109 | Written Consent | 15-Mar-21 | 29-Dec-20 | Confirmed | 66,329 | Management | 1 | Approve Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 2 | Approve Treatment of Net Loss | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 3 | Fix Number of Directors at 11 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 4 | Elect Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 5 | Elect Fiscal Council Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 6 | Approve Remuneration of Company's Management | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 1 | Amend Article 34 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 2 | Amend Article 33 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 3 | Amend Article 41 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 4 | Consolidate Bylaws | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 5 | Approve Agreement to Absorb SAVIS Tecnologia e Sistemas S.A. (Savis) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 6 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 7 | Approve Independent Firm's Appraisal | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 8 | Approve Absorption of SAVIS Tecnologia e Sistemas S.A. (Savis) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.1 | Elect Director Carlos M. Sepulveda, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.2 | Elect Director Aaron P. Graft | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.3 | Elect Director Charles A. Anderson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.4 | Elect Director Richard L. Davis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.5 | Elect Director Michael P. Rafferty | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.6 | Elect Director C. Todd Sparks | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.7 | Elect Director Debra A. Bradford | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.8 | Elect Director Laura K. Easley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.9 | Elect Director Frederick P. Perpall | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.10 | Elect Director Maribess L. Miller | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 4 | Ratify Crowe LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.1 | Elect Director Marilyn Carlson Nelson | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.2 | Elect Director Jerry C. Griffin | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.3 | Elect Director Casey M. Tansey | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.1 | Elect Director Linda Baddour | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.2 | Elect Director Richard Berman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.3 | Elect Director Daniel M. Hancock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.4 | Elect Director Robert Hariri | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.5 | Elect Director Ram M. Jagannath | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.6 | Elect Director Ramkumar Mandalam | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.7 | Elect Director Jerrell W. Shelton | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.8 | Elect Director Edward J. Zecchini | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.1 | Elect Director Mark E. Jones | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.2 | Elect Director Robyn Jones | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.3 | Elect Director Peter Lane | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.4 | Elect Director Mark Miller | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.5 | Elect Director James Reid | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.1 | Elect Director Gregory H. A. Baxter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.2 | Elect Director H.C. Charles Diao | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.3 | Elect Director Ashley Davis Frushone | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.4 | Elect Director David Glazek | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.5 | Elect Director Assia Grazioli-Venier | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.6 | Elect Director Stephen Usher | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.7 | Elect Director Lawrence S. Wexler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.8 | Elect Director Arnold Zimmerman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 2 | Approve Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 3 | Ratify RSM US LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 1a | Elect Director Andrew M. Caggia | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 1b | Elect Director Luis A. Muller | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.1 | Elect Director Todd A. Becker | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.2 | Elect Director Thomas Manuel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.3 | Elect Director Brian Peterson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.4 | Elect Director Alain Treuer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.1 | Elect Director Angus C. Russell | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.2 | Elect Director Julian S. Gangolli | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.3 | Elect Director Olivia C. Ware | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 4 | Increase Authorized Common Stock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.1 | Elect Director Anthony (Tony) Guglielmin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.2 | Elect Director Brenda J. Eprile | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.3 | Elect Director Daniel M. Hancock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.4 | Elect Director David M. Johnson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.5 | Elect Director Eileen Wheatman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.6 | Elect Director Karl-Viktor Schaller | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.7 | Elect Director Michele J. Buchignani | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.8 | Elect Director Rita Forst | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1a | Elect Director Paula H. J. Cholmondeley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1b | Elect Director Donald DeFosset | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1c | Elect Director John L. Garrison, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1d | Elect Director Thomas J. Hansen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1e | Elect Director Sandie O'Connor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1f | Elect Director Christopher Rossi | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1g | Elect Director Andra M. Rush | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1h | Elect Director David A. Sachs | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 1.1 | Elect Director Timothy J. Buckley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 1.2 | Elect Director Joseph L. Cowan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.1 | Elect Director Michael C. Dennison | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.2 | Elect Director Sidney Johnson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.3 | Elect Director Ted Waitman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1a | Elect Director Geoffrey T. Barker | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1b | Elect Director Jim Buechler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1c | Elect Director Maile Naylor (nee Clark) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1d | Elect Director Greg Graves | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1e | Elect Director Laird Hamilton | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1f | Elect Director Paul Hodge | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1g | Elect Director Thomas Wetherald | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 2 | Ratify Moss Adams LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.1 | Elect Director Gary E. Haroian | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.2 | Elect Director Diane Hessan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.3 | Elect Director Ritcha Ranjan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 4 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.1 | Elect Director Tonya W. Bradford | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.2 | Elect Director William H. Cameron | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.3 | Elect Director Diane B. Glossman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.4 | Elect Director Glen F. Hoffsis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.5 | Elect Director David G. Lucht | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.6 | Elect Director James S. Mahan, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.7 | Elect Director Miltom E. Petty | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.8 | Elect Director Neil L. Underwood | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.9 | Elect Director William L. Williams, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 5 | Ratify Dixon Hughes Goodman LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.1 | Elect Director Tzu-Yin "TY" Chiu | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.2 | Elect Director Richard J. Faubert | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.3 | Elect Director Arthur L. George, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.4 | Elect Director Joseph P. Keithley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.5 | Elect Director John T. Kurtzweil | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.6 | Elect Director Mary G. Puma | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.7 | Elect Director Thomas St. Dennis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.8 | Elect Director Jorge Titinger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.1 | Elect Director Robert I. Blum | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.2 | Elect Director Robert M. Califf | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.3 | Elect Director Sandford D. Smith | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.1 | Elect Director David C. Aldous | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.2 | Elect Director Andrea E. Bertone | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.3 | Elect Director Robert A. Cohen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.4 | Elect Director Ruth I. Dreessen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.5 | Elect Director Richard P. Graff | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.6 | Elect Director Michael A. Kelly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.7 | Elect Director Kevin T. Longe | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.8 | Elect Director Clifton Peter Rose | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.1 | Elect Director Charles M. Baum | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.2 | Elect Director Bruce L.A. Carter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.3 | Elect Director Julie M. Cherrington | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.4 | Elect Director Aaron I. Davis | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.5 | Elect Director Henry J. Fuchs | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.6 | Elect Director Michael Grey | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.7 | Elect Director Faheem Hasnain | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.8 | Elect Director Craig Johnson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.9 | Elect Director Maya Martinez-Davis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.10 | Elect Director Shalini Sharp | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.1 | Elect Director Don Listwin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.2 | Elect Director Kevin Peters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.3 | Elect Director J. Daniel Plants | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 4 | Amend Nonqualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 6 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.1 | Elect Director Carey Chen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.2 | Elect Director Jillian C. Evanko | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.3 | Elect Director Steven W. Krablin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.4 | Elect Director Singleton B. McAllister | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.5 | Elect Director Michael L. Molinini | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.6 | Elect Director David M. Sagehorn | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.1 | Elect Director J. Miguel Fernandez de Castro | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.2 | Elect Director Vijay Manthripragada | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.3 | Elect Director Robin L. Newmark | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 1.1 | Elect Director Barclay F. Corbus | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 1.2 | Elect Director Jonathan E. Johnson, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.1 | Elect Director Joseph M. Cerulli | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.2 | Elect Director Todd M. Cleveland | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.3 | Elect Director John A. Forbes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.4 | Elect Director Michael A. Kitson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.5 | Elect Director Pamela R. Klyn | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.6 | Elect Director Derrick B. Mayes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.7 | Elect Director Andy L. Nemeth | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.8 | Elect Director Denis G. Suggs | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.9 | Elect Director M. Scott Welch | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.1 | Elect Director Koert Erhardt | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.2 | Elect Director Brian Laibow | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.3 | Elect Director Sherman Lau | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 2 | Ratify Deloitte Certified Public Accountants S.A as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 1a | Elect Director Rebeca Obregon-Jimenez | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 1b | Elect Director Kelley Steven-Waiss | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1a | Elect Director Terrence Downey | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1b | Elect Director Jaymin B. Patel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1c | Elect Director Wanda Y. Wilson | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 2 | Increase Authorized Common Stock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 3 | Authorize New Class of Preferred Stock | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 4 | Amend Certificate of Incorporation to Include New Jersey Gaming Law Requirements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 5 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 6 | Ratify Deloitte and Touche, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.1 | Elect Director Lev Peker | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.2 | Elect Director Warren B. Phelps, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.3 | Elect Director Lisa Costa | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.1 | Elect Director Paul G. Giovacchini | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.2 | Elect Director Jayshree S. Desai | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.3 | Elect Director Linda P. Hudson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.4 | Elect Director Bavan M. Holloway | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.1 | Elect Director Mary A. Chaput | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.2 | Elect Director David G. Ellison | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.3 | Elect Director Daniel G. Tully | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 1.1 | Elect Director Eileen F. Raney | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 1.2 | Elect Director Atul Bali | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 4 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1a | Elect Director Kenneth R. Adams | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1b | Elect Director Carl G. Braunlich | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1c | Elect Director Lewis A. Fanger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1d | Elect Director Eric J. Green | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1e | Elect Director Michael A. Hartmeier | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1f | Elect Director Daniel R. Lee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1g | Elect Director Kathleen M. Marshall | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1h | Elect Director Michael P. Shaunnessy | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 4 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 5 | Approve Discharge of Management Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 6 | Approve Discharge of Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 7 | Reelect Antoine Benjamin Papiernik to Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 8 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 9 | Amend Article 21.4 of the Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 10 | Amend Articles Re: Amend Authorized Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 11 | Amend Remuneration Policy for Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 12 | Grant Board Authority to Issue Shares Up To 15 Percent of Issued Capital and Exclude Pre-emptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 13 | Authorize Board to Repurchase Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 1.1 | Elect Director Sanjiv K. Patel | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 1.2 | Elect Director Linda A. Hill | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.1 | Elect Director Nora Mead Brownell | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.2 | Elect Director Mark Longstreth | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.3 | Elect Director C. Park Shaper | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.1 | Elect Director Daryl M. Adams | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.2 | Elect Director Thomas R. Clevinger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.3 | Elect Director Paul A. Mascarenas | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 1 | Elect Director Jesse Chen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 4 | Ratify BPM LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.1 | Elect Director Ming Hsieh | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.2 | Elect Director John Bolger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.3 | Elect Director Yun Yen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.4 | Elect Director Linda Marsh | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Pulmonx Corporation | LUNG | USA | 745848101 | Annual | 20-May-21 | 29-Mar-21 | Confirmed | 14,584 | Management | 1 | Elect Director Glendon E. French | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Pulmonx Corporation | LUNG | USA | 745848101 | Annual | 20-May-21 | 29-Mar-21 | Confirmed | 14,584 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.1 | Elect Director Robert D. Johnson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.2 | Elect Director Barclay G. Jones, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.3 | Elect Director Dawn M. Zier | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 1.1 | Elect Director Freda Lewis-Hall | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 1.2 | Elect Director Jeffrey Schwartz | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1a | Elect Director Clarence L. Granger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1b | Elect Director James P. Scholhamer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1c | Elect Director David T. ibnAle | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1d | Elect Director Emily M. Liggett | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1e | Elect Director Thomas T. Edman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1f | Elect Director Barbara V. Scherer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1g | Elect Director Ernest E. Maddock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1h | Elect Director Jacqueline A. Seto | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 2 | Ratify Moss Adams LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.1 | Elect Director John V. Balen | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.2 | Elect Director Aimee Lapic | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.3 | Elect Director Jessica Jensen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.1 | Elect Director Roelof Botha | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.2 | Elect Director Steven L. Chapman | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.3 | Elect Director Todd Cozzens | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.4 | Elect Director Matthew Rabinowitz | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.1 | Elect Director Eric A. Feldstein | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.2 | Elect Director Gene Yoon | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.3 | Elect Director Brandon Van Buren | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.1 | Elect Director Peter S. Cobb | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.2 | Elect Director Jay L. Schottenstein | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.3 | Elect Director Roger L. Rawlins | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.4 | Elect Director Joanne Zaiac | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1a | Elect Director Douglas M. VanOort | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1b | Elect Director Mark W. Mallon | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1c | Elect Director Lynn A. Tetrault | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1d | Elect Director Bruce K. Crowther | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1e | Elect Director Alison L. Hannah | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1f | Elect Director Kevin C. Johnson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1g | Elect Director Stephen M. Kanovsky | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1h | Elect Director Michael A. Kelly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1i | Elect Director Rachel A. Stahler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1a | Elect Director Albert Bolles | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1b | Elect Director Derek Briffett | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1c | Elect Director Joseph Ennen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1d | Elect Director Rebecca Fisher | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1e | Elect Director R. Dean Hollis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1f | Elect Director Katrina Houde | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1g | Elect Director Leslie Starr Keating | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1h | Elect Director Kenneth Kempf | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.1 | Elect Director Ryan L. Pape | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.2 | Elect Director Mark E. Adams | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.3 | Elect Director John A. Constantine | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.4 | Elect Director Richard K. Crumly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.5 | Elect Director Michael A. Klonne | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 2 | Ratify Baker Tilly US, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 2 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 3 | Approve Discharge of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 4 | Elect Maxine Gowen as Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 6 | Increase Authorized Common and Preferred Stock | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 7 | Amend Articles of Association to Add Federal Forum Selection Provision | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 1.1 | Elect Director Paul Fonteyne | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 1.2 | Elect Director Stephanie Monaghan O'Brien | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 1.1 | Elect Director Rebecca B. Blalock | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 1.2 | Elect Director Robert M. Gervis | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.1 | Elect Director Cathleen Black | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.2 | Elect Director W. Eric Carlborg | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.3 | Elect Director Susan Daimler | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.4 | Elect Director Amar K. Goel | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.5 | Elect Director Rajeev K. Goel | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.6 | Elect Director Narendra (Naren) K. Gupta | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1a | Elect Director Haiping Dun | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1b | Elect Director Chenming C. Hu | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1c | Elect Director Tracy Liu | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1d | Elect Director David H. Wang | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1e | Elect Director Yinan Xiang | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 2 | Increase Authorized Common Stock | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 3 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.1 | Elect Director James E. Craddock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.2 | Elect Director Eric T. Greager | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.3 | Elect Director Carrie L. Hudak | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.4 | Elect Director Paul Keglevic | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.5 | Elect Director Audrey Robertson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.6 | Elect Director Brian Steck | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.7 | Elect Director Jeff E. Wojahn | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 5 | Ratify Tax Benefits Preservation Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 1.1 | Elect Director Thilo Schroeder | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 1.2 | Elect Director Peter Thompson | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 1.1 | Elect Director Stuart M. Essig | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 1.2 | Elect Director Keith C. Valentine | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 6 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.1 | Elect Director Robin A. Abrams | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.2 | Elect Director James R. Anderson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.3 | Elect Director Karima Bawa | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.4 | Elect Director Russell N. Jones | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.5 | Elect Director Thomas K. Linton | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.6 | Elect Director Martin D. Mc Court | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.7 | Elect Director Lori M. O'Neill | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.8 | Elect Director Thomas Sieber | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.9 | Elect Director Kent P. Thexton | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.10 | Elect Director Mark Twaalfhoven | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.11 | Elect Director Gregory L. Waters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 3 | Amend 2011 Treasury Based Restricted Share Unit Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 4 | Amend Stock Option Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 5 | Advisory Vote on Executive Compensation Approach | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.1 | Elect Director Edward H. Frank | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.2 | Elect Director Christine A. Heckart | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.3 | Elect Director Tom D. Yiu | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 1.1 | Elect Director Joel S. Marcus | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 1.2 | Elect Director Jay S. Skyler | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.1 | Elect Director Sven-Olof Lindblad | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.2 | Elect Director Mark D. Ein | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.3 | Elect Director Dolf Berle | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 4 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 5 | Ratify Marcum LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.1 | Elect Director Simon N. Pimstone | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.2 | Elect Director Mohammad Azab | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.3 | Elect Director Steven Gannon | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.4 | Elect Director Elizabeth Garofalo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.5 | Elect Director Michael Hayden | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.6 | Elect Director Patrick Machado | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.7 | Elect Director Ian Mortimer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.8 | Elect Director Gary Patou | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.9 | Elect Director Dawn Svoronos | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 4 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1a | Elect Director William M. Byerley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1b | Elect Director Monika U. Ehrman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1c | Elect Director Julia P. Forrester Rogers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1d | Elect Director James M. Howard | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1e | Elect Director Kenneth L. Stewart | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.1 | Elect Director Laurent Fischer | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.2 | Elect Director Patrick Heron | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.3 | Elect Director Niall O'Donnell | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.1 | Elect Director Dickerson Wright | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.2 | Elect Director Alexander A. Hockman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.3 | Elect Director MaryJo O'Brien | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.4 | Elect Director William D. Pruitt | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.5 | Elect Director Francois Tardan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.6 | Elect Director Laurie Conner | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.7 | Elect Director Michael Renshaw | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 1.1 | Elect Director Maybelle Jordan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 1.2 | Elect Director W. Matthew Zuga | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.1 | Elect Director Mary Fox | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.2 | Elect Director John Grafer | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.3 | Elect Director Andrew R. Heyer | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.4 | Elect Director Sharon M. Leite | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.5 | Elect Director Walter D. McLallen | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.6 | Elect Director Shawn Nelson | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.7 | Elect Director Shirley Romig | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 2 | Approve Increase in Size of Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 3 | Ratify Marcum LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 1a | Elect Director William Toler | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 1b | Elect Director Patrick Chung | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.1 | Elect Director Ian Clark | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.2 | Elect Director Sandra J. Horning | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.3 | Elect Director Gorjan Hrustanovic | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.1 | Elect Director Peter 'Pete' A. Bassi | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.2 | Elect Director Larry D. Bouts | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.3 | Elect Director Bina Chaurasia | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.4 | Elect Director James 'Jim' A. Dal Pozzo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.5 | Elect Director Gerald 'Jerry' W. Deitchle | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.6 | Elect Director Noah A. Elbogen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.7 | Elect Director Lea Anne S. Ottinger | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.8 | Elect Director Keith E. Pascal | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.9 | Elect Director Janet M. Sherlock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.10 | Elect Director Gregory A. Trojan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.11 | Elect Director Patrick D. Walsh | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 1.1 | Elect Director Robert Amen | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 1.2 | Elect Director Vikram Verma | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.1 | Elect Director Kevin Hartz | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.2 | Elect Director Sean Moriarty | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.3 | Elect Director Naomi Wheeless | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.1 | Elect Director James J. Collins | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.2 | Elect Director James Geraghty | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.3 | Elect Director Bryan Stuart | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 1.1 | Elect Director Mara G. Aspinall | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 1.2 | Elect Director Daniel M. Bradbury | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.1 | Elect Director Daniel Gibson | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.2 | Elect Director Umesh Padval | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.3 | Elect Director Steve Sanghi | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Share Holder | 3 | Adopt Proxy Access Right | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.1 | Elect Director Douglas Carlisle | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.2 | Elect Director Bill Gossman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.3 | Elect Director Gary Locke | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1a | Elect Director Helen Loh | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1b | Elect Director Mika Nishimura | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1c | Elect Director Keith C. Valentine | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.1 | Elect Director Ronald Menezes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.2 | Elect Director Philippe A. Schaison | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.3 | Elect Director Keith J. Sullivan | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.1 | Elect Director Michael A. DeGiglio | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.2 | Elect Director John P. Henry | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.3 | Elect Director David Holewinski | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.4 | Elect Director John R. McLernon | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.5 | Elect Director Stephen C. Ruffini | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.6 | Elect Director Christopher C. Woodward | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 3 | Re-approve Equity Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 4 | Amend Equity Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1a | Elect Director Paul D. Colucci | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1b | Elect Director Thomas C. Dircks | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1c | Elect Director Colleen Sullivan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 2 | Ratify Crowe LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.1 | Elect Director Lizabeth Ardisana | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.2 | Elect Director Philippe Charleux | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.3 | Elect Director Andrew J. Littlefair | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.4 | Elect Director Thomas Maurisse | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.5 | Elect Director James C. Miller, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.6 | Elect Director Stephen A. Scully | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.7 | Elect Director Kenneth M. Socha | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.8 | Elect Director Vincent C. Taormina | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.9 | Elect Director Parker A. Weil | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 4 | Approve Issuance of Common Stock Upon Exercise Amazon Warrant | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 5 | Increase Authorized Common Stock | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.1 | Elect Director Evan Bakst | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.2 | Elect Director Mortimer Berkowitz, III | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.3 | Elect Director Quentin Blackford | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.4 | Elect Director Jason Hochberg | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.5 | Elect Director Karen K. McGinnis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.6 | Elect Director Patrick S. Miles | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.7 | Elect Director David H. Mowry | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.8 | Elect Director David R. Pelizzon | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.9 | Elect Director Jeffrey P. Rydin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.10 | Elect Director James L.L. Tullis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.11 | Elect Director Donald A. Williams | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.12 | Elect Director Ward W. Woods | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.1 | Elect Director Wendy A. Beck | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.2 | Elect Director John J. Butcher | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.3 | Elect Director Philip L. Francis | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.1 | Elect Director Trevor Baldwin | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.2 | Elect Director Barbara Matas | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.3 | Elect Director Jay Cohen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 1.1 | Elect Director Andrew Robbins | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 1.2 | Elect Director Peter Harwin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 2 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.1 | Elect Director Gustav Christensen | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.2 | Elect Director Martin Edwards | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.3 | Elect Director Susannah Gray | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.4 | Elect Director Amir Nashat | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.1 | Elect Director Karen L. Shoos | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.2 | Elect Director Anthony S. Marucci | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.3 | Elect Director Keith L. Brownlie | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.4 | Elect Director Herbert J. Conrad | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.5 | Elect Director James J. Marino | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.6 | Elect Director Harry H. Penner, Jr. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1a | Elect Director Jason Chapnik | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1b | Elect Director Claudio Erba | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1c | Elect Director James Merkur | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1d | Elect Director Kristin Halpin Perry | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1e | Elect Director Steven E. Spooner | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1f | Elect Director William Anderson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1g | Elect Director Trisha Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.1 | Elect Director Alexander Mayweg | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.2 | Elect Director Rajeev Shah | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.3 | Elect Director Robert A. Ingram | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 1.1 | Elect Director James William Allen | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 1.2 | Elect Director Rob Dyrdek | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 2 | Ratify Dixon Hughes Goodman LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 1.1 | Elect Director Camille Bedrosian | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 1.2 | Elect Director Wendell Wierenga | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.1 | Elect Director Goran Ando | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.2 | Elect Director Nancy Lurker | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.3 | Elect Director Ronald W. Eastman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.4 | Elect Director John B. Landis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.5 | Elect Director David Guyer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.6 | Elect Director Wendy DiCicco | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.7 | Elect Director Ye Liu | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1a | Elect Director Raymond W. Cohen | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1b | Elect Director Robert E. McNamara | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1c | Elect Director Michael H. Carrel | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1d | Elect Director Nancy Snyderman | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1e | Elect Director Jane E. Kiernan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1f | Elect Director David M. Demski | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 1.1 | Elect Director Grace Mellis | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 1.2 | Elect Director Brooke Skinner Ricketts | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 2 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 3 | Ratify dbbmckennon as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.1 | Elect Director Brett H. Barth | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.2 | Elect Director Katherine E. Dietze | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.3 | Elect Director Gregg A. Gonsalves | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.4 | Elect Director Steven Kotler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.5 | Elect Director Lawrence E. Leibowitz | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.6 | Elect Director Margaret L. Poster | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.7 | Elect Director Douglas A. Rediker | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.8 | Elect Director Jeffrey M. Solomon | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Share Holder | 5 | Provide Right to Act by Written Consent | Against | For | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.1 | Elect Director Michael Salaman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.2 | Elect Director Darren Lampert | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.3 | Elect Director Stephen Aiello | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.4 | Elect Director Sean Stiefel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.5 | Elect Director Paul Ciasullo | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 2 | Ratify Plante & Moran, PLLC as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 1.1 | Elect Director Martin D. Madaus | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 1.2 | Elect Director Laurie J. Olson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 1.1 | Elect Director Jeff P. Gehl | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 1.2 | Elect Director Richard H. Taketa | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.1 | Elect Director Samuel J. Anderson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.2 | Elect Director M. Michael Ansour | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.3 | Elect Director Jason L. Carlson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.4 | Elect Director Philip D. Davies | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.5 | Elect Director Andrew T. D'Amico | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.6 | Elect Director Estia J. Eichten | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.7 | Elect Director Michael S. McNamara | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.8 | Elect Director Claudio Tuozzolo | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.9 | Elect Director Patrizio Vinciarelli | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.1 | Elect Director Robert J. Frankenberg | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.2 | Elect Director Sarah P. Harden | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.3 | Elect Director James Rossman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.1 | Elect Director Firman Leung | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.2 | Elect Director Nancy Callahan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.3 | Elect Director Diane Davis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.4 | Elect Director Jack Theeler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 2 | Approve Omnibus Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 4 | Ratify Mazars USA LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 5 | Adjourn Meeting | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 1 | Issue Shares in Connection with Acquisition | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 3 | Adjourn Meeting | For | For | No |
| GRUPO AEROPORTUARIO DEL PACIFICO SA | | |
| Security | 400506101 | | | | | Meeting Type | Annual |
| Ticker Symbol | PAC | | | | | Meeting Date | 01-Jul-2020 | |
| ISIN | US4005061019 | | | | | Agenda | 935238938 - Management |
| Record Date | 08-Jun-2020 | | | | | Holding Recon Date | 08-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Jun-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if applicable, submitted for approval: a. The Chief Executive Officer's report regarding the results of operations for the fiscal year ended December 31, 2019, in accordance with Article 44, Section XI of the Mexican Securities Market Law and Article 172 of the Mexican General Corporations Law, together with the external auditor's report, with respect to the Company on an ...(due to space limits, see proxy material for full proposal). | Management | For | | | |
| 2. | As a result of the reports in item I above, ratification of the actions by our Board of Directors and officers and release from further obligations in the fulfillment of their duties. | Management | For | | | |
| 3. | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in accordance with MFRS for purposes of calculating legal reserves, net income, fiscal effects related to dividend payments and capital reduction, as applicable, and approval of the financial statements of the Company and its subsidiaries on a consolidated basis in accordance with IFRS for their publication to financial ...(due to space limits, see proxy material for full proposal). | Management | For | | | |
| 4. | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2019, reported in its unconsolidated financial statements in accordance with MFRS presented in agenda item III above, which was Ps. 5,247,808,596.00 (FIVE BILLION, TWO HUNDRED AND FORTY-SEVEN MILLION, EIGHT HUNDRED AND EIGHT THOUSAND, AND FIVE HUNDRED AND NINETY-SIX PESOS 00/100 M.N.), the allocation of this amount towards increasing the Company's legal reserves. | Management | For | | | |
| 5. | Cancellation of any amounts outstanding under the share repurchase program approved at the General Ordinary Shareholders' Meeting that took place on April 23, 2019 for ...(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| 8. | Ratification and/or designation of the persons that will serve as members of the Company's Board of Directors, as designated by the Series B shareholders. | Management | For | | | |
| 9. | Ratification and/or designation of the Chairman of the Company's Board of Directors, in accordance with Article 16 of the Company's by-laws. | Management | For | | | |
| 10. | Ratification of the compensation paid to the members of the Company's Board of Directors during the 2019 fiscal year and determination of the compensation to be paid in 2020. | Management | For | | | |
| 11. | Ratification and/or designation of the member of our board of directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | For | | | |
| 12. | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | For | | | |
| 14. | Appointment and designation of special delegates to present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda items | Management | For | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | |
| Security | 71654V408 | | | | | Meeting Type | Special |
| Ticker Symbol | PBR | | | | | Meeting Date | 09-Jul-2020 | |
| ISIN | US71654V4086 | | | | | Agenda | 935243092 - Management |
| Record Date | 19-Jun-2020 | | | | | Holding Recon Date | 19-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 06-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Proposal for the Revision of additional requirements of unblemished reputation for members of the Senior Management and Fiscal Council and inclusion of these requirements in the Policy for the Nomination of Members of the Senior Management and Fiscal Council. | Management | For | For | | |
| 2. | Amendment Proposal to the Bylaws to amend articles 13, caput, and 43 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | | |
| WIPRO LIMITED | | |
| Security | 97651M109 | | | | | Meeting Type | Annual |
| Ticker Symbol | WIT | | | | | Meeting Date | 13-Jul-2020 | |
| ISIN | US97651M1099 | | | | | Agenda | 935243042 - Management |
| Record Date | 19-Jun-2020 | | | | | Holding Recon Date | 19-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 06-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | To receive, consider and adopt the Audited Financial Statements of the Company (including consolidated financial statements) for the financial year ended March 31, 2020, together with the Reports of the Board of Directors and Auditors thereon. | Management | For | For | | |
| O2 | To confirm the payment of Interim Dividend of INR 1 per equity share already paid during the year as the Final Dividend for the Financial Year 2019-20. | Management | For | For | | |
| O3 | To consider appointment of a Director in place of Mr. Azim H. Premji (DIN: 00234280) who retires by rotation and being eligible, offers himself for re-appointment. | Management | For | For | | |
| S4 | Appointment of Mr. Thierry Delaporte (DIN: 08107242), as the Chief Executive Officer and Managing Director of the Company. | Management | For | For | | |
| S5 | Appointment of Mr. Deepak M. Satwalekar (DIN: 00009627) as an Independent Director of the Company. | Management | For | For | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | |
| Security | 71654V408 | | | | | Meeting Type | Annual |
| Ticker Symbol | PBR | | | | | Meeting Date | 22-Jul-2020 | |
| ISIN | US71654V4086 | | | | | Agenda | 935248725 - Management |
| Record Date | 29-Jun-2020 | | | | | Holding Recon Date | 29-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2019. | Management | For | | | |
| 2 | Proposal for the Capital Budget for the fiscal year of 2020. | Management | For | | | |
| 3 | Proposal for the Allocation of the Loss/Profit for the fiscal year of 2019. | Management | For | | | |
| 4 | Proposal to establish eleven (11) members for the Board of Directors. | Management | For | | | |
| 5a1 | Slate of Candidates nominated by the Controlling Shareholder: Eduardo Bacellar Leal Ferreira, Roberto da Cunha Castello Branco, João Cox Neto, Maria Cláudia Mello Guimaraes, Nivio Ziviani, Omar Carneiro da Cunha Sobrinho, Ruy Flaks Schneider, Paulo Cesar de Souza e Silva | Management | For | | | |
| 5a2 | If one or more of the candidates that compose the slate shown in 5a1 fails to integrate it, your votes will continue to be conferred to the slate. | Management | For | | | |
| 5a3 | In case of adoption of the multiple vote process, you can vote A) to distribute your votes in among the members of Slate A ("For") who have been nominated by the controlling shareholder, or B) to distribute your votes among the members of Slate B ("Against") who have been nominated by the controlling shareholder and minority shareholders, or you can Abstain from voting on this resolution. See the proxy card document to view the full slates of directors. | Management | For | | | |
| 5b1 | Candidates nominated by minority shareholders for the separate election process: Marcelo Mesquita de Siqueira Filho | Management | For | | | |
| 6 | Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | | | |
| 7. | Proposal to establish five (5) members for the Fiscal Council. | Management | For | | | |
| 8a1 | Slate of Candidates nominated by the controlling shareholder: Holder: Agnes Maria de Aragão da Costa/ Substitute: Jairez Elói de Sousa Paulista Holder: Sérgio Henrique Lopes de Sousa/ Substitute: Alan Sampaio Santos; Holder: José Franco Medeiros de Morais/ Substitute: Gildenora Batista Dantas Milhomem | Management | For | | | |
| 8a2 | If one or more of the candidates that compose the slate fails to integrate it to accommodate the separate election, your votes will continue to be conferred to the slate. | Management | For | | | |
| 8b | Candidates appointed by minority shareholders for the Separate Election: Holder: Marcelo Gasparino da Silva/ Substitute: Paulo Roberto Evangelista de Lima | Management | For | | | |
| 9 | Establishing the compensation for the members of the Management, Fiscal Council, and Advisory Committees of the Board of Directors. | Management | For | | | |
| SOUTHERN COPPER CORPORATION | | |
| Security | 84265V105 | | | | | Meeting Type | Annual |
| Ticker Symbol | SCCO | | | | | Meeting Date | 24-Jul-2020 | |
| ISIN | US84265V1052 | | | | | Agenda | 935243232 - Management |
| Record Date | 02-Jun-2020 | | | | | Holding Recon Date | 02-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | German L. Mota-Velasco | | | Withheld | Against | | |
| | | 2 | Oscar Gonzalez Rocha | | | Withheld | Against | | |
| | | 3 | Vicente A. Andreve | | | For | For | | |
| | | 4 | Alfredo Casar Perez | | | Withheld | Against | | |
| | | 5 | Enrique C.S. Mejorada | | | For | For | | |
| | | 6 | Xavier G. de Q. Topete | | | Withheld | Against | | |
| | | 7 | Rafael Mac G. Anciola | | | For | For | | |
| | | 8 | Luis Miguel P. Bonilla | | | Withheld | Against | | |
| | | 9 | Gilberto P. Cifuentes | | | Withheld | Against | | |
| | | 10 | Carlos Ruiz Sacristan | | | Withheld | Against | | |
| 2. | Ratify the Audit Committee's selection of Galaz,Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2020. | Management | For | For | | |
| 3. | Approve by, non-binding vote, executive compensation. | Management | For | For | | |
| NATIONAL GRID PLC | | |
| Security | 636274409 | | | | | Meeting Type | Annual |
| Ticker Symbol | NGG | | | | | Meeting Date | 27-Jul-2020 | |
| ISIN | US6362744095 | | | | | Agenda | 935243523 - Management |
| Record Date | 17-Jun-2020 | | | | | Holding Recon Date | 17-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Annual Report and Accounts | Management | For | For | | |
| 2. | To declare a final dividend | Management | For | For | | |
| 3. | To re-elect Sir Peter Gershon | Management | For | For | | |
| 4. | To re-elect John Pettigrew | Management | For | For | | |
| 5. | To re-elect Andy Agg | Management | For | For | | |
| 6. | To re-elect Nicola Shaw | Management | For | For | | |
| 7. | To re-elect Mark Williamson | Management | For | For | | |
| 8. | To re-elect Jonathan Dawson | Management | For | For | | |
| 9. | To re-elect Therese Esperdy | Management | For | For | | |
| 10. | To re-elect Paul Golby | Management | For | For | | |
| 11. | To elect Liz Hewitt | Management | For | For | | |
| 12. | To re-elect Amanda Mesler | Management | For | For | | |
| 13. | To re-elect Earl Shipp | Management | For | For | | |
| 14. | To re-elect Jonathan Silver | Management | For | For | | |
| 15. | To re-appoint the auditors Deloitte LLP | Management | For | For | | |
| 16. | To authorise the Audit Committee of the Board to set the auditors' remuneration | Management | For | For | | |
| 17. | To approve the Directors' Remuneration Report excluding excerpts from the Directors' remuneration policy | Management | For | For | | |
| 18. | To authorise the Company to make political donations | Management | For | For | | |
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | For | | |
| 20. | To reapprove the National Grid Share Incentive Plan (the 'SIP') | Management | For | For | | |
| 21. | To reapprove the National Grid Sharesave Plan ('Sharesave') | Management | For | For | | |
| 22. | To approve an increased borrowing limit | Management | For | For | | |
| 23. | To disapply pre-emption rights (Special Resolution) | Management | For | For | | |
| 24. | To disapply pre-emption rights for acquisitions (Special Resolution) | Management | For | For | | |
| 25. | To authorise the Company to purchase its own Ordinary Shares (Special Resolution) | Management | For | For | | |
| 26. | To authorise the Directors to hold general meetings on 14 clear days' notice (Special Resolution) | Management | For | For | | |
| VODAFONE GROUP PLC | | |
| Security | 92857W308 | | | | | Meeting Type | Annual |
| Ticker Symbol | VOD | | | | | Meeting Date | 28-Jul-2020 | |
| ISIN | US92857W3088 | | | | | Agenda | 935240630 - Management |
| Record Date | 29-May-2020 | | | | | Holding Recon Date | 29-May-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | | |
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | | |
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | | |
| 4. | To re-elect Nick Read as a Director | Management | For | For | | |
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | | |
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | | |
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | | |
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | | |
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | | |
| 10. | To re-elect Renee James as a Director | Management | For | For | | |
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | | |
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | | |
| 13. | To re-elect David Thodey as a Director | Management | For | For | | |
| 14. | To re-elect David Nish as a Director | Management | For | For | | |
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | | |
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | | |
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | | |
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | | |
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | | |
| 20. | To authorise the Directors to allot shares. | Management | For | For | | |
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | | |
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | | |
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | | |
| 24. | To authorise political donations and expenditure. | Management | For | For | | |
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | | |
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | | |
| DR. REDDY'S LABORATORIES LIMITED | | |
| Security | 256135203 | | | | | Meeting Type | Annual |
| Ticker Symbol | RDY | | | | | Meeting Date | 30-Jul-2020 | |
| ISIN | US2561352038 | | | | | Agenda | 935247038 - Management |
| Record Date | 29-Jun-2020 | | | | | Holding Recon Date | 29-Jun-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive, consider and adopt the financial statements (standalone and consolidated) of the company for the year ended 31 March 2020, including the audited balance sheet as at 31 March 2020 and the statement of profit and loss of the company for the year ended on that date along with the reports of the board of directors and auditors thereon. | Management | For | For | | |
| 2. | To declare dividend on the equity shares for the financial year 2019-20. | Management | For | For | | |
| 3. | To reappoint Mr. K Satish Reddy (DIN: 00129701), who retires by rotation, and being eligible offers himself for the reappointment. | Management | For | For | | |
| 4. | To approve the reappointment of Mr. G V Prasad (DIN: 00057433) as Whole-Time Director designated as Co- Chairman and Managing Director. | Management | For | For | | |
| 5. | To approve the continuation of directorship of Mr. Prasad R Menon (DIN:00005078), Independent Director, in terms of Regulation 17(1A) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. | Management | For | For | | |
| 6. | To ratify the remuneration payable to cost auditors, M/s. Sagar & Associates, cost accountants for the financial year ending31 March 2021. | Management | For | For | | |
| GDS HOLDINGS LIMITED | | |
| Security | 36165L108 | | | | | Meeting Type | Annual |
| Ticker Symbol | GDS | | | | | Meeting Date | 06-Aug-2020 | |
| ISIN | US36165L1089 | | | | | Agenda | 935250946 - Management |
| Record Date | 10-Jul-2020 | | | | | Holding Recon Date | 10-Jul-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 03-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Re-election of Mr. Gary J. Wojtaszek as a director of the Company. | Management | For | For | | |
| 2. | Re-election of Mr. Satoshi Okada as a director of the Company. | Management | For | For | | |
| 3. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2020. | Management | For | For | | |
| 4. | Approval of the amendment to Section 3(a) of the 2016 Equity Incentive Plan of the Company (the "ESOP Amendment") as follows: "Subject to the provisions of Section 9 and paragraph (b) of this Section 3, the maximum number of Shares which may be issuable pursuant to Awards under the Plan is 56,707,560 Shares, provided, however, that the maximum number of unallocated Shares which may be issuable pursuant to Awards under the Plan shall be automatically increased on the first day of each fiscal year ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| 5. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of the Company at the date of the Meeting, whether in a single transaction or a series of transactions (OTHER THAN any allotment or issues of shares on the exercise of any options that have been granted by the Company). | Management | For | For | | |
| 6. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | | |
| ADIDAS AG | | |
| Security | 00687A107 | | | | | Meeting Type | Annual |
| Ticker Symbol | ADDYY | | | | | Meeting Date | 11-Aug-2020 | |
| ISIN | US00687A1079 | | | | | Agenda | 935241529 - Management |
| Record Date | 28-May-2020 | | | | | Holding Recon Date | 28-May-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Appropriation of retained earnings | Management | For | | | |
| 3. | Ratification of the actions of the Executive Board | Management | For | | | |
| 4. | Ratification of the actions of the Supervisory Board | Management | For | | | |
| 5. | Amendment to Section 20 of the Articles of Association | Management | For | | | |
| 6. | Supervisory Board Election: Christian Klein | Management | For | | | |
| 7. | Appointment of the auditor and Group auditor for the 2020 financial year as well as of the auditor for a possible audit review of the first half year financial report for the 2020 financial year | Management | For | | | |
| ADIDAS AG | | |
| Security | 00687A107 | | | | | Meeting Type | Annual |
| Ticker Symbol | ADDYY | | | | | Meeting Date | 11-Aug-2020 | |
| ISIN | US00687A1079 | | | | | Agenda | 935251873 - Management |
| Record Date | 15-Jul-2020 | | | | | Holding Recon Date | 15-Jul-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Jul-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Appropriation of retained earnings | Management | For | | | |
| 3. | Ratification of the actions of the Executive Board | Management | For | | | |
| 4. | Ratification of the actions of the Supervisory Board | Management | For | | | |
| 5. | Amendment to Section 20 of the Articles of Association | Management | For | | | |
| 6. | Supervisory Board Election: Christian Klein | Management | For | | | |
| 7. | Appointment of the auditor and Group auditor for the 2020 financial year as well as of the auditor for a possible audit review of the first half year financial report for the 2020 financial year | Management | For | | | |
| WEIBO CORPORATION | | |
| Security | 948596101 | | | | | Meeting Type | Annual |
| Ticker Symbol | WB | | | | | Meeting Date | 13-Aug-2020 | |
| ISIN | US9485961018 | | | | | Agenda | 935249830 - Management |
| Record Date | 08-Jul-2020 | | | | | Holding Recon Date | 08-Jul-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 07-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | As an ordinary resolution: THAT Mr. Charles Chao shall be re-elected as a director of the Company at this annual general meeting. | Management | For | For | | |
| 2. | As an ordinary resolution: THAT Mr. P Christopher Lu shall be elected as a director of the Company at this annual general meeting. | Management | For | For | | |
| 3. | As an ordinary resolution: THAT Mr. Gaofei Wang shall be elected as a director of the Company at this annual general meeting. | Management | For | For | | |
| TATA MOTORS LIMITED | | |
| Security | 876568502 | | | | | Meeting Type | Annual |
| Ticker Symbol | TTM | | | | | Meeting Date | 25-Aug-2020 | |
| ISIN | US8765685024 | | | | | Agenda | 935259045 - Management |
| Record Date | 10-Jul-2020 | | | | | Holding Recon Date | 10-Jul-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 18-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive, consider and adopt the Audited Financial Statements of the Company for the financial year ended March 31, 2020 together with the Reports of the Board of Directors and the Auditors thereon. | Management | For | | | |
| 2. | To receive, consider and adopt the Audited Consolidated Financial Statements of the Company for the financial year ended March 31, 2020 together with the Report of the Auditors thereon. | Management | For | | | |
| 3. | To appoint a Director in place of Dr Ralf Speth (DIN: 03318908) who, retires by rotation and being eligible, offers himself for re-appointment. | Management | For | | | |
| 4. | Approval and ratification for payment of Minimum Remuneration to Mr Guenter Butschek (DIN: 07427375), Chief Executive Officer and Managing Director for FY 2019-20. | Management | For | | | |
| 5. | Approval for payment of Minimum Remuneration to Mr Guenter Butschek (DIN: 07427375), Chief Executive Officer and Managing Director in case of no/inadequacy of profits during FY 2020-21. | Management | For | | | |
| 6. | Appointment of Branch Auditors. | Management | For | | | |
| 7. | Ratification of Cost Auditor's Remuneration. | Management | For | | | |
| FRESENIUS MEDICAL CARE AG & CO. KGAA | | |
| Security | 358029106 | | | | | Meeting Type | Annual |
| Ticker Symbol | FMS | | | | | Meeting Date | 27-Aug-2020 | |
| ISIN | US3580291066 | | | | | Agenda | 935253928 - Management |
| Record Date | 20-Jul-2020 | | | | | Holding Recon Date | 20-Jul-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2019 | Management | For | For | | |
| 2. | Resolution on the allocation of distributable profit | Management | For | For | | |
| 3. | Resolution on the approval of the actions of the General Partner for fiscal year 2019 | Management | For | For | | |
| 4. | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2019 | Management | For | For | | |
| 5. | Election of the auditor and consolidated group auditor for fiscal year 2020 as well as the auditor for the potential review of interim financial information | Management | For | For | | |
| 6. | Resolution on the approval of the compensation system for the members of the Management Board of the General Partner | Management | For | For | | |
| 7. | Resolution on the remuneration of the members of the Supervisory Board and on the amendment of Article 13 and Article 13e (3) of the Articles of Association. | Management | For | For | | |
| 8. | Resolution on the cancellation of the existing authorized capitals, on the creation of new authorized capitals including the possibility of the exclusion of subscription rights as well as on corresponding amendments to Article 4 (3) and (4) of the Articles of Association of the Company. | Management | For | For | | |
| 9. | Resolution on the amendment of Article 15 (1) sentence 2 of the Company's Articles of Association (Alignment with the German Stock Corporation Act as amended by the ARUG II) | Management | For | For | | |
| NATURA &CO HOLDING S A | | |
| Security | 63884N108 | | | | | Meeting Type | Special |
| Ticker Symbol | NTCO | | | | | Meeting Date | 27-Aug-2020 | |
| ISIN | US63884N1081 | | | | | Agenda | 935258598 - Management |
| Record Date | 03-Aug-2020 | | | | | Holding Recon Date | 03-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1) | To resolve on the amendment of Article 5 of the Company's Bylaws to reflect the share capital recorded at the meetings of the Board of Directors held on June 30, 2020 and on July 27, 2020. | Management | For | For | | |
| 2) | To resolve on the change of the Company's authorized capital, with the consequent amendment of the main section of Article 6 of the Bylaws, so that the share capital can be increased up to the limit of one billion and five hundred million (1,500,000,000) common shares, with no par value, upon a resolution of the Board of Directors, regardless of a Bylaws amendment. | Management | For | For | | |
| 3) | To resolve on General Meetings being installed and chaired by the Company's Corporate Governance Officer in case of absence or impairment of the Co-Chairmen of the Board of Directors and the Executive Chairman of the Board of Directors, with the consequent amendment of Article 11 of the Bylaws. | Management | For | For | | |
| 4) | To resolve upon the restatement of the Company's Bylaws to reflect the modifications indicated above. | Management | For | For | | |
| ZAI LAB LTD | | |
| Security | 98887Q104 | | | | | Meeting Type | Special |
| Ticker Symbol | ZLAB | | | | | Meeting Date | 04-Sep-2020 | |
| ISIN | US98887Q1040 | | | | | Agenda | 935262004 - Management |
| Record Date | 07-Aug-2020 | | | | | Holding Recon Date | 07-Aug-2020 | |
| City / | Country | | | / | China | | | | Vote Deadline Date | 28-Aug-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1. | AS AN ORDINARY RESOLUTION: That the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the authorized share capital of the Company be increased to US$30,000 divided into 500,000,000 shares of a nominal or par value of US$0.00006. | Management | For | For | | |
| S2. | AS A SPECIAL RESOLUTION: That, in connection with the increase in share capital, the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the Fourth Amended and Restated Memorandum of Association of the Company be replaced in its entirety with the consolidated version as tabled at the Meeting and as attached to the notice of the Extraordinary General Meeting. | Management | For | For | | |
| 58.COM (WUBA) | | |
| Security | 31680Q104 | | | | | Meeting Type | Special |
| Ticker Symbol | WUBA | | | | | Meeting Date | 07-Sep-2020 | |
| ISIN | US31680Q1040 | | | | | Agenda | 935261002 - Management |
| Record Date | 10-Aug-2020 | | | | | Holding Recon Date | 10-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 01-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| S1. | IT IS RESOLVED, as a Special Resolution, THAT: the execution, delivery and performance of the agreement and plan of merger, dated as of June 15, 2020 (the "Merger Agreement"), among Quantum Bloom Group Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("Parent"), Quantum Bloom Company Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly-owned subsidiary of Parent ("Merger Sub"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| S2. | IT IS RESOLVED, as a Special Resolution, THAT: each of directors and officers of the Company be and are hereby authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, including the Merger, the Variation of Capital and the Amendment of the M&A. | Management | For | For | | |
| O3. | IT IS RESOLVED, as an Ordinary Resolution, THAT: the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general meeting to pass the special resolutions to be proposed at the extraordinary general meeting. | Management | For | For | | |
| LOGITECH INTERNATIONAL S.A. | | |
| Security | H50430232 | | | | | Meeting Type | Annual |
| Ticker Symbol | LOGI | | | | | Meeting Date | 09-Sep-2020 | |
| ISIN | CH0025751329 | | | | | Agenda | 935268816 - Management |
| Record Date | 28-Aug-2020 | | | | | Holding Recon Date | 28-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 03-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2020. | Management | For | For | | |
| 2. | Advisory vote on executive compensation. | Management | For | For | | |
| 3. | Appropriation of retained earnings and declaration of dividend. | Management | For | For | | |
| 4. | Amendment of the Articles regarding the creation of an authorized capital. | Management | For | For | | |
| 5. | Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2020. | Management | For | For | | |
| 6A. | Re-election of Dr. Patrick Aebischer as member of Board of Directors. | Management | For | For | | |
| 6B. | Re-election of Ms. Wendy Becker as member of Board of Directors. | Management | For | For | | |
| 6C. | Re-election of Dr. Edouard Bugnion as member of Board of Directors. | Management | For | For | | |
| 6D. | Re-election of Mr. Bracken Darrell as member of Board of Directors. | Management | For | For | | |
| 6E. | Re-election of Mr. Guy Gecht as member of Board of Directors. | Management | For | For | | |
| 6F. | Re-election of Mr. Didier Hirsch as member of Board of Directors. | Management | For | For | | |
| 6G. | Re-election of Dr. Neil Hunt as member of Board of Directors. | Management | For | For | | |
| 6H. | Re-election of Ms. Marjorie Lao as member of Board of Directors. | Management | For | For | | |
| 6I. | Re-election of Ms. Neela Montgomery as member of Board of Directors. | Management | For | For | | |
| 6J. | Re-election of Mr. Michael Polk as member of Board of Directors. | Management | For | For | | |
| 6K. | Election of Mr. Riet Cadonau as member of Board of Directors. | Management | For | For | | |
| 6L. | Election of Ms. Deborah Thomas as member of Board of Directors. | Management | For | For | | |
| 7. | Election of the Chairperson of the Board. | Management | For | For | | |
| 8A. | Re-election of Dr. Edouard Bugnion as member of Compensation Committee. | Management | For | For | | |
| 8B. | Re-election of Dr. Neil Hunt as member of Compensation Committee. | Management | For | For | | |
| 8C. | Re-election of Mr. Michael Polk as member of Compensation Committee. | Management | For | For | | |
| 8D. | Election of Mr. Riet Cadonau as member of Compensation Committee. | Management | For | For | | |
| 9. | Approval of Compensation for the Board of Directors for the 2020 to 2021 Board Year. | Management | For | For | | |
| 10. | Approval of Compensation for the Group Management Team for fiscal year 2022. | Management | For | For | | |
| 11. | Re-election of KPMG AG as Logitech's auditors and ratification of the appointment of KPMG LLP as Logitech's independent registered public accounting firm for fiscal year 2021. | Management | For | For | | |
| 12. | Re-election of Etude Regina Wenger & Sarah Keiser- Wüger as Independent Representative. | Management | For | For | | |
| NICE LTD. | | |
| Security | 653656108 | | | | | Meeting Type | Annual |
| Ticker Symbol | NICE | | | | | Meeting Date | 10-Sep-2020 | |
| ISIN | US6536561086 | | | | | Agenda | 935263195 - Management |
| Record Date | 12-Aug-2020 | | | | | Holding Recon Date | 12-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 04-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | | | | |
| 1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | | | | |
| 1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | | | | |
| 1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | | | | |
| 1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | | | | |
| 2. | To approve and ratify current D&O insurance and terms for future D&O insurance. | Management | | | | |
| 2A. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | | | | |
| 3. | To approve the extension of the CEO Bonus Plan. | Management | | | | |
| 3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | | | | |
| 4. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | | | | |
| OPEN TEXT CORPORATION | | |
| Security | 683715106 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | OTEX | | | | | Meeting Date | 14-Sep-2020 | |
| ISIN | CA6837151068 | | | | | Agenda | 935260808 - Management |
| Record Date | 05-Aug-2020 | | | | | Holding Recon Date | 05-Aug-2020 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 09-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | P. Thomas Jenkins | | | For | For | | |
| | | 2 | Mark J. Barrenechea | | | For | For | | |
| | | 3 | Randy Fowlie | | | For | For | | |
| | | 4 | David Fraser | | | For | For | | |
| | | 5 | Gail E. Hamilton | | | For | For | | |
| | | 6 | Robert Hau | | | For | For | | |
| | | 7 | Stephen J. Sadler | | | For | For | | |
| | | 8 | Harmit Singh | | | For | For | | |
| | | 9 | Michael Slaunwhite | | | For | For | | |
| | | 10 | Katharine B. Stevenson | | | For | For | | |
| | | 11 | Deborah Weinstein | | | For | For | | |
| 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | | |
| 3 | The non-binding Say-on-Pay Resolution, the full text of which is attached as Schedule "A" to the Circular, with or without variation, on the Company's approach to executive compensation, as more particularly described in the management proxy circular (the "Circular"). | Management | For | For | | |
| 4 | The 2004 Stock Purchase Plan Resolution, the full text is attached as Schedule "B" to the Circular, with or without variation, to approve the amendment of the Company's 2004 Stock Purchase Plan to reserve for issuance an additional 4,000,000 Common Shares under such Plan, as more particularly described in the Circular. | Management | For | For | | |
| 5 | The 2004 Stock Option Plan Resolution, the full text of which is attached as Schedule "D" to the Circular, with or without variation, to approve the amendment to the Company's 2004 Stock Option Plan to reserve for issuance an additional 6,000,000 Common Shares under such Plan, as more particularly described in the Circular. | Management | For | For | | |
| PEARSON PLC | | |
| Security | 705015105 | | | | | Meeting Type | Special |
| Ticker Symbol | PSO | | | | | Meeting Date | 18-Sep-2020 | |
| ISIN | US7050151056 | | | | | Agenda | 935271142 - Management |
| Record Date | 03-Sep-2020 | | | | | Holding Recon Date | 03-Sep-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Amendment to the directors' remuneration policy to permit the grant of the Co-investment Award. | Management | For | For | | |
| UNILEVER N.V. | | |
| Security | 904784709 | | | | | Meeting Type | Special |
| Ticker Symbol | UN | | | | | Meeting Date | 21-Sep-2020 | |
| ISIN | US9047847093 | | | | | Agenda | 935261038 - Management |
| Record Date | 10-Aug-2020 | | | | | Holding Recon Date | 10-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 09-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | | | |
| 2. | To approve Unification. | Management | For | | | |
| 3. | To discharge executive directors. | Management | For | | | |
| 4. | To discharge non-executive directors. | Management | For | | | |
| UNILEVER N.V. | | |
| Security | 904784709 | | | | | Meeting Type | Special |
| Ticker Symbol | UN | | | | | Meeting Date | 21-Sep-2020 | |
| ISIN | US9047847093 | | | | | Agenda | 935266723 - Management |
| Record Date | 24-Aug-2020 | | | | | Holding Recon Date | 24-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 09-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | | | |
| 2. | To approve Unification. | Management | For | | | |
| 3. | To discharge executive directors. | Management | For | | | |
| 4. | To discharge non-executive directors. | Management | For | | | |
| ULTRAPAR PARTICIPACOES S.A. | | |
| Security | 90400P101 | | | | | Meeting Type | Special |
| Ticker Symbol | UGP | | | | | Meeting Date | 22-Sep-2020 | |
| ISIN | US90400P1012 | | | | | Agenda | 935269983 - Management |
| Record Date | 31-Aug-2020 | | | | | Holding Recon Date | 31-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Change of the number of members that integrate the Board of Directors. | Management | For | For | | |
| 2. | Election of member of the Board of Directors: Alexandre Teixeira de Assumpção Saigh | Management | For | For | | |
| NETEASE, INC. | | |
| Security | 64110W102 | | | | | Meeting Type | Annual |
| Ticker Symbol | NTES | | | | | Meeting Date | 25-Sep-2020 | |
| ISIN | US64110W1027 | | | | | Agenda | 935269452 - Management |
| Record Date | 26-Aug-2020 | | | | | Holding Recon Date | 26-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Re-election of Director: William Lei Ding | Management | For | For | | |
| 1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | | |
| 1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | | |
| 1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | | |
| 1E. | Re-election of Director: Lun Feng | Management | For | For | | |
| 1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | | |
| 1G. | Re-election of Director: Michael Sui Bau Tong | Management | For | For | | |
| 2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2020 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | | |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO | | |
| Security | 20441A102 | | | | | Meeting Type | Special |
| Ticker Symbol | SBS | | | | | Meeting Date | 25-Sep-2020 | |
| ISIN | US20441A1025 | | | | | Agenda | 935271940 - Management |
| Record Date | 08-Sep-2020 | | | | | Holding Recon Date | 08-Sep-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| I | Elect a sitting member to the Fiscal Council, for a mandate term until the 2021 Annual Shareholders' Meeting: Ernesto Mascellani Neto Neto (Effective) | Management | For | For | | |
| DIAGEO PLC | | |
| Security | 25243Q205 | | | | | Meeting Type | Annual |
| Ticker Symbol | DEO | | | | | Meeting Date | 28-Sep-2020 | |
| ISIN | US25243Q2057 | | | | | Agenda | 935266292 - Management |
| Record Date | 14-Aug-2020 | | | | | Holding Recon Date | 14-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Report and accounts 2020. | Management | For | For | | |
| O2 | Directors' remuneration report 2020. | Management | For | For | | |
| O3 | Directors' remuneration policy 2020. | Management | For | For | | |
| O4 | Declaration of final dividend. | Management | For | For | | |
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | | |
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | | |
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | | |
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | | |
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | | |
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | | |
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | | |
| O12 | Re-appointment of auditor. | Management | For | For | | |
| 013 | Remuneration of auditor. | Management | For | For | | |
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | | |
| O15 | Authority to allot shares. | Management | For | For | | |
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | | |
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | | |
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | | |
| O19 | Authority to establish international share plans. | Management | For | For | | |
| S20 | Disapplication of pre-emption rights. | Management | For | For | | |
| S21 | Authority to purchase own shares. | Management | For | For | | |
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | | |
| S23 | Approval and adoption of new articles of association. | Management | For | For | | |
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | | | |
| ALIBABA GROUP HOLDING LIMITED | | |
| Security | 01609W102 | | | | | Meeting Type | Annual |
| Ticker Symbol | BABA | | | | | Meeting Date | 30-Sep-2020 | |
| ISIN | US01609W1027 | | | | | Agenda | 935265086 - Management |
| Record Date | 17-Aug-2020 | | | | | Holding Recon Date | 17-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Management | For | For | | |
| 2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | | |
| 2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | | |
| 2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | | |
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | For | For | | |
| VEDANTA LTD | | |
| Security | 92242Y100 | | | | | Meeting Type | Annual |
| Ticker Symbol | VEDL | | | | | Meeting Date | 30-Sep-2020 | |
| ISIN | US92242Y1001 | | | | | Agenda | 935274782 - Management |
| Record Date | 11-Sep-2020 | | | | | Holding Recon Date | 11-Sep-2020 | |
| City / | Country | | | / | India | | | | Vote Deadline Date | 24-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1. | To receive, consider and adopt the audited standalone financial statements of the Company for the financial year ended March 31, 2020 and the reports of the Board of Directors and Auditors thereon. | Management | For | | | |
| O2. | To receive, consider and adopt the audited consolidated financial statements of the Company for the financial year ended March 31, 2020 and the report of the Auditors thereon. | Management | For | | | |
| O3. | To confirm the payment of first interim dividend of INR 3.90 per equity share i.e. 390% on face value of INR 1/- each for the financial year ended March 31, 2020. | Management | For | | | |
| O4. | To re-appoint Mr. GR Arun Kumar (DIN:01874769), who retires by rotation and being eligible, offers himself for re- appointment, as a Director. | Management | For | | | |
| S5. | To consider appointment of Mr. Anil Kumar Agarwal (DIN:00010883) as a Non-Executive Director designated as the Chairman of the Company effective from April 01, 2020. | Management | For | | | |
| S6. | To consider re-appointment of Ms. Priya Agarwal (DIN:05162177) as Non-Executive Director of the Company. | Management | For | | | |
| S7. | To consider re-appointment of Mr. GR Arun Kumar (DIN:01874769) as Whole-Time Director, designated as Chief Financial Officer (CFO) of the Company for the period from November 22, 2019 to November 21, 2021. | Management | For | | | |
| S8. | To approve payment of remuneration to Mr. Srinivasan Venkatakrishnan (DIN:08364908), Whole-Time Director designated as Chief Executive Officer of the Company effective April 01, 2019. | Management | For | | | |
| S9. | To ratify the remuneration of Cost Auditors for the financial year ended March 31, 2021. | Management | For | | | |
| TELEFONICA BRASIL SA | | |
| Security | 87936R106 | | | | | Meeting Type | Special |
| Ticker Symbol | VIV | | | | | Meeting Date | 01-Oct-2020 | |
| ISIN | US87936R1068 | | | | | Agenda | 935266761 - Management |
| Record Date | 24-Aug-2020 | | | | | Holding Recon Date | 24-Aug-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Sep-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1) | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | | |
| 2) | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | | |
| BHP GROUP LTD | | |
| Security | 088606108 | | | | | Meeting Type | Annual |
| Ticker Symbol | BHP | | | | | Meeting Date | 14-Oct-2020 | |
| ISIN | US0886061086 | | | | | Agenda | 935274213 - Management |
| Record Date | 11-Sep-2020 | | | | | Holding Recon Date | 11-Sep-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 06-Oct-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the 2020 Financial Statements and Reports for BHP. | Management | For | For | | |
| 2. | To reappoint Ernst & Young LLP as the auditor of BHP Group Plc. | Management | For | For | | |
| 3. | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc. | Management | For | For | | |
| 4. | To approve the general authority to issue shares in BHP Group Plc. | Management | For | For | | |
| 5. | To approve the authority to allot equity securities in BHP Group Plc for cash. | Management | For | For | | |
| 6. | To authorise the repurchase of shares in BHP Group Plc. | Management | For | For | | |
| 7. | To approve the 2020 Remuneration Report other than the part containing the Directors' remuneration policy. | Management | For | For | | |
| 8. | To approve the 2020 Remuneration Report. | Management | For | For | | |
| 9. | To approve the grant to the Executive Director. | Management | For | For | | |
| 10. | To approve leaving entitlements. | Management | For | For | | |
| 11. | To elect Xiaoqun Clever as a Director of BHP. | Management | For | For | | |
| 12. | To elect Gary Goldberg as a Director of BHP. | Management | For | For | | |
| 13. | To elect Mike Henry as a Director of BHP. | Management | For | For | | |
| 14. | To elect Christine O'Reilly as a Director of BHP. | Management | For | For | | |
| 15. | To elect Dion Weisler as a Director of BHP. | Management | For | For | | |
| 16. | To re-elect Terry Bowen as a Director of BHP. | Management | For | For | | |
| 17. | To re-elect Malcolm Broomhead as a Director of BHP. | Management | For | For | | |
| 18. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | For | | |
| 19. | To re-elect Anita Frew as a Director of BHP. | Management | For | For | | |
| 20. | To re-elect Susan Kilsby as a Director of BHP. | Management | For | For | | |
| 21. | To re-elect John Mogford as a Director of BHP. | Management | For | For | | |
| 22. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | For | | |
| 23. | To amend the constitution of BHP Group Limited. | Management | Against | For | | |
| 24. | To adopt interim cultural heritage protection measures. | Management | Against | For | | |
| 25. | To suspend memberships of Industry Associations where COVID-19 related advocacy is inconsistent with Paris Agreement goals. | Management | Against | For | | |
| ICL GROUP LTD | | |
| Security | M53213100 | | | | | Meeting Type | Special |
| Ticker Symbol | ICL | | | | | Meeting Date | 14-Oct-2020 | |
| ISIN | IL0002810146 | | | | | Agenda | 935274326 - Management |
| Record Date | 14-Sep-2020 | | | | | Holding Recon Date | 14-Sep-2020 | |
| City / | Country | | | / | Israel | | | | Vote Deadline Date | 09-Oct-2020 | |
| SEDOL(s) | | | | Quick Code | | |
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| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of a Bridge Supply Agreement with Tamar Reservoir for the purchase of natural gas by the Company. | Management | | | | |
| 1A. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 1? (Please note: if you do not mark either "YES" or "NO" the shares will not be voted on Proposal 1). Mark "for" = yes or "against" = no. | Management | | | | |
| TURKCELL ILETISIM HIZMETLERI A.S. | | |
| Security | 900111204 | | | | | Meeting Type | Annual |
| Ticker Symbol | TKC | | | | | Meeting Date | 21-Oct-2020 | |
| ISIN | US9001112047 | | | | | Agenda | 935283286 - Management |
| Record Date | 05-Oct-2020 | | | | | Holding Recon Date | 05-Oct-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Oct-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | | | |
| 3. | Discussion of and decision on the amendments of Articles 3, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22, 25 and 26 of the Articles of Association of the Company in accordance with the amendment text annexed to the agenda, as approved by the Ministry of Trade of the Republic of Turkey and Capital Markets Board. | Management | For | | | |
| 6. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2019, separately. | Management | For | | | |
| 7. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2019. | Management | For | | | |
| 8. | Informing the General Assembly on the donation and contributions made in the fiscal year 2019; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2020 and ending on the date of the Company's general assembly meeting relating to the 2020 fiscal year. | Management | For | | | |
| 9. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly. | Management | For | | | |
| 10. | Determination of the remuneration of the Board Members. | Management | For | | | |
| 11. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2020. | Management | For | | | |
| 12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2019. | Management | For | | | |
| 13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | For | | | |
| WIX.COM LTD | | |
| Security | M98068105 | | | | | Meeting Type | Annual |
| Ticker Symbol | WIX | | | | | Meeting Date | 09-Nov-2020 | |
| ISIN | IL0011301780 | | | | | Agenda | 935282157 - Management |
| Record Date | 30-Sep-2020 | | | | | Holding Recon Date | 30-Sep-2020 | |
| City / | Country | | | / | Israel | | | | Vote Deadline Date | 06-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
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| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Deirdre Bigley | Management | For | For | | |
| 1B. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Allon Bloch | Management | For | For | | |
| 2. | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the next annual general meeting of shareholders. | Management | For | For | | |
| WIPRO LIMITED | | |
| Security | 97651M109 | | | | | Meeting Type | Special |
| Ticker Symbol | WIT | | | | | Meeting Date | 18-Nov-2020 | |
| ISIN | US97651M1099 | | | | | Agenda | 935291889 - Management |
| Record Date | 26-Oct-2020 | | | | | Holding Recon Date | 26-Oct-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 11-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval for Buyback of Equity Shares | Management | For | For | | |
| BEIGENE LTD | | |
| Security | 07725L102 | | | | | Meeting Type | Special |
| Ticker Symbol | BGNE | | | | | Meeting Date | 20-Nov-2020 | |
| ISIN | US07725L1026 | | | | | Agenda | 935285583 - Management |
| Record Date | 10-Sep-2020 | | | | | Holding Recon Date | 10-Sep-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 11-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | THAT the grant of an option to acquire shares to Amgen Inc. ("Amgen") to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement ...Due to space limits, see proxy material for full proposal. | Management | For | For | | |
| KB FINANCIAL GROUP INC | | |
| Security | 48241A105 | | | | | Meeting Type | Special |
| Ticker Symbol | KB | | | | | Meeting Date | 20-Nov-2020 | |
| ISIN | US48241A1051 | | | | | Agenda | 935291815 - Management |
| Record Date | 09-Oct-2020 | | | | | Holding Recon Date | 09-Oct-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Appointment of an executive director: Executive director candidate: Mr. Jong Kyoo Yoon | Management | For | For | | |
| 2. | Appointment of a non-standing director: Non-standing director candidate: Mr. Yin Hur | Management | For | For | | |
| 3. | Appointment of a non-executive director (Shareholders' proposal by Jee Kang Ryu, the head of KB Financial Group's Employee Stock Ownership Association, and others): Non-executive director candidate: Ms. Sun-Jin Yun | Shareholder | For | For | | |
| 4. | Appointment of a non-executive director (Shareholders' proposal by Jee Kang Ryu, the head of KB Financial Group's Employee Stock Ownership Association, and others): Non-executive director candidate: Mr. Youngjae Ryu | Shareholder | For | For | | |
| SK TELECOM CO., LTD. | | |
| Security | 78440P108 | | | | | Meeting Type | Special |
| Ticker Symbol | SKM | | | | | Meeting Date | 26-Nov-2020 | |
| ISIN | US78440P1084 | | | | | Agenda | 935295469 - Management |
| Record Date | 30-Oct-2020 | | | | | Holding Recon Date | 30-Oct-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of Spin-off Plan | Management | For | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | |
| Security | 71654V408 | | | | | Meeting Type | Special |
| Ticker Symbol | PBR | | | | | Meeting Date | 30-Nov-2020 | |
| ISIN | US71654V4086 | | | | | Agenda | 935301387 - Management |
| Record Date | 09-Nov-2020 | | | | | Holding Recon Date | 09-Nov-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Amendment Proposal to the Bylaws to amend articles 17, 22, 23, 27, 30, 34, 47 and 57 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | | |
| PJSC MMC NORILSK NICKEL | | |
| Security | 55315J102 | | | | | Meeting Type | Special |
| Ticker Symbol | NILSY | | | | | Meeting Date | 10-Dec-2020 | |
| ISIN | US55315J1025 | | | | | Agenda | 935307567 - Management |
| Record Date | 16-Nov-2020 | | | | | Holding Recon Date | 16-Nov-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Nov-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Payment (declaration) of dividends on the shares of PJSC MMC Norilsk Nickel for nine months of 2020. 1. Pay out dividends on ordinary nominal shares of PJSC MMC Norilsk Nickel for the nine months of 2020 in cash at RUB 623,35 per ordinary share. 2. To set December 24th, 2020 as the date for determining which persons are entitled to receive the dividends. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | For | | | |
| LINE CORPORATION | | |
| Security | 53567X101 | | | | | Meeting Type | Special |
| Ticker Symbol | LN | | | | | Meeting Date | 15-Dec-2020 | |
| ISIN | US53567X1019 | | | | | Agenda | 935311299 - Management |
| Record Date | 15-Oct-2020 | | | | | Holding Recon Date | 15-Oct-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Share Consolidation | Management | For | For | | |
| 2. | Partial Amendments to the Articles of Incorporation | Management | For | For | | |
| SINA CORPORATION | | |
| Security | G81477104 | | | | | Meeting Type | Special |
| Ticker Symbol | SINA | | | | | Meeting Date | 22-Dec-2020 | |
| ISIN | KYG814771047 | | | | | Agenda | 935311390 - Management |
| Record Date | 20-Nov-2020 | | | | | Holding Recon Date | 20-Nov-2020 | |
| City / | Country | | | / | China | | | | Vote Deadline Date | 21-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | THAT the Agreement and Plan of Merger, dated as of September 28, 2020 (the "Merger Agreement"), among the Company, New Wave Holdings Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("Parent"), and New Wave Mergersub Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of Parent ("Merger Sub"). | Management | For | For | | |
