UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-05518
Investment Company Act file number
The RBB Fund, Inc.
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices)(Zip code)
Salvatore Faia, President
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-5366
Date of fiscal year end: August 31
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
Abbey Capital Limited
Abbey Capital Futures Strategy Fund
The Abbey Capital Futures Strategy Fund did not vote any proxies during the one year period ended June 30, 2021.
Abbey Capital Multi Asset Fund
The Abbey Capital Multi Asset Fund did not vote any proxies during the one year period ended June 30, 2021.
Adara Smaller Companies Fund
Aperio Group, LLC
Vote Summary
AZZ INC. | ||||||||
Security | 002474104 | Meeting Type | Annual | |||||
Ticker Symbol | AZZ | Meeting Date | 08-Jul-2020 | |||||
ISIN | US0024741045 | Agenda | 935219469 - Management | |||||
Record Date | 08-May-2020 | Holding Recon Date | 08-May-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jul-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Daniel E. Berce | For | For | |||||
2 | Paul Eisman | For | For | |||||
3 | Daniel R. Feehan | For | For | |||||
4 | Thomas E. Ferguson | For | For | |||||
5 | Kevern R. Joyce | For | For | |||||
6 | Venita McCellon-Allen | For | For | |||||
7 | Ed McGough | For | For | |||||
8 | Steven R. Purvis | For | For | |||||
2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||
3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||
HAEMONETICS CORPORATION | ||||||||
Security | 405024100 | Meeting Type | Annual | |||||
Ticker Symbol | HAE | Meeting Date | 21-Jul-2020 | |||||
ISIN | US4050241003 | Agenda | 935229725 - Management | |||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Jul-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christopher A. Simon | For | For | |||||
2 | Robert E. Abernathy | For | For | |||||
3 | Michael J. Coyle | For | For | |||||
4 | Charles J. Dockendorff | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 3, 2021. | Management | For | For | ||||
RH | ||||||||
Security | 74967X103 | Meeting Type | Annual | |||||
Ticker Symbol | RH | Meeting Date | 22-Jul-2020 | |||||
ISIN | US74967X1037 | Agenda | 935230689 - Management | |||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Jul-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Hilary Krane | For | For | |||||
2 | Katie Mitic | For | For | |||||
3 | Ali Rowghani | For | For | |||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Advisory vote on frequency of advisory vote on executive compensation. | Management | 1 Year | For | ||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
CIRRUS LOGIC, INC. | ||||||||
Security | 172755100 | Meeting Type | Annual | |||||
Ticker Symbol | CRUS | Meeting Date | 31-Jul-2020 | |||||
ISIN | US1727551004 | Agenda | 935235007 - Management | |||||
Record Date | 01-Jun-2020 | Holding Recon Date | 01-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John C. Carter | For | For | |||||
2 | Alexander M. Davern | For | For | |||||
3 | Timothy R. Dehne | For | For | |||||
4 | Deirdre R. Hanford | For | For | |||||
5 | Catherine P. Lego | For | For | |||||
6 | Jason P. Rhode | For | For | |||||
7 | Alan R. Schuele | For | For | |||||
8 | David J. Tupman | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 27, 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | Approval of the first amendment to the 2018 Long Term Incentive Plan. | Management | For | For | ||||
ALLEGIANT TRAVEL COMPANY | ||||||||
Security | 01748X102 | Meeting Type | Annual | |||||
Ticker Symbol | ALGT | Meeting Date | 04-Aug-2020 | |||||
ISIN | US01748X1028 | Agenda | 935240200 - Management | |||||
Record Date | 08-Jun-2020 | Holding Recon Date | 08-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Maurice J. Gallagher Jr | Management | For | For | ||||
1B. | Election of Director: Montie Brewer | Management | For | For | ||||
1C. | Election of Director: Gary Ellmer | Management | Against | Against | ||||
1D. | Election of Director: Ponder Harrison | Management | For | For | ||||
1E. | Election of Director: Linda A. Marvin | Management | For | For | ||||
1F. | Election of Director: Charles W. Pollard | Management | For | For | ||||
1G. | Election of Director: John Redmond | Management | For | For | ||||
2. | Approval of advisory resolution approving executive compensation. | Management | For | For | ||||
3. | Ratification of KPMG LLP as independent registered public accountants. | Management | For | For | ||||
4. | Stockholder proposal regarding right to call a special meeting. | Shareholder | Against | For | ||||
VISTA OUTDOOR INC | ||||||||
Security | 928377100 | Meeting Type | Annual | |||||
Ticker Symbol | VSTO | Meeting Date | 04-Aug-2020 | |||||
ISIN | US9283771007 | Agenda | 935240983 - Management | |||||
Record Date | 11-Jun-2020 | Holding Recon Date | 11-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Tig H. Krekel | Management | For | For | ||||
1B. | Election of Director: Gary L. McArthur | Management | For | For | ||||
1C. | Election of Director: Mark A. Gottfredson | Management | For | For | ||||
1D. | Election of Director: Christopher T. Metz | Management | For | For | ||||
1E. | Election of Director: Michael D. Robinson | Management | For | For | ||||
1F. | Election of Director: Frances P. Philip | Management | For | For | ||||
1G. | Election of Director: Lynn M. Utter | Management | For | For | ||||
2. | Advisory Vote to Approve Compensation of Vista Outdoor's Named Executive Officers. | Management | For | For | ||||
3. | Ratification of the Appointment of Vista Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
4. | Approve the 2020 Stock Incentive Plan. | Management | For | For | ||||
UNIVERSAL CORPORATION | ||||||||
Security | 913456109 | Meeting Type | Annual | |||||
Ticker Symbol | UVV | Meeting Date | 04-Aug-2020 | |||||
ISIN | US9134561094 | Agenda | 935243472 - Management | |||||
Record Date | 09-Jun-2020 | Holding Recon Date | 09-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | George C. Freeman, III | For | For | |||||
2 | Lennart R. Freeman | For | For | |||||
3 | Jacqueline T. Williams | For | For | |||||
2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
8X8, INC. | ||||||||
Security | 282914100 | Meeting Type | Annual | |||||
Ticker Symbol | EGHT | Meeting Date | 10-Aug-2020 | |||||
ISIN | US2829141009 | Agenda | 935242785 - Management | |||||
Record Date | 12-Jun-2020 | Holding Recon Date | 12-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Bryan R. Martin | For | For | |||||
2 | Vikram Verma | For | For | |||||
3 | Eric Salzman | For | For | |||||
4 | Jaswinder Pal Singh | For | For | |||||
5 | Vladimir Jacimovic | For | For | |||||
6 | Monique Bonner | For | For | |||||
7 | Todd Ford | For | For | |||||
8 | Elizabeth Theophille | For | For | |||||
2. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
3. | To approve proposed amendments to the 8x8, Inc. Amended and Restated 1996 Employee Stock Purchase Plan, including the reservation of 3,000,000 additional shares thereunder. | Management | For | For | ||||
4. | To vote, on an advisory and non-binding basis, on the compensation of the Company's named executive officers (as set forth in the proxy statement). | Management | For | For | ||||
ABIOMED, INC. | ||||||||
Security | 003654100 | Meeting Type | Annual | |||||
Ticker Symbol | ABMD | Meeting Date | 12-Aug-2020 | |||||
ISIN | US0036541003 | Agenda | 935242761 - Management | |||||
Record Date | 15-Jun-2020 | Holding Recon Date | 15-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Dorothy E. Puhy | For | For | |||||
2 | Paul G. Thomas | For | For | |||||
3 | C.D. Van Gorder | For | For | |||||
2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
U.S. PHYSICAL THERAPY, INC. | ||||||||
Security | 90337L108 | Meeting Type | Annual | |||||
Ticker Symbol | USPH | Meeting Date | 18-Aug-2020 | |||||
ISIN | US90337L1089 | Agenda | 935245604 - Management | |||||
Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Edward L. Kuntz | For | For | |||||
2 | Christopher J. Reading | For | For | |||||
3 | Lawrance W. McAfee | For | For | |||||
4 | Mark J. Brookner | For | For | |||||
5 | Harry S. Chapman | For | For | |||||
6 | Dr. Bernard A Harris Jr | For | For | |||||
7 | Kathleen A. Gilmartin | For | For | |||||
8 | Regg E. Swanson | For | For | |||||
9 | Clayton K. Trier | For | For | |||||
2. | Advisory vote to approve the named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | As determined by a majority of our Board of Directors, the proxies are authorized to vote upon other business as may properly come before the meeting or any adjournments. | Management | For | |||||
NEXTGEN HEALTHCARE, INC. | ||||||||
Security | 65343C102 | Meeting Type | Annual | |||||
Ticker Symbol | NXGN | Meeting Date | 18-Aug-2020 | |||||
ISIN | US65343C1027 | Agenda | 935245692 - Management | |||||
Record Date | 25-Jun-2020 | Holding Recon Date | 25-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John R. "Rusty" Frantz | For | For | |||||
2 | Craig A. Barbarosh | For | For | |||||
3 | George H. Bristol | For | For | |||||
4 | Julie D. Klapstein | For | For | |||||
5 | James C. Malone | For | For | |||||
6 | Jeffrey H. Margolis | For | For | |||||
7 | Morris Panner | For | For | |||||
8 | Sheldon Razin | For | For | |||||
9 | Lance E. Rosenzweig | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
MONRO, INC. | ||||||||
Security | 610236101 | Meeting Type | Annual | |||||
Ticker Symbol | MNRO | Meeting Date | 18-Aug-2020 | |||||
ISIN | US6102361010 | Agenda | 935245705 - Management | |||||
Record Date | 29-Jun-2020 | Holding Recon Date | 29-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John L. Auerbach | For | For | |||||
2 | Donald Glickman | For | For | |||||
3 | Lindsay N. Hyde | For | For | |||||
4 | Leah C. Johnson | For | For | |||||
2. | To approve, on a non-binding, advisory basis, the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 27, 2021. | Management | For | For | ||||
WORLD ACCEPTANCE CORPORATION | ||||||||
Security | 981419104 | Meeting Type | Annual | |||||
Ticker Symbol | WRLD | Meeting Date | 18-Aug-2020 | |||||
ISIN | US9814191048 | Agenda | 935250516 - Management | |||||
Record Date | 07-Jul-2020 | Holding Recon Date | 07-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ken R. Bramlett, Jr. | Withheld | Against | |||||
2 | R. Chad Prashad | For | For | |||||
3 | Scott J. Vassalluzzo | Withheld | Against | |||||
4 | Charles D. Way | For | For | |||||
5 | Darrell E. Whitaker | Withheld | Against | |||||
2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
AMERICAN WOODMARK CORPORATION | ||||||||
Security | 030506109 | Meeting Type | Annual | |||||
Ticker Symbol | AMWD | Meeting Date | 20-Aug-2020 | |||||
ISIN | US0305061097 | Agenda | 935247761 - Management | |||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director to serve a one year term: Andrew B. Cogan | Management | For | For | ||||
1.2 | Election of Director to serve a one year term: James G. Davis, Jr. | Management | For | For | ||||
1.3 | Election of Director to serve a one year term: S. Cary Dunston | Management | For | For | ||||
1.4 | Election of Director to serve a one year term: Martha M. Hayes | Management | For | For | ||||
1.5 | Election of Director to serve a one year term: Daniel T. Hendrix | Management | For | For | ||||
1.6 | Election of Director to serve a one year term: Carol B. Moerdyk | Management | For | For | ||||
1.7 | Election of Director to serve a one year term: Vance W. Tang | Management | For | For | ||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For | ||||
3. | To consider and vote upon the extension of the Company's 2015 Non-Employee Directors Restricted Stock Unit Plan. | Management | For | For | ||||
4. | To approve on an advisory basis the Company's executive compensation. | Management | For | For | ||||
BOOT BARN HOLDINGS, INC. | ||||||||
Security | 099406100 | Meeting Type | Annual | |||||
Ticker Symbol | BOOT | Meeting Date | 26-Aug-2020 | |||||
ISIN | US0994061002 | Agenda | 935247759 - Management | |||||
Record Date | 02-Jul-2020 | Holding Recon Date | 02-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-Aug-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Peter Starrett | For | For | |||||
2 | Greg Bettinelli | For | For | |||||
3 | James G. Conroy | For | For | |||||
4 | Lisa G. Laube | For | For | |||||
5 | Anne MacDonald | For | For | |||||
6 | Brenda I. Morris | For | For | |||||
7 | Brad Weston | For | For | |||||
2. | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2020 ("say-on-pay"). | Management | For | For | ||||
3. | Approval of the Boot Barn Holdings, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||
4. | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ended March 27, 2021. | Management | For | For | ||||
CASEY'S GENERAL STORES, INC. | ||||||||
Security | 147528103 | Meeting Type | Annual | |||||
Ticker Symbol | CASY | Meeting Date | 02-Sep-2020 | |||||
ISIN | US1475281036 | Agenda | 935251289 - Management | |||||
Record Date | 06-Jul-2020 | Holding Recon Date | 06-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: H. Lynn Horak | Management | For | For | ||||
1b. | Election of Director: Diane C. Bridgewater | Management | For | For | ||||
1c. | Election of Director: David K. Lenhardt | Management | For | For | ||||
1d. | Election of Director: Darren M. Rebelez | Management | For | For | ||||
1e. | Election of Director: Larree M. Renda | Management | For | For | ||||
1f. | Election of Director: Judy A. Schmeling | Management | For | For | ||||
1g. | Election of Director: Allison M. Wing | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. | Management | For | For | ||||
3. | To hold an advisory vote on our named executive officer compensation. | Management | For | For | ||||
MOTORCAR PARTS OF AMERICA, INC. | ||||||||
Security | 620071100 | Meeting Type | Annual | |||||
Ticker Symbol | MPAA | Meeting Date | 02-Sep-2020 | |||||
ISIN | US6200711009 | Agenda | 935252318 - Management | |||||
Record Date | 13-Jul-2020 | Holding Recon Date | 13-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Selwyn Joffe | Management | For | For | ||||
1B. | Election of Director: Scott J. Adelson | Management | For | For | ||||
1C. | Election of Director: Dr. David Bryan | Management | For | For | ||||
1D. | Election of Director: Rudolph J. Borneo | Management | For | For | ||||
1E. | Election of Director: Joseph Ferguson | Management | For | For | ||||
1F. | Election of Director: Philip Gay | Management | For | For | ||||
1G. | Election of Director: Duane Miller | Management | For | For | ||||
1H. | Election of Director: Jeffrey Mirvis | Management | For | For | ||||
1I. | Election of Director: Barbara L. Whittaker | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ended March 31, 2021. | Management | For | For | ||||
3. | To vote on an advisory (non-binding) proposal to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | The Fourth Amended and Restated 2010 Incentive Award Plan. | Management | For | For | ||||
NUVASIVE, INC. | ||||||||
Security | 670704105 | Meeting Type | Special | |||||
Ticker Symbol | NUVA | Meeting Date | 10-Sep-2020 | |||||
ISIN | US6707041058 | Agenda | 935253966 - Management | |||||
Record Date | 15-Jul-2020 | Holding Recon Date | 15-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares | Management | For | For | ||||
2. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. | Management | For | For | ||||
EBIX, INC. | ||||||||
Security | 278715206 | Meeting Type | Annual | |||||
Ticker Symbol | EBIX | Meeting Date | 14-Sep-2020 | |||||
ISIN | US2787152063 | Agenda | 935264096 - Management | |||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robin Raina | For | For | |||||
2 | Hans U. Benz | For | For | |||||
3 | Pavan Bhalla | For | For | |||||
4 | Neil Eckert | Withheld | Against | |||||
5 | George W. Hebard, III | For | For | |||||
6 | Rolf Herter | Withheld | Against | |||||
7 | Hans Ueli Keller | For | For | |||||
2. | Approval of the 2020 Amended and Restated Equity Plan. | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||
ATN INTERNATIONAL, INC. | ||||||||
Security | 00215F107 | Meeting Type | Annual | |||||
Ticker Symbol | ATNI | Meeting Date | 15-Sep-2020 | |||||
ISIN | US00215F1075 | Agenda | 935256037 - Management | |||||
Record Date | 24-Jul-2020 | Holding Recon Date | 24-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Bernard J. Bulkin | Management | For | For | ||||
1B. | Election of Director: James S. Eisenstein | Management | For | For | ||||
1C. | Election of Director: Richard J. Ganong | Management | For | For | ||||
1D. | Election of Director: John C. Kennedy | Management | For | For | ||||
1E. | Election of Director: Pamela F. Lenehan | Management | For | For | ||||
1F. | Election of Director: Liane J. Pelletier | Management | For | For | ||||
1G. | Election of Director: Michael T. Prior | Management | For | For | ||||
1H. | Election of Director: Charles J. Roesslein | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||
METHODE ELECTRONICS, INC. | ||||||||
Security | 591520200 | Meeting Type | Annual | |||||
Ticker Symbol | MEI | Meeting Date | 16-Sep-2020 | |||||
ISIN | US5915202007 | Agenda | 935253598 - Management | |||||
Record Date | 20-Jul-2020 | Holding Recon Date | 20-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Walter J. Aspatore | Management | For | For | ||||
1B. | Election of Director: David P. Blom | Management | For | For | ||||
1C. | Election of Director: Therese M. Bobek | Management | For | For | ||||
1D. | Election of Director: Brian J. Cadwallader | Management | For | For | ||||
1E. | Election of Director: Bruce K. Crowther | Management | For | For | ||||
1F. | Election of Director: Darren M. Dawson | Management | For | For | ||||
1G. | Election of Director: Donald W. Duda | Management | For | For | ||||
1H. | Election of Director: Mary A. Lindsey | Management | For | For | ||||
1I. | Election of Director: Angelo V. Pantaleo | Management | For | For | ||||
1J. | Election of Director: Mark D. Schwabero | Management | For | For | ||||
1K. | Election of Director: Lawrence B. Skatoff | Management | For | For | ||||
2. | The ratification of the Audit Committee's selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending May 1, 2021. | Management | For | For | ||||
3. | The advisory approval of Methode's named executive officer compensation. | Management | For | For | ||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||
Security | 874054109 | Meeting Type | Annual | |||||
Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | |||||
ISIN | US8740541094 | Agenda | 935256758 - Management | |||||
Record Date | 20-Jul-2020 | Holding Recon Date | 20-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||
1B. | Election of Director: Michael Dornemann | Management | For | For | ||||
1C. | Election of Director: J. Moses | Management | For | For | ||||
1D. | Election of Director: Michael Sheresky | Management | For | For | ||||
1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||
1F. | Election of Director: Susan Tolson | Management | For | For | ||||
1G. | Election of Director: Paul Viera | Management | For | For | ||||
1H. | Election of Director: Roland Hernandez | Management | For | For | ||||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | ||||
4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||
SCHOLASTIC CORPORATION | ||||||||
Security | 807066105 | Meeting Type | Annual | |||||
Ticker Symbol | SCHL | Meeting Date | 23-Sep-2020 | |||||
ISIN | US8070661058 | Agenda | 935259843 - Management | |||||
Record Date | 27-Jul-2020 | Holding Recon Date | 27-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James W. Barge | For | For | |||||
2 | John L. Davies | For | For | |||||
CINCINNATI BELL INC. | ||||||||
Security | 171871502 | Meeting Type | Annual | |||||
Ticker Symbol | CBB | Meeting Date | 24-Sep-2020 | |||||
ISIN | US1718715022 | Agenda | 935257217 - Management | |||||
Record Date | 27-Jul-2020 | Holding Recon Date | 27-Jul-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | ||||
1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | ||||
1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | ||||
1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | ||||
1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | ||||
1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | ||||
1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | ||||
1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | ||||
1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | ||||
1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | ||||
2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | ||||
3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||
AEROVIRONMENT, INC. | ||||||||
Security | 008073108 | Meeting Type | Annual | |||||
Ticker Symbol | AVAV | Meeting Date | 25-Sep-2020 | |||||
ISIN | US0080731088 | Agenda | 935262232 - Management | |||||
Record Date | 07-Aug-2020 | Holding Recon Date | 07-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-Sep-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Catharine Merigold | For | For | |||||
2 | Wahid Nawabi | For | For | |||||
3 | Stephen F. Page | For | For | |||||
2. | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory vote on the compensation of the company's Named Executive Officers. | Management | For | For | ||||
VIRTUSA CORPORATION | ||||||||
Security | 92827P102 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | VRTU | Meeting Date | 02-Oct-2020 | |||||
ISIN | US92827P1021 | Agenda | 935262751 - Management | |||||
Record Date | 04-Aug-2020 | Holding Recon Date | 04-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director to serve for a three-year term: Al-Noor Ramji | Management | For | For | ||||
1B. | Election of Class I Director to serve for a three-year term: Joseph G. Doody | Management | For | For | ||||
2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||
VIRTUSA CORPORATION | ||||||||
Security | 92827P102 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | VRTU | Meeting Date | 02-Oct-2020 | |||||
ISIN | US92827P1021 | Agenda | 935262751 - Management | |||||
Record Date | 04-Aug-2020 | Holding Recon Date | 04-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director to serve for a three-year term: Al-Noor Ramji | Management | For | For | ||||
1B. | Election of Class I Director to serve for a three-year term: Joseph G. Doody | Management | For | For | ||||
2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||
VIRTUSA CORPORATION | ||||||||
Security | 92827P102 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | VRTU | Meeting Date | 02-Oct-2020 | |||||
ISIN | US92827P1021 | Agenda | 935262763 - Opposition | |||||
Record Date | 04-Aug-2020 | Holding Recon Date | 04-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | R. Prasad Chintamaneni | |||||||
2 | Patricia B. Morrison | |||||||
2. | COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2021. | Management | ||||||
3. | COMPANY'S PROPOSAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | ||||||
AAR CORP. | ||||||||
Security | 000361105 | Meeting Type | Annual | |||||
Ticker Symbol | AIR | Meeting Date | 07-Oct-2020 | |||||
ISIN | US0003611052 | Agenda | 935264058 - Management | |||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: H. John Gilbertson, Jr. | Management | For | For | ||||
1B. | Election of Director: Robert F. Leduc | Management | For | For | ||||
1C. | Election of Director: Duncan J. McNabb | Management | For | For | ||||
1D. | Election of Director: Peter Pace | Management | For | For | ||||
2. | Advisory proposal to approve our Fiscal 2020 executive compensation. | Management | For | For | ||||
3. | Approve amendments to the AAR CORP. 2013 Stock Plan. | Management | For | For | ||||
4. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | For | For | ||||
VIAD CORP | ||||||||
Security | 92552R406 | Meeting Type | Special | |||||
Ticker Symbol | VVI | Meeting Date | 07-Oct-2020 | |||||
ISIN | US92552R4065 | Agenda | 935271522 - Management | |||||
Record Date | 02-Sep-2020 | Holding Recon Date | 02-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve, for purposes of Section 312.03 of the NYSE Listed Company Manual (including Section 312.03(b)), the issuance of the Subsequent Closing Shares to the Crestview Parties in the Subsequent Closings, including the issuance of shares of the Company's Common Stock upon conversion of such Subsequent Closing Shares (capitalized terms have the meanings set forth in the accompanying proxy statement). | Management | For | For | ||||
2. | Approve, for purposes of Section 312.03 of NYSE Listed Company Manual (including Sections 312.03(d), 312.03(b) and 312.03(c), respectively), the following technical features of the Preferred Stock: (i) issuance of additional shares of the Company's Common Stock upon conversion of Purchased Shares in accordance with Certificate of Designations, (ii) the preemptive rights to participate in certain future Company issuances of new equity securities on a pro rata basis & (iii) certain anti- dilution adjustments of the Conversion Price of the Purchased Shares. | Management | For | For | ||||
3. | To approve the adjournment of the Special Meeting to solicit additional proxies if there are insufficient proxies at the Special Meeting to approve the foregoing proposals. | Management | For | For | ||||
INTER PARFUMS, INC. | ||||||||
Security | 458334109 | Meeting Type | Annual | |||||
Ticker Symbol | IPAR | Meeting Date | 08-Oct-2020 | |||||
ISIN | US4583341098 | Agenda | 935262636 - Management | |||||
Record Date | 11-Aug-2020 | Holding Recon Date | 11-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jean Madar | For | For | |||||
2 | Philippe Benacin | For | For | |||||
3 | Russell Greenberg | For | For | |||||
4 | Philippe Santi | For | For | |||||
5 | Francois Heilbronn | For | For | |||||
6 | Robert Bensoussan | For | For | |||||
7 | Patrick Choel | For | For | |||||
8 | Michel Dyens | For | For | |||||
9 | Veronique Gabai-Pinsky | For | For | |||||
10 | Gilbert Harrison | For | For | |||||
2. | To vote for the advisory resolution to approve executive compensation. | Management | For | For | ||||
NEOGEN CORPORATION | ||||||||
Security | 640491106 | Meeting Type | Annual | |||||
Ticker Symbol | NEOG | Meeting Date | 08-Oct-2020 | |||||
ISIN | US6404911066 | Agenda | 935268032 - Management | |||||
Record Date | 11-Aug-2020 | Holding Recon Date | 11-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | G. Bruce Papesh | For | For | |||||
2 | Ralph A. Rodriguez | For | For | |||||
3 | Catherine E Woteki, PhD | For | For | |||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
CARPENTER TECHNOLOGY CORPORATION | ||||||||
Security | 144285103 | Meeting Type | Annual | |||||
Ticker Symbol | CRS | Meeting Date | 13-Oct-2020 | |||||
ISIN | US1442851036 | Agenda | 935274996 - Management | |||||
Record Date | 14-Aug-2020 | Holding Recon Date | 14-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Steven E. Karol | For | For | |||||
2 | Gregory A. Pratt | For | For | |||||
3 | Tony R. Thene | For | For | |||||
2. | Approval of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory approval of the Company's Executive Compensation. | Management | For | For | ||||
4. | Approval of amended and restated Stock-Based Incentive Compensation Plan for Officers and Key Employees. | Management | For | For | ||||
STANDEX INTERNATIONAL CORPORATION | ||||||||
Security | 854231107 | Meeting Type | Annual | |||||
Ticker Symbol | SXI | Meeting Date | 20-Oct-2020 | |||||
ISIN | US8542311076 | Agenda | 935269387 - Management | |||||
Record Date | 31-Aug-2020 | Holding Recon Date | 31-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for three year term expiring in 2023: David Dunbar | Management | For | For | ||||
1.2 | Election of Director for three year term expiring in 2023: Michael A. Hickey | Management | For | For | ||||
2. | To conduct an advisory vote on the total compensation paid to the executives of the Company. | Management | For | For | ||||
3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||
GMS INC. | ||||||||
Security | 36251C103 | Meeting Type | Annual | |||||
Ticker Symbol | GMS | Meeting Date | 22-Oct-2020 | |||||
ISIN | US36251C1036 | Agenda | 935268119 - Management | |||||
Record Date | 25-Aug-2020 | Holding Recon Date | 25-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Peter C. Browning | For | For | |||||
2 | Theron I. Gilliam | For | For | |||||
3 | Mitchell B. Lewis | For | For | |||||
4 | John C. Turner, Jr. | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered accounting firm for the fiscal year ending April 30, 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
4. | Approval of amendments to our Second Amended and Restated Certificate of Incorporation (the "Charter") to declassify our board of directors. | Management | For | For | ||||
5. | Approval of amendments to our Charter and First Amended and Restated Bylaws (the "Bylaws") to eliminate supermajority voting requirements and other obsolete provisions. | Management | For | For | ||||
6. | Approval of amendments to our Charter and Bylaws to permit our board of directors to amend our Bylaws. | Management | For | For | ||||
7. | Approval of the GMS Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||
AXOS FINANCIAL, INC. | ||||||||
Security | 05465C100 | Meeting Type | Annual | |||||
Ticker Symbol | AX | Meeting Date | 22-Oct-2020 | |||||
ISIN | US05465C1009 | Agenda | 935268614 - Management | |||||
Record Date | 28-Aug-2020 | Holding Recon Date | 28-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | J. Brandon Black | For | For | |||||
2 | Tamara N. Bohlig | For | For | |||||
3 | Nicholas A. Mosich | For | For | |||||
2. | To approve, in a non-binding and advisory vote, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | For | For | ||||
3. | To ratify the selection of BDO USA, LLP as the Company's independent public accounting firm for fiscal year 2021. | Management | For | For | ||||
RESOURCES CONNECTION, INC. | ||||||||
Security | 76122Q105 | Meeting Type | Annual | |||||
Ticker Symbol | RGP | Meeting Date | 22-Oct-2020 | |||||
ISIN | US76122Q1058 | Agenda | 935271279 - Management | |||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Robert F. Kistinger | Management | For | For | ||||
1B. | Election of Director: Marco von Maltzan | Management | For | For | ||||
1C. | Election of Director: Jolene Sarkis | Management | For | For | ||||
2. | Approval of the 2020 Performance Incentive Plan. | Management | For | For | ||||
3. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||
Security | 03820C105 | Meeting Type | Annual | |||||
Ticker Symbol | AIT | Meeting Date | 27-Oct-2020 | |||||
ISIN | US03820C1053 | Agenda | 935271267 - Management | |||||
Record Date | 28-Aug-2020 | Holding Recon Date | 28-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert J. Pagano, Jr. | For | For | |||||
2 | Neil A. Schrimsher | For | For | |||||
3 | Peter C. Wallace | For | For | |||||
2. | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied's named executive officers. | Management | For | For | ||||
3. | To ratify the Audit Committee's appointment of independent auditors. | Management | For | For | ||||
REGIS CORPORATION | ||||||||
Security | 758932107 | Meeting Type | Annual | |||||
Ticker Symbol | RGS | Meeting Date | 27-Oct-2020 | |||||
ISIN | US7589321071 | Agenda | 935272093 - Management | |||||
Record Date | 31-Aug-2020 | Holding Recon Date | 31-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Felipe A. Athayde | Management | For | For | ||||
1B. | Election of Director: Daniel G. Beltzman | Management | For | For | ||||
1C. | Election of Director: Virginia Gambale | Management | For | For | ||||
1D. | Election of Director: David J. Grissen | Management | For | For | ||||
1E. | Election of Director: Mark S. Light | Management | For | For | ||||
1F. | Election of Director: Michael J. Merriman | Management | For | For | ||||
1G. | Election of Director: M. Ann Rhoades | Management | For | For | ||||
2. | Approval of an advisory vote on the compensation of the Company's named executive officers (a "Say-on-Pay Vote"). | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||
MERCURY SYSTEMS, INC. | ||||||||
Security | 589378108 | Meeting Type | Annual | |||||
Ticker Symbol | MRCY | Meeting Date | 28-Oct-2020 | |||||
ISIN | US5893781089 | Agenda | 935271700 - Management | |||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark Aslett* | For | For | |||||
2 | Mary Louise Krakauer* | For | For | |||||
3 | William K. O'Brien* | For | For | |||||
4 | Orlando P. Carvalho# | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve our amended and restated 2018 Stock Incentive Plan. | Management | For | For | ||||
4. | To approve our amended and restated 1997 Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||
Ticker Symbol | PAHC | Meeting Date | 02-Nov-2020 | |||||
ISIN | US71742Q1067 | Agenda | 935272839 - Management | |||||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel M. Bendheim | For | For | |||||
2 | Jonathan Bendheim | For | For | |||||
3 | Sam Gejdenson | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||
II-VI INCORPORATED | ||||||||
Security | 902104108 | Meeting Type | Annual | |||||
Ticker Symbol | IIVI | Meeting Date | 09-Nov-2020 | |||||
ISIN | US9021041085 | Agenda | 935278095 - Management | |||||
Record Date | 15-Sep-2020 | Holding Recon Date | 15-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Joseph J. Corasanti | Management | For | For | ||||
1B. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Patricia Hatter | Management | For | For | ||||
1C. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Marc Y. E. Pelaez | Management | For | For | ||||
2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2020. | Management | For | For | ||||
3. | Approval of the Amendment and Restatement of the 2018 Omnibus Incentive Plan to add shares. | Management | For | For | ||||
4. | Ratification of the Audit Committee's selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||
VIAVI SOLUTIONS INC. | ||||||||
Security | 925550105 | Meeting Type | Annual | |||||
Ticker Symbol | VIAV | Meeting Date | 11-Nov-2020 | |||||
ISIN | US9255501051 | Agenda | 935278564 - Management | |||||
Record Date | 23-Sep-2020 | Holding Recon Date | 23-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard E. Belluzzo | For | For | |||||
2 | Keith Barnes | For | For | |||||
3 | Laura Black | For | For | |||||
4 | Tor Braham | For | For | |||||
5 | Timothy Campos | For | For | |||||
6 | Donald Colvin | For | For | |||||
7 | Glenda Dorchak | For | For | |||||
8 | Masood A. Jabbar | For | For | |||||
9 | Oleg Khaykin | For | For | |||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 3, 2021. | Management | For | For | ||||
3. | The approval of, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended June 27, 2020. | Management | For | For | ||||
CACI INTERNATIONAL INC | ||||||||
Security | 127190304 | Meeting Type | Annual | |||||
Ticker Symbol | CACI | Meeting Date | 12-Nov-2020 | |||||
ISIN | US1271903049 | Agenda | 935274198 - Management | |||||
Record Date | 16-Sep-2020 | Holding Recon Date | 16-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Michael A. Daniels | Management | For | For | ||||
1B. | Election of Director: Susan M. Gordon | Management | For | For | ||||
1C. | Election of Director: William L. Jews | Management | For | For | ||||
1D. | Election of Director: Gregory G. Johnson | Management | For | For | ||||
1E. | Election of Director: J. Phillip London | Management | For | For | ||||
1F. | Election of Director: John S. Mengucci | Management | For | For | ||||
1G. | Election of Director: James L. Pavitt | Management | For | For | ||||
1H. | Election of Director: Warren R. Phillips | Management | For | For | ||||
1I. | Election of Director: Debora A. Plunkett | Management | For | For | ||||
1J. | Election of Director: Charles P. Revoile | Management | For | For | ||||
1K. | Election of Director: William S. Wallace | Management | For | For | ||||
2. | To approve on a non-binding, advisory basis the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve an amendment of the Company's 2016 Amended and Restated Incentive Compensation Plan to authorize an additional 1,200,000 shares for issuance. | Management | For | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
COVETRUS, INC. | ||||||||
Security | 22304C100 | Meeting Type | Special | |||||
Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||
ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||
Record Date | 23-Oct-2020 | Holding Recon Date | 23-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | For | For | ||||
2. | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | For | For | ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||
Security | 101388106 | Meeting Type | Annual | |||||
Ticker Symbol | EPAY | Meeting Date | 19-Nov-2020 | |||||
ISIN | US1013881065 | Agenda | 935286131 - Management | |||||
Record Date | 29-Sep-2020 | Holding Recon Date | 29-Sep-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Keneth J. D'Amato | For | For | |||||
2 | Robert A. Eberle | For | For | |||||
3 | Jeffrey C. Leathe | For | For | |||||
2. | Non-binding advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approval of the amendment to the Company's 2019 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 2,200,000. | Management | For | For | ||||
4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For | ||||
VIRTUSA CORPORATION | ||||||||
Security | 92827P102 | Meeting Type | Special | |||||
Ticker Symbol | VRTU | Meeting Date | 20-Nov-2020 | |||||
ISIN | US92827P1021 | Agenda | 935287866 - Management | |||||
Record Date | 09-Oct-2020 | Holding Recon Date | 09-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Nov-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of September 9, 2020 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Austin HoldCo Inc., a Delaware corporation ("Parent"), Austin BidCo Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Sub"), and Virtusa Corporation, a Delaware corporation ("Virtusa" or the "Company"), pursuant to which Sub will be merged with and into the Company (the "merger"). | Management | For | For | ||||
2. | To approve an advisory, non-binding proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | For | ||||
3. | To approve a proposal to adjourn or postpone the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For | ||||
DIME COMMUNITY BANCSHARES, INC. | ||||||||
Security | 253922108 | Meeting Type | Special | |||||
Ticker Symbol | DCOM | Meeting Date | 03-Dec-2020 | |||||
ISIN | US2539221083 | Agenda | 935288654 - Management | |||||
Record Date | 12-Oct-2020 | Holding Recon Date | 12-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the Agreement and Plan of Merger, dated as of July 1, 2020, which we refer to as the "merger agreement," by and between Bridge Bancorp, Inc. ("Bridge") and Dime Community Bancshares, Inc. ("Dime") and the merger, pursuant to which Dime will merge with and into Bridge, which we refer to as the "merger proposal." A copy of the merger agreement is included as Annex A to the accompanying joint proxy statement/prospectus. | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation that may become payable to certain named executive officers of Dime in connection with the merger, which we refer to as the "Dime merger-related compensation proposal." | Management | For | For | ||||
3. | To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger, which we refer to as the "Dime adjournment proposal." | Management | For | For | ||||
WD-40 COMPANY | ||||||||
Security | 929236107 | Meeting Type | Annual | |||||
Ticker Symbol | WDFC | Meeting Date | 08-Dec-2020 | |||||
ISIN | US9292361071 | Agenda | 935288957 - Management | |||||
Record Date | 12-Oct-2020 | Holding Recon Date | 12-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Daniel T. Carter | Management | For | For | ||||
1B. | Election of Director: Melissa Claassen | Management | For | For | ||||
1C. | Election of Director: Eric P. Etchart | Management | For | For | ||||
1D. | Election of Director: Lara L. Lee | Management | For | For | ||||
1E. | Election of Director: Trevor I. Mihalik | Management | For | For | ||||
1F. | Election of Director: Graciela I. Monteagudo | Management | For | For | ||||
1G. | Election of Director: David B. Pendarvis | Management | For | For | ||||
1H. | Election of Director: Garry O. Ridge | Management | For | For | ||||
1I. | Election of Director: Gregory A. Sandfort | Management | For | For | ||||
1J. | Election of Director: Anne G. Saunders | Management | For | For | ||||
2. | To hold an advisory vote to approve executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
4. | Shareholder proposal - policy to include non- management employees as prospective director candidates. | Shareholder | Against | For | ||||
COMTECH TELECOMMUNICATIONS CORP. | ||||||||
Security | 205826209 | Meeting Type | Annual | |||||
Ticker Symbol | CMTL | Meeting Date | 08-Dec-2020 | |||||
ISIN | US2058262096 | Agenda | 935305789 - Management | |||||
Record Date | 03-Nov-2020 | Holding Recon Date | 03-Nov-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Ira S. Kaplan | Management | For | For | ||||
1b. | Election of Director: Lisa Lesavoy | Management | For | For | ||||
1c. | Election of Director: Dr. Yacov A. Shamash | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | ||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | ||||
OSI SYSTEMS, INC. | ||||||||
Security | 671044105 | Meeting Type | Annual | |||||
Ticker Symbol | OSIS | Meeting Date | 10-Dec-2020 | |||||
ISIN | US6710441055 | Agenda | 935288349 - Management | |||||
Record Date | 15-Oct-2020 | Holding Recon Date | 15-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Deepak Chopra | For | For | |||||
2 | Steven C. Good | For | For | |||||
3 | Meyer Luskin | For | For | |||||
4 | William F. Ballhaus | For | For | |||||
5 | James B. Hawkins | For | For | |||||
6 | Gerald Chizever | For | For | |||||
7 | Kelli Bernard | For | For | |||||
2. | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||
3. | Approval of Amended and Restated OSI Systems, Inc. 2012 Incentive Award Plan. | Management | For | For | ||||
4. | Advisory vote on the Company's executive compensation for the fiscal year ended June 30, 2020. | Management | For | For | ||||
FABRINET | ||||||||
Security | G3323L100 | Meeting Type | Annual | |||||
Ticker Symbol | FN | Meeting Date | 10-Dec-2020 | |||||
ISIN | KYG3323L1005 | Agenda | 935288399 - Management | |||||
Record Date | 14-Oct-2020 | Holding Recon Date | 14-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Seamus Grady | For | For | |||||
2 | Thomas F. Kelly | For | For | |||||
2. | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 25, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | Management | For | For | ||||
WINNEBAGO INDUSTRIES, INC. | ||||||||
Security | 974637100 | Meeting Type | Annual | |||||
Ticker Symbol | WGO | Meeting Date | 15-Dec-2020 | |||||
ISIN | US9746371007 | Agenda | 935291396 - Management | |||||
Record Date | 20-Oct-2020 | Holding Recon Date | 20-Oct-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sara E. Armbruster | For | For | |||||
2 | William C. Fisher | For | For | |||||
3 | Michael J. Happe | For | For | |||||
2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2021. | Management | For | For | ||||
4. | Amend the Company's Articles of Incorporation to increase the authorized common stock. | Management | For | For | ||||
LIGAND PHARMACEUTICALS INCORPORATED | ||||||||
Security | 53220K504 | Meeting Type | Special | |||||
Ticker Symbol | LGND | Meeting Date | 15-Dec-2020 | |||||
ISIN | US53220K5048 | Agenda | 935302101 - Management | |||||
Record Date | 05-Nov-2020 | Holding Recon Date | 05-Nov-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2020 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan. | Management | For | For | ||||
2. | Adjournment of Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | For | ||||
UNITED NATURAL FOODS, INC. | ||||||||
Security | 911163103 | Meeting Type | Annual | |||||
Ticker Symbol | UNFI | Meeting Date | 12-Jan-2021 | |||||
ISIN | US9111631035 | Agenda | 935308951 - Management | |||||
Record Date | 16-Nov-2020 | Holding Recon Date | 16-Nov-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Jan-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Eric F. Artz | Management | For | For | ||||
1b. | Election of Director: Ann Torre Bates | Management | For | For | ||||
1c. | Election of Director: Denise M. Clark | Management | For | For | ||||
1d. | Election of Director: Daphne J. Dufresne | Management | For | For | ||||
1e. | Election of Director: Michael S. Funk | Management | For | For | ||||
1f. | Election of Director: James L. Muehlbauer | Management | For | For | ||||
1g. | Election of Director: Peter A. Roy | Management | For | For | ||||
1h. | Election of Director: Steven L. Spinner | Management | For | For | ||||
1i. | Election of Director: Jack Stahl | Management | For | For | ||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||
4. | Approval of an Amendment to the United Natural Foods, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||||
BROOKS AUTOMATION, INC. | ||||||||
Security | 114340102 | Meeting Type | Annual | |||||
Ticker Symbol | BRKS | Meeting Date | 26-Jan-2021 | |||||
ISIN | US1143401024 | Agenda | 935317291 - Management | |||||
Record Date | 09-Dec-2020 | Holding Recon Date | 09-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-Jan-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robyn C. Davis | For | For | |||||
2 | Joseph R. Martin | For | For | |||||
3 | Erica J. McLaughlin | For | For | |||||
4 | Krishna G. Palepu | For | For | |||||
5 | Michael Rosenblatt | For | For | |||||
6 | Stephen S. Schwartz | For | For | |||||
7 | Alfred Woollacott, III | For | For | |||||
8 | Mark S. Wrighton | For | For | |||||
9 | Ellen M. Zane | For | For | |||||
2. | To approve by a non-binding advisory vote the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To approve the Company's 2020 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the 2021 fiscal year. | Management | For | For | ||||
SPIRE INC. | ||||||||
Security | 84857L101 | Meeting Type | Annual | |||||
Ticker Symbol | SR | Meeting Date | 28-Jan-2021 | |||||
ISIN | US84857L1017 | Agenda | 935312758 - Management | |||||
Record Date | 30-Nov-2020 | Holding Recon Date | 30-Nov-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark A. Borer | For | For | |||||
2 | Maria V. Fogarty | For | For | |||||
3 | Stephen S. Schwartz | For | For | |||||
2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2021 fiscal year. | Management | For | For | ||||
MERITOR, INC. | ||||||||
Security | 59001K100 | Meeting Type | Annual | |||||
Ticker Symbol | MTOR | Meeting Date | 28-Jan-2021 | |||||
ISIN | US59001K1007 | Agenda | 935316693 - Management | |||||
Record Date | 20-Nov-2020 | Holding Recon Date | 20-Nov-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jan A. Bertsch | For | For | |||||
2 | Rodger L. Boehm | For | For | |||||
3 | Lloyd G. Trotter | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To consider and vote upon a proposal to approve the selection by the Audit Committee of the Board of Directors of the firm of Deloitte & Touche LLP as auditors of the Company. | Management | For | For | ||||
PRICESMART, INC. | ||||||||
Security | 741511109 | Meeting Type | Annual | |||||
Ticker Symbol | PSMT | Meeting Date | 04-Feb-2021 | |||||
ISIN | US7415111092 | Agenda | 935317479 - Management | |||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sherry S. Bahrambeygui | For | For | |||||
2 | Jeffrey Fisher | For | For | |||||
3 | Gordon H. Hanson | For | For | |||||
4 | Beatriz V. Infante | For | For | |||||
5 | Leon C. Janks | For | For | |||||
6 | Mitchell G. Lynn | For | For | |||||
7 | Patricia Márquez | For | For | |||||
8 | Robert E. Price | For | For | |||||
9 | David Snyder | For | For | |||||
10 | Edgar Zurcher | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's executive officers for fiscal year 2020. | Management | For | For | ||||
3. | To approve a proposed amendment to the Company's 2013 Equity Incentive Award Plan to increase the number of shares of Common Stock available for the grant of awards by 500,000 shares. | Management | For | For | ||||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2021. | Management | For | For | ||||
ESCO TECHNOLOGIES INC. | ||||||||
Security | 296315104 | Meeting Type | Annual | |||||
Ticker Symbol | ESE | Meeting Date | 05-Feb-2021 | |||||
ISIN | US2963151046 | Agenda | 935317215 - Management | |||||
Record Date | 01-Dec-2020 | Holding Recon Date | 01-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Victor L. Richey | For | For | |||||
2 | James M. Stolze | For | For | |||||
2. | To approve amendments to the Company's 2018 Omnibus Incentive Plan. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
4. | Say on Pay - An advisory vote to approve the compensation of the Company's executive officers. | Management | For | For | ||||
CENTRAL GARDEN & PET COMPANY | ||||||||
Security | 153527106 | Meeting Type | Annual | |||||
Ticker Symbol | CENT | Meeting Date | 09-Feb-2021 | |||||
ISIN | US1535271068 | Agenda | 935318077 - Management | |||||
Record Date | 11-Dec-2020 | Holding Recon Date | 11-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William E. Brown | For | For | |||||
2 | Courtnee Chun | For | For | |||||
3 | Timothy P. Cofer | For | For | |||||
4 | Brendan P. Dougher | For | For | |||||
5 | Michael J. Edwards | For | For | |||||
6 | Michael J. Griffith | For | For | |||||
7 | Christopher T. Metz | For | For | |||||
8 | Daniel P. Myers | For | For | |||||
9 | Brooks M Pennington III | For | For | |||||
10 | John R. Ranelli | For | For | |||||
11 | M. Beth Springer | For | For | |||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 25, 2021. | Management | For | For | ||||
GREAT WESTERN BANCORP INC | ||||||||
Security | 391416104 | Meeting Type | Annual | |||||
Ticker Symbol | GWB | Meeting Date | 09-Feb-2021 | |||||
ISIN | US3914161043 | Agenda | 935319031 - Management | |||||
Record Date | 09-Dec-2020 | Holding Recon Date | 09-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James Brannen | For | For | |||||
2 | Thomas Henning | For | For | |||||
3 | Daniel Rykhus | For | For | |||||
2. | To approve, by advisory vote, a resolution on executive compensation. | Management | For | For | ||||
3. | To approve an amendment to the Company's 2014 Omnibus Incentive Plan. | Management | For | For | ||||
4. | To approve an amendment to the Company's 2014 Non- Employee Director Plan. | Management | For | For | ||||
5. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||
MOOG INC. | ||||||||
Security | 615394202 | Meeting Type | Annual | |||||
Ticker Symbol | MOGA | Meeting Date | 09-Feb-2021 | |||||
ISIN | US6153942023 | Agenda | 935320440 - Management | |||||
Record Date | 14-Dec-2020 | Holding Recon Date | 14-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Janet M. Coletti | For | For | |||||
2. | Non-binding advisory approval of executive compensation. | Management | For | For | ||||
3. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2021 fiscal year. | Management | For | For | ||||
GREAT WESTERN BANCORP INC | ||||||||
Security | 391416104 | Meeting Type | Annual | |||||
Ticker Symbol | GWB | Meeting Date | 09-Feb-2021 | |||||
ISIN | US3914161043 | Agenda | 935321024 - Management | |||||
Record Date | 11-Dec-2020 | Holding Recon Date | 11-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James Brannen | For | For | |||||
2 | Thomas Henning | For | For | |||||
3 | Daniel Rykhus | For | For | |||||
2. | To approve, by advisory vote, a resolution on executive compensation. | Management | For | For | ||||
3. | To approve an amendment to the Company's 2014 Omnibus Incentive Plan. | Management | For | For | ||||
4. | To approve an amendment to the Company's 2014 Non- Employee Director Plan. | Management | For | For | ||||
5. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||
J & J SNACK FOODS CORP. | ||||||||
Security | 466032109 | Meeting Type | Annual | |||||
Ticker Symbol | JJSF | Meeting Date | 10-Feb-2021 | |||||
ISIN | US4660321096 | Agenda | 935320490 - Management | |||||
Record Date | 14-Dec-2020 | Holding Recon Date | 14-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Peter G. Stanley | For | For | |||||
2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Management | For | For | ||||
3. | VOTE ON APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
VAREX IMAGING CORPORATION | ||||||||
Security | 92214X106 | Meeting Type | Annual | |||||
Ticker Symbol | VREX | Meeting Date | 11-Feb-2021 | |||||
ISIN | US92214X1063 | Agenda | 935320438 - Management | |||||
Record Date | 18-Dec-2020 | Holding Recon Date | 18-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Timothy E. Guertin | Management | For | For | ||||
1B. | Election of Director: Walter M Rosebrough, Jr. | Management | For | For | ||||
2. | To approve, on an advisory basis, our executive compensation as described in the accompanying Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
INSTEEL INDUSTRIES, INC. | ||||||||
Security | 45774W108 | Meeting Type | Annual | |||||
Ticker Symbol | IIIN | Meeting Date | 16-Feb-2021 | |||||
ISIN | US45774W1080 | Agenda | 935322038 - Management | |||||
Record Date | 16-Dec-2020 | Holding Recon Date | 16-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | G. Kennedy Thompson | For | For | |||||
2 | H.O. Woltz III | For | For | |||||
2. | Advisory vote to approve the compensation of our executive officers. | Management | For | For | ||||
3. | Ratification of appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year 2021. | Management | For | For | ||||
PLEXUS CORP. | ||||||||
Security | 729132100 | Meeting Type | Annual | |||||
Ticker Symbol | PLXS | Meeting Date | 17-Feb-2021 | |||||
ISIN | US7291321005 | Agenda | 935318952 - Management | |||||
Record Date | 11-Dec-2020 | Holding Recon Date | 11-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Stephen P. Cortinovis | For | For | |||||
2 | Joann M. Eisenhart | For | For | |||||
3 | Dean A. Foate | For | For | |||||
4 | Rainer Jueckstock | For | For | |||||
5 | Peter Kelly | For | For | |||||
6 | Todd P. Kelsey | For | For | |||||
7 | Joel Quadracci | For | For | |||||
8 | Karen M. Rapp | For | For | |||||
9 | Paul A. Rooke | For | For | |||||
10 | Michael V. Schrock | For | For | |||||
2. | Advisory vote to approve the compensation of Plexus Corp.'s named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For | ||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Auditors for fiscal 2021. | Management | For | For | ||||
SANDERSON FARMS, INC. | ||||||||
Security | 800013104 | Meeting Type | Annual | |||||
Ticker Symbol | SAFM | Meeting Date | 18-Feb-2021 | |||||
ISIN | US8000131040 | Agenda | 935327002 - Management | |||||
Record Date | 22-Dec-2020 | Holding Recon Date | 22-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class B Director: John Bierbusse | Management | For | For | ||||
1.2 | Election of Class B Director: Mike Cockrell | Management | For | For | ||||
1.3 | Election of Class B Director: Edith Kelly-Green | Management | For | For | ||||
1.4 | Election of Class B Director: Suzanne T. Mestayer | Management | For | For | ||||
2. | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2021. | Management | For | For | ||||
4. | Proposal to request that the Board of Directors report on the Company's human rights due diligence process. | Shareholder | For | Against | ||||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||
Security | 577128101 | Meeting Type | Annual | |||||
Ticker Symbol | MATW | Meeting Date | 18-Feb-2021 | |||||
ISIN | US5771281012 | Agenda | 935328294 - Management | |||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Joseph C. Bartolacci | For | For | |||||
2 | Katherine E. Dietze | For | For | |||||
3 | Lillian D. Etzkorn | For | For | |||||
4 | Morgan K. O'Brien | For | For | |||||
2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For | ||||
3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||
TETRA TECH, INC. | ||||||||
Security | 88162G103 | Meeting Type | Annual | |||||
Ticker Symbol | TTEK | Meeting Date | 24-Feb-2021 | |||||
ISIN | US88162G1031 | Agenda | 935323941 - Management | |||||
Record Date | 30-Dec-2020 | Holding Recon Date | 30-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Dan L. Batrack | Management | For | For | ||||
1B. | Election of Director: Gary R. Birkenbeuel | Management | For | For | ||||
1C. | Election of Director: Patrick C. Haden | Management | For | For | ||||
1D. | Election of Director: J. Christopher Lewis | Management | For | For | ||||
1E. | Election of Director: Joanne M. Maguire | Management | For | For | ||||
1F. | Election of Director: Kimberly E. Ritrievi | Management | For | For | ||||
1G. | Election of Director: J. Kenneth Thompson | Management | For | For | ||||
1H. | Election of Director: Kirsten M. Volpi | Management | For | For | ||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
QUANEX BUILDING PRODUCTS CORP | ||||||||
Security | 747619104 | Meeting Type | Annual | |||||
Ticker Symbol | NX | Meeting Date | 25-Feb-2021 | |||||
ISIN | US7476191041 | Agenda | 935329640 - Management | |||||
Record Date | 06-Jan-2021 | Holding Recon Date | 06-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Susan F. Davis | Management | For | For | ||||
1.2 | Election of Director: William C. Griffiths | Management | For | For | ||||
1.3 | Election of Director: Donald R. Maier | Management | For | For | ||||
1.4 | Election of Director: Meredith W. Mendes | Management | For | For | ||||
1.5 | Election of Director: Joseph D. Rupp | Management | For | For | ||||
1.6 | Election of Director: Curtis M. Stevens | Management | For | For | ||||
1.7 | Election of Director: William E. Waltz, Jr. | Management | For | For | ||||
1.8 | Election of Director: George L. Wilson | Management | For | For | ||||
2. | To approve an advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To approve a resolution ratifying the appointment of the Company's independent auditor for fiscal 2021. | Management | For | For | ||||
ENANTA PHARMACEUTICALS, INC. | ||||||||
Security | 29251M106 | Meeting Type | Annual | |||||
Ticker Symbol | ENTA | Meeting Date | 02-Mar-2021 | |||||
ISIN | US29251M1062 | Agenda | 935326353 - Management | |||||
Record Date | 08-Jan-2021 | Holding Recon Date | 08-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kristine Peterson | For | For | |||||
2 | Terry Vance | For | For | |||||
2. | To approve an amendment to our 2019 Equity Incentive Plan. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Enanta's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
HELMERICH & PAYNE, INC. | ||||||||
Security | 423452101 | Meeting Type | Annual | |||||
Ticker Symbol | HP | Meeting Date | 02-Mar-2021 | |||||
ISIN | US4234521015 | Agenda | 935326391 - Management | |||||
Record Date | 05-Jan-2021 | Holding Recon Date | 05-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Delaney M. Bellinger | Management | For | For | ||||
1B. | Election of Director: Kevin G. Cramton | Management | For | For | ||||
1C. | Election of Director: Randy A. Foutch | Management | For | For | ||||
1D. | Election of Director: Hans Helmerich | Management | For | For | ||||
1E. | Election of Director: John W. Lindsay | Management | For | For | ||||
1F. | Election of Director: José R. Mas | Management | For | For | ||||
1G. | Election of Director: Thomas A. Petrie | Management | For | For | ||||
1H. | Election of Director: Donald F. Robillard, Jr. | Management | For | For | ||||
1I. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||
1J. | Election of Director: Mary M. VanDeWeghe | Management | For | For | ||||
1K. | Election of Director: John D. Zeglis | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as auditors for 2021. | Management | For | For | ||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||
CMC MATERIALS, INC. | ||||||||
Security | 12571T100 | Meeting Type | Annual | |||||
Ticker Symbol | CCMP | Meeting Date | 03-Mar-2021 | |||||
ISIN | US12571T1007 | Agenda | 935326264 - Management | |||||
Record Date | 07-Jan-2021 | Holding Recon Date | 07-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Barbara A. Klein | For | For | |||||
2 | David H. Li | For | For | |||||
3 | William P. Noglows | For | For | |||||
2. | Non-binding stockholder advisory approval of our named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2021. | Management | For | For | ||||
4. | Approval of the CMC Materials, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | ||||
CALLAWAY GOLF COMPANY | ||||||||
Security | 131193104 | Meeting Type | Special | |||||
Ticker Symbol | ELY | Meeting Date | 03-Mar-2021 | |||||
ISIN | US1311931042 | Agenda | 935332015 - Management | |||||
Record Date | 08-Jan-2021 | Holding Recon Date | 08-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approval of the issuance of shares of common stock of Callaway Golf Company to stockholders of Topgolf International, Inc., pursuant to the terms of the Merger Agreement, a copy of which is attached as Annex A to the accompanying proxy statement/prospectus/consent solicitation. | Management | For | For | ||||
2. | Approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal No. 1. | Management | For | For | ||||
KULICKE & SOFFA INDUSTRIES, INC. | ||||||||
Security | 501242101 | Meeting Type | Annual | |||||
Ticker Symbol | KLIC | Meeting Date | 04-Mar-2021 | |||||
ISIN | US5012421013 | Agenda | 935323927 - Management | |||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election Of Director : Mr. Chin Hu Lim | Management | Against | Against | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | ||||
3. | To approve the Company's 2021 Omnibus Incentive Plan. | Management | For | For | ||||
4. | To approve, on a non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
MTS SYSTEMS CORPORATION | ||||||||
Security | 553777103 | Meeting Type | Special | |||||
Ticker Symbol | MTSC | Meeting Date | 04-Mar-2021 | |||||
ISIN | US5537771033 | Agenda | 935332647 - Management | |||||
Record Date | 27-Jan-2021 | Holding Recon Date | 27-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of December 8, 2020 (as may be amended from time to time and including the Plan of Merger attached as Exhibit A thereto, the "merger agreement"), by and among MTS Systems Corporation, a Minnesota corporation (the "Company"), Amphenol Corporation,a Delaware corporation ("Parent") and Moon Merger Sub Corporation, a Minnesota corporation and a wholly owned subsidiary of Parent ("Sub"). | Management | For | For | ||||
2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | ||||
3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||
PHOTRONICS, INC. | ||||||||
Security | 719405102 | Meeting Type | Annual | |||||
Ticker Symbol | PLAB | Meeting Date | 11-Mar-2021 | |||||
ISIN | US7194051022 | Agenda | 935337926 - Management | |||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Walter M. Fiederowicz | For | For | |||||
2 | Peter S. Kirlin | For | For | |||||
3 | Daniel Liao | For | For | |||||
4 | Constantine Macricostas | For | For | |||||
5 | George Macricostas | For | For | |||||
6 | Mary Paladino | For | For | |||||
7 | Mitchell G. Tyson | For | For | |||||
2. | To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, executive compensation. | Management | For | For | ||||
SANMINA CORPORATION | ||||||||
Security | 801056102 | Meeting Type | Annual | |||||
Ticker Symbol | SANM | Meeting Date | 15-Mar-2021 | |||||
ISIN | US8010561020 | Agenda | 935329753 - Management | |||||
Record Date | 21-Jan-2021 | Holding Recon Date | 21-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Eugene A. Delaney | Management | For | For | ||||
1B. | Election of Director: John P. Goldsberry | Management | For | For | ||||
1C. | Election of Director: Rita S. Lane | Management | Against | Against | ||||
1D. | Election of Director: Joseph G. Licata, Jr. | Management | For | For | ||||
1E. | Election of Director: Krish Prabhu | Management | For | For | ||||
1F. | Election of Director: Mario M. Rosati | Management | Against | Against | ||||
1G. | Election of Director: Jure Sola | Management | For | For | ||||
1H. | Election of Director: Jackie M. Ward | Management | Against | Against | ||||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Sanmina Corporation for its fiscal year ending October 2, 2021. | Management | For | For | ||||
3. | Proposal to approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers, as disclosed in the Proxy Statement for the 2021 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | Management | For | For | ||||
4. | Proposal to approve the reservation of an additional 1,400,000 shares of common stock for issuance under the 2019 Equity Incentive Plan of Sanmina Corporation. | Management | For | For | ||||
MAXIMUS, INC. | ||||||||
Security | 577933104 | Meeting Type | Annual | |||||
Ticker Symbol | MMS | Meeting Date | 16-Mar-2021 | |||||
ISIN | US5779331041 | Agenda | 935330035 - Management | |||||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director: John J. Haley | Management | Against | Against | ||||
1B. | Election of Class II Director: Jan D. Madsen | Management | Against | Against | ||||
1C. | Election of Class III Director: Bruce L. Caswell | Management | For | For | ||||
1D. | Election of Class III Director: Richard A. Montoni | Management | For | For | ||||
1E. | Election of Class III Director: Raymond B. Ruddy | Management | For | For | ||||
2. | The approval of 2021 Omnibus Incentive Plan. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2021 fiscal year. | Management | For | For | ||||
4. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | For | For | ||||
5. | A shareholder proposal pertaining to the disclosure by the Company of certain lobbying expenditures and activities. | Shareholder | For | Against | ||||
THE TORO COMPANY | ||||||||
Security | 891092108 | Meeting Type | Annual | |||||
Ticker Symbol | TTC | Meeting Date | 16-Mar-2021 | |||||
ISIN | US8910921084 | Agenda | 935330528 - Management | |||||
Record Date | 19-Jan-2021 | Holding Recon Date | 19-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Janet K. Cooper | For | For | |||||
2 | Gary L. Ellis | For | For | |||||
3 | Michael G. Vale | For | For | |||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2021. | Management | For | For | ||||
3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For | ||||
SYNNEX CORPORATION | ||||||||
Security | 87162W100 | Meeting Type | Annual | |||||
Ticker Symbol | SNX | Meeting Date | 16-Mar-2021 | |||||
ISIN | US87162W1009 | Agenda | 935335035 - Management | |||||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kevin Murai | For | For | |||||
2 | Dwight Steffensen | For | For | |||||
3 | Dennis Polk | For | For | |||||
4 | Fred Breidenbach | For | For | |||||
5 | Laurie Simon Hodrick | For | For | |||||
6 | Hau Lee | For | For | |||||
7 | Matthew Miau | For | For | |||||
8 | Ann Vezina | For | For | |||||
9 | Thomas Wurster | For | For | |||||
10 | Duane Zitzner | For | For | |||||
11 | Andrea Zulberti | For | For | |||||
2. | An advisory vote to approve our Executive Compensation. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent auditors for 2021. | Management | For | For | ||||
READY CAPITAL CORPORATION | ||||||||
Security | 75574U101 | Meeting Type | Special | |||||
Ticker Symbol | RC | Meeting Date | 17-Mar-2021 | |||||
ISIN | US75574U1016 | Agenda | 935335667 - Management | |||||
Record Date | 04-Feb-2021 | Holding Recon Date | 04-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To consider and vote on a proposal to approve the issuance of shares of common stock, par value $0.0001 per share, of Ready Capital Corporation pursuant to the Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation, RC Merger Subsidiary, LLC and Anworth Mortgage Asset Corporation, as it may be amended from time to time, a copy of which is attached as Annex A to the joint proxy statement/prospectus accompanying this proxy card (the 'Ready Capital Common Stock Issuance Proposal"). | Management | For | For | ||||
2. | To consider and vote on a proposal to adjourn the special meeting, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the Ready Capital Common Stock Issuance Proposal. | Management | For | For | ||||
WADDELL & REED FINANCIAL, INC. | ||||||||
Security | 930059100 | Meeting Type | Special | |||||
Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||
ISIN | US9300591008 | Agenda | 935337988 - Management | |||||
Record Date | 05-Feb-2021 | Holding Recon Date | 05-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | ||||
2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||
3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||
HMS HOLDINGS CORP. | ||||||||
Security | 40425J101 | Meeting Type | Special | |||||
Ticker Symbol | HMSY | Meeting Date | 26-Mar-2021 | |||||
ISIN | US40425J1016 | Agenda | 935339540 - Management | |||||
Record Date | 04-Feb-2021 | Holding Recon Date | 04-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-Mar-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of December 20, 2020, by and among HMS Holdings Corp. ("HMS"), Gainwell Acquisition Corp. ("Gainwell"), Mustang MergerCo Inc., a wholly owned subsidiary of Gainwell ("Merger Sub"), and Gainwell Intermediate Holding Corp., and approve the transactions contemplated thereby, including the merger of Merger Sub with and into HMS (the "Merger"), with HMS continuing as the surviving corporation and a wholly owned subsidiary of Gainwell (the "Merger Proposal"). | Management | For | For | ||||
2. | To approve, on an advisory non-binding basis, the compensation that may be paid or become payable to HMS's named executive officers in connection with the Merger. | Management | For | For | ||||
3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | For | For | ||||
KONTOOR BRANDS, INC. | ||||||||
Security | 50050N103 | Meeting Type | Annual | |||||
Ticker Symbol | KTB | Meeting Date | 20-Apr-2021 | |||||
ISIN | US50050N1037 | Agenda | 935341317 - Management | |||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kathleen Barclay | For | For | |||||
2 | Robert Lynch | For | For | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For | ||||
3. | To approve the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For | ||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||
Security | 82312B106 | Meeting Type | Annual | |||||
Ticker Symbol | SHEN | Meeting Date | 20-Apr-2021 | |||||
ISIN | US82312B1061 | Agenda | 935341836 - Management | |||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Thomas A. Beckett | Management | Against | Against | ||||
1B. | Election of Director: Richard L. Koontz, Jr. | Management | For | For | ||||
1C. | Election of Director: Leigh Ann Schultz | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||
ASBURY AUTOMOTIVE GROUP, INC. | ||||||||
Security | 043436104 | Meeting Type | Annual | |||||
Ticker Symbol | ABG | Meeting Date | 20-Apr-2021 | |||||
ISIN | US0434361046 | Agenda | 935342319 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Thomas J. Reddin | Management | For | For | ||||
1B. | Election of Director: Joel Alsfine | Management | For | For | ||||
1C. | Election of Director: Thomas C. DeLoach, Jr. | Management | For | For | ||||
1D. | Election of Director: William D. Fay | Management | For | For | ||||
1E. | Election of Director: David W. Hult | Management | For | For | ||||
1F. | Election of Director: Juanita T. James | Management | For | For | ||||
1G. | Election of Director: Philip F. Maritz | Management | For | For | ||||
1H. | Election of Director: Maureen F. Morrison | Management | For | For | ||||
1I. | Election of Director: Bridget Ryan-Berman | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
HARSCO CORPORATION | ||||||||
Security | 415864107 | Meeting Type | Annual | |||||
Ticker Symbol | HSC | Meeting Date | 20-Apr-2021 | |||||
ISIN | US4158641070 | Agenda | 935342636 - Management | |||||
Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: J. F. Earl | Management | Against | Against | ||||
1.2 | Election of Director: K. G. Eddy | Management | For | For | ||||
1.3 | Election of Director: D. C. Everitt | Management | Against | Against | ||||
1.4 | Election of Director: F. N. Grasberger III | Management | For | For | ||||
1.5 | Election of Director: C. I. Haznedar | Management | Against | Against | ||||
1.6 | Election of Director: M. Longhi | Management | For | For | ||||
1.7 | Election of Director: E. M. Purvis, Jr. | Management | Against | Against | ||||
1.8 | Election of Director: P. C. Widman | Management | Against | Against | ||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Vote, on an advisory basis, to approve named executive officer compensation. | Management | For | For | ||||
4. | Vote on an Amendment No. 2 to the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. | Management | For | For | ||||
PS BUSINESS PARKS, INC. | ||||||||
Security | 69360J107 | Meeting Type | Annual | |||||
Ticker Symbol | PSB | Meeting Date | 20-Apr-2021 | |||||
ISIN | US69360J1079 | Agenda | 935343311 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ronald L. Havner, Jr. | For | For | |||||
2 | Maria R. Hawthorne | Withheld | Against | |||||
3 | Jennifer Holden Dunbar | For | For | |||||
4 | Kristy M. Pipes | For | For | |||||
5 | Gary E. Pruitt | For | For | |||||
6 | Robert S. Rollo | For | For | |||||
7 | Joseph D. Russell, Jr. | For | For | |||||
8 | Peter Schultz | For | For | |||||
9 | Stephen W. Wilson | For | For | |||||
2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For | ||||
3. | Approval of the reincorporation of the Company from the State of California to the State of Maryland. | Management | For | For | ||||
4. | Ratification of appointment of Ernst & Young LLP as the independent registered public accounting firm for PS Business Parks, Inc. for the fiscal year ending December 31, 2021. | Management | For | For | ||||
CONCENTRIX CORPORATION | ||||||||
Security | 20602D101 | Meeting Type | Annual | |||||
Ticker Symbol | CNXC | Meeting Date | 20-Apr-2021 | |||||
ISIN | US20602D1019 | Agenda | 935343587 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Christopher Caldwell | Management | For | For | ||||
1B. | Election of Director: Teh-Chien Chou | Management | For | For | ||||
1C. | Election of Director: LaVerne Council | Management | For | For | ||||
1D. | Election of Director: Jennifer Deason | Management | For | For | ||||
1E. | Election of Director: Kathryn Hayley | Management | For | For | ||||
1F. | Election of Director: Kathryn Marinello | Management | For | For | ||||
1G. | Election of Director: Dennis Polk | Management | For | For | ||||
1H. | Election of Director: Ann Vezina | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent public registered accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | Approval, on an advisory basis, of the frequency of advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||
CASS INFORMATION SYSTEMS, INC. | ||||||||
Security | 14808P109 | Meeting Type | Annual | |||||
Ticker Symbol | CASS | Meeting Date | 20-Apr-2021 | |||||
ISIN | US14808P1093 | Agenda | 935347561 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Robert A. Ebel | Management | Against | Against | ||||
1.2 | Election of Director: Randall L. Schilling | Management | Against | Against | ||||
1.3 | Election of Director: Franklin D. Wicks, Jr. | Management | Against | Against | ||||
2. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||
3. | To ratify the selection of KPMG LLP to serve as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
NORTHWEST BANCSHARES, INC. | ||||||||
Security | 667340103 | Meeting Type | Annual | |||||
Ticker Symbol | NWBI | Meeting Date | 21-Apr-2021 | |||||
ISIN | US6673401039 | Agenda | 935342496 - Management | |||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Deborah J. Chadsey | For | For | |||||
2 | Wilbur R. Davis | For | For | |||||
3 | Timothy M. Hunter | For | For | |||||
4 | David M. Tullio | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | An advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. | Management | For | For | ||||
THE ODP CORPORATION | ||||||||
Security | 88337F105 | Meeting Type | Annual | |||||
Ticker Symbol | ODP | Meeting Date | 21-Apr-2021 | |||||
ISIN | US88337F1057 | Agenda | 935344654 - Management | |||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Elect the member of the Board of Director: Quincy L. Allen | Management | For | For | ||||
1B. | Elect the member of the Board of Director: Kristin A. Campbell | Management | Against | Against | ||||
1C. | Elect the member of the Board of Director: Marcus B. Dunlop | Management | For | For | ||||
1D. | Elect the member of the Board of Director: Cynthia T. Jamison | Management | For | For | ||||
1E. | Elect the member of the Board of Director: Francesca Ruiz de Luzuriaga | Management | Against | Against | ||||
1F. | Elect the member of the Board of Director: Shashank Samant | Management | Against | Against | ||||
1G. | Elect the member of the Board of Director: Wendy L. Schoppert | Management | For | For | ||||
1H. | Elect the member of the Board of Director: Gerry P. Smith | Management | For | For | ||||
1I. | Elect the member of the Board of Director: David M. Szymanski | Management | For | For | ||||
1J. | Elect the member of the Board of Director: Joseph S. Vassalluzzo | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as The ODP Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | To approve The ODP Corporation 2021 Long-Term Incentive Plan. | Management | For | For | ||||
4. | To approve, in a non-binding, advisory vote, The ODP Corporation's executive compensation. | Management | For | For | ||||
UFP INDUSTRIES, INC. | ||||||||
Security | 90278Q108 | Meeting Type | Annual | |||||
Ticker Symbol | UFPI | Meeting Date | 21-Apr-2021 | |||||
ISIN | US90278Q1085 | Agenda | 935344692 - Management | |||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Matthew J. Missad | Management | For | For | ||||
1B. | Election of Director: Thomas W. Rhodes | Management | For | For | ||||
1C. | Election of Director: Brian C. Walker | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
3. | To participate in an advisory vote to approve the compensation paid to our Named Executives. | Management | For | For | ||||
FIRST HAWAIIAN, INC. | ||||||||
Security | 32051X108 | Meeting Type | Annual | |||||
Ticker Symbol | FHB | Meeting Date | 21-Apr-2021 | |||||
ISIN | US32051X1081 | Agenda | 935345517 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Matthew J. Cox | Management | For | For | ||||
1.2 | Election of Director: W. Allen Doane | Management | Against | Against | ||||
1.3 | Election of Director: Robert S. Harrison | Management | For | For | ||||
1.4 | Election of Director: Faye W. Kurren | Management | Against | Against | ||||
1.5 | Election of Director: Allen B. Uyeda | Management | Against | Against | ||||
1.6 | Election of Director: Jenai S. Wall | Management | For | For | ||||
1.7 | Election of Director: Vanessa L. Washington | Management | For | For | ||||
1.8 | Election of Director: C. Scott Wo | Management | For | For | ||||
2. | A proposal to amend and restate the First Hawaiian, Inc. 2016 Non-Employee Director Plan principally to increase the total number of shares of common stock that may be awarded under that plan. | Management | For | For | ||||
3. | An advisory vote on the compensation of our named executive officers as disclosed in the attached Proxy Statement. | Management | For | For | ||||
4. | The ratification of the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
AMN HEALTHCARE SERVICES, INC. | ||||||||
Security | 001744101 | Meeting Type | Annual | |||||
Ticker Symbol | AMN | Meeting Date | 21-Apr-2021 | |||||
ISIN | US0017441017 | Agenda | 935346331 - Management | |||||
Record Date | 23-Feb-2021 | Holding Recon Date | 23-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark G. Foletta | Management | For | For | ||||
1B. | Election of Director: Teri G. Fontenot | Management | Against | Against | ||||
1C. | Election of Director: R. Jeffrey Harris | Management | Against | Against | ||||
1D. | Election of Director: Daphne E. Jones | Management | For | For | ||||
1E. | Election of Director: Martha H. Marsh | Management | For | For | ||||
1F. | Election of Director: Susan R. Salka | Management | For | For | ||||
1G. | Election of Director: Sylvia Trent-Adams | Management | For | For | ||||
1H. | Election of Director: Douglas D. Wheat | Management | For | For | ||||
2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
5. | A shareholder proposal entitled: "Improve Our Catch-22 Proxy Access". | Shareholder | Against | For | ||||
WESTAMERICA BANCORPORATION | ||||||||
Security | 957090103 | Meeting Type | Annual | |||||
Ticker Symbol | WABC | Meeting Date | 22-Apr-2021 | |||||
ISIN | US9570901036 | Agenda | 935342662 - Management | |||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: E. Allen | Management | Against | Against | ||||
1.2 | Election of Director: L. Bartolini | Management | For | For | ||||
1.3 | Election of Director: E.J. Bowler | Management | For | For | ||||
1.4 | Election of Director: M. Chiesa | Management | For | For | ||||
1.5 | Election of Director: M. Hassid | Management | For | For | ||||
1.6 | Election of Director: C. MacMillan | Management | For | For | ||||
1.7 | Election of Director: R. Nelson | Management | Against | Against | ||||
1.8 | Election of Director: D. Payne | Management | For | For | ||||
1.9 | Election of Director: E. Sylvester | Management | Against | Against | ||||
2. | Approve a non-binding advisory vote on the compensation of our executive officers. | Management | For | For | ||||
3. | Ratification of independent auditors. | Management | For | For | ||||
MYR GROUP INC | ||||||||
Security | 55405W104 | Meeting Type | Annual | |||||
Ticker Symbol | MYRG | Meeting Date | 22-Apr-2021 | |||||
ISIN | US55405W1045 | Agenda | 935344274 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Donald C.I. Lucky | Management | For | For | ||||
1B. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Maurice E. Moore | Management | For | For | ||||
1C. | ELECTION OF CLASS II NOMINEE TO SERVE A TERM OF THREE YEARS: Shirin O'Connor | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
LITTELFUSE, INC. | ||||||||
Security | 537008104 | Meeting Type | Annual | |||||
Ticker Symbol | LFUS | Meeting Date | 22-Apr-2021 | |||||
ISIN | US5370081045 | Agenda | 935344337 - Management | |||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||
1B. | Election of Director: Tzau-Jin Chung | Management | Against | Against | ||||
1C. | Election of Director: Cary Fu | Management | For | For | ||||
1D. | Election of Director: Maria Green | Management | For | For | ||||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||||
1F. | Election of Director: David Heinzmann | Management | For | For | ||||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||||
1H. | Election of Director: William Noglows | Management | Against | Against | ||||
1I. | Election of Director: Nathan Zommer | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2021. | Management | For | For | ||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||
Security | 45841N107 | Meeting Type | Annual | |||||
Ticker Symbol | IBKR | Meeting Date | 22-Apr-2021 | |||||
ISIN | US45841N1072 | Agenda | 935346002 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Thomas Peterffy | Management | Against | Against | ||||
1B. | Election of Director: Earl H. Nemser | Management | Against | Against | ||||
1C. | Election of Director: Milan Galik | Management | Against | Against | ||||
1D. | Election of Director: Paul J. Brody | Management | Against | Against | ||||
1E. | Election of Director: Lawrence E. Harris | Management | Against | Against | ||||
1F. | Election of Director: Gary Katz | Management | Against | Against | ||||
1G. | Election of Director: John M. Damgard | Management | Against | Against | ||||
1H. | Election of Director: Philip Uhde | Management | Against | Against | ||||
1I. | Election of Director: William Peterffy | Management | Against | Against | ||||
1J. | Election of Director: Nicole Yuen | Management | Against | Against | ||||
2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||
ALLEGIANCE BANCSHARES, INC. | ||||||||
Security | 01748H107 | Meeting Type | Annual | |||||
Ticker Symbol | ABTX | Meeting Date | 22-Apr-2021 | |||||
ISIN | US01748H1077 | Agenda | 935348537 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William S. Nichols III# | For | For | |||||
2 | Steven F. Retzloff# | For | For | |||||
3 | Fred S. Robertson# | For | For | |||||
4 | Ramon A. Vitulli, III# | For | For | |||||
5 | Louis A. Waters Jr.# | For | For | |||||
6 | Raimundo Riojas A.@ | For | For | |||||
7 | Jon-Al Duplantier* | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the CD&A, tabular disclosures and related narrative in the proxy statement ("Say-On-Pay"). | Management | For | For | ||||
3. | To approve, on an advisory basis, the preferred frequency of shareholder advisory votes on executive compensation ("Say-On-Frequency"). | Management | 1 Year | For | ||||
4. | To ratify the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. | ||||||||
Security | 808541106 | Meeting Type | Annual | |||||
Ticker Symbol | SWM | Meeting Date | 22-Apr-2021 | |||||
ISIN | US8085411069 | Agenda | 935362068 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kimberly E. Ritrievi | For | For | |||||
2 | John D. Rogers | For | For | |||||
2. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Hold a Non-binding advisory vote to approve executive compensation. | Management | For | For | ||||
KKR REAL ESTATE FINANCE TRUST INC. | ||||||||
Security | 48251K100 | Meeting Type | Annual | |||||
Ticker Symbol | KREF | Meeting Date | 23-Apr-2021 | |||||
ISIN | US48251K1007 | Agenda | 935345492 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Terrance R. Ahern | For | For | |||||
2 | Irene M. Esteves | For | For | |||||
3 | Todd A. Fisher | For | For | |||||
4 | Jonathan A. Langer | For | For | |||||
5 | Christen E.J. Lee | For | For | |||||
6 | Paula Madoff | For | For | |||||
7 | Deborah H. McAneny | For | For | |||||
8 | Ralph F. Rosenberg | For | For | |||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
UNISYS CORPORATION | ||||||||
Security | 909214306 | Meeting Type | Annual | |||||
Ticker Symbol | UIS | Meeting Date | 23-Apr-2021 | |||||
ISIN | US9092143067 | Agenda | 935349060 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter A. Altabef | Management | For | For | ||||
1B. | Election of Director: Jared L. Cohon | Management | Against | Against | ||||
1C. | Election of Director: Nathaniel A. Davis | Management | For | For | ||||
1D. | Election of Director: Matthew J. Desch | Management | For | For | ||||
1E. | Election of Director: Denise K. Fletcher | Management | For | For | ||||
1F. | Election of Director: Philippe Germond | Management | Against | Against | ||||
1G. | Election of Director: Lisa A. Hook | Management | For | For | ||||
1H. | Election of Director: Deborah Lee James | Management | Against | Against | ||||
1I. | Election of Director: Paul E. Martin | Management | For | For | ||||
1J. | Election of Director: Regina Paolillo | Management | For | For | ||||
1K. | Election of Director: Lee D. Roberts | Management | Against | Against | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
M.D.C. HOLDINGS, INC. | ||||||||
Security | 552676108 | Meeting Type | Annual | |||||
Ticker Symbol | MDC | Meeting Date | 26-Apr-2021 | |||||
ISIN | US5526761086 | Agenda | 935342321 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Raymond T. Baker | For | For | |||||
2 | David E. Blackford | For | For | |||||
3 | Courtney L. Mizel | For | For | |||||
2. | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | Management | For | For | ||||
3. | To approve the M.D.C. Holdings, Inc. 2021 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
RETAIL OPPORTUNITY INV CORP | ||||||||
Security | 76131N101 | Meeting Type | Annual | |||||
Ticker Symbol | ROIC | Meeting Date | 26-Apr-2021 | |||||
ISIN | US76131N1019 | Agenda | 935380701 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard A. Baker | For | For | |||||
2 | Angela K. Ho | For | For | |||||
3 | Michael J. Indiveri | For | For | |||||
4 | Lee S. Neibart | For | For | |||||
5 | Charles J. Persico | For | For | |||||
6 | Laura H. Pomerantz | For | For | |||||
7 | Stuart A. Tanz | For | For | |||||
8 | Eric S. Zorn | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers as described in the 2021 Proxy Statement. | Management | For | For | ||||
ALEXANDER & BALDWIN, INC. | ||||||||
Security | 014491104 | Meeting Type | Annual | |||||
Ticker Symbol | ALEX | Meeting Date | 27-Apr-2021 | |||||
ISIN | US0144911049 | Agenda | 935340581 - Management | |||||
Record Date | 18-Feb-2021 | Holding Recon Date | 18-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Christopher J. Benjamin | Management | For | For | ||||
1B. | Election of Director: Diana M. Laing | Management | For | For | ||||
1C. | Election of Director: John T. Leong | Management | For | For | ||||
1D. | Election of Director: Thomas A. Lewis, Jr. | Management | For | For | ||||
1E. | Election of Director: Douglas M. Pasquale | Management | Against | Against | ||||
1F. | Election of Director: Michele K. Saito | Management | Against | Against | ||||
1G. | Election of Director: Eric K. Yeaman | Management | Against | Against | ||||
2. | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | ||||
STRATEGIC EDUCATION, INC. | ||||||||
Security | 86272C103 | Meeting Type | Annual | |||||
Ticker Symbol | STRA | Meeting Date | 27-Apr-2021 | |||||
ISIN | US86272C1036 | Agenda | 935348018 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Robert S. Silberman | Management | For | For | ||||
1B. | Election of Director: J. Kevin Gilligan | Management | For | For | ||||
1C. | Election of Director: Robert R. Grusky | Management | Against | Against | ||||
1D. | Election of Director: Dr. Charlotte F. Beason | Management | Against | Against | ||||
1E. | Election of Director: Rita D. Brogley | Management | For | For | ||||
1F. | Election of Director: Dr. John T. Casteen, III | Management | Against | Against | ||||
1G. | Election of Director: H. James Dallas | Management | For | For | ||||
1H. | Election of Director: Nathaniel C. Fick | Management | For | For | ||||
1I. | Election of Director: Jerry L. Johnson | Management | For | For | ||||
1J. | Election of Director: Karl McDonnell | Management | For | For | ||||
1K. | Election of Director: William J. Slocum | Management | For | For | ||||
1L. | Election of Director: G. Thomas Waite, III | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | ||||
ASTEC INDUSTRIES, INC. | ||||||||
Security | 046224101 | Meeting Type | Annual | |||||
Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||
ISIN | US0462241011 | Agenda | 935348258 - Management | |||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James B. Baker | For | For | |||||
2 | Glen E. Tellock | For | For | |||||
2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | ||||
UMB FINANCIAL CORPORATION | ||||||||
Security | 902788108 | Meeting Type | Annual | |||||
Ticker Symbol | UMBF | Meeting Date | 27-Apr-2021 | |||||
ISIN | US9027881088 | Agenda | 935348626 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robin C. Beery | For | For | |||||
2 | Janine A. Davidson | For | For | |||||
3 | Kevin C. Gallagher | For | For | |||||
4 | Greg M. Graves | For | For | |||||
5 | Alexander C. Kemper | For | For | |||||
6 | J. Mariner Kemper | For | For | |||||
7 | Gordon E. Landsford III | For | For | |||||
8 | Timothy R. Murphy | For | For | |||||
9 | Tamara M. Peterman | For | For | |||||
10 | Kris A. Robbins | For | For | |||||
11 | L. Joshua Sosland | For | For | |||||
12 | Leroy J. Williams, Jr. | For | For | |||||
2. | An advisory vote (non-binding) on the compensation paid to UMB's named executive officers. | Management | For | For | ||||
3. | Ratification of the Corporate Audit Committee's engagement of KPMG LLP as UMB's independent registered public accounting firm for 2021. | Management | For | For | ||||
WARRIOR MET COAL, INC. | ||||||||
Security | 93627C101 | Meeting Type | Annual | |||||
Ticker Symbol | HCC | Meeting Date | 27-Apr-2021 | |||||
ISIN | US93627C1018 | Agenda | 935348777 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Stephen D. Williams | For | For | |||||
2 | Ana B. Amicarella | For | For | |||||
3 | J. Brett Harvey | For | For | |||||
4 | Walter J. Scheller, III | For | For | |||||
5 | Alan H. Schumacher | For | For | |||||
6 | Gareth N. Turner | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
GETTY REALTY CORP. | ||||||||
Security | 374297109 | Meeting Type | Annual | |||||
Ticker Symbol | GTY | Meeting Date | 27-Apr-2021 | |||||
ISIN | US3742971092 | Agenda | 935352904 - Management | |||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Christopher J. Constant | Management | For | For | ||||
1B. | Election of Director: Milton Cooper | Management | For | For | ||||
1C. | Election of Director: Philip E. Coviello | Management | For | For | ||||
1D. | Election of Director: Mary Lou Malanoski | Management | For | For | ||||
1E. | Election of Director: Richard E. Montag | Management | For | For | ||||
1F. | Election of Director: Howard B. Safenowitz | Management | For | For | ||||
2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY). | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
4. | APPROVAL OF THE GETTY REALTY CORP. THIRD AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
FIRST FINANCIAL BANKSHARES, INC. | ||||||||
Security | 32020R109 | Meeting Type | Annual | |||||
Ticker Symbol | FFIN | Meeting Date | 27-Apr-2021 | |||||
ISIN | US32020R1095 | Agenda | 935352916 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | April K. Anthony | For | For | |||||
2 | Vianei Lopez Braun | For | For | |||||
3 | Tucker S. Bridwell | For | For | |||||
4 | David L. Copeland | For | For | |||||
5 | Mike B. Denny | For | For | |||||
6 | F. Scott Dueser | For | For | |||||
7 | Murray H. Edwards | For | For | |||||
8 | I. Tim Lancaster | For | For | |||||
9 | Kade L. Matthews | For | For | |||||
10 | Robert C. Nickles, Jr. | For | For | |||||
11 | Johnny E. Trotter | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory, non-binding vote on compensation of named executive officers. | Management | For | For | ||||
4. | Approval of 2021 Omnibus Stock and Incentive Plan. | Management | For | For | ||||
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||||||
Security | 319829107 | Meeting Type | Annual | |||||
Ticker Symbol | FCF | Meeting Date | 27-Apr-2021 | |||||
ISIN | US3198291078 | Agenda | 935354186 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Julie A. Caponi | For | For | |||||
2 | Ray T. Charley | For | For | |||||
3 | Gary R. Claus | For | For | |||||
4 | David S. Dahlmann | For | For | |||||
5 | Johnston A. Glass | For | For | |||||
6 | Jon L. Gorney | For | For | |||||
7 | Jane Grebenc | For | For | |||||
8 | David W. Greenfield | For | For | |||||
9 | Bart E. Johnson | For | For | |||||
10 | Luke A. Latimer | For | For | |||||
11 | Aradhna M. Oliphant | For | For | |||||
12 | T. Michael Price | For | For | |||||
13 | Robert J. Ventura | For | For | |||||
14 | Stephen A. Wolfe | For | For | |||||
2. | To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
STEPAN COMPANY | ||||||||
Security | 858586100 | Meeting Type | Annual | |||||
Ticker Symbol | SCL | Meeting Date | 27-Apr-2021 | |||||
ISIN | US8585861003 | Agenda | 935367246 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Randall S. Dearth | Management | Against | Against | ||||
1.2 | Election of Director: Gregory E. Lawton | Management | Against | Against | ||||
1.3 | Election of Director: Jan Stern Reed | Management | Against | Against | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
COMMUNITY TRUST BANCORP, INC. | ||||||||
Security | 204149108 | Meeting Type | Annual | |||||
Ticker Symbol | CTBI | Meeting Date | 27-Apr-2021 | |||||
ISIN | US2041491083 | Agenda | 935369339 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Charles J. Baird | For | For | |||||
2 | David Collins | For | For | |||||
3 | Franklin H. Farris, Jr. | For | For | |||||
4 | Jean R. Hale | For | For | |||||
5 | Eugenia C. Luallen | For | For | |||||
6 | Ina Michelle Matthews | For | For | |||||
7 | James E. McGhee II | For | For | |||||
8 | Franky Minnifield | For | For | |||||
9 | M. Lynn Parrish | For | For | |||||
10 | Anthony W. St. Charles | For | For | |||||
11 | Chad C. Street | For | For | |||||
2. | Proposal to ratify and approve the appointment of BKD, LLP as Community Trust Bancorp, Inc.'s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Proposal to approve the advisory (nonbinding) resolution relating to executive compensation. | Management | For | For | ||||
SAIA, INC | ||||||||
Security | 78709Y105 | Meeting Type | Annual | |||||
Ticker Symbol | SAIA | Meeting Date | 27-Apr-2021 | |||||
ISIN | US78709Y1055 | Agenda | 935392302 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Di-Ann Eisnor | Management | For | For | ||||
1.2 | Election of Director: Jeffrey C. Ward | Management | Against | Against | ||||
1.3 | Election of Director: Susan F. Ward | Management | For | For | ||||
2. | Vote on an advisory basis to approve the compensation of Saia's Named Executive Officers. | Management | For | For | ||||
3. | Consider an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | For | For | ||||
4. | Ratify the appointment of KPMG LLP as Saia's Independent Registered Public Accounting Firm for fiscal year 2021. | Management | For | For | ||||
DELUXE CORPORATION | ||||||||
Security | 248019101 | Meeting Type | Annual | |||||
Ticker Symbol | DLX | Meeting Date | 28-Apr-2021 | |||||
ISIN | US2480191012 | Agenda | 935346052 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William C. Cobb | For | For | |||||
2 | Paul R. Garcia | For | For | |||||
3 | C.E. Mayberry McKissack | For | For | |||||
4 | Barry C. McCarthy | For | For | |||||
5 | Don J. McGrath | For | For | |||||
6 | Thomas J. Reddin | For | For | |||||
7 | Martyn R. Redgrave | For | For | |||||
8 | John L. Stauch | For | For | |||||
9 | Victoria A. Treyger | For | For | |||||
2. | Advisory vote (non-binding) on compensation of our Named Executive Officers. | Management | For | For | ||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
OFG BANCORP | ||||||||
Security | 67103X102 | Meeting Type | Annual | |||||
Ticker Symbol | OFG | Meeting Date | 28-Apr-2021 | |||||
ISIN | PR67103X1020 | Agenda | 935348133 - Management | |||||
Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | |||||
City / | Country | / | Puerto Rico | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Julian S. Inclán | For | For | |||||
2 | José Rafael Fernández | For | For | |||||
3 | Jorge Colón-Gerena | For | For | |||||
4 | Néstor de Jesús | For | For | |||||
5 | Susan Harnett | For | For | |||||
6 | Pedro Morazzani | For | For | |||||
7 | Edwin Pérez | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | For | For | ||||
3. | To ratify the selection of the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
THE CHEMOURS COMPANY | ||||||||
Security | 163851108 | Meeting Type | Annual | |||||
Ticker Symbol | CC | Meeting Date | 28-Apr-2021 | |||||
ISIN | US1638511089 | Agenda | 935349919 - Management | |||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis V. Anastasio | Management | Against | Against | ||||
1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Bradley J. Bell | Management | For | For | ||||
1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Richard H. Brown | Management | For | For | ||||
1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mary B. Cranston | Management | Against | Against | ||||
1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis J. Crawford | Management | For | For | ||||
1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Dawn L. Farrell | Management | Against | Against | ||||
1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Erin N. Kane | Management | For | For | ||||
1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Sean D. Keohane | Management | Against | Against | ||||
1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mark P. Vergnano | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2021. | Management | For | For | ||||
4. | Proposal to Amend the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions with Respect to Certificate and Bylaws Amendments. | Management | For | For | ||||
5. | Approval of the Amendment and Restatement of The Chemours Company 2017 Equity and Incentive Plan. | Management | For | For | ||||
TENNANT COMPANY | ||||||||
Security | 880345103 | Meeting Type | Annual | |||||
Ticker Symbol | TNC | Meeting Date | 28-Apr-2021 | |||||
ISIN | US8803451033 | Agenda | 935350811 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Azita Arvani | Management | Against | Against | ||||
1B. | Election of Director: Timothy R. Morse | Management | For | For | ||||
1C. | Election of Director: Steven A. Sonnenberg | Management | Against | Against | ||||
1D. | Election of Director: David W. Huml | Management | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
COGENT COMMUNICATIONS HOLDINGS, INC. | ||||||||
Security | 19239V302 | Meeting Type | Annual | |||||
Ticker Symbol | CCOI | Meeting Date | 28-Apr-2021 | |||||
ISIN | US19239V3024 | Agenda | 935351483 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Dave Schaeffer | For | For | |||||
2 | D. Blake Bath | For | For | |||||
3 | Steven D. Brooks | For | For | |||||
4 | Lewis H. Ferguson, III | For | For | |||||
5 | Carolyn Katz | For | For | |||||
6 | Sheryl Kennedy | For | For | |||||
7 | Marc Montagner | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve an amendment and restatement of the Company's 2017 Incentive Award Plan including an increase in the number of shares available for issuance thereunder by 1.2 million shares. | Management | For | For | ||||
4. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||
CLEVELAND-CLIFFS INC. | ||||||||
Security | 185899101 | Meeting Type | Annual | |||||
Ticker Symbol | CLF | Meeting Date | 28-Apr-2021 | |||||
ISIN | US1858991011 | Agenda | 935353778 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | L. Goncalves | For | For | |||||
2 | D.C. Taylor | For | For | |||||
3 | J.T. Baldwin | For | For | |||||
4 | R.P. Fisher, Jr. | For | For | |||||
5 | W.K. Gerber | For | For | |||||
6 | S.M. Green | For | For | |||||
7 | M.A. Harlan | For | For | |||||
8 | R.S. Michael, III | For | For | |||||
9 | J.L. Miller | For | For | |||||
10 | E.M Rychel | For | For | |||||
11 | G. Stoliar | For | For | |||||
12 | A.M. Yocum | For | For | |||||
2. | Approval of an amendment to Cleveland-Cliffs Inc.'s Fourth Amended Articles of Incorporation, as amended, to increase the number of authorized common shares. | Management | For | For | ||||
3. | Approval of the Cleveland-Cliffs Inc. 2021 Nonemployee Director's Compensation Plan. | Management | For | For | ||||
4. | Approval of the Cleveland-Cliffs Inc. 2021 Equity and Incentive Compensation Plan. | Management | For | For | ||||
5. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | ||||
6. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland- Cliffs Inc. to serve for the 2021 fiscal year. | Management | For | For | ||||
GLACIER BANCORP, INC. | ||||||||
Security | 37637Q105 | Meeting Type | Annual | |||||
Ticker Symbol | GBCI | Meeting Date | 28-Apr-2021 | |||||
ISIN | US37637Q1058 | Agenda | 935354011 - Management | |||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David C. Boyles | For | For | |||||
2 | Robert A. Cashell, Jr. | For | For | |||||
3 | Randall M. Chesler | For | For | |||||
4 | Sherry L. Cladouhos | For | For | |||||
5 | James M. English | For | For | |||||
6 | Annie M. Goodwin | For | For | |||||
7 | Kristen L. Heck | For | For | |||||
8 | Craig A. Langel | For | For | |||||
9 | Douglas J. McBride | For | For | |||||
10 | George R. Sutton | For | For | |||||
2. | To approve an amendment to the amended and restated articles of incorporation of Glacier Bancorp, Inc. (the "Company") to provide for indemnification of directors and officers of the Company. | Management | For | For | ||||
3. | To vote on an advisory (non-binding) resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | To ratify the appointment of BKD, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
BANNER CORPORATION | ||||||||
Security | 06652V208 | Meeting Type | Annual | |||||
Ticker Symbol | BANR | Meeting Date | 28-Apr-2021 | |||||
ISIN | US06652V2088 | Agenda | 935357904 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Roberto R. Herencia (for three-year term) | Management | Against | Against | ||||
1.2 | Election of Director: John R. Layman (for three-year term) | Management | For | For | ||||
1.3 | Election of Director: Kevin F. Riordan (for three-year term) | Management | For | For | ||||
1.4 | Election of Director: Terry Schwakopf (for three-year term) | Management | Against | Against | ||||
1.5 | Election of Director: Ellen R.M. Boyer (for one-year term) | Management | For | For | ||||
1.6 | Election of Director: David I. Matson (for one-year term) | Management | For | For | ||||
1.7 | Election of Director: John Pedersen (for one-year term) | Management | For | For | ||||
2. | Advisory approval of the compensation of Banner Corporation's named executive officers. | Management | For | For | ||||
3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
UNITIL CORPORATION | ||||||||
Security | 913259107 | Meeting Type | Annual | |||||
Ticker Symbol | UTL | Meeting Date | 28-Apr-2021 | |||||
ISIN | US9132591077 | Agenda | 935361802 - Management | |||||
Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Suzanne Foster | For | For | |||||
2 | Thomas P. Meissner, Jr. | For | For | |||||
3 | Justine Vogel | For | For | |||||
2. | To ratify the selection of independent registered accounting firm, Deloitte & Touche LLP, for fiscal year 2021. | Management | For | For | ||||
3. | Advisory vote on the approval of Executive Compensation. | Management | For | For | ||||
SELECTIVE INSURANCE GROUP, INC. | ||||||||
Security | 816300107 | Meeting Type | Annual | |||||
Ticker Symbol | SIGI | Meeting Date | 28-Apr-2021 | |||||
ISIN | US8163001071 | Agenda | 935364733 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: AINAR D. AIJALA, JR. | Management | For | For | ||||
1B. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: LISA ROJAS BACUS | Management | Against | Against | ||||
1C. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN C. BURVILLE | Management | For | For | ||||
1D. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: TERRENCE W. CAVANAUGH | Management | For | For | ||||
1E. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: WOLE C. COAXUM | Management | Against | Against | ||||
1F. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: ROBERT KELLY DOHERTY | Management | For | For | ||||
1G. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN J. MARCHIONI | Management | For | For | ||||
1H. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: THOMAS A. MCCARTHY | Management | For | For | ||||
1I. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: STEPHEN C. MILLS | Management | For | For | ||||
1J. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: H. ELIZABETH MITCHELL | Management | Against | Against | ||||
1K. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: MICHAEL J. MORRISSEY | Management | Against | Against | ||||
1L. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: GREGORY E. MURPHY | Management | For | For | ||||
1M. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: CYNTHIA S. NICHOLSON | Management | Against | Against | ||||
1N. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: WILLIAM M. RUE | Management | For | For | ||||
1O. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: JOHN S. SCHEID | Management | For | For | ||||
1P. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: J. BRIAN THEBAULT | Management | Against | Against | ||||
1Q. | ELECTIION OF DIRECTOR FOR A TERM OF ONE YEAR: PHILIP H. URBAN | Management | Against | Against | ||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE 2020 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | APPROVAL OF THE AMENDED AND RESTATED SELECTIVE INSURANCE GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN (2021). | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
CITY HOLDING COMPANY | ||||||||
Security | 177835105 | Meeting Type | Annual | |||||
Ticker Symbol | CHCO | Meeting Date | 28-Apr-2021 | |||||
ISIN | US1778351056 | Agenda | 935375988 - Management | |||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class I Director to serve for a term of three years: J. Thomas Jones | Management | For | For | ||||
1.2 | Election of Class I Director to serve for a term of three years: James L. Rossi | Management | For | For | ||||
1.3 | Election of Class I Director to serve for a term of three years: Diane W. Strong-Treister | Management | For | For | ||||
2. | Proposal to ratify, on an advisory basis, the Audit Committee and the Board of Directors' appointment of Crowe LLP as the independent registered public accounting firm for City Holding Company for 2021. | Management | For | For | ||||
3. | Proposal to approve a non-binding advisory proposal on the compensation of the Named Executive Officers. | Management | For | For | ||||
CENTRAL PACIFIC FINANCIAL CORP. | ||||||||
Security | 154760409 | Meeting Type | Annual | |||||
Ticker Symbol | CPF | Meeting Date | 29-Apr-2021 | |||||
ISIN | US1547604090 | Agenda | 935341254 - Management | |||||
Record Date | 24-Feb-2021 | Holding Recon Date | 24-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christine H. H. Camp | For | For | |||||
2 | Earl E. Fry | For | For | |||||
3 | Wayne K. Kamitaki | For | For | |||||
4 | Paul J. Kosasa | For | For | |||||
5 | Duane K. Kurisu | For | For | |||||
6 | Christopher T. Lutes | For | For | |||||
7 | Colbert M. Matsumoto | For | For | |||||
8 | A. Catherine Ngo | For | For | |||||
9 | Saedene K. Ota | For | For | |||||
10 | Crystal K. Rose | For | For | |||||
11 | Paul K. Yonamine | For | For | |||||
2. | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers ("Say-On-Pay"). | Management | For | For | ||||
3. | To ratify the appointment of Crowe LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
LITHIA MOTORS, INC. | ||||||||
Security | 536797103 | Meeting Type | Annual | |||||
Ticker Symbol | LAD | Meeting Date | 29-Apr-2021 | |||||
ISIN | US5367971034 | Agenda | 935346242 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Sidney B. DeBoer | Management | For | For | ||||
1B. | Election of Director: Susan O. Cain | Management | Against | Against | ||||
1C. | Election of Director: Bryan B. DeBoer | Management | For | For | ||||
1D. | Election of Director: Shauna F. McIntyre | Management | For | For | ||||
1E. | Election of Director: Louis P. Miramontes | Management | Against | Against | ||||
1F. | Election of Director: Kenneth E. Roberts | Management | Against | Against | ||||
1G. | Election of Director: David J. Robino | Management | Against | Against | ||||
2. | Approval by advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | ||||
3. | Ratification of Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||
4. | Approval of an Amendment and Restatement of our Restated Articles of Incorporation to eliminate references to Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to reclassify Class A Common Stock as Common Stock. | Management | For | For | ||||
OWENS & MINOR, INC. | ||||||||
Security | 690732102 | Meeting Type | Annual | |||||
Ticker Symbol | OMI | Meeting Date | 29-Apr-2021 | |||||
ISIN | US6907321029 | Agenda | 935348309 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for the term of one-year: Aster Angagaw | Management | Against | Against | ||||
1.2 | Election of Director for the term of one-year: Mark A. Beck | Management | Against | Against | ||||
1.3 | Election of Director for the term of one-year: Gwendolyn M. Bingham | Management | Against | Against | ||||
1.4 | Election of Director for the term of one-year: Robert J. Henkel | Management | Against | Against | ||||
1.5 | Election of Director for the term of one-year: Stephen W. Klemash | Management | For | For | ||||
1.6 | Election of Director for the term of one-year: Mark F. McGettrick | Management | For | For | ||||
1.7 | Election of Director for the term of one-year: Edward A. Pesicka | Management | For | For | ||||
1.8 | Election of Director for the term of one-year: Michael C. Riordan | Management | Against | Against | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
PROVIDENT FINANCIAL SERVICES, INC. | ||||||||
Security | 74386T105 | Meeting Type | Annual | |||||
Ticker Symbol | PFS | Meeting Date | 29-Apr-2021 | |||||
ISIN | US74386T1051 | Agenda | 935348640 - Management | |||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ursuline F. Foley | For | For | |||||
2 | Christopher Martin | For | For | |||||
3 | Robert McNerney | For | For | |||||
4 | John Pugliese | For | For | |||||
2. | The approval (non-binding) of executive compensation. | Management | For | For | ||||
3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
LIVENT CORPORATION | ||||||||
Security | 53814L108 | Meeting Type | Annual | |||||
Ticker Symbol | LTHM | Meeting Date | 29-Apr-2021 | |||||
ISIN | US53814L1089 | Agenda | 935349414 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to the term expiring in 2024: Pierre Brondeau | Management | For | For | ||||
1B. | Election of Class III Director to the term expiring in 2024: G. Peter D'Aloia | Management | For | For | ||||
1C. | Election of Class III Director to the term expiring in 2024: Robert C. Pallash | Management | Against | Against | ||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory (non-binding) vote on named executive officer compensation. | Management | For | For | ||||
4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||||
5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||
MYERS INDUSTRIES, INC. | ||||||||
Security | 628464109 | Meeting Type | Annual | |||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||
ISIN | US6284641098 | Agenda | 935349539 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | YVETTE DAPREMONT BRIGHT | For | For | |||||
2 | SARAH R. COFFIN | For | For | |||||
3 | RONALD M. DE FEO | For | For | |||||
4 | WILLIAM A. FOLEY | For | For | |||||
5 | JEFFREY KRAMER | For | For | |||||
6 | F. JACK LIEBAU, JR. | For | For | |||||
7 | BRUCE M. LISMAN | For | For | |||||
8 | LORI LUTEY | For | For | |||||
9 | MICHAEL MCGAUGH | For | For | |||||
10 | WILLIAM SANDBROOK | For | For | |||||
11 | ROBERT A. STEFANKO | For | For | |||||
2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||
3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | Against | Against | ||||
4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||
5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||
LGI HOMES, INC. | ||||||||
Security | 50187T106 | Meeting Type | Annual | |||||
Ticker Symbol | LGIH | Meeting Date | 29-Apr-2021 | |||||
ISIN | US50187T1060 | Agenda | 935350102 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ryan Edone | For | For | |||||
2 | Duncan Gage | For | For | |||||
3 | Eric Lipar | For | For | |||||
4 | Laura Miller | For | For | |||||
5 | Bryan Sansbury | For | For | |||||
6 | Steven Smith | For | For | |||||
7 | Robert Vahradian | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
ARCBEST CORPORATION | ||||||||
Security | 03937C105 | Meeting Type | Annual | |||||
Ticker Symbol | ARCB | Meeting Date | 29-Apr-2021 | |||||
ISIN | US03937C1053 | Agenda | 935350114 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
I | DIRECTOR | Management | ||||||
1 | Eduardo F. Conrado | For | For | |||||
2 | Fredrik J. Eliasson | For | For | |||||
3 | Stephen E. Gorman | For | For | |||||
4 | Michael P. Hogan | For | For | |||||
5 | Kathleen D. McElligott | For | For | |||||
6 | Judy R. McReynolds | For | For | |||||
7 | Craig E. Philip | For | For | |||||
8 | Steven L. Spinner | For | For | |||||
9 | Janice E. Stipp | For | For | |||||
II | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
III | To approve the Second Amendment to the Amended and Restated Ownership Incentive Plan. | Management | For | For | ||||
IV | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
WEIS MARKETS, INC. | ||||||||
Security | 948849104 | Meeting Type | Annual | |||||
Ticker Symbol | WMK | Meeting Date | 29-Apr-2021 | |||||
ISIN | US9488491047 | Agenda | 935353160 - Management | |||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jonathan H. Weis | Withheld | Against | |||||
2 | Harold G. Graber | Withheld | Against | |||||
3 | Dennis G. Hatchell | Withheld | Against | |||||
4 | Edward J. Lauth III | Withheld | Against | |||||
5 | Gerrald B. Silverman | Withheld | Against | |||||
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||
3. | Shareholder proposal to amend the Company's articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections. | Shareholder | For | Against | ||||
4. | Shareholder proposal to adopt a policy, and amend the bylaws as necessary, to require the Board Chair to be an independent director. | Shareholder | For | Against | ||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||
Security | 253651103 | Meeting Type | Annual | |||||
Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||
ISIN | US2536511031 | Agenda | 935346343 - Management | |||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||
1C. | Election of Director: Reynolds C. Bish | Management | Against | Against | ||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||
1E. | Election of Director: Phillip R. Cox | Management | Against | Against | ||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||
1J. | Election of Director: Kent M. Stahl | Management | Against | Against | ||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||
4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||
CARETRUST REIT, INC | ||||||||
Security | 14174T107 | Meeting Type | Annual | |||||
Ticker Symbol | CTRE | Meeting Date | 30-Apr-2021 | |||||
ISIN | US14174T1079 | Agenda | 935349565 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Allen C. Barbieri | Management | Against | Against | ||||
1B. | Election of Director: Jon D. Kline | Management | Against | Against | ||||
1C. | Election of Director: Diana M. Laing | Management | For | For | ||||
1D. | Election of Director: Spencer G. Plumb | Management | Against | Against | ||||
1E. | Election of Director: Gregory K. Stapley | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
ADVANCED ENERGY INDUSTRIES, INC. | ||||||||
Security | 007973100 | Meeting Type | Annual | |||||
Ticker Symbol | AEIS | Meeting Date | 30-Apr-2021 | |||||
ISIN | US0079731008 | Agenda | 935350784 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Grant H. Beard | For | For | |||||
2 | Frederick A. Ball | For | For | |||||
3 | Anne T. DelSanto | For | For | |||||
4 | Tina M. Donikowski | For | For | |||||
5 | Ronald C. Foster | For | For | |||||
6 | Edward C. Grady | For | For | |||||
7 | Stephen D. Kelley | For | For | |||||
8 | Lanesha T. Minnix | For | For | |||||
9 | Thomas M. Rohrs | For | For | |||||
10 | John A. Roush | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory approval of Advanced Energy's compensation of its named executive officers. | Management | For | For | ||||
4. | Approval of an increase in the total number of shares of common stock authorized for issuance under the Employee Stock Purchase Plan from 1,000,000 shares to 1,500,000 shares. | Management | For | For | ||||
THE YORK WATER COMPANY | ||||||||
Security | 987184108 | Meeting Type | Annual | |||||
Ticker Symbol | YORW | Meeting Date | 03-May-2021 | |||||
ISIN | US9871841089 | Agenda | 935345151 - Management | |||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael W. Gang, Esq. | For | For | |||||
2 | Jeffrey R. Hines, P.E. | For | For | |||||
3 | George W. Hodges | For | For | |||||
4 | George Hay Kain III | For | For | |||||
2. | To ratify the appointment of Baker Tilly US, LLP as auditors. | Management | For | For | ||||
TOPBUILD CORP | ||||||||
Security | 89055F103 | Meeting Type | Annual | |||||
Ticker Symbol | BLD | Meeting Date | 03-May-2021 | |||||
ISIN | US89055F1030 | Agenda | 935353881 - Management | |||||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Alec C. Covington | Management | Against | Against | ||||
1B. | Election of Director: Robert Buck | Management | For | For | ||||
1C. | Election of Director: Carl T. Camden | Management | Against | Against | ||||
1D. | Election of Director: Joseph S. Cantie | Management | Against | Against | ||||
1E. | Election of Director: Tina M. Donikowski | Management | Against | Against | ||||
1F. | Election of Director: Mark A. Petrarca | Management | Against | Against | ||||
1G. | Election of Director: Nancy M. Taylor | Management | Against | Against | ||||
2. | To ratify the Company's appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
PITNEY BOWES INC. | ||||||||
Security | 724479100 | Meeting Type | Annual | |||||
Ticker Symbol | PBI | Meeting Date | 03-May-2021 | |||||
ISIN | US7244791007 | Agenda | 935355380 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Anne M. Busquet | Management | Against | Against | ||||
1B. | Election of Director: Robert M. Dutkowsky | Management | Against | Against | ||||
1C. | Election of Director: Anne Sutherland Fuchs | Management | Against | Against | ||||
1D. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||
1E. | Election of Director: S. Douglas Hutcheson | Management | Against | Against | ||||
1F. | Election of Director: Marc B. Lautenbach | Management | For | For | ||||
1G. | Election of Director: Michael I. Roth | Management | For | For | ||||
1H. | Election of Director: Linda S. Sanford | Management | For | For | ||||
1I. | Election of Director: David L. Shedlarz | Management | For | For | ||||
1J. | Election of Director: Sheila A. Stamps | Management | For | For | ||||
2. | Ratification of the Audit Committee's Appointment of the Independent Accountants for 2021. | Management | For | For | ||||
3. | Non-binding Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
THE E.W. SCRIPPS COMPANY | ||||||||
Security | 811054402 | Meeting Type | Annual | |||||
Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||
ISIN | US8110544025 | Agenda | 935355607 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||
1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||
1c. | Election of Director: Kim Williams | Management | For | For | ||||
HERITAGE FINANCIAL CORPORATION | ||||||||
Security | 42722X106 | Meeting Type | Annual | |||||
Ticker Symbol | HFWA | Meeting Date | 04-May-2021 | |||||
ISIN | US42722X1063 | Agenda | 935351180 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term: Brian S. Charneski | Management | For | For | ||||
1B. | Election of Director for a one-year term: John A. Clees | Management | Against | Against | ||||
1C. | Election of Director for a one-year term: Kimberly T. Ellwanger | Management | Against | Against | ||||
1D. | Election of Director for a one-year term: Jeffrey J. Deuel | Management | For | For | ||||
1E. | Election of Director for a one-year term: Deborah J. Gavin | Management | For | For | ||||
1F. | Election of Director for a one-year term: Jeffrey S. Lyon | Management | Against | Against | ||||
1G. | Election of Director for a one-year term: Gragg E. Miller | Management | For | For | ||||
1H. | Election of Director for a one-year term: Anthony B. Pickering | Management | Against | Against | ||||
1I. | Election of Director for a one-year term: Frederick B. Rivera | Management | For | For | ||||
1J. | Election of Director for a one-year term: Brian L. Vance | Management | For | For | ||||
1K. | Election of Director for a one-year term: Ann Watson | Management | Against | Against | ||||
2. | Advisory (non-binding) approval of the compensation paid to named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | Ratification of the appointment of Crowe LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
SKYWEST, INC. | ||||||||
Security | 830879102 | Meeting Type | Annual | |||||
Ticker Symbol | SKYW | Meeting Date | 04-May-2021 | |||||
ISIN | US8308791024 | Agenda | 935352954 - Management | |||||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jerry C. Atkin | For | For | |||||
2 | W. Steve Albrecht | For | For | |||||
3 | Russell A. Childs | For | For | |||||
4 | Smita Conjeevaram | For | For | |||||
5 | Meredith S. Madden | For | For | |||||
6 | Ronald J. Mittelstaedt | For | For | |||||
7 | Andrew C. Roberts | For | For | |||||
8 | Keith E. Smith | For | For | |||||
9 | Steven F. Udvar - Hazy | For | For | |||||
10 | James L. Welch | For | For | |||||
2. | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||
TUPPERWARE BRANDS CORPORATION | ||||||||
Security | 899896104 | Meeting Type | Annual | |||||
Ticker Symbol | TUP | Meeting Date | 04-May-2021 | |||||
ISIN | US8998961044 | Agenda | 935354023 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Susan M. Cameron | Management | Against | Against | ||||
1B. | Election of Director: Meg Crofton | Management | Against | Against | ||||
1C. | Election of Director: Deborah G. Ellinger | Management | Against | Against | ||||
1D. | Election of Director: Miguel Fernandez | Management | For | For | ||||
1E. | Election of Director: James H. Fordyce | Management | For | For | ||||
1F. | Election of Director: Richard Goudis | Management | For | For | ||||
1G. | Election of Director: Timothy Minges | Management | For | For | ||||
1H. | Election of Director: Christopher D. O'Leary | Management | Against | Against | ||||
1I. | Election of Director: Richard T. Riley | Management | Against | Against | ||||
1J. | Election of Director: M. Anne Szostak | Management | For | For | ||||
2. | Advisory Vote to Approve the Company's Executive Compensation Program. | Management | For | For | ||||
3. | Proposal to Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||
MARTEN TRANSPORT, LTD. | ||||||||
Security | 573075108 | Meeting Type | Annual | |||||
Ticker Symbol | MRTN | Meeting Date | 04-May-2021 | |||||
ISIN | US5730751089 | Agenda | 935354770 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Randolph L. Marten | For | For | |||||
2 | Larry B. Hagness | For | For | |||||
3 | Thomas J. Winkel | For | For | |||||
4 | Jerry M. Bauer | For | For | |||||
5 | Robert L. Demorest | For | For | |||||
6 | Ronald R. Booth | For | For | |||||
7 | Kathleen P. Iverson | For | For | |||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||
3. | Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To transact other business if properly brought before the Annual Meeting or any adjournment thereof. | Management | For | For | ||||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||
Security | 955306105 | Meeting Type | Annual | |||||
Ticker Symbol | WST | Meeting Date | 04-May-2021 | |||||
ISIN | US9553061055 | Agenda | 935356003 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark A. Buthman | Management | Against | Against | ||||
1B. | Election of Director: William F. Feehery | Management | Against | Against | ||||
1C. | Election of Director: Robert Friel | Management | For | For | ||||
1D. | Election of Director: Eric M. Green | Management | For | For | ||||
1E. | Election of Director: Thomas W. Hofmann | Management | For | For | ||||
1F. | Election of Director: Deborah L. V. Keller | Management | For | For | ||||
1G. | Election of Director: Myla P. Lai-Goldman | Management | For | For | ||||
1H. | Election of Director: Douglas A. Michels | Management | For | For | ||||
1I. | Election of Director: Paolo Pucci | Management | For | For | ||||
1J. | Election of Director: Patrick J. Zenner | Management | Against | Against | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
SIMPSON MANUFACTURING CO., INC. | ||||||||
Security | 829073105 | Meeting Type | Annual | |||||
Ticker Symbol | SSD | Meeting Date | 04-May-2021 | |||||
ISIN | US8290731053 | Agenda | 935357384 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to hold office until the next annual meeting: James S. Andrasick | Management | Against | Against | ||||
1B. | Election of Director to hold office until the next annual meeting: Jennifer A. Chatman | Management | Against | Against | ||||
1C. | Election of Director to hold office until the next annual meeting: Karen Colonias | Management | For | For | ||||
1D. | Election of Director to hold office until the next annual meeting: Gary M. Cusumano | Management | For | For | ||||
1E. | Election of Director to hold office until the next annual meeting: Philip E. Donaldson | Management | For | For | ||||
1F. | Election of Director to hold office until the next annual meeting: Celeste Volz Ford | Management | Against | Against | ||||
1G. | Election of Director to hold office until the next annual meeting: Robin G. MacGillivray | Management | Against | Against | ||||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
ARCOSA, INC. | ||||||||
Security | 039653100 | Meeting Type | Annual | |||||
Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||
ISIN | US0396531008 | Agenda | 935357500 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class II Director: Joseph Alvarado | Management | Against | Against | ||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||
1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||
1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||
1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
FRESH DEL MONTE PRODUCE INC. | ||||||||
Security | G36738105 | Meeting Type | Annual | |||||
Ticker Symbol | FDP | Meeting Date | 04-May-2021 | |||||
ISIN | KYG367381053 | Agenda | 935360519 - Management | |||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Mohammad Abu-Ghazaleh | Management | For | For | ||||
1.2 | Election of Director: Ahmad Abu-Ghazaleh | Management | For | For | ||||
1.3 | Election of Director: Kristin Colber-Baker | Management | For | For | ||||
1.4 | Election of Director: Lori Tauber Marcus | Management | For | For | ||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approve, by non-binding advisory vote, the compensation of our named executive officers in 2020. | Management | For | For | ||||
4. | Approve and Adopt the Second Amended and Restated Memorandum and Articles of Association. | Management | For | For | ||||
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||||
Security | 101119105 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BPFH | Meeting Date | 04-May-2021 | |||||
ISIN | US1011191053 | Agenda | 935364276 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approve the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation (the "merger agreement"). | Management | For | For | ||||
2. | Approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||
3. | Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | For | For | ||||
ENCORE WIRE CORPORATION | ||||||||
Security | 292562105 | Meeting Type | Annual | |||||
Ticker Symbol | WIRE | Meeting Date | 04-May-2021 | |||||
ISIN | US2925621052 | Agenda | 935364757 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Gregory J. Fisher | For | For | |||||
2 | Daniel L. Jones | For | For | |||||
3 | Gina A. Norris | For | For | |||||
4 | William R. Thomas | For | For | |||||
5 | Scott D. Weaver | For | For | |||||
6 | John H. Wilson | For | For | |||||
2. | BOARD PROPOSAL TO APPROVE,IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
ENPRO INDUSTRIES, INC. | ||||||||
Security | 29355X107 | Meeting Type | Annual | |||||
Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||
ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Marvin A. Riley | For | For | |||||
2 | Thomas M. Botts | For | For | |||||
3 | Felix M. Brueck | For | For | |||||
4 | B. Bernard Burns, Jr. | For | For | |||||
5 | Diane C. Creel | For | For | |||||
6 | Adele M. Gulfo | For | For | |||||
7 | David L. Hauser | For | For | |||||
8 | John Humphrey | For | For | |||||
9 | Kees van der Graaf | For | For | |||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
POOL CORPORATION | ||||||||
Security | 73278L105 | Meeting Type | Annual | |||||
Ticker Symbol | POOL | Meeting Date | 04-May-2021 | |||||
ISIN | US73278L1052 | Agenda | 935369416 - Management | |||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter D. Arvan | Management | For | For | ||||
1B. | Election of Director: Timothy M. Graven | Management | Against | Against | ||||
1C. | Election of Director: Debra S. Oler | Management | For | For | ||||
1D. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For | ||||
1E. | Election of Director: Harlan F. Seymour | Management | Against | Against | ||||
1F. | Election of Director: Robert C. Sledd | Management | For | For | ||||
1G. | Election of Director: John E. Stokely | Management | Against | Against | ||||
1H. | Election of Director: David G. Whalen | Management | For | For | ||||
2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||||
Security | 101119105 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BPFH | Meeting Date | 04-May-2021 | |||||
ISIN | US1011191053 | Agenda | 935371790 - Opposition | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | The Company's proposal the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation. | Management | ||||||
2. | The Company's proposal to approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private's named executive officers in connection with the merger contemplated by the merger agreement. | Management | ||||||
3. | The Company's proposal to approve an adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement. | Management | ||||||
CENTURY COMMUNITIES, INC. | ||||||||
Security | 156504300 | Meeting Type | Annual | |||||
Ticker Symbol | CCS | Meeting Date | 05-May-2021 | |||||
ISIN | US1565043007 | Agenda | 935354174 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Dale Francescon | Management | For | For | ||||
1B. | Election of Director: Robert J. Francescon | Management | For | For | ||||
1C. | Election of Director: Patricia L. Arvielo | Management | For | For | ||||
1D. | Election of Director: John P. Box | Management | Against | Against | ||||
1E. | Election of Director: Keith R. Guericke | Management | Against | Against | ||||
1F. | Election of Director: James M. Lippman | Management | Against | Against | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||
ROGERS CORPORATION | ||||||||
Security | 775133101 | Meeting Type | Annual | |||||
Ticker Symbol | ROG | Meeting Date | 05-May-2021 | |||||
ISIN | US7751331015 | Agenda | 935359744 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Keith L. Barnes | For | For | |||||
2 | Megan Faust | For | For | |||||
3 | Bruce D. Hoechner | For | For | |||||
4 | Carol R. Jensen | For | For | |||||
5 | Keith Larson | For | For | |||||
6 | Ganesh Moorthy | For | For | |||||
7 | Jeffrey J. Owens | For | For | |||||
8 | Helene Simonet | For | For | |||||
9 | Peter C. Wallace | For | For | |||||
2. | To vote on a non-binding advisory resolution to approve the 2020 compensation of the named executive officers of Rogers Corporation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2021. | Management | For | For | ||||
NATIONAL CINEMEDIA, INC. | ||||||||
Security | 635309107 | Meeting Type | Annual | |||||
Ticker Symbol | NCMI | Meeting Date | 05-May-2021 | |||||
ISIN | US6353091076 | Agenda | 935360189 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark B. Segall | For | For | |||||
2 | David E. Glazek | For | For | |||||
3 | Lawrence A. Goodman | For | For | |||||
4 | Kurt C. Hall | For | For | |||||
5 | Juliana F. Hill | For | For | |||||
6 | Thomas F. Lesinski | For | For | |||||
7 | Donna Reisman | For | For | |||||
8 | Renana Teperberg | For | For | |||||
9 | Mark Zoradi | For | For | |||||
2. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 30, 2021. | Management | For | For | ||||
REALOGY HOLDINGS CORP. | ||||||||
Security | 75605Y106 | Meeting Type | Annual | |||||
Ticker Symbol | RLGY | Meeting Date | 05-May-2021 | |||||
ISIN | US75605Y1064 | Agenda | 935361496 - Management | |||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term expiring in 2022: Fiona P. Dias | Management | For | For | ||||
1B. | Election of Director for a one-year term expiring in 2022: Matthew J. Espe | Management | Against | Against | ||||
1C. | Election of Director for a one-year term expiring in 2022: V. Ann Hailey | Management | Against | Against | ||||
1D. | Election of Director for a one-year term expiring in 2022: Bryson R. Koehler | Management | For | For | ||||
1E. | Election of Director for a one-year term expiring in 2022: Duncan L. Niederauer | Management | For | For | ||||
1F. | Election of Director for a one-year term expiring in 2022: Ryan M. Schneider | Management | For | For | ||||
1G. | Election of Director for a one-year term expiring in 2022: Enrique Silva | Management | For | For | ||||
1H. | Election of Director for a one-year term expiring in 2022: Sherry M. Smith | Management | Against | Against | ||||
1I. | Election of Director for a one-year term expiring in 2022: Christopher S. Terrill | Management | For | For | ||||
1J. | Election of Director for a one-year term expiring in 2022: Felicia Williams | Management | For | For | ||||
1K. | Election of Director for a one-year term expiring in 2022: Michael J. Williams | Management | Against | Against | ||||
2. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For | ||||
3. | Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||
4. | Approval of the Amended and Restated 2018 Long-Term Incentive Plan. | Management | For | For | ||||
5. | Approval of Amendment to the Certificate of Incorporation to Clarify the Board of Directors' Ability to Adopt, Amend, Alter or Repeal the Bylaws. | Management | For | For | ||||
INNOSPEC INC. | ||||||||
Security | 45768S105 | Meeting Type | Annual | |||||
Ticker Symbol | IOSP | Meeting Date | 05-May-2021 | |||||
ISIN | US45768S1050 | Agenda | 935363678 - Management | |||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Milton C. Blackmore* | For | For | |||||
2 | Robert I. Paller* | For | For | |||||
3 | Elizabeth K. Arnold# | For | For | |||||
3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | ||||
4. | Ratification of the appointment of Innospec Inc.'s independent registered public accounting firm. | Management | For | For | ||||
DIAMONDROCK HOSPITALITY CO | ||||||||
Security | 252784301 | Meeting Type | Annual | |||||
Ticker Symbol | DRH | Meeting Date | 05-May-2021 | |||||
ISIN | US2527843013 | Agenda | 935366852 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: William W. McCarten | Management | For | For | ||||
1B. | Election of Director: Mark W. Brugger | Management | For | For | ||||
1C. | Election of Director: Timothy R. Chi | Management | Against | Against | ||||
1D. | Election of Director: Kathleen A. Merrill | Management | Against | Against | ||||
1E. | Election of Director: William J. Shaw | Management | Against | Against | ||||
1F. | Election of Director: Bruce D. Wardinski | Management | Against | Against | ||||
1G. | Election of Director: Tabassum Zalotrawala | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as the independent auditors for DiamondRock Hospitality Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
1H. | Election of Director: Michael A. Hartmeier | Management | Against | Against | ||||
GIBRALTAR INDUSTRIES, INC. | ||||||||
Security | 374689107 | Meeting Type | Annual | |||||
Ticker Symbol | ROCK | Meeting Date | 05-May-2021 | |||||
ISIN | US3746891072 | Agenda | 935382539 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark G. Barberio | Management | For | For | ||||
1B. | Election of Director: William T. Bosway | Management | For | For | ||||
1C. | Election of Director: Craig A. Hindman | Management | Against | Against | ||||
1D. | Election of Director: Gwendolyn G. Mizell | Management | Against | Against | ||||
1E. | Election of Director: William P. Montague | Management | Against | Against | ||||
1F. | Election of Director: Linda K. Myers | Management | For | For | ||||
1G. | Election of Director: James B. Nish | Management | For | For | ||||
1H. | Election of Director: Atlee Valentine Pope | Management | Against | Against | ||||
1I. | Election of Director: Manish H. Shah | Management | For | For | ||||
2. | Approval of an Amendment to the Company's Certificate of Incorporation of Gibraltar Industries, Inc. to increase the number of authorized shares of common stock from 50,000,000 to 100,000,000, and to correspondingly increase the total authorized shares of stock from 60,000,000 to 110,000,000. | Management | For | For | ||||
3. | Advisory approval on the Company's executive compensation (Say- On-Pay). | Management | For | For | ||||
4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||||
COMMUNITY HEALTHCARE TRUST INCORPORATED | ||||||||
Security | 20369C106 | Meeting Type | Annual | |||||
Ticker Symbol | CHCT | Meeting Date | 06-May-2021 | |||||
ISIN | US20369C1062 | Agenda | 935347383 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alan Gardner | For | For | |||||
2 | Claire Gulmi | For | For | |||||
3 | Robert Hensley | For | For | |||||
4 | Lawrence Van Horn | For | For | |||||
5 | Timothy Wallace | For | For | |||||
2. | To approve, on a non-binding advisory basis, the following resolutions: RESOLVED, that the stockholders of Community Healthcare Trust Incorporated approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2021 annual meeting of stockholders. | Management | For | For | ||||
3. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2021. | Management | For | For | ||||
RLI CORP. | ||||||||
Security | 749607107 | Meeting Type | Annual | |||||
Ticker Symbol | RLI | Meeting Date | 06-May-2021 | |||||
ISIN | US7496071074 | Agenda | 935350796 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kaj Ahlmann | For | For | |||||
2 | Michael E. Angelina | For | For | |||||
3 | John T. Baily | For | For | |||||
4 | Calvin G. Butler, Jr. | For | For | |||||
5 | David B. Duclos | For | For | |||||
6 | Susan S. Fleming | For | For | |||||
7 | Jordan W. Graham | For | For | |||||
8 | Craig W. Kliethermes | For | For | |||||
9 | Jonathan E. Michael | For | For | |||||
10 | Robert P. Restrepo, Jr. | For | For | |||||
11 | Debbie S. Roberts | For | For | |||||
12 | Michael J. Stone | For | For | |||||
2. | Advisory vote to approve executive compensation (the "Say-on-Pay" vote). | Management | For | For | ||||
3. | Ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||
MATERION CORPORATION | ||||||||
Security | 576690101 | Meeting Type | Annual | |||||
Ticker Symbol | MTRN | Meeting Date | 06-May-2021 | |||||
ISIN | US5766901012 | Agenda | 935351089 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Vinod M. Khilnani | For | For | |||||
2 | Emily M. Liggett | For | For | |||||
3 | Robert J. Phillippy | For | For | |||||
4 | Patrick Prevost | For | For | |||||
5 | N. Mohan Reddy | For | For | |||||
6 | Craig S. Shular | For | For | |||||
7 | Darlene J. S. Solomon | For | For | |||||
8 | Robert B. Toth | For | For | |||||
9 | Jugal K. Vijayvargiya | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | Management | For | For | ||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||
BOISE CASCADE COMPANY | ||||||||
Security | 09739D100 | Meeting Type | Annual | |||||
Ticker Symbol | BCC | Meeting Date | 06-May-2021 | |||||
ISIN | US09739D1000 | Agenda | 935352396 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Nate Jorgensen | Management | For | For | ||||
1B. | Election of Director: Richard Fleming | Management | For | For | ||||
1C. | Election of Director: Mack Hogans | Management | Against | Against | ||||
1D. | Election of Director: Christopher McGowan | Management | For | For | ||||
2. | Advisory vote approving the Company's executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of KPMG as the Company's external auditors for the year ending December 31, 2021. | Management | For | For | ||||
COHERENT, INC. | ||||||||
Security | 192479103 | Meeting Type | Annual | |||||
Ticker Symbol | COHR | Meeting Date | 06-May-2021 | |||||
ISIN | US1924791031 | Agenda | 935354718 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Jay T. Flatley | Management | Against | Against | ||||
1B. | Election of Director: Pamela Fletcher | Management | For | For | ||||
1C. | Election of Director: Andreas W. Mattes | Management | For | For | ||||
1D. | Election of Director: Beverly Kay Matthews | Management | For | For | ||||
1E. | Election of Director: Michael R. McMullen | Management | For | For | ||||
1F. | Election of Director: Garry W. Rogerson | Management | Against | Against | ||||
1G. | Election of Director: Steve Skaggs | Management | Against | Against | ||||
1H. | Election of Director: Sandeep Vij | Management | For | For | ||||
2. | To approve our amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | ||||
4. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For | ||||
CURTISS-WRIGHT CORPORATION | ||||||||
Security | 231561101 | Meeting Type | Annual | |||||
Ticker Symbol | CW | Meeting Date | 06-May-2021 | |||||
ISIN | US2315611010 | Agenda | 935355986 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David C. Adams | For | For | |||||
2 | Lynn M. Bamford | For | For | |||||
3 | Dean M. Flatt | For | For | |||||
4 | S. Marce Fuller | For | For | |||||
5 | Bruce D. Hoechner | For | For | |||||
6 | Glenda J. Minor | For | For | |||||
7 | Anthony J. Moraco | For | For | |||||
8 | John B. Nathman | For | For | |||||
9 | Robert J. Rivet | For | For | |||||
10 | Peter C. Wallace | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
TREDEGAR CORPORATION | ||||||||
Security | 894650100 | Meeting Type | Annual | |||||
Ticker Symbol | TG | Meeting Date | 06-May-2021 | |||||
ISIN | US8946501009 | Agenda | 935356332 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: George C. Freeman, III | Management | Against | Against | ||||
1.2 | Election of Director: John D. Gottwald | Management | For | For | ||||
1.3 | Election of Director: William M. Gottwald | Management | For | For | ||||
1.4 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||
1.5 | Election of Director: Gregory A. Pratt | Management | Against | Against | ||||
1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||
1.7 | Election of Director: John M. Steitz | Management | For | For | ||||
1.8 | Election of Director: Carl E. Tack, III | Management | Against | Against | ||||
1.9 | Election of Director: Anne G. Waleski | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | Advisory Vote on the Frequency of the Vote on Executive Compensation. | Management | 1 Year | For | ||||
4. | Approval of the Tredegar Corporation Amended and Restated 2018 Equity Incentive Plan. | Management | For | For | ||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
WALKER & DUNLOP, INC. | ||||||||
Security | 93148P102 | Meeting Type | Annual | |||||
Ticker Symbol | WD | Meeting Date | 06-May-2021 | |||||
ISIN | US93148P1021 | Agenda | 935357827 - Management | |||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alan J. Bowers | For | For | |||||
2 | Ellen D. Levy | For | For | |||||
3 | Michael D. Malone | For | For | |||||
4 | John Rice | For | For | |||||
5 | Dana L. Schmaltz | For | For | |||||
6 | Howard W. Smith, III | For | For | |||||
7 | William M. Walker | For | For | |||||
8 | Michael J. Warren | For | For | |||||
9 | Donna C. Wells | For | For | |||||
2. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||
BOYD GAMING CORPORATION | ||||||||
Security | 103304101 | Meeting Type | Annual | |||||
Ticker Symbol | BYD | Meeting Date | 06-May-2021 | |||||
ISIN | US1033041013 | Agenda | 935359869 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John R. Bailey | For | For | |||||
2 | Robert L. Boughner | For | For | |||||
3 | William R. Boyd | For | For | |||||
4 | William S. Boyd | For | For | |||||
5 | Marianne Boyd Johnson | For | For | |||||
6 | Keith E. Smith | For | For | |||||
7 | Christine J. Spadafor | For | For | |||||
8 | A. Randall Thoman | For | For | |||||
9 | Peter M. Thomas | For | For | |||||
10 | Paul W. Whetsell | For | For | |||||
11 | Veronica J. Wilson | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
VEECO INSTRUMENTS INC. | ||||||||
Security | 922417100 | Meeting Type | Annual | |||||
Ticker Symbol | VECO | Meeting Date | 06-May-2021 | |||||
ISIN | US9224171002 | Agenda | 935360317 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard A. D'Amore | For | For | |||||
2 | Keith D. Jackson | Withheld | Against | |||||
3 | Mary Jane Raymond | For | For | |||||
2. | To approve an amendment to Veeco's 2016 Employee Stock Purchase Plan to increase the authorized shares of Veeco's common stock thereunder by 750,000 shares. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
AGREE REALTY CORPORATION | ||||||||
Security | 008492100 | Meeting Type | Annual | |||||
Ticker Symbol | ADC | Meeting Date | 06-May-2021 | |||||
ISIN | US0084921008 | Agenda | 935361876 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard Agree | For | For | |||||
2 | Karen Dearing | For | For | |||||
3 | Michael Hollman | For | For | |||||
4 | John Rakolta, Jr. | For | For | |||||
5 | Jerome Rossi | For | For | |||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
4. | To approve an amendment to our Articles of Incorporation, as amended and supplemented, to increase the number of authorized shares of our common stock. | Management | For | For | ||||
GCP APPLIED TECHNOLOGIES INC | ||||||||
Security | 36164Y101 | Meeting Type | Annual | |||||
Ticker Symbol | GCP | Meeting Date | 06-May-2021 | |||||
ISIN | US36164Y1010 | Agenda | 935362169 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Simon M. Bates | Management | For | For | ||||
1.2 | Election of Director: Peter A. Feld | Management | For | For | ||||
1.3 | Election of Director: Janet Plaut Giesselman | Management | Against | Against | ||||
1.4 | Election of Director: Clay H. Kiefaber | Management | Against | Against | ||||
1.5 | Election of Director: Armand F. Lauzon | Management | Against | Against | ||||
1.6 | Election of Director: Marran H. Ogilvie | Management | Against | Against | ||||
1.7 | Election of Director: Andrew M. Ross | Management | For | For | ||||
1.8 | Election of Director: Linda J. Welty | Management | Against | Against | ||||
1.9 | Election of Director: Robert H. Yanker | Management | Against | Against | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||||
CADENCE BANCORPORATION | ||||||||
Security | 12739A100 | Meeting Type | Annual | |||||
Ticker Symbol | CADE | Meeting Date | 06-May-2021 | |||||
ISIN | US12739A1007 | Agenda | 935362260 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Paul B. Murphy, Jr. | For | For | |||||
2 | Precious W. Owodunni | For | For | |||||
3 | Marc J. Shapiro | For | For | |||||
4 | J. Thomas Wiley, Jr. | For | For | |||||
2. | Approval (on an advisory basis) of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
SOUTHWEST GAS HOLDINGS, INC. | ||||||||
Security | 844895102 | Meeting Type | Annual | |||||
Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||
ISIN | US8448951025 | Agenda | 935363680 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert L. Boughner | For | For | |||||
2 | José A. Cárdenas | For | For | |||||
3 | Stephen C. Comer | For | For | |||||
4 | John P. Hester | For | For | |||||
5 | Jane Lewis-Raymond | For | For | |||||
6 | Anne L. Mariucci | For | For | |||||
7 | Michael J. Melarkey | For | For | |||||
8 | A. Randall Thoman | For | For | |||||
9 | Thomas A. Thomas | For | For | |||||
10 | Leslie T. Thornton | For | For | |||||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||
GLATFELTER CORPORATION | ||||||||
Security | 377320106 | Meeting Type | Annual | |||||
Ticker Symbol | GLT | Meeting Date | 06-May-2021 | |||||
ISIN | US3773201062 | Agenda | 935373934 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Bruce Brown | For | For | |||||
2 | Kathleen A. Dahlberg | For | For | |||||
3 | Kevin M. Fogarty | For | For | |||||
4 | Marie T. Gallagher | For | For | |||||
5 | Darrel Hackett | For | For | |||||
6 | J. Robert Hall | For | For | |||||
7 | Dante C. Parrini | For | For | |||||
8 | Lee C. Stewart | For | For | |||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory approval of the Company's named executive officer compensation for the fiscal year ended December 31, 2020. | Management | For | For | ||||
NATIONAL HEALTHCARE CORPORATION | ||||||||
Security | 635906100 | Meeting Type | Annual | |||||
Ticker Symbol | NHC | Meeting Date | 06-May-2021 | |||||
ISIN | US6359061008 | Agenda | 935385307 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Re-election of director to hold office for a three year term: J. Paul Abernathy | Management | For | For | ||||
1B. | Re-election of director to hold office for a three year term: Robert G. Adams | Management | For | For | ||||
KOPPERS HOLDINGS INC. | ||||||||
Security | 50060P106 | Meeting Type | Annual | |||||
Ticker Symbol | KOP | Meeting Date | 06-May-2021 | |||||
ISIN | US50060P1066 | Agenda | 935388226 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Leroy M. Ball | Management | For | For | ||||
1.2 | Election of Director: Xudong Feng | Management | Against | Against | ||||
1.3 | Election of Director: Traci L. Jensen | Management | For | For | ||||
1.4 | Election of Director: David L. Motley | Management | Against | Against | ||||
1.5 | Election of Director: Albert J. Neupaver | Management | For | For | ||||
1.6 | Election of Director: Louis L. Testoni | Management | Against | Against | ||||
1.7 | Election of Director: Stephen R. Tritch | Management | For | For | ||||
1.8 | Election of Director: Sonja M. Wilkerson | Management | Against | Against | ||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2020 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
4. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For | ||||
MUELLER INDUSTRIES, INC. | ||||||||
Security | 624756102 | Meeting Type | Annual | |||||
Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||
ISIN | US6247561029 | Agenda | 935392845 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Gregory L. Christopher | For | For | |||||
2 | Elizabeth Donovan | For | For | |||||
3 | Gennaro J. Fulvio | For | For | |||||
4 | Gary S. Gladstein | For | For | |||||
5 | Scott J. Goldman | For | For | |||||
6 | John B. Hansen | For | For | |||||
7 | Terry Hermanson | For | For | |||||
8 | Charles P. Herzog, Jr. | For | For | |||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||
FOX FACTORY HOLDING CORP. | ||||||||
Security | 35138V102 | Meeting Type | Annual | |||||
Ticker Symbol | FOXF | Meeting Date | 07-May-2021 | |||||
ISIN | US35138V1026 | Agenda | 935354364 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael C. Dennison | For | For | |||||
2 | Sidney Johnson | For | For | |||||
3 | Ted Waitman | For | For | |||||
2. | To ratify the appointment of Grant Thornton LLP as our independent public accountants for fiscal year 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Management | For | For | ||||
SAUL CENTERS, INC. | ||||||||
Security | 804395101 | Meeting Type | Annual | |||||
Ticker Symbol | BFS | Meeting Date | 07-May-2021 | |||||
ISIN | US8043951016 | Agenda | 935355455 - Management | |||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Philip D. Caraci | For | For | |||||
2 | Willoughby B. Laycock | For | For | |||||
3 | Earl A. Powell III | For | For | |||||
4 | Mark Sullivan III | For | For | |||||
2. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||
BARNES GROUP INC. | ||||||||
Security | 067806109 | Meeting Type | Annual | |||||
Ticker Symbol | B | Meeting Date | 07-May-2021 | |||||
ISIN | US0678061096 | Agenda | 935359213 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Thomas O. Barnes | Management | For | For | ||||
1B. | Election of Director: Elijah K. Barnes | Management | Against | Against | ||||
1C. | Election of Director: Patrick J. Dempsey | Management | For | For | ||||
1D. | Election of Director: Richard J. Hipple | Management | Against | Against | ||||
1E. | Election of Director: Thomas J. Hook | Management | Against | Against | ||||
1F. | Election of Director: Daphne E. Jones | Management | For | For | ||||
1G. | Election of Director: Mylle H. Mangum | Management | For | For | ||||
1H. | Election of Director: Hans-Peter Männer | Management | For | For | ||||
1I. | Election of Director: William J. Morgan | Management | Against | Against | ||||
1J. | Election of Director: Anthony V. Nicolosi | Management | For | For | ||||
1K. | Election of Director: JoAnna L. Sohovich | Management | For | For | ||||
2. | Advisory vote for the resolution to approve the Company's executive compensation. | Management | For | For | ||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditor for 2021. | Management | For | For | ||||
FRANKLIN ELECTRIC CO., INC. | ||||||||
Security | 353514102 | Meeting Type | Annual | |||||
Ticker Symbol | FELE | Meeting Date | 07-May-2021 | |||||
ISIN | US3535141028 | Agenda | 935359314 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: Gregg C. Sengstack | Management | For | For | ||||
1B. | Elect the Director for term expiring at the 2024 Annual Meeting of Shareholders: David M. Wathen | Management | Against | Against | ||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||
THE BRINK'S COMPANY | ||||||||
Security | 109696104 | Meeting Type | Annual | |||||
Ticker Symbol | BCO | Meeting Date | 07-May-2021 | |||||
ISIN | US1096961040 | Agenda | 935369226 - Management | |||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a term expiring in 2022: Kathie J. Andrade | Management | Against | Against | ||||
1B. | Election of Director for a term expiring in 2022: Paul G. Boynton | Management | For | For | ||||
1C. | Election of Director for a term expiring in 2022: Ian D. Clough | Management | For | For | ||||
1D. | Election of Director for a term expiring in 2022: Susan E. Docherty | Management | For | For | ||||
1E. | Election of Director for a term expiring in 2022: Michael J. Herling | Management | Against | Against | ||||
1F. | Election of Director for a term expiring in 2022: A. Louis Parker | Management | Against | Against | ||||
1G. | Election of Director for a term expiring in 2022: Douglas A. Pertz | Management | For | For | ||||
1H. | Election of Director for a term expiring in 2022: George I. Stoeckert | Management | Against | Against | ||||
2. | Approval of an advisory resolution on named executive officer compensation. | Management | For | For | ||||
3. | Approval of the selection of KPMG LLP as the Company's independent accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
OCEANEERING INTERNATIONAL, INC. | ||||||||
Security | 675232102 | Meeting Type | Annual | |||||
Ticker Symbol | OII | Meeting Date | 07-May-2021 | |||||
ISIN | US6752321025 | Agenda | 935372413 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Karen H. Beachy | Management | For | For | ||||
1B. | Election of Director: Deanna L. Goodwin | Management | For | For | ||||
1C. | Election of Director: Kavitha Velusamy | Management | For | For | ||||
1D. | Election of Director: Steven A. Webster | Management | For | For | ||||
2. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ended December 31, 2021. | Management | For | For | ||||
INOGEN, INC. | ||||||||
Security | 45780L104 | Meeting Type | Annual | |||||
Ticker Symbol | INGN | Meeting Date | 10-May-2021 | |||||
ISIN | US45780L1044 | Agenda | 935361573 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | R. Scott Greer | For | For | |||||
2 | Heather Rider | For | For | |||||
3 | Kristen Miranda | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval on an advisory basis of our executive compensation for the fiscal year ended December 31, 2020. | Management | For | For | ||||
HAVERTY FURNITURE COMPANIES, INC. | ||||||||
Security | 419596101 | Meeting Type | Annual | |||||
Ticker Symbol | HVT | Meeting Date | 10-May-2021 | |||||
ISIN | US4195961010 | Agenda | 935365557 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | L. Allison Dukes | For | For | |||||
2 | G. Thomas Hough | For | For | |||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||
3. | Advisory Vote on the Frequency of the Stockholder Vote on Executive Compensation. | Management | 1 Year | For | ||||
4. | Approval of 2021 Long-Term Incentive Plan. | Management | For | For | ||||
5. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
USANA HEALTH SCIENCES, INC. | ||||||||
Security | 90328M107 | Meeting Type | Annual | |||||
Ticker Symbol | USNA | Meeting Date | 10-May-2021 | |||||
ISIN | US90328M1071 | Agenda | 935366763 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kevin G. Guest | For | For | |||||
2 | Robert Anciaux | For | For | |||||
3 | John T. Fleming | For | For | |||||
4 | Gilbert A. Fuller | For | For | |||||
5 | Peggie J. Pelosi | For | For | |||||
6 | Frederic Winssinger | For | For | |||||
7 | Timothy E. Wood, Ph.D. | For | For | |||||
2. | Ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||
3. | Approve on an advisory basis the Company's executive compensation, commonly referred to as a "Say on Pay" proposal. | Management | For | For | ||||
FORRESTER RESEARCH, INC. | ||||||||
Security | 346563109 | Meeting Type | Annual | |||||
Ticker Symbol | FORR | Meeting Date | 11-May-2021 | |||||
ISIN | US3465631097 | Agenda | 935355683 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jean M. Birch | For | For | |||||
2 | David Boyce | For | For | |||||
3 | Neil Bradford | For | For | |||||
4 | George F. Colony | For | For | |||||
5 | Anthony Friscia | For | For | |||||
6 | Robert M. Galford | For | For | |||||
7 | Gretchen Teichgraeber | For | For | |||||
8 | Yvonne Wassenaar | For | For | |||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
DARLING INGREDIENTS INC. | ||||||||
Security | 237266101 | Meeting Type | Annual | |||||
Ticker Symbol | DAR | Meeting Date | 11-May-2021 | |||||
ISIN | US2372661015 | Agenda | 935355708 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Randall C. Stuewe | Management | For | For | ||||
1B. | Election of Director: Charles Adair | Management | For | For | ||||
1C. | Election of Director: Beth Albright | Management | For | For | ||||
1D. | Election of Director: Linda Goodspeed | Management | Against | Against | ||||
1E. | Election of Director: Dirk Kloosterboer | Management | For | For | ||||
1F. | Election of Director: Mary R. Korby | Management | Against | Against | ||||
1G. | Election of Director: Gary W. Mize | Management | Against | Against | ||||
1H. | Election of Director: Michael E. Rescoe | Management | For | For | ||||
1I. | Election of Director: Nicole M. Ringenberg | Management | Against | Against | ||||
2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
WABASH NATIONAL CORPORATION | ||||||||
Security | 929566107 | Meeting Type | Annual | |||||
Ticker Symbol | WNC | Meeting Date | 11-May-2021 | |||||
ISIN | US9295661071 | Agenda | 935355746 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Therese M. Bassett | Management | Against | Against | ||||
1B. | Election of Director: John G. Boss | Management | Against | Against | ||||
1C. | Election of Director: John E. Kunz | Management | For | For | ||||
1D. | Election of Director: Larry J. Magee | Management | Against | Against | ||||
1E. | Election of Director: Ann D. Murtlow | Management | Against | Against | ||||
1F. | Election of Director: Scott K. Sorensen | Management | For | For | ||||
1G. | Election of Director: Stuart A. Taylor II | Management | For | For | ||||
1H. | Election of Director: Brent L. Yeagy | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
ALLETE, INC. | ||||||||
Security | 018522300 | Meeting Type | Annual | |||||
Ticker Symbol | ALE | Meeting Date | 11-May-2021 | |||||
ISIN | US0185223007 | Agenda | 935359477 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Kathryn W. Dindo | Management | For | For | ||||
1B. | Election of Director: George G. Goldfarb | Management | For | For | ||||
1C. | Election of Director: James J. Hoolihan | Management | Against | Against | ||||
1D. | Election of Director: Heidi E. Jimmerson | Management | Against | Against | ||||
1E. | Election of Director: Madeleine W. Ludlow | Management | Against | Against | ||||
1F. | Election of Director: Susan K. Nestegard | Management | Against | Against | ||||
1G. | Election of Director: Douglas C. Neve | Management | Against | Against | ||||
1H. | Election of Director: Barbara A. Nick | Management | For | For | ||||
1I. | Election of Director: Bethany M. Owen | Management | For | For | ||||
1J. | Election of Director: Robert P. Powers | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2021. | Management | For | For | ||||
HEALTHCARE REALTY TRUST INCORPORATED | ||||||||
Security | 421946104 | Meeting Type | Annual | |||||
Ticker Symbol | HR | Meeting Date | 11-May-2021 | |||||
ISIN | US4219461047 | Agenda | 935360545 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Todd J. Meredith | For | For | |||||
2 | John V. Abbott | For | For | |||||
3 | Nancy H. Agee | For | For | |||||
4 | Edward H. Braman | For | For | |||||
5 | Ajay Gupta | For | For | |||||
6 | James J. Kilroy | For | For | |||||
7 | Peter F. Lyle, Sr. | For | For | |||||
8 | John Knox Singleton | For | For | |||||
9 | Christann M. Vasquez | For | For | |||||
2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2021 fiscal year. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2021 Annual Meeting of Shareholders. | Management | For | For | ||||
ONTO INNOVATION INC. | ||||||||
Security | 683344105 | Meeting Type | Annual | |||||
Ticker Symbol | ONTO | Meeting Date | 11-May-2021 | |||||
ISIN | US6833441057 | Agenda | 935362513 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Leo Berlinghieri | Management | For | For | ||||
1.2 | Election of Director: Edward J. Brown, Jr. | Management | For | For | ||||
1.3 | Election of Director: David B. Miller | Management | For | For | ||||
1.4 | Election of Director: Michael P. Plisinski | Management | For | For | ||||
1.5 | Election of Director: Bruce C. Rhine | Management | For | For | ||||
1.6 | Election of Director: Christopher A. Seams | Management | For | For | ||||
1.7 | Election of Director: Christine A. Tsingos | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For | ||||
COMMUNITY HEALTH SYSTEMS, INC. | ||||||||
Security | 203668108 | Meeting Type | Annual | |||||
Ticker Symbol | CYH | Meeting Date | 11-May-2021 | |||||
ISIN | US2036681086 | Agenda | 935366458 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: John A. Clerico | Management | For | For | ||||
1B. | Election of Director: Michael Dinkins | Management | For | For | ||||
1C. | Election of Director: James S. Ely III | Management | For | For | ||||
1D. | Election of Director: John A. Fry | Management | Against | Against | ||||
1E. | Election of Director: Tim L. Hingtgen | Management | For | For | ||||
1F. | Election of Director: Elizabeth T. Hirsch | Management | For | For | ||||
1G. | Election of Director: William Norris Jennings, M.D. | Management | Against | Against | ||||
1H. | Election of Director: K. Ranga Krishnan, MBBS | Management | Against | Against | ||||
1I. | Election of Director: Julia B. North | Management | Against | Against | ||||
1J. | Election of Director: Wayne T. Smith | Management | For | For | ||||
1K. | Election of Director: H. James Williams, Ph.D. | Management | For | For | ||||
2. | Proposal to approve on an advisory (non-binding) basis the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Proposal to approve the amendment and restatement of the Community Health Systems, Inc. 2009 Stock Option and Award Plan, which was approved by the Board of Directors on March 17, 2021, subject to stockholder approval. | Management | For | For | ||||
4. | Proposal to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
DINE BRANDS GLOBAL, INC. | ||||||||
Security | 254423106 | Meeting Type | Annual | |||||
Ticker Symbol | DIN | Meeting Date | 11-May-2021 | |||||
ISIN | US2544231069 | Agenda | 935366876 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Howard M. Berk | Management | For | For | ||||
1b. | Election of Director: Daniel J. Brestle | Management | For | For | ||||
1c. | Election of Director: Susan M. Collyns | Management | For | For | ||||
1d. | Election of Director: Richard J. Dahl | Management | Against | Against | ||||
1e. | Election of Director: Michael C. Hyter | Management | For | For | ||||
1f. | Election of Director: Larry A. Kay | Management | Against | Against | ||||
1g. | Election of Director: Caroline W. Nahas | Management | Against | Against | ||||
1h. | Election of Director: Douglas M. Pasquale | Management | For | For | ||||
1i. | Election of Director: John W. Peyton | Management | For | For | ||||
1j. | Election of Director: Lilian C. Tomovich | Management | Against | Against | ||||
2. | Ratification of the appointment of Ernst & Young LLP as the Corporation's independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the Corporation's named executive officers. | Management | For | For | ||||
AAON, INC. | ||||||||
Security | 000360206 | Meeting Type | Annual | |||||
Ticker Symbol | AAON | Meeting Date | 11-May-2021 | |||||
ISIN | US0003602069 | Agenda | 935367587 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for a term ending in 2024: Norman H. Asbjomson | Management | For | For | ||||
1.2 | Election of Director for a term ending in 2024: Gary D. Fields | Management | For | For | ||||
1.3 | Election of Director for a term ending in 2024: Angela E. Kouplen | Management | For | For | ||||
2. | Proposal to approve, on an advisory basis, a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. | Management | For | For | ||||
3. | Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
CHATHAM LODGING TRUST | ||||||||
Security | 16208T102 | Meeting Type | Annual | |||||
Ticker Symbol | CLDT | Meeting Date | 11-May-2021 | |||||
ISIN | US16208T1025 | Agenda | 935367967 - Management | |||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Edwin B. Brewer, Jr. | For | For | |||||
2 | Thomas J. Crocker | For | For | |||||
3 | Jeffrey H. Fisher | For | For | |||||
4 | Mary Beth Higgins | For | For | |||||
5 | Robert Perlmutter | For | For | |||||
6 | Rolf E. Ruhfus | For | For | |||||
2. | Ratification of selection of independent registered public accountants. | Management | For | For | ||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
MKS INSTRUMENTS, INC. | ||||||||
Security | 55306N104 | Meeting Type | Annual | |||||
Ticker Symbol | MKSI | Meeting Date | 11-May-2021 | |||||
ISIN | US55306N1046 | Agenda | 935369846 - Management | |||||
Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Rajeev Batra | For | For | |||||
2 | Gerald G. Colella | For | For | |||||
3 | Elizabeth A. Mora | For | For | |||||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
SPX CORPORATION | ||||||||
Security | 784635104 | Meeting Type | Annual | |||||
Ticker Symbol | SPXC | Meeting Date | 11-May-2021 | |||||
ISIN | US7846351044 | Agenda | 935370596 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for a term expiring in 2024: Ruth G. Shaw | Management | Against | Against | ||||
1.2 | Election of Director for a term expiring in 2024: Robert B. Toth | Management | For | For | ||||
1.3 | Election of Director for a term expiring in 2024: Angel S. Willis | Management | For | For | ||||
2. | Approval of Named Executive Officers' Compensation, on a Non- binding Advisory Basis. | Management | For | For | ||||
3. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||
TOMPKINS FINANCIAL CORPORATION | ||||||||
Security | 890110109 | Meeting Type | Annual | |||||
Ticker Symbol | TMP | Meeting Date | 11-May-2021 | |||||
ISIN | US8901101092 | Agenda | 935372502 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John E. Alexander | For | For | |||||
2 | Paul J. Battaglia | For | For | |||||
3 | Daniel J. Fessenden | For | For | |||||
4 | James W. Fulmer | For | For | |||||
5 | Patricia A. Johnson | For | For | |||||
6 | Frank C. Milewski | For | For | |||||
7 | Ita M. Rahilly | For | For | |||||
8 | Thomas R. Rochon | For | For | |||||
9 | Stephen S. Romaine | For | For | |||||
10 | Michael H. Spain | For | For | |||||
11 | Jennifer R. Tegan | For | For | |||||
12 | Alfred J. Weber | For | For | |||||
13 | Craig Yunker | For | For | |||||
2. | Advisory approval of the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||
3. | Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||
ICU MEDICAL, INC. | ||||||||
Security | 44930G107 | Meeting Type | Annual | |||||
Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | |||||
ISIN | US44930G1076 | Agenda | 935383276 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Vivek Jain | For | For | |||||
2 | George A. Lopez, M.D. | For | For | |||||
3 | Robert S. Swinney, M.D. | For | For | |||||
4 | David C. Greenberg | For | For | |||||
5 | Elisha W. Finney | For | For | |||||
6 | David F. Hoffmeister | For | For | |||||
7 | Donald M. Abbey | For | For | |||||
2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||
TALOS ENERGY INC | ||||||||
Security | 87484T108 | Meeting Type | Annual | |||||
Ticker Symbol | TALO | Meeting Date | 11-May-2021 | |||||
ISIN | US87484T1088 | Agenda | 935385650 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class III Director to hold office until the 2024 Annual Meeting: Neal P. Goldman | Management | Against | Against | ||||
1.2 | Election of Class III Director to hold office until the 2024 Annual Meeting: Rajen Mahagaokar | Management | For | For | ||||
1.3 | Election of Class III Director to hold office until the 2024 Annual Meeting: Paula R. Glover | Management | For | For | ||||
1.4 | Election of Class III Director to hold office until the 2024 Annual Meeting: Christine Hommes | Management | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Proposal to approve on a non-binding advisory basis, the Company's Named Executive Officer compensation, as disclosed in the accompanying Proxy Statement, for the fiscal year ended December 31, 2020. | Management | For | For | ||||
4. | Proposal to approve the Company's 2021 Long Term Incentive Plan in order to permit the delivery of shares of the Company's common stock pursuant to awards granted thereunder. | Management | For | For | ||||
M/I HOMES, INC. | ||||||||
Security | 55305B101 | Meeting Type | Annual | |||||
Ticker Symbol | MHO | Meeting Date | 11-May-2021 | |||||
ISIN | US55305B1017 | Agenda | 935393203 - Management | |||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael P. Glimcher | For | For | |||||
2 | Elizabeth K. Ingram | For | For | |||||
3 | Kumi D. Walker | For | For | |||||
2. | A non-binding, advisory resolution to approve the compensation of the named executive officers of M/I Homes, Inc. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as M/I Homes, Inc.'s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
NEXPOINT RESIDENTIAL TRUST, INC. | ||||||||
Security | 65341D102 | Meeting Type | Annual | |||||
Ticker Symbol | NXRT | Meeting Date | 11-May-2021 | |||||
ISIN | US65341D1028 | Agenda | 935404664 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve until the 2022 Annual meeting: James Dondero | Management | For | For | ||||
1B. | Election of Director to serve until the 2022 Annual meeting: Brian Mitts | Management | For | For | ||||
1C. | Election of Director to serve until the 2022 Annual meeting: Edward Constantino | Management | For | For | ||||
1D. | Election of Director to serve until the 2022 Annual meeting: Scott Kavanaugh | Management | For | For | ||||
1E. | Election of Director to serve until the 2022 Annual meeting: Arthur Laffer | Management | For | For | ||||
1F. | Election of Director to serve until the 2022 Annual meeting: Catherine Wood | Management | For | For | ||||
2. | Advisory Vote on Executive Compensation: to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
TTM TECHNOLOGIES, INC. | ||||||||
Security | 87305R109 | Meeting Type | Annual | |||||
Ticker Symbol | TTMI | Meeting Date | 12-May-2021 | |||||
ISIN | US87305R1095 | Agenda | 935356077 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John G. Mayer | For | For | |||||
2 | Rex D. Geveden | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending January 3, 2022. | Management | For | For | ||||
STURM, RUGER & COMPANY, INC. | ||||||||
Security | 864159108 | Meeting Type | Annual | |||||
Ticker Symbol | RGR | Meeting Date | 12-May-2021 | |||||
ISIN | US8641591081 | Agenda | 935359883 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: John A. Cosentino, Jr. | Management | For | For | ||||
1B. | Election of Director: Michael O. Fifer | Management | For | For | ||||
1C. | Election of Director: Sandra S. Froman | Management | For | For | ||||
1D. | Election of Director: C. Michael Jacobi | Management | For | For | ||||
1E. | Election of Director: Christopher J. Killoy | Management | For | For | ||||
1F. | Election of Director: Terrence G. O'Connor | Management | For | For | ||||
1G. | Election of Director: Amir P. Rosenthal | Management | For | For | ||||
1H. | Election of Director: Ronald C. Whitaker | Management | For | For | ||||
1I. | Election of Director: Phillip C. Widman | Management | For | For | ||||
2. | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2021 fiscal year. | Management | For | For | ||||
3. | An advisory vote on the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
UNITED COMMUNITY BANKS, INC. | ||||||||
Security | 90984P303 | Meeting Type | Annual | |||||
Ticker Symbol | UCBI | Meeting Date | 12-May-2021 | |||||
ISIN | US90984P3038 | Agenda | 935360507 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert H. Blalock | For | For | |||||
2 | James P. Clements | For | For | |||||
3 | L. Cathy Cox | For | For | |||||
4 | Kenneth L. Daniels | For | For | |||||
5 | Lance F. Drummond | For | For | |||||
6 | H. Lynn Harton | For | For | |||||
7 | Jennifer K. Mann | For | For | |||||
8 | Thomas A. Richlovsky | For | For | |||||
9 | David C. Shaver | For | For | |||||
10 | Tim R. Wallis | For | For | |||||
11 | David H. Wilkins | For | For | |||||
2. | To approve an amendment to our Restated Articles of Incorporation, as amended, to increase the number of shares of our voting common stock, par value $1.00 available for issuance from 150,000,000 to 200,000,000. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation paid to our Named Executive Officers. | Management | For | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||
SLEEP NUMBER CORPORATION | ||||||||
Security | 83125X103 | Meeting Type | Annual | |||||
Ticker Symbol | SNBR | Meeting Date | 12-May-2021 | |||||
ISIN | US83125X1037 | Agenda | 935361511 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel I. Alegre | For | For | |||||
2 | Stephen L. Gulis, Jr. | For | For | |||||
3 | Brenda J. Lauderback | For | For | |||||
2. | Advisory Vote on Executive Compensation (Say-on-Pay) | Management | For | For | ||||
3. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||
SOUTHSIDE BANCSHARES, INC. | ||||||||
Security | 84470P109 | Meeting Type | Annual | |||||
Ticker Symbol | SBSI | Meeting Date | 12-May-2021 | |||||
ISIN | US84470P1093 | Agenda | 935365242 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | S. Elaine Anderson, CPA | For | For | |||||
2 | Herbert C. Buie | For | For | |||||
3 | Patricia A. Callan | For | For | |||||
4 | John R. (Bob) Garrett | For | For | |||||
5 | Tony K. Morgan, CPA | For | For | |||||
2. | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the independent registered certified public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||
BROOKLINE BANCORP, INC. | ||||||||
Security | 11373M107 | Meeting Type | Annual | |||||
Ticker Symbol | BRKL | Meeting Date | 12-May-2021 | |||||
ISIN | US11373M1071 | Agenda | 935367018 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: John J. Doyle, Jr. | Management | Against | Against | ||||
1B. | Election of Director: Thomas J. Hollister | Management | For | For | ||||
1C. | Election of Director: Charles H. Peck | Management | For | For | ||||
1D. | Election of Director: Paul A. Perrault | Management | For | For | ||||
1E. | Election of Director: Joseph J. Slotnik | Management | Against | Against | ||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | To approve the 2021 Brookline Bancorp, Inc. Stock Option and Incentive Plan. | Management | For | For | ||||
SPX FLOW, INC. | ||||||||
Security | 78469X107 | Meeting Type | Annual | |||||
Ticker Symbol | FLOW | Meeting Date | 12-May-2021 | |||||
ISIN | US78469X1072 | Agenda | 935367056 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Majdi B. Abulaban | Management | Against | Against | ||||
1B. | Election of Director: Anne K. Altman | Management | Against | Against | ||||
1C. | Election of Director: Patrick D. Campbell | Management | Against | Against | ||||
1D. | Election of Director: Robert F. Hull, Jr. | Management | Against | Against | ||||
1E. | Election of Director: Marcus G. Michael | Management | For | For | ||||
1F. | Election of Director: Jonathan M. Pratt | Management | Against | Against | ||||
1G. | Election of Director: Sonya M. Roberts | Management | Against | Against | ||||
1H. | Election of Director: Suzanne B. Rowland | Management | Against | Against | ||||
1I. | Election of Director: David V. Singer | Management | Against | Against | ||||
2. | To approve, on an advisory basis, the compensation of SPX FLOW's named executive officers as disclosed in its proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as SPX FLOW's independent public accountants for 2021. | Management | For | For | ||||
IRIDIUM COMMUNICATIONS INC. | ||||||||
Security | 46269C102 | Meeting Type | Annual | |||||
Ticker Symbol | IRDM | Meeting Date | 12-May-2021 | |||||
ISIN | US46269C1027 | Agenda | 935368971 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert H. Niehaus | For | For | |||||
2 | Thomas C. Canfield | For | For | |||||
3 | Matthew J. Desch | For | For | |||||
4 | Thomas J. Fitzpatrick | For | For | |||||
5 | L. Anthony Frazier | For | For | |||||
6 | Jane L. Harman | For | For | |||||
7 | Alvin B. Krongard | For | For | |||||
8 | Suzanne E. McBride | For | For | |||||
9 | Admiral Eric T. Olson | For | For | |||||
10 | Steven B. Pfeiffer | For | For | |||||
11 | Parker W. Rush | For | For | |||||
12 | Henrik O. Schliemann | For | For | |||||
13 | Barry J. West | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||
COVETRUS, INC. | ||||||||
Security | 22304C100 | Meeting Type | Annual | |||||
Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||
ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark J. Manoff | For | For | |||||
2 | Edward M. McNamara | For | For | |||||
3 | Steven Paladino | For | For | |||||
4 | Sandra Peterson | For | For | |||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||
4. | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | For | For | ||||
RANGE RESOURCES CORPORATION | ||||||||
Security | 75281A109 | Meeting Type | Annual | |||||
Ticker Symbol | RRC | Meeting Date | 12-May-2021 | |||||
ISIN | US75281A1097 | Agenda | 935375306 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Brenda A. Cline | Management | Against | Against | ||||
1B. | Election of Director: Margaret K. Dorman | Management | Against | Against | ||||
1C. | Election of Director: James M. Funk | Management | Against | Against | ||||
1D. | Election of Director: Steve D. Gray | Management | For | For | ||||
1E. | Election of Director: Greg G. Maxwell | Management | For | For | ||||
1F. | Election of Director: Steffen E. Palko | Management | For | For | ||||
1G. | Election of Director: Jeffrey L. Ventura | Management | For | For | ||||
2. | A non-binding proposal to approve the Company's executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | For authorization to increase the number of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan. | Management | For | For | ||||
DMC GLOBAL INC. | ||||||||
Security | 23291C103 | Meeting Type | Annual | |||||
Ticker Symbol | BOOM | Meeting Date | 12-May-2021 | |||||
ISIN | US23291C1036 | Agenda | 935376651 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David C. Aldous | For | For | |||||
2 | Andrea E. Bertone | For | For | |||||
3 | Robert A. Cohen | For | For | |||||
4 | Ruth I. Dreessen | For | For | |||||
5 | Richard P. Graff | For | For | |||||
6 | Michael A. Kelly | For | For | |||||
7 | Kevin T. Longe | For | For | |||||
8 | Clifton Peter Rose | For | For | |||||
2. | Advisory vote on Executive Compensation. | Management | For | For | ||||
3. | Ratification of appointment of Ernst & Young LLP as auditor for 2021. | Management | For | For | ||||
THE CHILDREN'S PLACE, INC. | ||||||||
Security | 168905107 | Meeting Type | Annual | |||||
Ticker Symbol | PLCE | Meeting Date | 12-May-2021 | |||||
ISIN | US1689051076 | Agenda | 935388238 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term: Joseph Alutto | Management | Against | Against | ||||
1B. | Election of Director for a one-year term: John E. Bachman | Management | Against | Against | ||||
1C. | Election of Director for a one-year term: Marla Beck | Management | Against | Against | ||||
1D. | Election of Director for a one-year term: Elizabeth J. Boland | Management | For | For | ||||
1E. | Election of Director for a one-year term: Jane Elfers | Management | For | For | ||||
1F. | Election of Director for a one-year term: Tracey R. Griffin | Management | For | For | ||||
1G. | Election of Director for a one-year term: Joseph Gromek | Management | For | For | ||||
1H. | Election of Director for a one-year term: Norman Matthews | Management | Against | Against | ||||
1I. | Election of Director for a one-year term: Debby Reiner | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending January 29, 2022. | Management | For | For | ||||
3. | To approve the Fourth Amended and Restated 2011 Equity Incentive Plan of The Children's Place, Inc. | Management | For | For | ||||
4. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | For | For | ||||
GROUP 1 AUTOMOTIVE, INC. | ||||||||
Security | 398905109 | Meeting Type | Annual | |||||
Ticker Symbol | GPI | Meeting Date | 12-May-2021 | |||||
ISIN | US3989051095 | Agenda | 935389963 - Management | |||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Carin M. Barth | For | For | |||||
2 | Earl J. Hesterberg | For | For | |||||
3 | Steven C. Mizell | For | For | |||||
4 | Lincoln Pereira | For | For | |||||
5 | Stephen D. Quinn | For | For | |||||
6 | Steven P. Stanbrook | For | For | |||||
7 | Charles L. Szews | For | For | |||||
8 | Anne Taylor | For | For | |||||
9 | MaryAnn Wright | For | For | |||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
CYTOKINETICS, INCORPORATED | ||||||||
Security | 23282W605 | Meeting Type | Annual | |||||
Ticker Symbol | CYTK | Meeting Date | 12-May-2021 | |||||
ISIN | US23282W6057 | Agenda | 935395168 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert I. Blum | For | For | |||||
2 | Robert M. Califf, M.D. | For | For | |||||
3 | Sandford D. Smith | For | For | |||||
2. | To approve the amendment and restatement of the Amended and Restated 2004 Equity Incentive Plan to increase the number of authorized shares reserved for issuance under the Amended and Restated 2004 Equity Incentive Plan by an additional 5,219,000 shares. | Management | For | For | ||||
3. | To ratify the Audit Committee of our Board of Directors' selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To approve, on an advisory basis, the compensation of the named executive officers, as identified and disclosed in the Cytokinetics, Incorporated Proxy Statement for the 2021 Annual Meeting of Stockholders. | Management | For | For | ||||
FRANKLIN STREET PROPERTIES CORP. | ||||||||
Security | 35471R106 | Meeting Type | Annual | |||||
Ticker Symbol | FSP | Meeting Date | 13-May-2021 | |||||
ISIN | US35471R1068 | Agenda | 935349755 - Management | |||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: George J. Carter | Management | For | For | ||||
1B. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Georgia Murray | Management | For | For | ||||
1C. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: John N. Burke | Management | Against | Against | ||||
1D. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Kenneth A. Hoxsie | Management | Against | Against | ||||
1E. | Election of Director to serve for a term expiring at the 2022 Annual Meeting of Stockholders: Kathryn P. O'Neil | Management | Against | Against | ||||
2. | To ratify the Audit Committee's appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, our executive compensation. | Management | For | For | ||||
TEXAS ROADHOUSE,INC. | ||||||||
Security | 882681109 | Meeting Type | Annual | |||||
Ticker Symbol | TXRH | Meeting Date | 13-May-2021 | |||||
ISIN | US8826811098 | Agenda | 935358071 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael A. Crawford | For | For | |||||
2 | Gregory N. Moore | For | For | |||||
3 | Curtis A. Warfield | For | For | |||||
4 | Kathleen M. Widmer | For | For | |||||
5 | James R. Zarley | For | For | |||||
2. | Proposal to ratify the appointment of KPMG LLP as Texas Roadhouse's independent auditors for 2021. | Management | For | For | ||||
3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | ||||
4. | Proposal to approve the Texas Roadhouse, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||
ITRON, INC. | ||||||||
Security | 465741106 | Meeting Type | Annual | |||||
Ticker Symbol | ITRI | Meeting Date | 13-May-2021 | |||||
ISIN | US4657411066 | Agenda | 935361737 - Management | |||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Thomas L. Deitrich | Management | For | For | ||||
1B. | Election of Director: Timothy M. Leyden | Management | For | For | ||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2021. | Management | For | For | ||||
CORECIVIC, INC. | ||||||||
Security | 21871N101 | Meeting Type | Annual | |||||
Ticker Symbol | CXW | Meeting Date | 13-May-2021 | |||||
ISIN | US21871N1019 | Agenda | 935362094 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Donna M. Alvarado | Management | For | For | ||||
1B. | Election of Director: Robert J. Dennis | Management | For | For | ||||
1C. | Election of Director: Mark A. Emkes | Management | Against | Against | ||||
1D. | Election of Director: Damon T. Hininger | Management | For | For | ||||
1E. | Election of Director: Stacia A. Hylton | Management | Against | Against | ||||
1F. | Election of Director: Harley G. Lappin | Management | For | For | ||||
1G. | Election of Director: Anne L. Mariucci | Management | For | For | ||||
1H. | Election of Director: Thurgood Marshall, Jr. | Management | Against | Against | ||||
1I. | Election of Director: Devin I. Murphy | Management | For | For | ||||
1J. | Election of Director: Charles L. Overby | Management | Against | Against | ||||
1K. | Election of Director: John R. Prann, Jr. | Management | For | For | ||||
2. | Non-Binding Ratification of the appointment by our Audit Committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||
BANC OF CALIFORNIA, INC. | ||||||||
Security | 05990K106 | Meeting Type | Annual | |||||
Ticker Symbol | BANC | Meeting Date | 13-May-2021 | |||||
ISIN | US05990K1060 | Agenda | 935363440 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a term of one year: James "Conan" Barker | Management | For | For | ||||
1B. | Election of Director for a term of one year: Mary A. Curran | Management | For | For | ||||
1C. | Election of Director for a term of one year: B.A. Fallon- Walsh | Management | Against | Against | ||||
1D. | Election of Director for a term of one year: Bonnie G. Hill | Management | Against | Against | ||||
1E. | Election of Director for a term of one year: Richard J. Lashley | Management | For | For | ||||
1F. | Election of Director for a term of one year: Jonah F. Schnel | Management | Against | Against | ||||
1G. | Election of Director for a term of one year: Robert D. Sznewajs | Management | Against | Against | ||||
1H. | Election of Director for a term of one year: Andrew Thau | Management | Against | Against | ||||
1I. | Election of Director for a term of one year: Jared M. Wolff | Management | For | For | ||||
1J. | Election of Director for a term of one year: W. Kirk Wycoff | Management | Against | Against | ||||
2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting. | Management | For | For | ||||
ALBANY INTERNATIONAL CORP. | ||||||||
Security | 012348108 | Meeting Type | Annual | |||||
Ticker Symbol | AIN | Meeting Date | 13-May-2021 | |||||
ISIN | US0123481089 | Agenda | 935364000 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christine L. Standish | For | For | |||||
2 | Erland E. Kailbourne | For | For | |||||
3 | John R. Scannell | For | For | |||||
4 | Katharine L. Plourde | For | For | |||||
5 | A. William Higgins | For | For | |||||
6 | Kenneth W Krueger | For | For | |||||
7 | Lee C. Wortham | For | For | |||||
8 | Mark J. Murphy | For | For | |||||
9 | J. Michael McQuade | For | For | |||||
2. | Ratify the Appointment of KPMG LLP as our independent auditor. | Management | For | For | ||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
COMMUNITY BANK SYSTEM, INC. | ||||||||
Security | 203607106 | Meeting Type | Annual | |||||
Ticker Symbol | CBU | Meeting Date | 13-May-2021 | |||||
ISIN | US2036071064 | Agenda | 935365204 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: BRIAN R. ACE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: MARK J. BOLUS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR FOR A ONE (1) YEAR TERM: JEFFREY L. DAVIS | Management | For | For | ||||
1D. | Election of Director for a one (1) year term: Neil E. Fesette | Management | For | For | ||||
1E. | Election of Director for a one (1) year term: Kerrie D. MacPherson | Management | For | For | ||||
1F. | Election of Director for a one (1) year term: John Parente | Management | For | For | ||||
1G. | Election of Director for a one (1) year term: Raymond C. Pecor, III | Management | For | For | ||||
1H. | Election of Director for a one (1) year term: Susan E. Skerritt | Management | For | For | ||||
1I. | Election of Director for a one (1) year term: Sally A. Steele | Management | For | For | ||||
1J. | Election of Director for a one (1) year term: Eric E. Stickels | Management | For | For | ||||
1K. | Election of Director for a one (1) year term: Mark E. Tryniski | Management | For | For | ||||
1L. | Election of Director for a one (1) year term: John F. Whipple, Jr. | Management | For | For | ||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
COMPUTER PROGRAMS AND SYSTEMS, INC. | ||||||||
Security | 205306103 | Meeting Type | Annual | |||||
Ticker Symbol | CPSI | Meeting Date | 13-May-2021 | |||||
ISIN | US2053061030 | Agenda | 935368983 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Election of Class I Director: Glenn P. Tobin | Management | For | For | ||||
2. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||
NMI HOLDINGS, INC. | ||||||||
Security | 629209305 | Meeting Type | Annual | |||||
Ticker Symbol | NMIH | Meeting Date | 13-May-2021 | |||||
ISIN | US6292093050 | Agenda | 935369810 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Bradley M. Shuster | For | For | |||||
2 | Claudia J. Merkle | For | For | |||||
3 | Michael Embler | For | For | |||||
4 | Priya Huskins | For | For | |||||
5 | James G. Jones | For | For | |||||
6 | Lynn McCreary | For | For | |||||
7 | Michael Montgomery | For | For | |||||
8 | Regina Muehlhauser | For | For | |||||
9 | Steven L. Scheid | For | For | |||||
2. | Advisory approval of our executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of BDO USA, LLP as NMI Holdings, Inc.'s independent auditors. | Management | For | For | ||||
UNITI GROUP, INC. | ||||||||
Security | 91325V108 | Meeting Type | Annual | |||||
Ticker Symbol | UNIT | Meeting Date | 13-May-2021 | |||||
ISIN | US91325V1089 | Agenda | 935369947 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Jennifer S. Banner | Management | Against | Against | ||||
1B. | Election of Director: Scott G. Bruce | Management | For | For | ||||
1C. | Election of Director: Francis X. ("Skip") Frantz | Management | Against | Against | ||||
1D. | Election of Director: Kenneth A. Gunderman | Management | For | For | ||||
1E. | Election of Director: Carmen Perez-Carlton | Management | Against | Against | ||||
1F. | Election of Director: David L. Solomon | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountant for the year ending December 31, 2021. | Management | For | For | ||||
CHART INDUSTRIES, INC. | ||||||||
Security | 16115Q308 | Meeting Type | Annual | |||||
Ticker Symbol | GTLS | Meeting Date | 13-May-2021 | |||||
ISIN | US16115Q3083 | Agenda | 935370469 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Carey Chen | For | For | |||||
2 | Jillian C. Evanko | For | For | |||||
3 | Steven W. Krablin | For | For | |||||
4 | Singleton B. McAllister | For | For | |||||
5 | Michael L. Molinini | For | For | |||||
6 | David M. Sagehorn | For | For | |||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||
IMMERSION CORPORATION | ||||||||
Security | 452521107 | Meeting Type | Annual | |||||
Ticker Symbol | IMMR | Meeting Date | 13-May-2021 | |||||
ISIN | US4525211078 | Agenda | 935371411 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sumit Agarwal | For | For | |||||
2 | William Martin | For | For | |||||
3 | Eric Singer | For | For | |||||
4 | Mary Dotz | For | For | |||||
2. | Ratification of appointment of Armanino LLP as Immersion Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||
ARMOUR RESIDENTIAL REIT, INC. | ||||||||
Security | 042315507 | Meeting Type | Annual | |||||
Ticker Symbol | ARR | Meeting Date | 13-May-2021 | |||||
ISIN | US0423155078 | Agenda | 935373821 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Scott J. Ulm | For | For | |||||
2 | Jeffrey J. Zimmer | For | For | |||||
3 | Daniel C. Staton | For | For | |||||
4 | Marc H. Bell | For | For | |||||
5 | Z. Jamie Behar | For | For | |||||
6 | Carolyn Downey | For | For | |||||
7 | Thomas K. Guba | For | For | |||||
8 | Robert C. Hain | For | For | |||||
9 | John P. Hollihan, III | For | For | |||||
10 | Stewart J. Paperin | For | For | |||||
2. | To ratify the appointment of Deloitte & Touche LLP as ARMOUR's independent registered certified public accountants for the fiscal year 2021. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, ARMOUR's 2020 executive compensation. | Management | For | For | ||||
4. | To approve an amendment to ARMOUR's Second Amended and Restated 2009 Stock Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 2,125,000. | Management | For | For | ||||
DORMAN PRODUCTS, INC. | ||||||||
Security | 258278100 | Meeting Type | Annual | |||||
Ticker Symbol | DORM | Meeting Date | 13-May-2021 | |||||
ISIN | US2582781009 | Agenda | 935375419 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Steven L. Berman | Management | For | For | ||||
1B. | Election of Director: Kevin M. Olsen | Management | For | For | ||||
1C. | Election of Director: Lisa M. Bachmann | Management | Against | Against | ||||
1D. | Election of Director: John J. Gavin | Management | Against | Against | ||||
1E. | Election of Director: Paul R. Lederer | Management | Against | Against | ||||
1F. | Election of Director: Richard T. Riley | Management | Against | Against | ||||
1G. | Election of Director: Kelly A. Romano | Management | Against | Against | ||||
1H. | Election of Director: G. Michael Stakias | Management | Against | Against | ||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
REPLIGEN CORPORATION | ||||||||
Security | 759916109 | Meeting Type | Annual | |||||
Ticker Symbol | RGEN | Meeting Date | 13-May-2021 | |||||
ISIN | US7599161095 | Agenda | 935406101 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Tony J. Hunt | Management | For | For | ||||
1B. | Election of Director: Karen A. Dawes | Management | Against | Against | ||||
1C. | Election of Director: Nicolas M. Barthelemy | Management | Against | Against | ||||
1D. | Election of Director: Carrie Eglinton Manner | Management | For | For | ||||
1E. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Glenn P. Muir | Management | For | For | ||||
1G. | Election of Director: Thomas F. Ryan, Jr. | Management | Against | Against | ||||
2. | Ratification of the selection of Ernst & Young LLP as Repligen Corporation's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | For | For | ||||
CROSS COUNTRY HEALTHCARE, INC. | ||||||||
Security | 227483104 | Meeting Type | Annual | |||||
Ticker Symbol | CCRN | Meeting Date | 14-May-2021 | |||||
ISIN | US2274831047 | Agenda | 935361472 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Kevin C. Clark | Management | For | For | ||||
1b. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: W. Larry Cash | Management | For | For | ||||
1c. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Thomas C. Dircks | Management | For | For | ||||
1d. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Gale Fitzgerald | Management | Against | Against | ||||
1e. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Darrell S. Freeman, Sr. | Management | For | For | ||||
1f. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Janice E. Nevin, M.D., MPH | Management | For | For | ||||
1g. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Mark Perlberg, JD | Management | Against | Against | ||||
1h. | ELECTION OF DIRECTOR FOR TERMS EXPIRING AT THE 2022 ANNUAL MEETING: Joseph A. Trunfio, Ph.D. | Management | Against | Against | ||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||
Security | 477839104 | Meeting Type | Annual | |||||
Ticker Symbol | JBT | Meeting Date | 14-May-2021 | |||||
ISIN | US4778391049 | Agenda | 935363096 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: C. Maury Devine | Management | Against | Against | ||||
1B. | Election of Director: Emmanuel Lagarrigue | Management | Against | Against | ||||
1C. | Election of Director: James M. Ringler | Management | Against | Against | ||||
2. | Approve, on an advisory basis, a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
VIAD CORP | ||||||||
Security | 92552R406 | Meeting Type | Annual | |||||
Ticker Symbol | VVI | Meeting Date | 14-May-2021 | |||||
ISIN | US92552R4065 | Agenda | 935366826 - Management | |||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard H. Dozer | Management | For | For | ||||
1B. | Election of Director: Virginia L. Henkels | Management | Against | Against | ||||
2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
FORMFACTOR, INC. | ||||||||
Security | 346375108 | Meeting Type | Annual | |||||
Ticker Symbol | FORM | Meeting Date | 14-May-2021 | |||||
ISIN | US3463751087 | Agenda | 935369923 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Rebeca Obregon-Jimenez | Management | For | For | ||||
1B. | Election of Director: Kelley Steven-Waiss | Management | Against | Against | ||||
2. | Advisory approval of FormFactor's executive compensation. | Management | For | For | ||||
3. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
VIRTUS INVESTMENT PARTNERS, INC. | ||||||||
Security | 92828Q109 | Meeting Type | Annual | |||||
Ticker Symbol | VRTS | Meeting Date | 14-May-2021 | |||||
ISIN | US92828Q1094 | Agenda | 935370053 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Timothy A. Holt | Management | For | For | ||||
1B. | Election of Director: Melody L. Jones | Management | For | For | ||||
1C. | Election of Director: Stephen T. Zarrilli | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, in a non-binding vote, named executive officer compensation. | Management | For | For | ||||
4. | To approve an amendment to the Company's Amended and Restated Omnibus Incentive and Equity Plan to increase the number of shares available for issuance by 550,000 shares. | Management | For | For | ||||
AEGION CORPORATION | ||||||||
Security | 00770F104 | Meeting Type | Special | |||||
Ticker Symbol | AEGN | Meeting Date | 14-May-2021 | |||||
ISIN | US00770F1049 | Agenda | 935386816 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated February 16, 2021 and amended March 13, 2021 (the "merger agreement"), among Carter Intermediate, Inc., Carter Acquisition, Inc. ("Merger Sub") and Aegion Corporation, pursuant to which Merger Sub will merge with and into Aegion Corporation (the "merger"). | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Aegion Corporation's named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For | ||||
3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||||
Security | 457985208 | Meeting Type | Annual | |||||
Ticker Symbol | IART | Meeting Date | 14-May-2021 | |||||
ISIN | US4579852082 | Agenda | 935393013 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||
1B. | Election of Director: Rhonda G. Ballintyn | Management | For | For | ||||
1C. | Election of Director: Keith Bradley | Management | Against | Against | ||||
1D. | Election of Director: Shaundra D. Clay | Management | For | For | ||||
1E. | Election of Director: Stuart M. Essig | Management | For | For | ||||
1F. | Election of Director: Barbara B. Hill | Management | Against | Against | ||||
1G. | Election of Director: Donald E. Morel, Jr. | Management | For | For | ||||
1H. | Election of Director: Raymond G. Murphy | Management | Against | Against | ||||
1I. | Election of Director: Christian S. Schade | Management | For | For | ||||
2. | The Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||
3. | The proposal to approve the Fifth Amended and Restated 2003 Equity Incentive Plan. | Management | For | For | ||||
4. | A non-binding resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
ENOVA INTERNATIONAL, INC. | ||||||||
Security | 29357K103 | Meeting Type | Annual | |||||
Ticker Symbol | ENVA | Meeting Date | 17-May-2021 | |||||
ISIN | US29357K1034 | Agenda | 935367260 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director (term expires 2022): Ellen Carnahan | Management | For | For | ||||
1B. | Election of Director (term expires 2022): Daniel R. Feehan | Management | For | For | ||||
1C. | Election of Director (term expires 2022): David Fisher | Management | For | For | ||||
1D. | Election of Director (term expires 2022): William M. Goodyear | Management | For | For | ||||
1E. | Election of Director (term expires 2022): James A. Gray | Management | For | For | ||||
1F. | Election of Director (term expires 2022): Gregg A. Kaplan | Management | For | For | ||||
1G. | Election of Director (term expires 2022): Mark P. McGowan | Management | For | For | ||||
1H. | Election of Director (term expires 2022): Linda Johnson Rice | Management | For | For | ||||
1I. | Election of Director (term expires 2022): Mark A. Tebbe | Management | For | For | ||||
2. | A non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To approve the Enova International, Inc. Third Amended and Restated 2014 LTIP. | Management | For | For | ||||
S&T BANCORP, INC. | ||||||||
Security | 783859101 | Meeting Type | Annual | |||||
Ticker Symbol | STBA | Meeting Date | 17-May-2021 | |||||
ISIN | US7838591011 | Agenda | 935372805 - Management | |||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Lewis W. Adkins, Jr. | For | For | |||||
2 | David G. Antolik | For | For | |||||
3 | Peter R. Barsz | For | For | |||||
4 | Christina A. Cassotis | For | For | |||||
5 | Michael J. Donnelly | For | For | |||||
6 | James T. Gibson | For | For | |||||
7 | Jeffrey D. Grube | For | For | |||||
8 | William J. Hieb | For | For | |||||
9 | Jerry D. Hostetter | For | For | |||||
10 | Robert E. Kane | For | For | |||||
11 | Frank J. Palermo, Jr. | For | For | |||||
12 | Christine J. Toretti | For | For | |||||
13 | Steven J. Weingarten | For | For | |||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS S&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2021. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF S&T'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | TO APPROVE THE ADOPTION OF THE 2021 S&T BANCORP, INC. INCENTIVE PLAN. | Management | For | For | ||||
CLEARWATER PAPER CORPORATION | ||||||||
Security | 18538R103 | Meeting Type | Annual | |||||
Ticker Symbol | CLW | Meeting Date | 17-May-2021 | |||||
ISIN | US18538R1032 | Agenda | 935373097 - Management | |||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: John J. Corkrean | Management | For | For | ||||
1B. | Election of Director: Arsen S. Kitch | Management | For | For | ||||
1C. | Election of Director: Alexander Toeldte | Management | Against | Against | ||||
2. | Ratification of the appointment of KPMG, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
PACIFIC PREMIER BANCORP, INC. | ||||||||
Security | 69478X105 | Meeting Type | Annual | |||||
Ticker Symbol | PPBI | Meeting Date | 17-May-2021 | |||||
ISIN | US69478X1054 | Agenda | 935375192 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Ayad A. Fargo | Management | For | For | ||||
1B. | Election of Director: Steven R. Gardner | Management | For | For | ||||
1C. | Election of Director: Joseph L. Garrett | Management | For | For | ||||
1D. | Election of Director: Jeffrey C. Jones | Management | Against | Against | ||||
1E. | Election of Director: M. Christian Mitchell | Management | Against | Against | ||||
1F. | Election of Director: Barbara S. Polsky | Management | Against | Against | ||||
1G. | Election of Director: Zareh H. Sarrafian | Management | Against | Against | ||||
1H. | Election of Director: Jaynie M. Studenmund | Management | For | For | ||||
1I. | Election of Director: Cora M. Tellez | Management | For | For | ||||
1J. | Election of Director: Richard C. Thomas | Management | Against | Against | ||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF CROWE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
INTERFACE, INC. | ||||||||
Security | 458665304 | Meeting Type | Annual | |||||
Ticker Symbol | TILE | Meeting Date | 17-May-2021 | |||||
ISIN | US4586653044 | Agenda | 935378643 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John P. Burke | For | For | |||||
2 | Dwight Gibson | For | For | |||||
3 | Daniel T. Hendrix | For | For | |||||
4 | Christopher G. Kennedy | For | For | |||||
5 | Joseph Keough | For | For | |||||
6 | Catherine M. Kilbane | For | For | |||||
7 | K. David Kohler | For | For | |||||
8 | Sheryl D. Palmer | For | For | |||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of BDO USA, LLP as independent auditors for 2021. | Management | For | For | ||||
CHEMED CORPORATION | ||||||||
Security | 16359R103 | Meeting Type | Annual | |||||
Ticker Symbol | CHE | Meeting Date | 17-May-2021 | |||||
ISIN | US16359R1032 | Agenda | 935393481 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Kevin J. McNamara | Management | For | For | ||||
1B. | Election of Director: Ron DeLyons | Management | For | For | ||||
1C. | Election of Director: Joel F. Gemunder | Management | Against | Against | ||||
1D. | Election of Director: Patrick P. Grace | Management | Against | Against | ||||
1E. | Election of Director: Christopher J. Heaney | Management | For | For | ||||
1F. | Election of Director: Thomas C. Hutton | Management | For | For | ||||
1G. | Election of Director: Andrea R. Lindell | Management | For | For | ||||
1H. | Election of Director: Thomas P. Rice | Management | For | For | ||||
1I. | Election of Director: Donald E. Saunders | Management | For | For | ||||
1J. | Election of Director: George J. Walsh III | Management | Against | Against | ||||
2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | Against | For | ||||
RENEWABLE ENERGY GROUP, INC. | ||||||||
Security | 75972A301 | Meeting Type | Annual | |||||
Ticker Symbol | REGI | Meeting Date | 18-May-2021 | |||||
ISIN | US75972A3014 | Agenda | 935369442 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: James C. Borel | Management | For | For | ||||
1B. | Election of Director: Cynthia J. Warner | Management | For | For | ||||
1C. | Election of Director: Walter Berger | Management | For | For | ||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
4. | Approval of the Renewable Energy Group 2021 Stock Incentive Plan. | Management | Against | Against | ||||
AMERICAN STATES WATER COMPANY | ||||||||
Security | 029899101 | Meeting Type | Annual | |||||
Ticker Symbol | AWR | Meeting Date | 18-May-2021 | |||||
ISIN | US0298991011 | Agenda | 935372843 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ms. Sarah J. Anderson | For | For | |||||
2 | Mr. Steven D. Davis | For | For | |||||
3 | Ms. Anne M. Holloway | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||
PROTO LABS, INC. | ||||||||
Security | 743713109 | Meeting Type | Annual | |||||
Ticker Symbol | PRLB | Meeting Date | 18-May-2021 | |||||
ISIN | US7437131094 | Agenda | 935374936 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Robert Bodor | Management | For | For | ||||
1B. | Election of Director: Archie C. Black | Management | For | For | ||||
1C. | Election of Director: Sujeet Chand | Management | Against | Against | ||||
1D. | Election of Director: Moonhie Chin | Management | Against | Against | ||||
1E. | Election of Director: Rainer Gawlick | Management | For | For | ||||
1F. | Election of Director: John B. Goodman | Management | For | For | ||||
1G. | Election of Director: Donald G. Krantz | Management | For | For | ||||
1H. | Election of Director: Sven A. Wehrwein | Management | Against | Against | ||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
LEXINGTON REALTY TRUST | ||||||||
Security | 529043101 | Meeting Type | Annual | |||||
Ticker Symbol | LXP | Meeting Date | 18-May-2021 | |||||
ISIN | US5290431015 | Agenda | 935375558 - Management | |||||
Record Date | 08-Mar-2021 | Holding Recon Date | 08-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | T. Wilson Eglin | For | For | |||||
2 | Richard S. Frary | For | For | |||||
3 | Lawrence L. Gray | For | For | |||||
4 | Jamie Handwerker | For | For | |||||
5 | Claire A. Koeneman | For | For | |||||
6 | Howard Roth | For | For | |||||
2. | To consider and vote upon an advisory, non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. | Management | For | For | ||||
3. | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||||||
Security | 499049104 | Meeting Type | Annual | |||||
Ticker Symbol | KNX | Meeting Date | 18-May-2021 | |||||
ISIN | US4990491049 | Agenda | 935377336 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Gary Knight | For | For | |||||
2 | Kathryn Munro | For | For | |||||
2. | Conduct an advisory, non-binding vote to approve executive compensation. | Management | For | For | ||||
3. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
4. | Vote on a stockholder proposal regarding simple majority vote. | Shareholder | For | Against | ||||
ORASURE TECHNOLOGIES, INC. | ||||||||
Security | 68554V108 | Meeting Type | Annual | |||||
Ticker Symbol | OSUR | Meeting Date | 18-May-2021 | |||||
ISIN | US68554V1089 | Agenda | 935377603 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | ELECTION OF Class III DIRECTOR (Expiring 2024): Michael Celano | Management | For | For | ||||
1B. | ELECTION OF Class III DIRECTOR (Expiring 2024): James A. Datin | Management | For | For | ||||
1C. | ELECTION OF Class III DIRECTOR (Expiring 2024): Lelio Marmora | Management | Against | Against | ||||
2. | Ratification of Appointment of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||
3. | Advisory (Non-Binding) Vote to Approve Executive Compensation. | Management | For | For | ||||
NUVASIVE, INC. | ||||||||
Security | 670704105 | Meeting Type | Annual | |||||
Ticker Symbol | NUVA | Meeting Date | 18-May-2021 | |||||
ISIN | US6707041058 | Agenda | 935377704 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class II Director: Vickie L. Capps | Management | Against | Against | ||||
1.2 | Election of Class II Director: John A. DeFord, Ph.D | Management | Against | Against | ||||
1.3 | Election of Class II Director: R. Scott Huennekens | Management | For | For | ||||
1.4 | Election of Class II Director: Siddhartha C. Kadia, Ph.D. | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2020. | Management | For | For | ||||
CORE-MARK HOLDING COMPANY, INC. | ||||||||
Security | 218681104 | Meeting Type | Annual | |||||
Ticker Symbol | CORE | Meeting Date | 18-May-2021 | |||||
ISIN | US2186811046 | Agenda | 935380737 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Stuart W. Booth | Management | For | For | ||||
1B. | Election of Director: Rocky Dewbre | Management | For | For | ||||
1C. | Election of Director: Laura Flanagan | Management | Against | Against | ||||
1D. | Election of Director: Robert G. Gross | Management | For | For | ||||
1E. | Election of Director: Scott E. McPherson | Management | For | For | ||||
1F. | Election of Director: Diane Randolph | Management | Against | Against | ||||
1G. | Election of Director: Harvey L. Tepner | Management | Against | Against | ||||
1H. | Election of Director: Rosemary Turner | Management | For | For | ||||
2. | Approval on a non-binding basis of our Named Executive Officer compensation as described in the Proxy Statement. | Management | For | For | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as Core-Mark's independent registered public accounting firm to serve for the fiscal year ending December 31, 2021. | Management | For | For | ||||
B&G FOODS, INC. | ||||||||
Security | 05508R106 | Meeting Type | Annual | |||||
Ticker Symbol | BGS | Meeting Date | 18-May-2021 | |||||
ISIN | US05508R1068 | Agenda | 935381119 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: DeAnn L. Brunts | Management | Against | Against | ||||
1.2 | Election of Director: Debra Martin Chase | Management | Against | Against | ||||
1.3 | Election of Director: Charles F. Marcy | Management | For | For | ||||
1.4 | Election of Director: Robert D. Mills | Management | For | For | ||||
1.5 | Election of Director: Dennis M. Mullen | Management | Against | Against | ||||
1.6 | Election of Director: Cheryl M. Palmer | Management | Against | Against | ||||
1.7 | Election of Director: Alfred Poe | Management | For | For | ||||
1.8 | Election of Director: Stephen C. Sherrill | Management | For | For | ||||
1.9 | Election of Director: David L. Wenner | Management | For | For | ||||
2. | Approval, by non-binding advisory vote, of executive compensation. | Management | For | For | ||||
3. | Ratification of appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
IRET DBA CENTERSPACE | ||||||||
Security | 15202L107 | Meeting Type | Annual | |||||
Ticker Symbol | CSR | Meeting Date | 18-May-2021 | |||||
ISIN | US15202L1070 | Agenda | 935381195 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Jeffrey P. Caira | Management | For | For | ||||
1B. | Election of Director: Michael T. Dance | Management | For | For | ||||
1C. | Election of Director: Mark O. Decker, Jr. | Management | For | For | ||||
1D. | Election of Director: Emily Nagle Green | Management | Against | Against | ||||
1E. | Election of Director: Linda J. Hall | Management | Against | Against | ||||
1F. | Election of Director: John A. Schissel | Management | For | For | ||||
1G. | Election of Director: Mary J. Twinem | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF AMENDMENT TO ARTICLES OF AMENDMENT AND THIRD RESTATED DECLARATION OF TRUST OF INVESTORS REAL ESTATE TRUST, AS AMENDED, TO CHANGE THE NAME OF THE COMPANY FROM INVESTORS REAL ESTATE TRUST TO CENTERSPACE. | Management | For | For | ||||
4. | APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED 2015 INCENTIVE PLAN. | Management | For | For | ||||
5. | RATIFICATION OF SELECTION OF GRANT THORNTON AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
SOUTHWESTERN ENERGY COMPANY | ||||||||
Security | 845467109 | Meeting Type | Annual | |||||
Ticker Symbol | SWN | Meeting Date | 18-May-2021 | |||||
ISIN | US8454671095 | Agenda | 935381347 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: John D. Gass | Management | For | For | ||||
1.2 | Election of Director: S. P. "Chip" Johnson IV | Management | For | For | ||||
1.3 | Election of Director: Catherine A. Kehr | Management | Against | Against | ||||
1.4 | Election of Director: Greg D. Kerley | Management | Against | Against | ||||
1.5 | Election of Director: Jon A. Marshall | Management | For | For | ||||
1.6 | Election of Director: Patrick M. Prevost | Management | Against | Against | ||||
1.7 | Election of Director: Anne Taylor | Management | For | For | ||||
1.8 | Election of Director: Denis J. Walsh III | Management | For | For | ||||
1.9 | Election of Director: William J. Way | Management | For | For | ||||
2. | Non-binding advisory vote to approve compensation of our Named Executive Officers for 2020 (Say-on-Pay). | Management | For | For | ||||
3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To consider a shareholder proposal regarding special meetings, if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||
THE ST. JOE COMPANY | ||||||||
Security | 790148100 | Meeting Type | Annual | |||||
Ticker Symbol | JOE | Meeting Date | 18-May-2021 | |||||
ISIN | US7901481009 | Agenda | 935382705 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Cesar L. Alvarez | Management | Against | Against | ||||
1B. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Bruce R. Berkowitz | Management | For | For | ||||
1C. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Howard S. Frank | Management | Against | Against | ||||
1D. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Jorge L. Gonzalez | Management | For | For | ||||
1E. | Election of Director for a one-year term of expiring at the 2022 Annual Meeting: Thomas P. Murphy, Jr. | Management | Against | Against | ||||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3D SYSTEMS CORPORATION | ||||||||
Security | 88554D205 | Meeting Type | Annual | |||||
Ticker Symbol | DDD | Meeting Date | 18-May-2021 | |||||
ISIN | US88554D2053 | Agenda | 935383606 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Malissia R. Clinton | Management | Against | Against | ||||
1B. | Election of Director: William E. Curran | Management | For | For | ||||
1C. | Election of Director: Thomas W. Erickson | Management | Against | Against | ||||
1D. | Election of Director: Jeffrey A. Graves | Management | For | For | ||||
1E. | Election of Director: Charles W. Hull | Management | For | For | ||||
1F. | Election of Director: William D. Humes | Management | For | For | ||||
1G. | Election of Director: Jim D. Kever | Management | Against | Against | ||||
1H. | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||
1I. | Election of Director: Kevin S. Moore | Management | For | For | ||||
1J. | Election of Director: Vasant Padmanabhan | Management | For | For | ||||
1K. | Election of Director: John J. Tracy | Management | For | For | ||||
1L. | Election of Director: Jeffrey Wadsworth | Management | Against | Against | ||||
2. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | Stockholder proposal to reduce the ownership required for stockholders to call a special meeting. | Shareholder | Against | For | ||||
BLOOMIN' BRANDS, INC. | ||||||||
Security | 094235108 | Meeting Type | Annual | |||||
Ticker Symbol | BLMN | Meeting Date | 18-May-2021 | |||||
ISIN | US0942351083 | Agenda | 935383834 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Elect Class III Director with term expiring in 2024: David R. Fitzjohn | Management | For | For | ||||
1b. | Elect Class III Director with term expiring in 2024: John P. Gainor, Jr. | Management | Against | Against | ||||
1c. | Elect Class III Director with term expiring in 2024: John J. Mahoney | Management | Against | Against | ||||
1d. | Elect Class III Director with term expiring in 2024: R. Michael Mohan | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered certified public accounting firm for the fiscal year ending December 26, 2021 | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers | Management | For | For | ||||
4. | To approve amendments to the Company's Charter to declassify the Board | Management | For | For | ||||
5. | To vote on a stockholder proposal requesting that the Company take action to eliminate supermajority voting provisions from our Governance Documents | Shareholder | For | Against | ||||
6. | To vote on a stockholder proposal requesting that the Board issue a report outlining if and how the Company could increase efforts to reduce its total contribution to climate change | Shareholder | Against | For | ||||
COMFORT SYSTEMS USA, INC. | ||||||||
Security | 199908104 | Meeting Type | Annual | |||||
Ticker Symbol | FIX | Meeting Date | 18-May-2021 | |||||
ISIN | US1999081045 | Agenda | 935390536 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Darcy G. Anderson | For | For | |||||
2 | Herman E. Bulls | For | For | |||||
3 | Alan P. Krusi | For | For | |||||
4 | Brian E. Lane | For | For | |||||
5 | Pablo G. Mercado | For | For | |||||
6 | Franklin Myers | For | For | |||||
7 | William J. Sandbrook | For | For | |||||
8 | Constance E. Skidmore | For | For | |||||
9 | Vance W. Tang | For | For | |||||
10 | Cindy L. Wallis-Lage | For | For | |||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
U.S. PHYSICAL THERAPY, INC. | ||||||||
Security | 90337L108 | Meeting Type | Annual | |||||
Ticker Symbol | USPH | Meeting Date | 18-May-2021 | |||||
ISIN | US90337L1089 | Agenda | 935393455 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Edward L. Kuntz | For | For | |||||
2 | Christopher J. Reading | For | For | |||||
3 | Mark J. Brookner | For | For | |||||
4 | Harry S. Chapman | For | For | |||||
5 | Dr. Bernard A Harris Jr | For | For | |||||
6 | Kathleen A. Gilmartin | For | For | |||||
7 | Regg E. Swanson | For | For | |||||
8 | Clayton K. Trier | For | For | |||||
2. | Advisory vote to approve the named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | As determined by a majority of our Board of Directors, the proxies are authorized to vote upon other business as may properly come before the meeting or any adjournments. | Shareholder | For | |||||
PREFERRED BANK | ||||||||
Security | 740367404 | Meeting Type | Annual | |||||
Ticker Symbol | PFBC | Meeting Date | 18-May-2021 | |||||
ISIN | US7403674044 | Agenda | 935396247 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William C. Y. Cheng | For | For | |||||
2 | Chih-Wei Wu | For | For | |||||
3 | Shirley Wang | For | For | |||||
4 | Wayne Wu | For | For | |||||
2. | Advisory Compensation Vote ("Say on Pay") | Management | For | For | ||||
3. | Frequency of Advisory Vote | Management | 1 Year | Against | ||||
4. | Authorization of Share Repurchase Authority | Management | For | For | ||||
5. | Ratification of Independent Registered Public Accountants | Management | For | For | ||||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||||
Security | 637215104 | Meeting Type | Annual | |||||
Ticker Symbol | NPK | Meeting Date | 18-May-2021 | |||||
ISIN | US6372151042 | Agenda | 935400870 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Maryjo Cohen | For | For | |||||
2. | To ratify the appointment of RSM US LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2021 | Management | For | For | ||||
EASTERLY GOVERNMENT PROPERTIES, INC. | ||||||||
Security | 27616P103 | Meeting Type | Annual | |||||
Ticker Symbol | DEA | Meeting Date | 18-May-2021 | |||||
ISIN | US27616P1030 | Agenda | 935406618 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Darrell W. Crate | Management | For | For | ||||
1.2 | Election of Director: William C. Trimble, III | Management | For | For | ||||
1.3 | Election of Director: Michael P. Ibe | Management | For | For | ||||
1.4 | Election of Director: William H. Binnie | Management | Against | Against | ||||
1.5 | Election of Director: Cynthia A. Fisher | Management | Against | Against | ||||
1.6 | Election of Director: Scott D. Freeman | Management | For | For | ||||
1.7 | Election of Director: Emil W. Henry, Jr. | Management | Against | Against | ||||
1.8 | Election of Director: Tara S. Innes | Management | For | For | ||||
2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | For | ||||
3. | Approval of an amendment to our bylaws to allow stockholders the right to amend our bylaws. | Management | For | For | ||||
4. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
PROGRESS SOFTWARE CORPORATION | ||||||||
Security | 743312100 | Meeting Type | Annual | |||||
Ticker Symbol | PRGS | Meeting Date | 18-May-2021 | |||||
ISIN | US7433121008 | Agenda | 935409020 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Paul T. Dacier | For | For | |||||
2 | John R. Egan | For | For | |||||
3 | Rainer Gawlick | For | For | |||||
4 | Yogesh Gupta | For | For | |||||
5 | Charles F. Kane | For | For | |||||
6 | Samskriti Y. King | For | For | |||||
7 | David A. Krall | For | For | |||||
8 | Angela T. Tucci | For | For | |||||
9 | Vivian Vitale | For | For | |||||
2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | Management | For | For | ||||
3. | To approve an increase in the number of shares authorized for issuance under the 2008 Stock Option and Incentive Plan, as amended and restated. | Management | For | For | ||||
4. | To approve an increase in the number of shares authorized for issuance under the 1991 Employee Stock Purchase Plan, as amended and restated. | Management | For | For | ||||
5. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
VERITEX HOLDINGS INC. | ||||||||
Security | 923451108 | Meeting Type | Annual | |||||
Ticker Symbol | VBTX | Meeting Date | 18-May-2021 | |||||
ISIN | US9234511080 | Agenda | 935417229 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | C. Malcolm Holland, III | For | For | |||||
2 | Arcilia Acosta | For | For | |||||
3 | Pat S. Bolin | For | For | |||||
4 | April Box | For | For | |||||
5 | Blake Bozman | For | For | |||||
6 | William D. Ellis | For | For | |||||
7 | William E. Fallon | For | For | |||||
8 | Mark C. Griege | For | For | |||||
9 | Gordon Huddleston | For | For | |||||
10 | Steven D. Lerner | For | For | |||||
11 | Manuel J. Mehos | For | For | |||||
12 | Gregory B. Morrison | For | For | |||||
13 | John T. Sughrue | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
CALLAWAY GOLF COMPANY | ||||||||
Security | 131193104 | Meeting Type | Annual | |||||
Ticker Symbol | ELY | Meeting Date | 19-May-2021 | |||||
ISIN | US1311931042 | Agenda | 935367739 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Oliver G. (Chip) Brewer III | Management | For | For | ||||
1b. | Election of Director: Erik J Anderson | Management | For | For | ||||
1c. | Election of Director: Samuel H. Armacost | Management | For | For | ||||
1d. | Election of Director: Scott H. Baxter | Management | For | For | ||||
1e. | Election of Director: Thomas G. Dundon | Management | For | For | ||||
1f. | Election of Director: Laura J. Flanagan | Management | For | For | ||||
1g. | Election of Director: Russell L. Fleischer | Management | For | For | ||||
1h. | Election of Director: John F. Lundgren | Management | Against | Against | ||||
1i. | Election of Director: Scott M. Marimow | Management | For | For | ||||
1j. | Election of Director: Adebayo O. Ogunlesi | Management | Against | Against | ||||
1k. | Election of Director: Linda B. Segre | Management | Against | Against | ||||
1l. | Election of Director: Anthony S. Thornley | Management | Against | Against | ||||
2. | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | To approve an amendment to the Company's Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 240,000,000 to 360,000,000. | Management | For | For | ||||
FOSSIL GROUP, INC. | ||||||||
Security | 34988V106 | Meeting Type | Annual | |||||
Ticker Symbol | FOSL | Meeting Date | 19-May-2021 | |||||
ISIN | US34988V1061 | Agenda | 935369086 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Mark R. Belgya | Management | For | For | ||||
1.2 | Election of Director: William B. Chiasson | Management | For | For | ||||
1.3 | Election of Director: Kim Harris Jones | Management | For | For | ||||
1.4 | Election of Director: Kosta N. Kartsotis | Management | For | For | ||||
1.5 | Election of Director: Kevin Mansell | Management | Against | Against | ||||
1.6 | Election of Director: Diane L. Neal | Management | Against | Against | ||||
1.7 | Election of Director: Marc R. Y. Rey | Management | For | For | ||||
1.8 | Election of Director: Gail B. Tifford | Management | Against | Against | ||||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | For | For | ||||
CORESITE REALTY CORPORATION | ||||||||
Security | 21870Q105 | Meeting Type | Annual | |||||
Ticker Symbol | COR | Meeting Date | 19-May-2021 | |||||
ISIN | US21870Q1058 | Agenda | 935372689 - Management | |||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert G. Stuckey | For | For | |||||
2 | Paul E. Szurek | For | For | |||||
3 | Jean A. Bua | For | For | |||||
4 | Kelly C. Chambliss | For | For | |||||
5 | Patricia L. Higgins | For | For | |||||
6 | Michael R. Koehler | For | For | |||||
7 | Michael H. Millegan | For | For | |||||
8 | David A. Wilson | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | The advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
SAFETY INSURANCE GROUP, INC. | ||||||||
Security | 78648T100 | Meeting Type | Annual | |||||
Ticker Symbol | SAFT | Meeting Date | 19-May-2021 | |||||
ISIN | US78648T1007 | Agenda | 935373388 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director to serve a three year term expiring in 2024: Peter J. Manning | Management | For | For | ||||
1B. | Election of Class I Director to serve a three year term expiring in 2024: Mary C. Moran | Management | For | For | ||||
2. | Ratification of the Appointment of PRICEWATERHOUSECOOPERS LLP. | Management | For | For | ||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||
TEJON RANCH CO. | ||||||||
Security | 879080109 | Meeting Type | Annual | |||||
Ticker Symbol | TRC | Meeting Date | 19-May-2021 | |||||
ISIN | US8790801091 | Agenda | 935373390 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Jean Fuller | Management | For | For | ||||
1B. | Election of Director: Geoffrey L. Stack | Management | For | For | ||||
1C. | Election of Director: Michael H. Winer | Management | For | For | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's Independent Registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
4. | Amendment to Restated Certificate of Incorporation to increase the number of authorized shares of our Common Stock. | Management | For | For | ||||
UNITED FIRE GROUP, INC. | ||||||||
Security | 910340108 | Meeting Type | Annual | |||||
Ticker Symbol | UFCS | Meeting Date | 19-May-2021 | |||||
ISIN | US9103401082 | Agenda | 935373871 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class C Director: Christopher R. Drahozal | Management | For | For | ||||
1.2 | Election of Class C Director: Lura E. McBride | Management | Against | Against | ||||
1.3 | Election of Class C Director: George D. Milligan | Management | Against | Against | ||||
2. | Ratification of the appointment of Ernst & Young LLP as United Fire Group, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Approval of amendment to the United Fire Group, Inc. 2021 Stock and Incentive Plan. | Management | For | For | ||||
4. | Approval, on an advisory basis, of the compensation of United Fire Group, Inc.'s named executive officers. | Management | For | For | ||||
KRATON CORPORATION | ||||||||
Security | 50077C106 | Meeting Type | Annual | |||||
Ticker Symbol | KRA | Meeting Date | 19-May-2021 | |||||
ISIN | US50077C1062 | Agenda | 935374859 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Shelley J. Bausch | For | For | |||||
2 | Kevin M. Fogarty | For | For | |||||
3 | Karen A. Twitchell | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
4. | To approve and adopt an amendment to the Kraton Corporation Amended and Restated 2016 Equity and Cash Incentive Plan to increase the number of shares available for issuance and place an annual limit on non- employee director awards thereunder. | Management | For | For | ||||
CORE LABORATORIES N.V. | ||||||||
Security | N22717107 | Meeting Type | Annual | |||||
Ticker Symbol | CLB | Meeting Date | 19-May-2021 | |||||
ISIN | NL0000200384 | Agenda | 935375407 - Management | |||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Supervisory Director until 2024 annual meeting: Kwaku Temeng | Management | For | For | ||||
1B. | Election of Class III Supervisory Director until 2024 annual meeting: Lawrence Bruno | Management | For | For | ||||
2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||
3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2020, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For | ||||
4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 19, 2021. | Management | For | For | ||||
5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 19, 2022, and such repurchased shares may be used for any legal purpose. | Management | For | For | ||||
6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For | ||||
7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For | ||||
8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For | ||||
8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2020. | Management | For | For | ||||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||||
Security | 42330P107 | Meeting Type | Annual | |||||
Ticker Symbol | HLX | Meeting Date | 19-May-2021 | |||||
ISIN | US42330P1075 | Agenda | 935378706 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Amerino Gatti | For | For | |||||
2 | Owen Kratz | For | For | |||||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||
3. | Approval, on a non-binding advisory basis, of the 2020 compensation of our named executive officers. | Management | For | For | ||||
CVB FINANCIAL CORP. | ||||||||
Security | 126600105 | Meeting Type | Annual | |||||
Ticker Symbol | CVBF | Meeting Date | 19-May-2021 | |||||
ISIN | US1266001056 | Agenda | 935379215 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | George A. Borba, Jr. | For | For | |||||
2 | David A. Brager | For | For | |||||
3 | Stephen A. Del Guercio | For | For | |||||
4 | Rodrigo Guerra, Jr. | For | For | |||||
5 | Anna Kan | For | For | |||||
6 | Marshall V. Laitsch | For | For | |||||
7 | Kristina M. Leslie | For | For | |||||
8 | Raymond V. O'Brien III | For | For | |||||
9 | Jane Olvera | For | For | |||||
10 | Hal W. Oswalt | For | For | |||||
2. | Ratification of appointment of KPMG LLP as independent registered public accountants of CVB Financial Corp. for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers ("Say-On-Pay"). | Management | For | For | ||||
LUMBER LIQUIDATORS HOLDINGS, INC. | ||||||||
Security | 55003T107 | Meeting Type | Annual | |||||
Ticker Symbol | LL | Meeting Date | 19-May-2021 | |||||
ISIN | US55003T1079 | Agenda | 935392996 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Douglas T. Moore# | For | For | |||||
2 | Nancy M. Taylor# | For | For | |||||
3 | Joseph M. Nowicki* | For | For | |||||
4 | Charles E. Tyson$ | For | For | |||||
2. | Proposal to approve a non-binding advisory resolution approving the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
INSIGHT ENTERPRISES, INC. | ||||||||
Security | 45765U103 | Meeting Type | Annual | |||||
Ticker Symbol | NSIT | Meeting Date | 19-May-2021 | |||||
ISIN | US45765U1034 | Agenda | 935393467 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Richard E. Allen | Management | For | For | ||||
1.2 | Election of Director: Bruce W. Armstrong | Management | Against | Against | ||||
1.3 | Election of Director: Linda Breard | Management | For | For | ||||
1.4 | Election of Director: Timothy A. Crown | Management | For | For | ||||
1.5 | Election of Director: Catherine Courage | Management | For | For | ||||
1.6 | Election of Director: Anthony A. Ibargüen | Management | Against | Against | ||||
1.7 | Election of Director: Kenneth T. Lamneck | Management | For | For | ||||
1.8 | Election of Director: Kathleen S. Pushor | Management | Against | Against | ||||
1.9 | Election of Director: Girish Rishi | Management | Against | Against | ||||
2. | Advisory vote (non-binding) to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
NOW INC. | ||||||||
Security | 67011P100 | Meeting Type | Annual | |||||
Ticker Symbol | DNOW | Meeting Date | 19-May-2021 | |||||
ISIN | US67011P1003 | Agenda | 935393847 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Terry Bonno | Management | For | For | ||||
1B. | Election of Director: David Cherechinsky | Management | For | For | ||||
1C. | Election of Director: Galen Cobb | Management | For | For | ||||
1D. | Election of Director: James Crandell | Management | Against | Against | ||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | For | For | ||||
3. | Approval of Compensation of our Named Executive Officers. | Management | For | For | ||||
4. | Recommend, by non-binding vote, the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||
FIRST MIDWEST BANCORP, INC. | ||||||||
Security | 320867104 | Meeting Type | Annual | |||||
Ticker Symbol | FMBI | Meeting Date | 19-May-2021 | |||||
ISIN | US3208671046 | Agenda | 935400111 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Barbara A. Boigegrain | Management | Against | Against | ||||
1B. | Election of Director: Thomas L. Brown | Management | For | For | ||||
1C. | Election of Director: Phupinder S. Gill | Management | For | For | ||||
1D. | Election of Director: Kathryn J. Hayley | Management | For | For | ||||
1E. | Election of Director: Peter J. Henseler | Management | Against | Against | ||||
1F. | Election of Director: Frank B. Modruson | Management | For | For | ||||
1G. | Election of Director: Ellen A. Rudnick | Management | Against | Against | ||||
1H. | Election of Director: Mark G. Sander | Management | For | For | ||||
1I. | Election of Director: Michael L. Scudder | Management | For | For | ||||
1J. | Election of Director: Michael J. Small | Management | For | For | ||||
1K. | Election of Director: Stephen C. Van Arsdell | Management | Against | Against | ||||
2. | Approval of the Amendment and Restatement of the First Midwest Bancorp, Inc. 2018 Stock and Incentive Plan. | Management | For | For | ||||
3. | Approval of an advisory (non-binding) resolution regarding the compensation paid in 2020 to First Midwest Bancorp, Inc.'s named executive officers. | Management | For | For | ||||
4. | Ratification of the appointment of Ernst & Young LLP as First Midwest Bancorp, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
CORE LABORATORIES N.V. | ||||||||
Security | N22717107 | Meeting Type | Annual | |||||
Ticker Symbol | CLB | Meeting Date | 19-May-2021 | |||||
ISIN | NL0000200384 | Agenda | 935426292 - Management | |||||
Record Date | 21-Apr-2021 | Holding Recon Date | 21-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Supervisory Director until 2024 annual meeting: Kwaku Temeng | Management | For | For | ||||
1B. | Election of Class III Supervisory Director until 2024 annual meeting: Lawrence Bruno | Management | For | For | ||||
2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as the Company's independent registered public accountants for the year ending December 31, 2021. | Management | For | For | ||||
3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2020, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For | ||||
4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 19, 2021. | Management | For | For | ||||
5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 19, 2022, and such repurchased shares may be used for any legal purpose. | Management | For | For | ||||
6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For | ||||
7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 19, 2022. | Management | For | For | ||||
8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For | ||||
8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2020. | Management | For | For | ||||
LCI INDUSTRIES | ||||||||
Security | 50189K103 | Meeting Type | Annual | |||||
Ticker Symbol | LCII | Meeting Date | 20-May-2021 | |||||
ISIN | US50189K1034 | Agenda | 935375229 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve until the next Annual Meeting: James F. Gero | Management | Against | Against | ||||
1B. | Election of Director to serve until the next Annual Meeting: Frank J. Crespo | Management | Against | Against | ||||
1C. | Election of Director to serve until the next Annual Meeting: Brendan J. Deely | Management | Against | Against | ||||
1D. | Election of Director to serve until the next Annual Meeting: Ronald J. Fenech | Management | For | For | ||||
1E. | Election of Director to serve until the next Annual Meeting: Tracy D. Graham | Management | For | For | ||||
1F. | Election of Director to serve until the next Annual Meeting: Virginia L. Henkels | Management | For | For | ||||
1G. | Election of Director to serve until the next Annual Meeting: Jason D. Lippert | Management | For | For | ||||
1H. | Election of Director to serve until the next Annual Meeting: Stephanie K. Mains | Management | For | For | ||||
1I. | Election of Director to serve until the next Annual Meeting: Kieran M. O'Sullivan | Management | Against | Against | ||||
1J. | Election of Director to serve until the next Annual Meeting: David A. Reed | Management | For | For | ||||