| 2. | THAT each member of a special committee of the Board, composed solely of independent and disinterested directors of the Company (the "Special Committee") and the Chief Financial Officer of the Company each be authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, including the Merger, the Variation of Capital and the Adoption of Amended M&A. | Management | For | For | | |
| 3. | THAT the Extraordinary General Meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the Extraordinary General Meeting to pass the special resolutions mentioned above to be proposed at the Extraordinary General Meeting. | Management | For | For | | |
| 51JOB, INC. | | |
| Security | 316827104 | | | | | Meeting Type | Annual |
| Ticker Symbol | JOBS | | | | | Meeting Date | 23-Dec-2020 | |
| ISIN | US3168271043 | | | | | Agenda | 935311465 - Management |
| Record Date | 20-Nov-2020 | | | | | Holding Recon Date | 20-Nov-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 18-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To re-elect Mr. Junichi Arai as a director of the Company. | Management | For | For | | |
| 2. | To re-elect Mr. David K. Chao as a director of the Company. | Management | For | For | | |
| 3. | To re-elect Mr. Li-Lan Cheng as a director of the Company. | Management | For | For | | |
| 4. | To re-elect Mr. Eric He as a director of the Company. | Management | For | For | | |
| 5. | To re-elect Mr. Rick Yan as a director of the Company. | Management | For | For | | |
| 6. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the year ending December 31, 2020. | Management | For | For | | |
| HUAZHU GROUP LIMITED | | |
| Security | 44332N106 | | | | | Meeting Type | Annual |
| Ticker Symbol | HTHT | | | | | Meeting Date | 23-Dec-2020 | |
| ISIN | US44332N1063 | | | | | Agenda | 935311910 - Management |
| Record Date | 18-Nov-2020 | | | | | Holding Recon Date | 18-Nov-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | The resolution as set out in the Notice of Annual General Meeting regarding the ratification of appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditor of the Company for 2020 and the authorization for the directors of the Company to determine the remuneration of the auditor. | Management | For | For | | |
| 2. | The resolution as set out in the Notice of Annual General Meeting regarding the authorization and approval for the amendment and restatement of the amended and restated articles of association of the Company. | Management | For | For | | |
| 3. | The resolution as set out in the Notice of Annual General Meeting regarding the re-election of Ms. Lei Cao and Mr. Theng Fong Hee as independent directors of the Company. | Management | For | For | | |
| 4. | The resolution as set out in the Notice of Annual General Meeting regarding the authorization of each director or officer of the Company or Conyers Trust Company (Cayman) Limited to take any and every action that might be necessary, appropriate or desirable to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | | |
| COMPANHIA BRASILEIRA DE DISTRIBUICAO | | |
| Security | 20440T300 | | | | | Meeting Type | Special |
| Ticker Symbol | CBD | | | | | Meeting Date | 31-Dec-2020 | |
| ISIN | US20440T3005 | | | | | Agenda | 935317633 - Management |
| Record Date | 02-Dec-2020 | | | | | Holding Recon Date | 02-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Ratify the appraisal firm's appointment and contracting of Magalhães Andrade S/S Auditores Independentes, enrolled with CNPJ/ME under No. 62.657.242/0001-00 ("Appraisal Firm"), for the evaluation of the spun-off portion of Sendas Distribuidora S.A., enrolled with CNPJ/ME under No. 06.057.223/0001-71 ("Sendas") to be merged into the Company ("Sendas's Spun-off Portion"). | Management | For | For | | |
| 2. | Approve Sendas' Spun-off Portion appraisal report prepared by Appraisal Firm. | Management | For | For | | |
| 3. | Ratify the signature of the "Partial Spin-off Protocol of Sendas Sendas with the Merger of the Spun-off Portion into the Company"("Sendas' Protocol"). | Management | For | For | | |
| 4. | Approve the merger of the Sendas' Spun-off Portion into the Company, as well as other procedures set forth in the Sendas'Protocol, as per the terms of the Sendas's Protocol ("Sendas' Spin-off"). | Management | For | For | | |
| 5. | Authorize the Company's Executive Board's members to undertake any necessary, useful and/or convenient acts deemed necessary for the implementation of the Sendas' Spin-off, as well as other procedures described in the Sendas' Protocol, as per the terms of the Sendas's Protocol | Management | For | For | | |
| 6. | Ratify the appointment and contracting of the Appraisal Firm for the evaluation of the spun-off portion of the Company to bemerged into Sendas ("CBD's Spun-off Portion"). | Management | For | For | | |
| 7. | Approve the CBD's Spun-off Portion appraisal report prepared by Appraisal Firm. | Management | For | For | | |
| 8. | Ratify the signature of the "Partial Spin-off Protocol of the Company with the Merger of the Spun-off Portion into Sendas Sendas"("CBD's Protocol"). | Management | For | For | | |
| 9. | Approve the Company's partial spin-off with the merger of the CBD's Spun-off Portion into Sendas, as well as other procedures set forth in the CBD's Protocol, as per the terms of the CBD's Protocol ("CBD's Spin-off"). | Management | For | For | | |
| 10. | Authorize the Company's Executive Board's members to undertake any necessary, useful and/or convenient acts deemed necessary for the implementation of the CBD's Spin-off | Management | For | For | | |
| 11. | Approve the amendment to Article 4 of the Company's Bylaws as a result of the capital reduction resulting from the CBD's Spin-off, under the terms and conditions indicated in the CBD's Protocol, if approved, as well as to reflect the capital increase approved at the meeting of the Board of Directors of Company held on October 28, 2020. | Management | For | For | | |
| 12. | Approve the consolidation of the Company's Bylaws to include the abovementioned changes. | Management | For | For | | |
| ICL GROUP LTD | | |
| Security | M53213100 | | | | | Meeting Type | Special |
| Ticker Symbol | ICL | | | | | Meeting Date | 05-Jan-2021 | |
| ISIN | IL0002810146 | | | | | Agenda | 935313065 - Management |
| Record Date | 30-Nov-2020 | | | | | Holding Recon Date | 30-Nov-2020 | |
| City / | Country | | | / | Israel | | | | Vote Deadline Date | 31-Dec-2020 | |
| SEDOL(s) | | | | Quick Code | | |
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| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Re-election of Ruth Ralbag as an external director of the Company, within the meaning of the Israeli Companies Law, 1999, for an additional three-year term. | Management | | | | |
| 1a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 1? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 1). Mark "for" = yes or "against" = no. | Management | | | | |
| 2. | Approval of the Renewed Management Services Agreement with Israel Corporation Ltd. | Management | | | | |
| 2a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 2? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 2). Mark "for" = yes or "against" = no. | Management | | | | |
| 3. | Approval to extend the period for exemption from liability and indemnification undertakings under the Company's Letter of Exemption and Indemnification with directors who are office holders (within the meaning of the Israeli Companies Law, 1999) of Israel Corporation Ltd., who may serve from time to time. | Management | | | | |
| 3a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 3? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 3). Mark "for" = yes or "against" = no. | Management | | | | |
| SHAW COMMUNICATIONS INC. | | |
| Security | 82028K200 | | | | | Meeting Type | Annual |
| Ticker Symbol | SJR | | | | | Meeting Date | 13-Jan-2021 | |
| ISIN | CA82028K2002 | | | | | Agenda | 935317758 - Management |
| Record Date | 24-Nov-2020 | | | | | Holding Recon Date | 24-Nov-2020 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 12-Jan-2021 | |
| SEDOL(s) | | | | Quick Code | | |
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| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF SHAREHOLDERS OF SHAW COMMUNICATIONS INC. (THE "COMPANY") TO BE HELD VIA VIRTUAL SHAREHOLDER MEETING ON JANUARY 13, 2021 AT 2:00 PM MST. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING WWW.VIRTUALSHAREHOLDERMEETING.COM/SHAW 2021. | Management | | | | |
| CGI INC. | | |
| Security | 12532H104 | | | | | Meeting Type | Annual |
| Ticker Symbol | GIB | | | | | Meeting Date | 27-Jan-2021 | |
| ISIN | CA12532H1047 | | | | | Agenda | 935318572 - Management |
| Record Date | 07-Dec-2020 | | | | | Holding Recon Date | 07-Dec-2020 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 25-Jan-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Election of Director: Alain Bouchard | Management | For | For | | |
| 1B | Election of Director: George A. Cope | Management | For | For | | |
| 1C | Election of Director: Paule Doré | Management | For | For | | |
| 1D | Election of Director: Julie Godin | Management | For | For | | |
| 1E | Election of Director: Serge Godin | Management | For | For | | |
| 1F | Election of Director: Timothy J. Hearn | Management | For | For | | |
| 1G | Election of Director: André Imbeau | Management | For | For | | |
| 1H | Election of Director: Gilles Labbé | Management | For | For | | |
| 1I | Election of Director: Michael B. Pedersen | Management | For | For | | |
| 1J | Election of Director: Stephen S. Poloz | Management | For | For | | |
| 1K | Election of Director: Mary Powell | Management | For | For | | |
| 1L | Election of Director: Alison C. Reed | Management | For | For | | |
| 1M | Election of Director: Michael E. Roach | Management | For | For | | |
| 1N | Election of Director: George D. Schindler | Management | For | For | | |
| 1O | Election of Director: Kathy N. Waller | Management | For | For | | |
| 1P | Election of Director: Joakim Westh | Management | For | For | | |
| 02 | Appointment of Auditor: Appointment of PricewaterhouseCoopers LLP as auditor and authorization to the Audit and Risk Management Committee to fix its compensation. | Management | For | For | | |
| 03 | Amendment to By-Law 1986-5: To ratify, confirm and approve the Amended & Restated By-Law 1986-5 of CGI Inc. | Management | For | For | | |
| AUTOHOME, INC. | | |
| Security | 05278C107 | | | | | Meeting Type | Special |
| Ticker Symbol | ATHM | | | | | Meeting Date | 02-Feb-2021 | |
| ISIN | US05278C1071 | | | | | Agenda | 935322379 - Management |
| Record Date | 28-Dec-2020 | | | | | Holding Recon Date | 28-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Jan-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | IT IS RESOLVED as a special resolution: THAT the share capital of the Company be re-organized as follows, effective as of February 5, 2021 (the "Variation of Share Capital"): a. all the authorized Class A Ordinary Shares (whether issued or unissued) and Class B Ordinary Shares (whether issued or unissued) in the authorized share capital of the Company be, and hereby are, re- designated as Ordinary Shares, such that following such re designated as Ordinary Shares, such that following such re- ...(due to space limits, see proxy material for full proposal). | Management | For | | | |
| 2. | IT IS RESOLVED as a special resolution: THAT the adoption of the Fifth Amended and Restated Memorandum of Association and Articles of Association in substitution for and to the exclusion of the Company's currently effective fourth amended and restated memorandum of association and articles of association be, and hereby is, approved and confirmed in all respects, effective as of February 5, 2021. | Management | For | | | |
| IMPERIAL BRANDS PLC | | |
| Security | 45262P102 | | | | | Meeting Type | Annual |
| Ticker Symbol | IMBBY | | | | | Meeting Date | 03-Feb-2021 | |
| ISIN | US45262P1021 | | | | | Agenda | 935320731 - Management |
| Record Date | 08-Dec-2020 | | | | | Holding Recon Date | 08-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Jan-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Annual Report and Accounts | Management | For | For | | |
| 2. | Directors' Remuneration Report | Management | For | For | | |
| 3. | Directors' Remuneration Policy | Management | For | For | | |
| 4. | International Sharesave Plan Rules | Management | For | For | | |
| 5. | Long Term Incentive Plan Rules | Management | For | For | | |
| 6. | Deferred Share Bonus Plan Rules | Management | For | For | | |
| 7. | To declare a final dividend | Management | For | For | | |
| 8. | To elect Mr S A Bomhard | Management | For | For | | |
| 9. | To re-elect Ms S M Clark | Management | For | For | | |
| 10. | To re-elect Mrs T M Esperdy | Management | For | For | | |
| 11. | To elect Mr A Johnson | Management | For | For | | |
| 12. | To elect Mr R Kunze-Concewitz | Management | For | For | | |
| 13. | To re-elect Mr S A C Langelier | Management | For | For | | |
| 14. | To elect Mr P-J J Sivignon | Management | For | For | | |
| 15. | To re-elect Mr S P Stanbrook | Management | For | For | | |
| 16. | To re-elect Mr J A Stanton | Management | For | For | | |
| 17. | To re-elect Mr O R Tant | Management | For | For | | |
| 18. | Re-appointment of Auditors | Management | For | For | | |
| 19. | Remuneration of Auditors | Management | For | For | | |
| 20. | Political donations/expenditure | Management | For | For | | |
| 21. | Authority to allot securities | Management | For | For | | |
| 22. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | | |
| 23. | Purchase of own shares (Special Resolution) | Management | For | For | | |
| 24. | Notice period for general meetings (Special Resolution) | Management | For | For | | |
| CRH PLC | | |
| Security | 12626K203 | | | | | Meeting Type | Special |
| Ticker Symbol | CRH | | | | | Meeting Date | 09-Feb-2021 | |
| ISIN | US12626K2033 | | | | | Agenda | 935327812 - Management |
| Record Date | 31-Dec-2020 | | | | | Holding Recon Date | 31-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 29-Jan-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To approve the Migration of the Migrating Shares to Euroclear Bank's central securities depository. | Management | For | For | | |
| 2. | To adopt new Articles of Association of the Company. | Management | For | For | | |
| 3. | To authorise the Company to take all actions necessary to implement the Migration. | Management | For | For | | |
| 4. | To amend the Articles of Association to provide for the surrender for nil consideration, and authorise the cancellation of, the Income Shares of the Company of Euro 0.02 each. | Management | For | For | | |
| 5. | Subject to the approval of Resolution 4, to diminish the authorised share capital of the Company by Euro 25,000,000 from Euro 426,297,940 to Euro 401,297,940. | Management | For | For | | |
| 6. | To amend the Articles of Association to delete all references to the Income Shares. | Management | For | For | | |
| BAIDU, INC. | | |
| Security | 056752108 | | | | | Meeting Type | Special |
| Ticker Symbol | BIDU | | | | | Meeting Date | 01-Mar-2021 | |
| ISIN | US0567521085 | | | | | Agenda | 935333168 - Management |
| Record Date | 28-Jan-2021 | | | | | Holding Recon Date | 28-Jan-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Feb-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Change of Authorised Share Capital by One-to-Eighty Subdivision of Shares: By an Ordinary Resolution that each share classified as Class A ordinary shares, Class B ordinary shares and preferred shares of a par value of US$0.00005 each in the share capital of the Company (including authorised issued and unissued class A ordinary shares, class B ordinary shares and preferred shares) be sub-divided into 80 shares of a par value of US$0.000000625 each (the "Subdivision"), such that, following ...(due to space limits, see proxy material for full proposal). | Management | For | | | |
| NOVARTIS AG | | |
| Security | 66987V109 | | | | | Meeting Type | Annual |
| Ticker Symbol | NVS | | | | | Meeting Date | 02-Mar-2021 | |
| ISIN | US66987V1098 | | | | | Agenda | 935332584 - Management |
| Record Date | 22-Jan-2021 | | | | | Holding Recon Date | 22-Jan-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 19-Feb-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | For | For | | |
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | | |
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | For | For | | |
| 4. | Reduction of Share Capital. | Management | For | For | | |
| 5. | Further Share Repurchases. | Management | For | For | | |
| 6A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | | |
| 6B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | For | For | | |
| 6C. | Advisory Vote on the 2020 Compensation Report. | Management | For | For | | |
| 7A. | Re-election of Joerg Reinhardt as Member and Chairman. | Management | For | For | | |
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | | |
| 7C. | Re-election of Ton Buechner | Management | For | For | | |
| 7D. | Re-election of Patrice Bula | Management | For | For | | |
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | | |
| 7F. | Re-election of Ann Fudge | Management | For | For | | |
| 7G. | Re-election of Bridgette Heller | Management | For | For | | |
| 7H. | Re-election of Frans van Houten | Management | For | For | | |
| 7I. | Re-election of Simon Moroney | Management | For | For | | |
| 7J. | Re-election of Andreas von Planta | Management | For | For | | |
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | | |
| 7L. | Re-election of Enrico Vanni | Management | For | For | | |
| 7M. | Re-election of William T. Winters | Management | For | For | | |
| 8A. | Re-election of Patrice Bula to the Compensation Committee. | Management | For | For | | |
| 8B. | Re-election of Bridgette Heller to the Compensation Committee. | Management | For | For | | |
| 8C. | Re-election of Enrico Vanni to the Compensation Committee. | Management | For | For | | |
| 8D. | Re-Election of William T. Winters to the Compensation Committee. | Management | For | For | | |
| 8E. | Election of Simon Moroney to the Compensation Committee. | Management | For | For | | |
| 9. | Re-election of the Statutory Auditor. | Management | For | For | | |
| 10. | Re-election of the Independent Proxy. | Management | For | For | | |
| 11. | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | For | For | | |
| 12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | For | For | | |
| TATA MOTORS LIMITED | | |
| Security | 876568502 | | | | | Meeting Type | Special |
| Ticker Symbol | TTM | | | | | Meeting Date | 05-Mar-2021 | |
| ISIN | US8765685024 | | | | | Agenda | 935335213 - Management |
| Record Date | 04-Feb-2021 | | | | | Holding Recon Date | 04-Feb-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Feb-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Resolution for approving the Scheme of Arrangement between Tata Motors Limited ('Transferor Company' or 'Company') and TML Business Analytics Services Limited ('Transferee Company') and their respective shareholders under Sections 230-232 of the Companies Act, 2013. Assent = For and Dissent = Against. | Management | For | For | | |
| NEW ORIENTAL EDUCATION & TECHNOLOGY | | |
| Security | 647581107 | | | | | Meeting Type | Special |
| Ticker Symbol | EDU | | | | | Meeting Date | 08-Mar-2021 | |
| ISIN | US6475811070 | | | | | Agenda | 935333144 - Management |
| Record Date | 01-Feb-2021 | | | | | Holding Recon Date | 01-Feb-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Feb-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1. | As an ordinary resolution: Resolution No. 1 set out in the Notice of the Extraordinary General Meeting (to approve the share subdivision). | Management | For | For | | |
| S2. | As a special resolution: Resolution No. 2 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Company's dual foreign name). | Management | For | For | | |
| S3. | As a special resolution: Resolution No. 3 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Amended M&AA). | Management | For | For | | |
| BANCO BRADESCO S A | | |
| Security | 059460303 | | | | | Meeting Type | Annual |
| Ticker Symbol | BBD | | | | | Meeting Date | 10-Mar-2021 | |
| ISIN | US0594603039 | | | | | Agenda | 935337964 - Management |
| Record Date | 08-Feb-2021 | | | | | Holding Recon Date | 08-Feb-2021 | |
| City / | Country | | | / | Brazil | | | | Vote Deadline Date | 04-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 3. | Election of the Fiscal Council: Candidates appointed by preferred shareholders - Separate election; Cristiana Pereira / Ava Cohn. | Management | For | For | | |
| VALE S.A. | | |
| Security | 91912E105 | | | | | Meeting Type | Special |
| Ticker Symbol | VALE | | | | | Meeting Date | 12-Mar-2021 | |
| ISIN | US91912E1055 | | | | | Agenda | 935337089 - Management |
| Record Date | 08-Feb-2021 | | | | | Holding Recon Date | 08-Feb-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Amendments of wording: 1a. Amendment to the wording in Article 1, head paragraph, to include the definition of Vale as "Company" and consequent amendment in subsequent provisions (Article 2, head paragraph; Article 3; Article 4; Article 5, paragraph 6; Article 6, head paragraph and paragraph 3; Article 7, IV to VI; Article 8, paragraph 2; Article 9, head paragraph; Article 10, head paragraph; Article 11, paragraphs 2 and 12; Article 12, Sole Paragraph; Article 14, I, V to IX,XI, XIII, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 2. | Change in the positions of alternate member and new rule for replacing directors: 2a. Elimination of the position of alternate member of the Board of Directors, except for the member and his or her alternate elected, in a separate vote, by the employees, according to the Management Proposal (Article 9, paragraph 1, Article 11, paragraph 2, and new, paragraphs 8, 9, and 12 of Article 11). 2b. New rule for replacement of Directors in the event of impediment/temporary absence or vacancy, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 3. | Bringing flexibility in terms of the number of members of the Board of Directors, which may be comprised of at least 11 and at most 13 members, according to the Management Proposal (head paragraph of Article 11). | Management | For | For | | |
| 4. | Amendments of items referring to the independence structure: 4a. Increasing the minimum number of independent members of the Board of Directors, according to the Management Proposal (Article 11, paragraph 3). 4b. According to the Management Proposal, including a new provision to define the concept of independent directors, in line with the best international practices in the market (new paragraph 4 of Article 11). | Management | For | For | | |
| 5. | Provisions for the Chairman and Vice-Chairman: 5a. Provision that the Chairman and Vice-Chairman of the Board of Directors be individually elected by the Shareholders' Meeting. 5b. Consolidation of former paragraphs 5 and 6 of Article 11 into the new paragraph 8 of Article 11 to address cases of vacancy of the positions of Chairman and Vice-Chairman of the Board. 5c. Provision that the Board of Directors shall be represented externally by its Chairman or by a director appointed by the latter (new paragraph 7 of Article 11). | Management | For | For | | |
| 6. | Inclusion of the appointment, by the elected independent members, of a lead independent member, and provision of the respective duties, according to the Management Proposal (new paragraph 6 of Article 11). | Management | For | For | | |
| 7. | Inclusion of the procedure for submission of a voting list, individually, by candidate, for the election of members of the Board of Directors, according to the Management Proposal (new paragraph 10, items I, II, III, IV and VII, of Article 11). | Management | For | For | | |
| 8. | Provision that, for the election of members of the Board of Directors, those candidates who receive the highest number of votes in favor are considered elected, and those candidates who have more votes against than in favor are excluded, subject to the number of vacancies to be filled, according to the Management Proposal (new paragraph 10, items V and VI, of Article 11). | Management | For | For | | |
| 9. | Renumbering and adjustment to the wording in new paragraphs 11 and 12 of Article 11, according to the Management Proposal. | Management | For | For | | |
| 10. | Amendment to the head paragraph of Article 12 to reduce the number of ordinary meetings and amend the minimum number of members to call a meeting of the Board of Directors, according to the Management Proposal. | Management | For | For | | |
| 11. | Amendments on the responsibilities of the Board of Directors and the Executive Board: 11a. Inclusion in Article 14, item VI, of the safety of people as a factor to be considered when establishing the purpose, guidelines and strategic plan of the Company, according to the Management Proposal. 11b. Inclusion to expressly state practices already adopted by Management, for approval of the Company's purposes, according to the Management Proposal (Article 14, item VII and Article 29, IV). ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 12. | Provisions about the Committees and the committees' coordinators coordinators: 12a. Amendment in Article 15, head paragraph, of the number of permanent advisory committees, inclusion of the Compensation scope for the Personnel and Governance Committee and inclusion of the Nomination and Innovation Committees, according to the Management Proposal. 12b. According to the Management Proposal, inclusion in Article 15, paragraph 3, to regulate how to choose the advisory committees' coordinators. | Management | For | For | | |
| 13. | Amendment of Article 23, paragraph 3, to increase the term of office of the members of the Executive Board, according to the Management Proposal. | Management | For | For | | |
| 14. | Restatement of the By-Laws to reflect the changes approved at the Shareholders' Meeting. | Management | For | For | | |
| POSCO | | |
| Security | 693483109 | | | | | Meeting Type | Annual |
| Ticker Symbol | PKX | | | | | Meeting Date | 12-Mar-2021 | |
| ISIN | US6934831099 | | | | | Agenda | 935339920 - Management |
| Record Date | 31-Dec-2020 | | | | | Holding Recon Date | 31-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of Financial Statements for the 53rd FY (From January 1, 2020 to December 31, 2020). | Management | For | For | | |
| 2. | Partial Amendments of the Articles of Incorporation. | Management | For | For | | |
| 3.1 | Election of Inside Director: Choi, Jeong-Woo | Management | For | For | | |
| 3.2 | Election of Inside Director: Kim, Hag-Dong | Management | For | For | | |
| 3.3 | Election of Inside Director: Chon, Jung-Son | Management | For | For | | |
| 3.4 | Election of Inside Director: Jeong, Tak | Management | For | For | | |
| 3.5 | Election of Inside Director: Chung, Chang-Hwa | Management | For | For | | |
| 4.1 | Election of Outside Director: Yoo, Young-Sook | Management | For | For | | |
| 4.2 | Election of Outside Director: Kwon, Tae-Kyun | Management | For | For | | |
| 5. | Election of an Outside Director to Become an Audit Committee Member Kim, Sung-Jin. | Management | For | For | | |
| 6. | Approval of the Ceiling Amount of Total Remuneration for Directors. | Management | For | For | | |
| TRIP.COM GROUP LIMITED | | |
| Security | 89677Q107 | | | | | Meeting Type | Special |
| Ticker Symbol | TCOM | | | | | Meeting Date | 18-Mar-2021 | |
| ISIN | US89677Q1076 | | | | | Agenda | 935338675 - Management |
| Record Date | 16-Feb-2021 | | | | | Holding Recon Date | 16-Feb-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 12-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | "THAT BY AN ORDINARY RESOLUTION, each of the 175,000,000 issued and unissued ordinary shares of a nominal or par value of US$0.01 each in the capital of the Company be and is hereby subdivided into eight ordinary shares of a nominal or par value of US$0.00125 each in the capital of the Company (the "Subdivision"), such that, following the Subdivision, the authorised share capital of the Company shall be US$1,750,000 divided into 1,400,000,000 ordinary shares of a nominal or par value of US$0.00125 each". | Management | For | | | |
| KUBOTA CORPORATION | | |
| Security | 501173207 | | | | | Meeting Type | Annual |
| Ticker Symbol | KUBTY | | | | | Meeting Date | 19-Mar-2021 | |
| ISIN | US5011732071 | | | | | Agenda | 935340745 - Management |
| Record Date | 30-Dec-2020 | | | | | Holding Recon Date | 30-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 12-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1.1 | Election of Director: Masatoshi Kimata | Management | For | For | | |
| 1.2 | Election of Director: Yuichi Kitao | Management | For | For | | |
| 1.3 | Election of Director: Masato Yoshikawa | Management | For | For | | |
| 1.4 | Election of Director: Toshihiko Kurosawa | Management | For | For | | |
| 1.5 | Election of Director: Dai Watanabe | Management | For | For | | |
| 1.6 | Election of Director: Yuzuru Matsuda | Management | For | For | | |
| 1.7 | Election of Director: Koichi Ina | Management | For | For | | |
| 1.8 | Election of Director: Yutaro Shintaku | Management | For | For | | |
| 1.9 | Election of Director: Kumi Arakane | Management | For | For | | |
| 2. | Election of One Audit & Supervisory Board Member: Yuri Furusawa | Management | For | For | | |
| 3. | Revision of the Amount of Remuneration for Directors. | Management | For | For | | |
| 4. | Bonus Payments for Directors. | Management | For | For | | |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | | |
| Security | 344419106 | | | | | Meeting Type | Annual |
| Ticker Symbol | FMX | | | | | Meeting Date | 24-Mar-2021 | |
| ISIN | US3444191064 | | | | | Agenda | 935341785 - Management |
| Record Date | 25-Feb-2021 | | | | | Holding Recon Date | 25-Feb-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 18-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | | | |
| III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | | | |
| IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | | | |
| V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | | | |
| VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | | | |
| VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | | | |
| CEMEX, S.A.B. DE C.V. | | |
| Security | 151290889 | | | | | Meeting Type | Annual |
| Ticker Symbol | CX | | | | | Meeting Date | 25-Mar-2021 | |
| ISIN | US1512908898 | | | | | Agenda | 935340098 - Management |
| Record Date | 22-Feb-2021 | | | | | Holding Recon Date | 22-Feb-2021 | |
| City / | Country | | | / | Mexico | | | | Vote Deadline Date | 19-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | PRESENTATION OF THE CHIEF EXECUTIVE OFFICER'S REPORT, INCLUDING CEMEX'S FINANCIAL STATEMENTS, RESULTS OF OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE BOARD OF DIRECTORS' REPORT, FOR THE FISCAL YEAR 2020, AS REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES); AND, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS AS TO THE REPORTS BY THE CHIEF EXECUTIVE OFFICER, BY THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY ..DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL. | Management | For | | | |
| O2 | PROPOSAL OF ALLOCATION OF PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020. | Management | For | | | |
| O3 | PRESENTATION OF THE BOARD OF DIRECTORS' REPORT ON THE PROCEDURES AND APPROVALS PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S SHARES WAS INSTRUCTED FOR THE YEAR ENDED ON DECEMBER 31, 2020. | Management | For | | | |
| O4 | PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR THE ACQUISITION OF CEMEX'S SHARES OR OTHER INSTRUMENTS REPRESENTING SUCH SHARES. | Management | For | | | |
| O5A | PROPOSAL TO DECREASE THE CAPITAL STOCK OF CEMEX IN ITS VARIABLE PART BY CANCELLING THE CEMEX SHARES REPURCHASED IN 2020 UNDER CEMEX'S SHARE REPURCHASE PROGRAM. | Management | For | | | |
| O5B | PROPOSAL TO DECREASE THE CAPITAL STOCK OF CEMEX IN ITS VARIABLE PART BY CANCELLING THE TREASURY SHARES ISSUED TO SUPPORT THE ISSUANCE OF NEW CONVERTIBLE NOTES OR FOR THEIR PLACEMENT IN A PUBLIC OFFERING OR PRIVATE PLACEMENT. | Management | For | | | |
| O6 | APPOINTMENT OF MEMBERS, PRESIDENT AND SECRETARY OF THE BOARD OF DIRECTORS, AND OF MEMBERS AND PRESIDENTS, RESPECTIVELY, OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | | | |
| O7 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | | | |
| O8 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | | | |
| E1 | PROPOSAL TO SPECIFY CEMEX's CORPORATE PURPOSE AND THE ACTIVITIES THAT CEMEX MAY PERFORM IN ORDER TO FULFIL ITS CORPORATE PURPOSE, CONSEQUENTLY AMENDING ARTICLE 2 OF CEMEX's BY-LAWS; AND, IN THE EVENT OF APPROVAL, THE AUTHORIZATION TO PROCEED WITH THE CERTIFICATION OF THE RESTATED BY- LAWS. | Management | For | | | |
| E2 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | | | |
| SK TELECOM CO., LTD. | | |
| Security | 78440P108 | | | | | Meeting Type | Annual |
| Ticker Symbol | SKM | | | | | Meeting Date | 25-Mar-2021 | |
| ISIN | US78440P1084 | | | | | Agenda | 935341329 - Management |
| Record Date | 31-Dec-2020 | | | | | Holding Recon Date | 31-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 19-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of Financial Statements for the 37th Fiscal Year (2020). | Management | For | | | |
| 2. | Amendments to the Articles of Incorporation. | Management | For | | | |
| 3. | Grant of Stock Options. | Management | For | | | |
| 4. | Appointment of an Executive Director (Ryu, Young Sang) | Management | For | | | |
| 5. | Appointment of an Independent Non-executive Director to Serve as an Audit Committee Member (Yoon, Young Min). | Management | For | | | |
| 6. | Approval of the Ceiling Amount of Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | | | |
| SHINHAN FINANCIAL GROUP | | |
| Security | 824596100 | | | | | Meeting Type | Annual |
| Ticker Symbol | SHG | | | | | Meeting Date | 25-Mar-2021 | |
| ISIN | US8245961003 | | | | | Agenda | 935346076 - Management |
| Record Date | 31-Dec-2020 | | | | | Holding Recon Date | 31-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 19-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of Financial Statements and Annual Dividends for fiscal year 2020 (January 1, 2020 - December 31, 2020). | Management | For | For | | |
| 2. | Approval of Revision to Articles of Incorporation. | Management | For | For | | |
| 3A. | Election of Non-Executive Director: Mr. Jin Ok-dong | Management | For | For | | |
| 3B. | Election of Independent Director: Mr. Park Ansoon | Management | For | For | | |
| 3C. | Election of Independent Director: Mr. Bae Hoon | Management | For | For | | |
| 3D. | Election of Independent Director: Mr. Byeon Yang-ho | Management | For | For | | |
| 3E. | Election of Independent Director: Mr. Sung Jae-ho | Management | For | For | | |
| 3F. | Election of Independent Director: Mr. Lee Yong Guk | Management | For | For | | |
| 3G. | Election of Independent Director: Mr. Lee Yoon-jae | Management | For | For | | |
| 3H. | Election of Independent Director: Mr. Choi Kyong-rok | Management | For | For | | |
| 3I. | Election of Independent Director: Mr. Choi Jae Boong | Management | For | For | | |
| 3J. | Election of Independent Director: Mr. Huh Yong-hak | Management | For | For | | |
| 4. | Election of Audit Committee Member who will serve as Independent Director: Mr. Kwak Su Keun | Management | For | For | | |
| 5.1 | Election of Audit Committee Member: Mr. Sung Jae-ho | Management | For | For | | |
| 5.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | | |
| 6. | Approval of the Director Remuneration Limit. | Management | For | For | | |
| KB FINANCIAL GROUP INC | | |
| Security | 48241A105 | | | | | Meeting Type | Annual |
| Ticker Symbol | KB | | | | | Meeting Date | 26-Mar-2021 | |
| ISIN | US48241A1051 | | | | | Agenda | 935346987 - Management |
| Record Date | 30-Dec-2020 | | | | | Holding Recon Date | 30-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of financial statements and the proposed dividend payment for fiscal year 2020 | Management | For | For | | |
| 2.1 | Appointment of Non-Executive Director Candidate: Stuart B. Solomon | Management | For | For | | |
| 2.2 | Appointment of Non-Executive Director Candidate: Suk Ho Sonu | Management | For | For | | |
| 2.3 | Appointment of Non-Executive Director Candidate: Myung Hee Choi | Management | For | For | | |
| 2.4 | Appointment of Non-Executive Director Candidate: Kouwhan Jeong | Management | For | For | | |
| 3. | Appointment of a non-executive director, who will serve as a member of the Audit Committee: Kyung Ho Kim | Management | For | For | | |
| 4.1 | Appointment of member of the Audit Committee, who is non- executive director: Suk Ho Sonu | Management | For | For | | |
| 4.2 | Appointment of member of the Audit Committee, who is non- executive director: Myung Hee Choi | Management | For | For | | |
| 4.3 | Appointment of member of the Audit Committee, who is non- executive director: Gyutaeg Oh | Management | For | For | | |
| 5. | Approval of the aggregate remuneration limit for directors | Management | For | For | | |
| WOORI FINANCIAL GROUP, INC. | | |
| Security | 981064108 | | | | | Meeting Type | Annual |
| Ticker Symbol | WF | | | | | Meeting Date | 26-Mar-2021 | |
| ISIN | US9810641087 | | | | | Agenda | 935347737 - Management |
| Record Date | 31-Dec-2020 | | | | | Holding Recon Date | 31-Dec-2020 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of financial statements for the fiscal year 2020. | Management | For | | | |
| 2. | Approval of amendments to the Articles of Incorporation. | Management | For | | | |
| 3. | Approval of reduction of Capital Reserve. | Management | For | | | |
| 4.1 | Appointment of standing Director: Won-Duk Lee | Management | For | | | |
| 4.2 | Appointment of outside Director: Sung-Tae Ro | Management | For | | | |
| 4.3 | Appointment of outside Director: Sang-Yong Park | Management | For | | | |
| 4.4 | Appointment of outside Director: Zhiping Tian | Management | For | | | |
| 4.5 | Appointment of outside Director: Dong-Woo Chang | Management | For | | | |
| 5. | Appointment of outside director who will serve as an Audit Committee Member: Chan-Hyoung Chung | Management | For | | | |
| 6.1 | Appointment of Audit Committee Member who is an outside director: Sung-Tae Ro | Management | For | | | |
| 6.2 | Appointment of Audit Committee Member who is an outside director: Dong-Woo Chang | Management | For | | | |
| 7. | Approval of the maximum limit on directors' compensation. | Management | For | | | |
| THE TORONTO-DOMINION BANK | | |
| Security | 891160509 | | | | | Meeting Type | Annual |
| Ticker Symbol | TD | | | | | Meeting Date | 01-Apr-2021 | |
| ISIN | CA8911605092 | | | | | Agenda | 935340442 - Management |
| Record Date | 01-Feb-2021 | | | | | Holding Recon Date | 01-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 30-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A | DIRECTOR | Management | | | | |
| | | 1 | Amy W. Brinkley | | | For | For | | |
| | | 2 | Brian C. Ferguson | | | For | For | | |
| | | 3 | Colleen A. Goggins | | | For | For | | |
| | | 4 | Jean-René Halde | | | For | For | | |
| | | 5 | David E. Kepler | | | For | For | | |
| | | 6 | Brian M. Levitt | | | For | For | | |
| | | 7 | Alan N. MacGibbon | | | For | For | | |
| | | 8 | Karen E. Maidment | | | For | For | | |
| | | 9 | Bharat B. Masrani | | | For | For | | |
| | | 10 | Irene R. Miller | | | For | For | | |
| | | 11 | Nadir H. Mohamed | | | For | For | | |
| | | 12 | Claude Mongeau | | | For | For | | |
| | | 13 | Joe Natale | | | For | For | | |
| | | 14 | S. Jane Rowe | | | For | For | | |
| B | Appointment of auditor named in the management proxy circular | Management | For | For | | |
| C | Approach to executive compensation disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular *Advisory Vote* | Management | For | For | | |
| D | Shareholder Proposal 1 | Shareholder | For | Against | | |
| E | Shareholder Proposal 2 | Shareholder | Against | For | | |
| DEUTSCHE TELEKOM AG | | |
| Security | 251566105 | | | | | Meeting Type | Annual |
| Ticker Symbol | DTEGY | | | | | Meeting Date | 01-Apr-2021 | |
| ISIN | US2515661054 | | | | | Agenda | 935350417 - Management |
| Record Date | 04-Mar-2021 | | | | | Holding Recon Date | 04-Mar-2021 | |
| City / | Country | | | / | Germany | | | | Vote Deadline Date | 23-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Resolution on the appropriation of net income. | Management | For | | | |
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | | | |
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | | | |
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | | | |
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | | | |
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | | | |
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | | | |
| 6. | Election of a Supervisory Board member. | Management | For | | | |
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | | | |
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | | | |
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | | | |
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | | | |
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | Against | | | |
| DEUTSCHE TELEKOM AG | | |
| Security | 251566105 | | | | | Meeting Type | Annual |
| Ticker Symbol | DTEGY | | | | | Meeting Date | 01-Apr-2021 | |
| ISIN | US2515661054 | | | | | Agenda | 935353449 - Management |
| Record Date | 11-Mar-2021 | | | | | Holding Recon Date | 11-Mar-2021 | |
| City / | Country | | | / | Germany | | | | Vote Deadline Date | 23-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Resolution on the appropriation of net income. | Management | For | | | |
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | | | |
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | | | |
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | | | |
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | | | |
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | | | |
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | | | |
| 6. | Election of a Supervisory Board member. | Management | For | | | |
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | | | |
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | | | |
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | | | |
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | | | |
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | Against | | | |
| GLOBANT S.A. | | |
| Security | L44385109 | | | | | Meeting Type | Annual |
| Ticker Symbol | GLOB | | | | | Meeting Date | 02-Apr-2021 | |
| ISIN | LU0974299876 | | | | | Agenda | 935345745 - Management |
| Record Date | 02-Mar-2021 | | | | | Holding Recon Date | 02-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2020. | Management | For | For | | |
| 3. | Approval of the Company's annual accounts under LUX GAAP as of and for the financial year ended December 31, 2020. | Management | For | For | | |
| 4. | Allocation of results for the financial year ended December 31, 2020. | Management | For | For | | |
| 5. | Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2020. | Management | For | For | | |
| 6. | Approval of the cash and share based compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2021. | Management | For | For | | |
| 7. | Appointment of PricewaterhouseCoopers, Société coopérative as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | For | For | | |
| 8. | Appointment of Price Waterhouse & Co. S.R.L. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | For | For | | |
| 9. | Re-appointment of Mr. Martín Migoya as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | | |
| 10. | Re-appointment of Mr. Philip Odeen as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | | |
| 11. | Re-appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | | |
| 12. | Appointment of Ms. Maria Pinelli as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | For | For | | |
| 13. | Approval and ratification of the adoption and implementation of the Globant S.A. 2021 Employee Stock Purchase Plan. | Management | For | For | | |
| BANK OF MONTREAL | | |
| Security | 063671101 | | | | | Meeting Type | Annual |
| Ticker Symbol | BMO | | | | | Meeting Date | 07-Apr-2021 | |
| ISIN | CA0636711016 | | | | | Agenda | 935342434 - Management |
| Record Date | 08-Feb-2021 | | | | | Holding Recon Date | 08-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 01-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | Janice M. Babiak | | | For | For | | |
| | | 2 | Sophie Brochu | | | For | For | | |
| | | 3 | Craig W. Broderick | | | For | For | | |
| | | 4 | George A. Cope | | | For | For | | |
| | | 5 | Stephen Dent | | | For | For | | |
| | | 6 | Christine A. Edwards | | | For | For | | |
| | | 7 | Martin S. Eichenbaum | | | For | For | | |
| | | 8 | David E. Harquail | | | For | For | | |
| | | 9 | Linda S. Huber | | | For | For | | |
| | | 10 | Eric R. La Flèche | | | For | For | | |
| | | 11 | Lorraine Mitchelmore | | | For | For | | |
| | | 12 | Madhu Ranganathan | | | For | For | | |
| | | 13 | Darryl White | | | For | For | | |
| 02 | Appointment of Shareholders' Auditors | Management | For | For | | |
| 03 | Advisory vote on the Bank's Approach to Executive Compensation | Management | For | For | | |
| 04 | Shareholder Proposal No. 1 The text of the shareholder proposal is contained in the Management Proxy Circular starting on page 88. | Shareholder | Against | For | | |
| ROYAL BANK OF CANADA | | |
| Security | 780087102 | | | | | Meeting Type | Annual |
| Ticker Symbol | RY | | | | | Meeting Date | 08-Apr-2021 | |
| ISIN | CA7800871021 | | | | | Agenda | 935339083 - Management |
| Record Date | 09-Feb-2021 | | | | | Holding Recon Date | 09-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 05-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | A.A. Chisholm | | | For | For | | |
| | | 2 | J. Côté | | | For | For | | |
| | | 3 | T.N. Daruvala | | | For | For | | |
| | | 4 | D.F. Denison | | | For | For | | |
| | | 5 | C. Devine | | | For | For | | |
| | | 6 | D. McKay | | | For | For | | |
| | | 7 | K. Taylor | | | For | For | | |
| | | 8 | M. Turcke | | | For | For | | |
| | | 9 | T. Vandal | | | For | For | | |
| | | 10 | B.A. van Kralingen | | | For | For | | |
| | | 11 | F. Vettese | | | For | For | | |
| | | 12 | J. Yabuki | | | For | For | | |
| 02 | Appointment of PricewaterhouseCoopers LLP (PWC) as auditor | Management | For | For | | |
| 03 | Advisory vote on the Bank's approach to executive compensation | Management | For | For | | |
| 04 | Proposal No. 1 | Shareholder | Against | For | | |
| 05 | Proposal No. 2 | Shareholder | Against | For | | |
| 06 | Proposal No. 3 | Shareholder | Against | For | | |
| 07 | Proposal No. 4 | Shareholder | Against | For | | |
| CANADIAN IMPERIAL BANK OF COMMERCE | | |
| Security | 136069101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CM | | | | | Meeting Date | 08-Apr-2021 | |
| ISIN | CA1360691010 | | | | | Agenda | 935340947 - Management |
| Record Date | 08-Feb-2021 | | | | | Holding Recon Date | 08-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 06-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Charles J.G. Brindamour | | | For | For | | |
| | | 2 | Nanci E. Caldwell | | | For | For | | |
| | | 3 | Michelle L. Collins | | | For | For | | |
| | | 4 | Patrick D. Daniel | | | For | For | | |
| | | 5 | Luc Desjardins | | | For | For | | |
| | | 6 | Victor G. Dodig | | | For | For | | |
| | | 7 | Kevin J. Kelly | | | For | For | | |
| | | 8 | Christine E. Larsen | | | For | For | | |
| | | 9 | Nicholas D. Le Pan | | | For | For | | |
| | | 10 | Mary Lou Maher | | | For | For | | |
| | | 11 | Jane L. Peverett | | | For | For | | |
| | | 12 | Katharine B. Stevenson | | | For | For | | |
| | | 13 | Martine Turcotte | | | For | For | | |
| | | 14 | Barry L. Zubrow | | | For | For | | |
| 2 | Appointment of Ernst & Young LLP as auditors | Management | For | For | | |
| 3 | Advisory resolution on our executive compensation approach | Management | For | For | | |
| 4 | Shareholder Proposal 1 | Shareholder | Against | For | | |
| NOKIA CORPORATION | | |
| Security | 654902204 | | | | | Meeting Type | Annual |
| Ticker Symbol | NOK | | | | | Meeting Date | 08-Apr-2021 | |
| ISIN | US6549022043 | | | | | Agenda | 935348929 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | Finland | | | | Vote Deadline Date | 22-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 7. | Adoption of the Annual Accounts. | Management | For | For | | |
| 8. | Resolution on the use of the profit shown on the balance sheet. | Management | For | For | | |
| 9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Management | For | For | | |
| 10. | Addressing the Remuneration Report. | Management | For | For | | |
| 11. | Resolution on the remuneration to the members of the Board of Directors. | Management | For | For | | |
| 12. | Resolution on the number of members of the Board of Directors. | Management | For | For | | |
| 13. | DIRECTOR | Management | | | | |
| | | 1 | Sari Baldauf | | | For | For | | |
| | | 2 | Bruce Brown | | | For | For | | |
| | | 3 | Thomas Dannenfeldt | | | For | For | | |
| | | 4 | Jeanette Horan | | | For | For | | |
| | | 5 | Edward Kozel | | | For | For | | |
| | | 6 | Søren Skou | | | For | For | | |
| | | 7 | Carla Smits-Nusteling | | | For | For | | |
| | | 8 | Kari Stadigh | | | For | For | | |
| 14. | Resolution on the remuneration of the Auditor. | Management | For | For | | |
| 15. | Election of Auditor for the financial year 2022. | Management | For | For | | |
| 16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Management | For | For | | |
| 17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Management | For | For | | |
| NOKIA CORPORATION | | |
| Security | 654902204 | | | | | Meeting Type | Annual |
| Ticker Symbol | NOK | | | | | Meeting Date | 08-Apr-2021 | |
| ISIN | US6549022043 | | | | | Agenda | 935356647 - Management |
| Record Date | 15-Mar-2021 | | | | | Holding Recon Date | 15-Mar-2021 | |
| City / | Country | | | / | Finland | | | | Vote Deadline Date | 22-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 7. | Adoption of the Annual Accounts. | Management | For | For | | |
| 8. | Resolution on the use of the profit shown on the balance sheet. | Management | For | For | | |
| 9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Management | For | For | | |
| 10. | Addressing the Remuneration Report. | Management | For | For | | |
| 11. | Resolution on the remuneration to the members of the Board of Directors. | Management | For | For | | |
| 12. | Resolution on the number of members of the Board of Directors. | Management | For | For | | |
| 13. | DIRECTOR | Management | | | | |
| | | 1 | Sari Baldauf | | | For | For | | |
| | | 2 | Bruce Brown | | | For | For | | |
| | | 3 | Thomas Dannenfeldt | | | For | For | | |
| | | 4 | Jeanette Horan | | | For | For | | |
| | | 5 | Edward Kozel | | | For | For | | |
| | | 6 | Søren Skou | | | For | For | | |
| | | 7 | Carla Smits-Nusteling | | | For | For | | |
| | | 8 | Kari Stadigh | | | For | For | | |
| 14. | Resolution on the remuneration of the Auditor. | Management | For | For | | |
| 15. | Election of Auditor for the financial year 2022. | Management | For | For | | |
| 16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Management | For | For | | |
| 17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Management | For | For | | |
| RIO TINTO PLC | | |
| Security | 767204100 | | | | | Meeting Type | Annual |
| Ticker Symbol | RIO | | | | | Meeting Date | 09-Apr-2021 | |
| ISIN | US7672041008 | | | | | Agenda | 935347636 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 01-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Receipt of the 2020 Annual Report | Management | For | For | | |
| 2. | Approval of the Remuneration Policy | Management | For | For | | |
| 3. | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | | |
| 4. | Approval of the Directors' Remuneration Report | Management | For | For | | |
| 5. | To re-elect Megan Clark AC as a director | Management | For | For | | |
| 6. | To re-elect Hinda Gharbi as a director | Management | For | For | | |
| 7. | To re-elect Simon Henry as a director | Management | For | For | | |
| 8. | To re-elect Sam Laidlaw as a director | Management | For | For | | |
| 9. | To re-elect Simon McKeon AO as a director | Management | For | For | | |
| 10. | To re-elect Jennifer Nason as a director | Management | For | For | | |
| 11. | To re-elect Jakob Stausholm as a director | Management | For | For | | |
| 12. | To re-elect Simon Thompson as a director | Management | For | For | | |
| 13. | To re-elect Ngaire Woods CBE as a director | Management | For | For | | |
| 14. | Re- appointment of auditors | Management | For | For | | |
| 15. | Remuneration of auditors | Management | For | For | | |
| 16. | Authority to make political donations | Management | For | For | | |
| 17. | Renewal of and amendment to the Rio Tinto Global Employee Share Plan | Management | For | For | | |
| 18. | Renewal of and amendment to the Rio Tinto UK Share Plan | Management | For | For | | |
| 19. | General authority to allot shares | Management | For | For | | |
| 20. | Disapplication of pre-emption rights | Management | For | For | | |
| 21. | Authority to purchase Rio Tinto plc shares | Management | For | For | | |
| 22. | Notice period for general meetings other than annual general meetings | Management | For | For | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | |
| Security | 71654V408 | | | | | Meeting Type | Special |
| Ticker Symbol | PBR | | | | | Meeting Date | 12-Apr-2021 | |
| ISIN | US71654V4086 | | | | | Agenda | 935379671 - Management |
| Record Date | 05-Mar-2021 | | | | | Holding Recon Date | 05-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 07-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | Removal of Mr. Roberto da Cunha Castello Branco from the position of member of the Board of Directors of Petrobras, which, once effective, pursuant to the provisions of paragraph 3 of art. 141 of the Brazilian Corporation Law, will result in the removal of the other seven (7) members of the Board of Directors of Petrobras elected by the multiple vote process in the Annual General Meeting of July 22, 2020. | Management | For | For | | |
| 2a | Do you wish to request the adoption of the multiple vote process for the election of the board of directors, pursuant to art. 141 of Law 6,404 of 1976?. | Management | Against | Against | | |
| 2b | Election of the board of directors by single group of candidates - Candidates nominated by the controlling shareholder: Eduardo Bacellar Leal Ferreira, Joaquim Silva e Luna, Ruy Flaks Schneider, Márcio Andrade Weber, Murilo Marroquim de Souza, Sonia Julia Sulzbeck Villalobos, Cynthia Santana Silveira, Ana Silvia Corso Matte. | Management | For | For | | |
| 2c | If one of the candidates that compose the chosen group fails to integrate it, can the votes corresponding to their shares continue to be conferred on the chosen group? [If the shareholder chooses "Against" or "Abstain" and the slate has been changed, his vote will be counted as an abstention in the respective meeting resolution]. | Management | For | For | | |
| 2da | Election of Director: Eduardo Bacellar Leal Ferreira | Management | For | | | |
| 2db | Election of Director: Joaquim Silva e Luna | Management | For | | | |
| 2dc | Election of Director: Ruy Flaks Schneider | Management | For | | | |
| 2dd | Election of Director: Márcio Andrade Weber | Management | For | | | |
| 2de | Election of Director: Murilo Marroquim de Souza | Management | For | | | |
| 2df | Election of Director: Sonia Julia Sulzbeck Villalobos | Management | For | | | |
| 2dg | Election of Director: Cynthia Santana Silveira | Management | For | | | |
| 2dh | Election of Director: Ana Silvia Corso Matte | Management | For | | | |
| 2di | Election of Director: Leonardo Pietro Antonelli (indicated by minority shareholders) | Management | For | | | |
| 2dj | Election of Director: Marcelo Gasparino da Silva (indicated by minority shareholders) | Management | For | | | |
| 2dk | Election of Director: Pedro Rodrigues Galvão de Medeiros (indicated by minority shareholders) | Management | For | | | |
| 2e | Election of the Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | For | | |
| THE BANK OF NOVA SCOTIA | | |
| Security | 064149107 | | | | | Meeting Type | Annual |
| Ticker Symbol | BNS | | | | | Meeting Date | 13-Apr-2021 | |
| ISIN | CA0641491075 | | | | | Agenda | 935343359 - Management |
| Record Date | 16-Feb-2021 | | | | | Holding Recon Date | 16-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 09-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | Nora A. Aufreiter | | | For | For | | |
| | | 2 | Guillermo E. Babatz | | | For | For | | |
| | | 3 | Scott B. Bonham | | | For | For | | |
| | | 4 | Lynn K. Patterson | | | For | For | | |
| | | 5 | Michael D. Penner | | | For | For | | |
| | | 6 | Brian J. Porter | | | For | For | | |
| | | 7 | Una M. Power | | | For | For | | |
| | | 8 | Aaron W. Regent | | | For | For | | |
| | | 9 | Calin Rovinescu | | | For | For | | |
| | | 10 | Susan L. Segal | | | For | For | | |
| | | 11 | L. Scott Thomson | | | For | For | | |
| | | 12 | Benita M. Warmbold | | | For | For | | |
| 02 | Appointment of KPMG LLP as auditors. | Management | For | For | | |
| 03 | Advisory vote on non-binding resolution on executive compensation approach. | Management | For | For | | |
| 04 | Shareholder Proposal 1 | Shareholder | Against | For | | |
| 05 | Shareholder Proposal 2 | Shareholder | Against | For | | |
| 06 | Shareholder Proposal 3 | Shareholder | Against | For | | |
| GENMAB A S | | |
| Security | 372303206 | | | | | Meeting Type | Annual |
| Ticker Symbol | GMAB | | | | | Meeting Date | 13-Apr-2021 | |
| ISIN | US3723032062 | | | | | Agenda | 935350405 - Management |
| Record Date | 09-Mar-2021 | | | | | Holding Recon Date | 09-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Mar-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Presentation and adoption of the audited Annual Report and discharge of Board of Directors and Executive Management. | Management | For | For | | |
| 3. | Resolution on the distribution of profits as recorded in the adopted Annual Report. | Management | For | For | | |
| 4. | Advisory vote on the Compensation Report. | Management | For | For | | |
| 5A. | Re-election of Director: Deirdre P. Connelly | Management | For | For | | |
| 5B. | Re-election of Director: Pernille Erenbjerg | Management | For | For | | |
| 5C. | Re-election of Director: Rolf Hoffmann | Management | For | For | | |
| 5D. | Re-election of Director: Dr. Paolo Paoletti | Management | For | For | | |
| 5E. | Re-election of Director: Jonathan Peacock | Management | For | For | | |
| 5F. | Re-election of Director: Dr. Anders Gersel Pedersen | Management | For | For | | |
| 6. | Re-election PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as on auditor. | Management | For | For | | |
| 7A. | Proposals from the Board of Directors: Approval of the Board of Directors' remuneration for 2021. | Management | For | For | | |
| 7B. | Proposals from the Board of Directors: Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair). | Management | For | For | | |
| 7C. | Proposals from the Board of Directors: Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes). | Management | For | For | | |
| 7D. | Proposals from the Board of Directors: Authorization of the Board of Directors to acquire treasury shares. | Management | For | For | | |
| 7E. | Proposals from the Board of Directors: Amendment of Article 4A (authorization to issue new shares) and Article 5A (authorization to issue convertible debt) and adoption of a new Article 5B. | Management | For | For | | |
| 7F. | Proposals from the Board of Directors: Amendment of Article 5 (authorization to issue warrants). | Management | For | For | | |
| 7G. | Proposals from the Board of Directors: Authorization to hold wholly virtual general meetings. | Management | For | For | | |
| 8. | Authorization of the Chair of the General Meeting to register resolutions passed by the General Meeting. | Management | For | For | | |
| ULTRAPAR PARTICIPACOES S.A. | | |
| Security | 90400P101 | | | | | Meeting Type | Annual |
| Ticker Symbol | UGP | | | | | Meeting Date | 14-Apr-2021 | |
| ISIN | US90400P1012 | | | | | Agenda | 935374138 - Management |
| Record Date | 18-Mar-2021 | | | | | Holding Recon Date | 18-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Analysis and approval of the report and accounts of the Management, as well as the financial statements of the fiscal year ended on 12.31.2020, together with the report from the Independent Auditors and the opinion from the Fiscal Council. | Management | For | For | | |
| 2. | Allocation of net income for the fiscal year ended on 12.31.2020. | Management | For | For | | |
| 3. | Setting of the number of members to be elected to the Board of Directors. | Management | For | For | | |
| 4. | Election of member of the Board of Directors: Alexandre Teixeira de Assumpção Saigh, Flávia Buarque de Almeida, José Galló, José Mauricio Pereira Coelho, Marcos Marinho Lutz, Pedro Wongtschowski, Ana Paula Vitali Janes Vescovi, Jorge Marques de Toledo Camargo, José Luiz Alquéres, Lucio de Castro Andrade Filho, Otávio Lopes Castello Branco Neto | Management | For | For | | |
| 5. | In the event of cumulative voting for the election of directors is requested and, therefore, the voting instruction in item 4 is disregarded, allocate the total number of cumulative votes equally among the director nominees included in the slate of directors proposed by the current Board of Directors of the Company as set forth in item 4. Mark "For" = Yes or "Against" = No. | Management | For | For | | |
| 6. | Establishment of the Management's global compensation. | Management | For | For | | |
| 7A. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: Flávio Cesar Maia Luz (EFFECTIVE) / Márcio Augustus Ribeiro (ALTERNATE) | Management | For | For | | |
| 7B. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: Geraldo Toffanello (EFFECTIVE) / Pedro Ozires Predeus (ALTERNATE). | Management | For | For | | |
| 7C. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: William Bezerra Cavalcanti Filho (EFFECTIVE) / Sandra Regina de Oliveira (ALTERNATE). | Management | For | For | | |
| 8. | Considering the item above, the establishment of the compensation of the members of the Fiscal Council for the term of office that begins in April 2021. | Management | For | For | | |
| E1. | Ratify the change in the number of common shares into which the Company's capital stock is divided, due to the partial exercise of the rights conferred by the subscription warrants issued by the Company as of the approval of the merger of shares issued by Imifarma Produtos Farmacêuticos e Cosméticos S.A. by the Company, approved by the Extraordinary General Shareholders' Meeting held on January 31, 2014. | Management | For | For | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | |
| Security | 71654V408 | | | | | Meeting Type | Annual |
| Ticker Symbol | PBR | | | | | Meeting Date | 14-Apr-2021 | |
| ISIN | US71654V4086 | | | | | Agenda | 935381905 - Management |
| Record Date | 22-Mar-2021 | | | | | Holding Recon Date | 22-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 09-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2020. | Management | For | For | | |
| 2. | Proposal for the allocation of the Loss/Profit for the fiscal year of 2020. | Management | For | For | | |
| 3A. | Election of members of the Fiscal Council: Candidates nominated by the controlling shareholder: Main: Agnes Maria de Aragão da Costa; Alternate: Jairez Elói de Sousa Paulista; Main: Sergio Henrique Lopes de Sousa; Alternate: Alan Sampaio Santos; Main: José Franco Medeiros de Morais; Alternate: Gildenora Batista Dantas Milhomem | Management | For | For | | |
| 3B. | If one of the candidates that compose the ticket fails to integrate it to accommodate the separate election dealt with by arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to their shares continue to be conferred on the chosen ticket? | Management | For | For | | |
| 3D. | Separate election of members of the Fiscal Council by holders of common shares: Main: Patricia Valente Stierli; Alternate: Robert Juenemann | Management | For | For | | |
| 4. | Establishing the compensation for the members of the Management, Fiscal Council and Advisory Committees of the Board of Directors. | Management | For | For | | |
| 5. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | For | For | | |
| 6 | Proposal for the merger of Companhia de Desenvolvimento e Modernização de Plantas Industriais S.A. (CDMPI) by Petróleo Brasileiro S.A. - Petrobras to: 6a. To ratify the contracting of MOREIRA ASSOCIADOS AUDITORES INDEPENDENTES (MOREIRA ASSOCIADOS) by Petrobras for the preparation of the Appraisal Report, at book value, of CDMPI's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976. ..Due to space limits, see proxy material for full proposal. | Management | For | For | | |
| 7. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | For | For | | |
| FERRARI, NV | | |
| Security | N3167Y103 | | | | | Meeting Type | Annual |
| Ticker Symbol | RACE | | | | | Meeting Date | 15-Apr-2021 | |
| ISIN | NL0011585146 | | | | | Agenda | 935346723 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | Italy | | | | Vote Deadline Date | 07-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | | |
| 2.D | Adoption of the 2020 Annual Accounts | Management | For | For | | |
| 2.E | Determination and distribution of dividend | Management | For | For | | |
| 2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | | |
| 3.A | Re-appointment of the executive director: John Elkann | Management | For | For | | |
| 3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | | |
| 3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | | |
| 3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | | |
| 3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | | |
| 3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | | |
| 3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | | |
| 3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | | |
| 3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | | |
| 4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | | |
| 5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | | |
| 5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | | |
| 5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | | |
| 6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | | |
| 7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | | |
| NESTLE S.A. | | |
| Security | 641069406 | | | | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | | | | Meeting Date | 15-Apr-2021 | |
| ISIN | US6410694060 | | | | | Agenda | 935351938 - Management |
| Record Date | 09-Mar-2021 | | | | | Holding Recon Date | 09-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 07-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Management | For | For | | |
| 1B | Acceptance of the Compensation Report 2020 (advisory vote). | Management | For | For | | |
| 2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | | |
| 3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Management | For | For | | |
| 4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | For | For | | |
| 4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | | |
| 4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | | |
| 4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | | |
| 4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | | |
| 4AF | Re-election of the member of the Board of Director: Ann M. Veneman | Management | For | For | | |
| 4AG | Re-election of the member of the Board of Director: Eva Cheng | Management | For | For | | |
| 4AH | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | | |
| 4AI | Re-election of the member of the Board of Director: Kasper Rorsted | Management | For | For | | |
| 4AJ | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | | |
| 4AK | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | | |
| 4AL | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | | |
| 4AM | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | | |
| 4B | Election to the Board of Director: Lindiwe Majele Sibanda | Management | For | For | | |
| 4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | For | For | | |
| 4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | | |
| 4CC | Election of the member of the Compensation Committee: Dick Boer | Management | For | For | | |
| 4CD | Election of the member of the Compensation Committee: Kasper Rorsted | Management | For | For | | |
| 4D | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Management | For | For | | |
| 4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Management | For | For | | |
| 5A | Approval of the compensation of the Board of Directors. | Management | For | For | | |
| 5B | Approval of the compensation of the Executive Board. | Management | For | For | | |
| 6 | Capital reduction (by cancellation of shares). | Management | For | For | | |
| 7 | Support of Nestlé's Climate Roadmap (advisory vote). | Management | For | For | | |
| 8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Against | For | | |
| FERRARI, NV | | |
| Security | N3167Y103 | | | | | Meeting Type | Annual |
| Ticker Symbol | RACE | | | | | Meeting Date | 15-Apr-2021 | |
| ISIN | NL0011585146 | | | | | Agenda | 935362498 - Management |
| Record Date | 18-Mar-2021 | | | | | Holding Recon Date | 18-Mar-2021 | |
| City / | Country | | | / | Italy | | | | Vote Deadline Date | 07-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | | |
| 2.D | Adoption of the 2020 Annual Accounts | Management | For | For | | |
| 2.E | Determination and distribution of dividend | Management | For | For | | |
| 2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | | |
| 3.A | Re-appointment of the executive director: John Elkann | Management | For | For | | |
| 3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | | |
| 3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | | |
| 3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | | |
| 3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | | |
| 3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | | |
| 3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | | |
| 3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | | |
| 3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | | |
| 4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | | |
| 5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | | |
| 5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | | |
| 5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | | |
| 6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | | |
| 7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | | |
| TURKCELL ILETISIM HIZMETLERI A.S. | | |
| Security | 900111204 | | | | | Meeting Type | Annual |
| Ticker Symbol | TKC | | | | | Meeting Date | 15-Apr-2021 | |
| ISIN | US9001112047 | | | | | Agenda | 935379607 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | | | |
| 5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2020, separately. | Management | For | | | |
| 6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2020. | Management | For | | | |
| 7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2020; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2021 and ending on the date of the Company's general assembly meeting relating to the 2021 fiscal year. | Management | For | | | |
| 8. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office. | Management | For | | | |
| 9. | Determination of the remuneration of the Board Members. | Management | For | | | |
| 10. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2021. | Management | For | | | |
| 11. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2020. | Management | For | | | |
| 12. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | For | | | |
| NATURA &CO HOLDING S A | | |
| Security | 63884N108 | | | | | Meeting Type | Annual |
| Ticker Symbol | NTCO | | | | | Meeting Date | 16-Apr-2021 | |
| ISIN | US63884N1081 | | | | | Agenda | 935368197 - Management |
| Record Date | 22-Mar-2021 | | | | | Holding Recon Date | 22-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 12-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A1 | Review the management's accounts, examine, discuss and vote on the management report and the financial statements, together with the independent auditors' report, for the fiscal year ended on December 31, 2020. | Management | For | For | | |
| A2 | Examine, discuss and vote on the proposed allocation of the losses assessed in the fiscal year ended on December 31, 2020 to the Company accrued losses account. | Management | For | For | | |
| A3 | Define the global compensation of the Company's managers, to be paid by the date of the annual general meeting at which the Company's shareholders shall vote on the financial statements for the fiscal year ending on December 31, 2021. | Management | For | For | | |
| E1 | Resolve on the rectification and ratification of the global compensation of the Company's managers relating to the period from May 2020 to April 2021, fixed at the Company's Annual General Meeting held on April 30, 2020. | Management | For | For | | |
| E2 | Resolve on the absorption of the losses assessed in the fiscal year ended on December 31, 2020 by the capital reserve account related to the premium in the issue/sale of shares of the Company. | Management | For | For | | |
| E3 | Resolve on the independence of Mrs. Georgia Garinois- Melenikiotou, candidate to the Company's Board of Directors; | Management | For | For | | |
| E4 | Resolve on the election of Mrs. Georgia Garinois- Melenikiotou to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| E5 | Resolve on the update to article 5 of the Company's Bylaws, so as to reflect the amount of the capital stock confirmed at the Board of Directors' Meeting held on March 16, 2021. | Management | For | For | | |
| E6 | Resolve on the amendment to paragraph 1, article 16 of the Company's Bylaws to provide that a majority of the Board of Directors be composed of external members, having at least one third of independent members. | Management | For | For | | |
| E7 | Resolve on the amendment to letter "j", paragraph 4, article 18 of the Company's Bylaws, to exclude the obligation that at least one Co-Chairman of the Board of Directors be a member of the Organizational Development and Personnel Committee. | Management | For | For | | |
| E8. | Resolve on the amendment to item (xxv) in article 20 of the ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| E9 | Resolve on the inclusion of new item (xxviii) in article 20 of ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| E10 | Resolve on the inclusion of new item (xxix) in article 20 of the Company's Bylaws, to provide that the Board of Directors shall assess and annually disclose who are the independent directors of the Company, as well as inform and justify any circumstances that may jeopardize their independence. | Management | For | For | | |
| E11 | Resolve on the inclusion of new item (xxx) in article 20 of the Company's Bylaws, to provide that the Board of Directors shall resolve on the transactions with related parties it is empowered to resolve upon, as defined in the corresponding policy of the Company. | Management | For | For | | |
| E12 | Resolve on the amendment to item (xxvi), article 20 and to letter "c", paragraph 2, article 24 of the Company's Bylaws, to correct the wording and cross-reference. | Management | For | For | | |
| E13 | Resolve on the restatement of the Company's Bylaws, to reflect the amendments set forth in the items above. | Management | For | For | | |
| CANADIAN PACIFIC RAILWAY LIMITED | | |
| Security | 13645T100 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | CP | | | | | Meeting Date | 21-Apr-2021 | |
| ISIN | CA13645T1003 | | | | | Agenda | 935354251 - Management |
| Record Date | 26-Feb-2021 | | | | | Holding Recon Date | 26-Feb-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 19-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | The Hon. John Baird | | | For | For | | |
| | | 2 | Isabelle Courville | | | For | For | | |
| | | 3 | Keith E. Creel | | | For | For | | |
| | | 4 | Gillian H. Denham | | | For | For | | |
| | | 5 | Edward R. Hamberger | | | For | For | | |
| | | 6 | Rebecca MacDonald | | | For | For | | |
| | | 7 | Edward L. Monser | | | For | For | | |
| | | 8 | Matthew H. Paull | | | For | For | | |
| | | 9 | Jane L. Peverett | | | For | For | | |
| | | 10 | Andrea Robertson | | | For | For | | |
| | | 11 | Gordon T. Trafton | | | For | For | | |
| 02 | Appointment of Auditor as named in the Proxy Circular. | Management | For | For | | �� |
| 03 | Advisory vote to approve Compensation of the Corporation's Named Executive Officers as described in the Proxy Circular. | Management | For | For | | |
| 04 | Vote on a special resolution to approve the Share Split as described in the Proxy Circular. | Management | For | For | | |
| 05 | Vote to approve the Shareholder Proposal as described in the Proxy Circular. | Shareholder | Against | Against | | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | | |
| Security | 40051E202 | | | | | Meeting Type | Annual |
| Ticker Symbol | ASR | | | | | Meeting Date | 22-Apr-2021 | |
| ISIN | US40051E2028 | | | | | Agenda | 935381993 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Presentation and, if applicable, approval of the following: Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended December 31, 2020, as well as of the Board of Directors' opinion of the content of such report. | Management | For | | | |
| 1B | Presentation and, if applicable, approval of the following: Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company. | Management | For | | | |
| 1C | Presentation and, if applicable, approval of the following: Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law. | Management | For | | | |
| 1D | Presentation and, if applicable, approval of the following: Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2020. | Management | For | | | |
| 1E | Presentation and, if applicable, approval of the following: Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries. | Management | For | | | |
| 1F | Presentation and, if applicable, approval of the following: Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2019, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta"). | Management | For | | | |
| 2A | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal for increase of the legal reserve by Ps. 98,875,960.00. | Management | For | | | |
| 2B | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal and, if applicable, approval of the amount of Ps. 1,878,643,244.00 as the maximum amount that may be used by the Company to repurchase its shares in 2020 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares. | Management | For | | | |
| 3A | Ratification, if applicable, of the following: Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2020. | Management | For | | | |
| 3BA | Appointment of Director: Fernando Chico Pardo (President) | Management | For | | | |
| 3BB | Appointment of Director: José Antonio Pérez Antón | Management | For | | | |
| 3BC | Appointment of Director: Pablo Chico Hernández | Management | For | | | |
| 3BD | Appointment of Director: Aurelio Pérez Alonso | Management | For | | | |
| 3BE | Appointment of Director: Rasmus Christiansen | Management | For | | | |
| 3BF | Appointment of Director: Francisco Garza Zambrano | Management | For | | | |
| 3BG | Appointment of Director: Ricardo Guajardo Touché | Management | For | | | |
| 3BH | Appointment of Director: Guillermo Ortiz Martínez | Management | For | | | |
| 3BI | Appointment of Director: Bárbara Garza Lagüera Gonda | Management | For | | | |
| 3BJ | Appointment of Director: Heliane Steden | Management | For | | | |
| 3BK | Appointment of Director: Diana M. Chavez | Management | For | | | |
| 3BL | Appointment of Director: Rafael Robles Miaja (Secretary) | Management | For | | | |
| 3BM | Appointment of Director: Ana María Poblanno Chanona (Deputy Secretary) | Management | For | | | |
| 3CA | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | Management | For | | | |
| 3DA | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Bárbara Garza Lagüera Gonda (President) | Management | For | | | |
| 3DB | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Fernando Chico Pardo | Management | For | | | |
| 3DC | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: José Antonio Pérez Antón | Management | For | | | |
| 3EA | Determination of corresponding compensations: Board of Directors: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | | | |
| 3EB | Determination of corresponding compensations: Operations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | | | |
| 3EC | Determination of corresponding compensations: Nominations & Compensations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | | | |
| 3ED | Determination of corresponding compensations: Audit Committee: Ps. 102,850.00 (in each case net of taxes in Mexican legal tender) | Management | For | | | |
| 3EE | Determination of corresponding compensations: Acquisitions & Contracts Committee: Ps. 24,200.00 (in each case net of taxes in Mexican legal tender) | Management | For | | | |
| 4A | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Góngora Morales | Management | For | | | |
| 4B | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja | Management | For | | | |
| 4C | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana María Poblanno Chanona | Management | For | | | |
| NATIONAL GRID PLC | | |
| Security | 636274409 | | | | | Meeting Type | Annual |
| Ticker Symbol | NGG | | | | | Meeting Date | 22-Apr-2021 | |
| ISIN | US6362744095 | | | | | Agenda | 935382135 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To approve the acquisition of PPL WPD Investments Limited. | Management | For | For | | |
| 2. | To approve an increased borrowing limit. | Management | For | For | | |
| AMERICA MOVIL, S.A.B. DE C.V. | | |
| Security | 02364W105 | | | | | Meeting Type | Annual |
| Ticker Symbol | AMX | | | | | Meeting Date | 26-Apr-2021 | |
| ISIN | US02364W1053 | | | | | Agenda | 935405488 - Management |
| Record Date | 06-Apr-2021 | | | | | Holding Recon Date | 06-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | | | |
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | | | |
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | | | |
| AMERICA MOVIL, S.A.B. DE C.V. | | |
| Security | 02364W105 | | | | | Meeting Type | Annual |
| Ticker Symbol | AMX | | | | | Meeting Date | 26-Apr-2021 | |
| ISIN | US02364W1053 | | | | | Agenda | 935410059 - Management |
| Record Date | 15-Apr-2021 | | | | | Holding Recon Date | 15-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | | | |
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | | | |
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | | | |
| BAUSCH HEALTH COMPANIES, INC. | | |
| Security | 071734107 | | | | | Meeting Type | Annual |
| Ticker Symbol | BHC | | | | | Meeting Date | 27-Apr-2021 | |
| ISIN | CA0717341071 | | | | | Agenda | 935352726 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Richard U. De Schutter | Management | For | For | | |
| 1B. | Election of Director: D. Robert Hale | Management | For | For | | |
| 1C. | Election of Director: Brett Icahn | Management | For | For | | |
| 1D. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | | |
| 1E. | Election of Director: Sarah B. Kavanagh | Management | For | For | | |
| 1F. | Election of Director: Steven D. Miller | Management | For | For | | |
| 1G. | Election of Director: Joseph C. Papa | Management | For | For | | |
| 1H. | Election of Director: John A. Paulson | Management | For | For | | |
| 1I. | Election of Director: Robert N. Power | Management | For | For | | |
| 1J. | Election of Director: Russel C. Robertson | Management | For | For | | |
| 1K. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | | |
| 1L. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | | |
| 1M. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | | |
| 2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | | |
| 3. | To appoint PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2022 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditor's remuneration. | Management | For | For | | |
| CANADIAN NATIONAL RAILWAY COMPANY | | |
| Security | 136375102 | | | | | Meeting Type | Annual |
| Ticker Symbol | CNI | | | | | Meeting Date | 27-Apr-2021 | |
| ISIN | CA1363751027 | | | | | Agenda | 935363515 - Management |
| Record Date | 05-Mar-2021 | | | | | Holding Recon Date | 05-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 26-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Election of Director: Shauneen Bruder | Management | For | For | | |
| 1B | Election of Director: Julie Godin | Management | For | For | | |
| 1C | Election of Director: Denise Gray | Management | For | For | | |
| 1D | Election of Director: Justin M. Howell | Management | For | For | | |
| 1E | Election of Director: The Hon. Kevin G. Lynch | Management | For | For | | |
| 1F | Election of Director: Margaret A. McKenzie | Management | For | For | | |
| 1G | Election of Director: James E. O'Connor | Management | For | For | | |
| 1H | Election of Director: Robert Pace | Management | For | For | | |
| 1I | Election of Director: Robert L. Phillips | Management | For | For | | |
| 1J | Election of Director: Jean-Jacques Ruest | Management | For | For | | |
| 1K | Election of Director: Laura Stein | Management | For | For | | |
| 02 | Appointment of KPMG LLP as Auditors. | Management | For | For | | |
| 03 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on P.9 of the management information circular. | Management | For | For | | |
| 04 | Non-Binding Advisory Resolution to accept the Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on P. 9 of the management information circular. | Management | For | For | | |
| 05 | Shareholder Proposal #1 : Safety-centred bonus system changes. The full text of the proposal and supporting statement, together with the Board of Directors' recommendation, is set out on Schedule D of the accompanying Management Information Circular. | Shareholder | Against | For | | |
| 06 | Shareholder Proposal #2 : The role of the CN Police Service in the investigation of railway fatalities and serious injuries. The full text of the proposal and supporting statement, together with the Board of Directors' recommendation, is set out on Schedule D of the accompanying Management Information Circular. | Shareholder | For | Against | | |
| GRUPO AEROPORTUARIO DEL PACIFICO SA | | |
| Security | 400506101 | | | | | Meeting Type | Annual |
| Ticker Symbol | PAC | | | | | Meeting Date | 27-Apr-2021 | |
| ISIN | US4005061019 | | | | | Agenda | 935366004 - Management |
| Record Date | 19-Mar-2021 | | | | | Holding Recon Date | 19-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A1 | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if ...(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| A2 | As a result of the reports in Item I above, ratification of the actions of our Board of Directors and officers and release from further obligations in the fulfillment of their duties. | Management | For | | | |
| A3 | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in ...(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| A4 | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2020, reported in its ...(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| A5 | Cancellation of any amounts outstanding under the share repurchase program approved at the General Ordinary ...(Due to space limits, see proxy material for full proposal). | Management | For | | | |
| A8 | Ratification and/or designation of the persons that will serve as members of the Company's Board of Directors, as designated by the Series B shareholders. | Management | For | | | |
| A9 | Ratification and/or designation of the Chairman of the Company's Board of Directors, in accordance with Article 16 of the Company's by-laws. | Management | For | | | |
| A10 | Ratification of the compensation paid to the members of the Company's Board of Directors during the 2020 fiscal year and determination of the compensation to be paid in 2021. | Management | For | | | |
| A11 | Ratification and/or designation of the member of our Board of Directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | For | | | |
| A12 | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | For | | | |
| A14 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | For | | | |
| E1 | Proposal to approve the cancellation of 35,424,453 (THIRTY-FIVE MILLION FOUR HUNDRED TWENTY- FOUR THOUSAND, FOUR HUNDRED AND FIFTY- THREE) shares that are currently in treasury. | Management | For | | | |
| E2 | Proposal to reduce the Company's shareholders' equity by a total amount of up to Ps. 2,000,000,000.00 (TWO BILLION PESOS 00/100 M.N.), to be distributed among the outstanding shares at the time of payment, which will be made within the 12 (TWELVE) months following its approval. | Management | For | | | |
| E4 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | For | | | |
| BRF S.A. | | |
| Security | 10552T107 | | | | | Meeting Type | Annual |
| Ticker Symbol | BRFS | | | | | Meeting Date | 27-Apr-2021 | |
| ISIN | US10552T1079 | | | | | Agenda | 935386664 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | To approve the management's accounts and financial statements of the Company related to the fiscal year ended on December 31, 2020, including the absorption of the profit of such year by the balance of accumulated losses. | Management | For | For | | |
| O2 | To set the annual global compensation for the year 2021 for the Company's Managers (Board of Directors and Board of Officers) in ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| O3A | Election of member of the Fiscal Council: Attilio Guaspari (Effective) / Marcus Vinicius Dias Severini (Alternate) | Management | For | For | | |
| O3B | Election of member of the Fiscal Council: Maria Paula Soares Aranha (Effective) / Mônica Hojaij Carvalho Molina (Alternate) | Management | For | For | | |
| O3C | Election of member of the Fiscal Council: André Vicentini (Effective) / Valdecyr Maciel Gomes (Alternate) | Management | For | For | | |
| O4 | To set the compensation for the fiscal year 2020 for the effective members of the Fiscal Council in an amount corresponding to 10% (ten percent) of the average amount of the compensation attributed to the Company's Officers (excluding benefits, sums of representation and profit sharing), pursuant to article 162, paragraph 3, of Law no. 6.404/1976. | Management | For | For | | |
| E1 | To amend article 3 of the Company's Bylaws, in order to include, in the corporate purpose, the (i) manufacture by its own or on ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| E2 | To amend Article 33 of the Company's Bylaws, in order to (1) establish that the Coordinator of the Audit and Integrity ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| E3 | Consolidate the Company's Bylaws with the approved changes. | Management | For | For | | |
| E4A | Exclude the concepts of "Parity Actions", "Total Shareholder Return - TSR" and "Funds Committed", and, therefore change items 1.1, 5.3, 5.3.1 and 7.1 and exclude items 5.3.2 and 7.2 of the Restricted Stocks Plan. | Management | For | For | | |
| E4B | Insert the possibility for the Company, at its sole discretion and subject to any restrictions and procedures provided for in the applicable legislation and regulation, to grant restricted shares in the form of American Depositary Receipts - ADRs, with the consequent inclusion of a new item 6.2 in the Restricted Stocks Plan. | Management | For | For | | |
| E4C | Consolidate the competence of the Board of Directors to establish the effects of the Beneficiary's termination in relation to "Restricted Stock Not Fully Acquired", with the consequent amendment of item 8.1 and the exclusion of the current items 8.2 and 8.3 of the Restricted Stocks Plan. | Management | For | For | | |
| E4D | Implement wording adjustments, without material alteration of content, with the consequent alteration of items 1.1 (concepts of "Restricted Stock Not Fully Acquired" and "Committee"), 2.1, 3.1, 3.2, 4.1, 4.2(d), 4.3, 6.1, 7.3, 7.4, 10.2 and 10.3 and the exclusion of the current item 6.2 of the Restricted Stocks Plan. | Management | For | For | | |
| BRITISH AMERICAN TOBACCO P.L.C. | | |
| Security | 110448107 | | | | | Meeting Type | Annual |
| Ticker Symbol | BTI | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | US1104481072 | | | | | Agenda | 935356685 - Management |
| Record Date | 10-Mar-2021 | | | | | Holding Recon Date | 10-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Receipt of the 2020 Annual Report and Accounts. | Management | For | For | | |
| 2. | Directors' remuneration report. | Management | For | For | | |
| 3. | Reappointment of the Auditors. | Management | For | For | | |
| 4. | Authority for the Audit Committee to agree the Auditors' remuneration. | Management | For | For | | |
| 5. | Re-election of Luc Jobin as a Director (Audit, Nominations). | Management | For | For | | |
| 6. | Re-election of Jack Bowles as a Director. | Management | For | For | | |
| 7. | Re-election of Tadeu Marroco as a Director. | Management | For | For | | |
| 8. | Re-election of Sue Farr as a Director (Nominations, Remuneration). | Management | For | For | | |
| 9. | Re-election of Jeremy Fowden as a Director (Audit, Nominations). | Management | For | For | | |
| 10. | Re-election of Dr Marion Helmes as a Director (Nominations, Remuneration). | Management | For | For | | |
| 11. | Re-election of Holly Keller Koeppel as a Director (Audit, Nominations). | Management | For | For | | |
| 12. | Re-election of Savio Kwan as a Director (Nominations, Remuneration). | Management | For | For | | |
| 13. | Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration). | Management | For | For | | |
| 14. | Election of Karen Guerra (Nominations, Remuneration) who has been appointed since the last Annual General Meeting. | Management | For | For | | |
| 15. | Election of Darrell Thomas (Audit, Nominations) who has been appointed since the last Annual General Meeting. | Management | For | For | | |
| 16. | Renewal of the Directors' authority to allot shares. | Management | For | For | | |
| 17. | Renewal of the Directors' authority to disapply pre- emption rights. | Management | For | For | | |
| 18. | Authority for the Company to purchase its own shares. | Management | For | For | | |
| 19. | Authority to make donations to political organisations and to incur political expenditure. | Management | For | For | | |
| 20. | Notice period for General Meetings. | Management | For | For | | |
| TECK RESOURCES LIMITED | | |
| Security | 878742204 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | TECK | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | CA8787422044 | | | | | Agenda | 935357714 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Election of Director: M.M. Ashar | Management | For | For | | |
| 1B | Election of Director: Q. Chong | Management | For | For | | |
| 1C | Election of Director: E.C. Dowling | Management | For | For | | |
| 1D | Election of Director: E. Fukuda | Management | For | For | | |
| 1E | Election of Director: T. Higo | Management | For | For | | |
| 1F | Election of Director: N.B. Keevil III | Management | For | For | | |
| 1G | Election of Director: D.R. Lindsay | Management | For | For | | |
| 1H | Election of Director: S.A. Murray | Management | For | For | | |
| 1I | Election of Director: T.L. McVicar | Management | For | For | | |
| 1J | Election of Director: K.W. Pickering | Management | For | For | | |
| 1K | Election of Director: U.M. Power | Management | For | For | | |
| 1L | Election of Director: T.R. Snider | Management | For | For | | |
| 02 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | Management | For | For | | |
| 03 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | For | For | | |
| 04 | To approve a resolution, the full text of which is set out in the accompanying management proxy circular dated March 1, 2021, confirming General By-law No. 1, which governs the affairs of the Corporation. | Management | For | For | | |
| ALCON INC. | | |
| Security | H01301128 | | | | | Meeting Type | Annual |
| Ticker Symbol | ALC | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | CH0432492467 | | | | | Agenda | 935364923 - Management |
| Record Date | 15-Mar-2021 | | | | | Holding Recon Date | 15-Mar-2021 | |
| City / | Country | | | / | Switzerland | | | | Vote Deadline Date | 22-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | For | For | | |
| 2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | For | For | | |
| 3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | For | For | | |
| 4A. | Consultative vote on the 2020 Compensation Report. | Management | For | For | | |
| 4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | | |
| 4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | | |
| 5A. | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | For | For | | |
| 5B. | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | For | For | | |
| 5C. | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | For | For | | |
| 5D. | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | For | For | | |
| 5E. | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | For | For | | |
| 5F. | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | For | For | | |
| 5G. | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | For | For | | |
| 5H. | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | For | For | | |
| 5I. | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | For | For | | |
| 5J. | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | For | For | | |
| 6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | | |
| 6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | For | For | | |
| 6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | | |
| 6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | | |
| 7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-Law. | Management | For | For | | |
| 8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | For | For | | |
| 9. | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | For | | | |
| ANHEUSER-BUSCH INBEV SA | | |
| Security | 03524A108 | | | | | Meeting Type | Annual |
| Ticker Symbol | BUD | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | US03524A1088 | | | | | Agenda | 935378578 - Management |
| Record Date | 16-Mar-2021 | | | | | Holding Recon Date | 16-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company's own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company's own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Management | For | For | | |
| 5. | Approval of the statutory annual accounts. | Management | For | For | | |