1K. | Election of Director to serve until the next Annual Meeting: John A. Sirpilla | Management | Against | Against | ||||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2021. | Management | For | For | ||||
GENTHERM INCORPORATED | ||||||||
Security | 37253A103 | Meeting Type | Annual | |||||
Ticker Symbol | THRM | Meeting Date | 20-May-2021 | |||||
ISIN | US37253A1034 | Agenda | 935375332 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sophie Desormière | For | For | |||||
2 | Phillip M. Eyler | For | For | |||||
3 | Yvonne Hao | For | For | |||||
4 | David Heinzmann | For | For | |||||
5 | Ronald Hundzinski | For | For | |||||
6 | Charles Kummeth | For | For | |||||
7 | Betsy Meter | For | For | |||||
8 | Byron Shaw II | For | For | |||||
9 | John Stacey | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval (on an advisory basis) of the 2020 compensation of the Company's named executive officers. | Management | For | For | ||||
CSG SYSTEMS INTERNATIONAL, INC. | ||||||||
Security | 126349109 | Meeting Type | Annual | |||||
Ticker Symbol | CSGS | Meeting Date | 20-May-2021 | |||||
ISIN | US1263491094 | Agenda | 935378124 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Brian A. Shepherd | Management | For | For | ||||
1B. | Election of Director: Frank V. Sica | Management | For | For | ||||
1C. | Election of Director: Silvio Tavares | Management | For | For | ||||
1D. | Election of Director: Tse Li "Lily" Yang | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
TRUSTCO BANK CORP NY | ||||||||
Security | 898349105 | Meeting Type | Annual | |||||
Ticker Symbol | TRST | Meeting Date | 20-May-2021 | |||||
ISIN | US8983491056 | Agenda | 935378237 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Lisa M. Lucarelli | Management | For | For | ||||
1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Thomas O. Maggs | Management | For | For | ||||
1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Anthony J. Marinello, M.D., Ph.D. | Management | For | For | ||||
1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Robert J. McCormick | Management | For | For | ||||
1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Kimberly A. Russell | Management | For | For | ||||
1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting: Frank B. Silverman | Management | For | For | ||||
2. | Approval of a non-binding advisory resolution on the compensation of TrustCo's named executive officers. | Management | For | For | ||||
3. | Approval of reverse stock split of TrustCo's Common Stock at a ratio of 1 for 5 and an amendment to TrustCo's Amended and Restated Certificate of Incorporation to effect a reverse stock split of TrustCo Common Stock at a ratio of 1 for 5 and a corresponding proportionate reduction in TrustCo's authorized Common Stock. | Management | For | For | ||||
4. | Ratification of the appointment of Crowe LLP as TrustCo's independent auditors for 2021. | Management | For | For | ||||
TIVITY HEALTH, INC. | ||||||||
Security | 88870R102 | Meeting Type | Annual | |||||
Ticker Symbol | TVTY | Meeting Date | 20-May-2021 | |||||
ISIN | US88870R1023 | Agenda | 935378453 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard M. Ashworth | Management | For | For | ||||
1B. | Election of Director: Sara J. Finley | Management | Against | Against | ||||
1C. | Election of Director: Robert J. Greczyn, Jr. | Management | For | For | ||||
1D. | Election of Director: Beth M. Jacob | Management | For | For | ||||
1E. | Election of Director: Bradley S. Karro | Management | For | For | ||||
1F. | Election of Director: Erin L. Russell | Management | For | For | ||||
1G. | Election of Director: Anthony M. Sanfilippo | Management | For | For | ||||
2. | To consider and act upon a non-binding, advisory vote to approve compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
LUMINEX CORPORATION | ||||||||
Security | 55027E102 | Meeting Type | Annual | |||||
Ticker Symbol | LMNX | Meeting Date | 20-May-2021 | |||||
ISIN | US55027E1029 | Agenda | 935379289 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Edward A. Ogunro, Ph.D. | Management | For | For | ||||
1B. | Election of Director: Kevin M. McNamara | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Approval of the amendment and restatement of the Luminex Corporation Employee Stock Purchase Plan. | Management | For | For | ||||
4. | Approval of the amendment and restatement of the Luminex Corporation 2018 Equity Incentive Plan. | Management | For | For | ||||
5. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||
BERKSHIRE HILLS BANCORP, INC. | ||||||||
Security | 084680107 | Meeting Type | Annual | |||||
Ticker Symbol | BHLB | Meeting Date | 20-May-2021 | |||||
ISIN | US0846801076 | Agenda | 935380600 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Baye Adofo-Wilson | For | For | |||||
2 | Deborah P. Bailey | For | For | |||||
3 | Rheo A. Brouillard | For | For | |||||
4 | David M. Brunelle | For | For | |||||
5 | Robert M. Curley | For | For | |||||
6 | John B. Davies | For | For | |||||
7 | J. Williar Dunlaevy | For | For | |||||
8 | William H. Hughes III | For | For | |||||
9 | Sylvia Maxfield | For | For | |||||
10 | Nitin J. Mhatre | For | For | |||||
11 | Laurie Norton Moffatt | For | For | |||||
12 | Jonathan I. Shulman | For | For | |||||
13 | Michael A. Zaitzeff | For | For | |||||
2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2021. | Management | For | For | ||||
REDWOOD TRUST, INC. | ||||||||
Security | 758075402 | Meeting Type | Annual | |||||
Ticker Symbol | RWT | Meeting Date | 20-May-2021 | |||||
ISIN | US7580754023 | Agenda | 935380888 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard D. Baum | Management | Against | Against | ||||
1B. | Election of Director: Greg H. Kubicek | Management | Against | Against | ||||
1C. | Election of Director: Christopher J. Abate | Management | For | For | ||||
1D. | Election of Director: Armando Falcon | Management | For | For | ||||
1E. | Election of Director: Douglas B. Hansen | Management | For | For | ||||
1F. | Election of Director: Debora D. Horvath | Management | For | For | ||||
1G. | Election of Director: George W. Madison | Management | Against | Against | ||||
1H. | Election of Director: Jeffrey T. Pero | Management | Against | Against | ||||
1I. | Election of Director: Georganne C. Proctor | Management | For | For | ||||
1J. | Election of Director: Faith A. Schwartz | Management | For | For | ||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Non-binding advisory resolution to approve named executive officer compensation. | Management | For | For | ||||
4. | To vote to approve the amendment to the 2002 Employee Stock Purchase Plan to increase the number of shares available for purchase. | Management | For | For | ||||
INVACARE CORPORATION | ||||||||
Security | 461203101 | Meeting Type | Annual | |||||
Ticker Symbol | IVC | Meeting Date | 20-May-2021 | |||||
ISIN | US4612031017 | Agenda | 935381272 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Susan H. Alexander | For | For | |||||
2 | Julie A. Beck | For | For | |||||
3 | P. Danielsohn-Weil PhD | For | For | |||||
4 | Stephanie L. Fehr | For | For | |||||
5 | Diana S. Ferguson | For | For | |||||
6 | Marc M. Gibeley | For | For | |||||
7 | C. Martin Harris, M.D. | For | For | |||||
8 | Matthew E. Monaghan | For | For | |||||
9 | Clifford D. Nastas | For | For | |||||
10 | Baiju R. Shah | For | For | |||||
2. | Approve and adopt Amendment No. 3 to the Invacare Corporation 2018 Equity Compensation Plan. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||
Security | 01741R102 | Meeting Type | Annual | |||||
Ticker Symbol | ATI | Meeting Date | 20-May-2021 | |||||
ISIN | US01741R1023 | Agenda | 935381400 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Herbert J. Carlisle | Management | For | For | ||||
1.2 | Election of Director: David P. Hess | Management | Against | Against | ||||
1.3 | Election of Director: Marianne Kah | Management | For | For | ||||
2. | Advisory vote to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the selection of Ernst & Young LLP as independent auditors for 2021. | Management | For | For | ||||
INDEPENDENT BANK CORP. | ||||||||
Security | 453836108 | Meeting Type | Annual | |||||
Ticker Symbol | INDB | Meeting Date | 20-May-2021 | |||||
ISIN | US4538361084 | Agenda | 935381599 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Reelection of Class I Director: Donna L. Abelli | Management | Against | Against | ||||
1.2 | Reelection of Class I Director: Kevin J. Jones | Management | Against | Against | ||||
1.3 | Reelection of Class I Director: Mary L. Lentz | Management | For | For | ||||
1.4 | Reelection of Class I Director: John J. Morrissey | Management | Against | Against | ||||
1.5 | Reelection of Class I Director: Frederick Taw | Management | For | For | ||||
2. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
ARCONIC CORPORATION | ||||||||
Security | 03966V107 | Meeting Type | Annual | |||||
Ticker Symbol | ARNC | Meeting Date | 20-May-2021 | |||||
ISIN | US03966V1070 | Agenda | 935382464 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Frederick A. Henderson | Management | Against | Against | ||||
1B. | Election of Director: William F. Austen | Management | For | For | ||||
1C. | Election of Director: Christopher L. Ayers | Management | For | For | ||||
1D. | Election of Director: Margaret S. Billson | Management | For | For | ||||
1E. | Election of Director: Jacques Croisetiere | Management | For | For | ||||
1F. | Election of Director: Elmer L. Doty | Management | For | For | ||||
1G. | Election of Director: Carol S. Eicher | Management | Against | Against | ||||
1H. | Election of Director: Timothy D. Myers | Management | For | For | ||||
1I. | Election of Director: E. Stanley O'Neal | Management | Against | Against | ||||
1J. | Election of Director: Jeffrey Stafeil | Management | For | For | ||||
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | Approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||
4. | Approve the Amended and Restated Arconic Corporation 2020 Stock Incentive Plan. | Management | For | For | ||||
5. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
EMERGENT BIOSOLUTIONS INC. | ||||||||
Security | 29089Q105 | Meeting Type | Annual | |||||
Ticker Symbol | EBS | Meeting Date | 20-May-2021 | |||||
ISIN | US29089Q1058 | Agenda | 935382779 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Jerome Hauer, Ph.D. | Management | For | For | ||||
1B. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Robert Kramer | Management | For | For | ||||
1C. | Election of Class III Director to hold office for a term expiring at our 2024 Annual Meeting: Marvin White | Management | For | For | ||||
2. | To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | To approve an amendment to our stock incentive plan. | Management | For | For | ||||
ALEXANDER'S, INC. | ||||||||
Security | 014752109 | Meeting Type | Annual | |||||
Ticker Symbol | ALX | Meeting Date | 20-May-2021 | |||||
ISIN | US0147521092 | Agenda | 935385321 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David M. Mandelbaum | For | For | |||||
2 | Arthur I. Sonnenblick | For | For | |||||
3 | Richard R. West | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current year. | Management | For | For | ||||
EAGLE BANCORP, INC. | ||||||||
Security | 268948106 | Meeting Type | Annual | |||||
Ticker Symbol | EGBN | Meeting Date | 20-May-2021 | |||||
ISIN | US2689481065 | Agenda | 935385371 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mathew D. Brockwell | Management | Against | Against | ||||
1B. | Election of Director: Steven Freidkin | Management | For | For | ||||
1C. | Election of Director: Ernest D. Jarvis | Management | For | For | ||||
1D. | Election of Director: Theresa G. LaPlaca | Management | For | For | ||||
1E. | Election of Director: A. Leslie Ludwig | Management | For | For | ||||
1F. | Election of Director: Norman R. Pozez | Management | For | For | ||||
1G. | Election of Director: Kathy A. Raffa | Management | Against | Against | ||||
1H. | Election of Director: Susan G. Riel | Management | For | For | ||||
1I. | Election of Director: James A. Soltesz | Management | Against | Against | ||||
1J. | Election of Director: Benjamin M. Soto | Management | For | For | ||||
2. | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm to audit the consolidated financial statements of the Company for the year ended December 31, 2021. | Management | For | For | ||||
3. | To approve the adoption of the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||
4. | To approve the adoption of the Company's 2021 Employee Stock Purchase Plan. | Management | Against | Against | ||||
5. | To approve a non-binding, advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||||
SIMMONS FIRST NATIONAL CORPORATION | ||||||||
Security | 828730200 | Meeting Type | Annual | |||||
Ticker Symbol | SFNC | Meeting Date | 20-May-2021 | |||||
ISIN | US8287302009 | Agenda | 935406581 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To fix the number of directors at sixteen (16). | Management | For | For | ||||
2A. | Election of Director: Jay Burchfield | Management | For | For | ||||
2B. | Election of Director: Marty Casteel | Management | For | For | ||||
2C. | Election of Director: William Clark, II | Management | For | For | ||||
2D. | Election of Director: Steven Cossé | Management | Against | Against | ||||
2E. | Election of Director: Mark Doramus | Management | For | For | ||||
2F. | Election of Director: Edward Drilling | Management | For | For | ||||
2G. | Election of Director: Eugene Hunt | Management | For | For | ||||
2H. | Election of Director: Jerry Hunter | Management | Against | Against | ||||
2I. | Election of Director: Susan Lanigan | Management | Against | Against | ||||
2J. | Election of Director: W. Scott McGeorge | Management | For | For | ||||
2K. | Election of Director: George Makris, Jr. | Management | For | For | ||||
2L. | Election of Director: Tom Purvis | Management | For | For | ||||
2M. | Election of Director: Robert Shoptaw | Management | Against | Against | ||||
2N. | Election of Director: Julie Stackhouse | Management | For | For | ||||
2O. | Election of Director: Russell Teubner | Management | For | For | ||||
2P. | Election of Director: Mindy West | Management | Against | Against | ||||
3. | To adopt the following non-binding resolution approving the compensation of the named executive officers of the Company: "RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the proxy statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion, is hereby APPROVED." | Management | For | For | ||||
4. | To ratify the Audit Committee's selection of the accounting firm BKD, LLP as independent auditors of the Company and its subsidiaries for the year ended December 31, 2021. | Management | For | For | ||||
5. | To revise outdated information in the Amended and Restated Articles of Incorporation. | Management | For | For | ||||
6. | To include provisions in the Amended and Restated Articles of Incorporation to provide for majority voting in uncontested elections of directors. | Management | For | For | ||||
HOPE BANCORP INC | ||||||||
Security | 43940T109 | Meeting Type | Annual | |||||
Ticker Symbol | HOPE | Meeting Date | 20-May-2021 | |||||
ISIN | US43940T1097 | Agenda | 935418839 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kevin S. Kim | For | For | |||||
2 | Scott Yoon-Suk Whang | For | For | |||||
3 | Steven S. Koh | For | For | |||||
4 | Donald D. Byun | For | For | |||||
5 | Jinho Doo | For | For | |||||
6 | Daisy Y. Ha | For | For | |||||
7 | Joon Kyung Kim | For | For | |||||
8 | William J. Lewis | For | For | |||||
9 | David P. Malone | For | For | |||||
10 | Dale S. Zuehls | For | For | |||||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory and nonbinding basis, of the compensation paid to the Company's 2020 Named Executive Officers (as identified in the Company's 2021 proxy statement). | Management | For | For | ||||
PGT INNOVATIONS, INC. | ||||||||
Security | 69336V101 | Meeting Type | Annual | |||||
Ticker Symbol | PGTI | Meeting Date | 20-May-2021 | |||||
ISIN | US69336V1017 | Agenda | 935428929 - Management | |||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to serve until the 2024 Annual Meeting: Rodney Hershberger | Management | For | For | ||||
1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Floyd F. Sherman | Management | For | For | ||||
1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Sheree L. Bargabos | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | To approve the compensation of our Named Executive Officers on an advisory basis. | Management | For | For | ||||
FIRST BANCORP | ||||||||
Security | 318672706 | Meeting Type | Annual | |||||
Ticker Symbol | FBP | Meeting Date | 21-May-2021 | |||||
ISIN | PR3186727065 | Agenda | 935372691 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Juan Acosta Reboyras | Management | For | For | ||||
1B. | Election of Director: Aurelio Alemàn | Management | For | For | ||||
1C. | Election of Director: Luz A. Crespo | Management | Against | Against | ||||
1D. | Election of Director: Tracey Dedrick | Management | For | For | ||||
1E. | Election of Director: Patricia M. Eaves | Management | For | For | ||||
1F. | Election of Director: Daniel E. Frye | Management | For | For | ||||
1G. | Election of Director: John A. Heffern | Management | Against | Against | ||||
1H. | Election of Director: Roberto R. Herencia | Management | For | For | ||||
1I. | Election of Director: Félix M. Villamil` | Management | For | For | ||||
2. | To approve on a non-binding basis the 2020 compensation of First BanCorp's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2021 fiscal year. | Management | For | For | ||||
AMERICAN PUBLIC EDUCATION, INC. | ||||||||
Security | 02913V103 | Meeting Type | Annual | |||||
Ticker Symbol | APEI | Meeting Date | 21-May-2021 | |||||
ISIN | US02913V1035 | Agenda | 935375154 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Eric C. Andersen | Management | For | For | ||||
1B. | Election of Director: Granetta B. Blevins | Management | Against | Against | ||||
1C. | Election of Director: Jean C. Halle | Management | For | For | ||||
1D. | Election of Director: Barbara L. Kurshan | Management | For | For | ||||
1E. | Election of Director: Timothy J. Landon | Management | Against | Against | ||||
1F. | Election of Director: Daniel S. Pianko | Management | Against | Against | ||||
1G. | Election of Director: William G. Robinson, Jr. | Management | Against | Against | ||||
1H. | Election of Director: Angela K. Selden | Management | For | For | ||||
1I. | Election of Director: Vincent R. Stewart | Management | For | For | ||||
2. | Advisory vote to approve the compensation of the Company's named executive officers as disclosed in the Company's proxy statement for the 2021 Annual Meeting. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | Against | Against | ||||
TANGER FACTORY OUTLET CENTERS, INC. | ||||||||
Security | 875465106 | Meeting Type | Annual | |||||
Ticker Symbol | SKT | Meeting Date | 21-May-2021 | |||||
ISIN | US8754651060 | Agenda | 935382654 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
01 | Election of Director: Jeffrey B. Citrin | Management | For | For | ||||
02 | Election of Director: David B. Henry | Management | For | For | ||||
03 | Election of Director: Thomas J. Reddin | Management | For | For | ||||
04 | Election of Director: Bridget M. Ryan-Berman | Management | Against | Against | ||||
05 | Election of Director: Susan E. Skerritt | Management | For | For | ||||
06 | Election of Director: Steven B. Tanger | Management | For | For | ||||
07 | Election of Director: Luis A. Ubiñas | Management | Against | Against | ||||
08 | Election of Director: Stephen J. Yalof | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory (non-binding) basis, named executive officer compensation. | Management | For | For | ||||
POWER INTEGRATIONS, INC. | ||||||||
Security | 739276103 | Meeting Type | Annual | |||||
Ticker Symbol | POWI | Meeting Date | 21-May-2021 | |||||
ISIN | US7392761034 | Agenda | 935383935 - Management | |||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Wendy Arienzo | For | For | |||||
2 | Balu Balakrishnan | For | For | |||||
3 | Nicholas E. Brathwaite | For | For | |||||
4 | Anita Ganti | For | For | |||||
5 | William George | For | For | |||||
6 | Balakrishnan S. Iyer | For | For | |||||
7 | Jennifer Lloyd | For | For | |||||
8 | Necip Sayiner | For | For | |||||
9 | Steven J. Sharp | For | For | |||||
2. | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||
3. | To approve the amendment and restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. | Management | For | For | ||||
4. | To approve the amendment and restatement of the Power Integrations, Inc. 1997 Employee Stock Purchase Plan, as described in the proxy statement. | Management | For | For | ||||
5. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2021. | Management | For | For | ||||
MANTECH INTERNATIONAL CORP. | ||||||||
Security | 564563104 | Meeting Type | Annual | |||||
Ticker Symbol | MANT | Meeting Date | 21-May-2021 | |||||
ISIN | US5645631046 | Agenda | 935402432 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | George J. Pedersen | For | For | |||||
2 | Kevin M. Phillips | For | For | |||||
3 | Richard L. Armitage | For | For | |||||
4 | Mary K. Bush | For | For | |||||
5 | Barry G. Campbell | For | For | |||||
6 | Richard J. Kerr | For | For | |||||
7 | Peter B. LaMontagne | For | For | |||||
8 | Kenneth A. Minihan | For | For | |||||
2. | Ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
TRIBUNE PUBLISHING COMPANY | ||||||||
Security | 89609W107 | Meeting Type | Special | |||||
Ticker Symbol | TPCO | Meeting Date | 21-May-2021 | |||||
ISIN | US89609W1071 | Agenda | 935418310 - Management | |||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of February 16, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among Tribune Publishing Company (the "Company"), Tribune Enterprises, LLC ("Parent") and Tribune Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub") (the "Merger Proposal"). | Management | For | For | ||||
2. | To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger of Merger Sub with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent, pursuant to the Merger Agreement. | Management | For | For | ||||
3. | To approve the adjournment of the Special Meeting from time to time, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | ||||
INSPERITY, INC. | ||||||||
Security | 45778Q107 | Meeting Type | Annual | |||||
Ticker Symbol | NSP | Meeting Date | 24-May-2021 | |||||
ISIN | US45778Q1076 | Agenda | 935418954 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class II Director: Carol R. Kaufman | Management | Against | Against | ||||
1.2 | Election of Class II Director: John L. Lumelleau | Management | For | For | ||||
1.3 | Election of Class II Director: Paul J. Sarvadi | Management | For | For | ||||
2. | Advisory vote to approve the Company's executive compensation ("say on pay"). | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
IROBOT CORPORATION | ||||||||
Security | 462726100 | Meeting Type | Annual | |||||
Ticker Symbol | IRBT | Meeting Date | 25-May-2021 | |||||
ISIN | US4627261005 | Agenda | 935385268 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director for a three-year term: Colin M. Angle | Management | For | For | ||||
1B. | Election of Class I Director for a three-year term: Deborah G. Ellinger | Management | Against | Against | ||||
1C. | Election of Class I Director for a three-year term: Eva Manolis | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||
3. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||
4. | To approve amendments to our amended and restated certificate of incorporation to declassify the Board of Directors. | Management | For | For | ||||
5. | To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting. | Management | For | For | ||||
6. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
RAVEN INDUSTRIES, INC. | ||||||||
Security | 754212108 | Meeting Type | Annual | |||||
Ticker Symbol | RAVN | Meeting Date | 25-May-2021 | |||||
ISIN | US7542121089 | Agenda | 935388098 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Jason M. Andringa | Management | Against | Against | ||||
1.2 | Election of Director: Thomas S. Everist | Management | Against | Against | ||||
1.3 | Election of Director: Janet M. Holloway | Management | Against | Against | ||||
1.4 | Election of Director: Kevin T. Kirby | Management | Against | Against | ||||
1.5 | Election of Director: Marc E. LeBaron | Management | Against | Against | ||||
1.6 | Election of Director: Lois M. Martin | Management | Against | Against | ||||
1.7 | Election of Director: Richard W. Parod | Management | Against | Against | ||||
1.8 | Election of Director: Daniel A. Rykhus | Management | For | For | ||||
2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2022. | Management | For | For | ||||
THE PENNANT GROUP, INC. | ||||||||
Security | 70805E109 | Meeting Type | Annual | |||||
Ticker Symbol | PNTG | Meeting Date | 25-May-2021 | |||||
ISIN | US70805E1091 | Agenda | 935388896 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Roderic W. Lewis | For | For | |||||
2 | Scott E. Lamb | For | For | |||||
3 | Barry M. Smith | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For | ||||
FLAGSTAR BANCORP, INC. | ||||||||
Security | 337930705 | Meeting Type | Annual | |||||
Ticker Symbol | FBC | Meeting Date | 25-May-2021 | |||||
ISIN | US3379307057 | Agenda | 935389773 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Alessandro P. DiNello | Management | For | For | ||||
1B. | Election of Director: Jay J. Hansen | Management | Against | Against | ||||
1C. | Election of Director: Toan Huynh | Management | For | For | ||||
1D. | Election of Director: Lori Jordan | Management | For | For | ||||
1E. | Election of Director: John D. Lewis | Management | Against | Against | ||||
1F. | Election of Director: Bruce E. Nyberg | Management | For | For | ||||
1G. | Election of Director: James A. Ovenden | Management | For | For | ||||
1H. | Election of Director: Peter Schoels | Management | For | For | ||||
1I. | Election of Director: David L. Treadwell | Management | Against | Against | ||||
1J. | Election of Director: Jennifer R. Whip | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To adopt an advisory (non-binding) resolution to approve named executive officer compensation. | Management | For | For | ||||
CIRCOR INTERNATIONAL, INC. | ||||||||
Security | 17273K109 | Meeting Type | Annual | |||||
Ticker Symbol | CIR | Meeting Date | 25-May-2021 | |||||
ISIN | US17273K1097 | Agenda | 935391526 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | ||||
1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | Against | Against | ||||
1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | Against | Against | ||||
1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | ||||
1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | ||||
1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | Against | Against | ||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | ||||
FIRST FINANCIAL BANCORP. | ||||||||
Security | 320209109 | Meeting Type | Annual | |||||
Ticker Symbol | FFBC | Meeting Date | 25-May-2021 | |||||
ISIN | US3202091092 | Agenda | 935392958 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William G. Barron | For | For | |||||
2 | Vincent A. Berta | For | For | |||||
3 | Cynthia O. Booth | For | For | |||||
4 | Archie M. Brown | For | For | |||||
5 | Claude E. Davis | For | For | |||||
6 | Corinne R. Finnerty | For | For | |||||
7 | Susan L. Knust | For | For | |||||
8 | William J. Kramer | For | For | |||||
9 | John T. Neighbours | For | For | |||||
10 | Thomas M. O'Brien | For | For | |||||
11 | Maribeth S. Rahe | For | For | |||||
2. | Ratification of Crowe LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory (non-binding) vote on the compensation of the Company's executive officers. | Management | For | For | ||||
OMNICELL, INC. | ||||||||
Security | 68213N109 | Meeting Type | Annual | |||||
Ticker Symbol | OMCL | Meeting Date | 25-May-2021 | |||||
ISIN | US68213N1090 | Agenda | 935395776 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Randall A. Lipps | For | For | |||||
2 | Vance B. Moore | For | For | |||||
3 | Mark W. Parrish | For | For | |||||
2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 1,100,000 shares of common stock to the number of shares authorized for issuance under the plan. | Management | For | For | ||||
4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | ||||||||
Security | 01988P108 | Meeting Type | Annual | |||||
Ticker Symbol | MDRX | Meeting Date | 25-May-2021 | |||||
ISIN | US01988P1084 | Agenda | 935396348 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Elizabeth A. Altman | Management | For | For | ||||
1B. | Election of Director: Mara G. Aspinall | Management | For | For | ||||
1C. | Election of Director: Paul M. Black | Management | For | For | ||||
1D. | Election of Director: P. Gregory Garrison | Management | For | For | ||||
1E. | Election of Director: Jonathan J. Judge | Management | Against | Against | ||||
1F. | Election of Director: Michael A. Klayko | Management | Against | Against | ||||
1G. | Election of Director: Dave B. Stevens | Management | For | For | ||||
1H. | Election of Director: David D. Stevens | Management | Against | Against | ||||
1I. | Election of Director: Carol J. Zierhoffer | Management | For | For | ||||
2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the Company's named executive officer compensation. | Management | For | For | ||||
NBT BANCORP INC. | ||||||||
Security | 628778102 | Meeting Type | Annual | |||||
Ticker Symbol | NBTB | Meeting Date | 25-May-2021 | |||||
ISIN | US6287781024 | Agenda | 935397491 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one-year term: John H. Watt, Jr. | Management | For | For | ||||
1B. | Election of Director for a one-year term: Martin A. Dietrich | Management | For | For | ||||
1C. | Election of Director for a one-year term: Johanna R. Ames | Management | For | For | ||||
1D. | Election of Director for a one-year term: J. David Brown | Management | For | For | ||||
1E. | Election of Director for a one-year term: Patricia T. Civil | Management | Against | Against | ||||
1F. | Election of Director for a one-year term: Timothy E. Delaney | Management | For | For | ||||
1G. | Election of Director for a one-year term: James H. Douglas | Management | Against | Against | ||||
1H. | Election of Director for a one-year term: Andrew S. Kowalczyk, III | Management | For | For | ||||
1I. | Election of Director for a one-year term: John C. Mitchell | Management | Against | Against | ||||
1J. | Election of Director for a one-year term: V. Daniel Robinson, II | Management | Against | Against | ||||
1K. | Election of Director for a one-year term: Matthew J. Salanger | Management | For | For | ||||
1L. | Election of Director for a one-year term: Joseph A. Santangelo | Management | Against | Against | ||||
1M. | Election of Director for a one-year term: Lowell A. Seifter | Management | For | For | ||||
1N. | Election of Director for a one-year term: Jack H. Webb | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the compensation of NBT Bancorp Inc.'s named executive officers ("Say on Pay"). | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as NBT Bancorp Inc.'s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
SKECHERS U.S.A., INC. | ||||||||
Security | 830566105 | Meeting Type | Annual | |||||
Ticker Symbol | SKX | Meeting Date | 26-May-2021 | |||||
ISIN | US8305661055 | Agenda | 935378225 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Robert Greenberg | For | For | |||||
2 | Morton Erlich | For | For | |||||
3 | Thomas Walsh | For | For | |||||
HORACE MANN EDUCATORS CORPORATION | ||||||||
Security | 440327104 | Meeting Type | Annual | |||||
Ticker Symbol | HMN | Meeting Date | 26-May-2021 | |||||
ISIN | US4403271046 | Agenda | 935380787 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark S. Casady | Management | For | For | ||||
1B. | Election of Director: Daniel A. Domenech | Management | Against | Against | ||||
1C. | Election of Director: Perry G. Hines | Management | For | For | ||||
1D. | Election of Director: Mark E. Konen | Management | For | For | ||||
1E. | Election of Director: Beverley J. McClure | Management | Against | Against | ||||
1F. | Election of Director: H. Wade Reece | Management | Against | Against | ||||
1G. | Election of Director: Elaine A. Sarsynski | Management | For | For | ||||
1H. | Election of Director: Robert Stricker | Management | For | For | ||||
1I. | Election of Director: Steven O. Swyers | Management | For | For | ||||
1J. | Election of Director: Marita Zuraitis | Management | For | For | ||||
2. | Approve the Horace Mann Educators Corporation 2010 Comprehensive Executive Compensation Plan as amended and restated. | Management | For | For | ||||
3. | Approve the advisory resolution to approve Named Executive Officers' compensation. | Management | For | For | ||||
4. | Ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2021. | Management | For | For | ||||
SPARTANNASH COMPANY | ||||||||
Security | 847215100 | Meeting Type | Annual | |||||
Ticker Symbol | SPTN | Meeting Date | 26-May-2021 | |||||
ISIN | US8472151005 | Agenda | 935385270 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | M. Shân Atkins | For | For | |||||
2 | Frank M. Gambino | For | For | |||||
3 | Douglas A. Hacker | For | For | |||||
4 | Yvonne R. Jackson | For | For | |||||
5 | Matthew Mannelly | For | For | |||||
6 | Elizabeth A. Nickel | For | For | |||||
7 | Hawthorne L. Proctor | For | For | |||||
8 | Tony Sarsam | For | For | |||||
9 | William R. Voss | For | For | |||||
2. | Say on Pay - Advisory approval of the Company's executive compensation. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year. | Management | For | For | ||||
CUSTOMERS BANCORP, INC. | ||||||||
Security | 23204G100 | Meeting Type | Annual | |||||
Ticker Symbol | CUBI | Meeting Date | 26-May-2021 | |||||
ISIN | US23204G1004 | Agenda | 935388050 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class I Director: Jay Sidhu | Management | For | For | ||||
1.2 | Election of Class I Director: Robert Buford | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve a non-binding advisory resolution on named executive officer compensation. | Management | For | For | ||||
TTEC HOLDINGS, INC. | ||||||||
Security | 89854H102 | Meeting Type | Annual | |||||
Ticker Symbol | TTEC | Meeting Date | 26-May-2021 | |||||
ISIN | US89854H1023 | Agenda | 935390740 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Kenneth D. Tuchman | Management | For | For | ||||
1B. | Election of Director: Steven J. Anenen | Management | Against | Against | ||||
1C. | Election of Director: Tracy L. Bahl | Management | Against | Against | ||||
1D. | Election of Director: Gregory A. Conley | Management | For | For | ||||
1E. | Election of Director: Robert N. Frerichs | Management | Against | Against | ||||
1F. | Election of Director: Marc L. Holtzman | Management | For | For | ||||
1G. | Election of Director: Gina L. Loften | Management | For | For | ||||
1H. | Election of Director: Ekta Singh-Bushell | Management | Against | Against | ||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2021. | Management | For | For | ||||
SEACOAST BANKING CORPORATION OF FLORIDA | ||||||||
Security | 811707801 | Meeting Type | Annual | |||||
Ticker Symbol | SBCF | Meeting Date | 26-May-2021 | |||||
ISIN | US8117078019 | Agenda | 935393392 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jacqueline L. Bradley | For | For | |||||
2 | H. Gilbert Culbreth, Jr | For | For | |||||
3 | Christopher E. Fogal | For | For | |||||
4 | Charles M. Shaffer | For | For | |||||
2. | Approval and Adoption of the Company's 2021 Incentive Plan. | Management | For | For | ||||
3. | Amendment of Employee Stock Purchase Plan. | Management | For | For | ||||
4. | Advisory (Non-binding) Vote on Compensation of Named Executive Officers. | Management | For | For | ||||
5. | Ratification of Appointment of Crowe LLP as Independent Auditor for 2021. | Management | For | For | ||||
HIBBETT SPORTS, INC. | ||||||||
Security | 428567101 | Meeting Type | Annual | |||||
Ticker Symbol | HIBB | Meeting Date | 26-May-2021 | |||||
ISIN | US4285671016 | Agenda | 935393443 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class I Director: Terrance G. Finley | Management | Against | Against | ||||
1.2 | Election of Class I Director: Dorlisa K. Flur | Management | Against | Against | ||||
1.3 | Election of Class I Director: Michael E. Longo | Management | For | For | ||||
1.4 | Election of Class I Director: Lorna E. Nagler | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as the Independent Registered Public Accounting Firm for Fiscal 2022. | Management | For | For | ||||
3. | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||
BIG LOTS, INC. | ||||||||
Security | 089302103 | Meeting Type | Annual | |||||
Ticker Symbol | BIG | Meeting Date | 26-May-2021 | |||||
ISIN | US0893021032 | Agenda | 935395156 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sandra Campos | For | For | |||||
2 | James R. Chambers | For | For | |||||
3 | Sebastian J. DiGrande | For | For | |||||
4 | Marla C. Gottschalk | For | For | |||||
5 | Cynthia T. Jamison | For | For | |||||
6 | Thomas A. Kingsbury | For | For | |||||
7 | Christopher J McCormick | For | For | |||||
8 | Kimberley A. Newton | For | For | |||||
9 | Nancy A. Reardon | For | For | |||||
10 | Wendy L. Schoppert | For | For | |||||
11 | Bruce K. Thorn | For | For | |||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For | ||||
PENNYMAC MORTGAGE INVESTMENT TRUST | ||||||||
Security | 70931T103 | Meeting Type | Annual | |||||
Ticker Symbol | PMT | Meeting Date | 26-May-2021 | |||||
ISIN | US70931T1034 | Agenda | 935395295 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Trustee for a term expiring at the 2024 Annual Meeting: David A. Spector | Management | For | For | ||||
1B. | Election of Class III Trustee for a term expiring at the 2024 Annual Meeting: Randall D. Hadley | Management | For | For | ||||
2. | To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, our executive compensation. | Management | For | For | ||||
MICROSTRATEGY INCORPORATED | ||||||||
Security | 594972408 | Meeting Type | Annual | |||||
Ticker Symbol | MSTR | Meeting Date | 26-May-2021 | |||||
ISIN | US5949724083 | Agenda | 935395411 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael J. Saylor | Withheld | Against | |||||
2 | Stephen X. Graham | Withheld | Against | |||||
3 | Jarrod M. Patten | Withheld | Against | |||||
4 | Leslie J. Rechan | Withheld | Against | |||||
5 | Carl J. Rickertsen | Withheld | Against | |||||
2. | Approve Amendment No. 5 to the MicroStrategy Incorporated 2013 Stock Incentive Plan to increase the number of shares of class A common stock authorized for issuance under such plan from 2,300,000 to 2,750,000; | Management | For | For | ||||
3. | Approve the MicroStrategy Incorporated 2021 Employee Stock Purchase Plan; and | Management | Against | Against | ||||
4. | Ratify the selection of KPMG LLP as MicroStrategy Incorporated's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
NORTHFIELD BANCORP, INC. | ||||||||
Security | 66611T108 | Meeting Type | Annual | |||||
Ticker Symbol | NFBK | Meeting Date | 26-May-2021 | |||||
ISIN | US66611T1088 | Agenda | 935395548 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Timothy C. Harrison | For | For | |||||
2 | Karen J. Kessler | For | For | |||||
3 | Patrick L. Ryan | For | For | |||||
2. | An advisory, non-binding resolution, to approve the executive compensation described in the Proxy Statement. | Management | For | For | ||||
3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
PDC ENERGY, INC. | ||||||||
Security | 69327R101 | Meeting Type | Annual | |||||
Ticker Symbol | PDCE | Meeting Date | 26-May-2021 | |||||
ISIN | US69327R1014 | Agenda | 935397718 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Barton R. Brookman | For | For | |||||
2 | Mark E. Ellis | For | For | |||||
3 | Paul J. Korus | For | For | |||||
4 | David C. Parke | For | For | |||||
5 | Lynn A. Peterson | For | For | |||||
6 | Carlos A. Sabater | For | For | |||||
7 | Diana L. Sands | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
CALIFORNIA WATER SERVICE GROUP | ||||||||
Security | 130788102 | Meeting Type | Annual | |||||
Ticker Symbol | CWT | Meeting Date | 26-May-2021 | |||||
ISIN | US1307881029 | Agenda | 935404094 - Management | |||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Gregory E. Aliff | Management | For | For | ||||
1B. | Election of Director: Terry P. Bayer | Management | For | For | ||||
1C. | Election of Director: Shelly M. Esque | Management | Against | Against | ||||
1D. | Election of Director: Martin A. Kropelnicki | Management | For | For | ||||
1E. | Election of Director: Thomas M. Krummel, M.D. | Management | Against | Against | ||||
1F. | Election of Director: Richard P. Magnuson | Management | Against | Against | ||||
1G. | Election of Director: Yvonne A. Maldonado, M.D. | Management | For | For | ||||
1H. | Election of Director: Scott L. Morris | Management | For | For | ||||
1I. | Election of Director: Peter C. Nelson | Management | For | For | ||||
1J. | Election of Director: Carol M. Pottenger | Management | Against | Against | ||||
1K. | Election of Director: Lester A. Snow | Management | For | For | ||||
1L. | Election of Director: Patricia K. Wagner | Management | Against | Against | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as the Group's independent registered public accounting firm for 2021. | Management | For | For | ||||
LTC PROPERTIES, INC. | ||||||||
Security | 502175102 | Meeting Type | Annual | |||||
Ticker Symbol | LTC | Meeting Date | 26-May-2021 | |||||
ISIN | US5021751020 | Agenda | 935411037 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Cornelia Cheng | Management | For | For | ||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Boyd W. Hendrickson | Management | Against | Against | ||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: James J. Pieczynski | Management | Against | Against | ||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Devra G. Shapiro | Management | Against | Against | ||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Wendy L. Simpson | Management | For | For | ||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Timothy J. Triche | Management | Against | Against | ||||
2. | Approval of the 2021 Equity Participation Plan. | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm. | Management | For | For | ||||
4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
LIVEPERSON, INC. | ||||||||
Security | 538146101 | Meeting Type | Annual | |||||
Ticker Symbol | LPSN | Meeting Date | 26-May-2021 | |||||
ISIN | US5381461012 | Agenda | 935427167 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director to serve until the 2024 Annual Meeting: Kevin C. Lavan | Management | Against | Against | ||||
1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Robert P. LoCascio | Management | For | For | ||||
2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | Approval of an amendment to the 2019 Stock Incentive Plan to increase the number of shares available for issuance. | Management | For | For | ||||
MEDICAL PROPERTIES TRUST, INC. | ||||||||
Security | 58463J304 | Meeting Type | Annual | |||||
Ticker Symbol | MPW | Meeting Date | 26-May-2021 | |||||
ISIN | US58463J3041 | Agenda | 935430239 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Edward K. Aldag, Jr. | Management | For | For | ||||
1B. | Election of Director: G. Steven Dawson | Management | For | For | ||||
1C. | Election of Director: R. Steven Hamner | Management | For | For | ||||
1D. | Election of Director: Caterina A. Mozingo | Management | For | For | ||||
1E. | Election of Director: Elizabeth N. Pitman | Management | Against | Against | ||||
1F. | Election of Director: C. Reynolds Thompson, III | Management | Against | Against | ||||
1G. | Election of Director: D. Paul Sparks, Jr. | Management | For | For | ||||
1H. | Election of Director: Michael G. Stewart | Management | Against | Against | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Non-binding, advisory approval of the Company's executive compensation. | Management | For | For | ||||
WASHINGTON REAL ESTATE INVESTMENT TRUST | ||||||||
Security | 939653101 | Meeting Type | Annual | |||||
Ticker Symbol | WRE | Meeting Date | 27-May-2021 | |||||
ISIN | US9396531017 | Agenda | 935377831 - Management | |||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Trustee: Benjamin S. Butcher | Management | Against | Against | ||||
1.2 | Election of Trustee: William G. Byrnes | Management | Against | Against | ||||
1.3 | Election of Trustee: Edward S. Civera | Management | For | For | ||||
1.4 | Election of Trustee: Ellen M. Goitia | Management | Against | Against | ||||
1.5 | Election of Trustee: Paul T. McDermott | Management | For | For | ||||
1.6 | Election of Trustee: Thomas H. Nolan, Jr. | Management | For | For | ||||
1.7 | Election of Trustee: Vice Adm. Anthony L. Winns (RET.) | Management | Against | Against | ||||
2. | Non-binding advisory vote on compensation of named executive officers (say-on-pay). | Management | For | For | ||||
3. | Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||
RETAIL PROPERTIES OF AMERICA, INC. | ||||||||
Security | 76131V202 | Meeting Type | Annual | |||||
Ticker Symbol | RPAI | Meeting Date | 27-May-2021 | |||||
ISIN | US76131V2025 | Agenda | 935377944 - Management | |||||
Record Date | 23-Mar-2021 | Holding Recon Date | 23-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Bonnie S. Biumi | Management | For | For | ||||
1B. | Election of Director: Frank A. Catalano, Jr. | Management | Against | Against | ||||
1C. | Election of Director: Gerald M. Gorski | Management | Against | Against | ||||
1D. | Election of Director: Steven P. Grimes | Management | For | For | ||||
1E. | Election of Director: Richard P. Imperiale | Management | For | For | ||||
1F. | Election of Director: Peter L. Lynch | Management | Against | Against | ||||
1G. | Election of Director: Thomas J. Sargeant | Management | For | For | ||||
2. | Approval of an advisory resolution on executive compensation. | Management | For | For | ||||
3. | Ratification of the selection of Deloitte & Touche LLP as Retail Properties of America, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||
EASTGROUP PROPERTIES, INC. | ||||||||
Security | 277276101 | Meeting Type | Annual | |||||
Ticker Symbol | EGP | Meeting Date | 27-May-2021 | |||||
ISIN | US2772761019 | Agenda | 935385674 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve for a one year term: D. Pike Aloian | Management | Against | Against | ||||
1B. | Election of Director to serve for a one-year term: H. Eric Bolton, Jr. | Management | For | For | ||||
1C. | Election of Director to serve for a one year term: Donald F. Colleran | Management | Against | Against | ||||
1D. | Election of Director to serve for a one year term: Hayden C. Eaves III | Management | Against | Against | ||||
1E. | Election of Director to serve for a one year term: David H. Hoster II | Management | For | For | ||||
1F. | Election of Director to serve for a one year term: Marshall A. Loeb | Management | For | For | ||||
1G. | Election of Director to serve for a one year term: Mary E. McCormick | Management | Against | Against | ||||
1H. | Election of Director to serve for a one year term: Katherine M. Sandstrom | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve by a non-binding advisory vote the compensation of the Company's Named Executive Officers as described in the Company's definitive proxy statement. | Management | For | For | ||||
4. | To approve the amendment and restatement of the Company's charter and bylaws to allow the bylaws to be amended by a majority of stockholder votes. | Management | For | For | ||||
STEWART INFORMATION SERVICES CORPORATION | ||||||||
Security | 860372101 | Meeting Type | Annual | |||||
Ticker Symbol | STC | Meeting Date | 27-May-2021 | |||||
ISIN | US8603721015 | Agenda | 935387515 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Thomas G. Apel | For | For | |||||
2 | C. Allen Bradley, Jr. | For | For | |||||
3 | Robert L. Clarke | For | For | |||||
4 | William S. Corey, Jr. | For | For | |||||
5 | Frederick H Eppinger Jr | For | For | |||||
6 | Deborah J. Matz | For | For | |||||
7 | Matthew W. Morris | For | For | |||||
8 | Karen R. Pallotta | For | For | |||||
9 | Manuel Sánchez | For | For | |||||
2. | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on- Pay). | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2021. | Management | For | For | ||||
THE ENSIGN GROUP, INC. | ||||||||
Security | 29358P101 | Meeting Type | Annual | |||||
Ticker Symbol | ENSG | Meeting Date | 27-May-2021 | |||||
ISIN | US29358P1012 | Agenda | 935388175 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Christopher R. Christensen | Management | For | For | ||||
1B. | Election of Director: Daren J. Shaw | Management | Against | Against | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | ||||
NEOGENOMICS, INC. | ||||||||
Security | 64049M209 | Meeting Type | Annual | |||||
Ticker Symbol | NEO | Meeting Date | 27-May-2021 | |||||
ISIN | US64049M2098 | Agenda | 935389759 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for a one (1) year term: Douglas M. VanOort | Management | For | For | ||||
1B. | Election of Director for a one (1) year term: Mark W. Mallon | Management | For | For | ||||
1C. | Election of Director for a one (1) year term: Lynn A. Tetrault | Management | For | For | ||||
1D. | Election of Director for a one (1) year term: Bruce K. Crowther | Management | For | For | ||||
1E. | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Management | For | For | ||||
1F. | Election of Director for a one (1) year term: Kevin C. Johnson | Management | For | For | ||||
1G. | Election of Director for a one (1) year term: Stephen M. Kanovsky | Management | For | For | ||||
1H. | Election of Director for a one (1) year term: Michael A. Kelly | Management | For | For | ||||
1I. | Election of Director for a one (1) year term: Rachel A. Stahler | Management | For | For | ||||
2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For | ||||
3. | Second Amendment of the Amended and Restated Equity Incentive Plan. | Management | For | For | ||||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||
WESCO INTERNATIONAL, INC. | ||||||||
Security | 95082P105 | Meeting Type | Annual | |||||
Ticker Symbol | WCC | Meeting Date | 27-May-2021 | |||||
ISIN | US95082P1057 | Agenda | 935389862 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John J. Engel | For | For | |||||
2 | Matthew J. Espe | For | For | |||||
3 | Bobby J. Griffin | For | For | |||||
4 | John K. Morgan | For | For | |||||
5 | Steven A. Raymund | For | For | |||||
6 | James L. Singleton | For | For | |||||
7 | Easwaran Sundaram | For | For | |||||
8 | Laura K. Thompson | For | For | |||||
9 | Lynn M. Utter | For | For | |||||
2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Approve the WESCO International, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | ||||
4. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
AXON ENTERPRISE, INC. | ||||||||
Security | 05464C101 | Meeting Type | Annual | |||||
Ticker Symbol | AXON | Meeting Date | 27-May-2021 | |||||
ISIN | US05464C1018 | Agenda | 935389925 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard H. Carmona | For | For | |||||
2 | Julie Cullivan | For | For | |||||
3 | Caitlin Kalinowski | For | For | |||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Management | For | For | ||||
5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shareholder | For | Against | ||||
DIME CMNTY BANCSHARES INC | ||||||||
Security | 25432X102 | Meeting Type | Annual | |||||
Ticker Symbol | DCOM | Meeting Date | 27-May-2021 | |||||
ISIN | US25432X1028 | Agenda | 935391374 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kenneth J. Mahon | For | For | |||||
2 | Marcia Z. Hefter | For | For | |||||
3 | Rosemarie Chen | For | For | |||||
4 | Michael P. Devine | For | For | |||||
5 | Matthew Lindenbaum | For | For | |||||
6 | Albert E. McCoy, Jr. | For | For | |||||
7 | Raymond A. Nielsen | For | For | |||||
8 | Kevin M. O'Connor | For | For | |||||
9 | Vincent F. Palagiano | For | For | |||||
10 | Joseph J. Perry | For | For | |||||
11 | Kevin Stein | For | For | |||||
12 | Dennis A. Suskind | For | For | |||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
4. | Approval of the Dime Community Bancshares, Inc. 2021 Equity Incentive Plan. | Management | For | For | ||||
NETGEAR, INC. | ||||||||
Security | 64111Q104 | Meeting Type | Annual | |||||
Ticker Symbol | NTGR | Meeting Date | 27-May-2021 | |||||
ISIN | US64111Q1040 | Agenda | 935392972 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Patrick C. S. Lo | Management | For | For | ||||
1B. | Election of Director: Sarah S. Butterfass | Management | For | For | ||||
1C. | Election of Director: Laura J. Durr | Management | For | For | ||||
1D. | Election of Director: Jef T. Graham | Management | Against | Against | ||||
1E. | Election of Director: Bradley L. Maiorino | Management | For | For | ||||
1F. | Election of Director: Janice M. Roberts | Management | For | For | ||||
1G. | Election of Director: Gregory J. Rossmann | Management | Against | Against | ||||
1H. | Election of Director: Barbara V. Scherer | Management | For | For | ||||
1I. | Election of Director: Thomas H. Waechter | Management | Against | Against | ||||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation of our Named Executive Officers in the Proxy Statement. | Management | For | For | ||||
INSTALLED BUILDING PRODUCTS, INC. | ||||||||
Security | 45780R101 | Meeting Type | Annual | |||||
Ticker Symbol | IBP | Meeting Date | 27-May-2021 | |||||
ISIN | US45780R1014 | Agenda | 935394267 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Margot L. Carter | Management | Against | Against | ||||
1.2 | Election of Director: David R. Meuse | Management | For | For | ||||
1.3 | Election of Director: Michael H. Thomas | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
EMPLOYERS HOLDINGS, INC. | ||||||||
Security | 292218104 | Meeting Type | Annual | |||||
Ticker Symbol | EIG | Meeting Date | 27-May-2021 | |||||
ISIN | US2922181043 | Agenda | 935395738 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Katherine H. Antonello | Management | For | For | ||||
1B. | Election of Director: Richard W. Blakey | Management | For | For | ||||
1C. | Election of Director: João "John" M. de Figueiredo | Management | Against | Against | ||||
1D. | Election of Director: James R. Kroner | Management | For | For | ||||
1E. | Election of Director: Michael J. McColgan | Management | For | For | ||||
1F. | Election of Director: Michael J. McSally | Management | For | For | ||||
1G. | Election of Director: Prasanna G. Dhore | Management | Against | Against | ||||
1H. | Election of Director: Valerie R. Glenn | Management | Against | Against | ||||
1I. | Election of Director: Barbara A. Higgins | Management | Against | Against | ||||
1J. | Election of Director: Jeanne L. Mockard | Management | For | For | ||||
2. | To approve the Company's executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of the Company's independent accounting firm, Ernst & Young LLP, for 2021. | Management | For | For | ||||
GREEN DOT CORPORATION | ||||||||
Security | 39304D102 | Meeting Type | Annual | |||||
Ticker Symbol | GDOT | Meeting Date | 27-May-2021 | |||||
ISIN | US39304D1028 | Agenda | 935396374 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: J. Chris Brewster | Management | For | For | ||||
1.2 | Election of Director: Glinda Bridgforth Hodges | Management | Against | Against | ||||
1.3 | Election of Director: Rajeev V. Date | Management | For | For | ||||
1.4 | Election of Director: Saturnino Fanlo | Management | For | For | ||||
1.5 | Election of Director: William I Jacobs | Management | For | For | ||||
1.6 | Election of Director: Dan R. Henry | Management | For | For | ||||
1.7 | Election of Director: Jeffrey B. Osher | Management | Against | Against | ||||
1.8 | Election of Director: Ellen Richey | Management | For | For | ||||
1.9 | Election of Director: George T. Shaheen | Management | Against | Against | ||||
2. | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
4. | Amendment and restatement of Green Dot's 2010 Employee Stock Purchase Plan. | Management | For | For | ||||
MASIMO CORPORATION | ||||||||
Security | 574795100 | Meeting Type | Annual | |||||
Ticker Symbol | MASI | Meeting Date | 27-May-2021 | |||||
ISIN | US5747951003 | Agenda | 935399534 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | For | ||||
2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ended January 1, 2022. | Management | For | For | ||||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
NORTHWEST NATURAL HOLDING COMPANY | ||||||||
Security | 66765N105 | Meeting Type | Annual | |||||
Ticker Symbol | NWN | Meeting Date | 27-May-2021 | |||||
ISIN | US66765N1054 | Agenda | 935400123 - Management | |||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Timothy P. Boyle* | For | For | |||||
2 | Monica Enand* | For | For | |||||
3 | Hon. Dave McCurdy* | For | For | |||||
4 | Malia H. Wasson* | For | For | |||||
5 | Karen Lee** | For | For | |||||
6 | Nathan I. Partain** | For | For | |||||
2. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2021. | Management | For | For | ||||
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | ||||||||
Security | 422819102 | Meeting Type | Annual | |||||
Ticker Symbol | HSII | Meeting Date | 27-May-2021 | |||||
ISIN | US4228191023 | Agenda | 935410415 - Management | |||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Elizabeth L. Axelrod | For | For | |||||
2 | Laszlo Bock | For | For | |||||
3 | Lyle Logan | For | For | |||||
4 | T. Willem Mesdag | For | For | |||||
5 | Krishnan Rajagopalan | For | For | |||||
6 | Stacey Rauch | For | For | |||||
7 | Adam Warby | For | For | |||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
INDEPENDENT BANK GROUP, INC. | ||||||||
Security | 45384B106 | Meeting Type | Annual | |||||
Ticker Symbol | IBTX | Meeting Date | 27-May-2021 | |||||
ISIN | US45384B1061 | Agenda | 935413358 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class II Director to serve until the 2024 annual meeting: William E. Fair | Management | For | For | ||||
1.2 | Election of Class II Director to serve until the 2024 annual meeting: Donald L. Poarch | Management | Against | Against | ||||
1.3 | Election of Class II Director to serve until the 2024 annual meeting: Michael T. Viola | Management | Against | Against | ||||
2. | To conduct an advisory, non-binding vote regarding the compensation of the Company's named executive officers ("Say-on- Pay"). | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
4. | To transact such other business as may properly come before the meeting or any adjournment or postponement thereof. | Management | For | For | ||||
HOMESTREET, INC. | ||||||||
Security | 43785V102 | Meeting Type | Annual | |||||
Ticker Symbol | HMST | Meeting Date | 27-May-2021 | |||||
ISIN | US43785V1026 | Agenda | 935415174 - Management | |||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Scott Boggs | Management | For | For | ||||
1B. | Election of Director: Jeff Green | Management | For | For | ||||
1C. | Election of Director: James R. Mitchell, Jr. | Management | For | For | ||||
1D. | Election of Director: Mark Patterson | Management | For | For | ||||
1E. | Election of Director: Nancy D. Pellegrino | Management | For | For | ||||
1F. | Election of Director: Doug Smith | Management | For | For | ||||
2. | Approval of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
FARO TECHNOLOGIES, INC. | ||||||||
Security | 311642102 | Meeting Type | Annual | |||||
Ticker Symbol | FARO | Meeting Date | 28-May-2021 | |||||
ISIN | US3116421021 | Agenda | 935395473 - Management | |||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Lynn Brubaker | For | For | |||||
2 | Jeroen van Rotterdam | For | For | |||||
2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Non-binding resolution to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
SOLAREDGE TECHNOLOGIES, INC. | ||||||||
Security | 83417M104 | Meeting Type | Annual | |||||
Ticker Symbol | SEDG | Meeting Date | 01-Jun-2021 | |||||
ISIN | US83417M1045 | Agenda | 935406048 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | Israel | Vote Deadline Date | 28-May-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Nadav Zafrir | Management | Against | Against | ||||
1B. | Election of Director: Avery More | Management | Against | Against | ||||
1C. | Election of Director: Zvi Lando | Management | For | For | ||||
2. | Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say- on-Pay Proposal"). | Management | For | For | ||||
INDUSTRIAL LOGISTICS PROPERTY | ||||||||
Security | 456237106 | Meeting Type | Annual | |||||
Ticker Symbol | ILPT | Meeting Date | 02-Jun-2021 | |||||
ISIN | US4562371066 | Agenda | 935383391 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Election of Director: Joseph L. Morea | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For | ||||
AMERICAN VANGUARD CORPORATION | ||||||||
Security | 030371108 | Meeting Type | Annual | |||||
Ticker Symbol | AVD | Meeting Date | 02-Jun-2021 | |||||
ISIN | US0303711081 | Agenda | 935391235 - Management | |||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Scott D. Baskin | Management | Against | Against | ||||
1B. | Election of Director: Lawrence S. Clark | Management | For | For | ||||
1C. | Election of Director: Debra F. Edwards | Management | For | For | ||||
1D. | Election of Director: Morton D. Erlich | Management | Against | Against | ||||
1E. | Election of Director: Emer Gunter | Management | Against | Against | ||||
1F. | Election of Director: Alfred F. Ingulli | Management | For | For | ||||
1G. | Election of Director: John L. Killmer | Management | For | For | ||||
1H. | Election of Director: Eric G. Wintemute | Management | For | For | ||||
1I. | Election of Director: M. Esmail Zirakparvar | Management | Against | Against | ||||
2. | Ratify the appointment of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Resolved, that the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby approved. | Management | For | For | ||||
SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||||||
Security | 808625107 | Meeting Type | Annual | |||||
Ticker Symbol | SAIC | Meeting Date | 02-Jun-2021 | |||||
ISIN | US8086251076 | Agenda | 935394837 - Management | |||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Nominee: Robert A. Bedingfield | Management | For | For | ||||
1B. | Election of Nominee: Carol A. Goode | Management | Against | Against | ||||
1C. | Election of Nominee: Garth N. Graham | Management | For | For | ||||
1D. | Election of Nominee: John J. Hamre | Management | Against | Against | ||||
1E. | Election of Nominee: Yvette M. Kanouff | Management | For | For | ||||
1F. | Election of Nominee: Nazzic S. Keene | Management | For | For | ||||
1G. | Election of Nominee: Timothy J. Mayopoulos | Management | Against | Against | ||||
1H. | Election of Nominee: Katharina G. McFarland | Management | Against | Against | ||||
1I. | Election of Nominee: Donna S. Morea | Management | Against | Against | ||||
1J. | Election of Nominee: Steven R. Shane | Management | For | For | ||||
2. | The approval of a non-binding, advisory vote on executive compensation. | Management | For | For | ||||
3. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2022. | Management | For | For | ||||
ZUMIEZ INC. | ||||||||
Security | 989817101 | Meeting Type | Annual | |||||
Ticker Symbol | ZUMZ | Meeting Date | 02-Jun-2021 | |||||
ISIN | US9898171015 | Agenda | 935402406 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard M. Brooks | Management | For | For | ||||
1B. | Election of Director: Steve P. Louden | Management | For | For | ||||
1C. | Election of Director: James P. Murphy | Management | For | For | ||||
2. | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2022 (fiscal 2021). | Management | For | For | ||||
MEDIFAST, INC. | ||||||||
Security | 58470H101 | Meeting Type | Annual | |||||
Ticker Symbol | MED | Meeting Date | 02-Jun-2021 | |||||
ISIN | US58470H1014 | Agenda | 935402595 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Jeffrey J. Brown | Management | For | For | ||||
1.2 | Election of Director: Kevin G. Byrnes | Management | For | For | ||||
1.3 | Election of Director: Daniel R. Chard | Management | For | For | ||||
1.4 | Election of Director: Constance J. Hallquist | Management | Against | Against | ||||
1.5 | Election of Director: Michael A. Hoer | Management | For | For | ||||
1.6 | Election of Director: Scott Schlackman | Management | For | For | ||||
1.7 | Election of Director: Andrea B. Thomas | Management | Against | Against | ||||
1.8 | Election of Director: Ming Xian | Management | Against | Against | ||||
2. | Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
UNIVERSAL HEALTH REALTY INCOME TRUST | ||||||||
Security | 91359E105 | Meeting Type | Annual | |||||
Ticker Symbol | UHT | Meeting Date | 02-Jun-2021 | |||||
ISIN | US91359E1055 | Agenda | 935407026 - Management | |||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Marc D. Miller | For | For | |||||
2 | Gayle L. Capozzalo | For | For | |||||
2. | Advisory (nonbinding) vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To ratify the selection of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
RIMINI STREET, INC. | ||||||||
Security | 76674Q107 | Meeting Type | Annual | |||||
Ticker Symbol | RMNI | Meeting Date | 02-Jun-2021 | |||||
ISIN | US76674Q1076 | Agenda | 935426658 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Margaret (Peggy) Taylor | For | For | |||||
2 | Jack L. Acosta | For | For | |||||
2. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||
4. | Ratification of appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
ANI PHARMACEUTICALS, INC. | ||||||||
Security | 00182C103 | Meeting Type | Annual | |||||
Ticker Symbol | ANIP | Meeting Date | 02-Jun-2021 | |||||
ISIN | US00182C1036 | Agenda | 935431039 - Management | |||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Robert E. Brown, Jr. | Management | Against | Against | ||||
1B. | Election of Director: Thomas Haughey | Management | Against | Against | ||||
1C. | Election of Director: Nikhil Lalwani | Management | For | For | ||||
1D. | Election of Director: David B. Nash, M.D., M.B.A. | Management | Against | Against | ||||
1E. | Election of Director: Antonio R. Pera | Management | For | For | ||||
1F. | Election of Director: Jeanne A. Thoma | Management | For | For | ||||
1G. | Election of Director: Patrick D. Walsh | Management | For | For | ||||
2. | To approve the compensation of the Company's named executive officers, on an advisory basis. | Management | For | For | ||||
3. | To ratify the appointment of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | To approve, in connection with the Company's pending acquisition of Novitium Pharma LLC ("Novitium"), the issuances of (a) 2,466,667 shares of common stock to certain members of Novitium and (b) 25,000 shares of Series A Convertible Preferred Stock to Ampersand 2020 Limited Partnership ("Ampersand"), as required by and in accordance with applicable Nasdaq listing rules, which proposal we refer to as the "Share Issuance Proposal." | Management | For | For | ||||
DIVERSIFIED HEALTHCARE TRUST | ||||||||
Security | 25525P107 | Meeting Type | Annual | |||||
Ticker Symbol | DHC | Meeting Date | 03-Jun-2021 | |||||
ISIN | US25525P1075 | Agenda | 935388288 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Independent Trustee: Lisa Harris Jones | Management | For | For | ||||
1B. | Election of Managing Trustee: Jennifer F. Francis (Mintzer) | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For | ||||
EXPONENT, INC. | ||||||||
Security | 30214U102 | Meeting Type | Annual | |||||
Ticker Symbol | EXPO | Meeting Date | 03-Jun-2021 | |||||
ISIN | US30214U1025 | Agenda | 935401656 - Management | |||||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: George H. Brown | Management | Against | Against | ||||
1.2 | Election of Director: Catherine Ford Corrigan, Ph.D. | Management | For | For | ||||
1.3 | Election of Director: Paul R. Johnston, Ph.D. | Management | For | For | ||||
1.4 | Election of Director: Carol Lindstrom | Management | Against | Against | ||||
1.5 | Election of Director: Karen A. Richardson | Management | Against | Against | ||||
1.6 | Election of Director: John B. Shoven, Ph.D. | Management | Against | Against | ||||
1.7 | Election of Director: Debra L. Zumwalt | Management | Against | Against | ||||
2. | To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the fiscal 2020 compensation of the Company's named executive officers. | Management | For | For | ||||
PATTERSON-UTI ENERGY, INC. | ||||||||
Security | 703481101 | Meeting Type | Annual | |||||
Ticker Symbol | PTEN | Meeting Date | 03-Jun-2021 | |||||
ISIN | US7034811015 | Agenda | 935404145 - Management | |||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Tiffany (TJ) Thom Cepak | For | For | |||||
2 | Michael W. Conlon | For | For | |||||
3 | William A Hendricks, Jr | For | For | |||||
4 | Curtis W. Huff | For | For | |||||
5 | Terry H. Hunt | For | For | |||||
6 | Janeen S. Judah | For | For | |||||
2. | Approval of the Patterson-UTI Energy, Inc. 2021 Long- Term Incentive Plan. | Management | For | For | ||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson- UTI for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. | Management | For | For | ||||
FIRSTCASH, INC. | ||||||||
Security | 33767D105 | Meeting Type | Annual | |||||
Ticker Symbol | FCFS | Meeting Date | 03-Jun-2021 | |||||
ISIN | US33767D1054 | Agenda | 935404171 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Rick L. Wessel | Management | For | For | ||||
1B. | Election of Director: James H. Graves | Management | Against | Against | ||||
2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
3. | Approve, by non-binding vote, the compensation of named executive officers as described in the Proxy Statement. | Management | For | For | ||||
MYRIAD GENETICS, INC. | ||||||||
Security | 62855J104 | Meeting Type | Annual | |||||
Ticker Symbol | MYGN | Meeting Date | 03-Jun-2021 | |||||
ISIN | US62855J1043 | Agenda | 935407824 - Management | |||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class I Director to serve until the 2024 Annual Meeting: S. Louise Phanstiel | Management | Against | Against | ||||
1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel M. Skovronsky, M.D., Ph.D. | Management | For | For | ||||
1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Daniel K. Spiegelman | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||
VONAGE HOLDINGS CORP. | ||||||||
Security | 92886T201 | Meeting Type | Annual | |||||
Ticker Symbol | VG | Meeting Date | 03-Jun-2021 | |||||
ISIN | US92886T2015 | Agenda | 935409210 - Management | |||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Hamid Akhavan | Management | For | For | ||||
1B. | Election of Director: Jeffrey Citron | Management | For | For | ||||
1C. | Election of Director: Stephen Fisher | Management | For | For | ||||
1D. | Election of Director: Jan Hauser | Management | Against | Against | ||||
1E. | Election of Director: Priscilla Hung | Management | For | For | ||||
1F. | Election of Director: Carolyn Katz | Management | For | For | ||||
1G. | Election of Director: Michael McConnell | Management | For | For | ||||
1H. | Election of Director: Rory Read | Management | For | For | ||||
1I. | Election of Director: John Roberts | Management | For | For | ||||
1J. | Election of Director: Tien Tzuo | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve our named executive officers' compensation in an advisory vote. | Management | For | For | ||||
VECTOR GROUP LTD. | ||||||||
Security | 92240M108 | Meeting Type | Annual | |||||
Ticker Symbol | VGR | Meeting Date | 03-Jun-2021 | |||||
ISIN | US92240M1080 | Agenda | 935409272 - Management | |||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Bennett S. LeBow | For | For | |||||
2 | Howard M. Lorber | For | For | |||||
3 | Richard J. Lampen | For | For | |||||
4 | Stanley S. Arkin | For | For | |||||
5 | Henry C. Beinstein | For | For | |||||
6 | Ronald J. Bernstein | For | For | |||||
7 | Paul V. Carlucci | For | For | |||||
8 | Jean E. Sharpe | For | For | |||||
9 | Barry Watkins | For | For | |||||
2. | Advisory approval of executive compensation (say on pay). | Management | For | For | ||||
3. | Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
4. | Advisory approval of a shareholder proposal regarding the adoption of a by-law for directors to be elected by a majority vote. | Shareholder | For | Against | ||||
LEMAITRE VASCULAR, INC. | ||||||||
Security | 525558201 | Meeting Type | Annual | |||||
Ticker Symbol | LMAT | Meeting Date | 03-Jun-2021 | |||||
ISIN | US5255582018 | Agenda | 935416227 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Lawrence J. Jasinski | For | For | |||||
2 | John J. O'Connor | For | For | |||||
3 | Joseph P. Pellegrino Jr | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify Grant Thornton LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
HCI GROUP, INC. | ||||||||
Security | 40416E103 | Meeting Type | Annual | |||||
Ticker Symbol | HCI | Meeting Date | 03-Jun-2021 | |||||
ISIN | US40416E1038 | Agenda | 935426432 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Karin Coleman | For | For | |||||
2 | Eric Hoffman | For | For | |||||
3 | Sue Watts | For | For | |||||
2. | Ratification of the appointment of Dixon Hughes Goodman, LLP as independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||
KAISER ALUMINUM CORPORATION | ||||||||
Security | 483007704 | Meeting Type | Annual | |||||
Ticker Symbol | KALU | Meeting Date | 03-Jun-2021 | |||||
ISIN | US4830077040 | Agenda | 935431370 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | DAVID FOSTER | For | For | |||||
2 | LEO GERARD | For | For | |||||
3 | EMILY LIGGETT | For | For | |||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For | ||||
4. | APPROVAL OF KAISER ALUMINUM CORPORATION 2021 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
LIGAND PHARMACEUTICALS INCORPORATED | ||||||||
Security | 53220K504 | Meeting Type | Annual | |||||
Ticker Symbol | LGND | Meeting Date | 04-Jun-2021 | |||||
ISIN | US53220K5048 | Agenda | 935405248 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jason Aryeh | For | For | |||||
2 | Sarah Boyce | For | For | |||||
3 | Todd Davis | For | For | |||||
4 | Nancy Gray | For | For | |||||
5 | John Higgins | For | For | |||||
6 | John Kozarich | For | For | |||||
7 | John LaMattina | For | For | |||||
8 | Sunil Patel | For | For | |||||
9 | Stephen Sabba | For | For | |||||
2. | Ratification of Ernst & Young LLP as Ligand's independent registered accounting firm. | Management | Against | Against | ||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||
AMPHASTAR PHARMACEUTICALS INC. | ||||||||
Security | 03209R103 | Meeting Type | Annual | |||||
Ticker Symbol | AMPH | Meeting Date | 07-Jun-2021 | |||||
ISIN | US03209R1032 | Agenda | 935404993 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class II Director to serve until 2024 Annual Meeting: Mary Ziping Luo | Management | For | For | ||||
1B. | Election of Class II Director to serve until 2024 Annual Meeting: Howard Lee | Management | Against | Against | ||||
1C. | Election of Class II Director to serve until 2024 Annual Meeting: Michael A. Zasloff | Management | Against | Against | ||||
1D. | Election of Class II Director to serve until 2024 Annual Meeting: Gayle Deflin | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
THE BUCKLE, INC. | ||||||||
Security | 118440106 | Meeting Type | Annual | |||||
Ticker Symbol | BKE | Meeting Date | 07-Jun-2021 | |||||
ISIN | US1184401065 | Agenda | 935410465 - Management | |||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel J. Hirschfeld | For | For | |||||
2 | Dennis H. Nelson | For | For | |||||
3 | Thomas B. Heacock | For | For | |||||
4 | Kari G. Smith | For | For | |||||
5 | Hank M. Bounds | For | For | |||||
6 | Bill L. Fairfield | For | For | |||||
7 | Bruce L. Hoberman | For | For | |||||
8 | Michael E. Huss | For | For | |||||
9 | Angie J. Klein | For | For | |||||
10 | John P. Peetz, III | For | For | |||||
11 | Karen B. Rhoads | For | For | |||||
12 | James E. Shada | For | For | |||||
2. | Ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending January 29, 2022. | Management | For | For | ||||
3. | Approve the Company's 2021 Management Incentive Plan. | Management | For | For | ||||
4. | Amend the Company's Amended and Restated 2005 Restricted Stock Plan. | Management | For | For | ||||
GANNETT CO INC | ||||||||
Security | 36472T109 | Meeting Type | Annual | |||||
Ticker Symbol | GCI | Meeting Date | 07-Jun-2021 | |||||
ISIN | US36472T1097 | Agenda | 935418714 - Management | |||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Vinayak R. Hegde | For | For | |||||
2 | Theodore P. Janulis | For | For | |||||
3 | John Jeffry Louis III | For | For | |||||
4 | Maria M. Miller | For | For | |||||
5 | Michael E. Reed | For | For | |||||
6 | Debra A. Sandler | For | For | |||||
7 | Kevin M. Sheehan | For | For | |||||
8 | Laurence Tarica | For | For | |||||
9 | Barbara W. Wall | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
4. | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||
5. | Approval of an amendment to our Bylaws to implement majority voting in uncontested director elections. | Management | For | For | ||||
6A. | Approval of an amendment to our Certificate of Incorporation to eliminate the supermajority voting requirement applicable to the amendment of certain provisions of our Certificate of Incorporation. | Management | For | For | ||||
6B. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements applicable to the amendment of our Bylaws. | Management | For | For | ||||
6C. | Approval of amendments to our Certificate of Incorporation and Bylaws to eliminate the supermajority voting requirements applicable to remove directors and to appoint directors in the event that the entire Board of Directors is removed. | Management | For | For | ||||
7. | Approval of the Rights Agreement between the Company and American Stock Transfer & Trust Company LLC to preserve the value of certain tax assets associated with the Company's net operating losses. | Management | For | For | ||||
MONARCH CASINO & RESORT, INC. | ||||||||
Security | 609027107 | Meeting Type | Annual | |||||
Ticker Symbol | MCRI | Meeting Date | 08-Jun-2021 | |||||
ISIN | US6090271072 | Agenda | 935408838 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Bob Farahi | Management | For | For | ||||
1B. | Election of Director: Yvette E. Landau | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For | ||||
PACIRA BIOSCIENCES, INC. | ||||||||
Security | 695127100 | Meeting Type | Annual | |||||
Ticker Symbol | PCRX | Meeting Date | 08-Jun-2021 | |||||
ISIN | US6951271005 | Agenda | 935409373 - Management | |||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Laura Brege | For | For | |||||
2 | Mark Froimson | For | For | |||||
3 | Mark Kronenfeld | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
4. | Approval of our Amended and Restated 2011 Stock Incentive Plan. | Management | For | For | ||||
EVOLUS, INC. | ||||||||
Security | 30052C107 | Meeting Type | Annual | |||||
Ticker Symbol | EOLS | Meeting Date | 08-Jun-2021 | |||||
ISIN | US30052C1071 | Agenda | 935409878 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David Moatazedi | For | For | |||||
2 | Vikram Malik | For | For | |||||
3 | Karah Parschauer | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as Evolus' independent auditor for the year ending December 31, 2021. | Management | For | For | ||||
RENT-A-CENTER, INC. | ||||||||
Security | 76009N100 | Meeting Type | Annual | |||||
Ticker Symbol | RCII | Meeting Date | 08-Jun-2021 | |||||
ISIN | US76009N1000 | Agenda | 935414615 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Re-Election of Class III Director: Glenn Marino | Management | Against | Against | ||||
1B. | Election of Class III Director: B.C. Silver | Management | Against | Against | ||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, by non-binding vote, compensation of the named executive officers for the year ended December 31, 2020. | Management | For | For | ||||
4. | To approve the Rent-A-Center, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||
5. | To approve amendments to the Company's Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||
APOLLO COMMERCIAL REAL ESTATE FINANCE | ||||||||
Security | 03762U105 | Meeting Type | Annual | |||||
Ticker Symbol | ARI | Meeting Date | 08-Jun-2021 | |||||
ISIN | US03762U1051 | Agenda | 935414893 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Mark C. Biderman | For | For | |||||
2 | Brenna Haysom | For | For | |||||
3 | Robert A. Kasdin | For | For | |||||
4 | Katherine G. Newman | For | For | |||||
5 | Eric L. Press | For | For | |||||
6 | Scott S. Prince | For | For | |||||
7 | Stuart A. Rothstein | For | For | |||||
8 | Michael E. Salvati | For | For | |||||
9 | Carmencita N.M. Whonder | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as Apollo Commercial Real Estate Finance, Inc.'s independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of Apollo Commercial Real Estate Finance, Inc.'s named executive officers, as more fully described in the 2021 Proxy Statement. | Management | For | For | ||||
AMEDISYS, INC. | ||||||||
Security | 023436108 | Meeting Type | Annual | |||||
Ticker Symbol | AMED | Meeting Date | 08-Jun-2021 | |||||
ISIN | US0234361089 | Agenda | 935416671 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Vickie L. Capps | For | For | |||||
2 | Molly J. Coye, MD | For | For | |||||
3 | Julie D. Klapstein | For | For | |||||
4 | Teresa L. Kline | For | For | |||||
5 | Paul B. Kusserow | For | For | |||||
6 | Richard A. Lechleiter | For | For | |||||
7 | Bruce D. Perkins | For | For | |||||
8 | Jeffery A. Rideout, MD | For | For | |||||
9 | Ivanetta D. Samuels | For | For | |||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2021 Proxy Statement ("Say on Pay" Vote). | Management | For | For | ||||
EL POLLO LOCO HOLDINGS INC | ||||||||
Security | 268603107 | Meeting Type | Annual | |||||
Ticker Symbol | LOCO | Meeting Date | 08-Jun-2021 | |||||
ISIN | US2686031079 | Agenda | 935416823 - Management | |||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Bernard Acoca | For | For | |||||
2 | Carol "Lili" Lynton | For | For | |||||
3 | Michael G. Maselli | For | For | |||||
2. | Ratification of the Appointment of BDO USA, LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||
3. | Approval, on an Advisory (Non-Binding) Basis, of the Compensation of our Named Executive Officers. | Management | For | For | ||||
4. | Approval of our Equity Incentive Plan, as Amended. | Management | For | For | ||||
ONESPAN INC | ||||||||
Security | 68287N100 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | OSPN | Meeting Date | 09-Jun-2021 | |||||
ISIN | US68287N1000 | Agenda | 935402381 - Opposition | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sarika Garg | |||||||
2 | Sagar Gupta | |||||||
3 | Michael J. McConnell | |||||||
4 | Rinki Sethi | |||||||
5 | MGT NOM:M D. Boroditsky | |||||||
6 | MGT NOM:G L. Capers | |||||||
7 | MGT NOM:S M. Clements | |||||||
8 | MGT NOM:M. Johnson | |||||||
9 | MGT NOM:Alfred Nietzel | |||||||
2. | The Company's proposal to vote on a non-binding, advisory resolution to approve the compensation of the Company's named executive officers. | Management | ||||||
3. | The Company's proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | ||||||
CROCS, INC. | ||||||||
Security | 227046109 | Meeting Type | Annual | |||||
Ticker Symbol | CROX | Meeting Date | 09-Jun-2021 | |||||
ISIN | US2270461096 | Agenda | 935403054 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ronald L. Frasch | For | For | |||||
2 | Andrew Rees | For | For | |||||
3 | Charisse Ford Hughes | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
3. | An advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
SCIENTIFIC GAMES CORPORATION | ||||||||
Security | 80874P109 | Meeting Type | Annual | |||||
Ticker Symbol | SGMS | Meeting Date | 09-Jun-2021 | |||||
ISIN | US80874P1093 | Agenda | 935409222 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jamie R. Odell | For | For | |||||
2 | Barry L. Cottle | For | For | |||||
3 | Antonia Korsanos | For | For | |||||
4 | Jack A. Markell | For | For | |||||
5 | Hamish R. McLennan | For | For | |||||
6 | Michael J. Regan | For | For | |||||
7 | Timothy Throsby | For | For | |||||
8 | Maria T. Vullo | For | For | |||||
9 | Kneeland C. Youngblood | For | For | |||||
10 | Virginia E. Shanks | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify an amendment of the Company's regulatory compliance protection rights plan to extend the term of the plan. | Management | For | For | ||||
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
5. | To approve an amendment and restatement of the Company's 2003 Incentive Compensation Plan to increase the shares authorized for issuance thereunder. | Management | For | For | ||||
6. | To approve an amendment of the Company's Employee Stock Purchase Plan to expand the employees who are eligible to participate therein. | Management | For | For | ||||
MARKETAXESS HOLDINGS INC. | ||||||||
Security | 57060D108 | Meeting Type | Annual | |||||
Ticker Symbol | MKTX | Meeting Date | 09-Jun-2021 | |||||
ISIN | US57060D1081 | Agenda | 935410491 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard M. McVey | Management | For | For | ||||
1B. | Election of Director: Nancy Altobello | Management | For | For | ||||
1C. | Election of Director: Steven L. Begleiter | Management | For | For | ||||
1D. | Election of Director: Stephen P. Casper | Management | Against | Against | ||||
1E. | Election of Director: Jane Chwick | Management | Against | Against | ||||
1F. | Election of Director: Christopher R. Concannon | Management | For | For | ||||
1G. | Election of Director: William F. Cruger | Management | Against | Against | ||||
1H. | Election of Director: Kourtney Gibson | Management | For | For | ||||
1I. | Election of Director: Justin G. Gmelich | Management | For | For | ||||
1J. | Election of Director: Richard G. Ketchum | Management | For | For | ||||
1K. | Election of Director: Emily H. Portney | Management | For | For | ||||
1L. | Election of Director: Richard L. Prager | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2021 Proxy Statement. | Management | For | For | ||||
RESIDEO TECHNOLOGIES, INC. | ||||||||
Security | 76118Y104 | Meeting Type | Annual | |||||
Ticker Symbol | REZI | Meeting Date | 09-Jun-2021 | |||||
ISIN | US76118Y1047 | Agenda | 935410908 - Management | |||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director: Roger Fradin | Management | For | For | ||||
1B. | Election of Class III Director: Nina Richardson | Management | Against | Against | ||||
1C. | Election of Class III Director: Andrew Teich | Management | Against | Against | ||||
1D. | Election of Class III Director: Kareem Yusuf | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||
4. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | For | Against | ||||
SHAKE SHACK INC | ||||||||
Security | 819047101 | Meeting Type | Annual | |||||
Ticker Symbol | SHAK | Meeting Date | 09-Jun-2021 | |||||
ISIN | US8190471016 | Agenda | 935413118 - Management | |||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sumaiya Balbale | For | For | |||||
2 | Jenna Lyons | For | For | |||||
3 | Robert Vivian | For | For | |||||
2. | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | ||||
ONESPAN INC | ||||||||
Security | 68287N100 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | OSPN | Meeting Date | 09-Jun-2021 | |||||
ISIN | US68287N1000 | Agenda | 935415338 - Opposition | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sarika Garg | |||||||
2 | Sagar Gupta | |||||||
3 | Michael J. McConnell | |||||||
4 | Rinki Sethi | |||||||
5 | MGT NOM:M D. Boroditsky | |||||||
6 | MGT NOM:G L. Capers | |||||||
7 | MGT NOM:S M. Clements | |||||||
8 | MGT NOM:M. Johnson | |||||||
9 | MGT NOM:Alfred Nietzel | |||||||
2. | The Company's proposal to vote on a non-binding, advisory resolution to approve the compensation of the Company's named executive officers. | Management | ||||||
3. | The Company's proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | ||||||
BJ'S RESTAURANTS, INC. | ||||||||
Security | 09180C106 | Meeting Type | Annual | |||||
Ticker Symbol | BJRI | Meeting Date | 09-Jun-2021 | |||||
ISIN | US09180C1062 | Agenda | 935415504 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | PETER A. BASSI | For | For | |||||
2 | LARRY D. BOUTS | For | For | |||||
3 | BINA CHAURASIA | For | For | |||||
4 | JAMES A. DAL POZZO | For | For | |||||
5 | GERALD W. DEITCHLE | For | For | |||||
6 | NOAH A. ELBOGEN | For | For | |||||
7 | LEA ANNE S. OTTINGER | For | For | |||||
8 | KEITH E. PASCAL | For | For | |||||
9 | JANET M. SHERLOCK | For | For | |||||
10 | GREGORY A. TROJAN | For | For | |||||
11 | PATRICK D. WALSH | For | For | |||||
2. | Ratification and approval of the Company's Amended and Restated Equity Incentive Plan. | Management | For | For | ||||
3. | Approval, on an advisory and non-binding basis, of the compensation of named executive officers. | Management | For | For | ||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||
MACK-CALI REALTY CORPORATION | ||||||||
Security | 554489104 | Meeting Type | Annual | |||||
Ticker Symbol | CLI | Meeting Date | 09-Jun-2021 | |||||
ISIN | US5544891048 | Agenda | 935415516 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alan R. Batkin | For | For | |||||
2 | Frederic Cumenal | For | For | |||||
3 | Tammy K. Jones | For | For | |||||
4 | A. Akiva Katz | For | For | |||||
5 | Nori Gerardo Lietz | For | For | |||||
6 | Victor MacFarlane | For | For | |||||
7 | Mahbod Nia | For | For | |||||
8 | Howard S. Stern | For | For | |||||
2. | To amend and restate the Company's 2013 Incentive Stock Plan. | Management | For | For | ||||
3. | To adopt a resolution approving the compensation of our named executive officers. | Management | For | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | For | ||||
ONESPAN INC | ||||||||
Security | 68287N100 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | OSPN | Meeting Date | 09-Jun-2021 | |||||
ISIN | US68287N1000 | Agenda | 935417293 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Marc D. Boroditsky | Management | For | For | ||||
1B. | Election of Director: Garry L. Capers | Management | For | For | ||||
1C. | Election of Director: Scott M. Clements | Management | For | For | ||||
1D. | Election of Director: John N. Fox, Jr. | Management | For | For | ||||
1E. | Election of Director: Jean K. Holley | Management | For | For | ||||
1F. | Election of Director: Marianne Johnson | Management | For | For | ||||
1G. | Election of Director: Matthew Moog | Management | For | For | ||||
1H. | Election of Director: Alfred Nietzel | Management | For | For | ||||
1I. | Election of Director: Marc Zenner | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, our named executive officer compensation. | Management | For | For | ||||
3. | To ratify, on an advisory (non-binding) basis, the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
STAMPS.COM INC. | ||||||||
Security | 852857200 | Meeting Type | Annual | |||||
Ticker Symbol | STMP | Meeting Date | 09-Jun-2021 | |||||
ISIN | US8528572006 | Agenda | 935433641 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | G. Bradford Jones | For | For | |||||
2 | Kate Ann May | For | For | |||||
2. | To approve, on a non-binding advisory basis, the fiscal year 2020 compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2021. | Management | For | For | ||||
LHC GROUP, INC. | ||||||||
Security | 50187A107 | Meeting Type | Annual | |||||
Ticker Symbol | LHCG | Meeting Date | 10-Jun-2021 | |||||
ISIN | US50187A1079 | Agenda | 935408547 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Keith G. Myers | For | For | |||||
2 | Ronald T. Nixon | For | For | |||||
3 | W. Earl Reed III | For | For | |||||
2. | To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||
3. | The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | ||||||||
Security | 025676206 | Meeting Type | Annual | |||||
Ticker Symbol | AEL | Meeting Date | 10-Jun-2021 | |||||
ISIN | US0256762065 | Agenda | 935408725 - Management | |||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brenda J. Cushing | For | For | |||||
2 | Douglas T. Healy | For | For | |||||
3 | David S. Mulcahy | For | For | |||||
4 | Sachin Shah | For | For | |||||
5 | A.J. Strickland, III | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
BLACKBAUD, INC. | ||||||||
Security | 09227Q100 | Meeting Type | Annual | |||||
Ticker Symbol | BLKB | Meeting Date | 10-Jun-2021 | |||||
ISIN | US09227Q1004 | Agenda | 935408775 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class B Director: George H. Ellis | Management | For | For | ||||
1B. | Election of Class B Director: Andrew M. Leitch | Management | Against | Against | ||||
2. | ADVISORY VOTE TO APPROVE THE 2020 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE BLACKBAUD, INC. 2016 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||
EMCOR GROUP, INC. | ||||||||
Security | 29084Q100 | Meeting Type | Annual | |||||
Ticker Symbol | EME | Meeting Date | 10-Jun-2021 | |||||
ISIN | US29084Q1004 | Agenda | 935410528 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: John W. Altmeyer | Management | For | For | ||||
1B. | Election of Director: Anthony J. Guzzi | Management | For | For | ||||
1C. | Election of Director: Ronald L. Johnson | Management | For | For | ||||
1D. | Election of Director: David H. Laidley | Management | For | For | ||||
1E. | Election of Director: Carol P. Lowe | Management | For | For | ||||
1F. | Election of Director: M. Kevin McEvoy | Management | Against | Against | ||||
1G. | Election of Director: William P. Reid | Management | For | For | ||||
1H. | Election of Director: Steven B. Schwarzwaelder | Management | For | For | ||||
1I. | Election of Director: Robin Walker-Lee | Management | Against | Against | ||||
2. | Approval, by non-binding advisory vote, of named executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | For | For | ||||
4. | Stockholder proposal regarding written consent. | Shareholder | For | Against | ||||
RADNET, INC. | ||||||||
Security | 750491102 | Meeting Type | Annual | |||||
Ticker Symbol | RDNT | Meeting Date | 10-Jun-2021 | |||||
ISIN | US7504911022 | Agenda | 935410744 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Howard G. Berger, M.D. | For | For | |||||
2 | Christine N. Gordon | For | For | |||||
3 | Laura P. Jacobs | For | For | |||||
4 | Lawrence L. Levitt | For | For | |||||
5 | Gregory E. Spurlock | For | For | |||||
6 | David L. Swartz | For | For | |||||
7 | Ruth V. Wilson | For | For | |||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||
4. | The approval of the amendment and restatement of the 2006 Equity Incentive Plan. | Management | For | For | ||||
AMERIS BANCORP | ||||||||
Security | 03076K108 | Meeting Type | Annual | |||||
Ticker Symbol | ABCB | Meeting Date | 10-Jun-2021 | |||||
ISIN | US03076K1088 | Agenda | 935411138 - Management | |||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr. | Management | For | For | ||||
1B. | Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard | Management | For | For | ||||
1C. | Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate | Management | For | For | ||||
1D. | Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell | Management | For | For | ||||
1E. | Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill | Management | Against | Against | ||||
1F. | Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter | Management | For | For | ||||
1G. | Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch | Management | For | For | ||||
1H. | Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague | Management | Against | Against | ||||
1I. | Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr. | Management | For | For | ||||
1J. | Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O'Neal | Management | For | For | ||||
1K. | Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr. | Management | For | For | ||||
1L. | Election of director to serve until the Company 2022 Annual Meeting: William H. Stern | Management | Against | Against | ||||
1M. | Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal | Management | Against | Against | ||||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||||
4. | Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan. | Management | For | For | ||||
SEMTECH CORPORATION | ||||||||
Security | 816850101 | Meeting Type | Annual | |||||
Ticker Symbol | SMTC | Meeting Date | 10-Jun-2021 | |||||
ISIN | US8168501018 | Agenda | 935411176 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Martin S.J. Burvill | For | For | |||||
2 | Rodolpho C. Cardenuto | For | For | |||||
3 | Bruce C. Edwards | For | For | |||||
4 | Saar Gillai | For | For | |||||
5 | Rockell N. Hankin | For | For | |||||
6 | Ye Jane Li | For | For | |||||
7 | James T. Lindstrom | For | For | |||||
8 | Paula LuPriore | For | For | |||||
9 | Mohan R. Maheswaran | For | For | |||||
10 | Sylvia Summers | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||
ADVANSIX INC | ||||||||
Security | 00773T101 | Meeting Type | Annual | |||||
Ticker Symbol | ASIX | Meeting Date | 10-Jun-2021 | |||||
ISIN | US00773T1016 | Agenda | 935414677 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Erin N. Kane | Management | For | For | ||||
1B. | Election of Director: Michael L. Marberry | Management | For | For | ||||
1C. | Election of Director: Darrell K. Hughes | Management | Against | Against | ||||
1D. | Election of Director: Todd D. Karran | Management | For | For | ||||
1E. | Election of Director: Paul E. Huck | Management | Against | Against | ||||
1F. | Election of Director: Daniel F. Sansone | Management | For | For | ||||
1G. | Election of Director: Sharon S. Spurlin | Management | Against | Against | ||||
1H. | Election of Director: Patrick S. Williams | Management | For | For | ||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for 2021. | Management | For | For | ||||
3. | An advisory vote to approve executive compensation. | Management | For | For | ||||
SHOE CARNIVAL, INC. | ||||||||
Security | 824889109 | Meeting Type | Annual | |||||
Ticker Symbol | SCVL | Meeting Date | 10-Jun-2021 | |||||
ISIN | US8248891090 | Agenda | 935415542 - Management | |||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Kent A. Kleeberger | Management | Against | Against | ||||
1.2 | Election of Director: Charles B. Tomm | Management | For | For | ||||
2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2021. | Management | For | For | ||||
ENDO INTERNATIONAL PLC | ||||||||
Security | G30401106 | Meeting Type | Annual | |||||
Ticker Symbol | ENDP | Meeting Date | 10-Jun-2021 | |||||
ISIN | IE00BJ3V9050 | Agenda | 935416506 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Mark G. Barberio | Management | Against | Against | ||||
1B. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Jennifer M. Chao | Management | For | For | ||||
1C. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Blaise Coleman | Management | For | For | ||||
1D. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Shane M. Cooke | Management | For | For | ||||
1E. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Nancy J. Hutson, Ph.D. | Management | Against | Against | ||||
1F. | Election of Director to serve until the next Annual General Meeting of the Shareholders: Michael Hyatt | Management | Against | Against | ||||
1G. | Election of Director to serve until the next Annual General Meeting of the Shareholders: William P. Montague | Management | For | For | ||||
1H. | Election of Director to serve until the next Annual General Meeting of the Shareholders: M. Christine Smith, Ph.D. | Management | Against | Against | ||||
2. | To approve, by advisory vote, named executive officer compensation. | Management | For | For | ||||
3. | To renew the Board's existing authority to issue shares under Irish law. | Management | For | For | ||||
4. | To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law. | Management | For | For | ||||
5. | To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit & Finance Committee, to determine the independent registered public accounting firm's remuneration. | Management | For | For | ||||
NEKTAR THERAPEUTICS | ||||||||
Security | 640268108 | Meeting Type | Annual | |||||
Ticker Symbol | NKTR | Meeting Date | 10-Jun-2021 | |||||
ISIN | US6402681083 | Agenda | 935416784 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Jeff Ajer | Management | Against | Against | ||||
1B. | Election of Director: Robert B. Chess | Management | For | For | ||||
1C. | Election of Director: Roy A. Whitfield | Management | Against | Against | ||||
2. | To approve an amendment to our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 5,000,000 shares. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
4. | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote). | Management | For | For | ||||
ATN INTERNATIONAL, INC. | ||||||||
Security | 00215F107 | Meeting Type | Annual | |||||
Ticker Symbol | ATNI | Meeting Date | 10-Jun-2021 | |||||
ISIN | US00215F1075 | Agenda | 935416986 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Bernard J. Bulkin | Management | Against | Against | ||||
1B. | Election of Director: James S. Eisenstein | Management | Against | Against | ||||
1C. | Election of Director: Richard J. Ganong | Management | For | For | ||||
1D. | Election of Director: John C. Kennedy | Management | Against | Against | ||||
1E. | Election of Director: Pamela F. Lenehan | Management | For | For | ||||
1F. | Election of Director: Liane J. Pelletier | Management | For | For | ||||
1G. | Election of Director: Michael T. Prior | Management | For | For | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||||||
Security | 609839105 | Meeting Type | Annual | |||||
Ticker Symbol | MPWR | Meeting Date | 10-Jun-2021 | |||||
ISIN | US6098391054 | Agenda | 935418966 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Eugen Elmiger | Withheld | Against | |||||
2 | Jeff Zhou | Withheld | Against | |||||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Approve, on an advisory basis, the 2020 executive compensation. | Management | For | For | ||||
ONE LIBERTY PROPERTIES, INC. | ||||||||
Security | 682406103 | Meeting Type | Annual | |||||
Ticker Symbol | OLP | Meeting Date | 10-Jun-2021 | |||||
ISIN | US6824061039 | Agenda | 935421468 - Management | |||||
Record Date | 21-Apr-2021 | Holding Recon Date | 21-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Edward Gellert | Management | For | For | ||||
1B. | Election of Director: Fredric H. Gould | Management | For | For | ||||
1C. | Election of Director: Leor Siri | Management | For | For | ||||
1D. | Election of Director: Jeffrey A. Gould | Management | For | For | ||||
1E. | Election of Director: Joseph A. DeLuca | Management | Against | Against | ||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
G-III APPAREL GROUP, LTD. | ||||||||
Security | 36237H101 | Meeting Type | Annual | |||||
Ticker Symbol | GIII | Meeting Date | 10-Jun-2021 | |||||
ISIN | US36237H1014 | Agenda | 935431700 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Morris Goldfarb | For | For | |||||
2 | Sammy Aaron | For | For | |||||
3 | Thomas J. Brosig | For | For | |||||
4 | Alan Feller | For | For | |||||
5 | Jeffrey Goldfarb | For | For | |||||
6 | Victor Herrero | For | For | |||||
7 | Robert L. Johnson | For | For | |||||
8 | Jeanette Nostra | For | For | |||||
9 | Laura Pomerantz | For | For | |||||
10 | Willem van Bokhorst | For | For | |||||
11 | Cheryl L. Vitali | For | For | |||||
12 | Richard White | For | For | |||||
2. | Advisory vote to approve the compensation of named executive officers. | Management | For | For | ||||
3. | Proposal to approve amendments to our 2015 Long-Term Incentive Plan to increase the number of shares that may be issued under the Plan by 800,000 shares and increase the number of shares that may be issued to any Plan participant in any fiscal year from 400,000 to 800,000. | Management | For | For | ||||
4. | Proposal to ratify the appointment of Ernst & Young LLP. | Management | For | For | ||||
ECHO GLOBAL LOGISTICS, INC. | ||||||||
Security | 27875T101 | Meeting Type | Annual | |||||
Ticker Symbol | ECHO | Meeting Date | 11-Jun-2021 | |||||
ISIN | US27875T1016 | Agenda | 935411912 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Douglas R. Waggoner | Management | For | For | ||||
1B. | Election of Director: Samuel K. Skinner | Management | Against | Against | ||||
1C. | Election of Director: Matthew Ferguson | Management | For | For | ||||
1D. | Election of Director: David Habiger | Management | For | For | ||||
1E. | Election of Director: William M. Farrow III | Management | Against | Against | ||||
1F. | Election of Director: Virginia L. Henkels | Management | Against | Against | ||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For | ||||
4. | Approve the amendment and restatement of the 2008 Stock Incentive Plan. | Management | For | For | ||||
ENCORE CAPITAL GROUP, INC. | ||||||||
Security | 292554102 | Meeting Type | Annual | |||||
Ticker Symbol | ECPG | Meeting Date | 11-Jun-2021 | |||||
ISIN | US2925541029 | Agenda | 935413384 - Management | |||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael P. Monaco | For | For | |||||
2 | Ashwini (Ash) Gupta | For | For | |||||
3 | Wendy G. Hannam | For | For | |||||
4 | Jeffrey A. Hilzinger | For | For | |||||
5 | Angela A. Knight | For | For | |||||
6 | Laura Newman Olle | For | For | |||||
7 | Richard J. Srednicki | For | For | |||||
8 | Richard P. Stovsky | For | For | |||||
9 | Ashish Masih | For | For | |||||
2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
UNIVERSAL INSURANCE HOLDINGS, INC. | ||||||||
Security | 91359V107 | Meeting Type | Annual | |||||
Ticker Symbol | UVE | Meeting Date | 11-Jun-2021 | |||||
ISIN | US91359V1070 | Agenda | 935415059 - Management | |||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Scott P. Callahan | Management | Against | Against | ||||
1B. | Election of Director: Kimberly D. Campos | Management | For | For | ||||
1C. | Election of Director: Stephen J. Donaghy | Management | For | For | ||||
1D. | Election of Director: Sean P. Downes | Management | For | For | ||||
1E. | Election of Director: Marlene M. Gordon | Management | Against | Against | ||||
1F. | Election of Director: Richard D. Peterson | Management | For | For | ||||
1G. | Election of Director: Michael A. Pietrangelo | Management | Against | Against | ||||
1H. | Election of Director: Ozzie A. Schindler | Management | For | For | ||||
1I. | Election of Director: Jon W. Springer | Management | For | For | ||||
1J. | Election of Director: Joel M. Wilentz, M.D. | Management | Against | Against | ||||
2. | Approval of Universal Insurance Holdings, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | ||||
4. | Ratification of the appointment of Plante & Moran, PLLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | ||||||||
Security | 971378104 | Meeting Type | Annual | |||||
Ticker Symbol | WSC | Meeting Date | 11-Jun-2021 | |||||
ISIN | US9713781048 | Agenda | 935438829 - Management | |||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve a three-year term: Ms. Sara R. Dial | Management | Against | Against | ||||
1B. | Election of Director to serve a three-year term: Mr. Gerard E. Holthaus | Management | Against | Against | ||||
1C. | Election of Director to serve a three-year term: Mr. Gary Lindsay | Management | For | For | ||||
1D. | Election of Director to serve a three-year term: Ms. Kimberly J. McWaters | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm of WillScot Mobile Mini Holdings Corp. for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory and non-binding basis, the compensation of the named executive officers of WillScot Mobile Mini Holdings Corp. | Management | For | For | ||||
4. | To approve amendments to the Amended and Restated Certificate of Incorporation of WillScot Mobile Mini Holdings Corp. to declassify the Board of Directors. | Management | For | For | ||||
CENTURY ALUMINUM COMPANY | ||||||||
Security | 156431108 | Meeting Type | Annual | |||||
Ticker Symbol | CENX | Meeting Date | 14-Jun-2021 | |||||
ISIN | US1564311082 | Agenda | 935416760 - Management | |||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Jarl Berntzen | Withheld | Against | |||||
2 | Michael Bless | Withheld | Against | |||||
3 | Errol Glasser | Withheld | Against | |||||
4 | Wilhelm van Jaarsveld | Withheld | Against | |||||
5 | Andrew Michelmore | Withheld | Against | |||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | ||||
TRINSEO S.A. | ||||||||
Security | L9340P101 | Meeting Type | Annual | |||||
Ticker Symbol | TSE | Meeting Date | 14-Jun-2021 | |||||
ISIN | LU1057788488 | Agenda | 935421785 - Management | |||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||
City / | Country | / | Luxembourg | Vote Deadline Date | 10-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the proposed merger of the Company into Trinseo PLC, ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
2. | To approve an amendment to Article 7.1.1 of the Company's ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
3. | Subject to approval of Proposal 1, to consider and approve, on a ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
4A. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
4B. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
4C. | Subject to approval of Proposal 1, to consider and vote upon ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
5. | Subject to the approval of the Proposal 1, to approve the ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
6A. | Election of Director: K'Lynne Johnson | Management | ||||||
6B. | Election of Director: Joseph Alvarado | Management | ||||||
6C. | Election of Director: Frank A. Bozich | Management | ||||||
6D. | Election of Director: Jeffrey Cote | Management | ||||||
6E. | Election of Director: Pierre-Marie De Leener | Management | ||||||
6F. | Election of Director: Sandra Beach Lin | Management | ||||||
6G. | Election of Director: Jeanmarie Desmond | Management | ||||||
6H. | Election of Director: Matthew Farrell | Management | ||||||
6I. | Election of Director: Philip Martens | Management | ||||||
6J. | Election of Director: Donald Misheff | Management | ||||||
6K. | Election of Director: Henri Steinmetz | Management | ||||||
6L. | Election of Director: Mark Tomkins | Management | ||||||
7. | Subject to approval of Proposal 2, to elect Ms. Victoria Brifo ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
8. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. | Management | ||||||
9. | To approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. | Management | ||||||
10. | To approve changes to the Company's director compensation program. | Management | ||||||
11. | To approve the Company's annual accounts prepared in accordance ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
12. | To approve the allocation of the results of the year ended ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
13. | To approve the granting and discharge of the Company's directors ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
14. | To ratify the appointment of PricewaterhouseCoopers Société ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
15. | To ratify the appointment of PricewaterhouseCoopers LLP to be ...(due to space limits, see proxy statement for full proposal). | Management | ||||||
NEW YORK MORTGAGE TRUST, INC. | ||||||||
Security | 649604501 | Meeting Type | Annual | |||||
Ticker Symbol | NYMT | Meeting Date | 14-Jun-2021 | |||||
ISIN | US6496045013 | Agenda | 935422751 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve until the 2022 Annual Meeting: David R. Bock | Management | Against | Against | ||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Michael B. Clement | Management | For | For | ||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Alan L. Hainey | Management | Against | Against | ||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Steven R. Mumma | Management | For | For | ||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Steven G. Norcutt | Management | For | For | ||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Lisa A. Pendergast | Management | Against | Against | ||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Jason T. Serrano | Management | For | For | ||||
2. | To hold an advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended, to increase the share reserve by 30,000,000 shares of common stock. | Management | For | For | ||||
4. | To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
MODIVCARE INC | ||||||||
Security | 60783X104 | Meeting Type | Annual | |||||
Ticker Symbol | MODV | Meeting Date | 15-Jun-2021 | |||||
ISIN | US60783X1046 | Agenda | 935421557 - Management | |||||
Record Date | 22-Apr-2021 | Holding Recon Date | 22-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class III Director: Todd J. Carter | Management | For | For | ||||
1B. | Election of Class III Director: Frank J. Wright | Management | Against | Against | ||||
1C. | Election of Class III Director: Garth Graham, MD | Management | For | For | ||||
2. | A non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company to serve for the 2021 fiscal year. | Management | For | For | ||||
FIVE BELOW, INC. | ||||||||
Security | 33829M101 | Meeting Type | Annual | |||||
Ticker Symbol | FIVE | Meeting Date | 15-Jun-2021 | |||||
ISIN | US33829M1018 | Agenda | 935422573 - Management | |||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Dinesh S. Lathi | Management | For | For | ||||
1B. | Election of Director: Richard L. Markee | Management | For | For | ||||
1C. | Election of Director: Thomas G. Vellios | Management | For | For | ||||
1D. | Election of Director: Zuhairah S. Washington | Management | Against | Against | ||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the current fiscal year ending January 29, 2022. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, the Company's Named Executive Officer compensation. | Management | For | For | ||||
EXLSERVICE HOLDINGS, INC. | ||||||||
Security | 302081104 | Meeting Type | Annual | |||||
Ticker Symbol | EXLS | Meeting Date | 16-Jun-2021 | |||||
ISIN | US3020811044 | Agenda | 935413182 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Garen Staglin | Management | Against | Against | ||||
1B. | Election of Director: Rohit Kapoor | Management | For | For | ||||
1C. | Election of Director: Anne Minto | Management | Against | Against | ||||
1D. | Election of Director: Som Mittal | Management | Against | Against | ||||
1E. | Election of Director: Clyde Ostler | Management | For | For | ||||
1F. | Election of Director: Vikram Pandit | Management | Against | Against | ||||
1G. | Election of Director: Kristy Pipes | Management | For | For | ||||
1H. | Election of Director: Nitin Sahney | Management | Against | Against | ||||
1I. | Election of Director: Jaynie Studenmund | Management | For | For | ||||
2. | The ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | For | For | ||||
3. | The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | For | For | ||||
NATUS MEDICAL INCORPORATED | ||||||||
Security | 639050103 | Meeting Type | Annual | |||||
Ticker Symbol | NTUS | Meeting Date | 16-Jun-2021 | |||||
ISIN | US6390501038 | Agenda | 935417077 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to serve until 2022 Annual meeting: Ilan Daskal | Management | Against | Against | ||||
1B. | Election of Director to serve until 2022 Annual meeting: Lisa Wipperman Heine | Management | For | For | ||||
1C. | Election of Director to serve until 2022 Annual meeting: Jonathan A. Kennedy | Management | For | For | ||||
1D. | Election of Director to serve until 2022 Annual meeting: Joshua H. Levine | Management | Against | Against | ||||
1E. | Election of Director to serve until 2022 Annual meeting: Barbara R. Paul | Management | For | For | ||||
1F. | Election of Director to serve until 2022 Annual meeting: Alice D. Schroeder | Management | Against | Against | ||||
1G. | Election of Director to serve until 2022 Annual meeting: Thomas J. Sullivan | Management | For | For | ||||
2. | Approval of the Natus Medical Incorporated 2021 Equity Incentive Plan. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the named executive officer compensation disclosed in the attached Proxy Statement. | Management | For | For | ||||
4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31 , 2021. | Management | For | For | ||||
AMC NETWORKS INC | ||||||||
Security | 00164V103 | Meeting Type | Annual | |||||
Ticker Symbol | AMCX | Meeting Date | 16-Jun-2021 | |||||
ISIN | US00164V1035 | Agenda | 935422939 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Leonard Tow | Withheld | Against | |||||
2 | David E. Van Zandt | Withheld | Against | |||||
3 | Carl E. Vogel | Withheld | Against | |||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||
4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | For | Against | ||||
5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | For | Against | ||||
BM TECHNOLOGIES, INC. | ||||||||
Security | 05591L107 | Meeting Type | Annual | |||||
Ticker Symbol | BMTX | Meeting Date | 16-Jun-2021 | |||||
ISIN | US05591L1070 | Agenda | 935425973 - Management | |||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Aaron Hodari | For | For | |||||
2 | Pankaj Dinodia | For | For | |||||
2. | Approval of the BM Technology, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||
3. | Ratification of appointment of BDO USA, LLP as independent registered public accounting firm. | Management | For | For | ||||
4. | To transact such other matters as may properly come before the 2021 annual meeting or any adjournment or postponement thereof. | Management | For | For | ||||
REX AMERICAN RESOURCES CORP | ||||||||
Security | 761624105 | Meeting Type | Annual | |||||
Ticker Symbol | REX | Meeting Date | 16-Jun-2021 | |||||
ISIN | US7616241052 | Agenda | 935433108 - Management | |||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Stuart A. Rose | Management | For | For | ||||
1B. | Election of Director: Zafar Rizvi | Management | For | For | ||||
1C. | Election of Director: Edward M. Kress | Management | For | For | ||||
1D. | Election of Director: David S. Harris | Management | Against | Against | ||||
1E. | Election of Director: Charles A. Elcan | Management | Against | Against | ||||
1F. | Election of Director: Mervyn L. Alphonso | Management | Against | Against | ||||
1G. | Election of Director: Lee Fisher | Management | Against | Against | ||||
1H. | Election of Director: Anne MacMillan | Management | Against | Against | ||||
2. | ADVISORY VOTE on executive compensation. | Management | For | For | ||||
3. | AMENDMENT TO CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
OFFICE PROPERTIES INCOME TRUST | ||||||||
Security | 67623C109 | Meeting Type | Annual | |||||
Ticker Symbol | OPI | Meeting Date | 17-Jun-2021 | |||||
ISIN | US67623C1099 | Agenda | 935410883 - Management | |||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Independent Trustee: William A. Lamkin | Management | For | For | ||||
1B. | Election of Independent Trustee: Elena B. Poptodorova | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2021 fiscal year. | Management | For | For | ||||
MGP INGREDIENTS INC | ||||||||
Security | 55303J106 | Meeting Type | Annual | |||||
Ticker Symbol | MGPI | Meeting Date | 17-Jun-2021 | |||||
ISIN | US55303J1060 | Agenda | 935413310 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Neha J. Clark | Management | For | For | ||||
1B. | Election of Director: Thomas A. Gerke | Management | For | For | ||||
1C. | Election of Director: Donn Lux | Management | For | For | ||||
1D. | Election of Director: Kevin S. Rauckman | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||
3. | To adopt an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
ASGN INCORPORATED | ||||||||
Security | 00191U102 | Meeting Type | Annual | |||||
Ticker Symbol | ASGN | Meeting Date | 17-Jun-2021 | |||||
ISIN | US00191U1025 | Agenda | 935417736 - Management | |||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Joseph W. Dyer | Management | For | For | ||||
1.2 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Mariel A. Joliet | Management | For | For | ||||
1.3 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Marty R. Kittrell | Management | For | For | ||||
1.4 | Election of Class II Director for the three-year period expiring at our 2024 Annual Meeting: Carol Lindstrom | Management | For | For | ||||
2. | Proposal to approve on a non-binding advisory basis the Company's executive compensation for the year ended December 31, 2020. | Management | For | For | ||||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||
BALCHEM CORPORATION | ||||||||
Security | 057665200 | Meeting Type | Annual | |||||
Ticker Symbol | BCPC | Meeting Date | 17-Jun-2021 | |||||
ISIN | US0576652004 | Agenda | 935418500 - Management | |||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel Knutson | For | For | |||||
2 | Joyce Lee | For | For | |||||
2. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2021. | Management | For | For | ||||
3. | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | For | For | ||||
MERIT MEDICAL SYSTEMS, INC. | ||||||||
Security | 589889104 | Meeting Type | Annual | |||||
Ticker Symbol | MMSI | Meeting Date | 17-Jun-2021 | |||||
ISIN | US5898891040 | Agenda | 935423688 - Management | |||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director for three year term: Fred P. Lampropoulos | Management | For | For | ||||
1B. | Election of Director for three year term: A. Scott Anderson | Management | For | For | ||||
1C. | Election of Director for three year term: Lynne N. Ward | Management | For | For | ||||
1D. | Election of Director for three year term: Stephen C. Evans | Management | For | For | ||||
2. | Approval of an amendment to the 2018 Long-Term Incentive Plan to increase the number of shares of Common Stock authorized for issuance thereunder by 3,000,000 shares. | Management | For | For | ||||
3. | Approval of an amendment to the 1996 Employee Stock Purchase Plan to increase the number of shares of Common Stock authorized for issuance thereunder by 100,000 shares. | Management | For | For | ||||
4. | Approval of a non-binding, advisory resolution approving the compensation of the Company's named executive officers as described in the Merit Medical Systems, Inc. Proxy Statement. | Management | For | For | ||||
5. | Ratification of the Audit Committee's appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||
WISDOMTREE INVESTMENTS, INC. | ||||||||
Security | 97717P104 | Meeting Type | Annual | |||||
Ticker Symbol | WETF | Meeting Date | 17-Jun-2021 | |||||
ISIN | US97717P1049 | Agenda | 935424539 - Management | |||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Anthony Bossone | Management | Against | Against | ||||
1B. | Election of Director: Smita Conjeevaram | Management | For | For | ||||
1C. | Election of Director: Bruce Lavine | Management | Against | Against | ||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||||
LUMINEX CORPORATION | ||||||||
Security | 55027E102 | Meeting Type | Special | |||||
Ticker Symbol | LMNX | Meeting Date | 21-Jun-2021 | |||||
ISIN | US55027E1029 | Agenda | 935446193 - Management | |||||
Record Date | 14-May-2021 | Holding Recon Date | 14-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For | ||||
2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For | ||||
3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||
ALLEGIANT TRAVEL COMPANY | ||||||||
Security | 01748X102 | Meeting Type | Annual | |||||
Ticker Symbol | ALGT | Meeting Date | 23-Jun-2021 | |||||
ISIN | US01748X1028 | Agenda | 935425252 - Management | |||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Maurice J. Gallagher, Jr. | Management | For | For | ||||
1B. | Election of Director: Montie Brewer | Management | Against | Against | ||||
1C. | Election of Director: Gary Ellmer | Management | Against | Against | ||||
1D. | Election of Director: Ponder Harrison | Management | For | For | ||||
1E. | Election of Director: Linda A. Marvin | Management | Against | Against | ||||
1F. | Election of Director: Charles W. Pollard | Management | For | For | ||||
1G. | Election of Director: John Redmond | Management | For | For | ||||
2. | Approval of advisory resolution approving executive compensation. | Management | For | For | ||||
3. | Ratification of KPMG LLP as independent registered public accountants. | Management | For | For | ||||
4. | Stockholder proposal regarding right to call a Special Meeting. | Shareholder | Against | For | ||||
APOGEE ENTERPRISES, INC. | ||||||||
Security | 037598109 | Meeting Type | Annual | |||||
Ticker Symbol | APOG | Meeting Date | 23-Jun-2021 | |||||
ISIN | US0375981091 | Agenda | 935433653 - Management | |||||
Record Date | 28-Apr-2021 | Holding Recon Date | 28-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Class II Director: Christina M. Alvord | Management | Against | Against | ||||
1B. | Election of Class II Director: Herbert K. Parker | Management | Against | Against | ||||
1C. | Election of Class II Director: Ty R. Silberhorn | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE APOGEE ENTERPRISES, INC. 2019 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED (2021) TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR AWARDS FROM 1,150,000 TO 2,150,000. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOGEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2022. | Management | For | For | ||||
BANC OF CALIFORNIA, INC. | ||||||||
Security | 05990K106 | Meeting Type | Special | |||||
Ticker Symbol | BANC | Meeting Date | 23-Jun-2021 | |||||
ISIN | US05990K1060 | Agenda | 935439605 - Management | |||||
Record Date | 10-May-2021 | Holding Recon Date | 10-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | BOC Merger Proposal: To approve the merger pursuant to the terms of the Agreement and Plan of Merger, dated as of March 22, 2021, by and between BOC and Pacific Mercantile Bancorp, as such agreement may be amended from time to time. | Management | For | For | ||||
2. | BOC Stock Issuance Proposal: To approve the issuance of common stock of BOC in connection with the merger. | Management | For | For | ||||
3. | BOC Adjournment Proposal: To approve one or more adjournments of the BOC special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies if there are insufficient votes at the time of the BOC special meeting to approve the BOC merger proposal or the BOC stock issuance proposal. | Management | For | For | ||||
CATCHMARK TIMBER TRUST, INC. | ||||||||
Security | 14912Y202 | Meeting Type | Annual | |||||
Ticker Symbol | CTT | Meeting Date | 24-Jun-2021 | |||||
ISIN | US14912Y2028 | Agenda | 935398772 - Management | |||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for one-year term expiring in 2022: Tim E. Bentsen | Management | For | For | ||||
1.2 | Election of Director for one-year term expiring in 2022: Brian M. Davis | Management | For | For | ||||
1.3 | Election of Director for one-year term expiring in 2022: James M. DeCosmo | Management | Against | Against | ||||
1.4 | Election of Director for one-year term expiring in 2022: Paul S. Fisher | Management | Against | Against | ||||
1.5 | Election of Director for one-year term expiring in 2022: Mary E. McBride | Management | Against | Against | ||||
1.6 | Election of Director for one-year term expiring in 2022: Douglas D. Rubenstein | Management | Against | Against | ||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | Approval, of the CatchMark Timber Trust, Inc. 2021 Incentive Plan. | Management | For | For | ||||
4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||
HEALTHEQUITY, INC. | ||||||||
Security | 42226A107 | Meeting Type | Annual | |||||
Ticker Symbol | HQY | Meeting Date | 24-Jun-2021 | |||||
ISIN | US42226A1079 | Agenda | 935431421 - Management | |||||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Management | Against | Against | ||||
1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Management | For | For | ||||
1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Management | For | For | ||||
1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Management | For | For | ||||
1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Management | For | For | ||||
1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Management | Against | Against | ||||
1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Management | For | For | ||||
1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Management | For | For | ||||
1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Management | Against | Against | ||||
1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | ||||
3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Management | For | For | ||||
COHERENT, INC. | ||||||||
Security | 192479103 | Meeting Type | Special | |||||
Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 | |||||
ISIN | US1924791031 | Agenda | 935434578 - Management | |||||
Record Date | 05-May-2021 | Holding Recon Date | 05-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | ||||
3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | ||||
II-VI INCORPORATED | ||||||||
Security | 902104108 | Meeting Type | Special | |||||
Ticker Symbol | IIVI | Meeting Date | 24-Jun-2021 | |||||
ISIN | US9021041085 | Agenda | 935442993 - Management | |||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Proposal to approve the issuance of shares of II-VI Incorporated's common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. | Management | For | For | ||||
2. | Proposal to adjourn II-VI Incorporated's special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated's special meeting to approve the share issuance proposal described above. | Management | For | For | ||||
COHERENT, INC. | ||||||||
Security | 192479103 | Meeting Type | Special | |||||
Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 | |||||
ISIN | US1924791031 | Agenda | 935443008 - Management | |||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | ||||
3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | ||||
GUESS?, INC. | ||||||||
Security | 401617105 | Meeting Type | Annual | |||||
Ticker Symbol | GES | Meeting Date | 24-Jun-2021 | |||||
ISIN | US4016171054 | Agenda | 935445545 - Management | |||||
Record Date | 10-May-2021 | Holding Recon Date | 10-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | ||||
2. | DIRECTOR | Management | ||||||
1 | Maurice Marciano | Withheld | Against | |||||
2 | Laurie Ann Goldman | For | For | |||||
3 | Thomas J. Barrack, Jr. | For | For | |||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending January 29, 2022. | Management | For | For | ||||
SIGNET JEWELERS LIMITED | ||||||||
Security | G81276100 | Meeting Type | Annual | |||||
Ticker Symbol | SIG | Meeting Date | 25-Jun-2021 | |||||
ISIN | BMG812761002 | Agenda | 935432752 - Management | |||||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||||
City / | Country | / | United Kingdom | Vote Deadline Date | 24-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: H. Todd Stitzer | Management | For | For | ||||
1B. | Election of Director: André V. Branch | Management | For | For | ||||
1C. | Election of Director: Virginia C. Drosos | Management | For | For | ||||
1D. | Election of Director: R. Mark Graf | Management | For | For | ||||
1E. | Election of Director: Zackery A. Hicks | Management | Against | Against | ||||
1F. | Election of Director: Sharon L. McCollam | Management | Against | Against | ||||
1G. | Election of Director: Helen McCluskey | Management | Against | Against | ||||
1H. | Election of Director: Nancy A. Reardon | Management | For | For | ||||
1I. | Election of Director: Jonathan Seiffer | Management | For | For | ||||
1J. | Election of Director: Brian Tilzer | Management | Against | Against | ||||
1K. | Election of Director: Eugenia Ulasewicz | Management | For | For | ||||
1L. | Election of Director: Dontá L. Wilson | Management | For | For | ||||
2. | Appointment of KPMG LLP as independent auditor of the Company, to hold office from the conclusion of this Meeting until the conclusion of the next Annual Meeting of Shareholders and authorization of the Audit Committee to determine its compensation. | Management | For | For | ||||
3. | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement (the "Say-on- Pay" vote). | Management | For | For | ||||
EHEALTH, INC. | ||||||||
Security | 28238P109 | Meeting Type | Annual | |||||
Ticker Symbol | EHTH | Meeting Date | 30-Jun-2021 | |||||
ISIN | US28238P1093 | Agenda | 935441446 - Management | |||||
Record Date | 10-May-2021 | Holding Recon Date | 10-May-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 29-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | James E. Murray | For | For | |||||
2 | Cesar M. Soriano | For | For | |||||
3 | Dale B. Wolf | For | For | |||||
2. | Company Proposal: To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For | ||||
3. | Company Proposal: To vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||
SYNNEX CORPORATION | ||||||||
Security | 87162W100 | Meeting Type | Special | |||||
Ticker Symbol | SNX | Meeting Date | 30-Jun-2021 | |||||
ISIN | US87162W1009 | Agenda | 935461943 - Management | |||||
Record Date | 08-Jun-2021 | Holding Recon Date | 08-Jun-2021 | |||||
City / | Country | / | United States | Vote Deadline Date | 29-Jun-2021 | |||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Adopt the Agreement and Plan of Merger, dated as of March 22, 2021 by and among SYNNEX, Tiger Parent (AP) Corporation, a Delaware corporation, Spire Sub I, Inc., a Delaware corporation and a direct wholly owned subsidiary of SYNNEX and Spire Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of SYNNEX. | Management | For | For | ||||
2. | Approve the issuance of an aggregate of 44 million shares of common stock, par value $0.001 per share, of SYNNEX. | Management | For | For | ||||
3. | Adopt an amendment to SYNNEX' certificate of incorporation to increase the number of authorized shares of SYNNEX common stock thereunder from 100 million shares to 200 million shares. | Management | For | For | ||||
4. | Adopt an amendment to SYNNEX' certificate of incorporation, pursuant to which SYNNEX shall waive the corporate opportunity doctrine with respect to certain directors and certain other parties. | Management | For | For | ||||
5. | To consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies. | Management | For | For |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.1 | Elect Director Chaim Indig | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.2 | Elect Director Michael Weintraub | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 1.3 | Elect Director Edward Cahill | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Phreesia, Inc. | PHR | USA | 71944F106 | Annual | 08-Jul-20 | 11-May-20 | Confirmed | 19,781 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.1 | Elect Director Lisa L. Troe | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.2 | Elect Director Paul Caine | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 1.3 | Elect Director Doug Knopper | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | MGNI | USA | 78112V102 | Annual | 08-Jul-20 | 14-May-20 | Confirmed | 106,449 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.1 | Elect Director Keith Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.2 | Elect Director Michael Berman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.3 | Elect Director Timothy Bernlohr | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.4 | Elect Director Eddie Capel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.5 | Elect Director John C. Firth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.6 | Elect Director Michael Kaufman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.7 | Elect Director Erin Mulligan Nelson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.8 | Elect Director Gary E. Robinette | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 1.9 | Elect Director Mark J. Yost | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 29-Jul-20 | 03-Jun-20 | Confirmed | 19,181 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.1 | Elect Director John Fieldly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.2 | Elect Director Nicholas Castaldo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.3 | Elect Director Kevin Harrington | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.4 | Elect Director Hal Kravitz | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.5 | Elect Director Tony Lau | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.6 | Elect Director Thomas E. Lynch | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 1.7 | Elect Director William H. Milmoe | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celsius Holdings, Inc. | CELH | USA | 15118V207 | Annual | 30-Jul-20 | 10-Jun-20 | Sent | 18,406 | Management | 2 | Ratify Assurance Dimensions as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.1 | Elect Director Shaler Alias | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.2 | Elect Director Richard E. Thornburgh | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 1.3 | Elect Director Paul R. Garcia | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Repay Holdings Corporation | RPAY | USA | 76029L100 | Annual | 05-Aug-20 | 10-Jun-20 | Confirmed | 45,620 | Management | 2 | Ratify Grant Thornton, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.1 | Elect Director Peter Salzmann | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.2 | Elect Director Andrew Fromkin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 1.3 | Elect Director George Migausky | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Immunovant, Inc. | IMVT | USA | 45258J102 | Annual | 19-Aug-20 | 22-Jun-20 | Confirmed | 30,041 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 1.1 | Reelect Philippe Botteri as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 1.2 | Reelect Jonathan Kolber as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 2 | Approve Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fiverr International Ltd. | FVRR | Israel | M4R82T106 | Annual | 20-Aug-20 | 14-Jul-20 | Confirmed | 7,782 | Management | 4 | Discuss Financial Statements and the Report of the Board | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.1 | Elect Director Kirk L. Perry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.2 | Elect Director Sabrina L. Simmons | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 1.3 | Elect Director Maureen C. Watson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | Annual | 27-Aug-20 | 06-Jul-20 | Confirmed | 63,135 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Special | 17-Sep-20 | 28-Aug-20 | Confirmed | 4,715 | Management | 1 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Special | 17-Sep-20 | 28-Aug-20 | Confirmed | 4,715 | Management | 2 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.1 | Elect Director Charles A. Norris | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.2 | Elect Director Leta D. Priest | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.3 | Elect Director Olu Beck | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 1.4 | Elect Director William B. Cyr | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 4 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 24-Sep-20 | 31-Jul-20 | Confirmed | 7,708 | Management | 5 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.1 | Elect Director Ivar S. Chhina | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.2 | Elect Director Michael J. Connolly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 1.3 | Elect Director Mark W. Lanigan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Malibu Boats, Inc. | MBUU | USA | 56117J100 | Annual | 03-Nov-20 | 17-Sep-20 | Confirmed | 20,779 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.1 | Elect Director David Gandler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.2 | Elect Director Edgar Bronfman, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.3 | Elect Director Par-Jorgen Parson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.4 | Elect Director Daniel Leff | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.5 | Elect Director Henry Ahn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.6 | Elect Director Ignacio Figueras | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 1.7 | Elect Director Laura Onopchenko | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 5 | Amend Form of Indemnification Agreement of Directors and Officers | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | fuboTV Inc. | FUBO | USA | 35953D104 | Annual | 14-Dec-20 | 13-Nov-20 | Confirmed | 78,080 | Management | 6 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1a | Elect Director Leonard Livschitz | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1b | Elect Director Shuo Zhang | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 1c | Elect Director Marina Levinson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Grid Dynamics Holdings, Inc. | GDYN | USA | 39813G109 | Annual | 15-Dec-20 | 23-Oct-20 | Confirmed | 56,408 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.1 | Elect Director Sara E. Armbruster | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.2 | Elect Director William C. Fisher | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 1.3 | Elect Director Michael J. Happe | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 15-Dec-20 | 20-Oct-20 | Confirmed | 8,731 | Management | 4 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 2 | Approve Remuneration Report | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 3 | Reappoint KPMG LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 4 | Elect John Cotterell as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 5 | Elect Mark Thurston as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 6 | Elect Andrew Allan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 7 | Elect Ben Druskin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 8 | Elect David Pattillo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 9 | Elect Sulina Connal as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava Plc | DAVA | United Kingdom | 29260V105 | Annual | 16-Dec-20 | 03-Nov-20 | Confirmed | 21,673 | Management | 10 | Elect Trevor Smith as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.1 | Elect Director Michael Mathews | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.2 | Elect Director Frank J. Cotroneo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.3 | Elect Director Norman D. Dicks | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.4 | Elect Director C. James Jensen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.5 | Elect Director Andrew Kaplan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.6 | Elect Director Douglas Kass | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.7 | Elect Director Michael Koehneman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 1.8 | Elect Director Sanford Rich | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 3 | Ratify Salberg & Company, P.A. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Group, Inc. | ASPU | USA | 04530L203 | Annual | 21-Dec-20 | 30-Oct-20 | Confirmed | 45,292 | Management | 6 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 1 | Approve Merger Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 2 | Advisory Vote on Golden Parachutes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BMC Stock Holdings, Inc. | BMCH | USA | 05591B109 | Special | 22-Dec-20 | 13-Nov-20 | Confirmed | 19,191 | Management | 3 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.1 | Elect Director Emily M. Leproust | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.2 | Elect Director William Banyai | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 1.3 | Elect Director Robert Chess | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 03-Feb-21 | 31-Dec-20 | Confirmed | 15,537 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.1 | Elect Director Frederick V. Moore | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.2 | Elect Director Becky S. Shulman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.3 | Elect Director Lizabeth H. Zlatkus | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 1.4 | Elect Director Ronald D. McCray | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 23-Feb-21 | 31-Dec-20 | Confirmed | 19,201 | Management | 3 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1a | Elect Director P. Austin Singleton | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1b | Elect Director Mitchell W. Legler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 1c | Elect Director John F. Schraudenbach | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OneWater Marine Inc. | ONEW | USA | 68280L101 | Annual | 23-Feb-21 | 04-Jan-21 | Confirmed | 23,474 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.1 | Elect Director Katharin S. Dyer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.2 | Elect Director Patrick W. Gross | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 1.3 | Elect Director Beatriz V. Infante | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Liquidity Services, Inc. | LQDT | USA | 53635B107 | Annual | 25-Feb-21 | 06-Jan-21 | Confirmed | 28,169 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1a | Elect Director William H. McGill, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1b | Elect Director Charles R. Oglesby | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 1c | Elect Director Rebecca White | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MarineMax, Inc. | HZO | USA | 567908108 | Annual | 25-Feb-21 | 21-Dec-20 | Confirmed | 12,104 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AdaptHealth Corp. | AHCO | USA | 00653Q102 | Special | 03-Mar-21 | 04-Jan-21 | Confirmed | 36,581 | Management | 1 | Approve Issuance of Class A Common Stock Upon Conversion of Series C Preferred Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.1 | Elect Director James M. Chirico, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.2 | Elect Director Stephan Scholl | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.3 | Elect Director Susan L. Spradley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.4 | Elect Director Stanley J. Sutula, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.5 | Elect Director Robert Theis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.6 | Elect Director Scott D. Vogel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.7 | Elect Director William D. Watkins | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 1.8 | Elect Director Jacqueline 'Jackie' E. Yeaney | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Avaya Holdings Corp. | AVYA | USA | 05351X101 | Annual | 03-Mar-21 | 04-Jan-21 | Confirmed | 65,350 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 1 | Increase Authorized Common Stock | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 2 | Approve SPAC Transaction | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.1 | Elect Director Rao Mulpuri | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.2 | Elect Director Tom Cheung | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.3 | Elect Director Nigel Gormly | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.4 | Elect Director Harold Hughes | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.5 | Elect Director Tom Leppert | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.6 | Elect Director Toby Cosgrove | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 3.7 | Elect Director Lisa Picard | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 4 | Approve Issuance of Shares for a Private Placement | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.1 | Approve Combination of Entity Class A Common Stock | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.2 | Change Company Name to View, Inc. | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.3 | Eliminate Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.4 | Approve Issuance and Selling of any Part or any Shares of Authorized Shares and Approve Company to Purchase any Shares of any Class of Authorized Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.5 | Fix Number of Directors at Eleven | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.6 | Adopt Supermajority Vote Requirement to Amend Charter | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.7 | Adopt Supermajority Vote Requirement to Adopt, Amend, Repeal or Alter Bylaws | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 5.8 | Eliminate Blank Check Company Provisions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 6 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 7 | Approve Stock Option Plan Grants | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CF Finance Acquisition Corp. II | CFII | USA | 15725Q104 | Special | 05-Mar-21 | 27-Jan-21 | Confirmed | 66,111 | Management | 8 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GAN Ltd. | GAN | Bermuda | G3728V109 | Written Consent | 15-Mar-21 | 29-Dec-20 | Confirmed | 66,329 | Management | 1 | Approve Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 2 | Approve Treatment of Net Loss | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 3 | Fix Number of Directors at 11 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 4 | Elect Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 5 | Elect Fiscal Council Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 6 | Approve Remuneration of Company's Management | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 1 | Amend Article 34 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 2 | Amend Article 33 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 3 | Amend Article 41 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 4 | Consolidate Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 5 | Approve Agreement to Absorb SAVIS Tecnologia e Sistemas S.A. (Savis) | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 6 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 7 | Approve Independent Firm's Appraisal | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Embraer SA | EMBR3 | Brazil | 29082A107 | Annual/Special | 26-Apr-21 | 05-Apr-21 | Confirmed | 154,833 | Management | 8 | Approve Absorption of SAVIS Tecnologia e Sistemas S.A. (Savis) | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.1 | Elect Director Carlos M. Sepulveda, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.2 | Elect Director Aaron P. Graft | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.3 | Elect Director Charles A. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.4 | Elect Director Richard L. Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.5 | Elect Director Michael P. Rafferty | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.6 | Elect Director C. Todd Sparks | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.7 | Elect Director Debra A. Bradford | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.8 | Elect Director Laura K. Easley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.9 | Elect Director Frederick P. Perpall | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 1.10 | Elect Director Maribess L. Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 27-Apr-21 | 26-Feb-21 | Confirmed | 26,944 | Management | 4 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.1 | Elect Director Marilyn Carlson Nelson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.2 | Elect Director Jerry C. Griffin | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 1.3 | Elect Director Casey M. Tansey | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 29-Apr-21 | 04-Mar-21 | Confirmed | 11,021 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.1 | Elect Director Linda Baddour | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.2 | Elect Director Richard Berman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.3 | Elect Director Daniel M. Hancock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.4 | Elect Director Robert Hariri | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.5 | Elect Director Ram M. Jagannath | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.6 | Elect Director Ramkumar Mandalam | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.7 | Elect Director Jerrell W. Shelton | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 1.8 | Elect Director Edward J. Zecchini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CryoPort, Inc. | CYRX | USA | 229050307 | Annual | 30-Apr-21 | 05-Mar-21 | Confirmed | 31,677 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.1 | Elect Director Mark E. Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.2 | Elect Director Robyn Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.3 | Elect Director Peter Lane | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.4 | Elect Director Mark Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 1.5 | Elect Director James Reid | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 03-May-21 | 08-Mar-21 | Confirmed | 12,972 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.1 | Elect Director Gregory H. A. Baxter | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.2 | Elect Director H.C. Charles Diao | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.3 | Elect Director Ashley Davis Frushone | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.4 | Elect Director David Glazek | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.5 | Elect Director Assia Grazioli-Venier | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.6 | Elect Director Stephen Usher | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.7 | Elect Director Lawrence S. Wexler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 1.8 | Elect Director Arnold Zimmerman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 2 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Brands, Inc. | TPB | USA | 90041L105 | Annual | 04-May-21 | 05-Mar-21 | Confirmed | 33,572 | Management | 3 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 1a | Elect Director Andrew M. Caggia | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 1b | Elect Director Luis A. Muller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cohu, Inc. | COHU | USA | 192576106 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 25,010 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.1 | Elect Director Todd A. Becker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.2 | Elect Director Thomas Manuel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.3 | Elect Director Brian Peterson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 1.4 | Elect Director Alain Treuer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Green Plains Inc. | GPRE | USA | 393222104 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 43,355 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.1 | Elect Director Angus C. Russell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.2 | Elect Director Julian S. Gangolli | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 1.3 | Elect Director Olivia C. Ware | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 05-May-21 | 11-Mar-21 | Confirmed | 14,572 | Management | 4 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.1 | Elect Director Anthony (Tony) Guglielmin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.2 | Elect Director Brenda J. Eprile | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.3 | Elect Director Daniel M. Hancock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.4 | Elect Director David M. Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.5 | Elect Director Eileen Wheatman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.6 | Elect Director Karl-Viktor Schaller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.7 | Elect Director Michele J. Buchignani | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 1.8 | Elect Director Rita Forst | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Westport Fuel Systems Inc. | WPRT | Canada | 960908309 | Annual | 05-May-21 | 16-Mar-21 | Confirmed | 86,059 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1a | Elect Director Paula H. J. Cholmondeley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1b | Elect Director Donald DeFosset | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1c | Elect Director John L. Garrison, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1d | Elect Director Thomas J. Hansen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1e | Elect Director Sandie O'Connor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1f | Elect Director Christopher Rossi | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1g | Elect Director Andra M. Rush | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 1h | Elect Director David A. Sachs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Terex Corporation | TEX | USA | 880779103 | Annual | 06-May-21 | 12-Mar-21 | Confirmed | 43,490 | Management | 4 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 1.1 | Elect Director Timothy J. Buckley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 1.2 | Elect Director Joseph L. Cowan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChannelAdvisor Corporation | ECOM | USA | 159179100 | Annual | 07-May-21 | 08-Mar-21 | Confirmed | 106,440 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.1 | Elect Director Michael C. Dennison | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.2 | Elect Director Sidney Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 1.3 | Elect Director Ted Waitman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fox Factory Holding Corp. | FOXF | USA | 35138V102 | Annual | 07-May-21 | 09-Mar-21 | Confirmed | 12,327 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1a | Elect Director Geoffrey T. Barker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1b | Elect Director Jim Buechler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1c | Elect Director Maile Naylor (nee Clark) | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1d | Elect Director Greg Graves | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1e | Elect Director Laird Hamilton | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1f | Elect Director Paul Hodge | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 1g | Elect Director Thomas Wetherald | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Laird Superfood, Inc. | LSF | USA | 50736T102 | Annual | 07-May-21 | 12-Mar-21 | Confirmed | 12,813 | Management | 2 | Ratify Moss Adams LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.1 | Elect Director Gary E. Haroian | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.2 | Elect Director Diane Hessan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 1.3 | Elect Director Ritcha Ranjan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Brightcove Inc. | BCOV | USA | 10921T101 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 43,026 | Management | 4 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.1 | Elect Director Tonya W. Bradford | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.2 | Elect Director William H. Cameron | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.3 | Elect Director Diane B. Glossman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.4 | Elect Director Glen F. Hoffsis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.5 | Elect Director David G. Lucht | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.6 | Elect Director James S. Mahan, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.7 | Elect Director Miltom E. Petty | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.8 | Elect Director Neil L. Underwood | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 1.9 | Elect Director William L. Williams, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Live Oak Bancshares, Inc. | LOB | USA | 53803X105 | Annual | 11-May-21 | 12-Mar-21 | Confirmed | 35,572 | Management | 5 | Ratify Dixon Hughes Goodman LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.1 | Elect Director Tzu-Yin "TY" Chiu | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.2 | Elect Director Richard J. Faubert | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.3 | Elect Director Arthur L. George, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.4 | Elect Director Joseph P. Keithley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.5 | Elect Director John T. Kurtzweil | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.6 | Elect Director Mary G. Puma | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.7 | Elect Director Thomas St. Dennis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 1.8 | Elect Director Jorge Titinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axcelis Technologies, Inc. | ACLS | USA | 054540208 | Annual | 12-May-21 | 24-Mar-21 | Confirmed | 33,051 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.1 | Elect Director Robert I. Blum | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.2 | Elect Director Robert M. Califf | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 1.3 | Elect Director Sandford D. Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 12-May-21 | 22-Mar-21 | Confirmed | 92,611 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.1 | Elect Director David C. Aldous | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.2 | Elect Director Andrea E. Bertone | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.3 | Elect Director Robert A. Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.4 | Elect Director Ruth I. Dreessen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.5 | Elect Director Richard P. Graff | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.6 | Elect Director Michael A. Kelly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.7 | Elect Director Kevin T. Longe | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 1.8 | Elect Director Clifton Peter Rose | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | DMC Global Inc. | BOOM | USA | 23291C103 | Annual | 12-May-21 | 18-Mar-21 | Confirmed | 14,104 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.1 | Elect Director Charles M. Baum | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.2 | Elect Director Bruce L.A. Carter | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.3 | Elect Director Julie M. Cherrington | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.4 | Elect Director Aaron I. Davis | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.5 | Elect Director Henry J. Fuchs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.6 | Elect Director Michael Grey | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.7 | Elect Director Faheem Hasnain | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.8 | Elect Director Craig Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.9 | Elect Director Maya Martinez-Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 1.10 | Elect Director Shalini Sharp | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-21 | 15-Mar-21 | Confirmed | 3,763 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.1 | Elect Director Don Listwin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.2 | Elect Director Kevin Peters | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 1.3 | Elect Director J. Daniel Plants | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 4 | Amend Nonqualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Calix, Inc. | CALX | USA | 13100M509 | Annual | 13-May-21 | 16-Mar-21 | Confirmed | 79,676 | Management | 6 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.1 | Elect Director Carey Chen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.2 | Elect Director Jillian C. Evanko | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.3 | Elect Director Steven W. Krablin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.4 | Elect Director Singleton B. McAllister | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.5 | Elect Director Michael L. Molinini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 1.6 | Elect Director David M. Sagehorn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 13-May-21 | 17-Mar-21 | Confirmed | 18,712 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.1 | Elect Director J. Miguel Fernandez de Castro | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.2 | Elect Director Vijay Manthripragada | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 1.3 | Elect Director Robin L. Newmark | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Montrose Environmental Group, Inc. | MEG | USA | 615111101 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 36,625 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 1.1 | Elect Director Barclay F. Corbus | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 1.2 | Elect Director Jonathan E. Johnson, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Overstock.com, Inc. | OSTK | USA | 690370101 | Annual | 13-May-21 | 15-Mar-21 | Confirmed | 13,532 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.1 | Elect Director Joseph M. Cerulli | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.2 | Elect Director Todd M. Cleveland | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.3 | Elect Director John A. Forbes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.4 | Elect Director Michael A. Kitson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.5 | Elect Director Pamela R. Klyn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.6 | Elect Director Derrick B. Mayes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.7 | Elect Director Andy L. Nemeth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.8 | Elect Director Denis G. Suggs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 1.9 | Elect Director M. Scott Welch | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 13-May-21 | 19-Mar-21 | Confirmed | 9,651 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.1 | Elect Director Koert Erhardt | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.2 | Elect Director Brian Laibow | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 1.3 | Elect Director Sherman Lau | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Star Bulk Carriers Corp. | SBLK | Marshall Isl | Y8162K204 | Annual | 13-May-21 | 18-Mar-21 | Confirmed | 88,976 | Management | 2 | Ratify Deloitte Certified Public Accountants S.A as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 1a | Elect Director Rebeca Obregon-Jimenez | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 1b | Elect Director Kelley Steven-Waiss | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 14-May-21 | 19-Mar-21 | Confirmed | 32,028 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1a | Elect Director Terrence Downey | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1b | Elect Director Jaymin B. Patel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 1c | Elect Director Wanda Y. Wilson | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 2 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 3 | Authorize New Class of Preferred Stock | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 4 | Amend Certificate of Incorporation to Include New Jersey Gaming Law Requirements | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 5 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Annual | 18-May-21 | 19-Mar-21 | Confirmed | 40,278 | Management | 6 | Ratify Deloitte and Touche, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.1 | Elect Director Lev Peker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.2 | Elect Director Warren B. Phelps, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 1.3 | Elect Director Lisa Costa | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | CarParts.com, Inc. | PRTS | USA | 14427M107 | Annual | 18-May-21 | 24-Mar-21 | Confirmed | 46,798 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.1 | Elect Director Paul G. Giovacchini | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.2 | Elect Director Jayshree S. Desai | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.3 | Elect Director Linda P. Hudson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 1.4 | Elect Director Bavan M. Holloway | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 17,521 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.1 | Elect Director Mary A. Chaput | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.2 | Elect Director David G. Ellison | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 1.3 | Elect Director Daniel G. Tully | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Trean Insurance Group, Inc. | TIG | USA | 89457R101 | Annual | 18-May-21 | 22-Mar-21 | Confirmed | 31,447 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 1.1 | Elect Director Eileen F. Raney | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 1.2 | Elect Director Atul Bali | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everi Holdings Inc. | EVRI | USA | 30034T103 | Annual | 19-May-21 | 05-Apr-21 | Confirmed | 112,898 | Management | 4 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1a | Elect Director Kenneth R. Adams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1b | Elect Director Carl G. Braunlich | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1c | Elect Director Lewis A. Fanger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1d | Elect Director Eric J. Green | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1e | Elect Director Michael A. Hartmeier | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1f | Elect Director Daniel R. Lee | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1g | Elect Director Kathleen M. Marshall | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 1h | Elect Director Michael P. Shaunnessy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 3 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Full House Resorts, Inc. | FLL | USA | 359678109 | Annual | 19-May-21 | 01-Apr-21 | Confirmed | 93,511 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 4 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 5 | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 6 | Approve Discharge of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 7 | Reelect Antoine Benjamin Papiernik to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 8 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 9 | Amend Article 21.4 of the Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 10 | Amend Articles Re: Amend Authorized Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 11 | Amend Remuneration Policy for Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 12 | Grant Board Authority to Issue Shares Up To 15 Percent of Issued Capital and Exclude Pre-emptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ProQR Therapeutics NV | PRQR | Netherlands | N71542109 | Annual | 19-May-21 | 21-Apr-21 | Confirmed | 126,755 | Management | 13 | Authorize Board to Repurchase Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 1.1 | Elect Director Sanjiv K. Patel | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 1.2 | Elect Director Linda A. Hill | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Relay Therapeutics, Inc. | RLAY | USA | 75943R102 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 56,047 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.1 | Elect Director Nora Mead Brownell | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.2 | Elect Director Mark Longstreth | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 1.3 | Elect Director C. Park Shaper | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 25,130 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.1 | Elect Director Daryl M. Adams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.2 | Elect Director Thomas R. Clevinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 1.3 | Elect Director Paul A. Mascarenas | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Shyft Group, Inc. | SHYF | USA | 825698103 | Annual | 19-May-21 | 22-Mar-21 | Confirmed | 43,792 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 1 | Elect Director Jesse Chen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AXT, Inc. | AXTI | USA | 00246W103 | Annual | 20-May-21 | 23-Mar-21 | Confirmed | 40,629 | Management | 4 | Ratify BPM LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.1 | Elect Director Ming Hsieh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.2 | Elect Director John Bolger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.3 | Elect Director Yun Yen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 1.4 | Elect Director Linda Marsh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 20-May-21 | 26-Mar-21 | Confirmed | 6,490 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Pulmonx Corporation | LUNG | USA | 745848101 | Annual | 20-May-21 | 29-Mar-21 | Confirmed | 14,584 | Management | 1 | Elect Director Glendon E. French | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Pulmonx Corporation | LUNG | USA | 745848101 | Annual | 20-May-21 | 29-Mar-21 | Confirmed | 14,584 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.1 | Elect Director Robert D. Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.2 | Elect Director Barclay G. Jones, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 1.3 | Elect Director Dawn M. Zier | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spirit Airlines Inc. | SAVE | USA | 848577102 | Annual | 20-May-21 | 22-Mar-21 | Confirmed | 44,588 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 1.1 | Elect Director Freda Lewis-Hall | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 1.2 | Elect Director Jeffrey Schwartz | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Springworks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-21 | 06-Apr-21 | Confirmed | 39,588 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1a | Elect Director Clarence L. Granger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1b | Elect Director James P. Scholhamer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1c | Elect Director David T. ibnAle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1d | Elect Director Emily M. Liggett | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1e | Elect Director Thomas T. Edman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1f | Elect Director Barbara V. Scherer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1g | Elect Director Ernest E. Maddock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 1h | Elect Director Jacqueline A. Seto | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 2 | Ratify Moss Adams LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 20-May-21 | 31-Mar-21 | Confirmed | 57,798 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.1 | Elect Director John V. Balen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.2 | Elect Director Aimee Lapic | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 1.3 | Elect Director Jessica Jensen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 21-May-21 | 29-Mar-21 | Confirmed | 10,934 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.1 | Elect Director Roelof Botha | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.2 | Elect Director Steven L. Chapman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.3 | Elect Director Todd Cozzens | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 1.4 | Elect Director Matthew Rabinowitz | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 25-May-21 | 01-Apr-21 | Confirmed | 24,691 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.1 | Elect Director Eric A. Feldstein | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.2 | Elect Director Gene Yoon | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 1.3 | Elect Director Brandon Van Buren | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Open Lending Corporation | LPRO | USA | 68373J104 | Annual | 25-May-21 | 05-Apr-21 | Confirmed | 32,001 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.1 | Elect Director Peter S. Cobb | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.2 | Elect Director Jay L. Schottenstein | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.3 | Elect Director Roger L. Rawlins | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 1.4 | Elect Director Joanne Zaiac | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Designer Brands Inc. | DBI | USA | 250565108 | Annual | 27-May-21 | 01-Apr-21 | Confirmed | 74,438 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1a | Elect Director Douglas M. VanOort | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1b | Elect Director Mark W. Mallon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1c | Elect Director Lynn A. Tetrault | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1d | Elect Director Bruce K. Crowther | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1e | Elect Director Alison L. Hannah | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1f | Elect Director Kevin C. Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1g | Elect Director Stephen M. Kanovsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1h | Elect Director Michael A. Kelly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 1i | Elect Director Rachel A. Stahler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 27-May-21 | 31-Mar-21 | Confirmed | 32,054 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1a | Elect Director Albert Bolles | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1b | Elect Director Derek Briffett | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1c | Elect Director Joseph Ennen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1d | Elect Director Rebecca Fisher | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1e | Elect Director R. Dean Hollis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1f | Elect Director Katrina Houde | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1g | Elect Director Leslie Starr Keating | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 1h | Elect Director Kenneth Kempf | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SunOpta Inc. | SOY | Canada | 8676EP108 | Annual | 27-May-21 | 26-Mar-21 | Confirmed | 121,497 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.1 | Elect Director Ryan L. Pape | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.2 | Elect Director Mark E. Adams | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.3 | Elect Director John A. Constantine | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.4 | Elect Director Richard K. Crumly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 1.5 | Elect Director Michael A. Klonne | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | XPEL, Inc. | XPEL | USA | 98379L100 | Annual | 27-May-21 | 07-Apr-21 | Confirmed | 35,126 | Management | 2 | Ratify Baker Tilly US, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 2 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 3 | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 4 | Elect Maxine Gowen as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 6 | Increase Authorized Common and Preferred Stock | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 28-May-21 | 30-Apr-21 | Confirmed | 38,584 | Management | 7 | Amend Articles of Association to Add Federal Forum Selection Provision | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 1.1 | Elect Director Paul Fonteyne | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 1.2 | Elect Director Stephanie Monaghan O'Brien | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 18,260 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 1.1 | Elect Director Rebecca B. Blalock | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 1.2 | Elect Director Robert M. Gervis | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 01-Jun-21 | 05-Apr-21 | Confirmed | 60,246 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.1 | Elect Director Cathleen Black | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.2 | Elect Director W. Eric Carlborg | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.3 | Elect Director Susan Daimler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.4 | Elect Director Amar K. Goel | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.5 | Elect Director Rajeev K. Goel | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 1.6 | Elect Director Narendra (Naren) K. Gupta | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PubMatic, Inc. | PUBM | USA | 74467Q103 | Annual | 01-Jun-21 | 09-Apr-21 | Confirmed | 42,175 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1a | Elect Director Haiping Dun | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1b | Elect Director Chenming C. Hu | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1c | Elect Director Tracy Liu | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1d | Elect Director David H. Wang | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 1e | Elect Director Yinan Xiang | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 2 | Increase Authorized Common Stock | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 3 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ACM Research, Inc. | ACMR | USA | 00108J109 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 12,787 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.1 | Elect Director James E. Craddock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.2 | Elect Director Eric T. Greager | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.3 | Elect Director Carrie L. Hudak | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.4 | Elect Director Paul Keglevic | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.5 | Elect Director Audrey Robertson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.6 | Elect Director Brian Steck | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 1.7 | Elect Director Jeff E. Wojahn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bonanza Creek Energy, Inc. | BCEI | USA | 097793400 | Annual | 02-Jun-21 | 15-Apr-21 | Confirmed | 27,317 | Management | 5 | Ratify Tax Benefits Preservation Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 1.1 | Elect Director Thilo Schroeder | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 1.2 | Elect Director Peter Thompson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PMV Pharmaceuticals, Inc. | PMVP | USA | 69353Y103 | Annual | 02-Jun-21 | 09-Apr-21 | Confirmed | 14,912 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 1.1 | Elect Director Stuart M. Essig | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 1.2 | Elect Director Keith C. Valentine | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 02-Jun-21 | 05-Apr-21 | Confirmed | 45,823 | Management | 6 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.1 | Elect Director Robin A. Abrams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.2 | Elect Director James R. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.3 | Elect Director Karima Bawa | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.4 | Elect Director Russell N. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.5 | Elect Director Thomas K. Linton | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.6 | Elect Director Martin D. Mc Court | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.7 | Elect Director Lori M. O'Neill | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.8 | Elect Director Thomas Sieber | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.9 | Elect Director Kent P. Thexton | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.10 | Elect Director Mark Twaalfhoven | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 1.11 | Elect Director Gregory L. Waters | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 3 | Amend 2011 Treasury Based Restricted Share Unit Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 4 | Amend Stock Option Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sierra Wireless, Inc. | SW | Canada | 826516106 | Annual | 02-Jun-21 | 21-Apr-21 | Confirmed | 63,429 | Management | 5 | Advisory Vote on Executive Compensation Approach | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.1 | Elect Director Edward H. Frank | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.2 | Elect Director Christine A. Heckart | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 1.3 | Elect Director Tom D. Yiu | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sitime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-21 | 08-Apr-21 | Confirmed | 23,772 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 1.1 | Elect Director Joel S. Marcus | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 1.2 | Elect Director Jay S. Skyler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 34,079 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.1 | Elect Director Sven-Olof Lindblad | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.2 | Elect Director Mark D. Ein | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 1.3 | Elect Director Dolf Berle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 4 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Lindblad Expeditions Holdings, Inc. | LIND | USA | 535219109 | Annual | 03-Jun-21 | 07-Apr-21 | Confirmed | 57,845 | Management | 5 | Ratify Marcum LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.1 | Elect Director Simon N. Pimstone | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.2 | Elect Director Mohammad Azab | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.3 | Elect Director Steven Gannon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.4 | Elect Director Elizabeth Garofalo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.5 | Elect Director Michael Hayden | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.6 | Elect Director Patrick Machado | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.7 | Elect Director Ian Mortimer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.8 | Elect Director Gary Patou | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 1.9 | Elect Director Dawn Svoronos | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 03-Jun-21 | 08-Apr-21 | Confirmed | 37,732 | Management | 4 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1a | Elect Director William M. Byerley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1b | Elect Director Monika U. Ehrman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1c | Elect Director Julia P. Forrester Rogers | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1d | Elect Director James M. Howard | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 1e | Elect Director Kenneth L. Stewart | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Matador Resources Company | MTDR | USA | 576485205 | Annual | 04-Jun-21 | 08-Apr-21 | Confirmed | 101,428 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.1 | Elect Director Laurent Fischer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.2 | Elect Director Patrick Heron | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 1.3 | Elect Director Niall O'Donnell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirum Pharmaceuticals, Inc. | MIRM | USA | 604749101 | Annual | 04-Jun-21 | 07-Apr-21 | Confirmed | 25,370 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.1 | Elect Director Dickerson Wright | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.2 | Elect Director Alexander A. Hockman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.3 | Elect Director MaryJo O'Brien | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.4 | Elect Director William D. Pruitt | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.5 | Elect Director Francois Tardan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.6 | Elect Director Laurie Conner | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 1.7 | Elect Director Michael Renshaw | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NV5 Global, Inc. | NVEE | USA | 62945V109 | Annual | 05-Jun-21 | 09-Apr-21 | Confirmed | 7,578 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 1.1 | Elect Director Maybelle Jordan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 1.2 | Elect Director W. Matthew Zuga | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aziyo Biologics, Inc. | AZYO | USA | 05479K106 | Annual | 07-Jun-21 | 13-Apr-21 | Confirmed | 21,158 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.1 | Elect Director Mary Fox | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.2 | Elect Director John Grafer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.3 | Elect Director Andrew R. Heyer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.4 | Elect Director Sharon M. Leite | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.5 | Elect Director Walter D. McLallen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.6 | Elect Director Shawn Nelson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 1.7 | Elect Director Shirley Romig | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 2 | Approve Increase in Size of Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 07-Jun-21 | 12-Apr-21 | Confirmed | 34,047 | Management | 3 | Ratify Marcum LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 1a | Elect Director William Toler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 1b | Elect Director Patrick Chung | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Hydrofarm Holdings Group, Inc. | HYFM | USA | 44888K209 | Annual | 08-Jun-21 | 15-Apr-21 | Confirmed | 26,801 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.1 | Elect Director Ian Clark | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.2 | Elect Director Sandra J. Horning | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 1.3 | Elect Director Gorjan Hrustanovic | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Olema Pharmaceuticals, Inc. | OLMA | USA | 68062P106 | Annual | 08-Jun-21 | 21-Apr-21 | Confirmed | 11,896 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.1 | Elect Director Peter 'Pete' A. Bassi | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.2 | Elect Director Larry D. Bouts | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.3 | Elect Director Bina Chaurasia | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.4 | Elect Director James 'Jim' A. Dal Pozzo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.5 | Elect Director Gerald 'Jerry' W. Deitchle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.6 | Elect Director Noah A. Elbogen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.7 | Elect Director Lea Anne S. Ottinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.8 | Elect Director Keith E. Pascal | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.9 | Elect Director Janet M. Sherlock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.10 | Elect Director Gregory A. Trojan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 1.11 | Elect Director Patrick D. Walsh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BJ's Restaurants, Inc. | BJRI | USA | 09180C106 | Annual | 09-Jun-21 | 13-Apr-21 | Confirmed | 21,477 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 1.1 | Elect Director Robert Amen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 1.2 | Elect Director Vikram Verma | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cambium Networks Corporation | CMBM | Cayman Islands | G17766109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 51,608 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.1 | Elect Director Kevin Hartz | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.2 | Elect Director Sean Moriarty | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 1.3 | Elect Director Naomi Wheeless | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eventbrite, Inc. | EB | USA | 29975E109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 45,441 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.1 | Elect Director James J. Collins | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.2 | Elect Director James Geraghty | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 1.3 | Elect Director Bryan Stuart | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulcrum Therapeutics, Inc. | FULC | USA | 359616109 | Annual | 09-Jun-21 | 12-Apr-21 | Confirmed | 44,064 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 1.1 | Elect Director Mara G. Aspinall | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 1.2 | Elect Director Daniel M. Bradbury | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 25,449 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.1 | Elect Director Daniel Gibson | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.2 | Elect Director Umesh Padval | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 1.3 | Elect Director Steve Sanghi | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 10-Jun-21 | 13-Apr-21 | Confirmed | 22,287 | Share Holder | 3 | Adopt Proxy Access Right | None | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.1 | Elect Director Douglas Carlisle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.2 | Elect Director Bill Gossman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 1.3 | Elect Director Gary Locke | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 26,666 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1a | Elect Director Helen Loh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1b | Elect Director Mika Nishimura | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 1c | Elect Director Keith C. Valentine | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 10-Jun-21 | 12-Apr-21 | Confirmed | 39,237 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.1 | Elect Director Ronald Menezes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.2 | Elect Director Philippe A. Schaison | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 1.3 | Elect Director Keith J. Sullivan | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sientra, Inc. | SIEN | USA | 82621J105 | Annual | 10-Jun-21 | 20-Apr-21 | Confirmed | 105,471 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.1 | Elect Director Michael A. DeGiglio | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.2 | Elect Director John P. Henry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.3 | Elect Director David Holewinski | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.4 | Elect Director John R. McLernon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.5 | Elect Director Stephen C. Ruffini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 1.6 | Elect Director Christopher C. Woodward | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 3 | Re-approve Equity Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Village Farms International, Inc. | VFF | Canada | 92707Y108 | Annual/Special | 10-Jun-21 | 23-Apr-21 | Confirmed | 51,689 | Management | 4 | Amend Equity Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1a | Elect Director Paul D. Colucci | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1b | Elect Director Thomas C. Dircks | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 1c | Elect Director Colleen Sullivan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Silvergate Capital Corporation | SI | USA | 82837P408 | Annual | 11-Jun-21 | 09-Apr-21 | Confirmed | 13,171 | Management | 2 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.1 | Elect Director Lizabeth Ardisana | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.2 | Elect Director Philippe Charleux | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.3 | Elect Director Andrew J. Littlefair | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.4 | Elect Director Thomas Maurisse | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.5 | Elect Director James C. Miller, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.6 | Elect Director Stephen A. Scully | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.7 | Elect Director Kenneth M. Socha | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.8 | Elect Director Vincent C. Taormina | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 1.9 | Elect Director Parker A. Weil | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 4 | Approve Issuance of Common Stock Upon Exercise Amazon Warrant | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Clean Energy Fuels Corp. | CLNE | USA | 184499101 | Annual | 14-Jun-21 | 19-Apr-21 | Confirmed | 70,400 | Management | 5 | Increase Authorized Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.1 | Elect Director Evan Bakst | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.2 | Elect Director Mortimer Berkowitz, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.3 | Elect Director Quentin Blackford | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.4 | Elect Director Jason Hochberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.5 | Elect Director Karen K. McGinnis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.6 | Elect Director Patrick S. Miles | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.7 | Elect Director David H. Mowry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.8 | Elect Director David R. Pelizzon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.9 | Elect Director Jeffrey P. Rydin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.10 | Elect Director James L.L. Tullis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.11 | Elect Director Donald A. Williams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 1.12 | Elect Director Ward W. Woods | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 110,414 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.1 | Elect Director Wendy A. Beck | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.2 | Elect Director John J. Butcher | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 1.3 | Elect Director Philip L. Francis | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | At Home Group Inc. | HOME | USA | 04650Y100 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 38,752 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.1 | Elect Director Trevor Baldwin | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.2 | Elect Director Barbara Matas | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 1.3 | Elect Director Jay Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 35,315 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 1.1 | Elect Director Andrew Robbins | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 1.2 | Elect Director Peter Harwin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 2 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cogent Biosciences, Inc. | COGT | USA | 19240Q201 | Annual | 16-Jun-21 | 26-Apr-21 | Confirmed | 31,805 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.1 | Elect Director Gustav Christensen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.2 | Elect Director Martin Edwards | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.3 | Elect Director Susannah Gray | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 1.4 | Elect Director Amir Nashat | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Morphic Holding, Inc. | MORF | USA | 61775R105 | Annual | 16-Jun-21 | 21-Apr-21 | Confirmed | 7,717 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.1 | Elect Director Karen L. Shoos | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.2 | Elect Director Anthony S. Marucci | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.3 | Elect Director Keith L. Brownlie | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.4 | Elect Director Herbert J. Conrad | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.5 | Elect Director James J. Marino | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 1.6 | Elect Director Harry H. Penner, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 3 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Celldex Therapeutics, Inc. | CLDX | USA | 15117B202 | Annual | 17-Jun-21 | 20-Apr-21 | Confirmed | 22,083 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1a | Elect Director Jason Chapnik | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1b | Elect Director Claudio Erba | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1c | Elect Director James Merkur | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1d | Elect Director Kristin Halpin Perry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1e | Elect Director Steven E. Spooner | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1f | Elect Director William Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 1g | Elect Director Trisha Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Docebo Inc. | DCBO | Canada | 25609L105 | Annual | 17-Jun-21 | 30-Apr-21 | Confirmed | 29,960 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.1 | Elect Director Alexander Mayweg | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.2 | Elect Director Rajeev Shah | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 1.3 | Elect Director Robert A. Ingram | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Black Diamond Therapeutics, Inc. | BDTX | USA | 09203E105 | Annual | 18-Jun-21 | 21-Apr-21 | Confirmed | 15,010 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 1.1 | Elect Director James William Allen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 1.2 | Elect Director Rob Dyrdek | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Motorsport Games Inc. | MSGM | USA | 62011B102 | Annual | 18-Jun-21 | 26-Apr-21 | Confirmed | 19,675 | Management | 2 | Ratify Dixon Hughes Goodman LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 1.1 | Elect Director Camille Bedrosian | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 1.2 | Elect Director Wendell Wierenga | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 88,200 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.1 | Elect Director Goran Ando | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.2 | Elect Director Nancy Lurker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.3 | Elect Director Ronald W. Eastman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.4 | Elect Director John B. Landis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.5 | Elect Director David Guyer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.6 | Elect Director Wendy DiCicco | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 1.7 | Elect Director Ye Liu | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EyePoint Pharmaceuticals, Inc. | EYPT | USA | 30233G209 | Annual | 22-Jun-21 | 26-Apr-21 | Confirmed | 53,379 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1a | Elect Director Raymond W. Cohen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1b | Elect Director Robert E. McNamara | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1c | Elect Director Michael H. Carrel | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1d | Elect Director Nancy Snyderman | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1e | Elect Director Jane E. Kiernan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 1f | Elect Director David M. Demski | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axonics, Inc. | AXNX | USA | 05465P101 | Annual | 23-Jun-21 | 27-Apr-21 | Confirmed | 26,669 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 1.1 | Elect Director Grace Mellis | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 1.2 | Elect Director Brooke Skinner Ricketts | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 2 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | HyreCar Inc. | HYRE | USA | 44916T107 | Annual | 23-Jun-21 | 26-Apr-21 | Confirmed | 71,732 | Management | 3 | Ratify dbbmckennon as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.1 | Elect Director Brett H. Barth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.2 | Elect Director Katherine E. Dietze | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.3 | Elect Director Gregg A. Gonsalves | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.4 | Elect Director Steven Kotler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.5 | Elect Director Lawrence E. Leibowitz | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.6 | Elect Director Margaret L. Poster | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.7 | Elect Director Douglas A. Rediker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 1.8 | Elect Director Jeffrey M. Solomon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cowen Inc. | COWN | USA | 223622606 | Annual | 24-Jun-21 | 14-May-21 | Confirmed | 37,724 | Share Holder | 5 | Provide Right to Act by Written Consent | Against | For | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.1 | Elect Director Michael Salaman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.2 | Elect Director Darren Lampert | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.3 | Elect Director Stephen Aiello | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.4 | Elect Director Sean Stiefel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 1.5 | Elect Director Paul Ciasullo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GrowGeneration, Corp. | GRWG | USA | 39986L109 | Annual | 24-Jun-21 | 21-Apr-21 | Confirmed | 68,132 | Management | 2 | Ratify Plante & Moran, PLLC as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 1.1 | Elect Director Martin D. Madaus | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 1.2 | Elect Director Laurie J. Olson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Quanterix Corporation | QTRX | USA | 74766Q101 | Annual | 24-Jun-21 | 26-Apr-21 | Confirmed | 22,158 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 1.1 | Elect Director Jeff P. Gehl | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 1.2 | Elect Director Richard H. Taketa | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Veritone, Inc. | VERI | USA | 92347M100 | Annual | 24-Jun-21 | 03-May-21 | Confirmed | 36,888 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.1 | Elect Director Samuel J. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.2 | Elect Director M. Michael Ansour | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.3 | Elect Director Jason L. Carlson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.4 | Elect Director Philip D. Davies | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.5 | Elect Director Andrew T. D'Amico | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.6 | Elect Director Estia J. Eichten | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.7 | Elect Director Michael S. McNamara | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.8 | Elect Director Claudio Tuozzolo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 25-Jun-21 | 30-Apr-21 | Confirmed | 11,742 | Management | 1.9 | Elect Director Patrizio Vinciarelli | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.1 | Elect Director Robert J. Frankenberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.2 | Elect Director Sarah P. Harden | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 1.3 | Elect Director James Rossman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Magnite, Inc. | MGNI | USA | 55955D100 | Annual | 28-Jun-21 | 04-May-21 | Confirmed | 48,447 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.1 | Elect Director Firman Leung | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.2 | Elect Director Nancy Callahan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.3 | Elect Director Diane Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 1.4 | Elect Director Jack Theeler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 2 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 4 | Ratify Mazars USA LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Midwest Holding Inc. | MDWT | USA | 59833J206 | Annual | 29-Jun-21 | 12-May-21 | Confirmed | 7,488 | Management | 5 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 1 | Issue Shares in Connection with Acquisition | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 2 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bally's Corporation | BALY | USA | 05875B106 | Special | 30-Jun-21 | 17-May-21 | Confirmed | 45,661 | Management | 3 | Adjourn Meeting | For | For | No |
Pacific Ridge Capital Partners, LLC
Vote Summary
ACACIA RESEARCH CORPORATION | ||||||||||||
Security | 003881307 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACTG | Meeting Date | 12-May-2021 | |||||||||
ISIN | US0038813079 | Agenda | 935416683 - Management | |||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: Maureen O'Connell | Management | For | For | For | |||||||
1B. | Election of Director: Katharine Wolanyk | Management | For | For | For | |||||||
1C. | Election of Director: Isaac T. Kohlberg | Management | For | For | For | |||||||
1D. | Election of Director: Jonathan Sagal | Management | For | For | For | |||||||
1E. | Election of Director: Clifford Press | Management | For | For | For | |||||||
1F. | Election of Director: Alfred V. Tobia, Jr. | Management | For | For | For | |||||||
2. | The ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | The approval, on a non-binding, advisory basis, of the compensation of our named executive officers, as disclosed in this Proxy Statement. | Management | Abstain | For | Against | |||||||
4. | The approval of an amendment to our Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements applicable to special corporate actions. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 304,070 | 0 | 06-May-2021 | 06-May-2021 | |||||
ALPINE INCOME PROPERTY TRUST, INC. | ||||||||||||
Security | 02083X103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PINE | Meeting Date | 23-Jun-2021 | |||||||||
ISIN | US02083X1037 | Agenda | 935423133 - Management | |||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | John P. Albright | For | For | For | ||||||||
2 | Mark O. Decker, Jr. | For | For | For | ||||||||
3 | Rachel Elias Wein | For | For | For | ||||||||
4 | M. Carson Good | For | For | For | ||||||||
5 | Andrew C. Richardson | For | For | For | ||||||||
6 | Jeffrey S. Yarckin | For | For | For | ||||||||
2. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 109,534 | 0 | 15-Jun-2021 | 15-Jun-2021 | |||||
AMERICAN RIVER BANKSHARES | ||||||||||||
Security | 029326105 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMRB | Meeting Date | 20-May-2021 | |||||||||
ISIN | US0293261055 | Agenda | 935379481 - Management | |||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Nicolas C. Anderson | For | For | For | ||||||||
2 | Kimberly A. Box | For | For | For | ||||||||
3 | Charles D. Fite | For | For | For | ||||||||
4 | Jeffery Owensby | For | For | For | ||||||||
5 | Julie A. Raney | For | For | For | ||||||||
6 | William A. Robotham | For | For | For | ||||||||
7 | David E. Ritchie Jr. | For | For | For | ||||||||
8 | Philip A. Wright | For | For | For | ||||||||
2. | To ratify the selection of Crowe, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve, on an advisory (non-binding) basis, the Company's named executive officer compensation. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 111,864 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||
AMTECH SYSTEMS, INC. | ||||||||||||
Security | 032332504 | Meeting Type | Annual | |||||||||
Ticker Symbol | ASYS | Meeting Date | 23-Mar-2021 | |||||||||
ISIN | US0323325045 | Agenda | 935333411 - Management | |||||||||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Mar-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Jong S. Whang | For | For | For | ||||||||
2 | Michael Whang | For | For | For | ||||||||
3 | Lisa D. Gibbs | For | For | For | ||||||||
4 | Robert M. Averick | For | For | For | ||||||||
5 | Michael Garnreiter | For | For | For | ||||||||
6 | Sukesh Mohan | For | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Management | For | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 248,050 | 0 | 11-Feb-2021 | 11-Feb-2021 | |||||
ARC DOCUMENT SOLUTIONS INC | ||||||||||||
Security | 00191G103 | Meeting Type | Annual | |||||||||
Ticker Symbol | ARC | Meeting Date | 29-Apr-2021 | |||||||||
ISIN | US00191G1031 | Agenda | 935372893 - Management | |||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | K. Suriyakumar | For | For | For | ||||||||
2 | Bradford L. Brooks | For | For | For | ||||||||
3 | Cheryl Cook | For | For | For | ||||||||
4 | Tracey Luttrell | For | For | For | ||||||||
5 | Dewitt Kerry McCluggage | For | For | For | ||||||||
6 | Mark W. Mealy | For | For | For | ||||||||
2. | Ratify the appointment of Armanino LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
3. | Approve advisory, non-binding vote on executive compensation. | Management | Abstain | For | Against | |||||||
4. | Approve a new incentive plan, the ARC Document Solutions, Inc. 2021 Incentive Plan. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 568,860 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||
ASURE SOFTWARE, INC. | ||||||||||||
Security | 04649U102 | Meeting Type | Annual | |||||||||
Ticker Symbol | ASUR | Meeting Date | 20-May-2021 | |||||||||
ISIN | US04649U1025 | Agenda | 935411342 - Management | |||||||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Benjamin Allen | For | For | For | ||||||||
2 | W. Carl Drew | For | For | For | ||||||||
3 | Daniel Gill | For | For | For | ||||||||
4 | Patrick Goepel | For | For | For | ||||||||
5 | Grace Lee | For | For | For | ||||||||
6 | Bradford Oberwager | For | For | For | ||||||||
7 | Bjorn Reynolds | For | For | For | ||||||||
2. | Proposal to ratify the Audit Committee's appointment of Marcum LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
3. | Proposal to approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 274,172 | 0 | 13-May-2021 | 13-May-2021 | |||||
ATLANTIC CAPITAL BANCSHARES, INC. | ||||||||||||
Security | 048269203 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACBI | Meeting Date | 20-May-2021 | |||||||||
ISIN | US0482692037 | Agenda | 935395497 - Management | |||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Walter M. Deriso, Jr. | For | For | For | ||||||||
2 | Shantella E. Cooper | For | For | For | ||||||||
3 | David H. Eidson | For | For | For | ||||||||
4 | Henchy R. Enden | For | For | For | ||||||||
5 | James H. Graves | For | For | For | ||||||||
6 | Douglas J. Hertz | For | For | For | ||||||||
7 | Thomas M. Holder | For | For | For | ||||||||
8 | Lizanne Thomas | For | For | For | ||||||||
9 | Douglas L. Williams | For | For | For | ||||||||
10 | Marietta Edmunds Zakas | For | For | For | ||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | Management | Abstain | For | Against | |||||||
4. | To approve, on a non-binding advisory basis, the frequency of future shareholder advisory votes on the compensation of our Named Executive Officers. | Management | Abstain | 1 Year | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 58,762 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||
AXT, INC. | ||||||||||||
Security | 00246W103 | Meeting Type | Annual | |||||||||
Ticker Symbol | AXTI | Meeting Date | 20-May-2021 | |||||||||
ISIN | US00246W1036 | Agenda | 935386741 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Jesse Chen | For | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
3. | To approve an amendment to the 2015 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,600,000. | Management | For | For | For | |||||||
4. | To ratify the appointment of BPM LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 161,562 | 0 | 13-May-2021 | 13-May-2021 | |||||
BANK OF COMMERCE HOLDINGS | ||||||||||||
Security | 06424J103 | Meeting Type | Annual | |||||||||
Ticker Symbol | BOCH | Meeting Date | 18-May-2021 | |||||||||
ISIN | US06424J1034 | Agenda | 935380460 - Management | |||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Orin N. Bennett | For | For | For | ||||||||
2 | Randall S. Eslick | For | For | For | ||||||||
3 | Joseph Q. Gibson | For | For | For | ||||||||
4 | Jon W. Halfhide | For | For | For | ||||||||
5 | David J. Inderkum | For | For | For | ||||||||
6 | Linda J. Miles | For | For | For | ||||||||
7 | Diane D. Miller | For | For | For | ||||||||
8 | Karl L. Silberstein | For | For | For | ||||||||
9 | Terence J. Street | For | For | For | ||||||||
10 | Lyle L. Tullis | For | For | For | ||||||||
2. | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers (the "say-on-pay" vote). | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 153,260 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||
BARRETT BUSINESS SERVICES, INC. | ||||||||||||
Security | 068463108 | Meeting Type | Annual | |||||||||
Ticker Symbol | BBSI | Meeting Date | 02-Jun-2021 | |||||||||
ISIN | US0684631080 | Agenda | 935417457 - Management | |||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director to serve for a one-year term: Thomas J. Carley | Management | For | For | For | |||||||
1B. | Election of Director to serve for a one-year term: Thomas B. Cusick | Management | For | For | For | |||||||
1C. | Election of Director to serve for a one-year term: Diane L. Dewbrey | Management | For | For | For | |||||||
1D. | Election of Director to serve for a one-year term: James B. Hicks, Ph.D. | Management | For | For | For | |||||||
1E. | Election of Director to serve for a one-year term: Jon L. Justesen | Management | For | For | For | |||||||
1F. | Election of Director to serve for a one-year term: Gary E. Kramer | Management | For | For | For | |||||||
1G. | Election of Director to serve for a one-year term: Anthony Meeker | Management | For | For | For | |||||||
1H. | Election of Director to serve for a one-year term: Carla A. Moradi | Management | For | For | For | |||||||
1I. | Election of Director to serve for a one-year term: Vincent P. Price | Management | For | For | For | |||||||
2. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | |||||||
3. | Ratification of selection of Deloitte and Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 39,539 | 0 | 25-May-2021 | 25-May-2021 | |||||
BAYCOM CORP | ||||||||||||
Security | 07272M107 | Meeting Type | Annual | |||||||||
Ticker Symbol | BCML | Meeting Date | 15-Jun-2021 | |||||||||
ISIN | US07272M1071 | Agenda | 935424654 - Management | |||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | James S. Camp | For | For | For | ||||||||
2 | Harpreet S. Chaudhary | For | For | For | ||||||||
3 | Rocco Davis | For | For | For | ||||||||
4 | George J. Guarini | For | For | For | ||||||||
5 | Malcolm F. Hotchkiss | For | For | For | ||||||||
6 | Lloyd W. Kendall Jr. | For | For | For | ||||||||
7 | Robert G. Laverne, MD | For | For | For | ||||||||
8 | Syvia L. Magid | For | For | For | ||||||||
9 | David M. Spatz | For | For | For | ||||||||
2. | Ratification of the appointment of auditors, Moss Adams, LLP for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 37,618 | 0 | 06-May-2021 | 06-May-2021 | |||||
BG STAFFING, INC. | ||||||||||||
Security | 05544A109 | Meeting Type | Annual | |||||||||
Ticker Symbol | BGSF | Meeting Date | 03-Nov-2020 | |||||||||
ISIN | US05544A1097 | Agenda | 935271407 - Management | |||||||||
Record Date | 04-Sep-2020 | Holding Recon Date | 04-Sep-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Nov-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | C. David Allen, Jr. | For | For | For | ||||||||
2 | Douglas E. Haley | For | For | For | ||||||||
2. | To ratify BG Staffing, Inc.'s Audit Committee's appointment of Whitley Penn LLP as independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | For | |||||||
3. | To amend BG Staffing, Inc.'s 2013 Long- Term Incentive Plan to add an additional 250,000 shares of common stock available for issuance. | Management | For | For | For | |||||||
4. | To approve the 2020 Employee Stock Purchase Plan. | Management | For | For | For | |||||||
5. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 113,750 | 0 | 24-Sep-2020 | 24-Sep-2020 | |||||
BUILD-A-BEAR WORKSHOP, INC. | ||||||||||||
Security | 120076104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BBW | Meeting Date | 10-Jun-2021 | |||||||||
ISIN | US1200761047 | Agenda | 935415489 - Management | |||||||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1.1 | Election of Director: George Carrara | Management | For | For | For | |||||||
1.2 | Election of Director: Sharon Price John | Management | For | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||||
3. | Non-binding approval of executive compensation. | Management | Abstain | For | Against | |||||||
4. | To transact such other business as may properly come before the meeting. | Management | Against | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 164,990 | 0 | 25-May-2021 | 25-May-2021 | |||||
CAI INTERNATIONAL, INC. | ||||||||||||
Security | 12477X106 | Meeting Type | Annual | |||||||||
Ticker Symbol | CAI | Meeting Date | 02-Jul-2020 | |||||||||
ISIN | US12477X1063 | Agenda | 935240022 - Management | |||||||||
Record Date | 12-May-2020 | Holding Recon Date | 12-May-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jul-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Timothy B. Page | For | For | For | ||||||||
2 | Gary M. Sawka | For | For | For | ||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 63,220 | 0 | 25-Jun-2020 | 25-Jun-2020 | |||||
CAI INTERNATIONAL, INC. | ||||||||||||
Security | 12477X106 | Meeting Type | Annual | |||||||||
Ticker Symbol | CAI | Meeting Date | 04-Jun-2021 | |||||||||
ISIN | US12477X1063 | Agenda | 935404335 - Management | |||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Kathryn G. Jackson | For | For | For | ||||||||
2 | Andrew S. Ogawa | For | For | For | ||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 57,520 | 0 | 18-May-2021 | 18-May-2021 | |||||
CAPITAL BANCORP INC | ||||||||||||
Security | 139737100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CBNK | Meeting Date | 20-May-2021 | |||||||||
ISIN | US1397371006 | Agenda | 935376423 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Scot R. Browning | For | For | For | ||||||||
2 | Joshua B. Bernstein | For | For | For | ||||||||
3 | Joseph M. Greene | For | For | For | ||||||||
2. | Approval of the amendment to the Capital Bancorp, Inc. 2017 Stock and Incentive Compensation Plan to increase the number of shares available for grant under such plan (Board unanimously recommends voting FOR Capital Bancorp, Inc. 2017 Stock and Incentive Compensation Plan). | Management | For | For | For | |||||||
3. | Ratification of the appointment of Elliott Davis, PLLC as the Company's independent registered public accounting firm for the year ending December 31, 2021 (Board unanimously recommends voting FOR the independent registered public accounting firm). | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 90,320 | 0 | 06-May-2021 | 06-May-2021 | |||||
CIVISTA BANCSHARES, INC. | ||||||||||||
Security | 178867107 | Meeting Type | Annual | |||||||||
Ticker Symbol | CIVB | Meeting Date | 20-Apr-2021 | |||||||||
ISIN | US1788671071 | Agenda | 935346569 - Management | |||||||||
Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Thomas A. Depler | For | For | For | ||||||||
2 | Julie A. Mattlin | For | For | For | ||||||||
3 | James O. Miller | For | For | For | ||||||||
4 | Dennis E. Murray, Jr. | For | For | For | ||||||||
5 | Allen R. Nickles | For | For | For | ||||||||
6 | Mary Patricia Oliver | For | For | For | ||||||||
7 | William F. Ritzmann | For | For | For | ||||||||
8 | Dennis G. Shaffer | For | For | For | ||||||||
9 | Harry Singer | For | For | For | ||||||||
10 | Daniel J. White | For | For | For | ||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment of BKD, LLP as the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 56,670 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||
COLUMBUS MCKINNON CORPORATION | ||||||||||||
Security | 199333105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CMCO | Meeting Date | 20-Jul-2020 | |||||||||
ISIN | US1993331057 | Agenda | 935236047 - Management | |||||||||
Record Date | 01-Jun-2020 | Holding Recon Date | 01-Jun-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard H. Fleming | For | For | For | ||||||||
2 | David J. Wilson | For | For | For | ||||||||
3 | Nicholas T. Pinchuk | For | For | For | ||||||||
4 | Liam G. McCarthy | For | For | For | ||||||||
5 | R. Scott Trumbull | For | For | For | ||||||||
6 | Heath A. Mitts | For | For | For | ||||||||
7 | Kathryn V. Roedel | For | For | For | ||||||||
8 | Aziz Aghili | For | For | For | ||||||||
9 | Jeanne Beliveau-Dunn | For | For | For | ||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | For | |||||||
3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 22,390 | 0 | 25-Jun-2020 | 25-Jun-2020 | |||||
COMTECH TELECOMMUNICATIONS CORP. | ||||||||||||
Security | 205826209 | Meeting Type | Annual | |||||||||
Ticker Symbol | CMTL | Meeting Date | 08-Dec-2020 | |||||||||
ISIN | US2058262096 | Agenda | 935305789 - Management | |||||||||
Record Date | 03-Nov-2020 | Holding Recon Date | 03-Nov-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Dec-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1a. | Election of Director: Ira S. Kaplan | Management | For | For | For | |||||||
1b. | Election of Director: Lisa Lesavoy | Management | For | For | For | |||||||
1c. | Election of Director: Dr. Yacov A. Shamash | Management | For | For | For | |||||||
2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Abstain | For | Against | |||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 94,940 | 0 | 03-Dec-2020 | 03-Dec-2020 | |||||
CRA INTERNATIONAL, INC. | ||||||||||||
Security | 12618T105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CRAI | Meeting Date | 08-Jul-2020 | |||||||||
ISIN | US12618T1051 | Agenda | 935223139 - Management | |||||||||
Record Date | 14-May-2020 | Holding Recon Date | 14-May-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jul-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard D. Booth | For | For | For | ||||||||
2 | William F. Concannon | For | For | For | ||||||||
3 | Christine R. Detrick | For | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation paid to CRA's named executive officers, as disclosed in the proxy statement for the 2020 meeting of its shareholders. | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment by our audit committee of Grant Thornton LLP as our independent registered public accountants for our fiscal year ending January 2, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 32,320 | 0 | 05-Jun-2020 | 05-Jun-2020 | |||||
CRH MEDICAL CORPORATION | ||||||||||||
Security | 12626F105 | Meeting Type | Special | |||||||||
Ticker Symbol | CRHM | Meeting Date | 16-Apr-2021 | |||||||||
ISIN | CA12626F1053 | Agenda | 935360949 - Management | |||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution approving an arrangement (the "Arrangement") involving the Corporation, WELL Health Technologies Corp., WELL Health Acquisition Corp. and 1286392 B.C. Ltd. under Division 5 of Part 9 of the Business Corporations Act (British Columbia), the full text of which is set forth in Annex A to the accompanying proxy statement and management information circular of the Corporation. | Management | For | For | For | |||||||
2 | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to CRH's named executive officers in connection with the Arrangement. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 126,386 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||
DHI GROUP, INC. | ||||||||||||
Security | 23331S100 | Meeting Type | Annual | |||||||||
Ticker Symbol | DHX | Meeting Date | 29-Apr-2021 | |||||||||
ISIN | US23331S1006 | Agenda | 935362309 - Management | |||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1.1 | Election of Director: Jim Friedlich | Management | For | For | For | |||||||
1.2 | Election of Director: Elizabeth Salomon | Management | For | For | For | |||||||
1.3 | Election of Director: Kathleen Swann | Management | For | For | For | |||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
3. | Advisory vote with respect to the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 515,340 | 0 | 06-Apr-2021 | 06-Apr-2021 | |||||
DMC GLOBAL INC. | ||||||||||||
Security | 23291C103 | Meeting Type | Annual | |||||||||
Ticker Symbol | BOOM | Meeting Date | 12-May-2021 | |||||||||
ISIN | US23291C1036 | Agenda | 935376651 - Management | |||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | David C. Aldous | For | For | For | ||||||||
2 | Andrea E. Bertone | For | For | For | ||||||||
3 | Robert A. Cohen | For | For | For | ||||||||
4 | Ruth I. Dreessen | For | For | For | ||||||||
5 | Richard P. Graff | For | For | For | ||||||||
6 | Michael A. Kelly | For | For | For | ||||||||
7 | Kevin T. Longe | For | For | For | ||||||||
8 | Clifton Peter Rose | For | For | For | ||||||||
2. | Advisory vote on Executive Compensation. | Management | Abstain | For | Against | |||||||
3. | Ratification of appointment of Ernst & Young LLP as auditor for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 26,130 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||
EAGLE BANCORP MONTANA, INC. | ||||||||||||
Security | 26942G100 | Meeting Type | Annual | |||||||||
Ticker Symbol | EBMT | Meeting Date | 22-Apr-2021 | |||||||||
ISIN | US26942G1004 | Agenda | 935356229 - Management | |||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Shavon R. Cape | For | For | For | ||||||||
2 | Thomas J. McCarvel | For | For | For | ||||||||
3 | Kenneth M. Walsh | For | For | For | ||||||||
2. | Ratification of the appointment of Moss Adams LLP as Eagle Bancorp Montana, Inc.'s independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | Advisory vote on named executive officer compensation as disclosed in the proxy statement. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 73,060 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||
ESQUIRE FINANCIAL HOLDINGS INC | ||||||||||||
Security | 29667J101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ESQ | Meeting Date | 27-May-2021 | |||||||||
ISIN | US29667J1016 | Agenda | 935398063 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Janet Hill | For | For | For | ||||||||
2 | Anthony Coelho | For | For | For | ||||||||
3 | Richard T. Powers | For | For | For | ||||||||
4 | Andrew C. Sagliocca | For | For | For | ||||||||
2. | APPROVAL OF THE ESQUIRE FINANCIAL HOLDINGS, INC. 2021 EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 106,765 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
FARMERS NATIONAL BANC CORP. | ||||||||||||
Security | 309627107 | Meeting Type | Annual | |||||||||
Ticker Symbol | FMNB | Meeting Date | 15-Apr-2021 | |||||||||
ISIN | US3096271073 | Agenda | 935353172 - Management | |||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Anne Fredrick Crawford | For | For | For | ||||||||
2 | David Z. Paull | For | For | For | ||||||||
3 | James R. Smail | For | For | For | ||||||||
2. | To consider and vote upon a non-binding advisory resolution to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | |||||||
3. | To consider and vote upon a proposal to ratify the appointment of CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 97,200 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||
FIRST BUSINESS FINL SVCS INC. | ||||||||||||
Security | 319390100 | Meeting Type | Annual | |||||||||
Ticker Symbol | FBIZ | Meeting Date | 30-Apr-2021 | |||||||||
ISIN | US3193901002 | Agenda | 935343703 - Management | |||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Laurie S. Benson | For | For | For | ||||||||
2 | Mark D. Bugher | For | For | For | ||||||||
3 | Corey A. Chambas | For | For | For | ||||||||
4 | John J. Harris | For | For | For | ||||||||
2. | To act upon a proposal to approve an amendment to the First Business Financial Services, Inc. 2019 Equity Incentive Plan. | Management | For | For | For | |||||||
3. | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | |||||||
4. | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 72,249 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||
FIRST NORTHWEST BANCORP | ||||||||||||
Security | 335834107 | Meeting Type | Annual | |||||||||
Ticker Symbol | FNWB | Meeting Date | 25-May-2021 | |||||||||
ISIN | US3358341077 | Agenda | 935387452 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Sherilyn G. Anderson# | For | For | For | ||||||||
2 | David A. Blake* | For | For | For | ||||||||
3 | Craig A. Curtis* | For | For | For | ||||||||
4 | Norman J. Tonina, Jr.* | For | For | For | ||||||||
2. | Approval of the Amended and Restated Articles of Incorporation of First Northwest Bancorp, which includes declassification of the Board of Directors to provide for annual re-election of all Directors. | Management | For | For | For | |||||||
3. | An advisory (non-binding) vote to approve the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Abstain | For | Against | |||||||
4. | An advisory (non-binding) vote on whether an advisory vote on executive compensation should be held every one, two, or three years. | Management | Abstain | 1 Year | Against | |||||||
5. | Ratification of the appointment of Moss Adams LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 78,120 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
FREIGHTCAR AMERICA INC | ||||||||||||
Security | 357023100 | Meeting Type | Special | |||||||||
Ticker Symbol | RAIL | Meeting Date | 24-Nov-2020 | |||||||||
ISIN | US3570231007 | Agenda | 935293693 - Management | |||||||||
Record Date | 19-Oct-2020 | Holding Recon Date | 19-Oct-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Nov-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | To approve the issuance of 23% of our outstanding common stock on a fully-diluted basis at the time the Warrant is exercised (after giving effect to such issuance), as required by and in accordance with Nasdaq Listing Rules 5635(b) and 5635(d) for certain private issuances of more than 20% of our outstanding common stock. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 132,210 | 0 | 19-Nov-2020 | 19-Nov-2020 | |||||
FS BANCORP, INC. | ||||||||||||
Security | 30263Y104 | Meeting Type | Annual | |||||||||
Ticker Symbol | FSBW | Meeting Date | 27-May-2021 | |||||||||
ISIN | US30263Y1047 | Agenda | 935398203 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Pamela Andrews | For | For | For | ||||||||
2 | Joseph C. Adams | For | For | For | ||||||||
3 | Joseph P. Zavaglia | For | For | For | ||||||||
2. | Advisory (non-binding) approval of the compensation of our named executive officers as disclosed in this proxy statement. | Management | Abstain | For | Against | |||||||
3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 33,352 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
GLOBAL MEDICAL REIT INC. | ||||||||||||
Security | 37954A204 | Meeting Type | Annual | |||||||||
Ticker Symbol | GMRE | Meeting Date | 02-Sep-2020 | |||||||||
ISIN | US37954A2042 | Agenda | 935250679 - Management | |||||||||
Record Date | 13-Jul-2020 | Holding Recon Date | 13-Jul-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Sep-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1.1 | Election of Director: Jeffrey M. Busch | Management | For | For | For | |||||||
1.2 | Election of Director: Matthew Cypher | Management | For | For | For | |||||||
1.3 | Election of Director: Zhang Jingguo | Management | For | For | For | |||||||
1.4 | Election of Director: Ronald Marston | Management | For | For | For | |||||||
1.5 | Election of Director: Roscoe Moore, Jr. | Management | For | For | For | |||||||
1.6 | Election of Director: Henry E. Cole | Management | For | For | For | |||||||
1.7 | Election of Director: Zhang Huiqi | Management | For | For | For | |||||||
1.8 | Election of Director: Paula R. Crowley | Management | For | For | For | |||||||
1.9 | Election of Director: Lori Wittman | Management | For | For | For | |||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers as described in the accompanying Proxy Statement. | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 134,830 | 0 | 06-Aug-2020 | 06-Aug-2020 | |||||
GLOBAL MEDICAL REIT INC. | ||||||||||||
Security | 37954A204 | Meeting Type | Annual | |||||||||
Ticker Symbol | GMRE | Meeting Date | 26-May-2021 | |||||||||
ISIN | US37954A2042 | Agenda | 935391401 - Management | |||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1.1 | Election of Director: Jeffrey M. Busch | Management | For | For | For | |||||||
1.2 | Election of Director: Matthew Cypher | Management | For | For | For | |||||||
1.3 | Election of Director: Ronald Marston | Management | For | For | For | |||||||
1.4 | Election of Director: Roscoe Moore, Jr. | Management | For | For | For | |||||||
1.5 | Election of Director: Henry E. Cole | Management | For | For | For | |||||||
1.6 | Election of Director: Zhang Huiqi | Management | For | For | For | |||||||
1.7 | Election of Director: Paula R. Crowley | Management | For | For | For | |||||||
1.8 | Election of Director: Lori Wittman | Management | For | For | For | |||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers as described in the accompanying Proxy Statement. | Management | Abstain | For | Against | |||||||
3. | To approve an amendment to the Company's 2016 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,500,000. | Management | For | For | For | |||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 134,830 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
GREAT AJAX CORP. | ||||||||||||
Security | 38983D300 | Meeting Type | Annual | |||||||||
Ticker Symbol | AJX | Meeting Date | 01-Jun-2021 | |||||||||
ISIN | US38983D3008 | Agenda | 935399560 - Management | |||||||||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Lawrence Mendelsohn | For | For | For | ||||||||
2 | Russell Schaub | For | For | For | ||||||||
3 | Steven L. Begleiter | For | For | For | ||||||||
4 | John C. Condas | For | For | For | ||||||||
5 | Jonathan B Handley, Jr. | For | For | For | ||||||||
6 | Paul Friedman | For | For | For | ||||||||
7 | J. Kirk Ogren, Jr. | For | For | For | ||||||||
8 | Mary Haggerty | For | For | For | ||||||||
2. | To ratify the appointment of Moss Adams LLP to serve as our registered independent public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 186,991 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
HERITAGE INSURANCE HOLDINGS, INC./HRTG | ||||||||||||
Security | 42727J102 | Meeting Type | Annual | |||||||||
Ticker Symbol | HRTG | Meeting Date | 25-May-2021 | |||||||||
ISIN | US42727J1025 | Agenda | 935394332 - Management | |||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Ernie Garateix | For | For | For | ||||||||
2 | Richard Widdicombe | For | For | For | ||||||||
3 | Panagiotis Apostolou | For | For | For | ||||||||
4 | Irini Barlas | For | For | For | ||||||||
5 | Mark Berset | For | For | For | ||||||||
6 | Steven Martindale | For | For | For | ||||||||
7 | Nicholas Pappas | For | For | For | ||||||||
8 | Joseph Vattamattam | For | For | For | ||||||||
9 | Vijay Walvekar | For | For | For | ||||||||
2. | Ratification of the appointment of Plante & Moran, PLLC as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 166,330 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
HORIZON BANCORP, INC. | ||||||||||||
Security | 440407104 | Meeting Type | Annual | |||||||||
Ticker Symbol | HBNC | Meeting Date | 06-May-2021 | |||||||||
ISIN | US4404071049 | Agenda | 935354340 - Management | |||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1 | DIRECTOR | Management | ||||||||||
1 | Lawrence E. Burnell | For | For | For | ||||||||
2 | Julie Scheck Freigang | For | For | For | ||||||||
3 | Peter L. Pairitz | For | For | For | ||||||||
4 | Spero W. Valavanis | For | For | For | ||||||||
2. | Approval of the 2021 Omnibus Equity Incentive Plan. | Management | For | For | For | |||||||
3. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | |||||||
4. | Ratification of appointment of BKD, LLP as independent registered public accounting firm. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 50,107 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||
HURCO COMPANIES, INC. | ||||||||||||
Security | 447324104 | Meeting Type | Annual | |||||||||
Ticker Symbol | HURC | Meeting Date | 11-Mar-2021 | |||||||||
ISIN | US4473241044 | Agenda | 935331467 - Management | |||||||||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Thomas A. Aaro | For | For | For | ||||||||
2 | Michael Doar | For | For | For | ||||||||
3 | Cynthia Dubin | For | For | For | ||||||||
4 | Timothy J. Gardner | For | For | For | ||||||||
5 | Jay C. Longbottom | For | For | For | ||||||||
6 | Richard Porter | For | For | For | ||||||||
7 | Janaki Sivanesan | For | For | For | ||||||||
8 | Gregory Volovic | For | For | For | ||||||||
2. | Advisory vote on executive compensation. | Management | Abstain | For | Against | |||||||
3. | Appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,910 | 0 | 25-Feb-2021 | 25-Feb-2021 | |||||
ICHOR HOLDINGS LTD | ||||||||||||
Security | G4740B105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ICHR | Meeting Date | 11-May-2021 | |||||||||
ISIN | KYG4740B1059 | Agenda | 935401579 - Management | |||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: Jeffrey Andreson | Management | For | For | For | |||||||
1B. | Election of Director: John Kispert | Management | For | For | For | |||||||
2. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 31,910 | 0 | 06-May-2021 | 06-May-2021 | |||||
INNERWORKINGS, INC. | ||||||||||||
Security | 45773Y105 | Meeting Type | Special | |||||||||
Ticker Symbol | INWK | Meeting Date | 24-Sep-2020 | |||||||||
ISIN | US45773Y1055 | Agenda | 935265884 - Management | |||||||||
Record Date | 19-Aug-2020 | Holding Recon Date | 19-Aug-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Sep-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of July 15, 2020 (as may be amended from time to time, the "merger agreement"), by and among InnerWorkings, Inc., a Delaware corporation (the "Company"), HH Global Group Limited, a company registered in England and Wales ("Parent"), HH Global Finance Limited, a company registered in England and Wales ("HH Finance") and Project Idaho Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Sub"). | Management | For | For | For | |||||||
2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | Abstain | For | Against | |||||||
3. | Proposal to adjourn the Special Meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the Special Meeting to adopt the merger agreement. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 248,470 | 0 | 10-Sep-2020 | 10-Sep-2020 | |||||
INTEST CORPORATION | ||||||||||||
Security | 461147100 | Meeting Type | Annual | |||||||||
Ticker Symbol | INTT | Meeting Date | 23-Jun-2021 | |||||||||
ISIN | US4611471008 | Agenda | 935442246 - Management | |||||||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Steven J. Abrams, Esq. | For | For | For | ||||||||
2 | Jeffrey A. Beck | For | For | For | ||||||||
3 | Joseph W. Dews IV | For | For | For | ||||||||
4 | Richard N. Grant, Jr. | For | For | For | ||||||||
5 | Gerald J. Maginnis | For | For | For | ||||||||
2. | Approval of the inTEST Corporation Employee Stock Purchase Plan. | Management | For | For | For | |||||||
3. | Ratification of the appointment of RSM US LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 127,500 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||
LANDEC CORPORATION | ||||||||||||
Security | 514766104 | Meeting Type | Annual | |||||||||
Ticker Symbol | LNDC | Meeting Date | 14-Oct-2020 | |||||||||
ISIN | US5147661046 | Agenda | 935270291 - Management | |||||||||
Record Date | 17-Aug-2020 | Holding Recon Date | 17-Aug-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Oct-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Katrina L. Houde | For | For | For | ||||||||
2 | Nelson Obus | For | For | For | ||||||||
3 | Andrew Powell | For | For | For | ||||||||
4 | Catherine A. Sohn | For | For | For | ||||||||
5 | Jeffrey Edwards | For | For | For | ||||||||
6 | Patrick Walsh* | For | For | For | ||||||||
7 | Joshua E. Schechter* | For | For | For | ||||||||
2. | APPROVAL OF AMENDMENT TO THE BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE COMPANY'S BOARD OF DIRECTORS TO 12 DIRECTORS (THE "BYLAWS AMENDMENT PROPOSAL"). | Management | For | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 30, 2021. | Management | For | For | For | |||||||
4. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 128,758 | 0 | 15-Sep-2020 | 15-Sep-2020 | |||||
LCNB CORP. | ||||||||||||
Security | 50181P100 | Meeting Type | Annual | |||||||||
Ticker Symbol | LCNB | Meeting Date | 20-Apr-2021 | |||||||||
ISIN | US50181P1003 | Agenda | 935356015 - Management | |||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Spencer S. Cropper | For | For | For | ||||||||
2 | Eric J. Meilstrup | For | For | For | ||||||||
3 | Stephen P. Wilson | For | For | For | ||||||||
2. | Advisory vote approving the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment of BKD, LLP as the independent registered accounting firm for the company. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 75,165 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||
LIFETIME BRANDS, INC. | ||||||||||||
Security | 53222Q103 | Meeting Type | Annual | |||||||||
Ticker Symbol | LCUT | Meeting Date | 24-Jun-2021 | |||||||||
ISIN | US53222Q1031 | Agenda | 935427321 - Management | |||||||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Jeffrey Siegel | For | For | For | ||||||||
2 | Robert B. Kay | For | For | For | ||||||||
3 | Rachael A. Jarosh | For | For | For | ||||||||
4 | John Koegel | For | For | For | ||||||||
5 | Cherrie Nanninga | For | For | For | ||||||||
6 | Craig Phillips | For | For | For | ||||||||
7 | Veronique Gabai-Pinsky | For | For | For | ||||||||
8 | Bruce G. Pollack | For | For | For | ||||||||
9 | Michael J. Regan | For | For | For | ||||||||
10 | Michael Schnabel | For | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2021. | Management | For | For | For | |||||||
3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 148,130 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||
MANITEX INTERNATIONAL, INC. | ||||||||||||
Security | 563420108 | Meeting Type | Annual | |||||||||
Ticker Symbol | MNTX | Meeting Date | 03-Jun-2021 | |||||||||
ISIN | US5634201082 | Agenda | 935405503 - Management | |||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Ronald M. Clark | For | For | For | ||||||||
2 | Steve Filipov | For | For | For | ||||||||
3 | Robert S. Gigliotti | For | For | For | ||||||||
4 | Frederick B. Knox | For | For | For | ||||||||
5 | David J. Langevin | For | For | For | ||||||||
6 | Marvin B. Rosenberg | For | For | For | ||||||||
7 | Ingo Schiller | For | For | For | ||||||||
8 | Stephen J. Tober | For | For | For | ||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | For | |||||||
3. | Consider an advisory vote on the compensation of the Company's named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 305,140 | 0 | 06-May-2021 | 06-May-2021 | |||||
METROPOLITAN BANK HOLDING CORP. | ||||||||||||
Security | 591774104 | Meeting Type | Annual | |||||||||
Ticker Symbol | MCB | Meeting Date | 26-May-2021 | |||||||||
ISIN | US5917741044 | Agenda | 935413283 - Management | |||||||||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Mark D. DeFazio | For | For | For | ||||||||
2 | Anthony J. Fabiano | For | For | For | ||||||||
3 | Harvey M. Gutman | For | For | For | ||||||||
4 | George J. Wolf, Jr. | For | For | For | ||||||||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 43,056 | 0 | 06-May-2021 | 06-May-2021 | |||||
MISTRAS GROUP, INC. | ||||||||||||
Security | 60649T107 | Meeting Type | Annual | |||||||||
Ticker Symbol | MG | Meeting Date | 24-May-2021 | |||||||||
ISIN | US60649T1079 | Agenda | 935377538 - Management | |||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Dennis Bertolotti | For | For | For | ||||||||
2 | Nicholas DeBenedictis | For | For | For | ||||||||
3 | James J. Forese | For | For | For | ||||||||
4 | Richard H. Glanton | For | For | For | ||||||||
5 | Michelle J. Lohmeier | For | For | For | ||||||||
6 | Charles P. Pizzi | For | For | For | ||||||||
7 | Manuel N. Stamatakis | For | For | For | ||||||||
8 | Sotirios J. Vahaviolos | For | For | For | ||||||||
2. | To ratify the appointment by the Audit Committee of the Board of Directors of KPMG LLP as independent registered public accounting firm of Mistras Group, Inc. for the year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve, on an advisory basis, the compensation of Mistras Group, Inc.'s named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 47,590 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
NATURAL GAS SERVICES GROUP, INC. | ||||||||||||
Security | 63886Q109 | Meeting Type | Annual | |||||||||
Ticker Symbol | NGS | Meeting Date | 13-Aug-2020 | |||||||||
ISIN | US63886Q1094 | Agenda | 935242545 - Management | |||||||||
Record Date | 09-Jun-2020 | Holding Recon Date | 09-Jun-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Aug-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: Leslie Shockley Beyer (for a term expiring in 2023) | Management | For | For | For | |||||||
1B. | Election of Director: Stephen C. Taylor (for a term expiring in 2023) | Management | For | For | For | |||||||
2. | To consider an advisory vote on the Company's compensation programs for its named executive officers. | Management | Abstain | For | Against | |||||||
3. | Ratification of the appointment of Moss Adams LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 108,900 | 0 | 02-Jul-2020 | 02-Jul-2020 | |||||
NATURAL GAS SERVICES GROUP, INC. | ||||||||||||
Security | 63886Q109 | Meeting Type | Annual | |||||||||
Ticker Symbol | NGS | Meeting Date | 17-Jun-2021 | |||||||||
ISIN | US63886Q1094 | Agenda | 935423056 - Management | |||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director for a term expiring in 2024: David L. Bradshaw | Management | For | For | For | |||||||
1B. | Election of Director for a term expiring in 2024: Nigel J. Jenvey | Management | For | For | For | |||||||
2. | To consider an advisory vote on executive compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
3. | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 179,860 | 0 | 06-May-2021 | 06-May-2021 | |||||
NN, INC. | ||||||||||||
Security | 629337106 | Meeting Type | Annual | |||||||||
Ticker Symbol | NNBR | Meeting Date | 27-May-2021 | |||||||||
ISIN | US6293371067 | Agenda | 935385840 - Management | |||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Raynard D. Benvenuti | For | For | For | ||||||||
2 | Robert E. Brunner | For | For | For | ||||||||
3 | Christina E. Carroll | For | For | For | ||||||||
4 | João Faria | For | For | For | ||||||||
5 | Jeri J. Harman | For | For | For | ||||||||
6 | Dr. Shihab Kuran | For | For | For | ||||||||
7 | Warren A. Veltman | For | For | For | ||||||||
8 | Thomas H. Wilson, Jr. | For | For | For | ||||||||
2. | Advisory (non-binding) vote to approve the compensation of the named executive officers of NN, Inc. | Management | Abstain | For | Against | |||||||
3. | Advisory (non-binding) vote to ratify the selection of Grant Thornton LLP as registered independent public accounting firm. | Management | For | For | For | |||||||
4. | To elect Dr. Rajeev Gautam as an additional director to serve for a term of one year. | Management | For | |||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 166,040 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||
NORTHEAST BANK | ||||||||||||
Security | 66405S100 | Meeting Type | Annual | |||||||||
Ticker Symbol | NBN | Meeting Date | 13-Nov-2020 | |||||||||
ISIN | US66405S1006 | Agenda | 935279136 - Management | |||||||||
Record Date | 18-Sep-2020 | Holding Recon Date | 18-Sep-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Robert R. Glauber | For | For | For | ||||||||
2 | Richard Wayne | For | For | For | ||||||||
2. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | For | |||||||
3. | To approve, on an advisory, non-binding basis, the frequency of a shareholder vote to approve the compensation of the named executive officers. | Management | 1 Year | 1 Year | For | |||||||
4. | To ratify the appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 100,640 | 0 | 05-Nov-2020 | 05-Nov-2020 | |||||
NORTHEAST BANK | ||||||||||||
Security | 66405S100 | Meeting Type | Special | |||||||||
Ticker Symbol | NBN | Meeting Date | 30-Apr-2021 | |||||||||
ISIN | US66405S1006 | Agenda | 935352067 - Management | |||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | To approve the Northeast Bank 2021 Stock Option and Incentive Plan. | Management | For | For | For | |||||||
2. | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to approve the Northeast Bank 2021 Stock Option and Incentive Plan. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 100,640 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||
NORTHWEST PIPE COMPANY | ||||||||||||
Security | 667746101 | Meeting Type | Annual | |||||||||
Ticker Symbol | NWPX | Meeting Date | 10-Jun-2021 | |||||||||
ISIN | US6677461013 | Agenda | 935416621 - Management | |||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director for a three year term, expiring in 2024: Amanda Kulesa | Management | For | For | For | |||||||
1B. | Election of Director for a three year term, expiring in 2024: Keith Larson | Management | For | For | For | |||||||
1C. | Election of Director for a three year term, expiring in 2024: Richard Roman | Management | For | For | For | |||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | Abstain | For | Against | |||||||
3. | Ratify the Appointment of Moss Adams LLP as the Company's independent registered public accounting firm | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 87,230 | 0 | 25-May-2021 | 25-May-2021 | |||||
ONE STOP SYSTEMS, INC. | ||||||||||||
Security | 68247W109 | Meeting Type | Annual | |||||||||
Ticker Symbol | OSS | Meeting Date | 19-May-2021 | |||||||||
ISIN | US68247W1099 | Agenda | 935404070 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Kenneth Potashner | For | For | For | ||||||||
2 | Kimberly Sentovich | For | For | For | ||||||||
3 | David Raun | For | For | For | ||||||||
4 | Jack Harrison | For | For | For | ||||||||
5 | Greg Matz | For | For | For | ||||||||
6 | Gioia Messinger | For | For | For | ||||||||
7 | Sita Lowman | For | For | For | ||||||||
2. | The ratification of the selection of Haskell & White LLP as our independent registered public accounting Firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve the increase in the authorized shares of the Company's 2017 Equity Incentive Plan (the "Plan") from 1,500,000 shares to 3,000,000 shares of common stock of the Company pursuant to the terms and conditions of the Plan. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 98,838 | 0 | 13-May-2021 | 13-May-2021 | |||||
ORRSTOWN FINANCIAL SERVICES, INC. | ||||||||||||
Security | 687380105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ORRF | Meeting Date | 27-Apr-2021 | |||||||||
ISIN | US6873801053 | Agenda | 935370089 - Management | |||||||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Thomas D. Longenecker | For | For | For | ||||||||
2 | Andrea L. Pugh | For | For | For | ||||||||
3 | Floyd E. Stoner | For | For | For | ||||||||
4 | Linford L. Weaver | For | For | For | ||||||||
2. | Approve a non-binding advisory vote regarding the compensation paid to our Named Executive Officers ("Say-On-Pay"). | Management | Abstain | For | Against | |||||||
3. | Ratify the Audit Committee's selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 48,920 | 0 | 06-Apr-2021 | 06-Apr-2021 | |||||
P.A.M. TRANSPORTATION SERVICES, INC. | ||||||||||||
Security | 693149106 | Meeting Type | Annual | |||||||||
Ticker Symbol | PTSI | Meeting Date | 05-May-2021 | |||||||||
ISIN | US6931491061 | Agenda | 935378679 - Management | |||||||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Michael D. Bishop | For | For | For | ||||||||
2 | Frederick P. Calderone | For | For | For | ||||||||
3 | W. Scott Davis | For | For | For | ||||||||
4 | Edwin J. Lukas | For | For | For | ||||||||
5 | Franklin H. McLarty | For | For | For | ||||||||
6 | H. Pete Montano | For | For | For | ||||||||
7 | Matthew J. Moroun | For | For | For | ||||||||
8 | Matthew T. Moroun | For | For | For | ||||||||
9 | Joseph A. Vitiritto | For | For | For | ||||||||
2. | To ratify the appointment of Grant Thornton LLP as PTSI's independent registered public accounting firm for the 2021 calendar year. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 27,579 | 0 | 13-Apr-2021 | 13-Apr-2021 | |||||
PARKE BANCORP, INC. | ||||||||||||
Security | 700885106 | Meeting Type | Annual | |||||||||
Ticker Symbol | PKBK | Meeting Date | 04-May-2021 | |||||||||
ISIN | US7008851062 | Agenda | 935385648 - Management | |||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Daniel J. Dalton | For | For | For | ||||||||
2 | Arret F. Dobson | For | For | For | ||||||||
3 | Anthony J. Jannetti | For | For | For | ||||||||
2. | To ratify the appointment of RSM US LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 92,271 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||
PHOTRONICS, INC. | ||||||||||||
Security | 719405102 | Meeting Type | Annual | |||||||||
Ticker Symbol | PLAB | Meeting Date | 11-Mar-2021 | |||||||||
ISIN | US7194051022 | Agenda | 935337926 - Management | |||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Walter M. Fiederowicz | For | For | For | ||||||||
2 | Peter S. Kirlin | For | For | For | ||||||||
3 | Daniel Liao | For | For | For | ||||||||
4 | Constantine Macricostas | For | For | For | ||||||||
5 | George Macricostas | For | For | For | ||||||||
6 | Mary Paladino | For | For | For | ||||||||
7 | Mitchell G. Tyson | For | For | For | ||||||||
2. | To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | For | |||||||
3. | To approve, by non-binding advisory vote, executive compensation. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 86,970 | 0 | 04-Mar-2021 | 04-Mar-2021 | |||||
PREMIER FINANCIAL BANCORP, INC. | ||||||||||||
Security | 74050M105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PFBI | Meeting Date | 16-Jun-2021 | |||||||||
ISIN | US74050M1053 | Agenda | 935427496 - Management | |||||||||
Record Date | 28-Apr-2021 | Holding Recon Date | 28-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Toney K. Adkins | For | For | For | ||||||||
2 | Philip E. Cline | For | For | For | ||||||||
3 | Harry M. Hatfield | For | For | For | ||||||||
4 | Lloyd G. Jackson II | For | For | For | ||||||||
5 | Douglas V. Reynolds | For | For | For | ||||||||
6 | Marshall T. Reynolds | For | For | For | ||||||||
7 | Neal W. Scaggs | For | For | For | ||||||||
8 | Robert W. Walker | For | For | For | ||||||||
9 | Thomas W. Wright | For | For | For | ||||||||
2. | To ratify the appointment of Crowe LLP as the Company's Independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To consider and approve the Company's executive compensation in an advisory vote. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 96,297 | 0 | 18-May-2021 | 18-May-2021 | |||||
PROFIRE ENERGY, INC | ||||||||||||
Security | 74316X101 | Meeting Type | Annual | |||||||||
Ticker Symbol | PFIE | Meeting Date | 16-Jun-2021 | |||||||||
ISIN | US74316X1019 | Agenda | 935427256 - Management | |||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: Brenton W. Hatch | Management | For | For | For | |||||||
1B. | Election of Director: Ryan W. Oviatt | Management | For | For | For | |||||||
1C. | Election of Director: Ronald R. Spoehel | Management | For | For | For | |||||||
1D. | Election of Director: Daren J. Shaw | Management | For | For | For | |||||||
1E. | Election of Director: Colleen Larkin Bell | Management | For | For | For | |||||||
2. | Ratify the appointment of Sadler, Gibb & Associates, LLC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 553,930 | 0 | 06-May-2021 | 06-May-2021 | |||||
QUANTUM CORPORATION | ||||||||||||
Security | 747906501 | Meeting Type | Annual | |||||||||
Ticker Symbol | QMCO | Meeting Date | 18-Aug-2020 | |||||||||
ISIN | US7479065010 | Agenda | 935245515 - Management | |||||||||
Record Date | 23-Jun-2020 | Holding Recon Date | 23-Jun-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: John A. Fichthorn | Management | For | For | For | |||||||
1B. | Election of Director: James J. Lerner | Management | For | For | For | |||||||
1C. | Election of Director: Raghavendra Rau | Management | For | For | For | |||||||
1D. | Election of Director: Marc E. Rothman | Management | For | For | For | |||||||
1E. | Election of Director: Rebecca J. Jacoby | Management | For | For | For | |||||||
2. | Proposal to ratify the appointment of Armanino LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | For | For | For | |||||||
3. | Proposal to adopt a resolution approving, on an advisory basis, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 119,930 | 0 | 09-Jul-2020 | 09-Jul-2020 | |||||
RIMINI STREET, INC. | ||||||||||||
Security | 76674Q107 | Meeting Type | Annual | |||||||||
Ticker Symbol | RMNI | Meeting Date | 02-Jun-2021 | |||||||||
ISIN | US76674Q1076 | Agenda | 935426658 - Management | |||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Margaret (Peggy) Taylor | For | For | For | ||||||||
2 | Jack L. Acosta | For | For | For | ||||||||
2. | Advisory vote to approve the Company's executive compensation. | Management | Abstain | For | Against | |||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | Abstain | 1 Year | Against | |||||||
4. | Ratification of appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 275,010 | 0 | 25-May-2021 | 25-May-2021 | |||||
RIVERVIEW BANCORP, INC. | ||||||||||||
Security | 769397100 | Meeting Type | Annual | |||||||||
Ticker Symbol | RVSB | Meeting Date | 26-Aug-2020 | |||||||||
ISIN | US7693971001 | Agenda | 935249563 - Management | |||||||||
Record Date | 30-Jun-2020 | Holding Recon Date | 30-Jun-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Aug-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Bradley J. Carlson | For | For | For | ||||||||
2 | Patrick Sheaffer | For | For | For | ||||||||
3 | Bess R. Wills | For | For | For | ||||||||
2. | Advisory (non-binding) approval of the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 202,270 | 0 | 28-Jul-2020 | 28-Jul-2020 | |||||
SHOE CARNIVAL, INC. | ||||||||||||
Security | 824889109 | Meeting Type | Annual | |||||||||
Ticker Symbol | SCVL | Meeting Date | 10-Jun-2021 | |||||||||
ISIN | US8248891090 | Agenda | 935415542 - Management | |||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1.1 | Election of Director: Kent A. Kleeberger | Management | For | For | For | |||||||
1.2 | Election of Director: Charles B. Tomm | Management | For | For | For | |||||||
2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,770 | 0 | 18-May-2021 | 18-May-2021 | |||||
SILVERCREST ASSET MGMT GROUP INC | ||||||||||||
Security | 828359109 | Meeting Type | Annual | |||||||||
Ticker Symbol | SAMG | Meeting Date | 02-Jun-2021 | |||||||||
ISIN | US8283591092 | Agenda | 935421797 - Management | |||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard R. Hough III | For | For | For | ||||||||
2 | Darla M. Romfo | For | For | For | ||||||||
2. | Approval of executive compensation in an advisory, non-binding vote. | Management | Abstain | For | Against | |||||||
3. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 111,386 | 0 | 06-May-2021 | 06-May-2021 | |||||
SMITH MICRO SOFTWARE, INC. | ||||||||||||
Security | 832154207 | Meeting Type | Annual | |||||||||
Ticker Symbol | SMSI | Meeting Date | 08-Jun-2021 | |||||||||
ISIN | US8321542073 | Agenda | 935417546 - Management | |||||||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Thomas G. Campbell | For | For | For | ||||||||
2 | Steven L. Elfman | For | For | For | ||||||||
2. | Non-binding advisory vote to approve the compensation of named executive officers. | Management | Abstain | For | Against | |||||||
3. | Ratification of the appointment of SingerLewak LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 353,100 | 0 | 03-Jun-2021 | 03-Jun-2021 | |||||
SMTC CORPORATION | ||||||||||||
Security | 832682207 | Meeting Type | Annual | |||||||||
Ticker Symbol | SMTX | Meeting Date | 06-Aug-2020 | |||||||||
ISIN | US8326822074 | Agenda | 935242583 - Management | |||||||||
Record Date | 16-Jun-2020 | Holding Recon Date | 16-Jun-2020 | |||||||||
City / | Country | / | Canada | Vote Deadline Date | 05-Aug-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Clarke H. Bailey | For | For | For | ||||||||
2 | David Sandberg | For | For | For | ||||||||
3 | J. Randall Waterfield | For | For | For | ||||||||
4 | Frederick Wasserman | For | For | For | ||||||||
5 | Edward Smith | For | For | For | ||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 3, 2021. | Management | For | For | For | |||||||
3. | To ratify the extension of the SMTC Corporation Tax Benefits Preservation Plan for an additional three year period. | Management | For | For | For | |||||||
4. | Advisory vote on compensation of named executive officers. | Management | Abstain | For | Against | |||||||
5. | Frequency of advisory vote on the compensation of named executive officers. | Management | Abstain | 1 Year | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 89,240 | 0 | 02-Jul-2020 | 02-Jul-2020 | |||||
SMTC CORPORATION | ||||||||||||
Security | 832682207 | Meeting Type | Special | |||||||||
Ticker Symbol | SMTX | Meeting Date | 31-Mar-2021 | |||||||||
ISIN | US8326822074 | Agenda | 935338651 - Management | |||||||||
Record Date | 11-Feb-2021 | Holding Recon Date | 11-Feb-2021 | |||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Mar-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | To adopt the Merger Agreement. | Management | For | For | For | |||||||
2. | To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | For | |||||||
3. | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the Merger. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 122,010 | 0 | 04-Mar-2021 | 04-Mar-2021 | |||||
STERLING CONSTRUCTION COMPANY, INC. | ||||||||||||
Security | 859241101 | Meeting Type | Annual | |||||||||
Ticker Symbol | STRL | Meeting Date | 05-May-2021 | |||||||||
ISIN | US8592411016 | Agenda | 935352512 - Management | |||||||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1A. | Election of Director: Roger A. Cregg | Management | For | For | For | |||||||
1B. | Election of Director: Joseph A. Cutillo | Management | For | For | For | |||||||
1C. | Election of Director: Raymond F. Messer | Management | For | For | For | |||||||
1D. | Election of Director: Dana C. O'Brien | Management | For | For | For | |||||||
1E. | Election of Director: Charles R. Patton | Management | For | For | For | |||||||
1F. | Election of Director: Thomas M. White | Management | For | For | For | |||||||
1G. | Election of Director: Dwayne A. Wilson | Management | For | For | For | |||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers | Management | Abstain | For | Against | |||||||
3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2021 | Management | For | For | For | |||||||
4. | To adopt the amended and restated 2018 stock incentive plan | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 79,950 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||
THE FIRST BANCSHARES, INC. | ||||||||||||
Security | 318916103 | Meeting Type | Annual | |||||||||
Ticker Symbol | FBMS | Meeting Date | 20-May-2021 | |||||||||
ISIN | US3189161033 | Agenda | 935381486 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Charles R. Lightsey | For | For | For | ||||||||
2 | Fred A. McMurry | For | For | For | ||||||||
3 | Thomas E. Mitchell | For | For | For | ||||||||
4 | Andrew D. Stetelman | For | For | For | ||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | |||||||
3. | Ratification of the appointment of BKD, LLP as the independent registered public accounting firm of the Company for the fiscal year 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 30,950 | 0 | 13-Apr-2021 | 13-Apr-2021 | |||||
THE SHYFT GROUP INC | ||||||||||||
Security | 825698103 | Meeting Type | Annual | |||||||||
Ticker Symbol | SHYF | Meeting Date | 19-May-2021 | |||||||||
ISIN | US8256981031 | Agenda | 935377817 - Management | |||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Daryl M. Adams | For | For | For | ||||||||
2 | Thomas R. Clevinger | For | For | For | ||||||||
3 | Paul A. Mascarenas | For | For | For | ||||||||
2. | Vote on the ratification of the appointment of BDO USA, LLP as The Shyft Group's independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||||||
3. | Participate in an advisory vote to approve the compensation of our executives. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 50,764 | 0 | 13-Apr-2021 | 13-Apr-2021 | |||||
TWIN DISC, INCORPORATED | ||||||||||||
Security | 901476101 | Meeting Type | Annual | |||||||||
Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||
ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||
Record Date | 20-Aug-2020 | Holding Recon Date | 20-Aug-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | MICHAEL DOAR | For | For | For | ||||||||
2 | MICHAEL C. SMILEY | For | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | For | Against | |||||||
3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | For | |||||||
4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | For | |||||||
5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 180,460 | 0 | 22-Sep-2020 | 22-Sep-2020 | |||||
UNIQUE FABRICATING INC | ||||||||||||
Security | 90915J103 | Meeting Type | Annual | |||||||||
Ticker Symbol | UFAB | Meeting Date | 02-Jul-2020 | |||||||||
ISIN | US90915J1034 | Agenda | 935224244 - Management | |||||||||
Record Date | 18-May-2020 | Holding Recon Date | 18-May-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jul-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Paul Frascoia | For | For | For | ||||||||
2 | Patrick Cavanagh | For | For | For | ||||||||
2. | To amend the 2014 Omnibus Performance Award Plan to increase the number of authorized shares in the 2014 Plan by 250,000 shares to 700,000 shares. | Management | For | For | For | |||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||||
4. | Approval, on a non-binding advisory basis, of the compensation paid to the Company's Named Executive Officers. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 165,959 | 0 | 02-Jun-2020 | 02-Jun-2020 | |||||
UNIVERSAL ELECTRONICS INC. | ||||||||||||
Security | 913483103 | Meeting Type | Annual | |||||||||
Ticker Symbol | UEIC | Meeting Date | 08-Jun-2021 | |||||||||
ISIN | US9134831034 | Agenda | 935403167 - Management | |||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Paul D. Arling | For | For | For | ||||||||
2. | Say on Pay - Approval, on an advisory basis, of named executive officer compensation. | Management | Abstain | For | Against | |||||||
3. | Adoption and approval of an amendment to our 2018 Equity and Incentive Compensation Plan. | Management | For | For | For | |||||||
4. | Ratification of the appointment of Grant Thornton LLP, a firm of Independent Registered Public Accountants as the Company's auditors for the year ending December 31, 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 30,380 | 0 | 06-May-2021 | 06-May-2021 | |||||
WEST BANCORPORATION, INC. | ||||||||||||
Security | 95123P106 | Meeting Type | Annual | |||||||||
Ticker Symbol | WTBA | Meeting Date | 29-Apr-2021 | |||||||||
ISIN | US95123P1066 | Agenda | 935340428 - Management | |||||||||
Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Patrick J. Donovan | For | For | For | ||||||||
2 | Lisa J. Elming | For | For | For | ||||||||
3 | Steven K. Gaer | For | For | For | ||||||||
4 | Michael J. Gerdin | For | For | For | ||||||||
5 | Sean P. McMurray | For | For | For | ||||||||
6 | George D. Milligan | For | For | For | ||||||||
7 | David D. Nelson | For | For | For | ||||||||
8 | James W. Noyce | For | For | For | ||||||||
9 | Steven T. Schuler | For | For | For | ||||||||
10 | Therese M. Vaughan | For | For | For | ||||||||
11 | Philip Jason Worth | For | For | For | ||||||||
2. | To approve, on a nonbinding basis, the 2020 compensation of the named executive officers disclosed in the proxy statement. | Management | Abstain | For | Against | |||||||
3. | To approve the West Bancorporation, Inc. 2021 Equity Incentive Plan. | Management | For | For | For | |||||||
4. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 72,800 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||
ZAGG INC | ||||||||||||
Security | 98884U108 | Meeting Type | Special | |||||||||
Ticker Symbol | ZAGG | Meeting Date | 18-Feb-2021 | |||||||||
ISIN | US98884U1088 | Agenda | 935329828 - Management | |||||||||
Record Date | 14-Jan-2021 | Holding Recon Date | 14-Jan-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Feb-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | Adoption of the Agreement and Plan of Merger, dated December 10, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among ZAGG Inc, a Delaware corporation, Zephyr Parent, Inc., a Delaware corporation, and Zephyr Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Zephyr Parent, Inc.. | Management | For | For | For | |||||||
2. | Adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes received to approve Proposal 1. | Management | For | For | For | |||||||
3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 350,100 | 0 | 11-Feb-2021 | 11-Feb-2021 | |||||
ZOVIO INC | ||||||||||||
Security | 98979V102 | Meeting Type | Annual | |||||||||
Ticker Symbol | ZVO | Meeting Date | 19-May-2021 | |||||||||
ISIN | US98979V1026 | Agenda | 935380472 - Management | |||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||
1. | DIRECTOR | Management | ||||||||||
1 | Teresa S. Carroll | For | For | For | ||||||||
2 | Ryan D. Craig | For | For | For | ||||||||
3 | Kirsten M. Marriner | For | For | For | ||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | For | |||||||
3. | To approve on an advisory, non-binding basis the compensation of our named executive officers as presented in the proxy statement. | Management | Abstain | For | Against | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 210,643 | 0 | 15-Apr-2021 | 15-Apr-2021 |
Pier Capital, LLC
FORM N-PX SPREADSHEET*
REGISTRANT NAME: Adara Smaller Companies Fund
INVESTMENT COMPANY ACT FILE NUMBER: _____________________________
REPORTING PERIOD: 07/01/2020 - 06/30/2021
REGISTRANT ADDRESS: ____________________________
NAME OF SERIES (AS APPLICABLE): __________________________________
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 1 Keith Anderson | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 2 Michael Berman | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 3 Timothy Bernlohr | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 4 Eddie Capel | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 5 John C. Firth | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 6 Michael Kaufman | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 7 Erin Mulligan Nelson | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 8 Gary E. Robinette | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 1. Election of Directors; 9 Mark Yost | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 7/29/2020 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 8/6/2020 | 1. Election of Directors; 1 ELIZABETH W. CAMP | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 8/6/2020 | 1. Election of Directors; 2 A. RUSSELL CHANDLER III | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 8/6/2020 | 2. Approve Stock Compensation Plan; | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 8/6/2020 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 6. Miscellaneous Corporate Actions; | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 7. Miscellaneous Corporate Actions; | MGMT | Yes | For | n/a |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 9. Miscellaneous Corporate Actions; | MGMT | Yes | For | n/a |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 10. Miscellaneous Corporate Actions; | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 1. Election of Directors (Full Slate); | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 2. Election of Directors (Full Slate); | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 3. Election of Directors (Full Slate); | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 4. Election of Directors (Full Slate); | MGMT | Yes | For | For |
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 8/12/2020 | 8. 14A Executive Compensation; | MGMT | Yes | For | For |
FIVERR INTERNATIONAL LTD | FVRR | M4R82T106 | 8/20/2020 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FIVERR INTERNATIONAL LTD | FVRR | M4R82T106 | 8/20/2020 | 3. Adopt Employee Stock Purchase Plan; | MGMT | Yes | For | For |
FIVERR INTERNATIONAL LTD | FVRR | M4R82T106 | 8/20/2020 | 1. Election of Directors (Full Slate); | MGMT | Yes | For | For |
FIVERR INTERNATIONAL LTD | FVRR | M4R82T106 | 8/20/2020 | 2. Election of Directors (Full Slate); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 10. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HELEN OF TROY LIMITED | HELE | G4388N106 | 8/26/2020 | 9. 14A Executive Compensation; | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 12. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 9. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 10. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 11. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
METHODE ELECTRONICS, INC. | MEI | 591520200 | 9/16/2020 | 13. 14A Executive Compensation; | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 1. Election of Directors; 1 Charles A. Norris | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 1. Election of Directors; 2 Leta D. Priest | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 1. Election of Directors; 3 Olu Beck | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 1. Election of Directors; 4 William B. Cyr | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 4. Eliminate Supermajority Requirements; | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 5. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 9/24/2020 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 8. Amend Incentive Stock Option Plan; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 9. Stock Repurchase Plan; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 4. Election of Directors (Full Slate); | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 5. Election of Directors (Full Slate); | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 6. Election of Directors (Full Slate); | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 3. Approve Remuneration of Directors and Auditors; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 1. Adopt Accounts for Past Year; | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 9/24/2020 | 7. Receive Directors' Report; | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 9/24/2020 | 1. Election of Directors; 1 Irwin N. Gold | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 9/24/2020 | 1. Election of Directors; 2 Gillian B. Zucker | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 9/24/2020 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 9/24/2020 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 1 Jean Madar | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 2 Philippe Benacin | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 3 Russell Greenberg | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 4 Philippe Santi | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 5 Francois Heilbronn | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 6 Robert Bensoussan | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 7 Patrick Choel | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 8 Michel Dyens | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 9 Veronique Gabai-Pinsky | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 1. Election of Directors; 10 Gilbert Harrison | MGMT | Yes | For | For |
INTER PARFUMS, INC. | IPAR | 458334109 | 10/8/2020 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 8. Authorize Directors to Repurchase Shares; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 1. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 2. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 3. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 5. Approve Remuneration of Directors and Auditors; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 6. Receive Directors' Report; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 7. 14A Executive Compensation; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 8. Authorize Directors to Repurchase Shares; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 1. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 2. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 3. Election of Directors (Full Slate); | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 5. Approve Remuneration of Directors and Auditors; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 6. Receive Directors' Report; | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 10/8/2020 | 7. 14A Executive Compensation; | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 1 Mark R. Bamforth | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 2 Joseph Carleone, Ph.D. | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 3 Nicholas S. Green | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 4 Richard B. Hancock | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 5 Catherine Mackey, Ph.D. | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 6 Gregory P. Sargen | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 1. Election of Directors; 7 Patrick D. Walsh | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
AVID BIOSERVICES, INC. | CDMO | 05368M106 | 10/20/2020 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 6. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 4. Approve Director Liability Insurance; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 5. Approve Director Liability Insurance; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 7. Authorize Directors to Repurchase Shares; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 3. Adopt Accounts for Past Year; | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 10/21/2020 | 8. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 1. Election of Directors; 1 Mark Aslett* | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 1. Election of Directors; 2 Mary Louise Krakauer* | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 1. Election of Directors; 3 William K. O'Brien* | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 1. Election of Directors; 4 Orlando P. Carvalho# | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 4. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 3. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 10/28/2020 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
FABRINET | FN | G3323L100 | 12/10/2020 | 1. Election of Directors; 1 Seamus Grady | MGMT | Yes | For | For |
FABRINET | FN | G3323L100 | 12/10/2020 | 1. Election of Directors; 2 Thomas F. Kelly | MGMT | Yes | For | For |
FABRINET | FN | G3323L100 | 12/10/2020 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FABRINET | FN | G3323L100 | 12/10/2020 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 4. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 5. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 6. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 7. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 8. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 9. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 10. Election of Directors (Full Slate); | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 2. Approve Remuneration of Directors and Auditors; | MGMT | Yes | For | For |
ENDAVA PLC | DAVA | 29260V105 | 12/16/2020 | 1. Adopt Accounts for Past Year; | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 1 Robyn C. Davis | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 2 Joseph R. Martin | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 3 Erica J. McLaughlin | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 4 Krishna G. Palepu | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 5 Michael Rosenblatt | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 6 Stephen S. Schwartz | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 7 Alfred Woollacott, III | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 8 Mark S. Wrighton | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 1. Election of Directors; 9 Ellen M. Zane | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 3. Approve Stock Compensation Plan; | MGMT | Yes | For | For |
BROOKS AUTOMATION, INC. | BRKS | 114340102 | 1/26/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 2/5/2021 | 1. Election of Directors; 1 Victor L. Richey | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 2/5/2021 | 1. Election of Directors; 2 James M. Stolze | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 2/5/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 2/5/2021 | 2. Amend Omnibus Stock Option Plan; | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 2/5/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 9. S/H Proposal - Political/Government; | MGMT | Yes | N | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 7. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 6. Approve Stock Compensation Plan; | MGMT | Yes | For | For |
MAXIMUS, INC. | MMS | 577933104 | 3/16/2021 | 8. 14A Executive Compensation; | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 1. Election of Directors; 1 G. Tyson Tuttle | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 1. Election of Directors; 2 Sumit Sadana | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 1. Election of Directors; 3 Gregg Lowe | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 5. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 4. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 4/22/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 10. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 9. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 4/27/2021 | 11. 14A Executive Compensation; | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 6. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 5. Declassify Board; | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 4/27/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 1 Ryan Edone | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 2 Duncan Gage | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 3 Eric Lipar | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 4 Laura Miller | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 5 Bryan Sansbury | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 6 Steven Smith | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 1. Election of Directors; 7 Robert Vahradian | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 4/29/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 1 Linda Baddour | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 2 Richard Berman | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 3 Daniel Hancock | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 4 Robert Hariri, M.D, PhD | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 5 Ram M. Jagannath | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 6 Ramkumar Mandalam, Ph.D | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 7 Jerrell W. Shelton | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 1. Election of Directors; 8 Edward Zecchini | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 4. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 4/30/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 1 Randolph L. Marten | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 2 Larry B. Hagness | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 3 Thomas J. Winkel | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 4 Jerry M. Bauer | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 5 Robert L. Demorest | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 6 Ronald R. Booth | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 1. Election of Directors; 7 Kathleen P. Iverson | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 4. Transact Other Business; | MGMT | Yes | For | For |
MARTEN TRANSPORT, LTD. | MRTN | 573075108 | 5/4/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 5/5/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 5/5/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 5/5/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 5/5/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 5/5/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
FOX FACTORY HOLDING CORP. | FOXF | 35138V102 | 5/7/2021 | 1. Election of Directors; 1 Michael C. Dennison | MGMT | Yes | For | For |
FOX FACTORY HOLDING CORP. | FOXF | 35138V102 | 5/7/2021 | 1. Election of Directors; 2 Sidney Johnson | MGMT | Yes | For | For |
FOX FACTORY HOLDING CORP. | FOXF | 35138V102 | 5/7/2021 | 1. Election of Directors; 3 Ted Waitman | MGMT | Yes | For | For |
FOX FACTORY HOLDING CORP. | FOXF | 35138V102 | 5/7/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FOX FACTORY HOLDING CORP. | FOXF | 35138V102 | 5/7/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 1 James R. Anderson | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 2 Robin A. Abrams | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 3 Mark E. Jensen | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 4 Anjali Joshi | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 5 James P. Lederer | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 6 Krishna Rangasayee | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 1. Election of Directors; 7 D. Jeffrey Richardson | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 5/7/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 10. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 11. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEXCEL CORPORATION | HXL | 428291108 | 5/10/2021 | 9. 14A Executive Compensation; | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 1. Election of Directors; 1 Raja Hammoud | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 1. Election of Directors; 2 William V. Russell | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 4. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 3. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
PROS HOLDINGS, INC. | PRO | 74346Y103 | 5/12/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 1 Tzu-Yin Chiu | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 2 Richard J. Faubert | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 3 Arthur L. George, Jr. | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 4 Joseph P. Keithley | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 5 John T. Kurtzweil | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 6 Mary G. Puma | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 7 Thomas St. Dennis | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 1. Election of Directors; 8 Jorge Titinger | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
AXCELIS TECHNOLOGIES, INC. | ACLS | 054540208 | 5/12/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 5/12/2021 | 1. Election of Directors; 1 Doug Black | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 5/12/2021 | 1. Election of Directors; 2 Jack Wyszomierski | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 5/12/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 5/12/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 1 Charles M. Baum | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 2 Bruce L.A. Carter | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 3 Julie M. Cherrington | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 4 Aaron I. Davis | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 5 Henry J. Fuchs | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 6 Michael Grey | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 7 Faheem Hasnain | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 8 Craig Johnson | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 9 Maya Martinez-Davis | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 1. Election of Directors; 10 Shalini Sharp | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 4. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 5/12/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 5/12/2021 | 1. Election of Directors; 1 Michael Burdiek | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 5/12/2021 | 1. Election of Directors; 2 David DeWalt | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 5/12/2021 | 1. Election of Directors; 3 Susan Barsamian | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 5/12/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 5/12/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 1 Carey Chen | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 2 Jillian C. Evanko | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 3 Steven W. Krablin | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 4 Singleton B. McAllister | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 5 Michael L. Molinini | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 1. Election of Directors; 6 David M. Sagehorn | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 5/13/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 8. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 5/13/2021 | 9. 14A Executive Compensation; | MGMT | Yes | For | For |
MONTROSE ENVIRONMENTAL GROUP, INC. | MEG | 615111101 | 5/13/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MONTROSE ENVIRONMENTAL GROUP, INC. | MEG | 615111101 | 5/13/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MONTROSE ENVIRONMENTAL GROUP, INC. | MEG | 615111101 | 5/13/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MONTROSE ENVIRONMENTAL GROUP, INC. | MEG | 615111101 | 5/13/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 5/13/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 5/13/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 5/13/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 5/13/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 5/13/2021 | 1. Election of Directors; 1 Owen Ryan | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 5/13/2021 | 1. Election of Directors; 2 Kevin Thompson | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 5/13/2021 | 1. Election of Directors; 3 Sophia Velastegui | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 5/13/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 5/13/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
FORMFACTOR, INC. | FORM | 346375108 | 5/14/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
FORMFACTOR, INC. | FORM | 346375108 | 5/14/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
FORMFACTOR, INC. | FORM | 346375108 | 5/14/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
FORMFACTOR, INC. | FORM | 346375108 | 5/14/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
PERSONALIS, INC. | PSNL | 71535D106 | 5/14/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PERSONALIS, INC. | PSNL | 71535D106 | 5/14/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PERSONALIS, INC. | PSNL | 71535D106 | 5/14/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
THE AZEK COMPANY INC | AZEK | 05478C105 | 5/18/2021 | 1. Election of Directors; 1 Sallie B. Bailey | MGMT | Yes | For | For |
THE AZEK COMPANY INC | AZEK | 05478C105 | 5/18/2021 | 1. Election of Directors; 2 Ashfaq Qadri | MGMT | Yes | For | For |
THE AZEK COMPANY INC | AZEK | 05478C105 | 5/18/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC. | TNDM | 875372203 | 5/18/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC. | TNDM | 875372203 | 5/18/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC. | TNDM | 875372203 | 5/18/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC. | TNDM | 875372203 | 5/18/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC. | TNDM | 875372203 | 5/18/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
MSA SAFETY INCORPORATED | MSA | 553498106 | 5/19/2021 | 1. Election of Directors; 1 Sandra Phillips Rogers | MGMT | Yes | For | For |
MSA SAFETY INCORPORATED | MSA | 553498106 | 5/19/2021 | 1. Election of Directors; 2 John T. Ryan III | MGMT | Yes | For | For |
MSA SAFETY INCORPORATED | MSA | 553498106 | 5/19/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MSA SAFETY INCORPORATED | MSA | 553498106 | 5/19/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 5/20/2021 | 1. Election of Directors; 1 Brian D. Bailey | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 5/20/2021 | 1. Election of Directors; 2 Lukas M. Roush | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 5/20/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 5/20/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 6. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 5/20/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 11. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 10. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
PURPLE INNOVATION, INC. | PRPL | 74640Y106 | 5/21/2021 | 9. 14A Executive Compensation; | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 1 Wendy Arienzo | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 2 Balu Balakrishnan | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 3 Nicholas E. Brathwaite | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 4 Anita Ganti | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 5 William George | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 6 Balakrishnan S. Iyer | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 7 Jennifer Lloyd | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 8 Necip Sayiner | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 1. Election of Directors; 9 Steven J. Sharp | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 4. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 3. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
POWER INTEGRATIONS, INC. | POWI | 739276103 | 5/21/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 1. Election of Directors; 1 John V. Balen | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 1. Election of Directors; 2 Aimée Lapic | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 1. Election of Directors; 3 Jessica Jensen | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 4. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 5/21/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 1 Angie Chen Button | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 2 C.H. Chen | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 3 Warren Chen | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 4 Michael R. Giordano | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 5 Keh-Shew Lu | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 6 Peter M. Menard | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 7 Christina Wen-Chi Sung | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 1. Election of Directors; 8 Michael K.C. Tsai | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
DIODES INCORPORATED | DIOD | 254543101 | 5/24/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 1 John B. Wood | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 2 Bernard C. Bailey | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 3 David Borland | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 4 Maj. Gen John W. Maluda | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 5 Bonnie L. Carroll | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 1. Election of Directors; 6 Fredrick D. Schaufeld | MGMT | Yes | For | For |
TELOS CORPORATION | TLS | 87969B101 | 5/25/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 1. Election of Directors; 1 Randall A. Lipps | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 1. Election of Directors; 2 Vance B. Moore | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 1. Election of Directors; 3 Mark W. Parrish | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 3. Adopt Incentive Stock Option Plan; | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 5/25/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
TENABLE HOLDINGS, INC. | TENB | 88025T102 | 5/25/2021 | 1. Election of Directors; 1 Arthur W. Coviello, Jr. | MGMT | Yes | For | For |
TENABLE HOLDINGS, INC. | TENB | 88025T102 | 5/25/2021 | 1. Election of Directors; 2 Kimberly L. Hammonds | MGMT | Yes | For | For |
TENABLE HOLDINGS, INC. | TENB | 88025T102 | 5/25/2021 | 1. Election of Directors; 3 Jerry M. Kennelly | MGMT | Yes | For | For |
TENABLE HOLDINGS, INC. | TENB | 88025T102 | 5/25/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TENABLE HOLDINGS, INC. | TENB | 88025T102 | 5/25/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 1. Election of Directors; 1 Jacqueline L. Bradley | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 1. Election of Directors; 2 H. Gilbert Culbreth, Jr | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 1. Election of Directors; 3 Christopher E. Fogal | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 1. Election of Directors; 4 Charles M. Shaffer | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 3. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 2. Approve Stock Compensation Plan; | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 5/26/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
LIVEPERSON, INC. | LPSN | 538146101 | 5/26/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LIVEPERSON, INC. | LPSN | 538146101 | 5/26/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
LIVEPERSON, INC. | LPSN | 538146101 | 5/26/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
LIVEPERSON, INC. | LPSN | 538146101 | 5/26/2021 | 5. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
LIVEPERSON, INC. | LPSN | 538146101 | 5/26/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
SPROUT SOCIAL, INC. | SPT | 85209W109 | 5/26/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SPROUT SOCIAL, INC. | SPT | 85209W109 | 5/26/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 11. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 13. S/H Proposal - Corporate Governance; | MGMT | Yes | N | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 9. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 10. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 5/26/2021 | 12. 14A Executive Compensation; | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 5/27/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
INTELLIGENT SYSTEMS CORPORATION | INS | 45816D100 | 5/27/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 5/27/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 5/27/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 5/27/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 5/27/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 5/27/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
INARI MEDICAL, INC. | NARI | 45332Y109 | 5/27/2021 | 1. Election of Directors; 1 William Hoffman | MGMT | Yes | For | For |
INARI MEDICAL, INC. | NARI | 45332Y109 | 5/27/2021 | 1. Election of Directors; 2 Donald Milder | MGMT | Yes | For | For |
INARI MEDICAL, INC. | NARI | 45332Y109 | 5/27/2021 | 1. Election of Directors; 3 Geoff Pardo | MGMT | Yes | For | For |
INARI MEDICAL, INC. | NARI | 45332Y109 | 5/27/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 5/27/2021 | 1. Election of Directors; 1 Charles R. Morrison | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 5/27/2021 | 1. Election of Directors; 2 Kate S. Lavelle | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 5/27/2021 | 1. Election of Directors; 3 Kilandigalu M. Madati | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 5/27/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 5/27/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
UPWORK INC. | UPWK | 91688F104 | 6/1/2021 | 1. Election of Directors; 1 Hayden Brown | MGMT | Yes | For | For |
UPWORK INC. | UPWK | 91688F104 | 6/1/2021 | 1. Election of Directors; 2 Gregory C. Gretsch | MGMT | Yes | For | For |
UPWORK INC. | UPWK | 91688F104 | 6/1/2021 | 1. Election of Directors; 3 Anilu Vazquez-Ubarri | MGMT | Yes | For | For |
UPWORK INC. | UPWK | 91688F104 | 6/1/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
UPWORK INC. | UPWK | 91688F104 | 6/1/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 6/2/2021 | 1. Election of Directors; 1 Roger Holstein | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 6/2/2021 | 1. Election of Directors; 2 Jeff Park | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 6/2/2021 | 1. Election of Directors; 3 David Schlanger | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 6/2/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 6/2/2021 | 3. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 1. Election of Directors; 1 Daniel N. Swisher, Jr. | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 1. Election of Directors; 2 Frank Witney, Ph.D. | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 1. Election of Directors; 3 Eric Bjerkholt | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 2. Authorize Common Stock Increase; | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 3. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 6/2/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
SMILEDIRECTCLUB, INC. | SDC | 83192H106 | 6/3/2021 | 1. Election of Directors; 1 Alexander Fenkell | MGMT | Yes | For | For |
SMILEDIRECTCLUB, INC. | SDC | 83192H106 | 6/3/2021 | 1. Election of Directors; 2 Dr. William H. Frist | MGMT | Yes | For | For |
SMILEDIRECTCLUB, INC. | SDC | 83192H106 | 6/3/2021 | 1. Election of Directors; 3 Richard F. Wallman | MGMT | Yes | For | For |
SMILEDIRECTCLUB, INC. | SDC | 83192H106 | 6/3/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 6/3/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 6/3/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 6/3/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 6/3/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 6/3/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 6/3/2021 | 1. Election of Directors; 1 Robert H. Herz | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 6/3/2021 | 1. Election of Directors; 2 David S. Mulcahy | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 6/3/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 6/3/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 1. Election of Directors; 1 Kenneth Moelis | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 1. Election of Directors; 2 Eric Cantor | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 1. Election of Directors; 3 John A. Allison IV | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 1. Election of Directors; 4 Yolanda Richardson | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 1. Election of Directors; 5 Kenneth L. Shropshire | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 6/3/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 8. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 6/3/2021 | 9. 14A Executive Compensation; | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 1. Election of Directors; 1 Sven-Olof Lindblad | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 1. Election of Directors; 2 Mark D. Ein | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 1. Election of Directors; 3 Dolf Berle | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 4. Approve Stock Compensation Plan; | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 3. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 6/3/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 6/8/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 6/8/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 6/8/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 6/8/2021 | 4. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 6/8/2021 | 1. Election of Directors; 1 Howard Lerman | MGMT | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 6/8/2021 | 1. Election of Directors; 2 Brian Distelburger | MGMT | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 6/8/2021 | 1. Election of Directors; 3 Julie Richardson | MGMT | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 6/8/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
YEXT, INC. | YEXT | 98585N106 | 6/8/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 1 R. Lynn Atchison | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 2 Jeffrey T. Diehl | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 3 Matthew P. Flake | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 4 Stephen C. Hooley | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 5 Margaret L. Taylor | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 1. Election of Directors; 6 Lynn Antipas Tyson | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
Q2 HOLDINGS INC. | QTWO | 74736L109 | 6/8/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
SHAKE SHACK INC | SHAK | 819047101 | 6/9/2021 | 1. Election of Directors; 1 Sumaiya Balbale | MGMT | Yes | For | For |
SHAKE SHACK INC | SHAK | 819047101 | 6/9/2021 | 1. Election of Directors; 2 Jenna Lyons | MGMT | Yes | For | For |
SHAKE SHACK INC | SHAK | 819047101 | 6/9/2021 | 1. Election of Directors; 3 Robert Vivian | MGMT | Yes | For | For |
SHAKE SHACK INC | SHAK | 819047101 | 6/9/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SHAKE SHACK INC | SHAK | 819047101 | 6/9/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 6/9/2021 | 1. Election of Directors; 1 Ronald L. Frasch | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 6/9/2021 | 1. Election of Directors; 2 Andrew Rees | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 6/9/2021 | 1. Election of Directors; 3 Charisse Ford Hughes | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 6/9/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 6/9/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 6/9/2021 | 1. Election of Directors; 1 Kevin Hartz | MGMT | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 6/9/2021 | 1. Election of Directors; 2 Sean Moriarty | MGMT | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 6/9/2021 | 1. Election of Directors; 3 Naomi Wheeless | MGMT | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 6/9/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
EVENTBRITE, INC. | EB | 29975E109 | 6/9/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 6. S/H Proposal - Election of Directors By Majority Vote; | MGMT | Yes | N | For |
REDFIN CORPORATION | RDFN | 75737F108 | 6/9/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
VITAL FARMS, INC. | VITL | 92847W103 | 6/9/2021 | 1. Election of Directors; 1 Kofi Amoo-Gottfried | MGMT | Yes | For | For |
VITAL FARMS, INC. | VITL | 92847W103 | 6/9/2021 | 1. Election of Directors; 2 Brent Drever | MGMT | Yes | For | For |
VITAL FARMS, INC. | VITL | 92847W103 | 6/9/2021 | 1. Election of Directors; 3 Karl Khoury | MGMT | Yes | For | For |
VITAL FARMS, INC. | VITL | 92847W103 | 6/9/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 6/10/2021 | 1. Election of Directors; 1 Keith G. Myers | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 6/10/2021 | 1. Election of Directors; 2 Ronald T. Nixon | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 6/10/2021 | 1. Election of Directors; 3 W. Earl Reed III | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 6/10/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 6/10/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 1. Election of Directors; 1 Douglas Carlisle | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 1. Election of Directors; 2 Bill Gossman | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 1. Election of Directors; 3 Gary Locke | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 4. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
NLIGHT, INC. | LASR | 65487K100 | 6/10/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
ALLOGENE THERAPEUTICS, INC. | ALLO | 019770106 | 6/10/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ALLOGENE THERAPEUTICS, INC. | ALLO | 019770106 | 6/10/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ALLOGENE THERAPEUTICS, INC. | ALLO | 019770106 | 6/10/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ALLOGENE THERAPEUTICS, INC. | ALLO | 019770106 | 6/10/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ALLOGENE THERAPEUTICS, INC. | ALLO | 019770106 | 6/10/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 1 Martin S.J. Burvill | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 2 Rodolpho C. Cardenuto | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 3 Bruce C. Edwards | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 4 Saar Gillai | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 5 Rockell N. Hankin | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 6 Ye Jane Li | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 7 James T. Lindstrom | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 8 Paula LuPriore | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 9 Mohan R. Maheswaran | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 1. Election of Directors; 10 Sylvia Summers | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 6/10/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
SILVERGATE CAPITAL CORPORATION | SI | 82837P408 | 6/11/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SILVERGATE CAPITAL CORPORATION | SI | 82837P408 | 6/11/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SILVERGATE CAPITAL CORPORATION | SI | 82837P408 | 6/11/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SILVERGATE CAPITAL CORPORATION | SI | 82837P408 | 6/11/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 1. Election of Directors; 1 Michelle Griffin | MGMT | Yes | For | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 1. Election of Directors; 2 Peter Neupert | MGMT | Yes | For | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 1. Election of Directors; 3 Leslie Trigg | MGMT | Yes | For | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 3. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
ADAPTIVE BIOTECHNOLOGIES CORPORATION | ADPT | 00650F109 | 6/11/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 5. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 7. Approve Article Amendments; | MGMT | Yes | For | For |
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 6/11/2021 | 6. 14A Executive Compensation; | MGMT | Yes | For | For |
CODEXIS, INC. | CDXS | 192005106 | 6/15/2021 | 1. Election of Directors; 1 Jennifer Aaker, Ph.D. | MGMT | Yes | For | For |
CODEXIS, INC. | CDXS | 192005106 | 6/15/2021 | 1. Election of Directors; 2 E. Martinborough, Ph.D. | MGMT | Yes | For | For |
CODEXIS, INC. | CDXS | 192005106 | 6/15/2021 | 1. Election of Directors; 3 John Nicols | MGMT | Yes | For | For |
CODEXIS, INC. | CDXS | 192005106 | 6/15/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 1 Laurence Charney | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 2 Yann Echelard | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 3 William J. Kennedy | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 4 Kenneth Hoberman | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 5 Daniel Hume | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 6 Sagar Lonial, MD | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 1. Election of Directors; 7 Michael S. Weiss | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
TG THERAPEUTICS, INC. | TGTX | 88322Q108 | 6/16/2021 | 2. Authorize Common Stock Increase; | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 1 Evan Bakst | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 2 Mortimer Berkowitz III | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 3 Quentin Blackford | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 4 Jason Hochberg | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 5 Karen K. McGinnis | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 6 Patrick S. Miles | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 7 David H. Mowry | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 8 David R. Pelizzon | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 9 Jeffrey P. Rydin | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 10 James L.L. Tullis | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 11 Donald A. Williams | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 1. Election of Directors; 12 Ward W. Woods | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 3. Amend Employee Stock Purchase Plan; | MGMT | Yes | For | For |
ALPHATEC HOLDINGS, INC. | ATEC | 02081G201 | 6/16/2021 | 4. 14A Executive Compensation; | MGMT | Yes | For | For |
SEER, INC. | SEER | 81578P106 | 6/16/2021 | 1. Election of Directors; 1 Catherine Friedman | MGMT | Yes | For | For |
SEER, INC. | SEER | 81578P106 | 6/16/2021 | 1. Election of Directors; 2 Omead Ostadan | MGMT | Yes | For | For |
SEER, INC. | SEER | 81578P106 | 6/16/2021 | 1. Election of Directors; 3 Mostafa Ronaghi, Ph.D. | MGMT | Yes | For | For |
SEER, INC. | SEER | 81578P106 | 6/16/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 1. Election of Directors; 1 Alec Gallimore | MGMT | Yes | For | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 1. Election of Directors; 2 Rathi Murthy | MGMT | Yes | For | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 1. Election of Directors; 3 Alex Solomon | MGMT | Yes | For | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 4. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
PAGERDUTY, INC. | PD | 69553P100 | 6/17/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 7. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. | OLLI | 681116109 | 6/17/2021 | 6. 14A Executive Compensation; | MGMT | Yes | For | For |
SCHRODINGER, INC. | SDGR | 80810D103 | 6/17/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
SCHRODINGER, INC. | SDGR | 80810D103 | 6/17/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
SCHRODINGER, INC. | SDGR | 80810D103 | 6/17/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
ACUTUS MEDICAL, INC. | AFIB | 005111109 | 6/17/2021 | 1. Election of Directors; 1 Vince Burgess | MGMT | Yes | For | For |
ACUTUS MEDICAL, INC. | AFIB | 005111109 | 6/17/2021 | 1. Election of Directors; 2 John Sheridan | MGMT | Yes | For | For |
ACUTUS MEDICAL, INC. | AFIB | 005111109 | 6/17/2021 | 1. Election of Directors; 3 Dr. Shahzad Malik | MGMT | Yes | For | For |
ACUTUS MEDICAL, INC. | AFIB | 005111109 | 6/17/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 1. Election of Directors; 1 Tillman Gerngross, Ph.D | MGMT | Yes | For | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 1. Election of Directors; 2 Richard Scheller, Ph.D. | MGMT | Yes | For | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 1. Election of Directors; 3 Louis J. Lavigne, Jr. | MGMT | Yes | For | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 4. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
ALECTOR INC | ALEC | 014442107 | 6/17/2021 | 3. 14A Executive Compensation; | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 1 Roger C. Altman | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 2 Richard I. Beattie | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 3 Pamela G. Carlton | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 4 Ellen V. Futter | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 5 Gail B. Harris | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 6 Robert B. Millard | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 7 Willard J. Overlock Jr | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 8 Sir Simon M. Robertson | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 9 Ralph L. Schlosstein | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 10 John S. Weinberg | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 11 William J. Wheeler | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 12 Sarah K. Williamson | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 1. Election of Directors; 13 Kendrick R. Wilson III | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 3. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 6/17/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 1 Michael Rice | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 2 Raymond W. Cohen | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 3 Andrew Hinson | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 4 Joseph Schick | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 5 Amy DuRoss | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 1. Election of Directors; 6 Rachel Ellingson | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 3. Amend Stock Compensation Plan; | MGMT | Yes | For | For |
BIOLIFE SOLUTIONS, INC. | BLFS | 09062W204 | 6/18/2021 | 2. 14A Executive Compensation; | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 11. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 4. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 5. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 6. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 7. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 8. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 9. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 10. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 6/24/2021 | 12. 14A Executive Compensation; | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 1 Robert J. Mylod | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 2 Scott A. Dahnke | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 3 Michael J. Farello | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 4 Paul J. Hennessy | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 5 Laura W. Lang | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 6 Laura G. O'Shaughnessy | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 7 Paula B. Pretlow | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 1. Election of Directors; 8 Frederick O. Terrell | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 2. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
VROOM, INC. | VRM | 92918V109 | 6/24/2021 | 3. 14A Executive Compensation Vote Frequency; | MGMT | Yes | 1 | For |
MAGNITE INC | MGNI | 55955D100 | 6/28/2021 | 4. Ratify Appointment of Independent Auditors; | MGMT | Yes | For | For |
MAGNITE INC | MGNI | 55955D100 | 6/28/2021 | 1. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAGNITE INC | MGNI | 55955D100 | 6/28/2021 | 2. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAGNITE INC | MGNI | 55955D100 | 6/28/2021 | 3. Election of Directors (Majority Voting); | MGMT | Yes | For | For |
MAGNITE INC | MGNI | 55955D100 | 6/28/2021 | 5. 14A Executive Compensation; | MGMT | Yes | For | For |
River Road Asset Management
Company Name | Country Code | Meeting Date | Meeting Type | Record Date | Ticker | Security ID | Symbol Type | Agenda Item Number | Agenda Item Description | Management or Shareholder Proposal | Management Recommendation | Fund Vote | Fund ID |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 1 | Elect Richard M. Baudouin | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 2 | Elect Phyllis J. Campbell | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 3 | Elect Richard F. Corrado | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 4 | Elect Joseph C. Hete | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 5 | Elect Raymond E. Johns | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 6 | Elect Laura J. Peterson | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 7 | Elect Randy D. Rademacher | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 8 | Elect J. Christopher Teets | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 9 | Elect Jeffrey Vorholt | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 10 | Elect Paul S. Williams | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/26/2021 | Annual | 3/29/2021 | ATSG | 00922R105 | CUSIP | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 1.1 | Elect Brenda J. Cushing | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 1.2 | Elect Douglas T. Healy | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 1.3 | Elect David S. Mulcahy | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 1.4 | Elect Sachin Shah | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 1.5 | Elect A.J. Strickland, III | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
American Equity Investment Life Holding Company | US | 6/10/2021 | Annual | 4/15/2021 | AEL | 025676206 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.1 | Elect Rainer H. Bosselmann | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.2 | Elect Cynthia A. Flanders | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.3 | Elect Peter W. Getsinger | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.4 | Elect William F. Griffin, Jr. | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.5 | Elect John R. Jeffrey, Jr. | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.6 | Elect Mano S. Koilpillai | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.7 | Elect William F. Leimkuhler | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.8 | Elect W.G. Champion Mitchell | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 1.9 | Elect James W. Quinn | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Argan, Inc. | US | 6/24/2021 | Annual | 4/30/2021 | AGX | 04010E109 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.1 | Elect Stan A. Askren | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.2 | Elect Victor D. Grizzle | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.3 | Elect Tao Huang | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.4 | Elect Barbara L. Loughran | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.5 | Elect Larry S. McWilliams | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.6 | Elect James C. Melville | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.7 | Elect Wayne R. Shurts | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.8 | Elect Roy W. Templin | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 1.9 | Elect Cherryl T. Thomas | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/24/2021 | Annual | 4/19/2021 | AWI | 04247X102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 1 | Elect Betty R. Johnson | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 2 | Elect William R. Waltz Jr. | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 3 | Elect A. Mark Zeffiro | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 4 | Elect Jeri L. Isbell | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 5 | Elect Wilbert W. James Jr. | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 6 | Elect Michael V. Schrock | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Atkore International Group Inc. | US | 1/28/2021 | Annual | 12/1/2020 | ATKR | 047649108 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.1 | Elect James M Chirico | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.2 | Elect Stephan Scholl | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.3 | Elect Susan L. Spradley | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.4 | Elect Stanley J. Sutula | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.5 | Elect Robert Theis | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.6 | Elect Scott D. Vogel | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.7 | Elect William D. Watkins | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 1.8 | Elect Jacqueline E. Yeaney | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Avaya Holdings Corp. | US | 3/3/2021 | Annual | 1/4/2021 | AVYA | 05351X101 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.1 | Elect Robert W. Bryant | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.2 | Elect Steven M. Chapman | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.3 | Elect William M. Cook | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.4 | Elect Mark Garrett | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.5 | Elect Deborah J. Kissire | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.6 | Elect Elizabeth C. Lempres | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.7 | Elect Robert M. McLaughlin | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.8 | Elect Rakesh Sachdev | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 1.9 | Elect Samuel L. Smolik | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | 5031 |
Axalta Coating Systems Ltd. | US | 5/13/2021 | Annual | 3/19/2021 | AXTA | G0750C108 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 1 | Elect Charles A. Davis | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 2 | Elect Elanor R. Hardwick | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 3 | Elect Axel Theis | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 4 | Elect Barbara A. Yastine | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 6 | Amendment to the 2017 Long-Term Equity Compensation Plan | Mgmt | For | For | 5031 |
AXIS Capital Holdings Limited | US | 5/7/2021 | Annual | 3/12/2021 | AXS | G0692U109 | CUSIP | 7 | Ratification of Auditor | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 1 | Elect Thomas J. Carley | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 2 | Elect Thomas B. Cusick | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 3 | Elect Diane L. Dewbrey | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 4 | Elect James B. Hicks | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 5 | Elect Jon L. Justesen | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 6 | Elect Gary E. Kramer | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 7 | Elect Anthony Meeker | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 8 | Elect Carla A. Moradi | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 9 | Elect Vincent P. Price | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Barrett Business Services, Inc. | US | 6/2/2021 | Annual | 4/12/2021 | BBSI | 068463108 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/17/2021 | Annual | 4/26/2021 | BJ | 05550J101 | CUSIP | 1.1 | Elect Christopher J. Baldwin | Mgmt | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/17/2021 | Annual | 4/26/2021 | BJ | 05550J101 | CUSIP | 1.2 | Elect Ken Parent | Mgmt | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/17/2021 | Annual | 4/26/2021 | BJ | 05550J101 | CUSIP | 1.3 | Elect Robert A. Steele | Mgmt | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/17/2021 | Annual | 4/26/2021 | BJ | 05550J101 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/17/2021 | Annual | 4/26/2021 | BJ | 05550J101 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 1.1 | Elect William P. Foley | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 1.2 | Elect David Aung | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 1.3 | Elect Frank R. Martire | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 1.4 | Elect Richard N. Massey | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/23/2021 | Annual | 4/26/2021 | CNNE | 13765N107 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 1 | Elect Leslie A. Brun | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 2 | Elect Willie A. Deese | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 3 | Elect Amy J. Hillman | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 4 | Elect Brian M. Krzanich | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 5 | Elect Stephen A. Miles | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 6 | Elect Robert E. Radway | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 7 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 8 | Elect Frank S. Sowinski | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 9 | Elect Eileen J. Voynick | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
CDK Global Inc | US | 11/12/2020 | Annual | 9/18/2020 | CDK | 12508E101 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 1 | Elect Mitchell P. Rales | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 2 | Elect Matthew L. Trerotola | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 3 | Elect Patrick W. Allender | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 4 | Elect Thomas S. Gayner | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 5 | Elect Rhonda L. Jordan | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 6 | Elect Liam J. Kelly | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 7 | Elect Philip A. Okala | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 8 | Elect A. Clayton Perfall | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 9 | Elect Didier Teirlinck | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 10 | Elect Rajiv Vinnakota | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 11 | Elect Sharon Wienbar | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
Colfax Corporation | US | 5/12/2021 | Annual | 3/22/2021 | CFX | 194014106 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.1 | Elect Darcy G. Anderson | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.2 | Elect Herman E. Bulls | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.3 | Elect Alan P. Krusi | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.4 | Elect Brian E. Lane | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.5 | Elect Pablo G. Mercado | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.6 | Elect Franklin Myers | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.7 | Elect William J. Sandbrook | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.8 | Elect Constance E. Skidmore | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.9 | Elect Vance W. Tang | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 1.10 | Elect Cindy L. Wallis-Lage | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/18/2021 | Annual | 3/19/2021 | FIX | 199908104 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 5/13/2021 | Annual | 3/19/2021 | CPSI | 205306103 | CUSIP | 1 | Elect Glenn P. Tobin | Mgmt | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 5/13/2021 | Annual | 3/19/2021 | CPSI | 205306103 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 5/13/2021 | Annual | 3/19/2021 | CPSI | 205306103 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Computer Services, Inc. | US | 7/9/2020 | Annual | 5/21/2020 | CSVI | 20539A105 | CUSIP | 1.1 | Elect Dana Bowers | Mgmt | For | For | 5031 |
Computer Services, Inc. | US | 7/9/2020 | Annual | 5/21/2020 | CSVI | 20539A105 | CUSIP | 1.2 | Elect Kristin Rudolph Muhlner | Mgmt | For | For | 5031 |
Computer Services, Inc. | US | 7/9/2020 | Annual | 5/21/2020 | CSVI | 20539A105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 1 | Elect Donna M. Alvarado | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 2 | Elect Robert J. Dennis | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 3 | Elect Mark A. Emkes | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 4 | Elect Damon T. Hininger | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 5 | Elect Stacia A. Hylton | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 6 | Elect Harley G. Lappin | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 7 | Elect Anne L. Mariucci | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 9 | Elect Devin I. Murphy | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 10 | Elect Charles L. Overby | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 11 | Elect John R. Prann, Jr. | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
CoreCivic, Inc. | US | 5/13/2021 | Annual | 3/17/2021 | CXW | 21871N101 | CUSIP | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.1 | Elect Prithviraj Banerjee | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.2 | Elect Bruce G. Blakley | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.4 | Elect Denise L. Devine | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.5 | Elect Bradley H. Feldmann | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.6 | Elect Carolyn A. Flowers | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.7 | Elect Janice M. Hamby | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.8 | Elect David F. Melcher | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 1.9 | Elect Steven J. Norris | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/13/2021 | Annual | 4/6/2021 | CUB | 229669106 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/27/2021 | Special | 3/18/2021 | CUB | 229669106 | CUSIP | 1 | Merger/Acquisition | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/27/2021 | Special | 3/18/2021 | CUB | 229669106 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | 5031 |
Cubic Corporation | US | 4/27/2021 | Special | 3/18/2021 | CUB | 229669106 | CUSIP | 3 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 1 | Elect Mukesh Aghi | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 2 | Elect Amy E. Alving | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 3 | Elect David A. Barnes | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 4 | Elect Raul J. Fernandez | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 5 | Elect David L. Herzog | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 6 | Elect Mary L. Krakauer | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 7 | Elect Ian C. Read | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 8 | Elect Michael J. Salvino | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 9 | Elect Manoj P. Singh | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 10 | Elect Robert F. Woods | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 13 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | 5031 |
DXC Technology Company | US | 8/13/2020 | Annual | 6/15/2020 | DXC | 23355L106 | CUSIP | 14 | Amendment to the 2017 Non-Employee Director Incentive Plan | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.1 | Elect Bruce M. Bowen | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.2 | Elect John E. Callies | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.3 | Elect C. Thomas Faulders, III | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.4 | Elect Eric D. Hovde | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.5 | Elect Ira A. Hunt, III | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.6 | Elect Mark P. Marron | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.7 | Elect Maureen F. Morrison | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 1.8 | Elect Ben Xiang | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
ePlus inc. | US | 9/15/2020 | Annual | 7/22/2020 | PLUS | 294268107 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 1.1 | Elect Edward J. DiPaolo | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 1.2 | Elect William E. Dozier | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 1.3 | Elect Robert S. Herlin | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 1.4 | Elect Kelly W. Loyd | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/9/2020 | Annual | 10/16/2020 | EPM | 30049A107 | CUSIP | 4 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Special | 4/23/2021 | STAY | 30224P200 | CUSIP | 1 | Merger/Acquisition | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Special | 4/23/2021 | STAY | 30224P200 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Special | 4/23/2021 | STAY | 30224P200 | CUSIP | 3 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 1 | Merger/Acquisition | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 3 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Special | 4/23/2021 | STAY | 30224P211 | CUSIP | 1 | Merger/Acquisition | Mgmt | N/A | Against | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Special | 4/23/2021 | STAY | 30224P211 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | Against | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 1 | Merger/Acquisition | Shrhldr | N/A | TNA | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Shrhldr | N/A | TNA | 5031 |
Extended Stay America, Inc. | US | 6/11/2021 | Proxy Contest | 5/10/2021 | STAY | 30224P200 | CUSIP | 3 | Right to Adjourn Meeting | Shrhldr | N/A | TNA | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 1 | Reverse Merger | Mgmt | For | For | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 2 | Amendments to Share Classes | Mgmt | For | For | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 3 | Creation of Class C Common Stock | Mgmt | For | For | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 4 | Increase in Authorized Shares | Mgmt | For | For | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 5 | NYSE Issuance | Mgmt | For | For | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 6 | Classified Board | Mgmt | For | Against | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 7 | Director Removal | Mgmt | For | Against | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 8 | Supermajority Voting Requirements | Mgmt | For | Against | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 9 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | Against | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 10 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | For | Against | 5031 |
Foley Trasimene Acquisition Corp. | US | 6/30/2021 | Special | 5/25/2021 | WPF | 34431F104 | CUSIP | 11 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 1 | Elect G. Kent Conrad | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 2 | Elect Karen E. Dyson | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 3 | Elect Jill R. Goodman | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 4 | Elect Melina E. Higgins | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 5 | Elect Thomas J. McInerney | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 6 | Elect Howard D. Mills | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 7 | Elect Debra J. Perry | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 8 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 9 | Elect Ramsey D. Smith | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 11 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | For | For | 5031 |
Genworth Financial, Inc. | US | 5/20/2021 | Annual | 3/22/2021 | GNW | 37247D106 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 1.1 | Elect Peter C. Browning | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 1.2 | Elect Theron I. Gilliam | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 1.3 | Elect Mitchell B. Lewis | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 1.4 | Elect John C. Turner, Jr. | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 4 | Repeal of Classified Board | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 5 | Elimination of Supermajority Requirement | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 6 | Amend Charter and Bylaws to Permit the Board to Amend Bylaws | Mgmt | For | For | 5031 |
GMS Inc | US | 10/22/2020 | Annual | 8/25/2020 | GMS | 36251C103 | CUSIP | 7 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | 5031 |
GoHealth, Inc. | US | 5/26/2021 | Annual | 3/31/2021 | GOCO | 38046W105 | CUSIP | 1.1 | Elect Rahm Emanuel | Mgmt | For | Withhold | 5031 |
GoHealth, Inc. | US | 5/26/2021 | Annual | 3/31/2021 | GOCO | 38046W105 | CUSIP | 1.2 | Elect Helene D. Gayle | Mgmt | For | Withhold | 5031 |
GoHealth, Inc. | US | 5/26/2021 | Annual | 3/31/2021 | GOCO | 38046W105 | CUSIP | 1.3 | Elect Alexander E. Timm | Mgmt | For | For | 5031 |
GoHealth, Inc. | US | 5/26/2021 | Annual | 3/31/2021 | GOCO | 38046W105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
GrafTech International Ltd. | US | 5/13/2021 | Annual | 3/16/2021 | EAF | 384313508 | CUSIP | 1.1 | Elect Catherine L. Clegg | Mgmt | For | For | 5031 |
GrafTech International Ltd. | US | 5/13/2021 | Annual | 3/16/2021 | EAF | 384313508 | CUSIP | 1.2 | Elect Jeffrey C. Dutton | Mgmt | For | For | 5031 |
GrafTech International Ltd. | US | 5/13/2021 | Annual | 3/16/2021 | EAF | 384313508 | CUSIP | 1.3 | Elect Anthony R. Taccone | Mgmt | For | For | 5031 |
GrafTech International Ltd. | US | 5/13/2021 | Annual | 3/16/2021 | EAF | 384313508 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
GrafTech International Ltd. | US | 5/13/2021 | Annual | 3/16/2021 | EAF | 384313508 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 1 | Elect James .F. Earl | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 2 | Elect Kathy G. Eddy | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 3 | Elect David C. Everitt | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 5 | Elect Carolann I. Haznedar | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 6 | Elect Mario Longhi | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 7 | Elect Edgar M. Purvis | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 8 | Elect Phillip C. Widman | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Harsco Corporation | US | 4/20/2021 | Annual | 2/23/2021 | HSC | 415864107 | CUSIP | 11 | Amendment to the 2016 Non-Employee Directors Equity Compensation Plan | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 2 | Elect Anna C. Catalano | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 3 | Elect Leldon E. Echols | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 4 | Elect Manuel J. Fernandez | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 5 | Elect Michael C. Jennings | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 6 | Elect R. Craig Knocke | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 7 | Elect Robert J. Kostelnik | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 8 | Elect James H. Lee | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 9 | Elect Franklin Myers | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 10 | Elect Michael E. Rose | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
HollyFrontier Corporation | US | 5/12/2021 | Annual | 3/15/2021 | HFC | 436106108 | CUSIP | 13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.1 | Elect Jerry D. Kaminski | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.2 | Elect Andrew P. Callahan | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.3 | Elect Olu Beck | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.4 | Elect Laurence Bodner | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.5 | Elect Gretchen R. Crist | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.6 | Elect Rachel P. Cullen | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.7 | Elect Hugh G. Dineen | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.8 | Elect Ioannis Skoufalos | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 1.9 | Elect Craig D. Steeneck | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Hostess Brands, Inc. | US | 6/28/2021 | Annual | 4/29/2021 | TWNK | 44109J106 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Ingles Markets, Incorporated | US | 2/9/2021 | Annual | 12/14/2020 | IMKTA | 457030104 | CUSIP | 1.1 | Elect Ernest E. Ferguson | Mgmt | For | For | 5031 |
Ingles Markets, Incorporated | US | 2/9/2021 | Annual | 12/14/2020 | IMKTA | 457030104 | CUSIP | 1.2 | Elect John R. Lowden | Mgmt | For | For | 5031 |
Ingles Markets, Incorporated | US | 2/9/2021 | Annual | 12/14/2020 | IMKTA | 457030104 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Ingles Markets, Incorporated | US | 2/9/2021 | Annual | 12/14/2020 | IMKTA | 457030104 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | 5031 |
Ingles Markets, Incorporated | US | 2/9/2021 | Annual | 12/14/2020 | IMKTA | 457030104 | CUSIP | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 2 | Elect Nir Sheratzky | Mgmt | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 3 | Elect Yigal Shani | Mgmt | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 4 | Elect Yehuda Kahane | Mgmt | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 5 | Elect Israel Baron as External Director | Mgmt | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 6 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/10/2020 | Annual | 11/9/2020 | ITRN | M6158M104 | CUSIP | 7 | Extension of Related Party Employment Agreements | Mgmt | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/29/2021 | Annual | 4/27/2021 | JAX | 46609J106 | CUSIP | 1.1 | Elect Douglas K. Ammerman | Mgmt | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/29/2021 | Annual | 4/27/2021 | JAX | 46609J106 | CUSIP | 1.2 | Elect Lonnie J. Stout II | Mgmt | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/29/2021 | Annual | 4/27/2021 | JAX | 46609J106 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/29/2021 | Annual | 4/27/2021 | JAX | 46609J106 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/29/2021 | Annual | 4/27/2021 | JAX | 46609J106 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.1 | Elect Karey D. Barker | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.3 | Elect Paul G. Gabos | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.4 | Elect Manuel Kadre | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.5 | Elect Thomas A. McEachin | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.6 | Elect Roger J. Medel | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.7 | Elect Mark S. Ordan | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.8 | Elect Michael A. Rucker | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.9 | Elect Guy P. Sansone | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.10 | Elect John M. Starcher, Jr. | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 1.11 | Elect Shirley A. Weis | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 3 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | 5031 |
MEDNAX, Inc. | US | 5/12/2021 | Annual | 3/10/2021 | MD | 58502B106 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.2 | Elect Erik Gershwind | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.3 | Elect Louise K. Goeser | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.4 | Elect Michael C. Kaufmann | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.5 | Elect Steven Paladino | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.6 | Elect Philip R. Peller | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 1.7 | Elect Rudina Seseri | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/27/2021 | Annual | 12/9/2020 | MSM | 553530106 | CUSIP | 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | 5031 |
Murphy USA Inc. | US | 5/5/2021 | Annual | 3/5/2021 | MUSA | 626755102 | CUSIP | 1.1 | Elect Fred L. Holliger | Mgmt | For | For | 5031 |
Murphy USA Inc. | US | 5/5/2021 | Annual | 3/5/2021 | MUSA | 626755102 | CUSIP | 1.2 | Elect James W. Keyes | Mgmt | For | For | 5031 |
Murphy USA Inc. | US | 5/5/2021 | Annual | 3/5/2021 | MUSA | 626755102 | CUSIP | 1.3 | Elect Diane N. Landen | Mgmt | For | For | 5031 |
Murphy USA Inc. | US | 5/5/2021 | Annual | 3/5/2021 | MUSA | 626755102 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Murphy USA Inc. | US | 5/5/2021 | Annual | 3/5/2021 | MUSA | 626755102 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 1 | Elect Mark W. Begor | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 2 | Elect Gregory R. Blank | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 3 | Elect Catherine L. Burke | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 4 | Elect Deborah A. Farrington | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 5 | Elect Michael D. Hayford | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 6 | Elect Georgette D. Kiser | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 7 | Elect Kirk T. Larsen | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 8 | Elect Frank R. Martire | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 9 | Elect Martin Mucci | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 10 | Elect Matthew A. Thompson | Mgmt | For | For | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
NCR Corporation | US | 4/20/2021 | Annual | 2/17/2021 | NCR | 62886E108 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 1.1 | Elect Howard W. Lutnick | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 1.2 | Elect Michael Snow | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 1.3 | Elect Virginia S. Bauer | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 1.4 | Elect Peter F. Cervinka | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 1.5 | Elect Kenneth A. McIntyre | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
Newmark Group, Inc. | US | 9/22/2020 | Annual | 7/27/2020 | NMRK | 65158N102 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 1 | Elect Jerry W. Burris | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 2 | Elect Susan M. Cameron | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 3 | Elect Michael L. Ducker | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 4 | Elect Randall J. Hogan, III | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 5 | Elect Ronald L. Merriman | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 6 | Elect Nicola T. Palmer | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 7 | Elect Herbert K. Parker | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 8 | Elect Greg Scheu | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 9 | Elect Beth Wozniak | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 10 | Elect Jacqueline Wright | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | 5031 |
nVent Electric plc | US | 5/14/2021 | Annual | 3/19/2021 | NVT | G6700G107 | CUSIP | 13 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | For | For | 5031 |
ORBCOMM Inc. | US | 4/21/2021 | Annual | 3/1/2021 | ORBC | 68555P100 | CUSIP | 1.1 | Elect Jerome B. Eisenberg | Mgmt | For | For | 5031 |
ORBCOMM Inc. | US | 4/21/2021 | Annual | 3/1/2021 | ORBC | 68555P100 | CUSIP | 1.2 | Elect Marco Fuchs | Mgmt | For | For | 5031 |
ORBCOMM Inc. | US | 4/21/2021 | Annual | 3/1/2021 | ORBC | 68555P100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
ORBCOMM Inc. | US | 4/21/2021 | Annual | 3/1/2021 | ORBC | 68555P100 | CUSIP | 3 | Amendment to the 2016 Long Term Incentive Plan | Mgmt | For | For | 5031 |
ORBCOMM Inc. | US | 4/21/2021 | Annual | 3/1/2021 | ORBC | 68555P100 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 1 | Elect Dale Blanchfield | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 2 | Elect Emily J. Groehl | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 3 | Elect Brian E. Shore | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 4 | Elect Carl W. Smith | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 5 | Elect Steven T. Warshaw | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Park Aerospace Corp. | US | 7/21/2020 | Annual | 6/5/2020 | PKE | 70014A104 | CUSIP | 7 | Ratification of Auditor | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 1 | Elect Thomas J. Nimbley | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 2 | Elect E. Spencer Abraham | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 3 | Elect Wayne A. Budd | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 4 | Elect Karen Davis | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 5 | Elect S. Eugene Edwards | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 6 | Elect William E. Hantke | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 7 | Elect Robert J. Lavinia | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 8 | Elect Kimberly S. Lubel | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 9 | Elect George E. Ogden | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | 5031 |
PBF Energy Inc. | US | 5/27/2021 | Annual | 3/29/2021 | PBF | 69318G106 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Perspecta Inc. | US | 5/5/2021 | Special | 3/18/2021 | PRSP | 715347100 | CUSIP | 1 | Merger/Acquisition | Mgmt | For | For | 5031 |
Perspecta Inc. | US | 5/5/2021 | Special | 3/18/2021 | PRSP | 715347100 | CUSIP | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | 5031 |
Perspecta Inc. | US | 5/5/2021 | Special | 3/18/2021 | PRSP | 715347100 | CUSIP | 3 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 1.1 | Elect John T. Bigalke | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 1.2 | Elect Helen M. Boudreau | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 1.3 | Elect Stephen R. D'Arcy | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 1.4 | Elect Marc D. Miller | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Premier Inc | US | 12/4/2020 | Annual | 10/7/2020 | PINC | 74051N102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.1 | Elect Robert L. Boughner | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.2 | Elect Jose A. Cardenas | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.3 | Elect Stephen C. Comer | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.4 | Elect John P. Hester | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.5 | Elect Jane Lewis-Raymond | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.6 | Elect Anne L. Mariucci | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.7 | Elect Michael J. Melarkey | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.8 | Elect A. Randall Thoman | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.9 | Elect Thomas A. Thomas | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 1.10 | Elect Leslie T. Thornton | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Southwest Gas Holdings, Inc. | US | 5/6/2021 | Annual | 3/9/2021 | SWX | 844895102 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.1 | Elect G. Marc Baumann | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.2 | Elect Alice M. Peterson | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.3 | Elect Gregory A. Reid | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.4 | Elect Wyman T. Roberts | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.5 | Elect Diana L. Sands | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 1.6 | Elect Douglas R. Waggoner | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
SP Plus Corporation | US | 5/12/2021 | Annual | 3/19/2021 | SP | 78469C103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | 5031 |
Trimas Corporation | US | 5/11/2021 | Annual | 3/12/2021 | TRS | 896215209 | CUSIP | 1.1 | Elect Nick L. Stanage | Mgmt | For | For | 5031 |
Trimas Corporation | US | 5/11/2021 | Annual | 3/12/2021 | TRS | 896215209 | CUSIP | 1.2 | Elect Daniel P. Tredwell | Mgmt | For | For | 5031 |
Trimas Corporation | US | 5/11/2021 | Annual | 3/12/2021 | TRS | 896215209 | CUSIP | 1.3 | Elect Samuel Valenti III | Mgmt | For | For | 5031 |
Trimas Corporation | US | 5/11/2021 | Annual | 3/12/2021 | TRS | 896215209 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Trimas Corporation | US | 5/11/2021 | Annual | 3/12/2021 | TRS | 896215209 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
UniFirst Corporation | US | 1/12/2021 | Annual | 11/13/2020 | UNF | 904708104 | CUSIP | 1.1 | Elect Kathleen M. Camilli | Mgmt | For | For | 5031 |
UniFirst Corporation | US | 1/12/2021 | Annual | 11/13/2020 | UNF | 904708104 | CUSIP | 1.2 | Elect Michael Iandoli | Mgmt | For | For | 5031 |
UniFirst Corporation | US | 1/12/2021 | Annual | 11/13/2020 | UNF | 904708104 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
UniFirst Corporation | US | 1/12/2021 | Annual | 11/13/2020 | UNF | 904708104 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.1 | Elect Richard Burke | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.2 | Elect E. Renae Conley | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.3 | Elect Katina Dorton | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.4 | Elect Glenn A. Eisenberg | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.5 | Elect Jeffrey R. Feeler | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.6 | Elect Daniel Fox | Mgmt | For | Withhold | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.7 | Elect Mack L. Hogans | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.8 | Elect Ronald C. Keating | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.9 | Elect John T. Sahlberg | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 1.10 | Elect Melanie Steiner | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 4 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 5 | Elimination of Cumulative Voting | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 6 | Adoption of Plurality Vote for Contested Elections | Mgmt | For | For | 5031 |
US Ecology, Inc. | US | 5/25/2021 | Annual | 3/29/2021 | ECOL | 91732J102 | CUSIP | 7 | Adoption of Proxy Access | Mgmt | For | For | 5031 |
Viad Corp | US | 5/14/2021 | Annual | 3/15/2021 | VVI | 92552R406 | CUSIP | 1 | Elect Richard H. Dozer | Mgmt | For | For | 5031 |
Viad Corp | US | 5/14/2021 | Annual | 3/15/2021 | VVI | 92552R406 | CUSIP | 2 | Elect Virginia L. Henkels | Mgmt | For | For | 5031 |
Viad Corp | US | 5/14/2021 | Annual | 3/15/2021 | VVI | 92552R406 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
Viad Corp | US | 5/14/2021 | Annual | 3/15/2021 | VVI | 92552R406 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Viad Corp. | US | 10/7/2020 | Special | 9/2/2020 | VVI | 92552R406 | CUSIP | 1 | Private Placement | Mgmt | For | For | 5031 |
Viad Corp. | US | 10/7/2020 | Special | 9/2/2020 | VVI | 92552R406 | CUSIP | 2 | Amendment to Preferred Stock | Mgmt | For | For | 5031 |
Viad Corp. | US | 10/7/2020 | Special | 9/2/2020 | VVI | 92552R406 | CUSIP | 3 | Right to Adjourn Meeting | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 1 | Elect Hamid Akhavan | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 2 | Elect Jeffrey A. Citron | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 3 | Elect Stephen Fisher | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 4 | Elect Jan Hauser | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 5 | Elect Priscilla Hung | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 6 | Elect Carolyn Katz | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 7 | Elect Michael J. McConnell | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 8 | Elect Rory P. Read | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 9 | Elect John J. Roberts | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 10 | Elect Tien Tzuo | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | 5031 |
Vonage Holdings Corp. | US | 6/3/2021 | Annual | 4/8/2021 | VG | 92886T201 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/27/2021 | Annual | 4/1/2021 | WTM | G9618E107 | CUSIP | 1.1 | Elect Margaret Dillon | Mgmt | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/27/2021 | Annual | 4/1/2021 | WTM | G9618E107 | CUSIP | 1.2 | Elect Philip A. Gelston | Mgmt | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/27/2021 | Annual | 4/1/2021 | WTM | G9618E107 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/27/2021 | Annual | 4/1/2021 | WTM | G9618E107 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.1 | Elect Michael J. Kasbar | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.2 | Elect Kanwaljit Bakshi | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.3 | Elect Jorge L. Benitez | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.4 | Elect Sharda Cherwoo | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.5 | Elect Richard A. Kassar | Mgmt | For | Withhold | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.6 | Elect John L. Manley | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.7 | Elect Stephen K. Roddenberry | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 1.8 | Elect Paul H. Stebbins | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | 5031 |
World Fuel Services Corporation | US | 5/21/2021 | Annual | 3/24/2021 | INT | 981475106 | CUSIP | 4 | Approval of the 2021 Omnibus Plan | Mgmt | For | For | 5031 |
Yelp Inc. | US | 7/1/2020 | Annual | 5/4/2020 | YELP | 985817105 | CUSIP | 1.1 | Elect Diane M. Irvine | Mgmt | For | For | 5031 |
Yelp Inc. | US | 7/1/2020 | Annual | 5/4/2020 | YELP | 985817105 | CUSIP | 1.2 | Elect Christine Barone | Mgmt | For | For | 5031 |
Yelp Inc. | US | 7/1/2020 | Annual | 5/4/2020 | YELP | 985817105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | 5031 |
Yelp Inc. | US | 7/1/2020 | Annual | 5/4/2020 | YELP | 985817105 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | 5031 |
Yelp Inc. | US | 7/1/2020 | Annual | 5/4/2020 | YELP | 985817105 | CUSIP | 4 | Repeal of Classified Board | Mgmt | For | For | 5031 |
Aquarius International Fund
Aperio Group, LLC
Vote Summary |
GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||||||
Security | 400506101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAC | Meeting Date | 01-Jul-2020 | |||||||||||
ISIN | US4005061019 | Agenda | 935238938 - Management | |||||||||||
Record Date | 08-Jun-2020 | Holding Recon Date | 08-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if applicable, submitted for approval: a. The Chief Executive Officer's report regarding the results of operations for the fiscal year ended December 31, 2019, in accordance with Article 44, Section XI of the Mexican Securities Market Law and Article 172 of the Mexican General Corporations Law, together with the external auditor's report, with respect to the Company on an ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
2. | As a result of the reports in item I above, ratification of the actions by our Board of Directors and officers and release from further obligations in the fulfillment of their duties. | Management | For | |||||||||||
3. | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in accordance with MFRS for purposes of calculating legal reserves, net income, fiscal effects related to dividend payments and capital reduction, as applicable, and approval of the financial statements of the Company and its subsidiaries on a consolidated basis in accordance with IFRS for their publication to financial ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
4. | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2019, reported in its unconsolidated financial statements in accordance with MFRS presented in agenda item III above, which was Ps. 5,247,808,596.00 (FIVE BILLION, TWO HUNDRED AND FORTY-SEVEN MILLION, EIGHT HUNDRED AND EIGHT THOUSAND, AND FIVE HUNDRED AND NINETY-SIX PESOS 00/100 M.N.), the allocation of this amount towards increasing the Company's legal reserves. | Management | For | |||||||||||
5. | Cancellation of any amounts outstanding under the share repurchase program approved at the General Ordinary Shareholders' Meeting that took place on April 23, 2019 for ...(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
8. | Ratification and/or designation of the persons that will serve as members of the Company's Board of Directors, as designated by the Series B shareholders. | Management | For | |||||||||||
9. | Ratification and/or designation of the Chairman of the Company's Board of Directors, in accordance with Article 16 of the Company's by-laws. | Management | For | |||||||||||
10. | Ratification of the compensation paid to the members of the Company's Board of Directors during the 2019 fiscal year and determination of the compensation to be paid in 2020. | Management | For | |||||||||||
11. | Ratification and/or designation of the member of our board of directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | For | |||||||||||
12. | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | For | |||||||||||
14. | Appointment and designation of special delegates to present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda items | Management | For | |||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V408 | Meeting Type | Special | |||||||||||
Ticker Symbol | PBR | Meeting Date | 09-Jul-2020 | |||||||||||
ISIN | US71654V4086 | Agenda | 935243092 - Management | |||||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Proposal for the Revision of additional requirements of unblemished reputation for members of the Senior Management and Fiscal Council and inclusion of these requirements in the Policy for the Nomination of Members of the Senior Management and Fiscal Council. | Management | For | For | ||||||||||
2. | Amendment Proposal to the Bylaws to amend articles 13, caput, and 43 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | ||||||||||
WIPRO LIMITED | ||||||||||||||
Security | 97651M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WIT | Meeting Date | 13-Jul-2020 | |||||||||||
ISIN | US97651M1099 | Agenda | 935243042 - Management | |||||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | To receive, consider and adopt the Audited Financial Statements of the Company (including consolidated financial statements) for the financial year ended March 31, 2020, together with the Reports of the Board of Directors and Auditors thereon. | Management | For | For | ||||||||||
O2 | To confirm the payment of Interim Dividend of INR 1 per equity share already paid during the year as the Final Dividend for the Financial Year 2019-20. | Management | For | For | ||||||||||
O3 | To consider appointment of a Director in place of Mr. Azim H. Premji (DIN: 00234280) who retires by rotation and being eligible, offers himself for re-appointment. | Management | For | For | ||||||||||
S4 | Appointment of Mr. Thierry Delaporte (DIN: 08107242), as the Chief Executive Officer and Managing Director of the Company. | Management | For | For | ||||||||||
S5 | Appointment of Mr. Deepak M. Satwalekar (DIN: 00009627) as an Independent Director of the Company. | Management | For | For | ||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PBR | Meeting Date | 22-Jul-2020 | |||||||||||
ISIN | US71654V4086 | Agenda | 935248725 - Management | |||||||||||
Record Date | 29-Jun-2020 | Holding Recon Date | 29-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2019. | Management | For | |||||||||||
2 | Proposal for the Capital Budget for the fiscal year of 2020. | Management | For | |||||||||||
3 | Proposal for the Allocation of the Loss/Profit for the fiscal year of 2019. | Management | For | |||||||||||
4 | Proposal to establish eleven (11) members for the Board of Directors. | Management | For | |||||||||||
5a1 | Slate of Candidates nominated by the Controlling Shareholder: Eduardo Bacellar Leal Ferreira, Roberto da Cunha Castello Branco, João Cox Neto, Maria Cláudia Mello Guimaraes, Nivio Ziviani, Omar Carneiro da Cunha Sobrinho, Ruy Flaks Schneider, Paulo Cesar de Souza e Silva | Management | For | |||||||||||
5a2 | If one or more of the candidates that compose the slate shown in 5a1 fails to integrate it, your votes will continue to be conferred to the slate. | Management | For | |||||||||||
5a3 | In case of adoption of the multiple vote process, you can vote A) to distribute your votes in among the members of Slate A ("For") who have been nominated by the controlling shareholder, or B) to distribute your votes among the members of Slate B ("Against") who have been nominated by the controlling shareholder and minority shareholders, or you can Abstain from voting on this resolution. See the proxy card document to view the full slates of directors. | Management | For | |||||||||||
5b1 | Candidates nominated by minority shareholders for the separate election process: Marcelo Mesquita de Siqueira Filho | Management | For | |||||||||||
6 | Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | |||||||||||
7. | Proposal to establish five (5) members for the Fiscal Council. | Management | For | |||||||||||
8a1 | Slate of Candidates nominated by the controlling shareholder: Holder: Agnes Maria de Aragão da Costa/ Substitute: Jairez Elói de Sousa Paulista Holder: Sérgio Henrique Lopes de Sousa/ Substitute: Alan Sampaio Santos; Holder: José Franco Medeiros de Morais/ Substitute: Gildenora Batista Dantas Milhomem | Management | For | |||||||||||
8a2 | If one or more of the candidates that compose the slate fails to integrate it to accommodate the separate election, your votes will continue to be conferred to the slate. | Management | For | |||||||||||
8b | Candidates appointed by minority shareholders for the Separate Election: Holder: Marcelo Gasparino da Silva/ Substitute: Paulo Roberto Evangelista de Lima | Management | For | |||||||||||
9 | Establishing the compensation for the members of the Management, Fiscal Council, and Advisory Committees of the Board of Directors. | Management | For | |||||||||||
SOUTHERN COPPER CORPORATION | ||||||||||||||
Security | 84265V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCCO | Meeting Date | 24-Jul-2020 | |||||||||||
ISIN | US84265V1052 | Agenda | 935243232 - Management | |||||||||||
Record Date | 02-Jun-2020 | Holding Recon Date | 02-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | German L. Mota-Velasco | Withheld | Against | |||||||||||
2 | Oscar Gonzalez Rocha | Withheld | Against | |||||||||||
3 | Vicente A. Andreve | For | For | |||||||||||
4 | Alfredo Casar Perez | Withheld | Against | |||||||||||
5 | Enrique C.S. Mejorada | For | For | |||||||||||
6 | Xavier G. de Q. Topete | Withheld | Against | |||||||||||
7 | Rafael Mac G. Anciola | For | For | |||||||||||
8 | Luis Miguel P. Bonilla | Withheld | Against | |||||||||||
9 | Gilberto P. Cifuentes | Withheld | Against | |||||||||||
10 | Carlos Ruiz Sacristan | Withheld | Against | |||||||||||
2. | Ratify the Audit Committee's selection of Galaz,Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2020. | Management | For | For | ||||||||||
3. | Approve by, non-binding vote, executive compensation. | Management | For | For | ||||||||||
NATIONAL GRID PLC | ||||||||||||||
Security | 636274409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NGG | Meeting Date | 27-Jul-2020 | |||||||||||
ISIN | US6362744095 | Agenda | 935243523 - Management | |||||||||||
Record Date | 17-Jun-2020 | Holding Recon Date | 17-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Annual Report and Accounts | Management | For | For | ||||||||||
2. | To declare a final dividend | Management | For | For | ||||||||||
3. | To re-elect Sir Peter Gershon | Management | For | For | ||||||||||
4. | To re-elect John Pettigrew | Management | For | For | ||||||||||
5. | To re-elect Andy Agg | Management | For | For | ||||||||||
6. | To re-elect Nicola Shaw | Management | For | For | ||||||||||
7. | To re-elect Mark Williamson | Management | For | For | ||||||||||
8. | To re-elect Jonathan Dawson | Management | For | For | ||||||||||
9. | To re-elect Therese Esperdy | Management | For | For | ||||||||||
10. | To re-elect Paul Golby | Management | For | For | ||||||||||
11. | To elect Liz Hewitt | Management | For | For | ||||||||||
12. | To re-elect Amanda Mesler | Management | For | For | ||||||||||
13. | To re-elect Earl Shipp | Management | For | For | ||||||||||
14. | To re-elect Jonathan Silver | Management | For | For | ||||||||||
15. | To re-appoint the auditors Deloitte LLP | Management | For | For | ||||||||||
16. | To authorise the Audit Committee of the Board to set the auditors' remuneration | Management | For | For | ||||||||||
17. | To approve the Directors' Remuneration Report excluding excerpts from the Directors' remuneration policy | Management | For | For | ||||||||||
18. | To authorise the Company to make political donations | Management | For | For | ||||||||||
19. | To authorise the Directors to allot Ordinary Shares | Management | For | For | ||||||||||
20. | To reapprove the National Grid Share Incentive Plan (the 'SIP') | Management | For | For | ||||||||||
21. | To reapprove the National Grid Sharesave Plan ('Sharesave') | Management | For | For | ||||||||||
22. | To approve an increased borrowing limit | Management | For | For | ||||||||||
23. | To disapply pre-emption rights (Special Resolution) | Management | For | For | ||||||||||
24. | To disapply pre-emption rights for acquisitions (Special Resolution) | Management | For | For | ||||||||||
25. | To authorise the Company to purchase its own Ordinary Shares (Special Resolution) | Management | For | For | ||||||||||
26. | To authorise the Directors to hold general meetings on 14 clear days' notice (Special Resolution) | Management | For | For | ||||||||||
VODAFONE GROUP PLC | ||||||||||||||
Security | 92857W308 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||||
ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||||
2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||||
3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||||
4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
10. | To re-elect Renee James as a Director | Management | For | For | ||||||||||
11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||||
13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||||
14. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||||
16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||||
17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||||
18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||||
19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||||
20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||||
21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||||
22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||||
23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||||
24. | To authorise political donations and expenditure. | Management | For | For | ||||||||||
25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||||
26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||||
DR. REDDY'S LABORATORIES LIMITED | ||||||||||||||
Security | 256135203 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RDY | Meeting Date | 30-Jul-2020 | |||||||||||
ISIN | US2561352038 | Agenda | 935247038 - Management | |||||||||||
Record Date | 29-Jun-2020 | Holding Recon Date | 29-Jun-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive, consider and adopt the financial statements (standalone and consolidated) of the company for the year ended 31 March 2020, including the audited balance sheet as at 31 March 2020 and the statement of profit and loss of the company for the year ended on that date along with the reports of the board of directors and auditors thereon. | Management | For | For | ||||||||||
2. | To declare dividend on the equity shares for the financial year 2019-20. | Management | For | For | ||||||||||
3. | To reappoint Mr. K Satish Reddy (DIN: 00129701), who retires by rotation, and being eligible offers himself for the reappointment. | Management | For | For | ||||||||||
4. | To approve the reappointment of Mr. G V Prasad (DIN: 00057433) as Whole-Time Director designated as Co- Chairman and Managing Director. | Management | For | For | ||||||||||
5. | To approve the continuation of directorship of Mr. Prasad R Menon (DIN:00005078), Independent Director, in terms of Regulation 17(1A) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. | Management | For | For | ||||||||||
6. | To ratify the remuneration payable to cost auditors, M/s. Sagar & Associates, cost accountants for the financial year ending31 March 2021. | Management | For | For | ||||||||||
GDS HOLDINGS LIMITED | ||||||||||||||
Security | 36165L108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GDS | Meeting Date | 06-Aug-2020 | |||||||||||
ISIN | US36165L1089 | Agenda | 935250946 - Management | |||||||||||
Record Date | 10-Jul-2020 | Holding Recon Date | 10-Jul-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Re-election of Mr. Gary J. Wojtaszek as a director of the Company. | Management | For | For | ||||||||||
2. | Re-election of Mr. Satoshi Okada as a director of the Company. | Management | For | For | ||||||||||
3. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||
4. | Approval of the amendment to Section 3(a) of the 2016 Equity Incentive Plan of the Company (the "ESOP Amendment") as follows: "Subject to the provisions of Section 9 and paragraph (b) of this Section 3, the maximum number of Shares which may be issuable pursuant to Awards under the Plan is 56,707,560 Shares, provided, however, that the maximum number of unallocated Shares which may be issuable pursuant to Awards under the Plan shall be automatically increased on the first day of each fiscal year ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
5. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of the Company at the date of the Meeting, whether in a single transaction or a series of transactions (OTHER THAN any allotment or issues of shares on the exercise of any options that have been granted by the Company). | Management | For | For | ||||||||||
6. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | ||||||||||
ADIDAS AG | ||||||||||||||
Security | 00687A107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADDYY | Meeting Date | 11-Aug-2020 | |||||||||||
ISIN | US00687A1079 | Agenda | 935241529 - Management | |||||||||||
Record Date | 28-May-2020 | Holding Recon Date | 28-May-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Appropriation of retained earnings | Management | For | |||||||||||
3. | Ratification of the actions of the Executive Board | Management | For | |||||||||||
4. | Ratification of the actions of the Supervisory Board | Management | For | |||||||||||
5. | Amendment to Section 20 of the Articles of Association | Management | For | |||||||||||
6. | Supervisory Board Election: Christian Klein | Management | For | |||||||||||
7. | Appointment of the auditor and Group auditor for the 2020 financial year as well as of the auditor for a possible audit review of the first half year financial report for the 2020 financial year | Management | For | |||||||||||
ADIDAS AG | ||||||||||||||
Security | 00687A107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADDYY | Meeting Date | 11-Aug-2020 | |||||||||||
ISIN | US00687A1079 | Agenda | 935251873 - Management | |||||||||||
Record Date | 15-Jul-2020 | Holding Recon Date | 15-Jul-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jul-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Appropriation of retained earnings | Management | For | |||||||||||
3. | Ratification of the actions of the Executive Board | Management | For | |||||||||||
4. | Ratification of the actions of the Supervisory Board | Management | For | |||||||||||
5. | Amendment to Section 20 of the Articles of Association | Management | For | |||||||||||
6. | Supervisory Board Election: Christian Klein | Management | For | |||||||||||
7. | Appointment of the auditor and Group auditor for the 2020 financial year as well as of the auditor for a possible audit review of the first half year financial report for the 2020 financial year | Management | For | |||||||||||
WEIBO CORPORATION | ||||||||||||||
Security | 948596101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WB | Meeting Date | 13-Aug-2020 | |||||||||||
ISIN | US9485961018 | Agenda | 935249830 - Management | |||||||||||
Record Date | 08-Jul-2020 | Holding Recon Date | 08-Jul-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | As an ordinary resolution: THAT Mr. Charles Chao shall be re-elected as a director of the Company at this annual general meeting. | Management | For | For | ||||||||||
2. | As an ordinary resolution: THAT Mr. P Christopher Lu shall be elected as a director of the Company at this annual general meeting. | Management | For | For | ||||||||||
3. | As an ordinary resolution: THAT Mr. Gaofei Wang shall be elected as a director of the Company at this annual general meeting. | Management | For | For | ||||||||||
TATA MOTORS LIMITED | ||||||||||||||
Security | 876568502 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTM | Meeting Date | 25-Aug-2020 | |||||||||||
ISIN | US8765685024 | Agenda | 935259045 - Management | |||||||||||
Record Date | 10-Jul-2020 | Holding Recon Date | 10-Jul-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive, consider and adopt the Audited Financial Statements of the Company for the financial year ended March 31, 2020 together with the Reports of the Board of Directors and the Auditors thereon. | Management | For | |||||||||||
2. | To receive, consider and adopt the Audited Consolidated Financial Statements of the Company for the financial year ended March 31, 2020 together with the Report of the Auditors thereon. | Management | For | |||||||||||
3. | To appoint a Director in place of Dr Ralf Speth (DIN: 03318908) who, retires by rotation and being eligible, offers himself for re-appointment. | Management | For | |||||||||||
4. | Approval and ratification for payment of Minimum Remuneration to Mr Guenter Butschek (DIN: 07427375), Chief Executive Officer and Managing Director for FY 2019-20. | Management | For | |||||||||||
5. | Approval for payment of Minimum Remuneration to Mr Guenter Butschek (DIN: 07427375), Chief Executive Officer and Managing Director in case of no/inadequacy of profits during FY 2020-21. | Management | For | |||||||||||
6. | Appointment of Branch Auditors. | Management | For | |||||||||||
7. | Ratification of Cost Auditor's Remuneration. | Management | For | |||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||
Security | 358029106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMS | Meeting Date | 27-Aug-2020 | |||||||||||
ISIN | US3580291066 | Agenda | 935253928 - Management | |||||||||||
Record Date | 20-Jul-2020 | Holding Recon Date | 20-Jul-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2019 | Management | For | For | ||||||||||
2. | Resolution on the allocation of distributable profit | Management | For | For | ||||||||||
3. | Resolution on the approval of the actions of the General Partner for fiscal year 2019 | Management | For | For | ||||||||||
4. | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2019 | Management | For | For | ||||||||||
5. | Election of the auditor and consolidated group auditor for fiscal year 2020 as well as the auditor for the potential review of interim financial information | Management | For | For | ||||||||||
6. | Resolution on the approval of the compensation system for the members of the Management Board of the General Partner | Management | For | For | ||||||||||
7. | Resolution on the remuneration of the members of the Supervisory Board and on the amendment of Article 13 and Article 13e (3) of the Articles of Association. | Management | For | For | ||||||||||
8. | Resolution on the cancellation of the existing authorized capitals, on the creation of new authorized capitals including the possibility of the exclusion of subscription rights as well as on corresponding amendments to Article 4 (3) and (4) of the Articles of Association of the Company. | Management | For | For | ||||||||||
9. | Resolution on the amendment of Article 15 (1) sentence 2 of the Company's Articles of Association (Alignment with the German Stock Corporation Act as amended by the ARUG II) | Management | For | For | ||||||||||
NATURA &CO HOLDING S A | ||||||||||||||
Security | 63884N108 | Meeting Type | Special | |||||||||||
Ticker Symbol | NTCO | Meeting Date | 27-Aug-2020 | |||||||||||
ISIN | US63884N1081 | Agenda | 935258598 - Management | |||||||||||
Record Date | 03-Aug-2020 | Holding Recon Date | 03-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1) | To resolve on the amendment of Article 5 of the Company's Bylaws to reflect the share capital recorded at the meetings of the Board of Directors held on June 30, 2020 and on July 27, 2020. | Management | For | For | ||||||||||
2) | To resolve on the change of the Company's authorized capital, with the consequent amendment of the main section of Article 6 of the Bylaws, so that the share capital can be increased up to the limit of one billion and five hundred million (1,500,000,000) common shares, with no par value, upon a resolution of the Board of Directors, regardless of a Bylaws amendment. | Management | For | For | ||||||||||
3) | To resolve on General Meetings being installed and chaired by the Company's Corporate Governance Officer in case of absence or impairment of the Co-Chairmen of the Board of Directors and the Executive Chairman of the Board of Directors, with the consequent amendment of Article 11 of the Bylaws. | Management | For | For | ||||||||||
4) | To resolve upon the restatement of the Company's Bylaws to reflect the modifications indicated above. | Management | For | For | ||||||||||
ZAI LAB LTD | ||||||||||||||
Security | 98887Q104 | Meeting Type | Special | |||||||||||
Ticker Symbol | ZLAB | Meeting Date | 04-Sep-2020 | |||||||||||
ISIN | US98887Q1040 | Agenda | 935262004 - Management | |||||||||||
Record Date | 07-Aug-2020 | Holding Recon Date | 07-Aug-2020 | |||||||||||
City / | Country | / | China | Vote Deadline Date | 28-Aug-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1. | AS AN ORDINARY RESOLUTION: That the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the authorized share capital of the Company be increased to US$30,000 divided into 500,000,000 shares of a nominal or par value of US$0.00006. | Management | For | For | ||||||||||
S2. | AS A SPECIAL RESOLUTION: That, in connection with the increase in share capital, the shareholders of the Company hereby authorize, approve, and confirm with immediate effect that the Fourth Amended and Restated Memorandum of Association of the Company be replaced in its entirety with the consolidated version as tabled at the Meeting and as attached to the notice of the Extraordinary General Meeting. | Management | For | For | ||||||||||
58.COM (WUBA) | ||||||||||||||
Security | 31680Q104 | Meeting Type | Special | |||||||||||
Ticker Symbol | WUBA | Meeting Date | 07-Sep-2020 | |||||||||||
ISIN | US31680Q1040 | Agenda | 935261002 - Management | |||||||||||
Record Date | 10-Aug-2020 | Holding Recon Date | 10-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
S1. | IT IS RESOLVED, as a Special Resolution, THAT: the execution, delivery and performance of the agreement and plan of merger, dated as of June 15, 2020 (the "Merger Agreement"), among Quantum Bloom Group Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("Parent"), Quantum Bloom Company Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly-owned subsidiary of Parent ("Merger Sub"), ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
S2. | IT IS RESOLVED, as a Special Resolution, THAT: each of directors and officers of the Company be and are hereby authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, including the Merger, the Variation of Capital and the Amendment of the M&A. | Management | For | For | ||||||||||
O3. | IT IS RESOLVED, as an Ordinary Resolution, THAT: the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general meeting to pass the special resolutions to be proposed at the extraordinary general meeting. | Management | For | For | ||||||||||
LOGITECH INTERNATIONAL S.A. | ||||||||||||||
Security | H50430232 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LOGI | Meeting Date | 09-Sep-2020 | |||||||||||
ISIN | CH0025751329 | Agenda | 935268816 - Management | |||||||||||
Record Date | 28-Aug-2020 | Holding Recon Date | 28-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Annual Report, the consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2020. | Management | For | For | ||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
3. | Appropriation of retained earnings and declaration of dividend. | Management | For | For | ||||||||||
4. | Amendment of the Articles regarding the creation of an authorized capital. | Management | For | For | ||||||||||
5. | Release of the Board of Directors and Executive Officers from liability for activities during fiscal year 2020. | Management | For | For | ||||||||||
6A. | Re-election of Dr. Patrick Aebischer as member of Board of Directors. | Management | For | For | ||||||||||
6B. | Re-election of Ms. Wendy Becker as member of Board of Directors. | Management | For | For | ||||||||||
6C. | Re-election of Dr. Edouard Bugnion as member of Board of Directors. | Management | For | For | ||||||||||
6D. | Re-election of Mr. Bracken Darrell as member of Board of Directors. | Management | For | For | ||||||||||
6E. | Re-election of Mr. Guy Gecht as member of Board of Directors. | Management | For | For | ||||||||||
6F. | Re-election of Mr. Didier Hirsch as member of Board of Directors. | Management | For | For | ||||||||||
6G. | Re-election of Dr. Neil Hunt as member of Board of Directors. | Management | For | For | ||||||||||
6H. | Re-election of Ms. Marjorie Lao as member of Board of Directors. | Management | For | For | ||||||||||
6I. | Re-election of Ms. Neela Montgomery as member of Board of Directors. | Management | For | For | ||||||||||
6J. | Re-election of Mr. Michael Polk as member of Board of Directors. | Management | For | For | ||||||||||
6K. | Election of Mr. Riet Cadonau as member of Board of Directors. | Management | For | For | ||||||||||
6L. | Election of Ms. Deborah Thomas as member of Board of Directors. | Management | For | For | ||||||||||
7. | Election of the Chairperson of the Board. | Management | For | For | ||||||||||
8A. | Re-election of Dr. Edouard Bugnion as member of Compensation Committee. | Management | For | For | ||||||||||
8B. | Re-election of Dr. Neil Hunt as member of Compensation Committee. | Management | For | For | ||||||||||
8C. | Re-election of Mr. Michael Polk as member of Compensation Committee. | Management | For | For | ||||||||||
8D. | Election of Mr. Riet Cadonau as member of Compensation Committee. | Management | For | For | ||||||||||
9. | Approval of Compensation for the Board of Directors for the 2020 to 2021 Board Year. | Management | For | For | ||||||||||
10. | Approval of Compensation for the Group Management Team for fiscal year 2022. | Management | For | For | ||||||||||
11. | Re-election of KPMG AG as Logitech's auditors and ratification of the appointment of KPMG LLP as Logitech's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
12. | Re-election of Etude Regina Wenger & Sarah Keiser- Wüger as Independent Representative. | Management | For | For | ||||||||||
NICE LTD. | ||||||||||||||
Security | 653656108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NICE | Meeting Date | 10-Sep-2020 | |||||||||||
ISIN | US6536561086 | Agenda | 935263195 - Management | |||||||||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | ||||||||||||
1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | ||||||||||||
1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | ||||||||||||
1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | ||||||||||||
1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | ||||||||||||
2. | To approve and ratify current D&O insurance and terms for future D&O insurance. | Management | ||||||||||||
2A. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | ||||||||||||
3. | To approve the extension of the CEO Bonus Plan. | Management | ||||||||||||
3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. | Management | ||||||||||||
4. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | ||||||||||||
OPEN TEXT CORPORATION | ||||||||||||||
Security | 683715106 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | OTEX | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | CA6837151068 | Agenda | 935260808 - Management | |||||||||||
Record Date | 05-Aug-2020 | Holding Recon Date | 05-Aug-2020 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 09-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | P. Thomas Jenkins | For | For | |||||||||||
2 | Mark J. Barrenechea | For | For | |||||||||||
3 | Randy Fowlie | For | For | |||||||||||
4 | David Fraser | For | For | |||||||||||
5 | Gail E. Hamilton | For | For | |||||||||||
6 | Robert Hau | For | For | |||||||||||
7 | Stephen J. Sadler | For | For | |||||||||||
8 | Harmit Singh | For | For | |||||||||||
9 | Michael Slaunwhite | For | For | |||||||||||
10 | Katharine B. Stevenson | For | For | |||||||||||
11 | Deborah Weinstein | For | For | |||||||||||
2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | ||||||||||
3 | The non-binding Say-on-Pay Resolution, the full text of which is attached as Schedule "A" to the Circular, with or without variation, on the Company's approach to executive compensation, as more particularly described in the management proxy circular (the "Circular"). | Management | For | For | ||||||||||
4 | The 2004 Stock Purchase Plan Resolution, the full text is attached as Schedule "B" to the Circular, with or without variation, to approve the amendment of the Company's 2004 Stock Purchase Plan to reserve for issuance an additional 4,000,000 Common Shares under such Plan, as more particularly described in the Circular. | Management | For | For | ||||||||||
5 | The 2004 Stock Option Plan Resolution, the full text of which is attached as Schedule "D" to the Circular, with or without variation, to approve the amendment to the Company's 2004 Stock Option Plan to reserve for issuance an additional 6,000,000 Common Shares under such Plan, as more particularly described in the Circular. | Management | For | For | ||||||||||
PEARSON PLC | ||||||||||||||
Security | 705015105 | Meeting Type | Special | |||||||||||
Ticker Symbol | PSO | Meeting Date | 18-Sep-2020 | |||||||||||
ISIN | US7050151056 | Agenda | 935271142 - Management | |||||||||||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amendment to the directors' remuneration policy to permit the grant of the Co-investment Award. | Management | For | For | ||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Special | |||||||||||
Ticker Symbol | UN | Meeting Date | 21-Sep-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935261038 - Management | |||||||||||
Record Date | 10-Aug-2020 | Holding Recon Date | 10-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | |||||||||||
2. | To approve Unification. | Management | For | |||||||||||
3. | To discharge executive directors. | Management | For | |||||||||||
4. | To discharge non-executive directors. | Management | For | |||||||||||
UNILEVER N.V. | ||||||||||||||
Security | 904784709 | Meeting Type | Special | |||||||||||
Ticker Symbol | UN | Meeting Date | 21-Sep-2020 | |||||||||||
ISIN | US9047847093 | Agenda | 935266723 - Management | |||||||||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To amend NV's articles of association in connection with Unification (proposed under agenda item 2). | Management | For | |||||||||||
2. | To approve Unification. | Management | For | |||||||||||
3. | To discharge executive directors. | Management | For | |||||||||||
4. | To discharge non-executive directors. | Management | For | |||||||||||
ULTRAPAR PARTICIPACOES S.A. | ||||||||||||||
Security | 90400P101 | Meeting Type | Special | |||||||||||
Ticker Symbol | UGP | Meeting Date | 22-Sep-2020 | |||||||||||
ISIN | US90400P1012 | Agenda | 935269983 - Management | |||||||||||
Record Date | 31-Aug-2020 | Holding Recon Date | 31-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Change of the number of members that integrate the Board of Directors. | Management | For | For | ||||||||||
2. | Election of member of the Board of Directors: Alexandre Teixeira de Assumpção Saigh | Management | For | For | ||||||||||
NETEASE, INC. | ||||||||||||||
Security | 64110W102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NTES | Meeting Date | 25-Sep-2020 | |||||||||||
ISIN | US64110W1027 | Agenda | 935269452 - Management | |||||||||||
Record Date | 26-Aug-2020 | Holding Recon Date | 26-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: William Lei Ding | Management | For | For | ||||||||||
1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | ||||||||||
1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | ||||||||||
1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | ||||||||||
1E. | Re-election of Director: Lun Feng | Management | For | For | ||||||||||
1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | ||||||||||
1G. | Re-election of Director: Michael Sui Bau Tong | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2020 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | ||||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||||||
Ticker Symbol | SBS | Meeting Date | 25-Sep-2020 | |||||||||||
ISIN | US20441A1025 | Agenda | 935271940 - Management | |||||||||||
Record Date | 08-Sep-2020 | Holding Recon Date | 08-Sep-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Elect a sitting member to the Fiscal Council, for a mandate term until the 2021 Annual Shareholders' Meeting: Ernesto Mascellani Neto Neto (Effective) | Management | For | For | ||||||||||
DIAGEO PLC | ||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
Record Date | 14-Aug-2020 | Holding Recon Date | 14-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Report and accounts 2020. | Management | For | For | ||||||||||
O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
O4 | Declaration of final dividend. | Management | For | For | ||||||||||
O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
013 | Remuneration of auditor. | Management | For | For | ||||||||||
O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
O15 | Authority to allot shares. | Management | For | For | ||||||||||
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||||
ALIBABA GROUP HOLDING LIMITED | ||||||||||||||
Security | 01609W102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BABA | Meeting Date | 30-Sep-2020 | |||||||||||
ISIN | US01609W1027 | Agenda | 935265086 - Management | |||||||||||
Record Date | 17-Aug-2020 | Holding Recon Date | 17-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Management | For | For | ||||||||||
2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Management | For | For | ||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||
VEDANTA LTD | ||||||||||||||
Security | 92242Y100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VEDL | Meeting Date | 30-Sep-2020 | |||||||||||
ISIN | US92242Y1001 | Agenda | 935274782 - Management | |||||||||||
Record Date | 11-Sep-2020 | Holding Recon Date | 11-Sep-2020 | |||||||||||
City / | Country | / | India | Vote Deadline Date | 24-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1. | To receive, consider and adopt the audited standalone financial statements of the Company for the financial year ended March 31, 2020 and the reports of the Board of Directors and Auditors thereon. | Management | For | |||||||||||
O2. | To receive, consider and adopt the audited consolidated financial statements of the Company for the financial year ended March 31, 2020 and the report of the Auditors thereon. | Management | For | |||||||||||
O3. | To confirm the payment of first interim dividend of INR 3.90 per equity share i.e. 390% on face value of INR 1/- each for the financial year ended March 31, 2020. | Management | For | |||||||||||
O4. | To re-appoint Mr. GR Arun Kumar (DIN:01874769), who retires by rotation and being eligible, offers himself for re- appointment, as a Director. | Management | For | |||||||||||
S5. | To consider appointment of Mr. Anil Kumar Agarwal (DIN:00010883) as a Non-Executive Director designated as the Chairman of the Company effective from April 01, 2020. | Management | For | |||||||||||
S6. | To consider re-appointment of Ms. Priya Agarwal (DIN:05162177) as Non-Executive Director of the Company. | Management | For | |||||||||||
S7. | To consider re-appointment of Mr. GR Arun Kumar (DIN:01874769) as Whole-Time Director, designated as Chief Financial Officer (CFO) of the Company for the period from November 22, 2019 to November 21, 2021. | Management | For | |||||||||||
S8. | To approve payment of remuneration to Mr. Srinivasan Venkatakrishnan (DIN:08364908), Whole-Time Director designated as Chief Executive Officer of the Company effective April 01, 2019. | Management | For | |||||||||||
S9. | To ratify the remuneration of Cost Auditors for the financial year ended March 31, 2021. | Management | For | |||||||||||
TELEFONICA BRASIL SA | ||||||||||||||
Security | 87936R106 | Meeting Type | Special | |||||||||||
Ticker Symbol | VIV | Meeting Date | 01-Oct-2020 | |||||||||||
ISIN | US87936R1068 | Agenda | 935266761 - Management | |||||||||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Sep-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1) | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
2) | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
BHP GROUP LTD | ||||||||||||||
Security | 088606108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHP | Meeting Date | 14-Oct-2020 | |||||||||||
ISIN | US0886061086 | Agenda | 935274213 - Management | |||||||||||
Record Date | 11-Sep-2020 | Holding Recon Date | 11-Sep-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Oct-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the 2020 Financial Statements and Reports for BHP. | Management | For | For | ||||||||||
2. | To reappoint Ernst & Young LLP as the auditor of BHP Group Plc. | Management | For | For | ||||||||||
3. | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc. | Management | For | For | ||||||||||
4. | To approve the general authority to issue shares in BHP Group Plc. | Management | For | For | ||||||||||
5. | To approve the authority to allot equity securities in BHP Group Plc for cash. | Management | For | For | ||||||||||
6. | To authorise the repurchase of shares in BHP Group Plc. | Management | For | For | ||||||||||
7. | To approve the 2020 Remuneration Report other than the part containing the Directors' remuneration policy. | Management | For | For | ||||||||||
8. | To approve the 2020 Remuneration Report. | Management | For | For | ||||||||||
9. | To approve the grant to the Executive Director. | Management | For | For | ||||||||||
10. | To approve leaving entitlements. | Management | For | For | ||||||||||
11. | To elect Xiaoqun Clever as a Director of BHP. | Management | For | For | ||||||||||
12. | To elect Gary Goldberg as a Director of BHP. | Management | For | For | ||||||||||
13. | To elect Mike Henry as a Director of BHP. | Management | For | For | ||||||||||
14. | To elect Christine O'Reilly as a Director of BHP. | Management | For | For | ||||||||||
15. | To elect Dion Weisler as a Director of BHP. | Management | For | For | ||||||||||
16. | To re-elect Terry Bowen as a Director of BHP. | Management | For | For | ||||||||||
17. | To re-elect Malcolm Broomhead as a Director of BHP. | Management | For | For | ||||||||||
18. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | For | ||||||||||
19. | To re-elect Anita Frew as a Director of BHP. | Management | For | For | ||||||||||
20. | To re-elect Susan Kilsby as a Director of BHP. | Management | For | For | ||||||||||
21. | To re-elect John Mogford as a Director of BHP. | Management | For | For | ||||||||||
22. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | For | ||||||||||
23. | To amend the constitution of BHP Group Limited. | Management | Against | For | ||||||||||
24. | To adopt interim cultural heritage protection measures. | Management | Against | For | ||||||||||
25. | To suspend memberships of Industry Associations where COVID-19 related advocacy is inconsistent with Paris Agreement goals. | Management | Against | For | ||||||||||
ICL GROUP LTD | ||||||||||||||
Security | M53213100 | Meeting Type | Special | |||||||||||
Ticker Symbol | ICL | Meeting Date | 14-Oct-2020 | |||||||||||
ISIN | IL0002810146 | Agenda | 935274326 - Management | |||||||||||
Record Date | 14-Sep-2020 | Holding Recon Date | 14-Sep-2020 | |||||||||||
City / | Country | / | Israel | Vote Deadline Date | 09-Oct-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of a Bridge Supply Agreement with Tamar Reservoir for the purchase of natural gas by the Company. | Management | ||||||||||||
1A. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 1? (Please note: if you do not mark either "YES" or "NO" the shares will not be voted on Proposal 1). Mark "for" = yes or "against" = no. | Management | ||||||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKC | Meeting Date | 21-Oct-2020 | |||||||||||
ISIN | US9001112047 | Agenda | 935283286 - Management | |||||||||||
Record Date | 05-Oct-2020 | Holding Recon Date | 05-Oct-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Oct-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
3. | Discussion of and decision on the amendments of Articles 3, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22, 25 and 26 of the Articles of Association of the Company in accordance with the amendment text annexed to the agenda, as approved by the Ministry of Trade of the Republic of Turkey and Capital Markets Board. | Management | For | |||||||||||
6. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2019, separately. | Management | For | |||||||||||
7. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2019. | Management | For | |||||||||||
8. | Informing the General Assembly on the donation and contributions made in the fiscal year 2019; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2020 and ending on the date of the Company's general assembly meeting relating to the 2020 fiscal year. | Management | For | |||||||||||
9. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly. | Management | For | |||||||||||
10. | Determination of the remuneration of the Board Members. | Management | For | |||||||||||
11. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2020. | Management | For | |||||||||||
12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2019. | Management | For | |||||||||||
13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | For | |||||||||||
WIX.COM LTD | ||||||||||||||
Security | M98068105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WIX | Meeting Date | 09-Nov-2020 | |||||||||||
ISIN | IL0011301780 | Agenda | 935282157 - Management | |||||||||||
Record Date | 30-Sep-2020 | Holding Recon Date | 30-Sep-2020 | |||||||||||
City / | Country | / | Israel | Vote Deadline Date | 06-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Deirdre Bigley | Management | For | For | ||||||||||
1B. | Re-election of Class I director to serve until the 2023 Annual General Meeting of Shareholders: Allon Bloch | Management | For | For | ||||||||||
2. | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the next annual general meeting of shareholders. | Management | For | For | ||||||||||
WIPRO LIMITED | ||||||||||||||
Security | 97651M109 | Meeting Type | Special | |||||||||||
Ticker Symbol | WIT | Meeting Date | 18-Nov-2020 | |||||||||||
ISIN | US97651M1099 | Agenda | 935291889 - Management | |||||||||||
Record Date | 26-Oct-2020 | Holding Recon Date | 26-Oct-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval for Buyback of Equity Shares | Management | For | For | ||||||||||
BEIGENE LTD | ||||||||||||||
Security | 07725L102 | Meeting Type | Special | |||||||||||
Ticker Symbol | BGNE | Meeting Date | 20-Nov-2020 | |||||||||||
ISIN | US07725L1026 | Agenda | 935285583 - Management | |||||||||||
Record Date | 10-Sep-2020 | Holding Recon Date | 10-Sep-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | THAT the grant of an option to acquire shares to Amgen Inc. ("Amgen") to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement ...Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||
KB FINANCIAL GROUP INC | ||||||||||||||
Security | 48241A105 | Meeting Type | Special | |||||||||||
Ticker Symbol | KB | Meeting Date | 20-Nov-2020 | |||||||||||
ISIN | US48241A1051 | Agenda | 935291815 - Management | |||||||||||
Record Date | 09-Oct-2020 | Holding Recon Date | 09-Oct-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Appointment of an executive director: Executive director candidate: Mr. Jong Kyoo Yoon | Management | For | For | ||||||||||
2. | Appointment of a non-standing director: Non-standing director candidate: Mr. Yin Hur | Management | For | For | ||||||||||
3. | Appointment of a non-executive director (Shareholders' proposal by Jee Kang Ryu, the head of KB Financial Group's Employee Stock Ownership Association, and others): Non-executive director candidate: Ms. Sun-Jin Yun | Shareholder | For | For | ||||||||||
4. | Appointment of a non-executive director (Shareholders' proposal by Jee Kang Ryu, the head of KB Financial Group's Employee Stock Ownership Association, and others): Non-executive director candidate: Mr. Youngjae Ryu | Shareholder | For | For | ||||||||||
SK TELECOM CO., LTD. | ||||||||||||||
Security | 78440P108 | Meeting Type | Special | |||||||||||
Ticker Symbol | SKM | Meeting Date | 26-Nov-2020 | |||||||||||
ISIN | US78440P1084 | Agenda | 935295469 - Management | |||||||||||
Record Date | 30-Oct-2020 | Holding Recon Date | 30-Oct-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Spin-off Plan | Management | For | |||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V408 | Meeting Type | Special | |||||||||||
Ticker Symbol | PBR | Meeting Date | 30-Nov-2020 | |||||||||||
ISIN | US71654V4086 | Agenda | 935301387 - Management | |||||||||||
Record Date | 09-Nov-2020 | Holding Recon Date | 09-Nov-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amendment Proposal to the Bylaws to amend articles 17, 22, 23, 27, 30, 34, 47 and 57 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | ||||||||||
PJSC MMC NORILSK NICKEL | ||||||||||||||
Security | 55315J102 | Meeting Type | Special | |||||||||||
Ticker Symbol | NILSY | Meeting Date | 10-Dec-2020 | |||||||||||
ISIN | US55315J1025 | Agenda | 935307567 - Management | |||||||||||
Record Date | 16-Nov-2020 | Holding Recon Date | 16-Nov-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Nov-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Payment (declaration) of dividends on the shares of PJSC MMC Norilsk Nickel for nine months of 2020. 1. Pay out dividends on ordinary nominal shares of PJSC MMC Norilsk Nickel for the nine months of 2020 in cash at RUB 623,35 per ordinary share. 2. To set December 24th, 2020 as the date for determining which persons are entitled to receive the dividends. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | For | |||||||||||
LINE CORPORATION | ||||||||||||||
Security | 53567X101 | Meeting Type | Special | |||||||||||
Ticker Symbol | LN | Meeting Date | 15-Dec-2020 | |||||||||||
ISIN | US53567X1019 | Agenda | 935311299 - Management | |||||||||||
Record Date | 15-Oct-2020 | Holding Recon Date | 15-Oct-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Share Consolidation | Management | For | For | ||||||||||
2. | Partial Amendments to the Articles of Incorporation | Management | For | For | ||||||||||
SINA CORPORATION | ||||||||||||||
Security | G81477104 | Meeting Type | Special | |||||||||||
Ticker Symbol | SINA | Meeting Date | 22-Dec-2020 | |||||||||||
ISIN | KYG814771047 | Agenda | 935311390 - Management | |||||||||||
Record Date | 20-Nov-2020 | Holding Recon Date | 20-Nov-2020 | |||||||||||
City / | Country | / | China | Vote Deadline Date | 21-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | THAT the Agreement and Plan of Merger, dated as of September 28, 2020 (the "Merger Agreement"), among the Company, New Wave Holdings Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands ("Parent"), and New Wave Mergersub Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of Parent ("Merger Sub"). | Management | For | For | ||||||||||
2. | THAT each member of a special committee of the Board, composed solely of independent and disinterested directors of the Company (the "Special Committee") and the Chief Financial Officer of the Company each be authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, including the Merger, the Variation of Capital and the Adoption of Amended M&A. | Management | For | For | ||||||||||
3. | THAT the Extraordinary General Meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the Extraordinary General Meeting to pass the special resolutions mentioned above to be proposed at the Extraordinary General Meeting. | Management | For | For | ||||||||||
51JOB, INC. | ||||||||||||||
Security | 316827104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JOBS | Meeting Date | 23-Dec-2020 | |||||||||||
ISIN | US3168271043 | Agenda | 935311465 - Management | |||||||||||
Record Date | 20-Nov-2020 | Holding Recon Date | 20-Nov-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To re-elect Mr. Junichi Arai as a director of the Company. | Management | For | For | ||||||||||
2. | To re-elect Mr. David K. Chao as a director of the Company. | Management | For | For | ||||||||||
3. | To re-elect Mr. Li-Lan Cheng as a director of the Company. | Management | For | For | ||||||||||
4. | To re-elect Mr. Eric He as a director of the Company. | Management | For | For | ||||||||||
5. | To re-elect Mr. Rick Yan as a director of the Company. | Management | For | For | ||||||||||
6. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the year ending December 31, 2020. | Management | For | For | ||||||||||
HUAZHU GROUP LIMITED | ||||||||||||||
Security | 44332N106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HTHT | Meeting Date | 23-Dec-2020 | |||||||||||
ISIN | US44332N1063 | Agenda | 935311910 - Management | |||||||||||
Record Date | 18-Nov-2020 | Holding Recon Date | 18-Nov-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The resolution as set out in the Notice of Annual General Meeting regarding the ratification of appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditor of the Company for 2020 and the authorization for the directors of the Company to determine the remuneration of the auditor. | Management | For | For | ||||||||||
2. | The resolution as set out in the Notice of Annual General Meeting regarding the authorization and approval for the amendment and restatement of the amended and restated articles of association of the Company. | Management | For | For | ||||||||||
3. | The resolution as set out in the Notice of Annual General Meeting regarding the re-election of Ms. Lei Cao and Mr. Theng Fong Hee as independent directors of the Company. | Management | For | For | ||||||||||
4. | The resolution as set out in the Notice of Annual General Meeting regarding the authorization of each director or officer of the Company or Conyers Trust Company (Cayman) Limited to take any and every action that might be necessary, appropriate or desirable to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For | ||||||||||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | ||||||||||||||
Security | 20440T300 | Meeting Type | Special | |||||||||||
Ticker Symbol | CBD | Meeting Date | 31-Dec-2020 | |||||||||||
ISIN | US20440T3005 | Agenda | 935317633 - Management | |||||||||||
Record Date | 02-Dec-2020 | Holding Recon Date | 02-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Ratify the appraisal firm's appointment and contracting of Magalhães Andrade S/S Auditores Independentes, enrolled with CNPJ/ME under No. 62.657.242/0001-00 ("Appraisal Firm"), for the evaluation of the spun-off portion of Sendas Distribuidora S.A., enrolled with CNPJ/ME under No. 06.057.223/0001-71 ("Sendas") to be merged into the Company ("Sendas's Spun-off Portion"). | Management | For | For | ||||||||||
2. | Approve Sendas' Spun-off Portion appraisal report prepared by Appraisal Firm. | Management | For | For | ||||||||||
3. | Ratify the signature of the "Partial Spin-off Protocol of Sendas Sendas with the Merger of the Spun-off Portion into the Company"("Sendas' Protocol"). | Management | For | For | ||||||||||
4. | Approve the merger of the Sendas' Spun-off Portion into the Company, as well as other procedures set forth in the Sendas'Protocol, as per the terms of the Sendas's Protocol ("Sendas' Spin-off"). | Management | For | For | ||||||||||
5. | Authorize the Company's Executive Board's members to undertake any necessary, useful and/or convenient acts deemed necessary for the implementation of the Sendas' Spin-off, as well as other procedures described in the Sendas' Protocol, as per the terms of the Sendas's Protocol | Management | For | For | ||||||||||
6. | Ratify the appointment and contracting of the Appraisal Firm for the evaluation of the spun-off portion of the Company to bemerged into Sendas ("CBD's Spun-off Portion"). | Management | For | For | ||||||||||
7. | Approve the CBD's Spun-off Portion appraisal report prepared by Appraisal Firm. | Management | For | For | ||||||||||
8. | Ratify the signature of the "Partial Spin-off Protocol of the Company with the Merger of the Spun-off Portion into Sendas Sendas"("CBD's Protocol"). | Management | For | For | ||||||||||
9. | Approve the Company's partial spin-off with the merger of the CBD's Spun-off Portion into Sendas, as well as other procedures set forth in the CBD's Protocol, as per the terms of the CBD's Protocol ("CBD's Spin-off"). | Management | For | For | ||||||||||
10. | Authorize the Company's Executive Board's members to undertake any necessary, useful and/or convenient acts deemed necessary for the implementation of the CBD's Spin-off | Management | For | For | ||||||||||
11. | Approve the amendment to Article 4 of the Company's Bylaws as a result of the capital reduction resulting from the CBD's Spin-off, under the terms and conditions indicated in the CBD's Protocol, if approved, as well as to reflect the capital increase approved at the meeting of the Board of Directors of Company held on October 28, 2020. | Management | For | For | ||||||||||
12. | Approve the consolidation of the Company's Bylaws to include the abovementioned changes. | Management | For | For | ||||||||||
ICL GROUP LTD | ||||||||||||||
Security | M53213100 | Meeting Type | Special | |||||||||||
Ticker Symbol | ICL | Meeting Date | 05-Jan-2021 | |||||||||||
ISIN | IL0002810146 | Agenda | 935313065 - Management | |||||||||||
Record Date | 30-Nov-2020 | Holding Recon Date | 30-Nov-2020 | |||||||||||
City / | Country | / | Israel | Vote Deadline Date | 31-Dec-2020 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Re-election of Ruth Ralbag as an external director of the Company, within the meaning of the Israeli Companies Law, 1999, for an additional three-year term. | Management | ||||||||||||
1a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 1? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 1). Mark "for" = yes or "against" = no. | Management | ||||||||||||
2. | Approval of the Renewed Management Services Agreement with Israel Corporation Ltd. | Management | ||||||||||||
2a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 2? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 2). Mark "for" = yes or "against" = no. | Management | ||||||||||||
3. | Approval to extend the period for exemption from liability and indemnification undertakings under the Company's Letter of Exemption and Indemnification with directors who are office holders (within the meaning of the Israeli Companies Law, 1999) of Israel Corporation Ltd., who may serve from time to time. | Management | ||||||||||||
3a. | Are you a controlling shareholder of the Company or do you have a "personal interest" (as defined in the Proxy Statement) with respect to the subject matter of Proposal 3? (Please note: if you do not mark either "YES" or "NO" shares will not be voted on Proposal 3). Mark "for" = yes or "against" = no. | Management | ||||||||||||
SHAW COMMUNICATIONS INC. | ||||||||||||||
Security | 82028K200 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJR | Meeting Date | 13-Jan-2021 | |||||||||||
ISIN | CA82028K2002 | Agenda | 935317758 - Management | |||||||||||
Record Date | 24-Nov-2020 | Holding Recon Date | 24-Nov-2020 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 12-Jan-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF SHAREHOLDERS OF SHAW COMMUNICATIONS INC. (THE "COMPANY") TO BE HELD VIA VIRTUAL SHAREHOLDER MEETING ON JANUARY 13, 2021 AT 2:00 PM MST. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING WWW.VIRTUALSHAREHOLDERMEETING.COM/SHAW 2021. | Management | ||||||||||||
CGI INC. | ||||||||||||||
Security | 12532H104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIB | Meeting Date | 27-Jan-2021 | |||||||||||
ISIN | CA12532H1047 | Agenda | 935318572 - Management | |||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 25-Jan-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Alain Bouchard | Management | For | For | ||||||||||
1B | Election of Director: George A. Cope | Management | For | For | ||||||||||
1C | Election of Director: Paule Doré | Management | For | For | ||||||||||
1D | Election of Director: Julie Godin | Management | For | For | ||||||||||
1E | Election of Director: Serge Godin | Management | For | For | ||||||||||
1F | Election of Director: Timothy J. Hearn | Management | For | For | ||||||||||
1G | Election of Director: André Imbeau | Management | For | For | ||||||||||
1H | Election of Director: Gilles Labbé | Management | For | For | ||||||||||
1I | Election of Director: Michael B. Pedersen | Management | For | For | ||||||||||
1J | Election of Director: Stephen S. Poloz | Management | For | For | ||||||||||
1K | Election of Director: Mary Powell | Management | For | For | ||||||||||
1L | Election of Director: Alison C. Reed | Management | For | For | ||||||||||
1M | Election of Director: Michael E. Roach | Management | For | For | ||||||||||
1N | Election of Director: George D. Schindler | Management | For | For | ||||||||||
1O | Election of Director: Kathy N. Waller | Management | For | For | ||||||||||
1P | Election of Director: Joakim Westh | Management | For | For | ||||||||||
02 | Appointment of Auditor: Appointment of PricewaterhouseCoopers LLP as auditor and authorization to the Audit and Risk Management Committee to fix its compensation. | Management | For | For | ||||||||||
03 | Amendment to By-Law 1986-5: To ratify, confirm and approve the Amended & Restated By-Law 1986-5 of CGI Inc. | Management | For | For | ||||||||||
AUTOHOME, INC. | ||||||||||||||
Security | 05278C107 | Meeting Type | Special | |||||||||||
Ticker Symbol | ATHM | Meeting Date | 02-Feb-2021 | |||||||||||
ISIN | US05278C1071 | Agenda | 935322379 - Management | |||||||||||
Record Date | 28-Dec-2020 | Holding Recon Date | 28-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | IT IS RESOLVED as a special resolution: THAT the share capital of the Company be re-organized as follows, effective as of February 5, 2021 (the "Variation of Share Capital"): a. all the authorized Class A Ordinary Shares (whether issued or unissued) and Class B Ordinary Shares (whether issued or unissued) in the authorized share capital of the Company be, and hereby are, re- designated as Ordinary Shares, such that following such re designated as Ordinary Shares, such that following such re- ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
2. | IT IS RESOLVED as a special resolution: THAT the adoption of the Fifth Amended and Restated Memorandum of Association and Articles of Association in substitution for and to the exclusion of the Company's currently effective fourth amended and restated memorandum of association and articles of association be, and hereby is, approved and confirmed in all respects, effective as of February 5, 2021. | Management | For | |||||||||||
IMPERIAL BRANDS PLC | ||||||||||||||
Security | 45262P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMBBY | Meeting Date | 03-Feb-2021 | |||||||||||
ISIN | US45262P1021 | Agenda | 935320731 - Management | |||||||||||
Record Date | 08-Dec-2020 | Holding Recon Date | 08-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Annual Report and Accounts | Management | For | For | ||||||||||
2. | Directors' Remuneration Report | Management | For | For | ||||||||||
3. | Directors' Remuneration Policy | Management | For | For | ||||||||||
4. | International Sharesave Plan Rules | Management | For | For | ||||||||||
5. | Long Term Incentive Plan Rules | Management | For | For | ||||||||||
6. | Deferred Share Bonus Plan Rules | Management | For | For | ||||||||||
7. | To declare a final dividend | Management | For | For | ||||||||||
8. | To elect Mr S A Bomhard | Management | For | For | ||||||||||
9. | To re-elect Ms S M Clark | Management | For | For | ||||||||||
10. | To re-elect Mrs T M Esperdy | Management | For | For | ||||||||||
11. | To elect Mr A Johnson | Management | For | For | ||||||||||
12. | To elect Mr R Kunze-Concewitz | Management | For | For | ||||||||||
13. | To re-elect Mr S A C Langelier | Management | For | For | ||||||||||
14. | To elect Mr P-J J Sivignon | Management | For | For | ||||||||||
15. | To re-elect Mr S P Stanbrook | Management | For | For | ||||||||||
16. | To re-elect Mr J A Stanton | Management | For | For | ||||||||||
17. | To re-elect Mr O R Tant | Management | For | For | ||||||||||
18. | Re-appointment of Auditors | Management | For | For | ||||||||||
19. | Remuneration of Auditors | Management | For | For | ||||||||||
20. | Political donations/expenditure | Management | For | For | ||||||||||
21. | Authority to allot securities | Management | For | For | ||||||||||
22. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | ||||||||||
23. | Purchase of own shares (Special Resolution) | Management | For | For | ||||||||||
24. | Notice period for general meetings (Special Resolution) | Management | For | For | ||||||||||
CRH PLC | ||||||||||||||
Security | 12626K203 | Meeting Type | Special | |||||||||||
Ticker Symbol | CRH | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US12626K2033 | Agenda | 935327812 - Management | |||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the Migration of the Migrating Shares to Euroclear Bank's central securities depository. | Management | For | For | ||||||||||
2. | To adopt new Articles of Association of the Company. | Management | For | For | ||||||||||
3. | To authorise the Company to take all actions necessary to implement the Migration. | Management | For | For | ||||||||||
4. | To amend the Articles of Association to provide for the surrender for nil consideration, and authorise the cancellation of, the Income Shares of the Company of Euro 0.02 each. | Management | For | For | ||||||||||
5. | Subject to the approval of Resolution 4, to diminish the authorised share capital of the Company by Euro 25,000,000 from Euro 426,297,940 to Euro 401,297,940. | Management | For | For | ||||||||||
6. | To amend the Articles of Association to delete all references to the Income Shares. | Management | For | For | ||||||||||
BAIDU, INC. | ||||||||||||||
Security | 056752108 | Meeting Type | Special | |||||||||||
Ticker Symbol | BIDU | Meeting Date | 01-Mar-2021 | |||||||||||
ISIN | US0567521085 | Agenda | 935333168 - Management | |||||||||||
Record Date | 28-Jan-2021 | Holding Recon Date | 28-Jan-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Change of Authorised Share Capital by One-to-Eighty Subdivision of Shares: By an Ordinary Resolution that each share classified as Class A ordinary shares, Class B ordinary shares and preferred shares of a par value of US$0.00005 each in the share capital of the Company (including authorised issued and unissued class A ordinary shares, class B ordinary shares and preferred shares) be sub-divided into 80 shares of a par value of US$0.000000625 each (the "Subdivision"), such that, following ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
NOVARTIS AG | ||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVS | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US66987V1098 | Agenda | 935332584 - Management | |||||||||||
Record Date | 22-Jan-2021 | Holding Recon Date | 22-Jan-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Feb-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | For | For | ||||||||||
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | ||||||||||
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | For | For | ||||||||||
4. | Reduction of Share Capital. | Management | For | For | ||||||||||
5. | Further Share Repurchases. | Management | For | For | ||||||||||
6A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
6B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | For | For | ||||||||||
6C. | Advisory Vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
7A. | Re-election of Joerg Reinhardt as Member and Chairman. | Management | For | For | ||||||||||
7B. | Re-election of Nancy C. Andrews | Management | For | For | ||||||||||
7C. | Re-election of Ton Buechner | Management | For | For | ||||||||||
7D. | Re-election of Patrice Bula | Management | For | For | ||||||||||
7E. | Re-election of Elizabeth Doherty | Management | For | For | ||||||||||
7F. | Re-election of Ann Fudge | Management | For | For | ||||||||||
7G. | Re-election of Bridgette Heller | Management | For | For | ||||||||||
7H. | Re-election of Frans van Houten | Management | For | For | ||||||||||
7I. | Re-election of Simon Moroney | Management | For | For | ||||||||||
7J. | Re-election of Andreas von Planta | Management | For | For | ||||||||||
7K. | Re-election of Charles L. Sawyers | Management | For | For | ||||||||||
7L. | Re-election of Enrico Vanni | Management | For | For | ||||||||||
7M. | Re-election of William T. Winters | Management | For | For | ||||||||||
8A. | Re-election of Patrice Bula to the Compensation Committee. | Management | For | For | ||||||||||
8B. | Re-election of Bridgette Heller to the Compensation Committee. | Management | For | For | ||||||||||
8C. | Re-election of Enrico Vanni to the Compensation Committee. | Management | For | For | ||||||||||
8D. | Re-Election of William T. Winters to the Compensation Committee. | Management | For | For | ||||||||||
8E. | Election of Simon Moroney to the Compensation Committee. | Management | For | For | ||||||||||
9. | Re-election of the Statutory Auditor. | Management | For | For | ||||||||||
10. | Re-election of the Independent Proxy. | Management | For | For | ||||||||||
11. | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | For | For | ||||||||||
12. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | For | For | ||||||||||
TATA MOTORS LIMITED | ||||||||||||||
Security | 876568502 | Meeting Type | Special | |||||||||||
Ticker Symbol | TTM | Meeting Date | 05-Mar-2021 | |||||||||||
ISIN | US8765685024 | Agenda | 935335213 - Management | |||||||||||
Record Date | 04-Feb-2021 | Holding Recon Date | 04-Feb-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Resolution for approving the Scheme of Arrangement between Tata Motors Limited ('Transferor Company' or 'Company') and TML Business Analytics Services Limited ('Transferee Company') and their respective shareholders under Sections 230-232 of the Companies Act, 2013. Assent = For and Dissent = Against. | Management | For | For | ||||||||||
NEW ORIENTAL EDUCATION & TECHNOLOGY | ||||||||||||||
Security | 647581107 | Meeting Type | Special | |||||||||||
Ticker Symbol | EDU | Meeting Date | 08-Mar-2021 | |||||||||||
ISIN | US6475811070 | Agenda | 935333144 - Management | |||||||||||
Record Date | 01-Feb-2021 | Holding Recon Date | 01-Feb-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Feb-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1. | As an ordinary resolution: Resolution No. 1 set out in the Notice of the Extraordinary General Meeting (to approve the share subdivision). | Management | For | For | ||||||||||
S2. | As a special resolution: Resolution No. 2 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Company's dual foreign name). | Management | For | For | ||||||||||
S3. | As a special resolution: Resolution No. 3 set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Amended M&AA). | Management | For | For | ||||||||||
BANCO BRADESCO S A | ||||||||||||||
Security | 059460303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BBD | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | US0594603039 | Agenda | 935337964 - Management | |||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||
City / | Country | / | Brazil | Vote Deadline Date | 04-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
3. | Election of the Fiscal Council: Candidates appointed by preferred shareholders - Separate election; Cristiana Pereira / Ava Cohn. | Management | For | For | ||||||||||
VALE S.A. | ||||||||||||||
Security | 91912E105 | Meeting Type | Special | |||||||||||
Ticker Symbol | VALE | Meeting Date | 12-Mar-2021 | |||||||||||
ISIN | US91912E1055 | Agenda | 935337089 - Management | |||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Amendments of wording: 1a. Amendment to the wording in Article 1, head paragraph, to include the definition of Vale as "Company" and consequent amendment in subsequent provisions (Article 2, head paragraph; Article 3; Article 4; Article 5, paragraph 6; Article 6, head paragraph and paragraph 3; Article 7, IV to VI; Article 8, paragraph 2; Article 9, head paragraph; Article 10, head paragraph; Article 11, paragraphs 2 and 12; Article 12, Sole Paragraph; Article 14, I, V to IX,XI, XIII, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
2. | Change in the positions of alternate member and new rule for replacing directors: 2a. Elimination of the position of alternate member of the Board of Directors, except for the member and his or her alternate elected, in a separate vote, by the employees, according to the Management Proposal (Article 9, paragraph 1, Article 11, paragraph 2, and new, paragraphs 8, 9, and 12 of Article 11). 2b. New rule for replacement of Directors in the event of impediment/temporary absence or vacancy, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
3. | Bringing flexibility in terms of the number of members of the Board of Directors, which may be comprised of at least 11 and at most 13 members, according to the Management Proposal (head paragraph of Article 11). | Management | For | For | ||||||||||
4. | Amendments of items referring to the independence structure: 4a. Increasing the minimum number of independent members of the Board of Directors, according to the Management Proposal (Article 11, paragraph 3). 4b. According to the Management Proposal, including a new provision to define the concept of independent directors, in line with the best international practices in the market (new paragraph 4 of Article 11). | Management | For | For | ||||||||||
5. | Provisions for the Chairman and Vice-Chairman: 5a. Provision that the Chairman and Vice-Chairman of the Board of Directors be individually elected by the Shareholders' Meeting. 5b. Consolidation of former paragraphs 5 and 6 of Article 11 into the new paragraph 8 of Article 11 to address cases of vacancy of the positions of Chairman and Vice-Chairman of the Board. 5c. Provision that the Board of Directors shall be represented externally by its Chairman or by a director appointed by the latter (new paragraph 7 of Article 11). | Management | For | For | ||||||||||
6. | Inclusion of the appointment, by the elected independent members, of a lead independent member, and provision of the respective duties, according to the Management Proposal (new paragraph 6 of Article 11). | Management | For | For | ||||||||||
7. | Inclusion of the procedure for submission of a voting list, individually, by candidate, for the election of members of the Board of Directors, according to the Management Proposal (new paragraph 10, items I, II, III, IV and VII, of Article 11). | Management | For | For | ||||||||||
8. | Provision that, for the election of members of the Board of Directors, those candidates who receive the highest number of votes in favor are considered elected, and those candidates who have more votes against than in favor are excluded, subject to the number of vacancies to be filled, according to the Management Proposal (new paragraph 10, items V and VI, of Article 11). | Management | For | For | ||||||||||
9. | Renumbering and adjustment to the wording in new paragraphs 11 and 12 of Article 11, according to the Management Proposal. | Management | For | For | ||||||||||
10. | Amendment to the head paragraph of Article 12 to reduce the number of ordinary meetings and amend the minimum number of members to call a meeting of the Board of Directors, according to the Management Proposal. | Management | For | For | ||||||||||
11. | Amendments on the responsibilities of the Board of Directors and the Executive Board: 11a. Inclusion in Article 14, item VI, of the safety of people as a factor to be considered when establishing the purpose, guidelines and strategic plan of the Company, according to the Management Proposal. 11b. Inclusion to expressly state practices already adopted by Management, for approval of the Company's purposes, according to the Management Proposal (Article 14, item VII and Article 29, IV). ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
12. | Provisions about the Committees and the committees' coordinators coordinators: 12a. Amendment in Article 15, head paragraph, of the number of permanent advisory committees, inclusion of the Compensation scope for the Personnel and Governance Committee and inclusion of the Nomination and Innovation Committees, according to the Management Proposal. 12b. According to the Management Proposal, inclusion in Article 15, paragraph 3, to regulate how to choose the advisory committees' coordinators. | Management | For | For | ||||||||||
13. | Amendment of Article 23, paragraph 3, to increase the term of office of the members of the Executive Board, according to the Management Proposal. | Management | For | For | ||||||||||
14. | Restatement of the By-Laws to reflect the changes approved at the Shareholders' Meeting. | Management | For | For | ||||||||||
POSCO | ||||||||||||||
Security | 693483109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PKX | Meeting Date | 12-Mar-2021 | |||||||||||
ISIN | US6934831099 | Agenda | 935339920 - Management | |||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Financial Statements for the 53rd FY (From January 1, 2020 to December 31, 2020). | Management | For | For | ||||||||||
2. | Partial Amendments of the Articles of Incorporation. | Management | For | For | ||||||||||
3.1 | Election of Inside Director: Choi, Jeong-Woo | Management | For | For | ||||||||||
3.2 | Election of Inside Director: Kim, Hag-Dong | Management | For | For | ||||||||||
3.3 | Election of Inside Director: Chon, Jung-Son | Management | For | For | ||||||||||
3.4 | Election of Inside Director: Jeong, Tak | Management | For | For | ||||||||||
3.5 | Election of Inside Director: Chung, Chang-Hwa | Management | For | For | ||||||||||
4.1 | Election of Outside Director: Yoo, Young-Sook | Management | For | For | ||||||||||
4.2 | Election of Outside Director: Kwon, Tae-Kyun | Management | For | For | ||||||||||
5. | Election of an Outside Director to Become an Audit Committee Member Kim, Sung-Jin. | Management | For | For | ||||||||||
6. | Approval of the Ceiling Amount of Total Remuneration for Directors. | Management | For | For | ||||||||||
TRIP.COM GROUP LIMITED | ||||||||||||||
Security | 89677Q107 | Meeting Type | Special | |||||||||||
Ticker Symbol | TCOM | Meeting Date | 18-Mar-2021 | |||||||||||
ISIN | US89677Q1076 | Agenda | 935338675 - Management | |||||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | "THAT BY AN ORDINARY RESOLUTION, each of the 175,000,000 issued and unissued ordinary shares of a nominal or par value of US$0.01 each in the capital of the Company be and is hereby subdivided into eight ordinary shares of a nominal or par value of US$0.00125 each in the capital of the Company (the "Subdivision"), such that, following the Subdivision, the authorised share capital of the Company shall be US$1,750,000 divided into 1,400,000,000 ordinary shares of a nominal or par value of US$0.00125 each". | Management | For | |||||||||||
KUBOTA CORPORATION | ||||||||||||||
Security | 501173207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KUBTY | Meeting Date | 19-Mar-2021 | |||||||||||
ISIN | US5011732071 | Agenda | 935340745 - Management | |||||||||||
Record Date | 30-Dec-2020 | Holding Recon Date | 30-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Masatoshi Kimata | Management | For | For | ||||||||||
1.2 | Election of Director: Yuichi Kitao | Management | For | For | ||||||||||
1.3 | Election of Director: Masato Yoshikawa | Management | For | For | ||||||||||
1.4 | Election of Director: Toshihiko Kurosawa | Management | For | For | ||||||||||
1.5 | Election of Director: Dai Watanabe | Management | For | For | ||||||||||
1.6 | Election of Director: Yuzuru Matsuda | Management | For | For | ||||||||||
1.7 | Election of Director: Koichi Ina | Management | For | For | ||||||||||
1.8 | Election of Director: Yutaro Shintaku | Management | For | For | ||||||||||
1.9 | Election of Director: Kumi Arakane | Management | For | For | ||||||||||
2. | Election of One Audit & Supervisory Board Member: Yuri Furusawa | Management | For | For | ||||||||||
3. | Revision of the Amount of Remuneration for Directors. | Management | For | For | ||||||||||
4. | Bonus Payments for Directors. | Management | For | For | ||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||
ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||||
IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||||
V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||||
Security | 151290889 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CX | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US1512908898 | Agenda | 935340098 - Management | |||||||||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||||||||
City / | Country | / | Mexico | Vote Deadline Date | 19-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | PRESENTATION OF THE CHIEF EXECUTIVE OFFICER'S REPORT, INCLUDING CEMEX'S FINANCIAL STATEMENTS, RESULTS OF OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE BOARD OF DIRECTORS' REPORT, FOR THE FISCAL YEAR 2020, AS REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES); AND, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS AS TO THE REPORTS BY THE CHIEF EXECUTIVE OFFICER, BY THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY ..DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL. | Management | For | |||||||||||
O2 | PROPOSAL OF ALLOCATION OF PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020. | Management | For | |||||||||||
O3 | PRESENTATION OF THE BOARD OF DIRECTORS' REPORT ON THE PROCEDURES AND APPROVALS PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S SHARES WAS INSTRUCTED FOR THE YEAR ENDED ON DECEMBER 31, 2020. | Management | For | |||||||||||
O4 | PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR THE ACQUISITION OF CEMEX'S SHARES OR OTHER INSTRUMENTS REPRESENTING SUCH SHARES. | Management | For | |||||||||||
O5A | PROPOSAL TO DECREASE THE CAPITAL STOCK OF CEMEX IN ITS VARIABLE PART BY CANCELLING THE CEMEX SHARES REPURCHASED IN 2020 UNDER CEMEX'S SHARE REPURCHASE PROGRAM. | Management | For | |||||||||||
O5B | PROPOSAL TO DECREASE THE CAPITAL STOCK OF CEMEX IN ITS VARIABLE PART BY CANCELLING THE TREASURY SHARES ISSUED TO SUPPORT THE ISSUANCE OF NEW CONVERTIBLE NOTES OR FOR THEIR PLACEMENT IN A PUBLIC OFFERING OR PRIVATE PLACEMENT. | Management | For | |||||||||||
O6 | APPOINTMENT OF MEMBERS, PRESIDENT AND SECRETARY OF THE BOARD OF DIRECTORS, AND OF MEMBERS AND PRESIDENTS, RESPECTIVELY, OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | |||||||||||
O7 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | |||||||||||
O8 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | |||||||||||
E1 | PROPOSAL TO SPECIFY CEMEX's CORPORATE PURPOSE AND THE ACTIVITIES THAT CEMEX MAY PERFORM IN ORDER TO FULFIL ITS CORPORATE PURPOSE, CONSEQUENTLY AMENDING ARTICLE 2 OF CEMEX's BY-LAWS; AND, IN THE EVENT OF APPROVAL, THE AUTHORIZATION TO PROCEED WITH THE CERTIFICATION OF THE RESTATED BY- LAWS. | Management | For | |||||||||||
E2 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | |||||||||||
SK TELECOM CO., LTD. | ||||||||||||||
Security | 78440P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SKM | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US78440P1084 | Agenda | 935341329 - Management | |||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Financial Statements for the 37th Fiscal Year (2020). | Management | For | |||||||||||
2. | Amendments to the Articles of Incorporation. | Management | For | |||||||||||
3. | Grant of Stock Options. | Management | For | |||||||||||
4. | Appointment of an Executive Director (Ryu, Young Sang) | Management | For | |||||||||||
5. | Appointment of an Independent Non-executive Director to Serve as an Audit Committee Member (Yoon, Young Min). | Management | For | |||||||||||
6. | Approval of the Ceiling Amount of Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | |||||||||||
SHINHAN FINANCIAL GROUP | ||||||||||||||
Security | 824596100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHG | Meeting Date | 25-Mar-2021 | |||||||||||
ISIN | US8245961003 | Agenda | 935346076 - Management | |||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of Financial Statements and Annual Dividends for fiscal year 2020 (January 1, 2020 - December 31, 2020). | Management | For | For | ||||||||||
2. | Approval of Revision to Articles of Incorporation. | Management | For | For | ||||||||||
3A. | Election of Non-Executive Director: Mr. Jin Ok-dong | Management | For | For | ||||||||||
3B. | Election of Independent Director: Mr. Park Ansoon | Management | For | For | ||||||||||
3C. | Election of Independent Director: Mr. Bae Hoon | Management | For | For | ||||||||||
3D. | Election of Independent Director: Mr. Byeon Yang-ho | Management | For | For | ||||||||||
3E. | Election of Independent Director: Mr. Sung Jae-ho | Management | For | For | ||||||||||
3F. | Election of Independent Director: Mr. Lee Yong Guk | Management | For | For | ||||||||||
3G. | Election of Independent Director: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
3H. | Election of Independent Director: Mr. Choi Kyong-rok | Management | For | For | ||||||||||
3I. | Election of Independent Director: Mr. Choi Jae Boong | Management | For | For | ||||||||||
3J. | Election of Independent Director: Mr. Huh Yong-hak | Management | For | For | ||||||||||
4. | Election of Audit Committee Member who will serve as Independent Director: Mr. Kwak Su Keun | Management | For | For | ||||||||||
5.1 | Election of Audit Committee Member: Mr. Sung Jae-ho | Management | For | For | ||||||||||
5.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | ||||||||||
6. | Approval of the Director Remuneration Limit. | Management | For | For | ||||||||||
KB FINANCIAL GROUP INC | ||||||||||||||
Security | 48241A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KB | Meeting Date | 26-Mar-2021 | |||||||||||
ISIN | US48241A1051 | Agenda | 935346987 - Management | |||||||||||
Record Date | 30-Dec-2020 | Holding Recon Date | 30-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of financial statements and the proposed dividend payment for fiscal year 2020 | Management | For | For | ||||||||||
2.1 | Appointment of Non-Executive Director Candidate: Stuart B. Solomon | Management | For | For | ||||||||||
2.2 | Appointment of Non-Executive Director Candidate: Suk Ho Sonu | Management | For | For | ||||||||||
2.3 | Appointment of Non-Executive Director Candidate: Myung Hee Choi | Management | For | For | ||||||||||
2.4 | Appointment of Non-Executive Director Candidate: Kouwhan Jeong | Management | For | For | ||||||||||
3. | Appointment of a non-executive director, who will serve as a member of the Audit Committee: Kyung Ho Kim | Management | For | For | ||||||||||
4.1 | Appointment of member of the Audit Committee, who is non- executive director: Suk Ho Sonu | Management | For | For | ||||||||||
4.2 | Appointment of member of the Audit Committee, who is non- executive director: Myung Hee Choi | Management | For | For | ||||||||||
4.3 | Appointment of member of the Audit Committee, who is non- executive director: Gyutaeg Oh | Management | For | For | ||||||||||
5. | Approval of the aggregate remuneration limit for directors | Management | For | For | ||||||||||
WOORI FINANCIAL GROUP, INC. | ||||||||||||||
Security | 981064108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WF | Meeting Date | 26-Mar-2021 | |||||||||||
ISIN | US9810641087 | Agenda | 935347737 - Management | |||||||||||
Record Date | 31-Dec-2020 | Holding Recon Date | 31-Dec-2020 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of financial statements for the fiscal year 2020. | Management | For | |||||||||||
2. | Approval of amendments to the Articles of Incorporation. | Management | For | |||||||||||
3. | Approval of reduction of Capital Reserve. | Management | For | |||||||||||
4.1 | Appointment of standing Director: Won-Duk Lee | Management | For | |||||||||||
4.2 | Appointment of outside Director: Sung-Tae Ro | Management | For | |||||||||||
4.3 | Appointment of outside Director: Sang-Yong Park | Management | For | |||||||||||
4.4 | Appointment of outside Director: Zhiping Tian | Management | For | |||||||||||
4.5 | Appointment of outside Director: Dong-Woo Chang | Management | For | |||||||||||
5. | Appointment of outside director who will serve as an Audit Committee Member: Chan-Hyoung Chung | Management | For | |||||||||||
6.1 | Appointment of Audit Committee Member who is an outside director: Sung-Tae Ro | Management | For | |||||||||||
6.2 | Appointment of Audit Committee Member who is an outside director: Dong-Woo Chang | Management | For | |||||||||||
7. | Approval of the maximum limit on directors' compensation. | Management | For | |||||||||||
THE TORONTO-DOMINION BANK | ||||||||||||||
Security | 891160509 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TD | Meeting Date | 01-Apr-2021 | |||||||||||
ISIN | CA8911605092 | Agenda | 935340442 - Management | |||||||||||
Record Date | 01-Feb-2021 | Holding Recon Date | 01-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A | DIRECTOR | Management | ||||||||||||
1 | Amy W. Brinkley | For | For | |||||||||||
2 | Brian C. Ferguson | For | For | |||||||||||
3 | Colleen A. Goggins | For | For | |||||||||||
4 | Jean-René Halde | For | For | |||||||||||
5 | David E. Kepler | For | For | |||||||||||
6 | Brian M. Levitt | For | For | |||||||||||
7 | Alan N. MacGibbon | For | For | |||||||||||
8 | Karen E. Maidment | For | For | |||||||||||
9 | Bharat B. Masrani | For | For | |||||||||||
10 | Irene R. Miller | For | For | |||||||||||
11 | Nadir H. Mohamed | For | For | |||||||||||
12 | Claude Mongeau | For | For | |||||||||||
13 | Joe Natale | For | For | |||||||||||
14 | S. Jane Rowe | For | For | |||||||||||
B | Appointment of auditor named in the management proxy circular | Management | For | For | ||||||||||
C | Approach to executive compensation disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular *Advisory Vote* | Management | For | For | ||||||||||
D | Shareholder Proposal 1 | Shareholder | For | Against | ||||||||||
E | Shareholder Proposal 2 | Shareholder | Against | For | ||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
ISIN | US2515661054 | Agenda | 935350417 - Management | |||||||||||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | |||||||||||
City / | Country | / | Germany | Vote Deadline Date | 23-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||||
5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||||
5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||||
5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||||
6. | Election of a Supervisory Board member. | Management | For | |||||||||||
7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||||
8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||||
9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||||
10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||||
11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | Against | |||||||||||
DEUTSCHE TELEKOM AG | ||||||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
ISIN | US2515661054 | Agenda | 935353449 - Management | |||||||||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||||||||
City / | Country | / | Germany | Vote Deadline Date | 23-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||||
5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||||
5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||||
5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||||
6. | Election of a Supervisory Board member. | Management | For | |||||||||||
7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||||
8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||||
9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||||
10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||||
11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | Against | |||||||||||
GLOBANT S.A. | ||||||||||||||
Security | L44385109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GLOB | Meeting Date | 02-Apr-2021 | |||||||||||
ISIN | LU0974299876 | Agenda | 935345745 - Management | |||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
3. | Approval of the Company's annual accounts under LUX GAAP as of and for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
4. | Allocation of results for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
5. | Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2020. | Management | For | For | ||||||||||
6. | Approval of the cash and share based compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2021. | Management | For | For | ||||||||||
7. | Appointment of PricewaterhouseCoopers, Société coopérative as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | For | For | ||||||||||
8. | Appointment of Price Waterhouse & Co. S.R.L. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | For | For | ||||||||||
9. | Re-appointment of Mr. Martín Migoya as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | ||||||||||
10. | Re-appointment of Mr. Philip Odeen as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | ||||||||||
11. | Re-appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | For | For | ||||||||||
12. | Appointment of Ms. Maria Pinelli as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | For | For | ||||||||||
13. | Approval and ratification of the adoption and implementation of the Globant S.A. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
BANK OF MONTREAL | ||||||||||||||
Security | 063671101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMO | Meeting Date | 07-Apr-2021 | |||||||||||
ISIN | CA0636711016 | Agenda | 935342434 - Management | |||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 01-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | Janice M. Babiak | For | For | |||||||||||
2 | Sophie Brochu | For | For | |||||||||||
3 | Craig W. Broderick | For | For | |||||||||||
4 | George A. Cope | For | For | |||||||||||
5 | Stephen Dent | For | For | |||||||||||
6 | Christine A. Edwards | For | For | |||||||||||
7 | Martin S. Eichenbaum | For | For | |||||||||||
8 | David E. Harquail | For | For | |||||||||||
9 | Linda S. Huber | For | For | |||||||||||
10 | Eric R. La Flèche | For | For | |||||||||||
11 | Lorraine Mitchelmore | For | For | |||||||||||
12 | Madhu Ranganathan | For | For | |||||||||||
13 | Darryl White | For | For | |||||||||||
02 | Appointment of Shareholders' Auditors | Management | For | For | ||||||||||
03 | Advisory vote on the Bank's Approach to Executive Compensation | Management | For | For | ||||||||||
04 | Shareholder Proposal No. 1 The text of the shareholder proposal is contained in the Management Proxy Circular starting on page 88. | Shareholder | Against | For | ||||||||||
ROYAL BANK OF CANADA | ||||||||||||||
Security | 780087102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RY | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | CA7800871021 | Agenda | 935339083 - Management | |||||||||||
Record Date | 09-Feb-2021 | Holding Recon Date | 09-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 05-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | A.A. Chisholm | For | For | |||||||||||
2 | J. Côté | For | For | |||||||||||
3 | T.N. Daruvala | For | For | |||||||||||
4 | D.F. Denison | For | For | |||||||||||
5 | C. Devine | For | For | |||||||||||
6 | D. McKay | For | For | |||||||||||
7 | K. Taylor | For | For | |||||||||||
8 | M. Turcke | For | For | |||||||||||
9 | T. Vandal | For | For | |||||||||||
10 | B.A. van Kralingen | For | For | |||||||||||
11 | F. Vettese | For | For | |||||||||||
12 | J. Yabuki | For | For | |||||||||||
02 | Appointment of PricewaterhouseCoopers LLP (PWC) as auditor | Management | For | For | ||||||||||
03 | Advisory vote on the Bank's approach to executive compensation | Management | For | For | ||||||||||
04 | Proposal No. 1 | Shareholder | Against | For | ||||||||||
05 | Proposal No. 2 | Shareholder | Against | For | ||||||||||
06 | Proposal No. 3 | Shareholder | Against | For | ||||||||||
07 | Proposal No. 4 | Shareholder | Against | For | ||||||||||
CANADIAN IMPERIAL BANK OF COMMERCE | ||||||||||||||
Security | 136069101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CM | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | CA1360691010 | Agenda | 935340947 - Management | |||||||||||
Record Date | 08-Feb-2021 | Holding Recon Date | 08-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 06-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Charles J.G. Brindamour | For | For | |||||||||||
2 | Nanci E. Caldwell | For | For | |||||||||||
3 | Michelle L. Collins | For | For | |||||||||||
4 | Patrick D. Daniel | For | For | |||||||||||
5 | Luc Desjardins | For | For | |||||||||||
6 | Victor G. Dodig | For | For | |||||||||||
7 | Kevin J. Kelly | For | For | |||||||||||
8 | Christine E. Larsen | For | For | |||||||||||
9 | Nicholas D. Le Pan | For | For | |||||||||||
10 | Mary Lou Maher | For | For | |||||||||||
11 | Jane L. Peverett | For | For | |||||||||||
12 | Katharine B. Stevenson | For | For | |||||||||||
13 | Martine Turcotte | For | For | |||||||||||
14 | Barry L. Zubrow | For | For | |||||||||||
2 | Appointment of Ernst & Young LLP as auditors | Management | For | For | ||||||||||
3 | Advisory resolution on our executive compensation approach | Management | For | For | ||||||||||
4 | Shareholder Proposal 1 | Shareholder | Against | For | ||||||||||
NOKIA CORPORATION | ||||||||||||||
Security | 654902204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOK | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | US6549022043 | Agenda | 935348929 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | Finland | Vote Deadline Date | 22-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
7. | Adoption of the Annual Accounts. | Management | For | For | ||||||||||
8. | Resolution on the use of the profit shown on the balance sheet. | Management | For | For | ||||||||||
9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Management | For | For | ||||||||||
10. | Addressing the Remuneration Report. | Management | For | For | ||||||||||
11. | Resolution on the remuneration to the members of the Board of Directors. | Management | For | For | ||||||||||
12. | Resolution on the number of members of the Board of Directors. | Management | For | For | ||||||||||
13. | DIRECTOR | Management | ||||||||||||
1 | Sari Baldauf | For | For | |||||||||||
2 | Bruce Brown | For | For | |||||||||||
3 | Thomas Dannenfeldt | For | For | |||||||||||
4 | Jeanette Horan | For | For | |||||||||||
5 | Edward Kozel | For | For | |||||||||||
6 | Søren Skou | For | For | |||||||||||
7 | Carla Smits-Nusteling | For | For | |||||||||||
8 | Kari Stadigh | For | For | |||||||||||
14. | Resolution on the remuneration of the Auditor. | Management | For | For | ||||||||||
15. | Election of Auditor for the financial year 2022. | Management | For | For | ||||||||||
16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Management | For | For | ||||||||||
17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Management | For | For | ||||||||||
NOKIA CORPORATION | ||||||||||||||
Security | 654902204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOK | Meeting Date | 08-Apr-2021 | |||||||||||
ISIN | US6549022043 | Agenda | 935356647 - Management | |||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||
City / | Country | / | Finland | Vote Deadline Date | 22-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
7. | Adoption of the Annual Accounts. | Management | For | For | ||||||||||
8. | Resolution on the use of the profit shown on the balance sheet. | Management | For | For | ||||||||||
9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Management | For | For | ||||||||||
10. | Addressing the Remuneration Report. | Management | For | For | ||||||||||
11. | Resolution on the remuneration to the members of the Board of Directors. | Management | For | For | ||||||||||
12. | Resolution on the number of members of the Board of Directors. | Management | For | For | ||||||||||
13. | DIRECTOR | Management | ||||||||||||
1 | Sari Baldauf | For | For | |||||||||||
2 | Bruce Brown | For | For | |||||||||||
3 | Thomas Dannenfeldt | For | For | |||||||||||
4 | Jeanette Horan | For | For | |||||||||||
5 | Edward Kozel | For | For | |||||||||||
6 | Søren Skou | For | For | |||||||||||
7 | Carla Smits-Nusteling | For | For | |||||||||||
8 | Kari Stadigh | For | For | |||||||||||
14. | Resolution on the remuneration of the Auditor. | Management | For | For | ||||||||||
15. | Election of Auditor for the financial year 2022. | Management | For | For | ||||||||||
16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Management | For | For | ||||||||||
17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Management | For | For | ||||||||||
RIO TINTO PLC | ||||||||||||||
Security | 767204100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RIO | Meeting Date | 09-Apr-2021 | |||||||||||
ISIN | US7672041008 | Agenda | 935347636 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 01-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of the 2020 Annual Report | Management | For | For | ||||||||||
2. | Approval of the Remuneration Policy | Management | For | For | ||||||||||
3. | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | ||||||||||
4. | Approval of the Directors' Remuneration Report | Management | For | For | ||||||||||
5. | To re-elect Megan Clark AC as a director | Management | For | For | ||||||||||
6. | To re-elect Hinda Gharbi as a director | Management | For | For | ||||||||||
7. | To re-elect Simon Henry as a director | Management | For | For | ||||||||||
8. | To re-elect Sam Laidlaw as a director | Management | For | For | ||||||||||
9. | To re-elect Simon McKeon AO as a director | Management | For | For | ||||||||||
10. | To re-elect Jennifer Nason as a director | Management | For | For | ||||||||||
11. | To re-elect Jakob Stausholm as a director | Management | For | For | ||||||||||
12. | To re-elect Simon Thompson as a director | Management | For | For | ||||||||||
13. | To re-elect Ngaire Woods CBE as a director | Management | For | For | ||||||||||
14. | Re- appointment of auditors | Management | For | For | ||||||||||
15. | Remuneration of auditors | Management | For | For | ||||||||||
16. | Authority to make political donations | Management | For | For | ||||||||||
17. | Renewal of and amendment to the Rio Tinto Global Employee Share Plan | Management | For | For | ||||||||||
18. | Renewal of and amendment to the Rio Tinto UK Share Plan | Management | For | For | ||||||||||
19. | General authority to allot shares | Management | For | For | ||||||||||
20. | Disapplication of pre-emption rights | Management | For | For | ||||||||||
21. | Authority to purchase Rio Tinto plc shares | Management | For | For | ||||||||||
22. | Notice period for general meetings other than annual general meetings | Management | For | For | ||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V408 | Meeting Type | Special | |||||||||||
Ticker Symbol | PBR | Meeting Date | 12-Apr-2021 | |||||||||||
ISIN | US71654V4086 | Agenda | 935379671 - Management | |||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Removal of Mr. Roberto da Cunha Castello Branco from the position of member of the Board of Directors of Petrobras, which, once effective, pursuant to the provisions of paragraph 3 of art. 141 of the Brazilian Corporation Law, will result in the removal of the other seven (7) members of the Board of Directors of Petrobras elected by the multiple vote process in the Annual General Meeting of July 22, 2020. | Management | For | For | ||||||||||
2a | Do you wish to request the adoption of the multiple vote process for the election of the board of directors, pursuant to art. 141 of Law 6,404 of 1976?. | Management | Against | Against | ||||||||||
2b | Election of the board of directors by single group of candidates - Candidates nominated by the controlling shareholder: Eduardo Bacellar Leal Ferreira, Joaquim Silva e Luna, Ruy Flaks Schneider, Márcio Andrade Weber, Murilo Marroquim de Souza, Sonia Julia Sulzbeck Villalobos, Cynthia Santana Silveira, Ana Silvia Corso Matte. | Management | For | For | ||||||||||
2c | If one of the candidates that compose the chosen group fails to integrate it, can the votes corresponding to their shares continue to be conferred on the chosen group? [If the shareholder chooses "Against" or "Abstain" and the slate has been changed, his vote will be counted as an abstention in the respective meeting resolution]. | Management | For | For | ||||||||||
2da | Election of Director: Eduardo Bacellar Leal Ferreira | Management | For | |||||||||||
2db | Election of Director: Joaquim Silva e Luna | Management | For | |||||||||||
2dc | Election of Director: Ruy Flaks Schneider | Management | For | |||||||||||
2dd | Election of Director: Márcio Andrade Weber | Management | For | |||||||||||
2de | Election of Director: Murilo Marroquim de Souza | Management | For | |||||||||||
2df | Election of Director: Sonia Julia Sulzbeck Villalobos | Management | For | |||||||||||
2dg | Election of Director: Cynthia Santana Silveira | Management | For | |||||||||||
2dh | Election of Director: Ana Silvia Corso Matte | Management | For | |||||||||||
2di | Election of Director: Leonardo Pietro Antonelli (indicated by minority shareholders) | Management | For | |||||||||||
2dj | Election of Director: Marcelo Gasparino da Silva (indicated by minority shareholders) | Management | For | |||||||||||
2dk | Election of Director: Pedro Rodrigues Galvão de Medeiros (indicated by minority shareholders) | Management | For | |||||||||||
2e | Election of the Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | For | ||||||||||
THE BANK OF NOVA SCOTIA | ||||||||||||||
Security | 064149107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BNS | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | CA0641491075 | Agenda | 935343359 - Management | |||||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 09-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | Nora A. Aufreiter | For | For | |||||||||||
2 | Guillermo E. Babatz | For | For | |||||||||||
3 | Scott B. Bonham | For | For | |||||||||||
4 | Lynn K. Patterson | For | For | |||||||||||
5 | Michael D. Penner | For | For | |||||||||||
6 | Brian J. Porter | For | For | |||||||||||
7 | Una M. Power | For | For | |||||||||||
8 | Aaron W. Regent | For | For | |||||||||||
9 | Calin Rovinescu | For | For | |||||||||||
10 | Susan L. Segal | For | For | |||||||||||
11 | L. Scott Thomson | For | For | |||||||||||
12 | Benita M. Warmbold | For | For | |||||||||||
02 | Appointment of KPMG LLP as auditors. | Management | For | For | ||||||||||
03 | Advisory vote on non-binding resolution on executive compensation approach. | Management | For | For | ||||||||||
04 | Shareholder Proposal 1 | Shareholder | Against | For | ||||||||||
05 | Shareholder Proposal 2 | Shareholder | Against | For | ||||||||||
06 | Shareholder Proposal 3 | Shareholder | Against | For | ||||||||||
GENMAB A S | ||||||||||||||
Security | 372303206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GMAB | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US3723032062 | Agenda | 935350405 - Management | |||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Mar-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Presentation and adoption of the audited Annual Report and discharge of Board of Directors and Executive Management. | Management | For | For | ||||||||||
3. | Resolution on the distribution of profits as recorded in the adopted Annual Report. | Management | For | For | ||||||||||
4. | Advisory vote on the Compensation Report. | Management | For | For | ||||||||||
5A. | Re-election of Director: Deirdre P. Connelly | Management | For | For | ||||||||||
5B. | Re-election of Director: Pernille Erenbjerg | Management | For | For | ||||||||||
5C. | Re-election of Director: Rolf Hoffmann | Management | For | For | ||||||||||
5D. | Re-election of Director: Dr. Paolo Paoletti | Management | For | For | ||||||||||
5E. | Re-election of Director: Jonathan Peacock | Management | For | For | ||||||||||
5F. | Re-election of Director: Dr. Anders Gersel Pedersen | Management | For | For | ||||||||||
6. | Re-election PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as on auditor. | Management | For | For | ||||||||||
7A. | Proposals from the Board of Directors: Approval of the Board of Directors' remuneration for 2021. | Management | For | For | ||||||||||
7B. | Proposals from the Board of Directors: Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair). | Management | For | For | ||||||||||
7C. | Proposals from the Board of Directors: Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes). | Management | For | For | ||||||||||
7D. | Proposals from the Board of Directors: Authorization of the Board of Directors to acquire treasury shares. | Management | For | For | ||||||||||
7E. | Proposals from the Board of Directors: Amendment of Article 4A (authorization to issue new shares) and Article 5A (authorization to issue convertible debt) and adoption of a new Article 5B. | Management | For | For | ||||||||||
7F. | Proposals from the Board of Directors: Amendment of Article 5 (authorization to issue warrants). | Management | For | For | ||||||||||
7G. | Proposals from the Board of Directors: Authorization to hold wholly virtual general meetings. | Management | For | For | ||||||||||
8. | Authorization of the Chair of the General Meeting to register resolutions passed by the General Meeting. | Management | For | For | ||||||||||
ULTRAPAR PARTICIPACOES S.A. | ||||||||||||||
Security | 90400P101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UGP | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US90400P1012 | Agenda | 935374138 - Management | |||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Analysis and approval of the report and accounts of the Management, as well as the financial statements of the fiscal year ended on 12.31.2020, together with the report from the Independent Auditors and the opinion from the Fiscal Council. | Management | For | For | ||||||||||
2. | Allocation of net income for the fiscal year ended on 12.31.2020. | Management | For | For | ||||||||||
3. | Setting of the number of members to be elected to the Board of Directors. | Management | For | For | ||||||||||
4. | Election of member of the Board of Directors: Alexandre Teixeira de Assumpção Saigh, Flávia Buarque de Almeida, José Galló, José Mauricio Pereira Coelho, Marcos Marinho Lutz, Pedro Wongtschowski, Ana Paula Vitali Janes Vescovi, Jorge Marques de Toledo Camargo, José Luiz Alquéres, Lucio de Castro Andrade Filho, Otávio Lopes Castello Branco Neto | Management | For | For | ||||||||||
5. | In the event of cumulative voting for the election of directors is requested and, therefore, the voting instruction in item 4 is disregarded, allocate the total number of cumulative votes equally among the director nominees included in the slate of directors proposed by the current Board of Directors of the Company as set forth in item 4. Mark "For" = Yes or "Against" = No. | Management | For | For | ||||||||||
6. | Establishment of the Management's global compensation. | Management | For | For | ||||||||||
7A. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: Flávio Cesar Maia Luz (EFFECTIVE) / Márcio Augustus Ribeiro (ALTERNATE) | Management | For | For | ||||||||||
7B. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: Geraldo Toffanello (EFFECTIVE) / Pedro Ozires Predeus (ALTERNATE). | Management | For | For | ||||||||||
7C. | Election of the members of the Fiscal Council and respective alternates, given the request for the installation of the Fiscal Council made by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, under the terms of Law No. 6,404/76 and CVM Instruction No. 324/00: William Bezerra Cavalcanti Filho (EFFECTIVE) / Sandra Regina de Oliveira (ALTERNATE). | Management | For | For | ||||||||||
8. | Considering the item above, the establishment of the compensation of the members of the Fiscal Council for the term of office that begins in April 2021. | Management | For | For | ||||||||||
E1. | Ratify the change in the number of common shares into which the Company's capital stock is divided, due to the partial exercise of the rights conferred by the subscription warrants issued by the Company as of the approval of the merger of shares issued by Imifarma Produtos Farmacêuticos e Cosméticos S.A. by the Company, approved by the Extraordinary General Shareholders' Meeting held on January 31, 2014. | Management | For | For | ||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PBR | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US71654V4086 | Agenda | 935381905 - Management | |||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2020. | Management | For | For | ||||||||||
2. | Proposal for the allocation of the Loss/Profit for the fiscal year of 2020. | Management | For | For | ||||||||||
3A. | Election of members of the Fiscal Council: Candidates nominated by the controlling shareholder: Main: Agnes Maria de Aragão da Costa; Alternate: Jairez Elói de Sousa Paulista; Main: Sergio Henrique Lopes de Sousa; Alternate: Alan Sampaio Santos; Main: José Franco Medeiros de Morais; Alternate: Gildenora Batista Dantas Milhomem | Management | For | For | ||||||||||
3B. | If one of the candidates that compose the ticket fails to integrate it to accommodate the separate election dealt with by arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to their shares continue to be conferred on the chosen ticket? | Management | For | For | ||||||||||
3D. | Separate election of members of the Fiscal Council by holders of common shares: Main: Patricia Valente Stierli; Alternate: Robert Juenemann | Management | For | For | ||||||||||
4. | Establishing the compensation for the members of the Management, Fiscal Council and Advisory Committees of the Board of Directors. | Management | For | For | ||||||||||
5. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | For | For | ||||||||||
6 | Proposal for the merger of Companhia de Desenvolvimento e Modernização de Plantas Industriais S.A. (CDMPI) by Petróleo Brasileiro S.A. - Petrobras to: 6a. To ratify the contracting of MOREIRA ASSOCIADOS AUDITORES INDEPENDENTES (MOREIRA ASSOCIADOS) by Petrobras for the preparation of the Appraisal Report, at book value, of CDMPI's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976. ..Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||
7. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | For | For | ||||||||||
FERRARI, NV | ||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0011585146 | Agenda | 935346723 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | Italy | Vote Deadline Date | 07-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | ||||||||||
2.D | Adoption of the 2020 Annual Accounts | Management | For | For | ||||||||||
2.E | Determination and distribution of dividend | Management | For | For | ||||||||||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | ||||||||||
3.A | Re-appointment of the executive director: John Elkann | Management | For | For | ||||||||||
3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | ||||||||||
3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | ||||||||||
3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | ||||||||||
3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | ||||||||||
3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | ||||||||||
3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | ||||||||||
3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | ||||||||||
3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | ||||||||||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | ||||||||||
5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | ||||||||||
7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | US6410694060 | Agenda | 935351938 - Management | |||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Management | For | For | ||||||||||
1B | Acceptance of the Compensation Report 2020 (advisory vote). | Management | For | For | ||||||||||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | ||||||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Management | For | For | ||||||||||
4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | For | For | ||||||||||
4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | ||||||||||
4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | ||||||||||
4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | ||||||||||
4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | ||||||||||
4AF | Re-election of the member of the Board of Director: Ann M. Veneman | Management | For | For | ||||||||||
4AG | Re-election of the member of the Board of Director: Eva Cheng | Management | For | For | ||||||||||
4AH | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | ||||||||||
4AI | Re-election of the member of the Board of Director: Kasper Rorsted | Management | For | For | ||||||||||
4AJ | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | ||||||||||
4AK | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | ||||||||||
4AL | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | ||||||||||
4AM | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | ||||||||||
4B | Election to the Board of Director: Lindiwe Majele Sibanda | Management | For | For | ||||||||||
4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | For | For | ||||||||||
4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | ||||||||||
4CC | Election of the member of the Compensation Committee: Dick Boer | Management | For | For | ||||||||||
4CD | Election of the member of the Compensation Committee: Kasper Rorsted | Management | For | For | ||||||||||
4D | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Management | For | For | ||||||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Management | For | For | ||||||||||
5A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||
5B | Approval of the compensation of the Executive Board. | Management | For | For | ||||||||||
6 | Capital reduction (by cancellation of shares). | Management | For | For | ||||||||||
7 | Support of Nestlé's Climate Roadmap (advisory vote). | Management | For | For | ||||||||||
8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Against | For | ||||||||||
FERRARI, NV | ||||||||||||||
Security | N3167Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | NL0011585146 | Agenda | 935362498 - Management | |||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||
City / | Country | / | Italy | Vote Deadline Date | 07-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | ||||||||||
2.D | Adoption of the 2020 Annual Accounts | Management | For | For | ||||||||||
2.E | Determination and distribution of dividend | Management | For | For | ||||||||||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | ||||||||||
3.A | Re-appointment of the executive director: John Elkann | Management | For | For | ||||||||||
3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | ||||||||||
3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | ||||||||||
3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | ||||||||||
3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | ||||||||||
3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | ||||||||||
3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | ||||||||||
3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | ||||||||||
3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | ||||||||||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | For | For | ||||||||||
5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | ||||||||||
7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | For | For | ||||||||||
TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
Security | 900111204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKC | Meeting Date | 15-Apr-2021 | |||||||||||
ISIN | US9001112047 | Agenda | 935379607 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2020, separately. | Management | For | |||||||||||
6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2020. | Management | For | |||||||||||
7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2020; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2021 and ending on the date of the Company's general assembly meeting relating to the 2021 fiscal year. | Management | For | |||||||||||
8. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office. | Management | For | |||||||||||
9. | Determination of the remuneration of the Board Members. | Management | For | |||||||||||
10. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2021. | Management | For | |||||||||||
11. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2020. | Management | For | |||||||||||
12. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | For | |||||||||||
NATURA &CO HOLDING S A | ||||||||||||||
Security | 63884N108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NTCO | Meeting Date | 16-Apr-2021 | |||||||||||
ISIN | US63884N1081 | Agenda | 935368197 - Management | |||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A1 | Review the management's accounts, examine, discuss and vote on the management report and the financial statements, together with the independent auditors' report, for the fiscal year ended on December 31, 2020. | Management | For | For | ||||||||||
A2 | Examine, discuss and vote on the proposed allocation of the losses assessed in the fiscal year ended on December 31, 2020 to the Company accrued losses account. | Management | For | For | ||||||||||
A3 | Define the global compensation of the Company's managers, to be paid by the date of the annual general meeting at which the Company's shareholders shall vote on the financial statements for the fiscal year ending on December 31, 2021. | Management | For | For | ||||||||||
E1 | Resolve on the rectification and ratification of the global compensation of the Company's managers relating to the period from May 2020 to April 2021, fixed at the Company's Annual General Meeting held on April 30, 2020. | Management | For | For | ||||||||||
E2 | Resolve on the absorption of the losses assessed in the fiscal year ended on December 31, 2020 by the capital reserve account related to the premium in the issue/sale of shares of the Company. | Management | For | For | ||||||||||
E3 | Resolve on the independence of Mrs. Georgia Garinois- Melenikiotou, candidate to the Company's Board of Directors; | Management | For | For | ||||||||||
E4 | Resolve on the election of Mrs. Georgia Garinois- Melenikiotou to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
E5 | Resolve on the update to article 5 of the Company's Bylaws, so as to reflect the amount of the capital stock confirmed at the Board of Directors' Meeting held on March 16, 2021. | Management | For | For | ||||||||||
E6 | Resolve on the amendment to paragraph 1, article 16 of the Company's Bylaws to provide that a majority of the Board of Directors be composed of external members, having at least one third of independent members. | Management | For | For | ||||||||||
E7 | Resolve on the amendment to letter "j", paragraph 4, article 18 of the Company's Bylaws, to exclude the obligation that at least one Co-Chairman of the Board of Directors be a member of the Organizational Development and Personnel Committee. | Management | For | For | ||||||||||
E8. | Resolve on the amendment to item (xxv) in article 20 of the ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
E9 | Resolve on the inclusion of new item (xxviii) in article 20 of ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
E10 | Resolve on the inclusion of new item (xxix) in article 20 of the Company's Bylaws, to provide that the Board of Directors shall assess and annually disclose who are the independent directors of the Company, as well as inform and justify any circumstances that may jeopardize their independence. | Management | For | For | ||||||||||
E11 | Resolve on the inclusion of new item (xxx) in article 20 of the Company's Bylaws, to provide that the Board of Directors shall resolve on the transactions with related parties it is empowered to resolve upon, as defined in the corresponding policy of the Company. | Management | For | For | ||||||||||
E12 | Resolve on the amendment to item (xxvi), article 20 and to letter "c", paragraph 2, article 24 of the Company's Bylaws, to correct the wording and cross-reference. | Management | For | For | ||||||||||
E13 | Resolve on the restatement of the Company's Bylaws, to reflect the amendments set forth in the items above. | Management | For | For | ||||||||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||||||||||||
Security | 13645T100 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | CP | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | CA13645T1003 | Agenda | 935354251 - Management | |||||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 19-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | The Hon. John Baird | For | For | |||||||||||
2 | Isabelle Courville | For | For | |||||||||||
3 | Keith E. Creel | For | For | |||||||||||
4 | Gillian H. Denham | For | For | |||||||||||
5 | Edward R. Hamberger | For | For | |||||||||||
6 | Rebecca MacDonald | For | For | |||||||||||
7 | Edward L. Monser | For | For | |||||||||||
8 | Matthew H. Paull | For | For | |||||||||||
9 | Jane L. Peverett | For | For | |||||||||||
10 | Andrea Robertson | For | For | |||||||||||
11 | Gordon T. Trafton | For | For | |||||||||||
02 | Appointment of Auditor as named in the Proxy Circular. | Management | For | For | �� | |||||||||
03 | Advisory vote to approve Compensation of the Corporation's Named Executive Officers as described in the Proxy Circular. | Management | For | For | ||||||||||
04 | Vote on a special resolution to approve the Share Split as described in the Proxy Circular. | Management | For | For | ||||||||||
05 | Vote to approve the Shareholder Proposal as described in the Proxy Circular. | Shareholder | Against | Against | ||||||||||
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | ||||||||||||||
Security | 40051E202 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASR | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US40051E2028 | Agenda | 935381993 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Presentation and, if applicable, approval of the following: Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended December 31, 2020, as well as of the Board of Directors' opinion of the content of such report. | Management | For | |||||||||||
1B | Presentation and, if applicable, approval of the following: Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company. | Management | For | |||||||||||
1C | Presentation and, if applicable, approval of the following: Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law. | Management | For | |||||||||||
1D | Presentation and, if applicable, approval of the following: Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2020. | Management | For | |||||||||||
1E | Presentation and, if applicable, approval of the following: Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries. | Management | For | |||||||||||
1F | Presentation and, if applicable, approval of the following: Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2019, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta"). | Management | For | |||||||||||
2A | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal for increase of the legal reserve by Ps. 98,875,960.00. | Management | For | |||||||||||
2B | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal and, if applicable, approval of the amount of Ps. 1,878,643,244.00 as the maximum amount that may be used by the Company to repurchase its shares in 2020 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares. | Management | For | |||||||||||
3A | Ratification, if applicable, of the following: Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2020. | Management | For | |||||||||||
3BA | Appointment of Director: Fernando Chico Pardo (President) | Management | For | |||||||||||
3BB | Appointment of Director: José Antonio Pérez Antón | Management | For | |||||||||||
3BC | Appointment of Director: Pablo Chico Hernández | Management | For | |||||||||||
3BD | Appointment of Director: Aurelio Pérez Alonso | Management | For | |||||||||||
3BE | Appointment of Director: Rasmus Christiansen | Management | For | |||||||||||
3BF | Appointment of Director: Francisco Garza Zambrano | Management | For | |||||||||||
3BG | Appointment of Director: Ricardo Guajardo Touché | Management | For | |||||||||||
3BH | Appointment of Director: Guillermo Ortiz Martínez | Management | For | |||||||||||
3BI | Appointment of Director: Bárbara Garza Lagüera Gonda | Management | For | |||||||||||
3BJ | Appointment of Director: Heliane Steden | Management | For | |||||||||||
3BK | Appointment of Director: Diana M. Chavez | Management | For | |||||||||||
3BL | Appointment of Director: Rafael Robles Miaja (Secretary) | Management | For | |||||||||||
3BM | Appointment of Director: Ana María Poblanno Chanona (Deputy Secretary) | Management | For | |||||||||||
3CA | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | Management | For | |||||||||||
3DA | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Bárbara Garza Lagüera Gonda (President) | Management | For | |||||||||||
3DB | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Fernando Chico Pardo | Management | For | |||||||||||
3DC | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: José Antonio Pérez Antón | Management | For | |||||||||||
3EA | Determination of corresponding compensations: Board of Directors: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | |||||||||||
3EB | Determination of corresponding compensations: Operations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | |||||||||||
3EC | Determination of corresponding compensations: Nominations & Compensations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | |||||||||||
3ED | Determination of corresponding compensations: Audit Committee: Ps. 102,850.00 (in each case net of taxes in Mexican legal tender) | Management | For | |||||||||||
3EE | Determination of corresponding compensations: Acquisitions & Contracts Committee: Ps. 24,200.00 (in each case net of taxes in Mexican legal tender) | Management | For | |||||||||||
4A | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Góngora Morales | Management | For | |||||||||||
4B | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja | Management | For | |||||||||||
4C | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana María Poblanno Chanona | Management | For | |||||||||||
NATIONAL GRID PLC | ||||||||||||||
Security | 636274409 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NGG | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US6362744095 | Agenda | 935382135 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve the acquisition of PPL WPD Investments Limited. | Management | For | For | ||||||||||
2. | To approve an increased borrowing limit. | Management | For | For | ||||||||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
Security | 02364W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US02364W1053 | Agenda | 935405488 - Management | |||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
Security | 02364W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US02364W1053 | Agenda | 935410059 - Management | |||||||||||
Record Date | 15-Apr-2021 | Holding Recon Date | 15-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
BAUSCH HEALTH COMPANIES, INC. | ||||||||||||||
Security | 071734107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | CA0717341071 | Agenda | 935352726 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Richard U. De Schutter | Management | For | For | ||||||||||
1B. | Election of Director: D. Robert Hale | Management | For | For | ||||||||||
1C. | Election of Director: Brett Icahn | Management | For | For | ||||||||||
1D. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | ||||||||||
1E. | Election of Director: Sarah B. Kavanagh | Management | For | For | ||||||||||
1F. | Election of Director: Steven D. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Joseph C. Papa | Management | For | For | ||||||||||
1H. | Election of Director: John A. Paulson | Management | For | For | ||||||||||
1I. | Election of Director: Robert N. Power | Management | For | For | ||||||||||
1J. | Election of Director: Russel C. Robertson | Management | For | For | ||||||||||
1K. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | ||||||||||
1L. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | ||||||||||
1M. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | ||||||||||
2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | To appoint PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2022 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditor's remuneration. | Management | For | For | ||||||||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||||||
Security | 136375102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNI | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | CA1363751027 | Agenda | 935363515 - Management | |||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 26-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Shauneen Bruder | Management | For | For | ||||||||||
1B | Election of Director: Julie Godin | Management | For | For | ||||||||||
1C | Election of Director: Denise Gray | Management | For | For | ||||||||||
1D | Election of Director: Justin M. Howell | Management | For | For | ||||||||||
1E | Election of Director: The Hon. Kevin G. Lynch | Management | For | For | ||||||||||
1F | Election of Director: Margaret A. McKenzie | Management | For | For | ||||||||||
1G | Election of Director: James E. O'Connor | Management | For | For | ||||||||||
1H | Election of Director: Robert Pace | Management | For | For | ||||||||||
1I | Election of Director: Robert L. Phillips | Management | For | For | ||||||||||
1J | Election of Director: Jean-Jacques Ruest | Management | For | For | ||||||||||
1K | Election of Director: Laura Stein | Management | For | For | ||||||||||
02 | Appointment of KPMG LLP as Auditors. | Management | For | For | ||||||||||
03 | Non-Binding Advisory Resolution to accept the approach to executive compensation disclosed in the management information circular, the full text of which resolution is set out on P.9 of the management information circular. | Management | For | For | ||||||||||
04 | Non-Binding Advisory Resolution to accept the Company's Climate Action Plan as disclosed in the management information circular, the full text of which resolution is set out on P. 9 of the management information circular. | Management | For | For | ||||||||||
05 | Shareholder Proposal #1 : Safety-centred bonus system changes. The full text of the proposal and supporting statement, together with the Board of Directors' recommendation, is set out on Schedule D of the accompanying Management Information Circular. | Shareholder | Against | For | ||||||||||
06 | Shareholder Proposal #2 : The role of the CN Police Service in the investigation of railway fatalities and serious injuries. The full text of the proposal and supporting statement, together with the Board of Directors' recommendation, is set out on Schedule D of the accompanying Management Information Circular. | Shareholder | For | Against | ||||||||||
GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||||||
Security | 400506101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US4005061019 | Agenda | 935366004 - Management | |||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A1 | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if ...(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
A2 | As a result of the reports in Item I above, ratification of the actions of our Board of Directors and officers and release from further obligations in the fulfillment of their duties. | Management | For | |||||||||||
A3 | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in ...(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
A4 | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2020, reported in its ...(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
A5 | Cancellation of any amounts outstanding under the share repurchase program approved at the General Ordinary ...(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
A8 | Ratification and/or designation of the persons that will serve as members of the Company's Board of Directors, as designated by the Series B shareholders. | Management | For | |||||||||||
A9 | Ratification and/or designation of the Chairman of the Company's Board of Directors, in accordance with Article 16 of the Company's by-laws. | Management | For | |||||||||||
A10 | Ratification of the compensation paid to the members of the Company's Board of Directors during the 2020 fiscal year and determination of the compensation to be paid in 2021. | Management | For | |||||||||||
A11 | Ratification and/or designation of the member of our Board of Directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | For | |||||||||||
A12 | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | For | |||||||||||
A14 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | For | |||||||||||
E1 | Proposal to approve the cancellation of 35,424,453 (THIRTY-FIVE MILLION FOUR HUNDRED TWENTY- FOUR THOUSAND, FOUR HUNDRED AND FIFTY- THREE) shares that are currently in treasury. | Management | For | |||||||||||
E2 | Proposal to reduce the Company's shareholders' equity by a total amount of up to Ps. 2,000,000,000.00 (TWO BILLION PESOS 00/100 M.N.), to be distributed among the outstanding shares at the time of payment, which will be made within the 12 (TWELVE) months following its approval. | Management | For | |||||||||||
E4 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | For | |||||||||||
BRF S.A. | ||||||||||||||
Security | 10552T107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BRFS | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US10552T1079 | Agenda | 935386664 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | To approve the management's accounts and financial statements of the Company related to the fiscal year ended on December 31, 2020, including the absorption of the profit of such year by the balance of accumulated losses. | Management | For | For | ||||||||||
O2 | To set the annual global compensation for the year 2021 for the Company's Managers (Board of Directors and Board of Officers) in ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
O3A | Election of member of the Fiscal Council: Attilio Guaspari (Effective) / Marcus Vinicius Dias Severini (Alternate) | Management | For | For | ||||||||||
O3B | Election of member of the Fiscal Council: Maria Paula Soares Aranha (Effective) / Mônica Hojaij Carvalho Molina (Alternate) | Management | For | For | ||||||||||
O3C | Election of member of the Fiscal Council: André Vicentini (Effective) / Valdecyr Maciel Gomes (Alternate) | Management | For | For | ||||||||||
O4 | To set the compensation for the fiscal year 2020 for the effective members of the Fiscal Council in an amount corresponding to 10% (ten percent) of the average amount of the compensation attributed to the Company's Officers (excluding benefits, sums of representation and profit sharing), pursuant to article 162, paragraph 3, of Law no. 6.404/1976. | Management | For | For | ||||||||||
E1 | To amend article 3 of the Company's Bylaws, in order to include, in the corporate purpose, the (i) manufacture by its own or on ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E2 | To amend Article 33 of the Company's Bylaws, in order to (1) establish that the Coordinator of the Audit and Integrity ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
E3 | Consolidate the Company's Bylaws with the approved changes. | Management | For | For | ||||||||||
E4A | Exclude the concepts of "Parity Actions", "Total Shareholder Return - TSR" and "Funds Committed", and, therefore change items 1.1, 5.3, 5.3.1 and 7.1 and exclude items 5.3.2 and 7.2 of the Restricted Stocks Plan. | Management | For | For | ||||||||||
E4B | Insert the possibility for the Company, at its sole discretion and subject to any restrictions and procedures provided for in the applicable legislation and regulation, to grant restricted shares in the form of American Depositary Receipts - ADRs, with the consequent inclusion of a new item 6.2 in the Restricted Stocks Plan. | Management | For | For | ||||||||||
E4C | Consolidate the competence of the Board of Directors to establish the effects of the Beneficiary's termination in relation to "Restricted Stock Not Fully Acquired", with the consequent amendment of item 8.1 and the exclusion of the current items 8.2 and 8.3 of the Restricted Stocks Plan. | Management | For | For | ||||||||||
E4D | Implement wording adjustments, without material alteration of content, with the consequent alteration of items 1.1 (concepts of "Restricted Stock Not Fully Acquired" and "Committee"), 2.1, 3.1, 3.2, 4.1, 4.2(d), 4.3, 6.1, 7.3, 7.4, 10.2 and 10.3 and the exclusion of the current item 6.2 of the Restricted Stocks Plan. | Management | For | For | ||||||||||
BRITISH AMERICAN TOBACCO P.L.C. | ||||||||||||||
Security | 110448107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BTI | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US1104481072 | Agenda | 935356685 - Management | |||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of the 2020 Annual Report and Accounts. | Management | For | For | ||||||||||
2. | Directors' remuneration report. | Management | For | For | ||||||||||
3. | Reappointment of the Auditors. | Management | For | For | ||||||||||
4. | Authority for the Audit Committee to agree the Auditors' remuneration. | Management | For | For | ||||||||||
5. | Re-election of Luc Jobin as a Director (Audit, Nominations). | Management | For | For | ||||||||||
6. | Re-election of Jack Bowles as a Director. | Management | For | For | ||||||||||
7. | Re-election of Tadeu Marroco as a Director. | Management | For | For | ||||||||||
8. | Re-election of Sue Farr as a Director (Nominations, Remuneration). | Management | For | For | ||||||||||
9. | Re-election of Jeremy Fowden as a Director (Audit, Nominations). | Management | For | For | ||||||||||
10. | Re-election of Dr Marion Helmes as a Director (Nominations, Remuneration). | Management | For | For | ||||||||||
11. | Re-election of Holly Keller Koeppel as a Director (Audit, Nominations). | Management | For | For | ||||||||||
12. | Re-election of Savio Kwan as a Director (Nominations, Remuneration). | Management | For | For | ||||||||||
13. | Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration). | Management | For | For | ||||||||||
14. | Election of Karen Guerra (Nominations, Remuneration) who has been appointed since the last Annual General Meeting. | Management | For | For | ||||||||||
15. | Election of Darrell Thomas (Audit, Nominations) who has been appointed since the last Annual General Meeting. | Management | For | For | ||||||||||
16. | Renewal of the Directors' authority to allot shares. | Management | For | For | ||||||||||
17. | Renewal of the Directors' authority to disapply pre- emption rights. | Management | For | For | ||||||||||
18. | Authority for the Company to purchase its own shares. | Management | For | For | ||||||||||
19. | Authority to make donations to political organisations and to incur political expenditure. | Management | For | For | ||||||||||
20. | Notice period for General Meetings. | Management | For | For | ||||||||||
TECK RESOURCES LIMITED | ||||||||||||||
Security | 878742204 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | TECK | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | CA8787422044 | Agenda | 935357714 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: M.M. Ashar | Management | For | For | ||||||||||
1B | Election of Director: Q. Chong | Management | For | For | ||||||||||
1C | Election of Director: E.C. Dowling | Management | For | For | ||||||||||
1D | Election of Director: E. Fukuda | Management | For | For | ||||||||||
1E | Election of Director: T. Higo | Management | For | For | ||||||||||
1F | Election of Director: N.B. Keevil III | Management | For | For | ||||||||||
1G | Election of Director: D.R. Lindsay | Management | For | For | ||||||||||
1H | Election of Director: S.A. Murray | Management | For | For | ||||||||||
1I | Election of Director: T.L. McVicar | Management | For | For | ||||||||||
1J | Election of Director: K.W. Pickering | Management | For | For | ||||||||||
1K | Election of Director: U.M. Power | Management | For | For | ||||||||||
1L | Election of Director: T.R. Snider | Management | For | For | ||||||||||
02 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | Management | For | For | ||||||||||
03 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | For | For | ||||||||||
04 | To approve a resolution, the full text of which is set out in the accompanying management proxy circular dated March 1, 2021, confirming General By-law No. 1, which governs the affairs of the Corporation. | Management | For | For | ||||||||||
ALCON INC. | ||||||||||||||
Security | H01301128 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALC | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | CH0432492467 | Agenda | 935364923 - Management | |||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 22-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | For | For | ||||||||||
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | For | For | ||||||||||
3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | For | For | ||||||||||
4A. | Consultative vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | ||||||||||
5A. | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | For | For | ||||||||||
5B. | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | For | For | ||||||||||
5C. | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | For | For | ||||||||||
5D. | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | For | For | ||||||||||
5E. | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | For | For | ||||||||||
5F. | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | For | For | ||||||||||
5G. | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | For | For | ||||||||||
5H. | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | For | For | ||||||||||
5I. | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | For | For | ||||||||||
5J. | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | For | For | ||||||||||
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | ||||||||||
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | For | For | ||||||||||
6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | ||||||||||
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | ||||||||||
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-Law. | Management | For | For | ||||||||||
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | For | For | ||||||||||
9. | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | For | |||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||
Security | 03524A108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BUD | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US03524A1088 | Agenda | 935378578 - Management | |||||||||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company's own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company's own shares for a period of five years as from the date ...(Due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
5. | Approval of the statutory annual accounts. | Management | For | For | ||||||||||
6. | Discharge to the directors. | Management | For | For | ||||||||||
7. | Discharge to the statutory auditor. | Management | For | For | ||||||||||
8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | ||||||||||
8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | ||||||||||
8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | For | ||||||||||
9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Management | For | For | ||||||||||
10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Management | For | For | ||||||||||
11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Management | For | For | ||||||||||
12. | Filings. | Management | For | For | ||||||||||
NICE LTD. | ||||||||||||||
Security | 653656108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NICE | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US6536561086 | Agenda | 935389418 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | To Elect Non-executive Director to the Board of the Company: David Kostman | Management | For | For | ||||||||||
1B. | To Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | For | For | ||||||||||
1C. | To Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | For | For | ||||||||||
1D. | To Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | For | For | ||||||||||
1E. | To Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | For | For | ||||||||||
2. | To Elect an outside Director to the Board of the Company: Zehava Simon | Management | For | For | ||||||||||
2B. | Regarding proposal 2, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | |||||||||||
3. | To reapprove the Company's Compensation Policy. | Management | For | For | ||||||||||
3A. | Regarding proposal 3, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | |||||||||||
4. | To approve CEO Equity Plan. | Management | For | For | ||||||||||
4A. | Regarding proposal 4, indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. | Management | For | |||||||||||
5. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | For | For | ||||||||||
SENDAS DISTRIBUIDORA S.A. | ||||||||||||||
Security | 81689T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASAI | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US81689T1043 | Agenda | 935394572 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A1. | Review of the management's accounts, as well as examination, discussion and voting of the Company's management report and financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
A2. | Proposal for allocation of the net profit for the fiscal year ended December 31, 2020, as detailed in the Management Proposal, in the following terms: (i) R$ 5.245.374,62 to the Legal Reserve; (ii) R$ 394.944.343,74 as minimum mandatory dividends, from which this amount, was already paid as interest on equity the gross amount of R$ 310,000,000.00 (which R$ 263,500,000.00 is the net amount already paid to the shareholders); and (iii) R$998.833.031,22 to the Expansion Reserve account. | Management | For | For | ||||||||||
A3. | Rectification of the annual global compensation for the members of Company's management and Company's fiscal council, in case the Shareholders request its installation for the year 2021, in the terms of the Management Proposal, to up to R$92,332,869.71,being up to R$ 48,665,892.15 to the Board of Officers, up to R$43,126,977.55 to the Board of Directors and up to R$540,000.00 to the Fiscal Council. | Management | For | For | ||||||||||
E1. | Proposal of amendment of the Company's By-laws, pursuant to the Management Proposal, to reflect the granting of contracts of indemnity, which is an important instrument of attraction and retention of executives, upon prior approval of the Company's Board of Directors. | Management | For | For | ||||||||||
E2. | Proposal to exclude Article 45 of the Company's Bylaws, as proposed by the Management, so that this article provided that the effectiveness of certain clauses were subject to the beginning of the term of the Novo Mercado Participation Agreement. As this contract is already in effect, the clause has lost the object. | Management | For | For | ||||||||||
E3. | Proposal for consolidation of the Company's Bylaws, subject to the approval of the resolutions of the previous items. | Management | For | For | ||||||||||
E4. | Approval for the evaluation report of the spun-off portion of Companhia Brasileira de Distribuição approved by the shareholders initem 4.7 of the Extraordinary General Meeting held on 12/31/20 ("EGM of the Spin-off") which should have been included in its Attachment 4.7(ii) but which was not included in the version filed with the Board of Trade of the State of Rio de Janeiro ("JUCERJA"),to be included as an attachment to ..Due to space limits, see proxy material for full proposal. | Management | For | For | ||||||||||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | ||||||||||||||
Security | 20440T300 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CBD | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US20440T3005 | Agenda | 935394584 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A1) | Review of the management's accounts, as well as examination, discussion and voting of the Company's management report and financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
A2) | Resolve on the proposal for allocation of profit for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
A3) | Determination of the annual global compensation of the Company's directors, officers and fiscal council, if shareholders require its installation. | Management | For | For | ||||||||||
E1) | Increase in the Company's Share Capital due to the excess of profit reserves in relation to the share capital, without the issuance of new shares. | Management | For | For | ||||||||||
E2) | Amendment of the Company's bylaws to provide for the granting of indemnity agreements to directors and officers. | Management | For | For | ||||||||||
E3) | Approval of the consolidation of the Company's Bylaws in order to incorporate the above amendments. | Management | For | For | ||||||||||
O1) | If shareholders propose the installation of a fiscal council, approval of the installation of a fiscal council for the year of 2021. | Management | For | For | ||||||||||
ASML HOLDINGS N.V. | ||||||||||||||
Security | N07059210 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | USN070592100 | Agenda | 935354732 - Management | |||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | For | For | ||||||||||
3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | ||||||||||
11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
BCE INC. | ||||||||||||||
Security | 05534B760 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | CA05534B7604 | Agenda | 935362272 - Management | |||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 26-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | Mirko Bibic | For | For | |||||||||||
2 | David F. Denison | For | For | |||||||||||
3 | Robert P. Dexter | For | For | |||||||||||
4 | Ian Greenberg | For | For | |||||||||||
5 | Katherine Lee | For | For | |||||||||||
6 | Monique F. Leroux | For | For | |||||||||||
7 | Sheila A. Murray | For | For | |||||||||||
8 | Gordon M. Nixon | For | For | |||||||||||
9 | Louis P. Pagnutti | For | For | |||||||||||
10 | Calin Rovinescu | For | For | |||||||||||
11 | Karen Sheriff | For | For | |||||||||||
12 | Robert C. Simmonds | For | For | |||||||||||
13 | Jennifer Tory | For | For | |||||||||||
14 | Cornell Wright | For | For | |||||||||||
02 | Appointment of Deloitte LLP as auditors | Management | For | For | ||||||||||
03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | ||||||||||
CRH PLC | ||||||||||||||
Security | 12626K203 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRH | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US12626K2033 | Agenda | 935376144 - Management | |||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Review of Company's affairs and consideration of Financial Statements and Reports of Directors (including the Governance Appendix) and Auditors for the year ended 31 December 2020. | Management | For | For | ||||||||||
2. | Declaration of a dividend on Ordinary Shares. | Management | For | For | ||||||||||
3. | Consideration of Directors' Remuneration Report. | Management | For | For | ||||||||||
4A. | Re-election of Director: R. Boucher | Management | For | For | ||||||||||
4B. | Re-election of Director: C. Dowling | Management | For | For | ||||||||||
4C. | Re-election of Director: R. Fearon | Management | For | For | ||||||||||
4D. | Re-election of Director: J. Karlström | Management | For | For | ||||||||||
4E. | Re-election of Director: S. Kelly | Management | For | For | ||||||||||
4F. | Re-election of Director: L. McKay | Management | For | For | ||||||||||
4G. | Re-election of Director: A. Manifold | Management | For | For | ||||||||||
4H. | Re-election of Director: G.L. Platt | Management | For | For | ||||||||||
4I. | Re-election of Director: M.K. Rhinehart | Management | For | For | ||||||||||
4J. | Re-election of Director: S. Talbot | Management | For | For | ||||||||||
5. | Remuneration of Auditors. | Management | For | For | ||||||||||
6. | Continuation of Deloitte Ireland LLP as Auditors. | Management | For | For | ||||||||||
7. | Authority to allot Shares. | Management | For | For | ||||||||||
8. | Disapplication of pre-emption rights (Re allotment of up to 5% for cash and for regulatory purposes). | Management | For | For | ||||||||||
9. | Disapplication of pre-emption rights (Re allotment of up to 5% for acquisitions/specified capital investments). | Management | For | For | ||||||||||
10. | Authority to purchase own Ordinary Shares. | Management | For | For | ||||||||||
11. | Authority to reissue Treasury Shares. | Management | For | For | ||||||||||
12. | Authority to offer Scrip Dividends. | Management | For | For | ||||||||||
13. | Establishment of new Savings-related Share Option Schemes. | Management | For | For | ||||||||||
14. | Authority to reduce the capital of the Company for the reasons set out in the circular to shareholders. | Management | For | For | ||||||||||
BASF SE | ||||||||||||||
Security | 055262505 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BASFY | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US0552625057 | Agenda | 935383618 - Management | |||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Adoption of a resolution on the appropriation of profit. | Management | For | For | ||||||||||
3. | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board. | Management | For | For | ||||||||||
4. | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors. | Management | For | For | ||||||||||
5. | Appointment of the auditor for the 2021 business year. | Management | For | For | ||||||||||
6. | Election to the Supervisory Board. | Management | For | For | ||||||||||
ASML HOLDINGS N.V. | ||||||||||||||
Security | N07059210 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | USN070592100 | Agenda | 935388529 - Management | |||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | For | For | ||||||||||
3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | ||||||||||
3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | ||||||||||
4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | ||||||||||
5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | ||||||||||
6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | ||||||||||
7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | ||||||||||
9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | ||||||||||
10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | ||||||||||
11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | ||||||||||
11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | ||||||||||
11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | ||||||||||
11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | ||||||||||
12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | ||||||||||
13 | Proposal to cancel ordinary shares. | Management | For | For | ||||||||||
COMPANHIA PARANAENSE DE ENERGIA | ||||||||||||||
Security | 20441B407 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ELP | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US20441B4077 | Agenda | 935399483 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
3a. | Election of the member of the Company's Board of Directors due to end of term of office: one is appointed by the holders of preferred shares | Management | For | For | ||||||||||
4a. | Election of member of the Supervisory Committee due to end of term of office: one is appointed by the holders of preferred shares | Management | For | For | ||||||||||
AGNICO EAGLE MINES LIMITED | ||||||||||||||
Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | AEM | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | CA0084741085 | Agenda | 935380876 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Leona Aglukkaq | For | For | |||||||||||
2 | Sean Boyd | For | For | |||||||||||
3 | Martine A. Celej | For | For | |||||||||||
4 | Robert J. Gemmell | For | For | |||||||||||
5 | Mel Leiderman | For | For | |||||||||||
6 | Deborah McCombe | For | For | |||||||||||
7 | James D. Nasso | For | For | |||||||||||
8 | Dr. Sean Riley | For | For | |||||||||||
9 | J. Merfyn Roberts | For | For | |||||||||||
10 | Jamie C. Sokalsky | For | For | |||||||||||
2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
3 | An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. | Management | For | For | ||||||||||
4 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | ||||||||||
PEARSON PLC | ||||||||||||||
Security | 705015105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PSO | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US7050151056 | Agenda | 935384420 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Receipt of financial statements and reports. | Management | For | For | ||||||||||
O2 | Final dividend | Management | For | For | ||||||||||
O3 | Election of Andy Bird | Management | For | For | ||||||||||
O4 | Re-election of Elizabeth Corley | Management | For | For | ||||||||||
O5 | Re-election of Sherry Coutu | Management | For | For | ||||||||||
O6 | Re-election of Sally Johnson | Management | For | For | ||||||||||
O7 | Re-election of Linda Lorimer | Management | For | For | ||||||||||
O8 | Re-election of Graeme Pitkethly | Management | For | For | ||||||||||
O9 | Re-election of Tim Score | Management | For | For | ||||||||||
O10 | Re-election of Sidney Taurel | Management | For | For | ||||||||||
O11 | Re-election of Lincoln Wallen | Management | For | For | ||||||||||
O12 | Approval of annual remuneration report | Management | For | For | ||||||||||
O13 | Re-appointment of auditors | Management | For | For | ||||||||||
O14 | Remuneration of auditors | Management | For | For | ||||||||||
O15 | Allotment of shares | Management | For | For | ||||||||||
S16 | Waiver of pre-emption rights | Management | For | For | ||||||||||
S17 | Waiver of pre-emption rights - additional percentage | Management | For | For | ||||||||||
S18 | Authority to purchase own shares | Management | For | For | ||||||||||
S19 | Notice of meetings | Management | For | For | ||||||||||
S20 | Adoption of New Articles | Management | For | For | ||||||||||
SANOFI | ||||||||||||||
Security | 80105N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNY | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US80105N1054 | Agenda | 935384848 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the individual company financial statements for the year ended December 31, 2020. | Management | For | For | ||||||||||
2. | Approval of the consolidated financial statements for the year ended December 31, 2020. | Management | For | For | ||||||||||
3. | Appropriation of results for the year ended December 31, 2020 and declaration of dividend. | Management | For | For | ||||||||||
4. | Ratification of the co-opting of Gilles Schnepp as a director. | Management | For | For | ||||||||||
5. | Reappointment of Fabienne Lecorvaisier as a Director. | Management | For | For | ||||||||||
6. | Reappointment of Melanie Lee as a director. | Management | For | For | ||||||||||
7. | Appointment of Barbara Lavernos as a director. | Management | For | For | ||||||||||
8. | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
9. | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Serge Weinberg, Chairman of the Board. | Management | For | For | ||||||||||
10. | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Paul Hudson, Chief Executive Officer. | Management | For | For | ||||||||||
11. | Approval of the compensation policy for directors. | Management | For | For | ||||||||||
12. | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | ||||||||||
13. | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | ||||||||||
14. | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer). | Management | For | For | ||||||||||
15. | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares. | Management | For | For | ||||||||||
16. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
17. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
18. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
19. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
20. | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
21. | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
22. | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
23. | Delegation to the Board of Directors of competence to decide on ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||
24. | Authorization to the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group. | Management | For | For | ||||||||||
25. | Amendment to Article 13 of the Articles of Association to allow the Board of Directors to take decisions by written consultation. | Management | For | For | ||||||||||
26. | Amendment to Articles 14 and 17 of the Articles of Association to align their content with the PACTE law. | Management | For | For | ||||||||||
27. | Powers for formalities. | Management | For | For | ||||||||||
VALE S.A. | ||||||||||||||
Security | 91912E105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VALE | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US91912E1055 | Agenda | 935403472 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Resolution 1 | Management | ||||||||||||
2 | Resolution 2 | Management | ||||||||||||
3 | Resolution 3 | Management | ||||||||||||
4 | Resolution 4 | Management | ||||||||||||
5A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A 5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
5P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" in up to 12 of the 16 Directors in proposals 5A-5P. Your vote will be deemed invalid for proposal 5A-5P if you vote in favor of more than 12 directors) | Management | ||||||||||||
6 | Resolution 6. (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7A | Election of Director: José Luciano Duarte Penido (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7B | Election of Director: Fernando Jorge Buso Gomes (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7C | Election of Director: Clinton James Dines (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7D | Election of Director: Eduardo de Oliveira Rodrigues Filho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7E | Election of Director: Elaine Dorward-King (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7F | Election of Director: José Maurício Pereira Coelho (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7G | Election of Director: Ken Yasuhara (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A- 7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7H | Election of Director: Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7I | Election of Director: Maria Fernanda dos Santos Teixeira (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7J | Election of Director: Murilo Cesar Lemos dos Santos Passos (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7K | Election of Director: Roger Allan Downey (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7L | Election of Director: Sandra Maria Guerra de Azevedo (Vale Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7M | Election of Director: Marcelo Gasparino da Silva (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7N | Election of Director: Mauro Gentile Rodrigues Cunha (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7O | Election of Director: Rachel de Oliveira Maia (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
7P | Election of Director: Roberto da Cunha Castello Branco (Other Nominee). (You may only vote "FOR" proposal 6 or you may vote in 7A-7P. Your vote for these proposals will be deemed invalid if you vote in favor of both groups) | Management | ||||||||||||
8 | Election of Chairman of the Board of Director: José Luciano Penido (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | ||||||||||||
9 | Election of Chairman of the Board of Director: Roberto Castello Branco (An ADS holder may only vote "FOR" in Resolution 8 or Resolution 9) | Management | ||||||||||||
10 | Election of Vice-Chairman of the Board: Fernando Jorge Buso Gomes (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | ||||||||||||
11 | Election of Vice-Chairman of the Board: Mauro Gentile Rodrigues Cunha (An ADS holder may only vote "FOR" in Resolution 10 or Resolution 11) | Management | ||||||||||||
12A | Election of the Fiscal Council by Candidate: Cristina Fontes Doherty / Nelson de Menezes Filho | Management | ||||||||||||
12B | Election of the Fiscal Council by Candidate: Marcus Vinícius Dias Severini / Vera Elias | Management | ||||||||||||
12C | Election of the Fiscal Council by Candidate: Marcelo Moraes/Vacant | Management | ||||||||||||
12D | Election of the Fiscal Council by Candidate: Raphael Manhães Martins / Adriana de Andrade Solé | Management | ||||||||||||
13 | Resolution 13 | Management | ||||||||||||
E1 | Resolution 1 | Management | ||||||||||||
E2 | Resolution 2 | Management | ||||||||||||
E3 | Resolution 3 | Management | ||||||||||||
E4 | Resolution 4 | Management | ||||||||||||
E5 | Resolution 5 | Management | ||||||||||||
E6 | Resolution 6 | Management | ||||||||||||
E7 | Resolution 7 | Management | ||||||||||||
E8 | Resolution 8 | Management | ||||||||||||
E9 | Resolution 9 | Management | ||||||||||||
IMPERIAL OIL LIMITED | ||||||||||||||
Security | 453038408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMO | Meeting Date | 04-May-2021 | |||||||||||
ISIN | CA4530384086 | Agenda | 935351508 - Management | |||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: D.W. (David) Cornhill | Management | For | For | ||||||||||
1B | Election of Director: B.W. (Bradley) Corson | Management | For | For | ||||||||||
1C | Election of Director: M.R. (Matthew) Crocker | Management | For | For | ||||||||||
1D | Election of Director: K.T. (Krystyna) Hoeg | Management | For | For | ||||||||||
1E | Election of Director: M.C. (Miranda) Hubbs | Management | For | For | ||||||||||
1F | Election of Director: J.M. (Jack) Mintz | Management | For | For | ||||||||||
1G | Election of Director: D.S. (David) Sutherland | Management | For | For | ||||||||||
2 | PricewaterhouseCoopers LLP be reappointed as auditors of the company. | Management | For | For | ||||||||||
3 | Shareholder Proposal (set out in Appendix B of the company's management proxy circular). Shareholder Proposal (adoption of a corporate wide ambition to achieve net zero carbon emissions) | Shareholder | Against | For | ||||||||||
BARRICK GOLD CORPORATION | ||||||||||||||
Security | 067901108 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | |||||||||||
ISIN | CA0679011084 | Agenda | 935373148 - Management | |||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | D. M. Bristow | For | For | |||||||||||
2 | G. A. Cisneros | For | For | |||||||||||
3 | C. L. Coleman | For | For | |||||||||||
4 | J. M. Evans | For | For | |||||||||||
5 | B. L. Greenspun | For | For | |||||||||||
6 | J. B. Harvey | For | For | |||||||||||
7 | A. N. Kabagambe | For | For | |||||||||||
8 | A. J. Quinn | For | For | |||||||||||
9 | M. L. Silva | For | For | |||||||||||
10 | J. L. Thornton | For | For | |||||||||||
2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | ||||||||||
3 | Advisory resolution on approach to executive compensation | Management | For | For | ||||||||||
4 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | For | For | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US9047677045 | Agenda | 935356659 - Management | |||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
3. | To approve the Directors' Remuneration Policy. | Management | For | For | ||||||||||
4. | To approve the Climate Transition Action Plan. | Management | For | For | ||||||||||
5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||
7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||
15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||
18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
19. | To approve the SHARES Plan. | Management | For | For | ||||||||||
20. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | ||||||||||
22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
24. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||
25. | To adopt new Articles of Association. | Management | For | For | ||||||||||
26. | To reduce the share premium account. | Management | For | For | ||||||||||
ENBRIDGE INC. | ||||||||||||||
Security | 29250N105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |||||||||||
ISIN | CA29250N1050 | Agenda | 935360571 - Management | |||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Pamela L. Carter | For | For | |||||||||||
2 | Marcel R. Coutu | For | For | |||||||||||
3 | Susan M. Cunningham | For | For | |||||||||||
4 | Gregory L. Ebel | For | For | |||||||||||
5 | J. Herb England | For | For | |||||||||||
6 | Gregory J. Goff | For | For | |||||||||||
7 | V. Maureen K. Darkes | For | For | |||||||||||
8 | Teresa S. Madden | For | For | |||||||||||
9 | Al Monaco | For | For | |||||||||||
10 | Stephen S. Poloz | For | For | |||||||||||
11 | Dan C. Tutcher | For | For | |||||||||||
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | ||||||||||
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | ||||||||||
SUN LIFE FINANCIAL INC. | ||||||||||||||
Security | 866796105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLF | Meeting Date | 05-May-2021 | |||||||||||
ISIN | CA8667961053 | Agenda | 935363743 - Management | |||||||||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | William D. Anderson | For | For | |||||||||||
2 | Deepak Chopra | For | For | |||||||||||
3 | Dean A. Connor | For | For | |||||||||||
4 | Stephanie L. Coyles | For | For | |||||||||||
5 | Martin J. G. Glynn | For | For | |||||||||||
6 | Ashok K. Gupta | For | For | |||||||||||
7 | M. Marianne Harris | For | For | |||||||||||
8 | David H. Y. Ho | For | For | |||||||||||
9 | James M. Peck | For | For | |||||||||||
10 | Scott F. Powers | For | For | |||||||||||
11 | Kevin D. Strain | For | For | |||||||||||
12 | Barbara G. Stymiest | For | For | |||||||||||
2 | Appointment of Deloitte LLP as Auditor | Management | For | For | ||||||||||
3 | Special resolution to amend By-law No. 1 re: maximum board compensation | Management | For | For | ||||||||||
4 | Non-Binding Advisory Vote on Approach to Executive Compensation | Management | For | For | ||||||||||
FRANCO-NEVADA CORPORATION | ||||||||||||||
Security | 351858105 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | FNV | Meeting Date | 05-May-2021 | |||||||||||
ISIN | CA3518581051 | Agenda | 935373376 - Management | |||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | David Harquail | For | For | |||||||||||
2 | Paul Brink | For | For | |||||||||||
3 | Tom Albanese | For | For | |||||||||||
4 | Derek W. Evans | For | For | |||||||||||
5 | Catharine Farrow | For | For | |||||||||||
6 | Louis Gignac | For | For | |||||||||||
7 | Maureen Jensen | For | For | |||||||||||
8 | Jennifer Maki | For | For | |||||||||||
9 | Randall Oliphant | For | For | |||||||||||
10 | Elliott Pew | For | For | |||||||||||
2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Acceptance of the Corporation's approach to executive compensation. | Management | For | For | ||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GSK | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US37733W1053 | Agenda | 935376562 - Management | |||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive and adopt the 2020 Annual Report | Management | For | For | ||||||||||
2. | To approve the Annual report on remuneration | Management | For | For | ||||||||||
3. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | ||||||||||
4. | To re-elect Emma Walmsley as a Director | Management | For | For | ||||||||||
5. | To re-elect Charles Bancroft as a Director | Management | For | For | ||||||||||
6. | To re-elect Vindi Banga as a Director | Management | For | For | ||||||||||
7. | To re-elect Dr Hal Barron as a Director | Management | For | For | ||||||||||
8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | ||||||||||
9. | To re-elect Lynn Elsenhans as a Director | Management | For | For | ||||||||||
10. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | ||||||||||
11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | ||||||||||
12. | To re-elect Iain Mackay as a Director | Management | For | For | ||||||||||
13. | To re-elect Urs Rohner as a Director | Management | For | For | ||||||||||
14. | To re-appoint the auditor | Management | For | For | ||||||||||
15. | To determine remuneration of the auditor | Management | For | For | ||||||||||
16. | To authorise the Company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | ||||||||||
17. | To authorise allotment of shares | Management | For | For | ||||||||||
18. | To disapply pre-emption rights - general power (Special resolution) | Management | For | For | ||||||||||
19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | ||||||||||
20. | To authorise the Company to purchase its own shares (Special resolution) | Management | For | For | ||||||||||
21. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | ||||||||||
22. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | For | For | ||||||||||
MANULIFE FINANCIAL CORPORATION | ||||||||||||||
Security | 56501R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MFC | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA56501R1064 | Agenda | 935363426 - Management | |||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Nicole S. Arnaboldi | For | For | |||||||||||
2 | Guy L.T. Bainbridge | For | For | |||||||||||
3 | Joseph P. Caron | For | For | |||||||||||
4 | John M. Cassaday | For | For | |||||||||||
5 | Susan F. Dabarno | For | For | |||||||||||
6 | Julie E. Dickson | For | For | |||||||||||
7 | Sheila S. Fraser | For | For | |||||||||||
8 | Roy Gori | For | For | |||||||||||
9 | Tsun-yan Hsieh | For | For | |||||||||||
10 | Donald R. Lindsay | For | For | |||||||||||
11 | John R.V. Palmer | For | For | |||||||||||
12 | C. James Prieur | For | For | |||||||||||
13 | Andrea S. Rosen | For | For | |||||||||||
14 | Leagh E. Turner | For | For | |||||||||||
2 | Appointment of Ernst & Young LLP as Auditors | Management | For | For | ||||||||||
3 | Advisory resolution accepting approach to executive compensation | Management | For | For | ||||||||||
CAMECO CORPORATION | ||||||||||||||
Security | 13321L108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCJ | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA13321L1085 | Agenda | 935373415 - Management | |||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
A | DIRECTOR | Management | ||||||||||||
1 | Leontine Atkins | For | For | |||||||||||
2 | Ian Bruce | For | For | |||||||||||
3 | Daniel Camus | For | For | |||||||||||
4 | Donald Deranger | For | For | |||||||||||
5 | Catherine Gignac | For | For | |||||||||||
6 | Tim Gitzel | For | For | |||||||||||
7 | Jim Gowans | For | For | |||||||||||
8 | Kathryn Jackson | For | For | |||||||||||
9 | Don Kayne | For | For | |||||||||||
B | Appoint KPMG LLP as auditors. | Management | For | For | ||||||||||
C | Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders. | Management | For | For | ||||||||||
D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "For" = Yes, "Abstain" = No, "Against" will be treated as not marked | Management | Against | |||||||||||
MAGNA INTERNATIONAL INC. | ||||||||||||||
Security | 559222401 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MGA | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA5592224011 | Agenda | 935373718 - Management | |||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A | Election of Director: Peter G. Bowie | Management | For | For | ||||||||||
1B | Election of Director: Mary S. Chan | Management | For | For | ||||||||||
1C | Election of Director: Hon. V. Peter Harder | Management | For | For | ||||||||||
1D | Election of Director: Seetarama S. Kotagiri (CEO) | Management | For | For | ||||||||||
1E | Election of Director: Dr. Kurt J. Lauk | Management | For | For | ||||||||||
1F | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
1G | Election of Director: Mary Lou Maher | Management | For | For | ||||||||||
1H | Election of Director: Cynthia A. Niekamp | Management | For | For | ||||||||||
1I | Election of Director: William A. Ruh | Management | For | For | ||||||||||
1J | Election of Director: Dr. Indira V. Samarasekera | Management | For | For | ||||||||||
1K | Election of Director: Lisa S. Westlake | Management | For | For | ||||||||||
1L | Election of Director: William L. Young | Management | For | For | ||||||||||
02 | Reappointment of Deloitte LLP as the independent auditor of the Corporation and authorization of the Audit Committee to fix the independent auditor's remuneration. | Management | For | For | ||||||||||
03 | Resolved, on an advisory basis and not to diminish the roles and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying management information circular/proxy statement. | Management | For | For | ||||||||||
CANADIAN NATURAL RESOURCES LIMITED | ||||||||||||||
Security | 136385101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNQ | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA1363851017 | Agenda | 935383466 - Management | |||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Catherine M. Best | For | For | |||||||||||
2 | M. Elizabeth Cannon | For | For | |||||||||||
3 | N. Murray Edwards | For | For | |||||||||||
4 | Christopher L. Fong | For | For | |||||||||||
5 | Amb. Gordon D. Giffin | For | For | |||||||||||
6 | Wilfred A. Gobert | For | For | |||||||||||
7 | Steve W. Laut | For | For | |||||||||||
8 | Tim S. McKay | For | For | |||||||||||
9 | Hon. Frank J. McKenna | For | For | |||||||||||
10 | David A. Tuer | For | For | |||||||||||
11 | Annette M. Verschuren | For | For | |||||||||||
2 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | For | For | ||||||||||
3 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | For | For | ||||||||||
GILDAN ACTIVEWEAR INC. | ||||||||||||||
Security | 375916103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIL | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA3759161035 | Agenda | 935385725 - Management | |||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Donald C. Berg | For | For | |||||||||||
2 | Maryse Bertrand | For | For | |||||||||||
3 | Marc Caira | For | For | |||||||||||
4 | Glenn J. Chamandy | For | For | |||||||||||
5 | Shirley E. Cunningham | For | For | |||||||||||
6 | Russell Goodman | For | For | |||||||||||
7 | Charles M. Herington | For | For | |||||||||||
8 | Luc Jobin | For | For | |||||||||||
9 | Craig A. Leavitt | For | For | |||||||||||
10 | Anne Martin-Vachon | For | For | |||||||||||
2 | Approving an advisory resolution on the Corporation's approach to executive compensation; See Schedule "C" to the Management Proxy Circular | Management | For | For | ||||||||||
3 | The appointment of KPMG LLP, Chartered Professional Accountants, as auditors for the ensuing year | Management | For | For | ||||||||||
FORTIS INC. | ||||||||||||||
Security | 349553107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FTS | Meeting Date | 06-May-2021 | |||||||||||
ISIN | CA3495531079 | Agenda | 935385890 - Management | |||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Tracey C. Ball | For | For | |||||||||||
2 | Pierre J. Blouin | For | For | |||||||||||
3 | Paul J. Bonavia | For | For | |||||||||||
4 | Lawrence T. Borgard | For | For | |||||||||||
5 | Maura J. Clark | For | For | |||||||||||
6 | Margarita K. Dilley | For | For | |||||||||||
7 | Julie A. Dobson | For | For | |||||||||||
8 | Lisa L. Durocher | For | For | |||||||||||
9 | Douglas J. Haughey | For | For | |||||||||||
10 | David G. Hutchens | For | For | |||||||||||
11 | Gianna M. Manes | For | For | |||||||||||
12 | Jo Mark Zurel | For | For | |||||||||||
2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | ||||||||||
3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | ||||||||||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||
Security | 500472303 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PHG | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US5004723038 | Agenda | 935399433 - Management | |||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2B. | Annual Report 2020: Proposal to adopt the financial statements. | Management | For | |||||||||||
2C. | Annual Report 2020: Proposal to adopt dividend | Management | For | |||||||||||
2D. | Annual Report 2020: Advisory vote on the Remuneration Report 2020. | Management | For | |||||||||||
2E. | Annual Report 2020: Proposal to discharge the members of the Board of Management. | Management | For | |||||||||||
2F. | Annual Report 2020: Proposal to discharge the members of the Supervisory Board. | Management | For | |||||||||||
3. | Composition of the Board of Management: Proposal to re-appoint Mr M.J. van Ginneken as member of the Board of Management. | Management | For | |||||||||||
4A. | Composition of the Supervisory Board: Proposal to appoint Mrs S.K. Chua as member of the Supervisory Board. | Management | For | |||||||||||
4B. | Composition of the Supervisory Board: Proposal to appoint Mrs I.K. Nooyi as member of the Supervisory Board. | Management | For | |||||||||||
5A. | To authorize the Board of Management to: issue shares or grant rights to acquire shares. | Management | For | |||||||||||
5B. | To authorize the Board of Management to: restrict or exclude pre-emption rights. | Management | For | |||||||||||
6. | Proposal to authorize the Board of Management to acquire shares in the company. | Management | For | |||||||||||
7. | Proposal to cancel shares. | Management | For | |||||||||||
TC ENERGY CORPORATION | ||||||||||||||
Security | 87807B107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRP | Meeting Date | 07-May-2021 | |||||||||||
ISIN | CA87807B1076 | Agenda | 935366054 - Management | |||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | DIRECTOR | Management | ||||||||||||
1 | Stéphan Crétier | For | For | |||||||||||
2 | Michael R. Culbert | For | For | |||||||||||
3 | Susan C. Jones | For | For | |||||||||||
4 | Randy Limbacher | For | For | |||||||||||
5 | John E. Lowe | For | For | |||||||||||
6 | David MacNaughton | For | For | |||||||||||
7 | François L. Poirier | For | For | |||||||||||
8 | Una Power | For | For | |||||||||||
9 | Mary Pat Salomone | For | For | |||||||||||
10 | Indira V. Samarasekera | For | For | |||||||||||
11 | D. Michael G. Stewart | For | For | |||||||||||
12 | Siim A. Vanaselja | For | For | |||||||||||
13 | Thierry Vandal | For | For | |||||||||||
02 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | For | For | ||||||||||
03 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | For | For | ||||||||||
4 | Resolution to approve amendments to TC Energy's By- law Number 1, as described in the Management information circular. | Management | For | For | ||||||||||
ASTRAZENECA PLC | ||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US0463531089 | Agenda | 935384418 - Management | |||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | |||||||||||
2. | To confirm dividends. | Management | For | |||||||||||
3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | |||||||||||
4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | |||||||||||
5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||||
5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||||
5C. | Re-election of Director: Marc Dunoyer | Management | For | |||||||||||
5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||||
5E. | Election of Director: Euan Ashley | Management | For | |||||||||||
5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||||
5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||||
5H. | Election of Director: Diana Layfield | Management | For | |||||||||||
5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||||
5J. | Re-election of Director: Tony Mok | Management | For | |||||||||||
5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||||
5L. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||||
6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | |||||||||||
7. | To approve the Directors' Remuneration Policy. | Management | For | |||||||||||
8. | To authorise limited political donations. | Management | For | |||||||||||
9. | To authorise the Directors to allot shares. | Management | For | |||||||||||
10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | For | |||||||||||
11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | |||||||||||
12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | |||||||||||
13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | |||||||||||
14. | To approve amendments to the Performance Share Plan 2020. | Management | For | |||||||||||
ASTRAZENECA PLC | ||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US0463531089 | Agenda | 935403585 - Management | |||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
EQUINOR ASA | ||||||||||||||
Security | 29446M102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EQNR | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US29446M1027 | Agenda | 935409789 - Management | |||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||
City / | Country | / | Norway | Vote Deadline Date | 26-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
3 | Election of chair for the meeting. | Management | For | For | ||||||||||
4 | Approval of the notice and the agenda. | Management | For | For | ||||||||||
5 | Election of two persons to co-sign the minutes together with the chair of the meeting. | Management | For | For | ||||||||||
6 | Approval of the annual report and accounts for Equinor ASA and the Equinor group for 2020, including the board of directors' proposal for distribution of fourth quarter 2020 dividend. | Management | For | For | ||||||||||
7 | Authorisation to distribute dividend based on approved annual accounts for 2020. | Management | For | For | ||||||||||
8 | Proposal from shareholder to set short-, medium-, and long- term targets for greenhouse gas (GHG) emissions of the company's operations and the use of energy products (including Scope 1, 2 and 3)(Shareholder proposal). | Shareholder | Against | For | ||||||||||
9 | Proposal from shareholders to report key information on both climate risk and nature risk (Shareholder proposal). | Shareholder | Against | For | ||||||||||
10 | Proposal from shareholder to stop all exploration activity and test drilling for fossil energy resources (Shareholder proposal). | Shareholder | Against | For | ||||||||||
11 | Proposal from shareholder to present a strategy for real business transformation to sustainable energy production (Shareholder proposal). | Shareholder | Against | For | ||||||||||
12 | Proposal from shareholders to stop all oil and gas exploration in the Norwegian sector of the Barents Sea (Shareholder proposal). | Shareholder | Against | For | ||||||||||
13 | Proposal from shareholders to spin-out Equinor's renewable energy business in wind and solar power to a separate company, "NewCo" (Shareholder proposal). | Shareholder | Against | For | ||||||||||
14 | Proposal from shareholder to divest all non-petroleum- related business overseas and to consider withdrawing from all petroleum-related business overseas (Shareholder proposal). | Shareholder | Against | For | ||||||||||
15 | Proposal from shareholder that all exploration for new oil and gas discoveries is discontinued, that Equinor multiplies its green investments, improves its EGS profile and reduces its risk for future lawsuits (Shareholder proposal). | Shareholder | Against | For | ||||||||||
16 | Proposal from shareholder for actions to avoid big losses overseas, receive specific answers with regards to safety incidents and get the audit's evaluation of improved quality assurance and internal control (Shareholder proposal). | Shareholder | For | Against | ||||||||||
17 | Proposal from shareholder to include nuclear in Equinor's portfolio (Shareholder proposal). | Shareholder | Against | For | ||||||||||
18 | The board of directors' report on Corporate Governance. | Shareholder | For | For | ||||||||||
19A | Approval of the board of directors' remuneration policy on determination of salary and other remuneration for leading personnel. | Management | For | For | ||||||||||
19B | Advisory vote of the board of directors' remuneration report for leading personnel. | Management | For | For | ||||||||||
20 | Approval of remuneration for the company's external auditor for 2020. | Management | For | For | ||||||||||
21 | Determination of remuneration for the corporate assembly members. | Management | For | For | ||||||||||
22 | Determination of remuneration for the nomination committee members. | Management | For | For | ||||||||||
23 | Authorisation to acquire Equinor ASA shares in the market to continue operation of the share savings plan for employees. | Management | For | For | ||||||||||
24 | Authorisation to acquire Equinor ASA shares in the market for subsequent annulment. | Management | For | For | ||||||||||
ASTRAZENECA PLC | ||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US0463531089 | Agenda | 935414057 - Management | |||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | |||||||||||
2. | To confirm dividends. | Management | For | |||||||||||
3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | |||||||||||
4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | |||||||||||
5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||||
5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||||
5C. | Re-election of Director: Marc Dunoyer | Management | For | |||||||||||
5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||||
5E. | Election of Director: Euan Ashley | Management | For | |||||||||||
5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||||
5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||||
5H. | Election of Director: Diana Layfield | Management | For | |||||||||||
5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||||
5J. | Re-election of Director: Tony Mok | Management | For | |||||||||||
5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||||
5L. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||||
6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | |||||||||||
7. | To approve the Directors' Remuneration Policy. | Management | For | |||||||||||
8. | To authorise limited political donations. | Management | For | |||||||||||
9. | To authorise the Directors to allot shares. | Management | For | |||||||||||
10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | For | |||||||||||
11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | |||||||||||
12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | |||||||||||
13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | |||||||||||
14. | To approve amendments to the Performance Share Plan 2020. | Management | For | |||||||||||
ASTRAZENECA PLC | ||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US0463531089 | Agenda | 935416013 - Management | |||||||||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
ADIDAS AG | ||||||||||||||
Security | 00687A107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADDYY | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US00687A1079 | Agenda | 935376839 - Management | |||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Appropriation of retained earnings. | Management | For | |||||||||||
3. | Ratification of the actions of the Executive Board. | Management | For | |||||||||||
4. | Ratification of the actions of the Supervisory Board. | Management | For | |||||||||||
5. | Supervisory Board Election: Jackie Joyner-Kersee | Management | For | |||||||||||
6. | Approval of the compensation system for the members of the Executive Board. | Management | For | |||||||||||
7. | Confirmation of the compensation and approval of the compensation system for the members of the Supervisory Board. | Management | For | |||||||||||
8. | Amendment of section 4 section 8 sentence 3 of the Articles of Association. | Management | For | |||||||||||
9. | Cancelation of the Authorized Capital 2017/I, creation of a new Authorized Capital 2021/I; authorization to exclude subscription rights for residual amounts and amendment to the Articles of Association. | Management | For | |||||||||||
10. | Cancelation of the Authorized Capital 2019 and the Authorized Capital 2017/III, creation of a new Authorized Capital 2021/II; authorization to exclude subscription rights and amendment to the Articles of Association. | Management | For | |||||||||||
11. | Cancelation of the Authorized Capital 2016 and repeal of section 4 section 5 of the Articles of Association. | Management | For | |||||||||||
12. | Authorization to purchase and use treasury shares pursuant to section 71 section 1 number 8 AktG; authorization to exclude tender and subscription rights as well as to cancel purchased treasury shares and reduce the capital. | Management | For | |||||||||||
13. | Authorization to purchase treasury shares via multilateral trading facilities and to use equity derivatives pursuant to section 71 section 1 number 8 AktG; exclusion of shareholders' tender and subscription rights. | Management | For | |||||||||||
14. | Appointment of the auditor and Group auditor for the 2021 financial year as well as of the auditor for a possible audit review of the first half year financial report of the 2021 financial year. | Management | For | |||||||||||
BP P.L.C. | ||||||||||||||
Security | 055622104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 07-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the annual report and accounts. | Management | For | For | ||||||||||
2. | To approve the directors' remuneration report. | Management | For | For | ||||||||||
3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | ||||||||||
3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | ||||||||||
3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | ||||||||||
3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | ||||||||||
3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | ||||||||||
3F. | To re-elect Miss P. Daley as a director. | Management | For | For | ||||||||||
3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | ||||||||||
3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | ||||||||||
3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | ||||||||||
3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | ||||||||||
4. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||||
5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | ||||||||||
6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | ||||||||||
7. | Renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||||
8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | ||||||||||
9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||
10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||
11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | ||||||||||
12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | ||||||||||
13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | For | ||||||||||
SAP SE | ||||||||||||||
Security | 803054204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SAP | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US8030542042 | Agenda | 935386688 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2020. | Management | For | |||||||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2020. | Management | For | |||||||||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2020. | Management | For | |||||||||||
5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2021. | Management | For | |||||||||||
6A. | By-Election of Supervisory Board member: Dr Qi Lu | Management | For | |||||||||||
6B. | By-Election of Supervisory Board member: Dr Rouven Westphal | Management | For | |||||||||||
7. | Resolution on the granting of a new authorization of the Executive Board to issue convertible and/or warrant- linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. | Management | For | |||||||||||
8. | Amendment of Article 2 (1) of the Articles of Incorporation (Corporate Purpose). | Management | For | |||||||||||
9. | Amendment of Article 18 (3) of the Articles of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). | Management | For | |||||||||||
ADIDAS AG | ||||||||||||||
Security | 00687A107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADDYY | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US00687A1079 | Agenda | 935399508 - Management | |||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Appropriation of retained earnings. | Management | For | |||||||||||
3. | Ratification of the actions of the Executive Board. | Management | For | |||||||||||
4. | Ratification of the actions of the Supervisory Board. | Management | For | |||||||||||
5. | Supervisory Board Election: Jackie Joyner-Kersee | Management | For | |||||||||||
6. | Approval of the compensation system for the members of the Executive Board. | Management | For | |||||||||||
7. | Confirmation of the compensation and approval of the compensation system for the members of the Supervisory Board. | Management | For | |||||||||||
8. | Amendment of section 4 section 8 sentence 3 of the Articles of Association. | Management | For | |||||||||||
9. | Cancelation of the Authorized Capital 2017/I, creation of a new Authorized Capital 2021/I; authorization to exclude subscription rights for residual amounts and amendment to the Articles of Association. | Management | For | |||||||||||
10. | Cancelation of the Authorized Capital 2019 and the Authorized Capital 2017/III, creation of a new Authorized Capital 2021/II; authorization to exclude subscription rights and amendment to the Articles of Association. | Management | For | |||||||||||
11. | Cancelation of the Authorized Capital 2016 and repeal of section 4 section 5 of the Articles of Association. | Management | For | |||||||||||
12. | Authorization to purchase and use treasury shares pursuant to section 71 section 1 number 8 AktG; authorization to exclude tender and subscription rights as well as to cancel purchased treasury shares and reduce the capital. | Management | For | |||||||||||
13. | Authorization to purchase treasury shares via multilateral trading facilities and to use equity derivatives pursuant to section 71 section 1 number 8 AktG; exclusion of shareholders' tender and subscription rights. | Management | For | |||||||||||
14. | Appointment of the auditor and Group auditor for the 2021 financial year as well as of the auditor for a possible audit review of the first half year financial report of the 2021 financial year. | Management | For | |||||||||||
BAYERISCHE MOTOREN WERKE AG | ||||||||||||||
Security | 072743305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMWYY | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US0727433056 | Agenda | 935403078 - Management | |||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2. | Resolution on the utilisation of unappropriated profit. | Management | For | For | ||||||||||
3. | Resolution on the ratification of the acts of the Board of Management. | Management | For | For | ||||||||||
4. | Resolution on the ratification of the acts of the Supervisory Board. | Management | For | For | ||||||||||
5. | Election of the auditor. | Management | For | For | ||||||||||
6.1 | Elections to the Supervisory Board: Dr Marc Bitzer, St. Joseph, Michigan (USA), Chairman, Chief Executive Officer and President of Whirlpool Corporation, for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | ||||||||||
6.2 | Elections to the Supervisory Board: Ms Rachel Empey, Königstein im Taunus (Germany), Member of the Management Board of Fresenius Management SE (Finance Division), for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | ||||||||||
6.3 | Elections to the Supervisory Board: Prof Dr Dr hc Christoph M. Schmidt, Essen (Germany), President of RWI - Leibniz Institute for Economic Research e.V. and university professor, for a term of office until the end of the Annual General Meeting at which the ratification of the acts of the Supervisory Board is resolved for the financial year 2024. | Management | For | For | ||||||||||
7. | Resolution on the approval of the remuneration system for the members of the Board of Management. | Management | For | For | ||||||||||
8. | Resolution on the confirmation of the remuneration of the members of the Supervisory Board. | Management | For | For | ||||||||||
9.1 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: New version of Section 16 (1) sentence 5 Articles of Incorporation. | Management | For | For | ||||||||||
9.2 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: New version of Section 17 (1) sentences 3, 4 Articles of Incorporation. | Management | For | For | ||||||||||
9.3 | Resolution on amendments to Sections 16 and 17 of the Articles of Incorporation: Insertion of new subsection 2 after Section 17 (1) Articles of Incorporation. | Management | For | For | ||||||||||
10. | Resolution on the approval of the Amendment Agreement of 9 March 2021 on the Profit and Loss Transfer Agreement between the Company and BMW Bank GmbH. | Management | For | For | ||||||||||
WHEATON PRECIOUS METALS CORP. | ||||||||||||||
Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | WPM | Meeting Date | 14-May-2021 | |||||||||||
ISIN | CA9628791027 | Agenda | 935388341 - Management | |||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 11-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | George L. Brack | For | For | |||||||||||
2 | John A. Brough | For | For | |||||||||||
3 | R. Peter Gillin | For | For | |||||||||||
4 | Chantal Gosselin | For | For | |||||||||||
5 | Douglas M. Holtby | For | For | |||||||||||
6 | Glenn Ives | For | For | |||||||||||
7 | Charles A. Jeannes | For | For | |||||||||||
8 | Eduardo Luna | For | For | |||||||||||
9 | Marilyn Schonberner | For | For | |||||||||||
10 | Randy V.J. Smallwood | For | For | |||||||||||
2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2021 and to authorize the directors to fix the auditors' remuneration | Management | For | For | ||||||||||
3 | A non-binding advisory resolution on the Company's approach to executive compensation | Management | For | For | ||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RDSA | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US7802592060 | Agenda | 935396653 - Management | |||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Receipt of Annual Report & Accounts. | Management | For | For | ||||||||||
2. | Approval of Directors' Remuneration Report. | Management | For | For | ||||||||||
3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | ||||||||||
4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | ||||||||||
5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | ||||||||||
6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | ||||||||||
7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | ||||||||||
8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | ||||||||||
9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | ||||||||||
10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | ||||||||||
11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | ||||||||||
12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | ||||||||||
13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | ||||||||||
14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | ||||||||||
15. | Reappointment of Auditors. | Management | For | For | ||||||||||
16. | Remuneration of Auditors. | Management | For | For | ||||||||||
17. | Authority to allot shares. | Management | For | For | ||||||||||
18. | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
19. | Authority to purchase own shares. | Management | For | For | ||||||||||
20. | Shell's Energy Transition Strategy. | Management | For | For | ||||||||||
21. | Shareholder resolution. | Shareholder | Against | For | ||||||||||
PJSC MMC NORILSK NICKEL | ||||||||||||||
Security | 55315J102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NILSY | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US55315J1025 | Agenda | 935423741 - Management | |||||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Ratifying the 2020 Annual Report from PJSC MMC Norilsk Nickel. To ratify the 2020 report from PJSC MMC Norilsk Nickel. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | Management | ||||||||||||
2. | Ratifying the 2020 Annual Accounting (Financial) Statements from PJSC MMC Norilsk Nickel. To ratify the 2020 Annual Accounting (financial) Statements of PJSC MMC Norilsk Nickel. | Management | ||||||||||||
3. | Approval of the 2020 PJSC MMC Norilsk Nickel Consolidated Financial Statements. To approve 2020 PJSC MMC Norilsk Nickel consolidate financial statements. | Management | ||||||||||||
4. | Distribution of profit of PJSC MMC Norilsk Nickel for 2020, including payment (declaration) of dividends, based on the results of 2020. 1. Approve the distribution of profit of PJSC MMC Norilsk Nickel in 2020 in accordance with the recommendation of the Board of Directors of PJSC MMC Norilsk Nickel, included in the report of the Board of Directors of PJSC MMC Norilsk Nickel with the motivated position of the Board of Directors of PJSC MMC Norilsk Nickel on the items of ..Due to space limits, see proxy material for full proposal | Management | ||||||||||||
5A. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Valentinovich Barbashev | Management | ||||||||||||
5B. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Leonidovich Batekhin | Management | ||||||||||||
5C. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Alexey Vladimirovich Bashkirov | Management | ||||||||||||
5D. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Borisovich Bratukhin | Management | ||||||||||||
5E. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Sergey Nikolaevich Volk | Management | ||||||||||||
5F. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Marianna Alexandrovna Zakharova | Management | ||||||||||||
5G. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Luchitsky Stanislav Lvovich | Management | ||||||||||||
5H. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Roger Llewelyn Munnings | Management | ||||||||||||
5I. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Gareth Peter Penny | Management | ||||||||||||
5J. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Maxim Vladimirovich Poletaev | Management | ||||||||||||
5K. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Vyacheslav Alexeevich Solomin | Management | ||||||||||||
5L. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Evgeny Arkadievich Schwartz | Management | ||||||||||||
5M. | Election of member of the Board of Directors of PJSC MMC Norilsk Nickel: Robert Willem John Edwards | Management | ||||||||||||
6A. | Election of member to the Internal Audit Commission: Alexey Sergeevich Dzybalov | Management | ||||||||||||
6B. | Election of member to the Internal Audit Commission: Anna Viktorovna Masalova | Management | ||||||||||||
6C. | Election of member to the Internal Audit Commission: Georgiy Eduardovich Svanidze | Management | ||||||||||||
6D. | Election of member to the Internal Audit Commission: Vladimir Nikolaevich Shilkov | Management | ||||||||||||
6E. | Election of member to the Internal Audit Commission: Elena Alexandrovna Yanevich | Management | ||||||||||||
7. | Approving the Auditor of RAS statements for PJSC MMC Norilsk Nickel. To approve JSC KPMG as the Auditor of Russian Accounting Standards financial statements for PJSC MMC Norilsk Nickel for 2021. | Management | ||||||||||||
8. | Approving the Auditor of IFRS consolidated financial statements for PJSC MMC Norilsk Nickel. To approve JSC KPMG as the Auditor of Consolidated Financial Statements for PJSC MMC Norilsk Nickel for 2021 and Interim Consolidated Financial Statements for the first half of 2021. | Management | ||||||||||||
9. | Remuneration for and reimbursement of expenses incurred by members of the Board of Directors at PJSC MMC Norilsk Nickel. 1. To establish that the Members of the Board of Directors of PJSC MMC Norilsk Nickel shall receive remuneration and reimbursement of expenses related to performance of their duties in accordance with the Policy on Remuneration of Members of the Board of Directors of PJSC MMC Norilsk Nickel approved by the AGM resolution on May 13, 2020. ..Due to space limits, see proxy material for full proposal | Management | ||||||||||||
10. | Remuneration for the Audit Commission at PJSC MMC Norilsk Nickel. To set the remuneration for any Audit Commission member at PJSC MMC Norilsk Nickel who is not employed by the Company at the amount of RUB 1,800,000 (one million eight hundred thousand) per annum before taxes, payable in equal amounts twice per year. The amount above is before taxes, in accordance with applicable Russian Federation legislation. | Management | ||||||||||||
11. | Approval for interested party transactions to reimburse losses incurred by members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel. To authorize associated transactions that represent related party transactions for all members of the Board of Directors and the Management Board of PJSC MMC Norilsk Nickel, the subject matter of which implies the obligation of PJSC MMC Norilsk Nickel to indemnify the members of the Board of Directors ..Due to space limits, see proxy material for full proposal | Management | ||||||||||||
12. | Approval for an interested party transaction for indemnity insurance for the members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel. To approve an interested party transaction for all members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel and that concerns indemnification insurance for members of the Board of Directors and the Management Board at PJSC MMC Norilsk Nickel, and for officials at the Company itself and its ..Due to space limits, see proxy material for full proposal | Management | ||||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||
Security | 358029106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FMS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US3580291066 | Agenda | 935411758 - Management | |||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2020. | Management | For | For | ||||||||||
2. | Resolution on the allocation of distributable profit. | Management | For | For | ||||||||||
3. | Resolution on the approval of the actions of the General Partner for fiscal year 2020. | Management | For | For | ||||||||||
4. | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2020. | Management | For | For | ||||||||||
5. | Election of the auditor and group auditor for fiscal year 2021 as well as the auditor for the potential review of the half year financial report for fiscal year 2021 and other interim financial information. | Management | For | For | ||||||||||
6A. | Election to the Supervisory Board: Dr. Dieter Schenk | Management | For | For | ||||||||||
6B. | Election to the Supervisory Board and to the Joint Committee: Rolf A. Classon | Management | For | For | ||||||||||
6C. | Election to the Supervisory Board: Gregory Sorensen, MD | Management | For | For | ||||||||||
6D. | Election to the Supervisory Board and to the Joint Committee: Dr. Dorothea Wenzel | Management | For | For | ||||||||||
6E. | Election to the Supervisory Board: Pascale Witz | Management | For | For | ||||||||||
6F. | Election to the Supervisory Board: Prof. Dr. Gregor Zünd | Management | For | For | ||||||||||
7. | Resolution on the authorization to purchase and use treasury shares pursuant to section 71 (1) no. 8 AktG and on the exclusion of subscription rights. | Management | For | For | ||||||||||
SHAW COMMUNICATIONS INC. | ||||||||||||||
Security | 82028K200 | Meeting Type | Special | |||||||||||
Ticker Symbol | SJR | Meeting Date | 20-May-2021 | |||||||||||
ISIN | CA82028K2002 | Agenda | 935414223 - Management | |||||||||||
Record Date | 06-Apr-2021 | Holding Recon Date | 06-Apr-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 17-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | A special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular dated April 14, 2021 (the "Circular"), to approve the proposed arrangement between Shaw Communications Inc. ("Shaw"), Rogers Communications Inc. (the "Purchaser") and the holders of Class A Participating Shares and Class B Non-Voting Participating Shares of Shaw pursuant to a plan of arrangement under section 193 of the Business Corporations Act (Alberta), whereby the Purchaser will, among other things, acquire all of the issued and outstanding Class A Participating Shares and Class B Non-Voting Participating Shares in the capital of Shaw, as more particularly described in the Circular. | Management | For | For | ||||||||||
ENGIE | ||||||||||||||
Security | 29286D105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENGIY | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US29286D1054 | Agenda | 935425214 - Management | |||||||||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | ||||||||||
O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | ||||||||||
O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | ||||||||||
O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | ||||||||||
O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | ||||||||||
O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | ||||||||||
O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | ||||||||||
O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | ||||||||||
O13 | Approval of the compensation policy for Directors. | Management | For | For | ||||||||||
O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | ||||||||||
O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | ||||||||||
A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | For | Against | ||||||||||
E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | ||||||||||
E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | ||||||||||
E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | ||||||||||
ENGIE | ||||||||||||||
Security | 29286D105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENGIY | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US29286D1054 | Agenda | 935435582 - Management | |||||||||||
Record Date | 06-May-2021 | Holding Recon Date | 06-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | ||||||||||
O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | ||||||||||
O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | ||||||||||
O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | ||||||||||
O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | ||||||||||
O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | ||||||||||
O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | ||||||||||
O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | ||||||||||
O13 | Approval of the compensation policy for Directors. | Management | For | For | ||||||||||
O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | ||||||||||
O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | ||||||||||
A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | Against | For | ||||||||||
E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | ||||||||||
E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | ||||||||||
E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | ||||||||||
COCA-COLA EUROPEAN PARTNERS | ||||||||||||||
Security | G25839104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCEP | Meeting Date | 26-May-2021 | |||||||||||
ISIN | GB00BDCPN049 | Agenda | 935401163 - Management | |||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 25-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Receipt of the Report and Accounts. | Management | For | For | ||||||||||
O2 | Approval of the Directors' Remuneration Report. | Management | For | For | ||||||||||
O3 | Election of Manolo Arroyo | Management | For | For | ||||||||||
O4 | Election of John Bryant | Management | For | For | ||||||||||
O5 | Election of Christine Cross | Management | For | For | ||||||||||
O6 | Election of Brian Smith | Management | For | For | ||||||||||
O7 | Election of Garry Watts | Management | For | For | ||||||||||
O8 | Re-election of Jan Bennink | Management | For | For | ||||||||||
O9 | Re-election of José Ignacio Comenge | Management | For | For | ||||||||||
O10 | Re-election of Damian Gammell | Management | For | For | ||||||||||
O11 | Re-election of Nathalie Gaveau | Management | For | For | ||||||||||
O12 | Re-election of Álvaro Gómez-Trénor Aguilar | Management | For | For | ||||||||||
O13 | Re-election of Thomas Johnson | Management | For | For | ||||||||||
O14 | Re-election of Dagmar Kollmann | Management | For | For | ||||||||||
O15 | Re-election of Alfonso Líbano Daurella | Management | For | For | ||||||||||
O16 | Re-election of Mark Price | Management | For | For | ||||||||||
O17 | Re-election of Mario Rotllant Solá | Management | For | For | ||||||||||
O18 | Re-election of Dessi Temperley | Management | For | For | ||||||||||
O19 | Reappointment of the Auditor. | Management | For | For | ||||||||||
O20 | Remuneration of the Auditor. | Management | For | For | ||||||||||
O21 | Political Donations. | Management | For | For | ||||||||||
O22 | Authority to allot new shares. | Management | For | For | ||||||||||
O23 | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code. | Management | For | |||||||||||
S24 | General authority to disapply pre-emption rights. | Management | For | For | ||||||||||
S25 | General authority to disapply pre-emption rights in connection with an acquisition or specified capital investment. | Management | For | For | ||||||||||
S26 | Authority to purchase own shares on market. | Management | For | For | ||||||||||
S27 | Authority to purchase own shares off market. | Management | For | For | ||||||||||
S28 | Notice period for general meetings other than AGMs. | Management | For | For | ||||||||||
YUM CHINA HOLDINGS, INC. | ||||||||||||||
Security | 98850P109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | YUMC | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US98850P1093 | Agenda | 935395649 - Management | |||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fred Hu | Management | Against | Against | ||||||||||
1B. | Election of Director: Joey Wat | Management | For | For | ||||||||||
1C. | Election of Director: Peter A. Bassi | Management | For | For | ||||||||||
1D. | Election of Director: Edouard Ettedgui | Management | Against | Against | ||||||||||
1E. | Election of Director: Cyril Han | Management | For | For | ||||||||||
1F. | Election of Director: Louis T. Hsieh | Management | For | For | ||||||||||
1G. | Election of Director: Ruby Lu | Management | Against | Against | ||||||||||
1H. | Election of Director: Zili Shao | Management | For | For | ||||||||||
1I. | Election of Director: William Wang | Management | For | For | ||||||||||
1J. | Election of Director: Min (Jenny) Zhang | Management | For | For | ||||||||||
2. | Ratification of the Appointment of KPMG Huazhen LLP as the Company's Independent Auditor. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
4. | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow Stockholders Holding 25% of the Company's Outstanding Shares the Right to Call Special Meetings. | Management | For | For | ||||||||||
DEUTSCHE BANK AG | ||||||||||||||
Security | D18190898 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
ISIN | DE0005140008 | Agenda | 935428145 - Management | |||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||
City / | Country | / | Germany | Vote Deadline Date | 20-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | For | For | ||||||||||
11. | Authorized capital (in general with pre-emptive rights) | Management | For | For | ||||||||||
12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
DEUTSCHE BANK AG | ||||||||||||||
Security | D18190898 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
ISIN | DE0005140008 | Agenda | 935435001 - Management | |||||||||||
Record Date | 06-May-2021 | Holding Recon Date | 06-May-2021 | |||||||||||
City / | Country | / | Germany | Vote Deadline Date | 20-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | For | For | ||||||||||
11. | Authorized capital (in general with pre-emptive rights) | Management | For | For | ||||||||||
12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
HSBC HOLDINGS PLC | ||||||||||||||
Security | 404280406 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSBC | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US4042804066 | Agenda | 935364048 - Management | |||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To receive the Annual Report & Accounts 2020. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
3A. | To elect James Forese as a Director. | Management | For | For | ||||||||||
3B. | To elect Steven Guggenheimer as a Director. | Management | For | For | ||||||||||
3C. | To elect Eileen Murray as a Director. | Management | For | For | ||||||||||
3D. | To re-elect Irene Lee as a Director. | Management | For | For | ||||||||||
3E. | To re-elect Dr José Antonio Meade Kuribreña as a Director. | Management | For | For | ||||||||||
3F. | To re-elect David Nish as a Director. | Management | For | For | ||||||||||
3G. | To re-elect Noel Quinn as a Director. | Management | For | For | ||||||||||
3H. | To re-elect Ewen Stevenson as a Director. | Management | For | For | ||||||||||
3I. | To re-elect Jackson Tai as a Director. | Management | For | For | ||||||||||
3J. | To re-elect Mark E Tucker as a Director. | Management | For | For | ||||||||||
3K. | To re-elect Pauline van der Meer Mohr as a Director. | Management | For | For | ||||||||||
4. | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company. | Management | For | For | ||||||||||
5. | To authorise the Group Audit Committee to determine the remuneration of the Auditor. | Management | For | For | ||||||||||
6. | To authorise the Company to make political donations. | Management | For | For | ||||||||||
7. | To authorise the Directors to allot shares. | Management | For | For | ||||||||||
8. | To disapply pre-emption rights (special resolution). | Management | For | For | ||||||||||
9. | To further disapply pre-emption rights for acquisitions (special resolution). | Management | For | For | ||||||||||
10. | To authorise the Directors to allot any repurchased shares. | Management | For | For | ||||||||||
11. | To authorise the Company to purchase its own ordinary shares (special resolution). | Management | For | For | ||||||||||
12. | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities. | Management | For | For | ||||||||||
13. | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities (special resolution). | Management | For | For | ||||||||||
14. | To call general meetings (other than an AGM) on 14 clear days' notice (special resolution). | Management | For | For | ||||||||||
15. | Climate change resolution (special resolution). | Management | For | For | ||||||||||
16. | Shareholder requisitioned resolution regarding the Midland Bank defined benefit pension scheme (special resolution). | Shareholder | Against | For | ||||||||||
SOUTHERN COPPER CORPORATION | ||||||||||||||
Security | 84265V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCCO | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US84265V1052 | Agenda | 935403395 - Management | |||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | G. Larrea Mota-Velasco | Withheld | Against | |||||||||||
2 | O. Gonzalez Rocha | Withheld | Against | |||||||||||
3 | V. Ariztegui Andreve | Withheld | Against | |||||||||||
4 | E. Sanchez Mejorada | Withheld | Against | |||||||||||
5 | L. Contreras Lerdo de T | Withheld | Against | |||||||||||
6 | X. Garcia de Quevedo T. | Withheld | Against | |||||||||||
7 | R. Mac Gregor Anciola | Withheld | Against | |||||||||||
8 | L. M. Palomino Bonilla | Withheld | Against | |||||||||||
9 | G Perezalonso Cifuentes | Withheld | Against | |||||||||||
10 | C. Ruiz Sacristan | Withheld | Against | |||||||||||
2. | Ratify the Audit Committee's selection of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2021. | Management | For | For | ||||||||||
3. | Approve by, non-binding vote, executive compensation. | Management | For | For | ||||||||||
4. | Vote on a stockholder proposal on independent chair, if properly presented to the meeting. | Shareholder | For | Against | ||||||||||
CHUNGHWA TELECOM CO. LTD. | ||||||||||||||
Security | 17133Q502 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHT | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US17133Q5027 | Agenda | 935416962 - Management | |||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Ratification of 2020 business report and financial statements. | Management | For | For | ||||||||||
2. | Ratification of 2020 earnings distribution proposal. | Management | For | For | ||||||||||
3. | Amendments to the Articles of Incorporation of the Company. | Management | For | For | ||||||||||
4. | Amendments to the Ordinance of Shareholders Meetings of the Company. | Management | For | For | ||||||||||
5. | Amendments to the Directors Election Regulations of the Company. | Management | For | For | ||||||||||
6. | Release of non-competition restrictions on directors. | Management | For | For | ||||||||||
TOTAL SE | ||||||||||||||
Security | 89151E109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOT | Meeting Date | 28-May-2021 | |||||||||||
ISIN | US89151E1091 | Agenda | 935430936 - Management | |||||||||||
Record Date | 16-Apr-2021 | Holding Recon Date | 16-Apr-2021 | |||||||||||
City / | Country | / | France | Vote Deadline Date | 18-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. | Management | For | For | ||||||||||
O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code. | Management | For | For | ||||||||||
O6 | Renewal of Mr. Patrick Pouyanné's term as director. | Management | For | For | ||||||||||
O7 | Renewal of Ms. Anne-Marie Idrac's term as director. | Management | For | For | ||||||||||
O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | ||||||||||
O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | ||||||||||
O10 | Approval of the information relating to the compensation of executive and non-executive directors ("mandataires sociaux") mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
O11 | Approval of the compensation policy applicable to directors. | Management | For | For | ||||||||||
O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer. | Management | For | For | ||||||||||
O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer. | Management | For | For | ||||||||||
O14 | Opinion on the Company's ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. | Management | For | For | ||||||||||
E15 | Amendment of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. | Management | For | For | ||||||||||
E16 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. | Management | For | For | ||||||||||
E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders' pre-emptive subscription rights, reserved for members of a company or group savings plan. | Management | For | For | ||||||||||
ZTO EXPRESS CAYMAN INC | ||||||||||||||
Security | 98980A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTO | Meeting Date | 02-Jun-2021 | |||||||||||
ISIN | US98980A1051 | Agenda | 935440709 - Management | |||||||||||
Record Date | 12-May-2021 | Holding Recon Date | 12-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | As a special resolution, THAT subject to the dual foreign name "Please refer to the material for full resolution" being entered in the Register of Companies by the Registrar of Companies in the Cayman Islands, the Chinese name "Please refer to the material for full resolution" be adopted as the dual foreign name of the Company. | Management | For | For | ||||||||||
2. | As a special resolution, THAT the Company's Second Amended and Restated Memorandum of Association and Articles of Association (the "Current M&AA") be amended and restated by their deletion in their entirety and by the substitution in their place of the Third Amended and Restated Memorandum of Association and Articles of Association in the form as attached as Exhibit B of the Notice of the Annual General Meeting (the "Amended M&AA"). | Management | For | For | ||||||||||
NIO INC | ||||||||||||||
Security | 62914V106 | Meeting Type | Special | |||||||||||
Ticker Symbol | NIO | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US62914V1061 | Agenda | 935436736 - Management | |||||||||||
Record Date | 07-May-2021 | Holding Recon Date | 07-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | AS A SPECIAL RESOLUTION, THAT the Company's Eleventh Amended and Restated Memorandum and Articles of Association (the "Current M&AA") be amended and restated by the deletion in their entirety and by the substitution in their place of the Twelfth Amended and Restated Memorandum and Articles of Association, substantially in the form attached hereto as Exhibit A (the "Amended and Restated M&AA"). | Management | For | |||||||||||
WIPRO LIMITED | ||||||||||||||
Security | 97651M109 | Meeting Type | Special | |||||||||||
Ticker Symbol | WIT | Meeting Date | 06-Jun-2021 | |||||||||||
ISIN | US97651M1099 | Agenda | 935434542 - Management | |||||||||||
Record Date | 26-Apr-2021 | Holding Recon Date | 26-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Re-appointment of Dr. Patrick J. Ennis (DIN: 07463299) as an Independent Director of the Company (Special Resolution). | Management | For | For | ||||||||||
2. | Re-appointment of Mr. Patrick Dupuis (DIN: 07480046) as an Independent Director of the Company (Special Resolution). | Management | For | For | ||||||||||
UNITED MICROELECTRONICS CORPORATION | ||||||||||||||
Security | 910873405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UMC | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US9108734057 | Agenda | 935434922 - Management | |||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | The Company's 2020 business report and financial statements. | Management | For | For | ||||||||||
2. | The Company's 2020 earnings distribution. | Management | For | For | ||||||||||
3. | To propose the issuance plan of private placement for common shares, DRs, or Euro/Domestic convertible bonds (including secured or unsecured corporate bonds). The amount of shares is proposed to be no more than 10% of total common shares issued plus the total common shares represented by the above equity-type securities which are fully issued. | Management | For | For | ||||||||||
4. | DIRECTOR | Management | ||||||||||||
1 | Wenyi Chu* | For | For | |||||||||||
2 | Lih J. Chen* | For | For | |||||||||||
3 | Jyuo-Min Shyu* | For | For | |||||||||||
4 | Kuang Si Shiu* | For | For | |||||||||||
5 | Wen-Hsin Hsu* | For | For | |||||||||||
6 | Ting-Yu Lin# | For | For | |||||||||||
7 | Stan Hung# | For | For | |||||||||||
8 | SC Chien#+ | For | For | |||||||||||
9 | Jason Wang#! | For | For | |||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSM | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US8740391003 | Agenda | 935435049 - Management | |||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1) | To accept 2020 Business Report and Financial Statements. | Management | For | For | ||||||||||
2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Management | For | For | ||||||||||
3) | To approve the issuance of employee restricted stock awards for year 2021. | Management | For | For | ||||||||||
4) | DIRECTOR | Management | ||||||||||||
1 | Mark Liu* | For | For | |||||||||||
2 | C.C. Wei* | For | For | |||||||||||
3 | F.C. Tseng* | For | For | |||||||||||
4 | Ming-Hsin Kung*+ | For | For | |||||||||||
5 | Sir Peter L. Bonfield# | For | For | |||||||||||
6 | Kok-Choo Chen# | For | For | |||||||||||
7 | Michael R. Splinter# | For | For | |||||||||||
8 | Moshe N. Gavrielov# | For | For | |||||||||||
9 | Yancey Hai# | For | For | |||||||||||
10 | L. Rafael Reif# | For | For | |||||||||||
PLDT INC. | ||||||||||||||
Security | 69344D408 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PHI | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US69344D4088 | Agenda | 935438867 - Management | |||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the audited financial statements for the fiscal year ending December 31, 2020 contained in the Company's 2020 Annual Report. | Management | For | For | ||||||||||
2. | DIRECTOR | Management | ||||||||||||
1 | Mr. Bernido H. Liu* | For | For | |||||||||||
2 | Artemio V. Panganiban* | For | For | |||||||||||
3 | Ms. Bernadine T. Siy* | For | For | |||||||||||
4 | Mr. Manuel L. Argel, Jr | For | For | |||||||||||
5 | Ms. Helen Y. Dee | For | For | |||||||||||
6 | Atty. Ray C. Espinosa | For | For | |||||||||||
7 | Mr. James L. Go | For | For | |||||||||||
8 | Mr. Shigeki Hayashi | For | For | |||||||||||
9 | Mr. Junichi Igarashi | For | For | |||||||||||
10 | Mr. M. V. Pangilinan | For | For | |||||||||||
11 | Mr. Alfredo S. Panlilio | For | For | |||||||||||
12 | Albert F. del Rosario | For | For | |||||||||||
13 | Ms. Marife B. Zamora | For | For | |||||||||||
THOMSON REUTERS CORPORATION | ||||||||||||||
Security | 884903709 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRI | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | CA8849037095 | Agenda | 935424604 - Management | |||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | David Thomson | For | For | |||||||||||
2 | Steve Hasker | For | For | |||||||||||
3 | Kirk E. Arnold | For | For | |||||||||||
4 | David W. Binet | For | For | |||||||||||
5 | W. Edmund Clark, C.M. | For | For | |||||||||||
6 | Michael E. Daniels | For | For | |||||||||||
7 | Kirk Koenigsbauer | For | For | |||||||||||
8 | Deanna Oppenheimer | For | For | |||||||||||
9 | Vance K. Opperman | For | For | |||||||||||
10 | Simon Paris | For | For | |||||||||||
11 | Kim M. Rivera | For | For | |||||||||||
12 | Barry Salzberg | For | For | |||||||||||
13 | Peter J. Thomson | For | For | |||||||||||
14 | Wulf von Schimmelmann | For | For | |||||||||||
2 | To appoint PricewaterhouseCoopers LLP as auditor and to authorize the directors to fix the auditor's remuneration. | Management | For | For | ||||||||||
3 | To accept, on an advisory basis, the approach to executive compensation described in the accompanying Management Proxy Circular. | Management | For | For | ||||||||||
4 | The shareholder proposal as set out in Appendix B of the accompanying Management Proxy Circular. | Shareholder | Against | For | ||||||||||
RESTAURANT BRANDS INTERNATIONAL INC. | ||||||||||||||
Security | 76131D103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QSR | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | CA76131D1033 | Agenda | 935418663 - Management | |||||||||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Alexandre Behring | For | For | |||||||||||
2 | João M. Castro-Neves | For | For | |||||||||||
3 | M. de Limburg Stirum | For | For | |||||||||||
4 | Paul J. Fribourg | For | For | |||||||||||
5 | Neil Golden | For | For | |||||||||||
6 | Ali Hedayat | For | For | |||||||||||
7 | Golnar Khosrowshahi | For | For | |||||||||||
8 | Marc Lemann | For | For | |||||||||||
9 | Jason Melbourne | For | For | |||||||||||
10 | Giovanni (John) Prato | For | For | |||||||||||
11 | Daniel S. Schwartz | For | For | |||||||||||
12 | Carlos Alberto Sicupira | For | For | |||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | For | For | ||||||||||
3. | Approval, on a non-binding advisory basis, the frequency of the future shareholder votes on the compensation of the named executive officers (every one, two or three years). | Management | 1 Year | For | ||||||||||
4. | Appoint KPMG LLP as our auditors to serve until the close of the 2022 Annual Meeting of Shareholders and authorize our directors to fix the auditors' remuneration. | Management | For | For | ||||||||||
BEIGENE LTD | ||||||||||||||
Security | 07725L102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BGNE | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US07725L1026 | Agenda | 935434643 - Management | |||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | THAT Donald W. Glazer be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | Against | Against | ||||||||||
O2 | THAT Michael Goller be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | Against | Against | ||||||||||
O3 | THAT Thomas Malley be and is hereby re-elected to serve as a Class II director of the Company until the 2024 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | For | For | ||||||||||
O4 | THAT Corazon (Corsee) D. Sanders be and is hereby re- elected to serve as a Class II director until the 2024 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal. | Management | For | For | ||||||||||
O5 | THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company's independent registered public accounting firms for the fiscal year ending December 31, 2021 be and is hereby approved, ratified and confirmed. | Management | For | For | ||||||||||
O6 | THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as of the date of passing of this ordinary resolution up to the next annual general meeting of the shareholders of the Company be and is hereby approved. | Management | For | For | ||||||||||
O7 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities. | Management | For | For | ||||||||||
O8 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of the Existing Shareholders, up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares (the "RMB Shares") to be listed on the Science and Technology Innovation Board (the "STAR Market") of the Shanghai Stock Exchange. | Management | For | For | ||||||||||
O9 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then- outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 6 for a period of five years, which period will be subject to an extension on a rolling basis each year. | Management | For | For | ||||||||||
O10 | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen, up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the proposed issue of shares to be listed on the STAR Market and to be traded in RMB pursuant to the general mandate set forth in Resolution 6. | Management | For | For | ||||||||||
O11 | THAT the grant of an option to acquire shares to Amgen to allow Amgen to subscribe for additional shares under a specific mandate in an amount necessary to enable it to increase (and subsequently maintain) its ownership at approximately 20.6% of the Company's outstanding share capital, up to an aggregate of 75,000,000 ordinary shares during the option term, pursuant to the terms of the Restated Amendment No. 2 dated September 24, 2020 to the Share Purchase Agreement dated October 31, 2019, as amended. | Management | For | For | ||||||||||
O12 | THAT the grant of the restricted share units ("RSUs") with a grant date fair value of US$3,750,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | ||||||||||
O13 | THAT the grant of RSUs with a grant date fair value of US$1,000,000 to Dr. Xiaodong Wang under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | ||||||||||
O14 | THAT the grant of the RSUs with a grant date fair value of US$200,000 to each of other non-executive and independent non- executive directors, Mr. Anthony C. Hooper, Mr. Timothy Chen, Mr. Donald W. Glazer, Mr. Michael Goller, Mr. Ranjeev Krishana, Mr. Thomas Malley, Dr. Corazon (Corsee) D. Sanders, Mr. Jing- Shyh (Sam) Su and Mr. Qingqing Yi, under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Management | For | For | ||||||||||
O15 | THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Management | For | For | ||||||||||
S16 | THAT the adoption of the Sixth Amended and Restated Memorandum and Articles of Association of the Company, be and is hereby approved, conditioned on and subject to the listing of RMB Shares on the STAR Market. | Management | For | For | ||||||||||
O17 | THAT the adjournment of the Annual Meeting by the chairman, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve any of the proposals described above, and on the reverse side, be and is hereby approved. | Management | For | For | ||||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||||
Security | 892331307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TM | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US8923313071 | Agenda | 935446597 - Management | |||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Member of the Board of Directors: Takeshi Uchiyamada | Management | For | |||||||||||
1B. | Election of Member of the Board of Directors: Shigeru Hayakawa | Management | For | |||||||||||
1C. | Election of Member of the Board of Directors: Akio Toyoda | Management | For | |||||||||||
1D. | Election of Member of the Board of Directors: Koji Kobayashi | Management | For | |||||||||||
1E. | Election of Member of the Board of Directors: James Kuffner | Management | For | |||||||||||
1F. | Election of Member of the Board of Directors: Kenta Kon | Management | For | |||||||||||
1G. | Election of Member of the Board of Directors: Ikuro Sugawara | Management | For | |||||||||||
1H. | Election of Member of the Board of Directors: Sir Philip Craven | Management | For | |||||||||||
1I. | Election of Member of the Board of Directors: Teiko Kudo | Management | For | |||||||||||
2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | |||||||||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
IBERDROLA SA | ||||||||||||||
Security | 450737101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBDRY | Meeting Date | 17-Jun-2021 | |||||||||||
ISIN | US4507371015 | Agenda | 935442981 - Management | |||||||||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
2. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
3. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
4. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
5. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
6. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
7. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
8. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
9. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
10. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
11. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
12. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
13. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
14. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
15. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
16. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
17. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
18. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
19. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
20. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
21. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
22. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
23. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
24. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
25. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
26. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
27. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | ||||||||||
INFOSYS LIMITED | ||||||||||||||
Security | 456788108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INFY | Meeting Date | 19-Jun-2021 | |||||||||||
ISIN | US4567881085 | Agenda | 935454936 - Management | |||||||||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1 | Adoption of financial statements | Management | For | |||||||||||
O2 | Declaration of dividend | Management | For | |||||||||||
O3 | Appointment of U.B. Pravin Rao as a director liable to retire by rotation | Management | For | |||||||||||
S4 | Approval for the buyback of equity shares of the Company | Management | For | |||||||||||
S5 | Reappointment of Michael Gibbs as an independent director | Management | For | |||||||||||
S6 | Appointment of Bobby Parikh as an independent director | Management | For | |||||||||||
S7 | Appointment of Chitra Nayak as an independent director | Management | For | |||||||||||
S8 | Approval for changing the terms of remuneration of U.B. Pravin Rao, Chief Operating Officer and Whole-time Director | Management | For | |||||||||||
ASE TECHNOLOGY HOLDING CO. LTD. | ||||||||||||||
Security | 00215W100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASX | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US00215W1009 | Agenda | 935441066 - Management | |||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
F1) | Ratification of ASEH's 2020 business report and Financial Statements. | Management | For | For | ||||||||||
F2) | Ratification of 2020 profits distribution proposal. | Management | For | For | ||||||||||
G1) | Discussion of revision of the "Procedures for Lending Funds to Other Parties". | Management | For | For | ||||||||||
G2) | Discussion of revision of the "Articles of Incorporation". | Management | For | For | ||||||||||
G3) | Discussion the issuance of Restricted Stock Awards of the Company. | Management | For | For | ||||||||||
H1) | DIRECTOR | Management | ||||||||||||
1 | Jason C.S. Chang* | For | For | |||||||||||
2 | Richard H.P. Chang* | For | For | |||||||||||
3 | Chi-Wen Tsai* | For | For | |||||||||||
4 | Yen-Chun Chang* | For | For | |||||||||||
5 | Tien Wu* | For | For | |||||||||||
6 | Joseph Tung* | For | For | |||||||||||
7 | Raymond Lo* | For | For | |||||||||||
8 | TS Chen* | For | For | |||||||||||
9 | Jeffery Chen* | For | For | |||||||||||
10 | Rutherford Chang* | For | For | |||||||||||
11 | Sheng-Fu You# | For | For | |||||||||||
12 | Mei-Yueh Ho# | For | For | |||||||||||
13 | Philip Wen-Chyi Ong# | For | For | |||||||||||
I1) | Waiver of non-competition clauses for newly elected directors of the Company. | Management | For | For | ||||||||||
SONY GROUP CORPORATION | ||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
NIDEC CORPORATION | ||||||||||||||
Security | 654090109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NJDCY | Meeting Date | 22-Jun-2021 | |||||||||||
ISIN | US6540901096 | Agenda | 935452235 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director who are not Audit and Supervisory Committee Member: Shigenobu Nagamori | Management | For | For | ||||||||||
1.2 | Election of Director who are not Audit and Supervisory Committee Member: Jun Seki | Management | For | For | ||||||||||
1.3 | Election of Director who are not Audit and Supervisory Committee Member: Teiichi Sato | Management | For | For | ||||||||||
1.4 | Election of Director who are not Audit and Supervisory Committee Member: Osamu Shimizu | Management | For | For | ||||||||||
2. | Amendments to the amount and content of performance- linked share-based remuneration, etc. for members of the Board of Directors who are not Audit and Supervisory Committee Members, etc. | Management | For | For | ||||||||||
BLACKBERRY LIMITED | ||||||||||||||
Security | 09228F103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BB | Meeting Date | 23-Jun-2021 | |||||||||||
ISIN | CA09228F1036 | Agenda | 935433184 - Management | |||||||||||
Record Date | 03-May-2021 | Holding Recon Date | 03-May-2021 | |||||||||||
City / | Country | / | Canada | Vote Deadline Date | 18-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John Chen | For | For | |||||||||||
2 | Michael A. Daniels | For | For | |||||||||||
3 | Timothy Dattels | For | For | |||||||||||
4 | Lisa Disbrow | For | For | |||||||||||
5 | Richard Lynch | For | For | |||||||||||
6 | Laurie Smaldone Alsup | For | For | |||||||||||
7 | Barbara Stymiest | For | For | |||||||||||
8 | V. Prem Watsa | For | For | |||||||||||
9 | Wayne Wouters | For | For | |||||||||||
2. | Re-appointment of Auditors - Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | ||||||||||
JD.COM, INC. | ||||||||||||||
Security | 47215P106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JD | Meeting Date | 23-Jun-2021 | |||||||||||
ISIN | US47215P1066 | Agenda | 935446016 - Management | |||||||||||
Record Date | 20-May-2021 | Holding Recon Date | 20-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | As a special resolution: Resolution No. 1 set out in the Notice of the Annual General Meeting to approve the adoption of the Company's dual foreign name. | Management | For | |||||||||||
2. | As a special resolution: Resolution No. 2 set out in the Notice of the Annual General Meeting to approve the adoption of the Second Amended and Restated Memorandum of Association and Articles of Association. | Management | For | For | ||||||||||
NETEASE, INC. | ||||||||||||||
Security | 64110W102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NTES | Meeting Date | 23-Jun-2021 | |||||||||||
ISIN | US64110W1027 | Agenda | 935447296 - Management | |||||||||||
Record Date | 18-May-2021 | Holding Recon Date | 18-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-election of Director: William Lei Ding | Management | For | For | ||||||||||
1B. | Re-election of Director: Alice Yu-Fen Cheng | Management | For | For | ||||||||||
1C. | Re-election of Director: Denny Ting Bun Lee | Management | For | For | ||||||||||
1D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | For | ||||||||||
1E. | Re-election of Director: Lun Feng | Management | For | For | ||||||||||
1F. | Re-election of Director: Michael Man Kit Leung | Management | For | For | ||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, Inc. for the fiscal year ending December 31, 2021 for U.S. financial reporting and Hong Kong financial reporting purposes, respectively. | Management | For | For | ||||||||||
3. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings, change the quorum for shareholders' meetings and reflect other updates. | Management | For | For | ||||||||||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | ||||||||||||||
Security | 654624105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NTTYY | Meeting Date | 24-Jun-2021 | |||||||||||
ISIN | US6546241059 | Agenda | 935446218 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Company Proposal: Distribution of Earned Surplus. | Management | For | For | ||||||||||
2. | Company Proposal: Determination of Amount and Other Details of Performance-Related Stock Compensation, etc. to Members of the Board. | Management | For | For | ||||||||||
3. | Company Proposal: Revision of Amount and Other Details of Compensation, etc. for Members of the Board. | Management | For | For | ||||||||||
4. | Shareholder Proposal: Removal of Director Naoki Shibutani. | Management | Against | For | ||||||||||
HUAZHU GROUP LIMITED | ||||||||||||||
Security | 44332N106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HTHT | Meeting Date | 25-Jun-2021 | |||||||||||
ISIN | US44332N1063 | Agenda | 935447133 - Management | |||||||||||
Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT the ratification of appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditor of the Company for 2021 and the authorization for the directors of the Company to determine the remuneration of the auditor be and is hereby authorized and approved. | Management | For | For | ||||||||||
O2. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT subject to and conditional upon the Listing Committee of The Stock Exchange of Hong Kong Limited granting the listing of, and permission to deal in, the subdivided ordinary shares, and with effect from the second business day following the day on which this resolution is passed by the shareholders of the Company, the sub- division of each issued and unissued ordinary share of the Company with a par value of US$0.0001 each into 10 ordinary ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
S3. | RESOLVED, AS A SPECIAL RESOLUTION: THAT, subject to the passing of the above Resolution 2, and with effect from the Sub-Division becoming effective, the amendments to the current memorandum and articles of association of the Company in the manner as detailed in the proxy statement be and are hereby approved and the amended and restated memorandum and articles of association in the form as set out in Exhibit A in the proxy statement be and is hereby approved and adopted in substitution for and to the ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
O4. | RESOLVED, AS AN ORDINARY RESOLUTION: THAT each director or officer of the Company or Conyers Trust Company (Cayman) Limited be and is hereby authorized to take any and every action that might be necessary, appropriate or desirable to effect the foregoing resolutions as such director or officer or Conyers Trust Company (Cayman) Limited, in his, her or its absolute discretion, thinks fit. | Management | For | For | ||||||||||
CYBERARK SOFTWARE LTD | ||||||||||||||
Security | M2682V108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CYBR | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | IL0011334468 | Agenda | 935448678 - Management | |||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||
City / | Country | / | Israel | Vote Deadline Date | 28-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: Ehud (Udi) Mokady | Management | For | For | ||||||||||
1B. | Re-Election of Class I Director for a term of three years until the 2024 annual general meeting: David Schaeffer | Management | For | For | ||||||||||
2. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2021 and until the Company's 2022 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | ||||||||||
MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||||||
Security | 606822104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MUFG | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US6068221042 | Agenda | 935455700 - Management | |||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Appropriation of Surplus. | Management | For | For | ||||||||||
2A. | Election of Director: Mariko Fujii | Management | For | For | ||||||||||
2B. | Election of Director: Keiko Honda | Management | For | For | ||||||||||
2C. | Election of Director: Kaoru Kato | Management | For | For | ||||||||||
2D. | Election of Director: Satoko Kuwabara | Management | For | For | ||||||||||
2E. | Election of Director: Toby S. Myerson | Management | For | For | ||||||||||
2F. | Election of Director: Hirofumi Nomoto | Management | For | For | ||||||||||
2G. | Election of Director: Yasushi Shingai | Management | For | For | ||||||||||
2H. | Election of Director: Koichi Tsuji | Management | For | For | ||||||||||
2I. | Election of Director: Tarisa Watanagase | Management | For | For | ||||||||||
2J. | Election of Director: Ritsuo Ogura | Management | For | For | ||||||||||
2K. | Election of Director: Kenichi Miyanaga | Management | For | For | ||||||||||
2L. | Election of Director: Kanetsugu Mike | Management | For | For | ||||||||||
2M. | Election of Director: Saburo Araki | Management | For | For | ||||||||||
2N. | Election of Director: Iwao Nagashima | Management | For | For | ||||||||||
2O. | Election of Director: Junichi Hanzawa | Management | For | For | ||||||||||
2P. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
3. | Partial amendment to the Articles of Incorporation (disclosure of a plan outlining the company's business strategy to align its financing and investments with the goals of the Paris Agreement). | Management | Against | For | ||||||||||
4. | Partial Amendment to the Articles of Incorporation (Early Submission of Securities Reports). | Management | Against | For | ||||||||||
5. | Partial Amendment to the Articles of Incorporation (Prohibition of Parental Child Abduction). | Management | Against | For | ||||||||||
6. | Partial Amendment to the Articles of Incorporation (Prohibition of Financing and Other Inappropriate or Irregular Transactions with Anti-social Forces or the Parties that Provide Benefit Thereto). | Management | Against | For | ||||||||||
7. | Partial Amendment to the Articles of Incorporation (Establishment of a Helpline for Whistle-Blowers). | Management | Against | For | ||||||||||
8. | Election of a Director. | Management | For | Against | ||||||||||
QIAGEN N.V. | ||||||||||||||
Security | N72482123 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QGEN | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | NL0012169213 | Agenda | 935455990 - Management | |||||||||||
Record Date | 01-Jun-2021 | Holding Recon Date | 01-Jun-2021 | |||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 23-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | Proposal to adopt the Annual Accounts for the year ended December 31, 2020 ("Calendar Year 2020"). | Management | For | For | ||||||||||
2 | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2020. | Management | For | For | ||||||||||
3 | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||||
4 | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||||
5A | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | ||||||||||
5B | Reappointment of the Supervisory Director: Mr. Thomas Ebeling | Management | For | For | ||||||||||
5C | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | For | For | ||||||||||
5D | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | ||||||||||
5E | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | ||||||||||
5F | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | ||||||||||
5G | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | ||||||||||
6A | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | ||||||||||
6B | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | ||||||||||
7 | Proposal to adopt the Remuneration Policy with respect to the Managing Board. | Management | For | For | ||||||||||
8A | Remuneration of the Supervisory Board: Proposal to adopt the partial amendment of the Remuneration Policy with respect to the Supervisory Board. | Management | For | For | ||||||||||
8B | Remuneration of the Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. | Management | For | For | ||||||||||
9 | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2021. | Management | For | For | ||||||||||
10A | Proposal to authorize the Supervisory Board, until December 29, 2022 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | For | For | ||||||||||
10B | Proposal to authorize the Supervisory Board, until December 29, 2022 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | ||||||||||
10C | Proposal to authorize the Supervisory Board, until December 29, 2022 to: solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | ||||||||||
11 | Proposal to authorize the Managing Board, until December 29, 2022, to acquire shares in the Company's own share capital. | Management | For | For | ||||||||||
12 | Proposal to resolve upon the amendment of the Company's Articles of Association in connection with changes to Dutch law. | Management | For | For | ||||||||||
SMC CORPORATION | ||||||||||||||
Security | 78445W306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMCAY | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US78445W3060 | Agenda | 935459962 - Management | |||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Dividend of Surplus: 300 yen per share Total amount: 19,823,403,300 yen Effective date: June 30, 2021. | Management | For | |||||||||||
2A. | Reappointment of Director: Yoshiki Takada | Management | For | |||||||||||
2B. | Reappointment of Director: Toshio Isoe | Management | For | |||||||||||
2C. | Reappointment of Director: Masahiro Ota | Management | For | |||||||||||
2D. | Reappointment of Director: Susumu Maruyama | Management | For | |||||||||||
2E. | Reappointment of Director: Samuel Neff | Management | For | |||||||||||
2F. | Reappointment of Director: Masanobu Kaizu (Independent Outside Director) | Management | For | |||||||||||
2G. | Reappointment of Director: Toshiharu Kagawa (Independent Outside Director) | Management | For | |||||||||||
2H. | Appointment of Director: Yoshitada Doi | Management | For | |||||||||||
2I. | Appointment of Director: Yoshiko Iwata (Independent Outside Director) | Management | For | |||||||||||
2J. | Appointment of Director: Kyoichi Miyazaki (Independent Outside Director) | Management | For | |||||||||||
SUMITOMO MITSUI FINANCIAL GROUP, INC. | ||||||||||||||
Security | 86562M209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SMFG | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US86562M2098 | Agenda | 935459974 - Management | |||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Appropriation of Surplus. | Management | For | |||||||||||
2A. | Election of Director: Takeshi Kunibe | Management | For | |||||||||||
2B. | Election of Director: Jun Ohta | Management | For | |||||||||||
2C. | Election of Director: Makoto Takashima | Management | For | |||||||||||
2D. | Election of Director: Toru Nakashima | Management | For | |||||||||||
2E. | Election of Director: Teiko Kudo | Management | For | |||||||||||
2F. | Election of Director: Atsuhiko Inoue | Management | For | |||||||||||
2G. | Election of Director: Toshihiro Isshiki | Management | For | |||||||||||
2H. | Election of Director: Yasuyuki Kawasaki | Management | For | |||||||||||
2I. | Election of Director: Masayuki Matsumoto | Management | For | |||||||||||
2J. | Election of Director: Arthur M. Mitchell | Management | For | |||||||||||
2K. | Election of Director: Shozo Yamazaki | Management | For | |||||||||||
2L. | Election of Director: Masaharu Kohno | Management | For | |||||||||||
2M. | Election of Director: Yoshinobu Tsutsui | Management | For | |||||||||||
2N. | Election of Director: Katsuyoshi Shinbo | Management | For | |||||||||||
2O. | Election of Director: Eriko Sakurai | Management | For | |||||||||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | |||||||||||
GDS HOLDINGS LIMITED | ||||||||||||||
Security | 36165L108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GDS | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US36165L1089 | Agenda | 935460559 - Management | |||||||||||
Record Date | 04-Jun-2021 | Holding Recon Date | 04-Jun-2021 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2021 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
O1. | Re-election of Mr. Lim Ah Doo as a director of the Company. | Management | For | For | ||||||||||
O2. | Re-election of Mr. Chang Sun as a director of the Company. | Management | For | For | ||||||||||
O3. | Re-election of Ms. Judy Qing Ye as a director of the Company. | Management | For | For | ||||||||||
O4. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
O5. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of the Company at the date of the Meeting, whether in a single transaction or a series of transactions (OTHER THAN any allotment or issues of shares on the exercise of any options that have been granted by the Company). | Management | For | For | ||||||||||
S6. | Approval of the amendment and restatement of the Company's Articles of Association to reflect such amendments as detailed in the proxy statement and set forth in Exhibit A hereto and thereto, a copy of which has been produced to the Meeting marked "A" and for identification purpose signed by the chairman of the Meeting (the "New Articles"), and the approval and adoption of the New Articles in substitution for and to the exclusion of the existing articles of association of the Company with immediate effect after the close of the Meeting. | Management | For | For | ||||||||||
O7. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | For | For |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 2 | Elect Meeting Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 3 | Acknowledge Proper Convening of Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 4 | Approve Agenda of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 5 | Receive Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 6 | Receive Supervisory Board Reports on Board's Work, Management Board Report on Company's and Group's Operations, Financial Statements, and Management Board Proposal on Allocation of Income and Dividends | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 7 | Receive Supervisory Board Requests on Approval of Management Board Report on Company's and Group's Operations, Financial Statements, Management Board Proposal on Allocation of Income and Dividends, and Discharge of Management Board Members | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 8.1 | Approve Management Board Report on Company's Operations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 8.2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 9 | Approve Allocation of Income and Omission of Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 10.1 | Approve Management Board Report on Group's Operations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 10.2 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.1 | Approve Discharge of Szymon Piduch (CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.2 | Approve Discharge of Michal Krauze (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.3 | Approve Discharge of Michal Muskala (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 11.4 | Approve Discharge of Jakub Macuga (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.1 | Approve Discharge of Tomasz Biernacki (Supervisory Board Chairman) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.2 | Approve Discharge of Eryk Bajer (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.3 | Approve Discharge of Slawomir Jakszuk (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.4 | Approve Discharge of Piotr Nowjalis (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 12.5 | Approve Discharge of Maciej Polanowski (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Share Holder | 13 | Elect Szymon Piduch as Supervisory Board Member | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 14 | Approve Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 15 | Approve Terms of Remuneration of Supervisory Board Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 16.1 | Amend Statute Re: Corporate Purpose | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 16.2 | Approve Consolidated Text of Statute | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dino Polska SA | DNP | Poland | X188AF102 | Annual | 02-Jul-20 | 16-Jun-20 | Confirmed | 1,955 | Management | 17 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 1 | Approve Company's Eligibility for Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.2 | Approve Issue Manner and Issue Time | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.3 | Approve Target Subscribers and Subscription Method | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.4 | Approve Pricing Reference Date, Issue Price and Pricing Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.5 | Approve Issue Size | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.6 | Approve Amount and Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.7 | Approve Lock-up Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.8 | Approve Listing Exchange | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.9 | Approve Resolution Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 2.10 | Approve Distribution Arrangement of Undistributed Earnings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 3 | Approve Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 4 | Approve Demonstration Analysis Report in Connection to Private Placement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 5 | Approve Feasibility Analysis Report on the Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 6 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 7 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 8 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 10-Jul-20 | 07-Jul-20 | Confirmed | 93,781 | Management | 9 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 1.a | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 1.b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 2 | Approve Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 3 | Reelect Hital R. Meswani as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 4 | Reelect P.M.S. Prasad as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 6 | Elect K. V. Chowdary as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 15-Jul-20 | 08-Jul-20 | Confirmed | 18,806 | Management | 7 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 2 | Confirm Interim Dividend as Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 3 | Reelect Madhurkumar Ramkrishnaji Bajaj as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 4 | Approve Reappointment and Remuneration of Rajeev Jain as Managing Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bajaj Finance Limited | 500034 | India | Y0547D112 | Annual | 21-Jul-20 | 14-Jul-20 | Confirmed | 10,462 | Management | 5 | Authorize Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 27-Jul-20 | 22-Jul-20 | Confirmed | 9,944 | Management | 1 | Approve Signing of Strategic Cooperation Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Luxshare Precision Industry Co. Ltd. | 002475 | China | Y7744X106 | Special | 27-Jul-20 | 20-Jul-20 | Confirmed | 81,404 | Management | 1 | Approve Extension of Resolution Validity Period in Connection to Convertible Bonds Issuance | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Luxshare Precision Industry Co. Ltd. | 002475 | China | Y7744X106 | Special | 27-Jul-20 | 20-Jul-20 | Confirmed | 81,404 | Management | 2 | Approve Extension in Authorization for Board to Handle All Matters Related to Convertible Bonds Issuance | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 2 | Elect Meeting Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 3 | Acknowledge Proper Convening of Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 4 | Approve Agenda of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 5 | Receive Management Board Report, Standalone and Consolidated Financial Statements | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 6 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 7 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 8 | Approve Management Board Report on Company's and Group's Operations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 9 | Approve Allocation of Income and Omission of Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 10 | Approve Discharge of Adam Kicinski (CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 11 | Approve Discharge of Marcin Iwinski (Deputy CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 12 | Approve Discharge of Piotr Nielubowicz (Deputy CEO) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 13 | Approve Discharge of Adam Badowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 14 | Approve Discharge of Michal Nowakowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 15 | Approve Discharge of Piotr Karwowski (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 16 | Approve Discharge of Oleg Klapovskiy (Management Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 17 | Approve Discharge of Katarzyna Szwarc (Supervisory Board Chairwoman) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 18 | Approve Discharge of Piotr Pagowski (Supervisory Board Deputy Chairman) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 19 | Approve Discharge of Michal Bien (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 20 | Approve Discharge of Krzysztof Kilian (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 21 | Approve Discharge of Maciej Nielubowicz (Supervisory Board Member) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 22 | Approve Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 23 | Amend May 24, 2016, AGM Resolution Re: Approve Incentive Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 24 | Authorize Share Repurchase Program For Purpose of Incentive Plan; Approve Creation of Reserve Capital for Purpose of Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 25 | Approve Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 26 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 27 | Cancel Reserve Capital Created for Purpose of Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Annual | 28-Jul-20 | 12-Jul-20 | Confirmed | 3,880 | Management | 28 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Macquarie Korea Infrastructure Fund | 088980 | South Korea | Y53643105 | Special | 28-Jul-20 | 30-Jun-20 | Confirmed | 29,680 | Management | 1 | Elect Kim Dae-ki as Supervisory Board Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a1 | Elect Zhu Shunyan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a2 | Elect Wang Qiang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2a3 | Elect Wu Yongming as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 2b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 6 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 7 | Approve Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Annual | 30-Jul-20 | 24-Jul-20 | Confirmed | 61,501 | Management | 8 | Adopt New By-Laws | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Special | 30-Jul-20 | 07-Jul-20 | Confirmed | 216,117 | Management | 1 | Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Special | 30-Jul-20 | 07-Jul-20 | Confirmed | 216,117 | Management | 2 | Amend Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Weichai Power Co., Ltd. | 2338 | China | Y9531A109 | Special | 31-Jul-20 | 24-Jul-20 | Confirmed | 49,143 | Management | 1 | Approve Grant of the Guarantees by the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 1 | Accept Financial Statements and Statutory Reports and Audited Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 3 | Reelect Ashwin Dani as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 4 | Reelect Amrita Vakil as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 5 | Elect Manish Choksi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 6 | Approve Continuation of Directorship by Ashwin Dani as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 7 | Elect Amit Syngle as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 8 | Approve Appointment and Remuneration of Amit Syngle as Managing Director & CEO | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 05-Aug-20 | 29-Jul-20 | Confirmed | 12,541 | Management | 9 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 1 | Elect Director Gary J. Wojtaszek | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 2 | Elect Director Satoshi Okada | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 3 | Ratify KPMG Huazhen LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-20 | 10-Jul-20 | Confirmed | 2,729 | Management | 6 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 1 | Accept Standalone Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 3 | Approve Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 4 | Reelect Noel Naval Tata as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 5 | Elect Kakarla Usha as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 6 | Elect Bhaskar Bhat as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 7 | Elect C. K. Venkataraman as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 8 | Approve Appointment and Remuneration of C. K. Venkataraman as Managing Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 9 | Elect Sindhu Gangadharan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 10 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Titan Company Limited | 500114 | India | Y88425148 | Annual | 11-Aug-20 | 04-Aug-20 | Confirmed | 10,371 | Management | 11 | Approve Payment of Commission to Non-Executive Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 3 | Reelect Gopal Vittal as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 4 | Reelect Shishir Priyadarshi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Bharti Airtel Limited | 532454 | India | Y0885K108 | Annual | 18-Aug-20 | 11-Aug-20 | Confirmed | 52,301 | Management | 5 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Weihai Guangwei Composites Co., Ltd. | 300699 | China | Y953AT108 | Special | 26-Aug-20 | 20-Aug-20 | Confirmed | 34,500 | Management | 1 | Approve Completion of Partial Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 1 | Approve Draft and Summary of Performance Shares Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Management | 3 | Approve Authorization of the Board to Handle All Related Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 4 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 5 | Approve Merger by Absorption | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sangfor Technologies, Inc. | 300454 | China | Y7496N108 | Special | 01-Sep-20 | 26-Aug-20 | Confirmed | 12,200 | Share Holder | 6 | Approve Increase of Provision of Loan to Employees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Special | 09-Sep-20 | 02-Sep-20 | Confirmed | 48,773 | Management | 1 | Elect Miao Jianmin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 2 | Confirm Interim Dividend as Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 3 | Reelect N.V. Ramana as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Divi's Laboratories Limited | 532488 | India | Y2076F112 | Annual | 14-Sep-20 | 07-Sep-20 | Confirmed | 10,293 | Management | 4 | Reelect Madhusudana Rao Divi as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 1 | Approve 5-for-1 Stock Split and Amend Article 4 Accordingly | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 2 | Amend Article 11 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 3 | Amend Article 14 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 4 | Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 5 | Approve Restricted Stock Plan | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 15-Sep-20 | Confirmed | 15,145 | Management | 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.1 | Elect Liang Yunchao as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.2 | Elect Liang Shuisheng as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.3 | Elect Lin Zhicheng as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 1.4 | Elect Tang Hui as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.1 | Elect Wang Xi as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.2 | Elect Deng Chuanyuan as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 2.3 | Elect Liu Jianhua as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 3 | Elect Wang Wen as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 4 | Approve Allowance of Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 5 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 6 | Amend Foreign Investment Management Method | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 7 | Amend Detailed Rules for Online Voting of the Shareholders General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 9 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 10 | Amend Working System for Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 11 | Amend Implementing Rules for Cumulative Voting System | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 12 | Amend Management System of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 13 | Amend Remuneration Management System of Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | By-Health Co., Ltd. | 300146 | China | Y2924V103 | Special | 22-Sep-20 | 15-Sep-20 | Confirmed | 58,994 | Management | 14 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 2 | Elect Meeting Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 3 | Acknowledge Proper Convening of Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 4 | Approve Agenda of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 5 | Amend July 28, 2020, AGM, Resolution Re: Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 6 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CD Projekt SA | CDR | Poland | X0957E106 | Special | 22-Sep-20 | 06-Sep-20 | Confirmed | 3,252 | Management | 7 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 1.i | Accept Standalone Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 1.ii | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 2 | Confirm Interim Dividend and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 3 | Reelect Sangita Reddy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 4 | Approve Reappointment and Remuneration of Preetha Reddy as Whole Time Director Designated as Executive Vice-Chairperson | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 5 | Approve Reappointment and Remuneration of Suneeta Reddy as Managing Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 6 | Approve Reappointment and Remuneration of Sangita Reddy as Joint Managing Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 7 | Approve Payment of Remuneration to Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 8 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 25-Sep-20 | 18-Sep-20 | Confirmed | 11,232 | Management | 9 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1a | Elect William Lei Ding as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1b | Elect Alice Yu-Fen Cheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1c | Elect Denny Ting Bun Lee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1d | Elect Joseph Tze Kay Tong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1e | Elect Lun Feng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1f | Elect Michael Man Kit Leung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 1g | Elect Michael Sui Bau Tong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 25-Sep-20 | 26-Aug-20 | Confirmed | 16,100 | Management | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.1 | Elect Esko Tapani Aho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.2 | Elect Leonid Boguslavskii as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.3 | Elect Herman Gref as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.4 | Elect Bella Zlatkis as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.5 | Elect Sergei Ignatev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.7 | Elect Vladimir Kolychev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.10 | Elect Gennadii Melikian as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.11 | Elect Maksim Oreshkin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.12 | Elect Anton Siluanov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 4.14 | Elect Nadya Wells as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 5 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 25-Sep-20 | 25-Aug-20 | Confirmed | 50,304 | Management | 6 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 28-Sep-20 | 23-Sep-20 | Confirmed | 74,282 | Management | 1 | Adopt Share Option Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Special | 29-Sep-20 | 23-Sep-20 | Confirmed | 13,613 | Management | 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Special | 29-Sep-20 | 23-Sep-20 | Confirmed | 13,613 | Management | 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sociedad Quimica y Minera de Chile SA | SQM.B | Chile | 833635105 | Special | 29-Sep-20 | 08-Sep-20 | Confirmed | 11,905 | Management | 1 | Approve Interim Dividends of USD 0.38 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 1 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.1 | Elect Maggie Wei Wu as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.2 | Elect Kabir Misra as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | G01719114 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 10,365 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 1 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.1 | Elect Maggie Wei Wu as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.2 | Elect Kabir Misra as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | 9988 | Cayman Islands | 01609W102 | Annual | 30-Sep-20 | 17-Aug-20 | Confirmed | 11,586 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 1 | Approve Draft and Summary of Performance Shares Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 3 | Approve Authorization of Board to Handle All Related Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 29-Oct-20 | 23-Oct-20 | Confirmed | 10,000 | Management | 4 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 2 | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 3 | Reelect Arkady Volozh as Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 4 | Reelect Mikhail Parakhin as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 5 | Approve Cancellation of Outstanding Class C Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 6 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 7 | Grant Board Authority to Issue Class A Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 29-Oct-20 | 01-Oct-20 | Confirmed | 5,746 | Management | 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Special | 30-Oct-20 | 05-Oct-20 | Confirmed | 908 | Management | 1 | Approve Split-Off Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 1 | Approve Company's Eligibility for Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2 | Approve Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.1 | Approve Issue Type | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.2 | Approve Issue Scale | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.3 | Approve Par Value and Issue Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.4 | Approve Bond Maturity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.5 | Approve Bond Interest Rate | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.6 | Approve Method and Term for the Repayment of Principal and Interest | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.7 | Approve Guarantee Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.8 | Approve Conversion Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.9 | Approve Method for Determining the Number of Shares for Conversion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.10 | Approve Determination and Adjustment of Conversion Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.11 | Approve Terms for Downward Adjustment of Conversion Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.12 | Approve Terms of Redemption | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.13 | Approve Terms of Sell-Back | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.14 | Approve Dividend Distribution Post Conversion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.15 | Approve Issue Manner and Target Subscribers | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.16 | Approve Bondholders and Bondholders Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.17 | Approve Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.18 | Approve Raised Funds Deposit Account | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 2.19 | Approve Resolution Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 3 | Approve Plan for Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 4 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 5 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 6 | Approve Shareholder Return Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 7 | Approve Formulation of Rules and Procedures Regarding Convertible Corporate Bondholders Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 8 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 9 | Approve Authorization of Board and Board Authorized Person to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 10 | Approve Repurchase and Cancellation of Performance Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhejiang Sanhua Intelligent Controls Co., Ltd. | 002050 | China | Y9890L126 | Special | 05-Nov-20 | 29-Oct-20 | Confirmed | 73,500 | Management | 11 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 1 | Approve Company's Eligibility for Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2 | Approve Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.1 | Approve Issue Type | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.2 | Approve Issue Scale | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.3 | Approve Par Value and Issue Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.4 | Approve Bond Maturity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.5 | Approve Bond Interest Rate | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.6 | Approve Method and Term for the Repayment of Principal and Interest | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.7 | Approve Conversion Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.8 | Approve Determination and Adjustment of Conversion Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.9 | Approve Terms for Downward Adjustment of Conversion Price | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.10 | Approve Method for Determining the Number of Shares for Conversion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.11 | Approve Terms of Redemption | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.12 | Approve Terms of Sell-Back | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.13 | Approve Dividend Distribution Post Conversion | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.14 | Approve Issue Manner and Target Subscribers | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.15 | Approve Placing Arrangement for Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.16 | Approve Matters Related to Bondholders Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.17 | Approve Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.18 | Approve Guarantee Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.19 | Approve Depository of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 2.20 | Approve Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 3 | Approve Plan for Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 4 | Approve Demonstration Analysis Report in Connection to Issuance of Convertible Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 5 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 6 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 7 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 8 | Approve Authorization of Board and Its Authorized Persons to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Special | 06-Nov-20 | 28-Oct-20 | Confirmed | 105,800 | Management | 9 | Approve Rules and Procedures Regarding Convertible Corporate Bondholders Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1a | Elect Director Charlene Barshefsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1b | Elect Director Wei Sun Christianson | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1c | Elect Director Fabrizio Freda | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1d | Elect Director Jane Lauder | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 1e | Elect Director Leonard A. Lauder | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | The Estee Lauder Companies Inc. | EL | USA | 518439104 | Annual | 10-Nov-20 | 11-Sep-20 | Confirmed | 1,165 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | Confirmed | 33,678 | Management | 1 | Approve Merger between the Company and Companhia de Locacao das Americas (Unidas), Authorize Capital Increase in Connection with the Transaction and Amend Article 5 Accordingly | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | Confirmed | 33,678 | Management | 2 | Fix Number of Directors at Six | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | Confirmed | 33,678 | Management | 3 | Elect Irlau Machado Filho as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Localiza Rent A Car SA | RENT3 | Brazil | P6330Z111 | Special | 12-Nov-20 | Confirmed | 33,678 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Against | For | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Special | 12-Nov-20 | 06-Nov-20 | Confirmed | 25,789 | Management | 1 | Approve Share Subdivision | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 1 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 2 | Elect Chan Yew Kai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 3 | Elect Mohamad Hafiz Bin Kassim as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 4 | Elect Juniwati Rahmat Hussin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 5 | Approve Directors' Fees and Board Committees' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 6 | Approve Directors' Benefits (Other than Directors' Fees and Board Committees' Fees) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 7 | Approve BDO PLT as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 8 | Approve Kamariyah Binti Hamdan to Continue Office as Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 18-Nov-20 | 11-Nov-20 | Confirmed | 228,048 | Management | 9 | Authorize Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Special | 18-Nov-20 | 09-Oct-20 | Confirmed | 20,654 | Management | 1 | Approve Buyback of Equity Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Special | 20-Nov-20 | 10-Sep-20 | Confirmed | 1,056 | Management | 1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 20-Nov-20 | 13-Nov-20 | Confirmed | 20,664 | Management | 1 | Approve Related Party Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Management | 1 | Elect Yoon Jong Kyoo as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Management | 2 | Elect Hur Yin as Non-Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Share Holder | 3 | Elect Yun Sun-jin as Outside Director - Shareholder Proposal | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KB Financial Group, Inc. | 105560 | South Korea | Y46007103 | Special | 20-Nov-20 | 12-Oct-20 | Confirmed | 14,473 | Share Holder | 4 | Elect Ryu Young-jae as Outside Director - Shareholder Proposal | Against | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 26-Nov-20 | 19-Nov-20 | Confirmed | 81,131 | Management | 1 | Approve Wholly-owned Subsidiary to Participate in the Auction of Land Use Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 1 | Approve Company's Eligibility for Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.2 | Approve Issue Manner and Issue Time | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.3 | Approve Target Subscribers and Subscription Method | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.4 | Approve Pricing Reference Date, Issue Price and Pricing Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.5 | Approve Issue Size | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.6 | Approve Amount and Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.7 | Approve Lock-up Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.8 | Approve Listing Exchange | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.9 | Approve Distribution Arrangement of Undistributed Earnings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 2.10 | Approve Resolution Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 3 | Approve Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 4 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 5 | Approve Feasibility Analysis Report on the Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 6 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 7 | Approve Shareholder Return Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Offcn Education Technology Co., Ltd. | 002607 | China | Y9717Y103 | Special | 09-Dec-20 | 02-Dec-20 | Confirmed | 63,433 | Management | 8 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 1 | Approve Property Management Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 2 | Approve Sales and Leasing Agency Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 23-Dec-20 | 18-Dec-20 | Confirmed | 74,282 | Management | 3 | Approve Consultancy and Other Services Framework Agreement, Annual Caps and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 1 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 2 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 3 | Elect Lei Cao and Theng Fong Hee as Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 23-Dec-20 | 18-Nov-20 | Confirmed | 7,482 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 1 | Approve Employee Share Purchase Plan (Draft) and Summary | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 25-Dec-20 | 21-Dec-20 | Confirmed | 29,300 | Management | 3 | Approve Authorization of Board to Handle All Related Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Special | 09-Jan-21 | 04-Dec-20 | Confirmed | 18,390 | Management | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1a | Elect Director Richard M. Beyer | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1b | Elect Director Lynn A. Dugle | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1c | Elect Director Steven J. Gomo | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1d | Elect Director Mary Pat McCarthy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1e | Elect Director Sanjay Mehrotra | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1f | Elect Director Robert E. Switz | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 1g | Elect Director MaryAnn Wright | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Micron Technology, Inc. | MU | USA | 595112103 | Annual | 14-Jan-21 | 18-Nov-20 | Confirmed | 6,162 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 22-Feb-21 | 08-Feb-21 | Confirmed | 8,100 | Management | 1 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | No | |||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 3.4 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.2 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.3 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.4 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.5 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.6 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.7 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.8 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.9 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.10 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.11 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.12 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.13 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.14 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.15 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.17 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.18 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.19 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.20 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 4.21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2021 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 6 | Approve Remuneration Policy | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 7 | Approve Remuneration of Supervisory Board | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 8 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 9 | Amend Articles Re: Information for Registration in the Share Register | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Infineon Technologies AG | IFX | Germany | D35415104 | Annual | 25-Feb-21 | Confirmed | 15,442 | Management | 10 | Amend Articles Re: Supervisory Board's Rules of Procedure | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 1 | Approve Share Subdivision | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 2 | Adopt Chinese Name as Dual Foreign Name of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | New Oriental Education & Technology Group, Inc. | 9901 | Cayman Islands | 647581107 | Special | 08-Mar-21 | 01-Feb-21 | Confirmed | 3,654 | Management | 3 | Adopt Amended and Restated Memorandum and Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Maruti Suzuki India Limited | 532500 | India | Y7565Y100 | Special | 16-Mar-21 | 05-Feb-21 | Confirmed | 4,252 | Management | 1 | Amend Object Clause of Memorandum of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.1.1 | Elect Park Byung-gook as Outside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.1.2 | Elect Kim Jeong as Outside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.1 | Elect Kim Kinam as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.2 | Elect Kim Hyun-suk as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 2.2.3 | Elect Koh Dong-jin as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 40,110 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 2.1 | Elect Jang Hyeok as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 2.2 | Elect Kim Jong-seong as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung SDI Co., Ltd. | 006400 | South Korea | Y74866107 | Annual | 17-Mar-21 | 31-Dec-20 | Confirmed | 561 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 3.1 | Elect Kim Hong-gi as Inside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 3.2 | Elect Ha Beom-jong as Non-Independent Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Household & Health Care Ltd. | 051900 | South Korea | Y5275R100 | Annual | 19-Mar-21 | 31-Dec-20 | Confirmed | 452 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 3.1 | Elect Choi Jun-Young as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 3.2 | Elect Han Chol-Su as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 4 | Elect Cho Hwa-soon as Outside Director to Serve as an Audit Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kia Motors Corp. | 000270 | South Korea | Y47601102 | Annual | 22-Mar-21 | 31-Dec-20 | Confirmed | 8,101 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 3 | Present Share Repurchase Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 4 | Set Maximum Amount of Share Repurchase Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 5A | Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 5B | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 6 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 7 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 1 | Amend Article 2 Re: Corporate Purpose | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual/Special | 25-Mar-21 | 22-Feb-21 | Confirmed | 50,494 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 2 | Amend Articles of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 3 | Elect Cha Dong Seok as Inside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 4 | Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LG Chem Ltd. | 051910 | South Korea | Y52758102 | Annual | 25-Mar-21 | 31-Dec-20 | Confirmed | 379 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 3 | Approve 2020 Annual Report and Its Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 4 | Approve 2020 Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 5 | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 7 | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.01 | Elect Ma Mingzhe as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.02 | Elect Xie Yonglin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.03 | Elect Tan Sin Yin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.04 | Elect Yao Jason Bo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.05 | Elect Cai Fangfang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.06 | Elect Soopakij Chearavanont as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.07 | Elect Yang Xiaoping as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.08 | Elect Wang Yongjian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.09 | Elect Huang Wei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.10 | Elect Ouyang Hui as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.11 | Elect Ng Sing Yip as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.12 | Elect Chu Yiyun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.13 | Elect Liu Hong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.14 | Elect Jin Li as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 8.15 | Elect Ng Kong Ping Albert as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.01 | Elect Gu Liji as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.02 | Elect Huang Baokui as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 9.03 | Elect Zhang Wangjin as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 10 | Approve Issuance of Debt Financing Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 25-Mar-21 | 17-Mar-21 | Confirmed | 43,104 | Management | 12 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.1 | Amend Articles of Incorporation (Business Objectives) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.2 | Amend Articles of Incorporation (Amendments Relating to Fiscal Year End) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.3 | Amend Articles of Incorporation (Amendments Relating to Audit Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.4 | Amend Articles of Incorporation (Miscellaneous) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 2.5 | Amend Articles of Incorporation (Stock Split) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.1 | Elect Choi Se-jung as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.2 | Elect Cho Kyu-jin as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 3.3 | Elect Park Sae-rom as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 4 | Elect Yun Seok as Outside Director to Serve as an Audit Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 5.1 | Elect Choi Se-jung as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 5.2 | Elect Cho Kyu-jin as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 6 | Approve Total Remuneration of Inside Directors and Outside Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 7 | Approve Stock Option Grants | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kakao Corp. | 035720 | South Korea | Y4519H119 | Annual | 29-Mar-21 | 31-Dec-20 | Confirmed | 1,467 | Management | 8 | Approve Split-Off Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 3 | Approve Changes in the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 5 | Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 6 | Approve Payment of Interim Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 29-Mar-21 | 26-Feb-21 | Confirmed | 328,970 | Management | 7 | Approve Revised Recovery Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Court | 31-Mar-21 | 24-Mar-21 | Confirmed | 34,829 | Management | 1 | Approve Scheme of Arrangement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | SBI Cards & Payment Services Limited | 543066 | India | Y7T35P100 | Special | 08-Apr-21 | 05-Mar-21 | Confirmed | 25,294 | Management | 1 | Approve Appointment and Remuneration of Rama Mohan Rao Amara as Managing Director and CEO | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | Confirmed | 30,478 | Management | 1 | Approve 4-for-1 Stock Split | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | Confirmed | 30,478 | Management | 2 | Approve Increase in Authorized Capital | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Special | 09-Apr-21 | Confirmed | 30,478 | Management | 3 | Amend Articles 5 and 30 and Consolidate Bylaws | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.1 | Elect Claudio Eugenio Stiller Galeazzi as Independent Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.2 | Elect Eduardo Henrique de Mello Motta Loyo as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.3 | Elect Guillermo Ortiz Martinez as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.4 | Elect John Huw Gwili Jenkins as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.5 | Elect Mark Clifford Maletz as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.6 | Elect Nelson Azevedo Jobim as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.7 | Elect Roberto Balls Sallouti as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 4.8 | Elect Sofia De Fatima Esteves as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.1 | Percentage of Votes to Be Assigned - Elect Claudio Eugenio Stiller Galeazzi as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.2 | Percentage of Votes to Be Assigned - Elect Eduardo Henrique de Mello Motta Loyo as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.3 | Percentage of Votes to Be Assigned - Elect Guillermo Ortiz Martinez as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.4 | Percentage of Votes to Be Assigned - Elect John Huw Gwili Jenkins as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.5 | Percentage of Votes to Be Assigned - Elect Mark Clifford Maletz as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.6 | Percentage of Votes to Be Assigned - Elect Nelson Azevedo Jobim as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.7 | Percentage of Votes to Be Assigned - Elect Roberto Balls Sallouti as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 6.8 | Percentage of Votes to Be Assigned - Elect Sofia De Fatima Esteves as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 8 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 9 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 10 | Approve Remuneration of Company's Management | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco BTG Pactual SA | BPAC11 | Brazil | ADPV39929 | Annual | 09-Apr-21 | Confirmed | 30,478 | Management | 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 3 | Approve Allocation of Income and Dividends of EUR 4 per Share and an Extra of EUR 0.40 per Share to Long Term Registered Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 4 | Elect Nicolas Hieronimus as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 5 | Elect Alexandre Ricard as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 6 | Reelect Francoise Bettencourt Meyers as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 7 | Reelect Paul Bulcke as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 8 | Reelect Virginie Morgon as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 9 | Approve Compensation Report of Corporate Officers | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 10 | Approve Compensation of Jean-Paul Agon, Chairman and CEO | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 11 | Approve Remuneration Policy of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 12 | Approve Remuneration Policy of Jean-Paul Agon, Chairman and CEO Until April 30, 2021 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 13 | Approve Remuneration Policy of Nicolas Hieronimus, CEO Since May 1, 2021 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 14 | Approve Remuneration Policy of Jean-Paul Agon, Chairman of the Board Since May 1, 2021 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 15 | Approve Amendment of Employment Contract of Nicolas Hieronimus, CEO Since May 1, 2021 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up a Maximum Nominal Share Capital value of EUR 156,764,042.40 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 19 | Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 22 | Amend Article 9.2 of Bylaws Re: Written Consultation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | L'Oreal SA | OR | France | F58149133 | Annual/Special | 20-Apr-21 | 16-Apr-21 | Confirmed | 1,798 | Management | 23 | Authorize Filing of Required Documents/Other Formalities | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 2 | Approve Allocation of Income | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 3 | Approve Remuneration of Company's Management | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 5 | Elect Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petro Rio SA | PRIO3 | Brazil | P7S19Q109 | Annual | 20-Apr-21 | Confirmed | 18,445 | Management | 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 3 | Receive Auditor's Report on Tax Position of Company | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a3 | Elect David Juan Villarreal Montemayor as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a4 | Elect Jose Marcos Ramirez Miguel as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a5 | Elect Carlos de la Isla Corry as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a6 | Elect Everardo Elizondo Almaguer as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a8 | Elect Clemente Ismael Reyes Retana Valdes as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a9 | Elect Alfredo Elias Ayub as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a10 | Elect Adrian Sada Cueva as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a11 | Elect David Penaloza Alanis as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a12 | Elect Jose Antonio Chedraui Eguia as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a13 | Elect Alfonso de Angoitia Noriega as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a14 | Elect Thomas Stanley Heather Rodriguez as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a17 | Elect Alberto Halabe Hamui as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a18 | Elect Gerardo Salazar Viezca as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a19 | Elect Alberto Perez-Jacome Friscione as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a20 | Elect Diego Martinez Rueda-Chapital as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a21 | Elect Roberto Kelleher Vales as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a22 | Elect Cecilia Goya de Riviello Meade as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a23 | Elect Isaac Becker Kabacnik as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a24 | Elect Jose Maria Garza Trevino as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a26 | Elect Humberto Tafolla Nunez as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a27 | Elect Guadalupe Phillips Margain as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.b | Elect Hector Avila Flores (Non-Member) as Board Secretary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 4.c | Approve Directors Liability and Indemnification | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 5 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 6 | Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 7.1 | Approve Report on Share Repurchase | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Annual | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 1 | Amend Article 2; Approve Certification of the Company's Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 2 | Approve Modifications of Sole Responsibility Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Grupo Financiero Banorte SAB de CV | GFNORTEO | Mexico | P49501201 | Special | 23-Apr-21 | 12-Apr-21 | Confirmed | 118,819 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 3 | Ratify PricewaterhouseCoopers as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.1 | Elect Esko Tapani Aho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.2 | Elect Natalie Alexandra Braginsky Mounier as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.3 | Elect Herman Gref as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.4 | Elect Bella Zlatkis as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.5 | Elect Sergei Ignatev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.6 | Elect Mikhail Kovalchuk as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.7 | Elect Vladimir Kolychev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.8 | Elect Nikolai Kudriavtsev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.9 | Elect Aleksandr Kuleshov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.10 | Elect Gennadii Melikian as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.11 | Elect Maksim Oreshkin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.12 | Elect Anton Siluanov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.13 | Elect Dmitrii Chernyshenko as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 4.14 | Elect Nadya Wells as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 5 | Approve New Edition of Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 6 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 7 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sberbank Russia PJSC | SBER | Russia | 80585Y308 | Annual | 23-Apr-21 | 23-Mar-21 | Confirmed | 66,224 | Management | 8 | Amend Regulations on Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 2 | Approve Capital Budget, Allocation of Income, Ratify Distribution of Dividends and Interest-on-Capital-Stock Payments | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 3 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 4 | Elect Fiscal Council Members | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 5 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Share Holder | 6 | Elect Lucia Maria Martins Casasanta as Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Annual | 27-Apr-21 | Confirmed | 19,360 | Management | 8 | Designate Newspapers to Publish Company Announcements | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | Confirmed | 19,360 | Management | 1 | Approve 2-for-1 Stock Split and Amend Article 5 Accordingly | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | Confirmed | 19,360 | Management | 2 | Amend Articles to Comply with New Regulations of Novo Mercado of B3 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WEG SA | WEGE3 | Brazil | P9832B129 | Special | 27-Apr-21 | Confirmed | 19,360 | Management | 3 | Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 2 | Discuss the Company's Business, Financial Situation and Sustainability | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.a | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.b | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.c | Receive Clarification on Company's Reserves and Dividend Policy | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 3.d | Approve Dividends of EUR 2.75 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 4.a | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 4.b | Approve Discharge of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 5 | Approve Number of Shares for Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 8 | Receive Information on the Composition of the Management Board | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 9.a | Elect B. Conix to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 9.b | Receive Information on the Composition of the Supervisory Board | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 10 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 13 | Authorize Cancellation of Repurchased Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 14 | Other Business (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 29-Apr-21 | 01-Apr-21 | Confirmed | 1,662 | Management | 15 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Special | 29-Apr-21 | 26-Mar-21 | Confirmed | 10,835 | Management | 1 | Approve Increase in Overall Limits of Remuneration for Whole-time Director(s) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Special | 29-Apr-21 | 26-Mar-21 | Confirmed | 10,835 | Management | 2 | Elect Ritesh Tiwari as Director and Approve Appointment and Remuneration of Ritesh Tiwari as Whole-time Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Motherson Sumi Systems Limited | 517334 | India | Y6139B141 | Court | 29-Apr-21 | 22-Apr-21 | Confirmed | 104,753 | Management | 1 | Approve Composite Scheme of Amalgamation and Arrangement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Motherson Sumi Systems Limited | 517334 | India | Y6139B141 | Special | 29-Apr-21 | 22-Apr-21 | Confirmed | 104,753 | Management | 1 | Approve Related Party Transactions to be Undertaken by Motherson Sumi Wiring India Limited with the Company, Sumitomo Wiring Systems Limited and Other Related Parties | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | Confirmed | 83,800 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | Confirmed | 83,800 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | Confirmed | 83,800 | Management | 3 | Approve Remuneration of Company's Management | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | Confirmed | 83,800 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Annual | 30-Apr-21 | Confirmed | 83,800 | Management | 5 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 1 | Approve Restricted Stock Plan | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 2 | Approve Stock Option Plan | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 3 | Approve Agreement to Acquire All Shares of Vida Saude Gestao S.A. (Vida Saude) by Ultra Som Servicos Medicos S.A. (Ultra Som) and Acquisition of All Shares of Ultra Som Servicos Medicos S.A. (Ultra Som) by the Company | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 4 | Ratify Apsis Consultoria Empresarial Ltda. as Independent Firm to Appraise Proposed Transaction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 5 | Approve Independent Firm's Appraisal | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 6 | Approve Capital Increase in Connection with the Transaction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 7 | Amend Article 6 to Reflect Changes in Capital | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 8 | Authorize Executives to Ratify and Execute Approved Resolutions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Special | 30-Apr-21 | Confirmed | 83,800 | Management | 9 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 3 | Fix Number of Directors at 13 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.1 | Elect Jose Luciano Duarte Penido as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.2 | Elect Fernando Jorge Buso Gomes as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.3 | Elect Clinton James Dines as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.4 | Elect Eduardo de Oliveira Rodrigues Filho as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.5 | Elect Elaine Dorward-King as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.6 | Elect Jose Mauricio Pereira Coelho as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.7 | Elect Ken Yasuhara as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.8 | Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.9 | Elect Maria Fernanda dos Santos Teixeira as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.10 | Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.11 | Elect Roger Allan Downey as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5.12 | Elect Sandra Maria Guerra de Azevedo as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.13 | Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.14 | Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.15 | Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 5.16 | Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.1 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.3 | Percentage of Votes to Be Assigned - Elect Clinton James Dines as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.4 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.5 | Percentage of Votes to Be Assigned - Elect Elaine Dorward-King as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.6 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.7 | Percentage of Votes to Be Assigned - Elect Ken Yasuhara as Director | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.8 | Percentage of Votes to Be Assigned - Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.9 | Percentage of Votes to Be Assigned - Elect Maria Fernanda dos Santos Teixeira as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.10 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.11 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7.12 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.13 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.14 | Percentage of Votes to Be Assigned - Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.15 | Percentage of Votes to Be Assigned - Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 7.16 | Percentage of Votes to Be Assigned - Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 8 | Elect Jose Luciano Duarte Penido as Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 9 | Elect Roberto da Cunha Castello Branco as Board Chairman Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 10 | Elect Fernando Jorge Buso Gomes as Board Vice-Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Share Holder | 11 | Elect Mauro Gentile Rodrigues da Cunha as Board Vice-Chairman Appointed by Shareholders | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.1 | Elect Cristina Fontes Doherty as Fiscal Council Member and Nelson de Menezes Filho as Alternate | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.2 | Elect Marcus Vinicius Dias Severini as Fiscal Council Member and Vera Elias as Alternate | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.3 | Elect Marcelo Moraes as Fiscal Council Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 12.4 | Elect Raphael Manhaes Martins as Fiscal Council Member and Adriana de Andrade Sole as Alternate | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 13 | Approve Remuneration of Company's Management and Fiscal Council | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 1 | Amend Restricted Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 2 | Approve Agreement to Absorb Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 3 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 4 | Approve Independent Firm's Appraisal | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 5 | Approve Absorption of Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 6 | Approve Agreement for Partial Spin-Off of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 7 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 8 | Approve Independent Firm's Appraisal | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Vale SA | VALE3 | Brazil | 91912E105 | Annual/Special | 30-Apr-21 | 26-Mar-21 | Confirmed | 38,778 | Management | 9 | Approve Absorption of Spun-Off Assets without Capital Increase and without Issuance of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Special | 03-May-21 | 27-Mar-21 | Confirmed | 18,390 | Management | 1 | Approve Scheme of Amalgamation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.1 | Elect Director Michael Carroll | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.2 | Elect Director Neil de Gelder | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.3 | Elect Director Charles Jeannes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.4 | Elect Director Jennifer Maki | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.5 | Elect Director Walter Segsworth | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.6 | Elect Director Kathleen Sendall | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.7 | Elect Director Michael Steinmann | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 1.8 | Elect Director Gillian Winckler | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pan American Silver Corp. | PAAS | Canada | 697900108 | Annual/Special | 12-May-21 | 19-Mar-21 | Confirmed | 20,232 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.1 | Elect Francis Lui Yiu Tung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.2 | Elect Joseph Chee Ying Keung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 2.3 | Elect James Ross Ancell as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.1 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 4.3 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 13-May-21 | 07-May-21 | Confirmed | 50,049 | Management | 5 | Adopt New Share Option Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 3 | Approve 2020 Financial Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 4 | Approve Provision of External Guarantees | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 5 | Approve Authorization to Dispose Listed and Trading Shares of Listed Companies Held by the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 6 | Amend Working System for Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 7 | Approve Deloitte Touche Tohmatsu (a Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 8 | Approve Foreign Exchange Hedging Limit | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 9 | Approve Adjustment of Allowances of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 10 | Approve Application for Shares, Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 11 | Approve 2020 Profit Distribution Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 12 | Approve Increase in Registered Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 13 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 15 | Authorize Repurchase of Issued A and H Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Annual | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 16 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 1 | Approve 2020 Profit Distribution Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 2 | Authorize Repurchase of Issued A and H Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | WuXi AppTec Co., Ltd. | 2359 | China | Y971B1118 | Special | 13-May-21 | 06-May-21 | Confirmed | 13,935 | Management | 3 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3a | Elect Stephan Horst Pudwill as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3b | Elect Frank Chi Chung Chan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3c | Elect Roy Chi Ping Chung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3d | Elect Virginia Davis Wilmerding as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 3e | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 14-May-21 | 11-May-21 | Confirmed | 40,360 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 3 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 4 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 5 | Approve Profit Distribution and Capitalization of Capital Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 6 | Approve Application of Credit Line and Provision of Guarantees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 7 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 9 | Amend External Investment Management System | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 10.1 | Elect Zheng Likun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | East Money Information Co., Ltd. | 300059 | China | Y2234B102 | Annual | 17-May-21 | 10-May-21 | Confirmed | 79,019 | Management | 10.2 | Elect Huang Jianhai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 3 | Approve Report of the Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 5 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 6 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Management | 7 | Approve Guarantee Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Annual | 18-May-21 | 11-May-21 | Confirmed | 6,151 | Share Holder | 8 | Elect Wang Xuan as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 3 | Elect Lee Yuan Siong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 4 | Elect Chung-Kong Chow as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 5 | Elect John Barrie Harrison as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 6 | Elect Lawrence Juen-Yee Lau as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 7 | Elect Cesar Velasquez Purisima as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 20-May-21 | 13-May-21 | Confirmed | 77,686 | Management | 9B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 3a | Elect Yang Siu Shun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Special | 20-May-21 | 13-May-21 | Confirmed | 44,451 | Management | 1 | Adopt Share Option Plan of China Literature Limited | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 1 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 2 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 3 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 4 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 5 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 6 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 7 | Approve Remuneration of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 9 | Approve Adjustment to Allowance of Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 10 | Approve Related Party Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 11 | Approve Guarantee Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 12 | Approve Application of Credit Lines | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 13 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 14 | Approve Proposal on Repurchase and Cancellation of Performance Shares Deliberated at the 21st Meeting of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 15 | Approve Proposal on Repurchase and Cancellation of Performance Shares Deliberated at the 28th Meeting of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 16 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 21-May-21 | 14-May-21 | Confirmed | 13,908 | Management | 17 | Approve Additional Raised Funds Investment Project and Change in Usage of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 1 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 3 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 4 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 5 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 6 | Approve Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 7 | Approve Draft and Summary on Long-term Incentive Shareholding Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 8 | Approve Management Method of Long-term Incentive Shareholding Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 9 | Approve Authorization of the Board to Handle All Related Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 10 | Amend Information Disclosure Affairs Management System | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 11 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 12 | Approve Use of Idle Own Funds to Invest in Financial Products | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 13 | Approve Use of Idle Raised Funds to Invest in Financial Products | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 14 | Approve Amendments to Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 15 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 16 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 17 | Amend External Guarantee Management System | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 18 | Amend Related Party Transaction Decision-making System | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Management | 19 | Amend the Management System for the Use of Raised Funds | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.1 | Elect Zhu Xingming as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.2 | Elect Li Juntian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.3 | Elect Song Junen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.4 | Elect Zhou Bin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.5 | Elect Liu Yuchuan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 20.6 | Elect Zhao Jinrong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.1 | Elect Zhang Taowei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.2 | Elect Zhao Jinlin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 21.3 | Elect Huang Pei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 22.1 | Elect Bai Ziping as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Inovance Technology Co., Ltd. | 300124 | China | Y7744Z101 | Annual | 24-May-21 | 18-May-21 | Confirmed | 23,990 | Share Holder | 22.2 | Elect Lu Songquan as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 1 | Approve Annual Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 2 | Approve Allocation of Income and Dividends of RUB 387.15 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.1 | Elect Mariia Gordon as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.2 | Elect Pavel Grachev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.3 | Elect Edward Dowling as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.4 | Elect Said Kerimov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.5 | Elect Sergei Nosov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.6 | Elect Vladimir Polin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.7 | Elect Kent Potter as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.8 | Elect Mikhail Stiskin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 3.9 | Elect William Champion as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 4 | Ratify RAS Auditor | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Polyus PJSC | PLZL | Russia | X59432108 | Annual | 27-May-21 | 04-May-21 | Confirmed | 1,662 | Management | 5 | Ratify IFRS Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 1 | Re-elect Daniel Meintjes as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 2 | Re-elect Petrus Mouton as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 3 | Re-elect Jean Pierre Verster as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 4 | Elect Cora Fernandez as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 5 | Elect Stan du Plessis as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 6 | Elect Vusi Mahlangu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 7 | Reappoint PricewaterhouseCoopers Inc as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 8 | Reappoint Deloitte & Touche as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 9 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 10 | Authorise Board to Issue Shares for Cash | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 11 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 12 | Approve Implementation Report of Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 13 | Amend Share Trust Deed | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 1 | Approve Non-executive Directors' Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 2 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Capitec Bank Holdings Ltd. | CPI | South Africa | S15445109 | Annual | 28-May-21 | 21-May-21 | Confirmed | 4,512 | Management | 4 | Approve Financial Assistance in Respect of the Restricted Share Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Chailease Holding Co., Ltd. | 5871 | Cayman Islands | G20288109 | Annual | 28-May-21 | 29-Mar-21 | Confirmed | 47,000 | Management | 4 | Approve the Issuance of New Shares by Capitalization of Profit | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a1 | Elect Xiao Hua as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a2 | Elect Wu Bijun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3a3 | Elect Mei Wenjue as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 28-May-21 | 24-May-21 | Confirmed | 58,402 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 1 | Approve Issuance of H Class Shares and Listing in Hong Kong Stock Exchange | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.2 | Approve Issue Time | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.3 | Approve Issue Manner | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.4 | Approve Issue Size | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.5 | Approve Manner of Pricing | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.6 | Approve Target Subscribers | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 2.7 | Approve Principles of Offering | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 3 | Approve Plan on Usage of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 4 | Approve Distribution Arrangement of Cumulative Earnings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 5 | Approve Resolution Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 6 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 7 | Elect Ge Ming as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 9 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 11 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 12 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 13 | Amend Rules and Procedure of the Audit Committee of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 14 | Amend Rules and Procedure of the Nomination Committee of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 15 | Amend Rules and Procedure of the Remuneration and Appraisal Committee of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tourism Group Duty Free Corp. Ltd. | 601888 | China | Y149A3100 | Special | 31-May-21 | 24-May-21 | Confirmed | 6,151 | Management | 16 | Amend Rules and Procedure of the Strategy Committee of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | TXC Corp. | 3042 | Taiwan | Y90156103 | Annual | 31-May-21 | 01-Apr-21 | Confirmed | 108,407 | Management | 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.1 | Elect Director Luis Frias | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.2 | Elect Director Maria Judith de Brito | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.3 | Elect Director Eduardo Alcaro | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.5 | Elect Director Cleveland Prates Teixeira | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.6 | Elect Director Marcia Nogueira de Mello | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 2.7 | Elect Director Ricardo Dutra da Silva | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 3 | Amend Restricted Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PagSeguro Digital Ltd. | PAGS | Cayman Islands | G68707101 | Annual | 01-Jun-21 | 22-Apr-21 | Confirmed | 10,050 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3a | Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3b | Elect Yau Ka Chi as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 3c | Elect Simon Dominic Stevens as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 02-Jun-21 | 27-May-21 | Confirmed | 103,021 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 1 | Approve Business Operations Report and Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 3 | Amend Rules and Procedures for Election of Directors and Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 03-Jun-21 | 01-Apr-21 | Confirmed | 1,950 | Management | 5 | Approve Issuance of Restricted Stocks | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 1.1 | Elect Director Arkadiy Dobkin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 1.2 | Elect Director Robert E. Segert | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | EPAM Systems, Inc. | EPAM | USA | 29414B104 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 2,409 | Management | 5 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 1.1 | Elect Director Nicolas Galperin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 1.2 | Elect Director Henrique Dubugras | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-21 | 12-Apr-21 | Confirmed | 243 | Management | 3 | Ratify Deloitte & Co. S.A as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 2 | Approve Amendment to Rules and Procedures for Election of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 3 | Approve Issuance of Restricted Stocks | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 08-Jun-21 | 09-Apr-21 | Confirmed | 30,379 | Management | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 5 | Approve Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 6 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 7 | Approve Report of the Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 09-Jun-21 | 31-May-21 | Confirmed | 2,472 | Management | 8 | Approve to Appoint Financial Auditor and Internal Control Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 1 | Approve Business Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 3 | Approve Cash Distribution from Capital Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 4 | Approve Issuance of Restricted Stock Awards | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.1 | Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.2 | Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.3 | Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.4 | Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.5 | Elect Joe Chen with Shareholder No. 157 as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.6 | Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.7 | Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 5.8 | Elect Ming-Je Tang with ID No. A100065XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 10-Jun-21 | 09-Apr-21 | Confirmed | 18,196 | Management | 6 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 2 | Confirm Interim Dividends and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tata Consultancy Services Limited | 532540 | India | Y85279100 | Annual | 10-Jun-21 | 03-Jun-21 | Confirmed | 18,737 | Management | 3 | Reelect N Chandrasekaran as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 1 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.1 | Elect YANCEY HAI, with SHAREHOLDER NO.38010, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.2 | Elect MARK KO, with Shareholder No. 15314, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.3 | Elect BRUCE CH CHENG, with SHAREHOLDER NO.1, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.4 | Elect PING CHENG, with SHAREHOLDER NO.43, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.5 | Elect SIMON CHANG, with SHAREHOLDER NO.19, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.6 | Elect VICTOR CHENG, with SHAREHOLDER NO.44, as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.7 | Elect JI-REN LEE, with ID NO.Y120143XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.8 | Elect SHYUE-CHING LU, with ID NO.H100330XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.9 | Elect ROSE TSOU, with ID NO.E220471XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 3.10 | Elect JACK J.T. HUANG, with ID NO.A100320XXX, as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Delta Electronics, Inc. | 2308 | Taiwan | Y20263102 | Annual | 11-Jun-21 | 12-Apr-21 | Confirmed | 74,826 | Management | 4 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1a | Elect Li Ning as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1b | Elect Li Qilin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.1c | Elect Su Jing Shyh, Samuel as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 3.2 | Authorize Board to Fix the Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 4 | Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 11-Jun-21 | 07-Jun-21 | Confirmed | 58,295 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 1 | Elect Director Donald W. Glazer | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 2 | Elect Director Michael Goller | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 3 | Elect Director Thomas Malley | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 4 | Elect Director Corazon (Corsee) D. Sanders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 7 | Approve Connected Person Placing Authorization I | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 8 | Approve Connected Person Placing Authorization IA | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 9 | Approve Connected Person Placing Authorization II | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 10 | Approve Connected Person Placing Authorization IIA | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 11 | Approve Direct Purchase Option | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 12 | Approve Grant of Restricted Shares Unit to John V. Oyler | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 16 | Amend Articles | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | BeiGene, Ltd. | 6160 | Cayman Islands | 07725L102 | Annual | 16-Jun-21 | 19-Apr-21 | Confirmed | 842 | Management | 17 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 2a | Elect William Robert Keller as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 2b | Elect Teh-Ming Walter Kwauk as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 3 | Elect Ning Zhao as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 4 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman) Inc. | 2269 | Cayman Islands | G97008117 | Annual | 16-Jun-21 | 09-Jun-21 | Confirmed | 21,379 | Management | 17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 2 | Approve Management of Company and Grant Discharge to Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 3 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 4 | Approve Dividend Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 5 | Approve Annual Bonus by Means of Profit Distribution to Executives and Key Personnel | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 6 | Advisory Vote on Remuneration Report | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 7 | Amend Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 8 | Approve Suitability Policy for Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.1 | Ratify Director Appointment | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.2.1 | Elect Nicole Conrad-Forker as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 9.2.2 | Elect Vasiliki Karagianni as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 10 | Approve Type, Composition, and Term of the Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 11 | Authorize Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Annual | 17-Jun-21 | 11-Jun-21 | Confirmed | 14,085 | Management | 12 | Receive Audit Committee's Activity Report | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 1 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 2 | Approve Issuance of Debt Financing Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 3 | Approve Financial Leasing Business | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 4 | Approve Provision of Financing Guarantee to Controlled Subsidiary and Related Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 5 | Approve Provision of Guarantee to Wholly-owned Subsidiary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 6 | Approve Employee Share Purchase Plan and Its Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 7 | Approve Management Method of Employee Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Management | 8 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 18-Jun-21 | 09-Jun-21 | Confirmed | 78,300 | Share Holder | 9 | Approve Provision of Guarantee for Wholly-owned Overseas Subsidiary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 2 | Confirm Special Dividend, Interim Dividend and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 3 | Reelect Dev Bajpai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 4 | Reelect Wilhelmus Uijen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 5 | Reelect Ritesh Tiwari as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 22-Jun-21 | 15-Jun-21 | Confirmed | 5,666 | Management | 6 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-21 | 23-Apr-21 | Confirmed | 107,999 | Management | 3 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 2 | Elect Wang Huiwen as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 3 | Elect Lau Chi Ping Martin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 4 | Elect Neil Nanpeng Shen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 5 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10a | Approve Tencent Subscription Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan | 3690 | Cayman Islands | G59669104 | Annual | 23-Jun-21 | 17-Jun-21 | Confirmed | 16,273 | Management | 11 | Amend Memorandum and Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1a | Elect William Lei Ding as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1b | Elect Alice Yu-Fen Cheng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1c | Elect Denny Ting Bun Lee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1d | Elect Joseph Tze Kay Tong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1e | Elect Lun Feng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 1f | Elect Michael Man Kit Leung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NetEase, Inc. | 9999 | Cayman Islands | G6427A102 | Annual | 23-Jun-21 | 18-May-21 | Confirmed | 22,388 | Management | 3 | Amend Memorandum and Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 206.14 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.1 | Elect Director Inaba, Yoshiharu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.2 | Elect Director Yamaguchi, Kenji | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.3 | Elect Director Michael J. Cicco | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.4 | Elect Director Tsukuda, Kazuo | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.5 | Elect Director Sumikawa, Masaharu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 3.6 | Elect Director Yamazaki, Naoko | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.1 | Elect Director and Audit Committee Member Kohari, Katsuo | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.2 | Elect Director and Audit Committee Member Mitsumura, Katsuya | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.3 | Elect Director and Audit Committee Member Imai, Yasuo | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.4 | Elect Director and Audit Committee Member Yokoi, Hidetoshi | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 4.5 | Elect Director and Audit Committee Member Tomita, Mieko | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | FANUC Corp. | 6954 | Japan | J13440102 | Annual | 24-Jun-21 | 31-Mar-21 | Confirmed | 2,519 | Management | 7 | Approve Restricted Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.3 | Elect Toby Trister Gati as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.6 | Elect Boris Porfirev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 3 | Elect Vagit Alekperov as President | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 4.1 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 4.2 | Approve Remuneration of New Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 5 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 6 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 8,027 | Management | 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.3 | Elect Toby Trister Gati as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.6 | Elect Boris Porfirev as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 3 | Elect Vagit Alekperov as President | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 4.1 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 4.2 | Approve Remuneration of New Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 5 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 6 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 24-Jun-21 | 28-May-21 | Confirmed | 355 | Management | 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 1a | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 1b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 2 | Approve Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 3 | Elect Nikhil R. Meswani as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 4 | Elect Pawan Kumar Kapil as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 5 | Reelect Shumeet Banerji as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Ltd. | 500325 | India | Y72596102 | Annual | 24-Jun-21 | 17-Jun-21 | Confirmed | 34,829 | Management | 6 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 1 | Declassify the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 2 | Amend Articles | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 3 | Amend Articles to Adopt the Fifth Amendment of Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zai Lab Limited | 9688 | Cayman Islands | 98887Q104 | Annual | 24-Jun-21 | 27-Apr-21 | Confirmed | 2,004 | Management | 4 | Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 1 | Approve Work Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 2 | Approve Work Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 3 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 4 | Approve Audited Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 5 | Approve Profit Appropriation Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 7 | Approve Related Party Transaction Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 8 | Elect Li Chaoxian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 9 | Elect Shi Yongdong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Share Holder | 10 | Elect Guo Xikun as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 11 | Approve Medium-Term Capital Management Plan for 2021-2023 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 12 | Approve Redemption of Capital Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 13 | Approve Authorization to Issue Capital Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Merchants Bank Co., Ltd. | 3968 | China | Y14896115 | Annual | 25-Jun-21 | 17-Jun-21 | Confirmed | 105,235 | Management | 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 1 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 2 | Approve Share Sub-Division | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 3 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Huazhu Group Limited | 1179 | Cayman Islands | 44332N106 | Annual | 25-Jun-21 | 17-May-21 | Confirmed | 12,053 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 2 | Approve Plan on Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 3 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 4 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.1 | Elect Zeng Song-Zhu, with SHAREHOLDER NO.15 as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.2 | Elect Zenglu Min-hua, with SHAREHOLDER NO.18 as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.3 | Elect Zeng Song-Ling, with SHAREHOLDER NO.16 as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.4 | Elect Lo Tsai-Jen, with SHAREHOLDER NO.519 as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.5 | Elect Zeng Hui-Juan, a Representative of Dingcheng Investment Co Ltd, with SHAREHOLDER NO.24746, as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.6 | Elect Zheng Wen-Xiang, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.7 | Elect YUAN QI-BIN, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.8 | Elect Lai Ru-Ding, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.9 | Elect Tseng Ching-Cheng, a Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.10 | Elect CHEN SHUI-JIN, with SHAREHOLDER NO.P120616XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.11 | Elect CHEN JIAN-NAN, with SHAREHOLDER NO.E121399XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.12 | Elect Wu-Ying Tsai, with SHAREHOLDER NO.521 as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 5.13 | Elect Shin-Jung LEI, with SHAREHOLDER NO.Q222744XXX as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Merida Industry Co., Ltd. | 9914 | Taiwan | Y6020B101 | Annual | 25-Jun-21 | 26-Apr-21 | Confirmed | 14,392 | Management | 6 | Approve Release of Restrictions of Competitive Activities of Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 1 | Ratify Licio Tavares Angelo Cintra as Director | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 2 | Amend Article 32 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 3 | Fix Number of Directors at Nine | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 4 | Approve Classification of Marcio Luis Simoes Utsch and Plinio Villares Musetti as Independent Directors | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 5 | Elect Directors | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.1 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.2 | Percentage of Votes to Be Assigned - Elect Jorge Fontoura Pinheiro Koren de Lima as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.3 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima Junior as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.4 | Percentage of Votes to Be Assigned - Elect Geraldo Luciano Mattos Junior as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.5 | Percentage of Votes to Be Assigned - Elect Licio Tavares Angelo Cintra as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.6 | Percentage of Votes to Be Assigned - Elect Irlau Machado Filho as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.7 | Percentage of Votes to Be Assigned - Elect Christopher Riley Gordon as Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.8 | Percentage of Votes to Be Assigned - Elect Marcio Luiz Simoes Utsch as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 8.9 | Percentage of Votes to Be Assigned - Elect Plinio Villares Musetti as Independent Director | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 9 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | ��28-Jun-21 | Confirmed | 83,800 | Management | 10 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hapvida Participacoes e Investimentos SA | HAPV3 | Brazil | P5R526106 | Extraordinary Shareholders | 28-Jun-21 | Confirmed | 83,800 | Management | 12 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 1 | Approve Legal Merger of Yandex B.V. with Yandex.Market B.V. | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 2 | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 3 | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 4 | Reelect John Boynton as Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 5 | Reelect Esther Dyson as Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 6 | Reelect Ilya Strebulaev as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 7 | Elect Alexander Moldovan as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 8 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 9 | Grant Board Authority to Issue Class A Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yandex NV | YNDX | Netherlands | N97284108 | Annual | 28-Jun-21 | 31-May-21 | Confirmed | 5,525 | Management | 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 1 | Approve 2020 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 2 | Approve 2020 Report of the Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 3 | Approve 2020 Independent Auditor's Report and Audited Financial Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 4 | Approve 2020 Loss Recovery Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 5 | Approve Provision of Financing Guarantees by the Company to Chalco Hong Kong Investment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 6 | Approve Provision of Financing Guarantees by the Company and Chalco Shandong to Xinghua Technology | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 7 | Approve 2021 Remuneration of Directors and Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 8 | Approve Renewal of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 9 | Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 10 | Approve Issuance of Domestic Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 11 | Approve Issuance of Overseas Bonds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Management | 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.1 | Elect Liu Jianping as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.2 | Elect Jiang Tao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.3 | Elect Ou Xiaowu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 13.4 | Elect Zhang Jilong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.1 | Elect Qiu Guanzhou as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.2 | Elect Yu Jinsong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aluminum Corporation of China Limited | 2600 | China | Y0094N109 | Annual | 29-Jun-21 | 28-May-21 | Confirmed | 693,555 | Share Holder | 14.3 | Elect Chan Yuen Sau Kelly as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 1 | Accept Financial Statements and Statutory Reports and Audited Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 3 | Reelect Abhay Vakil as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 4 | Reelect Jigish Choksi as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 5 | Approve Deloitte Haskins & Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 6 | Reelect R. Seshasayee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 7 | Approve R. Seshasayee to Continue Office as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 8 | Approve Asian Paints Employee Stock Option Plan 2021 and Grant of Options to Eligible Employees of the Company | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 9 | Approve Grant of Stock Options to the Eligible Employees of the Company's Subsidiaries under the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 10 | Approve Secondary Acquisition of Shares Through Trust Route for the Implementation of the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 11 | Approve Grant of Stock Options to Amit Syngle as Managing Director and CEO under the Asian Paints Employee Stock Option Plan 2021 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 12 | Approve Maintenance of Register of Members and Related Books at a Place Other Than the Registered Office of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Asian Paints Limited | 500820 | India | Y03638114 | Annual | 29-Jun-21 | 22-Jun-21 | Confirmed | 11,630 | Management | 13 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Beijing Oriental Yuhong Waterproof Technology Co., Ltd. | 002271 | China | Y07729109 | Special | 29-Jun-21 | 22-Jun-21 | Confirmed | 32,500 | Management | 1 | Approve Establishment of Wholly-owned Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 1 | Elect Director Lim Ah Doo | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 2 | Elect Director Chang Sun | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 3 | Elect Director Judy Qing Ye | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 4 | Ratify KPMG Huazhen LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 6 | Amend Certificate of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | 9698 | Cayman Islands | 36165L108 | Annual | 29-Jun-21 | 04-Jun-21 | Confirmed | 5,025 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
Mawer Investment Management, Ltd.