| 6. | Discharge to the directors. | Management | For | For | | |
| 7. | Discharge to the statutory auditor. | Management | For | For | | |
| 8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | | |
| 8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | | |
| 8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | | |
| 9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Management | For | For | | |
| 10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Management | For | For | | |
| 11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Management | For | For | | |
| 12. | Filings. | Management | For | For | | |
| NICE LTD. | | |
| Security | 653656108 | | | | | Meeting Type | Annual |
| Ticker Symbol | NICE | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | US6536561086 | | | | | Agenda | 935389418 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | For | For | | |
| 1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | For | For | | |
| 1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | | |
| 1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | For | For | | |
| 1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | For | For | | |
| 2. | To Elect an outside Director to the Board of the Company: Zehava Simon | Management | For | For | | |
| 2B. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | | | |
| 3. | To reapprove the Company's Compensation Policy. | Management | For | For | | |
| 3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | | | |
| 4. | To approve CEO Equity Plan. | Management | For | For | | |
| 4A. | Regarding proposal 4, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | | | |
| 5. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | For | For | | |
| SENDAS DISTRIBUIDORA S.A. | | |
| Security | 81689T104 | | | | | Meeting Type | Annual |
| Ticker Symbol | ASAI | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | US81689T1043 | | | | | Agenda | 935394572 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A1. | Review of the management's accounts, as well as examination, discussion and voting of the Company's management report and financial statements for the fiscal year ended December 31, 2020. | Management | For | For | | |
| A2. | Proposal for allocation of the net profit for the fiscal year ended December 31, 2020, as detailed in the Management Proposal, in the following terms: (i) R$ 5.245.374,62 to the Legal Reserve; (ii) R$ 394.944.343,74 as minimum mandatory dividends, from which this amount, was already paid as interest on equity the gross amount of R$ 310,000,000.00 (which R$ 263,500,000.00 is the net amount already paid to the shareholders); and (iii) R$998.833.031,22 to the Expansion Reserve account. | Management | For | For | | |
| A3. | Rectification of the annual global compensation for the members of Company's management and Company's fiscal council, in case the Shareholders request its installation for the year 2021, in the terms of the Management Proposal, to up to R$92,332,869.71,being up to R$ 48,665,892.15 to the Board of Officers, up to R$43,126,977.55 to the Board of Directors and up to R$540,000.00 to the Fiscal Council. | Management | For | For | | |
| E1. | Proposal of amendment of the Company's By-laws, pursuant to the Management Proposal, to reflect the granting of contracts of indemnity, which is an important instrument of attraction and retention of executives, upon prior approval of the Company's Board of Directors. | Management | For | For | | |
| E2. | Proposal to exclude Article 45 of the Company's Bylaws, as proposed by the Management, so that this article provided that the effectiveness of certain clauses were subject to the beginning of the term of the Novo Mercado Participation Agreement. As this contract is already in effect, the clause has lost the object. | Management | For | For | | |
| E3. | Proposal for consolidation of the Company's Bylaws, subject to the approval of the resolutions of the previous items. | Management | For | For | | |
| E4. | Approval for the evaluation report of the spun-off portion of Companhia Brasileira de Distribuição approved by the shareholders initem 4.7 of the Extraordinary General Meeting held on 12/31/20 ("EGM of the Spin-off") which should have been included in its Attachment 4.7(ii) but which was not included in the version filed with the Board of Trade of the State of Rio de Janeiro ("JUCERJA"),to be included as an attachment to ..Due to space limits, see proxy material for full proposal. | Management | For | For | | |
| COMPANHIA BRASILEIRA DE DISTRIBUICAO | | |
| Security | 20440T300 | | | | | Meeting Type | Annual |
| Ticker Symbol | CBD | | | | | Meeting Date | 28-Apr-2021 | |
| ISIN | US20440T3005 | | | | | Agenda | 935394584 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A1) | Review of the management's accounts, as well as examination, discussion and voting of the Company's management report and financial statements for the fiscal year ended December 31, 2020. | Management | For | For | | |
| A2) | Resolve on the proposal for allocation of profit for the fiscal year ended December 31, 2020. | Management | For | For | | |
| A3) | Determination of the annual global compensation of the Company's directors, officers and fiscal council, if shareholders require its installation. | Management | For | For | | |
| E1) | Increase in the Company's Share Capital due to the excess of profit reserves in relation to the share capital, without the issuance of new shares. | Management | For | For | | |
| E2) | Amendment of the Company's bylaws to provide for the granting of indemnity agreements to directors and officers. | Management | For | For | | |
| E3) | Approval of the consolidation of the Company's Bylaws in order to incorporate the above amendments. | Management | For | For | | |
| O1) | If shareholders propose the installation of a fiscal council, approval of the installation of a fiscal council for the year of 2021. | Management | For | For | | |
| ASML HOLDINGS N.V. | | |
| Security | N07059210 | | | | | Meeting Type | Annual |
| Ticker Symbol | ASML | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | USN070592100 | | | | | Agenda | 935354732 - Management |
| Record Date | 01-Mar-2021 | | | | | Holding Recon Date | 01-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 20-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | For | For | | |
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | | |
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | | |
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | | |
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | | |
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | | |
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | | |
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | | |
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | | |
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | | |
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | | |
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | | |
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | | |
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | | |
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | | |
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | | |
| 13 | Proposal to cancel ordinary shares. | Management | For | For | | |
| BCE INC. | | |
| Security | 05534B760 | | | | | Meeting Type | Annual |
| Ticker Symbol | BCE | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | CA05534B7604 | | | | | Agenda | 935362272 - Management |
| Record Date | 15-Mar-2021 | | | | | Holding Recon Date | 15-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 26-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | Mirko Bibic | | | For | For | | |
| | | 2 | David F. Denison | | | For | For | | |
| | | 3 | Robert P. Dexter | | | For | For | | |
| | | 4 | Ian Greenberg | | | For | For | | |
| | | 5 | Katherine Lee | | | For | For | | |
| | | 6 | Monique F. Leroux | | | For | For | | |
| | | 7 | Sheila A. Murray | | | For | For | | |
| | | 8 | Gordon M. Nixon | | | For | For | | |
| | | 9 | Louis P. Pagnutti | | | For | For | | |
| | | 10 | Calin Rovinescu | | | For | For | | |
| | | 11 | Karen Sheriff | | | For | For | | |
| | | 12 | Robert C. Simmonds | | | For | For | | |
| | | 13 | Jennifer Tory | | | For | For | | |
| | | 14 | Cornell Wright | | | For | For | | |
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | | |
| 03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | | |
| CRH PLC | | |
| Security | 12626K203 | | | | | Meeting Type | Annual |
| Ticker Symbol | CRH | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | US12626K2033 | | | | | Agenda | 935376144 - Management |
| Record Date | 22-Mar-2021 | | | | | Holding Recon Date | 22-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Review of Company's affairs and consideration of Financial Statements and Reports of Directors (including the Governance Appendix) and Auditors for the year ended 31 December 2020. | Management | For | For | | |
| 2. | Declaration of a dividend on Ordinary Shares. | Management | For | For | | |
| 3. | Consideration of Directors' Remuneration Report. | Management | For | For | | |
| 4A. | Re-election of Director: R. Boucher | Management | For | For | | |
| 4B. | Re-election of Director: C. Dowling | Management | For | For | | |
| 4C. | Re-election of Director: R. Fearon | Management | For | For | | |
| 4D. | Re-election of Director: J. Karlström | Management | For | For | | |
| 4E. | Re-election of Director: S. Kelly | Management | For | For | | |
| 4F. | Re-election of Director: L. McKay | Management | For | For | | |
| 4G. | Re-election of Director: A. Manifold | Management | For | For | | |
| 4H. | Re-election of Director: G.L. Platt | Management | For | For | | |
| 4I. | Re-election of Director: M.K. Rhinehart | Management | For | For | | |
| 4J. | Re-election of Director: S. Talbot | Management | For | For | | |
| 5. | Remuneration of Auditors. | Management | For | For | | |
| 6. | Continuation of Deloitte Ireland LLP as Auditors. | Management | For | For | | |
| 7. | Authority to allot Shares. | Management | For | For | | |
| 8. | Disapplication of pre-emption rights (Re allotment of up to 5% for cash and for regulatory purposes). | Management | For | For | | |
| 9. | Disapplication of pre-emption rights (Re allotment of up to 5% for acquisitions/specified capital investments). | Management | For | For | | |
| 10. | Authority to purchase own Ordinary Shares. | Management | For | For | | |
| 11. | Authority to reissue Treasury Shares. | Management | For | For | | |
| 12. | Authority to offer Scrip Dividends. | Management | For | For | | |
| 13. | Establishment of new Savings-related Share Option Schemes. | Management | For | For | | |
| 14. | Authority to reduce the capital of the Company for the reasons set out in the circular to shareholders. | Management | For | For | | |
| BASF SE | | |
| Security | 055262505 | | | | | Meeting Type | Annual |
| Ticker Symbol | BASFY | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | US0552625057 | | | | | Agenda | 935383618 - Management |
| Record Date | 22-Mar-2021 | | | | | Holding Recon Date | 22-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Adoption of a resolution on the appropriation of profit. | Management | For | For | | |
| 3. | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board. | Management | For | For | | |
| 4. | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors. | Management | For | For | | |
| 5. | Appointment of the auditor for the 2021 business year. | Management | For | For | | |
| 6. | Election to the Supervisory Board. | Management | For | For | | |
| ASML HOLDINGS N.V. | | |
| Security | N07059210 | | | | | Meeting Type | Annual |
| Ticker Symbol | ASML | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | USN070592100 | | | | | Agenda | 935388529 - Management |
| Record Date | 01-Apr-2021 | | | | | Holding Recon Date | 01-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 20-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | For | For | | |
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | | |
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | | |
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | | |
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | | |
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | | |
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | | |
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | | |
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | | |
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | | |
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | | |
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | | |
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | | |
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | | |
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | | |
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | | |
| 13 | Proposal to cancel ordinary shares. | Management | For | For | | |
| COMPANHIA PARANAENSE DE ENERGIA | | |
| Security | 20441B407 | | | | | Meeting Type | Annual |
| Ticker Symbol | ELP | | | | | Meeting Date | 29-Apr-2021 | |
| ISIN | US20441B4077 | | | | | Agenda | 935399483 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 3a. | Election of the member of the Company's Board of Directors due to end of term of office: one is appointed by the holders of preferred shares | Management | For | For | | |
| 4a. | Election of member of the Supervisory Committee due to end of term of office: one is appointed by the holders of preferred shares | Management | For | For | | |
| AGNICO EAGLE MINES LIMITED | | |
| Security | 008474108 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | AEM | | | | | Meeting Date | 30-Apr-2021 | |
| ISIN | CA0084741085 | | | | | Agenda | 935380876 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 27-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Leona Aglukkaq | | | For | For | | |
| | | 2 | Sean Boyd | | | For | For | | |
| | | 3 | Martine A. Celej | | | For | For | | |
| | | 4 | Robert J. Gemmell | | | For | For | | |
| | | 5 | Mel Leiderman | | | For | For | | |
| | | 6 | Deborah McCombe | | | For | For | | |
| | | 7 | James D. Nasso | | | For | For | | |
| | | 8 | Dr. Sean Riley | | | For | For | | |
| | | 9 | J. Merfyn Roberts | | | For | For | | |
| | | 10 | Jamie C. Sokalsky | | | For | For | | |
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | | |
| 3 | An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. | Management | For | For | | |
| 4 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | | |
| PEARSON PLC | | |
| Security | 705015105 | | | | | Meeting Type | Annual |
| Ticker Symbol | PSO | | | | | Meeting Date | 30-Apr-2021 | |
| ISIN | US7050151056 | | | | | Agenda | 935384420 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Receipt of financial statements and reports. | Management | For | For | | |
| O2 | Final dividend | Management | For | For | | |
| O3 | Election of Andy Bird | Management | For | For | | |
| O4 | Re-election of Elizabeth Corley | Management | For | For | | |
| O5 | Re-election of Sherry Coutu | Management | For | For | | |
| O6 | Re-election of Sally Johnson | Management | For | For | | |
| O7 | Re-election of Linda Lorimer | Management | For | For | | |
| O8 | Re-election of Graeme Pitkethly | Management | For | For | | |
| O9 | Re-election of Tim Score | Management | For | For | | |
| O10 | Re-election of Sidney Taurel | Management | For | For | | |
| O11 | Re-election of Lincoln Wallen | Management | For | For | | |
| O12 | Approval of annual remuneration report | Management | For | For | | |
| O13 | Re-appointment of auditors | Management | For | For | | |
| O14 | Remuneration of auditors | Management | For | For | | |
| O15 | Allotment of shares | Management | For | For | | |
| S16 | Waiver of pre-emption rights | Management | For | For | | |
| S17 | Waiver of pre-emption rights - additional percentage | Management | For | For | | |
| S18 | Authority to purchase own shares | Management | For | For | | |
| S19 | Notice of meetings | Management | For | For | | |
| S20 | Adoption of New Articles | Management | For | For | | |
| SANOFI | | |
| Security | 80105N105 | | | | | Meeting Type | Annual |
| Ticker Symbol | SNY | | | | | Meeting Date | 30-Apr-2021 | |
| ISIN | US80105N1054 | | | | | Agenda | 935384848 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of the individual company financial statements for the year ended December 31, 2020. | Management | For | For | | |
| 2. | Approval of the consolidated financial statements for the year ended December 31, 2020. | Management | For | For | | |
| 3. | Appropriation of results for the year ended December 31, 2020 and declaration of dividend. | Management | For | For | | |
| 4. | Ratification of the co-opting of Gilles Schnepp as a director. | Management | For | For | | |
| 5. | Reappointment of Fabienne Lecorvaisier as a Director. | Management | For | For | | |
| 6. | Reappointment of Melanie Lee as a director. | Management | For | For | | |
| 7. | Appointment of Barbara Lavernos as a director. | Management | For | For | | |
| 8. | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code. | Management | For | For | | |
| 9. | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Serge Weinberg, Chairman of the Board. | Management | For | For | | |
| 10. | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Paul Hudson, Chief Executive Officer. | Management | For | For | | |
| 11. | Approval of the compensation policy for directors. | Management | For | For | | |
| 12. | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | | |
| 13. | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | | |
| 14. | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer). | Management | For | For | | |
| 15. | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares. | Management | For | For | | |
| 16. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 17. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 18. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 19. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 20. | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 21. | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 22. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 23. | Delegation to the Board of Directors of competence to decide on ...(due to space limits, see proxy statement for full proposal). | Management | For | For | | |
| 24. | Authorization to the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group. | Management | For | For | | |
| 25. | Amendment to Article 13 of the Articles of Association to allow the Board of Directors to take decisions by written consultation. | Management | For | For | | |
| 26. | Amendment to Articles 14 and 17 of the Articles of Association to align their content with the PACTE law. | Management | For | For | | |
| 27. | Powers for formalities. | Management | For | For | | |
| VALE S.A. | | |
| Security | 91912E105 | | | | | Meeting Type | Annual |
| Ticker Symbol | VALE | | | | | Meeting Date | 30-Apr-2021 | |
| ISIN | US91912E1055 | | | | | Agenda | 935403472 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | Resolution 1 | Management | | | | |
| 2 | Resolution 2 | Management | | | | |
| 3 | Resolution 3 | Management | | | | |
| 4 | Resolution 4 | Management | | | | |
| 5A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A 5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 5P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | | | | |
| 6 | Resolution 6. (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A- 7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 7P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | | | | |
| 8 | Election of Chairman of the Board of Director: José Luciano Penido (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | | | | |
| 9 | Election of Chairman of the Board of Director: Roberto Castello Branco (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | | | | |
| 10 | Election of Vice-Chairman of the Board: Fernando Jorge Buso Gomes (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | | | | |
| 11 | Election of Vice-Chairman of the Board: Mauro Gentile Rodrigues Cunha (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | | | | |
| 12A | Election of the Fiscal Council by Candidate: Cristina Fontes Doherty / Nelson de Menezes Filho | Management | | | | |
| 12B | Election of the Fiscal Council by Candidate: Marcus Vinícius Dias Severini / Vera Elias | Management | | | | |
| 12C | Election of the Fiscal Council by Candidate: Marcelo Moraes/Vacant | Management | | | | |
| 12D | Election of the Fiscal Council by Candidate: Raphael Manhães Martins / Adriana de Andrade Solé | Management | | | | |
| 13 | Resolution 13 | Management | | | | |
| E1 | Resolution 1 | Management | | | | |
| E2 | Resolution 2 | Management | | | | |
| E3 | Resolution 3 | Management | | | | |
| E4 | Resolution 4 | Management | | | | |
| E5 | Resolution 5 | Management | | | | |
| E6 | Resolution 6 | Management | | | | |
| E7 | Resolution 7 | Management | | | | |
| E8 | Resolution 8 | Management | | | | |
| E9 | Resolution 9 | Management | | | | |
| IMPERIAL OIL LIMITED | | |
| Security | 453038408 | | | | | Meeting Type | Annual |
| Ticker Symbol | IMO | | | | | Meeting Date | 04-May-2021 | |
| ISIN | CA4530384086 | | | | | Agenda | 935351508 - Management |
| Record Date | 05-Mar-2021 | | | | | Holding Recon Date | 05-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 29-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Election of Director: D.W. (David) Cornhill | Management | For | For | | |
| 1B | Election of Director: B.W. (Bradley) Corson | Management | For | For | | |
| 1C | Election of Director: M.R. (Matthew) Crocker | Management | For | For | | |
| 1D | Election of Director: K.T. (Krystyna) Hoeg | Management | For | For | | |
| 1E | Election of Director: M.C. (Miranda) Hubbs | Management | For | For | | |
| 1F | Election of Director: J.M. (Jack) Mintz | Management | For | For | | |
| 1G | Election of Director: D.S. (David) Sutherland | Management | For | For | | |
| 2 | PricewaterhouseCoopers LLP be reappointed as auditors of the company. | Management | For | For | | |
| 3 | Shareholder Proposal (set out in Appendix B of the company's management proxy circular). Shareholder Proposal (adoption of a corporate wide ambition to achieve net zero carbon emissions) | Shareholder | Against | For | | |
| BARRICK GOLD CORPORATION | | |
| Security | 067901108 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | GOLD | | | | | Meeting Date | 04-May-2021 | |
| ISIN | CA0679011084 | | | | | Agenda | 935373148 - Management |
| Record Date | 05-Mar-2021 | | | | | Holding Recon Date | 05-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 29-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | D. M. Bristow | | | For | For | | |
| | | 2 | G. A. Cisneros | | | For | For | | |
| | | 3 | C. L. Coleman | | | For | For | | |
| | | 4 | J. M. Evans | | | For | For | | |
| | | 5 | B. L. Greenspun | | | For | For | | |
| | | 6 | J. B. Harvey | | | For | For | | |
| | | 7 | A. N. Kabagambe | | | For | For | | |
| | | 8 | A. J. Quinn | | | For | For | | |
| | | 9 | M. L. Silva | | | For | For | | |
| | | 10 | J. L. Thornton | | | For | For | | |
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | | |
| 3 | Advisory resolution on approach to executive compensation | Management | For | For | | |
| 4 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | For | For | | |
| UNILEVER PLC | | |
| Security | 904767704 | | | | | Meeting Type | Annual |
| Ticker Symbol | UL | | | | | Meeting Date | 05-May-2021 | |
| ISIN | US9047677045 | | | | | Agenda | 935356659 - Management |
| Record Date | 10-Mar-2021 | | | | | Holding Recon Date | 10-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 27-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | | |
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | | |
| 3. | To approve the Directors' Remuneration Policy. | Management | For | For | | |
| 4. | To approve the Climate Transition Action Plan. | Management | For | For | | |
| 5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | | |
| 6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | | |
| 7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | | |
| 8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | | |
| 9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | | |
| 10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | | |
| 11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | | |
| 12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | | |
| 13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | | |
| 14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | | |
| 15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | | |
| 16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | | |
| 17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | | |
| 18. | To authorise Political Donations and expenditure. | Management | For | For | | |
| 19. | To approve the SHARES Plan. | Management | For | For | | |
| 20. | To renew the authority to Directors to issue shares. | Management | For | For | | |
| 21. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | | |
| 22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | | |
| 23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | | |
| 24. | To shorten the notice period for General Meetings. | Management | For | For | | |
| 25. | To adopt new Articles of Association. | Management | For | For | | |
| 26. | To reduce the share premium account. | Management | For | For | | |
| ENBRIDGE INC. | | |
| Security | 29250N105 | | | | | Meeting Type | Annual |
| Ticker Symbol | ENB | | | | | Meeting Date | 05-May-2021 | |
| ISIN | CA29250N1050 | | | | | Agenda | 935360571 - Management |
| Record Date | 09-Mar-2021 | | | | | Holding Recon Date | 09-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 30-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Pamela L. Carter | | | For | For | | |
| | | 2 | Marcel R. Coutu | | | For | For | | |
| | | 3 | Susan M. Cunningham | | | For | For | | |
| | | 4 | Gregory L. Ebel | | | For | For | | |
| | | 5 | J. Herb England | | | For | For | | |
| | | 6 | Gregory J. Goff | | | For | For | | |
| | | 7 | V. Maureen K. Darkes | | | For | For | | |
| | | 8 | Teresa S. Madden | | | For | For | | |
| | | 9 | Al Monaco | | | For | For | | |
| | | 10 | Stephen S. Poloz | | | For | For | | |
| | | 11 | Dan C. Tutcher | | | For | For | | |
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | | |
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | | |
| SUN LIFE FINANCIAL INC. | | |
| Security | 866796105 | | | | | Meeting Type | Annual |
| Ticker Symbol | SLF | | | | | Meeting Date | 05-May-2021 | |
| ISIN | CA8667961053 | | | | | Agenda | 935363743 - Management |
| Record Date | 12-Mar-2021 | | | | | Holding Recon Date | 12-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 30-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | William D. Anderson | | | For | For | | |
| | | 2 | Deepak Chopra | | | For | For | | |
| | | 3 | Dean A. Connor | | | For | For | | |
| | | 4 | Stephanie L. Coyles | | | For | For | | |
| | | 5 | Martin J. G. Glynn | | | For | For | | |
| | | 6 | Ashok K. Gupta | | | For | For | | |
| | | 7 | M. Marianne Harris | | | For | For | | |
| | | 8 | David H. Y. Ho | | | For | For | | |
| | | 9 | James M. Peck | | | For | For | | |
| | | 10 | Scott F. Powers | | | For | For | | |
| | | 11 | Kevin D. Strain | | | For | For | | |
| | | 12 | Barbara G. Stymiest | | | For | For | | |
| 2 | Appointment of Deloitte LLP as Auditor | Management | For | For | | |
| 3 | Special resolution to amend By-law No. 1 re: maximum board compensation | Management | For | For | | |
| 4 | Non-Binding Advisory Vote on Approach to Executive Compensation | Management | For | For | | |
| FRANCO-NEVADA CORPORATION | | |
| Security | 351858105 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | FNV | | | | | Meeting Date | 05-May-2021 | |
| ISIN | CA3518581051 | | | | | Agenda | 935373376 - Management |
| Record Date | 15-Mar-2021 | | | | | Holding Recon Date | 15-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 30-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | David Harquail | | | For | For | | |
| | | 2 | Paul Brink | | | For | For | | |
| | | 3 | Tom Albanese | | | For | For | | |
| | | 4 | Derek W. Evans | | | For | For | | |
| | | 5 | Catharine Farrow | | | For | For | | |
| | | 6 | Louis Gignac | | | For | For | | |
| | | 7 | Maureen Jensen | | | For | For | | |
| | | 8 | Jennifer Maki | | | For | For | | |
| | | 9 | Randall Oliphant | | | For | For | | |
| | | 10 | Elliott Pew | | | For | For | | |
| 2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | | |
| 3 | Acceptance of the Corporation's approach to executive compensation. | Management | For | For | | |
| GLAXOSMITHKLINE PLC | | |
| Security | 37733W105 | | | | | Meeting Type | Annual |
| Ticker Symbol | GSK | | | | | Meeting Date | 05-May-2021 | |
| ISIN | US37733W1053 | | | | | Agenda | 935376562 - Management |
| Record Date | 18-Mar-2021 | | | | | Holding Recon Date | 18-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 27-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive and adopt the 2020 Annual Report | Management | For | For | | |
| 2. | To approve the Annual report on remuneration | Management | For | For | | |
| 3. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | | |
| 4. | To re-elect Emma Walmsley as a Director | Management | For | For | | |
| 5. | To re-elect Charles Bancroft as a Director | Management | For | For | | |
| 6. | To re-elect Vindi Banga as a Director | Management | For | For | | |
| 7. | To re-elect Dr Hal Barron as a Director | Management | For | For | | |
| 8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | | |
| 9. | To re-elect Lynn Elsenhans as a Director | Management | For | For | | |
| 10. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | | |
| 11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | | |
| 12. | To re-elect Iain Mackay as a Director | Management | For | For | | |
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | | |
| 14. | To re-appoint the auditor | Management | For | For | | |
| 15. | To determine remuneration of the auditor | Management | For | For | | |
| 16. | To authorise the Company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | | |
| 17. | To authorise allotment of shares | Management | For | For | | |
| 18. | To disapply pre-emption rights - general power (Special resolution) | Management | For | For | | |
| 19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | | |
| 20. | To authorise the Company to purchase its own shares (Special resolution) | Management | For | For | | |
| 21. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | | |
| 22. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | For | For | | |
| MANULIFE FINANCIAL CORPORATION | | |
| Security | 56501R106 | | | | | Meeting Type | Annual |
| Ticker Symbol | MFC | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA56501R1064 | | | | | Agenda | 935363426 - Management |
| Record Date | 10-Mar-2021 | | | | | Holding Recon Date | 10-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Nicole S. Arnaboldi | | | For | For | | |
| | | 2 | Guy L.T. Bainbridge | | | For | For | | |
| | | 3 | Joseph P. Caron | | | For | For | | |
| | | 4 | John M. Cassaday | | | For | For | | |
| | | 5 | Susan F. Dabarno | | | For | For | | |
| | | 6 | Julie E. Dickson | | | For | For | | |
| | | 7 | Sheila S. Fraser | | | For | For | | |
| | | 8 | Roy Gori | | | For | For | | |
| | | 9 | Tsun-yan Hsieh | | | For | For | | |
| | | 10 | Donald R. Lindsay | | | For | For | | |
| | | 11 | John R.V. Palmer | | | For | For | | |
| | | 12 | C. James Prieur | | | For | For | | |
| | | 13 | Andrea S. Rosen | | | For | For | | |
| | | 14 | Leagh E. Turner | | | For | For | | |
| 2 | Appointment of Ernst & Young LLP as Auditors | Management | For | For | | |
| 3 | Advisory resolution accepting approach to executive compensation | Management | For | For | | |
| CAMECO CORPORATION | | |
| Security | 13321L108 | | | | | Meeting Type | Annual |
| Ticker Symbol | CCJ | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA13321L1085 | | | | | Agenda | 935373415 - Management |
| Record Date | 10-Mar-2021 | | | | | Holding Recon Date | 10-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| A | DIRECTOR | Management | | | | |
| | | 1 | Leontine Atkins | | | For | For | | |
| | | 2 | Ian Bruce | | | For | For | | |
| | | 3 | Daniel Camus | | | For | For | | |
| | | 4 | Donald Deranger | | | For | For | | |
| | | 5 | Catherine Gignac | | | For | For | | |
| | | 6 | Tim Gitzel | | | For | For | | |
| | | 7 | Jim Gowans | | | For | For | | |
| | | 8 | Kathryn Jackson | | | For | For | | |
| | | 9 | Don Kayne | | | For | For | | |
| B | Appoint KPMG LLP as auditors. | Management | For | For | | |
| C | Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders. | Management | For | For | | |
| D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "For" = Yes, "Abstain" = No, "Against" will be treated as not marked | Management | Against | | | |
| MAGNA INTERNATIONAL INC. | | |
| Security | 559222401 | | | | | Meeting Type | Annual |
| Ticker Symbol | MGA | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA5592224011 | | | | | Agenda | 935373718 - Management |
| Record Date | 19-Mar-2021 | | | | | Holding Recon Date | 19-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A | Election of Director: Peter G. Bowie | Management | For | For | | |
| 1B | Election of Director: Mary S. Chan | Management | For | For | | |
| 1C | Election of Director: Hon. V. Peter Harder | Management | For | For | | |
| 1D | Election of Director: Seetarama S. Kotagiri (CEO) | Management | For | For | | |
| 1E | Election of Director: Dr. Kurt J. Lauk | Management | For | For | | |
| 1F | Election of Director: Robert F. MacLellan | Management | For | For | | |
| 1G | Election of Director: Mary Lou Maher | Management | For | For | | |
| 1H | Election of Director: Cynthia A. Niekamp | Management | For | For | | |
| 1I | Election of Director: William A. Ruh | Management | For | For | | |
| 1J | Election of Director: Dr. Indira V. Samarasekera | Management | For | For | | |
| 1K | Election of Director: Lisa S. Westlake | Management | For | For | | |
| 1L | Election of Director: William L. Young | Management | For | For | | |
| 02 | Reappointment of Deloitte LLP as the independent auditor of the Corporation and authorization of the Audit Committee to fix the independent auditor's remuneration. | Management | For | For | | |
| 03 | Resolved, on an advisory basis and not to diminish the roles and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying management information circular/proxy statement. | Management | For | For | | |
| CANADIAN NATURAL RESOURCES LIMITED | | |
| Security | 136385101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CNQ | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA1363851017 | | | | | Agenda | 935383466 - Management |
| Record Date | 17-Mar-2021 | | | | | Holding Recon Date | 17-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Catherine M. Best | | | For | For | | |
| | | 2 | M. Elizabeth Cannon | | | For | For | | |
| | | 3 | N. Murray Edwards | | | For | For | | |
| | | 4 | Christopher L. Fong | | | For | For | | |
| | | 5 | Amb. Gordon D. Giffin | | | For | For | | |
| | | 6 | Wilfred A. Gobert | | | For | For | | |
| | | 7 | Steve W. Laut | | | For | For | | |
| | | 8 | Tim S. McKay | | | For | For | | |
| | | 9 | Hon. Frank J. McKenna | | | For | For | | |
| | | 10 | David A. Tuer | | | For | For | | |
| | | 11 | Annette M. Verschuren | | | For | For | | |
| 2 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | For | For | | |
| 3 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | For | For | | |
| GILDAN ACTIVEWEAR INC. | | |
| Security | 375916103 | | | | | Meeting Type | Annual |
| Ticker Symbol | GIL | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA3759161035 | | | | | Agenda | 935385725 - Management |
| Record Date | 09-Mar-2021 | | | | | Holding Recon Date | 09-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Donald C. Berg | | | For | For | | |
| | | 2 | Maryse Bertrand | | | For | For | | |
| | | 3 | Marc Caira | | | For | For | | |
| | | 4 | Glenn J. Chamandy | | | For | For | | |
| | | 5 | Shirley E. Cunningham | | | For | For | | |
| | | 6 | Russell Goodman | | | For | For | | |
| | | 7 | Charles M. Herington | | | For | For | | |
| | | 8 | Luc Jobin | | | For | For | | |
| | | 9 | Craig A. Leavitt | | | For | For | | |
| | | 10 | Anne Martin-Vachon | | | For | For | | |
| 2 | Approving an advisory resolution on the Corporation's approach to executive compensation; See Schedule "C" to the Management Proxy Circular | Management | For | For | | |
| 3 | The appointment of KPMG LLP, Chartered Professional Accountants, as auditors for the ensuing year | Management | For | For | | |
| FORTIS INC. | | |
| Security | 349553107 | | | | | Meeting Type | Annual |
| Ticker Symbol | FTS | | | | | Meeting Date | 06-May-2021 | |
| ISIN | CA3495531079 | | | | | Agenda | 935385890 - Management |
| Record Date | 19-Mar-2021 | | | | | Holding Recon Date | 19-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | Tracey C. Ball | | | For | For | | |
| | | 2 | Pierre J. Blouin | | | For | For | | |
| | | 3 | Paul J. Bonavia | | | For | For | | |
| | | 4 | Lawrence T. Borgard | | | For | For | | |
| | | 5 | Maura J. Clark | | | For | For | | |
| | | 6 | Margarita K. Dilley | | | For | For | | |
| | | 7 | Julie A. Dobson | | | For | For | | |
| | | 8 | Lisa L. Durocher | | | For | For | | |
| | | 9 | Douglas J. Haughey | | | For | For | | |
| | | 10 | David G. Hutchens | | | For | For | | |
| | | 11 | Gianna M. Manes | | | For | For | | |
| | | 12 | Jo Mark Zurel | | | For | For | | |
| 2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | | |
| 3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | | |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | | |
| Security | 500472303 | | | | | Meeting Type | Annual |
| Ticker Symbol | PHG | | | | | Meeting Date | 06-May-2021 | |
| ISIN | US5004723038 | | | | | Agenda | 935399433 - Management |
| Record Date | 08-Apr-2021 | | | | | Holding Recon Date | 08-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2B. | Annual Report 2020: Proposal to adopt the financial statements. | Management | For | | | |
| 2C. | Annual Report 2020: Proposal to adopt dividend | Management | For | | | |
| 2D. | Annual Report 2020: Advisory vote on the Remuneration Report 2020. | Management | For | | | |
| 2E. | Annual Report 2020: Proposal to discharge the members of the Board of Management. | Management | For | | | |
| 2F. | Annual Report 2020: Proposal to discharge the members of the Supervisory Board. | Management | For | | | |
| 3. | Composition of the Board of Management: Proposal to re-appoint Mr M.J. van Ginneken as member of the Board of Management. | Management | For | | | |
| 4A. | Composition of the Supervisory Board: Proposal to appoint Mrs S.K. Chua as member of the Supervisory Board. | Management | For | | | |
| 4B. | Composition of the Supervisory Board: Proposal to appoint Mrs I.K. Nooyi as member of the Supervisory Board. | Management | For | | | |
| 5A. | To authorize the Board of Management to: issue shares or grant rights to acquire shares. | Management | For | | | |
| 5B. | To authorize the Board of Management to: restrict or exclude pre-emption rights. | Management | For | | | |
| 6. | Proposal to authorize the Board of Management to acquire shares in the company. | Management | For | | | |
| 7. | Proposal to cancel shares. | Management | For | | | |
| TC ENERGY CORPORATION | | |
| Security | 87807B107 | | | | | Meeting Type | Annual |
| Ticker Symbol | TRP | | | | | Meeting Date | 07-May-2021 | |
| ISIN | CA87807B1076 | | | | | Agenda | 935366054 - Management |
| Record Date | 22-Mar-2021 | | | | | Holding Recon Date | 22-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 04-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | Stéphan Crétier | | | For | For | | |
| | | 2 | Michael R. Culbert | | | For | For | | |
| | | 3 | Susan C. Jones | | | For | For | | |
| | | 4 | Randy Limbacher | | | For | For | | |
| | | 5 | John E. Lowe | | | For | For | | |
| | | 6 | David MacNaughton | | | For | For | | |
| | | 7 | François L. Poirier | | | For | For | | |
| | | 8 | Una Power | | | For | For | | |
| | | 9 | Mary Pat Salomone | | | For | For | | |
| | | 10 | Indira V. Samarasekera | | | For | For | | |
| | | 11 | D. Michael G. Stewart | | | For | For | | |
| | | 12 | Siim A. Vanaselja | | | For | For | | |
| | | 13 | Thierry Vandal | | | For | For | | |
| 02 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | For | For | | |
| 03 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | For | For | | |
| 4 | Resolution to approve amendments to TC Energy's By- law Number 1, as described in the Management information circular. | Management | For | For | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | | Meeting Date | 11-May-2021 | |
| ISIN | US0463531089 | | | | | Agenda | 935384418 - Management |
| Record Date | 19-Mar-2021 | | | | | Holding Recon Date | 19-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | | | |
| 2. | To confirm dividends. | Management | For | | | |
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | | | |
| 4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | | | |
| 5A. | Re-election of Director: Leif Johansson | Management | For | | | |
| 5B. | Re-election of Director: Pascal Soriot | Management | For | | | |
| 5C. | Re-election of Director: Marc Dunoyer | Management | For | | | |
| 5D. | Re-election of Director: Philip Broadley | Management | For | | | |
| 5E. | Election of Director: Euan Ashley | Management | For | | | |
| 5F. | Re-election of Director: Michel Demaré | Management | For | | | |
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | | | |
| 5H. | Election of Director: Diana Layfield | Management | For | | | |
| 5I. | Re-election of Director: Sheri McCoy | Management | For | | | |
| 5J. | Re-election of Director: Tony Mok | Management | For | | | |
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | | | |
| 5L. | Re-election of Director: Marcus Wallenberg | Management | For | | | |
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | | | |
| 7. | To approve the Directors' Remuneration Policy. | Management | For | | | |
| 8. | To authorise limited political donations. | Management | For | | | |
| 9. | To authorise the Directors to allot shares. | Management | For | | | |
| 10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | For | | | |
| 11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | | | |
| 12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | | | |
| 13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | | | |
| 14. | To approve amendments to the Performance Share Plan 2020. | Management | For | | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | | Meeting Date | 11-May-2021 | |
| ISIN | US0463531089 | | | | | Agenda | 935403585 - Management |
| Record Date | 31-Mar-2021 | | | | | Holding Recon Date | 31-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | | | |
| EQUINOR ASA | | |
| Security | 29446M102 | | | | | Meeting Type | Annual |
| Ticker Symbol | EQNR | | | | | Meeting Date | 11-May-2021 | |
| ISIN | US29446M1027 | | | | | Agenda | 935409789 - Management |
| Record Date | 01-Apr-2021 | | | | | Holding Recon Date | 01-Apr-2021 | |
| City / | Country | | | / | Norway | | | | Vote Deadline Date | 26-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 3 | Election of chair for the meeting. | Management | For | For | | |
| 4 | Approval of the notice and the agenda. | Management | For | For | | |
| 5 | Election of two persons to co-sign the minutes together with the chair of the meeting. | Management | For | For | | |
| 6 | Approval of the annual report and accounts for Equinor ASA and the Equinor group for 2020, including the board of directors' proposal for distribution of fourth quarter 2020 dividend. | Management | For | For | | |
| 7 | Authorisation to distribute dividend based on approved annual accounts for 2020. | Management | For | For | | |
| 8 | Proposal from shareholder to set short-, medium-, and long- term targets for greenhouse gas (GHG) emissions of the company's operations and the use of energy products (including Scope 1, 2 and 3)(Shareholder proposal). | Shareholder | Against | For | | |
| 9 | Proposal from shareholders to report key information on both climate risk and nature risk (Shareholder proposal). | Shareholder | Against | For | | |
| 10 | Proposal from shareholder to stop all exploration activity and test drilling for fossil energy resources (Shareholder proposal). | Shareholder | Against | For | | |
| 11 | Proposal from shareholder to present a strategy for real business transformation to sustainable energy production (Shareholder proposal). | Shareholder | Against | For | | |
| 12 | Proposal from shareholders to stop all oil and gas exploration in the Norwegian sector of the Barents Sea (Shareholder proposal). | Shareholder | Against | For | | |
| 13 | Proposal from shareholders to spin-out Equinor's renewable energy business in wind and solar power to a separate company, "NewCo" (Shareholder proposal). | Shareholder | Against | For | | |
| 14 | Proposal from shareholder to divest all non-petroleum- related business overseas and to consider withdrawing from all petroleum-related business overseas (Shareholder proposal). | Shareholder | Against | For | | |
| 15 | Proposal from shareholder that all exploration for new oil and gas discoveries is discontinued, that Equinor multiplies its green investments, improves its EGS profile and reduces its risk for future lawsuits (Shareholder proposal). | Shareholder | Against | For | | |
| 16 | Proposal from shareholder for actions to avoid big losses overseas, receive specific answers with regards to safety incidents and get the audit's evaluation of improved quality assurance and internal control (Shareholder proposal). | Shareholder | For | Against | | |
| 17 | Proposal from shareholder to include nuclear in Equinor's portfolio (Shareholder proposal). | Shareholder | Against | For | | |
| 18 | The board of directors' report on Corporate Governance. | Shareholder | For | For | | |
| 19A | Approval of the board of directors' remuneration policy on determination of salary and other remuneration for leading personnel. | Management | For | For | | |
| 19B | Advisory vote of the board of directors' remuneration report for leading personnel. | Management | For | For | | |
| 20 | Approval of remuneration for the company's external auditor for 2020. | Management | For | For | | |
| 21 | Determination of remuneration for the corporate assembly members. | Management | For | For | | |
| 22 | Determination of remuneration for the nomination committee members. | Management | For | For | | |
| 23 | Authorisation to acquire Equinor ASA shares in the market to continue operation of the share savings plan for employees. | Management | For | For | | |
| 24 | Authorisation to acquire Equinor ASA shares in the market for subsequent annulment. | Management | For | For | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | | Meeting Date | 11-May-2021 | |
| ISIN | US0463531089 | | | | | Agenda | 935414057 - Management |
| Record Date | 19-Apr-2021 | | | | | Holding Recon Date | 19-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | | | |
| 2. | To confirm dividends. | Management | For | | | |
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | | | |
| 4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | | | |
| 5A. | Re-election of Director: Leif Johansson | Management | For | | | |
| 5B. | Re-election of Director: Pascal Soriot | Management | For | | | |
| 5C. | Re-election of Director: Marc Dunoyer | Management | For | | | |
| 5D. | Re-election of Director: Philip Broadley | Management | For | | | |
| 5E. | Election of Director: Euan Ashley | Management | For | | | |
| 5F. | Re-election of Director: Michel Demaré | Management | For | | | |
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | | | |
| 5H. | Election of Director: Diana Layfield | Management | For | | | |
| 5I. | Re-election of Director: Sheri McCoy | Management | For | | | |
| 5J. | Re-election of Director: Tony Mok | Management | For | | | |
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | | | |
| 5L. | Re-election of Director: Marcus Wallenberg | Management | For | | | |
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | | | |
| 7. | To approve the Directors' Remuneration Policy. | Management | For | | | |
| 8. | To authorise limited political donations. | Management | For | | | |
| 9. | To authorise the Directors to allot shares. | Management | For | | | |
| 10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | For | | | |
| 11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | | | |
| 12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | | | |
| 13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | | | |
| 14. | To approve amendments to the Performance Share Plan 2020. | Management | For | | | |
| ASTRAZENECA PLC | | |
| Security | 046353108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AZN | | | | | Meeting Date | 11-May-2021 | |
| ISIN | US0463531089 | | | | | Agenda | 935416013 - Management |
| Record Date | 20-Apr-2021 | | | | | Holding Recon Date | 20-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | | | |
| ADIDAS AG | | |
| Security | 00687A107 | | | | | Meeting Type | Annual |
| Ticker Symbol | ADDYY | | | | | Meeting Date | 12-May-2021 | |
| ISIN | US00687A1079 | | | | | Agenda | 935376839 - Management |
| Record Date | 17-Mar-2021 | | | | | Holding Recon Date | 17-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Appropriation of retained earnings. | Management | For | | | |
| 3. | Ratification of the actions of the Executive Board. | Management | For | | | |
| 4. | Ratification of the actions of the Supervisory Board. | Management | For | | | |
| 5. | Supervisory Board Election: Jackie Joyner-Kersee | Management | For | | | |
| 6. | Approval of the compensation system for the members of the Executive Board. | Management | For | | | |
| 7. | Confirmation of the compensation and approval of the compensation system for the members of the Supervisory Board. | Management | For | | | |
| 8. | Amendment of section 4 section 8 sentence 3 of the Articles of Association. | Management | For | | | |
| 9. | Cancelation of the Authorized Capital 2017/I, creation of a new Authorized Capital 2021/I; authorization to exclude subscription rights for residual amounts and amendment to the Articles of Association. | Management | For | | | |
| 10. | Cancelation of the Authorized Capital 2019 and the Authorized Capital 2017/III, creation of a new Authorized Capital 2021/II; authorization to exclude subscription rights and amendment to the Articles of Association. | Management | For | | | |
| 11. | Cancelation of the Authorized Capital 2016 and repeal of section 4 section 5 of the Articles of Association. | Management | For | | | |
| 12. | Authorization to purchase and use treasury shares pursuant to section 71 section 1 number 8 AktG; authorization to exclude tender and subscription rights as well as to cancel purchased treasury shares and reduce the capital. | Management | For | | | |
| 13. | Authorization to purchase treasury shares via multilateral trading facilities and to use equity derivatives pursuant to section 71 section 1 number 8 AktG; exclusion of shareholders' tender and subscription rights. | Management | For | | | |
| 14. | Appointment of the auditor and Group auditor for the 2021 financial year as well as of the auditor for a possible audit review of the first half year financial report of the 2021 financial year. | Management | For | | | |
| BP P.L.C. | | |
| Security | 055622104 | | | | | Meeting Type | Annual |
| Ticker Symbol | BP | | | | | Meeting Date | 12-May-2021 | |
| ISIN | US0556221044 | | | | | Agenda | 935384014 - Management |
| Record Date | 10-Mar-2021 | | | | | Holding Recon Date | 10-Mar-2021 | |
| City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 07-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the annual report and accounts. | Management | For | For | | |
| 2. | To approve the directors' remuneration report. | Management | For | For | | |
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | | |
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | | |
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | | |
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | | |
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | | |
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | | |
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | | |
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | | |
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | | |
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | | |
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | | |
| 5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | | |
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | | |
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | | |
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | | |
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | | |
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | | |
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | | |
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | | |
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | For | | |
| SAP SE | | |
| Security | 803054204 | | | | | Meeting Type | Annual |
| Ticker Symbol | SAP | | | | | Meeting Date | 12-May-2021 | |
| ISIN | US8030542042 | | | | | Agenda | 935386688 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 29-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2020. | Management | For | | | |
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2020. | Management | For | | | |
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2020. | Management | For | | | |
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2021. | Management | For | | | |
| 6A. | By-Election of Supervisory Board member: Dr Qi Lu | Management | For | | | |
| 6B. | By-Election of Supervisory Board member: Dr Rouven Westphal | Management | For | | | |
| 7. | Resolution on the granting of a new authorization of the Executive Board to issue convertible and/or warrant- linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. | Management | For | | | |
| 8. | Amendment of Article 2 (1) of the Articles of Incorporation (Corporate Purpose). | Management | For | | | |
| 9. | Amendment of Article 18 (3) of the Articles of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). | Management | For | | | |
| ADIDAS AG | | |
| Security | 00687A107 | | | | | Meeting Type | Annual |
| Ticker Symbol | ADDYY | | | | | Meeting Date | 12-May-2021 | |
| ISIN | US00687A1079 | | | | | Agenda | 935399508 - Management |
| Record Date | 08-Apr-2021 | | | | | Holding Recon Date | 08-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Appropriation of retained earnings. | Management | For | | | |
| 3. | Ratification of the actions of the Executive Board. | Management | For | | | |
| 4. | Ratification of the actions of the Supervisory Board. | Management | For | | | |
| 5. | Supervisory Board Election: Jackie Joyner-Kersee | Management | For | | | |
| 6. | Approval of the compensation system for the members of the Executive Board. | Management | For | | | |
| 7. | Confirmation of the compensation and approval of the compensation system for the members of the Supervisory Board. | Management | For | | | |
| 8. | Amendment of section 4 section 8 sentence 3 of the Articles of Association. | Management | For | | | |
| 9. | Cancelation of the Authorized Capital 2017/I, creation of a new Authorized Capital 2021/I; authorization to exclude subscription rights for residual amounts and amendment to the Articles of Association. | Management | For | | | |
| 10. | Cancelation of the Authorized Capital 2019 and the Authorized Capital 2017/III, creation of a new Authorized Capital 2021/II; authorization to exclude subscription rights and amendment to the Articles of Association. | Management | For | | | |
| 11. | Cancelation of the Authorized Capital 2016 and repeal of section 4 section 5 of the Articles of Association. | Management | For | | | |
| 12. | Authorization to purchase and use treasury shares pursuant to section 71 section 1 number 8 AktG; authorization to exclude tender and subscription rights as well as to cancel purchased treasury shares and reduce the capital. | Management | For | | | |
| 13. | Authorization to purchase treasury shares via multilateral trading facilities and to use equity derivatives pursuant to section 71 section 1 number 8 AktG; exclusion of shareholders' tender and subscription rights. | Management | For | | | |
| 14. | Appointment of the auditor and Group auditor for the 2021 financial year as well as of the auditor for a possible audit review of the first half year financial report of the 2021 financial year. | Management | For | | | |
| BAYERISCHE MOTOREN WERKE AG | | |
| Security | 072743305 | | | | | Meeting Type | Annual |
| Ticker Symbol | BMWYY | | | | | Meeting Date | 12-May-2021 | |
| ISIN | US0727433056 | | | | | Agenda | 935403078 - Management |
| Record Date | 05-Apr-2021 | | | | | Holding Recon Date | 05-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 29-Apr-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2. | Resolution on the utilisation of unappropriated profit. | Management | For | For | | |
| 3. | Resolution on the ratification of the acts of the Board of Management. | Management | For | For | | |
| 4. | Resolution on the ratification of the acts of the Supervisory Board. | Management | For | For | | |
| 5. | Election of the auditor. | Management | For | For | | |
| 6.1 | Elections to the Supervisory Board: Dr Marc Bitzer, St. Joseph, Michigan (USA), Chairman, Chief Executive Officer and President of Whirlpool Corporation, for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | | |
| 6.2 | Elections to the Supervisory Board: Ms Rachel Empey, Königstein im Taunus (Germany), Member of the Management Board of Fresenius Management SE (Finance Division), for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | | |
| 6.3 | Elections to the Supervisory Board: Prof Dr Dr hc Christoph M. Schmidt, Essen (Germany), President of RWI - Leibniz Institute for Economic Research e.V. and university professor, for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | | |
| 7. | Resolution on the approval of the remuneration system for the members of the Board of Management. | Management | For | For | | |
| 8. | Resolution on the confirmation of the remuneration of the members of the Supervisory Board. | Management | For | For | | |
| 9.1 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: New version of Section 16 (1) sentence 5 Articles of Incorporation. | Management | For | For | | |
| 9.2 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: New version of Section 17 (1) sentences 3, 4 Articles of Incorporation. | Management | For | For | | |
| 9.3 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: Insertion of new subsection 2 after Section 17 (1) Articles of Incorporation. | Management | For | For | | |
| 10. | Resolution on the approval of the Amendment Agreement of 9 March 2021 on the Profit and Loss Transfer Agreement between the Company and BMW Bank GmbH. | Management | For | For | | |
| WHEATON PRECIOUS METALS CORP. | | |
| Security | 962879102 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | WPM | | | | | Meeting Date | 14-May-2021 | |
| ISIN | CA9628791027 | | | | | Agenda | 935388341 - Management |
| Record Date | 19-Mar-2021 | | | | | Holding Recon Date | 19-Mar-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 11-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | George L. Brack | | | For | For | | |
| | | 2 | John A. Brough | | | For | For | | |
| | | 3 | R. Peter Gillin | | | For | For | | |
| | | 4 | Chantal Gosselin | | | For | For | | |
| | | 5 | Douglas M. Holtby | | | For | For | | |
| | | 6 | Glenn Ives | | | For | For | | |
| | | 7 | Charles A. Jeannes | | | For | For | | |
| | | 8 | Eduardo Luna | | | For | For | | |
| | | 9 | Marilyn Schonberner | | | For | For | | |
| | | 10 | Randy V.J. Smallwood | | | For | For | | |
| 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2021 and to authorize the directors to fix the auditors' remuneration | Management | For | For | | |
| 3 | A non-binding advisory resolution on the Company's approach to executive compensation | Management | For | For | | |
| ROYAL DUTCH SHELL PLC | | |
| Security | 780259206 | | | | | Meeting Type | Annual |
| Ticker Symbol | RDSA | | | | | Meeting Date | 18-May-2021 | |
| ISIN | US7802592060 | | | | | Agenda | 935396653 - Management |
| Record Date | 06-Apr-2021 | | | | | Holding Recon Date | 06-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 12-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | | |
| 2. | Approval of Directors' Remuneration Report. | Management | For | For | | |
| 3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | | |
| 4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | | |
| 5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | | |
| 6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | | |
| 7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | | |
| 8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | | |
| 9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | | |
| 10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | | |
| 11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | | |
| 12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | | |
| 13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | | |
| 14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | | |
| 15. | Reappointment of Auditors. | Management | For | For | | |
| 16. | Remuneration of Auditors. | Management | For | For | | |
| 17. | Authority to allot shares. | Management | For | For | | |
| 18. | Disapplication of pre-emption rights. | Management | For | For | | |
| 19. | Authority to purchase own shares. | Management | For | For | | |
| 20. | Shell's Energy Transition Strategy. | Management | For | For | | |
| 21. | Shareholder resolution. | Shareholder | Against | For | | |
| PJSC MMC NORILSK NICKEL | | |
| Security | 55315J102 | | | | | Meeting Type | Annual |
| Ticker Symbol | NILSY | | | | | Meeting Date | 19-May-2021 | |
| ISIN | US55315J1025 | | | | | Agenda | 935423741 - Management |
| Record Date | 26-Apr-2021 | | | | | Holding Recon Date | 26-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 07-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Ratifying the 2020 Annual Report from PJSC MMC Norilsk Nickel. To ratify the 2020 report from PJSC MMC Norilsk Nickel. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | Management | | | | |
| 2. | Ratifying the 2020 Annual Accounting (Financial) Statements from PJSC MMC Norilsk Nickel. To ratify the 2020 Annual Accounting (financial) Statements of PJSC MMC Norilsk Nickel. | Management | | | | |
| 3. | Approval of the 2020 PJSC MMC Norilsk Nickel Consolidated Financial Statements. To approve 2020 PJSC MMC Norilsk Nickel consolidate financial statements. | Management | | | | |
| 4. | Distribution of profit of PJSC MMC Norilsk Nickel for 2020, including payment (declaration) of dividends, based on the results of 2020. 1. Approve the distribution of profit of PJSC MMC Norilsk Nickel in 2020 in accordance with the recommendation of the Board of Directors of PJSC MMC Norilsk Nickel, included in the report of the Board of Directors of PJSC MMC Norilsk Nickel with the motivated position of the Board of Directors of PJSC MMC Norilsk Nickel on the items of ..Due to space limits, see proxy material for full proposal | Management | | | | |
| 5A. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Valentinovich Barbashev | Management | | | | |
| 5B. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Leonidovich Batekhin | Management | | | | |
| 5C. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Alexey Vladimirovich Bashkirov | Management | | | | |
| 5D. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Borisovich Bratukhin | Management | | | | |
| 5E. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Nikolaevich Volk | Management | | | | |
| 5F. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Marianna Alexandrovna Zakharova | Management | | | | |
| 5G. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Luchitsky Stanislav Lvovich | Management | | | | |
| 5H. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Roger Llewelyn Munnings | Management | | | | |
| 5I. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Gareth Peter Penny | Management | | | | |
| 5J. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Maxim Vladimirovich Poletaev | Management | | | | |
| 5K. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Vyacheslav Alexeevich Solomin | Management | | | | |
| 5L. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Evgeny Arkadievich Schwartz | Management | | | | |
| 5M. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Robert Willem John Edwards | Management | | | | |
| 6A. | Election of member to the Internal Audit Commission: Alexey Sergeevich Dzybalov | Management | | | | |
| 6B. | Election of member to the Internal Audit Commission: Anna Viktorovna Masalova | Management | | | | |
| 6C. | Election of member to the Internal Audit Commission: Georgiy Eduardovich Svanidze | Management | | | | |
| 6D. | Election of member to the Internal Audit Commission: Vladimir Nikolaevich Shilkov | Management | | | | |
| 6E. | Election of member to the Internal Audit Commission: Elena Alexandrovna Yanevich | Management | | | | |
| 7. | Approving the Auditor of RAS statements for PJSC MMC Norilsk Nickel. To approve JSC KPMG as the Auditor of Russian Accounting Standards financial statements for PJSC MMC Norilsk Nickel for 2021. | Management | | | | |
| 8. | Approving the Auditor of IFRS consolidated financial statements for PJSC MMC Norilsk Nickel. To approve JSC KPMG as the Auditor of Consolidated Financial Statements for PJSC MMC Norilsk Nickel for 2021 and Interim Consolidated Financial Statements for the first half of 2021. | Management | | | | |
| 9. | Remuneration for and reimbursement of expenses incurred by members of the Board of Directors at PJSC MMC Norilsk Nickel. 1. To establish that the Members of the Board of Directors of PJSC MMC Norilsk Nickel shall receive remuneration and reimbursement of expenses related to performance of their duties in accordance with the Policy on Remuneration of Members of the Board of Directors of PJSC MMC Norilsk Nickel approved by the AGM resolution on May 13, 2020. ..Due to space limits, see proxy material for full proposal | Management | | | | |
| 10. | Remuneration for the Audit Commission at PJSC MMC Norilsk Nickel. To set the remuneration for any Audit Commission member at PJSC MMC Norilsk Nickel who is not employed by the Company at the amount of RUB 1,800,000 (one million eight hundred thousand) per annum before taxes, payable in equal amounts twice per year. The amount above is before taxes, in accordance with applicable Russian Federation legislation. | Management | | | | |
| 11. | Approval for interested party transactions to reimburse losses incurred by members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel. To authorize associated transactions that represent related party transactions for all members of the Board of Directors and the Management Board of PJSC MMC Norilsk Nickel, the subject matter of which implies the obligation of PJSC MMC Norilsk Nickel to indemnify the members of the Board of Directors ..Due to space limits, see proxy material for full proposal | Management | | | | |
| 12. | Approval for an interested party transaction for indemnity insurance for the members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel. To approve an interested party transaction for all members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel and that concerns indemnification insurance for members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel, and for officials at the Company itself and its ..Due to space limits, see proxy material for full proposal | Management | | | | |
| FRESENIUS MEDICAL CARE AG & CO. KGAA | | |
| Security | 358029106 | | | | | Meeting Type | Annual |
| Ticker Symbol | FMS | | | | | Meeting Date | 20-May-2021 | |
| ISIN | US3580291066 | | | | | Agenda | 935411758 - Management |
| Record Date | 12-Apr-2021 | | | | | Holding Recon Date | 12-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 07-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2020. | Management | For | For | | |
| 2. | Resolution on the allocation of distributable profit. | Management | For | For | | |
| 3. | Resolution on the approval of the actions of the General Partner for fiscal year 2020. | Management | For | For | | |
| 4. | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2020. | Management | For | For | | |
| 5. | Election of the auditor and group auditor for fiscal year 2021 as well as the auditor for the potential review of the half year financial report for fiscal year 2021 and other interim financial information. | Management | For | For | | |
| 6A. | Election to the Supervisory Board: Dr. Dieter Schenk | Management | For | For | | |
| 6B. | Election to the Supervisory Board and to the Joint Committee: Rolf A. Classon | Management | For | For | | |
| 6C. | Election to the Supervisory Board: Gregory Sorensen, MD | Management | For | For | | |
| 6D. | Election to the Supervisory Board and to the Joint Committee: Dr. Dorothea Wenzel | Management | For | For | | |
| 6E. | Election to the Supervisory Board: Pascale Witz | Management | For | For | | |
| 6F. | Election to the Supervisory Board: Prof. Dr. Gregor Zünd | Management | For | For | | |
| 7. | Resolution on the authorization to purchase and use treasury shares pursuant to section 71 (1) no. 8 AktG and on the exclusion of subscription rights. | Management | For | For | | |
| SHAW COMMUNICATIONS INC. | | |
| Security | 82028K200 | | | | | Meeting Type | Special |
| Ticker Symbol | SJR | | | | | Meeting Date | 20-May-2021 | |
| ISIN | CA82028K2002 | | | | | Agenda | 935414223 - Management |
| Record Date | 06-Apr-2021 | | | | | Holding Recon Date | 06-Apr-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 17-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 01 | A special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular dated April 14, 2021 (the "Circular"), to approve the proposed arrangement between Shaw Communications Inc. ("Shaw"), Rogers Communications Inc. (the "Purchaser") and the holders of Class A Participating Shares and Class B Non-Voting Participating Shares of Shaw pursuant to a plan of arrangement under section 193 of the Business Corporations Act (Alberta), whereby the Purchaser will, among other things, acquire all of the issued and outstanding Class A Participating Shares and Class B Non-Voting Participating Shares in the capital of Shaw, as more particularly described in the Circular. | Management | For | For | | |
| ENGIE | | |
| Security | 29286D105 | | | | | Meeting Type | Annual |
| Ticker Symbol | ENGIY | | | | | Meeting Date | 20-May-2021 | |
| ISIN | US29286D1054 | | | | | Agenda | 935425214 - Management |
| Record Date | 14-Apr-2021 | | | | | Holding Recon Date | 14-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 13-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | | |
| O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | | |
| O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | | |
| O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | | |
| O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | | |
| O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | | |
| O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | | |
| O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | | |
| O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | | |
| O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | | |
| O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | | |
| O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | | |
| O13 | Approval of the compensation policy for Directors. | Management | For | For | | |
| O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | | |
| O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | | |
| A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | For | Against | | |
| E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | | |
| E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | | |
| E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | | |
| E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | | |
| E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | | |
| ENGIE | | |
| Security | 29286D105 | | | | | Meeting Type | Annual |
| Ticker Symbol | ENGIY | | | | | Meeting Date | 20-May-2021 | |
| ISIN | US29286D1054 | | | | | Agenda | 935435582 - Management |
| Record Date | 06-May-2021 | | | | | Holding Recon Date | 06-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 13-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | | |
| O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | | |
| O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | | |
| O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | | |
| O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | | |
| O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | | |
| O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | | |
| O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | | |
| O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | | |
| O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | | |
| O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | | |
| O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | | |
| O13 | Approval of the compensation policy for Directors. | Management | For | For | | |
| O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | | |
| O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | | |
| A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | Against | For | | |
| E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | | |
| E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | | |
| E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | | |
| E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | | |
| E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | | |
| COCA-COLA EUROPEAN PARTNERS | | |
| Security | G25839104 | | | | | Meeting Type | Annual |
| Ticker Symbol | CCEP | | | | | Meeting Date | 26-May-2021 | |
| ISIN | GB00BDCPN049 | | | | | Agenda | 935401163 - Management |
| Record Date | 01-Apr-2021 | | | | | Holding Recon Date | 01-Apr-2021 | |
| City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 25-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Receipt of the Report and Accounts. | Management | For | For | | |
| O2 | Approval of the Directors' Remuneration Report. | Management | For | For | | |
| O3 | Election of Manolo Arroyo | Management | For | For | | |
| O4 | Election of John Bryant | Management | For | For | | |
| O5 | Election of Christine Cross | Management | For | For | | |
| O6 | Election of Brian Smith | Management | For | For | | |
| O7 | Election of Garry Watts | Management | For | For | | |
| O8 | Re-election of Jan Bennink | Management | For | For | | |
| O9 | Re-election of José Ignacio Comenge | Management | For | For | | |
| O10 | Re-election of Damian Gammell | Management | For | For | | |
| O11 | Re-election of Nathalie Gaveau | Management | For | For | | |
| O12 | Re-election of Álvaro Gómez-Trénor Aguilar | Management | For | For | | |
| O13 | Re-election of Thomas Johnson | Management | For | For | | |
| O14 | Re-election of Dagmar Kollmann | Management | For | For | | |
| O15 | Re-election of Alfonso Líbano Daurella | Management | For | For | | |
| O16 | Re-election of Mark Price | Management | For | For | | |
| O17 | Re-election of Mario Rotllant Solá | Management | For | For | | |
| O18 | Re-election of Dessi Temperley | Management | For | For | | |
| O19 | Reappointment of the Auditor. | Management | For | For | | |
| O20 | Remuneration of the Auditor. | Management | For | For | | |
| O21 | Political Donations. | Management | For | For | | |
| O22 | Authority to allot new shares. | Management | For | For | | |
| O23 | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code. | Management | For | | | |
| S24 | General authority to disapply pre-emption rights. | Management | For | For | | |
| S25 | General authority to disapply pre-emption rights in connection with an acquisition or specified capital investment. | Management | For | For | | |
| S26 | Authority to purchase own shares on market. | Management | For | For | | |
| S27 | Authority to purchase own shares off market. | Management | For | For | | |
| S28 | Notice period for general meetings other than AGMs. | Management | For | For | | |
| YUM CHINA HOLDINGS, INC. | | |
| Security | 98850P109 | | | | | Meeting Type | Annual |
| Ticker Symbol | YUMC | | | | | Meeting Date | 27-May-2021 | |
| ISIN | US98850P1093 | | | | | Agenda | 935395649 - Management |
| Record Date | 29-Mar-2021 | | | | | Holding Recon Date | 29-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Fred Hu | Management | Against | Against | | |
| 1B. | Election of Director: Joey Wat | Management | For | For | | |
| 1C. | Election of Director: Peter A. Bassi | Management | For | For | | |
| 1D. | Election of Director: Edouard Ettedgui | Management | Against | Against | | |
| 1E. | Election of Director: Cyril Han | Management | For | For | | |
| 1F. | Election of Director: Louis T. Hsieh | Management | For | For | | |
| 1G. | Election of Director: Ruby Lu | Management | Against | Against | | |
| 1H. | Election of Director: Zili Shao | Management | For | For | | |
| 1I. | Election of Director: William Wang | Management | For | For | | |
| 1J. | Election of Director: Min (Jenny) Zhang | Management | For | For | | |
| 2. | Ratification of the Appointment of KPMG Huazhen LLP as the Company's Independent Auditor. | Management | For | For | | |
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | | |
| 4. | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow Stockholders Holding 25% of the Company's Outstanding Shares the Right to Call Special Meetings. | Management | For | For | | |
| DEUTSCHE BANK AG | | |
| Security | D18190898 | | | | | Meeting Type | Annual |
| Ticker Symbol | DB | | | | | Meeting Date | 27-May-2021 | |
| ISIN | DE0005140008 | | | | | Agenda | 935428145 - Management |
| Record Date | 19-Apr-2021 | | | | | Holding Recon Date | 19-Apr-2021 | |
| City / | Country | | | / | Germany | | | | Vote Deadline Date | 20-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | | |
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | | |
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | | |
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | | |
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | | |
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | | |
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | | |
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | | |
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | | |
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | | |
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | | |
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | | |
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | | |
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | | |
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | | |
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | | |
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | | |
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | | |
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | | |
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | | |
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | | |
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | | |
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | | |
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | | |
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | | |
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | | |
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | | |
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | | |
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | | |
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | | |
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | | |
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | | |
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | | |
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | | |
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | | |
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | | |
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | | |
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | | |
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | For | For | | |
| 11. | Authorized capital (in general with pre-emptive rights) | Management | For | For | | |
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | | |
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | | |
| DEUTSCHE BANK AG | | |
| Security | D18190898 | | | | | Meeting Type | Annual |
| Ticker Symbol | DB | | | | | Meeting Date | 27-May-2021 | |
| ISIN | DE0005140008 | | | | | Agenda | 935435001 - Management |
| Record Date | 06-May-2021 | | | | | Holding Recon Date | 06-May-2021 | |
| City / | Country | | | / | Germany | | | | Vote Deadline Date | 20-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
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| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | | |
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | | |
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | | |
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | | |
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | | |
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | | |
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | | |
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | | |
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | | |
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | | |
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | | |
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | | |
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | | |
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | | |
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | | |
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | | |
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | | |
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | | |
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | | |
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | | |
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | | |
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | | |
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | | |
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | | |
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | | |
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | | |
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | | |
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | | |
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | | |
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | | |
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | | |
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | | |
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | | |
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | | |
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | | |
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | | |
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | | |
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | | |
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | For | For | | |
| 11. | Authorized capital (in general with pre-emptive rights) | Management | For | For | | |
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | | |
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | | |
| HSBC HOLDINGS PLC | | |
| Security | 404280406 | | | | | Meeting Type | Annual |
| Ticker Symbol | HSBC | | | | | Meeting Date | 28-May-2021 | |
| ISIN | US4042804066 | | | | | Agenda | 935364048 - Management |
| Record Date | 17-Mar-2021 | | | | | Holding Recon Date | 17-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 18-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | To receive the Annual Report & Accounts 2020. | Management | For | For | | |
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | | |
| 3A. | To elect James Forese as a Director. | Management | For | For | | |
| 3B. | To elect Steven Guggenheimer as a Director. | Management | For | For | | |
| 3C. | To elect Eileen Murray as a Director. | Management | For | For | | |
| 3D. | To re-elect Irene Lee as a Director. | Management | For | For | | |
| 3E. | To re-elect Dr José Antonio Meade Kuribreña as a Director. | Management | For | For | | |
| 3F. | To re-elect David Nish as a Director. | Management | For | For | | |
| 3G. | To re-elect Noel Quinn as a Director. | Management | For | For | | |
| 3H. | To re-elect Ewen Stevenson as a Director. | Management | For | For | | |
| 3I. | To re-elect Jackson Tai as a Director. | Management | For | For | | |
| 3J. | To re-elect Mark E Tucker as a Director. | Management | For | For | | |
| 3K. | To re-elect Pauline van der Meer Mohr as a Director. | Management | For | For | | |
| 4. | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company. | Management | For | For | | |
| 5. | To authorise the Group Audit Committee to determine the remuneration of the Auditor. | Management | For | For | | |
| 6. | To authorise the Company to make political donations. | Management | For | For | | |
| 7. | To authorise the Directors to allot shares. | Management | For | For | | |
| 8. | To disapply pre-emption rights (special resolution). | Management | For | For | | |
| 9. | To further disapply pre-emption rights for acquisitions (special resolution). | Management | For | For | | |
| 10. | To authorise the Directors to allot any repurchased shares. | Management | For | For | | |
| 11. | To authorise the Company to purchase its own ordinary shares (special resolution). | Management | For | For | | |
| 12. | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities. | Management | For | For | | |
| 13. | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities (special resolution). | Management | For | For | | |
| 14. | To call general meetings (other than an AGM) on 14 clear days' notice (special resolution). | Management | For | For | | |
| 15. | Climate change resolution (special resolution). | Management | For | For | | |
| 16. | Shareholder requisitioned resolution regarding the Midland Bank defined benefit pension scheme (special resolution). | Shareholder | Against | For | | |
| SOUTHERN COPPER CORPORATION | | |
| Security | 84265V105 | | | | | Meeting Type | Annual |
| Ticker Symbol | SCCO | | | | | Meeting Date | 28-May-2021 | |
| ISIN | US84265V1052 | | | | | Agenda | 935403395 - Management |
| Record Date | 09-Apr-2021 | | | | | Holding Recon Date | 09-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 27-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | G. Larrea Mota-Velasco | | | Withheld | Against | | |
| | | 2 | O. Gonzalez Rocha | | | Withheld | Against | | |
| | | 3 | V. Ariztegui Andreve | | | Withheld | Against | | |
| | | 4 | E. Sanchez Mejorada | | | Withheld | Against | | |
| | | 5 | L. Contreras Lerdo de T | | | Withheld | Against | | |
| | | 6 | X. Garcia de Quevedo T. | | | Withheld | Against | | |
| | | 7 | R. Mac Gregor Anciola | | | Withheld | Against | | |
| | | 8 | L. M. Palomino Bonilla | | | Withheld | Against | | |
| | | 9 | G Perezalonso Cifuentes | | | Withheld | Against | | |
| | | 10 | C. Ruiz Sacristan | | | Withheld | Against | | |
| 2. | Ratify the Audit Committee's selection of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2021. | Management | For | For | | |
| 3. | Approve by, non-binding vote, executive compensation. | Management | For | For | | |
| 4. | Vote on a stockholder proposal on independent chair, if properly presented to the meeting. | Shareholder | For | Against | | |
| CHUNGHWA TELECOM CO. LTD. | | |
| Security | 17133Q502 | | | | | Meeting Type | Annual |
| Ticker Symbol | CHT | | | | | Meeting Date | 28-May-2021 | |
| ISIN | US17133Q5027 | | | | | Agenda | 935416962 - Management |
| Record Date | 26-Mar-2021 | | | | | Holding Recon Date | 26-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 20-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Ratification of 2020 business report and financial statements. | Management | For | For | | |
| 2. | Ratification of 2020 earnings distribution proposal. | Management | For | For | | |
| 3. | Amendments to the Articles of Incorporation of the Company. | Management | For | For | | |
| 4. | Amendments to the Ordinance of Shareholders Meetings of the Company. | Management | For | For | | |
| 5. | Amendments to the Directors Election Regulations of the Company. | Management | For | For | | |
| 6. | Release of non-competition restrictions on directors. | Management | For | For | | |
| TOTAL SE | | |
| Security | 89151E109 | | | | | Meeting Type | Annual |
| Ticker Symbol | TOT | | | | | Meeting Date | 28-May-2021 | |
| ISIN | US89151E1091 | | | | | Agenda | 935430936 - Management |
| Record Date | 16-Apr-2021 | | | | | Holding Recon Date | 16-Apr-2021 | |
| City / | Country | | | / | France | | | | Vote Deadline Date | 18-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | | |
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | | |
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2020. | Management | For | For | | |
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. | Management | For | For | | |
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code. | Management | For | For | | |
| O6 | Renewal of Mr. Patrick Pouyanné's term as director. | Management | For | For | | |
| O7 | Renewal of Ms. Anne-Marie Idrac's term as director. | Management | For | For | | |
| O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | | |
| O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | | |
| O10 | Approval of the information relating to the compensation of executive and non-executive directors ("mandataires sociaux") mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. | Management | For | For | | |
| O11 | Approval of the compensation policy applicable to directors. | Management | For | For | | |
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer. | Management | For | For | | |
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer. | Management | For | For | | |
| O14 | Opinion on the Company's ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. | Management | For | For | | |
| E15 | Amendment of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. | Management | For | For | | |
| E16 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. | Management | For | For | | |
| E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders' pre-emptive subscription rights, reserved for members of a company or group savings plan. | Management | For | For | | |
| ZTO EXPRESS CAYMAN INC | | |
| Security | 98980A105 | | | | | Meeting Type | Annual |
| Ticker Symbol | ZTO | | | | | Meeting Date | 02-Jun-2021 | |
| ISIN | US98980A1051 | | | | | Agenda | 935440709 - Management |
| Record Date | 12-May-2021 | | | | | Holding Recon Date | 12-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 20-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | As a special resolution, THAT subject to the dual foreign name "Please refer to the material for full resolution" being entered in the Register of Companies by the Registrar of Companies in the Cayman Islands, the Chinese name "Please refer to the material for full resolution" be adopted as the dual foreign name of the Company. | Management | For | For | | |
| 2. | As a special resolution, THAT the Company's Second Amended and Restated Memorandum of Association and Articles of Association (the "Current M&AA") be amended and restated by their deletion in their entirety and by the substitution in their place of the Third Amended and Restated Memorandum of Association and Articles of Association in the form as attached as Exhibit B of the Notice of the Annual General Meeting (the "Amended M&AA"). | Management | For | For | | |
| NIO INC | | |
| Security | 62914V106 | | | | | Meeting Type | Special |
| Ticker Symbol | NIO | | | | | Meeting Date | 03-Jun-2021 | |
| ISIN | US62914V1061 | | | | | Agenda | 935436736 - Management |
| Record Date | 07-May-2021 | | | | | Holding Recon Date | 07-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | AS A SPECIAL RESOLUTION, THAT the Company's Eleventh Amended and Restated Memorandum and Articles of Association (the "Current M&AA") be amended and restated by the deletion in their entirety and by the substitution in their place of the Twelfth Amended and Restated Memorandum and Articles of Association, substantially in the form attached hereto as Exhibit A (the "Amended and Restated M&AA"). | Management | For | | | |
| WIPRO LIMITED | | |
| Security | 97651M109 | | | | | Meeting Type | Special |
| Ticker Symbol | WIT | | | | | Meeting Date | 06-Jun-2021 | |
| ISIN | US97651M1099 | | | | | Agenda | 935434542 - Management |
| Record Date | 26-Apr-2021 | | | | | Holding Recon Date | 26-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Re-appointment of Dr. Patrick J. Ennis (DIN: 07463299) as an Independent Director of the Company (Special Resolution). | Management | For | For | | |
| 2. | Re-appointment of Mr. Patrick Dupuis (DIN: 07480046) as an Independent Director of the Company (Special Resolution). | Management | For | For | | |
| UNITED MICROELECTRONICS CORPORATION | | |
| Security | 910873405 | | | | | Meeting Type | Annual |
| Ticker Symbol | UMC | | | | | Meeting Date | 08-Jun-2021 | |
| ISIN | US9108734057 | | | | | Agenda | 935434922 - Management |
| Record Date | 08-Apr-2021 | | | | | Holding Recon Date | 08-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 28-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | The Company's 2020 business report and financial statements. | Management | For | For | | |
| 2. | The Company's 2020 earnings distribution. | Management | For | For | | |
| 3. | To propose the issuance plan of private placement for common shares, DRs, or Euro/Domestic convertible bonds (including secured or unsecured corporate bonds). The amount of shares is proposed to be no more than 10% of total common shares issued plus the total common shares represented by the above equity-type securities which are fully issued. | Management | For | For | | |
| 4. | DIRECTOR | Management | | | | |
| | | 1 | Wenyi Chu* | | | For | For | | |
| | | 2 | Lih J. Chen* | | | For | For | | |
| | | 3 | Jyuo-Min Shyu* | | | For | For | | |
| | | 4 | Kuang Si Shiu* | | | For | For | | |
| | | 5 | Wen-Hsin Hsu* | | | For | For | | |
| | | 6 | Ting-Yu Lin# | | | For | For | | |
| | | 7 | Stan Hung# | | | For | For | | |
| | | 8 | SC Chien#+ | | | For | For | | |
| | | 9 | Jason Wang#! | | | For | For | | |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | | |
| Security | 874039100 | | | | | Meeting Type | Annual |
| Ticker Symbol | TSM | | | | | Meeting Date | 08-Jun-2021 | |
| ISIN | US8740391003 | | | | | Agenda | 935435049 - Management |
| Record Date | 09-Apr-2021 | | | | | Holding Recon Date | 09-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 01-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1) | To accept 2020 Business Report and Financial Statements. | Management | For | For | | |
| 2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Management | For | For | | |
| 3) | To approve the issuance of employee restricted stock awards for year 2021. | Management | For | For | | |
| 4) | DIRECTOR | Management | | | | |
| | | 1 | Mark Liu* | | | For | For | | |
| | | 2 | C.C. Wei* | | | For | For | | |
| | | 3 | F.C. Tseng* | | | For | For | | |
| | | 4 | Ming-Hsin Kung*+ | | | For | For | | |
| | | 5 | Sir Peter L. Bonfield# | | | For | For | | |
| | | 6 | Kok-Choo Chen# | | | For | For | | |
| | | 7 | Michael R. Splinter# | | | For | For | | |
| | | 8 | Moshe N. Gavrielov# | | | For | For | | |
| | | 9 | Yancey Hai# | | | For | For | | |
| | | 10 | L. Rafael Reif# | | | For | For | | |
| PLDT INC. | | |
| Security | 69344D408 | | | | | Meeting Type | Annual |
| Ticker Symbol | PHI | | | | | Meeting Date | 08-Jun-2021 | |
| ISIN | US69344D4088 | | | | | Agenda | 935438867 - Management |
| Record Date | 12-Apr-2021 | | | | | Holding Recon Date | 12-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 26-May-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Approval of the audited financial statements for the fiscal year ending December 31, 2020 contained in the Company's 2020 Annual Report. | Management | For | For | | |
| 2. | DIRECTOR | Management | | | | |
| | | 1 | Mr. Bernido H. Liu* | | | For | For | | |
| | | 2 | Artemio V. Panganiban* | | | For | For | | |
| | | 3 | Ms. Bernadine T. Siy* | | | For | For | | |
| | | 4 | Mr. Manuel L. Argel, Jr | | | For | For | | |
| | | 5 | Ms. Helen Y. Dee | | | For | For | | |
| | | 6 | Atty. Ray C. Espinosa | | | For | For | | |
| | | 7 | Mr. James L. Go | | | For | For | | |
| | | 8 | Mr. Shigeki Hayashi | | | For | For | | |
| | | 9 | Mr. Junichi Igarashi | | | For | For | | |
| | | 10 | Mr. M. V. Pangilinan | | | For | For | | |
| | | 11 | Mr. Alfredo S. Panlilio | | | For | For | | |
| | | 12 | Albert F. del Rosario | | | For | For | | |
| | | 13 | Ms. Marife B. Zamora | | | For | For | | |
| THOMSON REUTERS CORPORATION | | |
| Security | 884903709 | | | | | Meeting Type | Annual |
| Ticker Symbol | TRI | | | | | Meeting Date | 09-Jun-2021 | |
| ISIN | CA8849037095 | | | | | Agenda | 935424604 - Management |
| Record Date | 12-Apr-2021 | | | | | Holding Recon Date | 12-Apr-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 04-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | David Thomson | | | For | For | | |
| | | 2 | Steve Hasker | | | For | For | | |
| | | 3 | Kirk E. Arnold | | | For | For | | |
| | | 4 | David W. Binet | | | For | For | | |
| | | 5 | W. Edmund Clark, C.M. | | | For | For | | |
| | | 6 | Michael E. Daniels | | | For | For | | |
| | | 7 | Kirk Koenigsbauer | | | For | For | | |
| | | 8 | Deanna Oppenheimer | | | For | For | | |
| | | 9 | Vance K. Opperman | | | For | For | | |
| | | 10 | Simon Paris | | | For | For | | |
| | | 11 | Kim M. Rivera | | | For | For | | |
| | | 12 | Barry Salzberg | | | For | For | | |
| | | 13 | Peter J. Thomson | | | For | For | | |
| | | 14 | Wulf von Schimmelmann | | | For | For | | |
| 2 | To appoint PricewaterhouseCoopers LLP as auditor and to authorize the directors to fix the auditor's remuneration. | Management | For | For | | |
| 3 | To accept, on an advisory basis, the approach to executive compensation described in the accompanying Management Proxy Circular. | Management | For | For | | |
| 4 | The shareholder proposal as set out in Appendix B of the accompanying Management Proxy Circular. | Shareholder | Against | For | | |
| RESTAURANT BRANDS INTERNATIONAL INC. | | |
| Security | 76131D103 | | | | | Meeting Type | Annual |