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 3 | Approve Special Interim Dividend | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 4 | Reelect Kaizad Bharucha as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 5 | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 6 | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 7 | Reelect Malay Patel as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 9 | Elect Renu Karnad as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/18/2020 | India | Y3119P190 | Annual | 07/11/2020 | 90,648 | Y3119P190 | 12 | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 1 | Amend Articles to Amend Business Lines | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.1 | Elect Director Tsuruha, Tatsuru | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.2 | Elect Director Tsuruha, Jun | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.3 | Elect Director Goto, Teruaki | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.4 | Elect Director Ogawa, Hisaya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.5 | Elect Director Mitsuhashi, Shinya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.6 | Elect Director Murakami, Shoichi | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.7 | Elect Director Atsumi, Fumiaki | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.8 | Elect Director Abe, Mitsunobu | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.9 | Elect Director Okada, Motoya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.10 | Elect Director Fujii, Fumiyo | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.11 | Elect Director Sato, Harumi | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 2.12 | Elect Director Yahata, Masahiro | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 3 | Appoint Alternate Statutory Auditor Yamazaki, Mikine | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/11/2020 | Japan | J9348C105 | Annual | 05/15/2020 | 15,700 | J9348C105 | 4 | Approve Stock Option Plan | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon Plc | AON | 08/26/2020 | Ireland | G0403H108 | Special | 06/30/2020 | 18,100 | G0403H108 | 1 | Approve the Issuance of the Aggregate Scheme Consideration | Mgmt | For | For |
Aon Plc | AON | 08/26/2020 | Ireland | G0403H108 | Special | 06/30/2020 | 18,100 | G0403H108 | 2 | Adjourn Meeting | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 2 | Approve Final Dividend | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 3 | Approve Remuneration Report | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 4 | Re-elect Paul Walker as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 5 | Re-elect Andrew Williams as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 6 | Re-elect Adam Meyers as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 7 | Re-elect Daniela Barone Soares as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 8 | Re-elect Roy Twite as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 9 | Re-elect Tony Rice as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 10 | Re-elect Carole Cran as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 11 | Re-elect Jo Harlow as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 12 | Re-elect Jennifer Ward as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 13 | Re-elect Marc Ronchetti as Director | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 16 | Authorise Issue of Equity | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Halma Plc | HLMA | 09/04/2020 | United Kingdom | G42504103 | Annual | 09/02/2020 | 50,189 | G42504103 | 22 | Adopt New Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | Meeting for ADR Holders | Mgmt | |||
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1a | Elect William Lei Ding as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1b | Elect Alice Yu-Fen Cheng as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1c | Elect Denny Ting Bun Lee as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1d | Elect Joseph Tze Kay Tong as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1e | Elect Lun Feng as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1f | Elect Michael Man Kit Leung as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 1g | Elect Michael Sui Bau Tong as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 09/25/2020 | Cayman Islands | G6427A102 | Annual | 08/26/2020 | 2,210 | G6427A102 | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 2 | Approve Remuneration Report | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 3 | Approve Remuneration Policy | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 4 | Approve Final Dividend | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 5 | Elect Melissa Bethell as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 6 | Re-elect Javier Ferran as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 7 | Re-elect Susan Kilsby as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 8 | Re-elect Lady Mendelsohn as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 9 | Re-elect Ivan Menezes as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 10 | Re-elect Kathryn Mikells as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 11 | Re-elect Alan Stewart as Director | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 15 | Authorise Issue of Equity | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 16 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 17 | Approve Diageo 2020 Sharesave Plan | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 18 | Approve Diageo Deferred Bonus Share Plan | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 19 | Authorise the Company to Establish International Share Plans | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 23 | Adopt New Articles of Association | Mgmt | For | For |
Diageo Plc | DGE | 09/28/2020 | United Kingdom | G42089113 | Annual | 09/24/2020 | 35,418 | G42089113 | 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | Meeting for ADR Holders | Mgmt | |||
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 1 | Amend Articles of Association | Mgmt | For | For |
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.1 | Elect Maggie Wei Wu as Director | Mgmt | For | For |
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.2 | Elect Kabir Misra as Director | Mgmt | For | For |
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 2.3 | Elect Walter Teh Ming Kwauk as Director | Mgmt | For | For |
Alibaba Group Holding Limited | 9988 | 09/30/2020 | Cayman Islands | G01719114 | Annual | 08/17/2020 | 5,700 | G01719114 | 3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 1 | Open Meeting | Mgmt | ||
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 5.1 | Designate Axel Martensson as Inspector of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 5.2 | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 7 | Approve Extra Dividends of SEK 1.85 Per Share | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 11/24/2020 | Sweden | W0817X204 | Special | 11/16/2020 | 107,664 | W0817X204 | 8 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | Postal Ballot | Mgmt | |||
HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | 1 | Elect Sashidhar Jagdishan as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 12/01/2020 | India | Y3119P190 | Special | 10/30/2020 | 101,823 | Y3119P190 | 2 | Approve Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Recordati SpA | REC | 12/17/2020 | Italy | T78458139 | Special | 12/08/2020 | 40,929 | T78458139 | Extraordinary Business | Mgmt | |||
Recordati SpA | REC | 12/17/2020 | Italy | T78458139 | Special | 12/08/2020 | 40,929 | T78458139 | 1 | Approve the Reverse Merger by Absorption of Rossini Investimenti SpA and Fimei SpA into Recordati SpA | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 1 | Approve Remuneration of Directors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 2 | Approve Remuneration of Supervisors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.01 | Elect Cho Tak Wong as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.02 | Elect Tso Fai as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.03 | Elect Ye Shu as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.04 | Elect Chen Xiangming as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.05 | Elect Zhu Dezhen as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 3.06 | Elect Wu Shinong as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | ELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.01 | Elect Cheung Kit Man Alison as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.02 | Elect Liu Jing as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 4.03 | Elect Qu Wenzhou as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 5.01 | Elect Ma Weihua as Supervisor | SH | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 01/15/2021 | China | Y2680G100 | Special | 12/14/2020 | 138,400 | Y2680G100 | 5.02 | Elect Chen Mingsen as Supervisor | SH | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 1 | Approve Migration of the Participating Securities to Euroclear Bank's Central Securities Depository | Mgmt | For | For |
Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 2 | Amend Articles of Association | Mgmt | For | For |
Kerry Group Plc | KRZ | 01/28/2021 | Ireland | G52416107 | Special | 01/26/2021 | 5,481 | G52416107 | 3 | Authorise Company to Take All Actions to Implement the Migration | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 3 | Approve Remuneration Report | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 4 | Elect Ian Meakins as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 6 | Re-elect Gary Green as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 7 | Re-elect Karen Witts as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 8 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 9 | Re-elect John Bason as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 10 | Re-elect Stefan Bomhard as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 11 | Re-elect John Bryant as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 12 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 13 | Re-elect Nelson Silva as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 14 | Re-elect Ireena Vittal as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 18 | Authorise Issue of Equity | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 22 | Adopt New Articles of Association | Mgmt | For | For |
Compass Group Plc | CPG | 02/04/2021 | United Kingdom | G23296208 | Annual | 02/02/2021 | 82,635 | G23296208 | 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Mgmt | For | For |
Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 2 | Adopt New Articles of Association | Mgmt | For | For |
Glanbia Plc | GL9 | 02/11/2021 | Ireland | G39021103 | Special | 02/09/2021 | 92,604 | G39021103 | 3 | Authorise Company to Take All Actions to Implement the Migration | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | Special Meeting Agenda | Mgmt | |||
Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 1 | Open Meeting and Announcements | Mgmt | ||
Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 2 | Elect Alexander Matthey to Management Board | Mgmt | For | For |
Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 02/12/2021 | Netherlands | N3501V104 | Special | 01/15/2021 | 805 | N3501V104 | 4 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | RESOLUTIONS IN RELATION TO THE PLAN FOR THE ISSUANCE OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.1 | Approve Class and Par Value of the Shares to be Issued | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.2 | Approve Method and Time of Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.3 | Approve Target Subscribers and Subscription Method | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.4 | Approve Issue Price and Pricing Method | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.5 | Approve Number of Shares to be Issued | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.6 | Approve Distribution Plan for the Accumulated Profits Before the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.7 | Approve Place of Listing of Shares Under the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.8 | Approve Use of Proceeds | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.9 | Approve Validity Period of the Resolution in Relation to the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 2 | Approve Grant of Mandate to the Board of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 3 | Amend Articles of Association | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 4 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 5 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | CLASS MEETING FOR HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | RESOLUTIONS IN RELATION TO THE PLAN FOR THE ISSUANCE OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.1 | Approve Class and Par Value of the Shares to be Issued | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.2 | Approve Method and Time of Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.3 | Approve Target Subscribers and Subscription Method | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.4 | Approve Issue Price and Pricing Method | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.5 | Approve Number of Shares to be Issued | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.6 | Approve Distribution Plan for the Accumulated Profits Before the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.7 | Approve Place of Listing of Shares Under the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.8 | Approve Use of Proceeds | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 1.9 | Approve Validity Period of the Resolution in Relation to the Issuance | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 2 | Approve Grant of Mandate to the Board of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 02/26/2021 | China | Y2680G100 | Special | 01/25/2021 | 96,800 | Y2680G100 | 3 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | Meeting for ADR Holders | Mgmt | |||
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 6.3 | Approve Remuneration Report | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.2 | Reelect Nancy Andrews as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.3 | Reelect Ton Buechner as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.4 | Reelect Patrice Bula as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.5 | Reelect Elizabeth Doherty as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.6 | Reelect Ann Fudge as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.7 | Reelect Bridgette Heller as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.8 | Reelect Frans van Houten as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.9 | Reelect Simon Moroney as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.10 | Reelect Andreas von Planta as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.11 | Reelect Charles Sawyers as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.12 | Elect Enrico Vanni as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 7.13 | Reelect William Winters as Director | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.4 | Reappoint William Winters as Member of the Compensation Committee | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Mgmt | For | Against |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 9 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 10 | Designate Peter Zahn as Independent Proxy | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 11 | Amend Articles Re: Board of Directors Tenure | Mgmt | For | For |
Novartis AG | NOVN | 03/02/2021 | Switzerland | H5820Q150 | Annual | 01/22/2021 | 17,980 | H5820Q150 | 12 | Transact Other Business (Voting) | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
IHS Markit Ltd. | INFO | 03/11/2021 | Bermuda | G47567105 | Special | 01/19/2021 | 10,130 | G47567105 | 1 | Approve Merger Agreement | Mgmt | For | For |
IHS Markit Ltd. | INFO | 03/11/2021 | Bermuda | G47567105 | Special | 01/19/2021 | 10,130 | G47567105 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.1.1 | Elect Park Byung-gook as Outside Director | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.1.2 | Elect Kim Jeong as Outside Director | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.1 | Elect Kim Kinam as Inside Director | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.2 | Elect Kim Hyun-suk as Inside Director | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 2.2.3 | Elect Koh Dong-jin as Inside Director | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Mgmt | For | For |
Samsung Electronics Co., Ltd. | 005930 | 03/17/2021 | South Korea | Y74718100 | Annual | 12/31/2020 | 32,469 | Y74718100 | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 1 | Receive Report of Board | Mgmt | ||
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 3 | Approve Allocation of Income | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.a | Reelect Peter Schutze (Chair) as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.b | Reelect Morten Hubbe (Vice Chair) as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.c | Reelect Herve Couturier as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.d | Reelect Simon Jeffreys as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.e | Reelect Adam Warby as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.f | Reelect Joan Binstock as Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 5.g | Elect Susan Standiford as New Director | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7b | Approve Remuneration of Directors | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7c.a | Amend Corporate Purpose | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 7c.b | Authorize Share Repurchase Program | Mgmt | For | For |
SimCorp A/S | SIM | 03/24/2021 | Denmark | K8851Q129 | Annual | 03/17/2021 | 12,314 | K8851Q129 | 8 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 1 | Open Meeting | Mgmt | ||
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 3.1 | Designate Carina Sverin as Inspector of Minutes of Meeting | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 3.2 | Designate Carina Silberg as Inspector of Minutes of Meeting | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 4 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 5 | Approve Agenda of Meeting | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 7 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 9 | Approve Allocation of Income and Dividends of SEK 4.10 Per Share | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 10 | Approve Remuneration Report | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.1 | Approve Discharge of Board Member Jon Fredrik Baksaas | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.2 | Approve Discharge of Board Member Hans Biorck | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.3 | Approve Discharge of Board Chairman Par Boman | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.4 | Approve Discharge of Board Member Kerstin Hessius | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.5 | Approve Discharge of Board Member Lisa Kaae | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.6 | Approve Discharge of Board Member Fredrik Lundberg | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.7 | Approve Discharge of Board Member Ulf Riese | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.8 | Approve Discharge of Board Member Arja Taaveniku | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.9 | Approve Discharge of Board Member Carina Akerstrom | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.10 | Approve Discharge of Board Member Jan-Erik Hoog | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.11 | Approve Discharge of Board Member Ole Johansson | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.12 | Approve Discharge of Board Member Bente Rathe | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.13 | Approve Discharge of Board Member Charlotte Skog | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.14 | Approve Discharge of Employee Representative Anna Hjelmberg | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.15 | Approve Discharge of Employee Representative Lena Renstrom | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.16 | Approve Discharge of Employee Representative, Deputy Stefan Henricson | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.17 | Approve Discharge of Employee Representative, Deputy Charlotte Uriz | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 11.18 | Approve Discharge of President Carina Akerstrom | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 12 | Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 13 | Authorize Share Repurchase Program | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 14 | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 15 | Amend Articles of Association Re: Postal Ballots; Editorial Changes | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 16 | Determine Number of Directors (9) | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 17 | Determine Number of Auditors (2) | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 18.1 | Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 715,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 18.2 | Approve Remuneration of Auditors | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.1 | Reelect Jon-Fredrik Baksaas as Director | Mgmt | For | Against |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.2 | Elect Stina Bergfors as New Director | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.3 | Reelect Hans Biorck as Director | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.4 | Reelect Par Boman as Director | Mgmt | For | Against |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.5 | Reelect Kerstin Hessius as Director | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.6 | Reelect Fredrik Lundberg as Director | Mgmt | For | Against |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.7 | Reelect Ulf Riese as Director | Mgmt | For | Against |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.8 | Reelect Arja Taaveniku as Director | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 19.9 | Reelect Carina Akerstrom as Director | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 20 | Reelect Par Boman as Chairman | Mgmt | For | Against |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 21.1 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 21.2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 22 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 23 | Appoint Auditors in Foundations without Own Management | Mgmt | For | For |
Svenska Handelsbanken AB | SHB.A | 03/24/2021 | Sweden | W9112U104 | Annual | 03/16/2021 | 142,697 | W9112U104 | 24 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.1 | Elect Director Owen Mahoney | Mgmt | For | For |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.2 | Elect Director Uemura, Shiro | Mgmt | For | For |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.3 | Elect Director Patrick Soderlund | Mgmt | For | For |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 1.4 | Elect Director Kevin Mayer | Mgmt | For | For |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 2 | Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Mgmt | For | For |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 3 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 4 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against |
NEXON Co., Ltd. | 3659 | 03/25/2021 | Japan | J4914X104 | Annual | 12/31/2020 | 18,000 | J4914X104 | 5 | Approve Stock Option Plan | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 1 | Receive Report of Board | Mgmt | ||
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 2 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of DKK 20 Per Share | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5a.1 | Allow Shareholder Meetings to be Held by Electronic Means Only | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5a.2 | Allow Electronic Distribution of Company Communication | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5c | Approve Remuneration of Directors | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | Shareholder Proposal Submitted by Thomas Meinert Larsen | Mgmt | |||
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 5d | For Topdanmark to Join the International Investor Coalition Net Zero Asset Owner Alliance | SH | Against | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | Management Proposals | Mgmt | |||
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6a | Reelect Anne Louise Eberhard as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6b | Reelect Cristina Lage as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6c | Reelect Petri Niemisvirta as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6d | Reelect Morten Thorsrud as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6e | Reelect Ricard Wennerklint as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 6f | Reelect Jens Aalose as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 7 | Ratify KPMG as Auditors | Mgmt | For | For |
Topdanmark A/S | TOP | 03/25/2021 | Denmark | K96213176 | Annual | 03/18/2021 | 26,593 | K96213176 | 8 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 2 | Approve Final Dividend | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 3 | Approve Directors' Remuneration | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 5 | Elect Piyush Gupta as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 6 | Elect Punita Lal as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 7 | Elect Anthony Lim Weng Kin as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 8 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Mgmt | For | Against | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 9 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Mgmt | For | Against | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 11 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 03/30/2021 | Singapore | Y20246107 | Annual | 75,800 | Y20246107 | 12 | Authorize Share Repurchase Program | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 1 | Receive Report of Board | Mgmt | ||
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.a | Reelect Deirdre P. Connelly as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.b | Reelect Pernille Erenbjerg as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.c | Reelect Rolf Hoffmann as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.d | Reelect Paolo Paoletti as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.e | Reelect Jonathan Peacock as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 5.f | Reelect Anders Gersel Pedersen as Director | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.a | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.b | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.c | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.d | Authorize Share Repurchase Program | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.e | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.f | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 7.g | Allow Shareholder Meetings to be Held by Electronic Means Only | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For |
Genmab A/S | GMAB | 04/13/2021 | Denmark | K3967W102 | Annual | 04/06/2021 | 1,269 | K3967W102 | 9 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | Ordinary Business | Mgmt | |||
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 5 | Reelect Antoine Arnault as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 6 | Reelect Nicolas Bazire as Director | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 7 | Reelect Charles de Croisset as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 8 | Reelect Yves-Thibault de Silguy as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 9 | Appoint Olivier Lenel as Alternate Auditor | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 12 | Approve Compensation of Corporate Officers | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 15 | Approve Remuneration Policy of Directors | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 16 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 17 | Approve Remuneration Policy of Vice-CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | Extraordinary Business | Mgmt | |||
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 04/15/2021 | France | F58485115 | Annual/Special | 04/13/2021 | 5,903 | F58485115 | 30 | Amend Article 22 of Bylaws Re: Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 1.2 | Approve Remuneration Report | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.e | Reelect Pablo Isla as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.f | Reelect Ann Veneman as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.g | Reelect Eva Cheng as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.h | Reelect Patrick Aebischer as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.j | Reelect Kimberly Ross as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.k | Reelect Dick Boer as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.l | Reelect Dinesh Paliwal as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.1.m | Reelect Hanne Jimenez de Mora as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.2 | Elect Lindiwe Sibanda as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Against | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 7 | Approve Climate Action Plan | Mgmt | For | For | |
Nestle SA | NESN | 04/15/2021 | Switzerland | H57312649 | Annual | 14,111 | H57312649 | 8 | Transact Other Business (Voting) | Mgmt | Against | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | Ordinary Business | Mgmt | |||
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 1a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 1b | Approve Allocation of Income | Mgmt | For | For |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 2a | Approve Remuneration Policy | Mgmt | For | Against |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 2b | Approve Second Section of the Remuneration Report | Mgmt | For | For |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 3 | Approve Stock Option Plan | Mgmt | For | Against |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Recordati SpA | REC | 04/20/2021 | Italy | T78458139 | Annual | 04/09/2021 | 42,894 | T78458139 | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 3 | Approve Discharge of Board of Directors | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.1 | Reelect Paul Haelg as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.2 | Reelect Monika Ribar as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.3 | Reelect Daniel Sauter as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.4 | Reelect Christoph Tobler as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.5 | Reelect Justin Howell as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.6 | Reelect Thierry Vanlancker as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.1.7 | Reelect Viktor Balli as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.2 | Elect Paul Schuler as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.3 | Reelect Paul Haelg as Board Chairman | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.5 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 4.6 | Designate Jost Windlin as Independent Proxy | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 5.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Mgmt | For | For | |
Sika AG | SIKA | 04/20/2021 | Switzerland | H7631K273 | Annual | 6,302 | H7631K273 | 6 | Transact Other Business (Voting) | Mgmt | For | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 2 | Approve Final Dividend | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 3 | Re-elect Peter Ventress as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 4 | Re-elect Frank van Zanten as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 5 | Re-elect Richard Howes as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 6 | Re-elect Vanda Murray as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 7 | Re-elect Lloyd Pitchford as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 8 | Re-elect Stephan Nanninga as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 9 | Elect Vin Murria as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 10 | Elect Maria Fernanda Mejia as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 12 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 13 | Approve Remuneration Policy | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 14 | Approve Remuneration Report | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 15 | Amend Long-Term Incentive Plan | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 16 | Approve US Employee Stock Purchase Plan | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 17 | Amend Savings Related Share Option Scheme | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 18 | Authorise Issue of Equity | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Bunzl Plc | BNZL | 04/21/2021 | United Kingdom | G16968110 | Annual | 04/19/2021 | 112,862 | G16968110 | 23 | Adopt New Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SimCorp A/S | SIM | 04/21/2021 | Denmark | K8851Q129 | Special | 04/14/2021 | 13,421 | K8851Q129 | 1 | Amend Corporate Purpose | Mgmt | For | For |
SimCorp A/S | SIM | 04/21/2021 | Denmark | K8851Q129 | Special | 04/14/2021 | 13,421 | K8851Q129 | 2 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 2 | Approve Remuneration Report | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 3 | Approve Final Dividend | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 4 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 6 | Elect Paul Walker as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 7 | Elect June Felix as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 8 | Re-elect Erik Engstrom as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 9 | Re-elect Wolfhart Hauser as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 10 | Re-elect Charlotte Hogg as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 11 | Re-elect Marike van Lier Lels as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 12 | Re-elect Nick Luff as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 13 | Re-elect Robert MacLeod as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 14 | Re-elect Linda Sanford as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 15 | Re-elect Andrew Sukawaty as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 16 | Re-elect Suzanne Wood as Director | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 17 | Authorise Issue of Equity | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
RELX Plc | REL | 04/22/2021 | United Kingdom | G7493L105 | Annual | 04/20/2021 | 108,608 | G7493L105 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | Annual Meeting Agenda | Mgmt | |||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 1 | Open Meeting | Mgmt | ||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 2.c | Approve Remuneration Report | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.a | Adopt Financial Statements | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.b | Receive Explanation on Company's Dividend Policy | Mgmt | ||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 3.c | Approve Dividends of EUR 1.36 Per Share | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 4.a | Approve Discharge of Management Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 5.a | Reelect Frans Cremers to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 5.b | Reelect Ann Ziegler to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 6 | Reelect Kevin Entricken to Management Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 7 | Approve Remuneration Policy for Management Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 10 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 11 | Other Business (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/22/2021 | Netherlands | N9643A197 | Annual | 03/25/2021 | 50,636 | N9643A197 | 12 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 2 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c1 | Approve Discharge of CEO Tom Erixon | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c2 | Approve Discharge of Board Member and Chairman Dennis Jonsson | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c3 | Approve Discharge of Board Member Maria Moraeus Hanssen | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c4 | Approve Discharge of Board Member Henrik Lange | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c5 | Approve Discharge of Board Member Ray Mauritsson | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c6 | Approve Discharge of Board Member Helene Mellquist | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c7 | Approve Discharge of Board Member Finn Rausing | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c8 | Approve Discharge of Board Member Jorn Rausing | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c9 | Approve Discharge of Board Member Ulf Wiinberg | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c10 | Approve Discharge of Former Board Member and Chairman Anders Narvinger | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c11 | Approve Discharge of Board Member Anna Ohlsson-Leijon | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c12 | Approve Discharge of Employee Representative Bror Garcia Lantz | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c13 | Approve Discharge of Employee Representative Susanne Jonsson | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c14 | Approve Discharge of Employee Representative Henrik Nielsen | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c15 | Approve Discharge of Deputy Employee Representative Leif Norkvist | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c16 | Approve Discharge of Deputy Employee Representative Stefan Sandell | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 7c17 | Approve Discharge of Deputy Employee Representative Johnny Hulthen | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 8 | Approve Remuneration Report | Mgmt | For | Against |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 9.1 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 9.2 | Fix Number of Auditors (2) and Deputy Auditors (2) | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.1 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million to the Chairman and SEK 615,000 to Other Directors | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.2 | Approve Remuneration of Committee Work | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 10.3 | Approve Remuneration of Auditors | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.1 | Reelect Maria Moraeus Hanssen as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.2 | Reelect Dennis Jonsson as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.3 | Reelect Henrik Lange as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.4 | Reelect Ray Mauritsson as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.5 | Reelect Helene Mellquist as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.6 | Reelect Finn Rausing as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.7 | Reelect Jorn Rausing as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.8 | Reelect Ulf Wiinberg as Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.9 | Elect Lilian Fossum Biner as New Director | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.10 | Reelect Dennis Jonsson as Board Chairman | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.11 | Ratify Staffan Landen as Auditor | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.12 | Ratify Karoline Tedevall as Auditor | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.13 | Ratify Henrik Jonzen as Deputy Auditor | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 11.14 | Ratify Andreas Mast as Deputy Auditor | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 13 | Authorize Share Repurchase Program | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 14 | Amend Articles Re: Proxies; Postal Voting | Mgmt | For | For |
Alfa Laval AB | ALFA | 04/27/2021 | Sweden | W04008152 | Annual | 04/19/2021 | 29,367 | W04008152 | 15 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 2a | Designate Johan Hjertonsson as Inspector of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 2b | Designate Liselott Ledin as Inspector of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 6a | Receive Financial Statements and Statutory Reports | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7b | Approve Allocation of Income and Dividends of SEK 3.90 Per Share | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.1 | Approve Discharge of Board Chairman Lars Renstrom | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.2 | Approve Discharge of Carl Douglas | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.3 | Approve Discharge of Eva Karlsson | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.4 | Approve Discharge of Birgitta Klasen | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.5 | Approve Discharge of Lena Olving | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.6 | Approve Discharge of Sofia Schorling Hogberg | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.7 | Approve Discharge of Jan Svensson | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.8 | Approve Discharge of Joakim Weidemanis | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.9 | Approve Discharge of Employee Representative Rune Hjalm | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.10 | Approve Discharge of Employee Representative Mats Persson | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.11 | Approve Discharge of Employee Representative Bjarne Johansson | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.12 | Approve Discharge of Employee Representative Nadja Wikstrom | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 7c.13 | Approve Discharge of President Nico Delvaux | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 8 | Determine Number of Members (8) and Deputy Members (0) of Board | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 9a | Approve Remuneration of Directors in the Amount of SEK 2.7 million for Chairman, SEK 1 Million for Vice Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 9b | Approve Remuneration of Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 10 | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 11 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 12 | Approve Remuneration Report | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 13 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/28/2021 | Sweden | W0817X204 | Annual | 04/20/2021 | 97,736 | W0817X204 | 14 | Approve Performance Share Matching Plan LTI 2021 | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 2.a | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 2.b | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b1 | Approve Discharge of Lennart Evrell | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b2 | Approve Discharge of Johan Forssell | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b3 | Approve Discharge of Helena Hedblom (as Board Member) | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b4 | Approve Discharge of Jeane Hull | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b5 | Approve Discharge of Ronnie Leten | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b6 | Approve Discharge of Per Lindberg (as Board Member) | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b7 | Approve Discharge of Ulla Litzen | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b8 | Approve Discharge of Sigurd Mareels | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b9 | Approve Discharge of Astrid Skarheim Onsum | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b10 | Approve Discharge of Anders Ullberg | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b11 | Approve Discharge of Niclas Bergstrom | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b12 | Approve Discharge of Gustav El Rachidi | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b13 | Approve Discharge of Kristina Kanestad | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b14 | Approve Discharge of Bengt Lindgren | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b15 | Approve Discharge of Daniel Rundgren | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b16 | Approve Discharge of Helena Hedblom (as CEO) | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.b17 | Approve Discharge of Per Lindberg (as CEO) | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.c | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 7.d | Approve Remuneration Report | Mgmt | For | Against |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 8.a | Determine Number of Members (9) and Deputy Members of Board | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 8.b | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a1 | Reelect Lennart Evrell as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a2 | Reelect Johan Forssell as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a3 | Reelect Helena Hedblom as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a4 | Reelect Jeane Hull as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a5 | Reelect Ronnie Leten as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a6 | Reelect Ulla Litzen as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a7 | Reelect Sigurd Mareels as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a8 | Reelect Astrid Skarheim Onsum as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.a9 | Reelect Anders Ullberg as Director | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.b | Reelect Ronnie Leten as Board Chairman | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 9.c | Ratify Deloitte as Auditors | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 10.a | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 10.b | Approve Remuneration of Auditors | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 11 | Approve Stock Option Plan 2021 for Key Employees | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.b | Approve Repurchase of Shares to Pay 50 Percent of Director's Remuneration in Synthetic Shares | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 12.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | Mgmt | For | For |
Epiroc AB | EPI.A | 04/28/2021 | Sweden | W25918124 | Annual | 04/20/2021 | 27,127 | W25918124 | 13 | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 2 | Approve Remuneration Report | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 3 | Approve Remuneration Policy | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 4 | Approve Final Dividend | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 5 | Elect Jayaprakasa Rangaswami as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 6 | Elect Milena Mondini-de-Focatiis as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 7 | Re-elect Geraint Jones as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 8 | Re-elect Annette Court as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 9 | Re-elect Jean Park as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 10 | Re-elect George Manning Rountree as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 11 | Re-elect Owen Clarke as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 12 | Re-elect Justine Roberts as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 13 | Re-elect Andrew Crossley as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 14 | Re-elect Michael Brierley as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 15 | Re-elect Karen Green as Director | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 18 | Amend Discretionary Free Share Scheme | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 19 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 20 | Authorise Issue of Equity | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 23 | Approve Matters Relating to the Relevant Distributions | Mgmt | None | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Admiral Group Plc | ADM | 04/30/2021 | United Kingdom | G0110T106 | Annual | 04/28/2021 | 42,188 | G0110T106 | 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 2 | Present Report on Compliance with Fiscal Obligations | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 3 | Approve Allocation of Income | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 4 | Approve Policy Related to Acquisition of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 5 | Approve Discharge of Board of Directors, Executive Chairman and Board Committees | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 6 | Ratify Auditors | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 7 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Mgmt | For | Against |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 8 | Approve Remuneration of Directors and Members of Board Committees | Mgmt | For | For |
Grupo Mexico S.A.B. de C.V. | GMEXICOB | 04/30/2021 | Mexico | P49538112 | Annual | 04/22/2021 | 149,055 | P49538112 | 9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 5 | Reelect Xavier Huillard as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 6 | Elect Pierre Breber as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 7 | Elect Aiman Ezzat as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 8 | Elect Bertrand Dumazy as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 10 | Approve Compensation of Benoit Potier | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 11 | Approve Compensation Report of Corporate Officers | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 12 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 13 | Approve Remuneration Policy of Directors | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | Extraordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | For |
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/04/2021 | France | F01764103 | Annual/Special | 04/30/2021 | 15,614 | F01764103 | 19 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Mgmt | ||
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 2 | Approve Allocation of Income and Dividends of EUR 0.98 per Ordinary Share and EUR 0.99 per Preferred Share | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 6 | Approve Remuneration Policy | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 7 | Approve Remuneration of Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 8 | Approve Conversion of Bearer Shares into Registered Shares | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/04/2021 | Germany | D27462122 | Annual | 04/12/2021 | 27,450 | D27462122 | 9 | Amend Articles Re: Supervisory Board Meetings | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1a | Elect Director Lance Uggla | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1b | Elect Director John Browne | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1c | Elect Director Dinyar S. Devitre | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1d | Elect Director Ruann F. Ernst | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1e | Elect Director Jacques Esculier | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1f | Elect Director Gay Huey Evans | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1g | Elect Director William E. Ford | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1h | Elect Director Nicoletta Giadrossi | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1i | Elect Director Robert P. Kelly | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1j | Elect Director Deborah Doyle McWhinney | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1k | Elect Director Jean-Paul L. Montupet | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1l | Elect Director Deborah K. Orida | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 1m | Elect Director James A. Rosenthal | Mgmt | For | For |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
IHS Markit Ltd. | INFO | 05/05/2021 | Bermuda | G47567105 | Annual | 03/09/2021 | 10,530 | G47567105 | 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 2 | Approve Final Dividend | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3a | Re-elect Patsy Ahern as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3b | Re-elect Mark Garvey as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3c | Re-elect Vincent Gorman as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3d | Re-elect Brendan Hayes as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3e | Re-elect John G Murphy as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3f | Elect John Murphy as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3g | Re-elect Patrick Murphy as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3h | Re-elect Siobhan Talbot as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3i | Elect Roisin Brennan as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3j | Re-elect Patrick Coveney as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3k | Elect Paul Duffy as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3l | Re-elect Donard Gaynor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3m | Elect Jane Lodge as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 3n | Re-elect Dan O'Connor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 5 | Approve Remuneration Report | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 7 | Authorise Issue of Equity | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 10 | Authorise Market Purchase of Shares | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 11 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 12 | Approve Rule 37 Waiver Resolution in Respect of Market Purchases of the Company's Own Shares | Mgmt | None | Against |
Glanbia Plc | GL9 | 05/06/2021 | Ireland | G39021103 | Annual | 05/02/2021 | 89,898 | G39021103 | 13 | Approve Rule 9 Waiver Resolution in Respect of Share Acquisitions by Directors | Mgmt | None | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | Annual Meeting Agenda | Mgmt | |||
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 1 | President's Speech | Mgmt | ||
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.a | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.d | Approve Remuneration Report | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.e | Approve Discharge of Management Board | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 2.f | Approve Discharge of Supervisory Board | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 3 | Reelect Marnix van Ginneken to Management Board | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 4.a | Elect Chua Sock Koong to Supervisory Board | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 4.b | Elect Indra Nooyi to Supervisory Board | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 5.a | Grant Board Authority to Issue Shares | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For |
Koninklijke Philips NV | PHIA | 05/06/2021 | Netherlands | N7637U112 | Annual | 04/08/2021 | 25,667 | N7637U112 | 8 | Other Business (Non-Voting) | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 2 | Approve Remuneration Report | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3a | Elect Graham Allan as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3b | Elect Richard Anderson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3c | Elect Daniela Barone Soares as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3d | Elect Duriya Farooqui as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3e | Elect Sharon Rothstein as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3f | Re-elect Keith Barr as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3g | Re-elect Patrick Cescau as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3h | Re-elect Arthur de Haast as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3i | Re-elect Ian Dyson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3j | Re-elect Paul Edgecliffe-Johnson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3k | Re-elect Jo Harlow as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3l | Re-elect Elie Maalouf as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3m | Re-elect Jill McDonald as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 3n | Re-elect Dale Morrison as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 4 | Appoint Pricewaterhouse Coopers LLP as Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 6 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 7 | Amend the Borrowing Limit Under the Company's Articles of Association | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 8 | Authorise Issue of Equity | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 11 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2021 | United Kingdom | G4804L163 | Annual | 05/05/2021 | 23,748 | G4804L163 | 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 2 | Approve Allocation of Income and Dividends of CHF 27.50 per Share | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 4 | Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 5 | Approve Remuneration Report | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.5 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.6 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 6.7 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.2 | Elect Marcel Erni as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.3 | Elect Alfred Gantner as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.4 | Elect Lisa Hook as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.5 | Elect Joseph Landy as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.6 | Elect Grace del Rosario-Castano as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.7 | Elect Martin Strobel as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.1.8 | Elect Urs Wietlisbach as Director | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.2.2 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 7.4 | Ratify KPMG AG as Auditors | Mgmt | For | For | |
Partners Group Holding AG | PGHN | 05/12/2021 | Switzerland | H6120A101 | Annual | 785 | H6120A101 | 8 | Transact Other Business (Voting) | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 2 | Approve Remuneration Report | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 3 | Approve Final Dividend | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 4 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 6 | Re-elect Jamie Pike as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 7 | Re-elect Nicholas Anderson as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 8 | Re-elect Dr Trudy Schoolenberg as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 9 | Re-elect Peter France as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 10 | Re-elect Caroline Johnstone as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 11 | Re-elect Jane Kingston as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 12 | Re-elect Kevin Thompson as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 13 | Elect Nimesh Patel as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 14 | Elect Angela Archon as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 15 | Elect Dr Olivia Qiu as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 16 | Elect Richard Gillingwater as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 17 | Authorise Issue of Equity | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 18 | Approve Scrip Dividend Alternative | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/12/2021 | United Kingdom | G83561129 | Annual | 05/10/2021 | 6,461 | G83561129 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | Ordinary Business | Mgmt | |||
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 3 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 5 | Ratify Appointment of Diony Lebot as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 6 | Reelect Delphine Garcin-Meunier as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 7 | Reelect Xavier Durand as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 8 | Reelect Didier Hauguel as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 9 | Elect Benoit Grisoni as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 10 | Ratify Appointment of Tim Albertsen as Director | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 11 | Approve Compensation of Corporate Officers | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 12 | Approve Compensation of Michael Masterson, CEO Until 27 March 2020 | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 13 | Approve Compensation of Tim Albertsen, Vice-CEO Then CEO Since 27 March 2020 | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 14 | Approve Compensation of Gilles Bellemere, Vice-CEO | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 15 | Approve Compensation of John Saffrett, Vice-CEO | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 16 | Approve Remuneration Policy of CEO and Vice-CEOs | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 17 | Approve Remuneration Policy of Chairman Of the Board | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 18 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | Extraordinary Business | Mgmt | |||
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 20 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 22-23 | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 25 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Against |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
ALD SA | ALD | 05/19/2021 | France | F0195N108 | Annual/Special | 05/17/2021 | 52,691 | F0195N108 | 28 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Mgmt | |||
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.1 | Elect Karl-Heinz Floether to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.2 | Elect Andreas Gottschling to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.3 | Elect Martin Jetter to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.4 | Elect Barbara Lambert to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.5 | Elect Michael Ruediger to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.6 | Elect Charles Stonehill to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.7 | Elect Clara-Christina Streit to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 5.8 | Elect Chong Lee Tan to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 6 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 7 | Approve Remuneration Policy | Mgmt | For | Against | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 8 | Amend Articles Re: AGM Location | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2021 | Germany | D1882G119 | Annual | 7,936 | D1882G119 | 9 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 1 | Open Meeting | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 2 | Call the Meeting to Order | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 5 | Prepare and Approve List of Shareholders | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Mgmt | ||
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 8 | Approve Allocation of Income and Dividends of EUR 1.70 Per Share | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 10 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 11 | Approve Remuneration of Directors in the Amount of EUR 184,000 for Chairman and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 12 | Fix Number of Directors at Eight | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 13 | Reelect Christian Clausen, Fiona Clutterbuck, Georg Ehrnrooth, Jannica Fagerholm, Johanna Lamminen, Risto Murto and Bjorn Wahlroos as Directors; Elect Markus Rauramo as New Director | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 14 | Approve Remuneration of Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 15 | Ratify Deloitte as Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 16 | Authorize Share Repurchase Program | Mgmt | For | For |
Sampo Oyj | SAMPO | 05/19/2021 | Finland | X75653109 | Annual | 05/06/2021 | 40,496 | X75653109 | 17 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 2 | Approve Final Dividend | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 3 | Elect Lee Yuan Siong as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 4 | Elect Chung-Kong Chow as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 5 | Elect John Barrie Harrison as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 6 | Elect Lawrence Juen-Yee Lau as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 7 | Elect Cesar Velasquez Purisima as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
AIA Group Limited | 1299 | 05/20/2021 | Hong Kong | Y002A1105 | Annual | 05/13/2021 | 105,000 | Y002A1105 | 9B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 2 | Approve Final Dividend | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 3a | Elect Yang Siu Shun as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 3b | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Annual | 05/13/2021 | 27,300 | G87572163 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tencent Holdings Limited | 700 | 05/20/2021 | Cayman Islands | G87572163 | Special | 05/13/2021 | 27,300 | G87572163 | 1 | Adopt Share Option Plan of China Literature Limited | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 2 | Approve Remuneration Report | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 3 | Approve Final Dividend | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 4 | Re-elect Roberto Cirillo as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 5 | Re-elect Jacqui Ferguson as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 6 | Re-elect Steve Foots as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 7 | Re-elect Anita Frew as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 8 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 9 | Re-elect Keith Layden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 10 | Re-elect Jez Maiden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 11 | Re-elect John Ramsay as Director | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 12 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 14 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 15 | Authorise Issue of Equity | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Croda International Plc | CRDA | 05/21/2021 | United Kingdom | G25536155 | Annual | 05/19/2021 | 13,617 | G25536155 | 20 | Adopt New Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 3 | Approve Remuneration Report | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 4 | Approve Final Dividend | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 5 | Elect Lynda Clarizio as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 6 | Elect Tamara Ingram as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 7 | Elect Jonathan Timmis as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 8 | Re-elect Andrew Martin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 9 | Re-elect Andre Lacroix as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 10 | Re-elect Graham Allan as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 11 | Re-elect Gurnek Bains as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 12 | Re-elect Dame Makin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 13 | Re-elect Gill Rider as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 14 | Re-elect Jean-Michel Valette as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 17 | Authorise Issue of Equity | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 18 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/26/2021 | United Kingdom | G4911B108 | Annual | 05/24/2021 | 29,426 | G4911B108 | 23 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 3 | Approve Allocation of Income and Dividends of EUR 1.42 per Share | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 4 | Approve Compensation Report of Corporate Officers | Mgmt | For | Against |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board Until 30 June 2020 | Mgmt | For | Against |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 6 | Approve Compensation of Angeles Garcia-Poveda, Chairman of the Board Since 1 July 2020 | Mgmt | For | Against |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 7 | Approve Compensation of Benoit Coquart, CEO | Mgmt | For | Against |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 8 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 9 | Approve Remuneration Policy of CEO | Mgmt | For | Against |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 10 | Approve Remuneration Policy of Board Members | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 11 | Reelect Annalisa Loustau Elia as Director | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 12 | Elect Jean-Marc Chery as Director | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | Extraordinary Business | Mgmt | |||
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 16 | Amend Article 12.4 of Bylaws Re: Vote Instructions | Mgmt | For | For |
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/26/2021 | France | F56196185 | Annual/Special | 05/24/2021 | 17,668 | F56196185 | 17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.3 | Elect Director Ito, Junro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.5 | Elect Director Maruyama, Yoshimichi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.7 | Elect Director Kimura, Shigeki | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.8 | Elect Director Joseph M. DePinto | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.9 | Elect Director Tsukio, Yoshio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.10 | Elect Director Ito, Kunio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.11 | Elect Director Yonemura, Toshiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.12 | Elect Director Higashi, Tetsuro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 2.13 | Elect Director Rudy, Kazuko | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/27/2021 | Japan | J7165H108 | Annual | 02/28/2021 | 24,300 | J7165H108 | 3 | Appoint Statutory Auditor Habano, Noriyuki | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
LVMH Moet Hennessy Louis Vuitton SE | MC | 05/28/2021 | France | F58485115 | Extraordinary Shareholders | 05/26/2021 | 6,451 | F58485115 | Ordinary Business | Mgmt | |||
LVMH Moet Hennessy Louis Vuitton SE | MC | 05/28/2021 | France | F58485115 | Extraordinary Shareholders | 05/26/2021 | 6,451 | F58485115 | 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.1 | Elect Director Lester B. Knight | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.2 | Elect Director Gregory C. Case | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.3 | Elect Director Jin-Yong Cai | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.4 | Elect Director Jeffrey C. Campbell | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.5 | Elect Director Fulvio Conti | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.6 | Elect Director Cheryl A. Francis | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.7 | Elect Director J. Michael Losh | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.8 | Elect Director Richard B. Myers | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.10 | Elect Director Gloria Santona | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.11 | Elect Director Byron O. Spruell | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 1.12 | Elect Director Carolyn Y. Woo | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 6 | Amend Articles of Association Re: Article 190 | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 7 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Mgmt | For | For |
Aon plc | AON | 06/02/2021 | Ireland | G0403H108 | Annual | 04/08/2021 | 18,696 | G0403H108 | 8 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | Annual Meeting Agenda | Mgmt | |||
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 2.b | Approve Remuneration Report | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 2.c | Adopt Financial Statements and Statutory Reports | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 3 | Approve Discharge of Management Board | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 4 | Approve Discharge of Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Adyen NV | ADYEN | 06/03/2021 | Netherlands | N3501V104 | Annual | 05/06/2021 | 839 | N3501V104 | 10 | Ratify PwC as Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 2 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 3 | Approve Issuance of Restricted Stocks | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/08/2021 | Taiwan | Y84629107 | Annual | 04/09/2021 | 204,000 | Y84629107 | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.1 | Elect Director Tsuda, Hiroki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.2 | Elect Director Kiyota, Akira | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.3 | Elect Director Yamaji, Hiromi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.4 | Elect Director Iwanaga, Moriyuki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.5 | Elect Director Shizuka, Masaki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.6 | Elect Director Christina Ahmadjian | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.7 | Elect Director Endo, Nobuhiro | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.8 | Elect Director Ogita, Hitoshi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.9 | Elect Director Koda, Main | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.10 | Elect Director Kobayashi, Eizo | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.11 | Elect Director Takeno, Yasuzo | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.12 | Elect Director Minoguchi, Makoto | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.13 | Elect Director Mori, Kimitaka | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/16/2021 | Japan | J2740B106 | Annual | 03/31/2021 | 63,000 | J2740B106 | 1.14 | Elect Director Yoneda, Tsuyoshi | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.1 | Elect Director Konomoto, Shingo | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.2 | Elect Director Fukami, Yasuo | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.3 | Elect Director Momose, Hironori | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.4 | Elect Director Anzai, Hidenori | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.5 | Elect Director Ebato, Ken | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.6 | Elect Director Funakura, Hiroshi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.7 | Elect Director Omiya, Hideaki | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.8 | Elect Director Sakata, Shinoi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 1.9 | Elect Director Ohashi, Tetsuji | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2021 | Japan | J5900F106 | Annual | 03/31/2021 | 53,400 | J5900F106 | 2 | Appoint Statutory Auditor Kosakai, Kenkichi | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | Meeting for ADR Holders | Mgmt | |||
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1a | Elect William Lei Ding as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1b | Elect Alice Yu-Fen Cheng as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1c | Elect Denny Ting Bun Lee as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1d | Elect Joseph Tze Kay Tong as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1e | Elect Lun Feng as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 1f | Elect Michael Man Kit Leung as Director | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Mgmt | For | For |
NetEase, Inc. | 9999 | 06/23/2021 | Cayman Islands | G6427A102 | Annual | 05/18/2021 | 12,950 | G6427A102 | 3 | Amend Memorandum and Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.1 | Elect Director Koge, Teiji | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.2 | Elect Director Kato, Keita | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.3 | Elect Director Hirai, Yoshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.4 | Elect Director Kamiyoshi, Toshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.5 | Elect Director Kamiwaki, Futoshi | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.6 | Elect Director Shimizu, Ikusuke | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.7 | Elect Director Murakami, Kazuya | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.8 | Elect Director Kase, Yutaka | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.9 | Elect Director Oeda, Hiroshi | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 2.10 | Elect Director Ishikura, Yoko | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2021 | Japan | J70703137 | Annual | 03/31/2021 | 82,800 | J70703137 | 3 | Appoint Statutory Auditor Taketomo, Hiroyuki | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 2 | Approve Final Dividend | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3a | Elect Ji Qinying as Director | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3b | Elect Li Daming as Director | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3c | Elect Chang Zhangli as Director | Mgmt | For | Against |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 5 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
China Conch Venture Holdings Limited | 586 | 06/25/2021 | Cayman Islands | G2116J108 | Annual | 06/17/2021 | 138,000 | G2116J108 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sundrug Co., Ltd. | 9989 | 06/26/2021 | Japan | J78089109 | Annual | 03/31/2021 | 15,500 | J78089109 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For |
Setanta Asset Management
Vote Summary |
DCC PLC | ||||||||||||||||||||||||||
Security | G2689P101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Jul-2020 | ||||||||||||||||||||||||
ISIN | IE0002424939 | Agenda | 712847942 - Management | |||||||||||||||||||||||
Record Date | 15-Jul-2020 | Holding Recon Date | 15-Jul-2020 | |||||||||||||||||||||||
City / | Country | DUBLIN 18 | / | Ireland | Vote Deadline Date | 10-Jul-2020 | ||||||||||||||||||||
SEDOL(s) | 0242493 - B01ZKG9 - B1GKFL6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | For | |||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 95.79 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | |||||||||||||||||||||
3 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 108 TO 133 OF THE 2020 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | |||||||||||||||||||||
4 | TO CONSIDER THE REMUNERATION POLICY AS SET OUT ON PAGES 113 TO 120 OF THE 2020 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | |||||||||||||||||||||
5.A | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: MARK BREUER | Management | For | For | For | |||||||||||||||||||||
5.B | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: CAROLINE DOWLING | Management | For | For | For | �� | ||||||||||||||||||||
5.C | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: TUFAN ERGINBILGIC | Management | For | For | For | |||||||||||||||||||||
5.D | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: DAVID JUKES | Management | For | For | For | |||||||||||||||||||||
5.E | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management | For | For | For | |||||||||||||||||||||
5.F | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: JANE LODGE | Management | For | For | For | |||||||||||||||||||||
5.G | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management | For | For | For | |||||||||||||||||||||
5.H | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management | For | For | For | |||||||||||||||||||||
5.I | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: DONAL MURPHY | Management | For | For | For | |||||||||||||||||||||
5.J | TO ELECT OR RE-ELECT (AS APPROPRIATE) THE FOLLOWING DIRECTOR: MARK RYAN | Management | For | For | For | |||||||||||||||||||||
6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||
7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||
8 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | For | For | For | |||||||||||||||||||||
9 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | For | For | For | |||||||||||||||||||||
10 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | For | For | For | |||||||||||||||||||||
11 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||
12 | TO AMEND THE DCC PLC LONG TERM INCENTIVE PLAN 2009 | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 64,092 | 0 | 10-Jul-2020 | 10-Jul-2020 | ||||||||||||||||||||
UNITED UTILITIES GROUP PLC | ||||||||||||||||||||||||||
Security | G92755100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jul-2020 | ||||||||||||||||||||||||
ISIN | GB00B39J2M42 | Agenda | 712825922 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 22-Jul-2020 | ||||||||||||||||||||||||
City / | Country | GREAT SANKEY | / | United Kingdom | Vote Deadline Date | 16-Jul-2020 | ||||||||||||||||||||
SEDOL(s) | B39J2M4 - B3C9BG8 - BJ1FDS5 - BKSG2X6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | |||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 28.40P PER ORDINARY SHARE | Management | For | For | For | |||||||||||||||||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | For | |||||||||||||||||||||
4 | TO REAPPOINT SIR DAVID HIGGINS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5 | TO REAPPOINT STEVE MOGFORD AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | TO REAPPOINT MARK CLARE AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | TO REAPPOINT BRIAN MAY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | TO REAPPOINT STEPHEN CARTER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | TO REAPPOINT ALISON GOLIGHER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | TO REAPPOINT PAULETTE ROWE AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | TO REAPPOINT KPMG LLP AS THE AUDITOR | Management | For | For | For | |||||||||||||||||||||
12 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Management | For | For | For | |||||||||||||||||||||
13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||
14 | TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
15 | TO AUTHORISE SPECIFIC POWER TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | For | |||||||||||||||||||||
17 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | For | |||||||||||||||||||||
18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | Abstain | For | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 189,951 | 0 | 10-Jul-2020 | 10-Jul-2020 | ||||||||||||||||||||
BANK LEUMI LE-ISRAEL B.M. | ||||||||||||||||||||||||||
Security | M16043107 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Sep-2020 | ||||||||||||||||||||||||
ISIN | IL0006046119 | Agenda | 713019746 - Management | |||||||||||||||||||||||
Record Date | 12-Aug-2020 | Holding Recon Date | 12-Aug-2020 | |||||||||||||||||||||||
City / | Country | TEL AVIV | / | Israel | Vote Deadline Date | 27-Aug-2020 | ||||||||||||||||||||
SEDOL(s) | 6076425 - B01ZL77 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | DEBATE OF BANK FINANCIAL STATEMENTS AND BOARD REPORT FOR THE YEAR ENDED-DECEMBER 31ST 2019 | Non-Voting | ||||||||||||||||||||||||
2 | REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) AND BRIGHTMAN ALMAGOR ZOHAR AND CO. CPA FIRMS AS BANK JOINT AUDITING ACCOUNTANTS, AND AUTHORIZATION OF BANK BOARD TO DETERMINE THEIR COMPENSATION | Management | For | For | For | |||||||||||||||||||||
3.1 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR: MR. AVI BAZURA | Management | For | |||||||||||||||||||||||
3.2 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR: PROF. YIFAT BITTON | Management | For | For | For | |||||||||||||||||||||
3.3 | SPLIT VOTE OVER THE APPOINTMENT OF TWO OF THE FOLLOWING AS OTHER DIRECTOR DR. SAMER HAJ YEHIA | Management | For | For | For | |||||||||||||||||||||
4.1 | SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) OF THE FOLLOWING EXTERNAL DIRECTOR: MS. DORIT SALINGER | Management | Abstain | For | Against | |||||||||||||||||||||
4.2 | SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) OF THE FOLLOWING EXTERNAL DIRECTOR: PROF. YEDIDIA (ZVI) STERN | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 317,347 | 0 | 25-Aug-2020 | 25-Aug-2020 | ||||||||||||||||||||
UNILEVER NV | ||||||||||||||||||||||||||
Security | N8981F289 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Sep-2020 | ||||||||||||||||||||||||
ISIN | NL0000388619 | Agenda | 713022844 - Management | |||||||||||||||||||||||
Record Date | 24-Aug-2020 | Holding Recon Date | 24-Aug-2020 | |||||||||||||||||||||||
City / | Country | ROTTER DAM | / | Netherlands | Vote Deadline Date | 10-Sep-2020 | ||||||||||||||||||||
SEDOL(s) | B1527V7 - B154TK6 - B28N037 - BK72P69 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO AMEND NV'S ARTICLES OF ASSOCIATION IN CONNECTION WITH UNIFICATION | Management | For | For | For | |||||||||||||||||||||
2 | TO APPROVE UNIFICATION | Management | For | For | For | |||||||||||||||||||||
3 | TO DISCHARGE EXECUTIVE DIRECTORS | Management | For | For | For | |||||||||||||||||||||
4 | TO DISCHARGE NON-EXECUTIVE DIRECTORS | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 60,802 | 0 | 14-Sep-2020 | 14-Sep-2020 | ||||||||||||||||||||
DIAGEO PLC | ||||||||||||||||||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Sep-2020 | ||||||||||||||||||||||||
ISIN | GB0002374006 | Agenda | 713039407 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 18-Sep-2020 | ||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 18-Sep-2020 | ||||||||||||||||||||
SEDOL(s) | 0237400 - 5399736 - 5460494 - BKT3247 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | REPORT AND ACCOUNTS 2020 | Management | For | For | For | |||||||||||||||||||||
2 | DIRECTORS' REMUNERATION REPORT 2020 | Management | For | For | For | |||||||||||||||||||||
3 | DIRECTORS' REMUNERATION POLICY 2020 | Management | For | For | For | |||||||||||||||||||||
4 | DECLARATION OF FINAL DIVIDEND | Management | For | For | For | |||||||||||||||||||||
5 | ELECTION OF MELISSA BETHELL AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | RE-ELECTION OF LADY MENDELSOHN AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | RE-ELECTION OF IVAN MENEZES AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | RE-ELECTION OF KATHRYN MIKELLS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | RE-ELECTION OF ALAN STEWART AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | For | For | For | |||||||||||||||||||||
13 | REMUNERATION OF AUDITOR | Management | For | For | For | |||||||||||||||||||||
14 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For | For | |||||||||||||||||||||
15 | AUTHORITY TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||
16 | AMENDMENT OF THE DIAGEO 2001 SHARE INCENTIVE PLAN | Management | For | For | For | |||||||||||||||||||||
17 | ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN | Management | For | For | For | |||||||||||||||||||||
18 | ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE PLAN | Management | For | For | For | |||||||||||||||||||||
19 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Management | For | For | For | |||||||||||||||||||||
20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | |||||||||||||||||||||
21 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||
22 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | For | |||||||||||||||||||||
23 | APPROVAL AND ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||
24 | 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT AND SHARE OWNERSHIP TRUST TRANSACTIONS | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 85,765 | 0 | 15-Sep-2020 | 15-Sep-2020 | ||||||||||||||||||||
SMITHS GROUP PLC | ||||||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Nov-2020 | ||||||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 713236645 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Nov-2020 | ||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 06-Nov-2020 | ||||||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - BKSG2P8 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ADOPTION OF REPORT AND ACCOUNTS | Management | For | For | For | |||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | Against | For | Against | |||||||||||||||||||||
3 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | For | |||||||||||||||||||||
4 | ELECTION OF PAM CHENG AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5 | ELECTION OF KARIN HOEING AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
13 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
14 | RE-APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | For | |||||||||||||||||||||
15 | AUDITORS REMUNERATION | Management | For | For | For | |||||||||||||||||||||
16 | AUTHORITY TO ISSUE SHARES | Management | For | For | For | |||||||||||||||||||||
17 | AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
18 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
19 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | For | |||||||||||||||||||||
20 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 DAYS NOTICE | Management | For | For | For | |||||||||||||||||||||
21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | Abstain | For | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 101,507 | 0 | 04-Nov-2020 | 04-Nov-2020 | ||||||||||||||||||||
ORIGIN ENTERPRISES PLC | ||||||||||||||||||||||||||
Security | G68097107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Nov-2020 | ||||||||||||||||||||||||
ISIN | IE00B1WV4493 | Agenda | 713278376 - Management | |||||||||||||||||||||||
Record Date | 16-Nov-2020 | Holding Recon Date | 16-Nov-2020 | |||||||||||||||||||||||
City / | Country | DUBLIN 24 | / | Ireland | Vote Deadline Date | 11-Nov-2020 | ||||||||||||||||||||
SEDOL(s) | B1WV449 - B1YC2Y6 - B1YLQX0 - B6ZT4B2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 JULY 2020 AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | For | |||||||||||||||||||||
2.A | TO RE-ELECT KATE ALLUM | Management | For | For | For | |||||||||||||||||||||
2.B | TO RE-ELECT GARY BRITTON | Management | For | For | For | |||||||||||||||||||||
2.C | TO RE-ELECT SEAN COYLE | Management | For | For | For | |||||||||||||||||||||
2.D | TO RE-ELECT DECLAN GIBLIN | Management | For | For | For | |||||||||||||||||||||
2.E | TO RE-ELECT ROSE HYNES | Management | For | For | For | |||||||||||||||||||||
2.F | TO RE-ELECT HUGH MCCUTCHEON | Management | For | For | For | |||||||||||||||||||||
2.G | TO RE-ELECT CHRISTOPHER RICHARDS | Management | For | For | For | |||||||||||||||||||||
2.H | TO ELECT HELEN KIRKPATRICK | Management | For | For | For | |||||||||||||||||||||
3 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||
4 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For | |||||||||||||||||||||
5 | TO AUTHORISE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | For | For | For | |||||||||||||||||||||
6.A | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A BASIC 5 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | |||||||||||||||||||||
6.B | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A FURTHER 5 PERCENT OF ISSUED SHARE CAPITAL FOR AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||||||||||||||||||
7.A | TO AUTHORISE THE MARKET PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | For | |||||||||||||||||||||
7.B | TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 147,132 | 0 | 11-Nov-2020 | 11-Nov-2020 | ||||||||||||||||||||
GEA GROUP AG | ||||||||||||||||||||||||||
Security | D28304109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Nov-2020 | ||||||||||||||||||||||||
ISIN | DE0006602006 | Agenda | 713249806 - Management | |||||||||||||||||||||||
Record Date | 04-Nov-2020 | Holding Recon Date | 04-Nov-2020 | |||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 12-Nov-2020 | ||||||||||||||||||||
SEDOL(s) | 4557104 - B28HB58 - BDQZKG5 - BHZLGS6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.43 PER SHARE | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | For | For | |||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | For | For | |||||||||||||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | Management | For | For | For | |||||||||||||||||||||
6 | ELECT ANNETTE KOEHLER TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
7 | APPROVE AFFILIATION AGREEMENT WITH GEA INTERNAL SERVICES GMBH | Management | For | For | For | |||||||||||||||||||||
8.1 | AMEND ARTICLES RE PROOF OF ENTITLEMENT | Management | For | For | For | |||||||||||||||||||||
8.2 | AMEND ARTICLES RE ELECTRONIC PARTICIPATION IN THE GENERAL MEETING AND ABSENTEE VOTE | Management | For | For | For | |||||||||||||||||||||
8.3 | AMEND ARTICLES RE SUPERVISORY BOARD MEETINGS AND RESOLUTIONS | Management | For | For | For | |||||||||||||||||||||
8.4 | AMEND ARTICLES RE ADVANCED PAYMENT | Management | For | For | For | |||||||||||||||||||||
9 | APPROVE CREATION OF EUR 130 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
10 | APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 69,005 | 0 | 12-Nov-2020 | 12-Nov-2020 | ||||||||||||||||||||
PLAYTECH PLC | ||||||||||||||||||||||||||
Security | G7132V100 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Dec-2020 | ||||||||||||||||||||||||
ISIN | IM00B7S9G985 | Agenda | 713434253 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 16-Dec-2020 | ||||||||||||||||||||||||
City / | Country | DOUGLA S | / | Isle of Man | Vote Deadline Date | 10-Dec-2020 | ||||||||||||||||||||
SEDOL(s) | B7S9G98 - B885KS0 - B8DCC80 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE SPECIAL RESOLUTION IN THE NOTICE OF MEETING | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 286,011 | 0 | 08-Dec-2020 | 08-Dec-2020 | ||||||||||||||||||||
BANK OF IRELAND GROUP PLC | ||||||||||||||||||||||||||
Security | G0756R109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jan-2021 | ||||||||||||||||||||||||
ISIN | IE00BD1RP616 | Agenda | 713457150 - Management | |||||||||||||||||||||||
Record Date | 15-Jan-2021 | Holding Recon Date | 15-Jan-2021 | |||||||||||||||||||||||
City / | Country | DUBLIN 4 | / | Ireland | Vote Deadline Date | 13-Jan-2021 | ||||||||||||||||||||
SEDOL(s) | BD1RP61 - BDRXFJ6 - BF0J625 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE COMPANY GIVING ITS CONSENT TO THE MIGRATION OF ITS SHARES UNDER THE IRISH MIGRATION OF PARTICIPATING SECURITIES ACT 2019 | Management | For | For | For | |||||||||||||||||||||
2 | TO APPROVE AMENDMENTS TO THE CONSTITUTION OF THE COMPANY TO ADDRESS THE MIGRATION OF THE COMPANY'S SHARES | Management | For | For | For | |||||||||||||||||||||
3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS IN CONNECTION WITH THE MIGRATION OF THE COMPANY'S SHARES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 488,515 | 0 | 06-Jan-2021 | 06-Jan-2021 | ||||||||||||||||||||
MELROSE INDUSTRIES PLC | ||||||||||||||||||||||||||
Security | G5973J178 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jan-2021 | ||||||||||||||||||||||||
ISIN | GB00BZ1G4322 | Agenda | 713490706 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 19-Jan-2021 | ||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 13-Jan-2021 | ||||||||||||||||||||
SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE 2020 MELROSE EMPLOYEE SHARE PLAN THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN PART II OF THE CIRCULAR TO SHAREHOLDERS | Management | For | For | For | |||||||||||||||||||||
2 | TO APPROVE AMENDMENTS TO THE 2020 DIRECTORS REMUNERATION POLICY SET OUT ON PAGES 103 TO 111 INCLUSIVE OF THE COMPANY'S 2019 ANNUAL REPORT | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 1,162,774 | 0 | 13-Jan-2021 | 13-Jan-2021 | ||||||||||||||||||||
ORIGIN ENTERPRISES PLC | ||||||||||||||||||||||||||
Security | G68097107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2021 | ||||||||||||||||||||||||
ISIN | IE00B1WV4493 | Agenda | 713486795 - Management | |||||||||||||||||||||||
Record Date | 26-Jan-2021 | Holding Recon Date | 26-Jan-2021 | |||||||||||||||||||||||
City / | Country | DUBLIN 24 | / | Ireland | Vote Deadline Date | 22-Jan-2021 | ||||||||||||||||||||
SEDOL(s) | B1WV449 - B1YC2Y6 - B1YLQX0 - B6ZT4B2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | |||||||||||||||||||||
2 | TO AMEND AND ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||
3 | TO AUTHORISE AND INSTRUCT THE COMPANY TO TAKE ALL ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 147,132 | 0 | 19-Jan-2021 | 19-Jan-2021 | ||||||||||||||||||||
THAI BEVERAGE PUBLIC CO LTD | ||||||||||||||||||||||||||
Security | Y8588A103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jan-2021 | ||||||||||||||||||||||||
ISIN | TH0902010014 | Agenda | 713542365 - Management | |||||||||||||||||||||||
Record Date | 07-Jan-2021 | Holding Recon Date | 07-Jan-2021 | |||||||||||||||||||||||
City / | Country | BANGKO K | / | Thailand | Vote Deadline Date | 19-Jan-2021 | ||||||||||||||||||||
SEDOL(s) | B15F664 - B15T6J9 - B18R1R3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ADOPTION OF THE MINUTES OF THE 2020 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 31 JANUARY 2020 | Management | For | For | For | |||||||||||||||||||||
2 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER-2020 AND THE REPORT OF THE BOARD OF DIRECTORS | Non-Voting | ||||||||||||||||||||||||
3 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 TOGETHER WITH THE AUDITOR REPORT | Management | For | For | For | |||||||||||||||||||||
4 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Management | For | For | For | |||||||||||||||||||||
5.1.1 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. CHAROEN SIRIVADHANABHAKDI | Management | For | For | For | |||||||||||||||||||||
5.1.2 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: KHUNYING WANNA SIRIVADHANABHAKDI | Management | For | For | For | |||||||||||||||||||||
5.1.3 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MS. POTJANEE THANAVARANIT | Management | For | For | For | |||||||||||||||||||||
5.1.4 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: DR. CHATRI BANCHUIN | Management | For | For | For | |||||||||||||||||||||
5.1.5 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: ASSOC. PROF. DR. KRITIKA KONGSOMPONG | Management | For | For | For | |||||||||||||||||||||
5.2.1 | APPOINTMENT OF NEW DIRECTOR: MR. WEE JOO YEOW | Management | For | For | For | |||||||||||||||||||||
5.2.2 | APPOINTMENT OF NEW DIRECTOR: PROF. KHEMCHAI CHUTIWONGSE | Management | For | For | For | |||||||||||||||||||||
5.2.3 | APPOINTMENT OF NEW DIRECTOR: MR. PASU LOHARJUN | Management | For | For | For | |||||||||||||||||||||
5.2.4 | APPOINTMENT OF NEW DIRECTOR: MRS. BUSAYA MATHELIN | Management | For | For | For | |||||||||||||||||||||
5.3 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Management | For | For | For | |||||||||||||||||||||
6 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2021 TO DECEMBER 2021 | Management | For | For | For | |||||||||||||||||||||
7 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2021 | Management | For | For | For | |||||||||||||||||||||
8 | APPROVAL ON THE PURCHASE OF DIRECTORS AND OFFICERS LIABILITY INSURANCE (D AND O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Management | For | For | For | |||||||||||||||||||||
9 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Management | For | For | For | |||||||||||||||||||||
10 | APPROVAL ON THE THAIBEV LONG TERM INCENTIVE PLAN 2021 | Management | For | For | For | |||||||||||||||||||||
11 | APPROVAL ON THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 39,315,352 FROM BAHT 25,155,025,000 TO BAHT 25,115,709,648 | Management | For | For | For | |||||||||||||||||||||
12 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
13 | APPROVAL ON THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 44,290,351 FROM BAHT 25,115,709,648 TO BAHT 25,159,999,999 | Management | For | For | For | |||||||||||||||||||||
14 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
15 | APPROVAL ON THE ALLOCATION OF THE NEWLY-ISSUED ORDINARY SHARES OF THE COMPANY TO ACCOMMODATE THE ORDINARY SHARES WHICH MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN 2021 ("LTIP") AND THE RELEASE OF FINAL AWARDS IN RESPECT OF AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN ("INITIAL LTIP") | Management | For | For | For | |||||||||||||||||||||
16 | OTHER BUSINESS (IF ANY) | Management | For | Abstain | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 6,250,500 | 0 | 19-Jan-2021 | 19-Jan-2021 | ||||||||||||||||||||
DCC PLC | ||||||||||||||||||||||||||
Security | G2689P101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||||||||||||||||
ISIN | IE0002424939 | Agenda | 713497736 - Management | |||||||||||||||||||||||
Record Date | 02-Feb-2021 | Holding Recon Date | 02-Feb-2021 | |||||||||||||||||||||||
City / | Country | DUBLIN 18 | / | Ireland | Vote Deadline Date | 29-Jan-2021 | ||||||||||||||||||||
SEDOL(s) | 0242493 - B01ZKG9 - B1GKFL6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | |||||||||||||||||||||
2 | TO AMEND AND ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS TO IMPLEMENT THE MIGRATION | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 69,526 | 0 | 22-Jan-2021 | 22-Jan-2021 | ||||||||||||||||||||
CRH PLC | ||||||||||||||||||||||||||
Security | G25508105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Feb-2021 | ||||||||||||||||||||||||
ISIN | IE0001827041 | Agenda | 713544814 - Management | |||||||||||||||||||||||
Record Date | 05-Feb-2021 | Holding Recon Date | 05-Feb-2021 | |||||||||||||||||||||||
City / | Country | TBD | / | Ireland | Vote Deadline Date | 03-Feb-2021 | ||||||||||||||||||||
SEDOL(s) | 4182249 - 5465240 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO APPROVE THE MIGRATION OF THE MIGRATING SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | For | For | For | |||||||||||||||||||||
2 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
3 | TO AUTHORISE THE COMPANY TO TAKE ALL ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION | Management | For | For | For | |||||||||||||||||||||
4 | TO AMEND THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE SURRENDER FOR NIL CONSIDERATION, AND AUTHORISE THE CANCELLATION OF, THE INCOME SHARES OF THE COMPANY OF E0.02 EACH | Management | For | For | For | |||||||||||||||||||||
5 | SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO DIMINISH THE AUTHORISED SHARE CAPITAL OF THE COMPANY BY E25,000,000 FROM E426,297,940 TO E401,297,940 | Management | For | For | For | |||||||||||||||||||||
6 | TO AMEND THE ARTICLES OF ASSOCIATION TO DELETE ALL REFERENCES TO THE INCOME SHARES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 63,711 | 0 | 03-Feb-2021 | 03-Feb-2021 | ||||||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Mar-2021 | ||||||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 713572988 - Management | |||||||||||||||||||||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||||||||||||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 16-Feb-2021 | ||||||||||||||||||||
SEDOL(s) | 7103065 - 7105083 - B769708 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | For | |||||||||||||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 | Management | For | For | For | |||||||||||||||||||||
4 | REDUCTION OF SHARE CAPITAL | Management | For | For | For | |||||||||||||||||||||
5 | FURTHER SHARE REPURCHASES | Management | For | For | For | |||||||||||||||||||||
6.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||||||||||||
6.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | |||||||||||||||||||||
6.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2020 COMPENSATION REPORT | Management | For | For | For | |||||||||||||||||||||
7.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.6 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.7 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.8 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.9 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.10 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.11 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.12 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
7.13 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
8.1 | RE-ELECTION OF PATRICE BULA TO THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
8.2 | RE-ELECTION OF BRIDGETTE HELLER TO THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
8.3 | RE-ELECTION OF ENRICO VANNI TO THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
8.4 | RE-ELECTION OF WILLIAM T. WINTERS TO THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
8.5 | ELECTION OF SIMON MORONEY AS NEW MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
9 | RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 | Management | For | For | For | |||||||||||||||||||||
10 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||||||||||||
11 | AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Management | For | For | For | |||||||||||||||||||||
B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 43,326 | 0 | 16-Feb-2021 | 16-Feb-2021 | ||||||||||||||||||||
TELEFON AB L.M.ERICSSON | ||||||||||||||||||||||||||
Security | W26049119 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||||||||||||||||
ISIN | SE0000108656 | Agenda | 713629410 - Management | |||||||||||||||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||||||||||||||
City / | Country | TBD | / | Sweden | Vote Deadline Date | 18-Mar-2021 | ||||||||||||||||||||
SEDOL(s) | 0615642 - 5959378 - 5962967 - B0CRHB8 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: THE NOMINATION-COMMITTEE, APPOINTED IN ACCORDANCE WITH THE INSTRUCTION FOR THE NOMINATION- COMMITTEE RESOLVED BY THE ANNUAL GENERAL MEETING 2012, IS COMPOSED OF THE-CHAIR OF THE COMMITTEE JOHAN FORSSELL (INVESTOR AB), KARL ABERG (AB- INDUSTRIVARDEN AND SVENSKA HANDELSBANKENS PENSIONSSTIFTELSE), JONAS- SYNNERGREN (CEVIAN CAPITAL PARTNERS LIMITED), ANDERS OSCARSSON (AMF-FORSAKRING OCH FONDER) AND RONNIE LETEN (CHAIR OF THE BOARD OF DIRECTORS).-THE NOMINATION COMMITTEE PROPOSES THAT ADVOKAT EVA HAGG BE ELECTED CHAIR OF-THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2021, OR, IF SHE IS PREVENTED FROM-PARTICIPATING, THE PERSON INSTEAD APPOINTED BY THE CHAIR OF THE BOARD OF- DIRECTORS | Non-Voting | ||||||||||||||||||||||||
2 | ELECTION OF TWO PERSONS APPROVING THE MINUTES: MARIANNE NILSSON, SWEDBANK-ROBUR FONDER AND ANDERS OSCARSSON, AMF FORSAKRING OCH FONDER, OR IF ONE OR-BOTH OF THEM ARE PREVENTED FROM PARTICIPATING, THE PERSON OR PERSONS INSTEAD-APPOINTED BY THE CHAIR OF THE BOARD PF DIRECTORS, ARE PROPOSED BY THE BOARD-OF DIRECTORS TO BE ELECTED TO APPROVE THE MINUTES OF THE ANNUAL GENERAL-MEETING. | Non-Voting | ||||||||||||||||||||||||
THE TASK OF APPROVING THE MINUTES OF THE ANNUAL GENERAL MEETING ALSO-INCLUDES VERIFYING THE VOTING LIST AND THAT THE POSTAL VOTES RECEIVED ARE- CORRECTLY STATED IN THE MINUTES OF THE ANNUAL GENERAL MEETING | ||||||||||||||||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||||||
4 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||||||||||||||
5 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED-ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S-REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN- COMPLIED WITH | Non-Voting | ||||||||||||||||||||||||
7.1 | ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | For | |||||||||||||||||||||
7.2 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | For | |||||||||||||||||||||
7.3.A | APPROVE DISCHARGE OF BOARD CHAIRMAN: RONNIE LETEN | Management | For | For | For | |||||||||||||||||||||
7.3.B | APPROVE DISCHARGE OF BOARD MEMBER: HELENA STJERNHOLM | Management | For | For | For | |||||||||||||||||||||
7.3.C | APPROVE DISCHARGE OF BOARD MEMBER: JACOB WALLENBERG | Management | For | For | For | |||||||||||||||||||||
7.3.D | APPROVE DISCHARGE OF BOARD MEMBER: JON FREDRIK BAKSAAS | Management | For | For | For | |||||||||||||||||||||
7.3.E | APPROVE DISCHARGE OF BOARD MEMBER: JAN CARLSON | Management | For | For | For | |||||||||||||||||||||
7.3.F | APPROVE DISCHARGE OF BOARD MEMBER: NORA DENZEL | Management | For | For | For | |||||||||||||||||||||
7.3.G | APPROVE DISCHARGE OF BOARD MEMBER: BORJE EKHOLM | Management | For | For | For | |||||||||||||||||||||
7.3.H | APPROVE DISCHARGE OF BOARD MEMBER: ERIC A. ELZVIK | Management | For | For | For | |||||||||||||||||||||
7.3.I | APPROVE DISCHARGE OF BOARD MEMBER: KURT JOFS | Management | For | For | For | |||||||||||||||||||||
7.3.J | APPROVE DISCHARGE OF BOARD MEMBER: KRISTIN S. RINNE | Management | For | For | For | |||||||||||||||||||||
7.3.K | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: TORBJORN NYMAN | Management | For | For | For | |||||||||||||||||||||
7.3.L | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: KJELL-AKE SOTING | Management | For | For | For | |||||||||||||||||||||
7.3.M | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: ROGER SVENSSON | Management | For | For | For | |||||||||||||||||||||
7.3.N | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: PER HOLMBERG | Management | For | For | For | |||||||||||||||||||||
7.3.O | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: ANDERS RIPA | Management | For | For | For | |||||||||||||||||||||
7.3.P | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: LOREDANA ROSLUND | Management | For | For | For | |||||||||||||||||||||
7.3.Q | APPROVE DISCHARGE OF PRESIDENT: BORJE EKHOLM | Management | For | For | For | |||||||||||||||||||||
7.4 | THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 2.00 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS, SEK 1.00 PER SHARE WITH THE RECORD DATE THURSDAY, APRIL 1, 2021, AND SEK 1.00 PER SHARE WITH THE RECORD DATE FRIDAY, OCTOBER 1, 2021. ASSUMING THESE DATES WILL BE THE RECORD DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO DISBURSE SEK 1.00 PER SHARE ON THURSDAY, APRIL 8, 2021, AND SEK 1.00 PER SHARE ON WEDNESDAY, OCTOBER 6, 2021 | Management | For | For | For | |||||||||||||||||||||
8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||||||||||||
9 | DETERMINATION OF THE FEES PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING | Management | For | None | ||||||||||||||||||||||
10.1 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JON FREDRIK BAKSAAS | Management | For | None | ||||||||||||||||||||||
10.2 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JAN CARLSON | Management | For | None | ||||||||||||||||||||||
10.3 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: NORA DENZEL | Management | For | None | ||||||||||||||||||||||
10.4 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: BORJE EKHOLM | Management | For | None | ||||||||||||||||||||||
10.5 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: ERIC A. ELZVIK | Management | For | None | ||||||||||||||||||||||
10.6 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KURT JOFS | Management | For | None | ||||||||||||||||||||||
10.7 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: RONNIE LETEN | Management | For | None | ||||||||||||||||||||||
10.8 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: KRISTIN S. RINNE | Management | For | None | ||||||||||||||||||||||
10.9 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: HELENA STJERNHOLM | Management | For | None | ||||||||||||||||||||||
10.10 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JACOB WALLENBERG | Management | For | None | ||||||||||||||||||||||
11 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT RONNIE LETEN BE RE-ELECTED CHAIR OF THE BOARD OF DIRECTORS | Management | For | None | ||||||||||||||||||||||
12 | DETERMINATION OF THE NUMBER OF AUDITORS: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE COMPANY SHALL HAVE NO LESS THAN ONE AND NO MORE THAN THREE REGISTERED PUBLIC ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHOULD HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management | For | None | ||||||||||||||||||||||
13 | DETERMINATION OF THE FEES PAYABLE TO THE AUDITORS | Management | For | None | ||||||||||||||||||||||
14 | ELECTION OF AUDITOR: IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDIT AND COMPLIANCE COMMITTEE, THE NOMINATION COMMITTEE PROPOSES THAT DELOITTE AB BE APPOINTED AUDITOR FOR THE PERIOD FROM THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 (RE- ELECTION) | Management | For | None | ||||||||||||||||||||||
15 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||
16.1 | LONG TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON IMPLEMENTATION OF LTV 2021 | Management | For | For | For | |||||||||||||||||||||
16.2 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE LTV 2021 | Management | For | For | For | |||||||||||||||||||||
16.3 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2021 | Management | For | For | For | |||||||||||||||||||||
17 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES AND ON AN EXCHANGE IN RELATION TO THE EARLIER RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 | Management | For | For | For | |||||||||||||||||||||
18 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE ONGOING LONG-TERM VARIABLE COMPENSATION PROGRAMS 2018 AND 2019 | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 356,252 | 0 | 18-Mar-2021 | 18-Mar-2021 | ||||||||||||||||||||
BANGKOK BANK PUBLIC CO LTD | ||||||||||||||||||||||||||
Security | Y0606R119 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||||||||||||||
ISIN | TH0001010014 | Agenda | 713624016 - Management | |||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||
City / | Country | BANGKO K | / | Thailand | Vote Deadline Date | 06-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 5313855 - 6077019 - B01DCW3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ACKNOWLEDGE OPERATING RESULTS | Management | For | For | For | |||||||||||||||||||||
2 | APPROVE FINANCIAL STATEMENTS | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE ALLOCATION OF INCOME AND DIVIDEND PAYMENT | Management | For | For | For | |||||||||||||||||||||
4.1 | ELECT DEJA TULANANDA AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
4.2 | ELECT CHOKECHAI NILJIANSKUL AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
4.3 | ELECT SUVARN THANSATHIT AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
4.4 | ELECT CHANSAK FUANGFU AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
4.5 | ELECT CHARAMPORN JOTIKASTHIRABE AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
5.1 | ELECT CHATCHAWIN CHAROEN RAJAPARK AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
5.2 | ELECT BUNDHIT EUA-ARPORN AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
5.3 | ELECT PARNSIREE AMATAYAKUL AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
6 | APPROVE REMUNERATION OF DIRECTORS | Management | Against | For | Against | |||||||||||||||||||||
7 | APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||||||||||||||
8 | OTHER BUSINESS | Management | For | Abstain | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 267,500 | 0 | 01-Apr-2021 | 01-Apr-2021 | ||||||||||||||||||||
COCA-COLA AMATIL LTD | ||||||||||||||||||||||||||
Security | Q2594P146 | Meeting Type | Scheme Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2021 | ||||||||||||||||||||||||
ISIN | AU000000CCL2 | Agenda | 713682979 - Management | |||||||||||||||||||||||
Record Date | 14-Apr-2021 | Holding Recon Date | 14-Apr-2021 | |||||||||||||||||||||||
City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 09-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 5411920 - 6123451 - BJ04JB8 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN COCA-COLA AMATIL LIMITED AND THE HOLDERS OF ITS ORDINARY SHARES (OTHER THAN CERTAIN EXCLUDED SHAREHOLDERS), AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS AGREED TO, WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE SUPREME COURT OF NEW SOUTH WALES TO WHICH COCA-COLA AMATIL LIMITED AND COCA-COLA EUROPEAN PARTNERS PLC AGREE | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 543,299 | 0 | 08-Apr-2021 | 08-Apr-2021 | ||||||||||||||||||||
PROXIMUS SA | ||||||||||||||||||||||||||
Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||||||||||||||
ISIN | BE0003810273 | Agenda | 713712304 - Management | |||||||||||||||||||||||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||||||||||||||||||||
City / | Country | BRUXEL LES | / | Belgium | Vote Deadline Date | 08-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | B00D9P6 - B1BDH03 - B28FDQ7 - BFM5Z46 - BHZL9S7 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | For | For | For | |||||||||||||||||||||
2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30-DAY TRADING PERIOD PRECEDING THE TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | For | For | For | |||||||||||||||||||||
3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 48,548 | 0 | 01-Apr-2021 | 01-Apr-2021 | ||||||||||||||||||||
PROXIMUS SA | ||||||||||||||||||||||||||
Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||||||||||||||
ISIN | BE0003810273 | Agenda | 713721531 - Management | |||||||||||||||||||||||
Record Date | 07-Apr-2021 | Holding Recon Date | 07-Apr-2021 | |||||||||||||||||||||||
City / | Country | BRUSSE LS | / | Belgium | Vote Deadline Date | 08-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | B00D9P6 - B1BDH03 - B28FDQ7 - BFM5Z46 - BHZL9S7 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||||||||||||||
2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||||||||||||||
3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||||||||||||||||
4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||||||||||||||
5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS | Management | For | For | For | |||||||||||||||||||||
MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | ||||||||||||||||||||||||||
6 | APPROVAL OF THE REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||
7 | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | For | |||||||||||||||||||||
8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | For | For | For | |||||||||||||||||||||
12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER | Management | For | For | For | |||||||||||||||||||||
RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | ||||||||||||||||||||||||||
13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | For | For | For | |||||||||||||||||||||
14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF-AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL-MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION- AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF- AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | ||||||||||||||||||||||||
15 | MISCELLANEOUS | Non-Voting | ||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 48,548 | 0 | 01-Apr-2021 | 01-Apr-2021 | ||||||||||||||||||||
GROUPE BRUXELLES LAMBERT SA | ||||||||||||||||||||||||||
Security | B4746J115 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2021 | ||||||||||||||||||||||||
ISIN | BE0003797140 | Agenda | 713749123 - Management | |||||||||||||||||||||||
Record Date | 13-Apr-2021 | Holding Recon Date | 13-Apr-2021 | |||||||||||||||||||||||
City / | Country | BRUSSE LS | / | Belgium | Vote Deadline Date | 14-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 7097328 - 7596427 - B28HFP6 - BFM6L41 - BHZLGZ3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY-AUDITOR ON THE 2020 FINANCIAL YEAR | Non-Voting | ||||||||||||||||||||||||
2.1 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: PRESENTATION OF-THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020. THIS ITEM-DOES NOT REQUIRE A VOTE | Non-Voting | ||||||||||||||||||||||||
2.2 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | |||||||||||||||||||||
3 | DISCHARGE OF THE DIRECTORS: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | |||||||||||||||||||||
4 | DISCHARGE OF THE STATUTORY AUDITOR: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | For | For | For | |||||||||||||||||||||
5.1 | RESIGNATION AND APPOINTMENT OF DIRECTOR: ACKNOWLEDGMENT OF THE RESIGNATION OF-GERARD LAMARCHE AS DIRECTOR AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS'-MEETING | Non-Voting | ||||||||||||||||||||||||
5.2 | RESIGNATION AND APPOINTMENT OF DIRECTOR: APPOINTMENT OF A DIRECTOR: PROPOSAL TO APPOINT JACQUES VEYRAT AS DIRECTOR FOR A FOUR-YEAR TERM AND TO ACKNOWLEDGE THE INDEPENDENCE OF JACQUES VEYRAT WHO MEETS THE CRITERIA LISTED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Management | For | For | For | |||||||||||||||||||||
5.3.1 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, CLAUDE GENEREUX WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Management | For | For | For | |||||||||||||||||||||
5.3.2 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, JOCELYN LEFEBVRE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Management | For | For | For | |||||||||||||||||||||
5.3.3 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE- ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE OF AGNES TOURAINE WHO MEETS THE CRITERIA MENTIONED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Management | For | For | For | |||||||||||||||||||||
6.1 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE- RESIGNATION, AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING, OF-DELOITTE REVISEURS D'ENTREPRISES SCRL, REPRESENTED BY CORINE MAGNIN AS-STATUTORY AUDITOR | Non-Voting | ||||||||||||||||||||||||
6.2 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS STATUTORY AUDITOR PRICEWATERHOUSECOOPERS BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES FOR A THREE-YEAR TERM AND TO SET ITS FEES AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR INFORMATION, IT IS STATED THAT THE STATUTORY AUDITOR WILL BE REPRESENTED BY ALEXIS VAN BAVEL | Management | For | For | For | |||||||||||||||||||||
7 | REMUNERATION REPORT: PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2020 FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||
8.1 | LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN ADDITIONAL ALLOCATION OF OPTIONS TO THE CEO, MADE IN DECEMBER 2020. THESE OPTIONS HAVE THE SAME CHARACTERISTICS AS THE OPTIONS ALLOCATED TO HIM IN THE FIRST HALF OF 2020. THESE CHARACTERISTICS ARE DESCRIBED IN THE REMUNERATION REPORT. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS GRANTED TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR 4.32 MILLION. IT IS SPECIFIED THAT THE POSSIBILITY FOR THE CEO TO EXERCISE THESE OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN SUBJECT TO THE APPROVAL OF THIS GENERAL MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS ALSO MADE IN DECEMBER 2020 IN FAVOR OF STAFF MEMBERS | Management | For | For | For | |||||||||||||||||||||
8.2 | LONG TERM INCENTIVE: TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE STOCK OPTION PLAN FOR 2021 UNDER WHICH THE CEO MAY RECEIVE IN 2021 OPTIONS RELATING TO EXISTING SHARES OF A SUBSIDIARY OF THE COMPANY. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS THAT MAY BE GRANTED TO THE CEO IN 2021 AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS WILL BE SUBJECT TO THE EXERCISE CONDITIONS SPECIFIED IN THE REMUNERATION POLICY. THE 2021 STOCK OPTION PLAN WILL ALSO BENEFIT STAFF MEMBERS | Management | For | For | For | |||||||||||||||||||||
8.3 | LONG TERM INCENTIVE: REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS WITH RESPECT TO THE GUARANTEES REFERRED TO IN THE FOLLOWING RESOLUTION PROPOSAL | Management | For | For | For | |||||||||||||||||||||
8.4 | LONG TERM INCENTIVE: PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF GUARATEES TO ONE OR SEVERAL BANKS WITH RESPECT TO THE CREDITS GRANTED BY THAT OR THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLANS | Management | For | For | For | |||||||||||||||||||||
9 | MISCELLANEOUS | Non-Voting | ||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 64,977 | 0 | 07-Apr-2021 | 07-Apr-2021 | ||||||||||||||||||||
LANCASHIRE HOLDINGS LTD | ||||||||||||||||||||||||||
Security | G5361W104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||||||||||||||
ISIN | BMG5361W1047 | Agenda | 713673211 - Management | |||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||
City / | Country | HAMILT ON | / | Bermuda | Vote Deadline Date | 20-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | B0PYHC7 - B18Q4J3 - B2B15J9 - BLNNY55 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO RECEIVE THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Management | For | For | For | |||||||||||||||||||||
2 | TO APPROVE THE 2020 ANNUAL REPORT ON REMUNERATION | Management | For | For | For | |||||||||||||||||||||
3 | THAT THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 RECOMMENDED BY THE BOARD OF US 0.10 USD PER COMMON SHARE BE DECLARED | Management | For | For | For | |||||||||||||||||||||
4 | TO RE-ELECT PETER CLARKE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
5 | TO RE-ELECT MICHAEL DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
6 | TO RE-ELECT SIMON FRASER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
7 | TO RE-ELECT SAMANTHA HOE- RICHARDSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
8 | TO RE-ELECT ROBERT LUSARDI AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
9 | TO RE-ELECT ALEX MALONEY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
10 | TO RE-ELECT SALLY WILLIAMS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
11 | TO RE-ELECT NATALIE KERSHAW AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
12 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
13 | TO AUTHORISE THE BOARD TO SET THE AUDITORS' REMUNERATION | Management | For | For | For | |||||||||||||||||||||
14 | TO GRANT THE DIRECTORS OF THE COMPANY A GENERAL AND UNCONDITIONAL AUTHORITY TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||
15 | SUB TO RES 14, TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF 5 PER CENT OF ISSUED SHARE CAPITAL | Management | For | For | For | |||||||||||||||||||||
16 | SUB TO RES 14 AND 15, TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER 5 PER CENT | Management | For | For | For | |||||||||||||||||||||
17 | SUB TO RES 14, 15, 16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER 5 PER CENT | Management | For | For | For | |||||||||||||||||||||
18 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 302,904 | 0 | 16-Apr-2021 | 16-Apr-2021 | ||||||||||||||||||||
ALCON SA | ||||||||||||||||||||||||||
Security | H01301128 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||||||||||||||
ISIN | CH0432492467 | Agenda | 713728953 - Management | |||||||||||||||||||||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||||||||||||||||||||
City / | Country | FRIBOU RG | / | Switzerland | Vote Deadline Date | 14-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | BJ5JVG7 - BJT1GR5 - BJXBP41 - BK8Y5Z3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||||||||||||||||||
2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.10 PER SHARE | Management | For | For | For | |||||||||||||||||||||
4.1 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | For | For | For | |||||||||||||||||||||
4.2 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3.3 MILLION | Management | For | For | For | |||||||||||||||||||||
4.3 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 38.4 MILLION | Management | For | For | For | |||||||||||||||||||||
5.1 | REELECT MICHAEL BALL AS DIRECTOR AND BOARD CHAIRMAN | Management | For | For | For | |||||||||||||||||||||
5.2 | REELECT LYNN BLEIL AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.3 | REELECT ARTHUR CUMMINGS AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.4 | REELECT DAVID ENDICOTT AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.5 | REELECT THOMAS GLANZMANN AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.6 | REELECT KEITH GROSSMANN AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.7 | REELECT SCOTT MAW AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.8 | REELECT KAREN MAY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.9 | REELECT INES POESCHEL AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5.10 | REELECT DIETER SPAELTI AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6.1 | REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
6.2 | REAPPOINT KEITH GROSSMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
6.3 | REAPPOINT KAREN MAY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
6.4 | REAPPOINT INES POESCHEL AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | |||||||||||||||||||||
7 | DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW AS INDEPENDENT PROXY | Management | For | For | For | |||||||||||||||||||||
8 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 65,096 | 0 | 12-Apr-2021 | 12-Apr-2021 | ||||||||||||||||||||
CRH PLC | ||||||||||||||||||||||||||
Security | G25508105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||||||||||||||
ISIN | IE0001827041 | Agenda | 713896201 - Management | |||||||||||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||||||||||||||
City / | Country | DUBLIN 16 | / | Ireland | Vote Deadline Date | 16-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 0182704 - 4182249 - 5465240 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO REVIEW THE COMPANY'S AFFAIRS AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX1) AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
2 | TO DECLARE A DIVIDEND ON THE ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||
3 | TO CONSIDER THE 2020 DIRECTORS' REMUNERATION REPORT (EXCLUDING THE 2019 DIRECTORS' REMUNERATION POLICY SUMMARY SECTION), THE FULL TEXT OF WHICH IS SET OUT ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT AND FORM 20-F | Management | For | For | For | |||||||||||||||||||||
4.A | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. BOUCHER | Management | For | For | For | |||||||||||||||||||||
4.B | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. DOWLING | Management | For | For | For | |||||||||||||||||||||
4.C | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. FEARON | Management | For | For | For | |||||||||||||||||||||
4.D | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. KARLSTROM | Management | For | For | For | |||||||||||||||||||||
4.E | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. KELLY | Management | For | For | For | |||||||||||||||||||||
4.F | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. MCKAY | Management | For | For | For | |||||||||||||||||||||
4.G | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. MANIFOLD | Management | For | For | For | |||||||||||||||||||||
4.H | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. G.L. PLATT | Management | For | For | For | |||||||||||||||||||||
4.I | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. M.K. RHINEHART | Management | For | For | For | |||||||||||||||||||||
4.J | TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. TALBOT | Management | For | For | For | |||||||||||||||||||||
5 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||
6 | TO CONSIDER THE CONTINUATION OF DELOITTE IRELAND LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
7 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO ALLOT UNISSUED SHARE CAPITAL OF THE COMPANY: THAT, IN ACCORDANCE WITH THE POWERS, PROVISIONS AND LIMITATIONS OF ARTICLE 11(D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED TO ALLOT RELEVANT SECURITIES (WITHIN THE MEANING OF SECTION 1021 OF THE COMPANIES ACT 2014): (A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR 83,966,000; AND (B) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000 PROVIDED THAT ANY ORDINARY SHARES ALLOTTED PURSUANT TO THIS AUTHORITY ARE OFFERED BY WAY OF A RIGHTS ISSUE OR OTHER PRE- EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES TO THE EXTENT PERMITTED BY PARAGRAPH (B) IN RESOLUTION 8 IN THE NOTICE OF THIS MEETING. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | Management | For | For | For | |||||||||||||||||||||
8 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR CASH EQUIVALENT TO 5% OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021 AND ALLOW THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS IN A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE IN ORDER TO ACCOMMODATE ANY REGULATORY RESTRICTIONS IN CERTAIN JURISDICTIONS: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE | Management | For | For | For | |||||||||||||||||||||
COMPANIES ACT 2014) FOR CASH TO THE EXTENT PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING PROVIDED THAT THIS AUTHORITY MAY ONLY BE USED FOR: (A) THE ALLOTMENT OF EQUITY SECURITIES UP TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT THAT THIS LIMIT SHALL BE REDUCED BY THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT OF EQUITY SECURITIES BY WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES IN ACCORDANCE WITH ARTICLE 11(E) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ON THE BASIS THAT THE REFERENCE TO A RIGHTS ISSUE IN ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES AND OTHER PRE- EMPTIVE ISSUES. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | ||||||||||||||||||||||||||
9 | SUBJECT TO THE PASSING OF RESOLUTION 8, TO CONSIDER AND, IF THOUGHT FIT, PASS AS A SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RELATION TO ALLOTMENTS OF NEW SHARES FOR CASH UP TO A FURTHER 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 3 MARCH 2021 IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE COMPANIES ACT 2014) FOR CASH AS PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING AS IF SECTION 1022 OF THE COMPANIES ACT 2014 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR RE- FINANCING, IF THE AUTHORITY IS TO | Management | For | For | For | |||||||||||||||||||||
BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; AND (B) THE NOMINAL VALUE OF ALL EQUITY SECURITIES ALLOTTED PURSUANT TO THIS AUTHORITY TOGETHER WITH THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE MAY NOT EXCEED EUR 12,722,000. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY DATE AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF SUCH POWER HAD NOT EXPIRED | ||||||||||||||||||||||||||
10 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF THE COMPANY TO PURCHASE UP TO 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL: THAT THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO PURCHASE ORDINARY SHARES ON A SECURITIES MARKET (AS DEFINED IN SECTION 1072 OF THE COMPANIES ACT 2014), AT PRICES PROVIDED FOR IN ARTICLE 8A OF THE ARTICLES OF ASSOCIATION OF THE COMPANY UP TO A MAXIMUM OF 10% OF THE ORDINARY SHARES IN ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY | Management | For | For | For | |||||||||||||||||||||
2022. THE COMPANY OR ANY SUBSIDIARY MAY BEFORE SUCH EXPIRY ENTER INTO A CONTRACT FOR THE PURCHASE OF ORDINARY SHARES WHICH WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH CONTRACT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||||||||||||||||
11 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO REISSUE TREASURY SHARES: THAT THE COMPANY BE AND IS HEREBY AUTHORISED TO REISSUE TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014), IN THE MANNER PROVIDED FOR IN ARTICLE 8B OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 | Management | For | For | For | |||||||||||||||||||||
12 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS: THAT THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED, PURSUANT TO ARTICLE 138(B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO EXERCISE THE POWERS CONTAINED IN THE SAID ARTICLE SO THAT THE DIRECTORS MAY OFFER TO THE SHAREHOLDERS THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL SHARES CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID BY THE COMPANY. UNLESS RENEWED AT THE ANNUAL GENERAL MEETING IN 2022, THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON 28 JULY 2022 | Management | For | For | For | |||||||||||||||||||||
13 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS AN ORDINARY RESOLUTION: THAT APPROVAL BE AND IS HEREBY GIVEN FOR THE ESTABLISHMENT BY THE COMPANY OF SAVINGS-RELATED SHARE OPTION | Management | For | For | For | |||||||||||||||||||||
SCHEMES (THE "2021 SAVINGS- RELATED SHARE OPTION SCHEMES"), THE PRINCIPAL FEATURES OF WHICH ARE SUMMARISED IN THE CIRCULAR TO SHAREHOLDERS DATED 24 MARCH 2021 THAT ACCOMPANIES THE NOTICE CONVENING THIS MEETING AND THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH ACTION OR STEPS (INCLUDING THE MAKING OF AMENDMENTS TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES AND THE RULES THEREOF) AS MAY BE NECESSARY TO OBTAIN THE APPROVAL OF THE RELEVANT REVENUE AUTHORITIES FOR THE SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY SUCH SCHEME WILL BE TREATED AS COUNTING TOWARDS ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES | ||||||||||||||||||||||||||
14 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO REDUCE THE SHARE PREMIUM OF THE COMPANY: THAT SUBJECT TO AND WITH THE CONSENT OF THE IRISH HIGH COURT IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 84 AND 85 OF THE COMPANIES ACT 2014, THE COMPANY CAPITAL OF THE COMPANY BE REDUCED BY THE CANCELLATION OF THE ENTIRE AMOUNT STANDING TO THE CREDIT OF THE COMPANY'S SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER 2020 OR SUCH OTHER LESSER AMOUNT AS THE BOARD OF DIRECTORS OF THE COMPANY OR THE IRISH HIGH COURT MAY DETERMINE AND THAT THE RESERVE RESULTING FROM THE CANCELLATION OF THE SHARE PREMIUM BE TREATED AS PROFITS AVAILABLE FOR DISTRIBUTION AS DEFINED BY SECTION 117 OF THE IRISH COMPANIES ACT 2014 | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 67,397 | 0 | 15-Apr-2021 | 15-Apr-2021 | ||||||||||||||||||||
GEA GROUP AG | ||||||||||||||||||||||||||
Security | D28304109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||||||||||||||
ISIN | DE0006602006 | Agenda | 713717443 - Management | |||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 16-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 4557104 - B28HB58 - BDQZKG5 - BHZLGS6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | |||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | |||||||||||||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | For | |||||||||||||||||||||
6.1 | ELECT JUERGEN FLEISCHER TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6.2 | ELECT COLIN HALL TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6.3 | ELECT KLAUS HELMRICH TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6.4 | ELECT ANNETTE KOEHLER TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6.5 | ELECT HOLLY LEI TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6.6 | ELECT MOLLY ZHANG TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
7 | APPROVE REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||
8 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
9 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | For | For | For | |||||||||||||||||||||
10 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL I WITH PREEMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
11 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL II WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
12 | APPROVE CREATION OF EUR 52 MILLION POOL OF AUTHORIZED CAPITAL III WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
13 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION; APPROVE CREATION OF EUR 52 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 81,500 | 0 | 14-Apr-2021 | 14-Apr-2021 | ||||||||||||||||||||
SANOFI SA | ||||||||||||||||||||||||||
Security | F5548N101 | Meeting Type | MIX | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||||||||||||||
ISIN | FR0000120578 | Agenda | 713892962 - Management | |||||||||||||||||||||||
Record Date | 27-Apr-2021 | Holding Recon Date | 27-Apr-2021 | |||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 19-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 5671735 - 5696589 - B114ZY6 - BF447L2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Management | For | For | For | |||||||||||||||||||||
4 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE LECORVAISIER AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MRS. MELANIE LEE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | APPOINTMENT OF MRS. BARBARA LAVERNOS AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | APPROVAL OF THE COMPENSATION REPORT FOR CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 22- 10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||
9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||
11 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | For | |||||||||||||||||||||
12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||
14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | |||||||||||||||||||||
15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | |||||||||||||||||||||
17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY WAY OF A PUBLIC OFFERING OTHER THAN THAT MENTIONED IN ARTICLE L. 411-2- 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | |||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, WITHIN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (OFFER RESERVED FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | |||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR OF ANY OTHER COMPANY) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | |||||||||||||||||||||
20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | |||||||||||||||||||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ONE OF ITS SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | Against | For | Against | |||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Management | For | For | For | |||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | Against | For | Against | |||||||||||||||||||||
24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | For | For | For | |||||||||||||||||||||
25 | AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION | Management | For | For | For | |||||||||||||||||||||
26 | AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT WITH THE PACTE LAW | Management | For | For | For | |||||||||||||||||||||
27 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 36,370 | 0 | 13-Apr-2021 | 13-Apr-2021 | ||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713716972 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 03-May-2021 | ||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 29-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||||||||||||||||||
2. | APPROVE REMUNERATION REPORT | Management | For | For | For | |||||||||||||||||||||
3. | APPROVE REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||
4. | APPROVE CLIMATE TRANSITION ACTION PLAN | Management | For | For | For | |||||||||||||||||||||
5. | RE-ELECT NILS ANDERSEN AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6. | RE-ELECT LAURA CHA AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7. | RE-ELECT DR JUDITH HARTMANN AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8. | RE-ELECT ALAN JOPE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9. | RE-ELECT ANDREA JUNG AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10. | RE-ELECT SUSAN KILSBY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11. | RE-ELECT STRIVE MASIYIWA AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12. | RE-ELECT YOUNGME MOON AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
13. | RE-ELECT GRAEME PITKETHLY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
14. | RE-ELECT JOHN RISHTON AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
15. | RE-ELECT FEIKE SIJBESMA AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
16. | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | For | |||||||||||||||||||||
17. | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | For | |||||||||||||||||||||
18. | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | For | |||||||||||||||||||||
19. | APPROVE SHARES PLAN | Management | For | For | For | |||||||||||||||||||||
20. | AUTHORISE ISSUE OF EQUITY | Management | For | For | For | |||||||||||||||||||||
21. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
22. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||||||||||||||||||
23. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||
24. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | For | |||||||||||||||||||||
25. | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||
26. | APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 73,368 | 0 | 20-Apr-2021 | 20-Apr-2021 | ||||||||||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||||||||||||
Security | G3910J112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||
ISIN | GB0009252882 | Agenda | 713744488 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 03-May-2021 | ||||||||||||||||||||||||
City / | Country | BRENTF ORD | / | United Kingdom | Vote Deadline Date | 27-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 0925288 - 4907657 - BRTM7S2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT | Management | For | For | For | |||||||||||||||||||||
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For | |||||||||||||||||||||
3 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
4 | TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
13 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
14 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management | For | For | For | |||||||||||||||||||||
15 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||||||||||||||||||||
16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | For | |||||||||||||||||||||
17 | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | For | |||||||||||||||||||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management | Against | For | Against | |||||||||||||||||||||
19 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | Against | For | Against | |||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | |||||||||||||||||||||
21 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | For | |||||||||||||||||||||
22 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 160,564 | 0 | 29-Apr-2021 | 29-Apr-2021 | ||||||||||||||||||||
GREAT EAGLE HOLDINGS LTD | ||||||||||||||||||||||||||
Security | G4069C148 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
ISIN | BMG4069C1486 | Agenda | 713725818 - Management | |||||||||||||||||||||||
Record Date | 30-Apr-2021 | Holding Recon Date | 30-Apr-2021 | |||||||||||||||||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 29-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 6387406 - B01XWJ0 - B1CL030 - BKV2ZM1 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management | For | For | For | |||||||||||||||||||||
2 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management | For | For | For | |||||||||||||||||||||
3 | TO DECLARE THE PAYMENT OF A SPECIAL FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management | For | For | For | |||||||||||||||||||||
4 | TO RE-ELECT MADAM LAW WAI DUEN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||||||||||||
5 | TO RE-ELECT MR. LO CHUN HIM, ALEXANDER AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | TO RE-ELECT PROFESSOR WONG YUE CHIM, RICHARD AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||||||||||||
7 | TO RE-ELECT MR. LEE SIU KWONG, AMBROSE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | TO RE-ELECT MR. CHU SHIK PUI AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | TO FIX A FEE OF HKD 220,000 PER ANNUM AS ORDINARY REMUNERATION PAYABLE TO EACH DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | For | |||||||||||||||||||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES | Management | For | For | For | |||||||||||||||||||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 377,662 | 0 | 26-Apr-2021 | 26-Apr-2021 | ||||||||||||||||||||
MELROSE INDUSTRIES PLC | ||||||||||||||||||||||||||
Security | G5973J178 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
ISIN | GB00BZ1G4322 | Agenda | 713759186 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
01 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS THEREON | Management | For | For | For | |||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
03 | TO DECLARE A FINAL DIVIDEND OF 0.75P PER ORDINARY SHARE | Management | For | For | For | |||||||||||||||||||||
04 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
05 | TO RE-ELECT DAVID ROPER AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
06 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
07 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
08 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
09 | TO RE-ELECT LIZ HEWITT AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | TO RE-ELECT ARCHIE G KANE AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12 | TO RE-ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
13 | TO RE-ELECT FUNMI ADEGOKE AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
14 | TO ELECT PETER DILNOT AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
15 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | For | |||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | For | |||||||||||||||||||||
17 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||
18 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | For | |||||||||||||||||||||
19 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | For | |||||||||||||||||||||
20 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | For | |||||||||||||||||||||
21 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 1,230,035 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
MELROSE INDUSTRIES PLC | ||||||||||||||||||||||||||
Security | G5973J178 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||
ISIN | GB00BZ1G4322 | Agenda | 713971174 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | BF02F38 - BKT5ZR7 - BYYCFK4 - BYZGNY5 - BZ1G432 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | THAT THE DISPOSAL OF THE AIR MANAGEMENT GROUP ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE DISPOSAL AGREEMENT BE AND IS APPROVED | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 1,230,035 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
THE SWATCH GROUP AG | ||||||||||||||||||||||||||
Security | H83949141 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2021 | ||||||||||||||||||||||||
ISIN | CH0012255151 | Agenda | 713899067 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 07-May-2021 | ||||||||||||||||||||||||
City / | Country | BIEL | / | Switzerland | Blocking | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||
SEDOL(s) | 7184725 - B11JJX8 - B1CC9C5 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT 2020 | Management | For | For | For | |||||||||||||||||||||
2 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | Against | For | Against | |||||||||||||||||||||
3 | RESOLUTION FOR THE APPROPRIATION OF THE AVAILABLE EARNINGS | Management | For | For | For | |||||||||||||||||||||
4.1.1 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION FOR FUNCTIONS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
4.1.2 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION FOR EXECUTIVE FUNCTIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||
4.2 | APPROVAL OF COMPENSATION: APPROVAL OF FIXED COMPENSATION OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2021 | Management | Against | For | Against | |||||||||||||||||||||
4.3 | APPROVAL OF COMPENSATION: APPROVAL OF VARIABLE COMPENSATION OF THE EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS FOR THE BUSINESS YEAR 2020 | Management | Against | For | Against | |||||||||||||||||||||
4.4 | APPROVAL OF COMPENSATION: APPROVAL OF VARIABLE COMPENSATION OF THE MEMBERS OF THE EXECUTIVE GROUP MANAGEMENT BOARD AND OF THE EXTENDED GROUP MANAGEMENT BOARD FOR THE BUSINESS YEAR 2020 | Management | Against | For | Against | |||||||||||||||||||||
5.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. NAYLA HAYEK | Management | Against | For | Against | |||||||||||||||||||||
5.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ERNST TANNER | Management | Against | For | Against | |||||||||||||||||||||
5.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. DANIELA AESCHLIMANN | Management | Against | For | Against | |||||||||||||||||||||
5.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GEORGES N. HAYEK | Management | Against | For | Against | |||||||||||||||||||||
5.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. CLAUDE NICOLLIER | Management | Against | For | Against | |||||||||||||||||||||
5.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JEAN- PIERRE ROTH | Management | Against | For | Against | |||||||||||||||||||||
5.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. NAYLA HAYEK AS CHAIR OF THE BOARD OF DIRECTORS | Management | Against | For | Against | |||||||||||||||||||||
6.1 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MRS. NAYLA HAYEK | Management | Against | For | Against | |||||||||||||||||||||
6.2 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. ERNST TANNER | Management | Against | For | Against | |||||||||||||||||||||
6.3 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MRS. DANIELA AESCHLIMANN | Management | Against | For | Against | |||||||||||||||||||||
6.4 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. GEORGES N. HAYEK | Management | Against | For | Against | |||||||||||||||||||||
6.5 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. CLAUDE NICOLLIER | Management | Against | For | Against | |||||||||||||||||||||
6.6 | RE-ELECTION TO THE COMPENSATION COMMITTEE: MR. JEAN-PIERRE ROTH | Management | Against | For | Against | |||||||||||||||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR BERNHARD LEHMANN, P.O.BOX, CH-8032 ZURICH | Management | Against | For | Against | |||||||||||||||||||||
8 | ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS LTD | Management | For | For | For | |||||||||||||||||||||
9 | CHANGE OF ARTICLES OF ASSOCIATION: ARTICLE 12, ARTICEL 13 | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 10,533 | 0 | 22-Apr-2021 | 22-Apr-2021 | ||||||||||||||||||||
ADIDAS AG | ||||||||||||||||||||||||||
Security | D0066B185 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||
ISIN | DE000A1EWWW0 | Agenda | 713728701 - Management | |||||||||||||||||||||||
Record Date | 05-May-2021 | Holding Recon Date | 05-May-2021 | |||||||||||||||||||||||
City / | Country | HERZOG ENAURA CH | / | Germany | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 4031976 - B0CRJ90 - B0YLQ88 - B5V7PM1 - B8GBR45 - BF0Z8L6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | |||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | For | |||||||||||||||||||||
5 | ELECT JACKIE JOYNER-KERSEE TO THE SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
6 | APPROVE REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||
7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | For | |||||||||||||||||||||
8 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | For | For | For | |||||||||||||||||||||
9 | APPROVE CREATION OF EUR 50 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
10 | APPROVE CREATION OF EUR 20 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | For | |||||||||||||||||||||
11 | CANCEL AUTHORIZED CAPITAL 2016 | Management | For | For | For | |||||||||||||||||||||
12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | For | |||||||||||||||||||||
13 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | For | For | For | |||||||||||||||||||||
14 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 4,364 | 0 | 29-Apr-2021 | 29-Apr-2021 | ||||||||||||||||||||
ENI S.P.A. | ||||||||||||||||||||||||||
Security | T3643A145 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||
ISIN | IT0003132476 | Agenda | 713815314 - Management | |||||||||||||||||||||||
Record Date | 03-May-2021 | Holding Recon Date | 03-May-2021 | |||||||||||||||||||||||
City / | Country | ROMA | / | Italy | Vote Deadline Date | 30-Apr-2021 | ||||||||||||||||||||
SEDOL(s) | 7145056 - B07LWK9 - B0ZNKV4 - BF445R4 - BFNKR66 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 OF ENI S.P.A. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS | Management | For | For | For | |||||||||||||||||||||
O.2 | PROFIT ALLOCATION | Management | For | For | For | |||||||||||||||||||||
O.3 | PAYMENT OF THE 2021 INTERIM DIVIDEND BY DISTRIBUTION OF AVAILABLE RESERVES | Management | For | For | For | |||||||||||||||||||||
O.4 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE EFFECTIVE AUDITOR | Management | Abstain | For | Against | |||||||||||||||||||||
O.5 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE ALTERNATE AUDITOR | Management | Abstain | For | Against | |||||||||||||||||||||
O.6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES; RESOLUTIONS RELATED THERETO | Management | For | For | For | |||||||||||||||||||||
O.7 | REPORT ON EMOLUMENT PAID | Management | Against | For | Against | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 81,938 | 0 | 28-Apr-2021 | 28-Apr-2021 | ||||||||||||||||||||
ESSILORLUXOTTICA SA | ||||||||||||||||||||||||||
Security | F31665106 | Meeting Type | MIX | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||||||||||||||
ISIN | FR0000121667 | Agenda | 713823537 - Management | |||||||||||||||||||||||
Record Date | 18-May-2021 | Holding Recon Date | 18-May-2021 | |||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 10-May-2021 | ||||||||||||||||||||
SEDOL(s) | 7212477 - B06GDS0 - B28H1Q9 - BF445S5 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 612,847,956.76. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX- DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||
2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING A NET INCOME AMOUNTING TO EUR 148,612,000.00, OF WHICH GROUP SHARE AMOUNTING TO EUR 84,537,000.00 | Management | For | For | For | |||||||||||||||||||||
3 | THE MEETING RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR ORIGIN EARNINGS: EUR 612,847,956.76 RETAINED EARNINGS: EUR (57,813,905.20) LEGAL RESERVE: EUR (220,021.74) DISTRIBUTABLE INCOME: EUR 554,814,029.82 SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 2,057,542,518.52 DISTRIBUTABLE AMOUNTS: EUR 24,673,835,835.61 ALLOCATION STATUTORY DIVIDEND OF 6 PERCENT: EUR 4,741,395.35 ADDITIONAL DIVIDEND: EUR 971,954,165.69 TOTAL DIVIDENDS: EUR 976,695,561.04 (EUR 502,556,026.00 (EUR 1.15) OF INTERIM DIVIDEND PAID ON DECEMBER 28TH AND EUR | Management | For | For | For | |||||||||||||||||||||
474,139.535.04 (EUR 1.08) AS BALANCE) SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 1,635,660,987.27 SHAREHOLDERS ARE GRANTED A DIVIDEND OF EUR 2.23 PER ORDINARY SHARE PAID IN CASH OR IN NEW SHARES ON JUNE 21ST 2021. OPTION EFFECTIVE FROM JUNE 1ST TO 14TH 2021 THEN PAID IN CASH. DIVIDENDS PAID: EUR 2.04 FOR 2018 AND EUR 1.53 FOR 2017 | ||||||||||||||||||||||||||
4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE CONCLUSIONS OF SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | For | For | For | |||||||||||||||||||||
5 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION AND THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||
6 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. LEONARDO DEL VECCHIO, CHIEF EXECUTIVE OFFICER UNTIL DECEMBER 17TH 2020 AND CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | For | For | For | |||||||||||||||||||||
7 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. HUBERT SAGNIERES, VICE-CHAIRMAN DEPUTY MANAGING DIRECTOR UNTIL DECEMBER 17TH 2020 AND VICE- CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | For | For | For | |||||||||||||||||||||
8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD FROM JANUARY 1ST TO THE SHAREHOLDERS' MEETING | Management | For | For | For | |||||||||||||||||||||
9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD AFTER THE SHAREHOLDERS' MEETING | Management | For | For | For | |||||||||||||||||||||
10 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S ORDINARY SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF ORDINARY SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, GIVEN THAT THE COMPANY MAY NOT HOLD IN ANY CASE MORE THAN 10 PERCENT OF ITS OWN SHARE CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 11. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | |||||||||||||||||||||
11 | THE SHAREHOLDERS' MEETING RESOLVES TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS OF THE PACTE LAW AND TO AMEND, CONSEQUENTLY, THE ARTICLES AS FOLLOWS: - ARTICLE NUMBER 4: 'HEAD OFFICE' OF THE BYLAWS, - ARTICLE NUMBER 9: 'FORM OF THE SHARES' OF THE BYLAWS, - ARTICLE NUMBER 11: 'BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 14: 'COMPENSATION OF THE DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | For | For | For | |||||||||||||||||||||
12 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE NUMBER 13: 'DIRECTORS' TERM OF OFFICE' OF THE BYLAWS | Management | For | For | For | |||||||||||||||||||||
13 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND: - ARTICLE NUMBER 15: 'CHAIRMAN AND VICE- CHAIRMAN OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | For | For | For | |||||||||||||||||||||
14 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN AUTHORISED BY THE BOARD OF DIRECTORS, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 26- MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | |||||||||||||||||||||
15 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING SHARES OF THE COMPANY, IN FAVOUR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY AND COMPANIES IN WHICH IT DIRECTLY OR INDIRECTLY HOLDS AT LEAST 10 PERCENT OF THE SHARE CAPITAL OR VOTING RIGHTS. THEY MAY NOT REPRESENT MORE THAN 2.5 PERCENT OF THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF PERFORMANCE SHARES ALLOCATED TO EACH MANAGING CORPORATE OFFICER SHALL NOT EXCEED 3.5 PERCENT OF THE OVERALL FREE ALLOCATIONS OF SHARES AND STOCK OPTIONS CARRIED OUT EACH YEAR. THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' | Management | For | For | For | |||||||||||||||||||||
MEETING OF NOVEMBER 29TH 2018 IN RESOLUTION NR, 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||
16 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE SHARE CAPITAL, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR ANOTHER COMPANY OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,500,000,000.00. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | |||||||||||||||||||||
17 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' | Management | For | For | For | |||||||||||||||||||||
MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 17. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||
18 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF ELIGIBLE EMPLOYEES, CORPORATE OFFICERS AND FORMER EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF NEW SHARES TO BE SUBSCRIBED IN CASH AND, IF SO, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THE MAXIMUM NUMBER OF COMPANY'S SHARES TO BE ISSUED UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED 0.5 PERCENT OF THE SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 12. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | For | |||||||||||||||||||||
19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. LEONARDO DEL VECCHIO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. ROMOLO BARDIN AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
21 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. JULIETTE FAVRE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
22 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. FRANCESCO MILLERI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
23 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. PAUL DU SAILLANT AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
24 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. CHRISTINA SCOCCHIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
25 | THE SHAREHOLDERS' MEETING APPOINTS MR. JEAN-LUC BIAMONTI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
26 | THE SHAREHOLDERS' MEETING APPOINTS MRS. MARIE-CHRISTINE COISNE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
27 | THE SHAREHOLDERS' MEETING APPOINTS MR. JOSE GONZALO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
28 | THE SHAREHOLDERS' MEETING APPOINTS MRS. SWATI PIRAMAL AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
29 | THE SHAREHOLDERS' MEETING APPOINTS MRS. NATHALIE VON SIEMENS AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
30 | THE SHAREHOLDERS' MEETING APPOINTS MR. ANDREA ZAPPIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | For | For | For | |||||||||||||||||||||
31 | THE SHAREHOLDERS' MEETING RESOLVES THAT IF THE RESOLUTION NUMBER 12 OF THIS MEETING IS NOT ADOPTED, 4 DIRECTORS RENEWED OR APPOINTED WITH THE USE OF THE RESOLUTIONS NUMBER 19 TO 30 (INCLUSIVE) WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 2-YEAR PERIOD, WHEREAS ALL THE OTHERS WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 3-YEAR PERIOD. THE 4 DIRECTORS RENEWED OR APPOINTED, AS APPROPRIATE, FOR 2 YEARS WILL BE DRAWN BY LOTS | Management | For | For | For | |||||||||||||||||||||
32 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 10,738 | 0 | 06-May-2021 | 06-May-2021 | ||||||||||||||||||||
BANK OF IRELAND GROUP PLC | ||||||||||||||||||||||||||
Security | G0756R109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2021 | ||||||||||||||||||||||||
ISIN | IE00BD1RP616 | Agenda | 713972443 - Management | |||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||
City / | Country | DUBLIN 4 | / | Ireland | Vote Deadline Date | 17-May-2021 | ||||||||||||||||||||
SEDOL(s) | BD1RP61 - BDRXFJ6 - BF0J625 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
01 | TO RECEIVE AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITOR'S REPORT | Management | For | For | For | |||||||||||||||||||||
02A | TO ELECT THE FOLLOWING DIRECTOR TO THE BOARD, BY SEPARATE RESOLUTION: GILES ANDREWS | Management | For | For | For | |||||||||||||||||||||
02B | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: EVELYN BOURKE | Management | For | For | For | |||||||||||||||||||||
02C | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: IAN BUCHANAN | Management | For | For | For | |||||||||||||||||||||
02D | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: EILEEN FITZPATRICK | Management | For | For | For | |||||||||||||||||||||
02E | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: RICHARD GOULDING | Management | For | For | For | |||||||||||||||||||||
02F | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: MICHELE GREENE | Management | For | For | For | |||||||||||||||||||||
02G | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: PATRICK KENNEDY | Management | For | For | For | |||||||||||||||||||||
02H | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: FRANCESCA MCDONAGH | Management | For | For | For | |||||||||||||||||||||
02I | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: FIONA MULDOON | Management | For | For | For | |||||||||||||||||||||
02J | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: MYLES O'GRADY | Management | For | For | For | |||||||||||||||||||||
02K | TO RE-ELECT THE FOLLOWING DIRECTOR, BY SEPARATE RESOLUTION: STEVE PATEMAN | Management | For | For | For | |||||||||||||||||||||
03 | TO CONSIDER THE CONTINUATION IN OFFICE OF KPMG AS AUDITOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||
04 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR FOR THE 2021 FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||
05 | TO APPROVE THE CONVENING OF AN EXTRAORDINARY GENERAL MEETING ON 14 DAYS' NOTICE FOR THE PASSING OF AN ORDINARY RESOLUTION | Management | For | For | For | |||||||||||||||||||||
06 | TO RECEIVE AND CONSIDER THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
07 | TO AUTHORISE PURCHASES OF ORDINARY SHARES BY THE COMPANY OR SUBSIDIARIES | Management | For | For | For | |||||||||||||||||||||
08 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||
09 | TO RENEW THE DIRECTORS' AUTHORITY TO ISSUE ORDINARY SHARES ON A NON-PRE-EMPTIVE BASIS FOR CASH | Management | For | For | For | |||||||||||||||||||||
10 | TO APPROVE THE DIRECTORS' ADDITIONAL AUTHORITY TO ISSUE ORDINARY SHARES ON A NON-PRE- EMPTIVE BASIS FOR CASH IN THE CASE OF AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | For | |||||||||||||||||||||
11 | TO AUTHORISE THE DIRECTORS TO ISSUE CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management | For | For | For | |||||||||||||||||||||
12 | TO AUTHORISE THE DIRECTORS TO ISSUE FOR CASH ON A NON-PRE- EMPTIVE BASIS, CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 529,735 | 0 | 17-May-2021 | 17-May-2021 | ||||||||||||||||||||
PLAYTECH PLC | ||||||||||||||||||||||||||
Security | G7132V100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||
ISIN | IM00B7S9G985 | Agenda | 714043952 - Management | |||||||||||||||||||||||
Record Date | Holding Recon Date | 24-May-2021 | ||||||||||||||||||||||||
City / | Country | LONDON | / | Isle of Man | Vote Deadline Date | 18-May-2021 | ||||||||||||||||||||
SEDOL(s) | B7S9G98 - B885KS0 - B8DCC80 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||||||||||||||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | For | |||||||||||||||||||||
4 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | For | |||||||||||||||||||||
5 | RE-ELECT CLAIRE MILNE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
6 | RE-ELECT JOHN JACKSON AS DIRECTOR | Management | Against | For | Against | |||||||||||||||||||||
7 | RE-ELECT IAN PENROSE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
8 | RE-ELECT ANNA MASSION AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
9 | RE-ELECT JOHN KRUMINS AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
10 | RE-ELECT ANDREW SMITH AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
11 | RE-ELECT MOR WEIZER AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||
12 | AUTHORISE ISSUE OF EQUITY | Management | For | For | For | |||||||||||||||||||||
13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Against | For | Against | |||||||||||||||||||||
14 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Against | For | Against | |||||||||||||||||||||
15 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 329,297 | 0 | 10-May-2021 | 10-May-2021 | ||||||||||||||||||||
DAH SING FINANCIAL HOLDINGS LTD | ||||||||||||||||||||||||||
Security | Y19182107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||||||||||||||
ISIN | HK0440001847 | Agenda | 713975300 - Management | |||||||||||||||||||||||
Record Date | 27-May-2021 | Holding Recon Date | 27-May-2021 | |||||||||||||||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-May-2021 | ||||||||||||||||||||
SEDOL(s) | 4103530 - 6249799 - B01XXG4 - BD8NF51 - BP3RPW9 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | For | |||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2020 | Management | For | For | For | |||||||||||||||||||||
3.A | TO RE-ELECT MR. HON-HING WONG (DEREK WONG) AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
3.B | TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
3.C | TO RE-ELECT MR. ANDREW KWAN- YUEN LEUNG AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||
4 | TO FIX THE FEES OF THE DIRECTORS | Management | For | For | For | |||||||||||||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||||||||||||||
6 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | For | For | For | |||||||||||||||||||||
7 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management | For | For | For | |||||||||||||||||||||
8 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY- BACK SHARES THERETO | Management | For | For | For | |||||||||||||||||||||
9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 222,400 | 0 | 21-May-2021 | 21-May-2021 | ||||||||||||||||||||
KDDI CORPORATION | ||||||||||||||||||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||
ISIN | JP3496400007 | Agenda | 714212711 - Management | |||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||
SEDOL(s) | 5674444 - 6248990 - B06NQV5 | Quick Code | 94330 | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||||||||||||
2.1 | Appoint a Director Tanaka, Takashi | Management | For | For | For | |||||||||||||||||||||
2.2 | Appoint a Director Takahashi, Makoto | Management | For | For | For | |||||||||||||||||||||
2.3 | Appoint a Director Shoji, Takashi | Management | For | For | For | |||||||||||||||||||||
2.4 | Appoint a Director Muramoto, Shinichi | Management | For | For | For | |||||||||||||||||||||
2.5 | Appoint a Director Mori, Keiichi | Management | For | For | For | |||||||||||||||||||||
2.6 | Appoint a Director Morita, Kei | Management | For | For | For | |||||||||||||||||||||
2.7 | Appoint a Director Amamiya, Toshitake | Management | For | For | For | |||||||||||||||||||||
2.8 | Appoint a Director Takeyama, Hirokuni | Management | For | For | For | |||||||||||||||||||||
2.9 | Appoint a Director Yoshimura, Kazuyuki | Management | For | For | For | |||||||||||||||||||||
2.10 | Appoint a Director Yamaguchi, Goro | Management | For | For | For | |||||||||||||||||||||
2.11 | Appoint a Director Yamamoto, Keiji | Management | For | For | For | |||||||||||||||||||||
2.12 | Appoint a Director Oyagi, Shigeo | Management | For | For | For | |||||||||||||||||||||
2.13 | Appoint a Director Kano, Riyo | Management | For | For | For | |||||||||||||||||||||
2.14 | Appoint a Director Goto, Shigeki | Management | For | For | For | |||||||||||||||||||||
3 | Appoint a Corporate Auditor Asahina, Yukihiro | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 57,200 | 0 | 18-Jun-2021 | 18-Jun-2021 | ||||||||||||||||||||
ALFRESA HOLDINGS CORPORATION | ||||||||||||||||||||||||||
Security | J0109X107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||
ISIN | JP3126340003 | Agenda | 714250064 - Management | |||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||
SEDOL(s) | 6687214 - B020SZ8 | Quick Code | 27840 | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1.1 | Appoint a Director Kubo, Taizo | Management | For | For | For | |||||||||||||||||||||
1.2 | Appoint a Director Arakawa, Ryuji | Management | For | For | For | |||||||||||||||||||||
1.3 | Appoint a Director Izumi, Yasuki | Management | For | For | For | |||||||||||||||||||||
1.4 | Appoint a Director Kishida, Seiichi | Management | For | For | For | |||||||||||||||||||||
1.5 | Appoint a Director Katsuki, Hisashi | Management | For | For | For | |||||||||||||||||||||
1.6 | Appoint a Director Shimada, Koichi | Management | For | For | For | |||||||||||||||||||||
1.7 | Appoint a Director Fukujin, Yusuke | Management | For | For | For | |||||||||||||||||||||
1.8 | Appoint a Director Yatsurugi, Yoichiro | Management | For | For | For | |||||||||||||||||||||
1.9 | Appoint a Director Hara, Takashi | Management | For | For | For | |||||||||||||||||||||
1.10 | Appoint a Director Kinoshita, Manabu | Management | For | For | For | |||||||||||||||||||||
1.11 | Appoint a Director Takeuchi, Toshie | Management | For | For | For | |||||||||||||||||||||
2.1 | Appoint a Corporate Auditor Kamigaki, Seisui | Management | For | For | For | |||||||||||||||||||||
2.2 | Appoint a Corporate Auditor Kato, Yoshitaka | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 206,400 | 0 | 18-Jun-2021 | 18-Jun-2021 | ||||||||||||||||||||
AMADA CO.,LTD. | ||||||||||||||||||||||||||
Security | J01218106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||
ISIN | JP3122800000 | Agenda | 714264962 - Management | |||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||
SEDOL(s) | 6022105 - B020T11 - B76GR10 | Quick Code | 61130 | |||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||||||||||||
2.1 | Appoint a Director Isobe, Tsutomu | Management | For | For | For | |||||||||||||||||||||
2.2 | Appoint a Director Kurihara, Toshinori | Management | For | For | For | |||||||||||||||||||||
2.3 | Appoint a Director Miwa, Kazuhiko | Management | For | For | For | |||||||||||||||||||||
2.4 | Appoint a Director Yamanashi, Takaaki | Management | For | For | For | |||||||||||||||||||||
2.5 | Appoint a Director Okamoto, Mitsuo | Management | For | For | For | |||||||||||||||||||||
2.6 | Appoint a Director Mazuka, Michiyoshi | Management | For | For | For | |||||||||||||||||||||
2.7 | Appoint a Director Chino, Toshitake | Management | For | For | For | |||||||||||||||||||||
2.8 | Appoint a Director Miyoshi, Hidekazu | Management | For | For | For | |||||||||||||||||||||
3 | Appoint a Corporate Auditor Nishiura, Seiji | Management | For | For | For | |||||||||||||||||||||
4 | Appoint a Substitute Corporate Auditor Murata, Makoto | Management | For | For | For | |||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
19-9952 | 19-9952 | U.S. BANK | 137,300 | 0 | 18-Jun-2021 | 18-Jun-2021 |
Bogle Investment Management
Bogle Investment Management Small Cap Growth Fund
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2020 - 03/12/2021 The RBB Fund, Inc. ========================= Bogle Small Cap Growth Fund ========================== 360 FINANCE, INC. Ticker: QFIN Security ID: 88557W101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to 360 DigiTech, For For Management Inc. -------------------------------------------------------------------------------- AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley W. Buss For For Management 1.2 Elect Director Robert G. Card For For Management 1.3 Elect Director Diane C. Creel For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Lydia H. Kennard For Against Management 1.6 Elect Director W. Troy Rudd For Against Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For Against Management 1.10 Elect Director Sander van't Noordende For For Management 1.11 Elect Director Janet C. Wolfenbarger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMARIN CORPORATION PLC Ticker: AMRN Security ID: 023111206 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lars G. Ekman For For Management 2 Elect Director Joseph S. Zakrzewski For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditor For For Management and Authorize Board to Fix Their Remuneration 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMERICAN WOODMARK CORPORATION Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For For Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston None None Management *Withdrawn Resolution* 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Carol B. Moerdyk For For Management 1.7 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Restricted For Against Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U502 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanette W. Loeb For For Management 1.2 Elect Director Frank C. Puleo For For Management 1.3 Elect Director Howard T. Widra For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Betty R. Johnson For For Management 1b Elect Director William E. Waltz, Jr. For For Management 1c Elect Director A. Mark Zeffiro For For Management 1d Elect Director Jeri L. Isbell For For Management 1e Elect Director Wilbert W. James, Jr. For For Management 1f Elect Director Michael V. Schrock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BELLRING BRANDS, INC. Ticker: BRBR Security ID: 079823100 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Kuperman For For Management 1.2 Elect Director Thomas P. Erickson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BIO-TECHNE CORPORATION Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Robert V. Baumgartner For For Management 2b Elect Director Julie L. Bushman For For Management 2c Elect Director John L. Higgins For For Management 2d Elect Director Joseph D. Keegan For For Management 2e Elect Director Charles R. Kummeth For For Management 2f Elect Director Roeland Nusse For For Management 2g Elect Director Alpna Seth For For Management 2h Elect Director Randolph Steer For For Management 2i Elect Director Rupert Vessey For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Ratify KPMG, LLP as Auditors For For Management -------------------------------------------------------------------------------- BOX, INC. Ticker: BOX Security ID: 10316T104 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sue Barsamian For For Management 1.2 Elect Director Carl Bass For For Management 1.3 Elect Director Jack Lazar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1 Repeal Bylaws Adopted by the Board Against Did Not Vote Shareholder Without Shareholder Approval Subsequent to July 6, 2020 2A Remove Director J. David Chatham Against Did Not Vote Shareholder 2B Remove Director Douglas C. Curling Against Did Not Vote Shareholder 2C Remove Director John C. Dorman Against Did Not Vote Shareholder 2D Remove Director Paul F. Folino Against Did Not Vote Shareholder 2E Remove Director Thomas C. O'Brien Against Did Not Vote Shareholder 2F Remove Director Pamela H. Patenaude Against Did Not Vote Shareholder 2G Remove Director Vikrant Raina Against Did Not Vote Shareholder 2H Remove Director J. Michael Shepherd Against Did Not Vote Shareholder 2I Remove Director David F. Walker Against Did Not Vote Shareholder 3A Elect Director W. Steve Albrecht Against Did Not Vote Shareholder 3B Elect Director Martina Lewis Bradford Against Did Not Vote Shareholder 3C Elect Director Gail Landis Against Did Not Vote Shareholder 3D Elect Director Wendy Lane Against Did Not Vote Shareholder 3E Elect Director Ryan McKendrick Against Did Not Vote Shareholder 3F Elect Director Katherine "KT" Rabin Against Did Not Vote Shareholder 3G Elect Director Sreekanth Ravi Against Did Not Vote Shareholder 3H Elect Director Lisa Wardell Against Did Not Vote Shareholder 3I Elect Director Henry W. "Jay" Winship Against Did Not Vote Shareholder 4 Amend Bylaws to Provide Mechanics for Against Did Not Vote Shareholder Calling a Special Meeting if No or Less Than a Majority of Directors are in Office Following the Passing of the Director Removal Proposal # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy) None 1.1 Remove Director J. David Chatham For For Shareholder 1.2 Remove Director Douglas C. Curling For Withhold Shareholder 1.3 Remove Director John C. Dorman For Withhold Shareholder 1.4 Remove Director Paul F. Folino For Withhold Shareholder 1.5 Remove Director Thomas C. O'Brien For For Shareholder 1.6 Remove Director Pamela H. Patenaude For Withhold Shareholder 1.7 Remove Director Vikrant Raina For Withhold Shareholder 1.8 Remove Director J. Michael Shepherd For Withhold Shareholder 1.9 Remove Director David F. Walker For For Shareholder 2.1 Elect Director W. Steve Albrecht For For Shareholder 2.2 Elect Director Martina Lewis Bradford For Withhold Shareholder 2.3 Elect Director Gail Landis For Withhold Shareholder 2.4 Elect Director Wendy Lane For For Shareholder 2.5 Elect Director Ryan McKendrick For Withhold Shareholder 2.6 Elect Director Katherine "KT" Rabin For Withhold Shareholder 2.7 Elect Director Sreekanth Ravi For Withhold Shareholder 2.8 Elect Director Lisa Wardell For Withhold Shareholder 2.9 Elect Director Henry W. "Jay" Winship For For Shareholder 3 Repeal Bylaws Adopted by the Board For For Shareholder Without Shareholder Approval Subsequent to July 6, 2020 4 Amend Bylaws to Provide Mechanics for For Against Shareholder Calling a Special Meeting if No or Less Than a Majority of Directors are in Office -------------------------------------------------------------------------------- FORUM MERGER II CORPORATION Ticker: FMCI Security ID: 34986F103 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from September 30, 2020 to October 30, 2020 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FULGENT GENETICS, INC. Ticker: FLGT Security ID: 359664109 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GMS INC. Ticker: GMS Security ID: 36251C103 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Browning For For Management 1.2 Elect Director Theron I. Gilliam For For Management 1.3 Elect Director Mitchell B. Lewis For For Management 1.4 Elect Director John C. Turner, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement and Other Obsolete Provisions 6 Amend Bylaws to Allow Board to Amend For For Management the Bylaws 7 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director John P. Groetelaars For For Management 1.3 Elect Director Gary L. Ellis For For Management 1.4 Elect Director Stacy Enxing Seng For For Management 1.5 Elect Director Mary Garrett For For Management 1.6 Elect Director James R. Giertz For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Gregory J. Moore For For Management 1.9 Elect Director Felicia F. Norwood For For Management 1.10 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin N. Gold For Withhold Management 1.2 Elect Director Gillian B. Zucker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ICLICK INTERACTIVE ASIA GROUP LTD. Ticker: ICLK Security ID: 45113Y104 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew Chu Pong Fong For For Management 2 Other Business (Voting) For For Management -------------------------------------------------------------------------------- INTERPRIVATE ACQUISITION CORP. Ticker: IPV Security ID: 46064A103 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Amend Charter For For Management 3A Change Company Name to Aeva For For Management Technologies, Inc., and Remove Special Purpose Acquisition Company Provisions 3B Increase Authorized Preferred and For Against Management Common Stock 3C Adopt Supermajority Vote Requirement For Against Management to Amend Bylaws 3D Adopt Supermajority Vote Requirement For Against Management for Removal of Directors 3E Adopt Supermajority Vote Requirement For Against Management to Amend Certificate of Incorporation 3F Remove the Provision Renouncing the For For Management Corporate Opportunity Doctrine 3G Amend Right to Call Special Meeting For Against Management 3H Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 4.1 Elect Director Ahmed M. Fattouh For Withhold Management 4.2 Elect Director Shahin Farshchi For Withhold Management 4.3 Elect Director Hrach Simonian For Withhold Management 4.4 Elect Director Soroush Salehian For Withhold Management Dardashti 4.5 Elect Director Mina Rezk For Withhold Management 5 Approve Omnibus Stock Plan For Against Management 6 Approve Issuance of Shares for a For Against Management Private Placement 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. Ticker: JW.A Security ID: 968223206 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Birnbaum For For Management 1.2 Elect Director David C. Dobson For For Management 1.3 Elect Director Mariana Garavaglia For For Management 1.4 Elect Director William Pence For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. McGill, Jr. For Against Management 1b Elect Director Charles R. Oglesby For For Management 1c Elect Director Rebecca White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Anderson For For Management 1.2 Elect Director Anthony P. Bihl, III For For Management 1.3 Elect Director Dwight E. Ellingwood For For Management 1.4 Elect Director Jack Kenny For For Management 1.5 Elect Director John C. McIlwraith For For Management 1.6 Elect Director David C. Phillips For For Management 1.7 Elect Director John M. Rice, Jr. For For Management 1.8 Elect Director Catherine A. Sazdanoff For For Management 1.9 Elect Director Felicia Williams For For Management 2 Ratify Grant Thornton LLP as Auditors None None Management *Withdrawn Resolution* 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MITEK SYSTEMS, INC. Ticker: MITK Security ID: 606710200 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William K. "Bill" Aulet For For Management 1.2 Elect Director Scipio "Max" Carnecchia For For Management 1.3 Elect Director James C. "Jim" Hale For For Management 1.4 Elect Director Bruce E. Hansen For For Management 1.5 Elect Director Alex W. "Pete" Hart For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Donna C. Wells For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYOVANT SCIENCES LTD. Ticker: MYOV Security ID: G637AM102 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrie Curran For Against Management 1b Elect Director Mark Guinan For For Management 1c Elect Director Adele Gulfo For Against Management 1d Elect Director Hiroshi Nomura For Against Management 1e Elect Director Myrtle Potter For Against Management 1f Elect Director Kathleen Sebelius For Against Management 1g Elect Director Lynn Seely For Against Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMARK GROUP, INC. Ticker: NMRK Security ID: 65158N102 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Michael Snow For For Management 1.3 Elect Director Virginia S. Bauer For For Management 1.4 Elect Director Peter F. Cervinka For For Management 1.5 Elect Director Kenneth A. McIntyre For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ON DECK CAPITAL, INC. Ticker: ONDK Security ID: 682163100 Meeting Date: OCT 07, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider to Virtually Hold This For For Management Shareholders' Meeting 2 Designate Shareholders to Sign Minutes For For Management of Meeting 3 Consider Absorption of Pampa For For Management Cogeneracion S.A. and PHA S.A.U. by Company; Consider Special Individual and Consolidated Financial Statements as of March 31, 2020; Consider Preliminary Absorption Agreement 4 Elect Diego Martin Salaverri as For For Management Alternate Director to Replace Mariano Batistella 5 Approve Granting of Powers to Perform For For Management Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider to Virtually Hold This For For Management Shareholders' Meeting 2 Designate Two Shareholders to Sign For For Management Minutes of Meeting 3 Consider Reduction in Share Capital For For Management via Cancellation of 159.63 Million Shares 4 Approve Granting of Powers to Perform For For Management Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider to Virtually Hold This For For Management Shareholders' Meeting 2 Designate Two Shareholders to Sign For For Management Minutes of Meeting 3 Authorize Sale of Class A Shares in For For Management Empresa Distribuidora y Comercializadora Norte S.A. to Empresa de Energia del Cono Sur S.A. 4 Consider Absorption of Transelec For For Management Argentina S.A., Pampa Participaciones S.A.U., Pampa FPK S.A.U., Pampa Holding MMM S.A.U., Pampa DM Ventures S.A.U. and Pampa QRP S.A.U.; Consider Preliminary Absorption Agreement 5 Amend Article 30 Re: Remote For For Management Shareholders' Meetings; Consolidate Bylaws 6 Approve Granting of Powers to Perform For For Management Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PLAYAGS, INC. Ticker: AGS Security ID: 72814N104 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anna Massion For For Management 1.2 Elect Director David Sambur For Withhold Management 1.3 Elect Director David Lopez For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RADWARE LTD. Ticker: RDWR Security ID: M81873107 Meeting Date: NOV 10, 2020 Meeting Type: Annual Record Date: OCT 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Gabi Seligsohn as Director For For Management 1b Elect Stanley B. Stern as Director For For Management 1c Elect Naama Zeldis as Director For For Management 2 Amend Articles Re: Shareholder For For Management Proposals 3 Approve Grants of Equity-Based Awards For Against Management to the President and CEO 4 Approve Amendments to Compensation For For Management Policy for the Directors and Officers of the Company 5 Authorize Yehuda Zisapel to Act as For For Management Chairman 6 Reappoint Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST -------------------------------------------------------------------------------- SELECTQUOTE, INC. Ticker: SLQT Security ID: 816307300 Meeting Date: OCT 27, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy "Tim" Danker For Withhold Management 1.2 Elect Director Kavita Patel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SILICON MOTION TECHNOLOGY CORP. Ticker: SIMO Security ID: 82706C108 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yung-Chien Wang and Lien-Chun For Against Management Liu as Directors 2 Approve Appointment of Deloitte & For For Management Touche as Independent Auditor -------------------------------------------------------------------------------- SMITH & WESSON BRANDS, INC. Ticker: SWBI Security ID: 831754106 Meeting Date: OCT 13, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Scott For For Management 1.2 Elect Director Michael F. Golden For Withhold Management 1.3 Elect Director Anita D. Britt For For Management 1.4 Elect Director John B. Furman For For Management 1.5 Elect Director Barry M. Monheit For For Management 1.6 Elect Director Mitchell A. Saltz For Withhold Management 1.7 Elect Director Mark P. Smith For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt a Comprehensive Human Rights None None Shareholder Policy *Withdrawn Resolution* -------------------------------------------------------------------------------- SOHU.COM LIMITED Ticker: SOHU Security ID: 83410S108 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Zhang For For Management 1.2 Elect Director Zhonghan Deng For For Management 1.3 Elect Director Dave De Yang For For Management 2 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors -------------------------------------------------------------------------------- SONOS, INC. Ticker: SONO Security ID: 83570H108 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick Spence For For Management 1.2 Elect Director Deirdre Findlay For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth C. Ambrecht For For Management 1b Elect Director Hugh R. Rovit For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SSR MINING INC. Ticker: SSRM Security ID: 784730103 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with the For For Management Acquisition of Alacer Gold Corp. 2 Conditional on the Completion of the For For Management Arrangement: Fix Number of Directors at Ten -------------------------------------------------------------------------------- STONEX GROUP INC. Ticker: SNEX Security ID: 861896108 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Annabelle G. Bexiga For For Management 1.2 Elect Director Scott J. Branch For For Management 1.3 Elect Director Diane L. Cooper For For Management 1.4 Elect Director John M. Fowler For For Management 1.5 Elect Director Steven Kass For For Management 1.6 Elect Director Bruce W. Krehbiel For For Management 1.7 Elect Director Sean M. O'Connor For For Management 1.8 Elect Director Eric Parthemore For For Management 1.9 Elect Director John Radziwill For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- TCG BDC, INC. Ticker: CGBD Security ID: 872280102 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: MGNI Security ID: 78112V102 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa L. Troe For For Management 1.2 Elect Director Paul Caine For Against Management 1.3 Elect Director Doug Knopper For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 25, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Kelly, Jr. For For Management 1.2 Elect Director Peter E. Shumlin For For Management 1.3 Elect Director John R. Vines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: OCT 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Approve Issuance of Shares to Daniel S. For For Management Loeb 3 Approve Bye-Laws 24.2 Through 24.8 and For For Management Bye-law 27 4 Amend Bye-Law 40.3 For For Management 5 Approve Bye-Laws 56.2, 56.3 and 56.4 For For Management 6 Approve Bye-Law 81.1 For Against Management 7 Approve Bye-Laws 7 And 43.5 and the For Against Management Amendment to Bye-law 82 8 Approve Bye-Laws For For Management 9 Change Company Name to SiriusPoint Ltd. For For Management 10 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VISTA OUTDOOR INC. Ticker: VSTO Security ID: 928377100 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tig H. Krekel For For Management 1b Elect Director Gary L. McArthur For For Management 1c Elect Director Mark A. Gottfredson For For Management 1d Elect Director Christopher T. Metz For For Management 1e Elect Director Michael D. Robinson For For Management 1f Elect Director Frances P. Philip For For Management 1g Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VIVOPOWER INTERNATIONAL PLC Ticker: VVPR Security ID: G9376R100 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of For For Management Sustainability Committee 2 Adopt New Board Charter For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For Against Management Pre-emptive Rights ========== END NPX REPORT
Boston Partners Investment Funds
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2020 - 06/30/2021 The RBB Fund, Inc. ====================== Boston Partners All-Cap Value Fund ====================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip M. Martineau For For Management 1.2 Elect Director Raymond L.M. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Dev Vardhan For For Management 1h Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For Against Management 1k Elect Director Robin L. Washington For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against For Shareholder 8 Report on Whistleblower Policies and Against For Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against For Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director J. Scott Hall For For Management 1.4 Elect Director Nicole Parent Haughey For Withhold Management 1.5 Elect Director Margot L. Hoffman For Withhold Management 1.6 Elect Director Thomas W. Swidarski For Withhold Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director William F. Gifford, Jr. For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Ellen R. Strahlman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Underage Tobacco Prevention Against For Shareholder Policies and Marketing Practices 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3a Elect Fiscal Council Members For Abstain Management 3b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 4 Approve Remuneration of Company's For Against Management Management 5 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 2 For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Amend Article 21 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For Against Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For Against Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For Against Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ornella Barra For For Management 1b Elect Director Steven H. Collis For For Management 1c Elect Director D. Mark Durcan For For Management 1d Elect Director Richard W. Gochnauer For For Management 1e Elect Director Lon R. Greenberg For For Management 1f Elect Director Jane E. Henney For For Management 1g Elect Director Kathleen W. Hyle For For Management 1h Elect Director Michael J. Long For For Management 1i Elect Director Henry W. McGee For For Management 1j Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tod E. Carpenter For For Management 1b Elect Director Karleen M. Oberton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: OCT 08, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Laurie H. Glimcher For For Management 1h Elect Director Karen M. Golz For For Management 1i Elect Director Mark M. Little For For Management 1j Elect Director Kenton J. Sicchitano For For Management 1k Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Issuance of the Aggregate For For Management Scheme Consideration 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Byron O. Spruell For For Management 1.12 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Amend Articles of Association Re: For For Management Article 190 7 Authorize the Board of Directors to For For Management Capitalize Certain Non-distributable Reserves 8 Approve Creation of Distributable For For Management Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew Holt For For Management 1b Elect Director Christi Shaw For For Management 1c Elect Director Michael Severino For For Management 1d Elect Director Gregory Summe For For Management 2a Provide Right to Call Special Meeting For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Aldrich For For Management 1.2 Elect Director Lance C. Balk For For Management 1.3 Elect Director Steven W. Berglund For For Management 1.4 Elect Director Diane D. Brink For Withhold Management 1.5 Elect Director Judy L. Brown For For Management 1.6 Elect Director Nancy Calderon For For Management 1.7 Elect Director Bryan C. Cressey For Withhold Management 1.8 Elect Director Jonathan C. Klein For Withhold Management 1.9 Elect Director George E. Minnich For For Management 1.10 Elect Director Roel Vestjens For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Nancy L. Leaming For For Management 1g Elect Director Jesus B. Mantas For For Management 1h Elect Director Richard C. Mulligan For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For For Management 1l Elect Director Stephen A. Sherwin For For Management 1m Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.a Elect Murray Auchincloss as Director For For Management 3.b Elect Tushar Morzaria as Director For For Management 3.c Elect Karen Richardson as Director For For Management 3.d Elect Dr Johannes Teyssen as Director For For Management 3.e Re-elect Bernard Looney as Director For For Management 3.f Re-elect Pamela Daley as Director For For Management 3.g Re-elect Helge Lund as Director For For Management 3.h Re-elect Melody Meyer as Director For For Management 3.i Re-elect Paula Reynolds as Director For For Management 3.j Re-elect Sir John Sawers as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Approve Scrip Dividend Programme For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Shareholder Resolution on Against Against Shareholder Climate Change Targets -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Gerhard F. Burbach For For Management 1c Elect Director Rex D. Geveden For For Management 1d Elect Director James M. Jaska For For Management 1e Elect Director Kenneth J. Krieg For For Management 1f Elect Director Leland D. Melvin For For Management 1g Elect Director Robert L. Nardelli For For Management 1h Elect Director Barbara A. Niland For For Management 1i Elect Director John M. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Gerald Johnson For For Management 1.5 Elect Director David W. MacLennan For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Policy Against For Shareholder 5 Report on Diversity and Inclusion Against Against Shareholder Efforts 6 Amend Certificate of Incorporate to Against Against Shareholder become Public Benefit Corporation 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 25, 2021 Meeting Type: Annual/Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5A Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 5B Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription 6 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Amend Article 2 Re: Corporate Purpose For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jessica L. Blume For For Management 1b Elect Director Frederick H. Eppinger For For Management 1c Elect Director David L. Steward For For Management 1d Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Shareholder -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHANGE HEALTHCARE INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHANGE HEALTHCARE, INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil E. de Crescenzo For For Management 1b Elect Director Howard L. Lance For For Management 1c Elect Director Nella Domenici For For Management 1d Elect Director Nicholas L. Kuhar For Withhold Management 1e Elect Director Diana McKenzie For For Management 1f Elect Director Bansi Nagji For Withhold Management 1g Elect Director Philip M. Pead For For Management 1h Elect Director Phillip W. Roe For For Management 1i Elect Director Neil P. Simpkins For Withhold Management 1j Elect Director Robert J. Zollars For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael P. Connors For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Sheila P. Burke For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Robert J. Hugin For For Management 5.7 Elect Director Robert W. Scully For For Management 5.8 Elect Director Eugene B. Shanks, Jr. For For Management 5.9 Elect Director Theodore E. Shasta For For Management 5.10 Elect Director David H. Sidwell For For Management 5.11 Elect Director Olivier Steimer For For Management 5.12 Elect Director Luis Tellez For For Management 5.13 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Amend Omnibus Stock Plan For For Management 10 Approve CHF 86,557,222.50 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 48 Million for Fiscal 2022 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Lisa A. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Declassify the Board of Directors For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COCA-COLA EUROPACIFIC PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Manolo Arroyo as Director For For Management 4 Elect John Bryant as Director For For Management 5 Elect Christine Cross as Director For For Management 6 Elect Brian Smith as Director For For Management 7 Re-elect Garry Watts as Director For For Management 8 Re-elect Jan Bennink as Director For For Management 9 Re-elect Jose Ignacio Comenge as For For Management Director 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Thomas Johnson as Director For For Management 14 Re-elect Dagmar Kollmann as Director For Against Management 15 Re-elect Alfonso Libano Daurella as For For Management Director 16 Re-elect Mark Price as Director For For Management 17 Re-elect Mario Rotllant Sola as For Against Management Director 18 Re-elect Dessi Temperley as Director For For Management 19 Reappoint Ernst & Young LLP as Auditors For For Management 20 Authorise Board to Fix Remuneration of For For Management Auditors 21 Authorise UK and EU Political For For Management Donations and Expenditure 22 Authorise Issue of Equity For For Management 23 Approve Waiver of Rule 9 of the For Against Management Takeover Code 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Off-Market Purchase of For For Management Ordinary Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director Brian Humphries For For Management 1g Elect Director Leo S. Mackay, Jr. For For Management 1h Elect Director Michael Patsalos-Fox For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against For Shareholder -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: 12626K203 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration 4 Adopt New Articles of Association Re: For For Management Article 51(d) 5 Approve Capital Reorganisation For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: 12626K203 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Caroline Dowling as Director For For Management 4c Elect Richard Fearon as Director For For Management 4d Re-elect Johan Karlstrom as Director For For Management 4e Re-elect Shaun Kelly as Director For For Management 4f Elect Lamar McKay as Director For For Management 4g Re-elect Albert Manifold as Director For For Management 4h Re-elect Gillian Platt as Director For For Management 4i Re-elect Mary Rhinehart as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management 13 Approve Savings-Related Share Option For For Management Schemes 14 Approve Cancellation of Share Premium For For Management Account -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Lynn M. Bamford For For Management 1.3 Elect Director Dean M. Flatt For For Management 1.4 Elect Director S. Marce Fuller For For Management 1.5 Elect Director Bruce D. Hoechner For For Management 1.6 Elect Director Glenda J. Minor For For Management 1.7 Elect Director Anthony J. Moraco For For Management 1.8 Elect Director John B. Nathman For For Management 1.9 Elect Director Robert J. Rivet For For Management 1.10 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director David L. Rawlinson, II For For Management 1.11 Elect Director Mark A. Thierer For For Management 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah L. DeHaas For For Management 1b Elect Director H. John Gilbertson, Jr. For For Management 1c Elect Director Kristiane C. Graham For For Management 1d Elect Director Michael F. Johnston For For Management 1e Elect Director Eric A. Spiegel For For Management 1f Elect Director Richard J. Tobin For For Management 1g Elect Director Stephen M. Todd For For Management 1h Elect Director Stephen K. Wagner For For Management 1i Elect Director Keith E. Wandell For For Management 1j Elect Director Mary A. Winston For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Olivier Leonetti For For Management 1d Elect Director Deborah L. McCoy For For Management 1e Elect Director Silvio Napoli For For Management 1f Elect Director Gregory R. Page For For Management 1g Elect Director Sandra Pianalto For For Management 1h Elect Director Lori J. Ryerkerk For For Management 1i Elect Director Gerald B. Smith For For Management 1j Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For Against Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Chan For For Management 1.2 Elect Director Steven M. Fludder For For Management 1.3 Elect Director Paul J. Tufano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For Against Management 1b Elect Director Charles R. Crisp For Against Management 1c Elect Director Robert P. Daniels For Against Management 1d Elect Director James C. Day For Against Management 1e Elect Director C. Christopher Gaut For Against Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For Against Management 1h Elect Director Donald F. Textor For Against Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For Against Management 1.6 Elect Director Diane H. Gulyas For Against Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Report on Online Child Sexual Against For Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against For Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Jeffrey A. Goldstein For For Management 1c Elect Director Lisa A. Hook For Against Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas K. Akins For For Management 1b Elect Director B. Evan Bayh, III For For Management 1c Elect Director Jorge L. Benitez For For Management 1d Elect Director Katherine B. Blackburn For For Management 1e Elect Director Emerson L. Brumback For For Management 1f Elect Director Greg D. Carmichael For For Management 1g Elect Director Linda W. Clement-Holmes For For Management 1h Elect Director C. Bryan Daniels For For Management 1i Elect Director Mitchell S. Feiger For For Management 1j Elect Director Thomas H. Harvey For For Management 1k Elect Director Gary R. Heminger For For Management 1l Elect Director Jewell D. Hoover For For Management 1m Elect Director Eileen A. Mallesch For For Management 1n Elect Director Michael B. McCallister For For Management 1o Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jennifer Li For For Management 1d Elect Director Marc A. Onetto For For Management 1e Elect Director Erin L. McSweeney For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of Shares without For Against Management Preemptive Rights 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Mark Douglas For For Management 1e Elect Director C. Scott Greer For For Management 1f Elect Director K'Lynne Johnson For For Management 1g Elect Director Dirk A. Kempthorne For For Management 1h Elect Director Paul J. Norris For For Management 1i Elect Director Margareth Ovrum For For Management 1j Elect Director Robert C. Pallash For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan D. Feldman For For Management 1b Elect Director Richard A. Johnson For For Management 1c Elect Director Guillermo G. Marmol For For Management 1d Elect Director Matthew M. McKenna For For Management 1e Elect Director Darlene Nicosia For For Management 1f Elect Director Steven Oakland For For Management 1g Elect Director Ulice Payne, Jr. For For Management 1h Elect Director Kimberly Underhill For For Management 1i Elect Director Tristan Walker For For Management 1j Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director Richard Schaum For For Management 1.6 Elect Director Kathleen Starkoff For For Management 1.7 Elect Director Brian Walker For For Management 1.8 Elect Director James Wallace For For Management 1.9 Elect Director Ling Zang For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director James D. Farley, Jr. For For Management 1.5 Elect Director Allan Golston For For Management 1.6 Elect Director Sara L. Levinson For For Management 1.7 Elect Director N. Thomas Linebarger For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Tolga I. Oal For For Management 1i Elect Director Nicole W. Piasecki For For Management 1j Elect Director John C. Plant For For Management 1k Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. (Tanny) Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. (Chris) Inglis For For Management 1.9 Elect Director Katherine M. A. (Allie) For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh E. Sawyer For For Management 1.2 Elect Director Debra L. Zumwalt For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director John C. Fortson For For Management 1e Elect Director Diane H. Gulyas For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Elect Director Marco Sala For For Management 5 Elect Director Beatrice Bassey None None Management *Withdrawn Resolution* 6 Elect Director Massimiliano Chiara For For Management 7 Elect Director Alberto Dessy For For Management 8 Elect Director Marco Drago For For Management 9 Elect Director James McCann For For Management 10 Elect Director Heather McGregor For For Management 11 Elect Director Lorenzo Pellicioli For For Management 12 Elect Director Samantha Ravich For For Management 13 Elect Director Vincent Sadusky For For Management 14 Elect Director Gianmario Tondato Da For For Management Ruos 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Authorize Political Donations and For For Management Expenditure 18 Authorize Issue of Equity For For Management 19 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 20 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorize Market Purchase of Ordinary For For Management Shares 22 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anousheh Ansari For For Management 1b Elect Director Martha F. Brooks For For Management 1c Elect Director Christopher S. Holland For For Management 1d Elect Director Timothy L. Main For For Management 1e Elect Director Mark T. Mondello For For Management 1f Elect Director John C. Plant For For Management 1g Elect Director Steven A. Raymund For For Management 1h Elect Director Thomas A. Sansone For For Management 1i Elect Director David M. Stout For For Management 1j Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce C. Cozadd For For Management 1b Elect Director Heather Ann McSharry For For Management 1c Elect Director Anne O'Riordan For For Management 1d Elect Director Rick E Winningham For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For Against Management Stock Plan 5 Approve Reduction in Capital and For For Management Creation of Distributable Reserves -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against For Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against For Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director Kathryn E. Wengel For For Management 1j Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Gattoni For For Management 1b Elect Director Anthony J. Orlando For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mei-Wei Cheng For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Bradley M. Halverson For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Roger A. Krone For For Management 1f Elect Director Patricia L. Lewis For For Management 1g Elect Director Kathleen A. Ligocki For For Management 1h Elect Director Conrad L. Mallett, Jr. For For Management 1i Elect Director Raymond E. Scott For For Management 1j Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M. J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Robert S. Shapard For For Management 1k Elect Director Susan M. Stalnecker For For Management 1l Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For For Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For For Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For For Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Daniel J. Heinrich For For Management 1.9 Elect Director Brian C. Rogers For For Management 1.10 Elect Director Bertram L. Scott For For Management 1.11 Elect Director Mary Beth West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- MAGNA INTERNATIONAL INC. Ticker: MG Security ID: 559222401 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter G. Bowie For For Management 1B Elect Director Mary S. Chan For For Management 1C Elect Director V. Peter Harder For For Management 1D Elect Director Seetarama S. Kotagiri For For Management 1E Elect Director Kurt J. Lauk For For Management 1F Elect Director Robert F. MacLellan For For Management 1G Elect Director Mary Lou Maher For For Management 1H Elect Director Cynthia A. Niekamp For For Management 1I Elect Director William A. Ruh For For Management 1J Elect Director Indira V. Samarasekera For For Management 1K Elect Director Lisa S. Westlake For For Management 1L Elect Director William L. Young For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize the Audit Committee to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MANPOWERGROUP INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Jean-Philippe Courtois For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director William P. Gipson For For Management 1F Elect Director Patricia Hemingway Hall For For Management 1G Elect Director Julie M. Howard For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Jonas Prising For For Management 1J Elect Director Paul Read For For Management 1K Elect Director Elizabeth P. Sartain For For Management 1L Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chadwick C. Deaton For For Management 1b Elect Director Marcela E. Donadio For For Management 1c Elect Director Jason B. Few For For Management 1d Elect Director M. Elise Hyland For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director Brent J. Smolik For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark M. Besca For For Management 1b Elect Director K. Bruce Connell For For Management 1c Elect Director Thomas S. Gayner For For Management 1d Elect Director Greta J. Harris For For Management 1e Elect Director Diane Leopold For For Management 1f Elect Director Lemuel E. Lewis For For Management 1g Elect Director Anthony F. Markel For For Management 1h Elect Director Steven A. Markel For For Management 1i Elect Director Harold L. Morrison, Jr. For For Management 1j Elect Director Michael O'Reilly For For Management 1k Elect Director A. Lynne Puckett For For Management 1l Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark R. Alexander For For Management 1b Elect Director Marie A. Ffolkes For For Management 1c Elect Director John C. Plant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic J. Caruso For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Maria Martinez For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 1j Elect Director Brian S. Tyler For For Management 1k Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce C. Bruckmann For For Management 1.2 Elect Director John M. Engquist For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Cooperman For For Management 1b Elect Director Stephen H. Lockhart For For Management 1c Elect Director Richard M. Schapiro For For Management 1d Elect Director Ronna E. Romney For For Management 1e Elect Director Dale B. Wolf For For Management 1f Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For Against Management 1d Elect Joseph Tze Kay Tong as Director For Against Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For Against Management 1g Elect Michael Sui Bau Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For Against Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors 3 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Golnar Khosrowshahi For For Management 1.6 Elect Director James E. Lillie For For Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For For Management 1.9 Elect Director Victoria Parry For For Management 1.10 Elect Director Melanie Stack For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight C. Schar For For Management 1.2 Elect Director C. E. Andrews For For Management 1.3 Elect Director Sallie B. Bailey For For Management 1.4 Elect Director Thomas D. Eckert For Against Management 1.5 Elect Director Alfred E. Festa For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Alexandra A. Jung For For Management 1.8 Elect Director Mel Martinez For For Management 1.9 Elect Director William A. Moran For For Management 1.10 Elect Director David A. Preiser For Against Management 1.11 Elect Director W. Grady Rosier For Against Management 1.12 Elect Director Susan Williamson Ross For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions and Against Against Shareholder Expenditures -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For Withhold Management 1.12 Elect Director William G. Parrett For Withhold Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against For Shareholder 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For Against Management 1.3 Elect Director Franklin L. Feder For Against Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For Against Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Ganesh Ramaswamy For For Management 1.10 Elect Director Mark A. Schulz For For Management 1.11 Elect Director Gregory M. E. Spierkel For Against Management 2 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder 5 Report on Political Contributions and Against Against Shareholder Expenditures 6 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For Against Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Lisa A. Davis For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Adopt GHG Emissions Reduction Targets Against For Shareholder 6 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Davis For For Management 1.2 Elect Director Michael W. Lamach For For Management 1.3 Elect Director Michael T. Nally For For Management 1.4 Elect Director Guillermo Novo For For Management 1.5 Elect Director Martin H. Richenhagen For For Management 1.6 Elect Director Catherine R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For Withhold Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For Withhold Management 1.7 Elect Director Walden C. Rhines For Withhold Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. J. Gray For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Kevin J. O'Donnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julia L. Coronado For For Management 1b Elect Director Dirk A. Kempthorne For For Management 1c Elect Director Harold M. Messmer, Jr. For For Management 1d Elect Director Marc H. Morial For For Management 1e Elect Director Barbara J. Novogradac For For Management 1f Elect Director Robert J. Pace For For Management 1g Elect Director Frederick A. Richman For For Management 1h Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259206 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For For Management Strategy 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Giovanni Caforio For For Management 1c Elect Director Srikant M. Datar For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For Against Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Workforce Involvement in Against Against Shareholder Corporate Governance 5 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director Brian D. Doubles For For Management 1f Elect Director William W. Graylin For For Management 1g Elect Director Roy A. Guthrie For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director P.W. "Bill" Parker For For Management 1j Elect Director Laurel J. Richie For For Management 1k Elect Director Olympia J. Snowe For For Management 1l Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Bavan M. Holloway For For Management 1.4 Elect Director Timotheus Hottges For Withhold Management 1.5 Elect Director Christian P. Illek For Withhold Management 1.6 Elect Director Raphael Kubler For Withhold Management 1.7 Elect Director Thorsten Langheim For Withhold Management 1.8 Elect Director Dominique Leroy For Withhold Management 1.9 Elect Director G. Michael (Mike) For Withhold Management Sievert 1.10 Elect Director Teresa A. Taylor For For Management 1.11 Elect Director Omar Tazi For Withhold Management 1.12 Elect Director Kelvin R. Westbrook For Withhold Management 1.13 Elect Director Michael Wilkens For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Lynne M. Doughtie For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Akhil Johri For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director John M. Richardson For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For Against Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on the Impacts of Using Against For Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joceyln Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Philippe Krakowsky For For Management 1.5 Elect Director Jonathan F. Miller For For Management 1.6 Elect Director Patrick Q. Moore For For Management 1.7 Elect Director Michael I. Roth For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director David M. Thomas For For Management 1.10 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Gregory L. Ebel For For Management 1d Elect Director Timothy S. Gitzel For For Management 1e Elect Director Denise C. Johnson For For Management 1f Elect Director Emery N. Koenig For For Management 1g Elect Director James 'Joc' C. O'Rourke For For Management 1h Elect Director David T. Seaton For For Management 1i Elect Director Steven M. Seibert For For Management 1j Elect Director Luciano Siani Pires For For Management 1k Elect Director Gretchen H. Watkins For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Thomas B. Leonardi For For Management 1f Elect Director Clarence Otis, Jr. For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Philip T. (Pete) For For Management Ruegger, III 1i Elect Director Todd C. Schermerhorn For For Management 1j Elect Director Alan D. Schnitzer For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRAVEL + LEISURE CO. Ticker: TNL Security ID: 894164102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Increase in Size of Board For For Management 3 Approve the Irish PLC Constitution For For Management 4a Approve Changes in Share Capital For Against Management 4b Approve Change in Board's Discretion For Against Management to Issue Shares 4c Approve Change in Advance Notice For For Management Requirements for Shareholder Proposals 5 Approve Creation of Distributable For For Management Reserves 6a Elect Director K'lynne Johnson For For Management 6b Elect Director Joseph Alvarado For For Management 6c Elect Director Frank A. Bozich For For Management 6d Elect Director Jeffrey J. Cote For For Management 6e Elect Director Pierre-Marie De Leener For For Management 6f Elect Director Sandra Beach Lin For For Management 6g Elect Director Jeanmarie Desmond For For Management 6h Elect Director Matthew Farrell For For Management 6i Elect Director Philip R. Martens For For Management 6j Elect Director Donald T. Misheff For For Management 6k Elect Director Henri Steinmetz For For Management 6l Elect Director Mark Tomkins For For Management 7 Elect Director Victoria Brifo For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year One Year Management 10 Approve Changes to Director For For Management Compensation Program 11 Approve Consolidated Financial For For Management Statements and Statutory Reports 12 Approve Allocation of Income and For For Management Dividends 13 Approve Discharge of Directors and For For Management Auditors 14 Ratify PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director K. David Boyer, Jr. For For Management 1c Elect Director Agnes Bundy Scanlan For For Management 1d Elect Director Anna R. Cablik For For Management 1e Elect Director Dallas S. Clement For For Management 1f Elect Director Paul D. Donahue For For Management 1g Elect Director Paul R. Garcia For For Management 1h Elect Director Patrick C. Graney, III For For Management 1i Elect Director Linnie M. Haynesworth For For Management 1j Elect Director Kelly S. King For For Management 1k Elect Director Easter A. Maynard For For Management 1l Elect Director Donna S. Morea For For Management 1m Elect Director Charles A. Patton For For Management 1n Elect Director Nido R. Qubein For For Management 1o Elect Director David M. Ratcliffe For For Management 1p Elect Director William H. Rogers, Jr. For For Management 1q Elect Director Frank P. Scruggs, Jr. For For Management 1r Elect Director Christine Sears For For Management 1s Elect Director Thomas E. Skains For For Management 1t Elect Director Bruce L. Tanner For For Management 1u Elect Director Thomas N. Thompson For For Management 1v Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine A. Halligan For For Management 1.2 Elect Director David C. Kimbell For For Management 1.3 Elect Director George R. Mrkonic For For Management 1.4 Elect Director Lorna E. Nagler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol B. Tome For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Eva C. Boratto For For Management 1d Elect Director Michael J. Burns For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Angela Hwang For For Management 1g Elect Director Kate E. Johnson For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Ann M. Livermore For For Management 1j Elect Director Franck J. Moison For For Management 1k Elect Director Christiana Smith Shi For For Management 1l Elect Director Russell Stokes For For Management 1m Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 7 Report on Climate Change Against For Shareholder 8 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 9 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 18, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director David V. Goeckeler For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Paula A. Price For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Dillon For For Management 1.2 Elect Director Philip A. Gelston For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Holmes For For Management 1.2 Elect Director Geoffrey A. Ballotti For For Management 1.3 Elect Director Myra J. Biblowit For For Management 1.4 Elect Director James E. Buckman For For Management 1.5 Elect Director Bruce B. Churchill For For Management 1.6 Elect Director Mukul V. Deoras For For Management 1.7 Elect Director Ronald L. Nelson For For Management 1.8 Elect Director Pauline D.E. Richards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Michael J. Farrell For For Management 1d Elect Director Robert A. Hagemann For For Management 1e Elect Director Bryan C. Hanson For For Management 1f Elect Director Arthur J. Higgins For For Management 1g Elect Director Maria Teresa Hilado For For Management 1h Elect Director Syed Jafry For For Management 1i Elect Director Sreelakshmi Kolli For For Management 1j Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Deferred Compensation Plan For For Management 7 Provide Right to Call Special Meeting For For Management ==================== Boston Partners Emerging Markets Fund ===================== ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For For Management 2.2 Elect Kabir Misra as Director For For Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For For Management 2.2 Elect Kabir Misra as Director For For Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- BAIDU, INC. Ticker: BIDU Security ID: 056752108 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve One-to-Eighty Stock Split For For Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 1.65 Per Share 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 7 Receive Report Regarding Related-Party None None Management Transactions 8 Other Business None None Management -------------------------------------------------------------------------------- BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ranodeb Roy as Director For Against Management 3 Elect Narayan Vasudeo Prabhutendulkar For For Management as Director 4 Elect Vijay Nautamlal Bhatt as Director For For Management 5 Amend Articles of Association For For Management 6 Approve Increase in Borrowing Limits For For Management -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting held on June 16, 2020 2 Approve Audited Financial Statements For For Management of BDO as of December 31, 2020 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For Withhold Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to Sections 10 and For For Management 16 of BDO's By-Laws Following the Recommendations of the Bangko Sentral ng Pilipinas 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JUL 31, 2020 Meeting Type: Court Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Gopal Vittal as Director For For Management 4 Reelect Shishir Priyadarshi as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: JAN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- CARLSBERG BREWERY MALAYSIA BERHAD Ticker: 2836 Security ID: Y11220103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Michelle Tanya Achuthan as For For Management Director 4 Elect Chan Po Kei Kay as Director For Against Management 5 Approve Directors' Fees and Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jiajin as Director For For Management 2 Elect Shao Min as Director For For Management 3 Elect Liu Fang as Director For For Management 4 Elect William (Bill) Coen as Director For For Management 5 Approve Remuneration Distribution and For For Management Settlement Plan for Directors 6 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors 7 Approve Issuance of Qualified For For Management Write-Down Tier 2 Capital Instruments -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Wang Michael Chou as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: G2162W102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Zhigao as Director For For Management 5 Elect Wang Liqun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For Against Management 3.2 Elect Yang Xin as Director For For Management 3.3 Elect Zhang Yongyue as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Increase in Authorized Share For Against Management Capital -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management Re: Sendas Distribuidora S.A. (Sendas) 3 Approve Agreement for Partial Spin-Off For For Management of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 4 Approve Partial Spin-Off of Sendas For For Management Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management Re: Companhia Brasileira de Distribuicao (CBD) 8 Approve Agreement for Partial Spin-Off For For Management of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 9 Approve Partial Spin-Off of Companhia For For Management Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 10 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 11 Amend Article 4 to Reflect Changes in For For Management Capital 12 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management without Issuance of Shares and Amend Article 4 Accordingly 2 Add Article 39 Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For Against Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Ratify Leverage Requirements For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Leslie Pierce Diez Canseco as For For Management Director -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Piyush Gupta as Director For For Management 6 Elect Punita Lal as Director For For Management 7 Elect Anthony Lim Weng Kin as Director For For Management 8 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 9 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Rika Labuschaigne as the Individual Designated Auditor 3.1 Re-elect Gugu Dingaan as Director For For Management 3.2 Re-elect Chris Otto as Director For For Management 3.3 Re-elect Catharina Sevillano-Barredo For For Management as Director 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ELETROMIDIA SA Ticker: ELMD3 Security ID: P3R12T100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ELETROMIDIA SA Ticker: ELMD3 Security ID: P3R12T100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Yusuo as Director For Against Management 3a2 Elect Zheng Hongtao as Director For For Management 3a3 Elect Wang Zizheng as Director For For Management 3a4 Elect Ma Zhixiang as Director For Against Management 3a5 Elect Yuen Po Kwong as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Multi-Value Program of For For Management Issuance of CBFIs and Long and or Short-Term Debt Certificates (Cebures); Set Form and Terms of Issuance of Preventively Registered CBFIs and Cebures will be Carried out via Public or Private Offers in or outside Mexico 5 Approve Increase in Indebtedness For For Management 6 Ratify Juan Antonio Salazar Rigal as For Against Management Independent Member of Technical Committee 7 Ratify Alvaro de Garay Arellano as For Against Management Independent Member of Technical Committee 8 Ratify Luis Alberto Aziz Checa as For Against Management Independent Member of Technical Committee 9 Ratify Jaime de la Garza as For Against Management Independent Member of Technical Committee 10 Ratify Michael Brennan as Independent For Against Management Member of Technical Committee 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FUSHENG PRECISION CO., LTD. Ticker: 6670 Security ID: Y2676J100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect TAI-HENG CHEN, with ID No. For For Management D101194XXX, as Non-independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LTD Ticker: E5H Security ID: V39076134 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Foo Meng Kee as Director For Against Management 5 Elect Christian GH Gautier De Charnace For For Management as Director 6 Elect Khemraj Sharma Sewraz as Director For For Management 7 Elect Muktar Widjaja as Director For Against Management 8 Approve Moore Stephens LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Yoon-seong as Inside Director For For Management 3.1 Amend Articles of Incorporation For For Management (Business Objectives) 3.2 Amend Articles of Incorporation For For Management (Record Date) 3.3 Amend Articles of Incorporation For For Management (Amendment Relating to Changes in Legislation) 3.4 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3.5 Amend Articles of Incorporation For For Management (Miscellaneous) 3.6 Amend Articles of Incorporation (Duty For For Management of CEO) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with GS Home For For Management Shopping, Inc. 