| Ticker Symbol | QSR | | | | | Meeting Date | 16-Jun-2021 | |
| ISIN | CA76131D1033 | | | | | Agenda | 935418663 - Management |
| Record Date | 20-Apr-2021 | | | | | Holding Recon Date | 20-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | Alexandre Behring | | | For | For | | |
| | | 2 | João M. Castro-Neves | | | For | For | | |
| | | 3 | M. de Limburg Stirum | | | For | For | | |
| | | 4 | Paul J. Fribourg | | | For | For | | |
| | | 5 | Neil Golden | | | For | For | | |
| | | 6 | Ali Hedayat | | | For | For | | |
| | | 7 | Golnar Khosrowshahi | | | For | For | | |
| | | 8 | Marc Lemann | | | For | For | | |
| | | 9 | Jason Melbourne | | | For | For | | |
| | | 10 | Giovanni (John) Prato | | | For | For | | |
| | | 11 | Daniel S. Schwartz | | | For | For | | |
| | | 12 | Carlos Alberto Sicupira | | | For | For | | |
| 2. | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | For | For | | |
| 3. | Approval, on a non-binding advisory basis, the frequency of the future shareholder votes on the compensation of the named executive officers (every one, two or three years). | Management | 1 Year | For | | |
| 4. | Appoint KPMG LLP as our auditors to serve until the close of the 2022 Annual Meeting of Shareholders and authorize our directors to fix the auditors' remuneration. | Management | For | For | | |
| BEIGENE LTD | | |
| Security | 07725L102 | | | | | Meeting Type | Annual |
| Ticker Symbol | BGNE | | | | | Meeting Date | 16-Jun-2021 | |
| ISIN | US07725L1026 | | | | | Agenda | 935434643 - Management |
| Record Date | 19-Apr-2021 | | | | | Holding Recon Date | 19-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 04-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | THAT Donald W. Glazer be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | Against | Against | | |
| O2 | THAT Michael Goller be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | Against | Against | | |
| O3 | THAT Thomas Malley be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | For | For | | |
| O4 | THAT Corazon (Corsee) D. Sanders be and is hereby re- elected to serve as a Class II director until the 2024 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal. | Management | For | For | | |
| O5 | THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company's independent registered public accounting firms for the fiscal year ending December 31, 2021 be and is hereby approved, ratified and confirmed. | Management | For | For | | |
| O6 | THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as of the date of passing of this ordinary resolution up to the next annual general meeting of the shareholders of the Company be and is hereby approved. | Management | For | For | | |
| O7 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities. | Management | For | For | | |
| O8 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of the Existing Shareholders, up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares (the "RMB Shares") to be listed on the Science and Technology Innovation Board (the "STAR Market") of the Shanghai Stock Exchange. | Management | For | For | | |
| O9 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then- outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 6 for a period of five years, which period will be subject to an extension on a rolling basis each year. | Management | For | For | | |
| O10 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen, up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares to be listed on the STAR Market and to be traded in RMB pursuant to the general mandate set forth in Resolution 6. | Management | For | For | | |
| O11 | THAT the grant of an option to acquire shares to Amgen to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement dated October 31, 2019, as amended. | Management | For | For | | |
| O12 | THAT the grant of the restricted share units ("RSUs") with a grant date fair value of US$3,750,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | | |
| O13 | THAT the grant of RSUs with a grant date fair value of US$1,000,000 to Dr. Xiaodong Wang under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | | |
| O14 | THAT the grant of the RSUs with a grant date fair value of US$200,000 to each of other non-executive and independent non- executive directors, Mr. Anthony C. Hooper, Mr. Timothy Chen, Mr. Donald W. Glazer, Mr. Michael Goller, Mr. Ranjeev Krishana, Mr. Thomas Malley, Dr. Corazon (Corsee) D. Sanders, Mr. Jing- Shyh (Sam) Su and Mr. Qingqing Yi, under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | | |
| O15 | THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Management | For | For | | |
| S16 | THAT the adoption of the Sixth Amended and Restated Memorandum and Articles of Association of the Company, be and is hereby approved, conditioned on and subject to the listing of RMB Shares on the STAR Market. | Management | For | For | | |
| O17 | THAT the adjournment of the Annual Meeting by the chairman, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve any of the proposals described above, and on the reverse side, be and is hereby approved. | Management | For | For | | |
| TOYOTA MOTOR CORPORATION | | |
| Security | 892331307 | | | | | Meeting Type | Annual |
| Ticker Symbol | TM | | | | | Meeting Date | 16-Jun-2021 | |
| ISIN | US8923313071 | | | | | Agenda | 935446597 - Management |
| Record Date | 31-Mar-2021 | | | | | Holding Recon Date | 31-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 08-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Member of the Board of Directors: Takeshi Uchiyamada | Management | For | | | |
| 1B. | Election of Member of the Board of Directors: Shigeru Hayakawa | Management | For | | | |
| 1C. | Election of Member of the Board of Directors: Akio Toyoda | Management | For | | | |
| 1D. | Election of Member of the Board of Directors: Koji Kobayashi | Management | For | | | |
| 1E. | Election of Member of the Board of Directors: James Kuffner | Management | For | | | |
| 1F. | Election of Member of the Board of Directors: Kenta Kon | Management | For | | | |
| 1G. | Election of Member of the Board of Directors: Ikuro Sugawara | Management | For | | | |
| 1H. | Election of Member of the Board of Directors: Sir Philip Craven | Management | For | | | |
| 1I. | Election of Member of the Board of Directors: Teiko Kudo | Management | For | | | |
| 2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | | | |
| 3. | Partial Amendments to the Articles of Incorporation. | Management | For | | | |
| IBERDROLA SA | | |
| Security | 450737101 | | | | | Meeting Type | Annual |
| Ticker Symbol | IBDRY | | | | | Meeting Date | 17-Jun-2021 | |
| ISIN | US4507371015 | | | | | Agenda | 935442981 - Management |
| Record Date | 17-May-2021 | | | | | Holding Recon Date | 17-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 09-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 2. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 3. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 4. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 5. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 6. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 7. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 8. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 9. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 10. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 11. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 12. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 13. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 14. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 15. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 16. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 17. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 18. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 19. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 20. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 21. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 22. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 23. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 24. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 25. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 26. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| 27. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | | |
| INFOSYS LIMITED | | |
| Security | 456788108 | | | | | Meeting Type | Annual |
| Ticker Symbol | INFY | | | | | Meeting Date | 19-Jun-2021 | |
| ISIN | US4567881085 | | | | | Agenda | 935454936 - Management |
| Record Date | 17-May-2021 | | | | | Holding Recon Date | 17-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1 | Adoption of financial statements | Management | For | | | |
| O2 | Declaration of dividend | Management | For | | | |
| O3 | Appointment of U.B. Pravin Rao as a director liable to retire by rotation | Management | For | | | |
| S4 | Approval for the buyback of equity shares of the Company | Management | For | | | |
| S5 | Reappointment of Michael Gibbs as an independent director | Management | For | | | |
| S6 | Appointment of Bobby Parikh as an independent director | Management | For | | | |
| S7 | Appointment of Chitra Nayak as an independent director | Management | For | | | |
| S8 | Approval for changing the terms of remuneration of U.B. Pravin Rao, Chief Operating Officer and Whole-time Director | Management | For | | | |
| ASE TECHNOLOGY HOLDING CO. LTD. | | |
| Security | 00215W100 | | | | | Meeting Type | Annual |
| Ticker Symbol | ASX | | | | | Meeting Date | 22-Jun-2021 | |
| ISIN | US00215W1009 | | | | | Agenda | 935441066 - Management |
| Record Date | 23-Apr-2021 | | | | | Holding Recon Date | 23-Apr-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| F1) | Ratification of ASEH's 2020 business report and Financial Statements. | Management | For | For | | |
| F2) | Ratification of 2020 profits distribution proposal. | Management | For | For | | |
| G1) | Discussion of revision of the "Procedures for Lending Funds to Other Parties". | Management | For | For | | |
| G2) | Discussion of revision of the "Articles of Incorporation". | Management | For | For | | |
| G3) | Discussion the issuance of Restricted Stock Awards of the Company. | Management | For | For | | |
| H1) | DIRECTOR | Management | | | | |
| | | 1 | Jason C.S. Chang* | | | For | For | | |
| | | 2 | Richard H.P. Chang* | | | For | For | | |
| | | 3 | Chi-Wen Tsai* | | | For | For | | |
| | | 4 | Yen-Chun Chang* | | | For | For | | |
| | | 5 | Tien Wu* | | | For | For | | |
| | | 6 | Joseph Tung* | | | For | For | | |
| | | 7 | Raymond Lo* | | | For | For | | |
| | | 8 | TS Chen* | | | For | For | | |
| | | 9 | Jeffery Chen* | | | For | For | | |
| | | 10 | Rutherford Chang* | | | For | For | | |
| | | 11 | Sheng-Fu You# | | | For | For | | |
| | | 12 | Mei-Yueh Ho# | | | For | For | | |
| | | 13 | Philip Wen-Chyi Ong# | | | For | For | | |
| I1) | Waiver of non-competition clauses for newly elected directors of the Company. | Management | For | For | | |
| SONY GROUP CORPORATION | | |
| Security | 835699307 | | | | | Meeting Type | Annual |
| Ticker Symbol | SONY | | | | | Meeting Date | 22-Jun-2021 | |
| ISIN | US8356993076 | | | | | Agenda | 935442234 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | | |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | | |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | | |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | | |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | | |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | | |
| 1G. | Election of Director: Wendy Becker | Management | For | For | | |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | | |
| 1I. | Election of Director: Adam Crozier | Management | For | For | | |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | | |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | | |
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | | |
| NIDEC CORPORATION | | |
| Security | 654090109 | | | | | Meeting Type | Annual |
| Ticker Symbol | NJDCY | | | | | Meeting Date | 22-Jun-2021 | |
| ISIN | US6540901096 | | | | | Agenda | 935452235 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1.1 | Election of Director who are not Audit and Supervisory Committee Member: Shigenobu Nagamori | Management | For | For | | |
| 1.2 | Election of Director who are not Audit and Supervisory Committee Member: Jun Seki | Management | For | For | | |
| 1.3 | Election of Director who are not Audit and Supervisory Committee Member: Teiichi Sato | Management | For | For | | |
| 1.4 | Election of Director who are not Audit and Supervisory Committee Member: Osamu Shimizu | Management | For | For | | |
| 2. | Amendments to the amount and content of performance- linked share-based remuneration, etc. for members of the Board of Directors who are not Audit and Supervisory Committee Members, etc. | Management | For | For | | |
| BLACKBERRY LIMITED | | |
| Security | 09228F103 | | | | | Meeting Type | Annual |
| Ticker Symbol | BB | | | | | Meeting Date | 23-Jun-2021 | |
| ISIN | CA09228F1036 | | | | | Agenda | 935433184 - Management |
| Record Date | 03-May-2021 | | | | | Holding Recon Date | 03-May-2021 | |
| City / | Country | | | / | Canada | | | | Vote Deadline Date | 18-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | John Chen | | | For | For | | |
| | | 2 | Michael A. Daniels | | | For | For | | |
| | | 3 | Timothy Dattels | | | For | For | | |
| | | 4 | Lisa Disbrow | | | For | For | | |
| | | 5 | Richard Lynch | | | For | For | | |
| | | 6 | Laurie Smaldone Alsup | | | For | For | | |
| | | 7 | Barbara Stymiest | | | For | For | | |
| | | 8 | V. Prem Watsa | | | For | For | | |
| | | 9 | Wayne Wouters | | | For | For | | |
| 2. | Re-appointment of Auditors - Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | Management | For | For | | |
| 3. | Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | | |
| JD.COM, INC. | | |
| Security | 47215P106 | | | | | Meeting Type | Annual |
| Ticker Symbol | JD | | | | | Meeting Date | 23-Jun-2021 | |
| ISIN | US47215P1066 | | | | | Agenda | 935446016 - Management |
| Record Date | 20-May-2021 | | | | | Holding Recon Date | 20-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | As a special resolution: Resolution No. 1 set out in the Notice of the Annual General Meeting to approve the adoption of the Company's dual foreign name. | Management | For | | | |
| 2. | As a special resolution: Resolution No. 2 set out in the Notice of the Annual General Meeting to approve the adoption of the Second Amended and Restated Memorandum of Association and Articles of Association. | Management | For | For | | |
| NETEASE, INC. | | |
| Security | 64110W102 | | | | | Meeting Type | Annual |
| Ticker Symbol | NTES | | | | | Meeting Date | 23-Jun-2021 | |
| ISIN | US64110W1027 | | | | | Agenda | 935447296 - Management |
| Record Date | 18-May-2021 | | | | | Holding Recon Date | 18-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Re-election of Director: William Lei Ding | Management | For | For | | |
| 1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | | |
| 1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | | |
| 1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | | |
| 1E. | Re-election of Director: Lun Feng | Management | For | For | | |
| 1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | | |
| 2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2021 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | | |
| 3. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings, change the quorum for shareholders' meetings and reflect other updates. | Management | For | For | | |
| NIPPON TELEGRAPH & TELEPHONE CORPORATION | | |
| Security | 654624105 | | | | | Meeting Type | Annual |
| Ticker Symbol | NTTYY | | | | | Meeting Date | 24-Jun-2021 | |
| ISIN | US6546241059 | | | | | Agenda | 935446218 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Company Proposal: Distribution of Earned Surplus. | Management | For | For | | |
| 2. | Company Proposal: Determination of Amount and Other Details of Performance-Related Stock Compensation, etc. to Members of the Board. | Management | For | For | | |
| 3. | Company Proposal: Revision of Amount and Other Details of Compensation, etc. for Members of the Board. | Management | For | For | | |
| 4. | Shareholder Proposal: Removal of Director Naoki Shibutani. | Management | Against | For | | |
| HUAZHU GROUP LIMITED | | |
| Security | 44332N106 | | | | | Meeting Type | Annual |
| Ticker Symbol | HTHT | | | | | Meeting Date | 25-Jun-2021 | |
| ISIN | US44332N1063 | | | | | Agenda | 935447133 - Management |
| Record Date | 17-May-2021 | | | | | Holding Recon Date | 17-May-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 15-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT the ratification of appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditor of the Company for 2021 and the authorization for the directors of the Company to determine the remuneration of the auditor be and is hereby authorized and approved. | Management | For | For | | |
| O2. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT subject to and conditional upon the Listing Committee of The Stock Exchange of Hong Kong Limited granting the listing of, and permission to deal in, the subdivided ordinary shares, and with effect from the second business day following the day on which this resolution is passed by the shareholders of the Company, the sub- division of each issued and unissued ordinary share of the Company with a par value of US$0.0001 each into 10 ordinary ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| S3. | RESOLVED, AS A SPECIAL RESOLUTION: THAT, subject to the passing of the above Resolution 2, and with effect from the Sub-Division becoming effective, the amendments to the current memorandum and articles of association of the Company in the manner as detailed in the proxy statement be and are hereby approved and the amended and restated memorandum and articles of association in the form as set out in Exhibit A in the proxy statement be and is hereby approved and adopted in substitution for and to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | | |
| O4. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT each director or officer of the Company or Conyers Trust Company (Cayman) Limited be and is hereby authorized to take any and every action that might be necessary, appropriate or desirable to effect the foregoing resolutions as such director or officer or Conyers Trust Company (Cayman) Limited, in his, her or its absolute discretion, thinks fit. | Management | For | For | | |
| CYBERARK SOFTWARE LTD | | |
| Security | M2682V108 | | | | | Meeting Type | Annual |
| Ticker Symbol | CYBR | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | IL0011334468 | | | | | Agenda | 935448678 - Management |
| Record Date | 21-May-2021 | | | | | Holding Recon Date | 21-May-2021 | |
| City / | Country | | | / | Israel | | | | Vote Deadline Date | 28-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1A. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: Ehud (Udi) Mokady | Management | For | For | | |
| 1B. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: David Schaeffer | Management | For | For | | |
| 2. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2021 and until the Company's 2022 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | | |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | | |
| Security | 606822104 | | | | | Meeting Type | Annual |
| Ticker Symbol | MUFG | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | US6068221042 | | | | | Agenda | 935455700 - Management |
| Record Date | 31-Mar-2021 | | | | | Holding Recon Date | 31-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Appropriation of Surplus. | Management | For | For | | |
| 2A. | Election of Director: Mariko Fujii | Management | For | For | | |
| 2B. | Election of Director: Keiko Honda | Management | For | For | | |
| 2C. | Election of Director: Kaoru Kato | Management | For | For | | |
| 2D. | Election of Director: Satoko Kuwabara | Management | For | For | | |
| 2E. | Election of Director: Toby S. Myerson | Management | For | For | | |
| 2F. | Election of Director: Hirofumi Nomoto | Management | For | For | | |
| 2G. | Election of Director: Yasushi Shingai | Management | For | For | | |
| 2H. | Election of Director: Koichi Tsuji | Management | For | For | | |
| 2I. | Election of Director: Tarisa Watanagase | Management | For | For | | |
| 2J. | Election of Director: Ritsuo Ogura | Management | For | For | | |
| 2K. | Election of Director: Kenichi Miyanaga | Management | For | For | | |
| 2L. | Election of Director: Kanetsugu Mike | Management | For | For | | |
| 2M. | Election of Director: Saburo Araki | Management | For | For | | |
| 2N. | Election of Director: Iwao Nagashima | Management | For | For | | |
| 2O. | Election of Director: Junichi Hanzawa | Management | For | For | | |
| 2P. | Election of Director: Hironori Kamezawa | Management | For | For | | |
| 3. | Partial amendment to the Articles of Incorporation (disclosure of a plan outlining the company's business strategy to align its financing and investments with the goals of the Paris Agreement). | Management | Against | For | | |
| 4. | Partial Amendment to the Articles of Incorporation (Early Submission of Securities Reports). | Management | Against | For | | |
| 5. | Partial Amendment to the Articles of Incorporation (Prohibition of Parental Child Abduction). | Management | Against | For | | |
| 6. | Partial Amendment to the Articles of Incorporation (Prohibition of Financing and Other Inappropriate or Irregular Transactions with Anti-social Forces or the Parties that Provide Benefit Thereto). | Management | Against | For | | |
| 7. | Partial Amendment to the Articles of Incorporation (Establishment of a Helpline for Whistle-Blowers). | Management | Against | For | | |
| 8. | Election of a Director. | Management | For | Against | | |
| QIAGEN N.V. | | |
| Security | N72482123 | | | | | Meeting Type | Annual |
| Ticker Symbol | QGEN | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | NL0012169213 | | | | | Agenda | 935455990 - Management |
| Record Date | 01-Jun-2021 | | | | | Holding Recon Date | 01-Jun-2021 | |
| City / | Country | | | / | Netherlands | | | | Vote Deadline Date | 23-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1 | Proposal to adopt the Annual Accounts for the year ended December 31, 2020 ("Calendar Year 2020"). | Management | For | For | | |
| 2 | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2020. | Management | For | For | | |
| 3 | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | | |
| 4 | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | | |
| 5A | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | | |
| 5B | Reappointment of the Supervisory Director: Mr. Thomas Ebeling | Management | For | For | | |
| 5C | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | For | For | | |
| 5D | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | | |
| 5E | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | | |
| 5F | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | | |
| 5G | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | | |
| 6A | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | | |
| 6B | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | | |
| 7 | Proposal to adopt the Remuneration Policy with respect to the Managing Board. | Management | For | For | | |
| 8A | Remuneration of the Supervisory Board: Proposal to adopt the partial amendment of the Remuneration Policy with respect to the Supervisory Board. | Management | For | For | | |
| 8B | Remuneration of the Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. | Management | For | For | | |
| 9 | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2021. | Management | For | For | | |
| 10A | Proposal to authorize the Supervisory Board, until December 29, 2022 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | For | For | | |
| 10B | Proposal to authorize the Supervisory Board, until December 29, 2022 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | | |
| 10C | Proposal to authorize the Supervisory Board, until December 29, 2022 to: solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | | |
| 11 | Proposal to authorize the Managing Board, until December 29, 2022, to acquire shares in the Company's own share capital. | Management | For | For | | |
| 12 | Proposal to resolve upon the amendment of the Company's Articles of Association in connection with changes to Dutch law. | Management | For | For | | |
| SMC CORPORATION | | |
| Security | 78445W306 | | | | | Meeting Type | Annual |
| Ticker Symbol | SMCAY | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | US78445W3060 | | | | | Agenda | 935459962 - Management |
| Record Date | 31-Mar-2021 | | | | | Holding Recon Date | 31-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Dividend of Surplus: 300 yen per share Total amount: 19,823,403,300 yen Effective date: June 30, 2021. | Management | For | | | |
| 2A. | Reappointment of Director: Yoshiki Takada | Management | For | | | |
| 2B. | Reappointment of Director: Toshio Isoe | Management | For | | | |
| 2C. | Reappointment of Director: Masahiro Ota | Management | For | | | |
| 2D. | Reappointment of Director: Susumu Maruyama | Management | For | | | |
| 2E. | Reappointment of Director: Samuel Neff | Management | For | | | |
| 2F. | Reappointment of Director: Masanobu Kaizu (Independent Outside Director) | Management | For | | | |
| 2G. | Reappointment of Director: Toshiharu Kagawa (Independent Outside Director) | Management | For | | | |
| 2H. | Appointment of Director: Yoshitada Doi | Management | For | | | |
| 2I. | Appointment of Director: Yoshiko Iwata (Independent Outside Director) | Management | For | | | |
| 2J. | Appointment of Director: Kyoichi Miyazaki (Independent Outside Director) | Management | For | | | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | | |
| Security | 86562M209 | | | | | Meeting Type | Annual |
| Ticker Symbol | SMFG | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | US86562M2098 | | | | | Agenda | 935459974 - Management |
| Record Date | 30-Mar-2021 | | | | | Holding Recon Date | 30-Mar-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| 1. | Appropriation of Surplus. | Management | For | | | |
| 2A. | Election of Director: Takeshi Kunibe | Management | For | | | |
| 2B. | Election of Director: Jun Ohta | Management | For | | | |
| 2C. | Election of Director: Makoto Takashima | Management | For | | | |
| 2D. | Election of Director: Toru Nakashima | Management | For | | | |
| 2E. | Election of Director: Teiko Kudo | Management | For | | | |
| 2F. | Election of Director: Atsuhiko Inoue | Management | For | | | |
| 2G. | Election of Director: Toshihiro Isshiki | Management | For | | | |
| 2H. | Election of Director: Yasuyuki Kawasaki | Management | For | | | |
| 2I. | Election of Director: Masayuki Matsumoto | Management | For | | | |
| 2J. | Election of Director: Arthur M. Mitchell | Management | For | | | |
| 2K. | Election of Director: Shozo Yamazaki | Management | For | | | |
| 2L. | Election of Director: Masaharu Kohno | Management | For | | | |
| 2M. | Election of Director: Yoshinobu Tsutsui | Management | For | | | |
| 2N. | Election of Director: Katsuyoshi Shinbo | Management | For | | | |
| 2O. | Election of Director: Eriko Sakurai | Management | For | | | |
| 3. | Partial Amendments to the Articles of Incorporation. | Management | For | | | |
| GDS HOLDINGS LIMITED | | |
| Security | 36165L108 | | | | | Meeting Type | Annual |
| Ticker Symbol | GDS | | | | | Meeting Date | 29-Jun-2021 | |
| ISIN | US36165L1089 | | | | | Agenda | 935460559 - Management |
| Record Date | 04-Jun-2021 | | | | | Holding Recon Date | 04-Jun-2021 | |
| City / | Country | | | / | United States | | | | Vote Deadline Date | 18-Jun-2021 | |
| SEDOL(s) | | | | Quick Code | | |
| Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| O1. | Re-election of Mr. Lim Ah Doo as a director of the Company. | Management | For | For | | |
| O2. | Re-election of Mr. Chang Sun as a director of the Company. | Management | For | For | | |
| O3. | Re-election of Ms. Judy Qing Ye as a director of the Company. | Management | For | For | | |
| O4. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2021. | Management | For | For | | |
| O5. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of the Company at the date of the Meeting, whether in a single transaction or a series of transactions (OTHER THAN any allotment or issues of shares on the exercise of any options that have been granted by the Company). | Management | For | For | | |
| S6. | Approval of the amendment and restatement of the Company's Articles of Association to reflect such amendments as detailed in the proxy statement and set forth in Exhibit A hereto and thereto, a copy of which has been produced to the Meeting marked "A" and for identification purpose signed by the chairman of the Meeting (the "New Articles"), and the approval and adoption of the New Articles in substitution for and to the exclusion of the existing articles of association of the Company with immediate effect after the close of the Meeting. | Management | For | For | | |
| O7. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | | |
| Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 1 | Open Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 2 | Elect Meeting Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 3 | Acknowledge Proper Convening of Meeting | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 4 | Approve Agenda of Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 5 | Receive Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 6 | Receive Supervisory Board Reports on Board's Work, Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 7 | Receive Supervisory Board Requests on Approval of Management Board Report on Company's and Group's Operations, Financial Statements, Management Board Proposal on Allocation of Income and Dividends, and Discharge of Management Board Members | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 8.1 | Approve Management Board Report on Company's Operations | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 8.2 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 9 | Approve Allocation of Income and Omission of Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 10.1 | Approve Management Board Report on Group's Operations | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 10.2 | Approve Consolidated Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.1 | Approve Discharge of Szymon Piduch (CEO) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.2 | Approve Discharge of Michal Krauze (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.3 | Approve Discharge of Michal Muskala (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.4 | Approve Discharge of Jakub Macuga (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.1 | Approve Discharge of Tomasz Biernacki (Supervisory Board Chairman) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.2 | Approve Discharge of Eryk Bajer (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.3 | Approve Discharge of Slawomir Jakszuk (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.4 | Approve Discharge of Piotr Nowjalis (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.5 | Approve Discharge of Maciej Polanowski (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Share Holder | 13 | Elect Szymon Piduch as Supervisory Board Member | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 14 | Approve Remuneration Policy | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 15 | Approve Terms of Remuneration of Supervisory Board Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 16.1 | Amend Statute Re: Corporate Purpose | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 16.2 | Approve Consolidated Text of Statute | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 17 | Close Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 1 | Approve Company's Eligibility for Private Placement of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.2 | Approve Issue Manner and Issue Time | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.3 | Approve Target Subscribers and Subscription Method | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.4 | Approve Pricing Reference Date, Issue Price and Pricing Basis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.5 | Approve Issue Size | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.6 | Approve Amount and Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.7 | Approve Lock-up Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.8 | Approve Listing Exchange | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.9 | Approve Resolution Validity Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.10 | Approve Distribution Arrangement of Undistributed Earnings | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 3 | Approve Private Placement of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 4 | Approve Demonstration Analysis Report in Connection to Private Placement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 5 | Approve Feasibility Analysis Report on the Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 6 | Approve to Appoint Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 7 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 8 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 9 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 1.a | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 1.b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 2 | Approve Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 3 | Reelect Hital R. Meswani as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 4 | Reelect P.M.S. Prasad as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 6 | Elect K. V. Chowdary as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 7 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 2 | Confirm Interim Dividend as Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 3 | Reelect Madhurkumar Ramkrishnaji Bajaj as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 4 | Approve Reappointment and Remuneration of Rajeev Jain as Managing Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 5 | Authorize Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 27-Jul-20 | 22-Jul-20 | Confirmed | 9,944 | Management | 1 | Approve Signing of Strategic Cooperation Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Luxshare Precision Industry Co. Ltd. | 002475 | China | Y7744X106 | Special | 27-Jul-20 | 20-Jul-20 | Confirmed | 81,404 | Management | 1 | Approve Extension of Resolution Validity Period in Connection to Convertible Bonds Issuance | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Luxshare Precision Industry Co. Ltd. | 002475 | China | Y7744X106 | Special | 27-Jul-20 | 20-Jul-20 | Confirmed | 81,404 | Management | 2 | Approve Extension in Authorization for Board to Handle All Matters Related to Convertible Bonds Issuance | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 1 | Open Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 2 | Elect Meeting Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 3 | Acknowledge Proper Convening of Meeting | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 4 | Approve Agenda of Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 5 | Receive Management Board Report, Standalone and Consolidated Financial Statements | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 6 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 7 | Approve Consolidated Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 8 | Approve Management Board Report on Company's and Group's Operations | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 9 | Approve Allocation of Income and Omission of Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 10 | Approve Discharge of Adam Kicinski (CEO) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 11 | Approve Discharge of Marcin Iwinski (Deputy CEO) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 12 | Approve Discharge of Piotr Nielubowicz (Deputy CEO) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 13 | Approve Discharge of Adam Badowski (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 14 | Approve Discharge of Michal Nowakowski (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 15 | Approve Discharge of Piotr Karwowski (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 16 | Approve Discharge of Oleg Klapovskiy (Management Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 17 | Approve Discharge of Katarzyna Szwarc (Supervisory Board Chairwoman) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 18 | Approve Discharge of Piotr Pagowski (Supervisory Board Deputy Chairman) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 19 | Approve Discharge of Michal Bien (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 20 | Approve Discharge of Krzysztof Kilian (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 21 | Approve Discharge of Maciej Nielubowicz (Supervisory Board Member) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 22 | Approve Remuneration Policy | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 23 | Amend May 24, 2016, AGM Resolution Re: Approve Incentive Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 24 | Authorize Share Repurchase Program For Purpose of Incentive Plan; Approve Creation of Reserve Capital for Purpose of Share Repurchase Program | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 25 | Approve Incentive Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 26 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 27 | Cancel Reserve Capital Created for Purpose of Share Repurchase Program | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 28 | Close Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Macquarie Korea Infrastructure Fund | 088980 | South Korea | Y53643105 | Special | 28-Jul-20 | 30-Jun-20 | Confirmed | 29,680 | Management | 1 | Elect Kim Dae-ki as Supervisory Board Member | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a1 | Elect Zhu Shunyan as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a2 | Elect Wang Qiang as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a3 | Elect Wu Yongming as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2b | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 6 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 7 | Approve Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 8 | Adopt New By-Laws | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Special | 30-Jul-20 | 07-Jul-20 | Confirmed | 216,117 | Management | 1 | Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Special | 30-Jul-20 | 07-Jul-20 | Confirmed | 216,117 | Management | 2 | Amend Articles of Association | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Weichai Power Co., Ltd. | 2338 | China | Y9531A109 | Special | 31-Jul-20 | 24-Jul-20 | Confirmed | 49,143 | Management | 1 | Approve Grant of the Guarantees by the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 1 | Accept Financial Statements and Statutory Reports and Audited Consolidated Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 3 | Reelect Ashwin Dani as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 4 | Reelect Amrita Vakil as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 5 | Elect Manish Choksi as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 6 | Approve Continuation of Directorship by Ashwin Dani as Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 7 | Elect Amit Syngle as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 8 | Approve Appointment and Remuneration of Amit Syngle as Managing Director & CEO | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 9 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 1 | Elect Director Gary J. Wojtaszek | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 2 | Elect Director Satoshi Okada | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 3 | Ratify KPMG Huazhen LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 6 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 1 | Accept Standalone Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 3 | Approve Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 4 | Reelect Noel Naval Tata as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 5 | Elect Kakarla Usha as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 6 | Elect Bhaskar Bhat as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 7 | Elect C. K. Venkataraman as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 8 | Approve Appointment and Remuneration of C. K. Venkataraman as Managing Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 9 | Elect Sindhu Gangadharan as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 10 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 11 | Approve Payment of Commission to Non-Executive Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 3 | Reelect Gopal Vittal as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 4 | Reelect Shishir Priyadarshi as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 5 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Weihai Guangwei Composites Co., Ltd. | 300699 | China | Y953AT108 | Special | 26-Aug-20 | 20-Aug-20 | Confirmed | 34,500 | Management | 1 | Approve Completion of Partial Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 1 | Approve Draft and Summary of Performance Shares Incentive Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 3 | Approve Authorization of the Board to Handle All Related Matters | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 4 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 5 | Approve Merger by Absorption | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 6 | Approve Increase of Provision of Loan to Employees | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Special | 09-Sep-20 | 02-Sep-20 | Confirmed | 48,773 | Management | 1 | Elect Miao Jianmin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 2 | Confirm Interim Dividend as Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 3 | Reelect N.V. Ramana as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 4 | Reelect Madhusudana Rao Divi as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 1 | Approve 5-for-1 Stock Split and Amend Article 4 Accordingly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 2 | Amend Article 11 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 3 | Amend Article 14 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 4 | Consolidate Bylaws | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 5 | Approve Restricted Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | | Confirmed | 15,145 | Management | 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.1 | Elect Liang Yunchao as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.2 | Elect Liang Shuisheng as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.3 | Elect Lin Zhicheng as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.4 | Elect Tang Hui as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.1 | Elect Wang Xi as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.2 | Elect Deng Chuanyuan as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.3 | Elect Liu Jianhua as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 3 | Elect Wang Wen as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 4 | Approve Allowance of Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 5 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 6 | Amend Foreign Investment Management Method | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 7 | Amend Detailed Rules for Online Voting of the Shareholders General Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 9 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 10 | Amend Working System for Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 11 | Amend Implementing Rules for Cumulative Voting System | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 12 | Amend Management System of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 13 | Amend Remuneration Management System of Directors, Supervisors and Senior Management Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 14 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 1 | Open Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 2 | Elect Meeting Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 3 | Acknowledge Proper Convening of Meeting | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 4 | Approve Agenda of Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 5 | Amend July 28, 2020, AGM, Resolution Re: Incentive Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 6 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 7 | Close Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 1.i | Accept Standalone Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 1.ii | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 2 | Confirm Interim Dividend and Declare Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 3 | Reelect Sangita Reddy as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 4 | Approve Reappointment and Remuneration of Preetha Reddy as Whole Time Director Designated as Executive Vice-Chairperson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 5 | Approve Reappointment and Remuneration of Suneeta Reddy as Managing Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 6 | Approve Reappointment and Remuneration of Sangita Reddy as Joint Managing Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 7 | Approve Payment of Remuneration to Executive Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 8 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 9 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1a | Elect William Lei Ding as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1b | Elect Alice Yu-Fen Cheng as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1c | Elect Denny Ting Bun Lee as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1d | Elect Joseph Tze Kay Tong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1e | Elect Lun Feng as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1f | Elect Michael Man Kit Leung as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1g | Elect Michael Sui Bau Tong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 1 | Approve Annual Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.1 | Elect Esko Tapani Aho as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.2 | Elect Leonid Boguslavskii as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.3 | Elect Herman Gref as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.4 | Elect Bella Zlatkis as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.5 | Elect Sergei Ignatev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.7 | Elect Vladimir Kolychev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.10 | Elect Gennadii Melikian as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.11 | Elect Maksim Oreshkin as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.12 | Elect Anton Siluanov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.14 | Elect Nadya Wells as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 5 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 6 | Amend Charter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 28-Sep-20 | 23-Sep-20 | Confirmed | 74,282 | Management | 1 | Adopt Share Option Scheme | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Special | 29-Sep-20 | 23-Sep-20 | Confirmed | 13,613 | Management | 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Special | 29-Sep-20 | 23-Sep-20 | Confirmed | 13,613 | Management | 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sociedad Quimica y Minera de Chile SA | SQM.B | Chile | 833635105 | Special | 29-Sep-20 | 08-Sep-20 | Confirmed | 11,905 | Management | 1 | Approve Interim Dividends of USD 0.38 per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 1 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.1 | Elect Maggie Wei Wu as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.2 | Elect Kabir Misra as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 1 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.1 | Elect Maggie Wei Wu as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.2 | Elect Kabir Misra as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 1 | Approve Draft and Summary of Performance Shares Incentive Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 3 | Approve Authorization of Board to Handle All Related Matters | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 4 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 2 | Approve Discharge of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 3 | Reelect Arkady Volozh as Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 4 | Reelect Mikhail Parakhin as Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 5 | Approve Cancellation of Outstanding Class C Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 6 | Ratify Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 7 | Grant Board Authority to Issue Class A Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Special | 30-Oct-20 | 05-Oct-20 | Confirmed | 908 | Management | 1 | Approve Split-Off Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 1 | Approve Company's Eligibility for Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2 | Approve Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.1 | Approve Issue Type | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.2 | Approve Issue Scale | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.3 | Approve Par Value and Issue Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.4 | Approve Bond Maturity | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.5 | Approve Bond Interest Rate | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.6 | Approve Method and Term for the Repayment of Principal and Interest | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.7 | Approve Guarantee Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.8 | Approve Conversion Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.9 | Approve Method for Determining the Number of Shares for Conversion | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.10 | Approve Determination and Adjustment of Conversion Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.11 | Approve Terms for Downward Adjustment of Conversion Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.12 | Approve Terms of Redemption | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.13 | Approve Terms of Sell-Back | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.14 | Approve Dividend Distribution Post Conversion | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.15 | Approve Issue Manner and Target Subscribers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.16 | Approve Bondholders and Bondholders Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.17 | Approve Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.18 | Approve Raised Funds Deposit Account | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.19 | Approve Resolution Validity Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 3 | Approve Plan for Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 4 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 5 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 6 | Approve Shareholder Return Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 7 | Approve Formulation of Rules and Procedures Regarding Convertible Corporate Bondholders Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 8 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 9 | Approve Authorization of Board and Board Authorized Person to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 10 | Approve Repurchase and Cancellation of Performance Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 11 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 1 | Approve Company's Eligibility for Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2 | Approve Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.1 | Approve Issue Type | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.2 | Approve Issue Scale | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.3 | Approve Par Value and Issue Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.4 | Approve Bond Maturity | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.5 | Approve Bond Interest Rate | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.6 | Approve Method and Term for the Repayment of Principal and Interest | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.7 | Approve Conversion Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.8 | Approve Determination and Adjustment of Conversion Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.9 | Approve Terms for Downward Adjustment of Conversion Price | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.10 | Approve Method for Determining the Number of Shares for Conversion | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.11 | Approve Terms of Redemption | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.12 | Approve Terms of Sell-Back | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.13 | Approve Dividend Distribution Post Conversion | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.14 | Approve Issue Manner and Target Subscribers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.15 | Approve Placing Arrangement for Shareholders | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.16 | Approve Matters Related to Bondholders Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.17 | Approve Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.18 | Approve Guarantee Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.19 | Approve Depository of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.20 | Approve Validity Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 3 | Approve Plan for Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 4 | Approve Demonstration Analysis Report in Connection to Issuance of Convertible Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 5 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 6 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 7 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 8 | Approve Authorization of Board and Its Authorized Persons to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 9 | Approve Rules and Procedures Regarding Convertible Corporate Bondholders Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1a | Elect Director Charlene Barshefsky | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1b | Elect Director Wei Sun Christianson | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1c | Elect Director Fabrizio Freda | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1d | Elect Director Jane Lauder | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1e | Elect Director Leonard A. Lauder | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | | Confirmed | 33,678 | Management | 1 | Approve Merger between the Company and Companhia de Locacao das Americas (Unidas), Authorize Capital Increase in Connection with the Transaction and Amend Article 5 Accordingly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | | Confirmed | 33,678 | Management | 2 | Fix Number of Directors at Six | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | | Confirmed | 33,678 | Management | 3 | Elect Irlau Machado Filho as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | | Confirmed | 33,678 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Against | For | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Special | 12-Nov-20 | 06-Nov-20 | Confirmed | 25,789 | Management | 1 | Approve Share Subdivision | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 1 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 2 | Elect Chan Yew Kai as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 3 | Elect Mohamad Hafiz Bin Kassim as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 4 | Elect Juniwati Rahmat Hussin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 5 | Approve Directors' Fees and Board Committees' Fees | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 6 | Approve Directors' Benefits (Other than Directors' Fees and Board Committees' Fees) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 7 | Approve BDO PLT as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 8 | Approve Kamariyah Binti Hamdan to Continue Office as Independent Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 9 | Authorize Share Repurchase Program | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Special | 18-Nov-20 | 09-Oct-20 | Confirmed | 20,654 | Management | 1 | Approve Buyback of Equity Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Special | 20-Nov-20 | 10-Sep-20 | Confirmed | 1,056 | Management | 1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 20-Nov-20 | 13-Nov-20 | Confirmed | 20,664 | Management | 1 | Approve Related Party Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Management | 1 | Elect Yoon Jong Kyoo as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Management | 2 | Elect Hur Yin as Non-Independent Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Share Holder | 3 | Elect Yun Sun-jin as Outside Director - Shareholder Proposal | Against | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Share Holder | 4 | Elect Ryu Young-jae as Outside Director - Shareholder Proposal | Against | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 26-Nov-20 | 19-Nov-20 | Confirmed | 81,131 | Management | 1 | Approve Wholly-owned Subsidiary to Participate in the Auction of Land Use Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 1 | Approve Company's Eligibility for Private Placement of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.2 | Approve Issue Manner and Issue Time | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.3 | Approve Target Subscribers and Subscription Method | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.4 | Approve Pricing Reference Date, Issue Price and Pricing Basis | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.5 | Approve Issue Size | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.6 | Approve Amount and Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.7 | Approve Lock-up Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.8 | Approve Listing Exchange | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.9 | Approve Distribution Arrangement of Undistributed Earnings | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.10 | Approve Resolution Validity Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 3 | Approve Private Placement of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 4 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 5 | Approve Feasibility Analysis Report on the Use of Proceeds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 6 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 7 | Approve Shareholder Return Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 8 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 1 | Approve Property Management Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 2 | Approve Sales and Leasing Agency Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 3 | Approve Consultancy and Other Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 1 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 2 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 3 | Elect Lei Cao and Theng Fong Hee as Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 1 | Approve Employee Share Purchase Plan (Draft) and Summary | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 3 | Approve Authorization of Board to Handle All Related Matters | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Special | 09-Jan-21 | 04-Dec-20 | Confirmed | 18,390 | Management | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1a | Elect Director Richard M. Beyer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1b | Elect Director Lynn A. Dugle | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1c | Elect Director Steven J. Gomo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1d | Elect Director Mary Pat McCarthy | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1e | Elect Director Sanjay Mehrotra | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1f | Elect Director Robert E. Switz | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1g | Elect Director MaryAnn Wright | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 22-Feb-21 | 08-Feb-21 | Confirmed | 8,100 | Management | 1 | Approve to Appoint Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 3.4 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.2 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.3 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.4 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.5 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.6 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.7 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.8 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.9 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.10 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.11 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.12 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.13 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.14 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.15 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.17 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.18 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.19 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.20 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 4.21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2021 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 6 | Approve Remuneration Policy | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 7 | Approve Remuneration of Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 8 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 9 | Amend Articles Re: Information for Registration in the Share Register | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | | Confirmed | 15,442 | Management | 10 | Amend Articles Re: Supervisory Board's Rules of Procedure | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 1 | Approve Share Subdivision | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 2 | Adopt Chinese Name as Dual Foreign Name of the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 3 | Adopt Amended and Restated Memorandum and Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Maruti Suzuki India Limited | 532500 | India | Y7565Y100 | Special | 16-Mar-21 | 05-Feb-21 | Confirmed | 4,252 | Management | 1 | Amend Object Clause of Memorandum of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.1.1 | Elect Park Byung-gook as Outside Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.1.2 | Elect Kim Jeong as Outside Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.1 | Elect Kim Kinam as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.2 | Elect Kim Hyun-suk as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.3 | Elect Koh Dong-jin as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 2.1 | Elect Jang Hyeok as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 2.2 | Elect Kim Jong-seong as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 2 | Amend Articles of Incorporation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 3.1 | Elect Kim Hong-gi as Inside Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 3.2 | Elect Ha Beom-jong as Non-Independent Non-Executive Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 2 | Amend Articles of Incorporation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 3.1 | Elect Choi Jun-Young as Inside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 3.2 | Elect Han Chol-Su as Outside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 4 | Elect Cho Hwa-soon as Outside Director to Serve as an Audit Committee Member | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 2 | Approve Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 3 | Present Share Repurchase Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 4 | Set Maximum Amount of Share Repurchase Reserve | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 5A | Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 5B | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 6 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 7 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 1 | Amend Article 2 Re: Corporate Purpose | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 2 | Amend Articles of Incorporation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 3 | Elect Cha Dong Seok as Inside Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 4 | Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 3 | Approve 2020 Annual Report and Its Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 4 | Approve 2020 Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 5 | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 7 | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.01 | Elect Ma Mingzhe as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.02 | Elect Xie Yonglin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.03 | Elect Tan Sin Yin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.04 | Elect Yao Jason Bo as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.05 | Elect Cai Fangfang as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.06 | Elect Soopakij Chearavanont as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.07 | Elect Yang Xiaoping as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.08 | Elect Wang Yongjian as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.09 | Elect Huang Wei as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.10 | Elect Ouyang Hui as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.11 | Elect Ng Sing Yip as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.12 | Elect Chu Yiyun as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.13 | Elect Liu Hong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.14 | Elect Jin Li as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.15 | Elect Ng Kong Ping Albert as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.01 | Elect Gu Liji as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.02 | Elect Huang Baokui as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.03 | Elect Zhang Wangjin as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 10 | Approve Issuance of Debt Financing Instruments | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 12 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.1 | Amend Articles of Incorporation (Business Objectives) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.2 | Amend Articles of Incorporation (Amendments Relating to Fiscal Year End) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.3 | Amend Articles of Incorporation (Amendments Relating to Audit Committee) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.4 | Amend Articles of Incorporation (Miscellaneous) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.5 | Amend Articles of Incorporation (Stock Split) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.1 | Elect Choi Se-jung as Outside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.2 | Elect Cho Kyu-jin as Outside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.3 | Elect Park Sae-rom as Outside Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 4 | Elect Yun Seok as Outside Director to Serve as an Audit Committee Member | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 5.1 | Elect Choi Se-jung as a Member of Audit Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 5.2 | Elect Cho Kyu-jin as a Member of Audit Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 7 | Approve Stock Option Grants | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 8 | Approve Split-Off Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 3 | Approve Changes in the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 5 | Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 6 | Approve Payment of Interim Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 7 | Approve Revised Recovery Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Court | 31-Mar-21 | 24-Mar-21 | Confirmed | 34,829 | Management | 1 | Approve Scheme of Arrangement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SBI Cards & Payment Services Limited | 543066 | India | Y7T35P100 | Special | 08-Apr-21 | 05-Mar-21 | Confirmed | 25,294 | Management | 1 | Approve Appointment and Remuneration of Rama Mohan Rao Amara as Managing Director and CEO | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | | Confirmed | 30,478 | Management | 1 | Approve 4-for-1 Stock Split | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | | Confirmed | 30,478 | Management | 2 | Approve Increase in Authorized Capital | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | | Confirmed | 30,478 | Management | 3 | Amend Articles 5 and 30 and Consolidate Bylaws | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.1 | Elect Claudio Eugenio Stiller Galeazzi as Independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.2 | Elect Eduardo Henrique de Mello Motta Loyo as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.3 | Elect Guillermo Ortiz Martinez as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.4 | Elect John Huw Gwili Jenkins as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.5 | Elect Mark Clifford Maletz as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.6 | Elect Nelson Azevedo Jobim as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.7 | Elect Roberto Balls Sallouti as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 4.8 | Elect Sofia De Fatima Esteves as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.1 | Percentage of Votes to Be Assigned - Elect Claudio Eugenio Stiller Galeazzi as Independent Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.2 | Percentage of Votes to Be Assigned - Elect Eduardo Henrique de Mello Motta Loyo as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.3 | Percentage of Votes to Be Assigned - Elect Guillermo Ortiz Martinez as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.4 | Percentage of Votes to Be Assigned - Elect John Huw Gwili Jenkins as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.5 | Percentage of Votes to Be Assigned - Elect Mark Clifford Maletz as Independent Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.6 | Percentage of Votes to Be Assigned - Elect Nelson Azevedo Jobim as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.7 | Percentage of Votes to Be Assigned - Elect Roberto Balls Sallouti as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 6.8 | Percentage of Votes to Be Assigned - Elect Sofia De Fatima Esteves as Independent Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 8 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 9 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 10 | Approve Remuneration of Company's Management | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | | Confirmed | 30,478 | Management | 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 3 | Approve Allocation of Income and Dividends of EUR 4 per Share and an Extra of EUR 0.40 per Share to Long Term Registered Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 4 | Elect Nicolas Hieronimus as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 5 | Elect Alexandre Ricard as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 6 | Reelect Francoise Bettencourt Meyers as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 7 | Reelect Paul Bulcke as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 8 | Reelect Virginie Morgon as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 9 | Approve Compensation Report of Corporate Officers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 10 | Approve Compensation of Jean-Paul Agon, Chairman and CEO | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 11 | Approve Remuneration Policy of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 12 | Approve Remuneration Policy of Jean-Paul Agon, Chairman and CEO Until April 30, 2021 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 13 | Approve Remuneration Policy of Nicolas Hieronimus, CEO Since May 1, 2021 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 14 | Approve Remuneration Policy of Jean-Paul Agon, Chairman of the Board Since May 1, 2021 | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 15 | Approve Amendment of Employment Contract of Nicolas Hieronimus, CEO Since May 1, 2021 | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,764,042.40 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 19 | Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 22 | Amend Article 9.2 of Bylaws Re: Written Consultation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 23 | Authorize Filing of Required Documents/Other Formalities | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 2 | Approve Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 3 | Approve Remuneration of Company's Management | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 5 | Elect Fiscal Council Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | | Confirmed | 18,445 | Management | 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 2 | Approve Allocation of Income | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 3 | Receive Auditor's Report on Tax Position of Company | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a3 | Elect David Juan Villarreal Montemayor as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a4 | Elect Jose Marcos Ramirez Miguel as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a5 | Elect Carlos de la Isla Corry as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a6 | Elect Everardo Elizondo Almaguer as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a8 | Elect Clemente Ismael Reyes Retana Valdes as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a9 | Elect Alfredo Elias Ayub as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a10 | Elect Adrian Sada Cueva as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a11 | Elect David Penaloza Alanis as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a12 | Elect Jose Antonio Chedraui Eguia as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a13 | Elect Alfonso de Angoitia Noriega as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a14 | Elect Thomas Stanley Heather Rodriguez as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a17 | Elect Alberto Halabe Hamui as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a18 | Elect Gerardo Salazar Viezca as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a19 | Elect Alberto Perez-Jacome Friscione as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a20 | Elect Diego Martinez Rueda-Chapital as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a21 | Elect Roberto Kelleher Vales as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a22 | Elect Cecilia Goya de Riviello Meade as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a23 | Elect Isaac Becker Kabacnik as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a24 | Elect Jose Maria Garza Trevino as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a26 | Elect Humberto Tafolla Nunez as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a27 | Elect Guadalupe Phillips Margain as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.b | Elect Hector Avila Flores (Non-Member) as Board Secretary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.c | Approve Directors Liability and Indemnification | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 5 | Approve Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 6 | Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 7.1 | Approve Report on Share Repurchase | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1 | Amend Article 2; Approve Certification of the Company's Bylaws | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 2 | Approve Modifications of Sole Responsibility Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 1 | Approve Annual Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.1 | Elect Esko Tapani Aho as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.2 | Elect Natalie Alexandra Braginsky Mounier as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.3 | Elect Herman Gref as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.4 | Elect Bella Zlatkis as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.5 | Elect Sergei Ignatev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.7 | Elect Vladimir Kolychev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.10 | Elect Gennadii Melikian as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.11 | Elect Maksim Oreshkin as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.12 | Elect Anton Siluanov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.14 | Elect Nadya Wells as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 5 | Approve New Edition of Charter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 6 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 7 | Approve Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 8 | Amend Regulations on Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 2 | Approve Capital Budget, Allocation of Income, Ratify Distribution of Dividends and Interest-on-Capital-Stock Payments | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 3 | Approve Remuneration of Company's Management | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 4 | Elect Fiscal Council Members | For | Abstain | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 5 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Share Holder | 6 | Elect Lucia Maria Martins Casasanta as Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | | Confirmed | 19,360 | Management | 8 | Designate Newspapers to Publish Company Announcements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | | Confirmed | 19,360 | Management | 1 | Approve 2-for-1 Stock Split and Amend Article 5 Accordingly | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | | Confirmed | 19,360 | Management | 2 | Amend Articles to Comply with New Regulations of Novo Mercado of B3 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | | Confirmed | 19,360 | Management | 3 | Consolidate Bylaws | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 1 | Open Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 2 | Discuss the Company's Business, Financial Situation and Sustainability | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.a | Approve Remuneration Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.b | Adopt Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.c | Receive Clarification on Company's Reserves and Dividend Policy | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.d | Approve Dividends of EUR 2.75 Per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 4.a | Approve Discharge of Management Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 4.b | Approve Discharge of Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 5 | Approve Number of Shares for Management Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 8 | Receive Information on the Composition of the Management Board | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 9.a | Elect B. Conix to Supervisory Board | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 9.b | Receive Information on the Composition of the Supervisory Board | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 10 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 13 | Authorize Cancellation of Repurchased Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 14 | Other Business (Non-Voting) | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 15 | Close Meeting | | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Special | 29-Apr-21 | 26-Mar-21 | Confirmed | 10,835 | Management | 1 | Approve Increase in Overall Limits of Remuneration for Whole-time Director(s) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Special | 29-Apr-21 | 26-Mar-21 | Confirmed | 10,835 | Management | 2 | Elect Ritesh Tiwari as Director and Approve Appointment and Remuneration of Ritesh Tiwari as Whole-time Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Motherson Sumi Systems Limited | 517334 | India | Y6139B141 | Court | 29-Apr-21 | 22-Apr-21 | Confirmed | 104,753 | Management | 1 | Approve Composite Scheme of Amalgamation and Arrangement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Motherson Sumi Systems Limited | 517334 | India | Y6139B141 | Special | 29-Apr-21 | 22-Apr-21 | Confirmed | 104,753 | Management | 1 | Approve Related Party Transactions to be Undertaken by Motherson Sumi Wiring India Limited with the Company, Sumitomo Wiring Systems Limited and Other Related Parties | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | | Confirmed | 83,800 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | | Confirmed | 83,800 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | | Confirmed | 83,800 | Management | 3 | Approve Remuneration of Company's Management | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | | Confirmed | 83,800 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | | Confirmed | 83,800 | Management | 5 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 1 | Approve Restricted Stock Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 2 | Approve Stock Option Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 3 | Approve Agreement to Acquire All Shares of Vida Saude Gestao S.A. (Vida Saude) by Ultra Som Servicos Medicos S.A. (Ultra Som) and Acquisition of All Shares of Ultra Som Servicos Medicos S.A. (Ultra Som) by the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 4 | Ratify Apsis Consultoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 5 | Approve Independent Firm's Appraisal | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 6 | Approve Capital Increase in Connection with the Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 7 | Amend Article 6 to Reflect Changes in Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 8 | Authorize Executives to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | | Confirmed | 83,800 | Management | 9 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 3 | Fix Number of Directors at 13 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.1 | Elect Jose Luciano Duarte Penido as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.2 | Elect Fernando Jorge Buso Gomes as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.3 | Elect Clinton James Dines as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.4 | Elect Eduardo de Oliveira Rodrigues Filho as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.5 | Elect Elaine Dorward-King as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.6 | Elect Jose Mauricio Pereira Coelho as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.7 | Elect Ken Yasuhara as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.8 | Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.9 | Elect Maria Fernanda dos Santos Teixeira as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.10 | Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.11 | Elect Roger Allan Downey as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.12 | Elect Sandra Maria Guerra de Azevedo as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.13 | Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.14 | Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.15 | Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.16 | Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.1 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.3 | Percentage of Votes to Be Assigned - Elect Clinton James Dines as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.4 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.5 | Percentage of Votes to Be Assigned - Elect Elaine Dorward-King as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.6 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.7 | Percentage of Votes to Be Assigned - Elect Ken Yasuhara as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.8 | Percentage of Votes to Be Assigned - Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.9 | Percentage of Votes to Be Assigned - Elect Maria Fernanda dos Santos Teixeira as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.10 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.11 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.12 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.13 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.14 | Percentage of Votes to Be Assigned - Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.15 | Percentage of Votes to Be Assigned - Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.16 | Percentage of Votes to Be Assigned - Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 8 | Elect Jose Luciano Duarte Penido as Board Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 9 | Elect Roberto da Cunha Castello Branco as Board Chairman Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 10 | Elect Fernando Jorge Buso Gomes as Board Vice-Chairman | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 11 | Elect Mauro Gentile Rodrigues da Cunha as Board Vice-Chairman Appointed by Shareholders | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.1 | Elect Cristina Fontes Doherty as Fiscal Council Member and Nelson de Menezes Filho as Alternate | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.2 | Elect Marcus Vinicius Dias Severini as Fiscal Council Member and Vera Elias as Alternate | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.3 | Elect Marcelo Moraes as Fiscal Council Member | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.4 | Elect Raphael Manhaes Martins as Fiscal Council Member and Adriana de Andrade Sole as Alternate | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 13 | Approve Remuneration of Company's Management and Fiscal Council | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 1 | Amend Restricted Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 2 | Approve Agreement to Absorb Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 3 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 4 | Approve Independent Firm's Appraisal | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5 | Approve Absorption of Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 6 | Approve Agreement for Partial Spin-Off of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 8 | Approve Independent Firm's Appraisal | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 9 | Approve Absorption of Spun-Off Assets without Capital Increase and without Issuance of Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Special | 03-May-21 | 27-Mar-21 | Confirmed | 18,390 | Management | 1 | Approve Scheme of Amalgamation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.1 | Elect Director Michael Carroll | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.2 | Elect Director Neil de Gelder | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.3 | Elect Director Charles Jeannes | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.4 | Elect Director Jennifer Maki | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.5 | Elect Director Walter Segsworth | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.6 | Elect Director Kathleen Sendall | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.7 | Elect Director Michael Steinmann | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.8 | Elect Director Gillian Winckler | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.1 | Elect Francis Lui Yiu Tung as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.2 | Elect Joseph Chee Ying Keung as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.3 | Elect James Ross Ancell as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.1 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.3 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 5 | Adopt New Share Option Scheme | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 3 | Approve 2020 Financial Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 4 | Approve Provision of External Guarantees | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 5 | Approve Authorization to Dispose Listed and Trading Shares of Listed Companies Held by the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 6 | Amend Working System for Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 7 | Approve Deloitte Touche Tohmatsu (a Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 8 | Approve Foreign Exchange Hedging Limit | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 9 | Approve Adjustment of Allowances of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 10 | Approve Application for Shares, Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 11 | Approve 2020 Profit Distribution Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 12 | Approve Increase in Registered Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 13 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 15 | Authorize Repurchase of Issued A and H Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 16 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 1 | Approve 2020 Profit Distribution Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 2 | Authorize Repurchase of Issued A and H Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 3 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3a | Elect Stephan Horst Pudwill as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3b | Elect Frank Chi Chung Chan as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3c | Elect Roy Chi Ping Chung as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3d | Elect Virginia Davis Wilmerding as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3e | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 3 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 4 | Approve Annual Report and Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 5 | Approve Profit Distribution and Capitalization of Capital Reserves | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 6 | Approve Application of Credit Line and Provision of Guarantees | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 7 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 9 | Amend External Investment Management System | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 10.1 | Elect Zheng Likun as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 10.2 | Elect Huang Jianhai as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 3 | Approve Report of the Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 4 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 5 | Approve Annual Report and Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 6 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 7 | Approve Guarantee Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Share Holder | 8 | Elect Wang Xuan as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 3 | Elect Lee Yuan Siong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 4 | Elect Chung-Kong Chow as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 5 | Elect John Barrie Harrison as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 6 | Elect Lawrence Juen-Yee Lau as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 7 | Elect Cesar Velasquez Purisima as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 9B | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 3a | Elect Yang Siu Shun as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Special | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 1 | Adopt Share Option Plan of China Literature Limited | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 1 | Approve Annual Report and Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 2 | Approve Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 3 | Approve Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 4 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 5 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 6 | Approve Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 7 | Approve Remuneration of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 9 | Approve Adjustment to Allowance of Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 10 | Approve Related Party Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 11 | Approve Guarantee Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 12 | Approve Application of Credit Lines | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 13 | Approve to Appoint Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 14 | Approve Proposal on Repurchase and Cancellation of Performance Shares Deliberated at the 21st Meeting of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 15 | Approve Proposal on Repurchase and Cancellation of Performance Shares Deliberated at the 28th Meeting of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 16 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 17 | Approve Additional Raised Funds Investment Project and Change in Usage of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 1 | Approve Annual Report and Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 2 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 3 | Approve Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 4 | Approve Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 5 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 6 | Approve Financial Budget Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 7 | Approve Draft and Summary on Long-term Incentive Shareholding Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 8 | Approve Management Method of Long-term Incentive Shareholding Plan | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 9 | Approve Authorization of the Board to Handle All Related Matters | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 10 | Amend Information Disclosure Affairs Management System | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 11 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 12 | Approve Use of Idle Own Funds to Invest in Financial Products | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 13 | Approve Use of Idle Raised Funds to Invest in Financial Products | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 14 | Approve Amendments to Articles of Association | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 15 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 16 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 17 | Amend External Guarantee Management System | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 18 | Amend Related Party Transaction Decision-making System | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 19 | Amend the Management System for the Use of Raised Funds | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.1 | Elect Zhu Xingming as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.2 | Elect Li Juntian as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.3 | Elect Song Junen as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.4 | Elect Zhou Bin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.5 | Elect Liu Yuchuan as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.6 | Elect Zhao Jinrong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.1 | Elect Zhang Taowei as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.2 | Elect Zhao Jinlin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.3 | Elect Huang Pei as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 22.1 | Elect Bai Ziping as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 22.2 | Elect Lu Songquan as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 1 | Approve Annual Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 2 | Approve Allocation of Income and Dividends of RUB 387.15 per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.1 | Elect Mariia Gordon as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.2 | Elect Pavel Grachev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.3 | Elect Edward Dowling as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.4 | Elect Said Kerimov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.5 | Elect Sergei Nosov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.6 | Elect Vladimir Polin as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.7 | Elect Kent Potter as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.8 | Elect Mikhail Stiskin as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.9 | Elect William Champion as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 4 | Ratify RAS Auditor | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 5 | Ratify IFRS Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 1 | Re-elect Daniel Meintjes as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 2 | Re-elect Petrus Mouton as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 3 | Re-elect Jean Pierre Verster as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 4 | Elect Cora Fernandez as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 5 | Elect Stan du Plessis as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 6 | Elect Vusi Mahlangu as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 7 | Reappoint PricewaterhouseCoopers Inc as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 8 | Reappoint Deloitte & Touche as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 9 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 10 | Authorise Board to Issue Shares for Cash | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 11 | Approve Remuneration Policy | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 12 | Approve Implementation Report of Remuneration Policy | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 13 | Amend Share Trust Deed | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 1 | Approve Non-executive Directors' Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 2 | Authorise Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 4 | Approve Financial Assistance in Respect of the Restricted Share Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 2 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 4 | Approve the Issuance of New Shares by Capitalization of Profit | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a1 | Elect Xiao Hua as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a2 | Elect Wu Bijun as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a3 | Elect Mei Wenjue as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 1 | Approve Issuance of H Class Shares and Listing in Hong Kong Stock Exchange | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.2 | Approve Issue Time | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.3 | Approve Issue Manner | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.4 | Approve Issue Size | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.5 | Approve Manner of Pricing | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.6 | Approve Target Subscribers | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.7 | Approve Principles of Offering | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 3 | Approve Plan on Usage of Raised Funds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 4 | Approve Distribution Arrangement of Cumulative Earnings | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 5 | Approve Resolution Validity Period | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 6 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 7 | Elect Ge Ming as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 9 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 11 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 12 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 13 | Amend Rules and Procedure of the Audit Committee of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 14 | Amend Rules and Procedure of the Nomination Committee of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 15 | Amend Rules and Procedure of the Remuneration and Appraisal Committee of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 16 | Amend Rules and Procedure of the Strategy Committee of Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 2 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.1 | Elect Director Luis Frias | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.2 | Elect Director Maria Judith de Brito | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.3 | Elect Director Eduardo Alcaro | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.5 | Elect Director Cleveland Prates Teixeira | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.6 | Elect Director Marcia Nogueira de Mello | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.7 | Elect Director Ricardo Dutra da Silva | For | Withhold | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 3 | Amend Restricted Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3a | Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3b | Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3c | Elect Simon Dominic Stevens as Director and Authorize Board to Fix His Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 1 | Approve Business Operations Report and Consolidated Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 2 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 3 | Amend Rules and Procedures for Election of Directors and Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 5 | Approve Issuance of Restricted Stocks | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 1.1 | Elect Director Arkadiy Dobkin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 1.2 | Elect Director Robert E. Segert | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 5 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 1.1 | Elect Director Nicolas Galperin | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 1.2 | Elect Director Henrique Dubugras | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 3 | Ratify Deloitte & Co. S.A as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 2 | Approve Amendment to Rules and Procedures for Election of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 3 | Approve Issuance of Restricted Stocks | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 3 | Approve Annual Report and Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 4 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 5 | Approve Financial Budget Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 6 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 7 | Approve Report of the Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 8 | Approve to Appoint Financial Auditor and Internal Control Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 1 | Approve Business Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 2 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 3 | Approve Cash Distribution from Capital Reserve | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 4 | Approve Issuance of Restricted Stock Awards | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.1 | Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.2 | Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.3 | Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.4 | Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.5 | Elect Joe Chen with Shareholder No. 157 as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.6 | Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.7 | Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.8 | Elect Ming-Je Tang with ID No. A100065XXX as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 6 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 2 | Confirm Interim Dividends and Declare Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 3 | Reelect N Chandrasekaran as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 1 | Approve Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 2 | Approve Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.1 | Elect YANCEY HAI, with SHAREHOLDER NO.38010, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.2 | Elect MARK KO, with Shareholder No. 15314, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.3 | Elect BRUCE CH CHENG, with SHAREHOLDER NO.1, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.4 | Elect PING CHENG, with SHAREHOLDER NO.43, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.5 | Elect SIMON CHANG, with SHAREHOLDER NO.19, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.6 | Elect VICTOR CHENG, with SHAREHOLDER NO.44, as Non-Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.7 | Elect JI-REN LEE, with ID NO.Y120143XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.8 | Elect SHYUE-CHING LU, with ID NO.H100330XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.9 | Elect ROSE TSOU, with ID NO.E220471XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.10 | Elect JACK J.T. HUANG, with ID NO.A100320XXX, as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 4 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1a | Elect Li Ning as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1b | Elect Li Qilin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1c | Elect Su Jing Shyh, Samuel as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.2 | Authorize Board to Fix the Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 4 | Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 1 | Elect Director Donald W. Glazer | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 2 | Elect Director Michael Goller | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 3 | Elect Director Thomas Malley | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 4 | Elect Director Corazon (Corsee) D. Sanders | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 7 | Approve Connected Person Placing Authorization I | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 8 | Approve Connected Person Placing Authorization IA | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 9 | Approve Connected Person Placing Authorization II | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 10 | Approve Connected Person Placing Authorization IIA | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 11 | Approve Direct Purchase Option | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 12 | Approve Grant of Restricted Shares Unit to John V. Oyler | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 16 | Amend Articles | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 17 | Adjourn Meeting | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 2a | Elect William Robert Keller as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 2b | Elect Teh-Ming Walter Kwauk as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 3 | Elect Ning Zhao as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 4 | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 2 | Approve Management of Company and Grant Discharge to Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 3 | Ratify Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 4 | Approve Dividend Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 5 | Approve Annual Bonus by Means of Profit Distribution to Executives and Key Personnel | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 6 | Advisory Vote on Remuneration Report | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 7 | Amend Remuneration Policy | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 8 | Approve Suitability Policy for Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.1 | Ratify Director Appointment | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.2.1 | Elect Nicole Conrad-Forker as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.2.2 | Elect Vasiliki Karagianni as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 10 | Approve Type, Composition, and Term of the Audit Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 11 | Authorize Share Repurchase Program | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 12 | Receive Audit Committee's Activity Report | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 1 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 2 | Approve Issuance of Debt Financing Instruments | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 3 | Approve Financial Leasing Business | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 4 | Approve Provision of Financing Guarantee to Controlled Subsidiary and Related Transaction | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 5 | Approve Provision of Guarantee to Wholly-owned Subsidiary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 6 | Approve Employee Share Purchase Plan and Its Summary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 7 | Approve Management Method of Employee Share Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 8 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Share Holder | 9 | Approve Provision of Guarantee for Wholly-owned Overseas Subsidiary | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 2 | Confirm Special Dividend, Interim Dividend and Declare Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 3 | Reelect Dev Bajpai as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 4 | Reelect Wilhelmus Uijen as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 5 | Reelect Ritesh Tiwari as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 6 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 3 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 2 | Elect Wang Huiwen as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 3 | Elect Lau Chi Ping Martin as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 4 | Elect Neil Nanpeng Shen as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 5 | Authorize Board to Fix Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10a | Approve Tencent Subscription Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 11 | Amend Memorandum and Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1a | Elect William Lei Ding as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1b | Elect Alice Yu-Fen Cheng as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1c | Elect Denny Ting Bun Lee as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1d | Elect Joseph Tze Kay Tong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1e | Elect Lun Feng as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1f | Elect Michael Man Kit Leung as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 3 | Amend Memorandum and Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 206.14 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.1 | Elect Director Inaba, Yoshiharu | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.2 | Elect Director Yamaguchi, Kenji | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.3 | Elect Director Michael J. Cicco | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.4 | Elect Director Tsukuda, Kazuo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.5 | Elect Director Sumikawa, Masaharu | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.6 | Elect Director Yamazaki, Naoko | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.1 | Elect Director and Audit Committee Member Kohari, Katsuo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.2 | Elect Director and Audit Committee Member Mitsumura, Katsuya | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.3 | Elect Director and Audit Committee Member Imai, Yasuo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.4 | Elect Director and Audit Committee Member Yokoi, Hidetoshi | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.5 | Elect Director and Audit Committee Member Tomita, Mieko | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 7 | Approve Restricted Stock Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.3 | Elect Toby Trister Gati as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.6 | Elect Boris Porfirev as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 3 | Elect Vagit Alekperov as President | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 4.1 | Approve Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 4.2 | Approve Remuneration of New Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 5 | Ratify KPMG as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 6 | Amend Charter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.3 | Elect Toby Trister Gati as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.6 | Elect Boris Porfirev as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 3 | Elect Vagit Alekperov as President | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 4.1 | Approve Remuneration of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 4.2 | Approve Remuneration of New Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 5 | Ratify KPMG as Auditor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 6 | Amend Charter | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 1a | Accept Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 1b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 2 | Approve Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 3 | Elect Nikhil R. Meswani as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 4 | Elect Pawan Kumar Kapil as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 5 | Reelect Shumeet Banerji as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 6 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 1 | Declassify the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 2 | Amend Articles | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 3 | Amend Articles to Adopt the Fifth Amendment of Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 4 | Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 1 | Approve Work Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 2 | Approve Work Report of the Board of Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 3 | Approve Annual Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 4 | Approve Audited Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 5 | Approve Profit Appropriation Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 7 | Approve Related Party Transaction Report | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 8 | Elect Li Chaoxian as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 9 | Elect Shi Yongdong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Share Holder | 10 | Elect Guo Xikun as Supervisor | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 11 | Approve Medium-Term Capital Management Plan for 2021-2023 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 12 | Approve Redemption of Capital Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 13 | Approve Authorization to Issue Capital Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 1 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 2 | Approve Share Sub-Division | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 3 | Amend Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 3 | Approve Amendments to Articles of Association | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 4 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.1 | Elect Zeng Song-Zhu, with SHAREHOLDER NO.15 as Non-independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.2 | Elect Zenglu Min-hua, with SHAREHOLDER NO.18 as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.3 | Elect Zeng Song-Ling, with SHAREHOLDER NO.16 as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.4 | Elect Lo Tsai-Jen, with SHAREHOLDER NO.519 as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.5 | Elect Zeng Hui-Juan, a Representative of Dingcheng Investment Co Ltd, with SHAREHOLDER NO.24746, as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.6 | Elect Zheng Wen-Xiang, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.7 | Elect YUAN QI-BIN, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.8 | Elect Lai Ru-Ding, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.9 | Elect Tseng Ching-Cheng, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.10 | Elect CHEN SHUI-JIN, with SHAREHOLDER NO.P120616XXX as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.11 | Elect CHEN JIAN-NAN, with SHAREHOLDER NO.E121399XXX as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.12 | Elect Wu-Ying Tsai, with SHAREHOLDER NO.521 as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.13 | Elect Shin-Jung LEI, with SHAREHOLDER NO.Q222744XXX as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 6 | Approve Release of Restrictions of Competitive Activities of Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 1 | Ratify Licio Tavares Angelo Cintra as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 2 | Amend Article 32 | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 3 | Fix Number of Directors at Nine | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 4 | Approve Classification of Marcio Luis Simoes Utsch and Plinio Villares Musetti as Independent Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 5 | Elect Directors | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.1 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.2 | Percentage of Votes to Be Assigned - Elect Jorge Fontoura Pinheiro Koren de Lima as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.3 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima Junior as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.4 | Percentage of Votes to Be Assigned - Elect Geraldo Luciano Mattos Junior as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.5 | Percentage of Votes to Be Assigned - Elect Licio Tavares Angelo Cintra as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.6 | Percentage of Votes to Be Assigned - Elect Irlau Machado Filho as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.7 | Percentage of Votes to Be Assigned - Elect Christopher Riley Gordon as Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.8 | Percentage of Votes to Be Assigned - Elect Marcio Luiz Simoes Utsch as Independent Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 8.9 | Percentage of Votes to Be Assigned - Elect Plinio Villares Musetti as Independent Director | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 9 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | ��28-Jun-21 | | Confirmed | 83,800 | Management | 10 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | | Confirmed | 83,800 | Management | 12 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 1 | Approve Legal Merger of Yandex B.V. with Yandex.Market B.V. | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 2 | Adopt Financial Statements and Statutory Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 3 | Approve Discharge of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 4 | Reelect John Boynton as Non-Executive Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 5 | Reelect Esther Dyson as Non-Executive Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 6 | Reelect Ilya Strebulaev as Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 7 | Elect Alexander Moldovan as Non-Executive Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 8 | Ratify Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 9 | Grant Board Authority to Issue Class A Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 3 | Approve 2020 Independent Auditor's Report and Audited Financial Reports | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 4 | Approve 2020 Loss Recovery Plan | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 5 | Approve Provision of Financing Guarantees by the Company to Chalco Hong Kong Investment | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 6 | Approve Provision of Financing Guarantees by the Company and Chalco Shandong to Xinghua Technology | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 7 | Approve 2021 Remuneration of Directors and Supervisors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 8 | Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 9 | Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 10 | Approve Issuance of Domestic Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 11 | Approve Issuance of Overseas Bonds | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.1 | Elect Liu Jianping as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.2 | Elect Jiang Tao as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.3 | Elect Ou Xiaowu as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.4 | Elect Zhang Jilong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.1 | Elect Qiu Guanzhou as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.2 | Elect Yu Jinsong as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.3 | Elect Chan Yuen Sau Kelly as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 1 | Accept Financial Statements and Statutory Reports and Audited Consolidated Financial Statements | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 2 | Approve Final Dividend | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 3 | Reelect Abhay Vakil as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 4 | Reelect Jigish Choksi as Director | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 5 | Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 6 | Reelect R. Seshasayee as Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 7 | Approve R. Seshasayee to Continue Office as Independent Director | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 8 | Approve Asian Paints Employee Stock Option Plan 2021 and Grant of Options to Eligible Employees of the Company | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 9 | Approve Grant of Stock Options to the Eligible Employees of the Company's Subsidiaries under the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 10 | Approve Secondary Acquisition of Shares Through Trust Route for the Implementation of the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 11 | Approve Grant of Stock Options to Amit Syngle as Managing Director and CEO under the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 12 | Approve Maintenance of Register of Members and Related Books at a Place Other Than the Registered Office of the Company | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 13 | Approve Remuneration of Cost Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Beijing Oriental Yuhong Waterproof Technology Co., Ltd. | 002271 | China | Y07729109 | Special | 29-Jun-21 | 22-Jun-21 | Confirmed | 32,500 | Management | 1 | Approve Establishment of Wholly-owned Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 1 | Elect Director Lim Ah Doo | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 2 | Elect Director Chang Sun | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 3 | Elect Director Judy Qing Ye | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 4 | Ratify KPMG Huazhen LLP as Auditors | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 6 | Amend Certificate of Incorporation | For | For | No |
| 477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 3 | Approve Special Interim Dividend | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 4 | Reelect Kaizad Bharucha as Director | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 5 | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 6 | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 7 | Reelect Malay Patel as Director | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 9 | Elect Renu Karnad as Director | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 12 | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 1 | Amend Articles to Amend Business Lines | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.1 | Elect Director Tsuruha, Tatsuru | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.2 | Elect Director Tsuruha, Jun | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.3 | Elect Director Goto, Teruaki | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.4 | Elect Director Ogawa, Hisaya | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.5 | Elect Director Mitsuhashi, Shinya | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.6 | Elect Director Murakami, Shoichi | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.7 | Elect Director Atsumi, Fumiaki | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.8 | Elect Director Abe, Mitsunobu | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.9 | Elect Director Okada, Motoya | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.10 | Elect Director Fujii, Fumiyo | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.11 | Elect Director Sato, Harumi | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.12 | Elect Director Yahata, Masahiro | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 3 | Appoint Alternate Statutory Auditor Yamazaki, Mikine | Mgmt | For | For |
| TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 4 | Approve Stock Option Plan | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Aon Plc | AON | 08/26/2020 | Ireland | G0403H108 | Special | 06/30/2020 | 18,100 | G0403H108 | 1 | Approve the Issuance of the Aggregate Scheme Consideration | Mgmt | For | For |
| Aon Plc | AON | 08/26/2020 | Ireland | G0403H108 | Special | 06/30/2020 | 18,100 | G0403H108 | 2 | Adjourn Meeting | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 2 | Approve Final Dividend | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 3 | Approve Remuneration Report | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 4 | Re-elect Paul Walker as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 5 | Re-elect Andrew Williams as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 6 | Re-elect Adam Meyers as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 7 | Re-elect Daniela Barone Soares as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 8 | Re-elect Roy Twite as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 9 | Re-elect Tony Rice as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 10 | Re-elect Carole Cran as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 11 | Re-elect Jo Harlow as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 12 | Re-elect Jennifer Ward as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 13 | Re-elect Marc Ronchetti as Director | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 16 | Authorise Issue of Equity | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 22 | Adopt New Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | | Meeting for ADR Holders | Mgmt | | |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1a | Elect William Lei Ding as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1b | Elect Alice Yu-Fen Cheng as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1c | Elect Denny Ting Bun Lee as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1d | Elect Joseph Tze Kay Tong as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1e | Elect Lun Feng as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1f | Elect Michael Man Kit Leung as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1g | Elect Michael Sui Bau Tong as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 4 | Approve Final Dividend | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 5 | Elect Melissa Bethell as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 6 | Re-elect Javier Ferran as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 7 | Re-elect Susan Kilsby as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 8 | Re-elect Lady Mendelsohn as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 9 | Re-elect Ivan Menezes as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 10 | Re-elect Kathryn Mikells as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 11 | Re-elect Alan Stewart as Director | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 15 | Authorise Issue of Equity | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 16 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 17 | Approve Diageo 2020 Sharesave Plan | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 18 | Approve Diageo Deferred Bonus Share Plan | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 19 | Authorise the Company to Establish International Share Plans | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 23 | Adopt New Articles of Association | Mgmt | For | For |
| Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | | Meeting for ADR Holders | Mgmt | | |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 1 | Amend Articles of Association | Mgmt | For | For |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.1 | Elect Maggie Wei Wu as Director | Mgmt | For | For |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.2 | Elect Kabir Misra as Director | Mgmt | For | For |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.3 | Elect Walter Teh Ming Kwauk as Director | Mgmt | For | For |
| Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 1 | Open Meeting | Mgmt | | |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 5.1 | Designate Axel Martensson as Inspector of Minutes of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 5.2 | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 7 | Approve Extra Dividends of SEK 1.85 Per Share | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 8 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | | Postal Ballot | Mgmt | | |
| HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | 1 | Elect Sashidhar Jagdishan as Director | Mgmt | For | For |
| HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | 2 | Approve Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Recordati SpA | REC | 12/17/2020 | Italy | T78458139 | Special | 12/08/2020 | 40,929 | T78458139 | | Extraordinary Business | Mgmt | | |
| Recordati SpA | REC | 12/17/2020 | Italy | T78458139 | Special | 12/08/2020 | 40,929 | T78458139 | 1 | Approve the Reverse Merger by Absorption of Rossini Investimenti SpA and Fimei SpA into Recordati SpA | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 1 | Approve Remuneration of Directors | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 2 | Approve Remuneration of Supervisors | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | | ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.01 | Elect Cho Tak Wong as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.02 | Elect Tso Fai as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.03 | Elect Ye Shu as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.04 | Elect Chen Xiangming as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.05 | Elect Zhu Dezhen as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.06 | Elect Wu Shinong as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | | ELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.01 | Elect Cheung Kit Man Alison as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.02 | Elect Liu Jing as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.03 | Elect Qu Wenzhou as Director | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | | ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 5.01 | Elect Ma Weihua as Supervisor | SH | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 5.02 | Elect Chen Mingsen as Supervisor | SH | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 1 | Approve Migration of the Participating Securities to Euroclear Bank's Central Securities Depository | Mgmt | For | For |
| Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 2 | Amend Articles of Association | Mgmt | For | For |
| Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 3 | Authorise Company to Take All Actions to Implement the Migration | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 2 | Approve Remuneration Policy | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 3 | Approve Remuneration Report | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 4 | Elect Ian Meakins as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 6 | Re-elect Gary Green as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 7 | Re-elect Karen Witts as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 8 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 9 | Re-elect John Bason as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 10 | Re-elect Stefan Bomhard as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 11 | Re-elect John Bryant as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 12 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 13 | Re-elect Nelson Silva as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 14 | Re-elect Ireena Vittal as Director | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 18 | Authorise Issue of Equity | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 22 | Adopt New Articles of Association | Mgmt | For | For |
| Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Mgmt | For | For |
| Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 2 | Adopt New Articles of Association | Mgmt | For | For |
| Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 3 | Authorise Company to Take All Actions to Implement the Migration | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | | Special Meeting Agenda | Mgmt | | |
| Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 1 | Open Meeting and Announcements | Mgmt | | |
| Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 2 | Elect Alexander Matthey to Management Board | Mgmt | For | For |
| Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Mgmt | For | For |
| Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 4 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | | RESOLUTIONS IN RELATION TO THE PLAN FOR THE ISSUANCE OF H SHARES | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.1 | Approve Class and Par Value of the Shares to be Issued | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.2 | Approve Method and Time of Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.3 | Approve Target Subscribers and Subscription Method | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.4 | Approve Issue Price and Pricing Method | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.5 | Approve Number of Shares to be Issued | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.6 | Approve Distribution Plan for the Accumulated Profits Before the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.7 | Approve Place of Listing of Shares Under the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.8 | Approve Use of Proceeds | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.9 | Approve Validity Period of the Resolution in Relation to the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 2 | Approve Grant of Mandate to the Board of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 3 | Amend Articles of Association | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 4 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 5 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | | CLASS MEETING FOR HOLDERS OF H SHARES | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | | RESOLUTIONS IN RELATION TO THE PLAN FOR THE ISSUANCE OF H SHARES | Mgmt | | |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.1 | Approve Class and Par Value of the Shares to be Issued | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.2 | Approve Method and Time of Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.3 | Approve Target Subscribers and Subscription Method | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.4 | Approve Issue Price and Pricing Method | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.5 | Approve Number of Shares to be Issued | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.6 | Approve Distribution Plan for the Accumulated Profits Before the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.7 | Approve Place of Listing of Shares Under the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.8 | Approve Use of Proceeds | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.9 | Approve Validity Period of the Resolution in Relation to the Issuance | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 2 | Approve Grant of Mandate to the Board of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares | Mgmt | For | For |
| Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 3 | Amend Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | | Meeting for ADR Holders | Mgmt | | |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.3 | Approve Remuneration Report | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.2 | Reelect Nancy Andrews as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.3 | Reelect Ton Buechner as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.4 | Reelect Patrice Bula as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.5 | Reelect Elizabeth Doherty as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.6 | Reelect Ann Fudge as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.7 | Reelect Bridgette Heller as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.8 | Reelect Frans van Houten as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.9 | Reelect Simon Moroney as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.10 | Reelect Andreas von Planta as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.11 | Reelect Charles Sawyers as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.12 | Elect Enrico Vanni as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.13 | Reelect William Winters as Director | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.4 | Reappoint William Winters as Member of the Compensation Committee | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Mgmt | For | Against |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 9 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 10 | Designate Peter Zahn as Independent Proxy | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 11 | Amend Articles Re: Board of Directors Tenure | Mgmt | For | For |
| Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 12 | Transact Other Business (Voting) | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| IHS Markit Ltd. | INFO | 03/11/2021 | Bermuda | G47567105 | Special | 01/19/2021 | 10,130 | G47567105 | 1 | Approve Merger Agreement | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 03/11/2021 | Bermuda | G47567105 | Special | 01/19/2021 | 10,130 | G47567105 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.1.1 | Elect Park Byung-gook as Outside Director | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.1.2 | Elect Kim Jeong as Outside Director | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.1 | Elect Kim Kinam as Inside Director | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.2 | Elect Kim Hyun-suk as Inside Director | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.3 | Elect Koh Dong-jin as Inside Director | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Mgmt | For | For |
| Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 1 | Receive Report of Board | Mgmt | | |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 3 | Approve Allocation of Income | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.a | Reelect Peter Schutze (Chair) as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.b | Reelect Morten Hubbe (Vice Chair) as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.c | Reelect Herve Couturier as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.d | Reelect Simon Jeffreys as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.e | Reelect Adam Warby as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.f | Reelect Joan Binstock as Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.g | Elect Susan Standiford as New Director | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7b | Approve Remuneration of Directors | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7c.a | Amend Corporate Purpose | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7c.b | Authorize Share Repurchase Program | Mgmt | For | For |
| SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 8 | Other Business | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 1 | Open Meeting | Mgmt | | |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 3.1 | Designate Carina Sverin as Inspector of Minutes of Meeting | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 3.2 | Designate Carina Silberg as Inspector of Minutes of Meeting | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 4 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 5 | Approve Agenda of Meeting | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 7 | Receive Financial Statements and Statutory Reports | Mgmt | | |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 9 | Approve Allocation of Income and Dividends of SEK 4.10 Per Share | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 10 | Approve Remuneration Report | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.1 | Approve Discharge of Board Member Jon Fredrik Baksaas | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.2 | Approve Discharge of Board Member Hans Biorck | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.3 | Approve Discharge of Board Chairman Par Boman | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.4 | Approve Discharge of Board Member Kerstin Hessius | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.5 | Approve Discharge of Board Member Lisa Kaae | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.6 | Approve Discharge of Board Member Fredrik Lundberg | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.7 | Approve Discharge of Board Member Ulf Riese | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.8 | Approve Discharge of Board Member Arja Taaveniku | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.9 | Approve Discharge of Board Member Carina Akerstrom | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.10 | Approve Discharge of Board Member Jan-Erik Hoog | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.11 | Approve Discharge of Board Member Ole Johansson | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.12 | Approve Discharge of Board Member Bente Rathe | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.13 | Approve Discharge of Board Member Charlotte Skog | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.14 | Approve Discharge of Employee Representative Anna Hjelmberg | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.15 | Approve Discharge of Employee Representative Lena Renstrom | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.16 | Approve Discharge of Employee Representative, Deputy Stefan Henricson | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.17 | Approve Discharge of Employee Representative, Deputy Charlotte Uriz | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.18 | Approve Discharge of President Carina Akerstrom | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 12 | Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 13 | Authorize Share Repurchase Program | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 14 | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 15 | Amend Articles of Association Re: Postal Ballots; Editorial Changes | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 16 | Determine Number of Directors (9) | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 17 | Determine Number of Auditors (2) | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 18.1 | Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 715,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 18.2 | Approve Remuneration of Auditors | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.1 | Reelect Jon-Fredrik Baksaas as Director | Mgmt | For | Against |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.2 | Elect Stina Bergfors as New Director | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.3 | Reelect Hans Biorck as Director | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.4 | Reelect Par Boman as Director | Mgmt | For | Against |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.5 | Reelect Kerstin Hessius as Director | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.6 | Reelect Fredrik Lundberg as Director | Mgmt | For | Against |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.7 | Reelect Ulf Riese as Director | Mgmt | For | Against |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.8 | Reelect Arja Taaveniku as Director | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.9 | Reelect Carina Akerstrom as Director | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 20 | Reelect Par Boman as Chairman | Mgmt | For | Against |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 21.1 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 21.2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 22 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 23 | Appoint Auditors in Foundations without Own Management | Mgmt | For | For |
| Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 24 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.1 | Elect Director Owen Mahoney | Mgmt | For | For |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.2 | Elect Director Uemura, Shiro | Mgmt | For | For |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.3 | Elect Director Patrick Soderlund | Mgmt | For | For |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.4 | Elect Director Kevin Mayer | Mgmt | For | For |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 2 | Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Mgmt | For | For |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 3 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 4 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against |
| NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 5 | Approve Stock Option Plan | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 1 | Receive Report of Board | Mgmt | | |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 2 | Receive Financial Statements and Statutory Reports | Mgmt | | |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of DKK 20 Per Share | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5a.1 | Allow Shareholder Meetings to be Held by Electronic Means Only | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5a.2 | Allow Electronic Distribution of Company Communication | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5c | Approve Remuneration of Directors | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | | Shareholder Proposal Submitted by Thomas Meinert Larsen | Mgmt | | |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5d | For Topdanmark to Join the International Investor Coalition Net Zero Asset Owner Alliance | SH | Against | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | | Management Proposals | Mgmt | | |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6a | Reelect Anne Louise Eberhard as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6b | Reelect Cristina Lage as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6c | Reelect Petri Niemisvirta as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6d | Reelect Morten Thorsrud as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6e | Reelect Ricard Wennerklint as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6f | Reelect Jens Aalose as Director | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 7 | Ratify KPMG as Auditors | Mgmt | For | For |
| Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 8 | Other Business | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 2 | Approve Final Dividend | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 3 | Approve Directors' Remuneration | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 5 | Elect Piyush Gupta as Director | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 6 | Elect Punita Lal as Director | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 7 | Elect Anthony Lim Weng Kin as Director | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 8 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Mgmt | For | Against |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 9 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Mgmt | For | Against |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 11 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For |
| DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | | 75,800 | Y20246107 | 12 | Authorize Share Repurchase Program | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 1 | Receive Report of Board | Mgmt | | |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.a | Reelect Deirdre P. Connelly as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.b | Reelect Pernille Erenbjerg as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.c | Reelect Rolf Hoffmann as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.d | Reelect Paolo Paoletti as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.e | Reelect Jonathan Peacock as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.f | Reelect Anders Gersel Pedersen as Director | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.a | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.b | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.c | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.d | Authorize Share Repurchase Program | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.e | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.f | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.g | Allow Shareholder Meetings to be Held by Electronic Means Only | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For |
| Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 9 | Other Business | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | | Ordinary Business | Mgmt | | |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 5 | Reelect Antoine Arnault as Director | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 6 | Reelect Nicolas Bazire as Director | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 7 | Reelect Charles de Croisset as Director | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 8 | Reelect Yves-Thibault de Silguy as Director | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 9 | Appoint Olivier Lenel as Alternate Auditor | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 12 | Approve Compensation of Corporate Officers | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 15 | Approve Remuneration Policy of Directors | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 16 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 17 | Approve Remuneration Policy of Vice-CEO | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | | Extraordinary Business | Mgmt | | |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | Against |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Mgmt | For | For |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 30 | Amend Article 22 of Bylaws Re: Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 1.2 | Approve Remuneration Report | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.e | Reelect Pablo Isla as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.f | Reelect Ann Veneman as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.g | Reelect Eva Cheng as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.h | Reelect Patrick Aebischer as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.j | Reelect Kimberly Ross as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.k | Reelect Dick Boer as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.l | Reelect Dinesh Paliwal as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.1.m | Reelect Hanne Jimenez de Mora as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.2 | Elect Lindiwe Sibanda as Director | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Against |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 7 | Approve Climate Action Plan | Mgmt | For | For |
| Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | | 14,111 | H57312649 | 8 | Transact Other Business (Voting) | Mgmt | Against | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | | Ordinary Business | Mgmt | | |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 1a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 1b | Approve Allocation of Income | Mgmt | For | For |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 2a | Approve Remuneration Policy | Mgmt | For | Against |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 2b | Approve Second Section of the Remuneration Report | Mgmt | For | For |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 3 | Approve Stock Option Plan | Mgmt | For | Against |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
| Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 3 | Approve Discharge of Board of Directors | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.1 | Reelect Paul Haelg as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.2 | Reelect Monika Ribar as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.3 | Reelect Daniel Sauter as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.4 | Reelect Christoph Tobler as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.5 | Reelect Justin Howell as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.6 | Reelect Thierry Vanlancker as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.1.7 | Reelect Viktor Balli as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.2 | Elect Paul Schuler as Director | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.3 | Reelect Paul Haelg as Board Chairman | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.5 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 4.6 | Designate Jost Windlin as Independent Proxy | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 5.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Mgmt | For | For |
| Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | | 6,302 | H7631K273 | 6 | Transact Other Business (Voting) | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 2 | Approve Final Dividend | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 3 | Re-elect Peter Ventress as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 4 | Re-elect Frank van Zanten as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 5 | Re-elect Richard Howes as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 6 | Re-elect Vanda Murray as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 7 | Re-elect Lloyd Pitchford as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 8 | Re-elect Stephan Nanninga as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 9 | Elect Vin Murria as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 10 | Elect Maria Fernanda Mejia as Director | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 12 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 13 | Approve Remuneration Policy | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 14 | Approve Remuneration Report | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 15 | Amend Long-Term Incentive Plan | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 16 | Approve US Employee Stock Purchase Plan | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 17 | Amend Savings Related Share Option Scheme | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 18 | Authorise Issue of Equity | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 23 | Adopt New Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| SimCorp A/S | SIM | 04/21/2021 | Denmark | K8851Q129 | Special | 04/14/2021 | 13,421 | K8851Q129 | 1 | Amend Corporate Purpose | Mgmt | For | For |
| SimCorp A/S | SIM | 04/21/2021 | Denmark | K8851Q129 | Special | 04/14/2021 | 13,421 | K8851Q129 | 2 | Other Business | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 2 | Approve Remuneration Report | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 3 | Approve Final Dividend | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 4 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 6 | Elect Paul Walker as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 7 | Elect June Felix as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 8 | Re-elect Erik Engstrom as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 9 | Re-elect Wolfhart Hauser as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 10 | Re-elect Charlotte Hogg as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 11 | Re-elect Marike van Lier Lels as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 12 | Re-elect Nick Luff as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 13 | Re-elect Robert MacLeod as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 14 | Re-elect Linda Sanford as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 15 | Re-elect Andrew Sukawaty as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 16 | Re-elect Suzanne Wood as Director | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 17 | Authorise Issue of Equity | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | | Annual Meeting Agenda | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 1 | Open Meeting | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.c | Approve Remuneration Report | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.a | Adopt Financial Statements | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.b | Receive Explanation on Company's Dividend Policy | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.c | Approve Dividends of EUR 1.36 Per Share | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 4.a | Approve Discharge of Management Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 5.a | Reelect Frans Cremers to Supervisory Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 5.b | Reelect Ann Ziegler to Supervisory Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 6 | Reelect Kevin Entricken to Management Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 7 | Approve Remuneration Policy for Management Board | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 10 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 11 | Other Business (Non-Voting) | Mgmt | | |
| Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 12 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 2 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | | |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c1 | Approve Discharge of CEO Tom Erixon | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c2 | Approve Discharge of Board Member and Chairman Dennis Jonsson | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c3 | Approve Discharge of Board Member Maria Moraeus Hanssen | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c4 | Approve Discharge of Board Member Henrik Lange | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c5 | Approve Discharge of Board Member Ray Mauritsson | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c6 | Approve Discharge of Board Member Helene Mellquist | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c7 | Approve Discharge of Board Member Finn Rausing | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c8 | Approve Discharge of Board Member Jorn Rausing | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c9 | Approve Discharge of Board Member Ulf Wiinberg | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c10 | Approve Discharge of Former Board Member and Chairman Anders Narvinger | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c11 | Approve Discharge of Board Member Anna Ohlsson-Leijon | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c12 | Approve Discharge of Employee Representative Bror Garcia Lantz | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c13 | Approve Discharge of Employee Representative Susanne Jonsson | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c14 | Approve Discharge of Employee Representative Henrik Nielsen | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c15 | Approve Discharge of Deputy Employee Representative Leif Norkvist | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c16 | Approve Discharge of Deputy Employee Representative Stefan Sandell | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c17 | Approve Discharge of Deputy Employee Representative Johnny Hulthen | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 8 | Approve Remuneration Report | Mgmt | For | Against |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 9.1 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 9.2 | Fix Number of Auditors (2) and Deputy Auditors (2) | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million to the Chairman and SEK 615,000 to Other Directors | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.2 | Approve Remuneration of Committee Work | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.3 | Approve Remuneration of Auditors | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.1 | Reelect Maria Moraeus Hanssen as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.2 | Reelect Dennis Jonsson as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.3 | Reelect Henrik Lange as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.4 | Reelect Ray Mauritsson as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.5 | Reelect Helene Mellquist as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.6 | Reelect Finn Rausing as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.7 | Reelect Jorn Rausing as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.8 | Reelect Ulf Wiinberg as Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.9 | Elect Lilian Fossum Biner as New Director | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.10 | Reelect Dennis Jonsson as Board Chairman | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.11 | Ratify Staffan Landen as Auditor | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.12 | Ratify Karoline Tedevall as Auditor | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.13 | Ratify Henrik Jonzen as Deputy Auditor | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.14 | Ratify Andreas Mast as Deputy Auditor | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 13 | Authorize Share Repurchase Program | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 14 | Amend Articles Re: Proxies; Postal Voting | Mgmt | For | For |
| Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 15 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 2a | Designate Johan Hjertonsson as Inspector of Minutes of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 2b | Designate Liselott Ledin as Inspector of Minutes of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 6a | Receive Financial Statements and Statutory Reports | Mgmt | | |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | | |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7b | Approve Allocation of Income and Dividends of SEK 3.90 Per Share | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.1 | Approve Discharge of Board Chairman Lars Renstrom | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.2 | Approve Discharge of Carl Douglas | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.3 | Approve Discharge of Eva Karlsson | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.4 | Approve Discharge of Birgitta Klasen | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.5 | Approve Discharge of Lena Olving | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.6 | Approve Discharge of Sofia Schorling Hogberg | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.7 | Approve Discharge of Jan Svensson | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.8 | Approve Discharge of Joakim Weidemanis | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.9 | Approve Discharge of Employee Representative Rune Hjalm | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.10 | Approve Discharge of Employee Representative Mats Persson | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.11 | Approve Discharge of Employee Representative Bjarne Johansson | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.12 | Approve Discharge of Employee Representative Nadja Wikstrom | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.13 | Approve Discharge of President Nico Delvaux | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 8 | Determine Number of Members (8) and Deputy Members (0) of Board | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 9a | Approve Remuneration of Directors in the Amount of SEK 2.7 million for Chairman, SEK 1 Million for Vice Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 9b | Approve Remuneration of Auditors | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 10 | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 11 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 12 | Approve Remuneration Report | Mgmt | For | Against |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 13 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
| Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 14 | Approve Performance Share Matching Plan LTI 2021 | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 2.a | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 2.b | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | | |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b1 | Approve Discharge of Lennart Evrell | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b2 | Approve Discharge of Johan Forssell | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b3 | Approve Discharge of Helena Hedblom (as Board Member) | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b4 | Approve Discharge of Jeane Hull | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b5 | Approve Discharge of Ronnie Leten | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b6 | Approve Discharge of Per Lindberg (as Board Member) | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b7 | Approve Discharge of Ulla Litzen | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b8 | Approve Discharge of Sigurd Mareels | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b9 | Approve Discharge of Astrid Skarheim Onsum | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b10 | Approve Discharge of Anders Ullberg | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b11 | Approve Discharge of Niclas Bergstrom | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b12 | Approve Discharge of Gustav El Rachidi | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b13 | Approve Discharge of Kristina Kanestad | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b14 | Approve Discharge of Bengt Lindgren | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b15 | Approve Discharge of Daniel Rundgren | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b16 | Approve Discharge of Helena Hedblom (as CEO) | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b17 | Approve Discharge of Per Lindberg (as CEO) | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.c | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.d | Approve Remuneration Report | Mgmt | For | Against |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 8.a | Determine Number of Members (9) and Deputy Members of Board | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 8.b | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a1 | Reelect Lennart Evrell as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a2 | Reelect Johan Forssell as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a3 | Reelect Helena Hedblom as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a4 | Reelect Jeane Hull as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a5 | Reelect Ronnie Leten as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a6 | Reelect Ulla Litzen as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a7 | Reelect Sigurd Mareels as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a8 | Reelect Astrid Skarheim Onsum as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a9 | Reelect Anders Ullberg as Director | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.b | Reelect Ronnie Leten as Board Chairman | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.c | Ratify Deloitte as Auditors | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 10.a | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 10.b | Approve Remuneration of Auditors | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 11 | Approve Stock Option Plan 2021 for Key Employees | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.b | Approve Repurchase of Shares to Pay 50 Percent of Director's Remuneration in Synthetic Shares | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | Mgmt | For | For |
| Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 13 | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 4 | Approve Final Dividend | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 5 | Elect Jayaprakasa Rangaswami as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 6 | Elect Milena Mondini-de-Focatiis as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 7 | Re-elect Geraint Jones as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 8 | Re-elect Annette Court as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 9 | Re-elect Jean Park as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 10 | Re-elect George Manning Rountree as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 11 | Re-elect Owen Clarke as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 12 | Re-elect Justine Roberts as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 13 | Re-elect Andrew Crossley as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 14 | Re-elect Michael Brierley as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 15 | Re-elect Karen Green as Director | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 18 | Amend Discretionary Free Share Scheme | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 19 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 20 | Authorise Issue of Equity | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 23 | Approve Matters Relating to the Relevant Distributions | Mgmt | None | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 2 | Present Report on Compliance with Fiscal Obligations | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 3 | Approve Allocation of Income | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 4 | Approve Policy Related to Acquisition of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 5 | Approve Discharge of Board of Directors, Executive Chairman and Board Committees | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 6 | Ratify Auditors | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 7 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Mgmt | For | Against |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 8 | Approve Remuneration of Directors and Members of Board Committees | Mgmt | For | For |
| Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | | Ordinary Business | Mgmt | | |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 5 | Reelect Xavier Huillard as Director | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 6 | Elect Pierre Breber as Director | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 7 | Elect Aiman Ezzat as Director | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 8 | Elect Bertrand Dumazy as Director | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 10 | Approve Compensation of Benoit Potier | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 11 | Approve Compensation Report of Corporate Officers | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 12 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 13 | Approve Remuneration Policy of Directors | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | | Extraordinary Business | Mgmt | | |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | For |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | | Ordinary Business | Mgmt | | |
| Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 19 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Mgmt | | |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 2 | Approve Allocation of Income and Dividends of EUR 0.98 per Ordinary Share and EUR 0.99 per Preferred Share | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 6 | Approve Remuneration Policy | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 7 | Approve Remuneration of Supervisory Board | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 8 | Approve Conversion of Bearer Shares into Registered Shares | Mgmt | For | For |
| Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 9 | Amend Articles Re: Supervisory Board Meetings | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1a | Elect Director Lance Uggla | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1b | Elect Director John Browne | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1c | Elect Director Dinyar S. Devitre | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1d | Elect Director Ruann F. Ernst | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1e | Elect Director Jacques Esculier | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1f | Elect Director Gay Huey Evans | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1g | Elect Director William E. Ford | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1h | Elect Director Nicoletta Giadrossi | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1i | Elect Director Robert P. Kelly | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1j | Elect Director Deborah Doyle McWhinney | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1k | Elect Director Jean-Paul L. Montupet | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1l | Elect Director Deborah K. Orida | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1m | Elect Director James A. Rosenthal | Mgmt | For | For |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 2 | Approve Final Dividend | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3a | Re-elect Patsy Ahern as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3b | Re-elect Mark Garvey as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3c | Re-elect Vincent Gorman as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3d | Re-elect Brendan Hayes as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3e | Re-elect John G Murphy as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3f | Elect John Murphy as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3g | Re-elect Patrick Murphy as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3h | Re-elect Siobhan Talbot as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3i | Elect Roisin Brennan as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3j | Re-elect Patrick Coveney as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3k | Elect Paul Duffy as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3l | Re-elect Donard Gaynor as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3m | Elect Jane Lodge as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3n | Re-elect Dan O'Connor as Director | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 5 | Approve Remuneration Report | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 7 | Authorise Issue of Equity | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 10 | Authorise Market Purchase of Shares | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 11 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 12 | Approve Rule 37 Waiver Resolution in Respect of Market Purchases of the Company's Own Shares | Mgmt | None | Against |
| Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 13 | Approve Rule 9 Waiver Resolution in Respect of Share Acquisitions by Directors | Mgmt | None | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | | Annual Meeting Agenda | Mgmt | | |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 1 | President's Speech | Mgmt | | |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.a | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | | |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.d | Approve Remuneration Report | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.e | Approve Discharge of Management Board | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 3 | Reelect Marnix van Ginneken to Management Board | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 4.a | Elect Chua Sock Koong to Supervisory Board | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 4.b | Elect Indra Nooyi to Supervisory Board | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For |
| Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 8 | Other Business (Non-Voting) | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 2 | Approve Remuneration Report | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3a | Elect Graham Allan as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3b | Elect Richard Anderson as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3c | Elect Daniela Barone Soares as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3d | Elect Duriya Farooqui as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3e | Elect Sharon Rothstein as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3f | Re-elect Keith Barr as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3g | Re-elect Patrick Cescau as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3h | Re-elect Arthur de Haast as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3i | Re-elect Ian Dyson as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3j | Re-elect Paul Edgecliffe-Johnson as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3k | Re-elect Jo Harlow as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3l | Re-elect Elie Maalouf as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3m | Re-elect Jill McDonald as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3n | Re-elect Dale Morrison as Director | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 4 | Appoint Pricewaterhouse Coopers LLP as Auditors | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 6 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 7 | Amend the Borrowing Limit Under the Company's Articles of Association | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 8 | Authorise Issue of Equity | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 11 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 2 | Approve Allocation of Income and Dividends of CHF 27.50 per Share | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 4 | Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 5 | Approve Remuneration Report | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.5 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.6 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 6.7 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.2 | Elect Marcel Erni as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.3 | Elect Alfred Gantner as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.4 | Elect Lisa Hook as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.5 | Elect Joseph Landy as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.6 | Elect Grace del Rosario-Castano as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.7 | Elect Martin Strobel as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.1.8 | Elect Urs Wietlisbach as Director | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.2.2 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 7.4 | Ratify KPMG AG as Auditors | Mgmt | For | For |
| Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | | 785 | H6120A101 | 8 | Transact Other Business (Voting) | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 3 | Approve Final Dividend | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 4 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 6 | Re-elect Jamie Pike as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 7 | Re-elect Nicholas Anderson as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 8 | Re-elect Dr Trudy Schoolenberg as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 9 | Re-elect Peter France as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 10 | Re-elect Caroline Johnstone as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 11 | Re-elect Jane Kingston as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 12 | Re-elect Kevin Thompson as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 13 | Elect Nimesh Patel as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 14 | Elect Angela Archon as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 15 | Elect Dr Olivia Qiu as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 16 | Elect Richard Gillingwater as Director | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 17 | Authorise Issue of Equity | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 18 | Approve Scrip Dividend Alternative | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | | Ordinary Business | Mgmt | | |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 3 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 5 | Ratify Appointment of Diony Lebot as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 6 | Reelect Delphine Garcin-Meunier as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 7 | Reelect Xavier Durand as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 8 | Reelect Didier Hauguel as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 9 | Elect Benoit Grisoni as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 10 | Ratify Appointment of Tim Albertsen as Director | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 11 | Approve Compensation of Corporate Officers | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 12 | Approve Compensation of Michael Masterson, CEO Until 27 March 2020 | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 13 | Approve Compensation of Tim Albertsen, Vice-CEO Then CEO Since 27 March 2020 | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 14 | Approve Compensation of Gilles Bellemere, Vice-CEO | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 15 | Approve Compensation of John Saffrett, Vice-CEO | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 16 | Approve Remuneration Policy of CEO and Vice-CEOs | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 17 | Approve Remuneration Policy of Chairman Of the Board | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 18 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | | Extraordinary Business | Mgmt | | |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 20 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 22-23 | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 25 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Against |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
| ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 28 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Mgmt | | |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.1 | Elect Karl-Heinz Floether to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.2 | Elect Andreas Gottschling to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.3 | Elect Martin Jetter to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.4 | Elect Barbara Lambert to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.5 | Elect Michael Ruediger to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.6 | Elect Charles Stonehill to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.7 | Elect Clara-Christina Streit to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 5.8 | Elect Chong Lee Tan to the Supervisory Board | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 6 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 7 | Approve Remuneration Policy | Mgmt | For | Against |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 8 | Amend Articles Re: AGM Location | Mgmt | For | For |
| Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | | 7,936 | D1882G119 | 9 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 1 | Open Meeting | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 2 | Call the Meeting to Order | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 5 | Prepare and Approve List of Shareholders | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Mgmt | | |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 8 | Approve Allocation of Income and Dividends of EUR 1.70 Per Share | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 10 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 11 | Approve Remuneration of Directors in the Amount of EUR 184,000 for Chairman and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 12 | Fix Number of Directors at Eight | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 13 | Reelect Christian Clausen, Fiona Clutterbuck, Georg Ehrnrooth, Jannica Fagerholm, Johanna Lamminen, Risto Murto and Bjorn Wahlroos as Directors; Elect Markus Rauramo as New Director | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 14 | Approve Remuneration of Auditors | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 15 | Ratify Deloitte as Auditors | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 16 | Authorize Share Repurchase Program | Mgmt | For | For |
| Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 17 | Close Meeting | Mgmt | | |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 2 | Approve Final Dividend | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 3 | Elect Lee Yuan Siong as Director | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 4 | Elect Chung-Kong Chow as Director | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 5 | Elect John Barrie Harrison as Director | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 6 | Elect Lawrence Juen-Yee Lau as Director | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 7 | Elect Cesar Velasquez Purisima as Director | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
| AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 9B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 2 | Approve Final Dividend | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 3a | Elect Yang Siu Shun as Director | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 3b | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Special | 05/13/2021 | 27,300 | G87572163 | 1 | Adopt Share Option Plan of China Literature Limited | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 3 | Approve Final Dividend | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 4 | Re-elect Roberto Cirillo as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 5 | Re-elect Jacqui Ferguson as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 6 | Re-elect Steve Foots as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 7 | Re-elect Anita Frew as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 8 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 9 | Re-elect Keith Layden as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 10 | Re-elect Jez Maiden as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 11 | Re-elect John Ramsay as Director | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 12 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 14 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 15 | Authorise Issue of Equity | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 20 | Adopt New Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 2 | Approve Remuneration Policy | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 3 | Approve Remuneration Report | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 4 | Approve Final Dividend | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 5 | Elect Lynda Clarizio as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 6 | Elect Tamara Ingram as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 7 | Elect Jonathan Timmis as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 8 | Re-elect Andrew Martin as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 9 | Re-elect Andre Lacroix as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 10 | Re-elect Graham Allan as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 11 | Re-elect Gurnek Bains as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 12 | Re-elect Dame Makin as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 13 | Re-elect Gill Rider as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 14 | Re-elect Jean-Michel Valette as Director | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 17 | Authorise Issue of Equity | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 18 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 23 | Amend Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | | Ordinary Business | Mgmt | | |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 3 | Approve Allocation of Income and Dividends of EUR 1.42 per Share | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 4 | Approve Compensation Report of Corporate Officers | Mgmt | For | Against |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board Until 30 June 2020 | Mgmt | For | Against |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 6 | Approve Compensation of Angeles Garcia-Poveda, Chairman of the Board Since 1 July 2020 | Mgmt | For | Against |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 7 | Approve Compensation of Benoit Coquart, CEO | Mgmt | For | Against |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 8 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 9 | Approve Remuneration Policy of CEO | Mgmt | For | Against |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 10 | Approve Remuneration Policy of Board Members | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 11 | Reelect Annalisa Loustau Elia as Director | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 12 | Elect Jean-Marc Chery as Director | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | | Extraordinary Business | Mgmt | | |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 16 | Amend Article 12.4 of Bylaws Re: Vote Instructions | Mgmt | For | For |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | | Ordinary Business | Mgmt | | |
| Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.3 | Elect Director Ito, Junro | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.5 | Elect Director Maruyama, Yoshimichi | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.7 | Elect Director Kimura, Shigeki | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.8 | Elect Director Joseph M. DePinto | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.9 | Elect Director Tsukio, Yoshio | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.10 | Elect Director Ito, Kunio | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.11 | Elect Director Yonemura, Toshiro | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.12 | Elect Director Higashi, Tetsuro | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.13 | Elect Director Rudy, Kazuko | Mgmt | For | For |
| Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 3 | Appoint Statutory Auditor Habano, Noriyuki | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 05/28/2021 | France | F58485115 | Extraordinary Shareholders | 05/26/2021 | 6,451 | F58485115 | | Ordinary Business | Mgmt | | |
| LVMH Moet Hennessy Louis Vuitton SE | MC | 05/28/2021 | France | F58485115 | Extraordinary Shareholders | 05/26/2021 | 6,451 | F58485115 | 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.1 | Elect Director Lester B. Knight | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.2 | Elect Director Gregory C. Case | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.3 | Elect Director Jin-Yong Cai | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.4 | Elect Director Jeffrey C. Campbell | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.5 | Elect Director Fulvio Conti | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.6 | Elect Director Cheryl A. Francis | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.7 | Elect Director J. Michael Losh | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.8 | Elect Director Richard B. Myers | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.10 | Elect Director Gloria Santona | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.11 | Elect Director Byron O. Spruell | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.12 | Elect Director Carolyn Y. Woo | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 6 | Amend Articles of Association Re: Article 190 | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 7 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Mgmt | For | For |
| Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 8 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | | Annual Meeting Agenda | Mgmt | | |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 2.b | Approve Remuneration Report | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 2.c | Adopt Financial Statements and Statutory Reports | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 3 | Approve Discharge of Management Board | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 4 | Approve Discharge of Supervisory Board | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 10 | Ratify PwC as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 2 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 3 | Approve Issuance of Restricted Stocks | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | | |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Mgmt | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.1 | Elect Director Tsuda, Hiroki | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.2 | Elect Director Kiyota, Akira | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.3 | Elect Director Yamaji, Hiromi | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.4 | Elect Director Iwanaga, Moriyuki | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.5 | Elect Director Shizuka, Masaki | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.6 | Elect Director Christina Ahmadjian | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.7 | Elect Director Endo, Nobuhiro | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.8 | Elect Director Ogita, Hitoshi | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.9 | Elect Director Koda, Main | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.10 | Elect Director Kobayashi, Eizo | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.11 | Elect Director Takeno, Yasuzo | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.12 | Elect Director Minoguchi, Makoto | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.13 | Elect Director Mori, Kimitaka | Mgmt | For | For |
| Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.14 | Elect Director Yoneda, Tsuyoshi | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.1 | Elect Director Konomoto, Shingo | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.2 | Elect Director Fukami, Yasuo | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.3 | Elect Director Momose, Hironori | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.4 | Elect Director Anzai, Hidenori | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.5 | Elect Director Ebato, Ken | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.6 | Elect Director Funakura, Hiroshi | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.7 | Elect Director Omiya, Hideaki | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.8 | Elect Director Sakata, Shinoi | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.9 | Elect Director Ohashi, Tetsuji | Mgmt | For | For |
| Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 2 | Appoint Statutory Auditor Kosakai, Kenkichi | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | | Meeting for ADR Holders | Mgmt | | |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1a | Elect William Lei Ding as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1b | Elect Alice Yu-Fen Cheng as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1c | Elect Denny Ting Bun Lee as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1d | Elect Joseph Tze Kay Tong as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1e | Elect Lun Feng as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1f | Elect Michael Man Kit Leung as Director | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Mgmt | For | For |
| NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 3 | Amend Memorandum and Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.1 | Elect Director Koge, Teiji | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.2 | Elect Director Kato, Keita | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.3 | Elect Director Hirai, Yoshiyuki | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.4 | Elect Director Kamiyoshi, Toshiyuki | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.5 | Elect Director Kamiwaki, Futoshi | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.6 | Elect Director Shimizu, Ikusuke | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.7 | Elect Director Murakami, Kazuya | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.8 | Elect Director Kase, Yutaka | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.9 | Elect Director Oeda, Hiroshi | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.10 | Elect Director Ishikura, Yoko | Mgmt | For | For |
| Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 3 | Appoint Statutory Auditor Taketomo, Hiroyuki | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 2 | Approve Final Dividend | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3a | Elect Ji Qinying as Director | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3b | Elect Li Daming as Director | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3c | Elect Chang Zhangli as Director | Mgmt | For | Against |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 5 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
| China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Sundrug Co., Ltd. | 9989 | 06/26/2021 | Japan | J78089109 | Annual | 03/31/2021 | 15,500 | J78089109 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For |
| DCC PLC | | | | | |
| Security | G2689P101 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 17-Jul-2020 | | | |
| ISIN | IE0002424939 | | | | | | | | | Agenda | 712847942 - Management | | |
| Record Date | 15-Jul-2020 | | | | | | | | | Holding Recon Date | 15-Jul-2020 | | | |
| City / | Country | | DUBLIN 18 | / | Ireland | | | | | Vote Deadline Date | 10-Jul-2020 | | | |
| SEDOL(s) | 0242493 - B01ZKG9 - B1GKFL6 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | For | | | | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF 95.79 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | | | | | |
| 3 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 108 TO 133 OF THE 2020 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | | | | | |
| 4 | TO CONSIDER THE REMUNERATION POLICY AS SET OUT ON PAGES 113 TO 120 OF THE 2020 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | | | | | |