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjeev Kumar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Anil Mukim as Director For For Management 6 Elect Pankaj Joshi as Director For For Management 7 Elect Sunaina Tomar as Director For Against Management 8 Reelect Sudhir Kumar Jain as Director For For Management 9 Reelect Bhadresh Mehta as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Won-koo as Outside Director For Against Management 3.2 Elect Kim Hong-jin as Outside Director For For Management 3.3 Elect Yang Dong-hoon as Outside For For Management Director 3.4 Elect Heo Yoon as Outside Director For Against Management 3.5 Elect Lee Jung-won as Outside Director For For Management 3.6 Elect Kwon Suk-gyo as Outside Director For For Management 3.7 Elect Park Dong-moon as Outside For For Management Director 3.8 Elect Park Seong-ho as Non-Independent For For Management Non-Executive Director 3.9 Elect Kim Jung-tai as Inside Director For For Management 4 Elect Paik Tae-seung as Outside For Against Management Director to Serve as an Audit Committee Member 5.1 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 5.2 Elect Lee Jung-won as a Member of For For Management Audit Committee 5.3 Elect Park Dong-moon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ronnie Chichung Chan as Director For For Management 3b Elect Weber Wai Pak Lo as Director For For Management 3c Elect Hau Cheong Ho as Director For For Management 3d Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P190 Meeting Date: JUL 18, 2020 Meeting Type: Annual Record Date: JUL 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Special Interim Dividend For For Management 4 Reelect Kaizad Bharucha as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management MSKA & Associates, Chartered Accountants as Statutory Auditors 6 Authorize Board to Ratify Additional For For Management Remuneration for MSKA & Associates, Chartered Accountants 7 Reelect Malay Patel as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Kaizad Bharucha as Executive Director 9 Elect Renu Karnad as Director For Against Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Unsecured For For Management Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P190 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sashidhar Jagdishan as Director For For Management 2 Approve Appointment and Remuneration For For Management of Sashidhar Jagdishan as Managing Director & Chief Executive Officer -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- INDRAPRASTHA GAS LIMITED Ticker: 532514 Security ID: Y39881126 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect R. P. Natekar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect P. K. Gupta as Director For For Management 6 Approve Reappointment and Remuneration For For Management of E. S. Ranganathan as Managing Director on Whole-time Basis 7 Elect Asit Kumar Jana as Director For For Management 8 Approve Appointment and Remuneration For For Management of Asit Kumar Jana as Managing Director on Whole-time Basis 9 Elect Manisha Saxena as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management 11 Ratify Contract for Purchase of APM For For Management Gas for NCT of Delhi as a Material Related Party Transaction 12 Adopt New Memorandum of Association For Against Management and Articles of Association -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021-2023 Capital Planning of For For Management ICBC 2 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds 3 Approve Payment Plan of Remuneration For For Management to Directors for 2019 4 Approve Payment Plan of Remuneration For For Management to Supervisors for 2019 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For Against Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Yong-woo as Inside Director For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Byeong-moon as For For Management Non-Independent Non-Executive Director 4 Elect Kim Seung-ju as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Audit Committee's Activity None None Management Report 3 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 4 Approve Allocation of Income and For For Management Non-Distribution of Dividends 5 Approve Management of Company and For For Management Grant Discharge to Auditors 6 Approve Remuneration of Certain Board For For Management Members 7 Approve Auditors and Fix Their For For Management Remuneration 8 Advisory Vote on Remuneration Report For For Management 9 Approve Suitability Policy for For For Management Directors 10 Approve Remuneration Policy For For Management 11 Allow Shareholder Meetings to be Held For For Management in Virtual-Only Format 12 Elect Directors (Bundled) For For Management 13 Approve Type and Term of Office of the For For Management Audit Committee -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jun-Young as Inside Director For For Management 3.2 Elect Han Chol-Su as Outside Director For Against Management 4 Elect Cho Hwa-soon as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adebayo (Bayo) O. For For Management Ogunlesi 1.2 Elect Director Deanna L. Goodwin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee for Subsidiary For For Management 2 Approve Signing of Financial Network For For Management Service Agreement 3 Approve Provision of Guarantee for For For Management Associate Company -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Yi as Director For Against Management 3.2 Elect Frederick Peter Churchouse as For Against Management Director 3.3 Elect Zeng Ming as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 8 Approve to Abolish Scope and Rules for For For Management the Functions and Powers of Supervisors 9.1 Elect CHU,TE-HSIANG, a Representative For For Management of CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.2 Elect HO,TE-YU, a Representative of For For Management CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.3 Elect HSIEH,CHIA-YING, with For For Management Shareholder No. J120074XXX, as Non-independent Director 9.4 Elect CHIU,JIANN-JONG, with For For Management Shareholder No. Y120492XXX, as Non-independent Director 9.5 Elect WANG,JEN-CHUN, with Shareholder For For Management No. G220136XXX, as Independent Director 9.6 Elect CHIANG,YIH-CHERNG, with For For Management Shareholder No. N120035XXX, as Independent Director 9.7 Elect WU,CHANG-HSIU, with Shareholder For For Management No. F223588XXX, as Independent Director -------------------------------------------------------------------------------- MAHANAGAR GAS LIMITED Ticker: 539957 Security ID: Y5S732109 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend and Special Dividend 3 Reelect Sanjib Datta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For For Management Transactions 6 Elect Syed S. Hussain as Director For Against Management 7 Reelect Radhika Vijay Haribhakti as For Against Management Director 8 Elect Manoj Jain as Director For For Management -------------------------------------------------------------------------------- MAJOR CINEPLEX GROUP PUBLIC CO. LTD. Ticker: MAJOR Security ID: Y54190130 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payments For For Management 5.1 Elect Chai Jroongtanapibarn as Director For Against Management 5.2 Elect Kraithip Krairiksh as Director For Against Management 5.3 Elect Thanakorn Puriwekin as Director For For Management 5.4 Elect Prasert Bunsumpun as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 7 Approve Director Remuneration For For Management 8 Ratify External Auditors For For Management 9 Approve Allocation of Income For For Management 10 Approve Upper Limit of Donations for For For Management the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 13 Wishes None None Management -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Management For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Shareholder Return Plan For For Management 9 Approve Special Deposit Account for For For Management Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Validity Period For For Management in Connection to the Convertible Bond Issuance 2 Approve to Adjust the Plan on For For Management Convertible Bond Issuance 3 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to the Convertible Bond Issuance 4 Approve Related Party Transaction For For Management 5 Approve Guarantee Provision Plan For For Management 6 Approve Use of Own Funds for Capital For For Management Injection -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4.1 Elect Manisha Girotra as Director For For Management 4.2 Elect Ying Xu as Director For For Management 5.1 Re-elect Don Eriksson as Director For For Management 5.2 Re-elect Mark Sorour as Director For For Management 5.3 Re-elect Emilie Choi as Director For For Management 5.4 Re-elect Rachel Jafta as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 6.3 Elect Manisha Girotra as Member of the For For Management Audit Committee 6.4 Elect Steve Pacak as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 10 Approve Amendments to the Trust Deed For For Management constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed 11 Approve Amendments to the Trust Deed For For Management constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed 12 Approve Amendments to the Trust Deed For For Management constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed 13 Place Authorised but Unissued Shares For Against Management under Control of Directors 14 Authorise Board to Issue Shares for For Against Management Cash 15 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 1.12 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares 6 Authorise Repurchase of A Ordinary For Against Management Shares -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For Against Management 1d Elect Joseph Tze Kay Tong as Director For Against Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For Against Management 1g Elect Michael Sui Bau Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of the For For Management OET Employee Transaction Repurchase Shares from the Oceana Empowerment Trust 2 Approve Revocation of Special For For Management Resolution 1 if the OET Employee Transaction Specific Repurchase is Terminated 3 Approve Financial Assistance in For For Management Respect of the Employee Transaction 4 Authorise Issue of Subscription Shares For For Management to the Employee Trust 5 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Employee Trust 6 Authorise Specific Repurchase of the For For Management OET Stakeholder Transaction Repurchase Shares from the Oceana Empowerment Trust 7 Approve Revocation of Special For For Management Resolution 6 if the OET Stakeholder Transaction Specific Repurchase is Terminated 8 Approve Financial Assistance in For For Management Respect of the Stakeholder Transaction 9 Authorise Issue of Subscription Shares For For Management to the Stakeholder Trust 10 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Stakeholder Trust 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- PAGSEGURO DIGITAL LTD. Ticker: PAGS Security ID: G68707101 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2.1 Elect Director Luis Frias For Withhold Management 2.2 Elect Director Maria Judith de Brito For Withhold Management 2.3 Elect Director Eduardo Alcaro For Withhold Management 2.4 Elect Director Noemia Mayumi Fukugauti For For Management Gushiken 2.5 Elect Director Cleveland Prates For For Management Teixeira 2.6 Elect Director Marcia Nogueira de Mello For For Management 2.7 Elect Director Ricardo Dutra da Silva For Withhold Management 3 Amend Restricted Stock Plan For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Imad Mohsen For For Management 2.8 Elect Director Carmen Sylvain For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional High Standard For For Management Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at 11 For For Management 5a1 Elect Directors For Abstain Management 5a2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5a3 APPLIES ONLY IF CUMULATIVE VOTING IS None Abstain Management ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN. 5b1 Elect Marcelo Mesquita de Siqueira None For Shareholder Filho as Director Appointed by Minority Shareholder 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7 Fix Number of Fiscal Council Members For For Management at Five 8a1 Elect Fiscal Council Members For Abstain Management 8a2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder 9 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For For Management Transactions 2 Reelect Sidhartha Pradhan as Director For Against Management -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Tina Rookledge as the Designated Audit Partner 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect David Robins as Director For For Management 2.5 Elect Pieter Boone as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.3 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect Mariam Cassim as Member of For For Management the Audit, Risk and Compliance Committee 3.5 Elect Haroon Bhorat as Member of the For For Management Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees For Against Management 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For Against Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For For Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Patrick Burton as Director For For Management 1.2 Re-elect Bridgitte Mathews as Director For For Management 1.3 Re-elect Jan Mouton as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Re-elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For Against Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with B Deegan as the Designated Auditor 4 Approve Remuneration Policy For Against Management 5 Approve Implementation Report on the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the PSG Group Unbundling For For Management 2 Approve Fees for Independent Board For For Management Members 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Plan in Connection For Against Management with the Acquisition of the Shares in PT Bank Rabobank International Indonesia 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT GUDANG GARAM TBK Ticker: GGRM Security ID: Y7121F165 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Changes in Board of Company For Against Management 5 Approve Delegation of Duties of For For Management Directors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Commissioners For For Management 8 Approve Auditors For For Management 9 Amend Article 3 of the Articles of For Against Management Association in Relation with Business Activity -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For Against Management 6 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT INDOFOOD SUKSES MAKMUR TBK Ticker: INDF Security ID: Y7128X128 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statement For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Purwantono, Sungkoro & Surja For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividends For For Management 3 Reelect Hital R. Meswani as Director For For Management 4 Reelect P.M.S. Prasad as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Hital R. Meswani as a Whole-time Director 6 Elect K. V. Chowdary as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: MAR 31, 2021 Meeting Type: Court Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For For Management Auditor 4.1 Elect Esko Tapani Aho as Director None For Management 4.2 Elect Leonid Boguslavskii as Director None For Management 4.3 Elect Herman Gref as Director None Against Management 4.4 Elect Bella Zlatkis as Director None Against Management 4.5 Elect Sergei Ignatev as Director None Against Management 4.6 Elect Mikhail Kovalchuk as Director None Against Management 4.7 Elect Vladimir Kolychev as Director None Against Management 4.8 Elect Nikolai Kudriavtsev as Director None For Management 4.9 Elect Aleksandr Kuleshov as Director None For Management 4.10 Elect Gennadii Melikian as Director None For Management 4.11 Elect Maksim Oreshkin as Director None Against Management 4.12 Elect Anton Siluanov as Director None Against Management 4.13 Elect Dmitrii Chernyshenko as Director None Against Management 4.14 Elect Nadya Wells as Director None For Management 5 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 6 Amend Charter For For Management -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For For Management Auditor 4.1 Elect Esko Tapani Aho as Director None For Management 4.2 Elect Natalie Alexandra Braginsky None For Management Mounier as Director 4.3 Elect Herman Gref as Director None Against Management 4.4 Elect Bella Zlatkis as Director None Against Management 4.5 Elect Sergei Ignatev as Director None Against Management 4.6 Elect Mikhail Kovalchuk as Director None Against Management 4.7 Elect Vladimir Kolychev as Director None Against Management 4.8 Elect Nikolai Kudriavtsev as Director None For Management 4.9 Elect Aleksandr Kuleshov as Director None For Management 4.10 Elect Gennadii Melikian as Director None Against Management 4.11 Elect Maksim Oreshkin as Director None Against Management 4.12 Elect Anton Siluanov as Director None Against Management 4.13 Elect Dmitrii Chernyshenko as Director None Against Management 4.14 Elect Nadya Wells as Director None Against Management 5 Approve New Edition of Charter For For Management 6 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 7 Approve Remuneration of Directors For For Management 8 Amend Regulations on Remuneration of For For Management Directors -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council for 2021 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 43 Re: Indemnity For Against Management Provision 2 Remove Article 45 For For Management 3 Consolidate Bylaws For For Management 4 Approve Registration with JUCERJA of For For Management the Independent Firm's Appraisal (Re: Partial Spin-Off) from the last Dec. 31, 2020 EGM 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Jung-Ho as Inside Director For For Management 3.1 Elect Song Ho-Keun as Outside Director For For Management 3.2 Elect Cho Hyun-Jae as Outside Director For Against Management 4 Elect Yoon Tae-Hwa as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Elect Brett Botten as Director For For Management 3 Elect Graham O'Connor as Director For Against Management 4 Re-elect Marang Mashologu as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors and Appoint Thomas Howatt as the Designated Individual Audit Partner 6.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 6.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 6.3 Re-elect Andrew Waller as Chairman of For For Management the Audit Committee 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 8 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For For Management Report 11 Approve Financial Assistance to For For Management Related or Inter-related Companies 12 Approve Non-Executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPIGEN KOREA CO., LTD. Ticker: 192440 Security ID: Y9036B107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Dae-young as Inside Director For For Management 3.2 Elect Choi Cheol-gyu as Inside Director For For Management 4.1 Elect Seonwoo Hui-yeon as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Lee Seung-hyeok as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Patrick Healy as Director For For Management 1b Elect Lung Ngan Yee Fanny as Director For Against Management 1c Elect Martin James Murray as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For Against Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For Against Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For Against Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For Against Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For Against Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For Against Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For Against Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For Withhold Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For Withhold Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For Withhold Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For Withhold Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For Withhold Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For Withhold Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For Withhold Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect C. P. Gurnani as Director For For Management 5 Elect Anish Shah as Director For Against Management -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Siu Shun as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Plan of China For Against Management Literature Limited -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Jiang Hao as Director For For Management 2a2 Elect Dai Xiaojing as Director For Against Management 2a3 Elect Han Yuling as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TOTAL SE Ticker: FP Security ID: F92124100 Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.64 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patrick Pouyanne as Director For Against Management 7 Reelect Anne-Marie Idrac as Director For For Management 8 Elect Jacques Aschenbroich as Director For For Management 9 Elect Glenn Hubbard as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve the Company's Sustainable For For Management Development and Energy Transition 15 Change Company Name to TotalEnergies For For Management SE and Amend Article 2 of Bylaws Accordingly 16 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans -------------------------------------------------------------------------------- TRIP.COM GROUP LTD. Ticker: TCOM Security ID: 89677Q107 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company's Authorized For For Management Share Capital by One-to-Eight Subdivision of Shares -------------------------------------------------------------------------------- TRIPOD TECHNOLOGY CORP. Ticker: 3044 Security ID: Y8974X105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Jing-Chun Wang, with Shareholder For For Management NO.1, as Non-Independent Director 5.2 Elect Jing-Xiu Hu, with Shareholder NO. For For Management 167, as Non-Independent Director 5.3 Elect Chao-Kuei Hsu, with Shareholder For For Management NO.6, as Non-Independent Director 5.4 Elect Zheng-Ting Wang, Representative For For Management of Yun Jie Investment Ltd, with Shareholder NO.44224, as Non-Independent Director 5.5 Elect Zheng-Ming Wang, Representative For For Management of Yun An Investment Ltd, with Shareholder NO.44225, as Non-Independent Director 5.6 Elect Chao-Wei Hu, Representative of For For Management Chao Sheng Investment Co., Ltd, with Shareholder NO.24186, as Non-Independent Director 5.7 Elect Yong-Cheng Wu, with Shareholder For For Management NO.J120325XXX, as Independent Director 5.8 Elect Xing-Zheng Dai, with Shareholder For For Management NO.H101424XXX, as Independent Director 5.9 Elect Wei-Bin Tang, with Shareholder For For Management NO.S221305XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Remuneration None None Management Policy 8 Elect Directors For Against Management 9 Approve Allocation of Income For For Management 10 Amend Company Article 10 For Against Management 11 Approve Profit Distribution Policy For For Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Close Meeting None None Management -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wong Kan Seng as Director For Against Management 6 Elect Alvin Yeo Khirn Hai as Director For For Management 7 Elect Chia Tai Tee as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indemnification Agreement For Against Management between the Company and Company's Management 2 Amend Articles For Against Management 3 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Five For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Jose Silva Coelho as Independent Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Anna Andrea Votta Alves Chaia as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Monteiro Kaufman as Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Classification of Joao Cox For For Management Neto, Sylvia de Souza Leao Wanderley, Fabio Jose Silva Coelho and Anna Andrea Votta Alves Chaia as Independent Directors 12 Approve Remuneration of Company's For For Management Management 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Long as Director For Against Management 2b Elect Wan Hongjian as Director For For Management 2c Elect Ma Xiangjie as Director For For Management 2d Elect Dennis Pat Rick Organ as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For Against Management 6 Elect Chin Siu Wa Alfred as Director For Against Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares =============== Boston Partners Emerging Markets Dynamic Equity Fund =============== BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ranodeb Roy as Director For Against Management 3 Elect Narayan Vasudeo Prabhutendulkar For For Management as Director 4 Elect Vijay Nautamlal Bhatt as Director For For Management 5 Amend Articles of Association For For Management 6 Approve Increase in Borrowing Limits For For Management -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting held on June 16, 2020 2 Approve Audited Financial Statements For For Management of BDO as of December 31, 2020 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For Withhold Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to Sections 10 and For For Management 16 of BDO's By-Laws Following the Recommendations of the Bangko Sentral ng Pilipinas 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JUL 31, 2020 Meeting Type: Court Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Gopal Vittal as Director For For Management 4 Reelect Shishir Priyadarshi as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: JAN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- CARLSBERG BREWERY MALAYSIA BERHAD Ticker: 2836 Security ID: Y11220103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Michelle Tanya Achuthan as For For Management Director 4 Elect Chan Po Kei Kay as Director For Against Management 5 Approve Directors' Fees and Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- CELLTRION HEALTHCARE CO., LTD. Ticker: 091990 Security ID: Y6S3BE101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Separate Financial Statements For For Management 2 Amend Articles of Incorporation For For Management 3.1 Elect Seo Jun-seok as Inside Director For For Management 3.2 Elect Lee Han-gi as Inside Director For For Management 3.3 Elect Lee Jung-jae as Outside Director For For Management 4 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 5 Approve Appropriation of Income (Stock For For Management Dividends) 6 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CELLTRION, INC. Ticker: 068270 Security ID: Y1242A106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Seo Jin-seok as Inside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jiajin as Director For For Management 2 Elect Shao Min as Director For For Management 3 Elect Liu Fang as Director For For Management 4 Elect William (Bill) Coen as Director For For Management 5 Approve Remuneration Distribution and For For Management Settlement Plan for Directors 6 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors 7 Approve Issuance of Qualified For For Management Write-Down Tier 2 Capital Instruments -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Wang Michael Chou as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: G2162W102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Zhigao as Director For For Management 5 Elect Wang Liqun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For Against Management 3.2 Elect Yang Xin as Director For For Management 3.3 Elect Zhang Yongyue as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Increase in Authorized Share For Against Management Capital -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management Re: Sendas Distribuidora S.A. (Sendas) 3 Approve Agreement for Partial Spin-Off For For Management of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 4 Approve Partial Spin-Off of Sendas For For Management Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management Re: Companhia Brasileira de Distribuicao (CBD) 8 Approve Agreement for Partial Spin-Off For For Management of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 9 Approve Partial Spin-Off of Companhia For For Management Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 10 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 11 Amend Article 4 to Reflect Changes in For For Management Capital 12 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management without Issuance of Shares and Amend Article 4 Accordingly 2 Add Article 39 Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For Against Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Ratify Leverage Requirements For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Rika Labuschaigne as the Individual Designated Auditor 3.1 Re-elect Gugu Dingaan as Director For For Management 3.2 Re-elect Chris Otto as Director For For Management 3.3 Re-elect Catharina Sevillano-Barredo For For Management as Director 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ELETROMIDIA SA Ticker: ELMD3 Security ID: P3R12T100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ELETROMIDIA SA Ticker: ELMD3 Security ID: P3R12T100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Yusuo as Director For Against Management 3a2 Elect Zheng Hongtao as Director For For Management 3a3 Elect Wang Zizheng as Director For For Management 3a4 Elect Ma Zhixiang as Director For Against Management 3a5 Elect Yuen Po Kwong as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Multi-Value Program of For For Management Issuance of CBFIs and Long and or Short-Term Debt Certificates (Cebures); Set Form and Terms of Issuance of Preventively Registered CBFIs and Cebures will be Carried out via Public or Private Offers in or outside Mexico 5 Approve Increase in Indebtedness For For Management 6 Ratify Juan Antonio Salazar Rigal as For Against Management Independent Member of Technical Committee 7 Ratify Alvaro de Garay Arellano as For Against Management Independent Member of Technical Committee 8 Ratify Luis Alberto Aziz Checa as For Against Management Independent Member of Technical Committee 9 Ratify Jaime de la Garza as For Against Management Independent Member of Technical Committee 10 Ratify Michael Brennan as Independent For Against Management Member of Technical Committee 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FUSHENG PRECISION CO., LTD. Ticker: 6670 Security ID: Y2676J100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect TAI-HENG CHEN, with ID No. For For Management D101194XXX, as Non-independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GRAND KOREA LEISURE CO., LTD. Ticker: 114090 Security ID: Y2847C109 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shin Gang-hyeon as Outside For For Management Director 1.2 Elect Lee Gye-hyeon as Outside Director For For Management 1.3 Elect Lee Myeong-hwan as Outside For For Management Director 1.4 Elect Lee Su-beom as Outside Director For For Management 1.5 Elect Han Hui-gyeong as Outside For For Management Director -------------------------------------------------------------------------------- GRAND KOREA LEISURE CO., LTD. Ticker: 114090 Security ID: Y2847C109 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kwon Ik-jun as Inside Director For For Management 1.2 Elect Kim Hui-won as Inside Director For Against Management 1.3 Elect Moon Tae-geum as Inside Director For For Management 1.4 Elect Park Gang-woo as Inside Director For Against Management 1.5 Elect Jeon Byeong-geuk as Inside For Against Management Director 1.6 Elect Jeon In-ha as Inside Director For Against Management 2.1 Elect Kang Seong-gil as Inside Director For For Management 2.2 Elect Song Byeong-gon as Inside For For Management Director -------------------------------------------------------------------------------- GRAND KOREA LEISURE CO., LTD. Ticker: 114090 Security ID: Y2847C109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) 4 Elect Cho Gyeong-suk as Outside For For Management Director -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Cho Yoon-seong as Inside Director For For Management 3.1 Amend Articles of Incorporation For For Management (Business Objectives) 3.2 Amend Articles of Incorporation For For Management (Record Date) 3.3 Amend Articles of Incorporation For For Management (Amendment Relating to Changes in Legislation) 3.4 Amend Articles of Incorporation For For Management (Electronic Registration of Certificates) 3.5 Amend Articles of Incorporation For For Management (Miscellaneous) 3.6 Amend Articles of Incorporation (Duty For For Management of CEO) 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with GS Home For For Management Shopping, Inc. 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjeev Kumar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Anil Mukim as Director For For Management 6 Elect Pankaj Joshi as Director For For Management 7 Elect Sunaina Tomar as Director For Against Management 8 Reelect Sudhir Kumar Jain as Director For For Management 9 Reelect Bhadresh Mehta as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P190 Meeting Date: JUL 18, 2020 Meeting Type: Annual Record Date: JUL 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Special Interim Dividend For For Management 4 Reelect Kaizad Bharucha as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management MSKA & Associates, Chartered Accountants as Statutory Auditors 6 Authorize Board to Ratify Additional For For Management Remuneration for MSKA & Associates, Chartered Accountants 7 Reelect Malay Patel as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Kaizad Bharucha as Executive Director 9 Elect Renu Karnad as Director For Against Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Unsecured For For Management Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P190 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sashidhar Jagdishan as Director For For Management 2 Approve Appointment and Remuneration For For Management of Sashidhar Jagdishan as Managing Director & Chief Executive Officer -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- INDRAPRASTHA GAS LIMITED Ticker: 532514 Security ID: Y39881126 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect R. P. Natekar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect P. K. Gupta as Director For For Management 6 Approve Reappointment and Remuneration For For Management of E. S. Ranganathan as Managing Director on Whole-time Basis 7 Elect Asit Kumar Jana as Director For For Management 8 Approve Appointment and Remuneration For For Management of Asit Kumar Jana as Managing Director on Whole-time Basis 9 Elect Manisha Saxena as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management 11 Ratify Contract for Purchase of APM For For Management Gas for NCT of Delhi as a Material Related Party Transaction 12 Adopt New Memorandum of Association For Against Management and Articles of Association -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021-2023 Capital Planning of For For Management ICBC 2 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds 3 Approve Payment Plan of Remuneration For For Management to Directors for 2019 4 Approve Payment Plan of Remuneration For For Management to Supervisors for 2019 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For Against Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Yong-woo as Inside Director For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Byeong-moon as For For Management Non-Independent Non-Executive Director 4 Elect Kim Seung-ju as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Audit Committee's Activity None None Management Report 3 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 4 Approve Allocation of Income and For For Management Non-Distribution of Dividends 5 Approve Management of Company and For For Management Grant Discharge to Auditors 6 Approve Remuneration of Certain Board For For Management Members 7 Approve Auditors and Fix Their For For Management Remuneration 8 Advisory Vote on Remuneration Report For For Management 9 Approve Suitability Policy for For For Management Directors 10 Approve Remuneration Policy For For Management 11 Allow Shareholder Meetings to be Held For For Management in Virtual-Only Format 12 Elect Directors (Bundled) For For Management 13 Approve Type and Term of Office of the For For Management Audit Committee -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jun-Young as Inside Director For For Management 3.2 Elect Han Chol-Su as Outside Director For Against Management 4 Elect Cho Hwa-soon as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Elect Kim Tae-ock as Inside Director For For Management 4 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeong Seung-il as CEO For For Management 2 Elect Park Heon-gyu as Inside Director For For Management 3 Elect Park Hyo-seong as a Member of For For Management Audit Committee -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee for Subsidiary For For Management 2 Approve Signing of Financial Network For For Management Service Agreement 3 Approve Provision of Guarantee for For For Management Associate Company -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Yi as Director For Against Management 3.2 Elect Frederick Peter Churchouse as For Against Management Director 3.3 Elect Zeng Ming as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 8 Approve to Abolish Scope and Rules for For For Management the Functions and Powers of Supervisors 9.1 Elect CHU,TE-HSIANG, a Representative For For Management of CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.2 Elect HO,TE-YU, a Representative of For For Management CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.3 Elect HSIEH,CHIA-YING, with For For Management Shareholder No. J120074XXX, as Non-independent Director 9.4 Elect CHIU,JIANN-JONG, with For For Management Shareholder No. Y120492XXX, as Non-independent Director 9.5 Elect WANG,JEN-CHUN, with Shareholder For For Management No. G220136XXX, as Independent Director 9.6 Elect CHIANG,YIH-CHERNG, with For For Management Shareholder No. N120035XXX, as Independent Director 9.7 Elect WU,CHANG-HSIU, with Shareholder For For Management No. F223588XXX, as Independent Director -------------------------------------------------------------------------------- MAHANAGAR GAS LIMITED Ticker: 539957 Security ID: Y5S732109 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend and Special Dividend 3 Reelect Sanjib Datta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For For Management Transactions 6 Elect Syed S. Hussain as Director For Against Management 7 Reelect Radhika Vijay Haribhakti as For Against Management Director 8 Elect Manoj Jain as Director For For Management -------------------------------------------------------------------------------- MAJOR CINEPLEX GROUP PUBLIC CO. LTD. Ticker: MAJOR Security ID: Y54190130 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payments For For Management 5.1 Elect Chai Jroongtanapibarn as Director For Against Management 5.2 Elect Kraithip Krairiksh as Director For Against Management 5.3 Elect Thanakorn Puriwekin as Director For For Management 5.4 Elect Prasert Bunsumpun as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 7 Approve Director Remuneration For For Management 8 Ratify External Auditors For For Management 9 Approve Allocation of Income For For Management 10 Approve Upper Limit of Donations for For For Management the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 13 Wishes None None Management -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Hyeon-man as Inside Director For For Management 2.2 Elect Lee Man-yeol as Inside Director For For Management 2.3 Elect Kim Jae-sik as Inside Director For For Management 2.4 Elect Cho Seong-il as Outside Director For For Management 3 Elect Jeong Yong-seon as Outside For Against Management Director to Serve as an Audit Committee Member 4.1 Elect Cho Seong-il as a Member of For For Management Audit Committee 4.2 Elect Lee Jem-ma as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Management For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Shareholder Return Plan For For Management 9 Approve Special Deposit Account for For For Management Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Validity Period For For Management in Connection to the Convertible Bond Issuance 2 Approve to Adjust the Plan on For For Management Convertible Bond Issuance 3 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to the Convertible Bond Issuance 4 Approve Related Party Transaction For For Management 5 Approve Guarantee Provision Plan For For Management 6 Approve Use of Own Funds for Capital For For Management Injection -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4.1 Elect Manisha Girotra as Director For For Management 4.2 Elect Ying Xu as Director For For Management 5.1 Re-elect Don Eriksson as Director For For Management 5.2 Re-elect Mark Sorour as Director For For Management 5.3 Re-elect Emilie Choi as Director For For Management 5.4 Re-elect Rachel Jafta as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 6.3 Elect Manisha Girotra as Member of the For For Management Audit Committee 6.4 Elect Steve Pacak as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 10 Approve Amendments to the Trust Deed For For Management constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed 11 Approve Amendments to the Trust Deed For For Management constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed 12 Approve Amendments to the Trust Deed For For Management constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed 13 Place Authorised but Unissued Shares For Against Management under Control of Directors 14 Authorise Board to Issue Shares for For Against Management Cash 15 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 1.12 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares 6 Authorise Repurchase of A Ordinary For Against Management Shares -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of the For For Management OET Employee Transaction Repurchase Shares from the Oceana Empowerment Trust 2 Approve Revocation of Special For For Management Resolution 1 if the OET Employee Transaction Specific Repurchase is Terminated 3 Approve Financial Assistance in For For Management Respect of the Employee Transaction 4 Authorise Issue of Subscription Shares For For Management to the Employee Trust 5 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Employee Trust 6 Authorise Specific Repurchase of the For For Management OET Stakeholder Transaction Repurchase Shares from the Oceana Empowerment Trust 7 Approve Revocation of Special For For Management Resolution 6 if the OET Stakeholder Transaction Specific Repurchase is Terminated 8 Approve Financial Assistance in For For Management Respect of the Stakeholder Transaction 9 Authorise Issue of Subscription Shares For For Management to the Stakeholder Trust 10 Authorise Specific Repurchase of the For For Management Repurchase Shares from the Stakeholder Trust 1 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Imad Mohsen For For Management 2.8 Elect Director Carmen Sylvain For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For For Management Transactions 2 Reelect Sidhartha Pradhan as Director For Against Management -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Tina Rookledge as the Designated Audit Partner 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect David Robins as Director For For Management 2.5 Elect Pieter Boone as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.3 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect Mariam Cassim as Member of For For Management the Audit, Risk and Compliance Committee 3.5 Elect Haroon Bhorat as Member of the For For Management Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees For Against Management 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For Against Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For For Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Patrick Burton as Director For For Management 1.2 Re-elect Bridgitte Mathews as Director For For Management 1.3 Re-elect Jan Mouton as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Re-elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For Against Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with B Deegan as the Designated Auditor 4 Approve Remuneration Policy For Against Management 5 Approve Implementation Report on the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the PSG Group Unbundling For For Management 2 Approve Fees for Independent Board For For Management Members 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Plan in Connection For Against Management with the Acquisition of the Shares in PT Bank Rabobank International Indonesia 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT GUDANG GARAM TBK Ticker: GGRM Security ID: Y7121F165 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Changes in Board of Company For Against Management 5 Approve Delegation of Duties of For For Management Directors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Commissioners For For Management 8 Approve Auditors For For Management 9 Amend Article 3 of the Articles of For Against Management Association in Relation with Business Activity -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For Against Management 6 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT INDOFOOD SUKSES MAKMUR TBK Ticker: INDF Security ID: Y7128X128 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statement For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Purwantono, Sungkoro & Surja For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividends For For Management 3 Reelect Hital R. Meswani as Director For For Management 4 Reelect P.M.S. Prasad as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Hital R. Meswani as a Whole-time Director 6 Elect K. V. Chowdary as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: MAR 31, 2021 Meeting Type: Court Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- SAMSUNG BIOLOGICS CO., LTD. Ticker: 207940 Security ID: Y7T7DY103 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG HEAVY INDUSTRIES CO., LTD. Ticker: 010140 Security ID: Y7474M106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeong Jin-taek as Inside Director For For Management 2.2 Elect Yoon Jong-hyeon as Inside For For Management Director 2.3 Elect Lee Gi-gwon as Outside Director For For Management 3 Elect Lee Gi-gwon as a Member of Audit For For Management Committee 4 Elect Choi Gang-sik as Outside For Against Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SECURITIES CO., LTD. Ticker: 016360 Security ID: Y7486Y106 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Jong-ryong as Outside For For Management Director 2.2 Elect Chang Seok-hoon as Inside For Against Management Director 3 Elect Lim Jong-ryong as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For For Management Auditor 4.1 Elect Esko Tapani Aho as Director None For Management 4.2 Elect Leonid Boguslavskii as Director None For Management 4.3 Elect Herman Gref as Director None Against Management 4.4 Elect Bella Zlatkis as Director None Against Management 4.5 Elect Sergei Ignatev as Director None Against Management 4.6 Elect Mikhail Kovalchuk as Director None Against Management 4.7 Elect Vladimir Kolychev as Director None Against Management 4.8 Elect Nikolai Kudriavtsev as Director None For Management 4.9 Elect Aleksandr Kuleshov as Director None For Management 4.10 Elect Gennadii Melikian as Director None For Management 4.11 Elect Maksim Oreshkin as Director None Against Management 4.12 Elect Anton Siluanov as Director None Against Management 4.13 Elect Dmitrii Chernyshenko as Director None Against Management 4.14 Elect Nadya Wells as Director None For Management 5 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 6 Amend Charter For For Management -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For For Management Auditor 4.1 Elect Esko Tapani Aho as Director None For Management 4.2 Elect Natalie Alexandra Braginsky None For Management Mounier as Director 4.3 Elect Herman Gref as Director None Against Management 4.4 Elect Bella Zlatkis as Director None Against Management 4.5 Elect Sergei Ignatev as Director None Against Management 4.6 Elect Mikhail Kovalchuk as Director None Against Management 4.7 Elect Vladimir Kolychev as Director None Against Management 4.8 Elect Nikolai Kudriavtsev as Director None For Management 4.9 Elect Aleksandr Kuleshov as Director None For Management 4.10 Elect Gennadii Melikian as Director None Against Management 4.11 Elect Maksim Oreshkin as Director None Against Management 4.12 Elect Anton Siluanov as Director None Against Management 4.13 Elect Dmitrii Chernyshenko as Director None Against Management 4.14 Elect Nadya Wells as Director None Against Management 5 Approve New Edition of Charter For For Management 6 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 7 Approve Remuneration of Directors For For Management 8 Amend Regulations on Remuneration of For For Management Directors -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council for 2021 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 43 Re: Indemnity For Against Management Provision 2 Remove Article 45 For For Management 3 Consolidate Bylaws For For Management 4 Approve Registration with JUCERJA of For For Management the Independent Firm's Appraisal (Re: Partial Spin-Off) from the last Dec. 31, 2020 EGM 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Jung-Ho as Inside Director For For Management 3.1 Elect Song Ho-Keun as Outside Director For For Management 3.2 Elect Cho Hyun-Jae as Outside Director For Against Management 4 Elect Yoon Tae-Hwa as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Elect Brett Botten as Director For For Management 3 Elect Graham O'Connor as Director For Against Management 4 Re-elect Marang Mashologu as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors and Appoint Thomas Howatt as the Designated Individual Audit Partner 6.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 6.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 6.3 Re-elect Andrew Waller as Chairman of For For Management the Audit Committee 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 8 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For For Management Report 11 Approve Financial Assistance to For For Management Related or Inter-related Companies 12 Approve Non-Executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPIGEN KOREA CO., LTD. Ticker: 192440 Security ID: Y9036B107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Dae-young as Inside Director For For Management 3.2 Elect Choi Cheol-gyu as Inside Director For For Management 4.1 Elect Seonwoo Hui-yeon as Outside For For Management Director to Serve as an Audit Committee Member 4.2 Elect Lee Seung-hyeok as Outside For For Management Director to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Patrick Healy as Director For For Management 1b Elect Lung Ngan Yee Fanny as Director For Against Management 1c Elect Martin James Murray as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect C. P. Gurnani as Director For For Management 5 Elect Anish Shah as Director For Against Management -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Jiang Hao as Director For For Management 2a2 Elect Dai Xiaojing as Director For Against Management 2a3 Elect Han Yuling as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TRIPOD TECHNOLOGY CORP. Ticker: 3044 Security ID: Y8974X105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Jing-Chun Wang, with Shareholder For For Management NO.1, as Non-Independent Director 5.2 Elect Jing-Xiu Hu, with Shareholder NO. For For Management 167, as Non-Independent Director 5.3 Elect Chao-Kuei Hsu, with Shareholder For For Management NO.6, as Non-Independent Director 5.4 Elect Zheng-Ting Wang, Representative For For Management of Yun Jie Investment Ltd, with Shareholder NO.44224, as Non-Independent Director 5.5 Elect Zheng-Ming Wang, Representative For For Management of Yun An Investment Ltd, with Shareholder NO.44225, as Non-Independent Director 5.6 Elect Chao-Wei Hu, Representative of For For Management Chao Sheng Investment Co., Ltd, with Shareholder NO.24186, as Non-Independent Director 5.7 Elect Yong-Cheng Wu, with Shareholder For For Management NO.J120325XXX, as Independent Director 5.8 Elect Xing-Zheng Dai, with Shareholder For For Management NO.H101424XXX, as Independent Director 5.9 Elect Wei-Bin Tang, with Shareholder For For Management NO.S221305XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Remuneration None None Management Policy 8 Elect Directors For Against Management 9 Approve Allocation of Income For For Management 10 Amend Company Article 10 For Against Management 11 Approve Profit Distribution Policy For For Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Close Meeting None None Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indemnification Agreement For Against Management between the Company and Company's Management 2 Amend Articles For Against Management 3 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Five For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Jose Silva Coelho as Independent Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Anna Andrea Votta Alves Chaia as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Monteiro Kaufman as Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Classification of Joao Cox For For Management Neto, Sylvia de Souza Leao Wanderley, Fabio Jose Silva Coelho and Anna Andrea Votta Alves Chaia as Independent Directors 12 Approve Remuneration of Company's For For Management Management 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Long as Director For Against Management 2b Elect Wan Hongjian as Director For For Management 2c Elect Ma Xiangjie as Director For For Management 2d Elect Dennis Pat Rick Organ as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For Against Management 6 Elect Chin Siu Wa Alfred as Director For Against Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares ================= Boston Partners Global Equity Advantage Fund ================= AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For Against Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.60 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Elect L. (Lieve) Declercq to For For Management Supervisory Board 8 Reelect A.R. (Arno) Monincx to For For Management Management Board 9 Adopt Revised Remuneration Policy for For For Management Management Board 10 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 11 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Ratify Deloitte Accountants B.V. as For For Management Auditors 14 Other Business (Non-Voting) None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Discharge of Non-Executive For For Management Members of the Board of Directors 4.3 Approve Discharge of Executive Members For For Management of the Board of Directors 4.4 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.5 Approve Implementation of Remuneration For For Management Policy 4.6 Reelect Rene Obermann as Non-Executive For For Management Director 4.7 Reelect Amparo Moraleda as For Against Management Non-Executive Director 4.8 Reelect Victor Chu as Non-Executive For For Management Director 4.9 Reelect Jean-Pierre Clamadieu as For For Management Non-Executive Director 4.10 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.11 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.13 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Baltimore For For Management 1b Elect Director Charlene Barshefsky For For Management 1c Elect Director John J. Brennan For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Charles E. Phillips For For Management 1j Elect Director Lynn A. Pike For For Management 1k Elect Director Stephen J. Squeri For For Management 1l Elect Director Daniel L. Vasella For For Management 1m Elect Director Lisa W. Wardell For For Management 1n Elect Director Ronald A. Williams For For Management 1o Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Publish Annually a Report Assessing Against For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- AMS AG Ticker: AMS Security ID: A0400Q115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal Year 2021 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Approve Increase in Size of For For Management Supervisory Board to Eight Members 10.1 Elect Margarete Haase as Supervisory For For Management Board Member 10.2 Elect Brigitte Ederer as Supervisory For For Management Board Member 11 Change Company Name to ams-OSRAM AG. For For Management 12 Approve Creation of EUR 10.5 Million For For Management Capital Increase without Preemptive Rights 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14.1 New/Amended Proposals from Shareholders None Against Management 14.2 New/Amended Proposals from Management None Against Management and Supervisory Board -------------------------------------------------------------------------------- ANDRITZ AG Ticker: ANDR Security ID: A11123105 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal 2020 7 Elect Wolfgang Bernhard as Supervisory For For Management Board Member 8 Approve Remuneration Policy For Against Management 9 Approve Stock Option Plan for Key For For Management Employees -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against For Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BRENNTAG SE Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Approve Remuneration Policy for the For For Management Management Board 7.1 Approve Remuneration of Supervisory For For Management Board 7.2 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO Until 20 May 2020 6 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO Until 20 May 2020 7 Approve Compensation of Paul Hermelin, For For Management Chairman of the Board Since 20 May 2020 8 Approve Compensation of Aiman Ezzat, For For Management CEO Since 20 May 2020 9 Approve Compensation of Corporate For For Management Officers 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Remuneration Policy of For For Management Directors 13 Reelect Patrick Pouyanne as Director For For Management 14 Elect Tanja Rueckert as Director For For Management 15 Elect Kurt Sievers as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 12 of Bylaws to Comply For For Management with Legal Changes 18 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For Withhold Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For Withhold Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.33 per Share 4 Elect Benoit Bazin as Director For For Management 5 Reelect Pamela Knapp as Director For For Management 6 Reelect Agnes Lemarchand as Director For For Management 7 Reelect Gilles Schnepp as Director For For Management 8 Reelect Sibylle Daunis as For For Management Representative of Employee Shareholders to the Board 9 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 10 Approve Compensation of Benoit Bazin, For For Management Vice-CEO 11 Approve Compensation of Corporate For For Management Officers 12 Approve Remuneration Policy of For For Management Chairman and CEO Until 30 June 2021 13 Approve Remuneration Policy of For For Management Vice-CEO Until 30 June 2021 14 Approve Remuneration Policy of CEO For For Management Since 1 July 2021 15 Approve Remuneration Policy of For For Management Chairman of the Board Since 1 July 2021 16 Approve Remuneration Policy of For For Management Directors 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capitalization of Reserves For For Management of Up to EUR 106 Million for Bonus Issue or Increase in Par Value 24 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2.30 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For For Management Managers 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For For Management Menegaux, General Manager 10 Approve Compensation of Yves Chapo, For For Management Manager 11 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 12 Ratify Appointment of Jean-Michel For For Management Severino as Supervisory Board Member 13 Elect Wolf-Henning Scheider as For For Management Supervisory Board Member 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Amend Article 30 of Bylaws Re: For For Management Financial Rights of General Partners 16 Amend Article 12 of Bylaws Re: Manager For For Management Remuneration 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal Year 2020 3.9 Approve Discharge of Management Board For For Management Member Andreas Wolf for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal Year 2020 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal Year 2020 4.14 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal Year 2020 4.15 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 4.16 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal Year 2020 4.17 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal Year 2020 4.18 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkelfor Fiscal Year 2020 4.19 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal Year 2020 4.20 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Amend Articles of Association For For Management 7 Approve Spin-Off and Takeover For For Management Agreement with Vitesco Technologies Group Aktiengesellschaft -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration 4 Adopt New Articles of Association Re: For For Management Article 51(d) 5 Approve Capital Reorganisation For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Caroline Dowling as Director For For Management 4c Elect Richard Fearon as Director For For Management 4d Re-elect Johan Karlstrom as Director For For Management 4e Re-elect Shaun Kelly as Director For For Management 4f Elect Lamar McKay as Director For For Management 4g Re-elect Albert Manifold as Director For For Management 4h Re-elect Gillian Platt as Director For For Management 4i Re-elect Mary Rhinehart as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management 13 Approve Savings-Related Share Option For For Management Schemes 14 Approve Cancellation of Share Premium For For Management Account -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Piyush Gupta as Director For For Management 6 Elect Punita Lal as Director For For Management 7 Elect Anthony Lim Weng Kin as Director For For Management 8 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 9 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DEUTSCHE POST AG Ticker: DPW Security ID: D19225107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Ingrid Deltenre to the For For Management Supervisory Board 6.2 Elect Katja Windt to the Supervisory For For Management Board 6.3 Elect Nikolaus von Bomhard to the For For Management Supervisory Board 7 Approve Creation of EUR 130 Million For For Management Pool of Capital without Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Remuneration Policy For For Management 11 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements 5.3 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the First Quarter of Fiscal Year 2021 5.4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 6 Elect Helga Jung to the Supervisory For For Management Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For For Management Board 11 Amend Articles Re: Shareholders' Right Against For Shareholder to Participation during the Virtual Meeting -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Colombo For For Management 1b Elect Director Sandeep Mathrani For For Management 1c Elect Director Desiree Ralls-Morrison For For Management 1d Elect Director Larry D. Stone For For Management 2 Declassify the Board of Directors For For Management 3 Approve Increase in Size of Board For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Olivier Leonetti For For Management 1d Elect Director Deborah L. McCoy For For Management 1e Elect Director Silvio Napoli For For Management 1f Elect Director Gregory R. Page For For Management 1g Elect Director Sandra Pianalto For For Management 1h Elect Director Lori J. Ryerkerk For For Management 1i Elect Director Gerald B. Smith For For Management 1j Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3 per Share 4 Reelect Marie Lemarie as Director For For Management 5 Reelect Carol Xueref as Director For For Management 6 Reelect Dominique Marcel as Director For For Management 7 Reelect Philippe Vidal as Director For For Management 8 Approve Remuneration Policy of Board For For Management Members 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Compensation Report For For Management 11 Approve Compensation of Benoit de For For Management Ruffray, Chairman and CEO 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16, 17 and 19 at EUR 39.2 Million 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 1 Million Shares for For For Management Use in Restricted Stock Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENTAIN PLC Ticker: ENT Security ID: G3167C109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect David Satz as Director For For Management 6 Elect Robert Hoskin as Director For For Management 7 Elect Stella David as Director For For Management 8 Elect Vicky Jarman as Director For For Management 9 Elect Mark Gregory as Director For For Management 10 Re-elect Rob Wood as Director For For Management 11 Re-elect Jette Nygaard-Andersen as For For Management Director 12 Re-elect Barry Gibson as Director For For Management 13 Re-elect Peter Isola as Director For For Management 14 Re-elect Pierre Bouchut as Director For For Management 15 Re-elect Virginia McDowell as Director For For Management 16 Approve Increase in Aggregate Fees For For Management Payable to Non-executive Directors 17 Approve Increase in Size of Board For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Shares For For Management -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUJI CORP. (MACHINERY) Ticker: 6134 Security ID: J1R541101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Soga, Nobuyuki For Against Management 2.2 Elect Director Suhara, Shinsuke For Against Management 2.3 Elect Director Ezaki, Hajime For Against Management 2.4 Elect Director Sugiura, Masaaki For Against Management 2.5 Elect Director Kano, Junichi For Against Management 2.6 Elect Director Kawai, Nobuko For For Management 2.7 Elect Director Tamada, Hideaki For Against Management 2.8 Elect Director Mizuno, Shoji For Against Management 3 Appoint Statutory Auditor Matsuda, For For Management Shigeki 4 Appoint Alternate Statutory Auditor For For Management Abe, Masaaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FUJI ELECTRIC CO., LTD. Ticker: 6504 Security ID: J14112106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitazawa, Michihiro For Against Management 1.2 Elect Director Sugai, Kenzo For Against Management 1.3 Elect Director Abe, Michio For Against Management 1.4 Elect Director Tomotaka, Masatsugu For Against Management 1.5 Elect Director Arai, Junichi For Against Management 1.6 Elect Director Kondo, Shiro For For Management 1.7 Elect Director Tamba, Toshihito For Against Management 1.8 Elect Director Tachikawa, Naomi For Against Management 1.9 Elect Director Hayashi, Yoshitsugu For Against Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For Against Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For Against Management 14 Approve Company's Climate Action For For Management Transition Plan 15 Approve Remuneration Policy For Against Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Entain plc; Adopt New Memorandum and Articles of Association -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 24.1 Million Pool of Capital to Guarantee Conversion Rights 6 Approve Creation of EUR 24.1 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 1 Million Pool For For Management of Capital for Employee Stock Purchase Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Amend Articles Re: Proof of Entitlement For For Management 10 Amend Articles Re: Dividend in Kind For For Management 11 Amend Articles Re: Supervisory Board For For Management Term of Office 12 Amend Affiliation Agreement with For For Management HeidelbergCement International Holding GmbH -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft Demergers Agreement For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Approve Confidentiality Agreement with For For Management Ernst & Young 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5.1 Elect Dimitrios Georgoutsos as Director For For Management 5.2 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 5.3 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 6 Announce Election of Director None None Management 7 Various Announcements None None Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HITACHI CONSTRUCTION MACHINERY CO., LTD. Ticker: 6305 Security ID: J20244109 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okuhara, Kazushige For For Management 1.2 Elect Director Kikuchi, Maoko For For Management 1.3 Elect Director Toyama, Haruyuki For For Management 1.4 Elect Director Hirakawa, Junko For For Management 1.5 Elect Director Katsurayama, Tetsuo For For Management 1.6 Elect Director Takahashi, Hideaki For For Management 1.7 Elect Director Tabuchi, Michifumi For For Management 1.8 Elect Director Toyoshima, Seishi For For Management 1.9 Elect Director Hirano, Kotaro For For Management 1.10 Elect Director Minami, Kuniaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Seki, Hideaki For For Management 1.12 Elect Director Nakanishi, Hiroaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Kojima, Keiji For For Management 1.12 Elect Director Seki, Hideaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 2.1 Elect Director Mikoshiba, Toshiaki For For Management 2.2 Elect Director Mibe, Toshihiro For For Management 2.3 Elect Director Kuraishi, Seiji For For Management 2.4 Elect Director Takeuchi, Kohei For For Management 2.5 Elect Director Suzuki, Asako For For Management 2.6 Elect Director Suzuki, Masafumi For For Management 2.7 Elect Director Sakai, Kunihiko For For Management 2.8 Elect Director Kokubu, Fumiya For For Management 2.9 Elect Director Ogawa, Yoichiro For For Management 2.10 Elect Director Higashi, Kazuhiro For For Management 2.11 Elect Director Nagata, Ryoko For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. (Tanny) Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. (Chris) Inglis For For Management 1.9 Elect Director Katherine M. A. (Allie) For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IMERYS SA Ticker: NK Security ID: F49644101 Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Executive Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alessandro For For Management Dazza 9 Approve Compensation of Patrick Kron For For Management 10 Reelect Patrick Kron as Director For For Management 11 Reelect Marie-Francoise Walbaum as For For Management Director 12 Elect Paris Kyriacopoulos as Director For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 and 21 18 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capitalization of Reserves For For Management of Up to EUR 75 Million for Bonus Issue or Increase in Par Value 21 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 75 Million 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMI PLC Ticker: IMI Security ID: G47152114 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Lord Smith of Kelvin as For For Management Director 6 Re-elect Thomas Thune Andersen as For For Management Director 7 Re-elect Caroline Dowling as Director For For Management 8 Re-elect Carl-Peter Forster as Director For For Management 9 Re-elect Katie Jackson as Director For For Management 10 Elect Dr Ajai Puri as Director For For Management 11 Re-elect Isobel Sharp as Director For For Management 12 Re-elect Daniel Shook as Director For For Management 13 Re-elect Roy Twite as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise UK Political Donations and For For Management Expenditure 18 Approve IMI Employee Share Ownership For For Management Plan A Authorise Issue of Equity without For For Management Pre-emptive Rights B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment C Authorise Market Purchase of Ordinary For For Management Shares D Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- INCHCAPE PLC Ticker: INCH Security ID: G47320208 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jerry Buhlmann as Director For For Management 5 Re-elect Gijsbert de Zoeten as Director For For Management 6 Re-elect Alexandra Jensen as Director For For Management 7 Re-elect Jane Kingston as Director For For Management 8 Re-elect John Langston as Director For For Management 9 Re-elect Nigel Stein as Director For For Management 10 Elect Duncan Tait as Director For For Management 11 Re-elect Till Vestring as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Approve Performance Share Plan For For Management 15 Approve Co-Investment Plan For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Executive Board None None Management (Non-Voting) 2B Receive Announcements on Sustainability None None Management 2C Receive Report of Supervisory Board None None Management (Non-Voting) 2D Approve Remuneration Report For For Management 2E Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Profit None None Management Retention and Distribution Policy 3B Approve Dividends of EUR 0.12 Per Share For For Management 4A Approve Discharge of Executive Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Approve Increase Maximum Ratio Between For For Management Fixed and Variable Components of Remuneration 6 Amend Articles Re: Implementation of For For Management the Dutch Management and Supervision of Legal Entities Act 7A Reelect Steven van Rijswijk to For For Management Executive Board 7B Elect Ljiljana Cortan to Executive For For Management Board 8A Reelect Hans Wijers to Supervisory For For Management Board 8B Reelect Margarete Haase to Supervisory For For Management Board 8C Elect Lodewijk Hijmans van den Bergh For For Management to Supervisory Board 9A Grant Board Authority to Issue Shares For For Management 9B Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi *Withdrawn None None Management Resolution* 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 19 Re: Audit Committee For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management 4 Ratify Gelson Luiz Merisio as For For Management Independent Director 5 Approve Classification of Gilberto For For Management Meirelles Xando Baptista as Independent Director 6 Approve Filing of Lawsuit Against Against For Shareholder Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 7 Approve Filing of Lawsuit Against Against For Shareholder Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 8 Approve that It Will Be Up to the For Against Management Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Payment of EUR 1 per Share by For For Management Distribution of Equity Premiums 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect David Simon as Supervisory For For Management Board Member 7 Reelect John Carrafiell as Supervisory For For Management Board Member 8 Reelect Steven Fivel as Supervisory For For Management Board Member 9 Reelect Robert Fowlds as Supervisory For For Management Board Member 10 Approve Remuneration Policy of For For Management Chairman and Supervisory Board Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Corporate Officers 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of CFO, For For Management Management Board Member 17 Approve Compensation of COO, For For Management Management Board Member 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Kigawa, Makoto For Against Management 2.6 Elect Director Kunibe, Takeshi For Against Management 2.7 Elect Director Arthur M. Mitchell For Against Management 2.8 Elect Director Horikoshi, Takeshi For For Management 2.9 Elect Director Saiki, Naoko For For Management 3.1 Appoint Statutory Auditor Ono, Kotaro For For Management 3.2 Appoint Statutory Auditor Inagaki, For For Management Yasuhiro -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation (Add For For Management Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Amendments Relating to Changes in Legislation) 2.3 Amend Articles of Incorporation For For Management (Clarify Stock Options Grantees) 3.1 Elect Park Jong-ook as Inside Director For Against Management 3.2 Elect Kang Guk-hyeon as Inside Director For For Management 3.3 Elect Lee Gang-cheol as Outside For Against Management Director 4 Elect Kim Dae-you as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Elisabet Jamal Bergstrom as For For Management Inspector of Minutes of Meeting 2.b Designate Jacob Lundgren as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 6.00 Per Share 7c Approve May 10, 2021 as Record Date For For Management for Dividend Payment 7d1 Approve Discharge of Board Chairman For For Management Alf Goransson 7d2 Approve Discharge of Board Member For For Management Jeanette Almberg 7d3 Approve Discharge of Board Member Lars For For Management Blecko 7d4 Approve Discharge of Board Member For For Management Cecilia Daun Wennborg 7d5 Approve Discharge of Board Member For For Management Johan Lundberg 7d6 Approve Discharge of Board Member Jan For For Management Svensson 7d7 Approve Discharge of Board Member and For For Management Employee Representative Sofie Norden 7d8 Approve Discharge of Deputy Board For For Management Member and Employee Representative Jasmina Petrovic 7d9 Approve Discharge of Former Board For For Management Member Ingrid Bonde 7d10 Approve Discharge of Former Deputy For For Management Board Member and Employee Representative Janna Astrom 7d11 Approve Discharge of CEO and Former For For Management Board Member Patrik Andersson 8 Determine Number of Members (6) and For For Management Deputy Members of Board (0) 9 Approve Remuneration of Directors in For For Management the Amount of SEK 1.05 Million for Chairman and SEK 445,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 10 Reelect Alf Goransson (Chairman), For Against Management Jeanette Almberg, Lars Blecko, Cecilia Daun Wennborg and Johan Lundberg as Directors; Elect Liv Forhaug as New Director 11 Ratify Deloitte as Auditors For For Management 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Approve Performance Share Plan (LTIP For Against Management 2021) 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Amend Articles Re: Proxies and Postal For For Management Voting -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose R. Mas For For Management 1.2 Elect Director Javier Palomarez For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic J. Caruso For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Maria Martinez For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 1j Elect Director Brian S. Tyler For For Management 1k Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Plan For For Management 2 Approve Amendments to the Remuneration For For Management Policy -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Christopher Miller as Director For For Management 5 Re-elect David Roper as Director For For Management 6 Re-elect Simon Peckham as Director For For Management 7 Re-elect Geoffrey Martin as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Liz Hewitt as Director For For Management 10 Re-elect David Lis as Director For For Management 11 Re-elect Archie Kane as Director For For Management 12 Re-elect Charlotte Twyning as Director For For Management 13 Re-elect Funmi Adegoke as Director For For Management 14 Elect Peter Dilnot as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Nortek Air For For Management Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- METSO OUTOTEC OYJ Ticker: MOCORP Security ID: X5404W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Klaus Cawen (Vice Chair), For For Management Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 82 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For Against Management 1.2 Elect Director Fujii, Masashi For Against Management 1.3 Elect Director Inari, Masato For Against Management 1.4 Elect Director Ariyoshi, Nobuhisa For Against Management 1.5 Elect Director Kato, Kenji For Against Management 1.6 Elect Director Kosaka, Yasushi For Against Management 1.7 Elect Director Nagaoka, Naruyuki For Against Management 1.8 Elect Director Kitagawa, Motoyasu For For Management 1.9 Elect Director Sato, Tsugio For Against Management 1.10 Elect Director Hirose, Haruko For For Management 1.11 Elect Director Suzuki, Toru For Against Management 1.12 Elect Director Manabe, Yasushi For For Management 2 Appoint Statutory Auditor Inamasa, For For Management Kenji 3 Appoint Alternate Statutory Auditor For For Management Kanzaki, Hiroaki -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 1.12 Elect Director Christina Ahmadjian For For Management 2 Appoint Statutory Auditor Odake, For For Management Nobuhiro -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry A. Sook For For Management 1.2 Elect Director Geoff D. Armstrong For For Management 1.3 Elect Director Jay M. Grossman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Hiraoka, Akiyoshi For For Management 3.2 Elect Director Saito, Noboru For For Management 3.3 Elect Director Katsuya, Koji For For Management 3.4 Elect Director Nagai, Kazuo For For Management 3.5 Elect Director Kanazawa, Takahito For For Management 3.6 Elect Director Kawada, Go For For Management 3.7 Elect Director Sonoda, Ayako For For Management 3.8 Elect Director Sato, Chie For For Management 3.9 Elect Director Nalin Advani For For Management 4.1 Appoint Statutory Auditor Oishi, Masaya For Against Management 4.2 Appoint Statutory Auditor Kojo, Harumi For For Management 4.3 Appoint Statutory Auditor Mizuguchi, For For Management Keiko 5 Approve Performance-Based Cash For For Management Compensation Ceiling for Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 7.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight C. Schar For For Management 1.2 Elect Director C. E. Andrews For For Management 1.3 Elect Director Sallie B. Bailey For For Management 1.4 Elect Director Thomas D. Eckert For Against Management 1.5 Elect Director Alfred E. Festa For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Alexandra A. Jung For For Management 1.8 Elect Director Mel Martinez For For Management 1.9 Elect Director William A. Moran For For Management 1.10 Elect Director David A. Preiser For Against Management 1.11 Elect Director W. Grady Rosier For Against Management 1.12 Elect Director Susan Williamson Ross For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Reelect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Elect Annette Clayton as Non-Executive For For Management Director 3d Elect Anthony Foxx as Non-Executive For For Management Director 3e Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3f Reelect Josef Kaeser as Non-Executive For For Management Director 3g Reelect Lena Olving as Non-Executive For For Management Director 3h Reelect Peter Smitham as Non-Executive For For Management Director 3i Reelect Julie Southern as For Against Management Non-Executive Director 3j Reelect Jasmin Staiblin as For Against Management Non-Executive Director 3k Reelect Gregory L. Summe as For For Management Non-Executive Director 3l Reelect Karl-Henrik Sundstrom as For Against Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Share Repurchase Program For For Management 7 Approve Cancellation of Ordinary Shares For For Management 8 Approve Remuneration of the Non For For Management Executive Members of the Board 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For Withhold Management 1.12 Elect Director William G. Parrett For Withhold Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against For Shareholder 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Roger Devlin as Director For For Management 4 Elect Dean Finch as Director For For Management 5 Re-elect Michael Killoran as Director For For Management 6 Re-elect Nigel Mills as Director For For Management 7 Re-elect Rachel Kentleton as Director For For Management 8 Re-elect Simon Litherland as Director For For Management 9 Re-elect Joanna Place as Director For For Management 10 Elect Annemarie Durbin as Director For For Management 11 Elect Andrew Wyllie as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Adopt New Articles of Association For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Peugeot by Fiat Chrysler Automobiles 2 Remove Double-Voting Rights for For For Management Long-Term Registered Shareholders 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For For Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Davis For For Management 1.2 Elect Director Michael W. Lamach For For Management 1.3 Elect Director Michael T. Nally For For Management 1.4 Elect Director Guillermo Novo For For Management 1.5 Elect Director Martin H. Richenhagen For For Management 1.6 Elect Director Catherine R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- REDROW PLC Ticker: RDW Security ID: G7455X147 Meeting Date: NOV 06, 2020 Meeting Type: Annual Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect John Tutte as Director For For Management 3 Re-elect Matthew Pratt as Director For For Management 4 Re-elect Barbara Richmond as Director For For Management 5 Re-elect Nick Hewson as Director For For Management 6 Re-elect Sir Michael Lyons as Director For For Management 7 Elect Nicky Dulieu as Director For For Management 8 Reappoint KPMG LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Approve Remuneration Report For For Management 11 Approve Remuneration Policy For For Management 12 Authorise Issue of Equity For Against Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Matsui, Tadamitsu For For Management 1.6 Elect Director Sato, Hidehiko For For Management 1.7 Elect Director Baba, Chiharu For For Management 1.8 Elect Director Iwata, Kimie For For Management 1.9 Elect Director Egami, Setsuko For For Management 1.10 Elect Director Ike, Fumihiko For For Management -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Klaus-Guenter Vennemann to the For For Management Supervisory Board 6.3 Elect Sahin Albayrak to the For For Management Supervisory Board 6.4 Elect Britta Giesen to the Supervisory For For Management Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Approve Creation of EUR 22.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 22.3 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Corporate Purpose For For Management 13 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.20 per Share 4 Ratify Appointment of Gilles Schnepp For For Management as Director 5 Reelect Fabienne Lecorvaisier as For For Management Director 6 Reelect Melanie Lee as Director For For Management 7 Elect Barbara Lavernos as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 10 Approve Compensation of Paul Hudson, For For Management CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 19 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Amend Article 13 of Bylaws Re: Written For For Management Consultation 26 Amend Articles 14 and 17 of Bylaws Re: For For Management Board Powers and Censors 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off and Takeover For For Management Agreement with Siemens Energy AG -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2019/20 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2019/20 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2019/20 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2019/20 3.7 Approve Discharge of Management Board For For Management Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Snabe for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2019/20 4.13 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer for Fiscal 2019/20 4.14 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2019/20 4.15 Approve Discharge of Supervisory Board For For Management Member Nemat Shafik for Fiscal 2019/20 4.16 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2019/20 4.17 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2019/20 4.18 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2019/20 4.19 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2019/20 4.20 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2019/20 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020/21 6.1 Elect Grazia Vittadini to the For For Management Supervisory Board 6.2 Elect Kasper Rorsted to the For For Management Supervisory Board 6.3 Reelect Jim Snabe to the Supervisory For For Management Board 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 90 Million For For Management Pool of Capital for Employee Stock Purchase Plan 9 Amend Affiliation Agreement with For For Management Siemens Bank GmbH 10 Amend Articles Re: Allow Shareholder Against For Shareholder Questions during the Virtual Meeting -------------------------------------------------------------------------------- SIGNIFY NV Ticker: LIGHT Security ID: N8063K107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Presentation by CEO None None Management 2 Approve Remuneration Report For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5.a Approve Extraordinary Dividends of EUR For For Management 1.35 Per Share 5.b Approve Dividends of EUR 1.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7 Reelect Gerard van de Aast to For For Management Supervisory Board 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 10.1 Approve Discharge of Board Member Hans For For Management Straberg 10.2 Approve Discharge of Board Member Hock For For Management Goh 10.3 Approve Discharge of Board Member For For Management Alrik Danielson 10.4 Approve Discharge of Board Member For For Management Ronnie Leten 10.5 Approve Discharge of Board Member Barb For For Management Samardzich 10.6 Approve Discharge of Board Member For For Management Colleen Repplier 10.7 Approve Discharge of Board Member For For Management Hakan Buskhe 10.8 Approve Discharge of Board Member For For Management Susanna Schneeberger 10.9 Approve Discharge of Board Member Lars For For Management Wedenborn 10.10 Approve Discharge of Board Member For For Management Jonny Hilbert 10.11 Approve Discharge of Board Member For For Management Zarko Djurovic 10.12 Approve Discharge of Board Member For For Management Kennet Carlsson 10.13 Approve Discharge of Board Member For For Management Claes Palm 10.14 Approve Discharge of CEO Alrik For For Management Danielson 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million for Chairman and SEK 750,000 for Other Directors; Approve Remuneration for Committee Work 13.1 Reelect Hans Straberg as Director For For Management 13.2 Reelect Hock Goh as Director For For Management 13.3 Reelect Barb Samardzich as Director For For Management 13.4 Reelect Colleen Repplier as Director For For Management 13.5 Reelect Geert Follens as Director For For Management 13.6 Reelect Hakan Buskhe as Director For Against Management 13.7 Reelect Susanna Schneeberger as For For Management Director 13.8 Elect Rickard Gustafson as New Director For For Management 14 Elect Hans Straberg as Board Chairman For For Management 15 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 16 Approve Remuneration of Auditors For For Management 17 Ratify Deloitte as Auditors For For Management 18 Amend Articles of Association Re: For For Management Collecting of Proxies; Advanced Voting; Editorial Changes 19 Approve Remuneration Report For For Management 20 Approve 2021 Performance Share Program For Against Management -------------------------------------------------------------------------------- SONY GROUP CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Oka, Toshiko For For Management 1.6 Elect Director Akiyama, Sakie For For Management 1.7 Elect Director Wendy Becker For For Management 1.8 Elect Director Hatanaka, Yoshihiko For For Management 1.9 Elect Director Adam Crozier For For Management 1.10 Elect Director Kishigami, Keiko For For Management 1.11 Elect Director Joseph A. Kraft Jr For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Faurecia Distribution For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For Against Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Capital Distribution of EUR 0. For For Management 32 per Share 2.f Approve Discharge of Directors For For Management 3 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.a Amend Remuneration Policy For For Management 4.b Approve Equity Incentive Plan and For Against Management Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Class B For For Management Special Voting Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Receive Report of Supervisory Board None None Management (Non-Voting) 3 Approve Remuneration Report For Against Management 4 Approve Remuneration Policy for For For Management Management Board 5 Adopt Financial Statements and For For Management Statutory Reports 6 Approve Dividends For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Reelect Jean-Marc Chery to Management For For Management Board 10 Approve Grant of Unvested Stock Awards For For Management to Jean-Marc Chery as President and CEO 11 Approve Unvested Stock Award Plan for For For Management Management and Key Employees 12 Reelect Nicolas Dufourcq to For For Management Supervisory Board 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 15 Allow Questions None None Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nakashima, Toru For For Management 2.5 Elect Director Kudo, Teiko For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Isshiki, Toshihiro For For Management 2.8 Elect Director Kawasaki, Yasuyuki For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management 3 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For Against Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on the Impacts of Using Against For Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Toshinori For Against Management 1.2 Elect Director Tashiro, Katsushi For Against Management 1.3 Elect Director Kuwada, Mamoru For Against Management 1.4 Elect Director Adachi, Toru For Against Management 1.5 Elect Director Doi, Toru For For Management 1.6 Elect Director Abe, Tsutomu For Against Management 1.7 Elect Director Miura, Keiichi For Against Management 1.8 Elect Director Hombo, Yoshihiro For Against Management 1.9 Elect Director Hidaka, Mariko For For Management 2 Appoint Statutory Auditor Okayama, For Against Management Makoto 3.1 Appoint Alternate Statutory Auditor For For Management Takahashi, Yojiro 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta -------------------------------------------------------------------------------- TOTAL SE Ticker: FP Security ID: F92124100 Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.64 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patrick Pouyanne as Director For Against Management 7 Reelect Anne-Marie Idrac as Director For For Management 8 Elect Jacques Aschenbroich as Director For For Management 9 Elect Glenn Hubbard as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve the Company's Sustainable For For Management Development and Energy Transition 15 Change Company Name to TotalEnergies For For Management SE and Amend Article 2 of Bylaws Accordingly 16 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wong Kan Seng as Director For Against Management 6 Elect Alvin Yeo Khirn Hai as Director For For Management 7 Elect Chia Tai Tee as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VMWARE, INC. Ticker: VMW Security ID: 928563402 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of Kurt Jofs For For Management 9.5 Approve Discharge of James W. Griffith For For Management 9.6 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.7 Approve Discharge of Kathryn V. For For Management Marinello 9.8 Approve Discharge of Martina Merz For For Management 9.9 Approve Discharge of Hanne de Mora For For Management 9.10 Approve Discharge of Helena Stjernholm For For Management 9.11 Approve Discharge of Carl-Henric For For Management Svanberg 9.12 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.13 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.14 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.15 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.17 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Elect Martha Finn Brooks as New For For Management Director 12.5 Reelect Kurt Jofs as Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For Against Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Report For Against Management 16 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 17 Amend Articles Re: Auditors For For Management 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Special Dividends of SEK 9.50 For For Management Per Share -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Norbord Inc. 2 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFG Security ID: 952845105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Ellis Ketcham Johnson For For Management 1.6 Elect Director Brian G. Kenning For For Management 1.7 Elect Director Marian Lawson For For Management 1.8 Elect Director Colleen McMorrow For For Management 1.9 Elect Director Gerald J. (Gerry) Miller For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Janice G. Rennie For For Management 1.12 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Steven C. Voorhees For For Management 1k Elect Director Bettina M. Whyte For For Management 1l Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve US Employee Stock Purchase Plan For For Management 4 Re-elect Carl Cowling as Director For For Management 5 Elect Nicky Dulieu as Director For For Management 6 Re-elect Annemarie Durbin as Director For For Management 7 Re-elect Simon Emeny as Director For For Management 8 Re-elect Robert Moorhead as Director For For Management 9 Re-elect Henry Staunton as Director For For Management 10 Re-elect Maurice Thompson as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For Against Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Linda Chen as Director For For Management 2b Elect Craig S. Billings as Director For For Management 2c Elect Jeffrey Kin-fung Lam as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 117 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 3 Approve Trust-Type Equity Compensation For For Management Plan ====================== Boston Partners Global Equity Fund ====================== AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For Against Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.60 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Elect L. (Lieve) Declercq to For For Management Supervisory Board 8 Reelect A.R. (Arno) Monincx to For For Management Management Board 9 Adopt Revised Remuneration Policy for For For Management Management Board 10 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 11 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Ratify Deloitte Accountants B.V. as For For Management Auditors 14 Other Business (Non-Voting) None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Discharge of Non-Executive For For Management Members of the Board of Directors 4.3 Approve Discharge of Executive Members For For Management of the Board of Directors 4.4 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.5 Approve Implementation of Remuneration For For Management Policy 4.6 Reelect Rene Obermann as Non-Executive For For Management Director 4.7 Reelect Amparo Moraleda as For Against Management Non-Executive Director 4.8 Reelect Victor Chu as Non-Executive For For Management Director 4.9 Reelect Jean-Pierre Clamadieu as For For Management Non-Executive Director 4.10 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.11 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.13 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Baltimore For For Management 1b Elect Director Charlene Barshefsky For For Management 1c Elect Director John J. Brennan For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Charles E. Phillips For For Management 1j Elect Director Lynn A. Pike For For Management 1k Elect Director Stephen J. Squeri For For Management 1l Elect Director Daniel L. Vasella For For Management 1m Elect Director Lisa W. Wardell For For Management 1n Elect Director Ronald A. Williams For For Management 1o Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Publish Annually a Report Assessing Against For Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- AMS AG Ticker: AMS Security ID: A0400Q115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal Year 2021 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Approve Increase in Size of For For Management Supervisory Board to Eight Members 10.1 Elect Margarete Haase as Supervisory For For Management Board Member 10.2 Elect Brigitte Ederer as Supervisory For For Management Board Member 11 Change Company Name to ams-OSRAM AG. For For Management 12 Approve Creation of EUR 10.5 Million For For Management Capital Increase without Preemptive Rights 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14.1 New/Amended Proposals from Shareholders None Against Management 14.2 New/Amended Proposals from Management None Against Management and Supervisory Board -------------------------------------------------------------------------------- ANDRITZ AG Ticker: ANDR Security ID: A11123105 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal 2020 7 Elect Wolfgang Bernhard as Supervisory For For Management Board Member 8 Approve Remuneration Policy For Against Management 9 Approve Stock Option Plan for Key For For Management Employees -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against For Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BRENNTAG SE Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Approve Remuneration Policy for the For For Management Management Board 7.1 Approve Remuneration of Supervisory For For Management Board 7.2 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO Until 20 May 2020 6 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO Until 20 May 2020 7 Approve Compensation of Paul Hermelin, For For Management Chairman of the Board Since 20 May 2020 8 Approve Compensation of Aiman Ezzat, For For Management CEO Since 20 May 2020 9 Approve Compensation of Corporate For For Management Officers 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Remuneration Policy of For For Management Directors 13 Reelect Patrick Pouyanne as Director For For Management 14 Elect Tanja Rueckert as Director For For Management 15 Elect Kurt Sievers as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 12 of Bylaws to Comply For For Management with Legal Changes 18 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For Withhold Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For Withhold Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.33 per Share 4 Elect Benoit Bazin as Director For For Management 5 Reelect Pamela Knapp as Director For For Management 6 Reelect Agnes Lemarchand as Director For For Management 7 Reelect Gilles Schnepp as Director For For Management 8 Reelect Sibylle Daunis as For For Management Representative of Employee Shareholders to the Board 9 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 10 Approve Compensation of Benoit Bazin, For For Management Vice-CEO 11 Approve Compensation of Corporate For For Management Officers 12 Approve Remuneration Policy of For For Management Chairman and CEO Until 30 June 2021 13 Approve Remuneration Policy of For For Management Vice-CEO Until 30 June 2021 14 Approve Remuneration Policy of CEO For For Management Since 1 July 2021 15 Approve Remuneration Policy of For For Management Chairman of the Board Since 1 July 2021 16 Approve Remuneration Policy of For For Management Directors 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capitalization of Reserves For For Management of Up to EUR 106 Million for Bonus Issue or Increase in Par Value 24 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2.30 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For For Management Managers 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For For Management Menegaux, General Manager 10 Approve Compensation of Yves Chapo, For For Management Manager 11 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 12 Ratify Appointment of Jean-Michel For For Management Severino as Supervisory Board Member 13 Elect Wolf-Henning Scheider as For For Management Supervisory Board Member 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Amend Article 30 of Bylaws Re: For For Management Financial Rights of General Partners 16 Amend Article 12 of Bylaws Re: Manager For For Management Remuneration 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal Year 2020 3.9 Approve Discharge of Management Board For For Management Member Andreas Wolf for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal Year 2020 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal Year 2020 4.14 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal Year 2020 4.15 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 4.16 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal Year 2020 4.17 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal Year 2020 4.18 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkelfor Fiscal Year 2020 4.19 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal Year 2020 4.20 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Amend Articles of Association For For Management 7 Approve Spin-Off and Takeover For For Management Agreement with Vitesco Technologies Group Aktiengesellschaft -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration 4 Adopt New Articles of Association Re: For For Management Article 51(d) 5 Approve Capital Reorganisation For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Caroline Dowling as Director For For Management 4c Elect Richard Fearon as Director For For Management 4d Re-elect Johan Karlstrom as Director For For Management 4e Re-elect Shaun Kelly as Director For For Management 4f Elect Lamar McKay as Director For For Management 4g Re-elect Albert Manifold as Director For For Management 4h Re-elect Gillian Platt as Director For For Management 4i Re-elect Mary Rhinehart as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management 13 Approve Savings-Related Share Option For For Management Schemes 14 Approve Cancellation of Share Premium For For Management Account -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Piyush Gupta as Director For For Management 6 Elect Punita Lal as Director For For Management 7 Elect Anthony Lim Weng Kin as Director For For Management 8 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 9 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DEUTSCHE POST AG Ticker: DPW Security ID: D19225107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Ingrid Deltenre to the For For Management Supervisory Board 6.2 Elect Katja Windt to the Supervisory For For Management Board 6.3 Elect Nikolaus von Bomhard to the For For Management Supervisory Board 7 Approve Creation of EUR 130 Million For For Management Pool of Capital without Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Remuneration Policy For For Management 11 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements 5.3 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the First Quarter of Fiscal Year 2021 5.4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 6 Elect Helga Jung to the Supervisory For For Management Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For For Management Board 11 Amend Articles Re: Shareholders' Right Against For Shareholder to Participation during the Virtual Meeting -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Colombo For For Management 1b Elect Director Sandeep Mathrani For For Management 1c Elect Director Desiree Ralls-Morrison For For Management 1d Elect Director Larry D. Stone For For Management 2 Declassify the Board of Directors For For Management 3 Approve Increase in Size of Board For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Olivier Leonetti For For Management 1d Elect Director Deborah L. McCoy For For Management 1e Elect Director Silvio Napoli For For Management 1f Elect Director Gregory R. Page For For Management 1g Elect Director Sandra Pianalto For For Management 1h Elect Director Lori J. Ryerkerk For For Management 1i Elect Director Gerald B. Smith For For Management 1j Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3 per Share 4 Reelect Marie Lemarie as Director For For Management 5 Reelect Carol Xueref as Director For For Management 6 Reelect Dominique Marcel as Director For For Management 7 Reelect Philippe Vidal as Director For For Management 8 Approve Remuneration Policy of Board For For Management Members 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Compensation Report For For Management 11 Approve Compensation of Benoit de For For Management Ruffray, Chairman and CEO 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16, 17 and 19 at EUR 39.2 Million 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 1 Million Shares for For For Management Use in Restricted Stock Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENTAIN PLC Ticker: ENT Security ID: G3167C109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect David Satz as Director For For Management 6 Elect Robert Hoskin as Director For For Management 7 Elect Stella David as Director For For Management 8 Elect Vicky Jarman as Director For For Management 9 Elect Mark Gregory as Director For For Management 10 Re-elect Rob Wood as Director For For Management 11 Re-elect Jette Nygaard-Andersen as For For Management Director 12 Re-elect Barry Gibson as Director For For Management 13 Re-elect Peter Isola as Director For For Management 14 Re-elect Pierre Bouchut as Director For For Management 15 Re-elect Virginia McDowell as Director For For Management 16 Approve Increase in Aggregate Fees For For Management Payable to Non-executive Directors 17 Approve Increase in Size of Board For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Shares For For Management -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUJI CORP. (MACHINERY) Ticker: 6134 Security ID: J1R541101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Soga, Nobuyuki For Against Management 2.2 Elect Director Suhara, Shinsuke For Against Management 2.3 Elect Director Ezaki, Hajime For Against Management 2.4 Elect Director Sugiura, Masaaki For Against Management 2.5 Elect Director Kano, Junichi For Against Management 2.6 Elect Director Kawai, Nobuko For For Management 2.7 Elect Director Tamada, Hideaki For Against Management 2.8 Elect Director Mizuno, Shoji For Against Management 3 Appoint Statutory Auditor Matsuda, For For Management Shigeki 4 Appoint Alternate Statutory Auditor For For Management Abe, Masaaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- FUJI ELECTRIC CO., LTD. Ticker: 6504 Security ID: J14112106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kitazawa, Michihiro For Against Management 1.2 Elect Director Sugai, Kenzo For Against Management 1.3 Elect Director Abe, Michio For Against Management 1.4 Elect Director Tomotaka, Masatsugu For Against Management 1.5 Elect Director Arai, Junichi For Against Management 1.6 Elect Director Kondo, Shiro For For Management 1.7 Elect Director Tamba, Toshihito For Against Management 1.8 Elect Director Tachikawa, Naomi For Against Management 1.9 Elect Director Hayashi, Yoshitsugu For Against Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For Against Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For Against Management 14 Approve Company's Climate Action For For Management Transition Plan 15 Approve Remuneration Policy For Against Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Entain plc; Adopt New Memorandum and Articles of Association -------------------------------------------------------------------------------- HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 24.1 Million Pool of Capital to Guarantee Conversion Rights 6 Approve Creation of EUR 24.1 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 1 Million Pool For For Management of Capital for Employee Stock Purchase Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Amend Articles Re: Proof of Entitlement For For Management 10 Amend Articles Re: Dividend in Kind For For Management 11 Amend Articles Re: Supervisory Board For For Management Term of Office 12 Amend Affiliation Agreement with For For Management HeidelbergCement International Holding GmbH -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft Demergers Agreement For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Approve Confidentiality Agreement with For For Management Ernst & Young 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5.1 Elect Dimitrios Georgoutsos as Director For For Management 5.2 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 5.3 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 6 Announce Election of Director None None Management 7 Various Announcements None None Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HITACHI CONSTRUCTION MACHINERY CO., LTD. Ticker: 6305 Security ID: J20244109 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okuhara, Kazushige For For Management 1.2 Elect Director Kikuchi, Maoko For For Management 1.3 Elect Director Toyama, Haruyuki For For Management 1.4 Elect Director Hirakawa, Junko For For Management 1.5 Elect Director Katsurayama, Tetsuo For For Management 1.6 Elect Director Takahashi, Hideaki For For Management 1.7 Elect Director Tabuchi, Michifumi For For Management 1.8 Elect Director Toyoshima, Seishi For For Management 1.9 Elect Director Hirano, Kotaro For For Management 1.10 Elect Director Minami, Kuniaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Seki, Hideaki For For Management 1.12 Elect Director Nakanishi, Hiroaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Kojima, Keiji For For Management 1.12 Elect Director Seki, Hideaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 2.1 Elect Director Mikoshiba, Toshiaki For For Management 2.2 Elect Director Mibe, Toshihiro For For Management 2.3 Elect Director Kuraishi, Seiji For For Management 2.4 Elect Director Takeuchi, Kohei For For Management 2.5 Elect Director Suzuki, Asako For For Management 2.6 Elect Director Suzuki, Masafumi For For Management 2.7 Elect Director Sakai, Kunihiko For For Management 2.8 Elect Director Kokubu, Fumiya For For Management 2.9 Elect Director Ogawa, Yoichiro For For Management 2.10 Elect Director Higashi, Kazuhiro For For Management 2.11 Elect Director Nagata, Ryoko For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. (Tanny) Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. (Chris) Inglis For For Management 1.9 Elect Director Katherine M. A. (Allie) For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- IMERYS SA Ticker: NK Security ID: F49644101 Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Executive Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alessandro For For Management Dazza 9 Approve Compensation of Patrick Kron For For Management 10 Reelect Patrick Kron as Director For For Management 11 Reelect Marie-Francoise Walbaum as For For Management Director 12 Elect Paris Kyriacopoulos as Director For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 and 21 18 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capitalization of Reserves For For Management of Up to EUR 75 Million for Bonus Issue or Increase in Par Value 21 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 75 Million 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMI PLC Ticker: IMI Security ID: G47152114 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Lord Smith of Kelvin as For For Management Director 6 Re-elect Thomas Thune Andersen as For For Management Director 7 Re-elect Caroline Dowling as Director For For Management 8 Re-elect Carl-Peter Forster as Director For For Management 9 Re-elect Katie Jackson as Director For For Management 10 Elect Dr Ajai Puri as Director For For Management 11 Re-elect Isobel Sharp as Director For For Management 12 Re-elect Daniel Shook as Director For For Management 13 Re-elect Roy Twite as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise UK Political Donations and For For Management Expenditure 18 Approve IMI Employee Share Ownership For For Management Plan A Authorise Issue of Equity without For For Management Pre-emptive Rights B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment C Authorise Market Purchase of Ordinary For For Management Shares D Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- INCHCAPE PLC Ticker: INCH Security ID: G47320208 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jerry Buhlmann as Director For For Management 5 Re-elect Gijsbert de Zoeten as Director For For Management 6 Re-elect Alexandra Jensen as Director For For Management 7 Re-elect Jane Kingston as Director For For Management 8 Re-elect John Langston as Director For For Management 9 Re-elect Nigel Stein as Director For For Management 10 Elect Duncan Tait as Director For For Management 11 Re-elect Till Vestring as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Approve Performance Share Plan For For Management 15 Approve Co-Investment Plan For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Executive Board None None Management (Non-Voting) 2B Receive Announcements on Sustainability None None Management 2C Receive Report of Supervisory Board None None Management (Non-Voting) 2D Approve Remuneration Report For For Management 2E Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Profit None None Management Retention and Distribution Policy 3B Approve Dividends of EUR 0.12 Per Share For For Management 4A Approve Discharge of Executive Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Approve Increase Maximum Ratio Between For For Management Fixed and Variable Components of Remuneration 6 Amend Articles Re: Implementation of For For Management the Dutch Management and Supervision of Legal Entities Act 7A Reelect Steven van Rijswijk to For For Management Executive Board 7B Elect Ljiljana Cortan to Executive For For Management Board 8A Reelect Hans Wijers to Supervisory For For Management Board 8B Reelect Margarete Haase to Supervisory For For Management Board 8C Elect Lodewijk Hijmans van den Bergh For For Management to Supervisory Board 9A Grant Board Authority to Issue Shares For For Management 9B Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi *Withdrawn None None Management Resolution* 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 19 Re: Audit Committee For Did Not Vote Management 2 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 3 Consolidate Bylaws For Did Not Vote Management 4 Ratify Gelson Luiz Merisio as For Did Not Vote Management Independent Director 5 Approve Classification of Gilberto For Did Not Vote Management Meirelles Xando Baptista as Independent Director 6 Approve Filing of Lawsuit Against Against Did Not Vote Shareholder Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 7 Approve Filing of Lawsuit Against Against Did Not Vote Shareholder Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 8 Approve that It Will Be Up to the For Did Not Vote Management Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Payment of EUR 1 per Share by For For Management Distribution of Equity Premiums 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect David Simon as Supervisory For For Management Board Member 7 Reelect John Carrafiell as Supervisory For For Management Board Member 8 Reelect Steven Fivel as Supervisory For For Management Board Member 9 Reelect Robert Fowlds as Supervisory For For Management Board Member 10 Approve Remuneration Policy of For For Management Chairman and Supervisory Board Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Corporate Officers 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of CFO, For For Management Management Board Member 17 Approve Compensation of COO, For For Management Management Board Member 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Kigawa, Makoto For Against Management 2.6 Elect Director Kunibe, Takeshi For Against Management 2.7 Elect Director Arthur M. Mitchell For Against Management 2.8 Elect Director Horikoshi, Takeshi For For Management 2.9 Elect Director Saiki, Naoko For For Management 3.1 Appoint Statutory Auditor Ono, Kotaro For For Management 3.2 Appoint Statutory Auditor Inagaki, For For Management Yasuhiro -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation (Add For For Management Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Amendments Relating to Changes in Legislation) 2.3 Amend Articles of Incorporation For For Management (Clarify Stock Options Grantees) 3.1 Elect Park Jong-ook as Inside Director For Against Management 3.2 Elect Kang Guk-hyeon as Inside Director For For Management 3.3 Elect Lee Gang-cheol as Outside For Against Management Director 4 Elect Kim Dae-you as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Elisabet Jamal Bergstrom as For For Management Inspector of Minutes of Meeting 2.b Designate Jacob Lundgren as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 6.00 Per Share 7c Approve May 10, 2021 as Record Date For For Management for Dividend Payment 7d1 Approve Discharge of Board Chairman For For Management Alf Goransson 7d2 Approve Discharge of Board Member For For Management Jeanette Almberg 7d3 Approve Discharge of Board Member Lars For For Management Blecko 7d4 Approve Discharge of Board Member For For Management Cecilia Daun Wennborg 7d5 Approve Discharge of Board Member For For Management Johan Lundberg 7d6 Approve Discharge of Board Member Jan For For Management Svensson 7d7 Approve Discharge of Board Member and For For Management Employee Representative Sofie Norden 7d8 Approve Discharge of Deputy Board For For Management Member and Employee Representative Jasmina Petrovic 7d9 Approve Discharge of Former Board For For Management Member Ingrid Bonde 7d10 Approve Discharge of Former Deputy For For Management Board Member and Employee Representative Janna Astrom 7d11 Approve Discharge of CEO and Former For For Management Board Member Patrik Andersson 8 Determine Number of Members (6) and For For Management Deputy Members of Board (0) 9 Approve Remuneration of Directors in For For Management the Amount of SEK 1.05 Million for Chairman and SEK 445,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 10 Reelect Alf Goransson (Chairman), For Against Management Jeanette Almberg, Lars Blecko, Cecilia Daun Wennborg and Johan Lundberg as Directors; Elect Liv Forhaug as New Director 11 Ratify Deloitte as Auditors For For Management 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Approve Performance Share Plan (LTIP For Against Management 2021) 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Amend Articles Re: Proxies and Postal For For Management Voting -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose R. Mas For For Management 1.2 Elect Director Javier Palomarez For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic J. Caruso For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Maria Martinez For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 1j Elect Director Brian S. Tyler For For Management 1k Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Plan For For Management 2 Approve Amendments to the Remuneration For For Management Policy -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Christopher Miller as Director For For Management 5 Re-elect David Roper as Director For For Management 6 Re-elect Simon Peckham as Director For For Management 7 Re-elect Geoffrey Martin as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Liz Hewitt as Director For For Management 10 Re-elect David Lis as Director For For Management 11 Re-elect Archie Kane as Director For For Management 12 Re-elect Charlotte Twyning as Director For For Management 13 Re-elect Funmi Adegoke as Director For For Management 14 Elect Peter Dilnot as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Nortek Air For For Management Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- METSO OUTOTEC OYJ Ticker: MOCORP Security ID: X5404W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Klaus Cawen (Vice Chair), For For Management Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 82 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For Against Management 1.2 Elect Director Fujii, Masashi For Against Management 1.3 Elect Director Inari, Masato For Against Management 1.4 Elect Director Ariyoshi, Nobuhisa For Against Management 1.5 Elect Director Kato, Kenji For Against Management 1.6 Elect Director Kosaka, Yasushi For Against Management 1.7 Elect Director Nagaoka, Naruyuki For Against Management 1.8 Elect Director Kitagawa, Motoyasu For For Management 1.9 Elect Director Sato, Tsugio For Against Management 1.10 Elect Director Hirose, Haruko For For Management 1.11 Elect Director Suzuki, Toru For Against Management 1.12 Elect Director Manabe, Yasushi For For Management 2 Appoint Statutory Auditor Inamasa, For For Management Kenji 3 Appoint Alternate Statutory Auditor For For Management Kanzaki, Hiroaki -------------------------------------------------------------------------------- NEC CORP. Ticker: 6701 Security ID: J48818207 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Endo, Nobuhiro For For Management 1.2 Elect Director Niino, Takashi For For Management 1.3 Elect Director Morita, Takayuki For For Management 1.4 Elect Director Ishiguro, Norihiko For For Management 1.5 Elect Director Matsukura, Hajime For For Management 1.6 Elect Director Nishihara, Moto For For Management 1.7 Elect Director Seto, Kaoru For For Management 1.8 Elect Director Iki, Noriko For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Nakamura, Kuniharu For For Management 1.11 Elect Director Ota, Jun For For Management 1.12 Elect Director Christina Ahmadjian For For Management 2 Appoint Statutory Auditor Odake, For For Management Nobuhiro -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry A. Sook For For Management 1.2 Elect Director Geoff D. Armstrong For For Management 1.3 Elect Director Jay M. Grossman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIHON UNISYS, LTD. Ticker: 8056 Security ID: J51097103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Change Company Name For For Management 3.1 Elect Director Hiraoka, Akiyoshi For For Management 3.2 Elect Director Saito, Noboru For For Management 3.3 Elect Director Katsuya, Koji For For Management 3.4 Elect Director Nagai, Kazuo For For Management 3.5 Elect Director Kanazawa, Takahito For For Management 3.6 Elect Director Kawada, Go For For Management 3.7 Elect Director Sonoda, Ayako For For Management 3.8 Elect Director Sato, Chie For For Management 3.9 Elect Director Nalin Advani For For Management 4.1 Appoint Statutory Auditor Oishi, Masaya For Against Management 4.2 Appoint Statutory Auditor Kojo, Harumi For For Management 4.3 Appoint Statutory Auditor Mizuguchi, For For Management Keiko 5 Approve Performance-Based Cash For For Management Compensation Ceiling for Directors 6 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 7.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NVR, INC. Ticker: NVR Security ID: 62944T105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dwight C. Schar For For Management 1.2 Elect Director C. E. Andrews For For Management 1.3 Elect Director Sallie B. Bailey For For Management 1.4 Elect Director Thomas D. Eckert For Against Management 1.5 Elect Director Alfred E. Festa For For Management 1.6 Elect Director Manuel H. Johnson For For Management 1.7 Elect Director Alexandra A. Jung For For Management 1.8 Elect Director Mel Martinez For For Management 1.9 Elect Director William A. Moran For For Management 1.10 Elect Director David A. Preiser For Against Management 1.11 Elect Director W. Grady Rosier For Against Management 1.12 Elect Director Susan Williamson Ross For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Reelect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Elect Annette Clayton as Non-Executive For For Management Director 3d Elect Anthony Foxx as Non-Executive For For Management Director 3e Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3f Reelect Josef Kaeser as Non-Executive For For Management Director 3g Reelect Lena Olving as Non-Executive For For Management Director 3h Reelect Peter Smitham as Non-Executive For For Management Director 3i Reelect Julie Southern as For Against Management Non-Executive Director 3j Reelect Jasmin Staiblin as For Against Management Non-Executive Director 3k Reelect Gregory L. Summe as For For Management Non-Executive Director 3l Reelect Karl-Henrik Sundstrom as For Against Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Share Repurchase Program For For Management 7 Approve Cancellation of Ordinary Shares For For Management 8 Approve Remuneration of the Non For For Management Executive Members of the Board 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For Withhold Management 1.12 Elect Director William G. Parrett For Withhold Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against For Shareholder 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Roger Devlin as Director For For Management 4 Elect Dean Finch as Director For For Management 5 Re-elect Michael Killoran as Director For For Management 6 Re-elect Nigel Mills as Director For For Management 7 Re-elect Rachel Kentleton as Director For For Management 8 Re-elect Simon Litherland as Director For For Management 9 Re-elect Joanna Place as Director For For Management 10 Elect Annemarie Durbin as Director For For Management 11 Elect Andrew Wyllie as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Adopt New Articles of Association For For Management 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Peugeot by Fiat Chrysler Automobiles 2 Remove Double-Voting Rights for For For Management Long-Term Registered Shareholders 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For For Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Davis For For Management 1.2 Elect Director Michael W. Lamach For For Management 1.3 Elect Director Michael T. Nally For For Management 1.4 Elect Director Guillermo Novo For For Management 1.5 Elect Director Martin H. Richenhagen For For Management 1.6 Elect Director Catherine R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- REDROW PLC Ticker: RDW Security ID: G7455X147 Meeting Date: NOV 06, 2020 Meeting Type: Annual Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect John Tutte as Director For For Management 3 Re-elect Matthew Pratt as Director For For Management 4 Re-elect Barbara Richmond as Director For For Management 5 Re-elect Nick Hewson as Director For For Management 6 Re-elect Sir Michael Lyons as Director For For Management 7 Elect Nicky Dulieu as Director For For Management 8 Reappoint KPMG LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Approve Remuneration Report For For Management 11 Approve Remuneration Policy For For Management 12 Authorise Issue of Equity For Against Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Matsui, Tadamitsu For For Management 1.6 Elect Director Sato, Hidehiko For For Management 1.7 Elect Director Baba, Chiharu For For Management 1.8 Elect Director Iwata, Kimie For For Management 1.9 Elect Director Egami, Setsuko For For Management 1.10 Elect Director Ike, Fumihiko For For Management -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Klaus-Guenter Vennemann to the For For Management Supervisory Board 6.3 Elect Sahin Albayrak to the For For Management Supervisory Board 6.4 Elect Britta Giesen to the Supervisory For For Management Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Approve Creation of EUR 22.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 22.3 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Corporate Purpose For For Management 13 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.20 per Share 4 Ratify Appointment of Gilles Schnepp For For Management as Director 5 Reelect Fabienne Lecorvaisier as For For Management Director 6 Reelect Melanie Lee as Director For For Management 7 Elect Barbara Lavernos as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 10 Approve Compensation of Paul Hudson, For For Management CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 19 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Amend Article 13 of Bylaws Re: Written For For Management Consultation 26 Amend Articles 14 and 17 of Bylaws Re: For For Management Board Powers and Censors 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off and Takeover For For Management Agreement with Siemens Energy AG -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2019/20 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2019/20 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2019/20 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2019/20 3.7 Approve Discharge of Management Board For For Management Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Snabe for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2019/20 4.13 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer for Fiscal 2019/20 4.14 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2019/20 4.15 Approve Discharge of Supervisory Board For For Management Member Nemat Shafik for Fiscal 2019/20 4.16 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2019/20 4.17 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2019/20 4.18 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2019/20 4.19 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2019/20 4.20 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2019/20 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020/21 6.1 Elect Grazia Vittadini to the For For Management Supervisory Board 6.2 Elect Kasper Rorsted to the For For Management Supervisory Board 6.3 Reelect Jim Snabe to the Supervisory For For Management Board 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 90 Million For For Management Pool of Capital for Employee Stock Purchase Plan 9 Amend Affiliation Agreement with For For Management Siemens Bank GmbH 10 Amend Articles Re: Allow Shareholder Against For Shareholder Questions during the Virtual Meeting -------------------------------------------------------------------------------- SIGNIFY NV Ticker: LIGHT Security ID: N8063K107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Presentation by CEO None None Management 2 Approve Remuneration Report For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5.a Approve Extraordinary Dividends of EUR For For Management 1.35 Per Share 5.b Approve Dividends of EUR 1.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7 Reelect Gerard van de Aast to For For Management Supervisory Board 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 10.1 Approve Discharge of Board Member Hans For For Management Straberg 10.2 Approve Discharge of Board Member Hock For For Management Goh 10.3 Approve Discharge of Board Member For For Management Alrik Danielson 10.4 Approve Discharge of Board Member For For Management Ronnie Leten 10.5 Approve Discharge of Board Member Barb For For Management Samardzich 10.6 Approve Discharge of Board Member For For Management Colleen Repplier 10.7 Approve Discharge of Board Member For For Management Hakan Buskhe 10.8 Approve Discharge of Board Member For For Management Susanna Schneeberger 10.9 Approve Discharge of Board Member Lars For For Management Wedenborn 10.10 Approve Discharge of Board Member For For Management Jonny Hilbert 10.11 Approve Discharge of Board Member For For Management Zarko Djurovic 10.12 Approve Discharge of Board Member For For Management Kennet Carlsson 10.13 Approve Discharge of Board Member For For Management Claes Palm 10.14 Approve Discharge of CEO Alrik For For Management Danielson 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million for Chairman and SEK 750,000 for Other Directors; Approve Remuneration for Committee Work 13.1 Reelect Hans Straberg as Director For For Management 13.2 Reelect Hock Goh as Director For For Management 13.3 Reelect Barb Samardzich as Director For For Management 13.4 Reelect Colleen Repplier as Director For For Management 13.5 Reelect Geert Follens as Director For For Management 13.6 Reelect Hakan Buskhe as Director For Against Management 13.7 Reelect Susanna Schneeberger as For For Management Director 13.8 Elect Rickard Gustafson as New Director For For Management 14 Elect Hans Straberg as Board Chairman For For Management 15 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 16 Approve Remuneration of Auditors For For Management 17 Ratify Deloitte as Auditors For For Management 18 Amend Articles of Association Re: For For Management Collecting of Proxies; Advanced Voting; Editorial Changes 19 Approve Remuneration Report For For Management 20 Approve 2021 Performance Share Program For Against Management -------------------------------------------------------------------------------- SONY GROUP CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Oka, Toshiko For For Management 1.6 Elect Director Akiyama, Sakie For For Management 1.7 Elect Director Wendy Becker For For Management 1.8 Elect Director Hatanaka, Yoshihiko For For Management 1.9 Elect Director Adam Crozier For For Management 1.10 Elect Director Kishigami, Keiko For For Management 1.11 Elect Director Joseph A. Kraft Jr For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Faurecia Distribution For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For Against Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Capital Distribution of EUR 0. For For Management 32 per Share 2.f Approve Discharge of Directors For For Management 3 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.a Amend Remuneration Policy For For Management 4.b Approve Equity Incentive Plan and For Against Management Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Class B For For Management Special Voting Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Receive Report of Supervisory Board None None Management (Non-Voting) 3 Approve Remuneration Report For Against Management 4 Approve Remuneration Policy for For For Management Management Board 5 Adopt Financial Statements and For For Management Statutory Reports 6 Approve Dividends For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Reelect Jean-Marc Chery to Management For For Management Board 10 Approve Grant of Unvested Stock Awards For For Management to Jean-Marc Chery as President and CEO 11 Approve Unvested Stock Award Plan for For For Management Management and Key Employees 12 Reelect Nicolas Dufourcq to For For Management Supervisory Board 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 15 Allow Questions None None Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nakashima, Toru For For Management 2.5 Elect Director Kudo, Teiko For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Isshiki, Toshihiro For For Management 2.8 Elect Director Kawasaki, Yasuyuki For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management 3 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For Against Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on the Impacts of Using Against For Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Toshinori For Against Management 1.2 Elect Director Tashiro, Katsushi For Against Management 1.3 Elect Director Kuwada, Mamoru For Against Management 1.4 Elect Director Adachi, Toru For Against Management 1.5 Elect Director Doi, Toru For For Management 1.6 Elect Director Abe, Tsutomu For Against Management 1.7 Elect Director Miura, Keiichi For Against Management 1.8 Elect Director Hombo, Yoshihiro For Against Management 1.9 Elect Director Hidaka, Mariko For For Management 2 Appoint Statutory Auditor Okayama, For Against Management Makoto 3.1 Appoint Alternate Statutory Auditor For For Management Takahashi, Yojiro 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta -------------------------------------------------------------------------------- TOTAL SE Ticker: FP Security ID: F92124100 Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.64 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patrick Pouyanne as Director For Against Management 7 Reelect Anne-Marie Idrac as Director For For Management 8 Elect Jacques Aschenbroich as Director For For Management 9 Elect Glenn Hubbard as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For Against Management Chairman and CEO 14 Approve the Company's Sustainable For For Management Development and Energy Transition 15 Change Company Name to TotalEnergies For For Management SE and Amend Article 2 of Bylaws Accordingly 16 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wong Kan Seng as Director For Against Management 6 Elect Alvin Yeo Khirn Hai as Director For For Management 7 Elect Chia Tai Tee as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VMWARE, INC. Ticker: VMW Security ID: 928563402 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of Kurt Jofs For For Management 9.5 Approve Discharge of James W. Griffith For For Management 9.6 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.7 Approve Discharge of Kathryn V. For For Management Marinello 9.8 Approve Discharge of Martina Merz For For Management 9.9 Approve Discharge of Hanne de Mora For For Management 9.10 Approve Discharge of Helena Stjernholm For For Management 9.11 Approve Discharge of Carl-Henric For For Management Svanberg 9.12 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.13 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.14 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.15 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.17 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Elect Martha Finn Brooks as New For For Management Director 12.5 Reelect Kurt Jofs as Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For Against Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Report For Against Management 16 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 17 Amend Articles Re: Auditors For For Management 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Special Dividends of SEK 9.50 For For Management Per Share -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Norbord Inc. 2 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFG Security ID: 952845105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Ellis Ketcham Johnson For For Management 1.6 Elect Director Brian G. Kenning For For Management 1.7 Elect Director Marian Lawson For For Management 1.8 Elect Director Colleen McMorrow For For Management 1.9 Elect Director Gerald J. (Gerry) Miller For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Janice G. Rennie For For Management 1.12 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Steven C. Voorhees For For Management 1k Elect Director Bettina M. Whyte For For Management 1l Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve US Employee Stock Purchase Plan For For Management 4 Re-elect Carl Cowling as Director For For Management 5 Elect Nicky Dulieu as Director For For Management 6 Re-elect Annemarie Durbin as Director For For Management 7 Re-elect Simon Emeny as Director For For Management 8 Re-elect Robert Moorhead as Director For For Management 9 Re-elect Henry Staunton as Director For For Management 10 Re-elect Maurice Thompson as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For Against Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Linda Chen as Director For For Management 2b Elect Craig S. Billings as Director For For Management 2c Elect Jeffrey Kin-fung Lam as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 117 2 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 3 Approve Trust-Type Equity Compensation For For Management Plan ==================== Boston Partners Global Long/Short Fund ==================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For For Management 2.2 Elect Kabir Misra as Director For For Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMS AG Ticker: AMS Security ID: A0400Q115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal Year 2021 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Approve Increase in Size of For For Management Supervisory Board to Eight Members 10.1 Elect Margarete Haase as Supervisory For For Management Board Member 10.2 Elect Brigitte Ederer as Supervisory For For Management Board Member 11 Change Company Name to ams-OSRAM AG. For For Management 12 Approve Creation of EUR 10.5 Million For For Management Capital Increase without Preemptive Rights 13 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 14.1 New/Amended Proposals from Shareholders None Against Management 14.2 New/Amended Proposals from Management None Against Management and Supervisory Board -------------------------------------------------------------------------------- ANDRITZ AG Ticker: ANDR Security ID: A11123105 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Remuneration of Supervisory For For Management Board Members 6 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal 2020 7 Elect Wolfgang Bernhard as Supervisory For For Management Board Member 8 Approve Remuneration Policy For Against Management 9 Approve Stock Option Plan for Key For For Management Employees -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against For Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- APPLUS SERVICES SA Ticker: APPS Security ID: E0534T106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Renew Appointment of Deloitte as For For Management Auditor 6.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.2 Amend Article 25 Re: Director For For Management Remuneration 6.3 Amend Article 27 Re: Quorum, For For Management Representation and Remote Participation 7 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Receive Amendments to Board of None None Management Directors Regulations 9 Reelect Cristina Henriquez de Luna For For Management Basagoiti as Director 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special Record Date: MAY 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.11 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Pierre Andre de Chalendar as For For Management Director 7 Reelect Rajna Gibson Brandon as For For Management Director 8 Elect Christian Noyer as Director For For Management 9 Elect Juliette Brisac as For For Management Representative of Employee Shareholders to the Board A Elect Isabelle Coron as Representative Against Against Management of Employee Shareholders to the Board B Elect Cecile Besse Advani as Against Against Management Representative of Employee Shareholders to the Board C Elect Dominique Potier as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO and For For Management Vice-CEO 13 Approve Compensation of Corporate For For Management Officers 14 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 15 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 16 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 17 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 18 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.4 Million 19 Set Limit for the Variable For For Management Remuneration of Executives and Specific Employees 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For Withhold Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For Withhold Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director Deborah L. DeHaas For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 4 Ratify KPMG LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CHANGE HEALTHCARE, INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil E. de Crescenzo For For Management 1b Elect Director Howard L. Lance For For Management 1c Elect Director Nella Domenici For For Management 1d Elect Director Nicholas L. Kuhar For Withhold Management 1e Elect Director Diana McKenzie For For Management 1f Elect Director Bansi Nagji For Withhold Management 1g Elect Director Philip M. Pead For For Management 1h Elect Director Phillip W. Roe For For Management 1i Elect Director Neil P. Simpkins For Withhold Management 1j Elect Director Robert J. Zollars For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COCA-COLA EUROPACIFIC PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Manolo Arroyo as Director For For Management 4 Elect John Bryant as Director For For Management 5 Elect Christine Cross as Director For For Management 6 Elect Brian Smith as Director For For Management 7 Re-elect Garry Watts as Director For For Management 8 Re-elect Jan Bennink as Director For For Management 9 Re-elect Jose Ignacio Comenge as For For Management Director 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Thomas Johnson as Director For For Management 14 Re-elect Dagmar Kollmann as Director For Against Management 15 Re-elect Alfonso Libano Daurella as For For Management Director 16 Re-elect Mark Price as Director For For Management 17 Re-elect Mario Rotllant Sola as For Against Management Director 18 Re-elect Dessi Temperley as Director For For Management 19 Reappoint Ernst & Young LLP as Auditors For For Management 20 Authorise Board to Fix Remuneration of For For Management Auditors 21 Authorise UK and EU Political For For Management Donations and Expenditure 22 Authorise Issue of Equity For For Management 23 Approve Waiver of Rule 9 of the For Against Management Takeover Code 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Off-Market Purchase of For For Management Ordinary Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN SA Ticker: SGO Security ID: F80343100 Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.33 per Share 4 Elect Benoit Bazin as Director For For Management 5 Reelect Pamela Knapp as Director For For Management 6 Reelect Agnes Lemarchand as Director For For Management 7 Reelect Gilles Schnepp as Director For For Management 8 Reelect Sibylle Daunis as For For Management Representative of Employee Shareholders to the Board 9 Approve Compensation of Pierre-Andre For Against Management de Chalendar, Chairman and CEO 10 Approve Compensation of Benoit Bazin, For For Management Vice-CEO 11 Approve Compensation of Corporate For For Management Officers 12 Approve Remuneration Policy of For For Management Chairman and CEO Until 30 June 2021 13 Approve Remuneration Policy of For For Management Vice-CEO Until 30 June 2021 14 Approve Remuneration Policy of CEO For For Management Since 1 July 2021 15 Approve Remuneration Policy of For For Management Chairman of the Board Since 1 July 2021 16 Approve Remuneration Policy of For For Management Directors 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capitalization of Reserves For For Management of Up to EUR 106 Million for Bonus Issue or Increase in Par Value 24 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal Year 2020 3.9 Approve Discharge of Management Board For For Management Member Andreas Wolf for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal Year 2020 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal Year 2020 4.14 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal Year 2020 4.15 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 4.16 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal Year 2020 4.17 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal Year 2020 4.18 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkelfor Fiscal Year 2020 4.19 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal Year 2020 4.20 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Amend Articles of Association For For Management 7 Approve Spin-Off and Takeover For For Management Agreement with Vitesco Technologies Group Aktiengesellschaft -------------------------------------------------------------------------------- COPPER MOUNTAIN MINING CORPORATION Ticker: CMMC Security ID: 21750U101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2A Elect Director Bruce Aunger For For Management 2B Elect Director Michele Buchignani For For Management 2C Elect Director Gilmour Clausen For For Management 2D Elect Director Edward Dowling For For Management 2E Elect Director M. Stephen Enders For For Management 2F Elect Director Paula Rogers For For Management 2G Elect Director Peter Sullivan For Withhold Management 2H Elect Director William Washington For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- DEUTSCHE POST AG Ticker: DPW Security ID: D19225107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Ingrid Deltenre to the For For Management Supervisory Board 6.2 Elect Katja Windt to the Supervisory For For Management Board 6.3 Elect Nikolaus von Bomhard to the For For Management Supervisory Board 7 Approve Creation of EUR 130 Million For For Management Pool of Capital without Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Remuneration Policy For For Management 11 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements 5.3 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the First Quarter of Fiscal Year 2021 5.4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 6 Elect Helga Jung to the Supervisory For For Management Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Remuneration Policy For Against Management 10 Approve Remuneration of Supervisory For For Management Board 11 Amend Articles Re: Shareholders' Right Against For Shareholder to Participation during the Virtual Meeting -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 21, 2021 Meeting Type: Annual/Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3 per Share 4 Reelect Marie Lemarie as Director For For Management 5 Reelect Carol Xueref as Director For For Management 6 Reelect Dominique Marcel as Director For For Management 7 Reelect Philippe Vidal as Director For For Management 8 Approve Remuneration Policy of Board For For Management Members 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Compensation Report For For Management 11 Approve Compensation of Benoit de For For Management Ruffray, Chairman and CEO 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 16, 17 and 19 at EUR 39.2 Million 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 1 Million Shares for For For Management Use in Restricted Stock Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For Against Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Approve Long-Term Incentive Plan For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judith D. Buie For For Management 1.2 Elect Director Karen E. Clarke-Whistler For For Management 1.3 Elect Director Ian C. Dundas For For Management 1.4 Elect Director Hilary A. Foulkes For For Management 1.5 Elect Director Robert B. Hodgins For For Management 1.6 Elect Director Susan M. Mackenzie For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Jeffrey W. Sheets For For Management 1.9 Elect Director Sheldon B. Steeves For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Mark Douglas For For Management 1e Elect Director C. Scott Greer For For Management 1f Elect Director K'Lynne Johnson For For Management 1g Elect Director Dirk A. Kempthorne For For Management 1h Elect Director Paul J. Norris For For Management 1i Elect Director Margareth Ovrum For For Management 1j Elect Director Robert C. Pallash For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUJI CORP. (MACHINERY) Ticker: 6134 Security ID: J1R541101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Soga, Nobuyuki For Against Management 2.2 Elect Director Suhara, Shinsuke For Against Management 2.3 Elect Director Ezaki, Hajime For Against Management 2.4 Elect Director Sugiura, Masaaki For Against Management 2.5 Elect Director Kano, Junichi For Against Management 2.6 Elect Director Kawai, Nobuko For For Management 2.7 Elect Director Tamada, Hideaki For Against Management 2.8 Elect Director Mizuno, Shoji For Against Management 3 Appoint Statutory Auditor Matsuda, For For Management Shigeki 4 Appoint Alternate Statutory Auditor For For Management Abe, Masaaki 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For Against Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For Against Management 14 Approve Company's Climate Action For For Management Transition Plan 15 Approve Remuneration Policy For Against Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Won-koo as Outside Director For Against Management 3.2 Elect Kim Hong-jin as Outside Director For For Management 3.3 Elect Yang Dong-hoon as Outside For For Management Director 3.4 Elect Heo Yoon as Outside Director For Against Management 3.5 Elect Lee Jung-won as Outside Director For For Management 3.6 Elect Kwon Suk-gyo as Outside Director For For Management 3.7 Elect Park Dong-moon as Outside For For Management Director 3.8 Elect Park Seong-ho as Non-Independent For For Management Non-Executive Director 3.9 Elect Kim Jung-tai as Inside Director For For Management 4 Elect Paik Tae-seung as Outside For Against Management Director to Serve as an Audit Committee Member 5.1 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 5.2 Elect Lee Jung-won as a Member of For For Management Audit Committee 5.3 Elect Park Dong-moon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Amend Articles Re: Proof of Entitlement For For Management 10 Amend Articles Re: Dividend in Kind For For Management 11 Amend Articles Re: Supervisory Board For For Management Term of Office 12 Amend Affiliation Agreement with For For Management HeidelbergCement International Holding GmbH -------------------------------------------------------------------------------- HITACHI CONSTRUCTION MACHINERY CO., LTD. Ticker: 6305 Security ID: J20244109 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Okuhara, Kazushige For For Management 1.2 Elect Director Kikuchi, Maoko For For Management 1.3 Elect Director Toyama, Haruyuki For For Management 1.4 Elect Director Hirakawa, Junko For For Management 1.5 Elect Director Katsurayama, Tetsuo For For Management 1.6 Elect Director Takahashi, Hideaki For For Management 1.7 Elect Director Tabuchi, Michifumi For For Management 1.8 Elect Director Toyoshima, Seishi For For Management 1.9 Elect Director Hirano, Kotaro For For Management 1.10 Elect Director Minami, Kuniaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Seki, Hideaki For For Management 1.12 Elect Director Nakanishi, Hiroaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HITACHI LTD. Ticker: 6501 Security ID: J20454112 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ihara, Katsumi For For Management 1.2 Elect Director Ravi Venkatesan For For Management 1.3 Elect Director Cynthia Carroll For For Management 1.4 Elect Director Joe Harlan For For Management 1.5 Elect Director George Buckley For For Management 1.6 Elect Director Louise Pentland For For Management 1.7 Elect Director Mochizuki, Harufumi For For Management 1.8 Elect Director Yamamoto, Takatoshi For For Management 1.9 Elect Director Yoshihara, Hiroaki For For Management 1.10 Elect Director Helmuth Ludwig For For Management 1.11 Elect Director Kojima, Keiji For For Management 1.12 Elect Director Seki, Hideaki For For Management 1.13 Elect Director Higashihara, Toshiaki For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Adopt Board For For Management Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles 2.1 Elect Director Mikoshiba, Toshiaki For For Management 2.2 Elect Director Mibe, Toshihiro For For Management 2.3 Elect Director Kuraishi, Seiji For For Management 2.4 Elect Director Takeuchi, Kohei For For Management 2.5 Elect Director Suzuki, Asako For For Management 2.6 Elect Director Suzuki, Masafumi For For Management 2.7 Elect Director Sakai, Kunihiko For For Management 2.8 Elect Director Kokubu, Fumiya For For Management 2.9 Elect Director Ogawa, Yoichiro For For Management 2.10 Elect Director Higashi, Kazuhiro For For Management 2.11 Elect Director Nagata, Ryoko For For Management -------------------------------------------------------------------------------- II-VI INCORPORATED Ticker: IIVI Security ID: 902104108 Meeting Date: NOV 09, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Corasanti For For Management 1b Elect Director Patricia Hatter For For Management 1c Elect Director Marc Y. E. Pelaez For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IMERYS SA Ticker: NK Security ID: F49644101 Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Executive Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alessandro For For Management Dazza 9 Approve Compensation of Patrick Kron For For Management 10 Reelect Patrick Kron as Director For For Management 11 Reelect Marie-Francoise Walbaum as For For Management Director 12 Elect Paris Kyriacopoulos as Director For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to 10 Percent of Issued Capital 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 and 21 18 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capitalization of Reserves For For Management of Up to EUR 75 Million for Bonus Issue or Increase in Par Value 21 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 75 Million 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- IMI PLC Ticker: IMI Security ID: G47152114 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Lord Smith of Kelvin as For For Management Director 6 Re-elect Thomas Thune Andersen as For For Management Director 7 Re-elect Caroline Dowling as Director For For Management 8 Re-elect Carl-Peter Forster as Director For For Management 9 Re-elect Katie Jackson as Director For For Management 10 Elect Dr Ajai Puri as Director For For Management 11 Re-elect Isobel Sharp as Director For For Management 12 Re-elect Daniel Shook as Director For For Management 13 Re-elect Roy Twite as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise UK Political Donations and For For Management Expenditure 18 Approve IMI Employee Share Ownership For For Management Plan A Authorise Issue of Equity without For For Management Pre-emptive Rights B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment C Authorise Market Purchase of Ordinary For For Management Shares D Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Executive Board None None Management (Non-Voting) 2B Receive Announcements on Sustainability None None Management 2C Receive Report of Supervisory Board None None Management (Non-Voting) 2D Approve Remuneration Report For For Management 2E Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Profit None None Management Retention and Distribution Policy 3B Approve Dividends of EUR 0.12 Per Share For For Management 4A Approve Discharge of Executive Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Approve Increase Maximum Ratio Between For For Management Fixed and Variable Components of Remuneration 6 Amend Articles Re: Implementation of For For Management the Dutch Management and Supervision of Legal Entities Act 7A Reelect Steven van Rijswijk to For For Management Executive Board 7B Elect Ljiljana Cortan to Executive For For Management Board 8A Reelect Hans Wijers to Supervisory For For Management Board 8B Reelect Margarete Haase to Supervisory For For Management Board 8C Elect Lodewijk Hijmans van den Bergh For For Management to Supervisory Board 9A Grant Board Authority to Issue Shares For For Management 9B Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 19 Re: Audit Committee For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management 4 Ratify Gelson Luiz Merisio as For For Management Independent Director 5 Approve Classification of Gilberto For For Management Meirelles Xando Baptista as Independent Director 6 Approve Filing of Lawsuit Against Against For Shareholder Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 7 Approve Filing of Lawsuit Against Against For Shareholder Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 8 Approve that It Will Be Up to the For Against Management Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KINROSS GOLD CORPORATION Ticker: K Security ID: 496902404 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Atkinson For For Management 1.2 Elect Director Kerry D. Dyte For For Management 1.3 Elect Director Glenn A. Ives For For Management 1.4 Elect Director Ave G. Lethbridge For For Management 1.5 Elect Director Elizabeth D. McGregor For For Management 1.6 Elect Director Catherine McLeod-Seltzer For For Management 1.7 Elect Director Kelly J. Osborne For For Management 1.8 Elect Director J. Paul Rollinson For For Management 1.9 Elect Director David A. Scott For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Payment of EUR 1 per Share by For For Management Distribution of Equity Premiums 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect David Simon as Supervisory For For Management Board Member 7 Reelect John Carrafiell as Supervisory For For Management Board Member 8 Reelect Steven Fivel as Supervisory For For Management Board Member 9 Reelect Robert Fowlds as Supervisory For For Management Board Member 10 Approve Remuneration Policy of For For Management Chairman and Supervisory Board Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Corporate Officers 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of CFO, For For Management Management Board Member 17 Approve Compensation of COO, For For Management Management Board Member 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Ohashi, Tetsuji For Against Management 2.2 Elect Director Ogawa, Hiroyuki For Against Management 2.3 Elect Director Moriyama, Masayuki For Against Management 2.4 Elect Director Mizuhara, Kiyoshi For Against Management 2.5 Elect Director Kigawa, Makoto For Against Management 2.6 Elect Director Kunibe, Takeshi For Against Management 2.7 Elect Director Arthur M. Mitchell For Against Management 2.8 Elect Director Horikoshi, Takeshi For For Management 2.9 Elect Director Saiki, Naoko For For Management 3.1 Appoint Statutory Auditor Ono, Kotaro For For Management 3.2 Appoint Statutory Auditor Inagaki, For For Management Yasuhiro -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation (Add For For Management Business Objectives) 2.2 Amend Articles of Incorporation For For Management (Amendments Relating to Changes in Legislation) 2.3 Amend Articles of Incorporation For For Management (Clarify Stock Options Grantees) 3.1 Elect Park Jong-ook as Inside Director For Against Management 3.2 Elect Kang Guk-hyeon as Inside Director For For Management 3.3 Elect Lee Gang-cheol as Outside For Against Management Director 4 Elect Kim Dae-you as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Rick Beckwitt For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic J. Caruso For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director M. Christine Jacobs For For Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For For Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Maria Martinez For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 1j Elect Director Brian S. Tyler For For Management 1k Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Plan For For Management 2 Approve Amendments to the Remuneration For For Management Policy -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Christopher Miller as Director For For Management 5 Re-elect David Roper as Director For For Management 6 Re-elect Simon Peckham as Director For For Management 7 Re-elect Geoffrey Martin as Director For For Management 8 Re-elect Justin Dowley as Director For For Management 9 Re-elect Liz Hewitt as Director For For Management 10 Re-elect David Lis as Director For For Management 11 Re-elect Archie Kane as Director For For Management 12 Re-elect Charlotte Twyning as Director For For Management 13 Re-elect Funmi Adegoke as Director For For Management 14 Elect Peter Dilnot as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC Ticker: MRO Security ID: G5973J178 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Nortek Air For For Management Management -------------------------------------------------------------------------------- METSO OUTOTEC OYJ Ticker: MOCORP Security ID: X5404W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For Against Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Klaus Cawen (Vice Chair), For For Management Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 82 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL CO., INC. Ticker: 4182 Security ID: J43959113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurai, Toshikiyo For Against Management 1.2 Elect Director Fujii, Masashi For Against Management 1.3 Elect Director Inari, Masato For Against Management 1.4 Elect Director Ariyoshi, Nobuhisa For Against Management 1.5 Elect Director Kato, Kenji For Against Management 1.6 Elect Director Kosaka, Yasushi For Against Management 1.7 Elect Director Nagaoka, Naruyuki For Against Management 1.8 Elect Director Kitagawa, Motoyasu For For Management 1.9 Elect Director Sato, Tsugio For Against Management 1.10 Elect Director Hirose, Haruko For For Management 1.11 Elect Director Suzuki, Toru For Against Management 1.12 Elect Director Manabe, Yasushi For For Management 2 Appoint Statutory Auditor Inamasa, For For Management Kenji 3 Appoint Alternate Statutory Auditor For For Management Kanzaki, Hiroaki -------------------------------------------------------------------------------- NORDEA BANK ABP Ticker: NDA.SE Security ID: X5S8VL105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income; For For Management Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.72 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For For Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 312,000 for Chairman, EUR 150,800 for Vice Chairman, and EUR 98,800 for Other Directors; Approve Remuneration for Committee Work 12 Determine Number of Members (10) and For For Management Deputy Members (0) of Board 13 Reelect Torbjorn Magnusson (Chair), For Against Management Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Kari Jordan, Petra van Hoeken, John Maltby and Jonas Synnergren as Directors; Elect Claudia Dill as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of Convertible For For Management Instruments without Preemptive Rights 17 Authorize Share Repurchase Program in For For Management the Securities Trading Business 18 Authorize Reissuance of Repurchased For For Management Shares 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares of Repurchased Shares 20 Approve Issuance of up to 30 Million For For Management Shares without Preemptive Rights 21 Close Meeting None None Management -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For Did Not Vote Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7.1 Approve Remuneration of Corporate For Did Not Vote Management Assembly 7.2 Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Reelect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Elect Annette Clayton as Non-Executive For For Management Director 3d Elect Anthony Foxx as Non-Executive For For Management Director 3e Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3f Reelect Josef Kaeser as Non-Executive For For Management Director 3g Reelect Lena Olving as Non-Executive For For Management Director 3h Reelect Peter Smitham as Non-Executive For For Management Director 3i Reelect Julie Southern as For Against Management Non-Executive Director 3j Reelect Jasmin Staiblin as For Against Management Non-Executive Director 3k Reelect Gregory L. Summe as For For Management Non-Executive Director 3l Reelect Karl-Henrik Sundstrom as For Against Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Share Repurchase Program For For Management 7 Approve Cancellation of Ordinary Shares For For Management 8 Approve Remuneration of the Non For For Management Executive Members of the Board 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For Withhold Management 1.12 Elect Director William G. Parrett For Withhold Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against For Shareholder 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Peugeot by Fiat Chrysler Automobiles 2 Remove Double-Voting Rights for For For Management Long-Term Registered Shareholders 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For For Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- RESONA HOLDINGS, INC. Ticker: 8308 Security ID: J6448E106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Higashi, Kazuhiro For For Management 1.2 Elect Director Minami, Masahiro For For Management 1.3 Elect Director Noguchi, Mikio For For Management 1.4 Elect Director Kawashima, Takahiro For For Management 1.5 Elect Director Matsui, Tadamitsu For For Management 1.6 Elect Director Sato, Hidehiko For For Management 1.7 Elect Director Baba, Chiharu For For Management 1.8 Elect Director Iwata, Kimie For For Management 1.9 Elect Director Egami, Setsuko For For Management 1.10 Elect Director Ike, Fumihiko For For Management -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Klaus-Guenter Vennemann to the For For Management Supervisory Board 6.3 Elect Sahin Albayrak to the For For Management Supervisory Board 6.4 Elect Britta Giesen to the Supervisory For For Management Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Approve Creation of EUR 22.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 11 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 22.3 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Corporate Purpose For For Management 13 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.20 per Share 4 Ratify Appointment of Gilles Schnepp For For Management as Director 5 Reelect Fabienne Lecorvaisier as For For Management Director 6 Reelect Melanie Lee as Director For For Management 7 Elect Barbara Lavernos as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 10 Approve Compensation of Paul Hudson, For For Management CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 19 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Amend Article 13 of Bylaws Re: Written For For Management Consultation 26 Amend Articles 14 and 17 of Bylaws Re: For For Management Board Powers and Censors 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off and Takeover For For Management Agreement with Siemens Energy AG -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019/20 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.50 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2019/20 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2019/20 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2019/20 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2019/20 3.7 Approve Discharge of Management Board For For Management Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2019/20 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Snabe for Fiscal 2019/20 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2019/20 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2019/20 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2019/20 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2019/20 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2019/20 4.7 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2019/20 4.8 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 4.9 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2019/20 4.10 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2019/20 4.11 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2019/20 4.12 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2019/20 4.13 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer for Fiscal 2019/20 4.14 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2019/20 4.15 Approve Discharge of Supervisory Board For For Management Member Nemat Shafik for Fiscal 2019/20 4.16 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2019/20 4.17 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2019/20 4.18 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2019/20 4.19 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2019/20 4.20 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2019/20 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020/21 6.1 Elect Grazia Vittadini to the For For Management Supervisory Board 6.2 Elect Kasper Rorsted to the For For Management Supervisory Board 6.3 Reelect Jim Snabe to the Supervisory For For Management Board 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 90 Million For For Management Pool of Capital for Employee Stock Purchase Plan 9 Amend Affiliation Agreement with For For Management Siemens Bank GmbH 10 Amend Articles Re: Allow Shareholder Against For Shareholder Questions during the Virtual Meeting -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Park Jung-Ho as Inside Director For For Management 3.1 Elect Song Ho-Keun as Outside Director For For Management 3.2 Elect Cho Hyun-Jae as Outside Director For Against Management 4 Elect Yoon Tae-Hwa as Outside Director For For Management to Serve as an Audit Committee Member 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- SONY GROUP CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoshida, Kenichiro For For Management 1.2 Elect Director Totoki, Hiroki For For Management 1.3 Elect Director Sumi, Shuzo For For Management 1.4 Elect Director Tim Schaaff For For Management 1.5 Elect Director Oka, Toshiko For For Management 1.6 Elect Director Akiyama, Sakie For For Management 1.7 Elect Director Wendy Becker For For Management 1.8 Elect Director Hatanaka, Yoshihiko For For Management 1.9 Elect Director Adam Crozier For For Management 1.10 Elect Director Kishigami, Keiko For For Management 1.11 Elect Director Joseph A. Kraft Jr For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Faurecia Distribution For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For Against Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Capital Distribution of EUR 0. For For Management 32 per Share 2.f Approve Discharge of Directors For For Management 3 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.a Amend Remuneration Policy For For Management 4.b Approve Equity Incentive Plan and For Against Management Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Class B For For Management Special Voting Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Receive Report of Supervisory Board None None Management (Non-Voting) 3 Approve Remuneration Report For Against Management 4 Approve Remuneration Policy for For For Management Management Board 5 Adopt Financial Statements and For For Management Statutory Reports 6 Approve Dividends For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Reelect Jean-Marc Chery to Management For For Management Board 10 Approve Grant of Unvested Stock Awards For For Management to Jean-Marc Chery as President and CEO 11 Approve Unvested Stock Award Plan for For For Management Management and Key Employees 12 Reelect Nicolas Dufourcq to For For Management Supervisory Board 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 15 Allow Questions None None Management -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nakashima, Toru For For Management 2.5 Elect Director Kudo, Teiko For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Isshiki, Toshihiro For For Management 2.8 Elect Director Kawasaki, Yasuyuki For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management 3 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings -------------------------------------------------------------------------------- TAIYO YUDEN CO., LTD. Ticker: 6976 Security ID: J80206113 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Tosaka, Shoichi For Against Management 2.2 Elect Director Masuyama, Shinji For Against Management 2.3 Elect Director Sase, Katsuya For Against Management 2.4 Elect Director Fukuda, Tomomitsu For For Management 2.5 Elect Director Hiraiwa, Masashi For Against Management 2.6 Elect Director Koike, Seiichi For Against Management 2.7 Elect Director Hamada, Emiko For For Management 3 Appoint Alternate Statutory Auditor For For Management Arai, Hiroshi -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Share Consolidation For For Management 3 Authorise Issue of Equity For Against Management 4 Authorise Issue of Equity without For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 6 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G8T67X102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect John Allan as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Ken Murphy as Director For For Management 11 Re-elect Simon Patterson as Director For For Management 12 Re-elect Alison Platt as Director For For Management 13 Re-elect Lindsey Pownall as Director For For Management 14 Elect Bertrand Bodson as Director For For Management 15 Elect Thierry Garnier as Director For For Management 16 Elect Imran Nawaz as Director For For Management 17 Elect Karen Whitworth as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise UK Political Donations and For For Management Expenditure 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Approve Long-Term Incentive Plan For For Management 27 Approve Savings-Related Share Option For For Management Scheme 28 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20(Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2019/20 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2019/20 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2020/21 5 Amend Articles Re: Supervisory Board For For Management Term of Office 6 Elect Verena Volpert to the For For Management Supervisory Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- TOPSPORTS INTERNATIONAL HOLDINGS LIMITED Ticker: 6110 Security ID: G8924B104 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4a1 Elect Yu Wu as Director For For Management 4a2 Elect Sheng Baijiao as Director For For Management 4a3 Elect Sheng Fang as Director For For Management 4a4 Elect Chow Kyan Mervyn as Director For For Management 4a5 Elect Yung Josephine Yuen Ching as For For Management Director 4a6 Elect Hu Xiaoling as Director For For Management 4a7 Elect Lam Yiu Kin as Director For Against Management 4a8 Elect Hua Bin as Director For For Management 4a9 Elect Huang Victor as Director For Against Management 4b Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TOSOH CORP. Ticker: 4042 Security ID: J90096132 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yamamoto, Toshinori For Against Management 1.2 Elect Director Tashiro, Katsushi For Against Management 1.3 Elect Director Kuwada, Mamoru For Against Management 1.4 Elect Director Adachi, Toru For Against Management 1.5 Elect Director Doi, Toru For For Management 1.6 Elect Director Abe, Tsutomu For Against Management 1.7 Elect Director Miura, Keiichi For Against Management 1.8 Elect Director Hombo, Yoshihiro For Against Management 1.9 Elect Director Hidaka, Mariko For For Management 2 Appoint Statutory Auditor Okayama, For Against Management Makoto 3.1 Appoint Alternate Statutory Auditor For For Management Takahashi, Yojiro 3.2 Appoint Alternate Statutory Auditor For For Management Nagao, Kenta -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director Mutlaq Al-Morished For Against Management 1c Elect Director Vanessa Guthrie For For Management 1d Elect Director Peter B. Johnston For For Management 1e Elect Director Ginger M. Jones For For Management 1f Elect Director Stephen Jones For For Management 1g Elect Director Moazzam Khan For For Management 1h Elect Director Sipho Nkosi For For Management 1i Elect Director John Romano For For Management 1j Elect Director Jean-Francois Turgeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- TS TECH CO., LTD. Ticker: 7313 Security ID: J9299N100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47 2 Amend Articles to Adopt Board For For Management Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Authorize Board to Determine Income Allocation 3.1 Elect Director Yasuda, Masanari For Against Management 3.2 Elect Director Nakajima, Yoshitaka For Against Management 3.3 Elect Director Hasegawa, Kenichi For Against Management 3.4 Elect Director Hayashi, Akihiko For Against Management 3.5 Elect Director Arai, Yutaka For Against Management 3.6 Elect Director Igaki, Atsushi For Against Management 3.7 Elect Director Toba, Eiji For Against Management 3.8 Elect Director Kobori, Takahiro For Against Management 3.9 Elect Director Suzaki, Yasushi For Against Management 3.10 Elect Director Mutaguchi, Teruyasu For Against Management 3.11 Elect Director Ogita, Takeshi For Against Management 4.1 Elect Director and Audit Committee For For Management Member Sekine, Tatsuo 4.2 Elect Director and Audit Committee For For Management Member Motoda, Tatsuya 4.3 Elect Director and Audit Committee For For Management Member Hayashi, Hajime 4.4 Elect Director and Audit Committee For For Management Member Nakada, Tomoko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Restricted Stock Plan For For Management 8 Appoint KPMG AZSA LLC as New External For For Management Audit Firm -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Dividend of USD For For Management 0.365 per Share 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.37 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal Year 2020, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Mark Hughes as Director For For Management 5.7 Reelect Nathalie Rachou as Director For For Management 5.8 Reelect Julie Richardson as Director For For Management 5.9 Reelect Dieter Wemmer as Director For For Management 5.10 Reelect Jeanette Wong as Director For For Management 6.1 Elect Claudia Boeckstiegel as Director For For Management 6.2 Elect Patrick Firmenich as Director For For Management 7.1 Reappoint Julie Richardson as Member For For Management of the Compensation Committee 7.2 Reappoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Reappoint Dieter Wemmer as Member of For For Management the Compensation Committee 7.4 Reappoint Jeanette Wong as Member of For For Management the Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 85 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9.1 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 9.2 Ratify Ernst & Young AG as Auditors For For Management 9.3 Ratify BDO AG as Special Auditors For For Management 10 Amend Articles Re: Voting Majority for For For Management Board Resolutions 11 Approve CHF 15.7 Million Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 12 Authorize Repurchase of up to CHF 4 For For Management Billion in Issued Share Capital 13 Transact Other Business (Voting) None Against Management -------------------------------------------------------------------------------- VERTIV HOLDINGS CO. Ticker: VRT Security ID: 92537N108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cote For For Management 1b Elect Director Rob Johnson For For Management 1c Elect Director Joseph van Dokkum For Against Management 1d Elect Director Roger Fradin For Against Management 1e Elect Director Jacob Kotzubei For For Management 1f Elect Director Matthew Louie For For Management 1g Elect Director Edward L. Monser For Against Management 1h Elect Director Steven S. Reinemund For For Management 1i Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Certificate of Incorporation For For Management -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Gambale For Withhold Management 1.2 Elect Director John D. Nixon For Withhold Management 1.3 Elect Director David J. Urban For Withhold Management 1.4 Elect Director Michael T. Viola For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott B. Helm For For Management 1.2 Elect Director Hilary E. Ackermann For For Management 1.3 Elect Director Arcilia C. Acosta For For Management 1.4 Elect Director Gavin R. Baiera For For Management 1.5 Elect Director Paul M. Barbas For For Management 1.6 Elect Director Lisa Crutchfield For For Management 1.7 Elect Director Brian K. Ferraioli For For Management 1.8 Elect Director Jeff D. Hunter For For Management 1.9 Elect Director Curtis A. Morgan For For Management 1.10 Elect Director John R. Sult For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VMWARE, INC. Ticker: VMW Security ID: 928563402 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of Kurt Jofs For For Management 9.5 Approve Discharge of James W. Griffith For For Management 9.6 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.7 Approve Discharge of Kathryn V. For For Management Marinello 9.8 Approve Discharge of Martina Merz For For Management 9.9 Approve Discharge of Hanne de Mora For For Management 9.10 Approve Discharge of Helena Stjernholm For For Management 9.11 Approve Discharge of Carl-Henric For For Management Svanberg 9.12 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.13 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.14 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.15 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.17 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Elect Martha Finn Brooks as New For For Management Director 12.5 Reelect Kurt Jofs as Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For Against Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Report For Against Management 16 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 17 Amend Articles Re: Auditors For For Management 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Special Dividends of SEK 9.50 For For Management Per Share -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Norbord Inc. 2 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFG Security ID: 952845105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Ellis Ketcham Johnson For For Management 1.6 Elect Director Brian G. Kenning For For Management 1.7 Elect Director Marian Lawson For For Management 1.8 Elect Director Colleen McMorrow For For Management 1.9 Elect Director Gerald J. (Gerry) Miller For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Janice G. Rennie For For Management 1.12 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Steven C. Voorhees For For Management 1k Elect Director Bettina M. Whyte For For Management 1l Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Long as Director For Against Management 2b Elect Wan Hongjian as Director For For Management 2c Elect Ma Xiangjie as Director For For Management 2d Elect Dennis Pat Rick Organ as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WH SMITH PLC Ticker: SMWH Security ID: G8927V149 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve US Employee Stock Purchase Plan For For Management 4 Re-elect Carl Cowling as Director For For Management 5 Elect Nicky Dulieu as Director For For Management 6 Re-elect Annemarie Durbin as Director For For Management 7 Re-elect Simon Emeny as Director For For Management 8 Re-elect Robert Moorhead as Director For For Management 9 Re-elect Henry Staunton as Director For For Management 10 Re-elect Maurice Thompson as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For Against Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Linda Chen as Director For For Management 2b Elect Craig S. Billings as Director For For Management 2c Elect Jeffrey Kin-fung Lam as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme ==================== Boston Partners Long/Short Equity Fund ==================== ACUITY BRANDS, INC. Ticker: AYI Security ID: 00508Y102 Meeting Date: JAN 06, 2021 Meeting Type: Annual Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil M. Ashe For For Management 1b Elect Director W. Patrick Battle For For Management 1c Elect Director Peter C. Browning For For Management 1d Elect Director G. Douglas Dillard, Jr. For For Management 1e Elect Director James H. Hance, Jr. For For Management 1f Elect Director Maya Leibman For For Management 1g Elect Director Laura G. O'Shaughnessy For For Management 1h Elect Director Dominic J. Pileggi For For Management 1i Elect Director Ray M. Robinson For For Management 1j Elect Director Mary A. Winston For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3a Eliminate Supermajority Vote For For Management Requirement 3b Eliminate Supermajority Voting For For Management Provision to Remove Directors 4 Provide Right to Call Special Meeting For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Board Report (Non-Voting) None None Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6 Approve Acquisition of GECAS Business For For Management 7.a Reelect Aengus Kelly as Executive For For Management Director 7.b Reelect Paul Dacier as Non-Executive For Against Management Director 7.c Reelect Michael Walsh as Non-Executive For For Management Director 7.d Reelect James Lawrence as For For Management Non-Executive Director 8 Elect Jennifer VanBelle as For For Management Non-Executive Director 9 Approve Increase of Ordinary Shares in For Against Management the Company's Capital Available for Issuance under the Company's Equity Incentive Plan 10 Approve Appointment of Peter L. Juhas For For Management as the Person Referred to in Article 16, Paragraph 8 of the Company's Articles of Association 11 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 12.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12.b Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances under Item 12.a 12.c Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition 12.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances under Item 12.c 12.e Grant Board Authority to Issue For For Management Additional Shares in Relation to the Anticipated Acquisition of the GECAS Business 12.f Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 12.e 13.a Authorize Repurchase of Shares For For Management 13.b Conditional Authorization to For For Management Repurchase Additional Shares 14 Approve Reduction in Share Capital For For Management through Cancellation of Shares 15 Amend Articles Re: Increase Authorize For For Management Share Capital and to Permit Interim Filling of Vacancies on the Board of Directors 16 Allow Questions None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon Bowen For For Management 1.2 Elect Director Marianne Brown For For Management 1.3 Elect Director Monte Ford For For Management 1.4 Elect Director Jill Greenthal For For Management 1.5 Elect Director Dan Hesse For For Management 1.6 Elect Director Tom Killalea For For Management 1.7 Elect Director Tom Leighton For For Management 1.8 Elect Director Jonathan Miller For For Management 1.9 Elect Director Madhu Ranganathan For For Management 1.10 Elect Director Ben Verwaayen For For Management 1.11 Elect Director Bill Wagner For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For For Management 2.2 Elect Kabir Misra as Director For For Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against For Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC. Ticker: ARCO Security ID: G0457F107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify E&Y (Pistrelli, Henry Martin y For Against Management Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorize Board to Fix Their Remuneration 3.1 Elect Director Woods Staton For Withhold Management 3.2 Elect Director Sergio Alonso For Withhold Management 3.3 Elect Director Francisco Staton For Withhold Management -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director J. Patrick Gallagher, For For Management Jr. 1e Elect Director David S. Johnson For For Management 1f Elect Director Kay W. McCurdy For For Management 1g Elect Director Christopher C. Miskel For For Management 1h Elect Director Ralph J. Nicoletti For For Management 1i Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Brown For For Management 1.2 Elect Director Paula Cholmondeley For For Management 1,3 Elect Director Beverly Cole For For Management 1.4 Elect Director Robert East For For Management 1.5 Elect Director Kathleen Franklin For For Management 1.6 Elect Director Catherine B. Freedberg For For Management 1.7 Elect Director Jeffrey Gearhart For For Management 1.8 Elect Director George Gleason For For Management 1.9 Elect Director Peter Kenny For For Management 1.10 Elect Director William A. Koefoed, Jr. For For Management 1.11 Elect Director Christopher Orndorff For For Management 1.12 Elect Director Steven Sadoff For For Management 1.13 Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For Against Management 1.2 Elect Director Thomas B. Cusick For For Management 1.3 Elect Director Diane L. Dewbrey For Against Management 1.4 Elect Director James B. Hicks For For Management 1.5 Elect Director Jon L. Justesen For Against Management 1.6 Elect Director Gary E. Kramer For For Management 1.7 Elect Director Anthony Meeker For Against Management 1.8 Elect Director Carla A. Moradi For For Management 1.9 Elect Director Vincent P. Price For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Brett Icahn For For Management 1d Elect Director Argeris (Jerry) N. For For Management Karabelas 1e Elect Director Sarah B. Kavanagh For Withhold Management 1f Elect Director Steven D. Miller For For Management 1g Elect Director Joseph C. Papa For For Management 1h Elect Director John A. Paulson For For Management 1i Elect Director Robert N. Power For Withhold Management 1j Elect Director Russel C. Robertson For Withhold Management 1k Elect Director Thomas W. Ross, Sr. For Withhold Management 1l Elect Director Andrew C. von Eschenbach For For Management 1m Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 01, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For Withhold Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Report on Climate-Related Risks and Against For Shareholder Opportunities 3 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- BERRY GLOBAL GROUP, INC. Ticker: BERY Security ID: 08579W103 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Evan Bayh For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Idalene F. Kesner For For Management 1d Elect Director Jill A. Rahman For For Management 1e Elect Director Carl J. (Rick) For For Management Rickertsen 1f Elect Director Thomas E. Salmon For For Management 1g Elect Director Paula A. Sneed For For Management 1h Elect Director Robert A. Steele For For Management 1i Elect Director Stephen E. Sterrett For For Management 1j Elect Director Scott B. Ullem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BUILDERS FIRSTSOURCE, INC. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cleveland A. Christophe For Withhold Management 1.2 Elect Director David E. Flitman For For Management 1.3 Elect Director W. Bradley Hayes For For Management 1.4 Elect Director Brett N. Milgrim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CALERES, INC. Ticker: CAL Security ID: 129500104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Flavin For For Management 1.2 Elect Director Brenda C. Freeman For For Management 1.3 Elect Director Lori H. Greeley For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Melvin C. Payne For Withhold Management 1.2 Elect Director James R. Schenck For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For Against Management 1b Elect Director Giuseppina Buonfantino For For Management 1c Elect Director Michael D. Casey For For Management 1d Elect Director A. Bruce Cleverly For Against Management 1e Elect Director Jevin S. Eagle For Against Management 1f Elect Director Mark P. Hipp For For Management 1g Elect Director William J. Montgoris For For Management 1h Elect Director David Pulver For Against Management 1i Elect Director Gretchen W. Schar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CASS INFORMATION SYSTEMS, INC. Ticker: CASS Security ID: 14808P109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Ebel For For Management 1.2 Elect Director Randall L. Schilling For For Management 1.3 Elect Director Franklin D. Wicks, Jr. For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jessica L. Blume For For Management 1b Elect Director Frederick H. Eppinger For For Management 1c Elect Director David L. Steward For For Management 1d Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Shareholder -------------------------------------------------------------------------------- CHINA YUCHAI INTERNATIONAL LIMITED Ticker: CYD Security ID: G21082105 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Elect Kwek Leng Peck as Director For Withhold Management 3.2 Elect Gan Khai Choon as Director For Withhold Management 3.3 Elect Hoh Weng Ming as Director For Withhold Management 3.4 Elect Neo Poh Kiat as Director For Withhold Management 3.5 Elect Yan Ping as Director For Withhold Management 3.6 Elect Han Yiyong as Director For Withhold Management 3.7 Elect Ho Raymond Chi-Keung as Director For Withhold Management 3.8 Elect Tan Eng Kwee as Director For Withhold Management 3.9 Elect Xie Tao as Director For Withhold Management 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Increase in the Limit of For For Management Directors' Fees 4 Authorize Board to Appoint Up to the For Against Management Maximum of 11 Directors 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Audit Committee to Fix Their Remuneration -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COCA-COLA EUROPACIFIC PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Manolo Arroyo as Director For For Management 4 Elect John Bryant as Director For For Management 5 Elect Christine Cross as Director For For Management 6 Elect Brian Smith as Director For For Management 7 Re-elect Garry Watts as Director For For Management 8 Re-elect Jan Bennink as Director For For Management 9 Re-elect Jose Ignacio Comenge as For For Management Director 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Thomas Johnson as Director For For Management 14 Re-elect Dagmar Kollmann as Director For Against Management 15 Re-elect Alfonso Libano Daurella as For For Management Director 16 Re-elect Mark Price as Director For For Management 17 Re-elect Mario Rotllant Sola as For Against Management Director 18 Re-elect Dessi Temperley as Director For For Management 19 Reappoint Ernst & Young LLP as Auditors For For Management 20 Authorise Board to Fix Remuneration of For For Management Auditors 21 Authorise UK and EU Political For For Management Donations and Expenditure 22 Authorise Issue of Equity For For Management 23 Approve Waiver of Rule 9 of the For Against Management Takeover Code 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Off-Market Purchase of For For Management Ordinary Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director Brian Humphries For For Management 1g Elect Director Leo S. Mackay, Jr. For For Management 1h Elect Director Michael Patsalos-Fox For For Management 1i Elect Director Joseph M. Velli For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director Simon Segars For For Management 1.6 Elect Director Roger Siboni For For Management 1.7 Elect Director Anjali Sud For For Management 1.8 Elect Director Avadis Tevanian, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For For Management 1.2 Elect Director Michael T. Dugan For For Management 1.3 Elect Director Charles W. Ergen For For Management 1.4 Elect Director Lisa W. Hershman For For Management 1.5 Elect Director Pradman P. Kaul For For Management 1.6 Elect Director C. Michael Schroeder For Withhold Management 1.7 Elect Director Jeffrey R. Tarr For Withhold Management 1.8 Elect Director William D. Wade For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Kelly Barrett For For Management 1d Elect Director Olga Botero For For Management 1e Elect Director Jorge A. Junquera For For Management 1f Elect Director Ivan Pagan For For Management 1g Elect Director Aldo J. Polak For For Management 1h Elect Director Alan H. Schumacher For For Management 1i Elect Director Brian J. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FABRINET Ticker: FN Security ID: G3323L100 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seamus Grady For For Management 1.2 Elect Director Thomas F. Kelly For For Management 2 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Report on Online Child Sexual Against For Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against For Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Merger and All Related For For Management Proposals in Connection with the Combination with Peugeot S.A. (PSA) 3 Amend Articles of Association to For For Management Increase and Subsequently Decrease the Combined Company's Issued Share Capital 4 Close Meeting None None Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Jeffrey A. Goldstein For For Management 1c Elect Director Lisa A. Hook For Against Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Gilmore For For Management 1.2 Elect Director Margaret M. McCarthy For For Management 1.3 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven T. Stull For Against Management 1b Elect Director Michael Buckman For For Management 1c Elect Director Thomas M. Hagerty For Against Management 1d Elect Director Mark A. Johnson For For Management 1e Elect Director Archie L. Jones, Jr. For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Jeffrey S. Sloan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- FORWARD AIR CORPORATION Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director G. Michael Lynch For For Management 1.7 Elect Director George S. Mayes, Jr. For For Management 1.8 Elect Director Chitra Nayak For For Management 1.9 Elect Director Scott M. Niswonger For For Management 1.10 Elect Director Javier Polit For For Management 1.11 Elect Director Richard H. Roberts For For Management 1.12 Elect Director Thomas Schmitt For For Management 1.13 Elect Director Laurie A. Tucker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: 358029106 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 2 Approve Allocation of Income and For For Management Dividends of EUR 1.20 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy for the For For Management Management Board 7 Approve Remuneration Policy for the For For Management Supervisory Board 8 Approve Creation of Two Pools of For For Management Capital with Partial Exclusion of Preemptive Rights 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. Ticker: ROCK Security ID: 374689107 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director William T. Bosway For For Management 1c Elect Director Craig A. Hindman For For Management 1d Elect Director Gwendolyn G. Mizell For For Management 1e Elect Director William P. Montague For For Management 1f Elect Director Linda K. Myers For For Management 1g Elect Director James B. Nish For For Management 1h Elect Director Atlee Valentine Pope For For Management 1i Elect Director Manish H. Shah For For Management 2 Increase Authorized Common Stock For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GRAHAM CORPORATION Ticker: GHM Security ID: 384556106 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Barber For Withhold Management 1.2 Elect Director Gerard T. Mazurkiewicz For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GRANITE POINT MORTGAGE TRUST INC. Ticker: GPMT Security ID: 38741L107 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Devin Chen For For Management 1b Elect Director Tanuja M. Dehne For For Management 1c Elect Director Stephen G. Kasnet For For Management 1d Elect Director W. Reid Sanders For For Management 1e Elect Director John (Jack) A. Taylor For For Management 1f Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: 400501102 Meeting Date: JUL 07, 2020 Meeting Type: Annual/Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Board of Directors' Reports in For For Management Compliance with Article 28, Section IV (D and E) of Stock Market Law 2 Present CEO and External Auditor For For Management Report in Compliance with Article 28, Section IV (B) of Stock Market Law 3 Present Board of Directors' Reports in For For Management Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report 4 Approve Allocation of Income For For Management 5 Set Aggregate Nominal Amount of Share For For Management Repurchase 6 Discharge, Elect or Ratify Directors; For Against Management Elect or Ratify Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration 7 Appoint Legal Representatives For For Management 1 Approve Cancellation of Series B For For Management Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6 2 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Stephen B. Bratspies For For Management 1c Elect Director Geralyn R. Breig For For Management 1d Elect Director Bobby J. Griffin For For Management 1e Elect Director James C. Johnson For For Management 1f Elect Director Franck J. Moison For For Management 1g Elect Director Robert F. Moran For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For For Management 1.7 Elect Director Mark M. Jones For For Management 1.8 Elect Director Cynthia L. Lucchese For For Management 1.9 Elect Director Richard R. Pettingill For For Management 1.10 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HARROW HEALTH, INC. Ticker: HROW Security ID: 415858109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Baum For For Management 1.2 Elect Director Robert J. Kammer For Withhold Management 1.3 Elect Director Richard L. Lindstrom For For Management 1.4 Elect Director Teresa F. Sparks For Withhold Management 1.5 Elect Director R. Lawrence Van Horn For For Management 2 Ratify KMJ Corbin & Company LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Lyle Logan For For Management 1.4 Elect Director T. Willem Mesdag For For Management 1.5 Elect Director Krishnan Rajagopalan For For Management 1.6 Elect Director Stacey Rauch For For Management 1.7 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mohamad Ali For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Gerald A. Benjamin For For Management 1d Elect Director Stanley M. Bergman For For Management 1e Elect Director James P. Breslawski For For Management 1f Elect Director Deborah Derby For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 1p Elect Director Reed V. Tuckson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC. Ticker: HRTG Security ID: 42727J102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernie Garateix For For Management 1.2 Elect Director Richard Widdicombe For For Management 1.3 Elect Director Panagiotis (Pete) For Withhold Management Apostolou 1.4 Elect Director Irini Barlas For For Management 1.5 Elect Director Mark Berset For For Management 1.6 Elect Director Steven Martindale For For Management 1.7 Elect Director Nicholas Pappas For Withhold Management 1.8 Elect Director Joseph Vattamattam For For Management 1.9 Elect Director Vijay Walvekar For Withhold Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Christopher Beeler, For For Management Jr. 1.2 Elect Director Maria C. Duey For For Management 1.3 Elect Director Paulette Garafalo For For Management 1.4 Elect Director Jeremy R. Hoff For For Management 1.5 Elect Director Tonya H. Jackson For For Management 1.6 Elect Director E. Larry Ryder For For Management 1.7 Elect Director Ellen C. Taaffe For For Management 1.8 Elect Director Paul B. Toms, Jr. For For Management 1.9 Elect Director Henry G. Williamson, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Change Company Name to Hooker For For Management Furnishings Corporation 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For For Management 1h Elect Director Richard L. Clemmer For For Management 1i Elect Director Enrique J. Lores For For Management 1j Elect Director Judith "Jami" Miscik For For Management 1k Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol R. Kaufman For For Management 1.2 Elect Director John L. Lumelleau For For Management 1.3 Elect Director Paul J. Sarvadi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence (Liren) Chen For For Management 1b Elect Director Joan H. Gillman For For Management 1c Elect Director S. Douglas Hutcheson For For Management 1d Elect Director John A. Kritzmacher For For Management 1e Elect Director Pierre-Yves Lesaicherre For For Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director Jean F. Rankin For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce C. Cozadd For For Management 1b Elect Director Heather Ann McSharry For For Management 1c Elect Director Anne O'Riordan For For Management 1d Elect Director Rick E Winningham For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For Against Management Stock Plan 5 Approve Reduction in Capital and For For Management Creation of Distributable Reserves -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: 47215P106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Amend Memorandum of Association and For For Management Articles of Association -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Jacob M. Katz For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Monte Ford For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against For Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against For Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Tina Ju For For Management 1e Elect Director Bridget Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) Mehta For For Management 1h Elect Director Jeetendra (Jeetu) I. For For Management Patel 1i Elect Director Sheila A. Penrose For For Management 1j Elect Director Ann Marie Petach For For Management 1k Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Jong Kyoo as Inside Director For For Management 2 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3 Elect Yun Sun-jin as Outside Director Against Against Shareholder - Shareholder Proposal 4 Elect Ryu Young-jae as Outside Against Against Shareholder Director - Shareholder Proposal -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Stuart B. Solomon as Outside For For Management Director 2.2 Elect Sonu Suk Ho as Outside Director For For Management 2.3 Elect Choi Myung Hee as Outside For For Management Director 2.4 Elect Jeong Kouwhan as Outside Director For For Management 3 Elect Kim Kyung Ho as Outside Director For For Management to Serve as an Audit Committee Member 4.1 Elect Sonu Suk Ho as a Member of Audit For For Management Committee 4.2 Elect Choi Myung Hee as a Member of For For Management Audit Committee 4.3 Elect Oh Gyutaeg as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director Stuart J. B. Bradie For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Lester L. Lyles For For Management 1e Elect Director Wendy M. Masiello For For Management 1f Elect Director Jack B. Moore For For Management 1g Elect Director Ann D. Pickard For For Management 1h Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KINDRED GROUP PLC Ticker: KIND Security ID: X4S1CH103 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Prepare and Approve the Register of None None Management Shareholders Entitled to Vote 4 Approve Agenda None None Management 5 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 6 Determine Whether the Meeting has been None None Management Duly Convened 7 Statement by CEO None None Management 8 Approve Dividends For Did Not Vote Management 9 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 10 Approve Remuneration Report For Did Not Vote Management 11 Fix Number of Directors For Did Not Vote Management 12 Approve Remuneration of Directors For Did Not Vote Management 13 Re-elect Peter Boggs as Director For Did Not Vote Management 14 Re-elect Gunnel Duveblad as Director For Did Not Vote Management 15 Re-elect Erik Forsberg as Director For Did Not Vote Management 16 Re-elect Carl-Magnus Mansson as For Did Not Vote Management Director 17 Elect Evert Carlsson as Director For Did Not Vote Management 18 Elect Fredrik Peyron as Director For Did Not Vote Management 19 Elect Heidi Skogster as Director For Did Not Vote Management 20 Appoint Evert Carlsson as Board Chair For Did Not Vote Management 21 Approve PricewaterhouseCoopers as For Did Not Vote Management Auditors and Authorize Board to Fix Their Remuneration 22 Approve Guidelines on Electing For Did Not Vote Management Nomination Committee 23 Approve Remuneration Policy For Did Not Vote Management 24 Authorize Share Repurchase Program For Did Not Vote Management 25 Approve Reduction in Share Capital via For Did Not Vote Management Share Cancellation 26 Close Meeting None None Management -------------------------------------------------------------------------------- KINDRED GROUP PLC Ticker: KIND Security ID: X4S1CH103 Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Prepare and Approve the Register of None None Management Shareholders Entitled to Vote 4 Approve Agenda None None Management 5 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 6 Determine Whether the Meeting has been None None Management Duly Convened 7 Authorize Share Repurchase Program For For Management 8 Approve Reduction in Share Capital via For For Management Share Cancellation 9 Close Meeting None None Management -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Durst For Withhold Management 1.2 Elect Director Jeffrey B. Steiner For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Vicki A. Hollub For For Management 1.9 Elect Director Jeh C. Johnson For For Management 1.10 Elect Director Debra L. Reed-Klages For For Management 1.11 Elect Director James D. Taiclet For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Human Rights Due Diligence Against Against Shareholder -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce C. Bruckmann For For Management 1.2 Elect Director John M. Engquist For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Hironori Kamezawa For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Stephen J. Luczo For For Management 1j Elect Director Jami Miscik For For Management 1k Elect Director Dennis M. Nally For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEWMARK GROUP, INC. Ticker: NMRK Security ID: 65158N102 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Michael Snow For Withhold Management 1.3 Elect Director Virginia S. Bauer For Withhold Management 1.4 Elect Director Peter F. Cervinka For Withhold Management 1.5 Elect Director Kenneth A. McIntyre For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 14, 2020 Meeting Type: Annual/Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Robert (Bob) Hau For For Management 1.7 Elect Director Stephen J. Sadler For For Management 1.8 Elect Director Harmit Singh For For Management 1.9 Elect Director Michael Slaunwhite For For Management 1.10 Elect Director Katharine B. Stevenson For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Employee Stock Purchase Plan For For Management 5 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PERDOCEO EDUCATION CORPORATION Ticker: PRDO Security ID: 71363P106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis H. Chookaszian For For Management 1b Elect Director Kenda B. Gonzales For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director William D. Hansen For For Management 1e Elect Director Gregory L. Jackson For For Management 1f Elect Director Thomas B. Lally For For Management 1g Elect Director Todd S. Nelson For For Management 1h Elect Director Leslie T. Thornton For For Management 1i Elect Director Alan D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Davis For For Management 1b Elect Director Ralph C. Derrickson For Against Management 1c Elect Director David S. Lundeen For For Management 1d Elect Director Brian L. Matthews For Against Management 1e Elect Director Nancy C. Pechloff For For Management 1f Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Lisa A. Davis For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Adopt GHG Emissions Reduction Targets Against For Shareholder 6 Report on Climate Lobbying Against Against Shareholder -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: 693483109 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Choi Jeong-Woo as Inside Director For For Management 3.2 Elect Kim Hag-dong as Inside Director For Against Management 3.3 Elect Chon Jung-son as Inside Director For Against Management 3.4 Elect Jeong Tak as Inside Director For Against Management 3.5 Elect Jeong Chang-hwa as Inside For Against Management Director 4.1 Elect Yoo Young-suk as Outside Director For For Management 4.2 Elect Kwon Tae-gyun as Outside Director For Against Management 5 Elect Kim Sung-jin as Outside Director For For Management to Serve as an Audit Committee Member 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PRIMORIS SERVICES CORPORATION Ticker: PRIM Security ID: 74164F103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Cook For For Management 1.2 Elect Director David L. King For For Management 1.3 Elect Director Carla S. Mashinski For For Management 1.4 Elect Director Terry D. McCallister For For Management 1.5 Elect Director Thomas E. McCormick For For Management 1.6 Elect Director Jose R. Rodriguez For For Management 1.7 Elect Director John P. Schauerman For For Management 1.8 Elect Director Robert A. Tinstman For For Management 1.9 Elect Director Patricia K. Wagner For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For Withhold Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For Withhold Management 1.7 Elect Director Walden C. Rhines For Withhold Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director Vincent D. Foster For For Management 1.4 Elect Director Bernard Fried For For Management 1.5 Elect Director Worthing F. Jackman For For Management 1.6 Elect Director David M. McClanahan For For Management 1.7 Elect Director Margaret B. Shannon For For Management 1.8 Elect Director Pat Wood, III For For Management 1.9 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam M. Contos For For Management 1.2 Elect Director Kathleen J. Cunningham For For Management 1.3 Elect Director Gail A. Liniger For For Management 1.4 Elect Director Christine M. Riordan For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For Against Management Purposes 4 Approve Remuneration Report for For Against Management Australian Law Purposes 5 Re-elect Megan Clark as Director For Against Management 6 Re-elect Hinda Gharbi as Director For For Management 7 Re-elect Simon Henry as Director For For Management 8 Re-elect Sam Laidlaw as Director For For Management 9 Re-elect Simon McKeon as Director For For Management 10 Re-elect Jennifer Nason as Director For For Management 11 Re-elect Jakob Stausholm as Director For For Management 12 Re-elect Simon Thompson as Director For For Management 13 Re-elect Ngaire Woods as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Approve Global Employee Share Plan None For Management 18 Approve UK Share Plan For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Bravante, Jr. For For Management 1.2 Elect Director Herve Couturier For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Phyllis Newhouse For For Management 1.7 Elect Director Karl Peterson For For Management 1.8 Elect Director Zane Rowe For For Management 1.9 Elect Director Gregg Saretsky For For Management 1.10 Elect Director John Scott For For Management 1.11 Elect Director Wendi Sturgis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Greenberg For For Management 1.2 Elect Director Morton Erlich For Withhold Management 1.3 Elect Director Thomas Walsh For Withhold Management -------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker: SNA Security ID: 833034101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director Ruth Ann M. Gillis For For Management 1.4 Elect Director James P. Holden For For Management 1.5 Elect Director Nathan J. Jones For For Management 1.6 Elect Director Henry W. Knueppel For For Management 1.7 Elect Director W. Dudley Lehman For For Management 1.8 Elect Director Nicholas T. Pinchuk For For Management 1.9 Elect Director Gregg M. Sherrill For For Management 1.10 Elect Director Donald J. Stebbins For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Burke For Withhold Management 1.2 Elect Director F. Gardner Parker For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SPARTANNASH COMPANY Ticker: SPTN Security ID: 847215100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shan Atkins For For Management 1.2 Elect Director Frank M. Gambino For For Management 1.3 Elect Director Douglas A. Hacker For For Management 1.4 Elect Director Yvonne R. Jackson For For Management 1.5 Elect Director Matthew Mannelly For For Management 1.6 Elect Director Elizabeth A. Nickels For For Management 1.7 Elect Director Hawthorne L. Proctor For For Management 1.8 Elect Director Tony B. Sarsam For For Management 1.9 Elect Director William R. Voss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Faurecia Distribution For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- STELLANTIS NV Ticker: STLA Security ID: N82405106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For Against Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Capital Distribution of EUR 0. For For Management 32 per Share 2.f Approve Discharge of Directors For For Management 3 Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.a Amend Remuneration Policy For For Management 4.b Approve Equity Incentive Plan and For Against Management Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Cancellation of Class B For For Management Special Voting Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director David A. Peacock For For Management 1.9 Elect Director Thomas W. Weisel For For Management 1.10 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUPER MICRO COMPUTER, INC. Ticker: SMCI Security ID: 86800U104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sara Liu For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Becker For For Management 1.2 Elect Director Eric Benhamou For For Management 1.3 Elect Director John Clendening For For Management 1.4 Elect Director Richard Daniels For For Management 1.5 Elect Director Alison Davis For For Management 1.6 Elect Director Roger Dunbar For For Management 1.7 Elect Director Joel Friedman For For Management 1.8 Elect Director Jeffrey Maggioncalda For For Management 1.9 Elect Director Beverly Kay Matthews For For Management 1.10 Elect Director Mary Miller For For Management 1.11 Elect Director Kate Mitchell For For Management 1.12 Elect Director Garen Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Allen For Against Management 1b Elect Director Linda A. Harty For For Management 1c Elect Director Alistair Macdonald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors For For Management 5 Reelect Directors For Against Management 6 Approve Additional Remuneration of For Against Management Directors for FY 2020 7 Approve Remuneration of Directors for For Against Management FY 2021 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Share Repurchase For For Management 10 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For Against Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Bofill For For Management 1.2 Elect Director David N. Dungan For For Management 1.3 Elect Director Richard N. Hamlin For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THRYV HOLDINGS, INC. Ticker: THRY Security ID: 886029206 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amer Akhtar For For Management 1.2 Elect Director Bonnie Kintzer For For Management 1.3 Elect Director Lauren Vaccarello For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- UFP INDUSTRIES, INC. Ticker: UFPI Security ID: 90278Q108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Missad For For Management 1b Elect Director Thomas W. Rhodes For For Management 1c Elect Director Brian C. Walker For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Unification For For Management 2 Approve Unification For For Management 3 Approve Discharge of Executive For For Management Directors 4 Approve Discharge of Non-Executive For For Management Directors -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Kimberly D. Campos For For Management 1.3 Elect Director Stephen J. Donaghy For For Management 1.4 Elect Director Sean P. Downes For For Management 1.5 Elect Director Marlene M. Gordon For For Management 1.6 Elect Director Richard D. Peterson For For Management 1.7 Elect Director Michael A. Pietrangelo For For Management 1.8 Elect Director Ozzie A. Schindler For For Management 1.9 Elect Director Jon W. Springer For For Management 1.10 Elect Director Joel M. Wilentz For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradford J. Boston For For Management 1b Elect Director Charles L. Prow For For Management 1c Elect Director Phillip C. Widman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP. Ticker: WAL Security ID: 957638109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Beach For For Management 1.2 Elect Director Juan Figuereo For For Management 1.3 Elect Director Howard Gould For For Management 1.4 Elect Director Steven Hilton For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Robert Latta For For Management 1.7 Elect Director Adriane McFetridge For For Management 1.8 Elect Director Michael Patriarca For For Management 1.9 Elect Director Robert Sarver For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- YANDEX NV Ticker: YNDX Security ID: N97284108 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: OCT 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Directors For For Management 3 Reelect Arkady Volozh as Executive For Against Management Director 4 Reelect Mikhail Parakhin as For Against Management Non-Executive Director 5 Approve Cancellation of Outstanding For For Management Class C Shares 6 Ratify Auditors For For Management 7 Grant Board Authority to Issue Class A For Against Management Shares 8 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 9 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chirantan "CJ" Desai For For Management 1.2 Elect Director Richard L. Keyser For For Management 1.3 Elect Director Ross W. Manire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management =================== Boston Partners Long/Short Research Fund =================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Darren W. McDew For For Management 1.7 Elect Director Nancy McKinstry For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Michael F. Roman For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For For Management 1.12 Elect Director Glenn F. Tilton For For Management 1.13 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4a Adopt Majority Voting Standard for For For Management Amendments of the Articles of Incorporation and Effect Other Ministerial Changes 4b Adopt Majority Voting Standard for For For Management Certain Extraordinary Transactions 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Racial Justice Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- AIR CANADA Ticker: AC Security ID: 008911877 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amee Chande For For Management 1.2 Elect Director Christie J.B. Clark For For Management 1.3 Elect Director Gary A. Doer For For Management 1.4 Elect Director Rob Fyfe For For Management 1.5 Elect Director Michael M. Green For For Management 1.6 Elect Director Jean Marc Huot For For Management 1.7 Elect Director Madeleine Paquin For For Management 1.8 Elect Director Michael Rousseau For For Management 1.9 Elect Director Vagn Sorensen For For Management 1.10 Elect Director Kathleen Taylor For For Management 1.11 Elect Director Annette Verschuren For For Management 1.12 Elect Director Michael M. Wilson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach A The Undersigned Certifies The Shares None Against Management Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, ABN = Non-Canadian Holder Authorized To Provide Air Service, AGT = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. B The Undersigned Hereby Certifies that None Against Management the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares. -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Dev Vardhan For For Management 1h Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For Against Management 1k Elect Director Robin L. Washington For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against For Shareholder 8 Report on Whistleblower Policies and Against For Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against For Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette None None Management *Withdrawn Resolution* 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For Against Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director J. Scott Hall For For Management 1.4 Elect Director Nicole Parent Haughey For Withhold Management 1.5 Elect Director Margot L. Hoffman For Withhold Management 1.6 Elect Director Thomas W. Swidarski For Withhold Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For Against Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For Against Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For Against Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ornella Barra For For Management 1b Elect Director Steven H. Collis For For Management 1c Elect Director D. Mark Durcan For For Management 1d Elect Director Richard W. Gochnauer For For Management 1e Elect Director Lon R. Greenberg For For Management 1f Elect Director Jane E. Henney For For Management 1g Elect Director Kathleen W. Hyle For For Management 1h Elect Director Michael J. Long For For Management 1i Elect Director Henry W. McGee For For Management 1j Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tod E. Carpenter For For Management 1b Elect Director Karleen M. Oberton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Hay, III For For Management 1.2 Elect Director Antonio F. Neri For For Management 1.3 Elect Director Ramiro G. Peru For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rani Borkar For For Management 1b Elect Director Judy Bruner For For Management 1c Elect Director Xun (Eric) Chen For For Management 1d Elect Director Aart J. de Geus For For Management 1e Elect Director Gary E. Dickerson For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require Independent Board Chairman Against For Shareholder 7 Improve Executive Compensation Program Against Against Shareholder and Policy -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M. F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 1.11 Elect Director Gerry P. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer A. Barbetta For Withhold Management 1.2 Elect Director Matthew R. Barger For Withhold Management 1.3 Elect Director Eric R. Colson For For Management 1.4 Elect Director Tench Coxe For Withhold Management 1.5 Elect Director Stephanie G. DiMarco For Withhold Management 1.6 Elect Director Jeffrey A. Joerres For Withhold Management 1.7 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Philip Broadley as Director For For Management 5e Elect Euan Ashley as Director For For Management 5f Re-elect Michel Demare as Director For For Management 5g Re-elect Deborah DiSanzo as Director For For Management 5h Elect Diana Layfield as Director For For Management 5i Re-elect Sheri McCoy as Director For Against Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For Against Management 8 Authorise UK Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Amend Performance Share Plan For Against Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Alexion For For Management Pharmaceuticals, Inc. -------------------------------------------------------------------------------- AUTONATION, INC. Ticker: AN Security ID: 05329W102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mike Jackson For For Management 1b Elect Director Rick L. Burdick For For Management 1c Elect Director David B. Edelson For For Management 1d Elect Director Steven L. Gerard For For Management 1e Elect Director Robert R. Grusky For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Lisa Lutoff-Perlo For For Management 1h Elect Director G. Mike Mikan For For Management 1i Elect Director Jacqueline A. Travisano For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew Holt For For Management 1b Elect Director Christi Shaw For For Management 1c Elect Director Michael Severino For For Management 1d Elect Director Gregory Summe For For Management 2a Provide Right to Call Special Meeting For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Mark J. Barrenechea For For Management 1d Elect Director Mitchell R. Butier For For Management 1e Elect Director Ken C. Hicks For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director Patrick T. Siewert For For Management 1h Elect Director Julia A. Stewart For For Management 1i Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BAIDU, INC. Ticker: BIDU Security ID: 056752108 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve One-to-Eighty Stock Split For For Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 01, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For Withhold Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For Withhold Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Report on Climate-Related Risks and Against For Shareholder Opportunities 3 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Nancy L. Leaming For For Management 1g Elect Director Jesus B. Mantas For For Management 1h Elect Director Richard C. Mulligan For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For For Management 1l Elect Director Stephen A. Sherwin For For Management 1m Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special Record Date: MAY 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.11 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Pierre Andre de Chalendar as For For Management Director 7 Reelect Rajna Gibson Brandon as For For Management Director 8 Elect Christian Noyer as Director For For Management 9 Elect Juliette Brisac as For For Management Representative of Employee Shareholders to the Board A Elect Isabelle Coron as Representative Against Against Management of Employee Shareholders to the Board B Elect Cecile Besse Advani as Against Against Management Representative of Employee Shareholders to the Board C Elect Dominique Potier as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO and For For Management Vice-CEO 13 Approve Compensation of Corporate For For Management Officers 14 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 15 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 16 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 17 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 18 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.4 Million 19 Set Limit for the Variable For For Management Remuneration of Executives and Specific Employees 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For Withhold Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director David J. Roux For For Management 1h Elect Director John E. Sununu For For Management 1i Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.a Elect Murray Auchincloss as Director For For Management 3.b Elect Tushar Morzaria as Director For For Management 3.c Elect Karen Richardson as Director For For Management 3.d Elect Dr Johannes Teyssen as Director For For Management 3.e Re-elect Bernard Looney as Director For For Management 3.f Re-elect Pamela Daley as Director For For Management 3.g Re-elect Helge Lund as Director For For Management 3.h Re-elect Melody Meyer as Director For For Management 3.i Re-elect Paula Reynolds as Director For For Management 3.j Re-elect Sir John Sawers as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Approve Scrip Dividend Programme For For Management 8 Authorise Issue of Equity For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 13 Approve Shareholder Resolution on Against Against Shareholder Climate Change Targets -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane M. Bryant For For Management 1b Elect Director Gayla J. Delly For For Management 1c Elect Director Raul J. Fernandez For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Check Kian Low For For Management 1f Elect Director Justine F. Page For For Management 1g Elect Director Henry Samueli For For Management 1h Elect Director Hock E. Tan For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Gerhard F. Burbach For For Management 1c Elect Director Rex D. Geveden For For Management 1d Elect Director James M. Jaska For For Management 1e Elect Director Kenneth J. Krieg For For Management 1f Elect Director Leland D. Melvin For For Management 1g Elect Director Robert L. Nardelli For For Management 1h Elect Director Barbara A. Niland For For Management 1i Elect Director John M. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Carano For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Jan Jones Blackhurst For Withhold Management 1.4 Elect Director Frank J. Fahrenkopf For Withhold Management 1.5 Elect Director Don R. Kornstein For For Management 1.6 Elect Director Courtney R. Mather For For Management 1.7 Elect Director Michael E. Pegram For For Management 1.8 Elect Director Thomas R. Reeg For For Management 1.9 Elect Director David P. Tomick For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Increase Authorized Common Stock For Against Management 6 Authorize New Class of Preferred Stock For Against Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Erik J Anderson For For Management 1.3 Elect Director Samuel H. Armacost For For Management 1.4 Elect Director Scott H. Baxter For For Management 1.5 Elect Director Thomas G. Dundon For For Management 1.6 Elect Director Laura J. Flanagan For For Management 1.7 Elect Director Russell L. Fleischer For For Management 1.8 Elect Director John F. Lundgren For For Management 1.9 Elect Director Scott M. Marimow For For Management 1.10 Elect Director Adebayo O. Ogunlesi For For Management 1.11 Elect Director Linda B. Segre For For Management 1.12 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO Until 20 May 2020 6 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO Until 20 May 2020 7 Approve Compensation of Paul Hermelin, For For Management Chairman of the Board Since 20 May 2020 8 Approve Compensation of Aiman Ezzat, For For Management CEO Since 20 May 2020 9 Approve Compensation of Corporate For For Management Officers 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Remuneration Policy of For For Management Directors 13 Reelect Patrick Pouyanne as Director For For Management 14 Elect Tanja Rueckert as Director For For Management 15 Elect Kurt Sievers as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 12 of Bylaws to Comply For For Management with Legal Changes 18 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Francois Locoh-Donou For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Eileen Serra For For Management 1i Elect Director Mayo A. Shattuck, III For For Management 1j Elect Director Bradford H. Warner For For Management 1k Elect Director Catherine G. West For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For Against Management 1b Elect Director Giuseppina Buonfantino For For Management 1c Elect Director Michael D. Casey For For Management 1d Elect Director A. Bruce Cleverly For Against Management 1e Elect Director Jevin S. Eagle For Against Management 1f Elect Director Mark P. Hipp For For Management 1g Elect Director William J. Montgoris For For Management 1h Elect Director David Pulver For Against Management 1i Elect Director Gretchen W. Schar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Gerald Johnson For For Management 1.5 Elect Director David W. MacLennan For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Policy Against For Shareholder 5 Report on Diversity and Inclusion Against Against Shareholder Efforts 6 Amend Certificate of Incorporate to Against Against Shareholder become Public Benefit Corporation 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For Withhold Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For Withhold Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jessica L. Blume For For Management 1b Elect Director Frederick H. Eppinger For For Management 1c Elect Director David L. Steward For For Management 1d Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Shareholder -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Wendy Montoya Cloonan For For Management 1d Elect Director Earl M. Cummings For For Management 1e Elect Director David J. Lesar For For Management 1f Elect Director Martin H. Nesbitt For For Management 1g Elect Director Theodore F. Pound For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director Barry T. Smitherman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHANGE HEALTHCARE, INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil E. de Crescenzo For For Management 1b Elect Director Howard L. Lance For For Management 1c Elect Director Nella Domenici For For Management 1d Elect Director Nicholas L. Kuhar For Withhold Management 1e Elect Director Diana McKenzie For For Management 1f Elect Director Bansi Nagji For Withhold Management 1g Elect Director Philip M. Pead For For Management 1h Elect Director Phillip W. Roe For For Management 1i Elect Director Neil P. Simpkins For Withhold Management 1j Elect Director Robert J. Zollars For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For Against Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For Against Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For Against Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For Against Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For Against Management 1k Elect Director Mauricio Ramos For Against Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against For Shareholder 5 Publish Annually a Report Assessing Against For Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against For Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cordani For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Eric J. Foss For For Management 1d Elect Director Elder Granger For For Management 1e Elect Director Isaiah Harris, Jr. For For Management 1f Elect Director George Kurian For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director John M. Partridge For For Management 1j Elect Director Kimberly A. Ross For For Management 1k Elect Director Eric C. Wiseman For For Management 1l Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin - Withdrawn None None Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Lisa T. Su For For Management 2 Change State of Incorporation from For For Management California to Delaware 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Require Independent Board Chair Against For Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COCA-COLA EUROPACIFIC PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Manolo Arroyo as Director For For Management 4 Elect John Bryant as Director For For Management 5 Elect Christine Cross as Director For For Management 6 Elect Brian Smith as Director For For Management 7 Re-elect Garry Watts as Director For For Management 8 Re-elect Jan Bennink as Director For For Management 9 Re-elect Jose Ignacio Comenge as For For Management Director 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Thomas Johnson as Director For For Management 14 Re-elect Dagmar Kollmann as Director For Against Management 15 Re-elect Alfonso Libano Daurella as For For Management Director 16 Re-elect Mark Price as Director For For Management 17 Re-elect Mario Rotllant Sola as For Against Management Director 18 Re-elect Dessi Temperley as Director For For Management 19 Reappoint Ernst & Young LLP as Auditors For For Management 20 Authorise Board to Fix Remuneration of For For Management Auditors 21 Authorise UK and EU Political For For Management Donations and Expenditure 22 Authorise Issue of Equity For For Management 23 Approve Waiver of Rule 9 of the For Against Management Takeover Code 24 Authorise Issue of Equity without For For Management Pre-emptive Rights 25 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 26 Authorise Market Purchase of Ordinary For For Management Shares 27 Authorise Off-Market Purchase of For For Management Ordinary Shares 28 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COCA-COLA HBC AG Ticker: CCH Security ID: H1512E100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividend from Reserves For For Management 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Re-elect Anastassis David as Director For For Management and as Board Chairman 4.1.2 Re-elect Zoran Bogdanovic as Director For For Management 4.1.3 Re-elect Charlotte Boyle as Director For For Management and as Member of the Remuneration Committee 4.1.4 Re-elect Reto Francioni as Director For For Management and as Member of the Remuneration Committee 4.1.5 Re-elect Olusola David-Borha as For For Management Director 4.1.6 Re-elect William Douglas III as For For Management Director 4.1.7 Re-elect Anastasios Leventis as For For Management Director 4.1.8 Re-elect Christodoulos Leventis as For For Management Director 4.1.9 Re-elect Alexandra Papalexopoulou as For For Management Director 4.1.A Re-elect Ryan Rudolph as Director For For Management 4.1.B Re-elect Anna Diamantopoulou as For For Management Director and as Member of the Remuneration Committee 4.2 Elect Bruno Pietracci as Director For For Management 4.3 Elect Henrique Braun as Director For For Management 5 Designate Ines Poeschel as Independent For For Management Proxy 6.1 Reappoint PricewaterhouseCoopers AG as For For Management Auditors 6.2 Advisory Vote on Reappointment of the For For Management Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes 7 Approve UK Remuneration Report For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Swiss Remuneration Report For Against Management 10.1 Approve Maximum Aggregate Amount of For For Management Remuneration for Directors 10.2 Approve Maximum Aggregate Amount of For For Management Remuneration for the Operating Committee 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against For Shareholder -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director James C. Collins, Jr. For For Management 1c Elect Director Klaus A. Engel For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Janet P. Giesselman For Against Management 1f Elect Director Karen H. Grimes For For Management 1g Elect Director Michael O. Johanns For For Management 1h Elect Director Rebecca B. Liebert For For Management 1i Elect Director Marcos M. Lutz For For Management 1j Elect Director Nayaki Nayyar For For Management 1k Elect Director Gregory R. Page For For Management 1l Elect Director Kerry J. Preete For For Management 1m Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Piyush Gupta as Director For For Management 6 Elect Punita Lal as Director For For Management 7 Elect Anthony Lim Weng Kin as Director For For Management 8 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 9 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 06, 2021 Meeting Type: Proxy Contest Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director Laurie Z. Tolson For For Management 1.7 Elect Director David Wiessman For For Management 1.8 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1A Elect Directors Randall D. Balhorn For Did Not Vote Shareholder 1B Elect Director George J. Damiris For Did Not Vote Shareholder 1C Elect Director Robert Edward Kent, Jr. For Did Not Vote Shareholder 1D Management Nominee Ezra Uzi Yemin For Did Not Vote Shareholder 1E Management Nominee Richard J. For Did Not Vote Shareholder Marcogliese 1F Management Nominee Gary M. Sullivan, For Did Not Vote Shareholder Jr. 1G Management Nominee Vicky Sutil For Did Not Vote Shareholder 1H Management Nominee Laurie Z. Tolson For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 4 Amend Omnibus Stock Plan Abstain Did Not Vote Management 5 Approve Qualified Employee Stock For Did Not Vote Management Purchase Plan -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Colombo For For Management 1b Elect Director Sandeep Mathrani For For Management 1c Elect Director Desiree Ralls-Morrison For For Management 1d Elect Director Larry D. Stone For For Management 2 Declassify the Board of Directors For For Management 3 Approve Increase in Size of Board For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director David L. Rawlinson, II For For Management 1.11 Elect Director Mark A. Thierer For For Management 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Approve Merger Agreement with DNB Bank For Did Not Vote Management ASA 5 Authorize Board to Distribute For Did Not Vote Management Dividends up to NOK 9.00 Per Share 6 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Authorize Board to Distribute Dividends For Did Not Vote Management 6 Authorize Share Repurchase Program For Did Not Vote Management 7a Approve Remuneration Statement For Did Not Vote Management (Advisory) 7b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 8 Approve Company's Corporate Governance For Did Not Vote Management Statement 9 Approve Remuneration of Auditors For Did Not Vote Management 10 Consultative Vote on the Future Design None Did Not Vote Shareholder of a Rule in the Articles Regarding the Number of Shareholder-Elected Members of the Board of Directors 11a Elect Directors, effective from the For Did Not Vote Management Merger Date 11b Elect Directors until the Merger Date For Did Not Vote Management 12 Approve Remuneration of Directors and For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah L. DeHaas For For Management 1b Elect Director H. John Gilbertson, Jr. For For Management 1c Elect Director Kristiane C. Graham For For Management 1d Elect Director Michael F. Johnston For For Management 1e Elect Director Eric A. Spiegel For For Management 1f Elect Director Richard J. Tobin For For Management 1g Elect Director Stephen M. Todd For For Management 1h Elect Director Stephen K. Wagner For For Management 1i Elect Director Keith E. Wandell For For Management 1j Elect Director Mary A. Winston For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Luther C. Kissam For For Management 1i Elect Director Frederick M. Lowery For For Management 1j Elect Director Raymond J. Milchovich For For Management 1k Elect Director Deanna M. Mulligan For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Plastic Pollution Against Against Shareholder -------------------------------------------------------------------------------- EAGLE MATERIALS INC. Ticker: EXP Security ID: 26969P108 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margot L. Carter For For Management 1b Elect Director Michael R. Nicolais For For Management 1c Elect Director Mary P. Ricciardello For For Management 1d Elect Director Richard R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Olivier Leonetti For For Management 1d Elect Director Deborah L. McCoy For For Management 1e Elect Director Silvio Napoli For For Management 1f Elect Director Gregory R. Page For For Management 1g Elect Director Sandra Pianalto For For Management 1h Elect Director Lori J. Ryerkerk For For Management 1i Elect Director Gerald B. Smith For For Management 1j Elect Director Dorothy C. Thompson For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity with For For Management Pre-emptive Rights 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For Against Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judith D. Buie For For Management 1.2 Elect Director Karen E. Clarke-Whistler For For Management 1.3 Elect Director Ian C. Dundas For For Management 1.4 Elect Director Hilary A. Foulkes For For Management 1.5 Elect Director Robert B. Hodgins For For Management 1.6 Elect Director Susan M. Mackenzie For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Jeffrey W. Sheets For For Management 1.9 Elect Director Sheldon B. Steeves For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENTAIN PLC Ticker: ENT Security ID: G3167C109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect David Satz as Director For For Management 6 Elect Robert Hoskin as Director For For Management 7 Elect Stella David as Director For For Management 8 Elect Vicky Jarman as Director For For Management 9 Elect Mark Gregory as Director For For Management 10 Re-elect Rob Wood as Director For For Management 11 Re-elect Jette Nygaard-Andersen as For For Management Director 12 Re-elect Barry Gibson as Director For For Management 13 Re-elect Peter Isola as Director For For Management 14 Re-elect Pierre Bouchut as Director For For Management 15 Re-elect Virginia McDowell as Director For For Management 16 Approve Increase in Aggregate Fees For For Management Payable to Non-executive Directors 17 Approve Increase in Size of Board For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Shares For For Management -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Carruthers For For Management 1.2 Elect Director Scott Huennekens For For Management 1.3 Elect Director Christine Tsingos For For Management 2a Declassify the Board of Directors For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For Against Management 1b Elect Director Charles R. Crisp For Against Management 1c Elect Director Robert P. Daniels For Against Management 1d Elect Director James C. Day For Against Management 1e Elect Director C. Christopher Gaut For Against Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For Against Management 1h Elect Director Donald F. Textor For Against Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For Against Management 1.6 Elect Director Diane H. Gulyas For Against Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Report on Online Child Sexual Against For Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against For Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Jeffrey A. Goldstein For For Management 1c Elect Director Lisa A. Hook For Against Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas K. Akins For For Management 1b Elect Director B. Evan Bayh, III For For Management 1c Elect Director Jorge L. Benitez For For Management 1d Elect Director Katherine B. Blackburn For For Management 1e Elect Director Emerson L. Brumback For For Management 1f Elect Director Greg D. Carmichael For For Management 1g Elect Director Linda W. Clement-Holmes For For Management 1h Elect Director C. Bryan Daniels For For Management 1i Elect Director Mitchell S. Feiger For For Management 1j Elect Director Thomas H. Harvey For For Management 1k Elect Director Gary R. Heminger For For Management 1l Elect Director Jewell D. Hoover For For Management 1m Elect Director Eileen A. Mallesch For For Management 1n Elect Director Michael B. McCallister For For Management 1o Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jennifer Li For For Management 1d Elect Director Marc A. Onetto For For Management 1e Elect Director Erin L. McSweeney For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of Shares without For Against Management Preemptive Rights 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Fastball For For Management Shares by TSE Holdings Limited -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Amend Articles of Association For For Management 3A Conditional upon the Adoption of For For Management Resolutions 1 and 2, Adopt New Articles of Association 3B Conditional upon the Adoption of For For Management Resolution 1 and Resolution 2 not being Validly Adopted, Adopt New Articles of Association 4 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Remuneration Report For Did Not Vote Management 3a Re-elect Zillah Byng-Thorne as Director For Did Not Vote Management 3b Re-elect Michael Cawley as Director For Did Not Vote Management 3c Re-elect Nancy Cruickshank as Director For Did Not Vote Management 3d Re-elect Richard Flint as Director For Did Not Vote Management 3e Re-elect Andrew Higginson as Director For Did Not Vote Management 3f Re-elect Jonathan Hill as Director For Did Not Vote Management 3g Re-elect Alfred Hurley Jr as Director For Did Not Vote Management 3h Re-elect Peter Jackson as Director For Did Not Vote Management 3i Re-elect David Lazzarato as Director For Did Not Vote Management 3j Re-elect Gary McGann as Director For Did Not Vote Management 3k Re-elect Mary Turner as Director For Did Not Vote Management 4 Authorise Board to Fix Remuneration of For Did Not Vote Management Auditors 5 Authorise the Company to Call General For Did Not Vote Management Meeting with Two Weeks' Notice 6 Authorise Issue of Equity For Did Not Vote Management 7a Authorise Issue of Equity without For Did Not Vote Management Pre-emptive Rights 7b Authorise Issue of Equity without For Did Not Vote Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 8 Authorise Market Purchase of Ordinary For Did Not Vote Management Shares 9 Authorise the Company to Determine the For Did Not Vote Management Price Range at which Treasury Shares may be Re-issued Off-Market 10 Approve Bonus Issue of Shares For Did Not Vote Management 11 Approve Reduction of Capital For Did Not Vote Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Mark Douglas For For Management 1e Elect Director C. Scott Greer For For Management 1f Elect Director K'Lynne Johnson For For Management 1g Elect Director Dirk A. Kempthorne For For Management 1h Elect Director Paul J. Norris For For Management 1i Elect Director Margareth Ovrum For For Management 1j Elect Director Robert C. Pallash For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan D. Feldman For For Management 1b Elect Director Richard A. Johnson For For Management 1c Elect Director Guillermo G. Marmol For For Management 1d Elect Director Matthew M. McKenna For For Management 1e Elect Director Darlene Nicosia For For Management 1f Elect Director Steven Oakland For For Management 1g Elect Director Ulice Payne, Jr. For For Management 1h Elect Director Kimberly Underhill For For Management 1i Elect Director Tristan Walker For For Management 1j Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director Richard Schaum For For Management 1.6 Elect Director Kathleen Starkoff For For Management 1.7 Elect Director Brian Walker For For Management 1.8 Elect Director James Wallace For For Management 1.9 Elect Director Ling Zang For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Entain plc; Adopt New Memorandum and Articles of Association -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Patricia Hemingway Hall For For Management 1h Elect Director Robert A. Malone For For Management 1i Elect Director Jeffrey A. Miller For For Management 1j Elect Director Bhavesh V. (Bob) Patel For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Park Won-koo as Outside Director For Against Management 3.2 Elect Kim Hong-jin as Outside Director For For Management 3.3 Elect Yang Dong-hoon as Outside For For Management Director 3.4 Elect Heo Yoon as Outside Director For Against Management 3.5 Elect Lee Jung-won as Outside Director For For Management 3.6 Elect Kwon Suk-gyo as Outside Director For For Management 3.7 Elect Park Dong-moon as Outside For For Management Director 3.8 Elect Park Seong-ho as Non-Independent For For Management Non-Executive Director 3.9 Elect Kim Jung-tai as Inside Director For For Management 4 Elect Paik Tae-seung as Outside For Against Management Director to Serve as an Audit Committee Member 5.1 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 5.2 Elect Lee Jung-won as a Member of For For Management Audit Committee 5.3 Elect Park Dong-moon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Stephen B. Bratspies For For Management 1c Elect Director Geralyn R. Breig For For Management 1d Elect Director Bobby J. Griffin For For Management 1e Elect Director James C. Johnson For For Management 1f Elect Director Franck J. Moison For For Management 1g Elect Director Robert F. Moran For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director James D. Farley, Jr. For For Management 1.5 Elect Director Allan Golston For For Management 1.6 Elect Director Sara L. Levinson For For Management 1.7 Elect Director N. Thomas Linebarger For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HASBRO, INC. Ticker: HAS Security ID: 418056107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Bronfin For For Management 1.2 Elect Director Michael R. Burns For For Management 1.3 Elect Director Hope F. Cochran For For Management 1.4 Elect Director Lisa Gersh For For Management 1.5 Elect Director Brian D. Goldner For For Management 1.6 Elect Director Tracy A. Leinbach For For Management 1.7 Elect Director Edward M. Philip For For Management 1.8 Elect Director Laurel J. Richie For For Management 1.9 Elect Director Richard S. Stoddart For For Management 1.10 Elect Director Mary Beth West For For Management 1.11 Elect Director Linda K. Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Jeffrey C. Campbell For For Management 1c Elect Director Cynthia M. Egnotovich For For Management 1d Elect Director Thomas A. Gendron For For Management 1e Elect Director Jeffrey A. Graves For For Management 1f Elect Director Guy C. Hachey For For Management 1g Elect Director Marilyn L. Minus For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Richard E. Marriott For For Management 1.3 Elect Director Sandeep L. Mathrani For For Management 1.4 Elect Director John B. Morse, Jr. For For Management 1.5 Elect Director Mary Hogan Preusse For For Management 1.6 Elect Director Walter C. Rakowich For For Management 1.7 Elect Director James F. Risoleo For For Management 1.8 Elect Director Gordon H. Smith For For Management 1.9 Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Tolga I. Oal For For Management 1i Elect Director Nicole W. Piasecki For For Management 1j Elect Director John C. Plant For For Management 1k Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Shumeet Banerji For For Management 1c Elect Director Robert R. Bennett For For Management 1d Elect Director Charles "Chip" V. Bergh For For Management 1e Elect Director Stacy Brown-Philpot For For Management 1f Elect Director Stephanie A. Burns For For Management 1g Elect Director Mary Anne Citrino For For Management 1h Elect Director Richard L. Clemmer For For Management 1i Elect Director Enrique J. Lores For For Management 1j Elect Director Judith "Jami" Miscik For For Management 1k Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerben W. Bakker For For Management 1.2 Elect Director Carlos M. Cardoso For For Management 1.3 Elect Director Anthony J. Guzzi For For Management 1.4 Elect Director Rhett A. Hernandez For For Management 1.5 Elect Director Neal J. Keating For For Management 1.6 Elect Director Bonnie C. Lind For For Management 1.7 Elect Director John F. Malloy For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director John G. Russell For For Management 1.10 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. (Tanny) Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. (Chris) Inglis For For Management 1.9 Elect Director Katherine M. A. (Allie) For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director Stephanie L. O'Sullivan For For Management 1.8 Elect Director C. Michael Petters For For Management 1.9 Elect Director Thomas C. Schievelbein For For Management 1.10 Elect Director John K. Welch For For Management 1.11 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh E. Sawyer For For Management 1.2 Elect Director Debra L. Zumwalt For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Pendergast For For Management 1.2 Elect Director Hugh Brady For For Management 1.3 Elect Director Ronan Murphy For For Management 1.4 Elect Director Julie O'Neill For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity For For Management 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Executive Board None None Management (Non-Voting) 2B Receive Announcements on Sustainability None None Management 2C Receive Report of Supervisory Board None None Management (Non-Voting) 2D Approve Remuneration Report For For Management 2E Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Profit None None Management Retention and Distribution Policy 3B Approve Dividends of EUR 0.12 Per Share For For Management 4A Approve Discharge of Executive Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Approve Increase Maximum Ratio Between For For Management Fixed and Variable Components of Remuneration 6 Amend Articles Re: Implementation of For For Management the Dutch Management and Supervision of Legal Entities Act 7A Reelect Steven van Rijswijk to For For Management Executive Board 7B Elect Ljiljana Cortan to Executive For For Management Board 8A Reelect Hans Wijers to Supervisory For For Management Board 8B Reelect Margarete Haase to Supervisory For For Management Board 8C Elect Lodewijk Hijmans van den Bergh For For Management to Supervisory Board 9A Grant Board Authority to Issue Shares For For Management 9B Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director John C. Fortson For For Management 1e Elect Director Diane H. Gulyas For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence (Liren) Chen For For Management 1b Elect Director Joan H. Gillman For For Management 1c Elect Director S. Douglas Hutcheson For For Management 1d Elect Director John A. Kritzmacher For For Management 1e Elect Director Pierre-Yves Lesaicherre For For Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director Jean F. Rankin For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ari Bousbib For For Management 1.2 Elect Director John M. Leonard For For Management 1.3 Elect Director Todd B. Sisitsky For Withhold Management 2 Advisory Vote on Say on Pay Frequency None One Year Management 3a Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 3b Eliminate Supermajority Vote For For Management Requirement for Removal of Directors 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi *Withdrawn None None Management Resolution* 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anousheh Ansari For For Management 1b Elect Director Martha F. Brooks For For Management 1c Elect Director Christopher S. Holland For For Management 1d Elect Director Timothy L. Main For For Management 1e Elect Director Mark T. Mondello For For Management 1f Elect Director John C. Plant For For Management 1g Elect Director Steven A. Raymund For For Management 1h Elect Director Thomas A. Sansone For For Management 1i Elect Director David M. Stout For For Management 1j Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce C. Cozadd For For Management 1b Elect Director Heather Ann McSharry For For Management 1c Elect Director Anne O'Riordan For For Management 1d Elect Director Rick E Winningham For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For Against Management Stock Plan 5 Approve Reduction in Capital and For For Management Creation of Distributable Reserves -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against For Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against For Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against Against Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Alexander M. Cutler For For Management 1.3 Elect Director H. James Dallas For For Management 1.4 Elect Director Elizabeth R. Gile For For Management 1.5 Elect Director Ruth Ann M. Gillis For For Management 1.6 Elect Director Christopher M. Gorman For For Management 1.7 Elect Director Robin N. Hayes For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Devina A. Rankin For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director Todd J. Vasos For For Management 1.13 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Nonqualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Marie Myers For For Management 1.8 Elect Director Kiran Patel For For Management 1.9 Elect Director Victor Peng For For Management 1.10 Elect Director Robert Rango For For Management 1.11 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Payment of EUR 1 per Share by For For Management Distribution of Equity Premiums 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect David Simon as Supervisory For For Management Board Member 7 Reelect John Carrafiell as Supervisory For For Management Board Member 8 Reelect Steven Fivel as Supervisory For For Management Board Member 9 Reelect Robert Fowlds as Supervisory For For Management Board Member 10 Approve Remuneration Policy of For For Management Chairman and Supervisory Board Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Corporate Officers 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of CFO, For For Management Management Board Member 17 Approve Compensation of COO, For For Management Management Board Member 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 24 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 25 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adebayo (Bayo) O. For For Management Ogunlesi 1.2 Elect Director Deanna L. Goodwin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin Chafetz For For Management 1.2 Elect Director Micheline Chau For Withhold Management 1.3 Elect Director Patrick Dumont For For Management 1.4 Elect Director Charles D. Forman For For Management 1.5 Elect Director Robert G. Goldstein For For Management 1.6 Elect Director George Jamieson For For Management 1.7 Elect Director Nora M. Jordan For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M. J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Robert S. Shapard For For Management 1k Elect Director Susan M. Stalnecker For For Management 1l Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 27, 2020 Meeting Type: Annual Record Date: JUL 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ari Emanuel - Withdrawn None None Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Guhan Subramanian For For Management 1i Elect Director Xavier Urbain For For Management 1j Elect Director Jacob H. Welch For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Elisabet Jamal Bergstrom as For For Management Inspector of Minutes of Meeting 2.b Designate Jacob Lundgren as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 6.00 Per Share 7c Approve May 10, 2021 as Record Date For For Management for Dividend Payment 7d1 Approve Discharge of Board Chairman For For Management Alf Goransson 7d2 Approve Discharge of Board Member For For Management Jeanette Almberg 7d3 Approve Discharge of Board Member Lars For For Management Blecko 7d4 Approve Discharge of Board Member For For Management Cecilia Daun Wennborg 7d5 Approve Discharge of Board Member For For Management Johan Lundberg 7d6 Approve Discharge of Board Member Jan For For Management Svensson 7d7 Approve Discharge of Board Member and For For Management Employee Representative Sofie Norden 7d8 Approve Discharge of Deputy Board For For Management Member and Employee Representative Jasmina Petrovic 7d9 Approve Discharge of Former Board For For Management Member Ingrid Bonde 7d10 Approve Discharge of Former Deputy For For Management Board Member and Employee Representative Janna Astrom 7d11 Approve Discharge of CEO and Former For For Management Board Member Patrik Andersson 8 Determine Number of Members (6) and For For Management Deputy Members of Board (0) 9 Approve Remuneration of Directors in For For Management the Amount of SEK 1.05 Million for Chairman and SEK 445,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 10 Reelect Alf Goransson (Chairman), For Against Management Jeanette Almberg, Lars Blecko, Cecilia Daun Wennborg and Johan Lundberg as Directors; Elect Liv Forhaug as New Director 11 Ratify Deloitte as Auditors For For Management 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Approve Performance Share Plan (LTIP For Against Management 2021) 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Amend Articles Re: Proxies and Postal For For Management Voting -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Alkhayyal For For Management 1b Elect Director Jonathan Z. Cohen For For Management 1c Elect Director Michael J. Hennigan For For Management 1d Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management 7 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 11, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director James T. Lenehan For For Management 1h Elect Director Kevin E. Lofton For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Access to COVID-19 Products Against Against Shareholder -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce C. Bruckmann For For Management 1.2 Elect Director John M. Engquist For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Cooperman For For Management 1b Elect Director Stephen H. Lockhart For For Management 1c Elect Director Richard M. Schapiro For For Management 1d Elect Director Ronna E. Romney For For Management 1e Elect Director Dale B. Wolf For For Management 1f Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lewis W.K. Booth For For Management 1b Elect Director Charles E. Bunch For For Management 1c Elect Director Lois D. Juliber For For Management 1d Elect Director Peter W. May For For Management 1e Elect Director Jorge S. Mesquita For For Management 1f Elect Director Jane Hamilton Nielsen For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Christiana S. Shi For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Michael A. Todman For For Management 1k Elect Director Jean-Francois M. L. van For For Management Boxmeer 1l Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jorge A. Bermudez For For Management 1b Elect Director Therese Esperdy For For Management 1c Elect Director Robert Fauber For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Lloyd W. Howell, Jr. For For Management 1g Elect Director Raymond W. McDaniel, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve 2020 Decarbonization Plan For For Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L. Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For Against Management 1d Elect Joseph Tze Kay Tong as Director For Against Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For Against Management 1g Elect Michael Sui Bau Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For Against Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors 3 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry A. Sook For For Management 1.2 Elect Director Geoff D. Armstrong For For Management 1.3 Elect Director Jay M. Grossman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Golnar Khosrowshahi For For Management 1.6 Elect Director James E. Lillie For For Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For For Management 1.9 Elect Director Victoria Parry For For Management 1.10 Elect Director Melanie Stack For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NORDEA BANK ABP Ticker: NDA.SE Security ID: X5S8VL105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income; For For Management Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.72 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For For Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 312,000 for Chairman, EUR 150,800 for Vice Chairman, and EUR 98,800 for Other Directors; Approve Remuneration for Committee Work 12 Determine Number of Members (10) and For For Management Deputy Members (0) of Board 13 Reelect Torbjorn Magnusson (Chair), For Against Management Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Kari Jordan, Petra van Hoeken, John Maltby and Jonas Synnergren as Directors; Elect Claudia Dill as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of Convertible For For Management Instruments without Preemptive Rights 17 Authorize Share Repurchase Program in For For Management the Securities Trading Business 18 Authorize Reissuance of Repurchased For For Management Shares 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares of Repurchased Shares 20 Approve Issuance of up to 30 Million For For Management Shares without Preemptive Rights 21 Close Meeting None None Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 5.85 Per Share 4 Approve Remuneration Report (Advisory For For Management Vote) 5.1 Approve Remuneration of Directors for For For Management 2020 in the Aggregate Amount of DKK 17 Million 5.2 Approve Remuneration of Directors for For For Management 2021 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.47 Million for the Vice Chairman, and DKK 736,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Reelect Helge Lund as Director and For For Management Board Chairman 6.2 Reelect Jeppe Christiansen as Director For For Management and Vice Chairman 6.3a Reelect Laurence Debroux as Director For For Management 6.3b Reelect Andreas Fibig as Director For For Management 6.3c Reelect Sylvie Gregoire as Director For For Management 6.3d Reelect Kasim Kutay as Director For For Management 6.3e Reelect Martin Mackay as Director For For Management 6.3f Elect Henrik Poulsen as New Director For Abstain Management 7 Ratify Deloitte as Auditors For For Management 8.1 Approve DKK 8 Million Reduction in For For Management Share Capital via B Share Cancellation 8.2 Authorize Share Repurchase Program For For Management 8.3a Amend Articles Re: Delete For For Management Authorization to Increase Share Capital 8.3b Approve Creation of DKK 46.2 Million For For Management Pool of Capital with Preemptive Rights; Approve Creation of DKK 46.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 46.2 Million 8.4a Approve Indemnification of Members of For For Management the Board of Directors 8.4b Approve Indemnification of Members of For For Management Executive Management 8.5 Amend Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.6a Allow Shareholder Meetings to be Held For Against Management Partially or Fully by Electronic Means 8.6b Allow Electronic Distribution of For For Management Company Communication 8.6c Amend Articles Re: Differentiation of For For Management Votes 8.7 Initiate Plan for Changed Ownership Against Against Shareholder 9 Other Business None None Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Reelect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Elect Annette Clayton as Non-Executive For For Management Director 3d Elect Anthony Foxx as Non-Executive For For Management Director 3e Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3f Reelect Josef Kaeser as Non-Executive For For Management Director 3g Reelect Lena Olving as Non-Executive For For Management Director 3h Reelect Peter Smitham as Non-Executive For For Management Director 3i Reelect Julie Southern as For Against Management Non-Executive Director 3j Reelect Jasmin Staiblin as For Against Management Non-Executive Director 3k Reelect Gregory L. Summe as For For Management Non-Executive Director 3l Reelect Karl-Henrik Sundstrom as For Against Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Share Repurchase Program For For Management 7 Approve Cancellation of Ordinary Shares For For Management 8 Approve Remuneration of the Non For For Management Executive Members of the Board 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Atsushi Abe For For Management 1b Elect Director Alan Campbell For For Management 1c Elect Director Susan K. Carter For For Management 1d Elect Director Thomas L. Deitrich For For Management 1e Elect Director Gilles Delfassy For For Management 1f Elect Director Hassane S. El-Khoury For For Management 1g Elect Director Bruce E. Kiddoo For For Management 1h Elect Director Paul A. Mascarenas For For Management 1i Elect Director Gregory L. Waters For For Management 1j Elect Director Christine Y. Yan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For Withhold Management 1.12 Elect Director William G. Parrett For Withhold Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against For Shareholder 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director Alfred E. Festa For For Management 1e Elect Director Edward F. Lonergan For For Management 1f Elect Director Maryann T. Mannen For For Management 1g Elect Director Paul E. Martin For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAREX RESOURCES INC. Ticker: PXT Security ID: 69946Q104 Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Lisa Colnett For For Management 2.2 Elect Director Sigmund Cornelius For For Management 2.3 Elect Director Robert Engbloom For For Management 2.4 Elect Director Wayne Foo For For Management 2.5 Elect Director G.R. (Bob) MacDougall For For Management 2.6 Elect Director Glenn McNamara For For Management 2.7 Elect Director Imad Mohsen For For Management 2.8 Elect Director Carmen Sylvain For For Management 2.9 Elect Director Paul Wright For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan For Against Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee C. Banks For For Management 1b Elect Director Robert G. Bohn For For Management 1c Elect Director Linda S. Harty For For Management 1d Elect Director Kevin A. Lobo For For Management 1e Elect Director Candy M. Obourn For For Management 1f Elect Director Joseph Scaminace For For Management 1g Elect Director Ake Svensson For For Management 1h Elect Director Laura K. Thompson For For Management 1i Elect Director James R. Verrier For For Management 1j Elect Director James L. Wainscott For For Management 1k Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For Withhold Management 1.3 Elect Director Paul J. Korus For Withhold Management 1.4 Elect Director David C. Parke For Withhold Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional High Standard For For Management Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at 11 For For Management 5a1 Elect Directors For Abstain Management 5a2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5a3 APPLIES ONLY IF CUMULATIVE VOTING IS None Abstain Management ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN. 5b1 Elect Marcelo Mesquita de Siqueira None For Shareholder Filho as Director Appointed by Minority Shareholder 6 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 7 Fix Number of Fiscal Council Members For For Management at Five 8a1 Elect Fiscal Council Members For Abstain Management 8a2 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8b Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder 9 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For Against Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R. Alameddine For For Management 1b Elect Director Edison C. Buchanan For For Management 1c Elect Director Matt Gallagher For For Management 1d Elect Director Phillip A. Gobe For For Management 1e Elect Director Larry R. Grillot For For Management 1f Elect Director Stacy P. Methvin For For Management 1g Elect Director Royce W. Mitchell For For Management 1h Elect Director Frank A. Risch For For Management 1i Elect Director Scott D. Sheffield For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PPD, INC. Ticker: PPD Security ID: 69355F102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Ensley For For Management 1.2 Elect Director Maria Teresa Hilado For For Management 1.3 Elect Director David Simmons For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven A. Davis For For Management 1.2 Elect Director Michael W. Lamach For For Management 1.3 Elect Director Michael T. Nally For For Management 1.4 Elect Director Guillermo Novo For For Management 1.5 Elect Director Martin H. Richenhagen For For Management 1.6 Elect Director Catherine R. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brent Callinicos For For Management 1b Elect Director George Cheeks For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director Stefan Larsson For For Management 1f Elect Director V. James Marino For For Management 1g Elect Director G. Penny McIntyre For For Management 1h Elect Director Amy McPherson For For Management 1i Elect Director Henry Nasella For For Management 1j Elect Director Allison Peterson For For Management 1k Elect Director Edward R. Rosenfeld For For Management 1l Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For Withhold Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For Withhold Management 1.7 Elect Director Walden C. Rhines For Withhold Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- R1 RCM INC. Ticker: RCM Security ID: 749397105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Feiner For Withhold Management 1.2 Elect Director Joseph Flanagan For For Management 1.3 Elect Director John B. Henneman, III For For Management 1.4 Elect Director Alex J. Mandl For For Management 1.5 Elect Director Neal Moszkowski For Withhold Management 1.6 Elect Director Ian Sacks For Withhold Management 1.7 Elect Director Jill Smith For For Management 1.8 Elect Director Anthony J. Speranzo For For Management 1.9 Elect Director Anthony R. Tersigni For For Management 1.10 Elect Director Albert (Bert) R. For For Management Zimmerli 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5a Elect Director David M. Dill For For Management -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For For Management 1.2 Elect Director Michael A. George For For Management 1.3 Elect Director Hubert Joly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. J. Gray For For Management 1b Elect Director Duncan P. Hennes For For Management 1c Elect Director Kevin J. O'Donnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For Withhold Management 1.2 Elect Director Joao M. Castro-Neves For For Management 1.3 Elect Director Maximilien de Limburg For For Management Stirum 1.4 Elect Director Paul J. Fribourg For Withhold Management 1.5 Elect Director Neil Golden For For Management 1.6 Elect Director Ali Hedayat For For Management 1.7 Elect Director Golnar Khosrowshahi For For Management 1.8 Elect Director Marc Lemann For For Management 1.9 Elect Director Jason Melbourne For For Management 1.10 Elect Director Giovanni (John) Prato For For Management 1.11 Elect Director Daniel S. Schwartz For For Management 1.12 Elect Director Carlos Alberto Sicupira For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julia L. Coronado For For Management 1b Elect Director Dirk A. Kempthorne For For Management 1c Elect Director Harold M. Messmer, Jr. For For Management 1d Elect Director Marc H. Morial For For Management 1e Elect Director Barbara J. Novogradac For For Management 1f Elect Director Robert J. Pace For For Management 1g Elect Director Frederick A. Richman For For Management 1h Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Gunnar Bjorklund For For Management 1b Elect Director Michael J. Bush For For Management 1c Elect Director Sharon D. Garrett For For Management 1d Elect Director Michael J. Hartshorn For For Management 1e Elect Director Stephen D. Milligan For For Management 1f Elect Director Patricia H. Mueller For For Management 1g Elect Director George P. Orban For For Management 1h Elect Director Gregory L. Quesnel For For Management 1i Elect Director Larree M. Renda For For Management 1j Elect Director Barbara Rentler For For Management 1k Elect Director Doniel N. Sutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Share Retention Policy For None None Shareholder Senior Executives *Withdrawn Resolution* -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259206 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Jane Lute as Director For For Management 4 Re-elect Ben van Beurden as Director For For Management 5 Re-elect Dick Boer as Director For For Management 6 Re-elect Neil Carson as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Euleen Goh as Director For For Management 9 Re-elect Catherine Hughes as Director For For Management 10 Re-elect Martina Hund-Mejean as For For Management Director 11 Re-elect Sir Andrew Mackenzie as For For Management Director 12 Elect Abraham Schot as Director For For Management 13 Re-elect Jessica Uhl as Director For For Management 14 Re-elect Gerrit Zalm as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Shell Energy Transition For For Management Strategy 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Stephanie C. Hill For For Management 1.5 Elect Director Rebecca J. Jacoby For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Ian P. Livingston For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Greenhouse Gas (GHG) Emissions For For Management Reduction Plan 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For Against Management Director 2.1.2 Elect Kim Jeong as Outside Director For Against Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For Against Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.20 per Share 4 Ratify Appointment of Gilles Schnepp For For Management as Director 5 Reelect Fabienne Lecorvaisier as For For Management Director 6 Reelect Melanie Lee as Director For For Management 7 Elect Barbara Lavernos as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 10 Approve Compensation of Paul Hudson, For For Management CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 19 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Amend Article 13 of Bylaws Re: Written For For Management Consultation 26 Amend Articles 14 and 17 of Bylaws Re: For For Management Board Powers and Censors 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick de La For For Management Chevardiere 1.2 Elect Director Miguel M. Galuccio For For Management 1.3 Elect Director Olivier Le Peuch For For Management 1.4 Elect Director Tatiana A. Mitrova For For Management 1.5 Elect Director Maria Moraeus Hanssen For For Management 1.6 Elect Director Mark G. Papa For For Management 1.7 Elect Director Henri Seydoux For For Management 1.8 Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Ticker: ST Security ID: G8060N102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew C. Teich For For Management 1b Elect Director Jeffrey J. Cote For For Management 1c Elect Director John P. Absmeier For For Management 1d Elect Director Daniel L. Black For For Management 1e Elect Director Lorraine A. Bolsinger For For Management 1f Elect Director James E. Heppelmann For For Management 1g Elect Director Charles W. Peffer For For Management 1h Elect Director Constance E. Skidmore For For Management 1i Elect Director Steven A. Sonnenberg For For Management 1j Elect Director Martha N. Sullivan For For Management 1k Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Director Compensation Report For For Management 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Audit Committee to Fix For For Management Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Authorize Issue of Equity For For Management 10 Authorize Issue of Equity without For For Management Pre-emptive Rights 11 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans 12 Authorize the Board of Directors to For For Management Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Marianne M. Keler For For Management 1d Elect Director Mark L. Lavelle For For Management 1e Elect Director Ted Manvitz For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SOTERA HEALTH COMPANY Ticker: SHC Security ID: 83601L102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Constantine S. Mihas For Against Management 1b Elect Director James C. Neary For Against Management 1c Elect Director Michael B. Petras, Jr. For Against Management 1d Elect Director David E. Wheadon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jonathan E. Michael For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Giovanni Caforio For For Management 1c Elect Director Srikant M. Datar For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For Against Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Workforce Involvement in Against Against Shareholder Corporate Governance 5 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nakashima, Toru For For Management 2.5 Elect Director Kudo, Teiko For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Isshiki, Toshihiro For For Management 2.8 Elect Director Kawasaki, Yasuyuki For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management 3 Amend Articles to Allow Virtual Only For For Management Shareholder Meetings -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Peter Lundkvist and Filippa For For Management Gerstadt Inspectors of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Approve Remuneration Report For For Management 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 15.00 Per Share 9.a Approve Discharge of Charles A. Blixt For For Management 9.b Approve Discharge of Andrew Cripps For For Management 9.c Approve Discharge of Jacqueline For For Management Hoogerbrugge 9.d Approve Discharge of Conny Carlsson For For Management 9.e Approve Discharge of Alexander Lacik For For Management 9.f Approve Discharge of Pauline Lindwall For For Management 9.g Approve Discharge of Wenche Rolfsen For For Management 9.h Approve Discharge of Joakim Westh For For Management 9.i Approve Discharge of Patrik For For Management Engelbrektsson 9.j Approve Discharge of Par-Ola Olausson For For Management 9.k Approve Discharge of Dragan Popovic For For Management 9.l Approve Discharge of Lars Dahlgren For For Management 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.25 million to Chair, SEK 1.04 Million to Vice Chair and SEK 900,000 to Other Directors; Approve Remuneration for Committee Work 12.a Reelect Charles A. Blixt as Director For For Management 12.b Reelect Andrew Cripps as Director For For Management 12.c Reelect Jacqueline Hoogerbrugge as For For Management Director 12.d Reelect Conny Carlsson as Director For For Management 12.e Reelect Alexander Lacik as Director For For Management 12.f Reelect Pauline Lindwall as Director For For Management 12.g Reelect Wenche Rolfsen as Director For For Management 12.h Reelect Joakim Westh as Director For For Management 12.i Reelect Conny Karlsson as Board Chair For For Management 12.j Reelect Andrew Cripps as Deputy For For Management Director 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16.a Approve SEK 10.8 Million Reduction in For For Management Share Capital via Share Cancellation 16.b Approve Bonus Issue For For Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Issuance of Shares up to 10 For For Management Per cent of Share Capital without Preemptive Rights 20.a Amend Articles Re: Equity-Related; Set For For Management Minimum (SEK 200 Million) and Maximum (SEK 800 Million) Share Capital; Set Minimum (1 Billion) and Maximum (4 Billion) Number of Shares 20.b Approve 10:1 Stock Split For For Management 21 Amend Articles of Association Re: For For Management Editorial Changes -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director Brian D. Doubles For For Management 1f Elect Director William W. Graylin For For Management 1g Elect Director Roy A. Guthrie For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director P.W. "Bill" Parker For For Management 1j Elect Director Laurel J. Richie For For Management 1k Elect Director Olympia J. Snowe For For Management 1l Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Allen For Against Management 1b Elect Director Linda A. Harty For For Management 1c Elect Director Alistair Macdonald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Bavan M. Holloway For For Management 1.4 Elect Director Timotheus Hottges For Withhold Management 1.5 Elect Director Christian P. Illek For Withhold Management 1.6 Elect Director Raphael Kubler For Withhold Management 1.7 Elect Director Thorsten Langheim For Withhold Management 1.8 Elect Director Dominique Leroy For Withhold Management 1.9 Elect Director G. Michael (Mike) For Withhold Management Sievert 1.10 Elect Director Teresa A. Taylor For For Management 1.11 Elect Director Omar Tazi For Withhold Management 1.12 Elect Director Kelvin R. Westbrook For Withhold Management 1.13 Elect Director Michael Wilkens For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TAPESTRY, INC. Ticker: TPR Security ID: 876030107 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director Darrell Cavens For For Management 1c Elect Director David Denton For For Management 1d Elect Director Anne Gates For For Management 1e Elect Director Susan Kropf For For Management 1f Elect Director Annabelle Yu Long For For Management 1g Elect Director Ivan Menezes For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TEGNA INC. Ticker: TGNA Security ID: 87901J105 Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) 1.1 Elect Director Gina L. Bianchini For For Management 1.2 Elect Director Howard D. Elias For For Management 1.3 Elect Director Stuart J. Epstein For For Management 1.4 Elect Director Lidia Fonseca For For Management 1.5 Elect Director Karen H. Grimes For For Management 1.6 Elect Director David T. Lougee For For Management 1.7 Elect Director Scott K. McCune For For Management 1.8 Elect Director Henry W. McGee For For Management 1.9 Elect Director Susan Ness For For Management 1.10 Elect Director Bruce P. Nolop For For Management 1.11 Elect Director Neal Shapiro For For Management 1.12 Elect Director Melinda C. Witmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder 1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder 1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder 1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder 1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder 1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder 1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder 1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder 1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder 1.10 Management Nominee Susan Ness For Did Not Vote Shareholder 1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder 1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For Did Not Vote Management Provisions -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: APR 22, 2021 Meeting Type: Annual/Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For Against Management Chairman and CEO 7 Approve Compensation of Olivier For Against Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of the For For Management Chairman and CEO 10 Approve Remuneration Policy of the For For Management Vice-CEO 11 Reelect Daniel Julien as Director For Against Management 12 Reelect Emily Abrera as Director For For Management 13 Reelect Alain Boulet as Director For For Management 14 Reelect Robert Paszczak as Director For For Management 15 Reelect Stephen Winningham as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves For For Management of Up to EUR 142 Million for Bonus Issue or Increase in Par Value 19 Amend Article 21 of Bylaws Re: For For Management Transactions 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Scott L. Thompson For For Management 1g Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TFI INTERNATIONAL INC. Ticker: TFII Security ID: 87241L109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Abi-Karam For For Management 1.2 Elect Director Alain Bedard For For Management 1.3 Elect Director Andre Berard For For Management 1.4 Elect Director Lucien Bouchard For For Management 1.5 Elect Director William T. England For For Management 1.6 Elect Director Diane Giard For For Management 1.7 Elect Director Richard Guay For For Management 1.8 Elect Director Debra Kelly-Ennis For For Management 1.9 Elect Director Neil D. Manning For For Management 1.10 Elect Director Joey Saputo For For Management 1.11 Elect Director Rosemary Turner For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald E. Brown For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Michael L. Eskew For For Management 1d Elect Director Richard T. Hume For For Management 1e Elect Director Margaret M. Keane For For Management 1f Elect Director Siddharth N. (Bobby) For For Management Mehta 1g Elect Director Jacques P. Perold For For Management 1h Elect Director Andrea Redmond For For Management 1i Elect Director Gregg M. Sherrill For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Perry M. Traquina For For Management 1l Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director M. Amy Gilliland For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director K. Guru Gowrappan For For Management 1g Elect Director Ralph Izzo For For Management 1h Elect Director Edmund F. "Ted" Kelly For For Management 1i Elect Director Elizabeth E. Robinson For For Management 1j Elect Director Samuel C. Scott, III For For Management 1k Elect Director Frederick O. Terrell For For Management 1l Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Lynne M. Doughtie For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Akhil Johri For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director John M. Richardson For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on the Impacts of Using Against For Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Gregory L. Ebel For For Management 1d Elect Director Timothy S. Gitzel For For Management 1e Elect Director Denise C. Johnson For For Management 1f Elect Director Emery N. Koenig For For Management 1g Elect Director James 'Joc' C. O'Rourke For For Management 1h Elect Director David T. Seaton For For Management 1i Elect Director Steven M. Seibert For For Management 1j Elect Director Luciano Siani Pires For For Management 1k Elect Director Gretchen H. Watkins For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 13, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Debra L. Lee For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Efforts to Eliminate Against Against Shareholder Deforestation 6 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- TOKEN CORP. Ticker: 1766 Security ID: J8612T109 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 220 2.1 Appoint Statutory Auditor Hotta, For For Management Eiichiro 2.2 Appoint Statutory Auditor Mitsuya, For For Management Masahiro 2.3 Appoint Statutory Auditor Kitamura, For For Management Akemi 3 Approve Director Retirement Bonus For Against Management -------------------------------------------------------------------------------- TRAVEL + LEISURE CO. Ticker: TNL Security ID: 894164102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director Mutlaq Al-Morished For Against Management 1c Elect Director Vanessa Guthrie For For Management 1d Elect Director Peter B. Johnston For For Management 1e Elect Director Ginger M. Jones For For Management 1f Elect Director Stephen Jones For For Management 1g Elect Director Moazzam Khan For For Management 1h Elect Director Sipho Nkosi For For Management 1i Elect Director John Romano For For Management 1j Elect Director Jean-Francois Turgeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director K. David Boyer, Jr. For For Management 1c Elect Director Agnes Bundy Scanlan For For Management 1d Elect Director Anna R. Cablik For For Management 1e Elect Director Dallas S. Clement For For Management 1f Elect Director Paul D. Donahue For For Management 1g Elect Director Paul R. Garcia For For Management 1h Elect Director Patrick C. Graney, III For For Management 1i Elect Director Linnie M. Haynesworth For For Management 1j Elect Director Kelly S. King For For Management 1k Elect Director Easter A. Maynard For For Management 1l Elect Director Donna S. Morea For For Management 1m Elect Director Charles A. Patton For For Management 1n Elect Director Nido R. Qubein For For Management 1o Elect Director David M. Ratcliffe For For Management 1p Elect Director William H. Rogers, Jr. For For Management 1q Elect Director Frank P. Scruggs, Jr. For For Management 1r Elect Director Christine Sears For For Management 1s Elect Director Thomas E. Skains For For Management 1t Elect Director Bruce L. Tanner For For Management 1u Elect Director Thomas N. Thompson For For Management 1v Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Dividend of USD For For Management 0.365 per Share 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.37 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal Year 2020, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Mark Hughes as Director For For Management 5.7 Reelect Nathalie Rachou as Director For For Management 5.8 Reelect Julie Richardson as Director For For Management 5.9 Reelect Dieter Wemmer as Director For For Management 5.10 Reelect Jeanette Wong as Director For For Management 6.1 Elect Claudia Boeckstiegel as Director For For Management 6.2 Elect Patrick Firmenich as Director For For Management 7.1 Reappoint Julie Richardson as Member For For Management of the Compensation Committee 7.2 Reappoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Reappoint Dieter Wemmer as Member of For For Management the Compensation Committee 7.4 Reappoint Jeanette Wong as Member of For For Management the Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 85 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9.1 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 9.2 Ratify Ernst & Young AG as Auditors For For Management 9.3 Ratify BDO AG as Special Auditors For For Management 10 Amend Articles Re: Voting Majority for For For Management Board Resolutions 11 Approve CHF 15.7 Million Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 12 Authorize Repurchase of up to CHF 4 For For Management Billion in Issued Share Capital 13 Transact Other Business (Voting) None Against Management -------------------------------------------------------------------------------- UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.27 per Share 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1.A Elect Stefan Oschmann as Director For For Management 9.1.B Indicate Stefan Oschmann as For For Management Independent Director 9.2 Elect Fiona du Monceau as Director For For Management 9.3.A Ratify the Co-optation of Susan Gasser For For Management as Independent Director 9.3.B Elect Susan Gasser as Director For For Management 9.3.C Indicate Susan Gasser as Independent For For Management Director 9.4.A Elect Jonathan Peacock as Director For For Management 9.4.B Indicate Jonathan Peacock as For For Management Independent Director 9.5.A Reelect Albrecht De Graeve as Director For For Management 9.5.B Indicate Albrecht De Graeve as For For Management Independent Director 9.6.A Elect Viviane Monges as Director For For Management 9.6.B Indicate Viviane Monges as Independent For For Management Director 10 Ratify Mazars as Auditors For For Management 11 Approve Long-Term Incentive Plans - For For Management Program of Free Allocation of Shares 12.1 Approve Change-of-Control Clause Re: For For Management EMTN Program -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine A. Halligan For For Management 1.2 Elect Director David C. Kimbell For For Management 1.3 Elect Director George R. Mrkonic For For Management 1.4 Elect Director Lorna E. Nagler For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Jose H. Villarreal For For Management 1j Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Nonqualified Employee Stock For For Management Purchase Plan 6 Report on EEO Against For Shareholder 7 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts 8 Annual Vote and Report on Climate Against Against Shareholder Change -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wong Kan Seng as Director For Against Management 6 Elect Alvin Yeo Khirn Hai as Director For For Management 7 Elect Chia Tai Tee as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- US FOODS HOLDING CORP. Ticker: USFD Security ID: 912008109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl A. Bachelder For For Management 1b Elect Director Court D. Carruthers For For Management 1c Elect Director John A. Lederer For For Management 1d Elect Director Carl Andrew Pforzheimer For For Management 1e Elect Director David M. Tehle For For Management 1f Elect Director Ann E. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERTIV HOLDINGS CO. Ticker: VRT Security ID: 92537N108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Cote For For Management 1b Elect Director Rob Johnson For For Management 1c Elect Director Joseph van Dokkum For Against Management 1d Elect Director Roger Fradin For Against Management 1e Elect Director Jacob Kotzubei For For Management 1f Elect Director Matthew Louie For For Management 1g Elect Director Edward L. Monser For Against Management 1h Elect Director Steven S. Reinemund For For Management 1i Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Certificate of Incorporation For For Management -------------------------------------------------------------------------------- VMWARE, INC. Ticker: VMW Security ID: 928563402 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Bates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFT Security ID: 952845105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Norbord Inc. 2 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- WEST FRASER TIMBER CO. LTD. Ticker: WFG Security ID: 952845105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry H. (Hank) Ketcham For For Management 1.2 Elect Director Reid E. Carter For For Management 1.3 Elect Director Raymond Ferris For For Management 1.4 Elect Director John N. Floren For For Management 1.5 Elect Director Ellis Ketcham Johnson For For Management 1.6 Elect Director Brian G. Kenning For For Management 1.7 Elect Director Marian Lawson For For Management 1.8 Elect Director Colleen McMorrow For For Management 1.9 Elect Director Gerald J. (Gerry) Miller For For Management 1.10 Elect Director Robert L. Phillips For For Management 1.11 Elect Director Janice G. Rennie For For Management 1.12 Elect Director Gillian D. Winckler For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 18, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director David V. Goeckeler For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Paula A. Price For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Steven C. Voorhees For For Management 1k Elect Director Bettina M. Whyte For For Management 1l Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Holmes For For Management 1.2 Elect Director Geoffrey A. Ballotti For For Management 1.3 Elect Director Myra J. Biblowit For For Management 1.4 Elect Director James E. Buckman For For Management 1.5 Elect Director Bruce B. Churchill For For Management 1.6 Elect Director Mukul V. Deoras For For Management 1.7 Elect Director Ronald L. Nelson For For Management 1.8 Elect Director Pauline D.E. Richards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Irvine For For Management 1.2 Elect Director Christine Barone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Gibbs For For Management 1.2 Elect Director George Hu For For Management 1.3 Elect Director Jeremy Stoppelman For For Management 1.4 Elect Director Tony Wells For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Michael J. Farrell For For Management 1d Elect Director Robert A. Hagemann For For Management 1e Elect Director Bryan C. Hanson For For Management 1f Elect Director Arthur J. Higgins For For Management 1g Elect Director Maria Teresa Hilado For For Management 1h Elect Director Syed Jafry For For Management 1i Elect Director Sreelakshmi Kolli For For Management 1j Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Deferred Compensation Plan For For Management 7 Provide Right to Call Special Meeting For For Management =================== Boston Partners Small Cap Value II Fund ==================== ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Chavez For For Management 1b Elect Director Art A. Garcia For For Management 1c Elect Director Jill M. Golder For For Management 1d Elect Director Scott Salmirs For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard None None Management *Withdrawn Resolution* 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela I. Monteagudo For For Management 1i Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley W. Buss For For Management 1.2 Elect Director Robert G. Card For For Management 1.3 Elect Director Diane C. Creel For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Lydia H. Kennard For For Management 1.6 Elect Director W. Troy Rudd For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 1.10 Elect Director Sander van't Noordende For For Management 1.11 Elect Director Janet C. Wolfenbarger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AEGION CORPORATION Ticker: AEGN Security ID: 00770F104 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director David C. Everitt For For Management 1d Elect Director Alvaro Garcia-Tunon For For Management 1e Elect Director David S. Graziosi For For Management 1f Elect Director Carolann I. Haznedar For For Management 1g Elect Director Richard P. Lavin For For Management 1h Elect Director Thomas W. Rabaut For For Management 1i Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director J. Scott Hall For For Management 1.4 Elect Director Nicole Parent Haughey For Withhold Management 1.5 Elect Director Margot L. Hoffman For Withhold Management 1.6 Elect Director Thomas W. Swidarski For Withhold Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William I. Bowen, Jr. For For Management 1.2 Elect Director Rodney D. Bullard For For Management 1.3 Elect Director Wm. Millard Choate For For Management 1.4 Elect Director R. Dale Ezzell For For Management 1.5 Elect Director Leo J. Hill For For Management 1.6 Elect Director Daniel B. Jeter For For Management 1.7 Elect Director Robert P. Lynch For For Management 1.8 Elect Director Elizabeth A. McCague For For Management 1.9 Elect Director James B. Miller, Jr. For For Management 1.10 Elect Director Gloria A. O'Neal For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director William H. Stern For For Management 1.13 Elect Director Jimmy D. Veal For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip A. Garcia For For Management 1.2 Elect Director Millard E. Morris For For Management 1.3 Elect Director Randall E. Roach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORPORATION Ticker: ACRE Security ID: 04013V108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rand S. April For Withhold Management 1.2 Elect Director Michael J Arougheti For Withhold Management 1.3 Elect Director James E. Skinner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer A. Barbetta For Withhold Management 1.2 Elect Director Matthew R. Barger For Withhold Management 1.3 Elect Director Eric R. Colson For For Management 1.4 Elect Director Tench Coxe For Withhold Management 1.5 Elect Director Stephanie G. DiMarco For Withhold Management 1.6 Elect Director Jeffrey A. Joerres For Withhold Management 1.7 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Dyer For For Management 1.2 Elect Director Mariel A. Joliet For For Management 1.3 Elect Director Marty R. Kittrell For For Management 1.4 Elect Director Carol Lindstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michelle McCloskey For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Yukiko Omura For For Management 1l Elect Director Lorin P.T. Radtke For For Management 1m Elect Director Courtney C. Shea For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd. 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd. 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd. 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd. 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd. 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd. 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd. 4ah Elect Darrin Futter as Director of For For Management Assured Guaranty Re Ltd. 4ai Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd. 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd. -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Davis For For Management 1.2 Elect Director Elanor R. Hardwick For For Management 1.3 Elect Director Axel Theis For For Management 1.4 Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEAZER HOMES USA, INC. Ticker: BZH Security ID: 07556Q881 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth S. Acton For For Management 1b Elect Director Allan P. Merrill For For Management 1c Elect Director Peter M. Orser For For Management 1d Elect Director Norma A. Provencio For For Management 1e Elect Director Danny R. Shepherd For For Management 1f Elect Director David J. Spitz For For Management 1g Elect Director C. Christian Winkle For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Aldrich For For Management 1.2 Elect Director Lance C. Balk For For Management 1.3 Elect Director Steven W. Berglund For For Management 1.4 Elect Director Diane D. Brink For Withhold Management 1.5 Elect Director Judy L. Brown For For Management 1.6 Elect Director Nancy Calderon For For Management 1.7 Elect Director Bryan C. Cressey For Withhold Management 1.8 Elect Director Jonathan C. Klein For Withhold Management 1.9 Elect Director George E. Minnich For For Management 1.10 Elect Director Roel Vestjens For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael McGovern For Withhold Management 1.2 Elect Director John (Andy) O'Donnell For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Erik J Anderson For For Management 1.3 Elect Director Samuel H. Armacost For For Management 1.4 Elect Director Scott H. Baxter For For Management 1.5 Elect Director Thomas G. Dundon For For Management 1.6 Elect Director Laura J. Flanagan For For Management 1.7 Elect Director Russell L. Fleischer For For Management 1.8 Elect Director John F. Lundgren For For Management 1.9 Elect Director Scott M. Marimow For For Management 1.10 Elect Director Adebayo O. Ogunlesi For For Management 1.11 Elect Director Linda B. Segre For For Management 1.12 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Melvin C. Payne For Withhold Management 1.2 Elect Director James R. Schenck For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. DeGroote For For Management 1.2 Elect Director Gina D. France For For Management 1.3 Elect Director A. Haag Sherman For For Management 1.4 Elect Director Todd J. Slotkin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHANGE HEALTHCARE INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHANGE HEALTHCARE, INC. Ticker: CHNG Security ID: 15912K100 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neil E. de Crescenzo For For Management 1b Elect Director Howard L. Lance For For Management 1c Elect Director Nella Domenici For For Management 1d Elect Director Nicholas L. Kuhar For Withhold Management 1e Elect Director Diana McKenzie For For Management 1f Elect Director Bansi Nagji For Withhold Management 1g Elect Director Philip M. Pead For For Management 1h Elect Director Phillip W. Roe For For Management 1i Elect Director Neil P. Simpkins For Withhold Management 1j Elect Director Robert J. Zollars For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMSCOPE HOLDING COMPANY, INC. Ticker: COMM Security ID: 20337X109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 3a Elect Director Mary S. Chan For For Management 3b Elect Director Stephen (Steve) C. Gray For For Management 3c Elect Director L. William (Bill) Krause For For Management 3d Elect Director Derrick A. Roman For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For Against Management 6 Approve Termination of Executive For Against Management Performance Options and Grant of Selective Performance-Based Retention Equity Awards 7 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCENTRIX CORPORATION Ticker: CNXC Security ID: 20602D101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Caldwell For For Management 1b Elect Director Teh-Chien Chou For For Management 1c Elect Director LaVerne H. Council For For Management 1d Elect Director Jennifer Deason For For Management 1e Elect Director Kathryn Hayley For For Management 1f Elect Director Kathryn Marinello For For Management 1g Elect Director Dennis Polk For For Management 1h Elect Director Ann Vezina For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For Against Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For Against Management 1f Elect Director R. Kent Griffin, Jr. For Against Management 1g Elect Director Donna W. Hyland For Against Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Owen Michaelson For For Management 1.7 Elect Director Danielle Pletka For For Management 1.8 Elect Director Michael W. Ranger For For Management 1.9 Elect Director Robert S. Silberman For For Management 1.10 Elect Director Jean Smith For For Management 1.11 Elect Director Samuel Zell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRA INTERNATIONAL, INC. Ticker: CRAI Security ID: 12618T105 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Booth For For Management 1.2 Elect Director William F. Concannon For Withhold Management 1.3 Elect Director Christine R. Detrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Lynn M. Bamford For For Management 1.3 Elect Director Dean M. Flatt For For Management 1.4 Elect Director S. Marce Fuller For For Management 1.5 Elect Director Bruce D. Hoechner For For Management 1.6 Elect Director Glenda J. Minor For For Management 1.7 Elect Director Anthony J. Moraco For For Management 1.8 Elect Director John B. Nathman For For Management 1.9 Elect Director Robert J. Rivet For For Management 1.10 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 06, 2021 Meeting Type: Proxy Contest Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director Laurie Z. Tolson For For Management 1.7 Elect Director David Wiessman For For Management 1.8 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1A Elect Directors Randall D. Balhorn For Did Not Vote Shareholder 1B Elect Director George J. Damiris For Did Not Vote Shareholder 1C Elect Director Robert Edward Kent, Jr. For Did Not Vote Shareholder 1D Management Nominee Ezra Uzi Yemin For Did Not Vote Shareholder 1E Management Nominee Richard J. For Did Not Vote Shareholder Marcogliese 1F Management Nominee Gary M. Sullivan, For Did Not Vote Shareholder Jr. 1G Management Nominee Vicky Sutil For Did Not Vote Shareholder 1H Management Nominee Laurie Z. Tolson For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 4 Amend Omnibus Stock Plan Abstain Did Not Vote Management 5 Approve Qualified Employee Stock For Did Not Vote Management Purchase Plan -------------------------------------------------------------------------------- DIEBOLD NIXDORF, INCORPORATED Ticker: DBD Security ID: 253651103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur F. Anton For For Management 1b Elect Director Bruce H. Besanko For For Management 1c Elect Director Reynolds C. Bish For For Management 1d Elect Director Ellen M. Costello For For Management 1e Elect Director Phillip R. Cox For For Management 1f Elect Director Alexander Dibelius For For Management 1g Elect Director Matthew Goldfarb For For Management 1h Elect Director Gary G. Greenfield For For Management 1i Elect Director Gerrard B. Schmid For For Management 1j Elect Director Kent M. Stahl For For Management 1k Elect Director Lauren C. States For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David A. Barnes For For Management 1d Elect Director Raul J. Fernandez For For Management 1e Elect Director David L. Herzog For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Ian C. Read For For Management 1h Elect Director Michael J. Salvino For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Ronald L. Johnson For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine H. Antonello For For Management 1.2 Elect Director Richard W. Blakey For For Management 1.3 Elect Director Joao (John) M. de For For Management Figueiredo 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 1.7 Elect Director Prasanna G. Dhore For For Management 1.8 Elect Director Valerie R. Glenn For For Management 1.9 Elect Director Barbara A. Higgins For For Management 1.10 Elect Director Jeanne L. Mockard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: FEB 01, 2021 Meeting Type: Annual Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director Mark S. LaVigne For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERPLUS CORPORATION Ticker: ERF Security ID: 292766102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judith D. Buie For For Management 1.2 Elect Director Karen E. Clarke-Whistler For For Management 1.3 Elect Director Ian C. Dundas For For Management 1.4 Elect Director Hilary A. Foulkes For For Management 1.5 Elect Director Robert B. Hodgins For For Management 1.6 Elect Director Susan M. Mackenzie For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Jeffrey W. Sheets For For Management 1.9 Elect Director Sheldon B. Steeves For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline Chan For For Management 1.2 Elect Director Steven M. Fludder For For Management 1.3 Elect Director Paul J. Tufano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ENNIS, INC. Ticker: EBF Security ID: 293389102 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aaron Carter For For Management 1.2 Elect Director Gary S. Mozina For Against Management 1.3 Elect Director Keith S. Walters For Against Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Carruthers For For Management 1.2 Elect Director Scott Huennekens For For Management 1.3 Elect Director Christine Tsingos For For Management 2a Declassify the Board of Directors For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Chwick For For Management 1.2 Elect Director Aditya Dutt For For Management 1.3 Elect Director Roy J. Kasmar For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Kelly Barrett For For Management 1d Elect Director Olga Botero For For Management 1e Elect Director Jorge A. Junquera For For Management 1f Elect Director Ivan Pagan For For Management 1g Elect Director Aldo J. Polak For For Management 1h Elect Director Alan H. Schumacher For For Management 1i Elect Director Brian J. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) 1 Approve Merger Agreement For Against Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) 1 Approve Merger Agreement Against Did Not Vote Management 2 Advisory Vote on Golden Parachutes Against Did Not Vote Management 3 Adjourn Meeting Against Did Not Vote Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Gilmore For For Management 1.2 Elect Director Margaret M. McCarthy For For Management 1.3 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For Withhold Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For Withhold Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For Withhold Management 1.11 Elect Director Robert T. Newcomb For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew J. Cox For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Robert S. Harrison For For Management 1.4 Elect Director Faye W. Kurren For For Management 1.5 Elect Director Allen B. Uyeda For For Management 1.6 Elect Director Jenai S. Wall For For Management 1.7 Elect Director Vanessa L. Washington For For Management 1.8 Elect Director C. Scott Wo For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HORIZON CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry V. Barton, Jr. For For Management 1.2 Elect Director Kenneth A. Burdick For For Management 1.3 Elect Director Daryl G. Byrd For For Management 1.4 Elect Director John N. Casbon For For Management 1.5 Elect Director John C. Compton For For Management 1.6 Elect Director Wendy P. Davidson For For Management 1.7 Elect Director William H. Fenstermaker For For Management 1.8 Elect Director D. Bryan Jordan For For Management 1.9 Elect Director J. Michael Kemp, Sr. For For Management 1.10 Elect Director Rick E. Maples For For Management 1.11 Elect Director Vicki R. Palmer For For Management 1.12 Elect Director Colin V. Reed For For Management 1.13 Elect Director E. Stewart Shea, III For For Management 1.14 Elect Director Cecelia D. Stewart For For Management 1.15 Elect Director Rajesh Subramaniam For For Management 1.16 Elect Director Rosa Sugranes For For Management 1.17 Elect Director R. Eugene Taylor For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aasif M. Bade For For Management 1.2 Elect Director David B. Becker For For Management 1.3 Elect Director Ana Dutra For For Management 1.4 Elect Director John K. Keach, Jr. For For Management 1.5 Elect Director David R. Lovejoy For For Management 1.6 Elect Director Ralph R. Whitney, Jr. For For Management 1.7 Elect Director Jerry Williams For For Management 1.8 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Becher For For Management 1.2 Elect Director Susan W. Brooks For For Management 1.3 Elect Director Mark K. Hardwick For For Management 1.4 Elect Director William L. Hoy For For Management 1.5 Elect Director Patrick A. Sherman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MID BANCSHARES, INC. Ticker: FMBH Security ID: 320866106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Holly B. Adams For Withhold Management (formerly known as Holly A. Bailey) 1.2 Elect Director Joseph R. Dively For Withhold Management 1.3 Elect Director Zachary I. Horn For Withhold Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Azarian For For Management 1b Elect Director Steven J. D'Iorio For For Management 1c Elect Director Louis C. Grassi For For Management 1d Elect Director Sam S. Han For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan D. Feldman For For Management 1b Elect Director Richard A. Johnson For For Management 1c Elect Director Guillermo G. Marmol For For Management 1d Elect Director Matthew M. McKenna For For Management 1e Elect Director Darlene Nicosia For For Management 1f Elect Director Steven Oakland For For Management 1g Elect Director Ulice Payne, Jr. For For Management 1h Elect Director Kimberly Underhill For For Management 1i Elect Director Tristan Walker For For Management 1j Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management 1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management 1.3 Elect Director Kristin Colber-Baker For For Management 1.4 Elect Director Lori Tauber Marcus For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Second Amended and Restated For Against Management Memorandum and Articles of Association -------------------------------------------------------------------------------- FRONTDOOR, INC. Ticker: FTDR Security ID: 35905A109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard P. Fox For For Management 1b Elect Director Brian P. McAndrews For For Management 1c Elect Director Rexford J. Tibbens For For Management 1d Elect Director Anna C. Catalano For For Management 1e Elect Director William C. Cobb For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management Regarding Supermajority Vote Requirements and Advancement of Expenses -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine L. Clegg For Withhold Management 1.2 Elect Director Jeffrey C. Dutton For For Management 1.3 Elect Director Anthony R. Taccone For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Carrico For Withhold Management 1.2 Elect Director Philip R. Martens For Withhold Management 1.3 Elect Director Lynn A. Wentworth For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENLIGHT CAPITAL RE, LTD. Ticker: GLRE Security ID: G4095J109 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Alan Brooks as GLRE Director For Against Management 1b Elect Simon Burton as GLRE Director For For Management 1c Elect David Einhorn as GLRE Director For For Management 1d Elect Leonard Goldberg as GLRE Director For For Management 1e Elect Ian Isaacs as GLRE Director For Against Management 1f Elect Bryan Murphy as GLRE Director For For Management 1g Elect Joseph Platt as GLRE Director For Against Management 2a Elect Alan Brooks as Greenlight Re For For Management Subsidiary Director 2b Elect Simon Burton as Greenlight Re For For Management Subsidiary Director 2c Elect David Einhorn as Greenlight Re For For Management Subsidiary Director 2d Elect Leonard Goldberg as Greenlight For For Management Re Subsidiary Director 2e Elect Ian Isaacs as Greenlight Re For For Management Subsidiary Director 2f Elect Bryan Murphy as Greenlight Re For For Management Subsidiary Director 2g Elect Joseph Platt as Greenlight Re For For Management Subsidiary Director 3a Elect Michael Brady as GRIL Subsidiary For For Management Director 3b Elect Lesley Caslin as GRIL Subsidiary For For Management Director 3c Elect Bryan Murphy as GRIL Subsidiary For For Management Director 3d Elect Patrick O'Brien as GRIL For For Management Subsidiary Director 3e Elect Daniel Roitman as GRIL For For Management Subsidiary Director 4 Amend Omnibus Stock Plan For Against Management 5 Ratify BDO USA, LLP as Auditors For For Management 6 Ratify BDO Cayman Ltd. as Auditors of For For Management Greenlight Re 7 Ratify Mazars as Auditors of GRIL For For Management 8 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Stephen B. Bratspies For For Management 1c Elect Director Geralyn R. Breig For For Management 1d Elect Director Bobby J. Griffin For For Management 1e Elect Director James C. Johnson For For Management 1f Elect Director Franck J. Moison For For Management 1g Elect Director Robert F. Moran For For Management 1h Elect Director Ronald L. Nelson For For Management 1i Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For For Management 1.7 Elect Director Mark M. Jones For For Management 1.8 Elect Director Cynthia L. Lucchese For For Management 1.9 Elect Director Richard R. Pettingill For For Management 1.10 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director James D. Farley, Jr. For For Management 1.5 Elect Director Allan Golston For For Management 1.6 Elect Director Sara L. Levinson For For Management 1.7 Elect Director N. Thomas Linebarger For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Lyle Logan For For Management 1.4 Elect Director T. Willem Mesdag For For Management 1.5 Elect Director Krishnan Rajagopalan For For Management 1.6 Elect Director Stacey Rauch For For Management 1.7 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For Against Management 1.3 Elect Director Kimberly T. Ellwanger For Against Management 1.4 Elect Director Jeffrey J. Deuel For For Management 1.5 Elect Director Deborah J. Gavin For For Management 1.6 Elect Director Jeffrey S. Lyon For Against Management 1.7 Elect Director Gragg E. Miller For For Management 1.8 Elect Director Anthony B. Pickering For Against Management 1.9 Elect Director Frederick B. Rivera For For Management 1.10 Elect Director Brian L. Vance For For Management 1.11 Elect Director Ann Watson For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC. Ticker: HRTG Security ID: 42727J102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernie Garateix For For Management 1.2 Elect Director Richard Widdicombe For For Management 1.3 Elect Director Panagiotis (Pete) For Withhold Management Apostolou 1.4 Elect Director Irini Barlas For For Management 1.5 Elect Director Mark Berset For For Management 1.6 Elect Director Steven Martindale For For Management 1.7 Elect Director Nicholas Pappas For Withhold Management 1.8 Elect Director Joseph Vattamattam For For Management 1.9 Elect Director Vijay Walvekar For Withhold Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Helen W. Cornell For For Management 1.2 Elect Director Jennifer W. Rumsey For For Management 1.3 Elect Director Stuart A. Taylor, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Leldon E. Echols For For Management 1d Elect Director Manuel J. Fernandez For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin S. Kim For For Management 1.2 Elect Director Scott Yoon-Suk Whang For Withhold Management 1.3 Elect Director Steven S. Koh For For Management 1.4 Elect Director Donald D. Byun For Withhold Management 1.5 Elect Director Jinho Doo For Withhold Management 1.6 Elect Director Daisy Y. Ha For For Management 1.7 Elect Director Joon Kyung Kim For Withhold Management 1.8 Elect Director William J. Lewis For For Management 1.9 Elect Director David P. Malone For For Management 1.10 Elect Director Dale S. Zuehls For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUB GROUP, INC. Ticker: HUBG Security ID: 443320106 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Yeager For For Management 1.2 Elect Director Mary H. Boosalis For For Management 1.3 Elect Director James C. Kenny For For Management 1.4 Elect Director Peter B. McNitt For For Management 1.5 Elect Director Charles R. Reaves For For Management 1.6 Elect Director Martin P. Slark For For Management 1.7 Elect Director Jonathan P. Ward For For Management 1.8 Elect Director Jenell R. Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Sonia Dula For For Management 1f Elect Director Cynthia L. Egan For For Management 1g Elect Director Daniele Ferrari For For Management 1h Elect Director Robert J. Margetts For For Management 1i Elect Director Jeanne McGovern For For Management 1j Elect Director Wayne A. Reaud For For Management 1k Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- IBEX LTD. Ticker: IBEX Security ID: G4690M101 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the fiscal year ended on June 30, 2019 2 Accept Financial Statements and For For Management Statutory Reports for the fiscal year ended on June 30, 2020 3 Ratify BDO LLP as Auditors For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors 5 Fix Number of Directors at Eight For For Management 6 Authorize Board to Fill Vacancies For For Management 7 Elect Alternate Directors For For Management 8.1 Elect Director Mohammed Khaishgi For Withhold Management 8.2 Elect Director Daniella Ballou-Aares For For Management 8.3 Elect Director John Jones For For Management 8.4 Elect Director Shuja Keen For Withhold Management 8.5 Elect Director John Leone For For Management 8.6 Elect Director Fiona Beck For For Management 8.7 Elect Director Robert Dechant For For Management 8.8 Elect Director Gerard Kleisterlee For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Randall Mehl For For Management 1.3 Elect Director Scott B. Salmirs For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Pendergast For For Management 1.2 Elect Director Hugh Brady For For Management 1.3 Elect Director Ronan Murphy For For Management 1.4 Elect Director Julie O'Neill For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity For For Management 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- INGEVITY CORPORATION Ticker: NGVT Security ID: 45688C107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director Luis Fernandez-Moreno For For Management 1c Elect Director J. Michael Fitzpatrick For For Management 1d Elect Director John C. Fortson For For Management 1e Elect Director Diane H. Gulyas For For Management 1f Elect Director Frederick J. Lynch For For Management 1g Elect Director Karen G. Narwold For For Management 1h Elect Director Daniel F. Sansone For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda M. Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence (Liren) Chen For For Management 1b Elect Director Joan H. Gillman For For Management 1c Elect Director S. Douglas Hutcheson For For Management 1d Elect Director John A. Kritzmacher For For Management 1e Elect Director Pierre-Yves Lesaicherre For For Management 1f Elect Director John D. Markley, Jr. For For Management 1g Elect Director Jean F. Rankin For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Elect Director Marco Sala For For Management 5 Elect Director Beatrice Bassey None None Management *Withdrawn Resolution* 6 Elect Director Massimiliano Chiara For For Management 7 Elect Director Alberto Dessy For For Management 8 Elect Director Marco Drago For For Management 9 Elect Director James McCann For For Management 10 Elect Director Heather McGregor For For Management 11 Elect Director Lorenzo Pellicioli For For Management 12 Elect Director Samantha Ravich For For Management 13 Elect Director Vincent Sadusky For For Management 14 Elect Director Gianmario Tondato Da For For Management Ruos 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Authorize Political Donations and For For Management Expenditure 18 Authorize Issue of Equity For For Management 19 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 20 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorize Market Purchase of Ordinary For For Management Shares 22 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Cummings For For Management 1.2 Elect Director John E. Harmon, Sr. For For Management 1.3 Elect Director Michele N. Siekerka For For Management 1.4 Elect Director Paul N. Stathoulopoulos For For Management 1.5 Elect Director Kim Wales For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Director Carmel Galvin For Against Management 2b Elect Director James P. Hallett For For Management 2c Elect Director Mark E. Hill For Against Management 2d Elect Director J. Mark Howell For For Management 2e Elect Director Stefan Jacoby For Against Management 2f Elect Director Peter Kelly For For Management 2g Elect Director Michael T. Kestner For For Management 2h Elect Director Mary Ellen Smith For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KORN FERRY Ticker: KFY Security ID: 500643200 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Doyle N. Beneby For For Management 1b Elect Director Gary D. Burnison For For Management 1c Elect Director Christina A. Gold For For Management 1d Elect Director Jerry P. Leamon For For Management 1e Elect Director Angel R. Martinez For For Management 1f Elect Director Debra J. Perry For For Management 1g Elect Director Lori J. Robinson For For Management 1h Elect Director George T. Shaheen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adebayo (Bayo) O. For For Management Ogunlesi 1.2 Elect Director Deanna L. Goodwin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Gattoni For For Management 1b Elect Director Anthony J. Orlando For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Stephanie K. Mains For For Management 1i Elect Director Kieran M. O'Sullivan For For Management 1j Elect Director David A. Reed For For Management 1k Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith G. Myers For For Management 1.2 Elect Director Ronald T. Nixon For For Management 1.3 Elect Director W. Earl Reed, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Susan O. Cain For For Management 1c Elect Director Bryan B. DeBoer For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Eliminate Class B Common Stock, Class For For Management A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock -------------------------------------------------------------------------------- LUTHER BURBANK CORPORATION Ticker: LBC Security ID: 550550107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Trione For For Management 1.2 Elect Director Simone Lagomarsino For For Management 1.3 Elect Director Renu Agrawal For For Management 1.4 Elect Director John C. Erickson For For Management 1.5 Elect Director Jack Krouskup For For Management 1.6 Elect Director Anita Gentle Newcomb For For Management 1.7 Elect Director Bradley M. Shuster For For Management 1.8 Elect Director Thomas C. Wajnert For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose R. Mas For For Management 1.2 Elect Director Javier Palomarez For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Haley For For Management 1b Elect Director Jan D. Madsen For For Management 1c Elect Director Bruce L. Caswell For For Management 1d Elect Director Richard A. Montoni For For Management 1e Elect Director Raymond B. Ruddy For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Petrie For For Management 1.2 Elect Director Randall D. Rogers For For Management 1.3 Elect Director Michael J. Dunlap For For Management 1.4 Elect Director Scott A. Evans For For Management 1.5 Elect Director Sue Anne Gilroy For Withhold Management 1.6 Elect Director Andrew A. Juster For Withhold Management 1.7 Elect Director Patrick D. O'Brien For Withhold Management 1.8 Elect Director Anne E. Sellers For Withhold Management 1.9 Elect Director David N. Shane For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDLAND STATES BANCORP, INC. Ticker: MSBI Security ID: 597742105 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey G. Ludwig For Against Management 1.2 Elect Director Deborah A. Golden For Against Management 1.3 Elect Director Dwight A. Miller For Against Management 1.4 Elect Director Robert F. Schultz For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Carmola For For Management 1b Elect Director Robert L. Clark, Jr. For For Management 1c Elect Director Marc E. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For Withhold Management 1.2 Elect Director Alex Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For For Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MR. COOPER GROUP INC. Ticker: COOP Security ID: 62482R107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay Bray For For Management 1b Elect Director Busy Burr For For Management 1c Elect Director Robert Gidel For For Management 1d Elect Director Roy Guthrie For For Management 1e Elect Director Christopher Harrington For For Management 1f Elect Director Michael Malone For For Management 1g Elect Director Shveta Mujumdar For For Management 1h Elect Director Tagar Olson For For Management 1i Elect Director Steven Scheiwe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L. Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory Blank For For Management 1.3 Elect Director Catherine L. Burke For For Management 1.4 Elect Director Deborah A. Farrington For For Management 1.5 Elect Director Michael D. Hayford For For Management 1.6 Elect Director Georgette D. Kiser For For Management 1.7 Elect Director Kirk T. Larsen For For Management 1.8 Elect Director Frank R. Martire For For Management 1.9 Elect Director Martin Mucci For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Dunlap For For Management 1b Elect Director Preeta D. Bansal For For Management 1c Elect Director JoAnn M. Martin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Perry A. Sook For For Management 1.2 Elect Director Geoff D. Armstrong For For Management 1.3 Elect Director Jay M. Grossman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Drummond For For Management 1b Elect Director Stuart M. Brightman For Against Management 1c Elect Director Gary M. Halverson For For Management 1d Elect Director Patrick M. Murray For For Management 1e Elect Director Amy H. Nelson For For Management 1f Elect Director Melvin G. Riggs For Against Management 1g Elect Director Michael Roemer For Against Management 1h Elect Director James C. Stewart For For Management 1i Elect Director Scott R. Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director Priya Huskins For For Management 1.5 Elect Director James G. Jones For For Management 1.6 Elect Director Lynn S. McCreary For For Management 1.7 Elect Director Michael Montgomery For For Management 1.8 Elect Director Regina Muehlhauser For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raynard D. Benvenuti For For Management 1.2 Elect Director Robert E. Brunner For For Management 1.3 Elect Director Christina E. Carroll For For Management 1.4 Elect Director Joao Faria For For Management 1.5 Elect Director Jeri J. Harman For For Management 1.6 Elect Director Shihab Kuran For For Management 1.7 Elect Director Warren A. Veltman For For Management 1.8 Elect Director Thomas H. Wilson, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Elect Director Rajeev Gautam For For Management -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Golnar Khosrowshahi For For Management 1.6 Elect Director James E. Lillie For For Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For For Management 1.9 Elect Director Victoria Parry For For Management 1.10 Elect Director Melanie Stack For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS S.A. Ticker: OEC Security ID: L72967109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerry A. Galvin For For Management 1.2 Elect Director Paul Huck For For Management 1.3 Elect Director Mary Lindsey For For Management 1.4 Elect Director Didier Miraton For For Management 1.5 Elect Director Yi Hyon Paik For For Management 1.6 Elect Director Corning F. Painter For For Management 1.7 Elect Director Dan F. Smith For For Management 1.8 Elect Director Hans-Dietrich Winkhaus For For Management 1.9 Elect Director Michel Wurth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Remuneration of Directors For For Management 4 Approve Annual Accounts For For Management 5 Approve Consolidated Financial For For Management Statements and Statutory Reports 6 Approve Allocation of Income and For For Management Dividends 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Ratify Ernst & Young, Luxembourg as For For Management Auditor 10 Ratify Ernst & Young GmbH For For Management Wirtschaftsprufungsgesellschaft and Ernst & Young LLC -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanya M. Acker For For Management 1b Elect Director Paul R. Burke For For Management 1c Elect Director Craig A. Carlson For For Management 1d Elect Director John M. Eggemeyer, III For For Management 1e Elect Director C. William Hosler For For Management 1f Elect Director Susan E. Lester For For Management 1g Elect Director Roger H. Molvar For For Management 1h Elect Director Daniel B. Platt For For Management 1i Elect Director Robert A. Stine For For Management 1j Elect Director Paul W. Taylor For For Management 1k Elect Director Matthew P. Wagner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For Withhold Management 1.3 Elect Director Paul J. Korus For Withhold Management 1.4 Elect Director David C. Parke For Withhold Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Spector For For Management 1b Elect Director James K. Hunt For For Management 1c Elect Director Jonathon S. Jacobson For For Management 1d Elect Director Patrick Kinsella For For Management 1e Elect Director Anne D. McCallion For For Management 1f Elect Director Joseph Mazzella For For Management 1g Elect Director Farhad Nanji For For Management 1h Elect Director Jeffrey A. Perlowitz For For Management 1i Elect Director Lisa M. Shalett For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PQ GROUP HOLDINGS INC. Ticker: PQG Security ID: 73943T103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Belgacem Chariag For For Management 1.2 Elect Director Greg Brenneman For Withhold Management 1.3 Elect Director Jonny Ginns For For Management 1.4 Elect Director Kyle Vann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PRA GROUP, INC. Ticker: PRAA Security ID: 69354N106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vikram A. Atal For For Management 1.2 Elect Director Danielle M. Brown For For Management 1.3 Elect Director Marjorie M. Connelly For For Management 1.4 Elect Director John H. Fain For For Management 1.5 Elect Director Steven D. Fredrickson For For Management 1.6 Elect Director James A. Nussle For For Management 1.7 Elect Director Brett L. Paschke For For Management 1.8 Elect Director Kevin P. Stevenson For For Management 1.9 Elect Director Scott M. Tabakin For For Management 1.10 Elect Director Lance L. Weaver For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C.Y. Cheng For For Management 1.2 Elect Director Chih-Wei Wu For For Management 1.3 Elect Director Shirley Wang For For Management 1.4 Elect Director Wayne Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Authorize Share Repurchase Program For For Management 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMIS FINANCIAL CORP. Ticker: FRST Security ID: 74167B109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Y. Clagett For For Management 1.2 Elect Director Deborah B. Diaz For For Management 1.3 Elect Director Charles A. Kabbash For Withhold Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. James Gorrie For For Management 1.2 Elect Director Ziad R. Haydar For For Management 1.3 Elect Director Frank A. Spinosa For For Management 1.4 Elect Director Thomas A. S. Wilson, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Gobe For For Management 1.2 Elect Director Spencer D. Armour, III For For Management 1.3 Elect Director Mark S. Berg For For Management 1.4 Elect Director Anthony J. Best For For Management 1.5 Elect Director Michele V. Choka For For Management 1.6 Elect Director Alan E. Douglas For Withhold Management 1.7 Elect Director Jack B. Moore For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROPETRO HOLDING CORP. Ticker: PUMP Security ID: 74347M108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip A. Gobe For For Management 1.2 Elect Director Spencer D. Armour, III For Withhold Management 1.3 Elect Director Mark S. Berg For For Management 1.4 Elect Director Anthony J. Best For For Management 1.5 Elect Director Michele V. Choka For For Management 1.6 Elect Director Alan E. Douglas For Withhold Management 1.7 Elect Director G. Larry Lawrence For For Management 1.8 Elect Director Jack B. Moore For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PURE CYCLE CORPORATION Ticker: PCYO Security ID: 746228303 Meeting Date: JAN 13, 2021 Meeting Type: Annual Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Harding For For Management 1.2 Elect Director Patrick J. Beirne For For Management 1.3 Elect Director Arthur G. Epker, III For Withhold Management 1.4 Elect Director Frederick A. Fendel, III For For Management 1.5 Elect Director Peter C. Howell For For Management 1.6 Elect Director Daniel R. Kozlowski For For Management 1.7 Elect Director Jeffrey G. Sheets For Withhold Management 2 Ratify Plante & Moran PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- R1 RCM INC. Ticker: RCM Security ID: 749397105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Feiner For Withhold Management 1.2 Elect Director Joseph Flanagan For For Management 1.3 Elect Director John B. Henneman, III For For Management 1.4 Elect Director Alex J. Mandl For For Management 1.5 Elect Director Neal Moszkowski For Withhold Management 1.6 Elect Director Ian Sacks For Withhold Management 1.7 Elect Director Jill Smith For For Management 1.8 Elect Director Anthony J. Speranzo For For Management 1.9 Elect Director Anthony R. Tersigni For For Management 1.10 Elect Director Albert (Bert) R. For For Management Zimmerli 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5a Elect Director David M. Dill For For Management -------------------------------------------------------------------------------- RACKSPACE TECHNOLOGY, INC. Ticker: RXT Security ID: 750102105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Arthur For Withhold Management 1.2 Elect Director Jeffrey Benjamin For Withhold Management 1.3 Elect Director Aaron Sobel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Chang For Withhold Management 1.2 Elect Director Wendell Chen For For Management 1.3 Elect Director Christina Kao For For Management 1.4 Elect Director James W. Kao For Withhold Management 1.5 Elect Director Chie-Min (Christopher) For Withhold Management Koo 1.6 Elect Director Alfonso Lau For For Management 1.7 Elect Director Chuang-I (Christopher) For Withhold Management Lin 1.8 Elect Director Feng (Richard) Lin For For Management 1.9 Elect Director Ko-Yen Lin For For Management 1.10 Elect Director Paul Lin For For Management 1.11 Elect Director Fui Ming (Catherine) For For Management Thian 1.12 Elect Director Yee Phong (Alan) Thian For For Management 1.13 Elect Director Raymond H. Yu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Eide Bailly LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly E. Ritrievi For For Management 1.2 Elect Director John D. Rogers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director Garth N. Graham For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Yvette M. Kanouff For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Hough, III For For Management 1.2 Elect Director Darla M. Romfo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Greenberg For For Management 1.2 Elect Director Morton Erlich For Withhold Management 1.3 Elect Director Thomas Walsh For Withhold Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Marianne M. Keler For For Management 1d Elect Director Mark L. Lavelle For For Management 1e Elect Director Ted Manvitz For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sandeep Nayyar For Against Management 1b Elect Director Mukesh Patel For Against Management 1c Elect Director Maximiliane Straub For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOUTH STATE CORPORATION Ticker: SSB Security ID: 840441109 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Hill, Jr. For For Management 1.2 Elect Director Jean E. Davis For For Management 1.3 Elect Director Martin B. Davis For For Management 1.4 Elect Director John H. Holcomb, III For For Management 1.5 Elect Director Charles W. McPherson For For Management 1.6 Elect Director Ernest S. Pinner For For Management 1.7 Elect Director G. Ruffner Page, Jr. For For Management 1.8 Elect Director Joshua A. Snively For For Management 1.9 Elect Director John C. Corbett For For Management 1.10 Elect Director William K. Pou, Jr. For For Management 1.11 Elect Director David G. Salyers For For Management 2 Declassify the Board of Directors For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SOUTH STATE CORPORATION Ticker: SSB Security ID: 840441109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John C. Corbett For For Management 1b Elect Director Jean E. Davis For For Management 1c Elect Director Martin B. Davis For For Management 1d Elect Director Robert H. Demere, Jr. For For Management 1e Elect Director Cynthia A. Hartley For For Management 1f Elect Director Robert R. Hill, Jr. For For Management 1g Elect Director John H. Holcomb, III For For Management 1h Elect Director Robert R. Horger For For Management 1i Elect Director Charles W. McPherson For For Management 1j Elect Director G. Ruffner Page, Jr. For For Management 1k Elect Director Ernest S. Pinner For For Management 1l Elect Director John C. Pollok For For Management 1m Elect Director William Knox Pou, Jr. For For Management 1n Elect Director David G. Salyers For For Management 1o Elect Director Joshua A. Snively For For Management 1p Elect Director Kevin P. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth C. Ambrecht For For Management 1b Elect Director Hugh R. Rovit For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Michelle M. Frymire For For Management 1.6 Elect Director Kristian M. Gathright For For Management 1.7 Elect Director Richard I. Gilchrist For For Management 1.8 Elect Director Diana M. Laing For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 1.10 Elect Director Thomas J. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For Withhold Management 1.3 Elect Director Patrick S. McClymont For Withhold Management 1.4 Elect Director Joseph W. McDonnell For Withhold Management 1.5 Elect Director Alisa C. Norris For Withhold Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For Withhold Management 1.9 Elect Director Richard S. Ward For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For Withhold Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred Perpall For For Management 1.6 Elect Director Fred S. Ridley For Withhold Management 1.7 Elect Director Barry S. Sternlicht For For Management 1.8 Elect Director Strauss Zelnick For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORPORATION Ticker: STFC Security ID: 855707105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Fiorile For For Management 1.2 Elect Director Michael E. LaRocco For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Maria Teresa Kumar For For Management 1.5 Elect Director Rose Peabody Lynch For For Management 1.6 Elect Director Peter Migliorini For For Management 1.7 Elect Director Ravi Sachdev For For Management 1.8 Elect Director Robert Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeanne Beliveau-Dunn For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director Charles E. Sykes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Allen For Against Management 1b Elect Director Linda A. Harty For For Management 1c Elect Director Alistair Macdonald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Ann Vezina For For Management 1.9 Elect Director Thomas Wurster For For Management 1.10 Elect Director Duane Zitzner For For Management 1.11 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Certificate of Incorporation to For Against Management Waive Corporate Opportunity Doctrine 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tim E. Bentsen For For Management 1b Elect Director Kevin S. Blair For For Management 1c Elect Director F. Dixon Brooke, Jr. For For Management 1d Elect Director Stephen T. Butler For For Management 1e Elect Director Elizabeth W. Camp For For Management 1f Elect Director Pedro P. Cherry For For Management 1g Elect Director Diana M. Murphy For For Management 1h Elect Director Harris Pastides For For Management 1i Elect Director Joseph J. Prochaska, Jr. For For Management 1j Elect Director John L. Stallworth For For Management 1k Elect Director Kessel D. Stelling For For Management 1l Elect Director Barry L. Storey For For Management 1m Elect Director Teresa White For For Management 2 Approve Nonqualified Employee Stock For For Management Purchase Plan 3 Approve Nonqualified Director Stock For For Management Purchase Plan 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TEGNA INC. Ticker: TGNA Security ID: 87901J105 Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) 1.1 Elect Director Gina L. Bianchini For For Management 1.2 Elect Director Howard D. Elias For For Management 1.3 Elect Director Stuart J. Epstein For For Management 1.4 Elect Director Lidia Fonseca For For Management 1.5 Elect Director Karen H. Grimes For For Management 1.6 Elect Director David T. Lougee For For Management 1.7 Elect Director Scott K. McCune For For Management 1.8 Elect Director Henry W. McGee For For Management 1.9 Elect Director Susan Ness For For Management 1.10 Elect Director Bruce P. Nolop For For Management 1.11 Elect Director Neal Shapiro For For Management 1.12 Elect Director Melinda C. Witmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder 1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder 1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder 1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder 1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder 1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder 1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder 1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder 1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder 1.10 Management Nominee Susan Ness For Did Not Vote Shareholder 1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder 1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For Did Not Vote Management Provisions -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Scott L. Thompson For For Management 1g Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- TEREX CORPORATION Ticker: TEX Security ID: 880779103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula H. J. Cholmondeley For For Management 1b Elect Director Donald DeFosset For For Management 1c Elect Director John L. Garrison, Jr. For For Management 1d Elect Director Thomas J. Hansen For For Management 1e Elect Director Sandie O'Connor For For Management 1f Elect Director Christopher Rossi For For Management 1g Elect Director Andra M. Rush For For Management 1h Elect Director David A. Sachs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harriett "Tee" Taggart For For Management 1.2 Elect Director Kevin J. Bradicich For For Management 1.3 Elect Director J. Paul Condrin, III For For Management 1.4 Elect Director Cynthia L. Egan For For Management 1.5 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Richard J. Braemer For For Management 1.4 Elect Director Stephen F. East For For Management 1.5 Elect Director Christine N. Garvey For For Management 1.6 Elect Director Karen H. Grimes For For Management 1.7 Elect Director Carl B. Marbach For For Management 1.8 Elect Director John A. McLean For For Management 1.9 Elect Director Wendell E. Pritchett For For Management 1.10 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRAVEL + LEISURE CO. Ticker: TNL Security ID: 894164102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRAVELCENTERS OF AMERICA INC. Ticker: TA Security ID: 89421B109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara D. Gilmore For Withhold Management 1.2 Elect Director Elena B. Poptodorova For Withhold Management 1.3 Elect Director Adam D. Portnoy For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For For Management 1b Elect Director Steven J. Anenen For For Management 1c Elect Director Tracy L. Bahl For For Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For For Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Gina L. Loften For For Management 1h Elect Director Ekta Singh-Bushell For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- U.S. PHYSICAL THERAPY, INC. Ticker: USPH Security ID: 90337L108 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Kuntz For Withhold Management 1.2 Elect Director Christopher J. Reading For For Management 1.3 Elect Director Lawrance W. McAfee For For Management 1.4 Elect Director Mark J. Brookner For For Management 1.5 Elect Director Harry S. Chapman For For Management 1.6 Elect Director Bernard A. Harris, Jr. For Withhold Management 1.7 Elect Director Kathleen A. Gilmartin For For Management 1.8 Elect Director Regg E. Swanson For For Management 1.9 Elect Director Clayton K. Trier For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business None Against Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence L. Granger For For Management 1b Elect Director James P. Scholhamer For For Management 1c Elect Director David T. ibnAle For For Management 1d Elect Director Emily M. Liggett For For Management 1e Elect Director Thomas T. Edman For For Management 1f Elect Director Barbara V. Scherer For For Management 1g Elect Director Ernest E. Maddock For For Management 1h Elect Director Jacqueline A. Seto For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peggy Y. Fowler For For Management 1b Elect Director Stephen M. Gambee For For Management 1c Elect Director James S. Greene For For Management 1d Elect Director Luis F. Machuca For For Management 1e Elect Director Maria M. Pope For For Management 1f Elect Director Cort L. O'Haver For For Management 1g Elect Director John F. Schultz For For Management 1h Elect Director Susan F. Stevens For For Management 1i Elect Director Hilliard C. Terry, III For For Management 1j Elect Director Bryan L. Timm For For Management 1k Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNISYS CORPORATION Ticker: UIS Security ID: 909214306 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Jared L. Cohon For For Management 1c Elect Director Nathaniel A. Davis For For Management 1d Elect Director Matthew J. Desch For For Management 1e Elect Director Denise K. Fletcher For For Management 1f Elect Director Philippe Germond For For Management 1g Elect Director Lisa A. Hook For Against Management 1h Elect Director Deborah Lee James For For Management 1i Elect Director Paul E. Martin For For Management 1j Elect Director Regina Paolillo For For Management 1k Elect Director Lee D. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George C. Freeman, III For For Management 1.2 Elect Director Lennart R. Freeman For For Management 1.3 Elect Director Jacqueline T. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Abramson For For Management 1b Elect Director Peter J. Baum For For Management 1c Elect Director Eric P. Edelstein For For Management 1d Elect Director Marc J. Lenner For For Management 1e Elect Director Peter V. Maio For For Management 1f Elect Director Ira Robbins For For Management 1g Elect Director Suresh L. Sani For For Management 1h Elect Director Lisa J. Schultz For For Management 1i Elect Director Jennifer W. Steans For For Management 1j Elect Director Jeffrey S. Wilks For For Management 1k Elect Director Sidney S. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VELOCITY FINANCIAL, INC. Ticker: VEL Security ID: 92262D101 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Common Stock Upon For For Management Conversion of Series A Convertible Preferred Stock and Exercise of Warrants 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VELOCITY FINANCIAL, INC. Ticker: VEL Security ID: 92262D101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Chiao For For Management 1b Elect Director Dorika M. Beckett For For Management 1c Elect Director Christopher D. Farrar For For Management 1d Elect Director Alan H. Mantel For For Management 1e Elect Director John P. Pitstick For For Management 1f Elect Director John A. Pless For For Management 1g Elect Director Joy L. Schaefer For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: OCT 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Approve the Preferred Stock Rights For For Management Proposal 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 1.9 Elect Director Donna C. Wells For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark N. Tabbutt For For Management 1.2 Elect Director Brent J. Beardall For For Management 1.3 Elect Director S. Steven Singh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Arves For For Management 1.2 Elect Director Vikram Mansharamani For For Management 1.3 Elect Director Alexi A. Wellman For For Management 1.4 Elect Director Carmen A. Tapio For For Management 1.5 Elect Director Derek J. Leathers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Dillon For For Management 1.2 Elect Director Philip A. Gelston For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Suzet M. McKinney For For Management 1.9 Elect Director Gary D. "Joe" Sweeney For For Management 1.10 Elect Director Karin Gustafson Teglia For For Management 1.11 Elect Director Alex E. Washington, III For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Irvine For For Management 1.2 Elect Director Christine Barone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- YELP INC. Ticker: YELP Security ID: 985817105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Gibbs For For Management 1.2 Elect Director George Hu For For Management 1.3 Elect Director Jeremy Stoppelman For For Management 1.4 Elect Director Tony Wells For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ZAGG INC Ticker: ZAGG Security ID: 98884U108 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management ================== WPG Partners Small / Micro Cap Value Fund =================== ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Chavez For For Management 1b Elect Director Art A. Garcia For For Management 1c Elect Director Jill M. Golder For For Management 1d Elect Director Scott Salmirs For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACADEMY SPORTS & OUTDOORS, INC. Ticker: ASO Security ID: 00402L107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian T. Marley For Withhold Management 1.2 Elect Director Thomas (Tom) M. Nealon For For Management 1.3 Elect Director Nathaniel (Nate) H. For Withhold Management Taylor 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ACCURAY INCORPORATED Ticker: ARAY Security ID: 004397105 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Beverly A. Huss For For Management 1b Elect Director Louis J. Lavigne, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Board Report (Non-Voting) None None Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6 Approve Acquisition of GECAS Business For For Management 7.a Reelect Aengus Kelly as Executive For For Management Director 7.b Reelect Paul Dacier as Non-Executive For Against Management Director 7.c Reelect Michael Walsh as Non-Executive For For Management Director 7.d Reelect James Lawrence as For For Management Non-Executive Director 8 Elect Jennifer VanBelle as For For Management Non-Executive Director 9 Approve Increase of Ordinary Shares in For Against Management the Company's Capital Available for Issuance under the Company's Equity Incentive Plan 10 Approve Appointment of Peter L. Juhas For For Management as the Person Referred to in Article 16, Paragraph 8 of the Company's Articles of Association 11 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 12.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12.b Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances under Item 12.a 12.c Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition 12.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances under Item 12.c 12.e Grant Board Authority to Issue For For Management Additional Shares in Relation to the Anticipated Acquisition of the GECAS Business 12.f Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 12.e 13.a Authorize Repurchase of Shares For For Management 13.b Conditional Authorization to For For Management Repurchase Additional Shares 14 Approve Reduction in Share Capital For For Management through Cancellation of Shares 15 Amend Articles Re: Increase Authorize For For Management Share Capital and to Permit Interim Filling of Vacancies on the Board of Directors 16 Allow Questions None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director James J. Hoolihan For Against Management 1d Elect Director Heidi E. Jimmerson For Against Management 1e Elect Director Madeleine W. Ludlow For Against Management 1f Elect Director Susan K. Nestegard For Against Management 1g Elect Director Douglas C. Neve For Against Management 1h Elect Director Barbara A. Nick For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHA AND OMEGA SEMICONDUCTOR LIMITED Ticker: AOSL Security ID: G6331P104 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mike F. Chang For For Management 1.2 Elect Director Yueh-Se Ho For For Management 1.3 Elect Director Lucas S. Chang For Withhold Management 1.4 Elect Director Claudia Chen For For Management 1.5 Elect Director King Owyang For Withhold Management 1.6 Elect Director Michael L. Pfeiffer For For Management 1.7 Elect Director Michael J. Salameh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Remove the Imposition of Maximum For For Management Number of Directors on the Board and Authorize Board to Fill Vacancies 4 Approve BDO USA, LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Ticker: AXL Security ID: 024061103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Dauch For For Management 1.2 Elect Director William L. Kozyra For For Management 1.3 Elect Director Peter D. Lyons For For Management 1.4 Elect Director Samuel Valenti, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William I. Bowen, Jr. For For Management 1.2 Elect Director Rodney D. Bullard For For Management 1.3 Elect Director Wm. Millard Choate For For Management 1.4 Elect Director R. Dale Ezzell For For Management 1.5 Elect Director Leo J. Hill For For Management 1.6 Elect Director Daniel B. Jeter For For Management 1.7 Elect Director Robert P. Lynch For For Management 1.8 Elect Director Elizabeth A. McCague For For Management 1.9 Elect Director James B. Miller, Jr. For For Management 1.10 Elect Director Gloria A. O'Neal For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director William H. Stern For For Management 1.13 Elect Director Jimmy D. Veal For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 1.9 Elect Director Howard E. Woolley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Sena M. Kwawu For For Management 1e Elect Director Scott H. Maw For For Management 1f Elect Director Scott L. Morris For For Management 1g Elect Director Jeffry L. Philipps For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540208 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tzu-Yin "TY" Chiu For Withhold Management 1.2 Elect Director Richard J. Faubert For For Management 1.3 Elect Director Arthur L. George, Jr. For For Management 1.4 Elect Director Joseph P. Keithley For Withhold Management 1.5 Elect Director John T. Kurtzweil For For Management 1.6 Elect Director Mary G. Puma For For Management 1.7 Elect Director Thomas St. Dennis For Withhold Management 1.8 Elect Director Jorge Titinger For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Davis For For Management 1.2 Elect Director Elanor R. Hardwick For For Management 1.3 Elect Director Axel Theis For For Management 1.4 Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip W. Knisely For For Management 1.2 Elect Director Julian G. Francis For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Barbara G. Fast For For Management 1.5 Elect Director Richard W. Frost For Withhold Management 1.6 Elect Director Alan Gershenhorn For Withhold Management 1.7 Elect Director Robert M. McLaughlin For For Management 1.8 Elect Director Neil S. Novich For For Management 1.9 Elect Director Stuart A. Randle For Withhold Management 1.10 Elect Director Nathan K. Sleeper For For Management 1.11 Elect Director Douglas L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Scheible For Withhold Management 1.2 Elect Director Bruce A. Carlson For For Management 1.3 Elect Director Anne De Greef-Safft For Withhold Management 1.4 Elect Director Douglas G. Duncan For Withhold Management 1.5 Elect Director Robert K. Gifford For For Management 1.6 Elect Director Kenneth T. Lamneck For Withhold Management 1.7 Elect Director Jeffrey S. McCreary For Withhold Management 1.8 Elect Director Merilee Raines For For Management 1.9 Elect Director Jeffrey W. Benck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BJ'S RESTAURANTS, INC. Ticker: BJRI Security ID: 09180C106 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter 'Pete' A. Bassi For For Management 1.2 Elect Director Larry D. Bouts For For Management 1.3 Elect Director James 'Jim' A. Dal Pozzo For For Management 1.4 Elect Director Gerald 'Jerry' W. For For Management Deitchle 1.5 Elect Director Noah A. Elbogen For For Management 1.6 Elect Director Lea Anne S. Ottinger For For Management 1.7 Elect Director Keith E. Pascal For Withhold Management 1.8 Elect Director Janet M. Sherlock For For Management 1.9 Elect Director Gregory A. Trojan For For Management 1.10 Elect Director Patrick D. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- BJ'S RESTAURANTS, INC. Ticker: BJRI Security ID: 09180C106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter 'Pete' A. Bassi For For Management 1.2 Elect Director Larry D. Bouts For For Management 1.3 Elect Director Bina Chaurasia For For Management 1.4 Elect Director James 'Jim' A. Dal Pozzo For For Management 1.5 Elect Director Gerald 'Jerry' W. For For Management Deitchle 1.6 Elect Director Noah A. Elbogen For For Management 1.7 Elect Director Lea Anne S. Ottinger For For Management 1.8 Elect Director Keith E. Pascal For For Management 1.9 Elect Director Janet M. Sherlock For For Management 1.10 Elect Director Gregory A. Trojan For For Management 1.11 Elect Director Patrick D. Walsh For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUCORA, INC. Ticker: BCOR Security ID: 095229100 Meeting Date: APR 21, 2021 Meeting Type: Proxy Contest Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Proxy Card) 1.1 Elect Director Georganne C. Proctor For Did Not Vote Management 1.2 Elect Director Steven Aldrich For Did Not Vote Management 1.3 Elect Director Mark A. Ernst For Did Not Vote Management 1.4 Elect Director E. Carol Hayles For Did Not Vote Management 1.5 Elect Director John MacIlwaine For Did Not Vote Management 1.6 Elect Director Tina Perry For Did Not Vote Management 1.7 Elect Director Karthik Rao For Did Not Vote Management 1.8 Elect Director Jana R. Schreuder For Did Not Vote Management 1.9 Elect Director Christopher W. Walters For Did Not Vote Management 1.10 Elect Director Mary S. Zappone For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) 1.1 Elect Director Frederick D. DiSanto For For Shareholder 1.2 Elect Director Cindy Schulze Flynn For For Shareholder 1.3 Elect Director Robert D. MacKinlay For For Shareholder 1.4 Elect Director Kimberly Smith Spacek For For Shareholder 1.5 Management Nominee Mark A. Ernst For For Shareholder 1.6 Management Nominee E. Carol Hayles For For Shareholder 1.7 Management Nominee Tina Perry For For Shareholder 1.8 Management Nominee Karthik Rao For For Shareholder 1.9 Management Nominee Jana R. Schreuder For For Shareholder 1.10 Management Nominee Christopher W. For For Shareholder Walters 2 Ratify Ernst & Young LLP as Auditors None For Management 3 Advisory Vote to Ratify Named Against Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHAM MINERALS, INC. Ticker: MNRL Security ID: 10918L103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon-Al Duplantier For For Management 1b Elect Director Robert M. Roosa For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 13, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Karol For For Management 1.2 Elect Director Gregory A. Pratt For For Management 1.3 Elect Director Tony R. Thene For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARTER BANK & TRUST Ticker: CARE Security ID: 146102108 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Bird For For Management 1.2 Elect Director Robert W. Conner For For Management 1.3 Elect Director Gregory W. Feldmann For For Management 1.4 Elect Director Chester A. Gallimore For For Management 1.5 Elect Director Charles E. Hall For For Management 1.6 Elect Director James W. Haskins For For Management 1.7 Elect Director Phyllis Q. Karavatakis For For Management 1.8 Elect Director Lanny A. Kyle For For Management 1.9 Elect Director E. Warren Matthews For For Management 1.10 Elect Director Catharine L. Midkiff For For Management 1.11 Elect Director Joseph E. Pigg For For Management 1.12 Elect Director Litz H. Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management 4 Authorize New Class of Preferred Stock For Against Management 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CELESTICA INC. Ticker: CLS Security ID: 15101Q108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Cascella For For Management 1.2 Elect Director Deepak Chopra For For Management 1.3 Elect Director Daniel P. DiMaggio For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Robert A. Mionis For For Management 1.6 Elect Director Carol S. Perry For For Management 1.7 Elect Director Tawfiq Popatia For For Management 1.8 Elect Director Eamon J. Ryan For For Management 1.9 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CONSTELLIUM SE Ticker: CSTM Security ID: F21107101 Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Isabelle Boccon-Gibod as Director For For Management 2 Elect Christine Browne as Director For For Management 3 Elect Jean-Christophe Deslarzes as For For Management Director 4 Elect Jean-Philippe Puig as Director For For Management 5 Reelect Michiel Brandjes as Director For For Management 6 Reelect John Ormerod as Director For For Management 7 Reelect Werner Paschke as Director For For Management 8 Approve Financial Statements and For For Management Statutory Reports 9 Approve Consolidated Financial For For Management Statements and Statutory Reports 10 Approve Discharge of Directors, CEO For For Management and Auditors 11 Approve Allocation of Income and For For Management Absence of Dividends 12 Approve Termination Package of For Against Management Jean-Marc Germain, CEO 13 Approval of the Overall Envelope of For For Management Annual Fixed Fees Granted to the Directors 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 559,933.38 17 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize up to 6,800,000 Shares of For Against Management Issued Capital for Use in Restricted Stock Plans 20 Amend Article 12.1 of Bylaws Re: For For Management Employee Representatives 21 Amend Article 20.2 of Bylaws Re: Proxy For For Management Cards 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DEL TACO RESTAURANTS, INC. Ticker: TACO Security ID: 245496104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Stein For For Management 1.2 Elect Director Valerie L. Insignares For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DESIGNER BRANDS INC. Ticker: DBI Security ID: 250565108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter S. Cobb For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 1.3 Elect Director Roger L. Rawlins For For Management 1.4 Elect Director Joanne Zaiac For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- E.L.F. BEAUTY, INC. Ticker: ELF Security ID: 26856L103 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirk L. Perry For Withhold Management 1.2 Elect Director Sabrina L. Simmons For Withhold Management 1.3 Elect Director Maureen C. Watson For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ECHO GLOBAL LOGISTICS, INC. Ticker: ECHO Security ID: 27875T101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas R. Waggoner For For Management 1b Elect Director Samuel K. Skinner For For Management 1c Elect Director Matthew Ferguson For For Management 1d Elect Director David Habiger For Against Management 1e Elect Director William M. Farrow, III For For Management 1f Elect Director Virginia L. Henkels For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For Withhold Management 1.2 Elect Director Ellen-Blair Chube For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director David A. Helfand For For Management 1.5 Elect Director Peter Linneman For For Management 1.6 Elect Director Mary Jane Robertson For For Management 1.7 Elect Director Gerald A. Spector For For Management 1.8 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Chwick For For Management 1.2 Elect Director Aditya Dutt For For Management 1.3 Elect Director Roy J. Kasmar For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6.1 Approve Discharge of Supervisory Board For For Management 6.2 Approve Discharge of Auditors For For Management 7.1 Reelect Carl Trowell as Independent For For Management Member of the Supervisory Board 7.2 Reelect Anita Odedra as Independent For For Management Member of the Supervisory Board 8 Approve Remuneration of Members of the For For Management Supervisory Board 9 Approve Auditors' Remuneration For For Management 10 Approve Change-of-Control Clause Re: For For Management Credit Agreements 11 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 12 Transact Other Business None None Management 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- FARMER BROS. CO. Ticker: FARM Security ID: 307675108 Meeting Date: DEC 09, 2020 Meeting Type: Annual Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allison M. Boersma For For Management 1.2 Elect Director Alfred Poe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FIRST FOUNDATION INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max Briggs For Withhold Management 1.2 Elect Director John Hakopian For For Management 1.3 Elect Director Scott F. Kavanaugh For For Management 1.4 Elect Director Ulrich E. Keller, Jr. For For Management 1.5 Elect Director David Lake For For Management 1.6 Elect Director Elizabeth A. Pagliarini For Withhold Management 1.7 Elect Director Mitchell M. Rosenberg For Withhold Management 1.8 Elect Director Diane M. Rubin For For Management 1.9 Elect Director Jacob Sonenshine For Withhold Management 2 Ratify Eide Bailly LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Heyneman, Jr. For Withhold Management 1.2 Elect Director David L. Jahnke For For Management 1.3 Elect Director Ross E. Leckie For For Management 1.4 Elect Director Kevin P. Riley For For Management 1.5 Elect Director James R. Scott For Withhold Management 2 Elect Stephen B. Bowman and Joyce A. For For Management Phillips as Directors 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOSSIL GROUP, INC. Ticker: FOSL Security ID: 34988V106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Belgya For For Management 1.2 Elect Director William B. Chiasson For For Management 1.3 Elect Director Kim Harris Jones For For Management 1.4 Elect Director Kosta N. Kartsotis For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Diane L. Neal For For Management 1.7 Elect Director Marc R. Y. Rey For For Management 1.8 Elect Director Gail B. Tifford For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management 1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management 1.3 Elect Director Kristin Colber-Baker For For Management 1.4 Elect Director Lori Tauber Marcus For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Second Amended and Restated For Against Management Memorandum and Articles of Association -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott M. Boggs For For Management 1b Elect Director Jeffrey D. Green For For Management 1c Elect Director James R. Mitchell, Jr. For Against Management 1d Elect Director Mark R. Patterson For For Management 1e Elect Director Nancy D. Pellegrino For Against Management 1f Elect Director Douglas I. Smith For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Randall Mehl For For Management 1.3 Elect Director Scott B. Salmirs For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Joseph L. Morea For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Monte Ford For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- K12 INC. Ticker: LRN Security ID: 48273U102 Meeting Date: DEC 15, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director Craig R. Barrett For For Management 1c Elect Director Guillermo Bron For For Management 1d Elect Director Robert L. Cohen For For Management 1e Elect Director Nathaniel A. Davis For For Management 1f Elect Director John M. Engler For For Management 1g Elect Director Steven B. Fink For For Management 1h Elect Director Victoria D. Harker For For Management 1i Elect Director Robert E. Knowling, Jr. For For Management 1j Elect Director Liza McFadden For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director Stuart J. B. Bradie For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Lester L. Lyles For For Management 1e Elect Director Wendy M. Masiello For For Management 1f Elect Director Jack B. Moore For For Management 1g Elect Director Ann D. Pickard For For Management 1h Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Stuart B. Parker For For Management 1i Elect Director Christopher B. Sarofim For For Management 1j Elect Director David P. Storch For For Management 1k Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Knight For For Management 1.2 Elect Director Kathryn Munro For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Durst For Withhold Management 1.2 Elect Director Jeffrey B. Steiner For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANDEC CORPORATION Ticker: LNDC Security ID: 514766104 Meeting Date: OCT 14, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katrina L. Houde For For Management 1.2 Elect Director Nelson Obus For For Management 1.3 Elect Director Andrew Powell For For Management 1.4 Elect Director Catherine A. Sohn For For Management 1.5 Elect Director Jeffrey L. Edwards For For Management 1.6 Elect Director Patrick D. Walsh For For Management 1.7 Elect Director Joshua E. Schechter For For Management 2 Approve Increase in Size of Board For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Markison For For Management 1.2 Elect Director Gary J. Pruden For For Management 1.3 Elect Director James H. Thrall For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cornelia Cheng For For Management 1b Elect Director Boyd W. Hendrickson For For Management 1c Elect Director James J. Pieczynski For For Management 1d Elect Director Devra G. Shapiro For For Management 1e Elect Director Wendy L. Simpson For For Management 1f Elect Director Timothy J. Triche For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Ticker: MGY Security ID: 559663109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen "Steve" I. For For Management Chazen 1b Elect Director Arcilia C. Acosta For For Management 1c Elect Director Angela M. Busch For For Management 1d Elect Director Edward P. Djerejian For For Management 1e Elect Director James R. Larson For For Management 1f Elect Director Dan F. Smith For For Management 1g Elect Director John B. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MATRIX SERVICE COMPANY Ticker: MTRX Security ID: 576853105 Meeting Date: NOV 03, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martha Z. Carnes For For Management 1b Elect Director John D. Chandler For For Management 1c Elect Director Carlin G. Conner For For Management 1d Elect Director John R. Hewitt For For Management 1e Elect Director Liane K. Hinrichs For For Management 1f Elect Director James H. Miller For For Management 1g Elect Director Jim W. Mogg For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Ticker: MATW Security ID: 577128101 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Bartolacci For For Management 1.2 Elect Director Katherine E. Dietze For For Management 1.3 Elect Director Lillian D. Etzkorn For For Management 1.4 Elect Director Morgan K. O'Brien For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For Withhold Management 1.2 Elect Director Robert E. Dean For Withhold Management 1.3 Elect Director Fred J. Joseph For Withhold Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Daskal For Against Management 1b Elect Director Lisa Wipperman Heine For For Management 1c Elect Director Jonathan A. Kennedy For For Management 1d Elect Director Joshua H. Levine For Against Management 1e Elect Director Barbara R. Paul For For Management 1f Elect Director Alice D. Schroeder For Against Management 1g Elect Director Thomas J. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Ticker: NTCT Security ID: 64115T104 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph G. Hadzima, Jr. For For Management 1.2 Elect Director Christopher Perretta For For Management 1.3 Elect Director Susan L. Spradley For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. William Howard, Jr. For For Management 1.2 Elect Director Donald L. Correll For For Management 1.3 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.4 Elect Director M. Susan Hardwick For For Management 1.5 Elect Director George R. Zoffinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OASIS PETROLEUM INC. Ticker: OAS Security ID: 674215207 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas E. Brooks For For Management 1b Elect Director Samantha Holroyd For For Management 1c Elect Director John Jacobi For For Management 1d Elect Director N. John Lancaster, Jr. For For Management 1e Elect Director Robert McNally For For Management 1f Elect Director Cynthia L. Walker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Ticker: OPI Security ID: 67623C109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William A. Lamkin For For Management 1.2 Elect Director Elena B. Poptodorova For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PACTIV EVERGREEN, INC. Ticker: PTVE Security ID: 69526K105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Rich For For Management 1.2 Elect Director LeighAnne Baker For For Management 1.3 Elect Director Allen Hugli For Withhold Management 1.4 Elect Director Michael King For For Management 1.5 Elect Director Rolf Stangl For For Management 1.6 Elect Director Felicia Thornton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PAE, INC. Ticker: PAE Security ID: 69290Y109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Hendrickson For Withhold Management 1.2 Elect Director Mary M. Jackson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker: PEBO Security ID: 709789101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tara M. Abraham For For Management 1.2 Elect Director S. Craig Beam For For Management 1.3 Elect Director George W. Broughton For For Management 1.4 Elect Director David F. Dierker For For Management 1.5 Elect Director James S. Huggins For For Management 1.6 Elect Director Brooke W. James For For Management 1.7 Elect Director Susan D. Rector For For Management 1.8 Elect Director Charles W. Sulerzyski For For Management 1.9 Elect Director Michael N. Vittorio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Kennedy For Withhold Management 1b Elect Director Sheryl Oloughlin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PLYMOUTH INDUSTRIAL REIT, INC. Ticker: PLYM Security ID: 729640102 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Barber For Withhold Management 1.2 Elect Director Philip S. Cottone For Withhold Management 1.3 Elect Director Richard J. DeAgazio For Withhold Management 1.4 Elect Director David G. Gaw For For Management 1.5 Elect Director Pendleton P. White, Jr. For For Management 1.6 Elect Director Jeffrey E. Witherell For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alejandro M. Ballester For For Management 1b Elect Director Richard L. Carrion For For Management 1c Elect Director Carlos A. Unanue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PREMIER FINANCIAL CORP. Ticker: PFC Security ID: 74052F108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marty E. Adams For For Management 1.2 Elect Director Donald P. Hileman For For Management 1.3 Elect Director Gary M. Small For For Management 1.4 Elect Director Samuel S. Strausbaugh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMO WATER CORPORATION Ticker: PRMW Security ID: 74167P108 Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Britta Bomhard For Withhold Management 1.2 Elect Director Susan E. Cates For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Stephen H. Halperin For Withhold Management 1.5 Elect Director Thomas J. Harrington For For Management 1.6 Elect Director Betty Jane (BJ) Hess For For Management 1.7 Elect Director Gregory Monahan For For Management 1.8 Elect Director Mario Pilozzi For For Management 1.9 Elect Director Billy D. Prim For For Management 1.10 Elect Director Eric Rosenfeld For Withhold Management 1.11 Elect Director Graham W. Savage For For Management 1.12 Elect Director Steven P. Stanbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For Against Management 5 Approve Continuance of Company For Against Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly E. Ritrievi For For Management 1.2 Elect Director John D. Rogers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Bugbee For For Management 1.2 Elect Director Jose Tarruella For Withhold Management 1.3 Elect Director Reidar Brekke For Withhold Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Stephen R. Brand For For Management 1.3 Elect Director Ramiro G. Peru For For Management 1.4 Elect Director Julio M. Quintana For For Management 1.5 Elect Director Rose M. Robeson For For Management 1.6 Elect Director William D. Sullivan For For Management 1.7 Elect Director Herbert S. Vogel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sandeep Nayyar For Against Management 1b Elect Director Mukesh Patel For Against Management 1c Elect Director Maximiliane Straub For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Victor A. Fortkiewicz For For Management 1c Elect Director Sheila Hartnett-Devlin For For Management 1d Elect Director G. Edison Holland, Jr. For For Management 1e Elect Director Sunita Holzer For For Management 1f Elect Director Kevin M. O'Dowd For For Management 1g Elect Director Christopher J. Paladino For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STEALTHGAS INC. Ticker: GASS Security ID: Y81669106 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Markos Drakos For Withhold Management 2 Ratify Deloitte Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- STELCO HOLDINGS INC. Ticker: STLC Security ID: 858522105 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty Baker For For Management 1.2 Elect Director Michael W. Dees For Withhold Management 1.3 Elect Director Alan E. Goldberg For For Management 1.4 Elect Director Alan Kestenbaum For For Management 1.5 Elect Director Jacob Lew For For Management 1.6 Elect Director Michael Mueller For For Management 1.7 Elect Director Heather Ross For For Management 1.8 Elect Director Indira Samarasekera For For Management 1.9 Elect Director Daryl Wilson For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For Against Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Sai W. Chu For Withhold Management 1.3 Elect Director Richard T. du Moulin For Withhold Management 1.4 Elect Director David Schellenberg For For Management 1.5 Elect Director Peter Antturi For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harriett "Tee" Taggart For For Management 1.2 Elect Director Kevin J. Bradicich For For Management 1.3 Elect Director J. Paul Condrin, III For For Management 1.4 Elect Director Cynthia L. Egan For For Management 1.5 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Gregory L. Ebel For For Management 1d Elect Director Timothy S. Gitzel For For Management 1e Elect Director Denise C. Johnson For For Management 1f Elect Director Emery N. Koenig For For Management 1g Elect Director James 'Joc' C. O'Rourke For For Management 1h Elect Director David T. Seaton For For Management 1i Elect Director Steven M. Seibert For For Management 1j Elect Director Luciano Siani Pires For For Management 1k Elect Director Gretchen H. Watkins For For Management 1l Elect Director Kelvin R. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE RMR GROUP INC. Ticker: RMR Security ID: 74967R106 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer B. Clark For For Management 1.2 Elect Director Ann Logan For Withhold Management 1.3 Elect Director Rosen Plevneliev For Withhold Management 1.4 Elect Director Adam D. Portnoy For For Management 1.5 Elect Director Jonathan Veitch For For Management 1.6 Elect Director Walter C. Watkins, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashley Buchanan For For Management 1.2 Elect Director Steven Oakland For For Management 1.3 Elect Director Jill A. Rahman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIUMPH BANCORP, INC. Ticker: TBK Security ID: 89679E300 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management 1.2 Elect Director Aaron P. Graft For For Management 1.3 Elect Director Charles A. Anderson For For Management 1.4 Elect Director Richard L. Davis For For Management 1.5 Elect Director Michael P. Rafferty For For Management 1.6 Elect Director C. Todd Sparks For For Management 1.7 Elect Director Debra A. Bradford For For Management 1.8 Elect Director Laura K. Easley For For Management 1.9 Elect Director Frederick P. Perpall For For Management 1.10 Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director Mutlaq Al-Morished For Against Management 1c Elect Director Vanessa Guthrie For For Management 1d Elect Director Peter B. Johnston For For Management 1e Elect Director Ginger M. Jones For For Management 1f Elect Director Stephen Jones For For Management 1g Elect Director Moazzam Khan For For Management 1h Elect Director Sipho Nkosi For For Management 1i Elect Director John Romano For For Management 1j Elect Director Jean-Francois Turgeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Report For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 7 Authorise Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anna T. Chew For For Management 1.2 Elect Director Eugene W. Landy For For Management 1.3 Elect Director Samuel A. Landy For For Management 1.4 Elect Director Stuart D. Levy For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- UNIVAR SOLUTIONS INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan Braca For For Management 1.2 Elect Director Mark J. Byrne For For Management 1.3 Elect Director Daniel P. Doheny For For Management 1.4 Elect Director Richard P. Fox For For Management 1.5 Elect Director Rhonda Germany For For Management 1.6 Elect Director David C. Jukes For For Management 1.7 Elect Director Stephen D. Newlin For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Kerry J. Preete For For Management 1.10 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS INC. Ticker: UEIC Security ID: 913483103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Paul D. Arling For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 28, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradford J. Boston For For Management 1b Elect Director Charles L. Prow For For Management 1c Elect Director Phillip C. Widman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Ticker: WASH Security ID: 940610108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Constance A. Howes For For Management 1.2 Elect Director Joseph J. MarcAurele For For Management 1.3 Elect Director Edwin J. Santos For For Management 1.4 Elect Director Lisa M. Stanton For For Management 2 Authorize New Class of Preferred Stock For For Management 3 Ratify Crowe LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WW INTERNATIONAL, INC. Ticker: WW Security ID: 98262P101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis F. Kelly For For Management 1.2 Elect Director Julie Rice For For Management 1.3 Elect Director Christopher J. Sobecki For For Management 1.4 Elect Director Oprah Winfrey For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation ========== END NPX REPORT
Campbell & Company Investment Advisor, LLC
Campbell Advantage Fund
The Campbell Advantage Fund did not vote any proxies during the one year period ended June 30, 2021.
Campbell Systematic Macro Fund
The Campbell Systematic Macro Fund did not vote any proxies during the one year period ended June 30, 2021.
Matson Money, Inc.
Free Market Fixed Income Fund did not vote any proxies during the one year period ended June 30, 2021.
Free Market International Equity Fund did not vote any proxies during the one year period ended June 30, 2021.
Free Market U.S. Equity Fund did not vote any proxies during the one year period ended June 30, 2021.
Matson Money Fixed Income VI Portfolio did not vote any proxies during the one year period ended June 30, 2021.
Matson Money International Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2021.
Matson Money U.S. Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2021.
Motley Fool Asset Management, LLC
Investment Company Report
Meeting Date Range: | 01-Jul-2020 - 30-Jun-2021 | Report Date: | 7/7/2021 | ||||
Page 1 of 323 | |||||||
MFAM Global Opportunities Fund | |||||||
ALIBABA GROUP HOLDING LIMITED | |||||||
Security: | 01609W102 | Agenda Number: | 935265086 | ||||
Ticker: | BABA | Meeting Type: | Annual | ||||
ISIN: | US01609W1027 | Meeting Date: | 9/30/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto. | Mgmt | For | For | |||
2.1 | Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |||
2.2 | Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |||
2.3 | Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified). | Mgmt | For | For | |||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 60000 | 60000 | 0 | 9/18/2020 | ||
MFAM Global Opportunities Fund | |||||||
AMAZON.COM, INC. | |||||||
Security: | 023135106 | Agenda Number: | 935397592 | ||||
Ticker: | AMZN | Meeting Type: | Annual | ||||
ISIN: | US0231351067 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Jeffrey P. Bezos | Mgmt | For | For | |||
1B. | Election of Director: Keith B. Alexander | Mgmt | For | For | |||
1C. | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |||
1D. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |||
1E. | Election of Director: Judith A. McGrath | Mgmt | For | For | |||
1F. | Election of Director: Indra K. Nooyi | Mgmt | For | For | |||
1G. | Election of Director: Jonathan J. Rubinstein | Mgmt | For | For | |||
1H. | Election of Director: Thomas O. Ryder | Mgmt | For | For | |||
1I. | Election of Director: Patricia Q. Stonesifer | Mgmt | For | For | |||
1J. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shr | For | Against | |||
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shr | Against | For | |||
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shr | For | Against | |||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shr | For | Against | |||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shr | Against | For | |||
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shr | Against | For | |||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shr | Against | For | |||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shr | Against | For | |||
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | |||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shr | Against | For | |||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 11400 | 11400 | 0 | 5/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
AMERICAN TOWER CORPORATION | |||||||
Security: | 03027X100 | Agenda Number: | 935387755 | ||||
Ticker: | AMT | Meeting Type: | Annual | ||||
ISIN: | US03027X1000 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |||
1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |||
1C. | Election of Director: Kenneth R. Frank | Mgmt | For | For | |||
1D. | Election of Director: Robert D. Hormats | Mgmt | For | For | |||
1E. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |||
1F. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |||
1G. | Election of Director: Craig Macnab | Mgmt | For | For | |||
1H. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |||
1I. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |||
1J. | Election of Director: David E. Sharbutt | Mgmt | For | For | |||
1K. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |||
1L. | Election of Director: Samme L. Thompson | Mgmt | For | For | |||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||
4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |||
5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 45000 | 45000 | 0 | 5/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
ATLASSIAN CORPORATION PLC | |||||||
Security: | G06242104 | Agenda Number: | 935287513 | ||||
Ticker: | TEAM | Meeting Type: | Annual | ||||
ISIN: | GB00BZ09BD16 | Meeting Date: | 12/3/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | To receive the Company's accounts and the reports of the directors and the auditors for the year ended June 30, 2020 (the Annual Report). | Mgmt | For | For | |||
2. | To approve the Directors' Remuneration Report, as set forth in the Annual Report. | Mgmt | For | For | |||
3. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Mgmt | For | For | |||
4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Mgmt | For | For | |||
5. | To re-elect Shona L. Brown as a director of the Company. | Mgmt | For | For | |||
6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Mgmt | For | For | |||
7. | To re-elect Scott Farquhar as a director of the Company. | Mgmt | For | For | |||
8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Mgmt | For | For | |||
9. | To re-elect Sasan Goodarzi as a director of the Company. | Mgmt | For | For | |||
10. | To re-elect Jay Parikh as a director of the Company. | Mgmt | For | For | |||
11. | To re-elect Enrique Salem as a director of the Company. | Mgmt | For | For | |||
12. | To re-elect Steven Sordello as a director of the Company. | Mgmt | For | For | |||
13. | To re-elect Richard P. Wong as a director of the Company. | Mgmt | For | For | |||
14. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be generally and unconditionally authorized in accordance with section 693A of the Companies Act 2006 to make off-market purchases (within the meaning of section 693 of the Companies Act 2006) of its own Class A ordinary shares for the purposes of, or pursuant to, an employee share scheme (within the meaning of section 1166 of the Companies Act 2006). | Mgmt | For | For | |||
15. | To consider and, if thought fit, pass the following as an ordinary resolution: That the Company be authorized pursuant to section 694 of Companies Act 2006 to repurchase up to a maximum of 65,081 of its own Class A ordinary shares pursuant to, & on terms described in, a Securities Restriction Agreement and produced at meeting ("Securities Restriction Agreement") & that the terms, & entry into, of Securities Restriction Agreement is hereby approved, ratified & confirmed (authority conferred on Company by this Resolution 15 to expire on December 3, 2025). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 106596 | 106596 | 19404 | 11/13/2020 | ||
MFAM Global Opportunities Fund | |||||||
AVALARA, INC. | |||||||
Security: | 05338G106 | Agenda Number: | 935400274 | ||||
Ticker: | AVLR | Meeting Type: | Annual | ||||
ISIN: | US05338G1067 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Marion Foote | Mgmt | Withheld | Against | |||
2 | Rajeev Singh | Mgmt | Withheld | Against | |||
3 | Kathleen Zwickert | Mgmt | Withheld | Against | |||
2. | Approval on an advisory basis of the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 40000 | 40000 | 0 | 5/29/2021 | ||
MFAM Global Opportunities Fund | |||||||
AXON ENTERPRISE, INC. | |||||||
Security: | 05464C101 | Agenda Number: | 935389925 | ||||
Ticker: | AXON | Meeting Type: | Annual | ||||
ISIN: | US05464C1018 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Richard H. Carmona | Mgmt | Withheld | Against | |||
2 | Julie Cullivan | Mgmt | Withheld | Against | |||
3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |||
5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 150000 | 150000 | 0 | 5/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
BROOKFIELD ASSET MANAGEMENT INC. | |||||||
Security: | 112585104 | Agenda Number: | 935433994 | ||||
Ticker: | BAM | Meeting Type: | Annual | ||||
ISIN: | CA1125851040 | Meeting Date: | 6/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1 | DIRECTOR | ||||||
1 | M. Elyse Allan | Mgmt | For | For | |||
2 | Angela F. Braly | Mgmt | For | For | |||
3 | Janice Fukakusa | Mgmt | For | For | |||
4 | Maureen Kempston Darkes | Mgmt | For | For | |||
5 | Frank J. McKenna | Mgmt | For | For | |||
6 | Hutham S. Olayan | Mgmt | For | For | |||
7 | Seek Ngee Huat | Mgmt | For | For | |||
8 | Diana L. Taylor | Mgmt | For | For | |||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Mgmt | For | For | |||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 400000 | 400000 | 0 | 6/4/2021 | ||
MFAM Global Opportunities Fund | |||||||
CARDLYTICS, INC. | |||||||
Security: | 14161W105 | Agenda Number: | 935380371 | ||||
Ticker: | CDLX | Meeting Type: | Annual | ||||
ISIN: | US14161W1053 | Meeting Date: | 5/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | John V. Balen | Mgmt | Withheld | Against | |||
2 | Aimée Lapic | Mgmt | Withheld | Against | |||
3 | Jessica Jensen | Mgmt | Withheld | Against | |||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |||
4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 67750 | 67750 | 7250 | 5/17/2021 | ||
MFAM Global Opportunities Fund | |||||||
COMCAST CORPORATION | |||||||
Security: | 20030N101 | Agenda Number: | 935407139 | ||||
Ticker: | CMCSA | Meeting Type: | Annual | ||||
ISIN: | US20030N1019 | Meeting Date: | 6/2/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Kenneth J. Bacon | Mgmt | For | For | |||
2 | Madeline S. Bell | Mgmt | For | For | |||
3 | Naomi M. Bergman | Mgmt | For | For | |||
4 | Edward D. Breen | Mgmt | For | For | |||
5 | Gerald L. Hassell | Mgmt | For | For | |||
6 | Jeffrey A. Honickman | Mgmt | For | For | |||
7 | Maritza G. Montiel | Mgmt | For | For | |||
8 | Asuka Nakahara | Mgmt | For | For | |||
9 | David C. Novak | Mgmt | For | For | |||
10 | Brian L. Roberts | Mgmt | For | For | |||
2. | Advisory vote on executive compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of our independent auditors. | Mgmt | For | For | |||
4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 235000 | 235000 | 0 | 5/28/2021 | ||
MFAM Global Opportunities Fund | |||||||
COSTCO WHOLESALE CORPORATION | |||||||
Security: | 22160K105 | Agenda Number: | 935312796 | ||||
Ticker: | COST | Meeting Type: | Annual | ||||
ISIN: | US22160K1051 | Meeting Date: | 1/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Susan L. Decker | Mgmt | For | For | |||
2 | Kenneth D. Denman | Mgmt | For | For | |||
3 | Richard A. Galanti | Mgmt | For | For | |||
4 | W. Craig Jelinek | Mgmt | For | For | |||
5 | Sally Jewell | Mgmt | For | For | |||
6 | Charles T. Munger | Mgmt | For | For | |||
7 | Jeffrey S. Raikes | Mgmt | For | For | |||
2. | Ratification of selection of independent auditors. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 23000 | 23000 | 0 | 1/15/2021 | ||
MFAM Global Opportunities Fund | |||||||
CREDICORP LTD. | |||||||
Security: | G2519Y108 | Agenda Number: | 935273754 | ||||
Ticker: | BAP | Meeting Type: | Special | ||||
ISIN: | BMG2519Y1084 | Meeting Date: | 10/16/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | Election of Director: Leslie Pierce Diez Canseco | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 3311 | 3311 | 1689 | 10/12/2020 | ||
MFAM Global Opportunities Fund | |||||||
EQUINIX, INC. | |||||||
Security: | 29444U700 | Agenda Number: | 935390550 | ||||
Ticker: | EQIX | Meeting Type: | Annual | ||||
ISIN: | US29444U7000 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Thomas Bartlett | Mgmt | For | For | |||
2 | Nanci Caldwell | Mgmt | For | For | |||
3 | Adaire Fox-Martin | Mgmt | For | For | |||
4 | Gary Hromadko | Mgmt | For | For | |||
5 | Irving Lyons III | Mgmt | For | For | |||
6 | Charles Meyers | Mgmt | For | For | |||
7 | Christopher Paisley | Mgmt | For | For | |||
8 | Sandra Rivera | Mgmt | For | For | |||
9 | Peter Van Camp | Mgmt | For | For | |||
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Mgmt | For | For | |||
4. | A stockholder proposal, related to written consent of stockholders. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 20000 | 20000 | 0 | 5/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
EVERBRIDGE, INC. | |||||||
Security: | 29978A104 | Agenda Number: | 935386056 | ||||
Ticker: | EVBG | Meeting Type: | Annual | ||||
ISIN: | US29978A1043 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Alison Dean | Mgmt | For | For | |||
2 | Kent Mathy | Mgmt | For | For | |||
3 | Simon Paris | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||
4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |||
5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 35301 | 35301 | 78199 | 5/17/2021 | ||
MFAM Global Opportunities Fund | |||||||
FASTENAL COMPANY | |||||||
Security: | 311900104 | Agenda Number: | 935342270 | ||||
Ticker: | FAST | Meeting Type: | Annual | ||||
ISIN: | US3119001044 | Meeting Date: | 4/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |||
1C. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |||
1D. | Election of Director: Daniel L. Florness | Mgmt | For | For | |||
1E. | Election of Director: Rita J. Heise | Mgmt | For | For | |||
1F. | Election of Director: Hsenghung Sam Hsu | Mgmt | For | For | |||
1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |||
1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |||
1I. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 248000 | 248000 | 0 | 4/12/2021 | ||
MFAM Global Opportunities Fund | |||||||
ICON PLC | |||||||
Security: | G4705A100 | Agenda Number: | 935429616 | ||||
Ticker: | ICLR | Meeting Type: | Special | ||||
ISIN: | IE0005711209 | Meeting Date: | 6/15/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | The proposal to approve the issuance of ICON ordinary shares to PRA stockholders pursuant to the merger agreement, which is referred to as the ICON share issuance proposal. | Mgmt | For | For | |||
2. | The proposal to adjourn the ICON EGM to solicit additional proxies if there are not sufficient votes to approve the ICON share issuance proposal, which is referred to as the ICON adjournment proposal. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 2954 | 2954 | 77046 | 6/9/2021 | ||
MFAM Global Opportunities Fund | |||||||
IPG PHOTONICS CORPORATION | |||||||
Security: | 44980X109 | Agenda Number: | 935389014 | ||||
Ticker: | IPGP | Meeting Type: | Annual | ||||
ISIN: | US44980X1090 | Meeting Date: | 5/25/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Valentin P. Gapontsev, Ph.D. | Mgmt | For | For | |||
1.2 | Election of Director: Eugene A. Scherbakov, Ph.D. | Mgmt | For | For | |||
1.3 | Election of Director: Michael C. Child | Mgmt | For | For | |||
1.4 | Election of Director: Jeanmarie F. Desmond | Mgmt | For | For | |||
1.5 | Election of Director: Gregory P. Dougherty | Mgmt | For | For | |||
1.6 | Election of Director: Eric Meurice | Mgmt | For | For | |||
1.7 | Election of Director: Natalia Pavlova | Mgmt | For | For | |||
1.8 | Election of Director: John R. Peeler | Mgmt | For | For | |||
1.9 | Election of Director: Thomas J. Seifert | Mgmt | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 66621 | 66621 | 5379 | 5/24/2021 | ||
MFAM Global Opportunities Fund | |||||||
JONES LANG LASALLE INCORPORATED | |||||||
Security: | 48020Q107 | Agenda Number: | 935392869 | ||||
Ticker: | JLL | Meeting Type: | Annual | ||||
ISIN: | US48020Q1076 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||
1D. | Election of Director: Tina Ju | Mgmt | For | For | |||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||
1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||
1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||
1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||
1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |||
3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 56000 | 56000 | 0 | 5/25/2021 | ||
MFAM Global Opportunities Fund | |||||||
MASTERCARD INCORPORATED | |||||||
Security: | 57636Q104 | Agenda Number: | 935420644 | ||||
Ticker: | MA | Meeting Type: | Annual | ||||
ISIN: | US57636Q1040 | Meeting Date: | 6/22/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Ajay Banga | Mgmt | For | For | |||
1B. | Election of Director: Merit E. Janow | Mgmt | For | For | |||
1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |||
1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |||
1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |||
1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |||
1G. | Election of Director: Oki Matsumoto | Mgmt | For | For | |||
1H. | Election of Director: Michael Miebach | Mgmt | For | For | |||
1I. | Election of Director: Youngme Moon | Mgmt | For | For | |||
1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |||
1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |||
1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |||
1M. | Election of Director: Jackson Tai | Mgmt | For | For | |||
1N. | Election of Director: Lance Uggla | Mgmt | For | For | |||
2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | For | For | |||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | For | For | |||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Mgmt | For | For | |||
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 86000 | 86000 | 0 | 6/18/2021 | ||
MFAM Global Opportunities Fund | |||||||
MEDTRONIC PLC | |||||||
Security: | G5960L103 | Agenda Number: | 935288286 | ||||
Ticker: | MDT | Meeting Type: | Annual | ||||
ISIN: | IE00BTN1Y115 | Meeting Date: | 12/11/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Richard H. Anderson | Mgmt | For | For | |||
1B. | Election of Director: Craig Arnold | Mgmt | For | For | |||
1C. | Election of Director: Scott C. Donnelly | Mgmt | For | For | |||
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Mgmt | For | For | |||
1E. | Election of Director: Randall J. Hogan, III | Mgmt | For | For | |||
1F. | Election of Director: Michael O. Leavitt | Mgmt | For | For | |||
1G. | Election of Director: James T. Lenehan | Mgmt | For | For | |||
1H. | Election of Director: Kevin E. Lofton | Mgmt | For | For | |||
1I. | Election of Director: Geoffrey S. Martha | Mgmt | For | For | |||
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Mgmt | For | For | |||
1K. | Election of Director: Denise M. O'Leary | Mgmt | For | For | |||
1L. | Election of Director: Kendall J. Powell | Mgmt | For | For | |||
2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Mgmt | For | For | |||
3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Mgmt | For | For | |||
4. | To renew the Board's authority to issue shares. | Mgmt | For | For | |||
5. | To renew the Board's authority to opt out of pre-emption rights. | Mgmt | For | For | |||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 205272 | 205272 | 0 | 12/9/2020 | ||
MFAM Global Opportunities Fund | |||||||
MERCADOLIBRE, INC. | |||||||
Security: | 58733R102 | Agenda Number: | 935420858 | ||||
Ticker: | MELI | Meeting Type: | Annual | ||||
ISIN: | US58733R1023 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Nicolás Galperin | Mgmt | Withheld | Against | |||
2 | Henrique Dubugras | Mgmt | For | For | |||
2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2020. | Mgmt | For | For | |||
3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 14387 | 14387 | 0 | 6/4/2021 | ||
MFAM Global Opportunities Fund | |||||||
PAYCOM SOFTWARE, INC. | |||||||
Security: | 70432V102 | Agenda Number: | 935382692 | ||||
Ticker: | PAYC | Meeting Type: | Annual | ||||
ISIN: | US70432V1026 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Robert J. Levenson | Mgmt | For | For | |||
2 | Frederick C. Peters II | Mgmt | For | For | |||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |||
4. | Stockholder proposal requesting that the Board of Directors prepare a diversity report. | Shr | For | ||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 37000 | 37000 | 0 | 4/28/2021 | ||
MFAM Global Opportunities Fund | |||||||
PAYPAL HOLDINGS, INC. | |||||||
Security: | 70450Y103 | Agenda Number: | 935392617 | ||||
Ticker: | PYPL | Meeting Type: | Annual | ||||
ISIN: | US70450Y1038 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |||
1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |||
1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |||
1D. | Election of Director: David W. Dorman | Mgmt | For | For | |||
1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |||
1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |||
1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |||
1H. | Election of Director: David M. Moffett | Mgmt | For | For | |||
1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |||
1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |||
1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Mgmt | For | For | |||
4. | Stockholder proposal - Stockholder right to act by written consent. | Shr | Against | For | |||
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 87900 | 87900 | 0 | 5/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
RESMED INC. | |||||||
Security: | 761152107 | Agenda Number: | 935280115 | ||||
Ticker: | RMD | Meeting Type: | Annual | ||||
ISIN: | US7611521078 | Meeting Date: | 11/19/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |||
2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 64000 | 64000 | 0 | 10/12/2020 | ||
MFAM Global Opportunities Fund | |||||||
SBA COMMUNICATIONS CORPORATION | |||||||
Security: | 78410G104 | Agenda Number: | 935375938 | ||||
Ticker: | SBAC | Meeting Type: | Annual | ||||
ISIN: | US78410G1040 | Meeting Date: | 5/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Mgmt | For | For | |||
1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 35500 | 35500 | 0 | 5/11/2021 | ||
MFAM Global Opportunities Fund | |||||||
SPLUNK INC. | |||||||
Security: | 848637104 | Agenda Number: | 935422624 | ||||
Ticker: | SPLK | Meeting Type: | Annual | ||||
ISIN: | US8486371045 | Meeting Date: | 6/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class III Director: Sara Baack | Mgmt | Against | Against | |||
1B. | Election of Class III Director: Sean Boyle | Mgmt | Against | Against | |||
1C. | Election of Class III Director: Douglas Merritt | Mgmt | Against | Against | |||
1D. | Election of Class III Director: Graham Smith | Mgmt | Against | Against | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 52000 | 52000 | 0 | 6/14/2021 | ||
MFAM Global Opportunities Fund | |||||||
STARBUCKS CORPORATION | |||||||
Security: | 855244109 | Agenda Number: | 935326935 | ||||
Ticker: | SBUX | Meeting Type: | Annual | ||||
ISIN: | US8552441094 | Meeting Date: | 3/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |||
1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Mgmt | For | For | |||
1C. | Election of Director: Andrew Campion | Mgmt | For | For | |||
1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |||
1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |||
1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |||
1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |||
1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |||
1I. | Election of Director: Satya Nadella | Mgmt | For | For | |||
1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |||
1K. | Election of Director: Clara Shih | Mgmt | For | For | |||
1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |||
2. | Advisory resolution to approve our executive officer compensation. | Mgmt | Against | Against | |||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||
4. | Employee Board Representation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 155000 | 155000 | 0 | 2/16/2021 | ||
MFAM Global Opportunities Fund | |||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||
Security: | 874039100 | Agenda Number: | 935435049 | ||||
Ticker: | TSM | Meeting Type: | Annual | ||||
ISIN: | US8740391003 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1) | To accept 2020 Business Report and Financial Statements. | Mgmt | For | For | |||
2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Mgmt | For | For | |||
3) | To approve the issuance of employee restricted stock awards for year 2021. | Mgmt | For | For | |||
4) | DIRECTOR | ||||||
1 | Mark Liu* | Mgmt | For | For | |||
2 | C.C. Wei* | Mgmt | For | For | |||
3 | F.C. Tseng* | Mgmt | For | For | |||
4 | Ming-Hsin Kung*+ | Mgmt | For | For | |||
5 | Sir Peter L. Bonfield# | Mgmt | For | For | |||
6 | Kok-Choo Chen# | Mgmt | For | For | |||
7 | Michael R. Splinter# | Mgmt | For | For | |||
8 | Moshe N. Gavrielov# | Mgmt | For | For | |||
9 | Yancey Hai# | Mgmt | For | For | |||
10 | L. Rafael Reif# | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 183900 | 183900 | 0 | 5/30/2021 | ||
MFAM Global Opportunities Fund | |||||||
ULTRAGENYX PHARMACEUTICAL INC. | |||||||
Security: | 90400D108 | Agenda Number: | 935428272 | ||||
Ticker: | RARE | Meeting Type: | Annual | ||||
ISIN: | US90400D1081 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |||
1B. | Election of Director: Michael Narachi | Mgmt | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 3891 | 3891 | 41109 | 6/21/2021 | ||
MFAM Global Opportunities Fund | |||||||
WATSCO, INC. | |||||||
Security: | 942622200 | Agenda Number: | 935424729 | ||||
Ticker: | WSO | Meeting Type: | Annual | ||||
ISIN: | US9426222009 | Meeting Date: | 6/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | George P. Sape | Mgmt | For | For | |||
2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |||
3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 9485 | 9485 | 80515 | 6/2/2021 | ||
MFAM Global Opportunities Fund | |||||||
YUM CHINA HOLDINGS, INC. | |||||||
Security: | 98850P109 | Agenda Number: | 935395649 | ||||
Ticker: | YUMC | Meeting Type: | Annual | ||||
ISIN: | US98850P1093 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Fred Hu | Mgmt | For | For | |||
1B. | Election of Director: Joey Wat | Mgmt | For | For | |||
1C. | Election of Director: Peter A. Bassi | Mgmt | For | For | |||
1D. | Election of Director: Edouard Ettedgui | Mgmt | For | For | |||
1E. | Election of Director: Cyril Han | Mgmt | For | For | |||
1F. | Election of Director: Louis T. Hsieh | Mgmt | For | For | |||
1G. | Election of Director: Ruby Lu | Mgmt | For | For | |||
1H. | Election of Director: Zili Shao | Mgmt | For | For | |||
1I. | Election of Director: William Wang | Mgmt | For | For | |||
1J. | Election of Director: Min (Jenny) Zhang | Mgmt | For | For | |||
2. | Ratification of the Appointment of KPMG Huazhen LLP as the Company's Independent Auditor. | Mgmt | For | For | |||
3. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For | |||
4. | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow Stockholders Holding 25% of the Company's Outstanding Shares the Right to Call Special Meetings. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5298 | SBCN | 160751 | 160751 | 0 | 5/21/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
ALARM.COM HOLDINGS, INC. | |||||||
Security: | 011642105 | Agenda Number: | 935417356 | ||||
Ticker: | ALRM | Meeting Type: | Annual | ||||
ISIN: | US0116421050 | Meeting Date: | 6/9/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Darius G. Nevin | Mgmt | For | For | |||
2 | Stephen Trundle | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |||
4. | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. | Shr | For | Against | |||
5. | To amend the Company's Amended and Restated Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 136902 | 136902 | 0 | 6/2/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
AVALARA, INC. | |||||||
Security: | 05338G106 | Agenda Number: | 935400274 | ||||
Ticker: | AVLR | Meeting Type: | Annual | ||||
ISIN: | US05338G1067 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Marion Foote | Mgmt | Withheld | Against | |||
2 | Rajeev Singh | Mgmt | Withheld | Against | |||
3 | Kathleen Zwickert | Mgmt | Withheld | Against | |||
2. | Approval on an advisory basis of the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 44000 | 44000 | 0 | 5/29/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
AXON ENTERPRISE, INC. | |||||||
Security: | 05464C101 | Agenda Number: | 935389925 | ||||
Ticker: | AXON | Meeting Type: | Annual | ||||
ISIN: | US05464C1018 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Richard H. Carmona | Mgmt | Withheld | Against | |||
2 | Julie Cullivan | Mgmt | Withheld | Against | |||
3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |||
5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 90000 | 90000 | 0 | 5/21/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||
Security: | 11133T103 | Agenda Number: | 935279984 | ||||
Ticker: | BR | Meeting Type: | Annual | ||||
ISIN: | US11133T1034 | Meeting Date: | 11/19/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Leslie A. Brun | Mgmt | For | For | |||
1B. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Pamela L. Carter | Mgmt | For | For | |||
1C. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Richard J. Daly | Mgmt | For | For | |||
1D. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Robert N. Duelks | Mgmt | For | For | |||
1E. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Timothy C. Gokey | Mgmt | For | For | |||
1F. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Brett A. Keller | Mgmt | For | For | |||
1G. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Maura A. Markus | Mgmt | For | For | |||
1H. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Thomas J. Perna | Mgmt | For | For | |||
1I. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Alan J. Weber | Mgmt | For | For | |||
1J. | Election of Director to serve until the 2021 Annual Meeting of Stockholders: Amit K. Zavery | Mgmt | For | For | |||
2. | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Mgmt | For | For | |||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
4. | Stockholder Proposal on Political Contributions. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 55000 | 55000 | 0 | 11/13/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
BROWN & BROWN, INC. | |||||||
Security: | 115236101 | Agenda Number: | 935355772 | ||||
Ticker: | BRO | Meeting Type: | Annual | ||||
ISIN: | US1152361010 | Meeting Date: | 5/5/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | J. Hyatt Brown | Mgmt | For | For | |||
2 | Hugh M. Brown | Mgmt | For | For | |||
3 | J. Powell Brown | Mgmt | For | For | |||
4 | L. L. Gellerstedt III | Mgmt | For | For | |||
5 | James C. Hays | Mgmt | For | For | |||
6 | Theodore J. Hoepner | Mgmt | For | For | |||
7 | James S. Hunt | Mgmt | For | For | |||
8 | Toni Jennings | Mgmt | For | For | |||
9 | Timothy R.M. Main | Mgmt | For | For | |||
10 | H. Palmer Proctor, Jr. | Mgmt | For | For | |||
11 | Wendell S. Reilly | Mgmt | For | For | |||
12 | Chilton D. Varner | Mgmt | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 200000 | 200000 | 0 | 4/28/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
CARDLYTICS, INC. | |||||||
Security: | 14161W105 | Agenda Number: | 935380371 | ||||
Ticker: | CDLX | Meeting Type: | Annual | ||||
ISIN: | US14161W1053 | Meeting Date: | 5/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | John V. Balen | Mgmt | Withheld | Against | |||
2 | Aimée Lapic | Mgmt | Withheld | Against | |||
3 | Jessica Jensen | Mgmt | Withheld | Against | |||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |||
4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 75000 | 75000 | 0 | 5/17/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
CERNER CORPORATION | |||||||
Security: | 156782104 | Agenda Number: | 935364822 | ||||
Ticker: | CERN | Meeting Type: | Annual | ||||
ISIN: | US1567821046 | Meeting Date: | 5/19/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class II Director: Mitchell E. Daniels, Jr. | Mgmt | For | For | |||
1B. | Election of Class II Director: Elder Granger, M.D. | Mgmt | For | For | |||
1C. | Election of Class II Director: John J. Greisch | Mgmt | For | For | |||
1D. | Election of Class II Director: Melinda J. Mount | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | For | For | |||
4. | Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 105000 | 105000 | 0 | 5/14/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
EVERBRIDGE, INC. | |||||||
Security: | 29978A104 | Agenda Number: | 935386056 | ||||
Ticker: | EVBG | Meeting Type: | Annual | ||||
ISIN: | US29978A1043 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Alison Dean | Mgmt | For | For | |||
2 | Kent Mathy | Mgmt | For | For | |||
3 | Simon Paris | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||
4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |||
5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 23333 | 23333 | 51167 | 5/17/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
FASTENAL COMPANY | |||||||
Security: | 311900104 | Agenda Number: | 935342270 | ||||
Ticker: | FAST | Meeting Type: | Annual | ||||
ISIN: | US3119001044 | Meeting Date: | 4/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |||
1C. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |||
1D. | Election of Director: Daniel L. Florness | Mgmt | For | For | |||
1E. | Election of Director: Rita J. Heise | Mgmt | For | For | |||
1F. | Election of Director: Hsenghung Sam Hsu | Mgmt | For | For | |||
1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |||
1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |||
1I. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 193500 | 193500 | 0 | 4/12/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
GENTEX CORPORATION | |||||||
Security: | 371901109 | Agenda Number: | 935380028 | ||||
Ticker: | GNTX | Meeting Type: | Annual | ||||
ISIN: | US3719011096 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Ms. Leslie Brown | Mgmt | For | For | |||
2 | Mr. Steve Downing | Mgmt | For | For | |||
3 | Mr. Gary Goode | Mgmt | For | For | |||
4 | Mr. James Hollars | Mgmt | For | For | |||
5 | Mr. Richard Schaum | Mgmt | For | For | |||
6 | Ms. Kathleen Starkoff | Mgmt | For | For | |||
7 | Mr. Brian Walker | Mgmt | For | For | |||
8 | Mr. James Wallace | Mgmt | For | For | |||
9 | Dr. Ling Zang | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 300000 | 300000 | 0 | 5/17/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
HEALTHEQUITY, INC. | |||||||
Security: | 42226A107 | Agenda Number: | 935431421 | ||||
Ticker: | HQY | Meeting Type: | Annual | ||||
ISIN: | US42226A1079 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Mgmt | For | For | |||
1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Mgmt | For | For | |||
1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Mgmt | For | For | |||
1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Mgmt | For | For | |||
1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Mgmt | For | For | |||
1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Mgmt | For | For | |||
1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Mgmt | For | For | |||
1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Mgmt | For | For | |||
1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Mgmt | For | For | |||
1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Mgmt | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 49425 | 49425 | 45575 | 6/23/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
IPG PHOTONICS CORPORATION | |||||||
Security: | 44980X109 | Agenda Number: | 935389014 | ||||
Ticker: | IPGP | Meeting Type: | Annual | ||||
ISIN: | US44980X1090 | Meeting Date: | 5/25/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Valentin P. Gapontsev, Ph.D. | Mgmt | For | For | |||
1.2 | Election of Director: Eugene A. Scherbakov, Ph.D. | Mgmt | For | For | |||
1.3 | Election of Director: Michael C. Child | Mgmt | For | For | |||
1.4 | Election of Director: Jeanmarie F. Desmond | Mgmt | For | For | |||
1.5 | Election of Director: Gregory P. Dougherty | Mgmt | For | For | |||
1.6 | Election of Director: Eric Meurice | Mgmt | For | For | |||
1.7 | Election of Director: Natalia Pavlova | Mgmt | For | For | |||
1.8 | Election of Director: John R. Peeler | Mgmt | For | For | |||
1.9 | Election of Director: Thomas J. Seifert | Mgmt | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 49500 | 49500 | 0 | 5/24/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
JONES LANG LASALLE INCORPORATED | |||||||
Security: | 48020Q107 | Agenda Number: | 935392869 | ||||
Ticker: | JLL | Meeting Type: | Annual | ||||
ISIN: | US48020Q1076 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||
1D. | Election of Director: Tina Ju | Mgmt | For | For | |||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||
1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||
1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||
1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||
1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |||
3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 72500 | 72500 | 0 | 5/25/2021 | ||
19-5297 | SBCN | 1000 | 1000 | 0 | 5/25/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
LCI INDUSTRIES | |||||||
Security: | 50189K103 | Agenda Number: | 935375229 | ||||
Ticker: | LCII | Meeting Type: | Annual | ||||
ISIN: | US50189K1034 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until the next Annual Meeting: James F. Gero | Mgmt | For | For | |||
1B. | Election of Director to serve until the next Annual Meeting: Frank J. Crespo | Mgmt | For | For | |||
1C. | Election of Director to serve until the next Annual Meeting: Brendan J. Deely | Mgmt | For | For | |||
1D. | Election of Director to serve until the next Annual Meeting: Ronald J. Fenech | Mgmt | For | For | |||
1E. | Election of Director to serve until the next Annual Meeting: Tracy D. Graham | Mgmt | For | For | |||
1F. | Election of Director to serve until the next Annual Meeting: Virginia L. Henkels | Mgmt | For | For | |||
1G. | Election of Director to serve until the next Annual Meeting: Jason D. Lippert | Mgmt | For | For | |||
1H. | Election of Director to serve until the next Annual Meeting: Stephanie K. Mains | Mgmt | For | For | |||
1I. | Election of Director to serve until the next Annual Meeting: Kieran M. O'Sullivan | Mgmt | For | For | |||
1J. | Election of Director to serve until the next Annual Meeting: David A. Reed | Mgmt | For | For | |||
1K. | Election of Director to serve until the next Annual Meeting: John A. Sirpilla | Mgmt | For | For | |||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 65414 | 65414 | 0 | 5/17/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
MARKEL CORPORATION | |||||||
Security: | 570535104 | Agenda Number: | 935359174 | ||||
Ticker: | MKL | Meeting Type: | Annual | ||||
ISIN: | US5705351048 | Meeting Date: | 5/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Mark M. Besca | Mgmt | For | For | |||
1B. | Election of Director: K. Bruce Connell | Mgmt | For | For | |||
1C. | Election of Director: Thomas S. Gayner | Mgmt | For | For | |||
1D. | Election of Director: Greta J. Harris | Mgmt | For | For | |||
1E. | Election of Director: Diane Leopold | Mgmt | For | For | |||
1F. | Election of Director: Lemuel E. Lewis | Mgmt | For | For | |||
1G. | Election of Director: Anthony F. Markel | Mgmt | For | For | |||
1H. | Election of Director: Steven A. Markel | Mgmt | For | For | |||
1I. | Election of Director: Harold L. Morrison, Jr. | Mgmt | For | For | |||
1J. | Election of Director: Michael O'Reilly | Mgmt | For | For | |||
1K. | Election of Director: A. Lynne Puckett | Mgmt | For | For | |||
1L. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | |||
2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | |||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 8900 | 8900 | 0 | 5/4/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
MCCORMICK & COMPANY, INCORPORATED | |||||||
Security: | 579780206 | Agenda Number: | 935333586 | ||||
Ticker: | MKC | Meeting Type: | Annual | ||||
ISIN: | US5797802064 | Meeting Date: | 3/31/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2021). | Mgmt | For | ||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 54000 | 54000 | 0 | 3/27/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
PAYCOM SOFTWARE, INC. | |||||||
Security: | 70432V102 | Agenda Number: | 935382692 | ||||
Ticker: | PAYC | Meeting Type: | Annual | ||||
ISIN: | US70432V1026 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Robert J. Levenson | Mgmt | For | For | |||
2 | Frederick C. Peters II | Mgmt | For | For | |||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |||
4. | Stockholder proposal requesting that the Board of Directors prepare a diversity report. | Shr | For | ||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 22400 | 22400 | 0 | 4/28/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
PAYLOCITY HOLDING CORPORATION | |||||||
Security: | 70438V106 | Agenda Number: | 935286155 | ||||
Ticker: | PCTY | Meeting Type: | Annual | ||||
ISIN: | US70438V1061 | Meeting Date: | 12/3/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Steven I. Sarowitz | Mgmt | For | For | |||
2 | Ellen Carnahan | Mgmt | For | For | |||
3 | Jeffrey T. Diehl | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 19641 | 19641 | 29600 | 11/30/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
PROTO LABS, INC. | |||||||
Security: | 743713109 | Agenda Number: | 935374936 | ||||
Ticker: | PRLB | Meeting Type: | Annual | ||||
ISIN: | US7437131094 | Meeting Date: | 5/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Robert Bodor | Mgmt | For | For | |||
1B. | Election of Director: Archie C. Black | Mgmt | For | For | |||
1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |||
1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |||
1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |||
1F. | Election of Director: John B. Goodman | Mgmt | For | For | |||
1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |||
1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 4127 | 4127 | 15873 | 5/17/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
RESMED INC. | |||||||
Security: | 761152107 | Agenda Number: | 935280115 | ||||
Ticker: | RMD | Meeting Type: | Annual | ||||
ISIN: | US7611521078 | Meeting Date: | 11/19/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |||
2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 68500 | 68500 | 0 | 10/12/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
SBA COMMUNICATIONS CORPORATION | |||||||
Security: | 78410G104 | Agenda Number: | 935375938 | ||||
Ticker: | SBAC | Meeting Type: | Annual | ||||
ISIN: | US78410G1040 | Meeting Date: | 5/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan | Mgmt | For | For | |||
1.2 | Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 45000 | 45000 | 0 | 5/11/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
SPLUNK INC. | |||||||
Security: | 848637104 | Agenda Number: | 935422624 | ||||
Ticker: | SPLK | Meeting Type: | Annual | ||||
ISIN: | US8486371045 | Meeting Date: | 6/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class III Director: Sara Baack | Mgmt | Against | Against | |||
1B. | Election of Class III Director: Sean Boyle | Mgmt | Against | Against | |||
1C. | Election of Class III Director: Douglas Merritt | Mgmt | Against | Against | |||
1D. | Election of Class III Director: Graham Smith | Mgmt | Against | Against | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 68000 | 68000 | 0 | 6/14/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
STAG INDUSTRIAL, INC. | |||||||
Security: | 85254J102 | Agenda Number: | 935360747 | ||||
Ticker: | STAG | Meeting Type: | Annual | ||||
ISIN: | US85254J1025 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |||
1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |||
1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |||
1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |||
1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |||
1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |||
1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |||
1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |||
1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 195000 | 195000 | 0 | 4/26/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
SVB FINANCIAL GROUP | |||||||
Security: | 78486Q101 | Agenda Number: | 935339982 | ||||
Ticker: | SIVB | Meeting Type: | Annual | ||||
ISIN: | US78486Q1013 | Meeting Date: | 4/22/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Greg Becker | Mgmt | For | For | |||
2 | Eric Benhamou | Mgmt | For | For | |||
3 | John Clendening | Mgmt | For | For | |||
4 | Richard Daniels | Mgmt | For | For | |||
5 | Alison Davis | Mgmt | For | For | |||
6 | Roger Dunbar | Mgmt | For | For | |||
7 | Joel Friedman | Mgmt | For | For | |||
8 | Jeffrey Maggioncalda | Mgmt | For | For | |||
9 | Beverly Kay Matthews | Mgmt | For | For | |||
10 | Mary Miller | Mgmt | For | For | |||
11 | Kate Mitchell | Mgmt | For | For | |||
12 | Garen Staglin | Mgmt | For | For | |||
2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Mgmt | For | For | |||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 18000 | 18000 | 0 | 4/12/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
TELADOC HEALTH, INC. | |||||||
Security: | 87918A105 | Agenda Number: | 935274794 | ||||
Ticker: | TDOC | Meeting Type: | Special | ||||
ISIN: | US87918A1051 | Meeting Date: | 10/29/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). | Mgmt | For | For | |||
2. | Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Mgmt | For | For | |||
3. | Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 2293 | 2293 | 67707 | 9/23/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
TELADOC HEALTH, INC. | |||||||
Security: | 87918A105 | Agenda Number: | 935377437 | ||||
Ticker: | TDOC | Meeting Type: | Annual | ||||
ISIN: | US87918A1051 | Meeting Date: | 5/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a term of one year: Christopher Bischoff | Mgmt | For | For | |||
1B. | Election of Director for a term of one year: Karen L. Daniel | Mgmt | For | For | |||
1C. | Election of Director for a term of one year: Sandra L. Fenwick | Mgmt | For | For | |||
1D. | Election of Director for a term of one year: William H. Frist, MD | Mgmt | For | For | |||
1E. | Election of Director for a term of one year: Jason Gorevic | Mgmt | For | For | |||
1F. | Election of Director for a term of one year: Catherine A. Jacobson | Mgmt | For | For | |||
1G. | Election of Director for a term of one year: Thomas G. McKinley | Mgmt | For | For | |||
1H. | Election of Director for a term of one year: Kenneth H. Paulus | Mgmt | For | For | |||
1I. | Election of Director for a term of one year: David Shedlarz | Mgmt | For | For | |||
1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Mgmt | For | For | |||
1K. | Election of Director for a term of one year: David B. Snow, Jr. | Mgmt | For | For | |||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 2100 | 2100 | 67900 | 5/10/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
THE COOPER COMPANIES, INC. | |||||||
Security: | 216648402 | Agenda Number: | 935329715 | ||||
Ticker: | COO | Meeting Type: | Annual | ||||
ISIN: | US2166484020 | Meeting Date: | 3/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Colleen E. Jay | Mgmt | For | For | |||
1B. | Election of Director: William A. Kozy | Mgmt | For | For | |||
1C. | Election of Director: Jody S. Lindell | Mgmt | For | For | |||
1D. | Election of Director: Teresa S. Madden | Mgmt | For | For | |||
1E. | Election of Director: Gary S. Petersmeyer | Mgmt | For | For | |||
1F. | Election of Director: Robert S. Weiss | Mgmt | For | For | |||
1G. | Election of Director: Albert G. White III | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2021. | Mgmt | For | For | |||
3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 40400 | 40400 | 0 | 3/11/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
THOR INDUSTRIES, INC. | |||||||
Security: | 885160101 | Agenda Number: | 935291447 | ||||
Ticker: | THO | Meeting Type: | Annual | ||||
ISIN: | US8851601018 | Meeting Date: | 12/18/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Andrew Graves | Mgmt | For | For | |||
2 | Amelia A. Huntington | Mgmt | For | For | |||
3 | Wilson Jones | Mgmt | For | For | |||
4 | Christopher Klein | Mgmt | For | For | |||
5 | J.Allen Kosowsky | Mgmt | For | For | |||
6 | Robert W. Martin | Mgmt | For | For | |||
7 | Peter B. Orthwein | Mgmt | For | For | |||
8 | Jan H. Suwinski | Mgmt | For | For | |||
9 | James L. Ziemer | Mgmt | For | For | |||
10 | William J. Kelley Jr. | Mgmt | For | For | |||
2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2021. | Mgmt | For | For | |||
3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 3200 | 3200 | 69300 | 12/6/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
TRACTOR SUPPLY COMPANY | |||||||
Security: | 892356106 | Agenda Number: | 935363731 | ||||
Ticker: | TSCO | Meeting Type: | Annual | ||||
ISIN: | US8923561067 | Meeting Date: | 5/6/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Cynthia T. Jamison | Mgmt | For | For | |||
2 | Joy Brown | Mgmt | For | For | |||
3 | Ricardo Cardenas | Mgmt | For | For | |||
4 | Denise L. Jackson | Mgmt | For | For | |||
5 | Thomas A. Kingsbury | Mgmt | For | For | |||
6 | Ramkumar Krishnan | Mgmt | For | For | |||
7 | Edna K. Morris | Mgmt | For | For | |||
8 | Mark J. Weikel | Mgmt | For | For | |||
9 | Harry A. Lawton III | Mgmt | For | For | |||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. | Mgmt | For | For | |||
3. | Say on Pay - An advisory vote to approve executive compensation. | Mgmt | For | For | |||
4. | Stockholder Proposal titled "Transition to Public Benefit Corporation". | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 24800 | 24800 | 0 | 5/4/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
TYLER TECHNOLOGIES, INC. | |||||||
Security: | 902252105 | Agenda Number: | 935397388 | ||||
Ticker: | TYL | Meeting Type: | Annual | ||||
ISIN: | US9022521051 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Glenn A. Carter | Mgmt | For | For | |||
1B. | Election of Director: Brenda A. Cline | Mgmt | For | For | |||
1C. | Election of Director: Ronnie D. Hawkins, Jr. | Mgmt | For | For | |||
1D. | Election of Director: Mary L. Landrieu | Mgmt | For | For | |||
1E. | Election of Director: John S. Marr, Jr. | Mgmt | For | For | |||
1F. | Election of Director: H. Lynn Moore, Jr. | Mgmt | For | For | |||
1G. | Election of Director: Daniel M. Pope | Mgmt | For | For | |||
1H. | Election of Director: Dustin R. Womble | Mgmt | For | For | |||
2. | Ratification of Ernst & Young LLP as independent auditors. | Mgmt | For | For | |||
3. | Approval of an advisory resolution on executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 12123 | 12123 | 16277 | 5/7/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
ULTRAGENYX PHARMACEUTICAL INC. | |||||||
Security: | 90400D108 | Agenda Number: | 935428272 | ||||
Ticker: | RARE | Meeting Type: | Annual | ||||
ISIN: | US90400D1081 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |||
1B. | Election of Director: Michael Narachi | Mgmt | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 64000 | 64000 | 0 | 6/21/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
VARIAN MEDICAL SYSTEMS, INC. | |||||||
Security: | 92220P105 | Agenda Number: | 935274821 | ||||
Ticker: | VAR | Meeting Type: | Special | ||||
ISIN: | US92220P1057 | Meeting Date: | 10/15/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the "merger agreement"). | Mgmt | For | For | |||
2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Mgmt | For | For | |||
3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian's named executive officers that is based on or otherwise relates to the merger. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 20000 | 20000 | 0 | 10/13/2020 | ||
MFAM Mid Cap Growth Fund | |||||||
WATSCO, INC. | |||||||
Security: | 942622200 | Agenda Number: | 935424729 | ||||
Ticker: | WSO | Meeting Type: | Annual | ||||
ISIN: | US9426222009 | Meeting Date: | 6/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | George P. Sape | Mgmt | For | For | |||
2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |||
3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 65000 | 65000 | 0 | 6/2/2021 | ||
MFAM Mid Cap Growth Fund | |||||||
XPO LOGISTICS, INC. | |||||||
Security: | 983793100 | Agenda Number: | 935409400 | ||||
Ticker: | XPO | Meeting Type: | Annual | ||||
ISIN: | US9837931008 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Brad Jacobs | Mgmt | For | For | |||
1.2 | Election of Director: Gena Ashe | Mgmt | For | For | |||
1.3 | Election of Director: Marlene Colucci | Mgmt | For | For | |||
1.4 | Election of Director: AnnaMaria DeSalva | Mgmt | For | For | |||
1.5 | Election of Director: Michael Jesselson | Mgmt | For | For | |||
1.6 | Election of Director: Adrian Kingshott | Mgmt | For | For | |||
1.7 | Election of Director: Jason Papastavrou | Mgmt | For | For | |||
1.8 | Election of Director: Oren Shaffer | Mgmt | For | For | |||
2. | Ratification of independent auditors for fiscal year 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||
4. | Stockholder proposal regarding additional disclosure of the company's political activities. | Shr | Against | For | |||
5. | Stockholder proposal regarding appointment of independent chairman of the board. | Shr | Against | For | |||
6. | Stockholder proposal regarding acceleration of executive equity awards in the case of a change of control. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5297 | SBCN | 97231 | 97231 | 2769 | 5/7/2021 | ||
MFAM Small Cap Growth ETF | |||||||
ALARM.COM HOLDINGS, INC. | |||||||
Security: | 011642105 | Agenda Number: | 935417356 | ||||
Ticker: | ALRM | Meeting Type: | Annual | ||||
ISIN: | US0116421050 | Meeting Date: | 6/9/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Darius G. Nevin | Mgmt | For | For | |||
2 | Stephen Trundle | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |||
4. | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. | Shr | For | Against | |||
5. | To amend the Company's Amended and Restated Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 76454 | 76454 | 0 | 6/2/2021 | ||
MFAM Small Cap Growth ETF | |||||||
AXON ENTERPRISE, INC. | |||||||
Security: | 05464C101 | Agenda Number: | 935389925 | ||||
Ticker: | AXON | Meeting Type: | Annual | ||||
ISIN: | US05464C1018 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Richard H. Carmona | Mgmt | Withheld | Against | |||
2 | Julie Cullivan | Mgmt | Withheld | Against | |||
3 | Caitlin Kalinowski | Mgmt | Withheld | Against | |||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Proposal No. 3 requests that shareholders vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
4. | Proposal No. 4 requests that shareholders vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. | Mgmt | For | For | |||
5. | Proposal No. 5 is a shareholder proposal recommending the Company move from a plurality voting standard to a majority voting standard. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 53808 | 53808 | 0 | 5/21/2021 | ||
MFAM Small Cap Growth ETF | |||||||
CARDLYTICS, INC. | |||||||
Security: | 14161W105 | Agenda Number: | 935380371 | ||||
Ticker: | CDLX | Meeting Type: | Annual | ||||
ISIN: | US14161W1053 | Meeting Date: | 5/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | John V. Balen | Mgmt | Withheld | Against | |||
2 | Aimée Lapic | Mgmt | Withheld | Against | |||
3 | Jessica Jensen | Mgmt | Withheld | Against | |||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |||
4. | Advisory vote to approve the preferred frequency of stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 32400 | 32400 | 20665 | 5/17/2021 | ||
MFAM Small Cap Growth ETF | |||||||
EDITAS MEDICINE, INC. | |||||||
Security: | 28106W103 | Agenda Number: | 935400565 | ||||
Ticker: | EDIT | Meeting Type: | Annual | ||||
ISIN: | US28106W1036 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Meeta Chatterjee, Ph.D. | Mgmt | For | For | |||
2 | Andrew Hirsch | Mgmt | For | For | |||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 1143 | 1143 | 55700 | 6/1/2021 | ||
MFAM Small Cap Growth ETF | |||||||
EVERBRIDGE, INC. | |||||||
Security: | 29978A104 | Agenda Number: | 935386056 | ||||
Ticker: | EVBG | Meeting Type: | Annual | ||||
ISIN: | US29978A1043 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Alison Dean | Mgmt | For | For | |||
2 | Kent Mathy | Mgmt | For | For | |||
3 | Simon Paris | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||
4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. | Mgmt | For | For | |||
5. | To approve an amendment to our Certificate of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 2143 | 2143 | 50863 | 5/17/2021 | ||
MFAM Small Cap Growth ETF | |||||||
FOX FACTORY HOLDING CORP. | |||||||
Security: | 35138V102 | Agenda Number: | 935354364 | ||||
Ticker: | FOXF | Meeting Type: | Annual | ||||
ISIN: | US35138V1026 | Meeting Date: | 5/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Michael C. Dennison | Mgmt | Withheld | Against | |||
2 | Sidney Johnson | Mgmt | Withheld | Against | |||
3 | Ted Waitman | Mgmt | Withheld | Against | |||
2. | To ratify the appointment of Grant Thornton LLP as our independent public accountants for fiscal year 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 45047 | 45047 | 0 | 4/28/2021 | ||
MFAM Small Cap Growth ETF | |||||||
FRONTDOOR, INC. | |||||||
Security: | 35905A109 | Agenda Number: | 935368995 | ||||
Ticker: | FTDR | Meeting Type: | Annual | ||||
ISIN: | US35905A1097 | Meeting Date: | 5/12/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class II Director: Richard P. Fox | Mgmt | Against | Against | |||
1B. | Election of Class II Director: Brian P. McAndrews | Mgmt | Against | Against | |||
1C. | Election of Class II Director: Rexford J. Tibbens | Mgmt | Against | Against | |||
1D. | Election of Class III Director: Anna C. Catalano | Mgmt | Against | Against | |||
1E. | Election of Class III Director: William C. Cobb | Mgmt | Against | Against | |||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the Company's named executive officer compensation. | Mgmt | For | For | |||
4. | To approve amendments to the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements and clarify provisions related to advancement of expenses. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 56341 | 56341 | 0 | 5/7/2021 | ||
MFAM Small Cap Growth ETF | |||||||
GLOBUS MEDICAL, INC. | |||||||
Security: | 379577208 | Agenda Number: | 935413156 | ||||
Ticker: | GMED | Meeting Type: | Annual | ||||
ISIN: | US3795772082 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1a. | Election of Director: David D. Davidar | Mgmt | Against | Against | |||
1b. | Election of Director: James R. Tobin | Mgmt | Against | Against | |||
1c. | Election of Director: Stephen T. Zarrilli | Mgmt | Against | Against | |||
2. | The approval of the 2021 Equity Incentive Plan. | Mgmt | For | For | |||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
4. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 1066 | 1066 | 85468 | 6/2/2021 | ||
MFAM Small Cap Growth ETF | |||||||
GOOSEHEAD INSURANCE, INC. | |||||||
Security: | 38267D109 | Agenda Number: | 935348020 | ||||
Ticker: | GSHD | Meeting Type: | Annual | ||||
ISIN: | US38267D1090 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Mark E. Jones | Mgmt | For | For | |||
2 | Robyn Jones | Mgmt | For | For | |||
3 | Peter Lane | Mgmt | For | For | |||
4 | Mark Miller | Mgmt | For | For | |||
5 | James Reid | Mgmt | For | For | |||
2. | Company Proposal - Ratify the selection, by the audit committee of our board of directors, of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Company Proposal - Non-binding and advisory resolution approving the compensation of our named executive officers. | Mgmt | For | For | |||
4. | Company Proposal - Non-binding and advisory resolution on the frequency of the advisory shareholder vote on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 56164 | 56164 | 0 | 3/18/2021 | ||
MFAM Small Cap Growth ETF | |||||||
HEALTHEQUITY, INC. | |||||||
Security: | 42226A107 | Agenda Number: | 935431421 | ||||
Ticker: | HQY | Meeting Type: | Annual | ||||
ISIN: | US42226A1079 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to hold office until the 2022 annual meeting: Robert Selander | Mgmt | For | For | |||
1B. | Election of Director to hold office until the 2022 annual meeting: Jon Kessler | Mgmt | For | For | |||
1C. | Election of Director to hold office until the 2022 annual meeting: Stephen Neeleman, M.D. | Mgmt | For | For | |||
1D. | Election of Director to hold office until the 2022 annual meeting: Frank Corvino | Mgmt | For | For | |||
1E. | Election of Director to hold office until the 2022 annual meeting: Adrian Dillon | Mgmt | For | For | |||
1F. | Election of Director to hold office until the 2022 annual meeting: Evelyn Dilsaver | Mgmt | For | For | |||
1G. | Election of Director to hold office until the 2022 annual meeting: Debra McCowan | Mgmt | For | For | |||
1H. | Election of Director to hold office until the 2022 annual meeting: Stuart Parker | Mgmt | For | For | |||
1I. | Election of Director to hold office until the 2022 annual meeting: Ian Sacks | Mgmt | For | For | |||
1J. | Election of Director to hold office until the 2022 annual meeting: Gayle Wellborn | Mgmt | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on a non-binding, advisory basis, the fiscal 2021 compensation paid to our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 52501 | 52501 | 43048 | 6/23/2021 | ||
MFAM Small Cap Growth ETF | |||||||
HESKA CORPORATION | |||||||
Security: | 42805E306 | Agenda Number: | 935362082 | ||||
Ticker: | HSKA | Meeting Type: | Annual | ||||
ISIN: | US42805E3062 | Meeting Date: | 5/5/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Robert L. Antin | Mgmt | For | For | |||
2 | Stephen L. Davis | Mgmt | For | For | |||
3 | Mark F. Furlong | Mgmt | For | For | |||
4 | Joachim A. Hasenmaier | Mgmt | For | For | |||
5 | Scott W. Humphrey | Mgmt | For | For | |||
6 | Sharon J. Larson | Mgmt | For | For | |||
7 | David E. Sveen | Mgmt | For | For | |||
8 | Kevin S. Wilson | Mgmt | For | For | |||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve the Heska Corporation Equity Incentive Plan. | Mgmt | For | For | |||
4. | To approve our executive compensation in a non-binding advisory vote. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 50151 | 50151 | 1400 | 5/4/2021 | ||
MFAM Small Cap Growth ETF | |||||||
IRHYTHM TECHNOLOGIES, INC. | |||||||
Security: | 450056106 | Agenda Number: | 935449834 | ||||
Ticker: | IRTC | Meeting Type: | Annual | ||||
ISIN: | US4500561067 | Meeting Date: | 6/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | C. Noel Bairey Merz M.D | Mgmt | Withheld | Against | |||
2 | Mark J. Rubash | Mgmt | Withheld | Against | |||
3 | Renee Budig | Mgmt | Withheld | Against | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve Named Executive Officer Compensation. | Mgmt | Against | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 30204 | 30204 | 200 | 6/16/2021 | ||
MFAM Small Cap Growth ETF | |||||||
JOHN BEAN TECHNOLOGIES CORPORATION | |||||||
Security: | 477839104 | Agenda Number: | 935363096 | ||||
Ticker: | JBT | Meeting Type: | Annual | ||||
ISIN: | US4778391049 | Meeting Date: | 5/14/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: C. Maury Devine | Mgmt | Against | Against | |||
1B. | Election of Director: Emmanuel Lagarrigue | Mgmt | Against | Against | |||
1C. | Election of Director: James M. Ringler | Mgmt | Against | Against | |||
2. | Approve, on an advisory basis, a non-binding resolution regarding the compensation of named executive officers. | Mgmt | For | For | |||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 42782 | 42782 | 0 | 5/10/2021 | ||
MFAM Small Cap Growth ETF | |||||||
JONES LANG LASALLE INCORPORATED | |||||||
Security: | 48020Q107 | Agenda Number: | 935392869 | ||||
Ticker: | JLL | Meeting Type: | Annual | ||||
ISIN: | US48020Q1076 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||
1D. | Election of Director: Tina Ju | Mgmt | For | For | |||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||
1H. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||
1I. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||
1J. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||
1K. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation. | Mgmt | For | For | |||
3. | Approval of the Amended and Restated 2019 Stock Award and Incentive Plan. | Mgmt | For | For | |||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 63159 | 63159 | 0 | 5/25/2021 | ||
MFAM Small Cap Growth ETF | |||||||
LANDSTAR SYSTEM, INC. | |||||||
Security: | 515098101 | Agenda Number: | 935360040 | ||||
Ticker: | LSTR | Meeting Type: | Annual | ||||
ISIN: | US5150981018 | Meeting Date: | 5/12/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election Of Director: James B. Gattoni | Mgmt | Against | Against | |||
1B. | Election Of Director: Anthony J. Orlando | Mgmt | Against | Against | |||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 28275 | 28275 | 0 | 5/7/2021 | ||
MFAM Small Cap Growth ETF | |||||||
NEWMARK GROUP, INC. | |||||||
Security: | 65158N102 | Agenda Number: | 935258334 | ||||
Ticker: | NMRK | Meeting Type: | Annual | ||||
ISIN: | US65158N1028 | Meeting Date: | 9/22/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Howard W. Lutnick | Mgmt | For | For | |||
2 | Michael Snow | Mgmt | For | For | |||
3 | Virginia S. Bauer | Mgmt | For | For | |||
4 | Peter F. Cervinka | Mgmt | For | For | |||
5 | Kenneth A. McIntyre | Mgmt | For | For | |||
2. | Approval of the ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |||
4. | Approval, on an advisory basis, of the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 301063 | 301063 | 0 | 9/18/2020 | ||
MFAM Small Cap Growth ETF | |||||||
NIC INC. | |||||||
Security: | 62914B100 | Agenda Number: | 935358437 | ||||
Ticker: | EGOV | Meeting Type: | Special | ||||
ISIN: | US62914B1008 | Meeting Date: | 4/19/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | To adopt the Agreement and Plan of Merger, dated as of February 9, 2021, as may be amended from time to time (which we refer to as the "merger agreement"), by and among NIC Inc. (which we refer to as "NIC"), Tyler Technologies Inc. (which we refer to as "Tyler") and Topos Acquisition, Inc. (which we refer to as "Merger Sub"), pursuant to which Merger Sub will merge with and into NIC (which we refer to as the "merger"), and NIC will continue as the surviving corporation and a wholly-owned subsidiary of Tyler. | Mgmt | For | For | |||
2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to NIC's named executive officers in connection with the merger and contemplated by the merger agreement. | Mgmt | For | For | |||
3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 117312 | 117312 | 0 | 4/5/2021 | ||
MFAM Small Cap Growth ETF | |||||||
NLIGHT, INC. | |||||||
Security: | 65487K100 | Agenda Number: | 935412712 | ||||
Ticker: | LASR | Meeting Type: | Annual | ||||
ISIN: | US65487K1007 | Meeting Date: | 6/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Douglas Carlisle | Mgmt | Withheld | Against | |||
2 | Bill Gossman | Mgmt | Withheld | Against | |||
3 | Gary Locke | Mgmt | Withheld | Against | |||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Mgmt | For | For | |||
4. | To approve, on an advisory, non-binding basis, the frequency of future stockholder advisory non-binding votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 8976 | 8976 | 168614 | 6/9/2021 | ||
MFAM Small Cap Growth ETF | |||||||
PAYLOCITY HOLDING CORPORATION | |||||||
Security: | 70438V106 | Agenda Number: | 935286155 | ||||
Ticker: | PCTY | Meeting Type: | Annual | ||||
ISIN: | US70438V1061 | Meeting Date: | 12/3/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Steven I. Sarowitz | Mgmt | For | For | |||
2 | Ellen Carnahan | Mgmt | For | For | |||
3 | Jeffrey T. Diehl | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 39611 | 39611 | 0 | 11/30/2020 | ||
MFAM Small Cap Growth ETF | |||||||
PENUMBRA, INC. | |||||||
Security: | 70975L107 | Agenda Number: | 935402494 | ||||
Ticker: | PEN | Meeting Type: | Annual | ||||
ISIN: | US70975L1070 | Meeting Date: | 6/2/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Adam Elsesser | Mgmt | Withheld | Against | |||
2 | Harpreet Grewal | Mgmt | Withheld | Against | |||
2. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve the Penumbra, Inc. RSU Sub- Plan for France. | Mgmt | For | For | |||
4. | To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 289 | 289 | 28523 | 6/1/2021 | ||
MFAM Small Cap Growth ETF | |||||||
PROTO LABS, INC. | |||||||
Security: | 743713109 | Agenda Number: | 935374936 | ||||
Ticker: | PRLB | Meeting Type: | Annual | ||||
ISIN: | US7437131094 | Meeting Date: | 5/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Robert Bodor | Mgmt | For | For | |||
1B. | Election of Director: Archie C. Black | Mgmt | For | For | |||
1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |||
1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |||
1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |||
1F. | Election of Director: John B. Goodman | Mgmt | For | For | |||
1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |||
1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 2435 | 2435 | 34027 | 5/17/2021 | ||
MFAM Small Cap Growth ETF | |||||||
PTC THERAPEUTICS, INC. | |||||||
Security: | 69366J200 | Agenda Number: | 935417851 | ||||
Ticker: | PTCT | Meeting Type: | Annual | ||||
ISIN: | US69366J2006 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Emma Reeve | Mgmt | For | For | |||
2 | Michael Schmertzler | Mgmt | For | For | |||
3 | G.D.Steele Jr.,M.D.,PhD | Mgmt | For | For | |||
4 | Mary Smith | Mgmt | For | For | |||
2. | Approval of an amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 125,000,000 to 250,000,000. | Mgmt | For | For | |||
3. | Approval of an amendment to the Company's 2016 Employee Stock Purchase Plan to increase the number of authorized shares of common stock under the plan from 1,000,000 to 2,000,000. | Mgmt | For | For | |||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
5. | Approval on a non-binding, advisory basis, of the Company's named executive officer compensation as described in the proxy statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 135253 | 135253 | 0 | 6/4/2021 | ||
MFAM Small Cap Growth ETF | |||||||
Q2 HOLDINGS INC | |||||||
Security: | 74736L109 | Agenda Number: | 935436039 | ||||
Ticker: | QTWO | Meeting Type: | Annual | ||||
ISIN: | US74736L1098 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | R. Lynn Atchison | Mgmt | For | For | |||
2 | Jeffrey T. Diehl | Mgmt | For | For | |||
3 | Matthew P. Flake | Mgmt | For | For | |||
4 | Stephen C. Hooley | Mgmt | For | For | |||
5 | Margaret L. Taylor | Mgmt | For | For | |||
6 | Lynn Antipas Tyson | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 38705 | 38705 | 17351 | 6/4/2021 | ||
MFAM Small Cap Growth ETF | |||||||
SCHRODINGER, INC. | |||||||
Security: | 80810D103 | Agenda Number: | 935414906 | ||||
Ticker: | SDGR | Meeting Type: | Annual | ||||
ISIN: | US80810D1037 | Meeting Date: | 6/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class I Director to serve until the 2024 Annual Meeting: Ramy Farid | Mgmt | Against | Against | |||
1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Gary Ginsberg | Mgmt | Against | Against | |||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 967 | 967 | 40500 | 6/14/2021 | ||
MFAM Small Cap Growth ETF | |||||||
SMARTSHEET INC. | |||||||
Security: | 83200N103 | Agenda Number: | 935428943 | ||||
Ticker: | SMAR | Meeting Type: | Annual | ||||
ISIN: | US83200N1037 | Meeting Date: | 6/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Alissa Abdullah | Mgmt | Withheld | Against | |||
2 | Brent Frei | Mgmt | Withheld | Against | |||
3 | Michael Gregoire | Mgmt | Withheld | Against | |||
4 | Rowan Trollope | Mgmt | Withheld | Against | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 83349 | 83349 | 0 | 6/15/2021 | ||
MFAM Small Cap Growth ETF | |||||||
STAG INDUSTRIAL, INC. | |||||||
Security: | 85254J102 | Agenda Number: | 935360747 | ||||
Ticker: | STAG | Meeting Type: | Annual | ||||
ISIN: | US85254J1025 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |||
1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |||
1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |||
1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |||
1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |||
1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |||
1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |||
1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |||
1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 103588 | 103588 | 0 | 4/26/2021 | ||
MFAM Small Cap Growth ETF | |||||||
THE HOWARD HUGHES CORPORATION | |||||||
Security: | 44267D107 | Agenda Number: | 935391843 | ||||
Ticker: | HHC | Meeting Type: | Annual | ||||
ISIN: | US44267D1072 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: William Ackman | Mgmt | For | For | |||
1B. | Election of Director: Adam Flatto | Mgmt | For | For | |||
1C. | Election of Director: Jeffrey Furber | Mgmt | For | For | |||
1D. | Election of Director: Beth Kaplan | Mgmt | For | For | |||
1E. | Election of Director: Allen Model | Mgmt | For | For | |||
1F. | Election of Director: David O'Reilly | Mgmt | For | For | |||
1G. | Election of Director: R. Scot Sellers | Mgmt | For | For | |||
1H. | Election of Director: Steven Shepsman | Mgmt | For | For | |||
1I. | Election of Director: Mary Ann Tighe | Mgmt | For | For | |||
1J. | Election of Director: Anthony Williams | Mgmt | For | For | |||
2. | Advisory vote to approve executive compensation (Say-on-Pay). | Mgmt | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 61444 | 61444 | 0 | 5/13/2021 | ||
MFAM Small Cap Growth ETF | |||||||
TREX COMPANY, INC. | |||||||
Security: | 89531P105 | Agenda Number: | 935350859 | ||||
Ticker: | TREX | Meeting Type: | Annual | ||||
ISIN: | US89531P1057 | Meeting Date: | 5/6/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A | Election of Director: James E. Cline | Mgmt | Against | Against | |||
1B | Election of Director: Bryan H. Fairbanks | Mgmt | Against | Against | |||
1C | Election of Director: Gena C. Lovett | Mgmt | Against | Against | |||
1D | Election of Director: Patricia B. Robinson | Mgmt | Against | Against | |||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers | Mgmt | Against | Against | |||
3. | To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2021 fiscal year | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 40586 | 40586 | 7414 | 5/4/2021 | ||
MFAM Small Cap Growth ETF | |||||||
ULTRAGENYX PHARMACEUTICAL INC. | |||||||
Security: | 90400D108 | Agenda Number: | 935428272 | ||||
Ticker: | RARE | Meeting Type: | Annual | ||||
ISIN: | US90400D1081 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Deborah Dunsire, M.D. | Mgmt | For | For | |||
1B. | Election of Director: Michael Narachi | Mgmt | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 65326 | 65326 | 0 | 6/21/2021 | ||
MFAM Small Cap Growth ETF | |||||||
WATSCO, INC. | |||||||
Security: | 942622200 | Agenda Number: | 935424729 | ||||
Ticker: | WSO | Meeting Type: | Annual | ||||
ISIN: | US9426222009 | Meeting Date: | 6/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | George P. Sape | Mgmt | For | For | |||
2. | To approve the Watsco, Inc. 2021 Incentive Compensation Plan. | Mgmt | For | For | |||
3. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5791 | SBCN | 29792 | 29792 | 0 | 6/2/2021 | ||
Motley Fool 100 Index ETF | |||||||
3M COMPANY | |||||||
Security: | 88579Y101 | Agenda Number: | 935359085 | ||||
Ticker: | MMM | Meeting Type: | Annual | ||||
ISIN: | US88579Y1010 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Elect the member to the Board of Directors for a term of one year: Thomas "Tony" K. Brown | Mgmt | For | For | |||
1B. | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Mgmt | For | For | |||
1C. | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Mgmt | For | For | |||
1D. | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Mgmt | For | For | |||
1E. | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Mgmt | For | For | |||
1F. | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Mgmt | For | For | |||
1G. | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Mgmt | For | For | |||
1H. | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Mgmt | For | For | |||
1I. | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Mgmt | For | For | |||
1J. | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Mgmt | For | For | |||
1K. | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Mgmt | For | For | |||
1L. | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Mgmt | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Mgmt | For | For | |||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||
4. | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Mgmt | For | For | |||
5. | Shareholder proposal on setting target amounts for CEO compensation. | Shr | Against | For | |||
6. | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 14129 | 14129 | 0 | 4/14/2021 | ||
Motley Fool 100 Index ETF | |||||||
ACTIVISION BLIZZARD, INC. | |||||||
Security: | 00507V109 | Agenda Number: | 935427749 | ||||
Ticker: | ATVI | Meeting Type: | Annual | ||||
ISIN: | US00507V1098 | Meeting Date: | 6/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Reveta Bowers | Mgmt | For | For | |||
1B. | Election of Director: Robert Corti | Mgmt | For | For | |||
1C. | Election of Director: Hendrik Hartong III | Mgmt | For | For | |||
1D. | Election of Director: Brian Kelly | Mgmt | For | For | |||
1E. | Election of Director: Robert Kotick | Mgmt | For | For | |||
1F. | Election of Director: Barry Meyer | Mgmt | For | For | |||
1G. | Election of Director: Robert Morgado | Mgmt | For | For | |||
1H. | Election of Director: Peter Nolan | Mgmt | For | For | |||
1I. | Election of Director: Dawn Ostroff | Mgmt | For | For | |||
1J. | Election of Director: Casey Wasserman | Mgmt | For | For | |||
2. | To provide advisory approval of our executive compensation. | Mgmt | Against | Against | |||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 17328 | 17328 | 0 | 5/27/2021 | ||
Motley Fool 100 Index ETF | |||||||
ADOBE INC | |||||||
Security: | 00724F101 | Agenda Number: | 935343412 | ||||
Ticker: | ADBE | Meeting Type: | Annual | ||||
ISIN: | US00724F1012 | Meeting Date: | 4/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a term of one year: Amy Banse | Mgmt | For | For | |||
1B. | Election of Director for a term of one year: Melanie Boulden | Mgmt | For | For | |||
1C. | Election of Director for a term of one year: Frank Calderoni | Mgmt | For | For | |||
1D. | Election of Director for a term of one year: James Daley | Mgmt | For | For | |||
1E. | Election of Director for a term of one year: Laura Desmond | Mgmt | For | For | |||
1F. | Election of Director for a term of one year: Shantanu Narayen | Mgmt | For | For | |||
1G. | Election of Director for a term of one year: Kathleen Oberg | Mgmt | For | For | |||
1H. | Election of Director for a term of one year: Dheeraj Pandey | Mgmt | For | For | |||
1I. | Election of Director for a term of one year: David Ricks | Mgmt | For | For | |||
1J. | Election of Director for a term of one year: Daniel Rosensweig | Mgmt | For | For | |||
1K. | Election of Director for a term of one year: John Warnock | Mgmt | For | For | |||
2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Mgmt | For | For | |||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Mgmt | For | For | |||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 11443 | 11443 | 0 | 3/27/2021 | ||
Motley Fool 100 Index ETF | |||||||
AFLAC INCORPORATED | |||||||
Security: | 001055102 | Agenda Number: | 935355556 | ||||
Ticker: | AFL | Meeting Type: | Annual | ||||
ISIN: | US0010551028 | Meeting Date: | 5/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until the next Annual Meeting: Daniel P. Amos | Mgmt | For | For | |||
1B. | Election of Director to serve until the next Annual Meeting: W. Paul Bowers | Mgmt | For | For | |||
1C. | Election of Director to serve until the next Annual Meeting: Toshihiko Fukuzawa | Mgmt | For | For | |||
1D. | Election of Director to serve until the next Annual Meeting: Thomas J. Kenny | Mgmt | For | For | |||
1E. | Election of Director to serve until the next Annual Meeting: Georgette D. Kiser | Mgmt | For | For | |||
1F. | Election of Director to serve until the next Annual Meeting: Karole F. Lloyd | Mgmt | For | For | |||
1G. | Election of Director to serve until the next Annual Meeting: Nobuchika Mori | Mgmt | For | For | |||
1H. | Election of Director to serve until the next Annual Meeting: Joseph L. Moskowitz | Mgmt | For | For | |||
1I. | Election of Director to serve until the next Annual Meeting: Barbara K. Rimer, DrPH | Mgmt | For | For | |||
1J. | Election of Director to serve until the next Annual Meeting: Katherine T. Rohrer | Mgmt | For | For | |||
1K. | Election of Director to serve until the next Annual Meeting: Melvin T. Stith | Mgmt | For | For | |||
2. | to consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2021 Annual Meeting of Shareholders and Proxy Statement". | Mgmt | For | For | |||
3. | to consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 16651 | 16651 | 0 | 4/2/2021 | ||
Motley Fool 100 Index ETF | |||||||
AIRBNB INC | |||||||
Security: | 009066101 | Agenda Number: | 935427004 | ||||
Ticker: | ABNB | Meeting Type: | Annual | ||||
ISIN: | US0090661010 | Meeting Date: | 6/22/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Angela Ahrendts | Mgmt | For | For | |||
2 | Brian Chesky | Mgmt | Withheld | Against | |||
3 | Kenneth Chenault | Mgmt | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers ("Say-on-Pay Vote"). | Mgmt | For | For | |||
4. | To approve, on an advisory (non-binding) basis, the frequency of future Say-on-Pay Votes. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 181 | 181 | 14798 | 6/5/2021 | ||
Motley Fool 100 Index ETF | |||||||
ALIGN TECHNOLOGY, INC. | |||||||
Security: | 016255101 | Agenda Number: | 935371132 | ||||
Ticker: | ALGN | Meeting Type: | Annual | ||||
ISIN: | US0162551016 | Meeting Date: | 5/19/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Kevin J. Dallas | Mgmt | For | For | |||
1B. | Election of Director: Joseph M. Hogan | Mgmt | For | For | |||
1C. | Election of Director: Joseph Lacob | Mgmt | For | For | |||
1D. | Election of Director: C. Raymond Larkin, Jr. | Mgmt | For | For | |||
1E. | Election of Director: George J. Morrow | Mgmt | For | For | |||
1F. | Election of Director: Anne M. Myong | Mgmt | For | For | |||
1G. | Election of Director: Andrea L. Saia | Mgmt | For | For | |||
1H. | Election of Director: Greg J. Santora | Mgmt | For | For | |||
1I. | Election of Director: Susan E. Siegel | Mgmt | For | For | |||
1J. | Election of Director: Warren S. Thaler | Mgmt | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | BYLAW AMENDMENT: Ratify an Amendment of our Bylaws to designate Delaware and the District Courts of the United States as the Exclusive Forums for adjudication of certain disputes. | Mgmt | Against | Against | |||
4. | APPROVAL OF AMENDED STOCK PLAN: Approve the Amendment and Restatement of our 2010 Employee Stock Purchase Plan. | Mgmt | For | For | |||
5. | ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1912 | 1912 | 0 | 4/28/2021 | ||
Motley Fool 100 Index ETF | |||||||
AMAZON.COM, INC. | |||||||
Security: | 023135106 | Agenda Number: | 935397592 | ||||
Ticker: | AMZN | Meeting Type: | Annual | ||||
ISIN: | US0231351067 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Jeffrey P. Bezos | Mgmt | For | For | |||
1B. | Election of Director: Keith B. Alexander | Mgmt | For | For | |||
1C. | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |||
1D. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |||
1E. | Election of Director: Judith A. McGrath | Mgmt | For | For | |||
1F. | Election of Director: Indra K. Nooyi | Mgmt | For | For | |||
1G. | Election of Director: Jonathan J. Rubinstein | Mgmt | For | For | |||
1H. | Election of Director: Thomas O. Ryder | Mgmt | For | For | |||
1I. | Election of Director: Patricia Q. Stonesifer | Mgmt | For | For | |||
1J. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shr | For | Against | |||