| 5.A | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: MARK BREUER | Management | For | For | For | | | | | |
| 5.B | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: CAROLINE DOWLING | Management | For | For | For | | �� | | | |
| 5.C | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: TUFAN ERGINBILGIC | Management | For | For | For | | | | | |
| 5.D | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: DAVID JUKES | Management | For | For | For | | | | | |
| 5.E | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management | For | For | For | | | | | |
| 5.F | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: JANE LODGE | Management | For | For | For | | | | | |
| 5.G | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management | For | For | For | | | | | |
| 5.H | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management | For | For | For | | | | | |
| 5.I | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: DONAL MURPHY | Management | For | For | For | | | | | |
| 5.J | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: MARK RYAN | Management | For | For | For | | | | | |
| 6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | | | | | |
| 7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | | | | | |
| 8 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | For | For | For | | | | | |
| 9 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | For | For | For | | | | | |
| 10 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | For | For | For | | | | | |
| 11 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management | For | For | For | | | | | |
| 12 | TO AMEND THE DCC PLC LONG TERM INCENTIVE PLAN 2009 | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 64,092 | | 0 | | 10-Jul-2020 | 10-Jul-2020 |
| UNITED UTILITIES GROUP PLC | | | | | |
| Security | G92755100 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 24-Jul-2020 | | | |
| ISIN | GB00B39J2M42 | | | | | | | | | Agenda | 712825922 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 22-Jul-2020 | | | |
| City / | Country | | GREAT SANKEY | / | United Kingdom | | | | | Vote Deadline Date | 16-Jul-2020 | | | |
| SEDOL(s) | B39J2M4 - B3C9BG8 - BJ1FDS5 - BKSG2X6 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | | | | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF 28.40P PER ORDINARY SHARE | Management | For | For | For | | | | | |
| 3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | | | | | |
| 4 | TO REAPPOINT SIR DAVID HIGGINS AS A DIRECTOR | Management | For | For | For | | | | | |
| 5 | TO REAPPOINT STEVE MOGFORD AS A DIRECTOR | Management | For | For | For | | | | | |
| 6 | TO REAPPOINT MARK CLARE AS A DIRECTOR | Management | For | For | For | | | | | |
| 7 | TO REAPPOINT BRIAN MAY AS A DIRECTOR | Management | For | For | For | | | | | |
| 8 | TO REAPPOINT STEPHEN CARTER AS A DIRECTOR | Management | For | For | For | | | | | |
| 9 | TO REAPPOINT ALISON GOLIGHER AS A DIRECTOR | Management | For | For | For | | | | | |
| 10 | TO REAPPOINT PAULETTE ROWE AS A DIRECTOR | Management | For | For | For | | | | | |
| 11 | TO REAPPOINT KPMG LLP AS THE AUDITOR | Management | For | For | For | | | | | |
| 12 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Management | For | For | For | | | | | |
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | | | | | |
| 14 | TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | Management | Against | For | Against | | | | | |
| 15 | TO AUTHORISE SPECIFIC POWER TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | | | | | |
| 16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | For | | | | | |
| 17 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | For | | | | | |
| 18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | Abstain | For | Against | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 189,951 | | 0 | | 10-Jul-2020 | 10-Jul-2020 |
| BANK LEUMI LE-ISRAEL B.M. | | | | | |
| Security | M16043107 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 10-Sep-2020 | | | |
| ISIN | IL0006046119 | | | | | | | | | Agenda | 713019746 - Management | | |
| Record Date | 12-Aug-2020 | | | | | | | | | Holding Recon Date | 12-Aug-2020 | | | |
| City / | Country | | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 27-Aug-2020 | | | |
| SEDOL(s) | 6076425 - B01ZL77 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | DEBATE OF BANK FINANCIAL STATEMENTS AND BOARD REPORT FOR THE YEAR ENDED-DECEMBER 31ST 2019 | Non-Voting | | | | | | | | |
| 2 | REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) AND BRIGHTMAN ALMAGOR ZOHAR AND CO. CPA FIRMS AS BANK JOINT AUDITING ACCOUNTANTS, AND AUTHORIZATION OF BANK BOARD TO DETERMINE THEIR COMPENSATION | Management | For | For | For | | | | | |
| 3.1 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR: MR. AVI BAZURA | Management | | For | | | | | | |
| 3.2 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR: PROF. YIFAT BITTON | Management | For | For | For | | | | | |
| 3.3 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR DR. SAMER HAJ YEHIA | Management | For | For | For | | | | | |
| 4.1 | SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) OF THE FOLLOWING EXTERNAL DIRECTOR: MS. DORIT SALINGER | Management | Abstain | For | Against | | | | | |
| 4.2 | SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) OF THE FOLLOWING EXTERNAL DIRECTOR: PROF. YEDIDIA (ZVI) STERN | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 317,347 | | 0 | | 25-Aug-2020 | 25-Aug-2020 |
| UNILEVER NV | | | | | |
| Security | N8981F289 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 21-Sep-2020 | | | |
| ISIN | NL0000388619 | | | | | | | | | Agenda | 713022844 - Management | | |
| Record Date | 24-Aug-2020 | | | | | | | | | Holding Recon Date | 24-Aug-2020 | | | |
| City / | Country | | ROTTER DAM | / | Netherlands | | | | | Vote Deadline Date | 10-Sep-2020 | | | |
| SEDOL(s) | B1527V7 - B154TK6 - B28N037 - BK72P69 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO AMEND NV'S ARTICLES OF ASSOCIATION IN CONNECTION WITH UNIFICATION | Management | For | For | For | | | | | |
| 2 | TO APPROVE UNIFICATION | Management | For | For | For | | | | | |
| 3 | TO DISCHARGE EXECUTIVE DIRECTORS | Management | For | For | For | | | | | |
| 4 | TO DISCHARGE NON-EXECUTIVE DIRECTORS | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 60,802 | | 0 | | 14-Sep-2020 | 14-Sep-2020 |
| DIAGEO PLC | | | | | |
| Security | G42089113 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 28-Sep-2020 | | | |
| ISIN | GB0002374006 | | | | | | | | | Agenda | 713039407 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 18-Sep-2020 | | | |
| City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 18-Sep-2020 | | | |
| SEDOL(s) | 0237400 - 5399736 - 5460494 - BKT3247 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | REPORT AND ACCOUNTS 2020 | Management | For | For | For | | | | | |
| 2 | DIRECTORS' REMUNERATION REPORT 2020 | Management | For | For | For | | | | | |
| 3 | DIRECTORS' REMUNERATION POLICY 2020 | Management | For | For | For | | | | | |
| 4 | DECLARATION OF FINAL DIVIDEND | Management | For | For | For | | | | | |
| 5 | ELECTION OF MELISSA BETHELL AS A DIRECTOR | Management | For | For | For | | | | | |
| 6 | RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR | Management | For | For | For | | | | | |
| 7 | RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR | Management | For | For | For | | | | | |
| 8 | RE-ELECTION OF LADY MENDELSOHN AS A DIRECTOR | Management | For | For | For | | | | | |
| 9 | RE-ELECTION OF IVAN MENEZES AS A DIRECTOR | Management | For | For | For | | | | | |
| 10 | RE-ELECTION OF KATHRYN MIKELLS AS A DIRECTOR | Management | For | For | For | | | | | |
| 11 | RE-ELECTION OF ALAN STEWART AS A DIRECTOR | Management | For | For | For | | | | | |
| 12 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | For | For | For | | | | | |
| 13 | REMUNERATION OF AUDITOR | Management | For | For | For | | | | | |
| 14 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For | For | | | | | |
| 15 | AUTHORITY TO ALLOT SHARES | Management | For | For | For | | | | | |
| 16 | AMENDMENT OF THE DIAGEO 2001 SHARE INCENTIVE PLAN | Management | For | For | For | | | | | |
| 17 | ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN | Management | For | For | For | | | | | |
| 18 | ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE PLAN | Management | For | For | For | | | | | |
| 19 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Management | For | For | For | | | | | |
| 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | | | | | |
| 21 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | For | | | | | |
| 22 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | For | | | | | |
| 23 | APPROVAL AND ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | For | | | | | |
| 24 | 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT AND SHARE OWNERSHIP TRUST TRANSACTIONS | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 85,765 | | 0 | | 15-Sep-2020 | 15-Sep-2020 |
| SMITHS GROUP PLC | | | | | |
| Security | G82401111 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 16-Nov-2020 | | | |
| ISIN | GB00B1WY2338 | | | | | | | | | Agenda | 713236645 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 12-Nov-2020 | | | |
| City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 06-Nov-2020 | | | |
| SEDOL(s) | B1WY233 - B1YYQ17 - BKSG2P8 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ADOPTION OF REPORT AND ACCOUNTS | Management | For | For | For | | | | | |
| 2 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | Against | For | Against | | | | | |
| 3 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | For | | | | | |
| 4 | ELECTION OF PAM CHENG AS A DIRECTOR | Management | For | For | For | | | | | |
| 5 | ELECTION OF KARIN HOEING AS A DIRECTOR | Management | For | For | For | | | | | |
| 6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | For | | | | | |
| 7 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | For | | | | | |
| 8 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | For | | | | | |
| 9 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | For | | | | | |
| 10 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | For | | | | | |
| 11 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | For | | | | | |
| 12 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | For | | | | | |
| 13 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | For | | | | | |
| 14 | RE-APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | For | | | | | |
| 15 | AUDITORS REMUNERATION | Management | For | For | For | | | | | |
| 16 | AUTHORITY TO ISSUE SHARES | Management | For | For | For | | | | | |
| 17 | AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | Against | For | Against | | | | | |
| 18 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | | | | | |
| 19 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | For | | | | | |
| 20 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 DAYS NOTICE | Management | For | For | For | | | | | |
| 21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | Abstain | For | Against | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 101,507 | | 0 | | 04-Nov-2020 | 04-Nov-2020 |
| ORIGIN ENTERPRISES PLC | | | | | |
| Security | G68097107 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 18-Nov-2020 | | | |
| ISIN | IE00B1WV4493 | | | | | | | | | Agenda | 713278376 - Management | | |
| Record Date | 16-Nov-2020 | | | | | | | | | Holding Recon Date | 16-Nov-2020 | | | |
| City / | Country | | DUBLIN 24 | / | Ireland | | | | | Vote Deadline Date | 11-Nov-2020 | | | |
| SEDOL(s) | B1WV449 - B1YC2Y6 - B1YLQX0 - B6ZT4B2 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 JULY 2020 AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | For | | | | | |
| 2.A | TO RE-ELECT KATE ALLUM | Management | For | For | For | | | | | |
| 2.B | TO RE-ELECT GARY BRITTON | Management | For | For | For | | | | | |
| 2.C | TO RE-ELECT SEAN COYLE | Management | For | For | For | | | | | |
| 2.D | TO RE-ELECT DECLAN GIBLIN | Management | For | For | For | | | | | |
| 2.E | TO RE-ELECT ROSE HYNES | Management | For | For | For | | | | | |
| 2.F | TO RE-ELECT HUGH MCCUTCHEON | Management | For | For | For | | | | | |
| 2.G | TO RE-ELECT CHRISTOPHER RICHARDS | Management | For | For | For | | | | | |
| 2.H | TO ELECT HELEN KIRKPATRICK | Management | For | For | For | | | | | |
| 3 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For | | | | | |
| 4 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For | | | | | |
| 5 | TO AUTHORISE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | For | For | For | | | | | |
| 6.A | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A BASIC 5 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | | | | | |
| 6.B | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A FURTHER 5 PERCENT OF ISSUED SHARE CAPITAL FOR AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | | | | | |
| 7.A | TO AUTHORISE THE MARKET PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | For | | | | | |
| 7.B | TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 147,132 | | 0 | | 11-Nov-2020 | 11-Nov-2020 |
| GEA GROUP AG | | | | | |
| Security | D28304109 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 26-Nov-2020 | | | |
| ISIN | DE0006602006 | | | | | | | | | Agenda | 713249806 - Management | | |
| Record Date | 04-Nov-2020 | | | | | | | | | Holding Recon Date | 04-Nov-2020 | | | |
| City / | Country | | DUESSE LDORF | / | Germany | | | | | Vote Deadline Date | 12-Nov-2020 | | | |
| SEDOL(s) | 4557104 - B28HB58 - BDQZKG5 - BHZLGS6 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | | | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.43 PER SHARE | Management | For | For | For | | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | For | For | | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | For | For | | | | | |
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | Management | For | For | For | | | | | |
| 6 | ELECT ANNETTE KOEHLER TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 7 | APPROVE AFFILIATION AGREEMENT WITH GEA INTERNAL SERVICES GMBH | Management | For | For | For | | | | | |
| 8.1 | AMEND ARTICLES RE PROOF OF ENTITLEMENT | Management | For | For | For | | | | | |
| 8.2 | AMEND ARTICLES RE ELECTRONIC PARTICIPATION IN THE GENERAL MEETING AND ABSENTEE VOTE | Management | For | For | For | | | | | |
| 8.3 | AMEND ARTICLES RE SUPERVISORY BOARD MEETINGS AND RESOLUTIONS | Management | For | For | For | | | | | |
| 8.4 | AMEND ARTICLES RE ADVANCED PAYMENT | Management | For | For | For | | | | | |
| 9 | APPROVE CREATION OF EUR 130 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 10 | APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 69,005 | | 0 | | 12-Nov-2020 | 12-Nov-2020 |
| PLAYTECH PLC | | | | | |
| Security | G7132V100 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 18-Dec-2020 | | | |
| ISIN | IM00B7S9G985 | | | | | | | | | Agenda | 713434253 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 16-Dec-2020 | | | |
| City / | Country | | DOUGLA S | / | Isle of Man | | | | | Vote Deadline Date | 10-Dec-2020 | | | |
| SEDOL(s) | B7S9G98 - B885KS0 - B8DCC80 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE SPECIAL RESOLUTION IN THE NOTICE OF MEETING | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 286,011 | | 0 | | 08-Dec-2020 | 08-Dec-2020 |
| BANK OF IRELAND GROUP PLC | | | | | |
| Security | G0756R109 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 19-Jan-2021 | | | |
| ISIN | IE00BD1RP616 | | | | | | | | | Agenda | 713457150 - Management | | |
| Record Date | 15-Jan-2021 | | | | | | | | | Holding Recon Date | 15-Jan-2021 | | | |
| City / | Country | | DUBLIN 4 | / | Ireland | | | | | Vote Deadline Date | 13-Jan-2021 | | | |
| SEDOL(s) | BD1RP61 - BDRXFJ6 - BF0J625 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE COMPANY GIVING ITS CONSENT TO THE MIGRATION OF ITS SHARES UNDER THE IRISH MIGRATION OF PARTICIPATING SECURITIES ACT 2019 | Management | For | For | For | | | | | |
| 2 | TO APPROVE AMENDMENTS TO THE CONSTITUTION OF THE COMPANY TO ADDRESS THE MIGRATION OF THE COMPANY'S SHARES | Management | For | For | For | | | | | |
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS IN CONNECTION WITH THE MIGRATION OF THE COMPANY'S SHARES | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 488,515 | | 0 | | 06-Jan-2021 | 06-Jan-2021 |
| MELROSE INDUSTRIES PLC | | | | | |
| Security | G5973J178 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 21-Jan-2021 | | | |
| ISIN | GB00BZ1G4322 | | | | | | | | | Agenda | 713490706 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 19-Jan-2021 | | | |
| City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 13-Jan-2021 | | | |
| SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE 2020 MELROSE EMPLOYEE SHARE PLAN THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN PART II OF THE CIRCULAR TO SHAREHOLDERS | Management | For | For | For | | | | | |
| 2 | TO APPROVE AMENDMENTS TO THE 2020 DIRECTORS REMUNERATION POLICY SET OUT ON PAGES 103 TO 111 INCLUSIVE OF THE COMPANY'S 2019 ANNUAL REPORT | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 1,162,774 | | 0 | | 13-Jan-2021 | 13-Jan-2021 |
| ORIGIN ENTERPRISES PLC | | | | | |
| Security | G68097107 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 28-Jan-2021 | | | |
| ISIN | IE00B1WV4493 | | | | | | | | | Agenda | 713486795 - Management | | |
| Record Date | 26-Jan-2021 | | | | | | | | | Holding Recon Date | 26-Jan-2021 | | | |
| City / | Country | | DUBLIN 24 | / | Ireland | | | | | Vote Deadline Date | 22-Jan-2021 | | | |
| SEDOL(s) | B1WV449 - B1YC2Y6 - B1YLQX0 - B6ZT4B2 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | | | | | |
| 2 | TO AMEND AND ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | For | | | | | |
| 3 | TO AUTHORISE AND INSTRUCT THE COMPANY TO TAKE ALL ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 147,132 | | 0 | | 19-Jan-2021 | 19-Jan-2021 |
| THAI BEVERAGE PUBLIC CO LTD | | | | | |
| Security | Y8588A103 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 29-Jan-2021 | | | |
| ISIN | TH0902010014 | | | | | | | | | Agenda | 713542365 - Management | | |
| Record Date | 07-Jan-2021 | | | | | | | | | Holding Recon Date | 07-Jan-2021 | | | |
| City / | Country | | BANGKO K | / | Thailand | | | | | Vote Deadline Date | 19-Jan-2021 | | | |
| SEDOL(s) | B15F664 - B15T6J9 - B18R1R3 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ADOPTION OF THE MINUTES OF THE 2020 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 31 JANUARY 2020 | Management | For | For | For | | | | | |
| 2 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER-2020 AND THE REPORT OF THE BOARD OF DIRECTORS | Non-Voting | | | | | | | | |
| 3 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 TOGETHER WITH THE AUDITOR REPORT | Management | For | For | For | | | | | |
| 4 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Management | For | For | For | | | | | |
| 5.1.1 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. CHAROEN SIRIVADHANABHAKDI | Management | For | For | For | | | | | |
| 5.1.2 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: KHUNYING WANNA SIRIVADHANABHAKDI | Management | For | For | For | | | | | |
| 5.1.3 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MS. POTJANEE THANAVARANIT | Management | For | For | For | | | | | |
| 5.1.4 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: DR. CHATRI BANCHUIN | Management | For | For | For | | | | | |
| 5.1.5 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: ASSOC. PROF. DR. KRITIKA KONGSOMPONG | Management | For | For | For | | | | | |
| 5.2.1 | APPOINTMENT OF NEW DIRECTOR: MR. WEE JOO YEOW | Management | For | For | For | | | | | |
| 5.2.2 | APPOINTMENT OF NEW DIRECTOR: PROF. KHEMCHAI CHUTIWONGSE | Management | For | For | For | | | | | |
| 5.2.3 | APPOINTMENT OF NEW DIRECTOR: MR. PASU LOHARJUN | Management | For | For | For | | | | | |
| 5.2.4 | APPOINTMENT OF NEW DIRECTOR: MRS. BUSAYA MATHELIN | Management | For | For | For | | | | | |
| 5.3 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Management | For | For | For | | | | | |
| 6 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2021 TO DECEMBER 2021 | Management | For | For | For | | | | | |
| 7 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2021 | Management | For | For | For | | | | | |
| 8 | APPROVAL ON THE PURCHASE OF DIRECTORS AND OFFICERS LIABILITY INSURANCE (D AND O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Management | For | For | For | | | | | |
| 9 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Management | For | For | For | | | | | |
| 10 | APPROVAL ON THE THAIBEV LONG TERM INCENTIVE PLAN 2021 | Management | For | For | For | | | | | |
| 11 | APPROVAL ON THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 39,315,352 FROM BAHT 25,155,025,000 TO BAHT 25,115,709,648 | Management | For | For | For | | | | | |
| 12 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY | Management | For | For | For | | | | | |
| 13 | APPROVAL ON THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 44,290,351 FROM BAHT 25,115,709,648 TO BAHT 25,159,999,999 | Management | For | For | For | | | | | |
| 14 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY | Management | For | For | For | | | | | |
| 15 | APPROVAL ON THE ALLOCATION OF THE NEWLY-ISSUED ORDINARY SHARES OF THE COMPANY TO ACCOMMODATE THE ORDINARY SHARES WHICH MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN 2021 ("LTIP") AND THE RELEASE OF FINAL AWARDS IN RESPECT OF AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN ("INITIAL LTIP") | Management | For | For | For | | | | | |
| 16 | OTHER BUSINESS (IF ANY) | Management | For | Abstain | Against | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 6,250,500 | | 0 | | 19-Jan-2021 | 19-Jan-2021 |
| DCC PLC | | | | | |
| Security | G2689P101 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 04-Feb-2021 | | | |
| ISIN | IE0002424939 | | | | | | | | | Agenda | 713497736 - Management | | |
| Record Date | 02-Feb-2021 | | | | | | | | | Holding Recon Date | 02-Feb-2021 | | | |
| City / | Country | | DUBLIN 18 | / | Ireland | | | | | Vote Deadline Date | 29-Jan-2021 | | | |
| SEDOL(s) | 0242493 - B01ZKG9 - B1GKFL6 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | | | | | |
| 2 | TO AMEND AND ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | | | | | |
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 69,526 | | 0 | | 22-Jan-2021 | 22-Jan-2021 |
| CRH PLC | | | | | |
| Security | G25508105 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 09-Feb-2021 | | | |
| ISIN | IE0001827041 | | | | | | | | | Agenda | 713544814 - Management | | |
| Record Date | 05-Feb-2021 | | | | | | | | | Holding Recon Date | 05-Feb-2021 | | | |
| City / | Country | | TBD | / | Ireland | | | | | Vote Deadline Date | 03-Feb-2021 | | | |
| SEDOL(s) | 4182249 - 5465240 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | | | | | |
| 2 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | | | | | |
| 3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION | Management | For | For | For | | | | | |
| 4 | TO AMEND THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE SURRENDER FOR NIL CONSIDERATION, AND AUTHORISE THE CANCELLATION OF, THE INCOME SHARES OF THE COMPANY OF E0.02 EACH | Management | For | For | For | | | | | |
| 5 | SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO DIMINISH THE AUTHORISED SHARE CAPITAL OF THE COMPANY BY E25,000,000 FROM E426,297,940 TO E401,297,940 | Management | For | For | For | | | | | |
| 6 | TO AMEND THE ARTICLES OF ASSOCIATION TO DELETE ALL REFERENCES TO THE INCOME SHARES | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 63,711 | | 0 | | 03-Feb-2021 | 03-Feb-2021 |
| NOVARTIS AG | | | | | |
| Security | H5820Q150 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 02-Mar-2021 | | | |
| ISIN | CH0012005267 | | | | | | | | | Agenda | 713572988 - Management | | |
| Record Date | 25-Feb-2021 | | | | | | | | | Holding Recon Date | 25-Feb-2021 | | | |
| City / | Country | | BASEL | / | Switzerland | | | | | Vote Deadline Date | 16-Feb-2021 | | | |
| SEDOL(s) | 7103065 - 7105083 - B769708 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | For | For | For | | | | | |
| 2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | For | | | | | |
| 3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 | Management | For | For | For | | | | | |
| 4 | REDUCTION OF SHARE CAPITAL | Management | For | For | For | | | | | |
| 5 | FURTHER SHARE REPURCHASES | Management | For | For | For | | | | | |
| 6.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Management | For | For | For | | | | | |
| 6.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | | | | | |
| 6.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2020 COMPENSATION REPORT | Management | For | For | For | | | | | |
| 7.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.6 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.7 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.8 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.9 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.10 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.11 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.12 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 7.13 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 8.1 | RE-ELECTION OF PATRICE BULA TO THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 8.2 | RE-ELECTION OF BRIDGETTE HELLER TO THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 8.3 | RE-ELECTION OF ENRICO VANNI TO THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 8.4 | RE-ELECTION OF WILLIAM T. WINTERS TO THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 8.5 | ELECTION OF SIMON MORONEY AS NEW MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 9 | RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 | Management | For | For | For | | | | | |
| 10 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | | | | | |
| 11 | AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Management | For | For | For | | | | | |
| B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 43,326 | | 0 | | 16-Feb-2021 | 16-Feb-2021 |
| TELEFON AB L.M.ERICSSON | | | | | |
| Security | W26049119 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 30-Mar-2021 | | | |
| ISIN | SE0000108656 | | | | | | | | | Agenda | 713629410 - Management | | |
| Record Date | 22-Mar-2021 | | | | | | | | | Holding Recon Date | 22-Mar-2021 | | | |
| City / | Country | | TBD | / | Sweden | | | | | Vote Deadline Date | 18-Mar-2021 | | | |
| SEDOL(s) | 0615642 - 5959378 - 5962967 - B0CRHB8 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: THE NOMINATION-COMMITTEE, APPOINTED IN ACCORDANCE WITH THE INSTRUCTION FOR THE NOMINATION- COMMITTEE RESOLVED BY THE ANNUAL GENERAL MEETING 2012, IS COMPOSED OF THE-CHAIR OF THE COMMITTEE JOHAN FORSSELL (INVESTOR AB), KARL ABERG (AB- INDUSTRIVARDEN AND SVENSKA HANDELSBANKENS PENSIONSSTIFTELSE), JONAS- SYNNERGREN (CEVIAN CAPITAL PARTNERS LIMITED), ANDERS OSCARSSON (AMF-FORSAKRING OCH FONDER) AND RONNIE LETEN (CHAIR OF THE BOARD OF DIRECTORS).-THE NOMINATION COMMITTEE PROPOSES THAT ADVOKAT EVA HAGG BE ELECTED CHAIR OF-THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2021, OR, IF SHE IS PREVENTED FROM-PARTICIPATING, THE PERSON INSTEAD APPOINTED BY THE CHAIR OF THE BOARD OF- DIRECTORS | Non-Voting | | | | | | | | |
| 2 | ELECTION OF TWO PERSONS APPROVING THE MINUTES: MARIANNE NILSSON, SWEDBANK-ROBUR FONDER AND ANDERS OSCARSSON, AMF FORSAKRING OCH FONDER, OR IF ONE OR-BOTH OF THEM ARE PREVENTED FROM PARTICIPATING, THE PERSON OR PERSONS INSTEAD-APPOINTED BY THE CHAIR OF THE BOARD PF DIRECTORS, ARE PROPOSED BY THE BOARD-OF DIRECTORS TO BE ELECTED TO APPROVE THE MINUTES OF THE ANNUAL GENERAL-MEETING. | Non-Voting | | | | | | | | |
| | | THE TASK OF APPROVING THE MINUTES OF THE ANNUAL GENERAL MEETING ALSO-INCLUDES VERIFYING THE VOTING LIST AND THAT THE POSTAL VOTES RECEIVED ARE- CORRECTLY STATED IN THE MINUTES OF THE ANNUAL GENERAL MEETING | | | | | | | | | | | | | | | | |
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | | | | | | | | |
| 4 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting | | | | | | | | |
| 5 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | | | | | | | | |
| 6 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED-ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S-REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN- COMPLIED WITH | Non-Voting | | | | | | | | |
| 7.1 | ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | For | | | | | |
| 7.2 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | For | | | | | |
| 7.3.A | APPROVE DISCHARGE OF BOARD CHAIRMAN: RONNIE LETEN | Management | For | For | For | | | | | |
| 7.3.B | APPROVE DISCHARGE OF BOARD MEMBER: HELENA STJERNHOLM | Management | For | For | For | | | | | |
| 7.3.C | APPROVE DISCHARGE OF BOARD MEMBER: JACOB WALLENBERG | Management | For | For | For | | | | | |
| 7.3.D | APPROVE DISCHARGE OF BOARD MEMBER: JON FREDRIK BAKSAAS | Management | For | For | For | | | | | |
| 7.3.E | APPROVE DISCHARGE OF BOARD MEMBER: JAN CARLSON | Management | For | For | For | | | | | |
| 7.3.F | APPROVE DISCHARGE OF BOARD MEMBER: NORA DENZEL | Management | For | For | For | | | | | |
| 7.3.G | APPROVE DISCHARGE OF BOARD MEMBER: BORJE EKHOLM | Management | For | For | For | | | | | |
| 7.3.H | APPROVE DISCHARGE OF BOARD MEMBER: ERIC A. ELZVIK | Management | For | For | For | | | | | |
| 7.3.I | APPROVE DISCHARGE OF BOARD MEMBER: KURT JOFS | Management | For | For | For | | | | | |
| 7.3.J | APPROVE DISCHARGE OF BOARD MEMBER: KRISTIN S. RINNE | Management | For | For | For | | | | | |
| 7.3.K | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: TORBJORN NYMAN | Management | For | For | For | | | | | |
| 7.3.L | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: KJELL-AKE SOTING | Management | For | For | For | | | | | |
| 7.3.M | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: ROGER SVENSSON | Management | For | For | For | | | | | |
| 7.3.N | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: PER HOLMBERG | Management | For | For | For | | | | | |
| 7.3.O | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: ANDERS RIPA | Management | For | For | For | | | | | |
| 7.3.P | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: LOREDANA ROSLUND | Management | For | For | For | | | | | |
| 7.3.Q | APPROVE DISCHARGE OF PRESIDENT: BORJE EKHOLM | Management | For | For | For | | | | | |
| 7.4 | THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 2.00 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS, SEK 1.00 PER SHARE WITH THE RECORD DATE THURSDAY, APRIL 1, 2021, AND SEK 1.00 PER SHARE WITH THE RECORD DATE FRIDAY, OCTOBER 1, 2021. ASSUMING THESE DATES WILL BE THE RECORD DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO DISBURSE SEK 1.00 PER SHARE ON THURSDAY, APRIL 8, 2021, AND SEK 1.00 PER SHARE ON WEDNESDAY, OCTOBER 6, 2021 | Management | For | For | For | | | | | |
| 8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING | Management | For | For | For | | | | | |
| 9 | DETERMINATION OF THE FEES PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING | Management | For | None | | | | | | |
| 10.1 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JON FREDRIK BAKSAAS | Management | For | None | | | | | | |
| 10.2 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JAN CARLSON | Management | For | None | | | | | | |
| 10.3 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: NORA DENZEL | Management | For | None | | | | | | |
| 10.4 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: BORJE EKHOLM | Management | For | None | | | | | | |
| 10.5 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: ERIC A. ELZVIK | Management | For | None | | | | | | |
| 10.6 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KURT JOFS | Management | For | None | | | | | | |
| 10.7 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: RONNIE LETEN | Management | For | None | | | | | | |
| 10.8 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KRISTIN S. RINNE | Management | For | None | | | | | | |
| 10.9 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: HELENA STJERNHOLM | Management | For | None | | | | | | |
| 10.10 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JACOB WALLENBERG | Management | For | None | | | | | | |
| 11 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT RONNIE LETEN BE RE-ELECTED CHAIR OF THE BOARD OF DIRECTORS | Management | For | None | | | | | | |
| 12 | DETERMINATION OF THE NUMBER OF AUDITORS: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE COMPANY SHALL HAVE NO LESS THAN ONE AND NO MORE THAN THREE REGISTERED PUBLIC ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHOULD HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management | For | None | | | | | | |
| 13 | DETERMINATION OF THE FEES PAYABLE TO THE AUDITORS | Management | For | None | | | | | | |
| 14 | ELECTION OF AUDITOR: IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDIT AND COMPLIANCE COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT DELOITTE AB BE APPOINTED AUDITOR FOR THE PERIOD FROM THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 (RE- ELECTION) | Management | For | None | | | | | | |
| 15 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For | | | | | |
| 16.1 | LONG TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON IMPLEMENTATION OF LTV 2021 | Management | For | For | For | | | | | |
| 16.2 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE LTV 2021 | Management | For | For | For | | | | | |
| 16.3 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2021 | Management | For | For | For | | | | | |
| 17 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES AND ON AN EXCHANGE IN RELATION TO THE EARLIER RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 | Management | For | For | For | | | | | |
| 18 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE ONGOING LONG-TERM VARIABLE COMPENSATION PROGRAMS 2018 AND 2019 | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 356,252 | | 0 | | 18-Mar-2021 | 18-Mar-2021 |
| BANGKOK BANK PUBLIC CO LTD | | | | | |
| Security | Y0606R119 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 12-Apr-2021 | | | |
| ISIN | TH0001010014 | | | | | | | | | Agenda | 713624016 - Management | | |
| Record Date | 09-Mar-2021 | | | | | | | | | Holding Recon Date | 09-Mar-2021 | | | |
| City / | Country | | BANGKO K | / | Thailand | | | | | Vote Deadline Date | 06-Apr-2021 | | | |
| SEDOL(s) | 5313855 - 6077019 - B01DCW3 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ACKNOWLEDGE OPERATING RESULTS | Management | For | For | For | | | | | |
| 2 | APPROVE FINANCIAL STATEMENTS | Management | For | For | For | | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDEND PAYMENT | Management | For | For | For | | | | | |
| 4.1 | ELECT DEJA TULANANDA AS DIRECTOR | Management | Against | For | Against | | | | | |
| 4.2 | ELECT CHOKECHAI NILJIANSKUL AS DIRECTOR | Management | Against | For | Against | | | | | |
| 4.3 | ELECT SUVARN THANSATHIT AS DIRECTOR | Management | Against | For | Against | | | | | |
| 4.4 | ELECT CHANSAK FUANGFU AS DIRECTOR | Management | Against | For | Against | | | | | |
| 4.5 | ELECT CHARAMPORN JOTIKASTHIRABE AS DIRECTOR | Management | Against | For | Against | | | | | |
| 5.1 | ELECT CHATCHAWIN CHAROEN RAJAPARK AS DIRECTOR | Management | Against | For | Against | | | | | |
| 5.2 | ELECT BUNDHIT EUA-ARPORN AS DIRECTOR | Management | Against | For | Against | | | | | |
| 5.3 | ELECT PARNSIREE AMATAYAKUL AS DIRECTOR | Management | Against | For | Against | | | | | |
| 6 | APPROVE REMUNERATION OF DIRECTORS | Management | Against | For | Against | | | | | |
| 7 | APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | For | | | | | |
| 8 | OTHER BUSINESS | Management | For | Abstain | Against | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 267,500 | | 0 | | 01-Apr-2021 | 01-Apr-2021 |
| COCA-COLA AMATIL LTD | | | | | |
| Security | Q2594P146 | | | | | | | | | Meeting Type | Scheme Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 16-Apr-2021 | | | |
| ISIN | AU000000CCL2 | | | | | | | | | Agenda | 713682979 - Management | | |
| Record Date | 14-Apr-2021 | | | | | | | | | Holding Recon Date | 14-Apr-2021 | | | |
| City / | Country | | VIRTUAL | / | Australia | | | | | Vote Deadline Date | 09-Apr-2021 | | | |
| SEDOL(s) | 5411920 - 6123451 - BJ04JB8 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN COCA-COLA AMATIL LIMITED AND THE HOLDERS OF ITS ORDINARY SHARES (OTHER THAN CERTAIN EXCLUDED SHAREHOLDERS), AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS AGREED TO, WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE SUPREME COURT OF NEW SOUTH WALES TO WHICH COCA-COLA AMATIL LIMITED AND COCA-COLA EUROPEAN PARTNERS PLC AGREE | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 543,299 | | 0 | | 08-Apr-2021 | 08-Apr-2021 |
| PROXIMUS SA | | | | | |
| Security | B6951K109 | | | | | | | | | Meeting Type | ExtraOrdinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 21-Apr-2021 | | | |
| ISIN | BE0003810273 | | | | | | | | | Agenda | 713712304 - Management | | |
| Record Date | 07-Apr-2021 | | | | | | | | | Holding Recon Date | 07-Apr-2021 | | | |
| City / | Country | | BRUXEL LES | / | Belgium | | | | | Vote Deadline Date | 08-Apr-2021 | | | |
| SEDOL(s) | B00D9P6 - B1BDH03 - B28FDQ7 - BFM5Z46 - BHZL9S7 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | For | For | For | | | | | |
| 2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30-DAY TRADING PERIOD PRECEDING THE TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | For | For | For | | | | | |
| 3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 48,548 | | 0 | | 01-Apr-2021 | 01-Apr-2021 |
| PROXIMUS SA | | | | | |
| Security | B6951K109 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 21-Apr-2021 | | | |
| ISIN | BE0003810273 | | | | | | | | | Agenda | 713721531 - Management | | |
| Record Date | 07-Apr-2021 | | | | | | | | | Holding Recon Date | 07-Apr-2021 | | | |
| City / | Country | | BRUSSE LS | / | Belgium | | | | | Vote Deadline Date | 08-Apr-2021 | | | |
| SEDOL(s) | B00D9P6 - B1BDH03 - B28FDQ7 - BFM5Z46 - BHZL9S7 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | | | | | | | | |
| 2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | | | | | | | | |
| 3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | | | | | | | | |
| 4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | | | | | | | | |
| 5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS | Management | For | For | For | | | | | |
| | | MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | | | | | | | | | | | | | | | | |
| 6 | APPROVAL OF THE REMUNERATION POLICY | Management | For | For | For | | | | | |
| 7 | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | For | | | | | |
| 8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | For | For | For | | | | | |
| 12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER | Management | For | For | For | | | | | |
| | | RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | | | | | | | | | | | | | | | | |
| 13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | For | For | For | | | | | |
| 14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF-AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL-MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION- AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF- AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | | | | | | | | |
| 15 | MISCELLANEOUS | Non-Voting | | | | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 48,548 | | 0 | | 01-Apr-2021 | 01-Apr-2021 |
| GROUPE BRUXELLES LAMBERT SA | | | | | |
| Security | B4746J115 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 27-Apr-2021 | | | |
| ISIN | BE0003797140 | | | | | | | | | Agenda | 713749123 - Management | | |
| Record Date | 13-Apr-2021 | | | | | | | | | Holding Recon Date | 13-Apr-2021 | | | |
| City / | Country | | BRUSSE LS | / | Belgium | | | | | Vote Deadline Date | 14-Apr-2021 | | | |
| SEDOL(s) | 7097328 - 7596427 - B28HFP6 - BFM6L41 - BHZLGZ3 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY-AUDITOR ON THE 2020 FINANCIAL YEAR | Non-Voting | | | | | | | | |
| 2.1 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: PRESENTATION OF-THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020. THIS ITEM-DOES NOT REQUIRE A VOTE | Non-Voting | | | | | | | | |
| 2.2 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | | | | | |
| 3 | DISCHARGE OF THE DIRECTORS: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | | | | | |
| 4 | DISCHARGE OF THE STATUTORY AUDITOR: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | | | | | |
| 5.1 | RESIGNATION AND APPOINTMENT OF DIRECTOR: ACKNOWLEDGMENT OF THE RESIGNATION OF-GERARD LAMARCHE AS DIRECTOR AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS'-MEETING | Non-Voting | | | | | | | | |
| 5.2 | RESIGNATION AND APPOINTMENT OF DIRECTOR: APPOINTMENT OF A DIRECTOR: PROPOSAL TO APPOINT JACQUES VEYRAT AS DIRECTOR FOR A FOUR-YEAR TERM AND TO ACKNOWLEDGE THE INDEPENDENCE OF JACQUES VEYRAT WHO MEETS THE CRITERIA LISTED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Management | For | For | For | | | | | |
| 5.3.1 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, CLAUDE GENEREUX WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Management | For | For | For | | | | | |
| 5.3.2 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, JOCELYN LEFEBVRE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Management | For | For | For | | | | | |
| 5.3.3 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE OF AGNES TOURAINE WHO MEETS THE CRITERIA MENTIONED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Management | For | For | For | | | | | |
| 6.1 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE- RESIGNATION, AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING, OF-DELOITTE REVISEURS D'ENTREPRISES SCRL, REPRESENTED BY CORINE MAGNIN AS-STATUTORY AUDITOR | Non-Voting | | | | | | | | |
| 6.2 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS STATUTORY AUDITOR PRICEWATERHOUSECOOPERS BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES FOR A THREE-YEAR TERM AND TO SET ITS FEES AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR INFORMATION, IT IS STATED THAT THE STATUTORY AUDITOR WILL BE REPRESENTED BY ALEXIS VAN BAVEL | Management | For | For | For | | | | | |
| 7 | REMUNERATION REPORT: PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2020 FINANCIAL YEAR | Management | For | For | For | | | | | |
| 8.1 | LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN ADDITIONAL ALLOCATION OF OPTIONS TO THE CEO, MADE IN DECEMBER 2020. THESE OPTIONS HAVE THE SAME CHARACTERISTICS AS THE OPTIONS ALLOCATED TO HIM IN THE FIRST HALF OF 2020. THESE CHARACTERISTICS ARE DESCRIBED IN THE REMUNERATION REPORT. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS GRANTED TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR 4.32 MILLION. IT IS SPECIFIED THAT THE POSSIBILITY FOR THE CEO TO EXERCISE THESE OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN SUBJECT TO THE APPROVAL OF THIS GENERAL MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS ALSO MADE IN DECEMBER 2020 IN FAVOR OF STAFF MEMBERS | Management | For | For | For | | | | | |
| 8.2 | LONG TERM INCENTIVE: TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE STOCK OPTION PLAN FOR 2021 UNDER WHICH THE CEO MAY RECEIVE IN 2021 OPTIONS RELATING TO EXISTING SHARES OF A SUBSIDIARY OF THE COMPANY. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS THAT MAY BE GRANTED TO THE CEO IN 2021 AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS WILL BE SUBJECT TO THE EXERCISE CONDITIONS SPECIFIED IN THE REMUNERATION POLICY. THE 2021 STOCK OPTION PLAN WILL ALSO BENEFIT STAFF MEMBERS | Management | For | For | For | | | | | |
| 8.3 | LONG TERM INCENTIVE: REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS WITH RESPECT TO THE GUARANTEES REFERRED TO IN THE FOLLOWING RESOLUTION PROPOSAL | Management | For | For | For | | | | | |
| 8.4 | LONG TERM INCENTIVE: PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF GUARATEES TO ONE OR SEVERAL BANKS WITH RESPECT TO THE CREDITS GRANTED BY THAT OR THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLANS | Management | For | For | For | | | | | |
| 9 | MISCELLANEOUS | Non-Voting | | | | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 64,977 | | 0 | | 07-Apr-2021 | 07-Apr-2021 |
| LANCASHIRE HOLDINGS LTD | | | | | |
| Security | G5361W104 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 28-Apr-2021 | | | |
| ISIN | BMG5361W1047 | | | | | | | | | Agenda | 713673211 - Management | | |
| Record Date | 31-Mar-2021 | | | | | | | | | Holding Recon Date | 31-Mar-2021 | | | |
| City / | Country | | HAMILT ON | / | Bermuda | | | | | Vote Deadline Date | 20-Apr-2021 | | | |
| SEDOL(s) | B0PYHC7 - B18Q4J3 - B2B15J9 - BLNNY55 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO RECEIVE THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Management | For | For | For | | | | | |
| 2 | TO APPROVE THE 2020 ANNUAL REPORT ON REMUNERATION | Management | For | For | For | | | | | |
| 3 | THAT THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 RECOMMENDED BY THE BOARD OF US 0.10 USD PER COMMON SHARE BE DECLARED | Management | For | For | For | | | | | |
| 4 | TO RE-ELECT PETER CLARKE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 5 | TO RE-ELECT MICHAEL DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 6 | TO RE-ELECT SIMON FRASER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 7 | TO RE-ELECT SAMANTHA HOE- RICHARDSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 8 | TO RE-ELECT ROBERT LUSARDI AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 9 | TO RE-ELECT ALEX MALONEY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 10 | TO RE-ELECT SALLY WILLIAMS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 11 | TO RE-ELECT NATALIE KERSHAW AS A DIRECTOR OF THE COMPANY | Management | For | For | For | | | | | |
| 12 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | For | | | | | |
| 13 | TO AUTHORISE THE BOARD TO SET THE AUDITORS' REMUNERATION | Management | For | For | For | | | | | |
| 14 | TO GRANT THE DIRECTORS OF THE COMPANY A GENERAL AND UNCONDITIONAL AUTHORITY TO ALLOT SHARES | Management | For | For | For | | | | | |
| 15 | SUB TO RES 14, TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF 5 PER CENT OF ISSUED SHARE CAPITAL | Management | For | For | For | | | | | |
| 16 | SUB TO RES 14 AND 15, TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER 5 PER CENT | Management | For | For | For | | | | | |
| 17 | SUB TO RES 14, 15, 16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER 5 PER CENT | Management | For | For | For | | | | | |
| 18 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 302,904 | | 0 | | 16-Apr-2021 | 16-Apr-2021 |
| ALCON SA | | | | | |
| Security | H01301128 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 28-Apr-2021 | | | |
| ISIN | CH0432492467 | | | | | | | | | Agenda | 713728953 - Management | | |
| Record Date | 20-Apr-2021 | | | | | | | | | Holding Recon Date | 20-Apr-2021 | | | |
| City / | Country | | FRIBOU RG | / | Switzerland | | | | | Vote Deadline Date | 14-Apr-2021 | | | |
| SEDOL(s) | BJ5JVG7 - BJT1GR5 - BJXBP41 - BK8Y5Z3 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | | | | | |
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | For | For | | | | | |
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.10 PER SHARE | Management | For | For | For | | | | | |
| 4.1 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | For | For | For | | | | | |
| 4.2 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3.3 MILLION | Management | For | For | For | | | | | |
| 4.3 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 38.4 MILLION | Management | For | For | For | | | | | |
| 5.1 | REELECT MICHAEL BALL AS DIRECTOR AND BOARD CHAIRMAN | Management | For | For | For | | | | | |
| 5.2 | REELECT LYNN BLEIL AS DIRECTOR | Management | For | For | For | | | | | |
| 5.3 | REELECT ARTHUR CUMMINGS AS DIRECTOR | Management | For | For | For | | | | | |
| 5.4 | REELECT DAVID ENDICOTT AS DIRECTOR | Management | For | For | For | | | | | |
| 5.5 | REELECT THOMAS GLANZMANN AS DIRECTOR | Management | For | For | For | | | | | |
| 5.6 | REELECT KEITH GROSSMANN AS DIRECTOR | Management | For | For | For | | | | | |
| 5.7 | REELECT SCOTT MAW AS DIRECTOR | Management | For | For | For | | | | | |
| 5.8 | REELECT KAREN MAY AS DIRECTOR | Management | For | For | For | | | | | |
| 5.9 | REELECT INES POESCHEL AS DIRECTOR | Management | For | For | For | | | | | |
| 5.10 | REELECT DIETER SPAELTI AS DIRECTOR | Management | For | For | For | | | | | |
| 6.1 | REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 6.2 | REAPPOINT KEITH GROSSMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 6.3 | REAPPOINT KAREN MAY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 6.4 | REAPPOINT INES POESCHEL AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | | | | | |
| 7 | DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW AS INDEPENDENT PROXY | Management | For | For | For | | | | | |
| 8 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 65,096 | | 0 | | 12-Apr-2021 | 12-Apr-2021 |
| CRH PLC | | | | | |
| Security | G25508105 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 29-Apr-2021 | | | |
| ISIN | IE0001827041 | | | | | | | | | Agenda | 713896201 - Management | | |
| Record Date | 23-Apr-2021 | | | | | | | | | Holding Recon Date | 23-Apr-2021 | | | |
| City / | Country | | DUBLIN 16 | / | Ireland | | | | | Vote Deadline Date | 16-Apr-2021 | | | |
| SEDOL(s) | 0182704 - 4182249 - 5465240 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO REVIEW THE COMPANY'S AFFAIRS AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX1) AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 2 | TO DECLARE A DIVIDEND ON THE ORDINARY SHARES | Management | For | For | For | | | | | |
| 3 | TO CONSIDER THE 2020 DIRECTORS' REMUNERATION REPORT (EXCLUDING THE 2019 DIRECTORS' REMUNERATION POLICY SUMMARY SECTION), THE FULL TEXT OF WHICH IS SET OUT ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT AND FORM 20-F | Management | For | For | For | | | | | |
| 4.A | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. BOUCHER | Management | For | For | For | | | | | |
| 4.B | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. DOWLING | Management | For | For | For | | | | | |
| 4.C | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. FEARON | Management | For | For | For | | | | | |
| 4.D | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. KARLSTROM | Management | For | For | For | | | | | |
| 4.E | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. KELLY | Management | For | For | For | | | | | |
| 4.F | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. MCKAY | Management | For | For | For | | | | | |
| 4.G | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. MANIFOLD | Management | For | For | For | | | | | |
| 4.H | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. G.L. PLATT | Management | For | For | For | | | | | |
| 4.I | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. M.K. RHINEHART | Management | For | For | For | | | | | |
| 4.J | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. TALBOT | Management | For | For | For | | | | | |
| 5 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For | | | | | |
| 6 | TO CONSIDER THE CONTINUATION OF DELOITTE IRELAND LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | For | | | | | |
| 7 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO ALLOT UNISSUED SHARE CAPITAL OF THE COMPANY: THAT, IN ACCORDANCE WITH THE POWERS, PROVISIONS AND LIMITATIONS OF ARTICLE 11(D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED TO ALLOT RELEVANT SECURITIES (WITHIN THE MEANING OF SECTION 1021 OF THE COMPANIES ACT 2014): (A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR 83,966,000; AND (B) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000 PROVIDED THAT ANY ORDINARY SHARES ALLOTTED PURSUANT TO THIS AUTHORITY ARE OFFERED BY WAY OF A RIGHTS ISSUE OR OTHER PRE- EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES TO THE EXTENT PERMITTED BY PARAGRAPH (B) IN RESOLUTION 8 IN THE NOTICE OF THIS MEETING. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | Management | For | For | For | | | | | |
| 8 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR CASH EQUIVALENT TO 5% OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021 AND ALLOW THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS IN A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE IN ORDER TO ACCOMMODATE ANY REGULATORY RESTRICTIONS IN CERTAIN JURISDICTIONS: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE | Management | For | For | For | | | | | |
| | | COMPANIES ACT 2014) FOR CASH TO THE EXTENT PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING PROVIDED THAT THIS AUTHORITY MAY ONLY BE USED FOR: (A) THE ALLOTMENT OF EQUITY SECURITIES UP TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT THAT THIS LIMIT SHALL BE REDUCED BY THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT OF EQUITY SECURITIES BY WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES IN ACCORDANCE WITH ARTICLE 11(E) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ON THE BASIS THAT THE REFERENCE TO A RIGHTS ISSUE IN ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES AND OTHER PRE- EMPTIVE ISSUES. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | | | | | | | | | | | | | | | | |
| 9 | SUBJECT TO THE PASSING OF RESOLUTION 8, TO CONSIDER AND, IF THOUGHT FIT, PASS AS A SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RELATION TO ALLOTMENTS OF NEW SHARES FOR CASH UP TO A FURTHER 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 3 MARCH 2021 IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE COMPANIES ACT 2014) FOR CASH AS PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING AS IF SECTION 1022 OF THE COMPANIES ACT 2014 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR RE- FINANCING, IF THE AUTHORITY IS TO | Management | For | For | For | | | | | |
| | | BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; AND (B) THE NOMINAL VALUE OF ALL EQUITY SECURITIES ALLOTTED PURSUANT TO THIS AUTHORITY TOGETHER WITH THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE MAY NOT EXCEED EUR 12,722,000. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY DATE AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF SUCH POWER HAD NOT EXPIRED | | | | | | | | | | | | | | | | |
| 10 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF THE COMPANY TO PURCHASE UP TO 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL: THAT THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO PURCHASE ORDINARY SHARES ON A SECURITIES MARKET (AS DEFINED IN SECTION 1072 OF THE COMPANIES ACT 2014), AT PRICES PROVIDED FOR IN ARTICLE 8A OF THE ARTICLES OF ASSOCIATION OF THE COMPANY UP TO A MAXIMUM OF 10% OF THE ORDINARY SHARES IN ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY | Management | For | For | For | | | | | |
| | | 2022. THE COMPANY OR ANY SUBSIDIARY MAY BEFORE SUCH EXPIRY ENTER INTO A CONTRACT FOR THE PURCHASE OF ORDINARY SHARES WHICH WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH CONTRACT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | | | | | | | | | | | | | | | | |
| 11 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO REISSUE TREASURY SHARES: THAT THE COMPANY BE AND IS HEREBY AUTHORISED TO REISSUE TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014), IN THE MANNER PROVIDED FOR IN ARTICLE 8B OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | Management | For | For | For | | | | | |
| 12 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS: THAT THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED, PURSUANT TO ARTICLE 138(B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO EXERCISE THE POWERS CONTAINED IN THE SAID ARTICLE SO THAT THE DIRECTORS MAY OFFER TO THE SHAREHOLDERS THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL SHARES CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID BY THE COMPANY. UNLESS RENEWED AT THE ANNUAL GENERAL MEETING IN 2022, THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON 28 JULY 2022 | Management | For | For | For | | | | | |
| 13 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION: THAT APPROVAL BE AND IS HEREBY GIVEN FOR THE ESTABLISHMENT BY THE COMPANY OF SAVINGS-RELATED SHARE OPTION | Management | For | For | For | | | | | |
| | | SCHEMES (THE "2021 SAVINGS- RELATED SHARE OPTION SCHEMES"), THE PRINCIPAL FEATURES OF WHICH ARE SUMMARISED IN THE CIRCULAR TO SHAREHOLDERS DATED 24 MARCH 2021 THAT ACCOMPANIES THE NOTICE CONVENING THIS MEETING AND THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH ACTION OR STEPS (INCLUDING THE MAKING OF AMENDMENTS TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES AND THE RULES THEREOF) AS MAY BE NECESSARY TO OBTAIN THE APPROVAL OF THE RELEVANT REVENUE AUTHORITIES FOR THE SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY SUCH SCHEME WILL BE TREATED AS COUNTING TOWARDS ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES | | | | | | | | | | | | | | | | |
| 14 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO REDUCE THE SHARE PREMIUM OF THE COMPANY: THAT SUBJECT TO AND WITH THE CONSENT OF THE IRISH HIGH COURT IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 84 AND 85 OF THE COMPANIES ACT 2014, THE COMPANY CAPITAL OF THE COMPANY BE REDUCED BY THE CANCELLATION OF THE ENTIRE AMOUNT STANDING TO THE CREDIT OF THE COMPANY'S SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER 2020 OR SUCH OTHER LESSER AMOUNT AS THE BOARD OF DIRECTORS OF THE COMPANY OR THE IRISH HIGH COURT MAY DETERMINE AND THAT THE RESERVE RESULTING FROM THE CANCELLATION OF THE SHARE PREMIUM BE TREATED AS PROFITS AVAILABLE FOR DISTRIBUTION AS DEFINED BY SECTION 117 OF THE IRISH COMPANIES ACT 2014 | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 67,397 | | 0 | | 15-Apr-2021 | 15-Apr-2021 |
| GEA GROUP AG | | | | | |
| Security | D28304109 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 30-Apr-2021 | | | |
| ISIN | DE0006602006 | | | | | | | | | Agenda | 713717443 - Management | | |
| Record Date | 08-Apr-2021 | | | | | | | | | Holding Recon Date | 08-Apr-2021 | | | |
| City / | Country | | DUESSE LDORF | / | Germany | | | | | Vote Deadline Date | 16-Apr-2021 | | | |
| SEDOL(s) | 4557104 - B28HB58 - BDQZKG5 - BHZLGS6 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | | | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE | Management | For | For | For | | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | | | | | |
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | For | | | | | |
| 6.1 | ELECT JUERGEN FLEISCHER TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6.2 | ELECT COLIN HALL TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6.3 | ELECT KLAUS HELMRICH TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6.4 | ELECT ANNETTE KOEHLER TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6.5 | ELECT HOLLY LEI TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6.6 | ELECT MOLLY ZHANG TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 7 | APPROVE REMUNERATION POLICY | Management | For | For | For | | | | | |
| 8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 9 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | For | For | For | | | | | |
| 10 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL I WITH PREEMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 11 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL II WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Against | For | Against | | | | | |
| 12 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL III WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Against | For | Against | | | | | |
| 13 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION; APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | Against | For | Against | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 81,500 | | 0 | | 14-Apr-2021 | 14-Apr-2021 |
| SANOFI SA | | | | | |
| Security | F5548N101 | | | | | | | | | Meeting Type | MIX | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 30-Apr-2021 | | | |
| ISIN | FR0000120578 | | | | | | | | | Agenda | 713892962 - Management | | |
| Record Date | 27-Apr-2021 | | | | | | | | | Holding Recon Date | 27-Apr-2021 | | | |
| City / | Country | | PARIS | / | France | | | | | Vote Deadline Date | 19-Apr-2021 | | | |
| SEDOL(s) | 5671735 - 5696589 - B114ZY6 - BF447L2 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | For | For | For | | | | | |
| 4 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR | Management | For | For | For | | | | | |
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE LECORVAISIER AS DIRECTOR | Management | For | For | For | | | | | |
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. MELANIE LEE AS DIRECTOR | Management | For | For | For | | | | | |
| 7 | APPOINTMENT OF MRS. BARBARA LAVERNOS AS DIRECTOR | Management | For | For | For | | | | | |
| 8 | APPROVAL OF THE COMPENSATION REPORT FOR CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 22- 10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | | | | | |
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER | Management | For | For | For | | | | | |
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | For | | | | | |
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | For | For | For | | | | | |
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | | | | | |
| 15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | For | | | | | |
| 16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | | | | | |
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY WAY OF A PUBLIC OFFERING OTHER THAN THAT MENTIONED IN ARTICLE L. 411-2- 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | | | | | |
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, WITHIN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (OFFER RESERVED FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | | | | | |
| 19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR OF ANY OTHER COMPANY) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | | | | | |
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | | | | | |
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ONE OF ITS SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | | | | | |
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | | | | | |
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | Against | For | Against | | | | | |
| 24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | For | For | For | | | | | |
| 25 | AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION | Management | For | For | For | | | | | |
| 26 | AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT WITH THE PACTE LAW | Management | For | For | For | | | | | |
| 27 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 36,370 | | 0 | | 13-Apr-2021 | 13-Apr-2021 |
| UNILEVER PLC | | | | | |
| Security | G92087165 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 05-May-2021 | | | |
| ISIN | GB00B10RZP78 | | | | | | | | | Agenda | 713716972 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 03-May-2021 | | | |
| City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 29-Apr-2021 | | | |
| SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | | | | | Quick Code | | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | | | | | |
| 2. | APPROVE REMUNERATION REPORT | Management | For | For | For | | | | | |
| 3. | APPROVE REMUNERATION POLICY | Management | For | For | For | | | | | |
| 4. | APPROVE CLIMATE TRANSITION ACTION PLAN | Management | For | For | For | | | | | |
| 5. | RE-ELECT NILS ANDERSEN AS DIRECTOR | Management | For | For | For | | | | | |
| 6. | RE-ELECT LAURA CHA AS DIRECTOR | Management | For | For | For | | | | | |
| 7. | RE-ELECT DR JUDITH HARTMANN AS DIRECTOR | Management | For | For | For | | | | | |
| 8. | RE-ELECT ALAN JOPE AS DIRECTOR | Management | For | For | For | | | | | |
| 9. | RE-ELECT ANDREA JUNG AS DIRECTOR | Management | For | For | For | | | | | |
| 10. | RE-ELECT SUSAN KILSBY AS DIRECTOR | Management | For | For | For | | | | | |
| 11. | RE-ELECT STRIVE MASIYIWA AS DIRECTOR | Management | For | For | For | | | | | |
| 12. | RE-ELECT YOUNGME MOON AS DIRECTOR | Management | For | For | For | | | | | |
| 13. | RE-ELECT GRAEME PITKETHLY AS DIRECTOR | Management | For | For | For | | | | | |
| 14. | RE-ELECT JOHN RISHTON AS DIRECTOR | Management | For | For | For | | | | | |
| 15. | RE-ELECT FEIKE SIJBESMA AS DIRECTOR | Management | For | For | For | | | | | |
| 16. | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | For | | | | | |
| 17. | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | For | | | | | |
| 18. | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | For | | | | | |
| 19. | APPROVE SHARES PLAN | Management | For | For | For | | | | | |
| 20. | AUTHORISE ISSUE OF EQUITY | Management | For | For | For | | | | | |
| 21. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 22. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | | | | | |
| 23. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | For | | | | | |
| 24. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | For | | | | | |
| 25. | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | For | | | | | |
| 26. | APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 73,368 | | 0 | | 20-Apr-2021 | 20-Apr-2021 |
| GLAXOSMITHKLINE PLC | | | | | |
| Security | G3910J112 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 05-May-2021 | | | |
| ISIN | GB0009252882 | | | | | | | | | Agenda | 713744488 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 03-May-2021 | | | |
| City / | Country | | BRENTF ORD | / | United Kingdom | | | | | Vote Deadline Date | 27-Apr-2021 | | | |
| SEDOL(s) | 0925288 - 4907657 - BRTM7S2 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT | Management | For | For | For | | | | | |
| 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For | | | | | |
| 3 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Management | For | For | For | | | | | |
| 4 | TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR | Management | For | For | For | | | | | |
| 5 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Management | For | For | For | | | | | |
| 6 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | For | | | | | |
| 7 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management | For | For | For | | | | | |
| 8 | TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR | Management | For | For | For | | | | | |
| 9 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | For | | | | | |
| 10 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Management | For | For | For | | | | | |
| 11 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | For | | | | | |
| 12 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Management | For | For | For | | | | | |
| 13 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | For | | | | | |
| 14 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management | For | For | For | | | | | |
| 15 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management | For | For | For | | | | | |
| 16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | For | | | | | |
| 17 | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | For | | | | | |
| 18 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management | Against | For | Against | | | | | |
| 19 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | Against | For | Against | | | | | |
| 20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | | | | | |
| 21 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | For | | | | | |
| 22 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 160,564 | | 0 | | 29-Apr-2021 | 29-Apr-2021 |
| GREAT EAGLE HOLDINGS LTD | | | | | |
| Security | G4069C148 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 06-May-2021 | | | |
| ISIN | BMG4069C1486 | | | | | | | | | Agenda | 713725818 - Management | | |
| Record Date | 30-Apr-2021 | | | | | | | | | Holding Recon Date | 30-Apr-2021 | | | |
| City / | Country | | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 29-Apr-2021 | | | |
| SEDOL(s) | 6387406 - B01XWJ0 - B1CL030 - BKV2ZM1 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management | For | For | For | | | | | |
| 2 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management | For | For | For | | | | | |
| 3 | TO DECLARE THE PAYMENT OF A SPECIAL FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management | For | For | For | | | | | |
| 4 | TO RE-ELECT MADAM LAW WAI DUEN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | | | | | |
| 5 | TO RE-ELECT MR. LO CHUN HIM, ALEXANDER AS AN EXECUTIVE DIRECTOR | Management | For | For | For | | | | | |
| 6 | TO RE-ELECT PROFESSOR WONG YUE CHIM, RICHARD AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | For | | | | | |
| 7 | TO RE-ELECT MR. LEE SIU KWONG, AMBROSE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | For | | | | | |
| 8 | TO RE-ELECT MR. CHU SHIK PUI AS AN EXECUTIVE DIRECTOR | Management | For | For | For | | | | | |
| 9 | TO FIX A FEE OF HKD 220,000 PER ANNUM AS ORDINARY REMUNERATION PAYABLE TO EACH DIRECTOR | Management | For | For | For | | | | | |
| 10 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | For | | | | | |
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES | Management | For | For | For | | | | | |
| 12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 377,662 | | 0 | | 26-Apr-2021 | 26-Apr-2021 |
| MELROSE INDUSTRIES PLC | | | | | |
| Security | G5973J178 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 06-May-2021 | | | |
| ISIN | GB00BZ1G4322 | | | | | | | | | Agenda | 713759186 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 04-May-2021 | | | |
| City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 28-Apr-2021 | | | |
| SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 01 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS THEREON | Management | For | For | For | | | | | |
| 02 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 03 | TO DECLARE A FINAL DIVIDEND OF 0.75P PER ORDINARY SHARE | Management | For | For | For | | | | | |
| 04 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management | For | For | For | | | | | |
| 05 | TO RE-ELECT DAVID ROPER AS A DIRECTOR | Management | For | For | For | | | | | |
| 06 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management | For | For | For | | | | | |
| 07 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management | For | For | For | | | | | |
| 08 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management | For | For | For | | | | | |
| 09 | TO RE-ELECT LIZ HEWITT AS A DIRECTOR | Management | For | For | For | | | | | |
| 10 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management | For | For | For | | | | | |
| 11 | TO RE-ELECT ARCHIE G KANE AS A DIRECTOR | Management | For | For | For | | | | | |
| 12 | TO RE-ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management | For | For | For | | | | | |
| 13 | TO RE-ELECT FUNMI ADEGOKE AS A DIRECTOR | Management | For | For | For | | | | | |
| 14 | TO ELECT PETER DILNOT AS A DIRECTOR | Management | For | For | For | | | | | |
| 15 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | For | | | | | |
| 16 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | For | | | | | |
| 17 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management | For | For | For | | | | | |
| 18 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | For | | | | | |
| 19 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | | | | | |
| 20 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | For | | | | | |
| 21 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 1,230,035 | | 0 | | 28-Apr-2021 | 28-Apr-2021 |
| MELROSE INDUSTRIES PLC | | | | | |
| Security | G5973J178 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 06-May-2021 | | | |
| ISIN | GB00BZ1G4322 | | | | | | | | | Agenda | 713971174 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 04-May-2021 | | | |
| City / | Country | | TBD | / | United Kingdom | | | | | Vote Deadline Date | 28-Apr-2021 | | | |
| SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | THAT THE DISPOSAL OF THE AIR MANAGEMENT GROUP ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE DISPOSAL AGREEMENT BE AND IS APPROVED | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 1,230,035 | | 0 | | 28-Apr-2021 | 28-Apr-2021 |
| THE SWATCH GROUP AG | | | | | |
| Security | H83949141 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 11-May-2021 | | | |
| ISIN | CH0012255151 | | | | | | | | | Agenda | 713899067 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 07-May-2021 | | | |
| City / | Country | | BIEL | / | Switzerland | Blocking | | | | Vote Deadline Date | 27-Apr-2021 | | | |
| SEDOL(s) | 7184725 - B11JJX8 - B1CC9C5 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | APPROVAL OF THE ANNUAL REPORT 2020 | Management | For | For | For | | | | | |
| 2 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | Against | For | Against | | | | | |
| 3 | RESOLUTION FOR THE APPROPRIATION OF THE AVAILABLE EARNINGS | Management | For | For | For | | | | | |
| 4.1.1 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION FOR FUNCTIONS OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 4.1.2 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION FOR EXECUTIVE FUNCTIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | | | | | |
| 4.2 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2021 | Management | Against | For | Against | | | | | |
| 4.3 | APPROVAL OF COMPENSATION: APPROVAL OF VARIABLE COMPENSATION OF THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE BUSINESS YEAR 2020 | Management | Against | For | Against | | | | | |
| 4.4 | APPROVAL OF COMPENSATION: APPROVAL OF VARIABLE COMPENSATION OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2020 | Management | Against | For | Against | | | | | |
| 5.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. NAYLA HAYEK | Management | Against | For | Against | | | | | |
| 5.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ERNST TANNER | Management | Against | For | Against | | | | | |
| 5.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. DANIELA AESCHLIMANN | Management | Against | For | Against | | | | | |
| 5.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GEORGES N. HAYEK | Management | Against | For | Against | | | | | |
| 5.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. CLAUDE NICOLLIER | Management | Against | For | Against | | | | | |
| 5.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JEAN- PIERRE ROTH | Management | Against | For | Against | | | | | |
| 5.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. NAYLA HAYEK AS CHAIR OF THE BOARD OF DIRECTORS | Management | Against | For | Against | | | | | |
| 6.1 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MRS. NAYLA HAYEK | Management | Against | For | Against | | | | | |
| 6.2 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. ERNST TANNER | Management | Against | For | Against | | | | | |
| 6.3 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MRS. DANIELA AESCHLIMANN | Management | Against | For | Against | | | | | |
| 6.4 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. GEORGES N. HAYEK | Management | Against | For | Against | | | | | |
| 6.5 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. CLAUDE NICOLLIER | Management | Against | For | Against | | | | | |
| 6.6 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. JEAN-PIERRE ROTH | Management | Against | For | Against | | | | | |
| 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR BERNHARD LEHMANN, P.O.BOX, CH-8032 ZURICH | Management | Against | For | Against | | | | | |
| 8 | ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS LTD | Management | For | For | For | | | | | |
| 9 | CHANGE OF ARTICLES OF ASSOCIATION: ARTICLE 12, ARTICEL 13 | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 10,533 | | 0 | | 22-Apr-2021 | 22-Apr-2021 |
| ADIDAS AG | | | | | |
| Security | D0066B185 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 12-May-2021 | | | |
| ISIN | DE000A1EWWW0 | | | | | | | | | Agenda | 713728701 - Management | | |
| Record Date | 05-May-2021 | | | | | | | | | Holding Recon Date | 05-May-2021 | | | |
| City / | Country | | HERZOG ENAURA CH | / | Germany | | | | | Vote Deadline Date | 28-Apr-2021 | | | |
| SEDOL(s) | 4031976 - B0CRJ90 - B0YLQ88 - B5V7PM1 - B8GBR45 - BF0Z8L6 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | | | | | | | | |
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | For | For | For | | | | | |
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | | | | | |
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | | | | | |
| 5 | ELECT JACKIE JOYNER-KERSEE TO THE SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 6 | APPROVE REMUNERATION POLICY | Management | For | For | For | | | | | |
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | For | | | | | |
| 8 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | For | For | For | | | | | |
| 9 | APPROVE CREATION OF EUR 50 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 10 | APPROVE CREATION OF EUR 20 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | For | | | | | |
| 11 | CANCEL AUTHORIZED CAPITAL 2016 | Management | For | For | For | | | | | |
| 12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | For | | | | | |
| 13 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | For | For | For | | | | | |
| 14 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 4,364 | | 0 | | 29-Apr-2021 | 29-Apr-2021 |
| ENI S.P.A. | | | | | |
| Security | T3643A145 | | | | | | | | | Meeting Type | Ordinary General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 12-May-2021 | | | |
| ISIN | IT0003132476 | | | | | | | | | Agenda | 713815314 - Management | | |
| Record Date | 03-May-2021 | | | | | | | | | Holding Recon Date | 03-May-2021 | | | |
| City / | Country | | ROMA | / | Italy | | | | | Vote Deadline Date | 30-Apr-2021 | | | |
| SEDOL(s) | 7145056 - B07LWK9 - B0ZNKV4 - BF445R4 - BFNKR66 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 OF ENI S.P.A. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS | Management | For | For | For | | | | | |
| O.2 | PROFIT ALLOCATION | Management | For | For | For | | | | | |
| O.3 | PAYMENT OF THE 2021 INTERIM DIVIDEND BY DISTRIBUTION OF AVAILABLE RESERVES | Management | For | For | For | | | | | |
| O.4 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE EFFECTIVE AUDITOR | Management | Abstain | For | Against | | | | | |
| O.5 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE ALTERNATE AUDITOR | Management | Abstain | For | Against | | | | | |
| O.6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES; RESOLUTIONS RELATED THERETO | Management | For | For | For | | | | | |
| O.7 | REPORT ON EMOLUMENT PAID | Management | Against | For | Against | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 81,938 | | 0 | | 28-Apr-2021 | 28-Apr-2021 |
| ESSILORLUXOTTICA SA | | | | | |
| Security | F31665106 | | | | | | | | | Meeting Type | MIX | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 21-May-2021 | | | |
| ISIN | FR0000121667 | | | | | | | | | Agenda | 713823537 - Management | | |
| Record Date | 18-May-2021 | | | | | | | | | Holding Recon Date | 18-May-2021 | | | |
| City / | Country | | PARIS | / | France | | | | | Vote Deadline Date | 10-May-2021 | | | |
| SEDOL(s) | 7212477 - B06GDS0 - B28H1Q9 - BF445S5 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 612,847,956.76. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX- DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | For | For | For | | | | | |
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING A NET INCOME AMOUNTING TO EUR 148,612,000.00, OF WHICH GROUP SHARE AMOUNTING TO EUR 84,537,000.00 | Management | For | For | For | | | | | |
| 3 | THE MEETING RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR ORIGIN EARNINGS: EUR 612,847,956.76 RETAINED EARNINGS: EUR (57,813,905.20) LEGAL RESERVE: EUR (220,021.74) DISTRIBUTABLE INCOME: EUR 554,814,029.82 SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 2,057,542,518.52 DISTRIBUTABLE AMOUNTS: EUR 24,673,835,835.61 ALLOCATION STATUTORY DIVIDEND OF 6 PERCENT: EUR 4,741,395.35 ADDITIONAL DIVIDEND: EUR 971,954,165.69 TOTAL DIVIDENDS: EUR 976,695,561.04 (EUR 502,556,026.00 (EUR 1.15) OF INTERIM DIVIDEND PAID ON DECEMBER 28TH AND EUR | Management | For | For | For | | | | | |
| | | 474,139.535.04 (EUR 1.08) AS BALANCE) SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 1,635,660,987.27 SHAREHOLDERS ARE GRANTED A DIVIDEND OF EUR 2.23 PER ORDINARY SHARE PAID IN CASH OR IN NEW SHARES ON JUNE 21ST 2021. OPTION EFFECTIVE FROM JUNE 1ST TO 14TH 2021 THEN PAID IN CASH. DIVIDENDS PAID: EUR 2.04 FOR 2018 AND EUR 1.53 FOR 2017 | | | | | | | | | | | | | | | | |
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE CONCLUSIONS OF SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | For | For | For | | | | | |
| 5 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION AND THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | | | | | |
| 6 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. LEONARDO DEL VECCHIO, CHIEF EXECUTIVE OFFICER UNTIL DECEMBER 17TH 2020 AND CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | For | For | For | | | | | |
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. HUBERT SAGNIERES, VICE-CHAIRMAN DEPUTY MANAGING DIRECTOR UNTIL DECEMBER 17TH 2020 AND VICE- CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | For | For | For | | | | | |
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD FROM JANUARY 1ST TO THE SHAREHOLDERS' MEETING | Management | For | For | For | | | | | |
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD AFTER THE SHAREHOLDERS' MEETING | Management | For | For | For | | | | | |
| 10 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S ORDINARY SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF ORDINARY SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, GIVEN THAT THE COMPANY MAY NOT HOLD IN ANY CASE MORE THAN 10 PERCENT OF ITS OWN SHARE CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 11. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | | | | | |
| 11 | THE SHAREHOLDERS' MEETING RESOLVES TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS OF THE PACTE LAW AND TO AMEND, CONSEQUENTLY, THE ARTICLES AS FOLLOWS: - ARTICLE NUMBER 4: 'HEAD OFFICE' OF THE BYLAWS, - ARTICLE NUMBER 9: 'FORM OF THE SHARES' OF THE BYLAWS, - ARTICLE NUMBER 11: 'BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 14: 'COMPENSATION OF THE DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | For | For | For | | | | | |
| 12 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE NUMBER 13: 'DIRECTORS' TERM OF OFFICE' OF THE BYLAWS | Management | For | For | For | | | | | |
| 13 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND: - ARTICLE NUMBER 15: 'CHAIRMAN AND VICE- CHAIRMAN OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | For | For | For | | | | | |
| 14 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN AUTHORISED BY THE BOARD OF DIRECTORS, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 26- MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | | | | | |
| 15 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING SHARES OF THE COMPANY, IN FAVOUR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY AND COMPANIES IN WHICH IT DIRECTLY OR INDIRECTLY HOLDS AT LEAST 10 PERCENT OF THE SHARE CAPITAL OR VOTING RIGHTS. THEY MAY NOT REPRESENT MORE THAN 2.5 PERCENT OF THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF PERFORMANCE SHARES ALLOCATED TO EACH MANAGING CORPORATE OFFICER SHALL NOT EXCEED 3.5 PERCENT OF THE OVERALL FREE ALLOCATIONS OF SHARES AND STOCK OPTIONS CARRIED OUT EACH YEAR. THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' | Management | For | For | For | | | | | |
| | | MEETING OF NOVEMBER 29TH 2018 IN RESOLUTION NR, 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | | | | | | | | | | | | | | | | |
| 16 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE SHARE CAPITAL, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR ANOTHER COMPANY OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,500,000,000.00. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | | | | | |
| 17 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' | Management | For | For | For | | | | | |
| | | MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 17. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | | | | | | | | | | | | | | | | |
| 18 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF ELIGIBLE EMPLOYEES, CORPORATE OFFICERS AND FORMER EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF NEW SHARES TO BE SUBSCRIBED IN CASH AND, IF SO, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THE MAXIMUM NUMBER OF COMPANY'S SHARES TO BE ISSUED UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED 0.5 PERCENT OF THE SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 12. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | | | | | |
| 19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. LEONARDO DEL VECCHIO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. ROMOLO BARDIN AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 21 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. JULIETTE FAVRE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 22 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. FRANCESCO MILLERI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 23 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. PAUL DU SAILLANT AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 24 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. CHRISTINA SCOCCHIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 25 | THE SHAREHOLDERS' MEETING APPOINTS MR. JEAN-LUC BIAMONTI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 26 | THE SHAREHOLDERS' MEETING APPOINTS MRS. MARIE-CHRISTINE COISNE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 27 | THE SHAREHOLDERS' MEETING APPOINTS MR. JOSE GONZALO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 28 | THE SHAREHOLDERS' MEETING APPOINTS MRS. SWATI PIRAMAL AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 29 | THE SHAREHOLDERS' MEETING APPOINTS MRS. NATHALIE VON SIEMENS AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 30 | THE SHAREHOLDERS' MEETING APPOINTS MR. ANDREA ZAPPIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | | | | | |
| 31 | THE SHAREHOLDERS' MEETING RESOLVES THAT IF THE RESOLUTION NUMBER 12 OF THIS MEETING IS NOT ADOPTED, 4 DIRECTORS RENEWED OR APPOINTED WITH THE USE OF THE RESOLUTIONS NUMBER 19 TO 30 (INCLUSIVE) WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 2-YEAR PERIOD, WHEREAS ALL THE OTHERS WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 3-YEAR PERIOD. THE 4 DIRECTORS RENEWED OR APPOINTED, AS APPROPRIATE, FOR 2 YEARS WILL BE DRAWN BY LOTS | Management | For | For | For | | | | | |
| 32 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 10,738 | | 0 | | 06-May-2021 | 06-May-2021 |
| BANK OF IRELAND GROUP PLC | | | | | |
| Security | G0756R109 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 25-May-2021 | | | |
| ISIN | IE00BD1RP616 | | | | | | | | | Agenda | 713972443 - Management | | |
| Record Date | 21-May-2021 | | | | | | | | | Holding Recon Date | 21-May-2021 | | | |
| City / | Country | | DUBLIN 4 | / | Ireland | | | | | Vote Deadline Date | 17-May-2021 | | | |
| SEDOL(s) | BD1RP61 - BDRXFJ6 - BF0J625 | | | | | Quick Code | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 01 | TO RECEIVE AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITOR'S REPORT | Management | For | For | For | | | | | |
| 02A | TO ELECT THE FOLLOWING DIRECTOR TO THE BOARD, BY SEPARATE RESOLUTION: GILES ANDREWS | Management | For | For | For | | | | | |
| 02B | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: EVELYN BOURKE | Management | For | For | For | | | | | |
| 02C | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: IAN BUCHANAN | Management | For | For | For | | | | | |
| 02D | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: EILEEN FITZPATRICK | Management | For | For | For | | | | | |
| 02E | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: RICHARD GOULDING | Management | For | For | For | | | | | |
| 02F | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: MICHELE GREENE | Management | For | For | For | | | | | |
| 02G | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: PATRICK KENNEDY | Management | For | For | For | | | | | |
| 02H | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: FRANCESCA MCDONAGH | Management | For | For | For | | | | | |
| 02I | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: FIONA MULDOON | Management | For | For | For | | | | | |
| 02J | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: MYLES O'GRADY | Management | For | For | For | | | | | |
| 02K | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: STEVE PATEMAN | Management | For | For | For | | | | | |
| 03 | TO CONSIDER THE CONTINUATION IN OFFICE OF KPMG AS AUDITOR OF THE COMPANY | Management | For | For | For | | | | | |
| 04 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR FOR THE 2021 FINANCIAL YEAR | Management | For | For | For | | | | | |
| 05 | TO APPROVE THE CONVENING OF AN EXTRAORDINARY GENERAL MEETING ON 14 DAYS' NOTICE FOR THE PASSING OF AN ORDINARY RESOLUTION | Management | For | For | For | | | | | |
| 06 | TO RECEIVE AND CONSIDER THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 07 | TO AUTHORISE PURCHASES OF ORDINARY SHARES BY THE COMPANY OR SUBSIDIARIES | Management | For | For | For | | | | | |
| 08 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management | For | For | For | | | | | |
| 09 | TO RENEW THE DIRECTORS' AUTHORITY TO ISSUE ORDINARY SHARES ON A NON-PRE-EMPTIVE BASIS FOR CASH | Management | For | For | For | | | | | |
| 10 | TO APPROVE THE DIRECTORS' ADDITIONAL AUTHORITY TO ISSUE ORDINARY SHARES ON A NON-PRE- EMPTIVE BASIS FOR CASH IN THE CASE OF AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | For | | | | | |
| 11 | TO AUTHORISE THE DIRECTORS TO ISSUE CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management | For | For | For | | | | | |
| 12 | TO AUTHORISE THE DIRECTORS TO ISSUE FOR CASH ON A NON-PRE- EMPTIVE BASIS, CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 529,735 | | 0 | | 17-May-2021 | 17-May-2021 |
| PLAYTECH PLC | | | | | |
| Security | G7132V100 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 26-May-2021 | | | |
| ISIN | IM00B7S9G985 | | | | | | | | | Agenda | 714043952 - Management | | |
| Record Date | | | | | | | | | | Holding Recon Date | 24-May-2021 | | | |
| City / | Country | | LONDON | / | Isle of Man | | | | | Vote Deadline Date | 18-May-2021 | | | |
| SEDOL(s) | B7S9G98 - B885KS0 - B8DCC80 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | | | | | |
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | For | | | | | |
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | For | | | | | |
| 4 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | For | | | | | |
| 5 | RE-ELECT CLAIRE MILNE AS DIRECTOR | Management | For | For | For | | | | | |
| 6 | RE-ELECT JOHN JACKSON AS DIRECTOR | Management | Against | For | Against | | | | | |
| 7 | RE-ELECT IAN PENROSE AS DIRECTOR | Management | For | For | For | | | | | |
| 8 | RE-ELECT ANNA MASSION AS DIRECTOR | Management | For | For | For | | | | | |
| 9 | RE-ELECT JOHN KRUMINS AS DIRECTOR | Management | For | For | For | | | | | |
| 10 | RE-ELECT ANDREW SMITH AS DIRECTOR | Management | For | For | For | | | | | |
| 11 | RE-ELECT MOR WEIZER AS DIRECTOR | Management | For | For | For | | | | | |
| 12 | AUTHORISE ISSUE OF EQUITY | Management | For | For | For | | | | | |
| 13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Against | For | Against | | | | | |
| 14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Against | For | Against | | | | | |
| 15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 329,297 | | 0 | | 10-May-2021 | 10-May-2021 |
| DAH SING FINANCIAL HOLDINGS LTD | | | | | |
| Security | Y19182107 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 02-Jun-2021 | | | |
| ISIN | HK0440001847 | | | | | | | | | Agenda | 713975300 - Management | | |
| Record Date | 27-May-2021 | | | | | | | | | Holding Recon Date | 27-May-2021 | | | |
| City / | Country | | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 26-May-2021 | | | |
| SEDOL(s) | 4103530 - 6249799 - B01XXG4 - BD8NF51 - BP3RPW9 | | | | | Quick Code | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | | | | | |
| 2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | For | | | | | |
| 3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | For | | | | | |
| 3.B | TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A DIRECTOR | Management | For | For | For | | | | | |
| 3.C | TO RE-ELECT MR. ANDREW KWAN- YUEN LEUNG AS A DIRECTOR | Management | For | For | For | | | | | |
| 4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | For | | | | | |
| 5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | | | | | |
| 6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | For | For | For | | | | | |
| 7 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management | For | For | For | | | | | |
| 8 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY- BACK SHARES THERETO | Management | For | For | For | | | | | |
| 9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | For | For | For | | | | | |
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| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 222,400 | | 0 | | 21-May-2021 | 21-May-2021 |
| KDDI CORPORATION | | | | | |
| Security | J31843105 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 23-Jun-2021 | | | |
| ISIN | JP3496400007 | | | | | | | | | Agenda | 714212711 - Management | | |
| Record Date | 31-Mar-2021 | | | | | | | | | Holding Recon Date | 31-Mar-2021 | | | |
| City / | Country | | TOKYO | / | Japan | | | | | Vote Deadline Date | 21-Jun-2021 | | | |
| SEDOL(s) | 5674444 - 6248990 - B06NQV5 | | | | | Quick Code | 94330 | | | |
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| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | Approve Appropriation of Surplus | Management | For | For | For | | | | | |
| 2.1 | Appoint a Director Tanaka, Takashi | Management | For | For | For | | | | | |
| 2.2 | Appoint a Director Takahashi, Makoto | Management | For | For | For | | | | | |
| 2.3 | Appoint a Director Shoji, Takashi | Management | For | For | For | | | | | |
| 2.4 | Appoint a Director Muramoto, Shinichi | Management | For | For | For | | | | | |
| 2.5 | Appoint a Director Mori, Keiichi | Management | For | For | For | | | | | |
| 2.6 | Appoint a Director Morita, Kei | Management | For | For | For | | | | | |
| 2.7 | Appoint a Director Amamiya, Toshitake | Management | For | For | For | | | | | |
| 2.8 | Appoint a Director Takeyama, Hirokuni | Management | For | For | For | | | | | |
| 2.9 | Appoint a Director Yoshimura, Kazuyuki | Management | For | For | For | | | | | |
| 2.10 | Appoint a Director Yamaguchi, Goro | Management | For | For | For | | | | | |
| 2.11 | Appoint a Director Yamamoto, Keiji | Management | For | For | For | | | | | |
| 2.12 | Appoint a Director Oyagi, Shigeo | Management | For | For | For | | | | | |
| 2.13 | Appoint a Director Kano, Riyo | Management | For | For | For | | | | | |
| 2.14 | Appoint a Director Goto, Shigeki | Management | For | For | For | | | | | |
| 3 | Appoint a Corporate Auditor Asahina, Yukihiro | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 57,200 | | 0 | | 18-Jun-2021 | 18-Jun-2021 |
| ALFRESA HOLDINGS CORPORATION | | | | | |
| Security | J0109X107 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 25-Jun-2021 | | | |
| ISIN | JP3126340003 | | | | | | | | | Agenda | 714250064 - Management | | |
| Record Date | 31-Mar-2021 | | | | | | | | | Holding Recon Date | 31-Mar-2021 | | | |
| City / | Country | | TOKYO | / | Japan | | | | | Vote Deadline Date | 23-Jun-2021 | | | |
| SEDOL(s) | 6687214 - B020SZ8 | | | | | Quick Code | 27840 | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1.1 | Appoint a Director Kubo, Taizo | Management | For | For | For | | | | | |
| 1.2 | Appoint a Director Arakawa, Ryuji | Management | For | For | For | | | | | |
| 1.3 | Appoint a Director Izumi, Yasuki | Management | For | For | For | | | | | |
| 1.4 | Appoint a Director Kishida, Seiichi | Management | For | For | For | | | | | |
| 1.5 | Appoint a Director Katsuki, Hisashi | Management | For | For | For | | | | | |
| 1.6 | Appoint a Director Shimada, Koichi | Management | For | For | For | | | | | |
| 1.7 | Appoint a Director Fukujin, Yusuke | Management | For | For | For | | | | | |
| 1.8 | Appoint a Director Yatsurugi, Yoichiro | Management | For | For | For | | | | | |
| 1.9 | Appoint a Director Hara, Takashi | Management | For | For | For | | | | | |
| 1.10 | Appoint a Director Kinoshita, Manabu | Management | For | For | For | | | | | |
| 1.11 | Appoint a Director Takeuchi, Toshie | Management | For | For | For | | | | | |
| 2.1 | Appoint a Corporate Auditor Kamigaki, Seisui | Management | For | For | For | | | | | |
| 2.2 | Appoint a Corporate Auditor Kato, Yoshitaka | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 206,400 | | 0 | | 18-Jun-2021 | 18-Jun-2021 |
| AMADA CO.,LTD. | | | | | |
| Security | J01218106 | | | | | | | | | Meeting Type | Annual General Meeting | | |
| Ticker Symbol | | | | | | | | | | Meeting Date | 25-Jun-2021 | | | |
| ISIN | JP3122800000 | | | | | | | | | Agenda | 714264962 - Management | | |
| Record Date | 31-Mar-2021 | | | | | | | | | Holding Recon Date | 31-Mar-2021 | | | |
| City / | Country | | KANAGA WA | / | Japan | | | | | Vote Deadline Date | 23-Jun-2021 | | | |
| SEDOL(s) | 6022105 - B020T11 - B76GR10 | | | | | Quick Code | 61130 | | | |
| Item | Proposal | | | Proposed by | Vote | Management Recommendation | For/Against Management | | | | | |
| 1 | Approve Appropriation of Surplus | Management | For | For | For | | | | | |
| 2.1 | Appoint a Director Isobe, Tsutomu | Management | For | For | For | | | | | |
| 2.2 | Appoint a Director Kurihara, Toshinori | Management | For | For | For | | | | | |
| 2.3 | Appoint a Director Miwa, Kazuhiko | Management | For | For | For | | | | | |
| 2.4 | Appoint a Director Yamanashi, Takaaki | Management | For | For | For | | | | | |
| 2.5 | Appoint a Director Okamoto, Mitsuo | Management | For | For | For | | | | | |
| 2.6 | Appoint a Director Mazuka, Michiyoshi | Management | For | For | For | | | | | |
| 2.7 | Appoint a Director Chino, Toshitake | Management | For | For | For | | | | | |
| 2.8 | Appoint a Director Miyoshi, Hidekazu | Management | For | For | For | | | | | |
| 3 | Appoint a Corporate Auditor Nishiura, Seiji | Management | For | For | For | | | | | |
| 4 | Appoint a Substitute Corporate Auditor Murata, Makoto | Management | For | For | For | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | | | Account Name | | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 19-9952 | | 19-9952 | | | U.S. BANK | 137,300 | | 0 | | 18-Jun-2021 | 18-Jun-2021 |
The Campbell Advantage Fund did not vote any proxies during the one year period ended June 30, 2021.
The Campbell Systematic Macro Fund did not vote any proxies during the one year period ended June 30, 2021.
| Meeting Date Range: | 01-Jul-2020 - 30-Jun-2021 | Report Date: | 7/7/2021 | | |
| | | | | | Page 1 of 323 | | |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | ALIBABA GROUP HOLDING LIMITED | |
| | | | | | | | |
| | Security: | 01609W102 | | | Agenda Number: | 935265086 | |
| | Ticker: | BABA | | | Meeting Type: | Annual | |
| | ISIN: | US01609W1027 | | | Meeting Date: | 9/30/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Mgmt | For | For | |
| 2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |
| 2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |
| 2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 60000 | 60000 | 0 | 9/18/2020 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | AMAZON.COM, INC. | |
| | | | | | | | |
| | Security: | 023135106 | | | Agenda Number: | 935397592 | |
| | Ticker: | AMZN | | | Meeting Type: | Annual | |
| | ISIN: | US0231351067 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jeffrey P. Bezos | Mgmt | For | For | |
| 1B. | Election of Director: Keith B. Alexander | Mgmt | For | For | |
| 1C. | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |
| 1D. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |
| 1E. | Election of Director: Judith A. McGrath | Mgmt | For | For | |
| 1F. | Election of Director: Indra K. Nooyi | Mgmt | For | For | |
| 1G. | Election of Director: Jonathan J. Rubinstein | Mgmt | For | For | |
| 1H. | Election of Director: Thomas O. Ryder | Mgmt | For | For | |
| 1I. | Election of Director: Patricia Q. Stonesifer | Mgmt | For | For | |
| 1J. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shr | For | Against | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shr | Against | For | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shr | For | Against | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shr | For | Against | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shr | Against | For | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shr | Against | For | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shr | Against | For | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shr | Against | For | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shr | Against | For | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 11400 | 11400 | 0 | 5/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | AMERICAN TOWER CORPORATION | |
| | | | | | | | |
| | Security: | 03027X100 | | | Agenda Number: | 935387755 | |
| | Ticker: | AMT | | | Meeting Type: | Annual | |
| | ISIN: | US03027X1000 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |
| 1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |
| 1C. | Election of Director: Kenneth R. Frank | Mgmt | For | For | |
| 1D. | Election of Director: Robert D. Hormats | Mgmt | For | For | |
| 1E. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |
| 1F. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |
| 1G. | Election of Director: Craig Macnab | Mgmt | For | For | |
| 1H. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |
| 1I. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |
| 1J. | Election of Director: David E. Sharbutt | Mgmt | For | For | |
| 1K. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |
| 1L. | Election of Director: Samme L. Thompson | Mgmt | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 45000 | 45000 | 0 | 5/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | ATLASSIAN CORPORATION PLC | |
| | | | | | | | |
| | Security: | G06242104 | | | Agenda Number: | 935287513 | |
| | Ticker: | TEAM | | | Meeting Type: | Annual | |
| | ISIN: | GB00BZ09BD16 | | | Meeting Date: | 12/3/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | To receive the Company's accounts and the reports of the directors and the auditors for the year ended June 30, 2020 (the Annual Report). | Mgmt | For | For | |
| 2. | To approve the Directors' Remuneration Report, as set forth in the Annual Report. | Mgmt | For | For | |
| 3. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Mgmt | For | For | |
| 4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Mgmt | For | For | |
| 5. | To re-elect Shona L. Brown as a director of the Company. | Mgmt | For | For | |
| 6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Mgmt | For | For | |
| 7. | To re-elect Scott Farquhar as a director of the Company. | Mgmt | For | For | |
| 8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Mgmt | For | For | |
| 9. | To re-elect Sasan Goodarzi as a director of the Company. | Mgmt | For | For | |
| 10. | To re-elect Jay Parikh as a director of the Company. | Mgmt | For | For | |
| 11. | To re-elect Enrique Salem as a director of the Company. | Mgmt | For | For | |
| 12. | To re-elect Steven Sordello as a director of the Company. | Mgmt | For | For | |
| 13. | To re-elect Richard P. Wong as a director of the Company. | Mgmt | For | For | |
| 14. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be generally and unconditionally authorized in accordance with section 693A of the Companies Act 2006 to make off-market purchases (within the meaning of section 693 of the Companies Act 2006) of its own Class A ordinary shares for the purposes of, or pursuant to, an employee share scheme (within the meaning of section 1166 of the Companies Act 2006). | Mgmt | For | For | |
| 15. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be authorized pursuant to section 694 of Companies Act 2006 to repurchase up to a maximum of 65,081 of its own Class A ordinary shares pursuant to, & on terms described in, a Securities Restriction Agreement and produced at meeting ("Securities Restriction Agreement") & that the terms, & entry into, of Securities Restriction Agreement is hereby approved, ratified & confirmed (authority conferred on Company by this Resolution 15 to expire on December 3, 2025). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 106596 | 106596 | 19404 | 11/13/2020 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | AVALARA, INC. | |
| | | | | | | | |
| | Security: | 05338G106 | | | Agenda Number: | 935400274 | |
| | Ticker: | AVLR | | | Meeting Type: | Annual | |
| | ISIN: | US05338G1067 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Marion Foote | Mgmt | Withheld | Against | |
| | 2 | Rajeev Singh | Mgmt | Withheld | Against | |
| | 3 | Kathleen Zwickert | Mgmt | Withheld | Against | |
| 2. | Approval on an advisory basis of the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 40000 | 40000 | 0 | 5/29/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | AXON ENTERPRISE, INC. | |
| | | | | | | | |
| | Security: | 05464C101 | | | Agenda Number: | 935389925 | |
| | Ticker: | AXON | | | Meeting Type: | Annual | |
| | ISIN: | US05464C1018 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Richard H. Carmona | Mgmt | Withheld | Against | |
| | 2 | Julie Cullivan | Mgmt | Withheld | Against | |
| | 3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |
| 2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |
| 5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 150000 | 150000 | 0 | 5/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | BROOKFIELD ASSET MANAGEMENT INC. | |
| | | | | | | | |
| | Security: | 112585104 | | | Agenda Number: | 935433994 | |
| | Ticker: | BAM | | | Meeting Type: | Annual | |
| | ISIN: | CA1125851040 | | | Meeting Date: | 6/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1 | DIRECTOR | | | | |
| | 1 | M. Elyse Allan | Mgmt | For | For | |
| | 2 | Angela F. Braly | Mgmt | For | For | |
| | 3 | Janice Fukakusa | Mgmt | For | For | |
| | 4 | Maureen Kempston Darkes | Mgmt | For | For | |
| | 5 | Frank J. McKenna | Mgmt | For | For | |
| | 6 | Hutham S. Olayan | Mgmt | For | For | |
| | 7 | Seek Ngee Huat | Mgmt | For | For | |
| | 8 | Diana L. Taylor | Mgmt | For | For | |
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Mgmt | For | For | |
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 400000 | 400000 | 0 | 6/4/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | CARDLYTICS, INC. | |
| | | | | | | | |
| | Security: | 14161W105 | | | Agenda Number: | 935380371 | |
| | Ticker: | CDLX | | | Meeting Type: | Annual | |
| | ISIN: | US14161W1053 | | | Meeting Date: | 5/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | John V. Balen | Mgmt | Withheld | Against | |
| | 2 | Aimée Lapic | Mgmt | Withheld | Against | |
| | 3 | Jessica Jensen | Mgmt | Withheld | Against | |
| 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |
| 4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 67750 | 67750 | 7250 | 5/17/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | COMCAST CORPORATION | |
| | | | | | | | |
| | Security: | 20030N101 | | | Agenda Number: | 935407139 | |
| | Ticker: | CMCSA | | | Meeting Type: | Annual | |
| | ISIN: | US20030N1019 | | | Meeting Date: | 6/2/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Kenneth J. Bacon | Mgmt | For | For | |
| | 2 | Madeline S. Bell | Mgmt | For | For | |
| | 3 | Naomi M. Bergman | Mgmt | For | For | |
| | 4 | Edward D. Breen | Mgmt | For | For | |
| | 5 | Gerald L. Hassell | Mgmt | For | For | |
| | 6 | Jeffrey A. Honickman | Mgmt | For | For | |
| | 7 | Maritza G. Montiel | Mgmt | For | For | |
| | 8 | Asuka Nakahara | Mgmt | For | For | |
| | 9 | David C. Novak | Mgmt | For | For | |
| | 10 | Brian L. Roberts | Mgmt | For | For | |
| 2. | Advisory vote on executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of our independent auditors. | Mgmt | For | For | |
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 235000 | 235000 | 0 | 5/28/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | COSTCO WHOLESALE CORPORATION | |
| | | | | | | | |
| | Security: | 22160K105 | | | Agenda Number: | 935312796 | |
| | Ticker: | COST | | | Meeting Type: | Annual | |
| | ISIN: | US22160K1051 | | | Meeting Date: | 1/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Susan L. Decker | Mgmt | For | For | |
| | 2 | Kenneth D. Denman | Mgmt | For | For | |
| | 3 | Richard A. Galanti | Mgmt | For | For | |
| | 4 | W. Craig Jelinek | Mgmt | For | For | |
| | 5 | Sally Jewell | Mgmt | For | For | |
| | 6 | Charles T. Munger | Mgmt | For | For | |
| | 7 | Jeffrey S. Raikes | Mgmt | For | For | |
| 2. | Ratification of selection of independent auditors. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 23000 | 23000 | 0 | 1/15/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | CREDICORP LTD. | |
| | | | | | | | |
| | Security: | G2519Y108 | | | Agenda Number: | 935273754 | |
| | Ticker: | BAP | | | Meeting Type: | Special | |
| | ISIN: | BMG2519Y1084 | | | Meeting Date: | 10/16/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | Election of Director: Leslie Pierce Diez Canseco | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 3311 | 3311 | 1689 | 10/12/2020 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | EQUINIX, INC. | |
| | | | | | | | |
| | Security: | 29444U700 | | | Agenda Number: | 935390550 | |
| | Ticker: | EQIX | | | Meeting Type: | Annual | |
| | ISIN: | US29444U7000 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Thomas Bartlett | Mgmt | For | For | |
| | 2 | Nanci Caldwell | Mgmt | For | For | |
| | 3 | Adaire Fox-Martin | Mgmt | For | For | |
| | 4 | Gary Hromadko | Mgmt | For | For | |
| | 5 | Irving Lyons III | Mgmt | For | For | |
| | 6 | Charles Meyers | Mgmt | For | For | |
| | 7 | Christopher Paisley | Mgmt | For | For | |
| | 8 | Sandra Rivera | Mgmt | For | For | |
| | 9 | Peter Van Camp | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Mgmt | For | For | |
| 4. | A stockholder proposal, related to written consent of stockholders. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 20000 | 20000 | 0 | 5/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | EVERBRIDGE, INC. | |
| | | | | | | | |
| | Security: | 29978A104 | | | Agenda Number: | 935386056 | |
| | Ticker: | EVBG | | | Meeting Type: | Annual | |
| | ISIN: | US29978A1043 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Alison Dean | Mgmt | For | For | |
| | 2 | Kent Mathy | Mgmt | For | For | |
| | 3 | Simon Paris | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |
| 5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 35301 | 35301 | 78199 | 5/17/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | FASTENAL COMPANY | |
| | | | | | | | |
| | Security: | 311900104 | | | Agenda Number: | 935342270 | |
| | Ticker: | FAST | | | Meeting Type: | Annual | |
| | ISIN: | US3119001044 | | | Meeting Date: | 4/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |
| 1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |
| 1C. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |
| 1D. | Election of Director: Daniel L. Florness | Mgmt | For | For | |
| 1E. | Election of Director: Rita J. Heise | Mgmt | For | For | |
| 1F. | Election of Director: Hsenghung Sam Hsu | Mgmt | For | For | |
| 1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |
| 1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |
| 1I. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| 3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 248000 | 248000 | 0 | 4/12/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | ICON PLC | |
| | | | | | | | |
| | Security: | G4705A100 | | | Agenda Number: | 935429616 | |
| | Ticker: | ICLR | | | Meeting Type: | Special | |
| | ISIN: | IE0005711209 | | | Meeting Date: | 6/15/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | The proposal to approve the issuance of ICON ordinary shares to PRA stockholders pursuant to the merger agreement, which is referred to as the ICON share issuance proposal. | Mgmt | For | For | |
| 2. | The proposal to adjourn the ICON EGM to solicit additional proxies if there are not sufficient votes to approve the ICON share issuance proposal, which is referred to as the ICON adjournment proposal. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 2954 | 2954 | 77046 | 6/9/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | IPG PHOTONICS CORPORATION | |
| | | | | | | | |
| | Security: | 44980X109 | | | Agenda Number: | 935389014 | |
| | Ticker: | IPGP | | | Meeting Type: | Annual | |
| | ISIN: | US44980X1090 | | | Meeting Date: | 5/25/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Valentin P. Gapontsev, Ph.D. | Mgmt | For | For | |
| 1.2 | Election of Director: Eugene A. Scherbakov, Ph.D. | Mgmt | For | For | |
| 1.3 | Election of Director: Michael C. Child | Mgmt | For | For | |
| 1.4 | Election of Director: Jeanmarie F. Desmond | Mgmt | For | For | |
| 1.5 | Election of Director: Gregory P. Dougherty | Mgmt | For | For | |
| 1.6 | Election of Director: Eric Meurice | Mgmt | For | For | |
| 1.7 | Election of Director: Natalia Pavlova | Mgmt | For | For | |
| 1.8 | Election of Director: John R. Peeler | Mgmt | For | For | |
| 1.9 | Election of Director: Thomas J. Seifert | Mgmt | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 66621 | 66621 | 5379 | 5/24/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | JONES LANG LASALLE INCORPORATED | |
| | | | | | | | |
| | Security: | 48020Q107 | | | Agenda Number: | 935392869 | |
| | Ticker: | JLL | | | Meeting Type: | Annual | |
| | ISIN: | US48020Q1076 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |
| 1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |
| 1D. | Election of Director: Tina Ju | Mgmt | For | For | |
| 1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |
| 1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |
| 1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |
| 1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |
| 1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |
| 1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |
| 1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |
| 2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |
| 3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 56000 | 56000 | 0 | 5/25/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | MASTERCARD INCORPORATED | |
| | | | | | | | |
| | Security: | 57636Q104 | | | Agenda Number: | 935420644 | |
| | Ticker: | MA | | | Meeting Type: | Annual | |
| | ISIN: | US57636Q1040 | | | Meeting Date: | 6/22/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Ajay Banga | Mgmt | For | For | |
| 1B. | Election of Director: Merit E. Janow | Mgmt | For | For | |
| 1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |
| 1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |
| 1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |
| 1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |
| 1G. | Election of Director: Oki Matsumoto | Mgmt | For | For | |
| 1H. | Election of Director: Michael Miebach | Mgmt | For | For | |
| 1I. | Election of Director: Youngme Moon | Mgmt | For | For | |
| 1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |
| 1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |
| 1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |
| 1M. | Election of Director: Jackson Tai | Mgmt | For | For | |
| 1N. | Election of Director: Lance Uggla | Mgmt | For | For | |
| 2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | For | For | |
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | For | For | |
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Mgmt | For | For | |
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 86000 | 86000 | 0 | 6/18/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | MEDTRONIC PLC | |
| | | | | | | | |
| | Security: | G5960L103 | | | Agenda Number: | 935288286 | |
| | Ticker: | MDT | | | Meeting Type: | Annual | |
| | ISIN: | IE00BTN1Y115 | | | Meeting Date: | 12/11/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Richard H. Anderson | Mgmt | For | For | |
| 1B. | Election of Director: Craig Arnold | Mgmt | For | For | |
| 1C. | Election of Director: Scott C. Donnelly | Mgmt | For | For | |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Mgmt | For | For | |
| 1E. | Election of Director: Randall J. Hogan, III | Mgmt | For | For | |
| 1F. | Election of Director: Michael O. Leavitt | Mgmt | For | For | |
| 1G. | Election of Director: James T. Lenehan | Mgmt | For | For | |
| 1H. | Election of Director: Kevin E. Lofton | Mgmt | For | For | |
| 1I. | Election of Director: Geoffrey S. Martha | Mgmt | For | For | |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Mgmt | For | For | |
| 1K. | Election of Director: Denise M. O'Leary | Mgmt | For | For | |
| 1L. | Election of Director: Kendall J. Powell | Mgmt | For | For | |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Mgmt | For | For | |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Mgmt | For | For | |
| 4. | To renew the Board's authority to issue shares. | Mgmt | For | For | |
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Mgmt | For | For | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 205272 | 205272 | 0 | 12/9/2020 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | MERCADOLIBRE, INC. | |
| | | | | | | | |
| | Security: | 58733R102 | | | Agenda Number: | 935420858 | |
| | Ticker: | MELI | | | Meeting Type: | Annual | |
| | ISIN: | US58733R1023 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Nicolás Galperin | Mgmt | Withheld | Against | |
| | 2 | Henrique Dubugras | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2020. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 14387 | 14387 | 0 | 6/4/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | PAYCOM SOFTWARE, INC. | |
| | | | | | | | |
| | Security: | 70432V102 | | | Agenda Number: | 935382692 | |
| | Ticker: | PAYC | | | Meeting Type: | Annual | |
| | ISIN: | US70432V1026 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Robert J. Levenson | Mgmt | For | For | |
| | 2 | Frederick C. Peters II | Mgmt | For | For | |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |
| 4. | Stockholder proposal requesting that the Board of Directors prepare a diversity report. | Shr | For | | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 37000 | 37000 | 0 | 4/28/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | PAYPAL HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 70450Y103 | | | Agenda Number: | 935392617 | |
| | Ticker: | PYPL | | | Meeting Type: | Annual | |
| | ISIN: | US70450Y1038 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |
| 1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |
| 1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |
| 1D. | Election of Director: David W. Dorman | Mgmt | For | For | |
| 1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |
| 1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |
| 1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |
| 1H. | Election of Director: David M. Moffett | Mgmt | For | For | |
| 1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |
| 1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |
| 1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Mgmt | For | For | |
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shr | Against | For | |
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 87900 | 87900 | 0 | 5/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | RESMED INC. | |
| | | | | | | | |
| | Security: | 761152107 | | | Agenda Number: | 935280115 | |
| | Ticker: | RMD | | | Meeting Type: | Annual | |
| | ISIN: | US7611521078 | | | Meeting Date: | 11/19/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |
| 2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |
| 2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 64000 | 64000 | 0 | 10/12/2020 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | SBA COMMUNICATIONS CORPORATION | |
| | | | | | | | |
| | Security: | 78410G104 | | | Agenda Number: | 935375938 | |
| | Ticker: | SBAC | | | Meeting Type: | Annual | |
| | ISIN: | US78410G1040 | | | Meeting Date: | 5/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Mgmt | For | For | |
| 1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 35500 | 35500 | 0 | 5/11/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | SPLUNK INC. | |
| | | | | | | | |
| | Security: | 848637104 | | | Agenda Number: | 935422624 | |
| | Ticker: | SPLK | | | Meeting Type: | Annual | |
| | ISIN: | US8486371045 | | | Meeting Date: | 6/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class III Director: Sara Baack | Mgmt | Against | Against | |
| 1B. | Election of Class III Director: Sean Boyle | Mgmt | Against | Against | |
| 1C. | Election of Class III Director: Douglas Merritt | Mgmt | Against | Against | |
| 1D. | Election of Class III Director: Graham Smith | Mgmt | Against | Against | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 52000 | 52000 | 0 | 6/14/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | STARBUCKS CORPORATION | |
| | | | | | | | |
| | Security: | 855244109 | | | Agenda Number: | 935326935 | |
| | Ticker: | SBUX | | | Meeting Type: | Annual | |
| | ISIN: | US8552441094 | | | Meeting Date: | 3/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Mgmt | For | For | |
| 1C. | Election of Director: Andrew Campion | Mgmt | For | For | |
| 1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |
| 1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |
| 1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |
| 1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |
| 1I. | Election of Director: Satya Nadella | Mgmt | For | For | |
| 1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |
| 1K. | Election of Director: Clara Shih | Mgmt | For | For | |
| 1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |
| 2. | Advisory resolution to approve our executive officer compensation. | Mgmt | Against | Against | |
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |
| 4. | Employee Board Representation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 155000 | 155000 | 0 | 2/16/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |
| | | | | | | | |
| | Security: | 874039100 | | | Agenda Number: | 935435049 | |
| | Ticker: | TSM | | | Meeting Type: | Annual | |
| | ISIN: | US8740391003 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1) | To accept 2020 Business Report and Financial Statements. | Mgmt | For | For | |
| 2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Mgmt | For | For | |
| 3) | To approve the issuance of employee restricted stock awards for year 2021. | Mgmt | For | For | |
| 4) | DIRECTOR | | | | |
| | 1 | Mark Liu* | Mgmt | For | For | |
| | 2 | C.C. Wei* | Mgmt | For | For | |
| | 3 | F.C. Tseng* | Mgmt | For | For | |
| | 4 | Ming-Hsin Kung*+ | Mgmt | For | For | |
| | 5 | Sir Peter L. Bonfield# | Mgmt | For | For | |
| | 6 | Kok-Choo Chen# | Mgmt | For | For | |
| | 7 | Michael R. Splinter# | Mgmt | For | For | |
| | 8 | Moshe N. Gavrielov# | Mgmt | For | For | |
| | 9 | Yancey Hai# | Mgmt | For | For | |
| | 10 | L. Rafael Reif# | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 183900 | 183900 | 0 | 5/30/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | ULTRAGENYX PHARMACEUTICAL INC. | |
| | | | | | | | |
| | Security: | 90400D108 | | | Agenda Number: | 935428272 | |
| | Ticker: | RARE | | | Meeting Type: | Annual | |
| | ISIN: | US90400D1081 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |
| 1B. | Election of Director: Michael Narachi | Mgmt | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 3891 | 3891 | 41109 | 6/21/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | WATSCO, INC. | |
| | | | | | | | |
| | Security: | 942622200 | | | Agenda Number: | 935424729 | |
| | Ticker: | WSO | | | Meeting Type: | Annual | |
| | ISIN: | US9426222009 | | | Meeting Date: | 6/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | George P. Sape | Mgmt | For | For | |
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 9485 | 9485 | 80515 | 6/2/2021 |
| MFAM Global Opportunities Fund | |
| | | | | | | | |
| | YUM CHINA HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 98850P109 | | | Agenda Number: | 935395649 | |
| | Ticker: | YUMC | | | Meeting Type: | Annual | |
| | ISIN: | US98850P1093 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Fred Hu | Mgmt | For | For | |
| 1B. | Election of Director: Joey Wat | Mgmt | For | For | |
| 1C. | Election of Director: Peter A. Bassi | Mgmt | For | For | |
| 1D. | Election of Director: Edouard Ettedgui | Mgmt | For | For | |
| 1E. | Election of Director: Cyril Han | Mgmt | For | For | |
| 1F. | Election of Director: Louis T. Hsieh | Mgmt | For | For | |
| 1G. | Election of Director: Ruby Lu | Mgmt | For | For | |
| 1H. | Election of Director: Zili Shao | Mgmt | For | For | |
| 1I. | Election of Director: William Wang | Mgmt | For | For | |
| 1J. | Election of Director: Min (Jenny) Zhang | Mgmt | For | For | |
| 2. | Ratification of the Appointment of KPMG Huazhen LLP as the Company's Independent Auditor. | Mgmt | For | For | |
| 3. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For | |
| 4. | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow Stockholders Holding 25% of the Company's Outstanding Shares the Right to Call Special Meetings. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5298 | SBCN | 160751 | 160751 | 0 | 5/21/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | ALARM.COM HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 011642105 | | | Agenda Number: | 935417356 | |
| | Ticker: | ALRM | | | Meeting Type: | Annual | |
| | ISIN: | US0116421050 | | | Meeting Date: | 6/9/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Darius G. Nevin | Mgmt | For | For | |
| | 2 | Stephen Trundle | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |
| 4. | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. | Shr | For | Against | |
| 5. | To amend the Company's Amended and Restated Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 136902 | 136902 | 0 | 6/2/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | AVALARA, INC. | |
| | | | | | | | |
| | Security: | 05338G106 | | | Agenda Number: | 935400274 | |
| | Ticker: | AVLR | | | Meeting Type: | Annual | |
| | ISIN: | US05338G1067 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Marion Foote | Mgmt | Withheld | Against | |
| | 2 | Rajeev Singh | Mgmt | Withheld | Against | |
| | 3 | Kathleen Zwickert | Mgmt | Withheld | Against | |
| 2. | Approval on an advisory basis of the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 44000 | 44000 | 0 | 5/29/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | AXON ENTERPRISE, INC. | |
| | | | | | | | |
| | Security: | 05464C101 | | | Agenda Number: | 935389925 | |
| | Ticker: | AXON | | | Meeting Type: | Annual | |
| | ISIN: | US05464C1018 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Richard H. Carmona | Mgmt | Withheld | Against | |
| | 2 | Julie Cullivan | Mgmt | Withheld | Against | |
| | 3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |
| 2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |
| 5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 90000 | 90000 | 0 | 5/21/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | BROADRIDGE FINANCIAL SOLUTIONS, INC. | |
| | | | | | | | |
| | Security: | 11133T103 | | | Agenda Number: | 935279984 | |
| | Ticker: | BR | | | Meeting Type: | Annual | |
| | ISIN: | US11133T1034 | | | Meeting Date: | 11/19/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Leslie A. Brun | Mgmt | For | For | |
| 1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Pamela L. Carter | Mgmt | For | For | |
| 1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Richard J. Daly | Mgmt | For | For | |
| 1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Robert N. Duelks | Mgmt | For | For | |
| 1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Timothy C. Gokey | Mgmt | For | For | |
| 1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Brett A. Keller | Mgmt | For | For | |
| 1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Maura A. Markus | Mgmt | For | For | |
| 1H. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Thomas J. Perna | Mgmt | For | For | |
| 1I. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Alan J. Weber | Mgmt | For | For | |
| 1J. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Amit K. Zavery | Mgmt | For | For | |
| 2. | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Mgmt | For | For | |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 4. | Stockholder Proposal on Political Contributions. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 55000 | 55000 | 0 | 11/13/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | BROWN & BROWN, INC. | |
| | | | | | | | |
| | Security: | 115236101 | | | Agenda Number: | 935355772 | |
| | Ticker: | BRO | | | Meeting Type: | Annual | |
| | ISIN: | US1152361010 | | | Meeting Date: | 5/5/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | J. Hyatt Brown | Mgmt | For | For | |
| | 2 | Hugh M. Brown | Mgmt | For | For | |
| | 3 | J. Powell Brown | Mgmt | For | For | |
| | 4 | L. L. Gellerstedt III | Mgmt | For | For | |
| | 5 | James C. Hays | Mgmt | For | For | |
| | 6 | Theodore J. Hoepner | Mgmt | For | For | |
| | 7 | James S. Hunt | Mgmt | For | For | |
| | 8 | Toni Jennings | Mgmt | For | For | |
| | 9 | Timothy R.M. Main | Mgmt | For | For | |
| | 10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |
| | 11 | Wendell S. Reilly | Mgmt | For | For | |
| | 12 | Chilton D. Varner | Mgmt | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 200000 | 200000 | 0 | 4/28/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | CARDLYTICS, INC. | |
| | | | | | | | |
| | Security: | 14161W105 | | | Agenda Number: | 935380371 | |
| | Ticker: | CDLX | | | Meeting Type: | Annual | |
| | ISIN: | US14161W1053 | | | Meeting Date: | 5/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | John V. Balen | Mgmt | Withheld | Against | |
| | 2 | Aimée Lapic | Mgmt | Withheld | Against | |
| | 3 | Jessica Jensen | Mgmt | Withheld | Against | |
| 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |
| 4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 75000 | 75000 | 0 | 5/17/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | CERNER CORPORATION | |
| | | | | | | | |
| | Security: | 156782104 | | | Agenda Number: | 935364822 | |
| | Ticker: | CERN | | | Meeting Type: | Annual | |
| | ISIN: | US1567821046 | | | Meeting Date: | 5/19/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class II Director: Mitchell E. Daniels, Jr. | Mgmt | For | For | |
| 1B. | Election of Class II Director: Elder Granger, M.D. | Mgmt | For | For | |
| 1C. | Election of Class II Director: John J. Greisch | Mgmt | For | For | |
| 1D. | Election of Class II Director: Melinda J. Mount | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | For | For | |
| 4. | Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 105000 | 105000 | 0 | 5/14/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | EVERBRIDGE, INC. | |
| | | | | | | | |
| | Security: | 29978A104 | | | Agenda Number: | 935386056 | |
| | Ticker: | EVBG | | | Meeting Type: | Annual | |
| | ISIN: | US29978A1043 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Alison Dean | Mgmt | For | For | |
| | 2 | Kent Mathy | Mgmt | For | For | |
| | 3 | Simon Paris | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |
| 5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 23333 | 23333 | 51167 | 5/17/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | FASTENAL COMPANY | |
| | | | | | | | |
| | Security: | 311900104 | | | Agenda Number: | 935342270 | |
| | Ticker: | FAST | | | Meeting Type: | Annual | |
| | ISIN: | US3119001044 | | | Meeting Date: | 4/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |
| 1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |
| 1C. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |
| 1D. | Election of Director: Daniel L. Florness | Mgmt | For | For | |
| 1E. | Election of Director: Rita J. Heise | Mgmt | For | For | |
| 1F. | Election of Director: Hsenghung Sam Hsu | Mgmt | For | For | |
| 1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |
| 1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |
| 1I. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| 3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 193500 | 193500 | 0 | 4/12/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | GENTEX CORPORATION | |
| | | | | | | | |
| | Security: | 371901109 | | | Agenda Number: | 935380028 | |
| | Ticker: | GNTX | | | Meeting Type: | Annual | |
| | ISIN: | US3719011096 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Ms. Leslie Brown | Mgmt | For | For | |
| | 2 | Mr. Steve Downing | Mgmt | For | For | |
| | 3 | Mr. Gary Goode | Mgmt | For | For | |
| | 4 | Mr. James Hollars | Mgmt | For | For | |
| | 5 | Mr. Richard Schaum | Mgmt | For | For | |
| | 6 | Ms. Kathleen Starkoff | Mgmt | For | For | |
| | 7 | Mr. Brian Walker | Mgmt | For | For | |
| | 8 | Mr. James Wallace | Mgmt | For | For | |
| | 9 | Dr. Ling Zang | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 300000 | 300000 | 0 | 5/17/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | HEALTHEQUITY, INC. | |
| | | | | | | | |
| | Security: | 42226A107 | | | Agenda Number: | 935431421 | |
| | Ticker: | HQY | | | Meeting Type: | Annual | |
| | ISIN: | US42226A1079 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Mgmt | For | For | |
| 1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Mgmt | For | For | |
| 1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Mgmt | For | For | |
| 1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Mgmt | For | For | |
| 1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Mgmt | For | For | |
| 1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Mgmt | For | For | |
| 1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Mgmt | For | For | |
| 1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Mgmt | For | For | |
| 1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Mgmt | For | For | |
| 1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 49425 | 49425 | 45575 | 6/23/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | IPG PHOTONICS CORPORATION | |
| | | | | | | | |
| | Security: | 44980X109 | | | Agenda Number: | 935389014 | |
| | Ticker: | IPGP | | | Meeting Type: | Annual | |
| | ISIN: | US44980X1090 | | | Meeting Date: | 5/25/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Valentin P. Gapontsev, Ph.D. | Mgmt | For | For | |
| 1.2 | Election of Director: Eugene A. Scherbakov, Ph.D. | Mgmt | For | For | |
| 1.3 | Election of Director: Michael C. Child | Mgmt | For | For | |
| 1.4 | Election of Director: Jeanmarie F. Desmond | Mgmt | For | For | |
| 1.5 | Election of Director: Gregory P. Dougherty | Mgmt | For | For | |
| 1.6 | Election of Director: Eric Meurice | Mgmt | For | For | |
| 1.7 | Election of Director: Natalia Pavlova | Mgmt | For | For | |
| 1.8 | Election of Director: John R. Peeler | Mgmt | For | For | |
| 1.9 | Election of Director: Thomas J. Seifert | Mgmt | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 49500 | 49500 | 0 | 5/24/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | JONES LANG LASALLE INCORPORATED | |
| | | | | | | | |
| | Security: | 48020Q107 | | | Agenda Number: | 935392869 | |
| | Ticker: | JLL | | | Meeting Type: | Annual | |
| | ISIN: | US48020Q1076 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |
| 1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |
| 1D. | Election of Director: Tina Ju | Mgmt | For | For | |
| 1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |
| 1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |
| 1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |
| 1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |
| 1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |
| 1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |
| 1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |
| 2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |
| 3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 72500 | 72500 | 0 | 5/25/2021 |
| 19-5297 | SBCN | 1000 | 1000 | 0 | 5/25/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | LCI INDUSTRIES | |
| | | | | | | | |
| | Security: | 50189K103 | | | Agenda Number: | 935375229 | |
| | Ticker: | LCII | | | Meeting Type: | Annual | |
| | ISIN: | US50189K1034 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until the next Annual Meeting: James F. Gero | Mgmt | For | For | |
| 1B. | Election of Director to serve until the next Annual Meeting: Frank J. Crespo | Mgmt | For | For | |
| 1C. | Election of Director to serve until the next Annual Meeting: Brendan J. Deely | Mgmt | For | For | |
| 1D. | Election of Director to serve until the next Annual Meeting: Ronald J. Fenech | Mgmt | For | For | |
| 1E. | Election of Director to serve until the next Annual Meeting: Tracy D. Graham | Mgmt | For | For | |
| 1F. | Election of Director to serve until the next Annual Meeting: Virginia L. Henkels | Mgmt | For | For | |
| 1G. | Election of Director to serve until the next Annual Meeting: Jason D. Lippert | Mgmt | For | For | |
| 1H. | Election of Director to serve until the next Annual Meeting: Stephanie K. Mains | Mgmt | For | For | |
| 1I. | Election of Director to serve until the next Annual Meeting: Kieran M. O'Sullivan | Mgmt | For | For | |
| 1J. | Election of Director to serve until the next Annual Meeting: David A. Reed | Mgmt | For | For | |
| 1K. | Election of Director to serve until the next Annual Meeting: John A. Sirpilla | Mgmt | For | For | |
| 2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 65414 | 65414 | 0 | 5/17/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | MARKEL CORPORATION | |
| | | | | | | | |
| | Security: | 570535104 | | | Agenda Number: | 935359174 | |
| | Ticker: | MKL | | | Meeting Type: | Annual | |
| | ISIN: | US5705351048 | | | Meeting Date: | 5/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Mark M. Besca | Mgmt | For | For | |
| 1B. | Election of Director: K. Bruce Connell | Mgmt | For | For | |
| 1C. | Election of Director: Thomas S. Gayner | Mgmt | For | For | |
| 1D. | Election of Director: Greta J. Harris | Mgmt | For | For | |
| 1E. | Election of Director: Diane Leopold | Mgmt | For | For | |
| 1F. | Election of Director: Lemuel E. Lewis | Mgmt | For | For | |
| 1G. | Election of Director: Anthony F. Markel | Mgmt | For | For | |
| 1H. | Election of Director: Steven A. Markel | Mgmt | For | For | |
| 1I. | Election of Director: Harold L. Morrison, Jr. | Mgmt | For | For | |
| 1J. | Election of Director: Michael O'Reilly | Mgmt | For | For | |
| 1K. | Election of Director: A. Lynne Puckett | Mgmt | For | For | |
| 1L. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | |
| 2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | |
| 3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 8900 | 8900 | 0 | 5/4/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | MCCORMICK & COMPANY, INCORPORATED | |
| | | | | | | | |
| | Security: | 579780206 | | | Agenda Number: | 935333586 | |
| | Ticker: | MKC | | | Meeting Type: | Annual | |
| | ISIN: | US5797802064 | | | Meeting Date: | 3/31/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2021). | Mgmt | For | | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 54000 | 54000 | 0 | 3/27/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | PAYCOM SOFTWARE, INC. | |
| | | | | | | | |
| | Security: | 70432V102 | | | Agenda Number: | 935382692 | |
| | Ticker: | PAYC | | | Meeting Type: | Annual | |
| | ISIN: | US70432V1026 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Robert J. Levenson | Mgmt | For | For | |
| | 2 | Frederick C. Peters II | Mgmt | For | For | |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |
| 4. | Stockholder proposal requesting that the Board of Directors prepare a diversity report. | Shr | For | | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 22400 | 22400 | 0 | 4/28/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | PAYLOCITY HOLDING CORPORATION | |
| | | | | | | | |
| | Security: | 70438V106 | | | Agenda Number: | 935286155 | |
| | Ticker: | PCTY | | | Meeting Type: | Annual | |
| | ISIN: | US70438V1061 | | | Meeting Date: | 12/3/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Steven I. Sarowitz | Mgmt | For | For | |
| | 2 | Ellen Carnahan | Mgmt | For | For | |
| | 3 | Jeffrey T. Diehl | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve compensation of named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 19641 | 19641 | 29600 | 11/30/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | PROTO LABS, INC. | |
| | | | | | | | |
| | Security: | 743713109 | | | Agenda Number: | 935374936 | |
| | Ticker: | PRLB | | | Meeting Type: | Annual | |
| | ISIN: | US7437131094 | | | Meeting Date: | 5/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Robert Bodor | Mgmt | For | For | |
| 1B. | Election of Director: Archie C. Black | Mgmt | For | For | |
| 1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |
| 1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |
| 1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |
| 1F. | Election of Director: John B. Goodman | Mgmt | For | For | |
| 1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |
| 1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 3. | Advisory approval of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 4127 | 4127 | 15873 | 5/17/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | RESMED INC. | |
| | | | | | | | |
| | Security: | 761152107 | | | Agenda Number: | 935280115 | |
| | Ticker: | RMD | | | Meeting Type: | Annual | |
| | ISIN: | US7611521078 | | | Meeting Date: | 11/19/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |
| 2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |
| 2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 68500 | 68500 | 0 | 10/12/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | SBA COMMUNICATIONS CORPORATION | |
| | | | | | | | |
| | Security: | 78410G104 | | | Agenda Number: | 935375938 | |
| | Ticker: | SBAC | | | Meeting Type: | Annual | |
| | ISIN: | US78410G1040 | | | Meeting Date: | 5/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Mgmt | For | For | |
| 1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 45000 | 45000 | 0 | 5/11/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | SPLUNK INC. | |
| | | | | | | | |
| | Security: | 848637104 | | | Agenda Number: | 935422624 | |
| | Ticker: | SPLK | | | Meeting Type: | Annual | |
| | ISIN: | US8486371045 | | | Meeting Date: | 6/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class III Director: Sara Baack | Mgmt | Against | Against | |
| 1B. | Election of Class III Director: Sean Boyle | Mgmt | Against | Against | |
| 1C. | Election of Class III Director: Douglas Merritt | Mgmt | Against | Against | |
| 1D. | Election of Class III Director: Graham Smith | Mgmt | Against | Against | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 68000 | 68000 | 0 | 6/14/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | STAG INDUSTRIAL, INC. | |
| | | | | | | | |
| | Security: | 85254J102 | | | Agenda Number: | 935360747 | |
| | Ticker: | STAG | | | Meeting Type: | Annual | |
| | ISIN: | US85254J1025 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |
| 1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |
| 1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |
| 1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |
| 1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |
| 1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |
| 1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |
| 1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |
| 1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 195000 | 195000 | 0 | 4/26/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | SVB FINANCIAL GROUP | |
| | | | | | | | |
| | Security: | 78486Q101 | | | Agenda Number: | 935339982 | |
| | Ticker: | SIVB | | | Meeting Type: | Annual | |
| | ISIN: | US78486Q1013 | | | Meeting Date: | 4/22/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Greg Becker | Mgmt | For | For | |
| | 2 | Eric Benhamou | Mgmt | For | For | |
| | 3 | John Clendening | Mgmt | For | For | |
| | 4 | Richard Daniels | Mgmt | For | For | |
| | 5 | Alison Davis | Mgmt | For | For | |
| | 6 | Roger Dunbar | Mgmt | For | For | |
| | 7 | Joel Friedman | Mgmt | For | For | |
| | 8 | Jeffrey Maggioncalda | Mgmt | For | For | |
| | 9 | Beverly Kay Matthews | Mgmt | For | For | |
| | 10 | Mary Miller | Mgmt | For | For | |
| | 11 | Kate Mitchell | Mgmt | For | For | |
| | 12 | Garen Staglin | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Mgmt | For | For | |
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 18000 | 18000 | 0 | 4/12/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | TELADOC HEALTH, INC. | |
| | | | | | | | |
| | Security: | 87918A105 | | | Agenda Number: | 935274794 | |
| | Ticker: | TDOC | | | Meeting Type: | Special | |
| | ISIN: | US87918A1051 | | | Meeting Date: | 10/29/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). | Mgmt | For | For | |
| 2. | Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Mgmt | For | For | |
| 3. | Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 2293 | 2293 | 67707 | 9/23/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | TELADOC HEALTH, INC. | |
| | | | | | | | |
| | Security: | 87918A105 | | | Agenda Number: | 935377437 | |
| | Ticker: | TDOC | | | Meeting Type: | Annual | |
| | ISIN: | US87918A1051 | | | Meeting Date: | 5/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a term of one year: Christopher Bischoff | Mgmt | For | For | |
| 1B. | Election of Director for a term of one year: Karen L. Daniel | Mgmt | For | For | |
| 1C. | Election of Director for a term of one year: Sandra L. Fenwick | Mgmt | For | For | |
| 1D. | Election of Director for a term of one year: William H. Frist, MD | Mgmt | For | For | |
| 1E. | Election of Director for a term of one year: Jason Gorevic | Mgmt | For | For | |
| 1F. | Election of Director for a term of one year: Catherine A. Jacobson | Mgmt | For | For | |
| 1G. | Election of Director for a term of one year: Thomas G. McKinley | Mgmt | For | For | |
| 1H. | Election of Director for a term of one year: Kenneth H. Paulus | Mgmt | For | For | |
| 1I. | Election of Director for a term of one year: David Shedlarz | Mgmt | For | For | |
| 1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Mgmt | For | For | |
| 1K. | Election of Director for a term of one year: David B. Snow, Jr. | Mgmt | For | For | |
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 2100 | 2100 | 67900 | 5/10/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | THE COOPER COMPANIES, INC. | |
| | | | | | | | |
| | Security: | 216648402 | | | Agenda Number: | 935329715 | |
| | Ticker: | COO | | | Meeting Type: | Annual | |
| | ISIN: | US2166484020 | | | Meeting Date: | 3/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Colleen E. Jay | Mgmt | For | For | |
| 1B. | Election of Director: William A. Kozy | Mgmt | For | For | |
| 1C. | Election of Director: Jody S. Lindell | Mgmt | For | For | |
| 1D. | Election of Director: Teresa S. Madden | Mgmt | For | For | |
| 1E. | Election of Director: Gary S. Petersmeyer | Mgmt | For | For | |
| 1F. | Election of Director: Robert S. Weiss | Mgmt | For | For | |
| 1G. | Election of Director: Albert G. White III | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2021. | Mgmt | For | For | |
| 3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 40400 | 40400 | 0 | 3/11/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | THOR INDUSTRIES, INC. | |
| | | | | | | | |
| | Security: | 885160101 | | | Agenda Number: | 935291447 | |
| | Ticker: | THO | | | Meeting Type: | Annual | |
| | ISIN: | US8851601018 | | | Meeting Date: | 12/18/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Andrew Graves | Mgmt | For | For | |
| | 2 | Amelia A. Huntington | Mgmt | For | For | |
| | 3 | Wilson Jones | Mgmt | For | For | |
| | 4 | Christopher Klein | Mgmt | For | For | |
| | 5 | J.Allen Kosowsky | Mgmt | For | For | |
| | 6 | Robert W. Martin | Mgmt | For | For | |
| | 7 | Peter B. Orthwein | Mgmt | For | For | |
| | 8 | Jan H. Suwinski | Mgmt | For | For | |
| | 9 | James L. Ziemer | Mgmt | For | For | |
| | 10 | William J. Kelley Jr. | Mgmt | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2021. | Mgmt | For | For | |
| 3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 3200 | 3200 | 69300 | 12/6/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | TRACTOR SUPPLY COMPANY | |
| | | | | | | | |
| | Security: | 892356106 | | | Agenda Number: | 935363731 | |
| | Ticker: | TSCO | | | Meeting Type: | Annual | |
| | ISIN: | US8923561067 | | | Meeting Date: | 5/6/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Cynthia T. Jamison | Mgmt | For | For | |
| | 2 | Joy Brown | Mgmt | For | For | |
| | 3 | Ricardo Cardenas | Mgmt | For | For | |
| | 4 | Denise L. Jackson | Mgmt | For | For | |
| | 5 | Thomas A. Kingsbury | Mgmt | For | For | |
| | 6 | Ramkumar Krishnan | Mgmt | For | For | |
| | 7 | Edna K. Morris | Mgmt | For | For | |
| | 8 | Mark J. Weikel | Mgmt | For | For | |
| | 9 | Harry A. Lawton III | Mgmt | For | For | |
| 2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. | Mgmt | For | For | |
| 3. | Say on Pay - An advisory vote to approve executive compensation. | Mgmt | For | For | |
| 4. | Stockholder Proposal titled "Transition to Public Benefit Corporation". | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 24800 | 24800 | 0 | 5/4/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | TYLER TECHNOLOGIES, INC. | |
| | | | | | | | |
| | Security: | 902252105 | | | Agenda Number: | 935397388 | |
| | Ticker: | TYL | | | Meeting Type: | Annual | |
| | ISIN: | US9022521051 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Glenn A. Carter | Mgmt | For | For | |
| 1B. | Election of Director: Brenda A. Cline | Mgmt | For | For | |
| 1C. | Election of Director: Ronnie D. Hawkins, Jr. | Mgmt | For | For | |
| 1D. | Election of Director: Mary L. Landrieu | Mgmt | For | For | |
| 1E. | Election of Director: John S. Marr, Jr. | Mgmt | For | For | |
| 1F. | Election of Director: H. Lynn Moore, Jr. | Mgmt | For | For | |
| 1G. | Election of Director: Daniel M. Pope | Mgmt | For | For | |
| 1H. | Election of Director: Dustin R. Womble | Mgmt | For | For | |
| 2. | Ratification of Ernst & Young LLP as independent auditors. | Mgmt | For | For | |
| 3. | Approval of an advisory resolution on executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 12123 | 12123 | 16277 | 5/7/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | ULTRAGENYX PHARMACEUTICAL INC. | |
| | | | | | | | |
| | Security: | 90400D108 | | | Agenda Number: | 935428272 | |
| | Ticker: | RARE | | | Meeting Type: | Annual | |
| | ISIN: | US90400D1081 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |
| 1B. | Election of Director: Michael Narachi | Mgmt | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 64000 | 64000 | 0 | 6/21/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | VARIAN MEDICAL SYSTEMS, INC. | |
| | | | | | | | |
| | Security: | 92220P105 | | | Agenda Number: | 935274821 | |
| | Ticker: | VAR | | | Meeting Type: | Special | |
| | ISIN: | US92220P1057 | | | Meeting Date: | 10/15/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the "merger agreement"). | Mgmt | For | For | |
| 2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Mgmt | For | For | |
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian's named executive officers that is based on or otherwise relates to the merger. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 20000 | 20000 | 0 | 10/13/2020 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | WATSCO, INC. | |
| | | | | | | | |
| | Security: | 942622200 | | | Agenda Number: | 935424729 | |
| | Ticker: | WSO | | | Meeting Type: | Annual | |
| | ISIN: | US9426222009 | | | Meeting Date: | 6/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | George P. Sape | Mgmt | For | For | |
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 65000 | 65000 | 0 | 6/2/2021 |
| MFAM Mid Cap Growth Fund | |
| | | | | | | | |
| | XPO LOGISTICS, INC. | |
| | | | | | | | |
| | Security: | 983793100 | | | Agenda Number: | 935409400 | |
| | Ticker: | XPO | | | Meeting Type: | Annual | |
| | ISIN: | US9837931008 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Brad Jacobs | Mgmt | For | For | |
| 1.2 | Election of Director: Gena Ashe | Mgmt | For | For | |
| 1.3 | Election of Director: Marlene Colucci | Mgmt | For | For | |
| 1.4 | Election of Director: AnnaMaria DeSalva | Mgmt | For | For | |
| 1.5 | Election of Director: Michael Jesselson | Mgmt | For | For | |
| 1.6 | Election of Director: Adrian Kingshott | Mgmt | For | For | |
| 1.7 | Election of Director: Jason Papastavrou | Mgmt | For | For | |
| 1.8 | Election of Director: Oren Shaffer | Mgmt | For | For | |
| 2. | Ratification of independent auditors for fiscal year 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding additional disclosure of the company's political activities. | Shr | Against | For | |
| 5. | Stockholder proposal regarding appointment of independent chairman of the board. | Shr | Against | For | |
| 6. | Stockholder proposal regarding acceleration of executive equity awards in the case of a change of control. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5297 | SBCN | 97231 | 97231 | 2769 | 5/7/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | ALARM.COM HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 011642105 | | | Agenda Number: | 935417356 | |
| | Ticker: | ALRM | | | Meeting Type: | Annual | |
| | ISIN: | US0116421050 | | | Meeting Date: | 6/9/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Darius G. Nevin | Mgmt | For | For | |
| | 2 | Stephen Trundle | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |
| 4. | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. | Shr | For | Against | |
| 5. | To amend the Company's Amended and Restated Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 76454 | 76454 | 0 | 6/2/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | AXON ENTERPRISE, INC. | |
| | | | | | | | |
| | Security: | 05464C101 | | | Agenda Number: | 935389925 | |
| | Ticker: | AXON | | | Meeting Type: | Annual | |
| | ISIN: | US05464C1018 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Richard H. Carmona | Mgmt | Withheld | Against | |
| | 2 | Julie Cullivan | Mgmt | Withheld | Against | |
| | 3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |
| 2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |
| 5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 53808 | 53808 | 0 | 5/21/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | CARDLYTICS, INC. | |
| | | | | | | | |
| | Security: | 14161W105 | | | Agenda Number: | 935380371 | |
| | Ticker: | CDLX | | | Meeting Type: | Annual | |
| | ISIN: | US14161W1053 | | | Meeting Date: | 5/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | John V. Balen | Mgmt | Withheld | Against | |
| | 2 | Aimée Lapic | Mgmt | Withheld | Against | |
| | 3 | Jessica Jensen | Mgmt | Withheld | Against | |
| 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |
| 4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 32400 | 32400 | 20665 | 5/17/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | EDITAS MEDICINE, INC. | |
| | | | | | | | |
| | Security: | 28106W103 | | | Agenda Number: | 935400565 | |
| | Ticker: | EDIT | | | Meeting Type: | Annual | |
| | ISIN: | US28106W1036 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Meeta Chatterjee, Ph.D. | Mgmt | For | For | |
| | 2 | Andrew Hirsch | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 1143 | 1143 | 55700 | 6/1/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | EVERBRIDGE, INC. | |
| | | | | | | | |
| | Security: | 29978A104 | | | Agenda Number: | 935386056 | |
| | Ticker: | EVBG | | | Meeting Type: | Annual | |
| | ISIN: | US29978A1043 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Alison Dean | Mgmt | For | For | |
| | 2 | Kent Mathy | Mgmt | For | For | |
| | 3 | Simon Paris | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |
| 5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 2143 | 2143 | 50863 | 5/17/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | FOX FACTORY HOLDING CORP. | |
| | | | | | | | |
| | Security: | 35138V102 | | | Agenda Number: | 935354364 | |
| | Ticker: | FOXF | | | Meeting Type: | Annual | |
| | ISIN: | US35138V1026 | | | Meeting Date: | 5/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Michael C. Dennison | Mgmt | Withheld | Against | |
| | 2 | Sidney Johnson | Mgmt | Withheld | Against | |
| | 3 | Ted Waitman | Mgmt | Withheld | Against | |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent public accountants for fiscal year 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 45047 | 45047 | 0 | 4/28/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | FRONTDOOR, INC. | |
| | | | | | | | |
| | Security: | 35905A109 | | | Agenda Number: | 935368995 | |
| | Ticker: | FTDR | | | Meeting Type: | Annual | |
| | ISIN: | US35905A1097 | | | Meeting Date: | 5/12/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class II Director: Richard P. Fox | Mgmt | Against | Against | |
| 1B. | Election of Class II Director: Brian P. McAndrews | Mgmt | Against | Against | |
| 1C. | Election of Class II Director: Rexford J. Tibbens | Mgmt | Against | Against | |
| 1D. | Election of Class III Director: Anna C. Catalano | Mgmt | Against | Against | |
| 1E. | Election of Class III Director: William C. Cobb | Mgmt | Against | Against | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the Company's named executive officer compensation. | Mgmt | For | For | |
| 4. | To approve amendments to the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements and clarify provisions related to advancement of expenses. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 56341 | 56341 | 0 | 5/7/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | GLOBUS MEDICAL, INC. | |
| | | | | | | | |
| | Security: | 379577208 | | | Agenda Number: | 935413156 | |
| | Ticker: | GMED | | | Meeting Type: | Annual | |
| | ISIN: | US3795772082 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: David D. Davidar | Mgmt | Against | Against | |
| 1b. | Election of Director: James R. Tobin | Mgmt | Against | Against | |
| 1c. | Election of Director: Stephen T. Zarrilli | Mgmt | Against | Against | |
| 2. | The approval of the 2021 Equity Incentive Plan. | Mgmt | For | For | |
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 4. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 1066 | 1066 | 85468 | 6/2/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | GOOSEHEAD INSURANCE, INC. | |
| | | | | | | | |
| | Security: | 38267D109 | | | Agenda Number: | 935348020 | |
| | Ticker: | GSHD | | | Meeting Type: | Annual | |
| | ISIN: | US38267D1090 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Mark E. Jones | Mgmt | For | For | |
| | 2 | Robyn Jones | Mgmt | For | For | |
| | 3 | Peter Lane | Mgmt | For | For | |
| | 4 | Mark Miller | Mgmt | For | For | |
| | 5 | James Reid | Mgmt | For | For | |
| 2. | Company Proposal - Ratify the selection, by the audit committee of our board of directors, of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Company Proposal - Non-binding and advisory resolution approving the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | Company Proposal - Non-binding and advisory resolution on the frequency of the advisory shareholder vote on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 56164 | 56164 | 0 | 3/18/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | HEALTHEQUITY, INC. | |
| | | | | | | | |
| | Security: | 42226A107 | | | Agenda Number: | 935431421 | |
| | Ticker: | HQY | | | Meeting Type: | Annual | |
| | ISIN: | US42226A1079 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Mgmt | For | For | |
| 1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Mgmt | For | For | |
| 1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Mgmt | For | For | |
| 1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Mgmt | For | For | |
| 1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Mgmt | For | For | |
| 1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Mgmt | For | For | |
| 1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Mgmt | For | For | |
| 1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Mgmt | For | For | |
| 1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Mgmt | For | For | |
| 1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 52501 | 52501 | 43048 | 6/23/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | HESKA CORPORATION | |
| | | | | | | | |
| | Security: | 42805E306 | | | Agenda Number: | 935362082 | |
| | Ticker: | HSKA | | | Meeting Type: | Annual | |
| | ISIN: | US42805E3062 | | | Meeting Date: | 5/5/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Robert L. Antin | Mgmt | For | For | |
| | 2 | Stephen L. Davis | Mgmt | For | For | |
| | 3 | Mark F. Furlong | Mgmt | For | For | |
| | 4 | Joachim A. Hasenmaier | Mgmt | For | For | |
| | 5 | Scott W. Humphrey | Mgmt | For | For | |
| | 6 | Sharon J. Larson | Mgmt | For | For | |
| | 7 | David E. Sveen | Mgmt | For | For | |
| | 8 | Kevin S. Wilson | Mgmt | For | For | |
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve the Heska Corporation Equity Incentive Plan. | Mgmt | For | For | |
| 4. | To approve our executive compensation in a non-binding advisory vote. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 50151 | 50151 | 1400 | 5/4/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | IRHYTHM TECHNOLOGIES, INC. | |
| | | | | | | | |
| | Security: | 450056106 | | | Agenda Number: | 935449834 | |
| | Ticker: | IRTC | | | Meeting Type: | Annual | |
| | ISIN: | US4500561067 | | | Meeting Date: | 6/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | C. Noel Bairey Merz M.D | Mgmt | Withheld | Against | |
| | 2 | Mark J. Rubash | Mgmt | Withheld | Against | |
| | 3 | Renee Budig | Mgmt | Withheld | Against | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve Named Executive Officer Compensation. | Mgmt | Against | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 30204 | 30204 | 200 | 6/16/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | JOHN BEAN TECHNOLOGIES CORPORATION | |
| | | | | | | | |
| | Security: | 477839104 | | | Agenda Number: | 935363096 | |
| | Ticker: | JBT | | | Meeting Type: | Annual | |
| | ISIN: | US4778391049 | | | Meeting Date: | 5/14/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: C. Maury Devine | Mgmt | Against | Against | |
| 1B. | Election of Director: Emmanuel Lagarrigue | Mgmt | Against | Against | |
| 1C. | Election of Director: James M. Ringler | Mgmt | Against | Against | |
| 2. | Approve, on an advisory basis, a non-binding resolution regarding the compensation of named executive officers. | Mgmt | For | For | |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 42782 | 42782 | 0 | 5/10/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | JONES LANG LASALLE INCORPORATED | |
| | | | | | | | |
| | Security: | 48020Q107 | | | Agenda Number: | 935392869 | |
| | Ticker: | JLL | | | Meeting Type: | Annual | |
| | ISIN: | US48020Q1076 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |
| 1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |
| 1D. | Election of Director: Tina Ju | Mgmt | For | For | |
| 1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |
| 1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |
| 1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |
| 1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |
| 1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |
| 1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |
| 1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |
| 2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |
| 3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 63159 | 63159 | 0 | 5/25/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | LANDSTAR SYSTEM, INC. | |
| | | | | | | | |
| | Security: | 515098101 | | | Agenda Number: | 935360040 | |
| | Ticker: | LSTR | | | Meeting Type: | Annual | |
| | ISIN: | US5150981018 | | | Meeting Date: | 5/12/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election Of Director: James B. Gattoni | Mgmt | Against | Against | |
| 1B. | Election Of Director: Anthony J. Orlando | Mgmt | Against | Against | |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 28275 | 28275 | 0 | 5/7/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | NEWMARK GROUP, INC. | |
| | | | | | | | |
| | Security: | 65158N102 | | | Agenda Number: | 935258334 | |
| | Ticker: | NMRK | | | Meeting Type: | Annual | |
| | ISIN: | US65158N1028 | | | Meeting Date: | 9/22/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Howard W. Lutnick | Mgmt | For | For | |
| | 2 | Michael Snow | Mgmt | For | For | |
| | 3 | Virginia S. Bauer | Mgmt | For | For | |
| | 4 | Peter F. Cervinka | Mgmt | For | For | |
| | 5 | Kenneth A. McIntyre | Mgmt | For | For | |
| 2. | Approval of the ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |
| 4. | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 301063 | 301063 | 0 | 9/18/2020 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | NIC INC. | |
| | | | | | | | |
| | Security: | 62914B100 | | | Agenda Number: | 935358437 | |
| | Ticker: | EGOV | | | Meeting Type: | Special | |
| | ISIN: | US62914B1008 | | | Meeting Date: | 4/19/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 9, 2021, as may be amended from time to time (which we refer to as the "merger agreement"), by and among NIC Inc. (which we refer to as "NIC"), Tyler Technologies Inc. (which we refer to as "Tyler") and Topos Acquisition, Inc. (which we refer to as "Merger Sub"), pursuant to which Merger Sub will merge with and into NIC (which we refer to as the "merger"), and NIC will continue as the surviving corporation and a wholly-owned subsidiary of Tyler. | Mgmt | For | For | |
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to NIC's named executive officers in connection with the merger and contemplated by the merger agreement. | Mgmt | For | For | |
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 117312 | 117312 | 0 | 4/5/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | NLIGHT, INC. | |
| | | | | | | | |
| | Security: | 65487K100 | | | Agenda Number: | 935412712 | |
| | Ticker: | LASR | | | Meeting Type: | Annual | |
| | ISIN: | US65487K1007 | | | Meeting Date: | 6/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Douglas Carlisle | Mgmt | Withheld | Against | |
| | 2 | Bill Gossman | Mgmt | Withheld | Against | |
| | 3 | Gary Locke | Mgmt | Withheld | Against | |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | To approve, on an advisory, non-binding basis, the frequency of future stockholder advisory non-binding votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 8976 | 8976 | 168614 | 6/9/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | PAYLOCITY HOLDING CORPORATION | |
| | | | | | | | |
| | Security: | 70438V106 | | | Agenda Number: | 935286155 | |
| | Ticker: | PCTY | | | Meeting Type: | Annual | |
| | ISIN: | US70438V1061 | | | Meeting Date: | 12/3/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Steven I. Sarowitz | Mgmt | For | For | |
| | 2 | Ellen Carnahan | Mgmt | For | For | |
| | 3 | Jeffrey T. Diehl | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve compensation of named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 39611 | 39611 | 0 | 11/30/2020 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | PENUMBRA, INC. | |
| | | | | | | | |
| | Security: | 70975L107 | | | Agenda Number: | 935402494 | |
| | Ticker: | PEN | | | Meeting Type: | Annual | |
| | ISIN: | US70975L1070 | | | Meeting Date: | 6/2/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Adam Elsesser | Mgmt | Withheld | Against | |
| | 2 | Harpreet Grewal | Mgmt | Withheld | Against | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve the Penumbra, Inc. RSU Sub- Plan for France. | Mgmt | For | For | |
| 4. | To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 289 | 289 | 28523 | 6/1/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | PROTO LABS, INC. | |
| | | | | | | | |
| | Security: | 743713109 | | | Agenda Number: | 935374936 | |
| | Ticker: | PRLB | | | Meeting Type: | Annual | |
| | ISIN: | US7437131094 | | | Meeting Date: | 5/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Robert Bodor | Mgmt | For | For | |
| 1B. | Election of Director: Archie C. Black | Mgmt | For | For | |
| 1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |
| 1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |
| 1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |
| 1F. | Election of Director: John B. Goodman | Mgmt | For | For | |
| 1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |
| 1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 3. | Advisory approval of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 2435 | 2435 | 34027 | 5/17/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | PTC THERAPEUTICS, INC. | |
| | | | | | | | |
| | Security: | 69366J200 | | | Agenda Number: | 935417851 | |
| | Ticker: | PTCT | | | Meeting Type: | Annual | |
| | ISIN: | US69366J2006 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Emma Reeve | Mgmt | For | For | |
| | 2 | Michael Schmertzler | Mgmt | For | For | |
| | 3 | G.D.Steele Jr.,M.D.,PhD | Mgmt | For | For | |
| | 4 | Mary Smith | Mgmt | For | For | |
| 2. | Approval of an amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 125,000,000 to 250,000,000. | Mgmt | For | For | |
| 3. | Approval of an amendment to the Company's 2016 Employee Stock Purchase Plan to increase the number of authorized shares of common stock under the plan from 1,000,000 to 2,000,000. | Mgmt | For | For | |
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 5. | Approval on a non-binding, advisory basis, of the Company's named executive officer compensation as described in the proxy statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 135253 | 135253 | 0 | 6/4/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | Q2 HOLDINGS INC | |
| | | | | | | | |
| | Security: | 74736L109 | | | Agenda Number: | 935436039 | |
| | Ticker: | QTWO | | | Meeting Type: | Annual | |
| | ISIN: | US74736L1098 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | R. Lynn Atchison | Mgmt | For | For | |
| | 2 | Jeffrey T. Diehl | Mgmt | For | For | |
| | 3 | Matthew P. Flake | Mgmt | For | For | |
| | 4 | Stephen C. Hooley | Mgmt | For | For | |
| | 5 | Margaret L. Taylor | Mgmt | For | For | |
| | 6 | Lynn Antipas Tyson | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 38705 | 38705 | 17351 | 6/4/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | SCHRODINGER, INC. | |
| | | | | | | | |
| | Security: | 80810D103 | | | Agenda Number: | 935414906 | |
| | Ticker: | SDGR | | | Meeting Type: | Annual | |
| | ISIN: | US80810D1037 | | | Meeting Date: | 6/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: Ramy Farid | Mgmt | Against | Against | |
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Gary Ginsberg | Mgmt | Against | Against | |
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 967 | 967 | 40500 | 6/14/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | SMARTSHEET INC. | |
| | | | | | | | |
| | Security: | 83200N103 | | | Agenda Number: | 935428943 | |
| | Ticker: | SMAR | | | Meeting Type: | Annual | |
| | ISIN: | US83200N1037 | | | Meeting Date: | 6/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Alissa Abdullah | Mgmt | Withheld | Against | |
| | 2 | Brent Frei | Mgmt | Withheld | Against | |
| | 3 | Michael Gregoire | Mgmt | Withheld | Against | |
| | 4 | Rowan Trollope | Mgmt | Withheld | Against | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 83349 | 83349 | 0 | 6/15/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | STAG INDUSTRIAL, INC. | |
| | | | | | | | |
| | Security: | 85254J102 | | | Agenda Number: | 935360747 | |
| | Ticker: | STAG | | | Meeting Type: | Annual | |
| | ISIN: | US85254J1025 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |
| 1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |
| 1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |
| 1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |
| 1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |
| 1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |
| 1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |
| 1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |
| 1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 103588 | 103588 | 0 | 4/26/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | THE HOWARD HUGHES CORPORATION | |
| | | | | | | | |
| | Security: | 44267D107 | | | Agenda Number: | 935391843 | |
| | Ticker: | HHC | | | Meeting Type: | Annual | |
| | ISIN: | US44267D1072 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: William Ackman | Mgmt | For | For | |
| 1B. | Election of Director: Adam Flatto | Mgmt | For | For | |
| 1C. | Election of Director: Jeffrey Furber | Mgmt | For | For | |
| 1D. | Election of Director: Beth Kaplan | Mgmt | For | For | |
| 1E. | Election of Director: Allen Model | Mgmt | For | For | |
| 1F. | Election of Director: David O'Reilly | Mgmt | For | For | |
| 1G. | Election of Director: R. Scot Sellers | Mgmt | For | For | |
| 1H. | Election of Director: Steven Shepsman | Mgmt | For | For | |
| 1I. | Election of Director: Mary Ann Tighe | Mgmt | For | For | |
| 1J. | Election of Director: Anthony Williams | Mgmt | For | For | |
| 2. | Advisory vote to approve executive compensation (Say-on-Pay). | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 61444 | 61444 | 0 | 5/13/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | TREX COMPANY, INC. | |
| | | | | | | | |
| | Security: | 89531P105 | | | Agenda Number: | 935350859 | |
| | Ticker: | TREX | | | Meeting Type: | Annual | |
| | ISIN: | US89531P1057 | | | Meeting Date: | 5/6/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A | Election of Director: James E. Cline | Mgmt | Against | Against | |
| 1B | Election of Director: Bryan H. Fairbanks | Mgmt | Against | Against | |
| 1C | Election of Director: Gena C. Lovett | Mgmt | Against | Against | |
| 1D | Election of Director: Patricia B. Robinson | Mgmt | Against | Against | |
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers | Mgmt | Against | Against | |
| 3. | To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2021 fiscal year | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 40586 | 40586 | 7414 | 5/4/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | ULTRAGENYX PHARMACEUTICAL INC. | |
| | | | | | | | |
| | Security: | 90400D108 | | | Agenda Number: | 935428272 | |
| | Ticker: | RARE | | | Meeting Type: | Annual | |
| | ISIN: | US90400D1081 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |
| 1B. | Election of Director: Michael Narachi | Mgmt | For | For | |
| 2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 65326 | 65326 | 0 | 6/21/2021 |
| MFAM Small Cap Growth ETF | |
| | | | | | | | |
| | WATSCO, INC. | |
| | | | | | | | |
| | Security: | 942622200 | | | Agenda Number: | 935424729 | |
| | Ticker: | WSO | | | Meeting Type: | Annual | |
| | ISIN: | US9426222009 | | | Meeting Date: | 6/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | George P. Sape | Mgmt | For | For | |
| 2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |
| 3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5791 | SBCN | 29792 | 29792 | 0 | 6/2/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | 3M COMPANY | |
| | | | | | | | |
| | Security: | 88579Y101 | | | Agenda Number: | 935359085 | |
| | Ticker: | MMM | | | Meeting Type: | Annual | |
| | ISIN: | US88579Y1010 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Elect the member to the Board of Directors for a term of one year: Thomas "Tony" K. Brown | Mgmt | For | For | |
| 1B. | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Mgmt | For | For | |
| 1C. | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Mgmt | For | For | |
| 1D. | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Mgmt | For | For | |
| 1E. | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Mgmt | For | For | |
| 1F. | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Mgmt | For | For | |
| 1G. | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Mgmt | For | For | |
| 1H. | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Mgmt | For | For | |
| 1I. | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Mgmt | For | For | |
| 1J. | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Mgmt | For | For | |
| 1K. | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Mgmt | For | For | |
| 1L. | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Mgmt | For | For | |
| 3. | Advisory approval of executive compensation. | Mgmt | For | For | |
| 4. | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Mgmt | For | For | |
| 5. | Shareholder proposal on setting target amounts for CEO compensation. | Shr | Against | For | |
| 6. | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 14129 | 14129 | 0 | 4/14/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ACTIVISION BLIZZARD, INC. | |
| | | | | | | | |
| | Security: | 00507V109 | | | Agenda Number: | 935427749 | |
| | Ticker: | ATVI | | | Meeting Type: | Annual | |
| | ISIN: | US00507V1098 | | | Meeting Date: | 6/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Reveta Bowers | Mgmt | For | For | |
| 1B. | Election of Director: Robert Corti | Mgmt | For | For | |
| 1C. | Election of Director: Hendrik Hartong III | Mgmt | For | For | |
| 1D. | Election of Director: Brian Kelly | Mgmt | For | For | |
| 1E. | Election of Director: Robert Kotick | Mgmt | For | For | |
| 1F. | Election of Director: Barry Meyer | Mgmt | For | For | |
| 1G. | Election of Director: Robert Morgado | Mgmt | For | For | |
| 1H. | Election of Director: Peter Nolan | Mgmt | For | For | |
| 1I. | Election of Director: Dawn Ostroff | Mgmt | For | For | |
| 1J. | Election of Director: Casey Wasserman | Mgmt | For | For | |
| 2. | To provide advisory approval of our executive compensation. | Mgmt | Against | Against | |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 17328 | 17328 | 0 | 5/27/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ADOBE INC | |
| | | | | | | | |
| | Security: | 00724F101 | | | Agenda Number: | 935343412 | |
| | Ticker: | ADBE | | | Meeting Type: | Annual | |
| | ISIN: | US00724F1012 | | | Meeting Date: | 4/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a term of one year: Amy Banse | Mgmt | For | For | |
| 1B. | Election of Director for a term of one year: Melanie Boulden | Mgmt | For | For | |
| 1C. | Election of Director for a term of one year: Frank Calderoni | Mgmt | For | For | |
| 1D. | Election of Director for a term of one year: James Daley | Mgmt | For | For | |
| 1E. | Election of Director for a term of one year: Laura Desmond | Mgmt | For | For | |
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Mgmt | For | For | |
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Mgmt | For | For | |
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Mgmt | For | For | |
| 1I. | Election of Director for a term of one year: David Ricks | Mgmt | For | For | |
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Mgmt | For | For | |
| 1K. | Election of Director for a term of one year: John Warnock | Mgmt | For | For | |
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Mgmt | For | For | |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Mgmt | For | For | |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 11443 | 11443 | 0 | 3/27/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AFLAC INCORPORATED | |
| | | | | | | | |
| | Security: | 001055102 | | | Agenda Number: | 935355556 | |
| | Ticker: | AFL | | | Meeting Type: | Annual | |
| | ISIN: | US0010551028 | | | Meeting Date: | 5/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until the next Annual Meeting: Daniel P. Amos | Mgmt | For | For | |
| 1B. | Election of Director to serve until the next Annual Meeting: W. Paul Bowers | Mgmt | For | For | |
| 1C. | Election of Director to serve until the next Annual Meeting: Toshihiko Fukuzawa | Mgmt | For | For | |
| 1D. | Election of Director to serve until the next Annual Meeting: Thomas J. Kenny | Mgmt | For | For | |
| 1E. | Election of Director to serve until the next Annual Meeting: Georgette D. Kiser | Mgmt | For | For | |
| 1F. | Election of Director to serve until the next Annual Meeting: Karole F. Lloyd | Mgmt | For | For | |
| 1G. | Election of Director to serve until the next Annual Meeting: Nobuchika Mori | Mgmt | For | For | |
| 1H. | Election of Director to serve until the next Annual Meeting: Joseph L. Moskowitz | Mgmt | For | For | |
| 1I. | Election of Director to serve until the next Annual Meeting: Barbara K. Rimer, DrPH | Mgmt | For | For | |
| 1J. | Election of Director to serve until the next Annual Meeting: Katherine T. Rohrer | Mgmt | For | For | |
| 1K. | Election of Director to serve until the next Annual Meeting: Melvin T. Stith | Mgmt | For | For | |
| 2. | to consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2021 Annual Meeting of Shareholders and Proxy Statement". | Mgmt | For | For | |
| 3. | to consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 16651 | 16651 | 0 | 4/2/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AIRBNB INC | |
| | | | | | | | |
| | Security: | 009066101 | | | Agenda Number: | 935427004 | |
| | Ticker: | ABNB | | | Meeting Type: | Annual | |
| | ISIN: | US0090661010 | | | Meeting Date: | 6/22/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Angela Ahrendts | Mgmt | For | For | |
| | 2 | Brian Chesky | Mgmt | Withheld | Against | |
| | 3 | Kenneth Chenault | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers ("Say-on-Pay Vote"). | Mgmt | For | For | |
| 4. | To approve, on an advisory (non-binding) basis, the frequency of future Say-on-Pay Votes. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 181 | 181 | 14798 | 6/5/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ALIGN TECHNOLOGY, INC. | |
| | | | | | | | |
| | Security: | 016255101 | | | Agenda Number: | 935371132 | |
| | Ticker: | ALGN | | | Meeting Type: | Annual | |
| | ISIN: | US0162551016 | | | Meeting Date: | 5/19/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Kevin J. Dallas | Mgmt | For | For | |
| 1B. | Election of Director: Joseph M. Hogan | Mgmt | For | For | |
| 1C. | Election of Director: Joseph Lacob | Mgmt | For | For | |
| 1D. | Election of Director: C. Raymond Larkin, Jr. | Mgmt | For | For | |
| 1E. | Election of Director: George J. Morrow | Mgmt | For | For | |
| 1F. | Election of Director: Anne M. Myong | Mgmt | For | For | |
| 1G. | Election of Director: Andrea L. Saia | Mgmt | For | For | |
| 1H. | Election of Director: Greg J. Santora | Mgmt | For | For | |
| 1I. | Election of Director: Susan E. Siegel | Mgmt | For | For | |
| 1J. | Election of Director: Warren S. Thaler | Mgmt | For | For | |
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | BYLAW AMENDMENT: Ratify an Amendment of our Bylaws to designate Delaware and the District Courts of the United States as the Exclusive Forums for adjudication of certain disputes. | Mgmt | Against | Against | |
| 4. | APPROVAL OF AMENDED STOCK PLAN: Approve the Amendment and Restatement of our 2010 Employee Stock Purchase Plan. | Mgmt | For | For | |
| 5. | ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1912 | 1912 | 0 | 4/28/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AMAZON.COM, INC. | |
| | | | | | | | |
| | Security: | 023135106 | | | Agenda Number: | 935397592 | |
| | Ticker: | AMZN | | | Meeting Type: | Annual | |
| | ISIN: | US0231351067 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jeffrey P. Bezos | Mgmt | For | For | |
| 1B. | Election of Director: Keith B. Alexander | Mgmt | For | For | |
| 1C. | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |
| 1D. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |
| 1E. | Election of Director: Judith A. McGrath | Mgmt | For | For | |
| 1F. | Election of Director: Indra K. Nooyi | Mgmt | For | For | |
| 1G. | Election of Director: Jonathan J. Rubinstein | Mgmt | For | For | |
| 1H. | Election of Director: Thomas O. Ryder | Mgmt | For | For | |
| 1I. | Election of Director: Patricia Q. Stonesifer | Mgmt | For | For | |
| 1J. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shr | For | Against | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shr | Against | For | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shr | For | Against | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shr | For | Against | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shr | Against | For | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shr | Against | For | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shr | Against | For | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shr | Against | For | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shr | Against | For | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 12109 | 12109 | 0 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AMERICAN TOWER CORPORATION | |
| | | | | | | | |
| | Security: | 03027X100 | | | Agenda Number: | 935387755 | |
| | Ticker: | AMT | | | Meeting Type: | Annual | |
| | ISIN: | US03027X1000 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |
| 1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |
| 1C. | Election of Director: Kenneth R. Frank | Mgmt | For | For | |
| 1D. | Election of Director: Robert D. Hormats | Mgmt | For | For | |
| 1E. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |
| 1F. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |
| 1G. | Election of Director: Craig Macnab | Mgmt | For | For | |
| 1H. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |
| 1I. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |
| 1J. | Election of Director: David E. Sharbutt | Mgmt | For | For | |
| 1K. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |
| 1L. | Election of Director: Samme L. Thompson | Mgmt | For | For | |
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 10611 | 10611 | 0 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AMGEN INC. | |
| | | | | | | | |
| | Security: | 031162100 | | | Agenda Number: | 935375382 | |
| | Ticker: | AMGN | | | Meeting Type: | Annual | |
| | ISIN: | US0311621009 | | | Meeting Date: | 5/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Mgmt | For | For | |
| 1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Mgmt | For | For | |
| 1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Mgmt | For | For | |
| 1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Mgmt | For | For | |
| 1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Mgmt | For | For | |
| 1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Mgmt | For | For | |
| 1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Mgmt | For | For | |
| 1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Mgmt | For | For | |
| 1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Mgmt | For | For | |
| 1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Mgmt | For | For | |
| 1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Mgmt | For | For | |
| 2. | Advisory vote to approve our executive compensation. | Mgmt | For | For | |
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 13982 | 13982 | 0 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ANSYS, INC. | |
| | | | | | | | |
| | Security: | 03662Q105 | | | Agenda Number: | 935371459 | |
| | Ticker: | ANSS | | | Meeting Type: | Annual | |
| | ISIN: | US03662Q1058 | | | Meeting Date: | 5/14/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class I Director for Three-Year Term: Jim Frankola | Mgmt | For | For | |
| 1B. | Election of Class I Director for Three-Year Term: Alec D. Gallimore | Mgmt | For | For | |
| 1C. | Election of Class I Director for Three-Year Term: Ronald W. Hovsepian | Mgmt | For | For | |
| 2. | Ratification of the Selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Mgmt | For | For | |
| 3. | Approval of the ANSYS, Inc. 2021 Equity and Incentive Compensation Plan. | Mgmt | For | For | |
| 4. | Advisory Approval of the Compensation of Our Named Executive Officers. | Mgmt | For | For | |
| 5. | Stockholder Proposal Requesting the Adoption of a Simple Majority Voting Provision, if Properly Presented. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1975 | 1975 | 0 | 4/20/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | APPLE INC. | |
| | | | | | | | |
| | Security: | 037833100 | | | Agenda Number: | 935323167 | |
| | Ticker: | AAPL | | | Meeting Type: | Annual | |
| | ISIN: | US0378331005 | | | Meeting Date: | 2/23/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: James Bell | Mgmt | For | For | |
| 1B. | Election of Director: Tim Cook | Mgmt | For | For | |
| 1C. | Election of Director: Al Gore | Mgmt | For | For | |
| 1D. | Election of Director: Andrea Jung | Mgmt | For | For | |
| 1E. | Election of Director: Art Levinson | Mgmt | For | For | |
| 1F. | Election of Director: Monica Lozano | Mgmt | For | For | |
| 1G. | Election of Director: Ron Sugar | Mgmt | For | For | |
| 1H. | Election of Director: Sue Wagner | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shr | Against | For | |
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 381718 | 381718 | 0 | 1/29/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | AUTODESK, INC. | |
| | | | | | | | |
| | Security: | 052769106 | | | Agenda Number: | 935412899 | |
| | Ticker: | ADSK | | | Meeting Type: | Annual | |
| | ISIN: | US0527691069 | | | Meeting Date: | 6/16/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Andrew Anagnost | Mgmt | For | For | |
| 1B. | Election of Director: Karen Blasing | Mgmt | For | For | |
| 1C. | Election of Director: Reid French | Mgmt | For | For | |
| 1D. | Election of Director: Dr. Ayanna Howard | Mgmt | For | For | |
| 1E. | Election of Director: Blake Irving | Mgmt | For | For | |
| 1F. | Election of Director: Mary T. McDowell | Mgmt | For | For | |
| 1G. | Election of Director: Stephen Milligan | Mgmt | For | For | |
| 1H. | Election of Director: Lorrie M. Norrington | Mgmt | For | For | |
| 1I. | Election of Director: Betsy Rafael | Mgmt | For | For | |
| 1J. | Election of Director: Stacy J. Smith | Mgmt | For | For | |
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4919 | 4919 | 0 | 5/27/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BECTON, DICKINSON AND COMPANY | |
| | | | | | | | |
| | Security: | 075887109 | | | Agenda Number: | 935316845 | |
| | Ticker: | BDX | | | Meeting Type: | Annual | |
| | ISIN: | US0758871091 | | | Meeting Date: | 1/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Catherine M. Burzik | Mgmt | For | For | |
| 1B. | Election of Director: R. Andrew Eckert | Mgmt | For | For | |
| 1C. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |
| 1D. | Election of Director: Claire M. Fraser | Mgmt | For | For | |
| 1E. | Election of Director: Jeffrey W. Henderson | Mgmt | For | For | |
| 1F. | Election of Director: Christopher Jones | Mgmt | For | For | |
| 1G. | Election of Director: Marshall O. Larsen | Mgmt | For | For | |
| 1H. | Election of Director: David F. Melcher | Mgmt | For | For | |
| 1I. | Election of Director: Thomas E. Polen | Mgmt | For | For | |
| 1J. | Election of Director: Claire Pomeroy | Mgmt | For | For | |
| 1K. | Election of Director: Rebecca W. Rimel | Mgmt | For | For | |
| 1L. | Election of Director: Timothy M. Ring | Mgmt | For | For | |
| 1M. | Election of Director: Bertram L. Scott | Mgmt | For | For | |
| 2. | Ratification of the selection of the independent registered public accounting firm. | Mgmt | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6618 | 6618 | 0 | 1/5/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BERKSHIRE HATHAWAY INC. | |
| | | | | | | | |
| | Security: | 084670702 | | | Agenda Number: | 935351128 | |
| | Ticker: | BRKB | | | Meeting Type: | Annual | |
| | ISIN: | US0846707026 | | | Meeting Date: | 5/1/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Warren E. Buffett | Mgmt | For | For | |
| | 2 | Charles T. Munger | Mgmt | For | For | |
| | 3 | Gregory E. Abel | Mgmt | For | For | |
| | 4 | Howard G. Buffett | Mgmt | For | For | |
| | 5 | Stephen B. Burke | Mgmt | For | For | |
| | 6 | Kenneth I. Chenault | Mgmt | For | For | |
| | 7 | Susan L. Decker | Mgmt | For | For | |
| | 8 | David S. Gottesman | Mgmt | For | For | |
| | 9 | Charlotte Guyman | Mgmt | For | For | |
| | 10 | Ajit Jain | Mgmt | For | For | |
| | 11 | Thomas S. Murphy | Mgmt | For | For | |
| | 12 | Ronald L. Olson | Mgmt | For | For | |
| | 13 | Walter Scott, Jr. | Mgmt | For | For | |
| | 14 | Meryl B. Witmer | Mgmt | For | For | |
| 2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shr | For | Against | |
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 54729 | 54729 | 0 | 4/6/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BIOGEN INC. | |
| | | | | | | | |
| | Security: | 09062X103 | | | Agenda Number: | 935409032 | |
| | Ticker: | BIIB | | | Meeting Type: | Annual | |
| | ISIN: | US09062X1037 | | | Meeting Date: | 6/2/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Alexander J. Denner | Mgmt | For | For | |
| 1B. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Caroline D. Dorsa | Mgmt | For | For | |
| 1C. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Maria C. Freire | Mgmt | For | For | |
| 1D. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William A. Hawkins | Mgmt | For | For | |
| 1E. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William D. Jones | Mgmt | For | For | |
| 1F. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Nancy L. Leaming | Mgmt | For | For | |
| 1G. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Jesus B. Mantas | Mgmt | For | For | |
| 1H. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Richard C. Mulligan | Mgmt | For | For | |
| 1I. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stelios Papadopoulos | Mgmt | For | For | |
| 1J. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Brian S. Posner | Mgmt | For | For | |
| 1K. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Eric K. Rowinsky | Mgmt | For | For | |
| 1L. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stephen A. Sherwin | Mgmt | For | For | |
| 1M. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Michel Vounatsos | Mgmt | For | For | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Say on Pay - To approve an advisory vote on executive compensation. | Mgmt | For | For | |
| 4. | To approve an amendment to Biogen's Amended and Restated Certificate of Incorporation, as amended, to add a federal forum selection provision. | Mgmt | Against | Against | |
| 5. | Stockholder proposal requesting a report on Biogen's lobbying activities. | Shr | Against | For | |
| 6. | Stockholder proposal requesting a report on Biogen's gender pay gap. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3237 | 3237 | 0 | 5/12/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BOOKING HOLDINGS INC. | |
| | | | | | | | |
| | Security: | 09857L108 | | | Agenda Number: | 935408434 | |
| | Ticker: | BKNG | | | Meeting Type: | Annual | |
| | ISIN: | US09857L1089 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Timothy M. Armstrong | Mgmt | For | For | |
| | 2 | Glenn D. Fogel | Mgmt | For | For | |
| | 3 | Mirian M. Graddick-Weir | Mgmt | For | For | |
| | 4 | Wei Hopeman | Mgmt | For | For | |
| | 5 | Robert J. Mylod, Jr. | Mgmt | For | For | |
| | 6 | Charles H. Noski | Mgmt | For | For | |
| | 7 | Nicholas J. Read | Mgmt | For | For | |
| | 8 | Thomas E. Rothman | Mgmt | For | For | |
| | 9 | Bob van Dijk | Mgmt | For | For | |
| | 10 | Lynn M. Vojvodich | Mgmt | For | For | |
| | 11 | Vanessa A. Wittman | Mgmt | For | For | |
| 2. | Advisory vote to approve 2020 executive compensation. | Mgmt | For | For | |
| 3. | Management proposal to amend the Company's 1999 Omnibus Plan. | Mgmt | For | For | |
| 4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 5. | Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Mgmt | Abstain | Against | |
| 6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shr | For | Against | |
| 7. | Stockholder proposal requesting the Company issue a climate transition report. | Shr | For | Against | |
| 8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 960 | 960 | 0 | 5/14/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BRISTOL-MYERS SQUIBB COMPANY | |
| | | | | | | | |
| | Security: | 110122108 | | | Agenda Number: | 935359643 | |
| | Ticker: | BMY | | | Meeting Type: | Annual | |
| | ISIN: | US1101221083 | | | Meeting Date: | 5/4/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A) | Election of Director: Peter J. Arduini | Mgmt | For | For | |
| 1B) | Election of Director: Michael W. Bonney | Mgmt | For | For | |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Mgmt | For | For | |
| 1D) | Election of Director: Julia A. Haller, M.D. | Mgmt | For | For | |
| 1E) | Election of Director: Paula A. Price | Mgmt | For | For | |
| 1F) | Election of Director: Derica W. Rice | Mgmt | For | For | |
| 1G) | Election of Director: Theodore R. Samuels | Mgmt | For | For | |
| 1H) | Election of Director: Gerald L. Storch | Mgmt | For | For | |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Mgmt | For | For | |
| 1J) | Election of Director: Phyllis R. Yale | Mgmt | For | For | |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | For | For | |
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Mgmt | For | For | |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Mgmt | For | For | |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Mgmt | For | For | |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shr | Against | For | |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shr | Against | For | |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 54834 | 54834 | 0 | 4/6/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | BROADCOM INC | |
| | | | | | | | |
| | Security: | 11135F101 | | | Agenda Number: | 935335768 | |
| | Ticker: | AVGO | | | Meeting Type: | Annual | |
| | ISIN: | US11135F1012 | | | Meeting Date: | 4/5/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Ms. Diane M. Bryant | Mgmt | For | For | |
| 1B. | Election of Director: Ms. Gayla J. Delly | Mgmt | For | For | |
| 1C. | Election of Director: Mr. Raul J. Fernandez | Mgmt | For | For | |
| 1D. | Election of Director: Mr. Eddy W. Hartenstein | Mgmt | For | For | |
| 1E. | Election of Director: Mr. Check Kian Low | Mgmt | For | For | |
| 1F. | Election of Director: Ms. Justine F. Page | Mgmt | For | For | |
| 1G. | Election of Director: Dr. Henry Samueli | Mgmt | For | For | |
| 1H. | Election of Director: Mr. Hock E. Tan | Mgmt | For | For | |
| 1I. | Election of Director: Mr. Harry L. You | Mgmt | For | For | |
| 2. | Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 31, 2021. | Mgmt | For | For | |
| 3. | Approval of an amendment and restatement of Broadcom's 2012 Stock Incentive Plan. | Mgmt | For | For | |
| 4. | Advisory vote to approve compensation of Broadcom's named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 9419 | 9419 | 0 | 3/3/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CADENCE DESIGN SYSTEMS, INC. | |
| | | | | | | | |
| | Security: | 127387108 | | | Agenda Number: | 935363375 | |
| | Ticker: | CDNS | | | Meeting Type: | Annual | |
| | ISIN: | US1273871087 | | | Meeting Date: | 5/6/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A | Election of Director: Mark W. Adams | Mgmt | For | For | |
| 1B | Election of Director: Ita Brennan | Mgmt | For | For | |
| 1C | Election of Director: Lewis Chew | Mgmt | For | For | |
| 1D | Election of Director: Julia Liuson | Mgmt | For | For | |
| 1E | Election of Director: James D. Plummer | Mgmt | For | For | |
| 1F | Election of Director: Alberto Sangiovanni- Vincentelli | Mgmt | For | For | |
| 1G | Election of Director: John B. Shoven | Mgmt | For | For | |
| 1H | Election of Director: Young K. Sohn | Mgmt | For | For | |
| 1I | Election of Director: Lip-Bu Tan | Mgmt | For | For | |
| 2. | Advisory resolution to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 1, 2022. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding written consent. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6555 | 6555 | 0 | 4/9/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CHIPOTLE MEXICAN GRILL, INC. | |
| | | | | | | | |
| | Security: | 169656105 | | | Agenda Number: | 935375320 | |
| | Ticker: | CMG | | | Meeting Type: | Annual | |
| | ISIN: | US1696561059 | | | Meeting Date: | 5/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Albert S. Baldocchi | Mgmt | For | For | |
| | 2 | Matthew A. Carey | Mgmt | For | For | |
| | 3 | Gregg Engles | Mgmt | For | For | |
| | 4 | Patricia Fili-Krushel | Mgmt | For | For | |
| | 5 | Neil W. Flanzraich | Mgmt | For | For | |
| | 6 | Mauricio Gutierrez | Mgmt | For | For | |
| | 7 | Robin Hickenlooper | Mgmt | For | For | |
| | 8 | Scott Maw | Mgmt | For | For | |
| | 9 | Ali Namvar | Mgmt | For | For | |
| | 10 | Brian Niccol | Mgmt | For | For | |
| | 11 | Mary Winston | Mgmt | For | For | |
| 2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on- pay"). | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 4. | Shareholder Proposal - Written Consent of Shareholders. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 8 | 8 | 679 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CINTAS CORPORATION | |
| | | | | | | | |
| | Security: | 172908105 | | | Agenda Number: | 935270126 | |
| | Ticker: | CTAS | | | Meeting Type: | Annual | |
| | ISIN: | US1729081059 | | | Meeting Date: | 10/27/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Gerald S. Adolph | Mgmt | For | For | |
| 1B. | Election of Director: John F. Barrett | Mgmt | For | For | |
| 1C. | Election of Director: Melanie W. Barstad | Mgmt | For | For | |
| 1D. | Election of Director: Karen L. Carnahan | Mgmt | For | For | |
| 1E. | Election of Director: Robert E. Coletti | Mgmt | For | For | |
| 1F. | Election of Director: Scott D. Farmer | Mgmt | For | For | |
| 1G. | Election of Director: Joseph Scaminace | Mgmt | For | For | |
| 1H. | Election of Director: Ronald W. Tysoe | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, named executive officer compensation. | Mgmt | For | For | |
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 4. | A shareholder proposal requesting the Company provide a semiannual report on political contributions, if properly presented at the meeting. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1808 | 1808 | 312 | 10/5/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CME GROUP INC. | |
| | | | | | | | |
| | Security: | 12572Q105 | | | Agenda Number: | 935359340 | |
| | Ticker: | CME | | | Meeting Type: | Annual | |
| | ISIN: | US12572Q1058 | | | Meeting Date: | 5/5/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Equity Director: Terrence A. Duffy | Mgmt | For | For | |
| 1B. | Election of Equity Director: Timothy S. Bitsberger | Mgmt | For | For | |
| 1C. | Election of Equity Director: Charles P. Carey | Mgmt | For | For | |
| 1D. | Election of Equity Director: Dennis H. Chookaszian | Mgmt | For | For | |
| 1E. | Election of Equity Director: Bryan T. Durkin | Mgmt | For | For | |
| 1F. | Election of Equity Director: Ana Dutra | Mgmt | For | For | |
| 1G. | Election of Equity Director: Martin J. Gepsman | Mgmt | For | For | |
| 1H. | Election of Equity Director: Larry G. Gerdes | Mgmt | For | For | |
| 1I. | Election of Equity Director: Daniel R. Glickman | Mgmt | For | For | |
| 1J. | Election of Equity Director: Daniel G. Kaye | Mgmt | For | For | |
| 1K. | Election of Equity Director: Phyllis M. Lockett | Mgmt | For | For | |
| 1L. | Election of Equity Director: Deborah J. Lucas | Mgmt | For | For | |
| 1M. | Election of Equity Director: Terry L. Savage | Mgmt | For | For | |
| 1N. | Election of Equity Director: Rahael Seifu | Mgmt | For | For | |
| 1O. | Election of Equity Director: William R. Shepard | Mgmt | For | For | |
| 1P. | Election of Equity Director: Howard J. Siegel | Mgmt | For | For | |
| 1Q. | Election of Equity Director: Dennis A. Suskind | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | Advisory vote on the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 8739 | 8739 | 0 | 4/8/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |
| | | | | | | | |
| | Security: | 192446102 | | | Agenda Number: | 935406973 | |
| | Ticker: | CTSH | | | Meeting Type: | Annual | |
| | ISIN: | US1924461023 | | | Meeting Date: | 6/1/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until the 2022 annual meeting: Zein Abdalla | Mgmt | For | For | |
| 1B. | Election of Director to serve until the 2022 annual meeting: Vinita Bali | Mgmt | For | For | |
| 1C. | Election of Director to serve until the 2022 annual meeting: Maureen Breakiron-Evans | Mgmt | For | For | |
| 1D. | Election of Director to serve until the 2022 annual meeting: Archana Deskus | Mgmt | For | For | |
| 1E. | Election of Director to serve until the 2022 annual meeting: John M. Dineen | Mgmt | For | For | |
| 1F. | Election of Director to serve until the 2022 annual meeting: Brian Humphries | Mgmt | For | For | |
| 1G. | Election of Director to serve until the 2022 annual meeting: Leo S. Mackay, Jr. | Mgmt | For | For | |
| 1H. | Election of Director to serve until the 2022 annual meeting: Michael Patsalos-Fox | Mgmt | For | For | |
| 1I. | Election of Director to serve until the 2022 annual meeting: Joseph M. Velli | Mgmt | For | For | |
| 1J. | Election of Director to serve until the 2022 annual meeting: Sandra S. Wijnberg | Mgmt | For | For | |
| 2. | Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. | Mgmt | For | For | |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 4. | Shareholder proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 12080 | 12080 | 0 | 5/11/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | COPART, INC. | |
| | | | | | | | |
| | Security: | 217204106 | | | Agenda Number: | 935296512 | |
| | Ticker: | CPRT | | | Meeting Type: | Annual | |
| | ISIN: | US2172041061 | | | Meeting Date: | 12/4/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Willis J. Johnson | Mgmt | For | For | |
| 1.2 | Election of Director: A. Jayson Adair | Mgmt | For | For | |
| 1.3 | Election of Director: Matt Blunt | Mgmt | For | For | |
| 1.4 | Election of Director: Steven D. Cohan | Mgmt | For | For | |
| 1.5 | Election of Director: Daniel J. Englander | Mgmt | For | For | |
| 1.6 | Election of Director: James E. Meeks | Mgmt | For | For | |
| 1.7 | Election of Director: Thomas N. Tryforos | Mgmt | For | For | |
| 1.8 | Election of Director: Diane M. Morefield | Mgmt | For | For | |
| 1.9 | Election of Director: Stephen Fisher | Mgmt | For | For | |
| 2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on-pay vote). | Mgmt | Against | Against | |
| 3. | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Mgmt | For | For | |
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4933 | 4933 | 0 | 11/11/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | COSTAR GROUP, INC. | |
| | | | | | | | |
| | Security: | 22160N109 | | | Agenda Number: | 935407684 | |
| | Ticker: | CSGP | | | Meeting Type: | Annual | |
| | ISIN: | US22160N1090 | | | Meeting Date: | 6/2/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of director: Michael R. Klein | Mgmt | For | For | |
| 1B. | Election of director: Andrew C. Florance | Mgmt | For | For | |
| 1C. | Election of director: Laura Cox Kaplan | Mgmt | For | For | |
| 1D. | Election of director: Michael J. Glosserman | Mgmt | For | For | |
| 1E. | Election of director: John W. Hill | Mgmt | For | For | |
| 1F. | Election of director: Robert W. Musslewhite | Mgmt | For | For | |
| 1G. | Election of director: Christopher J. Nassetta | Mgmt | For | For | |
| 1H. | Election of director: Louise S. Sams | Mgmt | For | For | |
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | Proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | Against | Against | |
| 4. | Proposal to approve the adoption of the Company's Fourth Amended and Restated Certificate of Incorporation to increase the total number of shares of common stock that the Company is authorized to issue from 60,000,000 to 1,200,000,000 and correspondingly increase the total number of shares of capital stock that the Company is authorized to issue from 62,000,000 to 1,202,000,000. | Mgmt | For | For | |
| 5. | Proposal to approve the amendment and restatement of the CoStar Employee Stock Purchase Plan to increase the number of shares authorized for issuance thereunder. | Mgmt | For | For | |
| 6. | Stockholder proposal regarding simple majority vote, if properly presented. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 921 | 921 | 0 | 5/18/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | COSTCO WHOLESALE CORPORATION | |
| | | | | | | | |
| | Security: | 22160K105 | | | Agenda Number: | 935312796 | |
| | Ticker: | COST | | | Meeting Type: | Annual | |
| | ISIN: | US22160K1051 | | | Meeting Date: | 1/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Susan L. Decker | Mgmt | For | For | |
| | 2 | Kenneth D. Denman | Mgmt | For | For | |
| | 3 | Richard A. Galanti | Mgmt | For | For | |
| | 4 | W. Craig Jelinek | Mgmt | For | For | |
| | 5 | Sally Jewell | Mgmt | For | For | |
| | 6 | Charles T. Munger | Mgmt | For | For | |
| | 7 | Jeffrey S. Raikes | Mgmt | For | For | |
| 2. | Ratification of selection of independent auditors. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 9443 | 9443 | 0 | 12/30/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CROWDSTRIKE HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 22788C105 | | | Agenda Number: | 935436003 | |
| | Ticker: | CRWD | | | Meeting Type: | Annual | |
| | ISIN: | US22788C1053 | | | Meeting Date: | 6/30/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Roxanne S. Austin | Mgmt | For | For | |
| | 2 | Sameer K. Gandhi | Mgmt | For | For | |
| | 3 | Gerhard Watzinger | Mgmt | For | For | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Mgmt | Against | Against | |
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. | Mgmt | 1 Year | Against | |
| 5. | To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. | Mgmt | Against | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 87 | 87 | 5345 | 6/10/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CROWN CASTLE INTERNATIONAL CORP | |
| | | | | | | | |
| | Security: | 22822V101 | | | Agenda Number: | 935372588 | |
| | Ticker: | CCI | | | Meeting Type: | Annual | |
| | ISIN: | US22822V1017 | | | Meeting Date: | 5/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: P. Robert Bartolo | Mgmt | For | For | |
| 1B. | Election of Director: Jay A. Brown | Mgmt | For | For | |
| 1C. | Election of Director: Cindy Christy | Mgmt | For | For | |
| 1D. | Election of Director: Ari Q. Fitzgerald | Mgmt | For | For | |
| 1E. | Election of Director: Andrea J. Goldsmith | Mgmt | For | For | |
| 1F. | Election of Director: Lee W. Hogan | Mgmt | For | For | |
| 1G. | Election of Director: Tammy K. Jones | Mgmt | For | For | |
| 1H. | Election of Director: J. Landis Martin | Mgmt | For | For | |
| 1I. | Election of Director: Anthony J. Melone | Mgmt | For | For | |
| 1J. | Election of Director: W. Benjamin Moreland | Mgmt | For | For | |
| 1K. | Election of Director: Kevin A. Stephens | Mgmt | For | For | |
| 1L. | Election of Director: Matthew Thornton, III | Mgmt | For | For | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. | Mgmt | For | For | |
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 10208 | 10208 | 0 | 4/30/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CUMMINS INC. | |
| | | | | | | | |
| | Security: | 231021106 | | | Agenda Number: | 935361662 | |
| | Ticker: | CMI | | | Meeting Type: | Annual | |
| | ISIN: | US2310211063 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1) | Election of Director: N. Thomas Linebarger | Mgmt | For | For | |
| 2) | Election of Director: Robert J. Bernhard | Mgmt | For | For | |
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Mgmt | For | For | |
| 4) | Election of Director: Bruno V. Di Leo Allen | Mgmt | For | For | |
| 5) | Election of Director: Stephen B. Dobbs | Mgmt | For | For | |
| 6) | Election of Director: Carla A. Harris | Mgmt | For | For | |
| 7) | Election of Director: Robert K. Herdman | Mgmt | For | For | |
| 8) | Election of Director: Alexis M. Herman | Mgmt | For | For | |
| 9) | Election of Director: Thomas J. Lynch | Mgmt | For | For | |
| 10) | Election of Director: William I. Miller | Mgmt | For | For | |
| 11) | Election of Director: Georgia R. Nelson | Mgmt | For | For | |
| 12) | Election of Director: Kimberly A. Nelson | Mgmt | For | For | |
| 13) | Election of Director: Karen H. Quintos | Mgmt | For | For | |
| 14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| 15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021. | Mgmt | For | For | |
| 16) | The shareholder proposal regarding professional services allowance for our named executive officers. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3538 | 3538 | 0 | 4/17/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | CVS HEALTH CORPORATION | |
| | | | | | | | |
| | Security: | 126650100 | | | Agenda Number: | 935366927 | |
| | Ticker: | CVS | | | Meeting Type: | Annual | |
| | ISIN: | US1266501006 | | | Meeting Date: | 5/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Fernando Aguirre | Mgmt | For | For | |
| 1B. | Election of Director: C. David Brown II | Mgmt | For | For | |
| 1C. | Election of Director: Alecia A. DeCoudreaux | Mgmt | For | For | |
| 1D. | Election of Director: Nancy-Ann M. DeParle | Mgmt | For | For | |
| 1E. | Election of Director: David W. Dorman | Mgmt | For | For | |
| 1F. | Election of Director: Roger N. Farah | Mgmt | For | For | |
| 1G. | Election of Director: Anne M. Finucane | Mgmt | For | For | |
| 1H. | Election of Director: Edward J. Ludwig | Mgmt | For | For | |
| 1I. | Election of Director: Karen S. Lynch | Mgmt | For | For | |
| 1J. | Election of Director: Jean-Pierre Millon | Mgmt | For | For | |
| 1K. | Election of Director: Mary L. Schapiro | Mgmt | For | For | |
| 1L. | Election of Director: William C. Weldon | Mgmt | For | For | |
| 1M. | Election of Director: Tony L. White | Mgmt | For | For | |
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shr | Against | For | |
| 5. | Stockholder proposal regarding our independent Board Chair. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 31958 | 31958 | 0 | 4/24/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | DEXCOM, INC. | |
| | | | | | | | |
| | Security: | 252131107 | | | Agenda Number: | 935383430 | |
| | Ticker: | DXCM | | | Meeting Type: | Annual | |
| | ISIN: | US2521311074 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer | Mgmt | For | For | |
| 1.2 | Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos | Mgmt | For | For | |
| 1.3 | Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller | Mgmt | For | For | |
| 2. | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Mgmt | For | For | |
| 4. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 35 | 35 | 0 | 4/29/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | DISCOVERY, INC. | |
| | | | | | | | |
| | Security: | 25470F104 | | | Agenda Number: | 935417902 | |
| | Ticker: | DISCA | | | Meeting Type: | Annual | |
| | ISIN: | US25470F1049 | | | Meeting Date: | 6/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Robert R. Beck | Mgmt | For | For | |
| | 2 | Robert L. Johnson | Mgmt | For | For | |
| | 3 | J. David Wargo | Mgmt | For | For | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 232 | 232 | 22896 | 5/19/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | DOCUSIGN, INC. | |
| | | | | | | | |
| | Security: | 256163106 | | | Agenda Number: | 935397453 | |
| | Ticker: | DOCU | | | Meeting Type: | Annual | |
| | ISIN: | US2561631068 | | | Meeting Date: | 5/28/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Enrique Salem | Mgmt | For | For | |
| | 2 | Peter Solvik | Mgmt | For | For | |
| | 3 | Inhi Cho Suh | Mgmt | For | For | |
| | 4 | Mary Agnes Wilderotter | Mgmt | For | For | |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | Approval, on an advisory basis, of our named executive officers' compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4708 | 4708 | 0 | 5/13/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | EBAY INC. | |
| | | | | | | | |
| | Security: | 278642103 | | | Agenda Number: | 935418790 | |
| | Ticker: | EBAY | | | Meeting Type: | Annual | |
| | ISIN: | US2786421030 | | | Meeting Date: | 6/15/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Anthony J. Bates | Mgmt | For | For | |
| 1B. | Election of Director: Adriane M. Brown | Mgmt | For | For | |
| 1C. | Election of Director: Diana Farrell | Mgmt | For | For | |
| 1D. | Election of Director: Logan D. Green | Mgmt | For | For | |
| 1E. | Election of Director: Bonnie S. Hammer | Mgmt | For | For | |
| 1F. | Election of Director: E. Carol Hayles | Mgmt | For | For | |
| 1G. | Election of Director: Jamie Iannone | Mgmt | For | For | |
| 1H. | Election of Director: Kathleen C. Mitic | Mgmt | For | For | |
| 1I. | Election of Director: Matthew J. Murphy | Mgmt | For | For | |
| 1J. | Election of Director: Paul S. Pressler | Mgmt | For | For | |
| 1K. | Election of Director: Mohak Shroff | Mgmt | For | For | |
| 1L. | Election of Director: Robert H. Swan | Mgmt | For | For | |
| 1M. | Election of Director: Perry M. Traquina | Mgmt | For | For | |
| 2. | Ratification of appointment of independent auditors. | Mgmt | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |
| 4. | Executive Compensation, if properly presented. | Shr | Against | For | |
| 5. | Right to Act by Written Consent, if properly presented. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 14307 | 14307 | 0 | 5/26/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ECOLAB INC. | |
| | | | | | | | |
| | Security: | 278865100 | | | Agenda Number: | 935355405 | |
| | Ticker: | ECL | | | Meeting Type: | Annual | |
| | ISIN: | US2788651006 | | | Meeting Date: | 5/6/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Shari L. Ballard | Mgmt | For | For | |
| 1C. | Election of Director: Barbara J. Beck | Mgmt | For | For | |
| 1D. | Election of Director: Christophe Beck | Mgmt | For | For | |
| 1E. | Election of Director: Jeffrey M. Ettinger | Mgmt | For | For | |
| 1F. | Election of Director: Arthur J. Higgins | Mgmt | For | For | |
| 1G. | Election of Director: Michael Larson | Mgmt | For | For | |
| 1H. | Election of Director: David W. MacLennan | Mgmt | For | For | |
| 1I. | Election of Director: Tracy B. McKibben | Mgmt | For | For | |
| 1J. | Election of Director: Lionel L. Nowell, III | Mgmt | For | For | |
| 1K. | Election of Director: Victoria J. Reich | Mgmt | For | For | |
| 1L. | Election of Director: Suzanne M. Vautrinot | Mgmt | For | For | |
| 1M. | Election of Director: John J. Zillmer | Mgmt | For | For | |
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding proxy access, if properly presented. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6946 | 6946 | 0 | 4/15/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ELECTRONIC ARTS INC. | |
| | | | | | | | |
| | Security: | 285512109 | | | Agenda Number: | 935241707 | |
| | Ticker: | EA | | | Meeting Type: | Annual | |
| | ISIN: | US2855121099 | | | Meeting Date: | 8/6/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Leonard S. Coleman | Mgmt | For | For | |
| 1b. | Election of Director: Jay C. Hoag | Mgmt | For | For | |
| 1c. | Election of Director: Jeffrey T. Huber | Mgmt | For | For | |
| 1d. | Election of Director: Lawrence F. Probst III | Mgmt | For | For | |
| 1e. | Election of Director: Talbott Roche | Mgmt | For | For | |
| 1f. | Election of Director: Richard A. Simonson | Mgmt | For | For | |
| 1g. | Election of Director: Luis A. Ubinas | Mgmt | For | For | |
| 1h. | Election of Director: Heidi J. Ueberroth | Mgmt | For | For | |
| 1i. | Election of Director: Andrew Wilson | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |
| 3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2021. | Mgmt | For | For | |
| 4. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 5064 | 5064 | 0 | 7/16/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | EQUINIX, INC. | |
| | | | | | | | |
| | Security: | 29444U700 | | | Agenda Number: | 935390550 | |
| | Ticker: | EQIX | | | Meeting Type: | Annual | |
| | ISIN: | US29444U7000 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Thomas Bartlett | Mgmt | For | For | |
| | 2 | Nanci Caldwell | Mgmt | For | For | |
| | 3 | Adaire Fox-Martin | Mgmt | For | For | |
| | 4 | Gary Hromadko | Mgmt | For | For | |
| | 5 | Irving Lyons III | Mgmt | For | For | |
| | 6 | Charles Meyers | Mgmt | For | For | |
| | 7 | Christopher Paisley | Mgmt | For | For | |
| | 8 | Sandra Rivera | Mgmt | For | For | |
| | 9 | Peter Van Camp | Mgmt | For | For | |
| 2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Mgmt | For | For | |
| 4. | A stockholder proposal, related to written consent of stockholders. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2148 | 2148 | 0 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | FACEBOOK, INC. | |
| | | | | | | | |
| | Security: | 30303M102 | | | Agenda Number: | 935395891 | |
| | Ticker: | FB | | | Meeting Type: | Annual | |
| | ISIN: | US30303M1027 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Peggy Alford | Mgmt | For | For | |
| | 2 | Marc L. Andreessen | Mgmt | For | For | |
| | 3 | Andrew W. Houston | Mgmt | For | For | |
| | 4 | Nancy Killefer | Mgmt | For | For | |
| | 5 | Robert M. Kimmitt | Mgmt | For | For | |
| | 6 | Sheryl K. Sandberg | Mgmt | For | For | |
| | 7 | Peter A. Thiel | Mgmt | For | For | |
| | 8 | Tracey T. Travis | Mgmt | For | For | |
| | 9 | Mark Zuckerberg | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve an amendment to the director compensation policy. | Mgmt | For | For | |
| 4. | A shareholder proposal regarding dual class capital structure. | Shr | For | Against | |
| 5. | A shareholder proposal regarding an independent chair. | Shr | Against | For | |
| 6. | A shareholder proposal regarding child exploitation. | Shr | For | Against | |
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shr | For | Against | |
| 8. | A shareholder proposal regarding platform misuse. | Shr | For | Against | |
| 9. | A shareholder proposal regarding public benefit corporation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 69779 | 69779 | 0 | 5/11/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | FEDEX CORPORATION | |
| | | | | | | | |
| | Security: | 31428X106 | | | Agenda Number: | 935258346 | |
| | Ticker: | FDX | | | Meeting Type: | Annual | |
| | ISIN: | US31428X1063 | | | Meeting Date: | 9/21/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |
| 1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |
| 1C. | Election of Director: JOHN C. ("CHRIS") INGLIS | Mgmt | For | For | |
| 1D. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |
| 1E. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |
| 1F. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |
| 1G. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |
| 1H. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |
| 1I. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |
| 1J. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |
| 1K. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |
| 1L. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | Against | For | |
| 5. | Stockholder proposal regarding political disclosure. | Shr | Against | For | |
| 6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shr | Against | For | |
| 7. | Stockholder proposal regarding shareholder right to act by written consent. | Shr | For | Against | |
| 8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4801 | 4801 | 0 | 8/28/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | FORD MOTOR COMPANY | |
| | | | | | | | |
| | Security: | 345370860 | | | Agenda Number: | 935364783 | |
| | Ticker: | F | | | Meeting Type: | Annual | |
| | ISIN: | US3453708600 | | | Meeting Date: | 5/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Kimberly A. Casiano | Mgmt | For | For | |
| 1B. | Election of Director: Anthony F. Earley, Jr. | Mgmt | For | For | |
| 1C. | Election of Director: Alexandra Ford English | Mgmt | For | For | |
| 1D. | Election of Director: James D. Farley, Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Henry Ford III | Mgmt | For | For | |
| 1F. | Election of Director: William Clay Ford, Jr. | Mgmt | For | For | |
| 1G. | Election of Director: William W. Helman IV | Mgmt | For | For | |
| 1H. | Election of Director: Jon M. Huntsman, Jr. | Mgmt | For | For | |
| 1I. | Election of Director: William E. Kennard | Mgmt | For | For | |
| 1J. | Election of Director: Beth E. Mooney | Mgmt | For | For | |
| 1K. | Election of Director: John L. Thornton | Mgmt | For | For | |
| 1L. | Election of Director: John B. Veihmeyer | Mgmt | For | For | |
| 1M. | Election of Director: Lynn M. Vojvodich | Mgmt | For | For | |
| 1N. | Election of Director: John S. Weinberg | Mgmt | For | For | |
| 2. | Ratification of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
| 3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Mgmt | For | For | |
| 4. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 97547 | 97547 | 0 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | FORTINET, INC. | |
| | | | | | | | |
| | Security: | 34959E109 | | | Agenda Number: | 935425391 | |
| | Ticker: | FTNT | | | Meeting Type: | Annual | |
| | ISIN: | US34959E1091 | | | Meeting Date: | 6/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director to serve for a term of one year until the next annual meeting: Ken Xie | Mgmt | For | For | |
| 1.2 | Election of Director to serve for a term of one year until the next annual meeting: Michael Xie | Mgmt | For | For | |
| 1.3 | Election of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty | Mgmt | For | For | |
| 1.4 | Election of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman | Mgmt | For | For | |
| 1.5 | Election of Director to serve for a term of one year until the next annual meeting: Ming Hsieh | Mgmt | For | For | |
| 1.6 | Election of Director to serve for a term of one year until the next annual meeting: Jean Hu | Mgmt | For | For | |
| 1.7 | Election of Director to serve for a term of one year until the next annual meeting: William Neukom | Mgmt | For | For | |
| 1.8 | Election of Director to serve for a term of one year until the next annual meeting: Judith Sim | Mgmt | For | For | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3816 | 3816 | 0 | 5/28/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | GILEAD SCIENCES, INC. | |
| | | | | | | | |
| | Security: | 375558103 | | | Agenda Number: | 935366561 | |
| | Ticker: | GILD | | | Meeting Type: | Annual | |
| | ISIN: | US3755581036 | | | Meeting Date: | 5/12/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Mgmt | For | For | |
| 1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Mgmt | For | For | |
| 1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Mgmt | For | For | |
| 1D. | Election of Director to serve for the next year: Kelly A. Kramer | Mgmt | For | For | |
| 1E. | Election of Director to serve for the next year: Kevin E. Lofton | Mgmt | For | For | |
| 1F. | Election of Director to serve for the next year: Harish Manwani | Mgmt | For | For | |
| 1G. | Election of Director to serve for the next year: Daniel P. O'Day | Mgmt | For | For | |
| 1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Mgmt | For | For | |
| 1I. | Election of Director to serve for the next year: Anthony Welters | Mgmt | For | For | |
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Mgmt | For | For | |
| 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 30635 | 30635 | 0 | 4/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | HCA HEALTHCARE, INC. | |
| | | | | | | | |
| | Security: | 40412C101 | | | Agenda Number: | 935354237 | |
| | Ticker: | HCA | | | Meeting Type: | Annual | |
| | ISIN: | US40412C1018 | | | Meeting Date: | 4/28/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Thomas F. Frist III | Mgmt | For | For | |
| 1B. | Election of Director: Samuel N. Hazen | Mgmt | For | For | |
| 1C. | Election of Director: Meg G. Crofton | Mgmt | For | For | |
| 1D. | Election of Director: Robert J. Dennis | Mgmt | For | For | |
| 1E. | Election of Director: Nancy-Ann DeParle | Mgmt | For | For | |
| 1F. | Election of Director: William R. Frist | Mgmt | For | For | |
| 1G. | Election of Director: Charles O. Holliday, Jr | Mgmt | For | For | |
| 1H. | Election of Director: Michael W. Michelson | Mgmt | For | For | |
| 1I. | Election of Director: Wayne J. Riley, M.D. | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shr | Against | For | |
| 5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 8083 | 8083 | 0 | 4/3/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | IDEXX LABORATORIES, INC. | |
| | | | | | | | |
| | Security: | 45168D104 | | | Agenda Number: | 935370508 | |
| | Ticker: | IDXX | | | Meeting Type: | Annual | |
| | ISIN: | US45168D1046 | | | Meeting Date: | 5/12/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Bruce L. Claflin | Mgmt | For | For | |
| 1B. | Election of Director: Asha S. Collins, PhD | Mgmt | For | For | |
| 1C. | Election of Director: Daniel M. Junius | Mgmt | For | For | |
| 1D. | Election of Director: Sam Samad | Mgmt | For | For | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Mgmt | For | For | |
| 3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2042 | 2042 | 0 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ILLUMINA, INC. | |
| | | | | | | | |
| | Security: | 452327109 | | | Agenda Number: | 935395485 | |
| | Ticker: | ILMN | | | Meeting Type: | Annual | |
| | ISIN: | US4523271090 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Caroline D. Dorsa | Mgmt | For | For | |
| 1B. | Election of Director: Robert S. Epstein, M.D. | Mgmt | For | For | |
| 1C. | Election of Director: Scott Gottlieb, M.D. | Mgmt | For | For | |
| 1D. | Election of Director: Gary S. Guthart | Mgmt | For | For | |
| 1E. | Election of Director: Philip W. Schiller | Mgmt | For | For | |
| 1F. | Election of Director: John W. Thompson | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3568 | 3568 | 0 | 5/7/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | INTERCONTINENTAL EXCHANGE, INC. | |
| | | | | | | | |
| | Security: | 45866F104 | | | Agenda Number: | 935367397 | |
| | Ticker: | ICE | | | Meeting Type: | Annual | |
| | ISIN: | US45866F1049 | | | Meeting Date: | 5/14/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen | Mgmt | For | For | |
| 1B. | Election of Director for term expiring in 2022: Shantella E. Cooper | Mgmt | For | For | |
| 1C. | Election of Director for term expiring in 2022: Charles R. Crisp | Mgmt | For | For | |
| 1D. | Election of Director for term expiring in 2022: Duriya M. Farooqui | Mgmt | For | For | |
| 1E. | Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond | Mgmt | For | For | |
| 1F. | Election of Director for term expiring in 2022: Mark F. Mulhern | Mgmt | For | For | |
| 1G. | Election of Director for term expiring in 2022: Thomas E. Noonan | Mgmt | For | For | |
| 1H. | Election of Director for term expiring in 2022: Frederic V. Salerno | Mgmt | For | For | |
| 1I. | Election of Director for term expiring in 2022: Caroline L. Silver | Mgmt | For | For | |
| 1J. | Election of Director for term expiring in 2022: Jeffrey C. Sprecher | Mgmt | For | For | |
| 1K. | Election of Director for term expiring in 2022: Judith A. Sprieser | Mgmt | For | For | |
| 1L. | Election of Director for term expiring in 2022: Vincent Tese | Mgmt | For | For | |
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Mgmt | For | For | |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 4. | A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 13453 | 13453 | 0 | 4/23/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | INTUIT INC. | |
| | | | | | | | |
| | Security: | 461202103 | | | Agenda Number: | 935313217 | |
| | Ticker: | INTU | | | Meeting Type: | Annual | |
| | ISIN: | US4612021034 | | | Meeting Date: | 1/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Director: Eve Burton | Mgmt | For | For | |
| 1b. | Election of Director: Scott D. Cook | Mgmt | For | For | |
| 1c. | Election of Director: Richard L. Dalzell | Mgmt | For | For | |
| 1d. | Election of Director: Sasan K. Goodarzi | Mgmt | For | For | |
| 1e. | Election of Director: Deborah Liu | Mgmt | For | For | |
| 1f. | Election of Director: Tekedra Mawakana | Mgmt | For | For | |
| 1g. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |
| 1h. | Election of Director: Dennis D. Powell | Mgmt | For | For | |
| 1i. | Election of Director: Brad D. Smith | Mgmt | For | For | |
| 1j. | Election of Director: Thomas Szkutak | Mgmt | For | For | |
| 1k. | Election of Director: Raul Vazquez | Mgmt | For | For | |
| 1l. | Election of Director: Jeff Weiner | Mgmt | For | For | |
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Mgmt | For | For | |
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 5584 | 5584 | 0 | 12/28/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | INTUITIVE SURGICAL, INC. | |
| | | | | | | | |
| | Security: | 46120E602 | | | Agenda Number: | 935347460 | |
| | Ticker: | ISRG | | | Meeting Type: | Annual | |
| | ISIN: | US46120E6023 | | | Meeting Date: | 4/22/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Craig H. Barratt, Ph.D. | Mgmt | For | For | |
| 1B. | Election of Director: Joseph C. Beery | Mgmt | For | For | |
| 1C. | Election of Director: Gary S. Guthart, Ph.D. | Mgmt | For | For | |
| 1D. | Election of Director: Amal M. Johnson | Mgmt | For | For | |
| 1E. | Election of Director: Don R. Kania, Ph.D. | Mgmt | For | For | |
| 1F. | Election of Director: Amy L. Ladd, M.D. | Mgmt | For | For | |
| 1G. | Election of Director: Keith R. Leonard, Jr. | Mgmt | For | For | |
| 1H. | Election of Director: Alan J. Levy, Ph.D. | Mgmt | For | For | |
| 1I. | Election of Director: Jami Dover Nachtsheim | Mgmt | For | For | |
| 1J. | Election of Director: Monica P. Reed, M.D. | Mgmt | For | For | |
| 1K. | Election of Director: Mark J. Rubash | Mgmt | For | For | |
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Mgmt | For | For | |
| 3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2720 | 2720 | 0 | 3/26/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | KINDER MORGAN, INC. | |
| | | | | | | | |
| | Security: | 49456B101 | | | Agenda Number: | 935365420 | |
| | Ticker: | KMI | | | Meeting Type: | Annual | |
| | ISIN: | US49456B1017 | | | Meeting Date: | 5/12/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Mgmt | For | For | |
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Mgmt | For | For | |
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Mgmt | For | For | |
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Mgmt | For | For | |
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Mgmt | For | For | |
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Mgmt | For | For | |
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Mgmt | For | For | |
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Mgmt | For | For | |
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Mgmt | For | For | |
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Mgmt | For | For | |
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Mgmt | For | For | |
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Mgmt | For | For | |
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Mgmt | For | For | |
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Mgmt | For | For | |
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Mgmt | For | For | |
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Mgmt | For | For | |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 56511 | 56511 | 0 | 4/17/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MARRIOTT INTERNATIONAL, INC. | |
| | | | | | | | |
| | Security: | 571903202 | | | Agenda Number: | 935390029 | |
| | Ticker: | MAR | | | Meeting Type: | Annual | |
| | ISIN: | US5719032022 | | | Meeting Date: | 5/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | ELECTION OF DIRECTOR: J.W. Marriott, Jr. | Mgmt | For | For | |
| 1B. | ELECTION OF DIRECTOR: Anthony G. Capuano | Mgmt | For | For | |
| 1C. | ELECTION OF DIRECTOR: Deborah M. Harrison | Mgmt | For | For | |
| 1D. | ELECTION OF DIRECTOR: Frederick A. Henderson | Mgmt | For | For | |
| 1E. | ELECTION OF DIRECTOR: Eric Hippeau | Mgmt | For | For | |
| 1F. | ELECTION OF DIRECTOR: Lawrence W. Kellner | Mgmt | For | For | |
| 1G. | ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | For | For | |
| 1H. | ELECTION OF DIRECTOR: Aylwin B. Lewis | Mgmt | For | For | |
| 1I. | ELECTION OF DIRECTOR: David S. Marriott | Mgmt | For | For | |
| 1J. | ELECTION OF DIRECTOR: Margaret M. McCarthy | Mgmt | For | For | |
| 1K. | ELECTION OF DIRECTOR: George Muñoz | Mgmt | For | For | |
| 1L. | ELECTION OF DIRECTOR: Horacio D. Rozanski | Mgmt | For | For | |
| 1M. | ELECTION OF DIRECTOR: Susan C. Schwab | Mgmt | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Mgmt | For | For | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |
| 4A. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR REMOVAL OF DIRECTORS. | Mgmt | For | For | |
| 4B. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION APPROVED BY OUR STOCKHOLDERS. | Mgmt | For | For | |
| 4C. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE AMENDMENTS TO CERTAIN BYLAW PROVISIONS. | Mgmt | For | For | |
| 4D. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN TRANSACTIONS. | Mgmt | For | For | |
| 4E. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS COMBINATIONS. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 7591 | 7591 | 0 | 4/15/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MASTERCARD INCORPORATED | |
| | | | | | | | |
| | Security: | 57636Q104 | | | Agenda Number: | 935420644 | |
| | Ticker: | MA | | | Meeting Type: | Annual | |
| | ISIN: | US57636Q1040 | | | Meeting Date: | 6/22/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Ajay Banga | Mgmt | For | For | |
| 1B. | Election of Director: Merit E. Janow | Mgmt | For | For | |
| 1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |
| 1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |
| 1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |
| 1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |
| 1G. | Election of Director: Oki Matsumoto | Mgmt | For | For | |
| 1H. | Election of Director: Michael Miebach | Mgmt | For | For | |
| 1I. | Election of Director: Youngme Moon | Mgmt | For | For | |
| 1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |
| 1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |
| 1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |
| 1M. | Election of Director: Jackson Tai | Mgmt | For | For | |
| 1N. | Election of Director: Lance Uggla | Mgmt | For | For | |
| 2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | For | For | |
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | For | For | |
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Mgmt | For | For | |
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 24095 | 24095 | 0 | 6/3/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MATCH GROUP, INC. | |
| | | | | | | | |
| | Security: | 57667L107 | | | Agenda Number: | 935411924 | |
| | Ticker: | MTCH | | | Meeting Type: | Annual | |
| | ISIN: | US57667L1070 | | | Meeting Date: | 6/15/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Wendi Murdoch | Mgmt | For | For | |
| 1B. | Election of Director: Glenn Schiffman | Mgmt | For | For | |
| 1C. | Election of Director: Pamela S. Seymon | Mgmt | For | For | |
| 2. | To approve the Match Group, Inc. 2021 Global Employee Stock Purchase Plan. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as Match Group, Inc.'s independent registered public accounting firm for 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6644 | 6644 | 0 | 5/28/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MCCORMICK & COMPANY, INCORPORATED | |
| | | | | | | | |
| | Security: | 579780206 | | | Agenda Number: | 935333586 | |
| | Ticker: | MKC | | | Meeting Type: | Annual | |
| | ISIN: | US5797802064 | | | Meeting Date: | 3/31/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2021). | Mgmt | No vote | | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6130 | 0 | 0 | |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MCKESSON CORPORATION | |
| | | | | | | | |
| | Security: | 58155Q103 | | | Agenda Number: | 935239182 | |
| | Ticker: | MCK | | | Meeting Type: | Annual | |
| | ISIN: | US58155Q1031 | | | Meeting Date: | 7/29/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a one-year term: Dominic J. Caruso | Mgmt | For | For | |
| 1B. | Election of Director for a one-year term: N. Anthony Coles, M.D. | Mgmt | For | For | |
| 1C. | Election of Director for a one-year term: M. Christine Jacobs | Mgmt | For | For | |
| 1D. | Election of Director for a one-year term: Donald R. Knauss | Mgmt | For | For | |
| 1E. | Election of Director for a one-year term: Marie L. Knowles | Mgmt | For | For | |
| 1F. | Election of Director for a one-year term: Bradley E. Lerman | Mgmt | For | For | |
| 1G. | Election of Director for a one-year term: Maria Martinez | Mgmt | For | For | |
| 1H. | Election of Director for a one-year term: Edward A. Mueller | Mgmt | For | For | |
| 1I. | Election of Director for a one-year term: Susan R. Salka | Mgmt | For | For | |
| 1J. | Election of Director for a one-year term: Brian S. Tyler | Mgmt | For | For | |
| 1K. | Election of Director for a one-year term: Kenneth E. Washington, Ph.D. | Mgmt | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote on executive compensation. | Mgmt | For | For | |
| 4. | Shareholder proposal on action by written consent of shareholders. | Shr | Against | For | |
| 5. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shr | Against | For | |
| 6. | Shareholder proposal on statement of purpose of a corporation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3097 | 3097 | 0 | 7/3/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MICROSOFT CORPORATION | |
| | | | | | | | |
| | Security: | 594918104 | | | Agenda Number: | 935284478 | |
| | Ticker: | MSFT | | | Meeting Type: | Annual | |
| | ISIN: | US5949181045 | | | Meeting Date: | 12/2/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |
| 1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |
| 1C. | Election of Director: Teri L. List-Stoll | Mgmt | For | For | |
| 1D. | Election of Director: Satya Nadella | Mgmt | For | For | |
| 1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |
| 1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |
| 1G. | Election of Director: Charles W. Scharf | Mgmt | For | For | |
| 1H. | Election of Director: Arne M. Sorenson | Mgmt | For | For | |
| 1I. | Election of Director: John W. Stanton | Mgmt | For | For | |
| 1J. | Election of Director: John W. Thompson | Mgmt | For | For | |
| 1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For | |
| 1L. | Election of Director: Padmasree Warrior | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Mgmt | For | For | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 160591 | 160591 | 0 | 11/10/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MONSTER BEVERAGE CORPORATION | |
| | | | | | | | |
| | Security: | 61174X109 | | | Agenda Number: | 935419499 | |
| | Ticker: | MNST | | | Meeting Type: | Annual | |
| | ISIN: | US61174X1090 | | | Meeting Date: | 6/15/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Rodney C. Sacks | Mgmt | For | For | |
| | 2 | Hilton H. Schlosberg | Mgmt | For | For | |
| | 3 | Mark J. Hall | Mgmt | For | For | |
| | 4 | James L. Dinkins | Mgmt | For | For | |
| | 5 | Gary P. Fayard | Mgmt | For | For | |
| | 6 | Jeanne P. Jackson | Mgmt | For | For | |
| | 7 | Steven G. Pizula | Mgmt | For | For | |
| | 8 | Benjamin M. Polk | Mgmt | For | For | |
| | 9 | Mark S. Vidergauz | Mgmt | For | For | |
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 4. | To consider a stockholder proposal regarding a by-law amendment for an annual vote and report on climate change; if properly presented at the Annual Meeting. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 11654 | 11654 | 0 | 5/25/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | MOODY'S CORPORATION | |
| | | | | | | | |
| | Security: | 615369105 | | | Agenda Number: | 935344438 | |
| | Ticker: | MCO | | | Meeting Type: | Annual | |
| | ISIN: | US6153691059 | | | Meeting Date: | 4/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jorge A. Bermudez | Mgmt | For | For | |
| 1B. | Election of Director: Thérèse Esperdy | Mgmt | For | For | |
| 1C. | Election of Director: Robert Fauber | Mgmt | For | For | |
| 1D. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |
| 1E. | Election of Director: Kathryn M. Hill | Mgmt | For | For | |
| 1F. | Election of Director: Lloyd W. Howell, Jr. | Mgmt | For | For | |
| 1G. | Election of Director: Raymond W. McDaniel, Jr. | Mgmt | For | For | |
| 1H. | Election of Director: Leslie F. Seidman | Mgmt | For | For | |
| 1I. | Election of Director: Bruce Van Saun | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Mgmt | For | For | |
| 3. | Advisory resolution approving executive compensation. | Mgmt | For | For | |
| 4. | Advisory "Say-on-Climate Plan" resolution approving the Company's 2020 Decarbonization Plan. | Mgmt | Abstain | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4329 | 4329 | 0 | 3/30/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | NETFLIX, INC. | |
| | | | | | | | |
| | Security: | 64110L106 | | | Agenda Number: | 935406252 | |
| | Ticker: | NFLX | | | Meeting Type: | Annual | |
| | ISIN: | US64110L1061 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Mgmt | For | For | |
| 1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Mgmt | For | For | |
| 1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Mgmt | For | For | |
| 1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory approval of the Company's executive officer compensation. | Mgmt | Against | Against | |
| 4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shr | Against | For | |
| 5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shr | For | Against | |
| 6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 10015 | 10015 | 0 | 5/14/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | NEXTERA ENERGY, INC. | |
| | | | | | | | |
| | Security: | 65339F101 | | | Agenda Number: | 935378201 | |
| | Ticker: | NEE | | | Meeting Type: | Annual | |
| | ISIN: | US65339F1012 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Sherry S. Barrat | Mgmt | For | For | |
| 1B. | Election of Director: James L. Camaren | Mgmt | For | For | |
| 1C. | Election of Director: Kenneth B. Dunn | Mgmt | For | For | |
| 1D. | Election of Director: Naren K. Gursahaney | Mgmt | For | For | |
| 1E. | Election of Director: Kirk S. Hachigian | Mgmt | For | For | |
| 1F. | Election of Director: Amy B. Lane | Mgmt | For | For | |
| 1G. | Election of Director: David L. Porges | Mgmt | For | For | |
| 1H. | Election of Director: James L. Robo | Mgmt | For | For | |
| 1I. | Election of Director: Rudy E. Schupp | Mgmt | For | For | |
| 1J. | Election of Director: John L. Skolds | Mgmt | For | For | |
| 1K. | Election of Director: Lynn M. Utter | Mgmt | For | For | |
| 1L. | Election of Director: Darryl L. Wilson | Mgmt | For | For | |
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Mgmt | For | For | |
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 45958 | 45958 | 0 | 5/5/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | NIKE, INC. | |
| | | | | | | | |
| | Security: | 654106103 | | | Agenda Number: | 935256378 | |
| | Ticker: | NKE | | | Meeting Type: | Annual | |
| | ISIN: | US6541061031 | | | Meeting Date: | 9/17/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | Mgmt | For | For | |
| 1b. | Election of Class B Director: Peter B. Henry | Mgmt | For | For | |
| 1c. | Election of Class B Director: Michelle A. Peluso | Mgmt | For | For | |
| 2. | To approve executive compensation by an advisory vote. | Mgmt | Against | Against | |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | |
| 4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Mgmt | For | For | |
| 5. | To consider a shareholder proposal regarding political contributions disclosure. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 29532 | 29532 | 0 | 8/22/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | NVIDIA CORPORATION | |
| | | | | | | | |
| | Security: | 67066G104 | | | Agenda Number: | 935402343 | |
| | Ticker: | NVDA | | | Meeting Type: | Annual | |
| | ISIN: | US67066G1040 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Robert K. Burgess | Mgmt | For | For | |
| 1B. | Election of Director: Tench Coxe | Mgmt | For | For | |
| 1C. | Election of Director: John O. Dabiri | Mgmt | For | For | |
| 1D. | Election of Director: Persis S. Drell | Mgmt | For | For | |
| 1E. | Election of Director: Jen-Hsun Huang | Mgmt | For | For | |
| 1F. | Election of Director: Dawn Hudson | Mgmt | For | For | |
| 1G. | Election of Director: Harvey C. Jones | Mgmt | For | For | |
| 1H. | Election of Director: Michael G. McCaffery | Mgmt | For | For | |
| 1I. | Election of Director: Stephen C. Neal | Mgmt | For | For | |
| 1J. | Election of Director: Mark L. Perry | Mgmt | For | For | |
| 1K. | Election of Director: A. Brooke Seawell | Mgmt | For | For | |
| 1L. | Election of Director: Aarti Shah | Mgmt | For | For | |
| 1M. | Election of Director: Mark A. Stevens | Mgmt | For | For | |
| 2. | Approval of our executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 13956 | 13956 | 0 | 5/13/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | PALO ALTO NETWORKS, INC. | |
| | | | | | | | |
| | Security: | 697435105 | | | Agenda Number: | 935287501 | |
| | Ticker: | PANW | | | Meeting Type: | Annual | |
| | ISIN: | US6974351057 | | | Meeting Date: | 12/9/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1a. | Election of Class III Director: Nikesh Arora | Mgmt | Abstain | Against | |
| 1b. | Election of Class III Director: Carl Eschenbach | Mgmt | Abstain | Against | |
| 1c. | Election of Class III Director: Lorraine Twohill | Mgmt | Abstain | Against | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2021. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2092 | 2092 | 0 | 11/18/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | PAYPAL HOLDINGS, INC. | |
| | | | | | | | |
| | Security: | 70450Y103 | | | Agenda Number: | 935392617 | |
| | Ticker: | PYPL | | | Meeting Type: | Annual | |
| | ISIN: | US70450Y1038 | | | Meeting Date: | 5/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |
| 1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |
| 1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |
| 1D. | Election of Director: David W. Dorman | Mgmt | For | For | |
| 1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |
| 1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |
| 1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |
| 1H. | Election of Director: David M. Moffett | Mgmt | For | For | |
| 1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |
| 1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |
| 1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |
| 2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Mgmt | For | For | |
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shr | Against | For | |
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 29221 | 29221 | 0 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | PELOTON INTERACTIVE, INC. | |
| | | | | | | | |
| | Security: | 70614W100 | | | Agenda Number: | 935285381 | |
| | Ticker: | PTON | | | Meeting Type: | Annual | |
| | ISIN: | US70614W1009 | | | Meeting Date: | 12/9/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Erik Blachford | Mgmt | For | For | |
| | 2 | Howard Draft | Mgmt | For | For | |
| | 3 | Pamela Thomas-Graham | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Approval, on a non-binding advisory basis, of the frequency of future votes on the compensation of the named executive officers. | Mgmt | 1 Year | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 5957 | 5957 | 0 | 11/19/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | PINTEREST, INC. | |
| | | | | | | | |
| | Security: | 72352L106 | | | Agenda Number: | 935394938 | |
| | Ticker: | PINS | | | Meeting Type: | Annual | |
| | ISIN: | US72352L1061 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class II Director to hold office until the 2024 annual meeting: Fredric Reynolds | Mgmt | For | For | |
| 1B. | Election of Class II Director to hold office until the 2024 annual meeting: Evan Sharp | Mgmt | For | For | |
| 1C. | Election of Class II Director to hold office until the 2024 annual meeting: Andrea Wishom | Mgmt | For | For | |
| 2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2021. | Mgmt | For | For | |
| 3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 15995 | 15995 | 0 | 5/11/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | RESMED INC. | |
| | | | | | | | |
| | Security: | 761152107 | | | Agenda Number: | 935280115 | |
| | Ticker: | RMD | | | Meeting Type: | Annual | |
| | ISIN: | US7611521078 | | | Meeting Date: | 11/19/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |
| 2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |
| 2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |
| 3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2755 | 2755 | 0 | 10/29/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ROKU, INC. | |
| | | | | | | | |
| | Security: | 77543R102 | | | Agenda Number: | 935414932 | |
| | Ticker: | ROKU | | | Meeting Type: | Annual | |
| | ISIN: | US77543R1023 | | | Meeting Date: | 6/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja | Mgmt | For | For | |
| 1B. | Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield | Mgmt | For | For | |
| 1C. | Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick | Mgmt | For | For | |
| 2. | Advisory vote to approve our named executive officer compensation. | Mgmt | Against | Against | |
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3270 | 3270 | 0 | 5/26/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ROPER TECHNOLOGIES, INC. | |
| | | | | | | | |
| | Security: | 776696106 | | | Agenda Number: | 935422775 | |
| | Ticker: | ROP | | | Meeting Type: | Annual | |
| | ISIN: | US7766961061 | | | Meeting Date: | 6/14/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Shellye L. Archambeau | Mgmt | For | For | |
| 1.2 | Election of Director: Amy Woods Brinkley | Mgmt | For | For | |
| 1.3 | Election of Director: John F. Fort III | Mgmt | For | For | |
| 1.4 | Election of Director: L. Neil Hunn | Mgmt | For | For | |
| 1.5 | Election of Director: Robert D. Johnson | Mgmt | For | For | |
| 1.6 | Election of Director: Laura G. Thatcher | Mgmt | For | For | |
| 1.7 | Election of Director: Richard F. Wallman | Mgmt | For | For | |
| 1.8 | Election of Director: Christopher Wright | Mgmt | For | For | |
| 2. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 2305 | 2305 | 0 | 5/27/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | SALESFORCE.COM, INC. | |
| | | | | | | | |
| | Security: | 79466L302 | | | Agenda Number: | 935416811 | |
| | Ticker: | CRM | | | Meeting Type: | Annual | |
| | ISIN: | US79466L3024 | | | Meeting Date: | 6/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Marc Benioff | Mgmt | For | For | |
| 1B. | Election of Director: Craig Conway | Mgmt | For | For | |
| 1C. | Election of Director: Parker Harris | Mgmt | For | For | |
| 1D. | Election of Director: Alan Hassenfeld | Mgmt | For | For | |
| 1E. | Election of Director: Neelie Kroes | Mgmt | For | For | |
| 1F. | Election of Director: Colin Powell | Mgmt | For | For | |
| 1G. | Election of Director: Sanford Robertson | Mgmt | For | For | |
| 1H. | Election of Director: John V. Roos | Mgmt | For | For | |
| 1I. | Election of Director: Robin Washington | Mgmt | For | For | |
| 1J. | Election of Director: Maynard Webb | Mgmt | For | For | |
| 1K. | Election of Director: Susan Wojcicki | Mgmt | For | For | |
| 2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 4. | An advisory vote to approve the fiscal 2021 compensation of our named executive officers. | Mgmt | For | For | |
| 5. | A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 20810 | 20810 | 0 | 5/20/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | SEAGEN INC. | |
| | | | | | | | |
| | Security: | 81181C104 | | | Agenda Number: | 935369668 | |
| | Ticker: | SGEN | | | Meeting Type: | Annual | |
| | ISIN: | US81181C1045 | | | Meeting Date: | 5/14/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Class II Director for term expiring in 2024: Felix J. Baker, Ph.D. | Mgmt | For | For | |
| 1B. | Election of Class II Director for term expiring in 2024: Clay B. Siegall, Ph.D | Mgmt | For | For | |
| 1C. | Election of Class II Director for term expiring in 2024: Nancy A. Simonian, M.D. | Mgmt | For | For | |
| 2. | Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. | Mgmt | For | For | |
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4859 | 4859 | 0 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | SERVICENOW, INC. | |
| | | | | | | | |
| | Security: | 81762P102 | | | Agenda Number: | 935416746 | |
| | Ticker: | NOW | | | Meeting Type: | Annual | |
| | ISIN: | US81762P1021 | | | Meeting Date: | 6/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Susan L. Bostrom | Mgmt | For | For | |
| 1B. | Election of Director: Jonathan C. Chadwick | Mgmt | For | For | |
| 1C. | Election of Director: Lawrence J. Jackson, Jr. | Mgmt | For | For | |
| 1D. | Election of Director: Frederic B. Luddy | Mgmt | For | For | |
| 1E. | Election of Director: Jeffrey A. Miller | Mgmt | For | For | |
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Mgmt | For | For | |
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Mgmt | For | For | |
| 5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Mgmt | Against | Against | |
| 6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4386 | 4386 | 0 | 5/18/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | SQUARE, INC. | |
| | | | | | | | |
| | Security: | 852234103 | | | Agenda Number: | 935420860 | |
| | Ticker: | SQ | | | Meeting Type: | Annual | |
| | ISIN: | US8522341036 | | | Meeting Date: | 6/15/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Randy Garutti | Mgmt | For | For | |
| | 2 | Mary Meeker | Mgmt | For | For | |
| | 3 | Lawrence Summers | Mgmt | For | For | |
| | 4 | Darren Walker | Mgmt | For | For | |
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |
| 3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021. | Mgmt | For | For | |
| 4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR. | Shr | Against | For | |
| 5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 11400 | 11400 | 0 | 5/28/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | STARBUCKS CORPORATION | |
| | | | | | | | |
| | Security: | 855244109 | | | Agenda Number: | 935326935 | |
| | Ticker: | SBUX | | | Meeting Type: | Annual | |
| | ISIN: | US8552441094 | | | Meeting Date: | 3/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Mgmt | For | For | |
| 1C. | Election of Director: Andrew Campion | Mgmt | For | For | |
| 1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |
| 1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |
| 1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |
| 1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |
| 1I. | Election of Director: Satya Nadella | Mgmt | For | For | |
| 1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |
| 1K. | Election of Director: Clara Shih | Mgmt | For | For | |
| 1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |
| 2. | Advisory resolution to approve our executive officer compensation. | Mgmt | Against | Against | |
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |
| 4. | Employee Board Representation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 26420 | 26420 | 0 | 2/16/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | SYNOPSYS, INC. | |
| | | | | | | | |
| | Security: | 871607107 | | | Agenda Number: | 935337255 | |
| | Ticker: | SNPS | | | Meeting Type: | Annual | |
| | ISIN: | US8716071076 | | | Meeting Date: | 4/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Aart J. de Geus | Mgmt | For | For | |
| 1B. | Election of Director: Chi-Foon Chan | Mgmt | For | For | |
| 1C. | Election of Director: Janice D. Chaffin | Mgmt | For | For | |
| 1D. | Election of Director: Bruce R. Chizen | Mgmt | For | For | |
| 1E. | Election of Director: Mercedes Johnson | Mgmt | For | For | |
| 1F. | Election of Director: Chrysostomos L. "Max" Nikias | Mgmt | For | For | |
| 1G. | Election of Director: Jeannine P. Sargent | Mgmt | For | For | |
| 1H. | Election of Director: John Schwarz | Mgmt | For | For | |
| 1I. | Election of Director: Roy Vallee | Mgmt | For | For | |
| 2. | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 4,700,000 shares. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Mgmt | For | For | |
| 4. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending October 30, 2021. | Mgmt | For | For | |
| 5. | To vote on the stockholder proposal regarding special stockholder meetings, if properly presented at the meeting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3534 | 3534 | 0 | 3/18/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | T-MOBILE US, INC. | |
| | | | | | | | |
| | Security: | 872590104 | | | Agenda Number: | 935400921 | |
| | Ticker: | TMUS | | | Meeting Type: | Annual | |
| | ISIN: | US8725901040 | | | Meeting Date: | 6/3/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Marcelo Claure | Mgmt | For | For | |
| | 2 | Srikant M. Datar | Mgmt | For | For | |
| | 3 | Bavan M. Holloway | Mgmt | For | For | |
| | 4 | Timotheus Höttges | Mgmt | For | For | |
| | 5 | Christian P. Illek | Mgmt | For | For | |
| | 6 | Raphael Kübler | Mgmt | For | For | |
| | 7 | Thorsten Langheim | Mgmt | For | For | |
| | 8 | Dominique Leroy | Mgmt | For | For | |
| | 9 | G. Michael Sievert | Mgmt | For | For | |
| | 10 | Teresa A. Taylor | Mgmt | For | For | |
| | 11 | Omar Tazi | Mgmt | For | For | |
| | 12 | Kelvin R. Westbrook | Mgmt | For | For | |
| | 13 | Michael Wilkens | Mgmt | For | For | |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 28111 | 28111 | 0 | 5/18/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | TELADOC HEALTH, INC. | |
| | | | | | | | |
| | Security: | 87918A105 | | | Agenda Number: | 935377437 | |
| | Ticker: | TDOC | | | Meeting Type: | Annual | |
| | ISIN: | US87918A1051 | | | Meeting Date: | 5/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director for a term of one year: Christopher Bischoff | Mgmt | For | For | |
| 1B. | Election of Director for a term of one year: Karen L. Daniel | Mgmt | For | For | |
| 1C. | Election of Director for a term of one year: Sandra L. Fenwick | Mgmt | For | For | |
| 1D. | Election of Director for a term of one year: William H. Frist, MD | Mgmt | For | For | |
| 1E. | Election of Director for a term of one year: Jason Gorevic | Mgmt | For | For | |
| 1F. | Election of Director for a term of one year: Catherine A. Jacobson | Mgmt | For | For | |
| 1G. | Election of Director for a term of one year: Thomas G. McKinley | Mgmt | For | For | |
| 1H. | Election of Director for a term of one year: Kenneth H. Paulus | Mgmt | For | For | |
| 1I. | Election of Director for a term of one year: David Shedlarz | Mgmt | For | For | |
| 1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Mgmt | For | For | |
| 1K. | Election of Director for a term of one year: David B. Snow, Jr. | Mgmt | For | For | |
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 43 | 43 | 3472 | 4/27/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | TESLA, INC. | |
| | | | | | | | |
| | Security: | 88160R101 | | | Agenda Number: | 935259514 | |
| | Ticker: | TSLA | | | Meeting Type: | Annual | |
| | ISIN: | US88160R1014 | | | Meeting Date: | 9/22/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Class I Director to serve for a term of three years: Elon Musk | Mgmt | For | For | |
| 1.2 | Election of Class I Director to serve for a term of three years: Robyn Denholm | Mgmt | For | For | |
| 1.3 | Election of Class I Director to serve for a term of three years: Hiromichi Mizuno | Mgmt | For | For | |
| 2. | Tesla proposal to approve executive compensation on a non-binding advisory basis. | Mgmt | For | For | |
| 3. | Tesla proposal to ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |
| 4. | Stockholder proposal regarding paid advertising. | Shr | Against | For | |
| 5. | Stockholder proposal regarding simple majority voting provisions in our governing documents. | Shr | For | Against | |
| 6. | Stockholder proposal regarding reporting on employee arbitration. | Shr | For | Against | |
| 7. | Stockholder proposal regarding additional reporting on human rights. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3212 | 3212 | 0 | 8/29/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | THE HOME DEPOT, INC. | |
| | | | | | | | |
| | Security: | 437076102 | | | Agenda Number: | 935365874 | |
| | Ticker: | HD | | | Meeting Type: | Annual | |
| | ISIN: | US4370761029 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Gerard J. Arpey | Mgmt | For | For | |
| 1B. | Election of Director: Ari Bousbib | Mgmt | For | For | |
| 1C. | Election of Director: Jeffery H. Boyd | Mgmt | For | For | |
| 1D. | Election of Director: Gregory D. Brenneman | Mgmt | For | For | |
| 1E. | Election of Director: J. Frank Brown | Mgmt | For | For | |
| 1F. | Election of Director: Albert P. Carey | Mgmt | For | For | |
| 1G. | Election of Director: Helena B. Foulkes | Mgmt | For | For | |
| 1H. | Election of Director: Linda R. Gooden | Mgmt | For | For | |
| 1I. | Election of Director: Wayne M. Hewett | Mgmt | For | For | |
| 1J. | Election of Director: Manuel Kadre | Mgmt | For | For | |
| 1K. | Election of Director: Stephanie C. Linnartz | Mgmt | For | For | |
| 1L. | Election of Director: Craig A. Menear | Mgmt | For | For | |
| 2. | Ratification of the Appointment of KPMG LLP. | Mgmt | For | For | |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Mgmt | For | For | |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shr | Against | For | |
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shr | Against | For | |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 26730 | 26730 | 0 | 4/29/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | THE SHERWIN-WILLIAMS COMPANY | |
| | | | | | | | |
| | Security: | 824348106 | | | Agenda Number: | 935342585 | |
| | Ticker: | SHW | | | Meeting Type: | Annual | |
| | ISIN: | US8243481061 | | | Meeting Date: | 4/21/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Kerrii B. Anderson | Mgmt | For | For | |
| 1B. | Election of Director: Arthur F. Anton | Mgmt | For | For | |
| 1C. | Election of Director: Jeff M. Fettig | Mgmt | For | For | |
| 1D. | Election of Director: Richard J. Kramer | Mgmt | For | For | |
| 1E. | Election of Director: John G. Morikis | Mgmt | For | For | |
| 1F. | Election of Director: Christine A. Poon | Mgmt | For | For | |
| 1G. | Election of Director: Aaron M. Powell | Mgmt | For | For | |
| 1H. | Election of Director: Michael H. Thaman | Mgmt | For | For | |
| 1I. | Election of Director: Matthew Thornton III | Mgmt | For | For | |
| 1J. | Election of Director: Steven H. Wunning | Mgmt | For | For | |
| 2. | Advisory approval of the compensation of the named executives. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1950 | 1950 | 0 | 3/19/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | THE TRADE DESK, INC. | |
| | | | | | | | |
| | Security: | 88339J105 | | | Agenda Number: | 935395271 | |
| | Ticker: | TTD | | | Meeting Type: | Annual | |
| | ISIN: | US88339J1051 | | | Meeting Date: | 5/27/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | David R. Pickles | Mgmt | For | For | |
| | 2 | Gokul Rajaram | Mgmt | For | For | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1299 | 1299 | 0 | 5/7/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | THE WALT DISNEY COMPANY | |
| | | | | | | | |
| | Security: | 254687106 | | | Agenda Number: | 935328206 | |
| | Ticker: | DIS | | | Meeting Type: | Annual | |
| | ISIN: | US2546871060 | | | Meeting Date: | 3/9/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Susan E. Arnold | Mgmt | For | For | |
| 1B. | Election of Director: Mary T. Barra | Mgmt | For | For | |
| 1C. | Election of Director: Safra A. Catz | Mgmt | For | For | |
| 1D. | Election of Director: Robert A. Chapek | Mgmt | For | For | |
| 1E. | Election of Director: Francis A. deSouza | Mgmt | For | For | |
| 1F. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |
| 1G. | Election of Director: Robert A. Iger | Mgmt | For | For | |
| 1H. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |
| 1I. | Election of Director: Mark G. Parker | Mgmt | For | For | |
| 1J. | Election of Director: Derica W. Rice | Mgmt | For | For | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Mgmt | For | For | |
| 3. | To approve the advisory resolution on executive compensation. | Mgmt | For | For | |
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | |
| 5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 39330 | 39330 | 0 | 2/16/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | TRANSDIGM GROUP INCORPORATED | |
| | | | | | | | |
| | Security: | 893641100 | | | Agenda Number: | 935331873 | |
| | Ticker: | TDG | | | Meeting Type: | Annual | |
| | ISIN: | US8936411003 | | | Meeting Date: | 3/18/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | David Barr | Mgmt | For | For | |
| | 2 | Mervin Dunn | Mgmt | For | For | |
| | 3 | Michael Graff | Mgmt | For | For | |
| | 4 | Sean Hennessy | Mgmt | For | For | |
| | 5 | W. Nicholas Howley | Mgmt | For | For | |
| | 6 | Raymond Laubenthal | Mgmt | For | For | |
| | 7 | Gary E. McCullough | Mgmt | For | For | |
| | 8 | Michele Santana | Mgmt | For | For | |
| | 9 | Robert Small | Mgmt | For | For | |
| | 10 | John Staer | Mgmt | For | For | |
| | 11 | Kevin Stein | Mgmt | For | For | |
| 2. | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Mgmt | Against | Against | |
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 1242 | 1242 | 0 | 3/2/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | TWILIO INC. | |
| | | | | | | | |
| | Security: | 90138F102 | | | Agenda Number: | 935414716 | |
| | Ticker: | TWLO | | | Meeting Type: | Annual | |
| | ISIN: | US90138F1021 | | | Meeting Date: | 6/16/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Jeff Lawson | Mgmt | For | For | |
| | 2 | Byron Deeter | Mgmt | For | For | |
| | 3 | Jeffrey Epstein | Mgmt | For | For | |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 3. | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Mgmt | Against | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 42 | 42 | 4120 | 5/29/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | TWITTER, INC. | |
| | | | | | | | |
| | Security: | 90184L102 | | | Agenda Number: | 935395120 | |
| | Ticker: | TWTR | | | Meeting Type: | Annual | |
| | ISIN: | US90184L1026 | | | Meeting Date: | 6/24/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Jesse Cohn | Mgmt | For | For | |
| 1B. | Election of Director: Martha Lane Fox | Mgmt | For | For | |
| 1C. | Election of Director: Fei-Fei Li | Mgmt | For | For | |
| 1D. | Election of Director: David Rosenblatt | Mgmt | For | For | |
| 2. | The approval, on an advisory basis, of the compensation of our named executive officers ("Say-on-Pay"). | Mgmt | For | For | |
| 3. | The approval, on an advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |
| 5. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Mgmt | For | For | |
| 6. | Shareholder proposal no. 6 has been withdrawn | Shr | Abstain | Against | |
| 7. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 19646 | 19646 | 0 | 5/20/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | UBER TECHNOLOGIES, INC. | |
| | | | | | | | |
| | Security: | 90353T100 | | | Agenda Number: | 935369341 | |
| | Ticker: | UBER | | | Meeting Type: | Annual | |
| | ISIN: | US90353T1007 | | | Meeting Date: | 5/10/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Ronald Sugar | Mgmt | For | For | |
| 1B. | Election of Director: Revathi Advaithi | Mgmt | For | For | |
| 1C. | Election of Director: Ursula Burns | Mgmt | For | For | |
| 1D. | Election of Director: Robert Eckert | Mgmt | For | For | |
| 1E. | Election of Director: Amanda Ginsberg | Mgmt | For | For | |
| 1F. | Election of Director: Dara Khosrowshahi | Mgmt | For | For | |
| 1G. | Election of Director: Wan Ling Martello | Mgmt | For | For | |
| 1H. | Election of Director: Yasir Al-Rumayyan | Mgmt | For | For | |
| 1I. | Election of Director: John Thain | Mgmt | For | For | |
| 1J. | Election of Director: David Trujillo | Mgmt | For | For | |
| 1K. | Election of Director: Alexander Wynaendts | Mgmt | For | For | |
| 2. | Advisory vote to approve 2020 named executive officer compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Mgmt | For | For | |
| 5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 42349 | 42349 | 0 | 4/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | UNION PACIFIC CORPORATION | |
| | | | | | | | |
| | Security: | 907818108 | | | Agenda Number: | 935364947 | |
| | Ticker: | UNP | | | Meeting Type: | Annual | |
| | ISIN: | US9078181081 | | | Meeting Date: | 5/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Andrew H. Card Jr. | Mgmt | For | For | |
| 1B. | Election of Director: William J. DeLaney | Mgmt | For | For | |
| 1C. | Election of Director: David B. Dillon | Mgmt | For | For | |
| 1D. | Election of Director: Lance M. Fritz | Mgmt | For | For | |
| 1E. | Election of Director: Deborah C. Hopkins | Mgmt | For | For | |
| 1F. | Election of Director: Jane H. Lute | Mgmt | For | For | |
| 1G. | Election of Director: Michael R. McCarthy | Mgmt | For | For | |
| 1H. | Election of Director: Thomas F. McLarty III | Mgmt | For | For | |
| 1I. | Election of Director: Jose H. Villarreal | Mgmt | For | For | |
| 1J. | Election of Director: Christopher J. Williams | Mgmt | For | For | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Mgmt | For | For | |
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Mgmt | For | For | |
| 4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Mgmt | For | For | |
| 5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Mgmt | For | For | |
| 6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shr | For | Against | |
| 7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shr | For | Against | |
| 8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 15968 | 15968 | 0 | 4/22/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | UNITEDHEALTH GROUP INCORPORATED | |
| | | | | | | | |
| | Security: | 91324P102 | | | Agenda Number: | 935414879 | |
| | Ticker: | UNH | | | Meeting Type: | Annual | |
| | ISIN: | US91324P1021 | | | Meeting Date: | 6/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Richard T. Burke | Mgmt | For | For | |
| 1B. | Election of Director: Timothy P. Flynn | Mgmt | For | For | |
| 1C. | Election of Director: Stephen J. Hemsley | Mgmt | For | For | |
| 1D. | Election of Director: Michele J. Hooper | Mgmt | For | For | |
| 1E. | Election of Director: F. William McNabb III | Mgmt | For | For | |
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Mgmt | For | For | |
| 1G. | Election of Director: John H. Noseworthy, M.D. | Mgmt | For | For | |
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Mgmt | For | For | |
| 1I. | Election of Director: Andrew Witty | Mgmt | For | For | |
| 2. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Mgmt | For | For | |
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Mgmt | For | For | |
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 20302 | 20302 | 0 | 5/17/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | VEEVA SYSTEMS INC. | |
| | | | | | | | |
| | Security: | 922475108 | | | Agenda Number: | 935312518 | |
| | Ticker: | VEEV | | | Meeting Type: | Special | |
| | ISIN: | US9224751084 | | | Meeting Date: | 1/13/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to become a public benefit corporation. | Mgmt | For | For | |
| 2. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to eliminate the classified structure of our Board of Directors. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3314 | 3314 | 0 | 12/19/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | VEEVA SYSTEMS INC. | |
| | | | | | | | |
| | Security: | 922475108 | | | Agenda Number: | 935433677 | |
| | Ticker: | VEEV | | | Meeting Type: | Annual | |
| | ISIN: | US9224751084 | | | Meeting Date: | 6/23/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director to serve until the 2022 annual meeting: Mark Carges | Mgmt | For | For | |
| 1B. | Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Mgmt | For | For | |
| 1C. | Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Mgmt | For | For | |
| 1D. | Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Mgmt | For | For | |
| 1E. | Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Mgmt | For | For | |
| 1F. | Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Mgmt | For | For | |
| 1G. | Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Mgmt | For | For | |
| 1H. | Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Mgmt | For | For | |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To hold an advisory (non-binding) vote to approve named executive officer compensation. | Mgmt | For | For | |
| 4. | To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Mgmt | 1 Year | Against | |
| 5. | To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Mgmt | Abstain | Against | |
| 6. | To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 3493 | 3493 | 0 | 6/7/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | VERTEX PHARMACEUTICALS INCORPORATED | |
| | | | | | | | |
| | Security: | 92532F100 | | | Agenda Number: | 935383959 | |
| | Ticker: | VRTX | | | Meeting Type: | Annual | |
| | ISIN: | US92532F1003 | | | Meeting Date: | 5/19/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Sangeeta Bhatia | Mgmt | For | For | |
| 1B. | Election of Director: Lloyd Carney | Mgmt | For | For | |
| 1C. | Election of Director: Alan Garber | Mgmt | For | For | |
| 1D. | Election of Director: Terrence Kearney | Mgmt | For | For | |
| 1E. | Election of Director: Reshma Kewalramani | Mgmt | For | For | |
| 1F. | Election of Director: Yuchun Lee | Mgmt | For | For | |
| 1G. | Election of Director: Jeffrey Leiden | Mgmt | For | For | |
| 1H. | Election of Director: Margaret McGlynn | Mgmt | For | For | |
| 1I. | Election of Director: Diana McKenzie | Mgmt | For | For | |
| 1J. | Election of Director: Bruce Sachs | Mgmt | For | For | |
| 2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2021. | Mgmt | Against | Against | |
| 3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
| 4. | Shareholder proposal, if properly presented at the meeting, regarding a report on lobbying activities. | Shr | Against | For | |
| 5. | Shareholder proposal, if properly presented at the meeting, regarding a report on political spending. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 6392 | 6392 | 0 | 4/28/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | VISA INC. | |
| | | | | | | | |
| | Security: | 92826C839 | | | Agenda Number: | 935315576 | |
| | Ticker: | V | | | Meeting Type: | Annual | |
| | ISIN: | US92826C8394 | | | Meeting Date: | 1/26/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Lloyd A. Carney | Mgmt | For | For | |
| 1B. | Election of Director: Mary B. Cranston | Mgmt | For | For | |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Mgmt | For | For | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Mgmt | For | For | |
| 1E. | Election of Director: Ramon Laguarta | Mgmt | For | For | |
| 1F. | Election of Director: John F. Lundgren | Mgmt | For | For | |
| 1G. | Election of Director: Robert W. Matschullat | Mgmt | For | For | |
| 1H. | Election of Director: Denise M. Morrison | Mgmt | For | For | |
| 1I. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |
| 1J. | Election of Director: Linda J. Rendle | Mgmt | For | For | |
| 1K. | Election of Director: John A. C. Swainson | Mgmt | For | For | |
| 1L. | Election of Director: Maynard G. Webb, Jr. | Mgmt | For | For | |
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Mgmt | For | For | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Mgmt | For | For | |
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Mgmt | For | For | |
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shr | Against | For | |
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 9218 | 9218 | 38748 | 1/6/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | VMWARE, INC. | |
| | | | | | | | |
| | Security: | 928563402 | | | Agenda Number: | 935225993 | |
| | Ticker: | VMW | | | Meeting Type: | Annual | |
| | ISIN: | US9285634021 | | | Meeting Date: | 7/15/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Anthony Bates | Mgmt | For | For | |
| 2. | An advisory vote to approve named executive officer compensation, as described in VMware's Proxy Statement. | Mgmt | Against | Against | |
| 3. | To ratify the selection by the Audit Committee of VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending January 29, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 382 | 382 | 5957 | 6/23/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | WALMART INC. | |
| | | | | | | | |
| | Security: | 931142103 | | | Agenda Number: | 935404866 | |
| | Ticker: | WMT | | | Meeting Type: | Annual | |
| | ISIN: | US9311421039 | | | Meeting Date: | 6/2/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Cesar Conde | Mgmt | For | For | |
| 1B. | Election of Director: Timothy P. Flynn | Mgmt | For | For | |
| 1C. | Election of Director: Sarah J. Friar | Mgmt | For | For | |
| 1D. | Election of Director: Carla A. Harris | Mgmt | For | For | |
| 1E. | Election of Director: Thomas W. Horton | Mgmt | For | For | |
| 1F. | Election of Director: Marissa A. Mayer | Mgmt | For | For | |
| 1G. | Election of Director: C. Douglas McMillon | Mgmt | For | For | |
| 1H. | Election of Director: Gregory B. Penner | Mgmt | For | For | |
| 1I. | Election of Director: Steven S Reinemund | Mgmt | For | For | |
| 1J. | Election of Director: Randall L. Stephenson | Mgmt | For | For | |
| 1K. | Election of Director: S. Robson Walton | Mgmt | For | For | |
| 1L. | Election of Director: Steuart L. Walton | Mgmt | For | For | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | Against | Against | |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Mgmt | For | For | |
| 4. | Report on Refrigerants Released from Operations. | Shr | Against | For | |
| 5. | Report on Lobbying Disclosures. | Shr | Against | For | |
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shr | Against | For | |
| 7. | Create a Pandemic Workforce Advisory Council. | Shr | Against | For | |
| 8. | Report on Statement of the Purpose of a Corporation. | Shr | Against | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 62745 | 62745 | 0 | 5/13/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | WASTE MANAGEMENT, INC. | |
| | | | | | | | |
| | Security: | 94106L109 | | | Agenda Number: | 935369199 | |
| | Ticker: | WM | | | Meeting Type: | Annual | |
| | ISIN: | US94106L1098 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: James C. Fish, Jr. | Mgmt | For | For | |
| 1B. | Election of Director: Andrés R. Gluski | Mgmt | For | For | |
| 1C. | Election of Director: Victoria M. Holt | Mgmt | For | For | |
| 1D. | Election of Director: Kathleen M. Mazzarella | Mgmt | For | For | |
| 1E. | Election of Director: Sean E. Menke | Mgmt | For | For | |
| 1F. | Election of Director: William B. Plummer | Mgmt | For | For | |
| 1G. | Election of Director: John C. Pope | Mgmt | For | For | |
| 1H. | Election of Director: Maryrose T. Sylvester | Mgmt | For | For | |
| 1I. | Election of Director: Thomas H. Weidemeyer | Mgmt | For | For | |
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 3. | Non-binding, advisory proposal to approve our executive compensation. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 10201 | 10201 | 0 | 4/19/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | WAYFAIR INC | |
| | | | | | | | |
| | Security: | 94419L101 | | | Agenda Number: | 935361763 | |
| | Ticker: | W | | | Meeting Type: | Annual | |
| | ISIN: | US94419L1017 | | | Meeting Date: | 5/11/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Niraj Shah | Mgmt | For | For | |
| 1B. | Election of Director: Steven Conine | Mgmt | For | For | |
| 1C. | Election of Director: Michael Choe | Mgmt | For | For | |
| 1D. | Election of Director: Andrea Jung | Mgmt | For | For | |
| 1E. | Election of Director: Michael Kumin | Mgmt | For | For | |
| 1F. | Election of Director: Jeffrey Naylor | Mgmt | For | For | |
| 1G. | Election of Director: Anke Schäferkordt | Mgmt | For | For | |
| 1H. | Election of Director: Michael E. Sneed | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 30 | 30 | 2964 | 4/20/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | WORKDAY, INC. | |
| | | | | | | | |
| | Security: | 98138H101 | | | Agenda Number: | 935410477 | |
| | Ticker: | WDAY | | | Meeting Type: | Annual | |
| | ISIN: | US98138H1014 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Aneel Bhusri | Mgmt | For | For | |
| | 2 | Ann-Marie Campbell | Mgmt | For | For | |
| | 3 | David A. Duffield | Mgmt | For | For | |
| | 4 | Lee J. Styslinger III | Mgmt | For | For | |
| 2. | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |
| 4. | To approve, on an advisory basis, the frequency of future advisory votes concerning the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 5614 | 5614 | 0 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | XILINX, INC. | |
| | | | | | | | |
| | Security: | 983919101 | | | Agenda Number: | 935240527 | |
| | Ticker: | XLNX | | | Meeting Type: | Annual | |
| | ISIN: | US9839191015 | | | Meeting Date: | 8/5/2020 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1.1 | Election of Director: Dennis Segers | Mgmt | For | For | |
| 1.2 | Election of Director: Raman K. Chitkara | Mgmt | For | For | |
| 1.3 | Election of Director: Saar Gillai | Mgmt | For | For | |
| 1.4 | Election of Director: Ronald S. Jankov | Mgmt | For | For | |
| 1.5 | Election of Director: Mary Louise Krakauer | Mgmt | For | For | |
| 1.6 | Election of Director: Thomas H. Lee | Mgmt | For | For | |
| 1.7 | Election of Director: Jon A. Olson | Mgmt | For | For | |
| 1.8 | Election of Director: Victor Peng | Mgmt | For | For | |
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Mgmt | For | For | |
| 2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2021. | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 4402 | 4402 | 0 | 7/15/2020 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | XILINX, INC. | |
| | | | | | | | |
| | Security: | 983919101 | | | Agenda Number: | 935346735 | |
| | Ticker: | XLNX | | | Meeting Type: | Special | |
| | ISIN: | US9839191015 | | | Meeting Date: | 4/7/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as "Merger Sub," and Xilinx, which proposal is referred to as the "Xilinx merger proposal". | Mgmt | For | For | |
| 2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "Xilinx compensation proposal". | Mgmt | For | For | |
| 3. | Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the "Xilinx adjournment proposal". | Mgmt | For | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 5979 | 5979 | 0 | 3/25/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ZILLOW GROUP, INC. | |
| | | | | | | | |
| | Security: | 98954M101 | | | Agenda Number: | 935411152 | |
| | Ticker: | ZG | | | Meeting Type: | Annual | |
| | ISIN: | US98954M1018 | | | Meeting Date: | 6/8/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Erik Blachford | Mgmt | For | For | |
| | 2 | Gordon Stephenson | Mgmt | For | For | |
| | 3 | Claire Cormier Thielke | Mgmt | For | For | |
| 2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ended December 31, 2021. | Mgmt | For | For | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
| 4. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 600 | 600 | 5697 | 5/21/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ZOETIS INC. | |
| | | | | | | | |
| | Security: | 98978V103 | | | Agenda Number: | 935383252 | |
| | Ticker: | ZTS | | | Meeting Type: | Annual | |
| | ISIN: | US98978V1035 | | | Meeting Date: | 5/20/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1A. | Election of Director: Sanjay Khosla | Mgmt | For | For | |
| 1B. | Election of Director: Antoinette R. Leatherberry | Mgmt | For | For | |
| 1C. | Election of Director: Willie M. Reed | Mgmt | For | For | |
| 1D. | Election of Director: Linda Rhodes | Mgmt | For | For | |
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Mgmt | For | For | |
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |
| 4. | Shareholder proposal regarding simple majority vote. | Shr | For | Against | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 11233 | 11233 | 0 | 4/29/2021 |
| Motley Fool 100 Index ETF | |
| | | | | | | | |
| | ZOOM VIDEO COMMUNICATIONS, INC. | |
| | | | | | | | |
| | Security: | 98980L101 | | | Agenda Number: | 935412926 | |
| | Ticker: | ZM | | | Meeting Type: | Annual | |
| | ISIN: | US98980L1017 | | | Meeting Date: | 6/17/2021 | |
| | | | | | | | |
| Prop. # | Proposal | | | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
| 1. | DIRECTOR | | | | |
| | 1 | Jonathan Chadwick | Mgmt | For | For | |
| | 2 | Kimberly L. Hammonds | Mgmt | For | For | |
| | 3 | Dan Scheinman | Mgmt | For | For | |
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |
| 3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Mgmt | Against | Against | |
| 4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
| Account Number | | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date |
| 19-5790 | SBCN | 7191 | 7191 | 0 | 6/2/2021 |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