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shr | Against | For | |||
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shr | For | Against | |||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shr | For | Against | |||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shr | Against | For | |||
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shr | Against | For | |||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shr | Against | For | |||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shr | Against | For | |||
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shr | Against | For | |||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shr | Against | For | |||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 12109 | 12109 | 0 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
AMERICAN TOWER CORPORATION | |||||||
Security: | 03027X100 | Agenda Number: | 935387755 | ||||
Ticker: | AMT | Meeting Type: | Annual | ||||
ISIN: | US03027X1000 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |||
1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |||
1C. | Election of Director: Kenneth R. Frank | Mgmt | For | For | |||
1D. | Election of Director: Robert D. Hormats | Mgmt | For | For | |||
1E. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |||
1F. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |||
1G. | Election of Director: Craig Macnab | Mgmt | For | For | |||
1H. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |||
1I. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |||
1J. | Election of Director: David E. Sharbutt | Mgmt | For | For | |||
1K. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |||
1L. | Election of Director: Samme L. Thompson | Mgmt | For | For | |||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||
4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |||
5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 10611 | 10611 | 0 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
AMGEN INC. | |||||||
Security: | 031162100 | Agenda Number: | 935375382 | ||||
Ticker: | AMGN | Meeting Type: | Annual | ||||
ISIN: | US0311621009 | Meeting Date: | 5/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Mgmt | For | For | |||
1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Mgmt | For | For | |||
1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Mgmt | For | For | |||
1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Mgmt | For | For | |||
1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Mgmt | For | For | |||
1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Mgmt | For | For | |||
1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Mgmt | For | For | |||
1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Mgmt | For | For | |||
1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Mgmt | For | For | |||
1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Mgmt | For | For | |||
1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Mgmt | For | For | |||
2. | Advisory vote to approve our executive compensation. | Mgmt | For | For | |||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 13982 | 13982 | 0 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
ANSYS, INC. | |||||||
Security: | 03662Q105 | Agenda Number: | 935371459 | ||||
Ticker: | ANSS | Meeting Type: | Annual | ||||
ISIN: | US03662Q1058 | Meeting Date: | 5/14/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class I Director for Three-Year Term: Jim Frankola | Mgmt | For | For | |||
1B. | Election of Class I Director for Three-Year Term: Alec D. Gallimore | Mgmt | For | For | |||
1C. | Election of Class I Director for Three-Year Term: Ronald W. Hovsepian | Mgmt | For | For | |||
2. | Ratification of the Selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Mgmt | For | For | |||
3. | Approval of the ANSYS, Inc. 2021 Equity and Incentive Compensation Plan. | Mgmt | For | For | |||
4. | Advisory Approval of the Compensation of Our Named Executive Officers. | Mgmt | For | For | |||
5. | Stockholder Proposal Requesting the Adoption of a Simple Majority Voting Provision, if Properly Presented. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1975 | 1975 | 0 | 4/20/2021 | ||
Motley Fool 100 Index ETF | |||||||
APPLE INC. | |||||||
Security: | 037833100 | Agenda Number: | 935323167 | ||||
Ticker: | AAPL | Meeting Type: | Annual | ||||
ISIN: | US0378331005 | Meeting Date: | 2/23/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: James Bell | Mgmt | For | For | |||
1B. | Election of Director: Tim Cook | Mgmt | For | For | |||
1C. | Election of Director: Al Gore | Mgmt | For | For | |||
1D. | Election of Director: Andrea Jung | Mgmt | For | For | |||
1E. | Election of Director: Art Levinson | Mgmt | For | For | |||
1F. | Election of Director: Monica Lozano | Mgmt | For | For | |||
1G. | Election of Director: Ron Sugar | Mgmt | For | For | |||
1H. | Election of Director: Sue Wagner | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shr | Against | For | |||
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 381718 | 381718 | 0 | 1/29/2021 | ||
Motley Fool 100 Index ETF | |||||||
AUTODESK, INC. | |||||||
Security: | 052769106 | Agenda Number: | 935412899 | ||||
Ticker: | ADSK | Meeting Type: | Annual | ||||
ISIN: | US0527691069 | Meeting Date: | 6/16/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Andrew Anagnost | Mgmt | For | For | |||
1B. | Election of Director: Karen Blasing | Mgmt | For | For | |||
1C. | Election of Director: Reid French | Mgmt | For | For | |||
1D. | Election of Director: Dr. Ayanna Howard | Mgmt | For | For | |||
1E. | Election of Director: Blake Irving | Mgmt | For | For | |||
1F. | Election of Director: Mary T. McDowell | Mgmt | For | For | |||
1G. | Election of Director: Stephen Milligan | Mgmt | For | For | |||
1H. | Election of Director: Lorrie M. Norrington | Mgmt | For | For | |||
1I. | Election of Director: Betsy Rafael | Mgmt | For | For | |||
1J. | Election of Director: Stacy J. Smith | Mgmt | For | For | |||
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4919 | 4919 | 0 | 5/27/2021 | ||
Motley Fool 100 Index ETF | |||||||
BECTON, DICKINSON AND COMPANY | |||||||
Security: | 075887109 | Agenda Number: | 935316845 | ||||
Ticker: | BDX | Meeting Type: | Annual | ||||
ISIN: | US0758871091 | Meeting Date: | 1/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Catherine M. Burzik | Mgmt | For | For | |||
1B. | Election of Director: R. Andrew Eckert | Mgmt | For | For | |||
1C. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |||
1D. | Election of Director: Claire M. Fraser | Mgmt | For | For | |||
1E. | Election of Director: Jeffrey W. Henderson | Mgmt | For | For | |||
1F. | Election of Director: Christopher Jones | Mgmt | For | For | |||
1G. | Election of Director: Marshall O. Larsen | Mgmt | For | For | |||
1H. | Election of Director: David F. Melcher | Mgmt | For | For | |||
1I. | Election of Director: Thomas E. Polen | Mgmt | For | For | |||
1J. | Election of Director: Claire Pomeroy | Mgmt | For | For | |||
1K. | Election of Director: Rebecca W. Rimel | Mgmt | For | For | |||
1L. | Election of Director: Timothy M. Ring | Mgmt | For | For | |||
1M. | Election of Director: Bertram L. Scott | Mgmt | For | For | |||
2. | Ratification of the selection of the independent registered public accounting firm. | Mgmt | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6618 | 6618 | 0 | 1/5/2021 | ||
Motley Fool 100 Index ETF | |||||||
BERKSHIRE HATHAWAY INC. | |||||||
Security: | 084670702 | Agenda Number: | 935351128 | ||||
Ticker: | BRKB | Meeting Type: | Annual | ||||
ISIN: | US0846707026 | Meeting Date: | 5/1/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Warren E. Buffett | Mgmt | For | For | |||
2 | Charles T. Munger | Mgmt | For | For | |||
3 | Gregory E. Abel | Mgmt | For | For | |||
4 | Howard G. Buffett | Mgmt | For | For | |||
5 | Stephen B. Burke | Mgmt | For | For | |||
6 | Kenneth I. Chenault | Mgmt | For | For | |||
7 | Susan L. Decker | Mgmt | For | For | |||
8 | David S. Gottesman | Mgmt | For | For | |||
9 | Charlotte Guyman | Mgmt | For | For | |||
10 | Ajit Jain | Mgmt | For | For | |||
11 | Thomas S. Murphy | Mgmt | For | For | |||
12 | Ronald L. Olson | Mgmt | For | For | |||
13 | Walter Scott, Jr. | Mgmt | For | For | |||
14 | Meryl B. Witmer | Mgmt | For | For | |||
2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shr | For | Against | |||
3. | Shareholder proposal regarding diversity and inclusion reporting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 54729 | 54729 | 0 | 4/6/2021 | ||
Motley Fool 100 Index ETF | |||||||
BIOGEN INC. | |||||||
Security: | 09062X103 | Agenda Number: | 935409032 | ||||
Ticker: | BIIB | Meeting Type: | Annual | ||||
ISIN: | US09062X1037 | Meeting Date: | 6/2/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Alexander J. Denner | Mgmt | For | For | |||
1B. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Caroline D. Dorsa | Mgmt | For | For | |||
1C. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Maria C. Freire | Mgmt | For | For | |||
1D. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William A. Hawkins | Mgmt | For | For | |||
1E. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: William D. Jones | Mgmt | For | For | |||
1F. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Nancy L. Leaming | Mgmt | For | For | |||
1G. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Jesus B. Mantas | Mgmt | For | For | |||
1H. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Richard C. Mulligan | Mgmt | For | For | |||
1I. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stelios Papadopoulos | Mgmt | For | For | |||
1J. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Brian S. Posner | Mgmt | For | For | |||
1K. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Eric K. Rowinsky | Mgmt | For | For | |||
1L. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Stephen A. Sherwin | Mgmt | For | For | |||
1M. | Election of Director to serve for a one-year term extending until the 2022 annual meeting: Michel Vounatsos | Mgmt | For | For | |||
2. | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Say on Pay - To approve an advisory vote on executive compensation. | Mgmt | For | For | |||
4. | To approve an amendment to Biogen's Amended and Restated Certificate of Incorporation, as amended, to add a federal forum selection provision. | Mgmt | Against | Against | |||
5. | Stockholder proposal requesting a report on Biogen's lobbying activities. | Shr | Against | For | |||
6. | Stockholder proposal requesting a report on Biogen's gender pay gap. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3237 | 3237 | 0 | 5/12/2021 | ||
Motley Fool 100 Index ETF | |||||||
BOOKING HOLDINGS INC. | |||||||
Security: | 09857L108 | Agenda Number: | 935408434 | ||||
Ticker: | BKNG | Meeting Type: | Annual | ||||
ISIN: | US09857L1089 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Timothy M. Armstrong | Mgmt | For | For | |||
2 | Glenn D. Fogel | Mgmt | For | For | |||
3 | Mirian M. Graddick-Weir | Mgmt | For | For | |||
4 | Wei Hopeman | Mgmt | For | For | |||
5 | Robert J. Mylod, Jr. | Mgmt | For | For | |||
6 | Charles H. Noski | Mgmt | For | For | |||
7 | Nicholas J. Read | Mgmt | For | For | |||
8 | Thomas E. Rothman | Mgmt | For | For | |||
9 | Bob van Dijk | Mgmt | For | For | |||
10 | Lynn M. Vojvodich | Mgmt | For | For | |||
11 | Vanessa A. Wittman | Mgmt | For | For | |||
2. | Advisory vote to approve 2020 executive compensation. | Mgmt | For | For | |||
3. | Management proposal to amend the Company's 1999 Omnibus Plan. | Mgmt | For | For | |||
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
5. | Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Mgmt | Abstain | Against | |||
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shr | For | Against | |||
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shr | For | Against | |||
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 960 | 960 | 0 | 5/14/2021 | ||
Motley Fool 100 Index ETF | |||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||
Security: | 110122108 | Agenda Number: | 935359643 | ||||
Ticker: | BMY | Meeting Type: | Annual | ||||
ISIN: | US1101221083 | Meeting Date: | 5/4/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A) | Election of Director: Peter J. Arduini | Mgmt | For | For | |||
1B) | Election of Director: Michael W. Bonney | Mgmt | For | For | |||
1C) | Election of Director: Giovanni Caforio, M.D. | Mgmt | For | For | |||
1D) | Election of Director: Julia A. Haller, M.D. | Mgmt | For | For | |||
1E) | Election of Director: Paula A. Price | Mgmt | For | For | |||
1F) | Election of Director: Derica W. Rice | Mgmt | For | For | |||
1G) | Election of Director: Theodore R. Samuels | Mgmt | For | For | |||
1H) | Election of Director: Gerald L. Storch | Mgmt | For | For | |||
1I) | Election of Director: Karen Vousden, Ph.D. | Mgmt | For | For | |||
1J) | Election of Director: Phyllis R. Yale | Mgmt | For | For | |||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | For | For | |||
3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Mgmt | For | For | |||
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Mgmt | For | For | |||
5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Mgmt | For | For | |||
6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shr | Against | For | |||
7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shr | Against | For | |||
8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 54834 | 54834 | 0 | 4/6/2021 | ||
Motley Fool 100 Index ETF | |||||||
BROADCOM INC | |||||||
Security: | 11135F101 | Agenda Number: | 935335768 | ||||
Ticker: | AVGO | Meeting Type: | Annual | ||||
ISIN: | US11135F1012 | Meeting Date: | 4/5/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Ms. Diane M. Bryant | Mgmt | For | For | |||
1B. | Election of Director: Ms. Gayla J. Delly | Mgmt | For | For | |||
1C. | Election of Director: Mr. Raul J. Fernandez | Mgmt | For | For | |||
1D. | Election of Director: Mr. Eddy W. Hartenstein | Mgmt | For | For | |||
1E. | Election of Director: Mr. Check Kian Low | Mgmt | For | For | |||
1F. | Election of Director: Ms. Justine F. Page | Mgmt | For | For | |||
1G. | Election of Director: Dr. Henry Samueli | Mgmt | For | For | |||
1H. | Election of Director: Mr. Hock E. Tan | Mgmt | For | For | |||
1I. | Election of Director: Mr. Harry L. You | Mgmt | For | For | |||
2. | Ratification of the appointment of Pricewaterhouse-Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 31, 2021. | Mgmt | For | For | |||
3. | Approval of an amendment and restatement of Broadcom's 2012 Stock Incentive Plan. | Mgmt | For | For | |||
4. | Advisory vote to approve compensation of Broadcom's named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 9419 | 9419 | 0 | 3/3/2021 | ||
Motley Fool 100 Index ETF | |||||||
CADENCE DESIGN SYSTEMS, INC. | |||||||
Security: | 127387108 | Agenda Number: | 935363375 | ||||
Ticker: | CDNS | Meeting Type: | Annual | ||||
ISIN: | US1273871087 | Meeting Date: | 5/6/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A | Election of Director: Mark W. Adams | Mgmt | For | For | |||
1B | Election of Director: Ita Brennan | Mgmt | For | For | |||
1C | Election of Director: Lewis Chew | Mgmt | For | For | |||
1D | Election of Director: Julia Liuson | Mgmt | For | For | |||
1E | Election of Director: James D. Plummer | Mgmt | For | For | |||
1F | Election of Director: Alberto Sangiovanni- Vincentelli | Mgmt | For | For | |||
1G | Election of Director: John B. Shoven | Mgmt | For | For | |||
1H | Election of Director: Young K. Sohn | Mgmt | For | For | |||
1I | Election of Director: Lip-Bu Tan | Mgmt | For | For | |||
2. | Advisory resolution to approve named executive officer compensation. | Mgmt | For | For | |||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 1, 2022. | Mgmt | For | For | |||
4. | Stockholder proposal regarding written consent. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6555 | 6555 | 0 | 4/9/2021 | ||
Motley Fool 100 Index ETF | |||||||
CHIPOTLE MEXICAN GRILL, INC. | |||||||
Security: | 169656105 | Agenda Number: | 935375320 | ||||
Ticker: | CMG | Meeting Type: | Annual | ||||
ISIN: | US1696561059 | Meeting Date: | 5/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Albert S. Baldocchi | Mgmt | For | For | |||
2 | Matthew A. Carey | Mgmt | For | For | |||
3 | Gregg Engles | Mgmt | For | For | |||
4 | Patricia Fili-Krushel | Mgmt | For | For | |||
5 | Neil W. Flanzraich | Mgmt | For | For | |||
6 | Mauricio Gutierrez | Mgmt | For | For | |||
7 | Robin Hickenlooper | Mgmt | For | For | |||
8 | Scott Maw | Mgmt | For | For | |||
9 | Ali Namvar | Mgmt | For | For | |||
10 | Brian Niccol | Mgmt | For | For | |||
11 | Mary Winston | Mgmt | For | For | |||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on- pay"). | Mgmt | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
4. | Shareholder Proposal - Written Consent of Shareholders. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 8 | 8 | 679 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
CINTAS CORPORATION | |||||||
Security: | 172908105 | Agenda Number: | 935270126 | ||||
Ticker: | CTAS | Meeting Type: | Annual | ||||
ISIN: | US1729081059 | Meeting Date: | 10/27/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Gerald S. Adolph | Mgmt | For | For | |||
1B. | Election of Director: John F. Barrett | Mgmt | For | For | |||
1C. | Election of Director: Melanie W. Barstad | Mgmt | For | For | |||
1D. | Election of Director: Karen L. Carnahan | Mgmt | For | For | |||
1E. | Election of Director: Robert E. Coletti | Mgmt | For | For | |||
1F. | Election of Director: Scott D. Farmer | Mgmt | For | For | |||
1G. | Election of Director: Joseph Scaminace | Mgmt | For | For | |||
1H. | Election of Director: Ronald W. Tysoe | Mgmt | For | For | |||
2. | To approve, on an advisory basis, named executive officer compensation. | Mgmt | For | For | |||
3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
4. | A shareholder proposal requesting the Company provide a semiannual report on political contributions, if properly presented at the meeting. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1808 | 1808 | 312 | 10/5/2020 | ||
Motley Fool 100 Index ETF | |||||||
CME GROUP INC. | |||||||
Security: | 12572Q105 | Agenda Number: | 935359340 | ||||
Ticker: | CME | Meeting Type: | Annual | ||||
ISIN: | US12572Q1058 | Meeting Date: | 5/5/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Equity Director: Terrence A. Duffy | Mgmt | For | For | |||
1B. | Election of Equity Director: Timothy S. Bitsberger | Mgmt | For | For | |||
1C. | Election of Equity Director: Charles P. Carey | Mgmt | For | For | |||
1D. | Election of Equity Director: Dennis H. Chookaszian | Mgmt | For | For | |||
1E. | Election of Equity Director: Bryan T. Durkin | Mgmt | For | For | |||
1F. | Election of Equity Director: Ana Dutra | Mgmt | For | For | |||
1G. | Election of Equity Director: Martin J. Gepsman | Mgmt | For | For | |||
1H. | Election of Equity Director: Larry G. Gerdes | Mgmt | For | For | |||
1I. | Election of Equity Director: Daniel R. Glickman | Mgmt | For | For | |||
1J. | Election of Equity Director: Daniel G. Kaye | Mgmt | For | For | |||
1K. | Election of Equity Director: Phyllis M. Lockett | Mgmt | For | For | |||
1L. | Election of Equity Director: Deborah J. Lucas | Mgmt | For | For | |||
1M. | Election of Equity Director: Terry L. Savage | Mgmt | For | For | |||
1N. | Election of Equity Director: Rahael Seifu | Mgmt | For | For | |||
1O. | Election of Equity Director: William R. Shepard | Mgmt | For | For | |||
1P. | Election of Equity Director: Howard J. Siegel | Mgmt | For | For | |||
1Q. | Election of Equity Director: Dennis A. Suskind | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | Advisory vote on the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 8739 | 8739 | 0 | 4/8/2021 | ||
Motley Fool 100 Index ETF | |||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||
Security: | 192446102 | Agenda Number: | 935406973 | ||||
Ticker: | CTSH | Meeting Type: | Annual | ||||
ISIN: | US1924461023 | Meeting Date: | 6/1/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until the 2022 annual meeting: Zein Abdalla | Mgmt | For | For | |||
1B. | Election of Director to serve until the 2022 annual meeting: Vinita Bali | Mgmt | For | For | |||
1C. | Election of Director to serve until the 2022 annual meeting: Maureen Breakiron-Evans | Mgmt | For | For | |||
1D. | Election of Director to serve until the 2022 annual meeting: Archana Deskus | Mgmt | For | For | |||
1E. | Election of Director to serve until the 2022 annual meeting: John M. Dineen | Mgmt | For | For | |||
1F. | Election of Director to serve until the 2022 annual meeting: Brian Humphries | Mgmt | For | For | |||
1G. | Election of Director to serve until the 2022 annual meeting: Leo S. Mackay, Jr. | Mgmt | For | For | |||
1H. | Election of Director to serve until the 2022 annual meeting: Michael Patsalos-Fox | Mgmt | For | For | |||
1I. | Election of Director to serve until the 2022 annual meeting: Joseph M. Velli | Mgmt | For | For | |||
1J. | Election of Director to serve until the 2022 annual meeting: Sandra S. Wijnberg | Mgmt | For | For | |||
2. | Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. | Mgmt | For | For | |||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
4. | Shareholder proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 12080 | 12080 | 0 | 5/11/2021 | ||
Motley Fool 100 Index ETF | |||||||
COPART, INC. | |||||||
Security: | 217204106 | Agenda Number: | 935296512 | ||||
Ticker: | CPRT | Meeting Type: | Annual | ||||
ISIN: | US2172041061 | Meeting Date: | 12/4/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Willis J. Johnson | Mgmt | For | For | |||
1.2 | Election of Director: A. Jayson Adair | Mgmt | For | For | |||
1.3 | Election of Director: Matt Blunt | Mgmt | For | For | |||
1.4 | Election of Director: Steven D. Cohan | Mgmt | For | For | |||
1.5 | Election of Director: Daniel J. Englander | Mgmt | For | For | |||
1.6 | Election of Director: James E. Meeks | Mgmt | For | For | |||
1.7 | Election of Director: Thomas N. Tryforos | Mgmt | For | For | |||
1.8 | Election of Director: Diane M. Morefield | Mgmt | For | For | |||
1.9 | Election of Director: Stephen Fisher | Mgmt | For | For | |||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on-pay vote). | Mgmt | Against | Against | |||
3. | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Mgmt | For | For | |||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4933 | 4933 | 0 | 11/11/2020 | ||
Motley Fool 100 Index ETF | |||||||
COSTAR GROUP, INC. | |||||||
Security: | 22160N109 | Agenda Number: | 935407684 | ||||
Ticker: | CSGP | Meeting Type: | Annual | ||||
ISIN: | US22160N1090 | Meeting Date: | 6/2/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of director: Michael R. Klein | Mgmt | For | For | |||
1B. | Election of director: Andrew C. Florance | Mgmt | For | For | |||
1C. | Election of director: Laura Cox Kaplan | Mgmt | For | For | |||
1D. | Election of director: Michael J. Glosserman | Mgmt | For | For | |||
1E. | Election of director: John W. Hill | Mgmt | For | For | |||
1F. | Election of director: Robert W. Musslewhite | Mgmt | For | For | |||
1G. | Election of director: Christopher J. Nassetta | Mgmt | For | For | |||
1H. | Election of director: Louise S. Sams | Mgmt | For | For | |||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | Proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | Against | Against | |||
4. | Proposal to approve the adoption of the Company's Fourth Amended and Restated Certificate of Incorporation to increase the total number of shares of common stock that the Company is authorized to issue from 60,000,000 to 1,200,000,000 and correspondingly increase the total number of shares of capital stock that the Company is authorized to issue from 62,000,000 to 1,202,000,000. | Mgmt | For | For | |||
5. | Proposal to approve the amendment and restatement of the CoStar Employee Stock Purchase Plan to increase the number of shares authorized for issuance thereunder. | Mgmt | For | For | |||
6. | Stockholder proposal regarding simple majority vote, if properly presented. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 921 | 921 | 0 | 5/18/2021 | ||
Motley Fool 100 Index ETF | |||||||
COSTCO WHOLESALE CORPORATION | |||||||
Security: | 22160K105 | Agenda Number: | 935312796 | ||||
Ticker: | COST | Meeting Type: | Annual | ||||
ISIN: | US22160K1051 | Meeting Date: | 1/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Susan L. Decker | Mgmt | For | For | |||
2 | Kenneth D. Denman | Mgmt | For | For | |||
3 | Richard A. Galanti | Mgmt | For | For | |||
4 | W. Craig Jelinek | Mgmt | For | For | |||
5 | Sally Jewell | Mgmt | For | For | |||
6 | Charles T. Munger | Mgmt | For | For | |||
7 | Jeffrey S. Raikes | Mgmt | For | For | |||
2. | Ratification of selection of independent auditors. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 9443 | 9443 | 0 | 12/30/2020 | ||
Motley Fool 100 Index ETF | |||||||
CROWDSTRIKE HOLDINGS, INC. | |||||||
Security: | 22788C105 | Agenda Number: | 935436003 | ||||
Ticker: | CRWD | Meeting Type: | Annual | ||||
ISIN: | US22788C1053 | Meeting Date: | 6/30/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Roxanne S. Austin | Mgmt | For | For | |||
2 | Sameer K. Gandhi | Mgmt | For | For | |||
3 | Gerhard Watzinger | Mgmt | For | For | |||
2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Mgmt | Against | Against | |||
4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. | Mgmt | 1 Year | Against | |||
5. | To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. | Mgmt | Against | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 87 | 87 | 5345 | 6/10/2021 | ||
Motley Fool 100 Index ETF | |||||||
CROWN CASTLE INTERNATIONAL CORP | |||||||
Security: | 22822V101 | Agenda Number: | 935372588 | ||||
Ticker: | CCI | Meeting Type: | Annual | ||||
ISIN: | US22822V1017 | Meeting Date: | 5/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: P. Robert Bartolo | Mgmt | For | For | |||
1B. | Election of Director: Jay A. Brown | Mgmt | For | For | |||
1C. | Election of Director: Cindy Christy | Mgmt | For | For | |||
1D. | Election of Director: Ari Q. Fitzgerald | Mgmt | For | For | |||
1E. | Election of Director: Andrea J. Goldsmith | Mgmt | For | For | |||
1F. | Election of Director: Lee W. Hogan | Mgmt | For | For | |||
1G. | Election of Director: Tammy K. Jones | Mgmt | For | For | |||
1H. | Election of Director: J. Landis Martin | Mgmt | For | For | |||
1I. | Election of Director: Anthony J. Melone | Mgmt | For | For | |||
1J. | Election of Director: W. Benjamin Moreland | Mgmt | For | For | |||
1K. | Election of Director: Kevin A. Stephens | Mgmt | For | For | |||
1L. | Election of Director: Matthew Thornton, III | Mgmt | For | For | |||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. | Mgmt | For | For | |||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Mgmt | For | For | |||
4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 10208 | 10208 | 0 | 4/30/2021 | ||
Motley Fool 100 Index ETF | |||||||
CUMMINS INC. | |||||||
Security: | 231021106 | Agenda Number: | 935361662 | ||||
Ticker: | CMI | Meeting Type: | Annual | ||||
ISIN: | US2310211063 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1) | Election of Director: N. Thomas Linebarger | Mgmt | For | For | |||
2) | Election of Director: Robert J. Bernhard | Mgmt | For | For | |||
3) | Election of Director: Dr. Franklin R. Chang Diaz | Mgmt | For | For | |||
4) | Election of Director: Bruno V. Di Leo Allen | Mgmt | For | For | |||
5) | Election of Director: Stephen B. Dobbs | Mgmt | For | For | |||
6) | Election of Director: Carla A. Harris | Mgmt | For | For | |||
7) | Election of Director: Robert K. Herdman | Mgmt | For | For | |||
8) | Election of Director: Alexis M. Herman | Mgmt | For | For | |||
9) | Election of Director: Thomas J. Lynch | Mgmt | For | For | |||
10) | Election of Director: William I. Miller | Mgmt | For | For | |||
11) | Election of Director: Georgia R. Nelson | Mgmt | For | For | |||
12) | Election of Director: Kimberly A. Nelson | Mgmt | For | For | |||
13) | Election of Director: Karen H. Quintos | Mgmt | For | For | |||
14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||
15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021. | Mgmt | For | For | |||
16) | The shareholder proposal regarding professional services allowance for our named executive officers. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3538 | 3538 | 0 | 4/17/2021 | ||
Motley Fool 100 Index ETF | |||||||
CVS HEALTH CORPORATION | |||||||
Security: | 126650100 | Agenda Number: | 935366927 | ||||
Ticker: | CVS | Meeting Type: | Annual | ||||
ISIN: | US1266501006 | Meeting Date: | 5/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Fernando Aguirre | Mgmt | For | For | |||
1B. | Election of Director: C. David Brown II | Mgmt | For | For | |||
1C. | Election of Director: Alecia A. DeCoudreaux | Mgmt | For | For | |||
1D. | Election of Director: Nancy-Ann M. DeParle | Mgmt | For | For | |||
1E. | Election of Director: David W. Dorman | Mgmt | For | For | |||
1F. | Election of Director: Roger N. Farah | Mgmt | For | For | |||
1G. | Election of Director: Anne M. Finucane | Mgmt | For | For | |||
1H. | Election of Director: Edward J. Ludwig | Mgmt | For | For | |||
1I. | Election of Director: Karen S. Lynch | Mgmt | For | For | |||
1J. | Election of Director: Jean-Pierre Millon | Mgmt | For | For | |||
1K. | Election of Director: Mary L. Schapiro | Mgmt | For | For | |||
1L. | Election of Director: William C. Weldon | Mgmt | For | For | |||
1M. | Election of Director: Tony L. White | Mgmt | For | For | |||
2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||
4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shr | Against | For | |||
5. | Stockholder proposal regarding our independent Board Chair. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 31958 | 31958 | 0 | 4/24/2021 | ||
Motley Fool 100 Index ETF | |||||||
DEXCOM, INC. | |||||||
Security: | 252131107 | Agenda Number: | 935383430 | ||||
Ticker: | DXCM | Meeting Type: | Annual | ||||
ISIN: | US2521311074 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer | Mgmt | For | For | |||
1.2 | Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos | Mgmt | For | For | |||
1.3 | Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller | Mgmt | For | For | |||
2. | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Mgmt | For | For | |||
4. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 35 | 35 | 0 | 4/29/2021 | ||
Motley Fool 100 Index ETF | |||||||
DISCOVERY, INC. | |||||||
Security: | 25470F104 | Agenda Number: | 935417902 | ||||
Ticker: | DISCA | Meeting Type: | Annual | ||||
ISIN: | US25470F1049 | Meeting Date: | 6/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Robert R. Beck | Mgmt | For | For | |||
2 | Robert L. Johnson | Mgmt | For | For | |||
3 | J. David Wargo | Mgmt | For | For | |||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 232 | 232 | 22896 | 5/19/2021 | ||
Motley Fool 100 Index ETF | |||||||
DOCUSIGN, INC. | |||||||
Security: | 256163106 | Agenda Number: | 935397453 | ||||
Ticker: | DOCU | Meeting Type: | Annual | ||||
ISIN: | US2561631068 | Meeting Date: | 5/28/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Enrique Salem | Mgmt | For | For | |||
2 | Peter Solvik | Mgmt | For | For | |||
3 | Inhi Cho Suh | Mgmt | For | For | |||
4 | Mary Agnes Wilderotter | Mgmt | For | For | |||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | Approval, on an advisory basis, of our named executive officers' compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4708 | 4708 | 0 | 5/13/2021 | ||
Motley Fool 100 Index ETF | |||||||
EBAY INC. | |||||||
Security: | 278642103 | Agenda Number: | 935418790 | ||||
Ticker: | EBAY | Meeting Type: | Annual | ||||
ISIN: | US2786421030 | Meeting Date: | 6/15/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Anthony J. Bates | Mgmt | For | For | |||
1B. | Election of Director: Adriane M. Brown | Mgmt | For | For | |||
1C. | Election of Director: Diana Farrell | Mgmt | For | For | |||
1D. | Election of Director: Logan D. Green | Mgmt | For | For | |||
1E. | Election of Director: Bonnie S. Hammer | Mgmt | For | For | |||
1F. | Election of Director: E. Carol Hayles | Mgmt | For | For | |||
1G. | Election of Director: Jamie Iannone | Mgmt | For | For | |||
1H. | Election of Director: Kathleen C. Mitic | Mgmt | For | For | |||
1I. | Election of Director: Matthew J. Murphy | Mgmt | For | For | |||
1J. | Election of Director: Paul S. Pressler | Mgmt | For | For | |||
1K. | Election of Director: Mohak Shroff | Mgmt | For | For | |||
1L. | Election of Director: Robert H. Swan | Mgmt | For | For | |||
1M. | Election of Director: Perry M. Traquina | Mgmt | For | For | |||
2. | Ratification of appointment of independent auditors. | Mgmt | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |||
4. | Executive Compensation, if properly presented. | Shr | Against | For | |||
5. | Right to Act by Written Consent, if properly presented. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 14307 | 14307 | 0 | 5/26/2021 | ||
Motley Fool 100 Index ETF | |||||||
ECOLAB INC. | |||||||
Security: | 278865100 | Agenda Number: | 935355405 | ||||
Ticker: | ECL | Meeting Type: | Annual | ||||
ISIN: | US2788651006 | Meeting Date: | 5/6/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Douglas M. Baker, Jr. | Mgmt | For | For | |||
1B. | Election of Director: Shari L. Ballard | Mgmt | For | For | |||
1C. | Election of Director: Barbara J. Beck | Mgmt | For | For | |||
1D. | Election of Director: Christophe Beck | Mgmt | For | For | |||
1E. | Election of Director: Jeffrey M. Ettinger | Mgmt | For | For | |||
1F. | Election of Director: Arthur J. Higgins | Mgmt | For | For | |||
1G. | Election of Director: Michael Larson | Mgmt | For | For | |||
1H. | Election of Director: David W. MacLennan | Mgmt | For | For | |||
1I. | Election of Director: Tracy B. McKibben | Mgmt | For | For | |||
1J. | Election of Director: Lionel L. Nowell, III | Mgmt | For | For | |||
1K. | Election of Director: Victoria J. Reich | Mgmt | For | For | |||
1L. | Election of Director: Suzanne M. Vautrinot | Mgmt | For | For | |||
1M. | Election of Director: John J. Zillmer | Mgmt | For | For | |||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Mgmt | For | For | |||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6946 | 6946 | 0 | 4/15/2021 | ||
Motley Fool 100 Index ETF | |||||||
ELECTRONIC ARTS INC. | |||||||
Security: | 285512109 | Agenda Number: | 935241707 | ||||
Ticker: | EA | Meeting Type: | Annual | ||||
ISIN: | US2855121099 | Meeting Date: | 8/6/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1a. | Election of Director: Leonard S. Coleman | Mgmt | For | For | |||
1b. | Election of Director: Jay C. Hoag | Mgmt | For | For | |||
1c. | Election of Director: Jeffrey T. Huber | Mgmt | For | For | |||
1d. | Election of Director: Lawrence F. Probst III | Mgmt | For | For | |||
1e. | Election of Director: Talbott Roche | Mgmt | For | For | |||
1f. | Election of Director: Richard A. Simonson | Mgmt | For | For | |||
1g. | Election of Director: Luis A. Ubinas | Mgmt | For | For | |||
1h. | Election of Director: Heidi J. Ueberroth | Mgmt | For | For | |||
1i. | Election of Director: Andrew Wilson | Mgmt | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |||
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2021. | Mgmt | For | For | |||
4. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 5064 | 5064 | 0 | 7/16/2020 | ||
Motley Fool 100 Index ETF | |||||||
EQUINIX, INC. | |||||||
Security: | 29444U700 | Agenda Number: | 935390550 | ||||
Ticker: | EQIX | Meeting Type: | Annual | ||||
ISIN: | US29444U7000 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Thomas Bartlett | Mgmt | For | For | |||
2 | Nanci Caldwell | Mgmt | For | For | |||
3 | Adaire Fox-Martin | Mgmt | For | For | |||
4 | Gary Hromadko | Mgmt | For | For | |||
5 | Irving Lyons III | Mgmt | For | For | |||
6 | Charles Meyers | Mgmt | For | For | |||
7 | Christopher Paisley | Mgmt | For | For | |||
8 | Sandra Rivera | Mgmt | For | For | |||
9 | Peter Van Camp | Mgmt | For | For | |||
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Mgmt | For | For | |||
4. | A stockholder proposal, related to written consent of stockholders. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2148 | 2148 | 0 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
FACEBOOK, INC. | |||||||
Security: | 30303M102 | Agenda Number: | 935395891 | ||||
Ticker: | FB | Meeting Type: | Annual | ||||
ISIN: | US30303M1027 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Peggy Alford | Mgmt | For | For | |||
2 | Marc L. Andreessen | Mgmt | For | For | |||
3 | Andrew W. Houston | Mgmt | For | For | |||
4 | Nancy Killefer | Mgmt | For | For | |||
5 | Robert M. Kimmitt | Mgmt | For | For | |||
6 | Sheryl K. Sandberg | Mgmt | For | For | |||
7 | Peter A. Thiel | Mgmt | For | For | |||
8 | Tracey T. Travis | Mgmt | For | For | |||
9 | Mark Zuckerberg | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve an amendment to the director compensation policy. | Mgmt | For | For | |||
4. | A shareholder proposal regarding dual class capital structure. | Shr | For | Against | |||
5. | A shareholder proposal regarding an independent chair. | Shr | Against | For | |||
6. | A shareholder proposal regarding child exploitation. | Shr | For | Against | |||
7. | A shareholder proposal regarding human/civil rights expert on board. | Shr | For | Against | |||
8. | A shareholder proposal regarding platform misuse. | Shr | For | Against | |||
9. | A shareholder proposal regarding public benefit corporation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 69779 | 69779 | 0 | 5/11/2021 | ||
Motley Fool 100 Index ETF | |||||||
FEDEX CORPORATION | |||||||
Security: | 31428X106 | Agenda Number: | 935258346 | ||||
Ticker: | FDX | Meeting Type: | Annual | ||||
ISIN: | US31428X1063 | Meeting Date: | 9/21/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: MARVIN R. ELLISON | Mgmt | For | For | |||
1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Mgmt | For | For | |||
1C. | Election of Director: JOHN C. ("CHRIS") INGLIS | Mgmt | For | For | |||
1D. | Election of Director: KIMBERLY A. JABAL | Mgmt | For | For | |||
1E. | Election of Director: SHIRLEY ANN JACKSON | Mgmt | For | For | |||
1F. | Election of Director: R. BRAD MARTIN | Mgmt | For | For | |||
1G. | Election of Director: JOSHUA COOPER RAMO | Mgmt | For | For | |||
1H. | Election of Director: SUSAN C. SCHWAB | Mgmt | For | For | |||
1I. | Election of Director: FREDERICK W. SMITH | Mgmt | For | For | |||
1J. | Election of Director: DAVID P. STEINER | Mgmt | For | For | |||
1K. | Election of Director: RAJESH SUBRAMANIAM | Mgmt | For | For | |||
1L. | Election of Director: PAUL S. WALSH | Mgmt | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | Against | For | |||
5. | Stockholder proposal regarding political disclosure. | Shr | Against | For | |||
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shr | Against | For | |||
7. | Stockholder proposal regarding shareholder right to act by written consent. | Shr | For | Against | |||
8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4801 | 4801 | 0 | 8/28/2020 | ||
Motley Fool 100 Index ETF | |||||||
FORD MOTOR COMPANY | |||||||
Security: | 345370860 | Agenda Number: | 935364783 | ||||
Ticker: | F | Meeting Type: | Annual | ||||
ISIN: | US3453708600 | Meeting Date: | 5/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Kimberly A. Casiano | Mgmt | For | For | |||
1B. | Election of Director: Anthony F. Earley, Jr. | Mgmt | For | For | |||
1C. | Election of Director: Alexandra Ford English | Mgmt | For | For | |||
1D. | Election of Director: James D. Farley, Jr. | Mgmt | For | For | |||
1E. | Election of Director: Henry Ford III | Mgmt | For | For | |||
1F. | Election of Director: William Clay Ford, Jr. | Mgmt | For | For | |||
1G. | Election of Director: William W. Helman IV | Mgmt | For | For | |||
1H. | Election of Director: Jon M. Huntsman, Jr. | Mgmt | For | For | |||
1I. | Election of Director: William E. Kennard | Mgmt | For | For | |||
1J. | Election of Director: Beth E. Mooney | Mgmt | For | For | |||
1K. | Election of Director: John L. Thornton | Mgmt | For | For | |||
1L. | Election of Director: John B. Veihmeyer | Mgmt | For | For | |||
1M. | Election of Director: Lynn M. Vojvodich | Mgmt | For | For | |||
1N. | Election of Director: John S. Weinberg | Mgmt | For | For | |||
2. | Ratification of Independent Registered Public Accounting Firm. | Mgmt | For | For | |||
3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Mgmt | For | For | |||
4. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 97547 | 97547 | 0 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
FORTINET, INC. | |||||||
Security: | 34959E109 | Agenda Number: | 935425391 | ||||
Ticker: | FTNT | Meeting Type: | Annual | ||||
ISIN: | US34959E1091 | Meeting Date: | 6/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director to serve for a term of one year until the next annual meeting: Ken Xie | Mgmt | For | For | |||
1.2 | Election of Director to serve for a term of one year until the next annual meeting: Michael Xie | Mgmt | For | For | |||
1.3 | Election of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty | Mgmt | For | For | |||
1.4 | Election of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman | Mgmt | For | For | |||
1.5 | Election of Director to serve for a term of one year until the next annual meeting: Ming Hsieh | Mgmt | For | For | |||
1.6 | Election of Director to serve for a term of one year until the next annual meeting: Jean Hu | Mgmt | For | For | |||
1.7 | Election of Director to serve for a term of one year until the next annual meeting: William Neukom | Mgmt | For | For | |||
1.8 | Election of Director to serve for a term of one year until the next annual meeting: Judith Sim | Mgmt | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3816 | 3816 | 0 | 5/28/2021 | ||
Motley Fool 100 Index ETF | |||||||
GILEAD SCIENCES, INC. | |||||||
Security: | 375558103 | Agenda Number: | 935366561 | ||||
Ticker: | GILD | Meeting Type: | Annual | ||||
ISIN: | US3755581036 | Meeting Date: | 5/12/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Mgmt | For | For | |||
1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Mgmt | For | For | |||
1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Mgmt | For | For | |||
1D. | Election of Director to serve for the next year: Kelly A. Kramer | Mgmt | For | For | |||
1E. | Election of Director to serve for the next year: Kevin E. Lofton | Mgmt | For | For | |||
1F. | Election of Director to serve for the next year: Harish Manwani | Mgmt | For | For | |||
1G. | Election of Director to serve for the next year: Daniel P. O'Day | Mgmt | For | For | |||
1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Mgmt | For | For | |||
1I. | Election of Director to serve for the next year: Anthony Welters | Mgmt | For | For | |||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Mgmt | For | For | |||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 30635 | 30635 | 0 | 4/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
HCA HEALTHCARE, INC. | |||||||
Security: | 40412C101 | Agenda Number: | 935354237 | ||||
Ticker: | HCA | Meeting Type: | Annual | ||||
ISIN: | US40412C1018 | Meeting Date: | 4/28/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Thomas F. Frist III | Mgmt | For | For | |||
1B. | Election of Director: Samuel N. Hazen | Mgmt | For | For | |||
1C. | Election of Director: Meg G. Crofton | Mgmt | For | For | |||
1D. | Election of Director: Robert J. Dennis | Mgmt | For | For | |||
1E. | Election of Director: Nancy-Ann DeParle | Mgmt | For | For | |||
1F. | Election of Director: William R. Frist | Mgmt | For | For | |||
1G. | Election of Director: Charles O. Holliday, Jr | Mgmt | For | For | |||
1H. | Election of Director: Michael W. Michelson | Mgmt | For | For | |||
1I. | Election of Director: Wayne J. Riley, M.D. | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shr | Against | For | |||
5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 8083 | 8083 | 0 | 4/3/2021 | ||
Motley Fool 100 Index ETF | |||||||
IDEXX LABORATORIES, INC. | |||||||
Security: | 45168D104 | Agenda Number: | 935370508 | ||||
Ticker: | IDXX | Meeting Type: | Annual | ||||
ISIN: | US45168D1046 | Meeting Date: | 5/12/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Bruce L. Claflin | Mgmt | For | For | |||
1B. | Election of Director: Asha S. Collins, PhD | Mgmt | For | For | |||
1C. | Election of Director: Daniel M. Junius | Mgmt | For | For | |||
1D. | Election of Director: Sam Samad | Mgmt | For | For | |||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Mgmt | For | For | |||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2042 | 2042 | 0 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
ILLUMINA, INC. | |||||||
Security: | 452327109 | Agenda Number: | 935395485 | ||||
Ticker: | ILMN | Meeting Type: | Annual | ||||
ISIN: | US4523271090 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Caroline D. Dorsa | Mgmt | For | For | |||
1B. | Election of Director: Robert S. Epstein, M.D. | Mgmt | For | For | |||
1C. | Election of Director: Scott Gottlieb, M.D. | Mgmt | For | For | |||
1D. | Election of Director: Gary S. Guthart | Mgmt | For | For | |||
1E. | Election of Director: Philip W. Schiller | Mgmt | For | For | |||
1F. | Election of Director: John W. Thompson | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3568 | 3568 | 0 | 5/7/2021 | ||
Motley Fool 100 Index ETF | |||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||
Security: | 45866F104 | Agenda Number: | 935367397 | ||||
Ticker: | ICE | Meeting Type: | Annual | ||||
ISIN: | US45866F1049 | Meeting Date: | 5/14/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen | Mgmt | For | For | |||
1B. | Election of Director for term expiring in 2022: Shantella E. Cooper | Mgmt | For | For | |||
1C. | Election of Director for term expiring in 2022: Charles R. Crisp | Mgmt | For | For | |||
1D. | Election of Director for term expiring in 2022: Duriya M. Farooqui | Mgmt | For | For | |||
1E. | Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond | Mgmt | For | For | |||
1F. | Election of Director for term expiring in 2022: Mark F. Mulhern | Mgmt | For | For | |||
1G. | Election of Director for term expiring in 2022: Thomas E. Noonan | Mgmt | For | For | |||
1H. | Election of Director for term expiring in 2022: Frederic V. Salerno | Mgmt | For | For | |||
1I. | Election of Director for term expiring in 2022: Caroline L. Silver | Mgmt | For | For | |||
1J. | Election of Director for term expiring in 2022: Jeffrey C. Sprecher | Mgmt | For | For | |||
1K. | Election of Director for term expiring in 2022: Judith A. Sprieser | Mgmt | For | For | |||
1L. | Election of Director for term expiring in 2022: Vincent Tese | Mgmt | For | For | |||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Mgmt | For | For | |||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
4. | A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 13453 | 13453 | 0 | 4/23/2021 | ||
Motley Fool 100 Index ETF | |||||||
INTUIT INC. | |||||||
Security: | 461202103 | Agenda Number: | 935313217 | ||||
Ticker: | INTU | Meeting Type: | Annual | ||||
ISIN: | US4612021034 | Meeting Date: | 1/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1a. | Election of Director: Eve Burton | Mgmt | For | For | |||
1b. | Election of Director: Scott D. Cook | Mgmt | For | For | |||
1c. | Election of Director: Richard L. Dalzell | Mgmt | For | For | |||
1d. | Election of Director: Sasan K. Goodarzi | Mgmt | For | For | |||
1e. | Election of Director: Deborah Liu | Mgmt | For | For | |||
1f. | Election of Director: Tekedra Mawakana | Mgmt | For | For | |||
1g. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |||
1h. | Election of Director: Dennis D. Powell | Mgmt | For | For | |||
1i. | Election of Director: Brad D. Smith | Mgmt | For | For | |||
1j. | Election of Director: Thomas Szkutak | Mgmt | For | For | |||
1k. | Election of Director: Raul Vazquez | Mgmt | For | For | |||
1l. | Election of Director: Jeff Weiner | Mgmt | For | For | |||
2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Mgmt | For | For | |||
3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 5584 | 5584 | 0 | 12/28/2020 | ||
Motley Fool 100 Index ETF | |||||||
INTUITIVE SURGICAL, INC. | |||||||
Security: | 46120E602 | Agenda Number: | 935347460 | ||||
Ticker: | ISRG | Meeting Type: | Annual | ||||
ISIN: | US46120E6023 | Meeting Date: | 4/22/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Mgmt | For | For | |||
1B. | Election of Director: Joseph C. Beery | Mgmt | For | For | |||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Mgmt | For | For | |||
1D. | Election of Director: Amal M. Johnson | Mgmt | For | For | |||
1E. | Election of Director: Don R. Kania, Ph.D. | Mgmt | For | For | |||
1F. | Election of Director: Amy L. Ladd, M.D. | Mgmt | For | For | |||
1G. | Election of Director: Keith R. Leonard, Jr. | Mgmt | For | For | |||
1H. | Election of Director: Alan J. Levy, Ph.D. | Mgmt | For | For | |||
1I. | Election of Director: Jami Dover Nachtsheim | Mgmt | For | For | |||
1J. | Election of Director: Monica P. Reed, M.D. | Mgmt | For | For | |||
1K. | Election of Director: Mark J. Rubash | Mgmt | For | For | |||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Mgmt | For | For | |||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2720 | 2720 | 0 | 3/26/2021 | ||
Motley Fool 100 Index ETF | |||||||
KINDER MORGAN, INC. | |||||||
Security: | 49456B101 | Agenda Number: | 935365420 | ||||
Ticker: | KMI | Meeting Type: | Annual | ||||
ISIN: | US49456B1017 | Meeting Date: | 5/12/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Mgmt | For | For | |||
1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Mgmt | For | For | |||
1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Mgmt | For | For | |||
1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Mgmt | For | For | |||
1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Mgmt | For | For | |||
1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Mgmt | For | For | |||
1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Mgmt | For | For | |||
1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Mgmt | For | For | |||
1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Mgmt | For | For | |||
1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Mgmt | For | For | |||
1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Mgmt | For | For | |||
1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Mgmt | For | For | |||
1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Mgmt | For | For | |||
1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Mgmt | For | For | |||
1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Mgmt | For | For | |||
2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Mgmt | For | For | |||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 56511 | 56511 | 0 | 4/17/2021 | ||
Motley Fool 100 Index ETF | |||||||
MARRIOTT INTERNATIONAL, INC. | |||||||
Security: | 571903202 | Agenda Number: | 935390029 | ||||
Ticker: | MAR | Meeting Type: | Annual | ||||
ISIN: | US5719032022 | Meeting Date: | 5/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | ELECTION OF DIRECTOR: J.W. Marriott, Jr. | Mgmt | For | For | |||
1B. | ELECTION OF DIRECTOR: Anthony G. Capuano | Mgmt | For | For | |||
1C. | ELECTION OF DIRECTOR: Deborah M. Harrison | Mgmt | For | For | |||
1D. | ELECTION OF DIRECTOR: Frederick A. Henderson | Mgmt | For | For | |||
1E. | ELECTION OF DIRECTOR: Eric Hippeau | Mgmt | For | For | |||
1F. | ELECTION OF DIRECTOR: Lawrence W. Kellner | Mgmt | For | For | |||
1G. | ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | For | For | |||
1H. | ELECTION OF DIRECTOR: Aylwin B. Lewis | Mgmt | For | For | |||
1I. | ELECTION OF DIRECTOR: David S. Marriott | Mgmt | For | For | |||
1J. | ELECTION OF DIRECTOR: Margaret M. McCarthy | Mgmt | For | For | |||
1K. | ELECTION OF DIRECTOR: George Muñoz | Mgmt | For | For | |||
1L. | ELECTION OF DIRECTOR: Horacio D. Rozanski | Mgmt | For | For | |||
1M. | ELECTION OF DIRECTOR: Susan C. Schwab | Mgmt | For | For | |||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2021. | Mgmt | For | For | |||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | For | For | |||
4A. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR REMOVAL OF DIRECTORS. | Mgmt | For | For | |||
4B. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE SUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION APPROVED BY OUR STOCKHOLDERS. | Mgmt | For | For | |||
4C. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENTS TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE AMENDMENTS TO CERTAIN BYLAW PROVISIONS. | Mgmt | For | For | |||
4D. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE REQUIREMENT FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN TRANSACTIONS. | Mgmt | For | For | |||
4E. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY VOTING STANDARDS: AMENDMENT TO REMOVE THE SUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS COMBINATIONS. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 7591 | 7591 | 0 | 4/15/2021 | ||
Motley Fool 100 Index ETF | |||||||
MASTERCARD INCORPORATED | |||||||
Security: | 57636Q104 | Agenda Number: | 935420644 | ||||
Ticker: | MA | Meeting Type: | Annual | ||||
ISIN: | US57636Q1040 | Meeting Date: | 6/22/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Ajay Banga | Mgmt | For | For | |||
1B. | Election of Director: Merit E. Janow | Mgmt | For | For | |||
1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |||
1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |||
1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |||
1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |||
1G. | Election of Director: Oki Matsumoto | Mgmt | For | For | |||
1H. | Election of Director: Michael Miebach | Mgmt | For | For | |||
1I. | Election of Director: Youngme Moon | Mgmt | For | For | |||
1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |||
1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |||
1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |||
1M. | Election of Director: Jackson Tai | Mgmt | For | For | |||
1N. | Election of Director: Lance Uggla | Mgmt | For | For | |||
2. | Advisory approval of Mastercard's executive compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Mgmt | For | For | |||
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Mgmt | For | For | |||
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Mgmt | For | For | |||
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 24095 | 24095 | 0 | 6/3/2021 | ||
Motley Fool 100 Index ETF | |||||||
MATCH GROUP, INC. | |||||||
Security: | 57667L107 | Agenda Number: | 935411924 | ||||
Ticker: | MTCH | Meeting Type: | Annual | ||||
ISIN: | US57667L1070 | Meeting Date: | 6/15/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Wendi Murdoch | Mgmt | For | For | |||
1B. | Election of Director: Glenn Schiffman | Mgmt | For | For | |||
1C. | Election of Director: Pamela S. Seymon | Mgmt | For | For | |||
2. | To approve the Match Group, Inc. 2021 Global Employee Stock Purchase Plan. | Mgmt | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as Match Group, Inc.'s independent registered public accounting firm for 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6644 | 6644 | 0 | 5/28/2021 | ||
Motley Fool 100 Index ETF | |||||||
MCCORMICK & COMPANY, INCORPORATED | |||||||
Security: | 579780206 | Agenda Number: | 935333586 | ||||
Ticker: | MKC | Meeting Type: | Annual | ||||
ISIN: | US5797802064 | Meeting Date: | 3/31/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2021). | Mgmt | No vote | ||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6130 | 0 | 0 | |||
Motley Fool 100 Index ETF | |||||||
MCKESSON CORPORATION | |||||||
Security: | 58155Q103 | Agenda Number: | 935239182 | ||||
Ticker: | MCK | Meeting Type: | Annual | ||||
ISIN: | US58155Q1031 | Meeting Date: | 7/29/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a one-year term: Dominic J. Caruso | Mgmt | For | For | |||
1B. | Election of Director for a one-year term: N. Anthony Coles, M.D. | Mgmt | For | For | |||
1C. | Election of Director for a one-year term: M. Christine Jacobs | Mgmt | For | For | |||
1D. | Election of Director for a one-year term: Donald R. Knauss | Mgmt | For | For | |||
1E. | Election of Director for a one-year term: Marie L. Knowles | Mgmt | For | For | |||
1F. | Election of Director for a one-year term: Bradley E. Lerman | Mgmt | For | For | |||
1G. | Election of Director for a one-year term: Maria Martinez | Mgmt | For | For | |||
1H. | Election of Director for a one-year term: Edward A. Mueller | Mgmt | For | For | |||
1I. | Election of Director for a one-year term: Susan R. Salka | Mgmt | For | For | |||
1J. | Election of Director for a one-year term: Brian S. Tyler | Mgmt | For | For | |||
1K. | Election of Director for a one-year term: Kenneth E. Washington, Ph.D. | Mgmt | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote on executive compensation. | Mgmt | For | For | |||
4. | Shareholder proposal on action by written consent of shareholders. | Shr | Against | For | |||
5. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shr | Against | For | |||
6. | Shareholder proposal on statement of purpose of a corporation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3097 | 3097 | 0 | 7/3/2020 | ||
Motley Fool 100 Index ETF | |||||||
MICROSOFT CORPORATION | |||||||
Security: | 594918104 | Agenda Number: | 935284478 | ||||
Ticker: | MSFT | Meeting Type: | Annual | ||||
ISIN: | US5949181045 | Meeting Date: | 12/2/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |||
1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |||
1C. | Election of Director: Teri L. List-Stoll | Mgmt | For | For | |||
1D. | Election of Director: Satya Nadella | Mgmt | For | For | |||
1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |||
1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |||
1G. | Election of Director: Charles W. Scharf | Mgmt | For | For | |||
1H. | Election of Director: Arne M. Sorenson | Mgmt | For | For | |||
1I. | Election of Director: John W. Stanton | Mgmt | For | For | |||
1J. | Election of Director: John W. Thompson | Mgmt | For | For | |||
1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For | |||
1L. | Election of Director: Padmasree Warrior | Mgmt | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Mgmt | For | For | |||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 160591 | 160591 | 0 | 11/10/2020 | ||
Motley Fool 100 Index ETF | |||||||
MONSTER BEVERAGE CORPORATION | |||||||
Security: | 61174X109 | Agenda Number: | 935419499 | ||||
Ticker: | MNST | Meeting Type: | Annual | ||||
ISIN: | US61174X1090 | Meeting Date: | 6/15/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Rodney C. Sacks | Mgmt | For | For | |||
2 | Hilton H. Schlosberg | Mgmt | For | For | |||
3 | Mark J. Hall | Mgmt | For | For | |||
4 | James L. Dinkins | Mgmt | For | For | |||
5 | Gary P. Fayard | Mgmt | For | For | |||
6 | Jeanne P. Jackson | Mgmt | For | For | |||
7 | Steven G. Pizula | Mgmt | For | For | |||
8 | Benjamin M. Polk | Mgmt | For | For | |||
9 | Mark S. Vidergauz | Mgmt | For | For | |||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
4. | To consider a stockholder proposal regarding a by-law amendment for an annual vote and report on climate change; if properly presented at the Annual Meeting. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 11654 | 11654 | 0 | 5/25/2021 | ||
Motley Fool 100 Index ETF | |||||||
MOODY'S CORPORATION | |||||||
Security: | 615369105 | Agenda Number: | 935344438 | ||||
Ticker: | MCO | Meeting Type: | Annual | ||||
ISIN: | US6153691059 | Meeting Date: | 4/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Jorge A. Bermudez | Mgmt | For | For | |||
1B. | Election of Director: Thérèse Esperdy | Mgmt | For | For | |||
1C. | Election of Director: Robert Fauber | Mgmt | For | For | |||
1D. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |||
1E. | Election of Director: Kathryn M. Hill | Mgmt | For | For | |||
1F. | Election of Director: Lloyd W. Howell, Jr. | Mgmt | For | For | |||
1G. | Election of Director: Raymond W. McDaniel, Jr. | Mgmt | For | For | |||
1H. | Election of Director: Leslie F. Seidman | Mgmt | For | For | |||
1I. | Election of Director: Bruce Van Saun | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2021. | Mgmt | For | For | |||
3. | Advisory resolution approving executive compensation. | Mgmt | For | For | |||
4. | Advisory "Say-on-Climate Plan" resolution approving the Company's 2020 Decarbonization Plan. | Mgmt | Abstain | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4329 | 4329 | 0 | 3/30/2021 | ||
Motley Fool 100 Index ETF | |||||||
NETFLIX, INC. | |||||||
Security: | 64110L106 | Agenda Number: | 935406252 | ||||
Ticker: | NFLX | Meeting Type: | Annual | ||||
ISIN: | US64110L1061 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Mgmt | For | For | |||
1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Mgmt | For | For | |||
1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Mgmt | For | For | |||
1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
3. | Advisory approval of the Company's executive officer compensation. | Mgmt | Against | Against | |||
4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shr | Against | For | |||
5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shr | For | Against | |||
6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 10015 | 10015 | 0 | 5/14/2021 | ||
Motley Fool 100 Index ETF | |||||||
NEXTERA ENERGY, INC. | |||||||
Security: | 65339F101 | Agenda Number: | 935378201 | ||||
Ticker: | NEE | Meeting Type: | Annual | ||||
ISIN: | US65339F1012 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Sherry S. Barrat | Mgmt | For | For | |||
1B. | Election of Director: James L. Camaren | Mgmt | For | For | |||
1C. | Election of Director: Kenneth B. Dunn | Mgmt | For | For | |||
1D. | Election of Director: Naren K. Gursahaney | Mgmt | For | For | |||
1E. | Election of Director: Kirk S. Hachigian | Mgmt | For | For | |||
1F. | Election of Director: Amy B. Lane | Mgmt | For | For | |||
1G. | Election of Director: David L. Porges | Mgmt | For | For | |||
1H. | Election of Director: James L. Robo | Mgmt | For | For | |||
1I. | Election of Director: Rudy E. Schupp | Mgmt | For | For | |||
1J. | Election of Director: John L. Skolds | Mgmt | For | For | |||
1K. | Election of Director: Lynn M. Utter | Mgmt | For | For | |||
1L. | Election of Director: Darryl L. Wilson | Mgmt | For | For | |||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||
4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Mgmt | For | For | |||
5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 45958 | 45958 | 0 | 5/5/2021 | ||
Motley Fool 100 Index ETF | |||||||
NIKE, INC. | |||||||
Security: | 654106103 | Agenda Number: | 935256378 | ||||
Ticker: | NKE | Meeting Type: | Annual | ||||
ISIN: | US6541061031 | Meeting Date: | 9/17/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1a. | Election of Class B Director: Alan B. Graf, Jr. | Mgmt | For | For | |||
1b. | Election of Class B Director: Peter B. Henry | Mgmt | For | For | |||
1c. | Election of Class B Director: Michelle A. Peluso | Mgmt | For | For | |||
2. | To approve executive compensation by an advisory vote. | Mgmt | Against | Against | |||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | |||
4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Mgmt | For | For | |||
5. | To consider a shareholder proposal regarding political contributions disclosure. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 29532 | 29532 | 0 | 8/22/2020 | ||
Motley Fool 100 Index ETF | |||||||
NVIDIA CORPORATION | |||||||
Security: | 67066G104 | Agenda Number: | 935402343 | ||||
Ticker: | NVDA | Meeting Type: | Annual | ||||
ISIN: | US67066G1040 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Robert K. Burgess | Mgmt | For | For | |||
1B. | Election of Director: Tench Coxe | Mgmt | For | For | |||
1C. | Election of Director: John O. Dabiri | Mgmt | For | For | |||
1D. | Election of Director: Persis S. Drell | Mgmt | For | For | |||
1E. | Election of Director: Jen-Hsun Huang | Mgmt | For | For | |||
1F. | Election of Director: Dawn Hudson | Mgmt | For | For | |||
1G. | Election of Director: Harvey C. Jones | Mgmt | For | For | |||
1H. | Election of Director: Michael G. McCaffery | Mgmt | For | For | |||
1I. | Election of Director: Stephen C. Neal | Mgmt | For | For | |||
1J. | Election of Director: Mark L. Perry | Mgmt | For | For | |||
1K. | Election of Director: A. Brooke Seawell | Mgmt | For | For | |||
1L. | Election of Director: Aarti Shah | Mgmt | For | For | |||
1M. | Election of Director: Mark A. Stevens | Mgmt | For | For | |||
2. | Approval of our executive compensation. | Mgmt | For | For | |||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |||
4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 13956 | 13956 | 0 | 5/13/2021 | ||
Motley Fool 100 Index ETF | |||||||
PALO ALTO NETWORKS, INC. | |||||||
Security: | 697435105 | Agenda Number: | 935287501 | ||||
Ticker: | PANW | Meeting Type: | Annual | ||||
ISIN: | US6974351057 | Meeting Date: | 12/9/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1a. | Election of Class III Director: Nikesh Arora | Mgmt | Abstain | Against | |||
1b. | Election of Class III Director: Carl Eschenbach | Mgmt | Abstain | Against | |||
1c. | Election of Class III Director: Lorraine Twohill | Mgmt | Abstain | Against | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2021. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2092 | 2092 | 0 | 11/18/2020 | ||
Motley Fool 100 Index ETF | |||||||
PAYPAL HOLDINGS, INC. | |||||||
Security: | 70450Y103 | Agenda Number: | 935392617 | ||||
Ticker: | PYPL | Meeting Type: | Annual | ||||
ISIN: | US70450Y1038 | Meeting Date: | 5/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |||
1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |||
1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |||
1D. | Election of Director: David W. Dorman | Mgmt | For | For | |||
1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |||
1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |||
1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |||
1H. | Election of Director: David M. Moffett | Mgmt | For | For | |||
1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |||
1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |||
1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Mgmt | For | For | |||
4. | Stockholder proposal - Stockholder right to act by written consent. | Shr | Against | For | |||
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 29221 | 29221 | 0 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
PELOTON INTERACTIVE, INC. | |||||||
Security: | 70614W100 | Agenda Number: | 935285381 | ||||
Ticker: | PTON | Meeting Type: | Annual | ||||
ISIN: | US70614W1009 | Meeting Date: | 12/9/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Erik Blachford | Mgmt | For | For | |||
2 | Howard Draft | Mgmt | For | For | |||
3 | Pamela Thomas-Graham | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Approval, on a non-binding advisory basis, of the frequency of future votes on the compensation of the named executive officers. | Mgmt | 1 Year | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 5957 | 5957 | 0 | 11/19/2020 | ||
Motley Fool 100 Index ETF | |||||||
PINTEREST, INC. | |||||||
Security: | 72352L106 | Agenda Number: | 935394938 | ||||
Ticker: | PINS | Meeting Type: | Annual | ||||
ISIN: | US72352L1061 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class II Director to hold office until the 2024 annual meeting: Fredric Reynolds | Mgmt | For | For | |||
1B. | Election of Class II Director to hold office until the 2024 annual meeting: Evan Sharp | Mgmt | For | For | |||
1C. | Election of Class II Director to hold office until the 2024 annual meeting: Andrea Wishom | Mgmt | For | For | |||
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2021. | Mgmt | For | For | |||
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 15995 | 15995 | 0 | 5/11/2021 | ||
Motley Fool 100 Index ETF | |||||||
RESMED INC. | |||||||
Security: | 761152107 | Agenda Number: | 935280115 | ||||
Ticker: | RMD | Meeting Type: | Annual | ||||
ISIN: | US7611521078 | Meeting Date: | 11/19/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until 2021 annual meeting: Karen Drexler | Mgmt | For | For | |||
2B. | Election of Director to serve until 2021 annual meeting: Michael Farrell | Mgmt | For | For | |||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Mgmt | For | For | |||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2755 | 2755 | 0 | 10/29/2020 | ||
Motley Fool 100 Index ETF | |||||||
ROKU, INC. | |||||||
Security: | 77543R102 | Agenda Number: | 935414932 | ||||
Ticker: | ROKU | Meeting Type: | Annual | ||||
ISIN: | US77543R1023 | Meeting Date: | 6/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja | Mgmt | For | For | |||
1B. | Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield | Mgmt | For | For | |||
1C. | Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick | Mgmt | For | For | |||
2. | Advisory vote to approve our named executive officer compensation. | Mgmt | Against | Against | |||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3270 | 3270 | 0 | 5/26/2021 | ||
Motley Fool 100 Index ETF | |||||||
ROPER TECHNOLOGIES, INC. | |||||||
Security: | 776696106 | Agenda Number: | 935422775 | ||||
Ticker: | ROP | Meeting Type: | Annual | ||||
ISIN: | US7766961061 | Meeting Date: | 6/14/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Shellye L. Archambeau | Mgmt | For | For | |||
1.2 | Election of Director: Amy Woods Brinkley | Mgmt | For | For | |||
1.3 | Election of Director: John F. Fort III | Mgmt | For | For | |||
1.4 | Election of Director: L. Neil Hunn | Mgmt | For | For | |||
1.5 | Election of Director: Robert D. Johnson | Mgmt | For | For | |||
1.6 | Election of Director: Laura G. Thatcher | Mgmt | For | For | |||
1.7 | Election of Director: Richard F. Wallman | Mgmt | For | For | |||
1.8 | Election of Director: Christopher Wright | Mgmt | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | Against | Against | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 2305 | 2305 | 0 | 5/27/2021 | ||
Motley Fool 100 Index ETF | |||||||
SALESFORCE.COM, INC. | |||||||
Security: | 79466L302 | Agenda Number: | 935416811 | ||||
Ticker: | CRM | Meeting Type: | Annual | ||||
ISIN: | US79466L3024 | Meeting Date: | 6/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Marc Benioff | Mgmt | For | For | |||
1B. | Election of Director: Craig Conway | Mgmt | For | For | |||
1C. | Election of Director: Parker Harris | Mgmt | For | For | |||
1D. | Election of Director: Alan Hassenfeld | Mgmt | For | For | |||
1E. | Election of Director: Neelie Kroes | Mgmt | For | For | |||
1F. | Election of Director: Colin Powell | Mgmt | For | For | |||
1G. | Election of Director: Sanford Robertson | Mgmt | For | For | |||
1H. | Election of Director: John V. Roos | Mgmt | For | For | |||
1I. | Election of Director: Robin Washington | Mgmt | For | For | |||
1J. | Election of Director: Maynard Webb | Mgmt | For | For | |||
1K. | Election of Director: Susan Wojcicki | Mgmt | For | For | |||
2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Mgmt | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |||
4. | An advisory vote to approve the fiscal 2021 compensation of our named executive officers. | Mgmt | For | For | |||
5. | A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 20810 | 20810 | 0 | 5/20/2021 | ||
Motley Fool 100 Index ETF | |||||||
SEAGEN INC. | |||||||
Security: | 81181C104 | Agenda Number: | 935369668 | ||||
Ticker: | SGEN | Meeting Type: | Annual | ||||
ISIN: | US81181C1045 | Meeting Date: | 5/14/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Class II Director for term expiring in 2024: Felix J. Baker, Ph.D. | Mgmt | For | For | |||
1B. | Election of Class II Director for term expiring in 2024: Clay B. Siegall, Ph.D | Mgmt | For | For | |||
1C. | Election of Class II Director for term expiring in 2024: Nancy A. Simonian, M.D. | Mgmt | For | For | |||
2. | Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. | Mgmt | For | For | |||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4859 | 4859 | 0 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
SERVICENOW, INC. | |||||||
Security: | 81762P102 | Agenda Number: | 935416746 | ||||
Ticker: | NOW | Meeting Type: | Annual | ||||
ISIN: | US81762P1021 | Meeting Date: | 6/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Susan L. Bostrom | Mgmt | For | For | |||
1B. | Election of Director: Jonathan C. Chadwick | Mgmt | For | For | |||
1C. | Election of Director: Lawrence J. Jackson, Jr. | Mgmt | For | For | |||
1D. | Election of Director: Frederic B. Luddy | Mgmt | For | For | |||
1E. | Election of Director: Jeffrey A. Miller | Mgmt | For | For | |||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Mgmt | For | For | |||
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Mgmt | For | For | |||
4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Mgmt | For | For | |||
5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Mgmt | Against | Against | |||
6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4386 | 4386 | 0 | 5/18/2021 | ||
Motley Fool 100 Index ETF | |||||||
SQUARE, INC. | |||||||
Security: | 852234103 | Agenda Number: | 935420860 | ||||
Ticker: | SQ | Meeting Type: | Annual | ||||
ISIN: | US8522341036 | Meeting Date: | 6/15/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Randy Garutti | Mgmt | For | For | |||
2 | Mary Meeker | Mgmt | For | For | |||
3 | Lawrence Summers | Mgmt | For | For | |||
4 | Darren Walker | Mgmt | For | For | |||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021. | Mgmt | For | For | |||
4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR. | Shr | Against | For | |||
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 11400 | 11400 | 0 | 5/28/2021 | ||
Motley Fool 100 Index ETF | |||||||
STARBUCKS CORPORATION | |||||||
Security: | 855244109 | Agenda Number: | 935326935 | ||||
Ticker: | SBUX | Meeting Type: | Annual | ||||
ISIN: | US8552441094 | Meeting Date: | 3/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |||
1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Mgmt | For | For | |||
1C. | Election of Director: Andrew Campion | Mgmt | For | For | |||
1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |||
1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |||
1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |||
1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |||
1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |||
1I. | Election of Director: Satya Nadella | Mgmt | For | For | |||
1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |||
1K. | Election of Director: Clara Shih | Mgmt | For | For | |||
1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |||
2. | Advisory resolution to approve our executive officer compensation. | Mgmt | Against | Against | |||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Mgmt | For | For | |||
4. | Employee Board Representation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 26420 | 26420 | 0 | 2/16/2021 | ||
Motley Fool 100 Index ETF | |||||||
SYNOPSYS, INC. | |||||||
Security: | 871607107 | Agenda Number: | 935337255 | ||||
Ticker: | SNPS | Meeting Type: | Annual | ||||
ISIN: | US8716071076 | Meeting Date: | 4/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Aart J. de Geus | Mgmt | For | For | |||
1B. | Election of Director: Chi-Foon Chan | Mgmt | For | For | |||
1C. | Election of Director: Janice D. Chaffin | Mgmt | For | For | |||
1D. | Election of Director: Bruce R. Chizen | Mgmt | For | For | |||
1E. | Election of Director: Mercedes Johnson | Mgmt | For | For | |||
1F. | Election of Director: Chrysostomos L. "Max" Nikias | Mgmt | For | For | |||
1G. | Election of Director: Jeannine P. Sargent | Mgmt | For | For | |||
1H. | Election of Director: John Schwarz | Mgmt | For | For | |||
1I. | Election of Director: Roy Vallee | Mgmt | For | For | |||
2. | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 4,700,000 shares. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Mgmt | For | For | |||
4. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending October 30, 2021. | Mgmt | For | For | |||
5. | To vote on the stockholder proposal regarding special stockholder meetings, if properly presented at the meeting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3534 | 3534 | 0 | 3/18/2021 | ||
Motley Fool 100 Index ETF | |||||||
T-MOBILE US, INC. | |||||||
Security: | 872590104 | Agenda Number: | 935400921 | ||||
Ticker: | TMUS | Meeting Type: | Annual | ||||
ISIN: | US8725901040 | Meeting Date: | 6/3/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Marcelo Claure | Mgmt | For | For | |||
2 | Srikant M. Datar | Mgmt | For | For | |||
3 | Bavan M. Holloway | Mgmt | For | For | |||
4 | Timotheus Höttges | Mgmt | For | For | |||
5 | Christian P. Illek | Mgmt | For | For | |||
6 | Raphael Kübler | Mgmt | For | For | |||
7 | Thorsten Langheim | Mgmt | For | For | |||
8 | Dominique Leroy | Mgmt | For | For | |||
9 | G. Michael Sievert | Mgmt | For | For | |||
10 | Teresa A. Taylor | Mgmt | For | For | |||
11 | Omar Tazi | Mgmt | For | For | |||
12 | Kelvin R. Westbrook | Mgmt | For | For | |||
13 | Michael Wilkens | Mgmt | For | For | |||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 28111 | 28111 | 0 | 5/18/2021 | ||
Motley Fool 100 Index ETF | |||||||
TELADOC HEALTH, INC. | |||||||
Security: | 87918A105 | Agenda Number: | 935377437 | ||||
Ticker: | TDOC | Meeting Type: | Annual | ||||
ISIN: | US87918A1051 | Meeting Date: | 5/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director for a term of one year: Christopher Bischoff | Mgmt | For | For | |||
1B. | Election of Director for a term of one year: Karen L. Daniel | Mgmt | For | For | |||
1C. | Election of Director for a term of one year: Sandra L. Fenwick | Mgmt | For | For | |||
1D. | Election of Director for a term of one year: William H. Frist, MD | Mgmt | For | For | |||
1E. | Election of Director for a term of one year: Jason Gorevic | Mgmt | For | For | |||
1F. | Election of Director for a term of one year: Catherine A. Jacobson | Mgmt | For | For | |||
1G. | Election of Director for a term of one year: Thomas G. McKinley | Mgmt | For | For | |||
1H. | Election of Director for a term of one year: Kenneth H. Paulus | Mgmt | For | For | |||
1I. | Election of Director for a term of one year: David Shedlarz | Mgmt | For | For | |||
1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Mgmt | For | For | |||
1K. | Election of Director for a term of one year: David B. Snow, Jr. | Mgmt | For | For | |||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 43 | 43 | 3472 | 4/27/2021 | ||
Motley Fool 100 Index ETF | |||||||
TESLA, INC. | |||||||
Security: | 88160R101 | Agenda Number: | 935259514 | ||||
Ticker: | TSLA | Meeting Type: | Annual | ||||
ISIN: | US88160R1014 | Meeting Date: | 9/22/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Class I Director to serve for a term of three years: Elon Musk | Mgmt | For | For | |||
1.2 | Election of Class I Director to serve for a term of three years: Robyn Denholm | Mgmt | For | For | |||
1.3 | Election of Class I Director to serve for a term of three years: Hiromichi Mizuno | Mgmt | For | For | |||
2. | Tesla proposal to approve executive compensation on a non-binding advisory basis. | Mgmt | For | For | |||
3. | Tesla proposal to ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||
4. | Stockholder proposal regarding paid advertising. | Shr | Against | For | |||
5. | Stockholder proposal regarding simple majority voting provisions in our governing documents. | Shr | For | Against | |||
6. | Stockholder proposal regarding reporting on employee arbitration. | Shr | For | Against | |||
7. | Stockholder proposal regarding additional reporting on human rights. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3212 | 3212 | 0 | 8/29/2020 | ||
Motley Fool 100 Index ETF | |||||||
THE HOME DEPOT, INC. | |||||||
Security: | 437076102 | Agenda Number: | 935365874 | ||||
Ticker: | HD | Meeting Type: | Annual | ||||
ISIN: | US4370761029 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Gerard J. Arpey | Mgmt | For | For | |||
1B. | Election of Director: Ari Bousbib | Mgmt | For | For | |||
1C. | Election of Director: Jeffery H. Boyd | Mgmt | For | For | |||
1D. | Election of Director: Gregory D. Brenneman | Mgmt | For | For | |||
1E. | Election of Director: J. Frank Brown | Mgmt | For | For | |||
1F. | Election of Director: Albert P. Carey | Mgmt | For | For | |||
1G. | Election of Director: Helena B. Foulkes | Mgmt | For | For | |||
1H. | Election of Director: Linda R. Gooden | Mgmt | For | For | |||
1I. | Election of Director: Wayne M. Hewett | Mgmt | For | For | |||
1J. | Election of Director: Manuel Kadre | Mgmt | For | For | |||
1K. | Election of Director: Stephanie C. Linnartz | Mgmt | For | For | |||
1L. | Election of Director: Craig A. Menear | Mgmt | For | For | |||
2. | Ratification of the Appointment of KPMG LLP. | Mgmt | For | For | |||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Mgmt | For | For | |||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shr | Against | For | |||
5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shr | Against | For | |||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 26730 | 26730 | 0 | 4/29/2021 | ||
Motley Fool 100 Index ETF | |||||||
THE SHERWIN-WILLIAMS COMPANY | |||||||
Security: | 824348106 | Agenda Number: | 935342585 | ||||
Ticker: | SHW | Meeting Type: | Annual | ||||
ISIN: | US8243481061 | Meeting Date: | 4/21/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Kerrii B. Anderson | Mgmt | For | For | |||
1B. | Election of Director: Arthur F. Anton | Mgmt | For | For | |||
1C. | Election of Director: Jeff M. Fettig | Mgmt | For | For | |||
1D. | Election of Director: Richard J. Kramer | Mgmt | For | For | |||
1E. | Election of Director: John G. Morikis | Mgmt | For | For | |||
1F. | Election of Director: Christine A. Poon | Mgmt | For | For | |||
1G. | Election of Director: Aaron M. Powell | Mgmt | For | For | |||
1H. | Election of Director: Michael H. Thaman | Mgmt | For | For | |||
1I. | Election of Director: Matthew Thornton III | Mgmt | For | For | |||
1J. | Election of Director: Steven H. Wunning | Mgmt | For | For | |||
2. | Advisory approval of the compensation of the named executives. | Mgmt | For | For | |||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1950 | 1950 | 0 | 3/19/2021 | ||
Motley Fool 100 Index ETF | |||||||
THE TRADE DESK, INC. | |||||||
Security: | 88339J105 | Agenda Number: | 935395271 | ||||
Ticker: | TTD | Meeting Type: | Annual | ||||
ISIN: | US88339J1051 | Meeting Date: | 5/27/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | David R. Pickles | Mgmt | For | For | |||
2 | Gokul Rajaram | Mgmt | For | For | |||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1299 | 1299 | 0 | 5/7/2021 | ||
Motley Fool 100 Index ETF | |||||||
THE WALT DISNEY COMPANY | |||||||
Security: | 254687106 | Agenda Number: | 935328206 | ||||
Ticker: | DIS | Meeting Type: | Annual | ||||
ISIN: | US2546871060 | Meeting Date: | 3/9/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Susan E. Arnold | Mgmt | For | For | |||
1B. | Election of Director: Mary T. Barra | Mgmt | For | For | |||
1C. | Election of Director: Safra A. Catz | Mgmt | For | For | |||
1D. | Election of Director: Robert A. Chapek | Mgmt | For | For | |||
1E. | Election of Director: Francis A. deSouza | Mgmt | For | For | |||
1F. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |||
1G. | Election of Director: Robert A. Iger | Mgmt | For | For | |||
1H. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |||
1I. | Election of Director: Mark G. Parker | Mgmt | For | For | |||
1J. | Election of Director: Derica W. Rice | Mgmt | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Mgmt | For | For | |||
3. | To approve the advisory resolution on executive compensation. | Mgmt | For | For | |||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | |||
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 39330 | 39330 | 0 | 2/16/2021 | ||
Motley Fool 100 Index ETF | |||||||
TRANSDIGM GROUP INCORPORATED | |||||||
Security: | 893641100 | Agenda Number: | 935331873 | ||||
Ticker: | TDG | Meeting Type: | Annual | ||||
ISIN: | US8936411003 | Meeting Date: | 3/18/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | David Barr | Mgmt | For | For | |||
2 | Mervin Dunn | Mgmt | For | For | |||
3 | Michael Graff | Mgmt | For | For | |||
4 | Sean Hennessy | Mgmt | For | For | |||
5 | W. Nicholas Howley | Mgmt | For | For | |||
6 | Raymond Laubenthal | Mgmt | For | For | |||
7 | Gary E. McCullough | Mgmt | For | For | |||
8 | Michele Santana | Mgmt | For | For | |||
9 | Robert Small | Mgmt | For | For | |||
10 | John Staer | Mgmt | For | For | |||
11 | Kevin Stein | Mgmt | For | For | |||
2. | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Mgmt | Against | Against | |||
3. | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 1242 | 1242 | 0 | 3/2/2021 | ||
Motley Fool 100 Index ETF | |||||||
TWILIO INC. | |||||||
Security: | 90138F102 | Agenda Number: | 935414716 | ||||
Ticker: | TWLO | Meeting Type: | Annual | ||||
ISIN: | US90138F1021 | Meeting Date: | 6/16/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Jeff Lawson | Mgmt | For | For | |||
2 | Byron Deeter | Mgmt | For | For | |||
3 | Jeffrey Epstein | Mgmt | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
3. | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Mgmt | Against | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 42 | 42 | 4120 | 5/29/2021 | ||
Motley Fool 100 Index ETF | |||||||
TWITTER, INC. | |||||||
Security: | 90184L102 | Agenda Number: | 935395120 | ||||
Ticker: | TWTR | Meeting Type: | Annual | ||||
ISIN: | US90184L1026 | Meeting Date: | 6/24/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Jesse Cohn | Mgmt | For | For | |||
1B. | Election of Director: Martha Lane Fox | Mgmt | For | For | |||
1C. | Election of Director: Fei-Fei Li | Mgmt | For | For | |||
1D. | Election of Director: David Rosenblatt | Mgmt | For | For | |||
2. | The approval, on an advisory basis, of the compensation of our named executive officers ("Say-on-Pay"). | Mgmt | For | For | |||
3. | The approval, on an advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Mgmt | For | For | |||
5. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Mgmt | For | For | |||
6. | Shareholder proposal no. 6 has been withdrawn | Shr | Abstain | Against | |||
7. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 19646 | 19646 | 0 | 5/20/2021 | ||
Motley Fool 100 Index ETF | |||||||
UBER TECHNOLOGIES, INC. | |||||||
Security: | 90353T100 | Agenda Number: | 935369341 | ||||
Ticker: | UBER | Meeting Type: | Annual | ||||
ISIN: | US90353T1007 | Meeting Date: | 5/10/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Ronald Sugar | Mgmt | For | For | |||
1B. | Election of Director: Revathi Advaithi | Mgmt | For | For | |||
1C. | Election of Director: Ursula Burns | Mgmt | For | For | |||
1D. | Election of Director: Robert Eckert | Mgmt | For | For | |||
1E. | Election of Director: Amanda Ginsberg | Mgmt | For | For | |||
1F. | Election of Director: Dara Khosrowshahi | Mgmt | For | For | |||
1G. | Election of Director: Wan Ling Martello | Mgmt | For | For | |||
1H. | Election of Director: Yasir Al-Rumayyan | Mgmt | For | For | |||
1I. | Election of Director: John Thain | Mgmt | For | For | |||
1J. | Election of Director: David Trujillo | Mgmt | For | For | |||
1K. | Election of Director: Alexander Wynaendts | Mgmt | For | For | |||
2. | Advisory vote to approve 2020 named executive officer compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Mgmt | For | For | |||
5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 42349 | 42349 | 0 | 4/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
UNION PACIFIC CORPORATION | |||||||
Security: | 907818108 | Agenda Number: | 935364947 | ||||
Ticker: | UNP | Meeting Type: | Annual | ||||
ISIN: | US9078181081 | Meeting Date: | 5/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Andrew H. Card Jr. | Mgmt | For | For | |||
1B. | Election of Director: William J. DeLaney | Mgmt | For | For | |||
1C. | Election of Director: David B. Dillon | Mgmt | For | For | |||
1D. | Election of Director: Lance M. Fritz | Mgmt | For | For | |||
1E. | Election of Director: Deborah C. Hopkins | Mgmt | For | For | |||
1F. | Election of Director: Jane H. Lute | Mgmt | For | For | |||
1G. | Election of Director: Michael R. McCarthy | Mgmt | For | For | |||
1H. | Election of Director: Thomas F. McLarty III | Mgmt | For | For | |||
1I. | Election of Director: Jose H. Villarreal | Mgmt | For | For | |||
1J. | Election of Director: Christopher J. Williams | Mgmt | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Mgmt | For | For | |||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Mgmt | For | For | |||
4. | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Mgmt | For | For | |||
5. | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Mgmt | For | For | |||
6. | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shr | For | Against | |||
7. | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shr | For | Against | |||
8. | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 15968 | 15968 | 0 | 4/22/2021 | ||
Motley Fool 100 Index ETF | |||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||
Security: | 91324P102 | Agenda Number: | 935414879 | ||||
Ticker: | UNH | Meeting Type: | Annual | ||||
ISIN: | US91324P1021 | Meeting Date: | 6/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Richard T. Burke | Mgmt | For | For | |||
1B. | Election of Director: Timothy P. Flynn | Mgmt | For | For | |||
1C. | Election of Director: Stephen J. Hemsley | Mgmt | For | For | |||
1D. | Election of Director: Michele J. Hooper | Mgmt | For | For | |||
1E. | Election of Director: F. William McNabb III | Mgmt | For | For | |||
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Mgmt | For | For | |||
1G. | Election of Director: John H. Noseworthy, M.D. | Mgmt | For | For | |||
1H. | Election of Director: Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
1I. | Election of Director: Andrew Witty | Mgmt | For | For | |||
2. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Mgmt | For | For | |||
4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Mgmt | For | For | |||
5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 20302 | 20302 | 0 | 5/17/2021 | ||
Motley Fool 100 Index ETF | |||||||
VEEVA SYSTEMS INC. | |||||||
Security: | 922475108 | Agenda Number: | 935312518 | ||||
Ticker: | VEEV | Meeting Type: | Special | ||||
ISIN: | US9224751084 | Meeting Date: | 1/13/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to become a public benefit corporation. | Mgmt | For | For | |||
2. | The adoption and approval of the amendments to our Restated Certificate of Incorporation to eliminate the classified structure of our Board of Directors. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3314 | 3314 | 0 | 12/19/2020 | ||
Motley Fool 100 Index ETF | |||||||
VEEVA SYSTEMS INC. | |||||||
Security: | 922475108 | Agenda Number: | 935433677 | ||||
Ticker: | VEEV | Meeting Type: | Annual | ||||
ISIN: | US9224751084 | Meeting Date: | 6/23/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director to serve until the 2022 annual meeting: Mark Carges | Mgmt | For | For | |||
1B. | Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Mgmt | For | For | |||
1C. | Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Mgmt | For | For | |||
1D. | Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Mgmt | For | For | |||
1E. | Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Mgmt | For | For | |||
1F. | Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Mgmt | For | For | |||
1G. | Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Mgmt | For | For | |||
1H. | Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Mgmt | For | For | |||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To hold an advisory (non-binding) vote to approve named executive officer compensation. | Mgmt | For | For | |||
4. | To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Mgmt | 1 Year | Against | |||
5. | To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Mgmt | Abstain | Against | |||
6. | To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 3493 | 3493 | 0 | 6/7/2021 | ||
Motley Fool 100 Index ETF | |||||||
VERTEX PHARMACEUTICALS INCORPORATED | |||||||
Security: | 92532F100 | Agenda Number: | 935383959 | ||||
Ticker: | VRTX | Meeting Type: | Annual | ||||
ISIN: | US92532F1003 | Meeting Date: | 5/19/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Sangeeta Bhatia | Mgmt | For | For | |||
1B. | Election of Director: Lloyd Carney | Mgmt | For | For | |||
1C. | Election of Director: Alan Garber | Mgmt | For | For | |||
1D. | Election of Director: Terrence Kearney | Mgmt | For | For | |||
1E. | Election of Director: Reshma Kewalramani | Mgmt | For | For | |||
1F. | Election of Director: Yuchun Lee | Mgmt | For | For | |||
1G. | Election of Director: Jeffrey Leiden | Mgmt | For | For | |||
1H. | Election of Director: Margaret McGlynn | Mgmt | For | For | |||
1I. | Election of Director: Diana McKenzie | Mgmt | For | For | |||
1J. | Election of Director: Bruce Sachs | Mgmt | For | For | |||
2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2021. | Mgmt | Against | Against | |||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||
4. | Shareholder proposal, if properly presented at the meeting, regarding a report on lobbying activities. | Shr | Against | For | |||
5. | Shareholder proposal, if properly presented at the meeting, regarding a report on political spending. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 6392 | 6392 | 0 | 4/28/2021 | ||
Motley Fool 100 Index ETF | |||||||
VISA INC. | |||||||
Security: | 92826C839 | Agenda Number: | 935315576 | ||||
Ticker: | V | Meeting Type: | Annual | ||||
ISIN: | US92826C8394 | Meeting Date: | 1/26/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Lloyd A. Carney | Mgmt | For | For | |||
1B. | Election of Director: Mary B. Cranston | Mgmt | For | For | |||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Mgmt | For | For | |||
1D. | Election of Director: Alfred F. Kelly, Jr. | Mgmt | For | For | |||
1E. | Election of Director: Ramon Laguarta | Mgmt | For | For | |||
1F. | Election of Director: John F. Lundgren | Mgmt | For | For | |||
1G. | Election of Director: Robert W. Matschullat | Mgmt | For | For | |||
1H. | Election of Director: Denise M. Morrison | Mgmt | For | For | |||
1I. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |||
1J. | Election of Director: Linda J. Rendle | Mgmt | For | For | |||
1K. | Election of Director: John A. C. Swainson | Mgmt | For | For | |||
1L. | Election of Director: Maynard G. Webb, Jr. | Mgmt | For | For | |||
2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Mgmt | For | For | |||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Mgmt | For | For | |||
4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Mgmt | For | For | |||
5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Mgmt | For | For | |||
6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shr | Against | For | |||
7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 9218 | 9218 | 38748 | 1/6/2021 | ||
Motley Fool 100 Index ETF | |||||||
VMWARE, INC. | |||||||
Security: | 928563402 | Agenda Number: | 935225993 | ||||
Ticker: | VMW | Meeting Type: | Annual | ||||
ISIN: | US9285634021 | Meeting Date: | 7/15/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Anthony Bates | Mgmt | For | For | |||
2. | An advisory vote to approve named executive officer compensation, as described in VMware's Proxy Statement. | Mgmt | Against | Against | |||
3. | To ratify the selection by the Audit Committee of VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending January 29, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 382 | 382 | 5957 | 6/23/2020 | ||
Motley Fool 100 Index ETF | |||||||
WALMART INC. | |||||||
Security: | 931142103 | Agenda Number: | 935404866 | ||||
Ticker: | WMT | Meeting Type: | Annual | ||||
ISIN: | US9311421039 | Meeting Date: | 6/2/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Cesar Conde | Mgmt | For | For | |||
1B. | Election of Director: Timothy P. Flynn | Mgmt | For | For | |||
1C. | Election of Director: Sarah J. Friar | Mgmt | For | For | |||
1D. | Election of Director: Carla A. Harris | Mgmt | For | For | |||
1E. | Election of Director: Thomas W. Horton | Mgmt | For | For | |||
1F. | Election of Director: Marissa A. Mayer | Mgmt | For | For | |||
1G. | Election of Director: C. Douglas McMillon | Mgmt | For | For | |||
1H. | Election of Director: Gregory B. Penner | Mgmt | For | For | |||
1I. | Election of Director: Steven S Reinemund | Mgmt | For | For | |||
1J. | Election of Director: Randall L. Stephenson | Mgmt | For | For | |||
1K. | Election of Director: S. Robson Walton | Mgmt | For | For | |||
1L. | Election of Director: Steuart L. Walton | Mgmt | For | For | |||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | Against | Against | |||
3. | Ratification of Ernst & Young LLP as Independent Accountants. | Mgmt | For | For | |||
4. | Report on Refrigerants Released from Operations. | Shr | Against | For | |||
5. | Report on Lobbying Disclosures. | Shr | Against | For | |||
6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shr | Against | For | |||
7. | Create a Pandemic Workforce Advisory Council. | Shr | Against | For | |||
8. | Report on Statement of the Purpose of a Corporation. | Shr | Against | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 62745 | 62745 | 0 | 5/13/2021 | ||
Motley Fool 100 Index ETF | |||||||
WASTE MANAGEMENT, INC. | |||||||
Security: | 94106L109 | Agenda Number: | 935369199 | ||||
Ticker: | WM | Meeting Type: | Annual | ||||
ISIN: | US94106L1098 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: James C. Fish, Jr. | Mgmt | For | For | |||
1B. | Election of Director: Andrés R. Gluski | Mgmt | For | For | |||
1C. | Election of Director: Victoria M. Holt | Mgmt | For | For | |||
1D. | Election of Director: Kathleen M. Mazzarella | Mgmt | For | For | |||
1E. | Election of Director: Sean E. Menke | Mgmt | For | For | |||
1F. | Election of Director: William B. Plummer | Mgmt | For | For | |||
1G. | Election of Director: John C. Pope | Mgmt | For | For | |||
1H. | Election of Director: Maryrose T. Sylvester | Mgmt | For | For | |||
1I. | Election of Director: Thomas H. Weidemeyer | Mgmt | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Mgmt | For | For | |||
3. | Non-binding, advisory proposal to approve our executive compensation. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 10201 | 10201 | 0 | 4/19/2021 | ||
Motley Fool 100 Index ETF | |||||||
WAYFAIR INC | |||||||
Security: | 94419L101 | Agenda Number: | 935361763 | ||||
Ticker: | W | Meeting Type: | Annual | ||||
ISIN: | US94419L1017 | Meeting Date: | 5/11/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Niraj Shah | Mgmt | For | For | |||
1B. | Election of Director: Steven Conine | Mgmt | For | For | |||
1C. | Election of Director: Michael Choe | Mgmt | For | For | |||
1D. | Election of Director: Andrea Jung | Mgmt | For | For | |||
1E. | Election of Director: Michael Kumin | Mgmt | For | For | |||
1F. | Election of Director: Jeffrey Naylor | Mgmt | For | For | |||
1G. | Election of Director: Anke Schäferkordt | Mgmt | For | For | |||
1H. | Election of Director: Michael E. Sneed | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 30 | 30 | 2964 | 4/20/2021 | ||
Motley Fool 100 Index ETF | |||||||
WORKDAY, INC. | |||||||
Security: | 98138H101 | Agenda Number: | 935410477 | ||||
Ticker: | WDAY | Meeting Type: | Annual | ||||
ISIN: | US98138H1014 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Aneel Bhusri | Mgmt | For | For | |||
2 | Ann-Marie Campbell | Mgmt | For | For | |||
3 | David A. Duffield | Mgmt | For | For | |||
4 | Lee J. Styslinger III | Mgmt | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||
4. | To approve, on an advisory basis, the frequency of future advisory votes concerning the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 5614 | 5614 | 0 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
XILINX, INC. | |||||||
Security: | 983919101 | Agenda Number: | 935240527 | ||||
Ticker: | XLNX | Meeting Type: | Annual | ||||
ISIN: | US9839191015 | Meeting Date: | 8/5/2020 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1.1 | Election of Director: Dennis Segers | Mgmt | For | For | |||
1.2 | Election of Director: Raman K. Chitkara | Mgmt | For | For | |||
1.3 | Election of Director: Saar Gillai | Mgmt | For | For | |||
1.4 | Election of Director: Ronald S. Jankov | Mgmt | For | For | |||
1.5 | Election of Director: Mary Louise Krakauer | Mgmt | For | For | |||
1.6 | Election of Director: Thomas H. Lee | Mgmt | For | For | |||
1.7 | Election of Director: Jon A. Olson | Mgmt | For | For | |||
1.8 | Election of Director: Victor Peng | Mgmt | For | For | |||
1.9 | Election of Director: Elizabeth W. Vanderslice | Mgmt | For | For | |||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2021. | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 4402 | 4402 | 0 | 7/15/2020 | ||
Motley Fool 100 Index ETF | |||||||
XILINX, INC. | |||||||
Security: | 983919101 | Agenda Number: | 935346735 | ||||
Ticker: | XLNX | Meeting Type: | Special | ||||
ISIN: | US9839191015 | Meeting Date: | 4/7/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as "Merger Sub," and Xilinx, which proposal is referred to as the "Xilinx merger proposal". | Mgmt | For | For | |||
2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "Xilinx compensation proposal". | Mgmt | For | For | |||
3. | Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the "Xilinx adjournment proposal". | Mgmt | For | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 5979 | 5979 | 0 | 3/25/2021 | ||
Motley Fool 100 Index ETF | |||||||
ZILLOW GROUP, INC. | |||||||
Security: | 98954M101 | Agenda Number: | 935411152 | ||||
Ticker: | ZG | Meeting Type: | Annual | ||||
ISIN: | US98954M1018 | Meeting Date: | 6/8/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Erik Blachford | Mgmt | For | For | |||
2 | Gordon Stephenson | Mgmt | For | For | |||
3 | Claire Cormier Thielke | Mgmt | For | For | |||
2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ended December 31, 2021. | Mgmt | For | For | |||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||
4. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 600 | 600 | 5697 | 5/21/2021 | ||
Motley Fool 100 Index ETF | |||||||
ZOETIS INC. | |||||||
Security: | 98978V103 | Agenda Number: | 935383252 | ||||
Ticker: | ZTS | Meeting Type: | Annual | ||||
ISIN: | US98978V1035 | Meeting Date: | 5/20/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1A. | Election of Director: Sanjay Khosla | Mgmt | For | For | |||
1B. | Election of Director: Antoinette R. Leatherberry | Mgmt | For | For | |||
1C. | Election of Director: Willie M. Reed | Mgmt | For | For | |||
1D. | Election of Director: Linda Rhodes | Mgmt | For | For | |||
2. | Advisory vote to approve our executive compensation (Say on Pay). | Mgmt | For | For | |||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Mgmt | For | For | |||
4. | Shareholder proposal regarding simple majority vote. | Shr | For | Against | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 11233 | 11233 | 0 | 4/29/2021 | ||
Motley Fool 100 Index ETF | |||||||
ZOOM VIDEO COMMUNICATIONS, INC. | |||||||
Security: | 98980L101 | Agenda Number: | 935412926 | ||||
Ticker: | ZM | Meeting Type: | Annual | ||||
ISIN: | US98980L1017 | Meeting Date: | 6/17/2021 | ||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||
1. | DIRECTOR | ||||||
1 | Jonathan Chadwick | Mgmt | For | For | |||
2 | Kimberly L. Hammonds | Mgmt | For | For | |||
3 | Dan Scheinman | Mgmt | For | For | |||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Mgmt | For | For | |||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Mgmt | Against | Against | |||
4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||
19-5790 | SBCN | 7191 | 7191 | 0 | 6/2/2021 |
Orinda Asset Management, LLC
Orinda Income Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Agenda Number: 935345199 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: AGNC ISIN: US00123Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donna J. Blank Mgmt For For 1B. Election of Director: Morris A. Davis Mgmt For For 1C. Election of Director: John D. Fisk Mgmt For For 1D. Election of Director: Prue B. Larocca Mgmt For For 1E. Election of Director: Paul E. Mullings Mgmt For For 1F. Election of Director: Frances R. Spark Mgmt For For 1G. Election of Director: Gary D. Kain Mgmt For For 2. Approval of the Amended and Restated AGNC Mgmt For For Investment Corp. 2016 Equity and Incentive Compensation Plan. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. Ratification of appointment of Ernst & Mgmt For For Young LLP as our independent public accountant for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION Agenda Number: 935361876 -------------------------------------------------------------------------------------------------------------------------- Security: 008492100 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: ADC ISIN: US0084921008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard Agree Mgmt For For Karen Dearing Mgmt For For Michael Hollman Mgmt For For John Rakolta, Jr. Mgmt For For Jerome Rossi Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2021. 3. To approve, by non-binding vote, executive Mgmt For For compensation. 4. To approve an amendment to our Articles of Mgmt For For Incorporation, as amended and supplemented, to increase the number of authorized shares of our common stock. -------------------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935395257 -------------------------------------------------------------------------------------------------------------------------- Security: 015271109 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: ARE ISIN: US0152711091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joel S. Marcus Mgmt For For 1B. Election of Director: Steven R. Hash Mgmt For For 1C. Election of Director: James P. Cain Mgmt Against Against 1D. Election of Director: Maria C. Freire Mgmt Against Against 1E. Election of Director: Jennifer Friel Mgmt For For Goldstein 1F. Election of Director: Richard H. Klein Mgmt For For 1G. Election of Director: Michael A. Woronoff Mgmt Against Against 2. To cast a non-binding, advisory vote on a Mgmt For For resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2021, as more particularly described in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Agenda Number: 935395055 -------------------------------------------------------------------------------------------------------------------------- Security: 024013104 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: AAT ISIN: US0240131047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ernest S. Rady Mgmt For For Dr. Robert S. Sullivan Mgmt Withheld Against Thomas S. Olinger Mgmt For For Joy L. Schaefer Mgmt Withheld Against Nina A. Tran Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. An advisory resolution to approve our Mgmt For For executive compensation for the fiscal year ended December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935377449 -------------------------------------------------------------------------------------------------------------------------- Security: 035710409 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: NLY ISIN: US0357104092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Francine J. Bovich Mgmt For For 1B. Election of Director: Wellington J. Denahan Mgmt For For 1C. Election of Director: Katie Beirne Fallon Mgmt For For 1D. Election of Director: David L. Finkelstein Mgmt For For 1E. Election of Director: Thomas Hamilton Mgmt For For 1F. Election of Director: Kathy Hopinkah Hannan Mgmt For For 1G. Election of Director: Michael Haylon Mgmt For For 1H. Election of Director: Eric A. Reeves Mgmt For For 1I. Election of Director: John H. Schaefer Mgmt For For 1J. Election of Director: Glenn A. Votek Mgmt For For 1K. Election of Director: Vicki Williams Mgmt For For 2. Advisory approval of the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 935414893 -------------------------------------------------------------------------------------------------------------------------- Security: 03762U105 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: ARI ISIN: US03762U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark C. Biderman Mgmt For For Brenna Haysom Mgmt For For Robert A. Kasdin Mgmt Withheld Against Katherine G. Newman Mgmt For For Eric L. Press Mgmt For For Scott S. Prince Mgmt Withheld Against Stuart A. Rothstein Mgmt For For Michael E. Salvati Mgmt Withheld Against Carmencita N.M. Whonder Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Apollo Commercial Real Estate Finance, Inc.'s independent registered public accounting firm for the 2021 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation of Apollo Commercial Real Estate Finance, Inc.'s named executive officers, as more fully described in the 2021 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Agenda Number: 935424541 -------------------------------------------------------------------------------------------------------------------------- Security: 038923108 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: ABR ISIN: US0389231087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt Withheld Against William C. Green Mgmt Withheld Against Elliot Schwartz Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm of Arbor Realty Trust, Inc. for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- ARMADA HOFFLER PROPERTIES, INC. Agenda Number: 935420795 -------------------------------------------------------------------------------------------------------------------------- Security: 04208T108 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: AHH ISIN: US04208T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George F. Allen Mgmt Withheld Against James A. Carroll Mgmt For For James C. Cherry Mgmt Withheld Against Louis S. Haddad Mgmt For For Eva S. Hardy Mgmt Withheld Against Daniel A. Hoffler Mgmt For For A. Russell Kirk Mgmt For For Dorothy S. McAuliffe Mgmt For For John W. Snow Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Agenda Number: 935253283 -------------------------------------------------------------------------------------------------------------------------- Security: 09627J102 Meeting Type: Annual Meeting Date: 08-Sep-2020 Ticker: BRG ISIN: US09627J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the amendment and Mgmt Against Against restatement of each of the Third Amended 2014 Individuals Plan and the Third Amended 2014 Entities Plan. 2. DIRECTOR R. Ramin Kamfar Mgmt For For I. Bobby Majumder Mgmt Withheld Against Romano Tio Mgmt Withheld Against Elizabeth Harrison Mgmt Withheld Against Kamal Jafarnia Mgmt Withheld Against 3. The approval of the non-binding advisory Mgmt For For resolution on the compensation of our named executive officers as disclosed in the proxy statement. 4. Indicate your preference for the frequency Mgmt 1 Year Against of an advisory vote on the compensation of our named executive officers. 5. The ratification of Grant Thornton LLP as Mgmt For For the independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Agenda Number: 935377615 -------------------------------------------------------------------------------------------------------------------------- Security: 101121101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: BXP ISIN: US1011211018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joel I. Klein Mgmt For For 1B. Election of Director: Kelly A. Ayotte Mgmt For For 1C. Election of Director: Bruce W. Duncan Mgmt For For 1D. Election of Director: Karen E. Dykstra Mgmt For For 1E. Election of Director: Carol B. Einiger Mgmt For For 1F. Election of Director: Diane J. Hoskins Mgmt For For 1G. Election of Director: Douglas T. Linde Mgmt For For 1H. Election of Director: Matthew J. Lustig Mgmt For For 1I. Election of Director: Owen D. Thomas Mgmt For For 1J. Election of Director: David A. Twardock Mgmt For For 1K. Election of Director: William H. Walton, Mgmt For For III 2. To approve, by non-binding, advisory Mgmt For For resolution, the Company's named executive officer compensation. 3. To approve the Boston Properties, Inc. 2021 Mgmt For For Stock Incentive Plan. 4. To ratify the Audit Committee's appointment Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST Agenda Number: 935372855 -------------------------------------------------------------------------------------------------------------------------- Security: 105368203 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: BDN ISIN: US1053682035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: James C. Diggs Mgmt For For 1B. Election of Trustee: Reginald DesRoches Mgmt For For 1C. Election of Trustee: H. Richard Haverstick, Mgmt For For Jr. 1D. Election of Trustee: Terri A. Herubin Mgmt For For 1E. Election of Trustee: Michael J. Joyce Mgmt For For 1F. Election of Trustee: Charles P. Pizzi Mgmt For For 1G. Election of Trustee: Gerard H. Sweeney Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for calendar year 2021. 3. Provide a non-binding, advisory vote on our Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC Agenda Number: 935343361 -------------------------------------------------------------------------------------------------------------------------- Security: 11120U105 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: BRX ISIN: US11120U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James M. Taylor Jr. Mgmt For For 1.2 Election of Director: John G. Schreiber Mgmt For For 1.3 Election of Director: Michael Berman Mgmt For For 1.4 Election of Director: Julie Bowerman Mgmt For For 1.5 Election of Director: Sheryl M. Crosland Mgmt For For 1.6 Election of Director: Thomas W. Dickson Mgmt For For 1.7 Election of Director: Daniel B. Hurwitz Mgmt For For 1.8 Election of Director: William D. Rahm Mgmt For For 1.9 Election of Director: Gabrielle Sulzberger Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for 2021. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- CITY OFFICE REIT, INC. Agenda Number: 935348486 -------------------------------------------------------------------------------------------------------------------------- Security: 178587101 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: CIO ISIN: US1785871013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John McLernon Mgmt For For 1B. Election of Director: James Farrar Mgmt For For 1C. Election of Director: William Flatt Mgmt For For 1D. Election of Director: Sabah Mirza Mgmt For For 1E. Election of Director: Mark Murski Mgmt For For 1F. Election of Director: John Sweet Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For City Office REIT, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers for 2020. -------------------------------------------------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC Agenda Number: 935403953 -------------------------------------------------------------------------------------------------------------------------- Security: 198287203 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: CXP ISIN: US1982872038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carmen M. Bowser Mgmt For For John L. Dixon Mgmt For For David B. Henry Mgmt For For Murray J. McCabe Mgmt For For E. Nelson Mills Mgmt For For Constance B. Moore Mgmt For For Michael S. Robb Mgmt For For Thomas G. Wattles Mgmt For For Francis X. Wentworth Jr Mgmt For For 2. To approve, on an advisory basis, executive Mgmt For For officer compensation, sometimes referred to as a "say on pay." 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935373338 -------------------------------------------------------------------------------------------------------------------------- Security: 22002T108 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: OFC ISIN: US22002T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) Election of Trustee: Thomas F. Brady Mgmt For For 1B) Election of Trustee: Stephen E. Budorick Mgmt For For 1C) Election of Trustee: Robert L. Denton, Sr. Mgmt For For 1D) Election of Trustee: Philip L. Hawkins Mgmt For For 1E) Election of Trustee: David M. Jacobstein Mgmt For For 1F) Election of Trustee: Steven D. Kesler Mgmt For For 1G) Election of Trustee: Letitia A. Long Mgmt For For 1H) Election of Trustee: Raymond L. Owens Mgmt For For 1I) Election of Trustee: C. Taylor Pickett Mgmt For For 1J) Election of Trustee: Lisa G. Trimberger Mgmt For For 2) Ratification of the Appointment of Mgmt For For Independent Registered Public Accounting Firm. 3) Approval, on an Advisory Basis, of Named Mgmt For For Executive Officer Compensation. -------------------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION Agenda Number: 935339095 -------------------------------------------------------------------------------------------------------------------------- Security: 264411505 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: DRE ISIN: US2644115055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: John P. Case 1B. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: James B. Connor 1C. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Tamara D. Fischer 1D. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Norman K. Jenkins 1E. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Kelly T. Killingsworth 1F. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Melanie R. Sabelhaus 1G. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Peter M. Scott, III 1H. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: David P. Stockert 1I. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Chris T. Sultemeier 1J. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Michael E. Szymanczyk 1K. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Warren M. Thompson 1L. Election of Director to serve for a Mgmt For For one-year term ending at the 2022 Annual Meeting: Lynn C. Thurber 2. To vote on an advisory basis to approve the Mgmt For For compensation of the Company's named executive officers as set forth in the proxy statement. 3. To ratify the reappointment of KPMG LLP as Mgmt For For the Company's independent registered public accountants for the fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Agenda Number: 935406618 -------------------------------------------------------------------------------------------------------------------------- Security: 27616P103 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: DEA ISIN: US27616P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Darrell W. Crate Mgmt For For 1.2 Election of Director: William C. Trimble, Mgmt For For III 1.3 Election of Director: Michael P. Ibe Mgmt For For 1.4 Election of Director: William H. Binnie Mgmt For For 1.5 Election of Director: Cynthia A. Fisher Mgmt For For 1.6 Election of Director: Scott D. Freeman Mgmt For For 1.7 Election of Director: Emil W. Henry, Jr. Mgmt For For 1.8 Election of Director: Tara S. Innes Mgmt For For 2. Approval, on a non-binding advisory basis, Mgmt For For of our named executive officer compensation. 3. Approval of an amendment to our bylaws to Mgmt For For allow stockholders the right to amend our bylaws. 4. Ratification of the Audit Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935358211 -------------------------------------------------------------------------------------------------------------------------- Security: 313747206 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: FRT ISIN: US3137472060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: David W. Faeder Mgmt For For 1.2 Election of Trustee: Elizabeth I. Holland Mgmt For For 1.3 Election of Trustee: Nicole Y. Lamb-Hale Mgmt For For 1.4 Election of Trustee: Anthony P. Nader, III Mgmt For For 1.5 Election of Trustee: Mark S. Ordan Mgmt For For 1.6 Election of Trustee: Gail P. Steinel Mgmt For For 1.7 Election of Trustee: Donald C. Wood Mgmt For For 2. To hold an advisory vote approving the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GLOBAL MEDICAL REIT INC. Agenda Number: 935391401 -------------------------------------------------------------------------------------------------------------------------- Security: 37954A204 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: GMRE ISIN: US37954A2042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jeffrey M. Busch Mgmt For For 1.2 Election of Director: Matthew Cypher Mgmt For For 1.3 Election of Director: Ronald Marston Mgmt For For 1.4 Election of Director: Roscoe Moore, Jr. Mgmt For For 1.5 Election of Director: Henry E. Cole Mgmt For For 1.6 Election of Director: Zhang Huiqi Mgmt For For 1.7 Election of Director: Paula R. Crowley Mgmt For For 1.8 Election of Director: Lori Wittman Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers as described in the accompanying Proxy Statement. 3. To approve an amendment to the Company's Mgmt For For 2016 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 1,500,000. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GLOBAL NET LEASE Agenda Number: 935340682 -------------------------------------------------------------------------------------------------------------------------- Security: 379378201 Meeting Type: Annual Meeting Date: 12-Apr-2021 Ticker: GNL ISIN: US3793782018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: M. Therese Mgmt Against Against Antone 1B. Election of Class I Director: Edward G. Mgmt Against Against Rendell 1C. Election of Class I Director: Abby M. Mgmt Against Against Wenzel 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2021. 3. A proposal to adopt a non-binding advisory Mgmt Against Against resolution approving the executive compensation for our named executive officers as described herein. 4. A proposal recommending, by non-binding Mgmt 1 Year Against vote, the frequency of future non-binding advisory votes on executive compensation. 5. A proposal approving the 2021 Omnibus Mgmt Against Against Incentive Compensation Plan. 6. A proposal approving the 2021 Omnibus Mgmt Against Against Advisor Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935360545 -------------------------------------------------------------------------------------------------------------------------- Security: 421946104 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: HR ISIN: US4219461047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Todd J. Meredith Mgmt For For John V. Abbott Mgmt For For Nancy H. Agee Mgmt For For Edward H. Braman Mgmt For For Ajay Gupta Mgmt For For James J. Kilroy Mgmt For For Peter F. Lyle, Sr. Mgmt For For John Knox Singleton Mgmt For For Christann M. Vasquez Mgmt For For 2. To ratify the appointment of BDO USA, LLP Mgmt For For as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2021 fiscal year. 3. To approve, on a non-binding advisory Mgmt For For basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2021 Annual Meeting of Shareholders. -------------------------------------------------------------------------------------------------------------------------- HEALTHPEAK PROPERTIES, INC Agenda Number: 935346280 -------------------------------------------------------------------------------------------------------------------------- Security: 42250P103 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: PEAK ISIN: US42250P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Brian G. Cartwright Mgmt For For 1B. Election of Director: Christine N. Garvey Mgmt For For 1C. Election of Director: R. Kent Griffin, Jr. Mgmt For For 1D. Election of Director: David B. Henry Mgmt For For 1E. Election of Director: Thomas M. Herzog Mgmt For For 1F. Election of Director: Lydia H. Kennard Mgmt For For 1G. Election of Director: Sara G. Lewis Mgmt For For 1H. Election of Director: Katherine M. Mgmt For For Sandstrom 2. Approval of 2020 executive compensation on Mgmt For For an advisory basis. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Agenda Number: 935364012 -------------------------------------------------------------------------------------------------------------------------- Security: 431284108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: HIW ISIN: US4312841087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles A. Anderson Mgmt For For Gene H. Anderson Mgmt For For Thomas P. Anderson Mgmt For For Carlos E. Evans Mgmt For For David L. Gadis Mgmt For For David J. Hartzell Mgmt For For Sherry A. Kellett Mgmt For For Theodore J. Klinck Mgmt For For Anne H. Lloyd Mgmt For For 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2021. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVAL OF THE 2021 LONG-TERM EQUITY Mgmt For For INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935373100 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: Scott F. Schaeffer Mgmt For For 1B. ELECTION OF DIRECTOR: William C. Dunkelberg Mgmt For For 1C. ELECTION OF DIRECTOR: Richard D. Gebert Mgmt For For 1D. ELECTION OF DIRECTOR: Melinda H. McClure Mgmt For For 1E. ELECTION OF DIRECTOR: Mack D. Pridgen III Mgmt For For 1F. ELECTION OF DIRECTOR: DeForest B. Soaries, Mgmt For For Jr. 1G. ELECTION OF DIRECTOR: Lisa Washington Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. 3. THE ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- IRET DBA CENTERSPACE Agenda Number: 935381195 -------------------------------------------------------------------------------------------------------------------------- Security: 15202L206 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: CSRPRC ISIN: US15202L2060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Caira Mgmt For For 1B. Election of Director: Michael T. Dance Mgmt For For 1C. Election of Director: Mark O. Decker, Jr. Mgmt For For 1D. Election of Director: Emily Nagle Green Mgmt For For 1E. Election of Director: Linda J. Hall Mgmt For For 1F. Election of Director: John A. Schissel Mgmt For For 1G. Election of Director: Mary J. Twinem Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPROVAL OF AMENDMENT TO ARTICLES OF Mgmt For For AMENDMENT AND THIRD RESTATED DECLARATION OF TRUST OF INVESTORS REAL ESTATE TRUST, AS AMENDED, TO CHANGE THE NAME OF THE COMPANY FROM INVESTORS REAL ESTATE TRUST TO CENTERSPACE. 4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For RESTATED 2015 INCENTIVE PLAN. 5. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. -------------------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INC. Agenda Number: 935361624 -------------------------------------------------------------------------------------------------------------------------- Security: 46284V101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: IRM ISIN: US46284V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Mgmt For For Jennifer Allerton 1B. Election of Director for a one-year term: Mgmt For For Pamela M. Arway 1C. Election of Director for a one-year term: Mgmt For For Clarke H. Bailey 1D. Election of Director for a one-year term: Mgmt For For Kent P. Dauten 1E. Election of Director for a one-year term: Mgmt For For Monte Ford 1F. Election of Director for a one-year term: Mgmt For For Per-Kristian Halvorsen 1G. Election of Director for a one-year term: Mgmt For For Robin L. Matlock 1H. Election of Director for a one-year term: Mgmt For For William L. Meaney 1I. Election of Director for a one-year term: Mgmt For For Wendy J. Murdock 1J. Election of Director for a one-year term: Mgmt For For Walter C. Rakowich 1K. Election of Director for a one-year term: Mgmt For For Doyle R. Simons 1L. Election of Director for a one-year term: Mgmt For For Alfred J. Verrecchia 2. The approval of an amendment to the 2014 Mgmt For For Stock and Cash Incentive Plan (the "2014 Plan") to increase the number of shares of common stock of the Company ("Common Stock") authorized for issuance, to extend the termination date of the 2014 Plan, to provide that, other than in certain circumstances, no equity-based award will vest before the first anniversary of the date of grant and to provide that dividends and dividend equivalents are not paid with respect to stock options or stock appreciation rights. 3. The approval of an amendment to the Iron Mgmt For For Mountain Incorporated 2013 Employee Stock Purchase Plan (the "2013 ESPP"), to increase the number of shares of Common Stock authorized for issuance thereunder by 1,000,000. 4. The approval of a non-binding, advisory Mgmt For For resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. 5. The ratification of the selection by the Mgmt For For Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ISTAR INC. Agenda Number: 935370611 -------------------------------------------------------------------------------------------------------------------------- Security: 45031U408 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: STARPR ISIN: US45031U4085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Clifford De Souza Mgmt For For David Eisenberg Mgmt For For Robin Josephs Mgmt For For Richard Lieb Mgmt For For Barry Ridings Mgmt For For Jay Sugarman Mgmt For For 2. Approval of proposed amendment and Mgmt For For restatement of iStar Inc. 2009 Long Term Incentive Plan. 3. Non-binding advisory vote to approve Mgmt For For executive compensation ("say on pay"). 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- KKR REAL ESTATE FINANCE TRUST INC. Agenda Number: 935345492 -------------------------------------------------------------------------------------------------------------------------- Security: 48251K100 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: KREF ISIN: US48251K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terrance R. Ahern Mgmt Withheld Against Irene M. Esteves Mgmt Withheld Against Todd A. Fisher Mgmt Withheld Against Jonathan A. Langer Mgmt For For Christen E.J. Lee Mgmt Withheld Against Paula Madoff Mgmt For For Deborah H. McAneny Mgmt For For Ralph F. Rosenberg Mgmt Withheld Against 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Agenda Number: 935375558 -------------------------------------------------------------------------------------------------------------------------- Security: 529043101 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: LXP ISIN: US5290431015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR T. Wilson Eglin Mgmt For For Richard S. Frary Mgmt For For Lawrence L. Gray Mgmt For For Jamie Handwerker Mgmt For For Claire A. Koeneman Mgmt For For Howard Roth Mgmt For For 2. To consider and vote upon an advisory, Mgmt For For non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. 3. To consider and vote upon the ratification Mgmt For For of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. Agenda Number: 935411037 -------------------------------------------------------------------------------------------------------------------------- Security: 502175102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: LTC ISIN: US5021751020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Cornelia Cheng 1B. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Boyd W. Hendrickson 1C. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: James J. Pieczynski 1D. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Devra G. Shapiro 1E. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Wendy L. Simpson 1F. Election of Director to hold office until Mgmt For For the 2022 Annual Meeting: Timothy J. Triche 2. Approval of the 2021 Equity Participation Mgmt For For Plan. 3. Ratification of independent registered Mgmt For For public accounting firm. 4. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Agenda Number: 935358021 -------------------------------------------------------------------------------------------------------------------------- Security: 63633D104 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: NHI ISIN: US63633D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert T. Webb Mgmt For For 1B. Election of Director: Charlotte A. Swafford Mgmt For For 1C. Election of Director: D. Eric Mendelsohn Mgmt For For 2. Approve the advisory resolution approving Mgmt For For the compensation of the named executive officers as disclosed in the accompanying Proxy Statement. 3. Ratify the audit committee's selection of Mgmt For For BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935346139 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR Jack B. Evans Mgmt Withheld Against Albin F. Moschner Mgmt Withheld Against Matthew Thornton III Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Agenda Number: 935405375 -------------------------------------------------------------------------------------------------------------------------- Security: 681936100 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: OHI ISIN: US6819361006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kapila K. Anand Mgmt For For Craig R. Callen Mgmt For For Barbara B. Hill Mgmt For For Kevin J. Jacobs Mgmt For For Edward Lowenthal Mgmt For For C. Taylor Pickett Mgmt For For Stephen D. Plavin Mgmt For For Burke W. Whitman Mgmt For For 2. Ratification of Independent Auditors Ernst Mgmt For For & Young LLP for fiscal year 2021. 3. Approval, on an Advisory Basis, of Mgmt For For Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC Agenda Number: 935354415 -------------------------------------------------------------------------------------------------------------------------- Security: 720190206 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: PDM ISIN: US7201902068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Frank C. McDowell Mgmt For For 1B Election of Director: Kelly H. Barrett Mgmt For For 1C Election of Director: Wesley E. Cantrell Mgmt For For 1D Election of Director: Glenn G. Cohen Mgmt For For 1E Election of Director: Barbara B. Lang Mgmt For For 1F Election of Director: C. Brent Smith Mgmt For For 1G Election of Director: Jeffrey L. Swope Mgmt For For 1H Election of Director: Dale H. Taysom Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2021. 3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For THE NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF OUR SECOND AMENDED AND RESTATED Mgmt For For 2007 OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935433730 -------------------------------------------------------------------------------------------------------------------------- Security: 729640102 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: PLYM ISIN: US7296401026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Martin Barber Mgmt Withheld Against Philip S. Cottone Mgmt Withheld Against Richard J. DeAgazio Mgmt Withheld Against David G. Gaw Mgmt Withheld Against John W. Guinee Mgmt For For Caitlin Murphy Mgmt For For Pendleton P. White, Jr. Mgmt Withheld Against Jeffrey E. Witherell Mgmt Withheld Against 2. Approval, as required by the New York Stock Mgmt For For Exchange, of the issuance of shares of the Company's common stock upon conversion of the Company's Series B Preferred Stock. 3. Approval, by an advisory, non-binding vote, Mgmt For For of the Company's executive compensation. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2021. -------------------------------------------------------------------------------------------------------------------------- POSTAL REALTY TRUST INC Agenda Number: 935437081 -------------------------------------------------------------------------------------------------------------------------- Security: 73757R102 Meeting Type: Annual Meeting Date: 18-Jun-2021 Ticker: PSTL ISIN: US73757R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick R. Donahoe Mgmt For For Barry Lefkowitz Mgmt Withheld Against Jane Gural-Senders Mgmt Withheld Against Anton Feingold Mgmt Withheld Against Andrew Spodek Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. Approve an amendment to the Company's 2019 Mgmt Against Against Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PREFERRED APARTMENT COMMUNITIES, INC. Agenda Number: 935406125 -------------------------------------------------------------------------------------------------------------------------- Security: 74039L103 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: APTS ISIN: US74039L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Steve Bartkowski Mgmt For For 1B. Election of Director: John M. Cannon Mgmt For For 1C. Election of Director: Gary B. Coursey Mgmt For For 1D. Election of Director: Sara J. Finley Mgmt For For 1E. Election of Director: Howard A. McLure Mgmt For For 1F. Election of Director: Joel T. Murphy Mgmt For For 1G. Election of Director: Timothy A. Peterson Mgmt For For 2. Approval of the First Amendment to the 2019 Mgmt For For Stock Incentive Plan. 3. To approve (on an advisory basis) Mgmt For For compensation of the named executive officers as disclosed in this Proxy Statement. 4. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Agenda Number: 935392299 -------------------------------------------------------------------------------------------------------------------------- Security: 69360J552 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: PSBPRZ ISIN: US69360J5526 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. Approval of the reincorporation of the Mgmt Abstain Against Company from the State of California to the State of Maryland. -------------------------------------------------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Agenda Number: 935360141 -------------------------------------------------------------------------------------------------------------------------- Security: 74736A103 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: QTS ISIN: US74736A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chad L. Williams Mgmt For For John W. Barter Mgmt For For Joan A. Dempsey Mgmt For For Catherine R. Kinney Mgmt For For Peter A. Marino Mgmt For For Scott D. Miller Mgmt For For Mazen Rawashdeh Mgmt For For Wayne M. Rehberger Mgmt For For Philip P. Trahanas Mgmt For For Stephen E. Westhead Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to the Company's named executive officers. 3. To approve an amendment and restatement of Mgmt Against Against the QTS Realty Trust, Inc. 2013 Equity Incentive Plan. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- READY CAPITAL CORPORATION Agenda Number: 935229371 -------------------------------------------------------------------------------------------------------------------------- Security: 75574U101 Meeting Type: Annual Meeting Date: 15-Jul-2020 Ticker: RC ISIN: US75574U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas E. Capasse Mgmt For For Jack J. Ross Mgmt For For Frank P. Filipps Mgmt For For Gilbert E. Nathan Mgmt For For Andrea Petro Mgmt For For J. Mitchell Reese Mgmt Withheld Against Todd M. Sinai Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For & Touche as the Company's independent registered public accounting firm for the 2020 fiscal year. 3. Approval, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers, as more described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION Agenda Number: 935362929 -------------------------------------------------------------------------------------------------------------------------- Security: 756109104 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: O ISIN: US7561091049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 annual meeting: Kathleen R. Allen 1B. Election of Director to serve until the Mgmt For For 2022 annual meeting: A. Larry Chapman 1C. Election of Director to serve until the Mgmt For For 2022 annual meeting: Reginald H. Gilyard 1D. Election of Director to serve until the Mgmt For For 2022 annual meeting: Priya Cherian Huskins 1E. Election of Director to serve until the Mgmt For For 2022 annual meeting: Gerardo I. Lopez 1F. Election of Director to serve until the Mgmt For For 2022 annual meeting: Michael D. McKee 1G. Election of Director to serve until the Mgmt For For 2022 annual meeting: Gregory T. McLaughlin 1H. Election of Director to serve until the Mgmt For For 2022 annual meeting: Ronald L. Merriman 1I. Election of Director to serve until the Mgmt For For 2022 annual meeting: Sumit Roy 2. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. A non-binding advisory proposal to approve Mgmt For For the compensation of our named executive officers as described in the Proxy Statement. 4. The approval of the Realty Income Mgmt For For Corporation 2021 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Agenda Number: 935360634 -------------------------------------------------------------------------------------------------------------------------- Security: 758849103 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: REG ISIN: US7588491032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Martin E. Stein, Jr. Mgmt For For 1B. Election of Director: Joseph F. Azrack Mgmt For For 1C. Election of Director: Bryce Blair Mgmt For For 1D. Election of Director: C. Ronald Blankenship Mgmt For For 1E. Election of Director: Deirdre J. Evens Mgmt For For 1F. Election of Director: Thomas W. Furphy Mgmt For For 1G. Election of Director: Karin M. Klein Mgmt For For 1H. Election of Director: Peter D. Linneman Mgmt For For 1I. Election of Director: David P. O'Connor Mgmt For For 1J. Election of Director: Lisa Palmer Mgmt For For 1K. Election of Director: Thomas G. Wattles Mgmt For For 2. Adoption of an advisory resolution Mgmt For For approving executive compensation for fiscal year 2020. 3. Ratification of appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Agenda Number: 935426381 -------------------------------------------------------------------------------------------------------------------------- Security: 78573L106 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: SBRA ISIN: US78573L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Craig A. Barbarosh Mgmt For For 1B. Election of Director: Katie Cusack Mgmt For For 1C. Election of Director: Michael J. Foster Mgmt For For 1D. Election of Director: Ronald G. Geary Mgmt For For 1E. Election of Director: Lynne S. Katzmann Mgmt For For 1F. Election of Director: Ann Kono Mgmt For For 1G. Election of Director: Raymond J. Lewis Mgmt For For 1H. Election of Director: Jeffrey A. Malehorn Mgmt For For 1I. Election of Director: Richard K. Matros Mgmt For For 1J. Election of Director: Clifton J. Porter II Mgmt For For 1K. Election of Director: Milton J. Walters Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Sabra's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of Sabra's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. Agenda Number: 935412623 -------------------------------------------------------------------------------------------------------------------------- Security: 78440X804 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: SLG ISIN: US78440X8048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John H. Alschuler Mgmt For For 1B. Election of Director: Betsy S. Atkins Mgmt For For 1C. Election of Director: Edwin T. Burton, III Mgmt For For 1D. Election of Director: Lauren B. Dillard Mgmt For For 1E. Election of Director: Stephen L. Green Mgmt For For 1F. Election of Director: Craig M. Hatkoff Mgmt For For 1G. Election of Director: Marc Holliday Mgmt For For 1H. Election of Director: John S. Levy Mgmt For For 1I. Election of Director: Andrew W. Mathias Mgmt For For 2. To approve, on a non-binding advisory Mgmt Against Against basis, our executive compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573 -------------------------------------------------------------------------------------------------------------------------- Security: 84860W300 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: SRC ISIN: US84860W3007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jackson Hsieh Mgmt For For 1B. Election of Director: Kevin M. Charlton Mgmt For For 1C. Election of Director: Todd A. Dunn Mgmt For For 1D. Election of Director: Elizabeth F. Frank Mgmt For For 1E. Election of Director: Michelle M. Frymire Mgmt For For 1F. Election of Director: Kristian M. Gathright Mgmt For For 1G. Election of Director: Richard I. Gilchrist Mgmt For For 1H. Election of Director: Diana M. Laing Mgmt For For 1I. Election of Director: Nicholas P. Shepherd Mgmt For For 1J. Election of Director: Thomas J. Sullivan Mgmt For For 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. A non-binding, advisory resolution to Mgmt For For approve the compensation of our named executive officers as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Agenda Number: 935347953 -------------------------------------------------------------------------------------------------------------------------- Security: 85571B105 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: STWD ISIN: US85571B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Richard D. Bronson Mgmt For For Jeffrey G. Dishner Mgmt For For Camille J. Douglas Mgmt For For Solomon J. Kumin Mgmt For For Fred Perpall Mgmt For For Fred S. Ridley Mgmt For For Barry S. Sternlicht Mgmt For For Strauss Zelnick Mgmt For For 2. The approval on an advisory basis of the Mgmt For For Company's executive compensation. 3. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for the calendar year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Agenda Number: 935348664 -------------------------------------------------------------------------------------------------------------------------- Security: 88146M101 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: TRNO ISIN: US88146M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Blake Baird Mgmt For For 1B. Election of Director: Michael A. Coke Mgmt For For 1C. Election of Director: Linda Assante Mgmt For For 1D. Election of Director: LeRoy E. Carlson Mgmt For For 1E. Election of Director: David M. Lee Mgmt For For 1F. Election of Director: Gabriela Franco Mgmt For For Parcella 1G. Election of Director: Douglas M. Pasquale Mgmt For For 1H. Election of Director: Dennis Polk Mgmt For For 2. Adoption of a resolution to approve, on a Mgmt For For non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered certified public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- THE MACERICH COMPANY Agenda Number: 935428195 -------------------------------------------------------------------------------------------------------------------------- Security: 554382101 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: MAC ISIN: US5543821012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peggy Alford Mgmt For For 1B. Election of Director: John H. Alschuler Mgmt For For 1C. Election of Director: Eric K. Brandt Mgmt For For 1D. Election of Director: Edward C. Coppola Mgmt For For 1E. Election of Director: Steven R. Hash Mgmt For For 1F. Election of Director: Daniel J. Hirsch Mgmt For For 1G. Election of Director: Diana M. Laing Mgmt For For 1H. Election of Director: Thomas E. O'Hern Mgmt For For 1I. Election of Director: Steven L. Soboroff Mgmt For For 1J. Election of Director: Andrea M. Stephen Mgmt For For 2. Advisory vote to approve our named Mgmt For For executive officer compensation as described in our Proxy Statement. 3. Amendment to our charter to increase the Mgmt For For number of authorized shares of common stock. 4. Amendment and restatement of our Employee Mgmt For For Stock Purchase Plan. 5. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- TPG RE FINANCE TRUST, INC. Agenda Number: 935385319 -------------------------------------------------------------------------------------------------------------------------- Security: 87266M107 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: TRTX ISIN: US87266M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Avi Banyasz Mgmt For For Kelvin Davis Mgmt For For Michael Gillmore Mgmt For For Todd Schuster Mgmt For For Wendy Silverstein Mgmt For For Bradley Smith Mgmt For For Gregory White Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Advisory Vote on Executive Compensation: To Mgmt For For approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Agenda Number: 935360191 -------------------------------------------------------------------------------------------------------------------------- Security: 91704F104 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: UE ISIN: US91704F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Jeffrey S. Olson 1B. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Michael A. Gould 1C. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Steven H. Grapstein 1D. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Steven J. Guttman 1E. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Amy B. Lane 1F. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Kevin P. O'Shea 1G. Election of Trustees to serve until the Mgmt Against Against 2022 Annual Meeting of Shareholders: Steven Roth 1H. Election of Trustees to serve until the Mgmt For For 2022 Annual Meeting of Shareholders: Douglas W. Sesler 2. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. The approval, on a non-binding advisory Mgmt For For basis, of a resolution approving the compensation of our named executive officers as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- VEREIT, INC. Agenda Number: 935406137 -------------------------------------------------------------------------------------------------------------------------- Security: 92339V308 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: VER ISIN: US92339V3087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Glenn J. Rufrano 1B. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Hugh R. Frater 1C. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Priscilla Almodovar 1D. Election of Director Nominees to serve Mgmt Against Against until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: David B. Henry 1E. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Mary Hogan Preusse 1F. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Richard J. Lieb 1G. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Eugene A. Pinover 1H. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Julie G. Richardson 1I. Election of Director Nominees to serve Mgmt For For until the 2022 Annual Meeting of Stockholders and until their respective successors are duly elected and qualify: Susan E. Skerritt 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve by a non-binding advisory Mgmt For For resolution the compensation of the Company's named executive officers as described in the Company's definitive proxy statement. 4. To approve the VEREIT, Inc. 2021 Equity Mgmt For For Incentive Plan. 5. To approve amendments to the Company's Mgmt For For Articles of Amendment and Restatement and Amended and Restated Bylaws ("Bylaws") to allow the Bylaws to be amended by our stockholders. -------------------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST Agenda Number: 935387781 -------------------------------------------------------------------------------------------------------------------------- Security: 929042109 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: VNO ISIN: US9290421091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven Roth Mgmt For For Candace K. Beinecke Mgmt For For Michael D. Fascitelli Mgmt For For Beatrice Hamza Bassey Mgmt For For William W. Helman IV Mgmt For For David M. Mandelbaum Mgmt For For Mandakini Puri Mgmt For For Daniel R. Tisch Mgmt For For Richard R. West Mgmt For For Russell B. Wight, Jr. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 3. NON-BINDING, ADVISORY RESOLUTION ON Mgmt Against Against EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- W. P. CAREY INC. Agenda Number: 935387630 -------------------------------------------------------------------------------------------------------------------------- Security: 92936U109 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: WPC ISIN: US92936U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Mark A. Alexander 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Tonit M. Calaway 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Peter J. Farrell 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Robert J. Flanagan 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Jason E. Fox 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Axel K.A. Hansing 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Jean Hoysradt 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Margaret G. Lewis 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Christopher J. Niehaus 1J. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Nick J.M. van Ommen 2. To Approve the Advisory Resolution on Mgmt For For Executive Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. -------------------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Agenda Number: 935346064 -------------------------------------------------------------------------------------------------------------------------- Security: 948741103 Meeting Type: Annual Meeting Date: 26-Apr-2021 Ticker: WRI ISIN: US9487411038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trust Manager: Andrew M. Mgmt For For Alexander 1B. Election of Trust Manager: Stanford J. Mgmt For For Alexander 1C. Election of Trust Manager: Shelaghmichael Mgmt For For C. Brown 1D. Election of Trust Manager: Stephen A. Mgmt For For Lasher 1E. Election of Trust Manager: Thomas L. Ryan Mgmt For For 1F. Election of Trust Manager: Douglas W. Mgmt For For Schnitzer 1G. Election of Trust Manager: C. Park Shaper Mgmt For For 1H. Election of Trust Manager: Marc J. Shapiro Mgmt For For 2. To adopt the Second Amendment to the Mgmt For For Weingarten Realty Investors Amended and Restated 2010 Long-Term Incentive Plan. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. To approve, by non-binding vote, executive Mgmt For For compensation. * Management position unknown
Schneider Capital Management
Schneider Small Cap Value Fund did not vote any proxies from July 1, 2020 to July 15, 2020, the close of business of the fund.
Red Gate Advisers, LLC
Issuer Name | Country | Meeting Date | Meeting Type | Record Date | Ticker | Security ID | Symbol Type | Ballot Issue Number | Proposal Text | Proponent | Mgmt Reco | Vote Cast | For Against Management | Fund Name | Logical Ballot Status |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.1 | Elect Christopher L. Conway | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.2 | Elect Michael J. Dubose | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.3 | Elect David A. Dunbar | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.4 | Elect Louise K. Goeser | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.5 | Elect Jes Munk Hansen | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.6 | Elect W. Craig Kissel | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.7 | Elect Joseph T. Noonan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.8 | Elect Robert J. Pagano, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.9 | Elect Merilee Raines | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 1.10 | Elect Joseph W. Reitmeier | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Watts Water Technologies, Inc. | United States | 5/12/2021 | Annual | 3/18/2021 | WTS | 942749102 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1a. | Elect Shellye L. Archambeau | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1b. | Elect Roxanne S. Austin | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1c. | Elect Mark T. Bertolini | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1d. | Elect Melanie L. Healey | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1e. | Elect Clarence Otis, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1f. | Elect Daniel H. Schulman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1g. | Elect Rodney E. Slater | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1h. | Elect Hans Vestberg | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 1i. | Elect Gregory G. Weaver | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 2 | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 3 | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShareHolder | Against | Against | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 5 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verizon Communications Inc | United States | 5/13/2021 | Annual | 3/15/2021 | VZ | 92343V104 | CUSIP | 6 | Shareholder Proposal Regarding Severance Approval Policy | ShareHolder | Against | Against | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.1 | Elect Steven W. Berglund | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.2 | Elect James C. Dalton | Management | For | Withhold | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.3 | Elect Börje E. Ekholm | Management | For | Withhold | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.4 | Elect Kaigham Gabriel | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.5 | Elect Meaghan Lloyd | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.6 | Elect Sandra MacQuillan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.7 | Elect Robert G. Painter | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.8 | Elect Mark S. Peek | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 1.9 | Elect Johan Wibergh | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Trimble Inc | United States | 5/12/2021 | Annual | 3/15/2021 | TRMB | 896239100 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1A. | Elect Jacqueline K. Barton | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1B. | Elect Jeffrey A. Bluestone | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1C. | Elect Sandra J. Horning | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1D. | Elect Kelly A. Kramer | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1E. | Elect Kevin E. Lofton | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1F. | Elect Harish Manwani | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1G. | Elect Daniel P. O'Day | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1H. | Elect Javier J. Rodriguez | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 1I. | Elect Anthony Welters | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Gilead Sciences, Inc. | United States | 5/12/2021 | Annual | 3/19/2021 | GILD | 375558103 | CUSIP | 4. | Shareholder Proposal Regarding Independent Chair | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1A. | Elect Jeanne Beliveau-Dunn | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1B. | Elect Patrick K. Decker | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1C. | Elect Robert F. Friel | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1D. | Elect Jorge M. Gomez | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1E. | Elect Victoria D. Harker | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1F. | Elect Steven R. Loranger | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1G. | Elect Surya N. Mohapatra | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1H. | Elect Jerome A. Peribere | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1I. | Elect Markos I. Tambakeras | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1J. | Elect Lila Tretikov | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 1K. | Elect Uday Yadav | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Xylem Inc | United States | 5/12/2021 | Annual | 3/15/2021 | XYL | 98419M100 | CUSIP | 4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShareHolder | Against | Against | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1A. | Elect Jeffrey N. Edwards | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1B. | Elect Martha Clark Goss | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1C. | Elect Veronica M. Hagen | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1D. | Elect Kimberly J. Harris | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1E. | Elect Julia L. Johnson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1F. | Elect Patricia L. Kampling | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1G. | Elect Karl F. Kurz | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1H. | Elect Walter J. Lynch | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1I. | Elect George MacKenzie | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1J. | Elect James G. Stavridis | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 1K. | Elect Lloyd M. Yates | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
American Water Works Co. Inc. | United States | 5/12/2021 | Annual | 3/17/2021 | AWK | 030420103 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 1A. | Elect Jim Frankola | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 1B. | Elect Alec D. Gallimore | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 1C. | Elect Ronald W. Hovsepian | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 3. | Approval of the 2021 Equity and Incentive Compensation Plan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 4. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ansys Inc. | United States | 5/14/2021 | Annual | 3/19/2021 | ANSS | 03662Q105 | CUSIP | 5. | Shareholder Proposal Regarding Simple Majority Vote | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1A. | Elect John E. Caldwell | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1B. | Elect Nora M. Denzel | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1C. | Elect D. Mark Durcan | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1D. | Elect Michael P. Gregoire | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1E. | Elect Joseph A. Householder | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1F. | Elect John W. Marren | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1G. | Elect Lisa T. Su | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 1H. | Elect Abhijit Y. Talwalkar | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Advanced Micro Devices Inc. | United States | 5/19/2021 | Annual | 3/23/2021 | AMD | 007903107 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1A. | Elect Richard D. Kinder | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1B. | Elect Steven J. Kean | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1C. | Elect Kimberly A. Dang | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1D. | Elect Ted A. Gardner | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1E. | Elect Anthony W. Hall, Jr. | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1F. | Elect Gary L. Hultquist | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1G. | Elect Ronald L. Kuehn, Jr. | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1H. | Elect Deborah A. Macdonald | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1I. | Elect Michael C. Morgan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1J. | Elect Arthur C. Reichstetter | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1K. | Elect C. Park Shaper | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1L. | Elect William A. Smith | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1M. | Elect Joel V. Staff | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1N. | Elect Robert F. Vagt | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 1O. | Elect Perry M. Waughtal | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 2. | Approval of the 2021 Stock Incentive Plan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kinder Morgan Inc | United States | 5/12/2021 | Annual | 3/15/2021 | KMI | 49456B101 | CUSIP | 4. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.1 | Elect Udit Batra | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.2 | Elect Linda Baddour | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.3 | Elect Michael J. Berendt | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.4 | Elect Edward Conard | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.5 | Elect Gary E. Hendrickson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.6 | Elect Pearl S. Huang | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.7 | Elect Christopher A. Kuebler | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.8 | Elect Flemming Ørnskov | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 1.9 | Elect Thomas P. Salice | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Waters Corp. | United States | 5/11/2021 | Annual | 3/17/2021 | WAT | 941848103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1A. | Elect Walter W. Bettinger II | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1B. | Elect Joan T. Dea | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1C. | Elect Christopher V. Dodds | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1D. | Elect Mark A. Goldfarb | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1E. | Elect Bharat B. Masrani | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 1F. | Elect Charles A. Ruffel | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 4. | Shareholder Proposal Regarding Lobbying Report | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Charles Schwab Corp. | United States | 5/13/2021 | Annual | 3/15/2021 | SCHW | 808513105 | CUSIP | 5. | Shareholder Proposal Regarding Board Declassification | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 1A. | Elect Samuel G. Liss | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 1B. | Elect Bruce E. Hansen | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 1C. | Elect Therese M. Vaughan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 1D. | Elect Kathleen Hogenson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 3. | Amendment to the 2021 Equity Incentive Plan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Verisk Analytics Inc | United States | 5/19/2021 | Annual | 3/22/2021 | VRSK | 92345Y106 | CUSIP | 4. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1A. | Elect Gerard J. Arpey | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1B. | Elect Ari Bousbib | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1C. | Elect Jeffery H. Boyd | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1D. | Elect Gregory D. Brenneman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1E. | Elect J. Frank Brown | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1F. | Elect Albert P. Carey | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1G. | Elect Helena B. Foulkes | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1H. | Elect Linda R. Gooden | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1I. | Elect Wayne M. Hewett | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1J. | Elect Manuel Kadre | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1K. | Elect Stephanie C. Linnartz | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 1L. | Elect Craig A. Menear | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 4. | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShareHolder | Against | Against | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 5. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Home Depot, Inc. | United States | 5/20/2021 | Annual | 3/22/2021 | HD | 437076102 | CUSIP | 6. | Shareholder Proposal Regarding Prison Labor | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 1A. | Elect Sanjay Khosla | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 1B. | Elect Antoinette R. Leatherberry | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 1C. | Elect Willie M. Reed | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 1D. | Elect Linda Rhodes | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 3. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Zoetis Inc | United States | 5/20/2021 | Annual | 3/26/2021 | ZTS | 98978V103 | CUSIP | 4. | Shareholder Proposal Regarding Simple Majority Vote | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1A. | Elect Cheryl K. Beebe | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1B. | Elect Oscar de Paula Bernardes Neto | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1C. | Elect Gregory L. Ebel | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1D. | Elect Timothy S. Gitzel | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1E. | Elect Denise C. Johnson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1F. | Elect Emery N. Koenig | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1G. | Elect James C. O'Rourke | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1H. | Elect David T. Seaton | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1I. | Elect Steven M. Seibert | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1J. | Elect Luciano Siani Pires | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1K. | Elect Gretchen Watkins | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 1L. | Elect Kelvin R. Westbrook | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Mosaic Company | United States | 5/20/2021 | Annual | 3/22/2021 | MOS | 61945C103 | CUSIP | 4. | Shareholder Proposal Regarding Right to Act by Written Consent | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.1 | Elect Pamela M. Arway | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.2 | Elect James W. Brown | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.3 | Elect Michele G. Buck | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.4 | Elect Victor L. Crawford | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.5 | Elect Robert M. Dutkowsky | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.6 | Elect Mary Kay Haben | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.7 | Elect James C. Katzman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.8 | Elect M. Diane Koken | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.9 | Elect Robert M. Malcolm | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.10 | Elect Anthony J. Palmer | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.11 | Elect Juan R. Perez | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 1.12 | Elect Wendy L. Schoppert | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Hershey Company | United States | 5/17/2021 | Annual | 3/18/2021 | HSY | 427866108 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1A. | Elect Sangeeta N. Bhatia | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1B. | Elect Lloyd A. Carney | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1C. | Elect Alan M. Garber | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1D. | Elect Terrence C. Kearney | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1E. | Elect Reshma Kewalramani | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1F. | Elect Yuchun Lee | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1G. | Elect Jeffrey M. Leiden | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1H. | Elect Margaret G. McGlynn | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1I. | Elect Diana McKenzie | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 1J. | Elect Bruce I. Sachs | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 4. | Shareholder Proposal Regarding Lobbying Report | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Vertex Pharmaceuticals, Inc. | United States | 5/19/2021 | Annual | 3/25/2021 | VRTX | 92532F100 | CUSIP | 5. | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1A. | Elect Rodney C. Adkins | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1B. | Elect Jonathan Christodoro | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1C. | Elect John J. Donahoe II | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1D. | Elect David W. Dorman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1E. | Elect Belinda J. Johnson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1F. | Elect Gail J. McGovern | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1G. | Elect Deborah M. Messemer | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1H. | Elect David M. Moffett | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1I. | Elect Ann M. Sarnoff | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1J. | Elect Daniel H. Schulman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 1K. | Elect Frank D. Yeary | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 4. | Shareholder Proposal Regarding Right to Act by Written Consent | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PayPal Holdings Inc | United States | 5/26/2021 | Annual | 3/30/2021 | PYPL | 70450Y103 | CUSIP | 5. | Shareholder Proposal Regarding Report on Racism in Company Culture | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1A. | Elect Theodore H. Bunting, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1B. | Elect Susan L. Cross | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1C. | Elect Susan D. DeVore | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1D. | Elect Joseph J. Echevarria | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1E. | Elect Cynthia L. Egan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1F. | Elect Kevin T. Kabat | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1G. | Elect Timothy F. Keaney | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1H. | Elect Gloria C. Larson | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1I. | Elect Richard P. McKenney | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1J. | Elect Ronald. P. O'Hanley | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 1K. | Elect Francis J. Shammo | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Unum Group | United States | 5/27/2021 | Annual | 3/29/2021 | UNM | 91529Y106 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1A. | Elect Robert M. Calderoni | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1B. | Elect Nanci E. Caldwell | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1C. | Elect Murray J. Demo | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1D. | Elect Ajei S. Gopal | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1E. | Elect David Henshall | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1F. | Elect Thomas E. Hogan | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1G. | Elect Moira A. Kilcoyne | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1H. | Elect Robert E. Knowling, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1I. | Elect Peter J. Sacripanti | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 1J. | Elect J. Donald Sherman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Citrix Systems, Inc. | United States | 6/4/2021 | Annual | 4/6/2021 | CTXS | 177376100 | CUSIP | 4. | Shareholder Proposal Regarding Simple Majority Vote | ShareHolder | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1A. | Elect Caroline D. Dorsa | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1B. | Elect Robert S. Epstein | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1C. | Elect Scott Gottlieb | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1D. | Elect Gary S. Guthart | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1E. | Elect Philip W. Schiller | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 1F. | Elect John W. Thompson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Illumina Inc | United States | 5/26/2021 | Annual | 3/31/2021 | ILMN | 452327109 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.1 | Elect Earl C. Austin, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.2 | Elect Doyle N. Beneby | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.3 | Elect Vincent D. Foster | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.4 | Elect Bernard Fried | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.5 | Elect Worthing F. Jackman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.6 | Elect David M. McClanahan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.7 | Elect Margaret B. Shannon | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.8 | Elect Pat Wood, III | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 1.9 | Elect Martha B. Wyrsch | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Quanta Services, Inc. | United States | 5/27/2021 | Annual | 3/31/2021 | PWR | 74762E102 | CUSIP | 3. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Alexion Pharmaceuticals Inc. | United States | 5/11/2021 | Special | 3/30/2021 | ALXN | 015351109 | CUSIP | 1. | AstraZeneca Transaction | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Alexion Pharmaceuticals Inc. | United States | 5/11/2021 | Special | 3/30/2021 | ALXN | 015351109 | CUSIP | 2. | Advisory Vote on Golden Parachutes | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Alexion Pharmaceuticals Inc. | United States | 5/11/2021 | Special | 3/30/2021 | ALXN | 015351109 | CUSIP | 3. | Right to Adjourn Meeting | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1A. | Elect Kirk S. Hachigian | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1B. | Elect Steven C. Mizell | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1C. | Elect Nicole Parent Haughey | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1D. | Elect David D. Petratis | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1E. | Elect Dean I. Schaffer | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1F. | Elect Charles L. Szews | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1G. | Elect Dev Vardhan | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 1H. | Elect Martin E. Welch III | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 3. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Allegion plc | Ireland | 6/3/2021 | Annual | 4/8/2021 | ALLE | G0176J109 | CUSIP | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 1.1 | Elect Catherine Halligan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 1.2 | Elect David C. Kimbell | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 1.3 | Elect George R. Mrkonic, Jr. | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 1.4 | Elect Lorna E. Nagler | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Ulta Salon Cosmetics & Fragrance Inc | United States | 6/2/2021 | Annual | 4/5/2021 | ULTA | 90384S303 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Etsy Inc | United States | 6/11/2021 | Annual | 4/13/2021 | ETSY | 29786A106 | CUSIP | 1A. | Elect Gary S. Briggs | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Etsy Inc | United States | 6/11/2021 | Annual | 4/13/2021 | ETSY | 29786A106 | CUSIP | 1B. | Elect Edith Cooper | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Etsy Inc | United States | 6/11/2021 | Annual | 4/13/2021 | ETSY | 29786A106 | CUSIP | 1C. | Elect Melissa Reiff | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Etsy Inc | United States | 6/11/2021 | Annual | 4/13/2021 | ETSY | 29786A106 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Etsy Inc | United States | 6/11/2021 | Annual | 4/13/2021 | ETSY | 29786A106 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1A. | Elect Laurence A. Chapman | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1B. | Elect Alexis Black Bjorlin | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1C. | Elect VeraLinn Jamieson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1D. | Elect Kevin J. Kennedy | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1E. | Elect William G. LaPerch | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1F. | Elect Jean F.H.P. Mandeville | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1G. | Elect Afshin Mohebbi | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1H. | Elect Mark R. Patterson | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1I. | Elect Mary Hogan Preusse | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1J. | Elect Dennis E. Singleton | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 1K. | Elect A. William Stein | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Digital Realty Trust Inc | United States | 6/3/2021 | Annual | 3/29/2021 | DLR | 253868103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1A. | Elect Alexander J. Denner | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1B. | Elect Caroline D. Dorsa | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1C. | Elect Maria C. Freire | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1D. | Elect William A. Hawkins | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1E. | Elect William D. Jones | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1F. | Elect Nancy L. Leaming | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1G. | Elect Jesus B. Mantas | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1H. | Elect Richard C. Mulligan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1I. | Elect Stelios Papadopoulos | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1J. | Elect Brian S. Posner | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1K. | Elect Eric K. Rowinsky | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1L. | Elect Stephen A. Sherwin | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 1M. | Elect Michel Vounatsos | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 2. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 4. | Approval of Federal Forum Provision | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 5. | Shareholder Proposal Regarding Lobbying Report | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Biogen Inc | United States | 6/2/2021 | Annual | 4/9/2021 | BIIB | 09062X103 | CUSIP | 6. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 1. | Approval of Consolidated Financial Statements | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 2. | Allocation of Profits | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 3. | Dividend from Reserves | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 4. | Ratification of Board Acts | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5A. | Elect Jonathan C. Burrell | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5B. | Elect Joseph J. Hartnett | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5C. | Elect Min H. Kao | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5D. | Elect Catherine A. Lewis | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5E. | Elect Charles W. Peffer | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 5F. | Elect Clifton A. Pemble | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 6. | Elect Min H. Kao as Executive Director | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 7A. | Elect Jonathan C. Burrell | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 7B. | Elect Joseph J. Hartnett | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 7C. | Elect Catherine A. Lewis | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 7D. | Elect Charles W. Peffer | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 8. | Election of Independent Voting Rights Representative | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 9. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 10. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 11. | Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Garmin Ltd | Switzerland | 6/4/2021 | Annual | 4/9/2021 | GRMN | H2906T109 | CUSIP | 12. | Board Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1A. | Elect Anthony J. Bates | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1B. | Elect Adriane M. Brown | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1C. | Elect Diana Farrell | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1D. | Elect Logan D. Green | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1E. | Elect Bonnie S. Hammer | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1F. | Elect E. Carol Hayles | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1G. | Elect Jamie Iannone | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1H. | Elect Kathleen C. Mitic | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1I. | Elect Matthew J. Murphy | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1J. | Elect Paul S. Pressler | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1K. | Elect Mohak Shroff | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1L. | Elect Robert H. Swan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 1M. | Elect Perry M. Traquina | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 4. | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
EBay Inc. | United States | 6/15/2021 | Annual | 4/19/2021 | EBAY | 278642103 | CUSIP | 5. | Shareholder Proposal Regarding Right to Act by Written Consent | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1A. | Elect Richard M. McVey | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1B. | Elect Nancy Altobello | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1C. | Elect Steven Begleiter | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1D. | Elect Stephen P. Casper | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1E. | Elect Jane P. Chwick | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1F. | Elect Christopher R. Concannon | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1G. | Elect William F. Cruger | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1H. | Elect Kourtney Gibson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1I. | Elect Justin G. Gmelich | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1J. | Elect Richard G. Ketchum | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1K. | Elect Emily H. Portney | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 1L. | Elect Richard L. Prager | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
MarketAxess Holdings Inc. | United States | 6/9/2021 | Annual | 4/12/2021 | MKTX | 57060D108 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.1 | Elect Shellye L. Archambeau | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.2 | Elect Amy W. Brinkley | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.3 | Elect John F. Fort, III | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.4 | Elect L. Neil Hunn | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.5 | Elect Robert D. Johnson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.6 | Elect Laura G. Thatcher | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.7 | Elect Richard F. Wallman | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 1.8 | Elect Christopher Wright | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 3. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Roper Technologies Inc | United States | 6/14/2021 | Annual | 4/19/2021 | ROP | 776696106 | CUSIP | 4. | Approval of the 2021 Incentive Plan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1A. | Elect Reveta Bowers | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1B. | Elect Robert J. Corti | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1C. | Elect Hendrik Hartong III | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1D. | Elect Brian G. Kelly | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1E. | Elect Robert A. Kotick | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1F. | Elect Barry Meyer | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1G. | Elect Robert J. Morgado | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1H. | Elect Peter Nolan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1I. | Elect Dawn Tarnofsky-Ostroff | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 1J. | Elect Casey Wasserman | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Activision Blizzard Inc | United States | 6/14/2021 | Annual | 4/21/2021 | ATVI | 00507V109 | CUSIP | 3. | Ratification of Auditor | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1A. | Elect Andrew Anagnost | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1B. | Elect Karen Blasing | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1C. | Elect Reid French | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1D. | Elect Ayanna Howard | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1E. | Elect Blake J. Irving | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1F. | Elect Mary T. McDowell | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1G. | Elect Stephen D. Milligan | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1H. | Elect Lorrie M. Norrington | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1I. | Elect Elizabeth S. Rafael | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 1J. | Elect Stacy J. Smith | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 2. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Autodesk Inc. | United States | 6/16/2021 | Annual | 4/19/2021 | ADSK | 052769106 | CUSIP | 3. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1A. | Elect Brent Callinicos | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1B. | Elect George Cheeks | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1C. | Elect Emanuel Chirico | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1D. | Elect Joseph B. Fuller | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1E. | Elect Stefan Larsson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1F. | Elect V. James Marino | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1G. | Elect G. Penny McIntyre | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1H. | Elect Amy McPherson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1I. | Elect Henry Nasella | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1J. | Elect Allison Peterson | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1K. | Elect Edward R. Rosenfeld | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 1L. | Elect Judith Amanda Sourry Knox | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
PVH Corp | United States | 6/17/2021 | Annual | 4/20/2021 | PVH | 693656100 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1A. | Elect Nora A. Aufreiter | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1B. | Elect Kevin M. Brown | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1C. | Elect Anne Gates | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1D. | Elect Karen M. Hoguet | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1E. | Elect W. Rodney McMullen | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1F. | Elect Clyde R. Moore | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1G. | Elect Ronald L. Sargent | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1H. | Elect Judith Amanda Sourry Knox | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1I. | Elect Mark S. Sutton | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 1J. | Elect Ashok Vemuri | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 2. | Advisory Vote on Executive Compensation | Management | For | For | With Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 3. | Ratification of Auditor | Management | For | Against | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Kroger Co. | United States | 6/24/2021 | Annual | 4/26/2021 | KR | 501044101 | CUSIP | 4. | Shareholder Proposal Regarding Report on Plastic Packaging | ShareHolder | Against | For | Against Management | STANCE EQUITY ESG LARGE CAP CORE ETF | Voted |
Summit Global Investments, LLC
SGI Conservative Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SGI Global Equity Fund -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935427749 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Meeting Date: 21-Jun-2021 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reveta Bowers Mgmt For For 1B. Election of Director: Robert Corti Mgmt For For 1C. Election of Director: Hendrik Hartong III Mgmt For For 1D. Election of Director: Brian Kelly Mgmt For For 1E. Election of Director: Robert Kotick Mgmt For For 1F. Election of Director: Barry Meyer Mgmt For For 1G. Election of Director: Robert Morgado Mgmt For For 1H. Election of Director: Peter Nolan Mgmt For For 1I. Election of Director: Dawn Ostroff Mgmt For For 1J. Election of Director: Casey Wasserman Mgmt For For 2. To provide advisory approval of our Mgmt For For executive compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935343412 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Amy Banse 1B. Election of Director for a term of one Mgmt For For year: Melanie Boulden 1C. Election of Director for a term of one Mgmt For For year: Frank Calderoni 1D. Election of Director for a term of one Mgmt For For year: James Daley 1E. Election of Director for a term of one Mgmt For For year: Laura Desmond 1F. Election of Director for a term of one Mgmt For For year: Shantanu Narayen 1G. Election of Director for a term of one Mgmt For For year: Kathleen Oberg 1H. Election of Director for a term of one Mgmt For For year: Dheeraj Pandey 1I. Election of Director for a term of one Mgmt For For year: David Ricks 1J. Election of Director for a term of one Mgmt For For year: Daniel Rosensweig 1K. Election of Director for a term of one Mgmt For For year: John Warnock 2. Approve the Adobe Inc. 2019 Equity Mgmt For For Incentive Plan, as amended, to increase the available share reserve by 6 million shares. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on December 3, 2021. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747 -------------------------------------------------------------------------------------------------------------------------- Security: 015857105 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: AQN ISIN: CA0158571053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 The appointment of Ernst & Young LLP, Mgmt For For Chartered Accountants, as auditors of the Corporation for the ensuing year; 2 DIRECTOR Christopher Ball Mgmt For For Arun Banskota Mgmt For For Melissa S. Barnes Mgmt For For Christopher Huskilson Mgmt For For D. Randy Laney Mgmt For For Carol Leaman Mgmt For For Kenneth Moore Mgmt For For Masheed Saidi Mgmt For For Dilek Samil Mgmt For For 3 The advisory resolution set forth in Mgmt For For Schedule "A" of the Circular to accept the approach to executive compensation as disclosed in the Circular; -------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORPORATION Agenda Number: 935352827 -------------------------------------------------------------------------------------------------------------------------- Security: 017175100 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: Y ISIN: US0171751003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for term expiring in Mgmt For For 2024: Phillip M. Martineau 1.2 Election of Director for term expiring in Mgmt For For 2024: Raymond L.M. Wong 2. To hold an advisory, non-binding vote to Mgmt For For approve the compensation of the named executive officers of Alleghany Corporation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935397592 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Bezos Mgmt For For 1B. Election of Director: Keith B. Alexander Mgmt For For 1C. Election of Director: Jamie S. Gorelick Mgmt For For 1D. Election of Director: Daniel P. Mgmt For For Huttenlocher 1E. Election of Director: Judith A. McGrath Mgmt For For 1F. Election of Director: Indra K. Nooyi Mgmt For For 1G. Election of Director: Jonathan J. Mgmt For For Rubinstein 1H. Election of Director: Thomas O. Ryder Mgmt For For 1I. Election of Director: Patricia Q. Mgmt For For Stonesifer 1J. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER DUE DILIGENCE. 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY. 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON GENDER/RACIAL PAY. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PROMOTION DATA. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PACKAGING MATERIALS. 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against AND EQUITY AUDIT REPORT. 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE DIRECTOR CANDIDATE POLICY. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against COMPETITION STRATEGY AND RISK. 12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER USE OF CERTAIN TECHNOLOGIES. -------------------------------------------------------------------------------------------------------------------------- AMDOCS LIMITED Agenda Number: 935319409 -------------------------------------------------------------------------------------------------------------------------- Security: G02602103 Meeting Type: Annual Meeting Date: 29-Jan-2021 Ticker: DOX ISIN: GB0022569080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Minicucci Mgmt For For 1B. Election of Director: Adrian Gardner Mgmt For For 1C. Election of Director: James S. Kahan Mgmt For For 1D. Election of Director: Rafael de la Vega Mgmt For For 1E. Election of Director: Giora Yaron Mgmt For For 1F. Election of Director: Eli Gelman Mgmt For For 1G. Election of Director: Richard T.C. LeFave Mgmt For For 1H. Election of Director: John A. MacDonald Mgmt For For 1I. Election of Director: Shuky Sheffer Mgmt For For 1J. Election of Director: Yvette Kanouff Mgmt For For 2. To approve an increase in the dividend rate Mgmt For For under our quarterly cash dividend program from $0.3275 per share to $0.36 per share (Proposal II). 3. To approve our Consolidated Financial Mgmt For For Statements for the fiscal year ended September 30, 2020 (Proposal III). 4. To ratify and approve the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935387755 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Kenneth R. Frank Mgmt For For 1D. Election of Director: Robert D. Hormats Mgmt For For 1E. Election of Director: Gustavo Lara Cantu Mgmt For For 1F. Election of Director: Grace D. Lieblein Mgmt For For 1G. Election of Director: Craig Macnab Mgmt For For 1H. Election of Director: JoAnn A. Reed Mgmt For For 1I. Election of Director: Pamela D.A. Reeve Mgmt For For 1J. Election of Director: David E. Sharbutt Mgmt For For 1K. Election of Director: Bruce L. Tanner Mgmt For For 1L. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2021. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. Stockholder proposal to amend the Shr For Against appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. 5. Stockholder proposal to require the Board Shr For Against of Directors to create a standing committee to oversee human rights issues. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935323167 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 23-Feb-2021 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled Shr For Against "Shareholder Proxy Access Amendments". 5. A shareholder proposal entitled Shr Against For "Shareholder Proposal to Improve Executive Compensation Program". -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935345670 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1D. Election of Director: Pierre J.P. de Weck Mgmt For For 1E. Election of Director: Arnold W. Donald Mgmt For For 1F. Election of Director: Linda P. Hudson Mgmt For For 1G. Election of Director: Monica C. Lozano Mgmt For For 1H. Election of Director: Thomas J. May Mgmt For For 1I. Election of Director: Brian T. Moynihan Mgmt For For 1J. Election of Director: Lionel L. Nowell III Mgmt For For 1K. Election of Director: Denise L. Ramos Mgmt For For 1L. Election of Director: Clayton S. Rose Mgmt For For 1M. Election of Director: Michael D. White Mgmt For For 1N. Election of Director: Thomas D. Woods Mgmt For For 1O. Election of Director: R. David Yost Mgmt For For 1P. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt For For Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting amendments Shr For Against to our proxy access by law. 6. Shareholder proposal requesting amendments Shr For Against to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr Against For organizational form. 8. Shareholder proposal requesting a racial Shr For Against equity audit. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edward T. Tilly Mgmt For For 1B. Election of Director: Eugene S. Sunshine Mgmt For For 1C. Election of Director: William M. Farrow, Mgmt For For III 1D. Election of Director: Edward J. Fitzpatrick Mgmt For For 1E. Election of Director: Ivan K. Fong Mgmt For For 1F. Election of Director: Janet P. Froetscher Mgmt For For 1G. Election of Director: Jill R. Goodman Mgmt For For 1H. Election of Director: Alexander J. Mgmt For For Matturri, Jr. 1I. Election of Director: Jennifer J. McPeek Mgmt For For 1J. Election of Director: Roderick A. Palmore Mgmt For For 1K. Election of Director: James E. Parisi Mgmt For For 1L. Election of Director: Joseph P. Ratterman Mgmt For For 1M. Election of Director: Jill E. Sommers Mgmt For For 1N. Election of Director: Fredric J. Tomczyk Mgmt For For 2. Approve, in a non-binding resolution, the Mgmt For For compensation paid to our executive officers. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: CHTR ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Lance Conn Mgmt For For 1B. Election of Director: Kim C. Goodman Mgmt For For 1C. Election of Director: Craig A. Jacobson Mgmt For For 1D. Election of Director: Gregory B. Maffei Mgmt For For 1E. Election of Director: John D. Markley, Jr. Mgmt For For 1F. Election of Director: David C. Merritt Mgmt For For 1G. Election of Director: James E. Meyer Mgmt For For 1H. Election of Director: Steven A. Miron Mgmt For For 1I. Election of Director: Balan Nair Mgmt For For 1J. Election of Director: Michael A. Newhouse Mgmt For For 1K. Election of Director: Mauricio Ramos Mgmt For For 1L. Election of Director: Thomas M. Rutledge Mgmt For For 1M. Election of Director: Eric L. Zinterhofer Mgmt For For 2. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. 3. Stockholder proposal regarding lobbying Shr For Against activities. 4. Stockholder proposal regarding Chairman of Shr For Against the Board and CEO roles. 5. Stockholder proposal regarding diversity Shr For Against and inclusion efforts. 6. Stockholder proposal regarding disclosure Shr For Against of greenhouse gas emissions. 7. Stockholder proposal regarding EEO-1 Shr For Against reports. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935390132 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt For For 1B. Election of Director: John B. Frank Mgmt For For 1C. Election of Director: Alice P. Gast Mgmt For For 1D. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt For For 1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For 1G. Election of Director: Charles W. Moorman IV Mgmt For For 1H. Election of Director: Dambisa F. Moyo Mgmt For For 1I. Election of Director: Debra Reed-Klages Mgmt For For 1J. Election of Director: Ronald D. Sugar Mgmt For For 1K. Election of Director: D. James Umpleby III Mgmt For For 1L. Election of Director: Michael K. Wirth Mgmt For For 2. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Reduce Scope 3 Emissions. Shr For Against 5. Report on Impacts of Net Zero 2050 Shr For Against Scenario. 6. Shift to Public Benefit Corporation. Shr For Against 7. Report on Lobbying. Shr For Against 8. Independent Chair. Shr For Against 9. Special Meetings. Shr For Against -------------------------------------------------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 935455065 -------------------------------------------------------------------------------------------------------------------------- Security: 16939P106 Meeting Type: Annual Meeting Date: 30-Jun-2021 Ticker: LFC ISIN: US16939P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To consider and approve the report of the Mgmt For For Board of Directors of the Company for the year 2020. O2 To consider and approve the report of the Mgmt For For Board of Supervisors of the Company for the year 2020. O3 To consider and approve the financial Mgmt For For report of the Company for the year 2020. O4 To consider and approve the profit Mgmt For For distribution plan of the Company for the year 2020. O5 To consider and approve the remuneration of Mgmt For For Directors and Supervisors of the Company. O6 To consider and approve the election of Mr. Mgmt For For Wang Bin as an Executive Director of the seventh session of the Board of Directors of the Company. O7 To consider and approve the election of Mr. Mgmt For For Su Hengxuan as an Executive Director of the seventh session of the Board of Directors of the Company. O8 To consider and approve the election of Mr. Mgmt For For Li Mingguang as an Executive Director of the seventh session of the Board of Directors of the Company. O9 To consider and approve the election of Ms. Mgmt For For Huang Xiumei as an Executive Director of the seventh session of the Board of Directors of the Company. O10 To consider and approve the election of Mr. Mgmt For For Yuan Changqing as a Non-executive Director of the seventh session of the Board of Directors of the Company. O11 To consider and approve the election of Mr. Mgmt For For Wu Shaohua as a Non- executive Director of the seventh session of the Board of Directors of the Company. O12 To consider and approve the election of Mr. Mgmt For For Sheng Hetai as a Non-executive Director of the seventh session of the Board of Directors of the Company. O13 To consider and approve the election of Mr. Mgmt For For Wang Junhui as a Non-executive Director of the seventh session of the Board of Directors of the Company. O14 To consider and approve the election of Mr. Mgmt For For Tang Xin as an Independent Director of the seventh session of the Board of Directors of the Company. O15 To consider and approve the election of Ms. Mgmt For For Leung Oi-Sie Elsie as an Independent Director of the seventh session of the Board of Directors of the Company. O16 To consider and approve the election of Mr. Mgmt For For Lam Chi Kuen as an Independent Director of the seventh session of the Board of Directors of the Company. O17 To consider and approve the election of Mr. Mgmt For For Zhai Haitao as an Independent Director of the seventh session of the Board of Directors of the Company. O18 To consider and approve the election of Mr. Mgmt For For Jia Yuzeng as a Non- employee Representative Supervisor of the seventh session of the Board of Supervisors of the Company. O19 To consider and approve the election of Mr. Mgmt For For Han Bing as a Non- employee Representative Supervisor of the seventh session of the Board of Supervisors of the Company. O20 To consider and approve the election of Mr. Mgmt For For Niu Kailong as a Non-employee Representative Supervisor of the seventh session of the Board of Supervisors of the Company. O21 To consider and approve the renewal by the Mgmt For For Company of liability insurance for Directors, Supervisors and senior management. O22 To consider and approve the continued Mgmt For For donations by the Company to China Life Foundation. O23 To consider and approve the appointment of Mgmt For For auditors of the Company for the year 2021, and to authorize the Board of Directors to determine their remuneration. S24 To grant a general mandate to the Board of Mgmt For For Directors of the Company to allot, issue and deal with new H Shares of the Company of an amount of not more than 20% of the H Shares in issue as at the date of passing of this special resolution. -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 935381501 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, Mgmt For For standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. 2A Allocation of disposable profit. Mgmt For For 2B Distribution of a dividend out of legal Mgmt For For reserves (by way of release and allocation to a dividend reserve). 3 Discharge of the Board of Directors. Mgmt For For 4A Election of PricewaterhouseCoopers AG Mgmt For For (Zurich) as our statutory auditor. 4B Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. 4C Election of BDO AG (Zurich) as special Mgmt For For audit firm. 5A Election of Director: Evan G. Greenberg Mgmt For For 5B Election of Director: Michael P. Connors Mgmt For For 5C Election of Director: Michael G. Atieh Mgmt For For 5D Election of Director: Sheila P. Burke Mgmt For For 5E Election of Director: Mary Cirillo Mgmt For For 5F Election of Director: Robert J. Hugin Mgmt For For 5G Election of Director: Robert W. Scully Mgmt For For 5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For 5I Election of Director: Theodore E. Shasta Mgmt For For 5J Election of Director: David H. Sidwell Mgmt For For 5K Election of Director: Olivier Steimer Mgmt For For 5L Election of Director: Luis T?llez Mgmt For For 5M Election of Director: Frances F. Townsend Mgmt For For 6 Election of Evan G. Greenberg as Chairman Mgmt For For of the Board of Directors. 7A Election of Director of the Compensation Mgmt For For Committee: Michael P. Connors 7B Election of Director of the Compensation Mgmt For For Committee: Mary Cirillo 7C Election of Director of the Compensation Mgmt For For Committee: Frances F. Townsend 8 Election of Homburger AG as independent Mgmt For For proxy. 9 Approval of the Chubb Limited 2016 Mgmt For For Long-Term Incentive Plan, as amended and restated. 10 Reduction of share capital. Mgmt For For 11A Compensation of the Board of Directors Mgmt For For until the next annual general meeting. 11B Compensation of Executive Management for Mgmt For For the next calendar year. 12 Advisory vote to approve executive Mgmt For For compensation under U.S. securities law requirements. A If a new agenda item or a new proposal for Mgmt For For an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- CHUNGHWA TELECOM CO. LTD. Agenda Number: 935416962 -------------------------------------------------------------------------------------------------------------------------- Security: 17133Q502 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: CHT ISIN: US17133Q5027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Ratification of 2020 business report and Mgmt For For financial statements. 2. Ratification of 2020 earnings distribution Mgmt For For proposal. 3. Amendments to the Articles of Incorporation Mgmt For For of the Company. 4. Amendments to the Ordinance of Shareholders Mgmt For For Meetings of the Company. 5. Amendments to the Directors Election Mgmt For For Regulations of the Company. 6. Release of non-competition restrictions on Mgmt For For directors. -------------------------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Agenda Number: 935400666 -------------------------------------------------------------------------------------------------------------------------- Security: 177376100 Meeting Type: Annual Meeting Date: 04-Jun-2021 Ticker: CTXS ISIN: US1773761002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert M. Calderoni Mgmt For For 1B. Election of Director: Nanci E. Caldwell Mgmt For For 1C. Election of Director: Murray J. Demo Mgmt For For 1D. Election of Director: Ajei S. Gopal Mgmt For For 1E. Election of Director: David J. Henshall Mgmt For For 1F. Election of Director: Thomas E. Hogan Mgmt For For 1G. Election of Director: Moira A. Kilcoyne Mgmt For For 1H. Election of Director: Robert E. Knowling, Mgmt For For Jr. 1I. Election of Director: Peter J. Sacripanti Mgmt For For 1J. Election of Director: J. Donald Sherman Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for 2021. 3. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 4. Shareholder proposal regarding simple Shr Against majority voting provisions. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935312796 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan L. Decker Mgmt For For Kenneth D. Denman Mgmt For For Richard A. Galanti Mgmt For For W. Craig Jelinek Mgmt For For Sally Jewell Mgmt For For Charles T. Munger Mgmt For For Jeffrey S. Raikes Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Agenda Number: 935352601 -------------------------------------------------------------------------------------------------------------------------- Security: 228368106 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: CCK ISIN: US2283681060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John W. Conway Mgmt For For Timothy J. Donahue Mgmt For For Richard H. Fearon Mgmt For For Andrea J. Funk Mgmt For For Stephen J. Hagge Mgmt For For Rose Lee Mgmt For For James H. Miller Mgmt For For Josef M. M?ller Mgmt For For B. Craig Owens Mgmt For For Caesar F. Sweitzer Mgmt For For Jim L. Turner Mgmt For For William S. Urkiel Mgmt For For Dwayne A. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditors for the fiscal year ending December 31, 2021. 3. Approval by advisory vote of the resolution Mgmt For For on executive compensation as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- CVS HEALTH CORPORATION Agenda Number: 935366927 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fernando Aguirre Mgmt For For 1B. Election of Director: C. David Brown II Mgmt For For 1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For 1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For 1E. Election of Director: David W. Dorman Mgmt For For 1F. Election of Director: Roger N. Farah Mgmt For For 1G. Election of Director: Anne M. Finucane Mgmt For For 1H. Election of Director: Edward J. Ludwig Mgmt For For 1I. Election of Director: Karen S. Lynch Mgmt For For 1J. Election of Director: Jean-Pierre Millon Mgmt For For 1K. Election of Director: Mary L. Schapiro Mgmt For For 1L. Election of Director: William C. Weldon Mgmt For For 1M. Election of Director: Tony L. White Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent registered public accounting firm for 2021. 3. Say on Pay, a proposal to approve, on an Mgmt For For advisory basis, the Company's executive compensation. 4. Stockholder proposal for reducing the Shr For Against threshold for our stockholder right to act by written consent. 5. Stockholder proposal regarding our Shr For Against independent Board Chair. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 935430241 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: DAL ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edward H. Bastian Mgmt For For 1B. Election of Director: Francis S. Blake Mgmt For For 1C. Election of Director: Ashton B. Carter Mgmt For For 1D. Election of Director: David G. DeWalt Mgmt For For 1E. Election of Director: William H. Easter III Mgmt For For 1F. Election of Director: Christopher A. Mgmt For For Hazleton 1G. Election of Director: Michael P. Huerta Mgmt For For 1H. Election of Director: Jeanne P. Jackson Mgmt For For 1I. Election of Director: George N. Mattson Mgmt For For 1J. Election of Director: Sergio A.L. Rial Mgmt For For 1K. Election of Director: David S. Taylor Mgmt For For 1L. Election of Director: Kathy N. Waller Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Delta's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Delta's independent auditors for the year ending December 31, 2021. 4. A shareholder proposal related to the right Shr Against For to act by written consent. 5. A shareholder proposal related to a climate Shr Against For lobbying report. -------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Agenda Number: 935317506 -------------------------------------------------------------------------------------------------------------------------- Security: 25659T107 Meeting Type: Annual Meeting Date: 02-Feb-2021 Ticker: DLB ISIN: US25659T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin Yeaman Mgmt For For Peter Gotcher Mgmt For For Micheline Chau Mgmt For For David Dolby Mgmt For For Simon Segars Mgmt For For Roger Siboni Mgmt For For Anjali Sud Mgmt For For Avadis Tevanian, Jr. Mgmt For For 2. An advisory vote to approve Named Executive Mgmt For For Officer compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending September 24, 2021. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 935374924 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warren F. Bryant Mgmt For For 1B. Election of Director: Michael M. Calbert Mgmt For For 1C. Election of Director: Patricia D. Mgmt For For Fili-Krushel 1D. Election of Director: Timothy I. McGuire Mgmt For For 1E. Election of Director: William C. Rhodes, Mgmt For For III 1F. Election of Director: Debra A. Sandler Mgmt For For 1G. Election of Director: Ralph E. Santana Mgmt For For 1H. Election of Director: Todd J. Vasos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. 4. To approve the Dollar General Corporation Mgmt For For 2021 Stock Incentive Plan. 5. To approve an amendment to the amended and Mgmt For For restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. 6. To vote on a shareholder proposal regarding Shr Against For shareholders' ability to call special meetings of shareholders. -------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Agenda Number: 935359263 -------------------------------------------------------------------------------------------------------------------------- Security: 26441C204 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: DUK ISIN: US26441C2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael G. Browning Mgmt For For Annette K. Clayton Mgmt For For Theodore F. Craver, Jr. Mgmt For For Robert M. Davis Mgmt For For Caroline Dorsa Mgmt For For W. Roy Dunbar Mgmt For For Nicholas C. Fanandakis Mgmt For For Lynn J. Good Mgmt For For John T. Herron Mgmt For For E. Marie McKee Mgmt For For Michael J. Pacilio Mgmt For For Thomas E. Skains Mgmt For For William E. Webster, Jr. Mgmt For For 2. Ratification of Deloitte & Touche LLP as Mgmt For For Duke Energy's independent registered public accounting firm for 2021 3. Advisory vote to approve Duke Energy's Mgmt For For named executive officer compensation 4. Amendment to the Amended and Restated Mgmt For For Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements 5. Shareholder proposal regarding independent Shr For Against board chair 6. Shareholder proposal regarding providing a Shr For Against semiannual report on Duke Energy's political contributions and expenditures -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935355354 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve a three year Mgmt For For term: K. Baicker, Ph.D. 1b. Election of Director to serve a three year Mgmt For For term: J.E. Fyrwald 1c. Election of Director to serve a three year Mgmt For For term: J. Jackson 1d. Election of Director to serve a three year Mgmt For For term: G. Sulzberger 1e. Election of Director to serve a three year Mgmt For For term: J.P. Tai 2. Approval, on an advisory basis, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent auditor for 2021. 4. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate the classified board structure. 5. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate supermajority voting provisions. 6. Shareholder proposal to disclose direct and Shr For Against indirect lobbying activities and expenditures. 7. Shareholder proposal to amend the bylaws to Shr For Against require an independent board chair. 8. Shareholder proposal to implement a bonus Shr For Against deferral policy. 9. Shareholder proposal to disclose clawbacks Shr For Against on executive incentive compensation due to misconduct. -------------------------------------------------------------------------------------------------------------------------- EQUINIX, INC. Agenda Number: 935390550 -------------------------------------------------------------------------------------------------------------------------- Security: 29444U700 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: EQIX ISIN: US29444U7000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas Bartlett Mgmt For For Nanci Caldwell Mgmt For For Adaire Fox-Martin Mgmt For For Gary Hromadko Mgmt For For Irving Lyons III Mgmt For For Charles Meyers Mgmt For For Christopher Paisley Mgmt For For Sandra Rivera Mgmt For For Peter Van Camp Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation of Equinix's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. 4. A stockholder proposal, related to written Shr Against For consent of stockholders. -------------------------------------------------------------------------------------------------------------------------- EXELIXIS, INC. Agenda Number: 935398405 -------------------------------------------------------------------------------------------------------------------------- Security: 30161Q104 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: EXEL ISIN: US30161Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Charles Cohen, Ph.D. Mgmt For For 1B. Election of Director: Carl B. Feldbaum, Mgmt For For Esq. 1C. Election of Director: Maria C. Freire, Mgmt For For Ph.D. 1D. Election of Director: Alan M. Garber, M.D., Mgmt For For Ph.D. 1E. Election of Director: Vincent T. Marchesi, Mgmt For For M.D., Ph.D. 1F. Election of Director: Michael M. Morrissey, Mgmt For For Ph.D. 1G. Election of Director: Stelios Papadopoulos, Mgmt For For Ph.D. 1H. Election of Director: George Poste, DVM, Mgmt For For Ph.D., FRS 1I. Election of Director: Julie Anne Smith Mgmt For For 1J. Election of Director: Lance Willsey, M.D. Mgmt For For 1K. Election of Director: Jack L. Wyszomierski Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935356255 -------------------------------------------------------------------------------------------------------------------------- Security: 302130109 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: EXPD ISIN: US3021301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert R. Wright Mgmt For For 1.2 Election of Director: Glenn M. Alger Mgmt For For 1.3 Election of Director: Robert P. Carlile Mgmt For For 1.4 Election of Director: James M. DuBois Mgmt For For 1.5 Election of Director: Mark A. Emmert Mgmt For For 1.6 Election of Director: Diane H. Gulyas Mgmt For For 1.7 Election of Director: Jeffrey S. Musser Mgmt For For 1.8 Election of Director: Liane J. Pelletier Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935378338 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Angelakis Mgmt For For Susan K. Avery Mgmt For For Angela F. Braly Mgmt For For Ursula M. Burns Mgmt For For Kenneth C. Frazier Mgmt For For Joseph L. Hooley Mgmt For For Steven A. Kandarian Mgmt For For Douglas R. Oberhelman Mgmt For For Samuel J. Palmisano Mgmt For For Jeffrey W. Ubben Mgmt For For Darren W. Woods Mgmt For For Wan Zulkiflee Mgmt For For 2. Ratification of Independent Auditors. Mgmt For For 3. Advisory Vote to Approve Executive Mgmt For For Compensation. 4. Independent Chairman. Shr For Against 5. Special Shareholder Meetings. Shr For Against 6. Report on Scenario Analysis. Shr For Against 7. Report on Environmental Expenditures. Shr For Against 8. Report on Political Contributions. Shr For Against 9. Report on Lobbying. Shr For Against 10. Report on Climate Lobbying. Shr For Against -------------------------------------------------------------------------------------------------------------------------- FMC CORPORATION Agenda Number: 935346999 -------------------------------------------------------------------------------------------------------------------------- Security: 302491303 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: FMC ISIN: US3024913036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Pierre Brondeau 1B. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Eduardo E. Cordeiro 1C. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Carol Anthony ("John") Davidson 1D. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Mark Douglas 1E. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: C. Scott Greer 1F. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: K'Lynne Johnson 1G. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Dirk A. Kempthorne 1H. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Paul J. Norris 1I. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Margareth ?vrum 1J. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Robert C. Pallash 1K. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Vincent R. Volpe, Jr. 2. Ratification of the appointment of Mgmt For For independent registered public accounting firm. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- FORTIS INC. Agenda Number: 935385890 -------------------------------------------------------------------------------------------------------------------------- Security: 349553107 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: FTS ISIN: CA3495531079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Tracey C. Ball Mgmt For For Pierre J. Blouin Mgmt For For Paul J. Bonavia Mgmt For For Lawrence T. Borgard Mgmt For For Maura J. Clark Mgmt For For Margarita K. Dilley Mgmt For For Julie A. Dobson Mgmt For For Lisa L. Durocher Mgmt For For Douglas J. Haughey Mgmt For For David G. Hutchens Mgmt For For Gianna M. Manes Mgmt For For Jo Mark Zurel Mgmt For For 2 Appointment of auditors and authorization Mgmt For For of directors to fix the auditors' remuneration as described in the Management Information Circular. 3 Approval of the Advisory and Non-Binding Mgmt For For Resolution on the Approach to Executive Compensation as described in the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 935257976 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 22-Sep-2020 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: R. Kerry Clark Mgmt For For 1B. Election of Director: David M. Cordani Mgmt For For 1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1D. Election of Director: Jeffrey L. Harmening Mgmt For For 1E. Election of Director: Maria G. Henry Mgmt For For 1F. Election of Director: Jo Ann Jenkins Mgmt For For 1G. Election of Director: Elizabeth C. Lempres Mgmt For For 1H. Election of Director: Diane L. Neal Mgmt For For 1I. Election of Director: Steve Odland Mgmt For For 1J. Election of Director: Maria A. Sastre Mgmt For For 1K. Election of Director: Eric D. Sprunk Mgmt For For 1L. Election of Director: Jorge A. Uribe Mgmt For For 2. Advisory Vote on Executive Compensation. Mgmt For For 3. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- GENTEX CORPORATION Agenda Number: 935380028 -------------------------------------------------------------------------------------------------------------------------- Security: 371901109 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: GNTX ISIN: US3719011096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Leslie Brown Mgmt For For Mr. Steve Downing Mgmt For For Mr. Gary Goode Mgmt For For Mr. James Hollars Mgmt For For Mr. Richard Schaum Mgmt For For Ms. Kathleen Starkoff Mgmt For For Mr. Brian Walker Mgmt For For Mr. James Wallace Mgmt For For Dr. Ling Zang Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's auditors for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Agenda Number: 935376562 -------------------------------------------------------------------------------------------------------------------------- Security: 37733W105 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: GSK ISIN: US37733W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and adopt the 2020 Annual Report Mgmt For For 2. To approve the Annual report on Mgmt For For remuneration 3. To re-elect Sir Jonathan Symonds as a Mgmt For For Director 4. To re-elect Emma Walmsley as a Director Mgmt For For 5. To re-elect Charles Bancroft as a Director Mgmt For For 6. To re-elect Vindi Banga as a Director Mgmt For For 7. To re-elect Dr Hal Barron as a Director Mgmt For For 8. To re-elect Dr Vivienne Cox as a Director Mgmt For For 9. To re-elect Lynn Elsenhans as a Director Mgmt For For 10. To re-elect Dr Laurie Glimcher as a Mgmt For For Director 11. To re-elect Dr Jesse Goodman as a Director Mgmt For For 12. To re-elect Iain Mackay as a Director Mgmt For For 13. To re-elect Urs Rohner as a Director Mgmt For For 14. To re-appoint the auditor Mgmt For For 15. To determine remuneration of the auditor Mgmt For For 16. To authorise the Company and its Mgmt Against Against subsidiaries to make donations to political organisations and incur political expenditure 17. To authorise allotment of shares Mgmt For For 18. To disapply pre-emption rights - general Mgmt For For power (Special resolution) 19. To disapply pre-emption rights - in Mgmt For For connection with an acquisition or specified capital investment (Special resolution) 20. To authorise the Company to purchase its Mgmt For For own shares (Special resolution) 21. To authorise exemption from statement of Mgmt For For name of senior statutory auditor 22. To authorise reduced notice of a general Mgmt For For meeting other than an AGM (Special resolution) -------------------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Agenda Number: 935452881 -------------------------------------------------------------------------------------------------------------------------- Security: 438128308 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: HMC ISIN: US4381283088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Partial Amendments to the Articles of Mgmt For For Incorporation. 2A. Election of Director: Toshiaki Mikoshiba Mgmt For For 2B. Election of Director: Toshihiro Mibe Mgmt For For 2C. Election of Director: Seiji Kuraishi Mgmt For For 2D. Election of Director: Kohei Takeuchi Mgmt For For 2E. Election of Director: Asako Suzuki Mgmt For For 2F. Election of Director: Masafumi Suzuki Mgmt For For 2G. Election of Director: Kunihiko Sakai Mgmt For For 2H. Election of Director: Fumiya Kokubu Mgmt For For 2I. Election of Director: Yoichiro Ogawa Mgmt For For 2J. Election of Director: Kazuhiro Higashi Mgmt For For 2K. Election of Director: Ryoko Nagata Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INCYTE CORPORATION Agenda Number: 935380864 -------------------------------------------------------------------------------------------------------------------------- Security: 45337C102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: INCY ISIN: US45337C1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Julian C. Baker Mgmt For For 1.2 Election of Director: Jean-Jacques Bienaim? Mgmt For For 1.3 Election of Director: Paul J. Clancy Mgmt For For 1.4 Election of Director: Wendy L. Dixon Mgmt For For 1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For 1.6 Election of Director: Edmund P. Harrigan Mgmt For For 1.7 Election of Director: Katherine A. High Mgmt For For 1.8 Election of Director: Herv? Hoppenot Mgmt For For 2. Approve, on a non-binding, advisory basis, Mgmt For For the compensation of the Company's named executive officers. 3. Approve amendments to the Company's Amended Mgmt For For and Restated 2010 Stock Incentive Plan. 4. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935313217 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan K. Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Tekedra Mawakana Mgmt For For 1g. Election of Director: Suzanne Nora Johnson Mgmt For For 1h. Election of Director: Dennis D. Powell Mgmt For For 1i. Election of Director: Brad D. Smith Mgmt For For 1j. Election of Director: Thomas Szkutak Mgmt For For 1k. Election of Director: Raul Vazquez Mgmt For For 1l. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935328244 -------------------------------------------------------------------------------------------------------------------------- Security: G51502105 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: JCI ISIN: IE00BY7QL619 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jean Blackwell Mgmt For For 1B. Election of Director: Pierre Cohade Mgmt For For 1C. Election of Director: Michael E. Daniels Mgmt For For 1D. Election of Director: Juan Pablo del Valle Mgmt For For Perochena 1E. Election of Director: W. Roy Dunbar Mgmt For For 1F. Election of Director: Gretchen R. Haggerty Mgmt For For 1G. Election of Director: Simone Menne Mgmt For For 1H. Election of Director: George R. Oliver Mgmt For For 1I. Election of Director: J?rgen Tinggren Mgmt For For 1J. Election of Director: Mark Vergnano Mgmt For For 1K. Election of Director: R. David Yost Mgmt For For 1L. Election of Director: John D. Young Mgmt For For 2.A To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent auditors of the Company. 2.B To authorize the Audit Committee of the Mgmt For For Board of Directors to set the auditors' remuneration. 3. To authorize the Company and/or any Mgmt For For subsidiary of the Company to make market purchases of Company shares. 4. To determine the price range at which the Mgmt For For Company can re-allot shares that it holds as treasury shares (Special Resolution). 5. To approve, in a non-binding advisory vote, Mgmt For For the compensation of the named executive officers. 6. To approve the Johnson Controls Mgmt For For International plc 2021 Equity and Incentive Plan. 7. To approve the Directors' authority to Mgmt For For allot shares up to approximately 33% of issued share capital. 8. To approve the waiver of statutory Mgmt For For pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935372285 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt For For 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Phebe N. Novakovic Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Approval of Amended and Restated Long-Term Mgmt For For Incentive Plan effective May 18, 2021. 4. Ratification of independent registered Mgmt For For public accounting firm. 5. Improve shareholder written consent. Shr For Against 6. Racial equity audit and report. Shr For Against 7. Independent board chairman. Shr For Against 8. Political and electioneering expenditure Shr For Against congruency report. -------------------------------------------------------------------------------------------------------------------------- KELLOGG COMPANY Agenda Number: 935348359 -------------------------------------------------------------------------------------------------------------------------- Security: 487836108 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: K ISIN: US4878361082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director (term expires 2024): Mgmt For For Carter Cast 1B. Election of Director (term expires 2024): Mgmt For For Zack Gund 1C. Election of Director (term expires 2024): Mgmt For For Don Knauss 1D. Election of Director (term expires 2024): Mgmt For For Mike Schlotman 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. 4. Management proposal to reduce supermajority Mgmt For For vote requirements. 5. Shareowner proposal, if properly presented Shr For at the meeting, to adopt shareowner right to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Agenda Number: 935284101 -------------------------------------------------------------------------------------------------------------------------- Security: 513847103 Meeting Type: Annual Meeting Date: 11-Nov-2020 Ticker: LANC ISIN: US5138471033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Fox Mgmt For For John B. Gerlach, Jr. Mgmt For For Robert P. Ostryniec Mgmt For For 2. To approve, by non-binding vote, the Mgmt For For compensation of the Corporation's named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche, LLP as the Corporation's independent registered public accounting firm for the year ending June 30, 2021. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 935349933 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel F. Akerson Mgmt For For 1B. Election of Director: David B. Burritt Mgmt For For 1C. Election of Director: Bruce A. Carlson Mgmt For For 1D. Election of Director: Joseph F. Dunford, Mgmt For For Jr. 1E. Election of Director: James O. Ellis, Jr. Mgmt For For 1F. Election of Director: Thomas J. Falk Mgmt For For 1G. Election of Director: Ilene S. Gordon Mgmt For For 1H. Election of Director: Vicki A. Hollub Mgmt For For 1I. Election of Director: Jeh C. Johnson Mgmt For For 1J. Election of Director: Debra L. Reed-Klages Mgmt For For 1K. Election of Director: James D. Taiclet Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Auditors for 2021. 3. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers (Say-on-Pay). 4. Stockholder Proposal to Adopt Stockholder Shr For Against Action By Written Consent. 5. Stockholder Proposal to issue a Report on Shr For Against Human Rights Due Diligence. -------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475 -------------------------------------------------------------------------------------------------------------------------- Security: G5876H105 Meeting Type: Special Meeting Date: 15-Apr-2021 Ticker: MRVL ISIN: BMG5876H1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For approve an amendment to Marvell's Fourth Amended and Restated Bye-Laws to reduce the shareholder vote required to approve a merger with any other company from the affirmative vote of 75% of the votes cast at a general meeting of the shareholders, the statutory default under Bermuda law, to a simple majority of the votes cast at a general meeting of the shareholders. 2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For (i) the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020, by and among Marvell, Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"). 3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For approve the adjournment of the Marvell shareholder meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Marvell shareholder meeting to approve the Marvell Bye-Law Amendment Proposal or the Marvell Merger Proposal. -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935288286 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 11-Dec-2020 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard H. Anderson Mgmt For For 1B. Election of Director: Craig Arnold Mgmt For For 1C. Election of Director: Scott C. Donnelly Mgmt For For 1D. Election of Director: Andrea J. Goldsmith, Mgmt For For Ph.D. 1E. Election of Director: Randall J. Hogan, III Mgmt For For 1F. Election of Director: Michael O. Leavitt Mgmt For For 1G. Election of Director: James T. Lenehan Mgmt For For 1H. Election of Director: Kevin E. Lofton Mgmt For For 1I. Election of Director: Geoffrey S. Martha Mgmt For For 1J. Election of Director: Elizabeth G. Nabel, Mgmt For For M.D. 1K. Election of Director: Denise M. O'Leary Mgmt For For 1L. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve, in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). 4. To renew the Board's authority to issue Mgmt For For shares. 5. To renew the Board's authority to opt out Mgmt For For of pre-emption rights. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Mary Ellen Coe Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Thomas H. Glocer Mgmt For For 1F. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr For Against shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr For Against COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935284478 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 02-Dec-2020 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reid G. Hoffman Mgmt For For 1B. Election of Director: Hugh F. Johnston Mgmt For For 1C. Election of Director: Teri L. List-Stoll Mgmt For For 1D. Election of Director: Satya Nadella Mgmt For For 1E. Election of Director: Sandra E. Peterson Mgmt For For 1F. Election of Director: Penny S. Pritzker Mgmt For For 1G. Election of Director: Charles W. Scharf Mgmt For For 1H. Election of Director: Arne M. Sorenson Mgmt For For 1I. Election of Director: John W. Stanton Mgmt For For 1J. Election of Director: John W. Thompson Mgmt For For 1K. Election of Director: Emma N. Walmsley Mgmt For For 1L. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2021. 4. Shareholder Proposal - Report on Employee Shr For Against Representation on Board of Directors. -------------------------------------------------------------------------------------------------------------------------- NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 935333144 -------------------------------------------------------------------------------------------------------------------------- Security: 647581107 Meeting Type: Special Meeting Date: 08-Mar-2021 Ticker: EDU ISIN: US6475811070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1. As an ordinary resolution: Resolution No. 1 Mgmt For For set out in the Notice of the Extraordinary General Meeting (to approve the share subdivision). S2. As a special resolution: Resolution No. 2 Mgmt For For set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Company's dual foreign name). S3. As a special resolution: Resolution No. 3 Mgmt For For set out in the Notice of the Extraordinary General Meeting (to approve the adoption of the Amended M&AA). -------------------------------------------------------------------------------------------------------------------------- NICE LTD. Agenda Number: 935263195 -------------------------------------------------------------------------------------------------------------------------- Security: 653656108 Meeting Type: Annual Meeting Date: 10-Sep-2020 Ticker: NICE ISIN: US6536561086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. To Elect Non-executive Director to the Mgmt For For Board of the Company: David Kostman 1B. To Elect Non-executive Director to the Mgmt For For Board of the Company: Rimon Ben-Shaoul 1C. To Elect Non-executive Director to the Mgmt For For Board of the Company: Yehoshua (Shuki) Ehrlich 1D. To Elect Non-executive Director to the Mgmt For For Board of the Company: Leo Apotheker 1E. To Elect Non-executive Director to the Mgmt For For Board of the Company: Joe Cowan 2. To approve and ratify current D&O insurance Mgmt For For and terms for future D&O insurance. 2A. Regarding proposal 2, indicate whether you Mgmt For are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. 3. To approve the extension of the CEO Bonus Mgmt For For Plan. 3A. Regarding proposal 3, indicate whether you Mgmt For are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. 4. To re-appoint the Company's independent Mgmt For For auditors and to authorize the Board to set their remuneration. -------------------------------------------------------------------------------------------------------------------------- NICE LTD. Agenda Number: 935389418 -------------------------------------------------------------------------------------------------------------------------- Security: 653656108 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: NICE ISIN: US6536561086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. To Elect Non-executive Director to the Mgmt For For Board of the Company: David Kostman 1B. To Elect Non-executive Director to the Mgmt For For Board of the Company: Rimon Ben-Shaoul 1C. To Elect Non-executive Director to the Mgmt For For Board of the Company: Yehoshua (Shuki) Ehrlich 1D. To Elect Non-executive Director to the Mgmt For For Board of the Company: Leo Apotheker 1E. To Elect Non-executive Director to the Mgmt For For Board of the Company: Joe Cowan 2. To Elect an outside Director to the Board Mgmt For For of the Company: Zehava Simon 2B. Regarding proposal 2, indicate whether you Mgmt For are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 3. To reapprove the Company's Compensation Mgmt For For Policy. 3A. Regarding proposal 3, indicate whether you Mgmt For are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 4. To approve CEO Equity Plan. Mgmt For For 4A. Regarding proposal 4, indicate whether you Mgmt For are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 5. To re-appoint the Company's independent Mgmt For For auditors and to authorize the Board to set their remuneration. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 935256378 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Meeting Date: 17-Sep-2020 Ticker: NKE ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class B Director: Alan B. Graf, Mgmt For For Jr. 1b. Election of Class B Director: Peter B. Mgmt For For Henry 1c. Election of Class B Director: Michelle A. Mgmt For For Peluso 2. To approve executive compensation by an Mgmt For For advisory vote. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm. 4. To approve the Nike, Inc. Stock Incentive Mgmt For For Plan, as amended and restated. 5. To consider a shareholder proposal Shr For Against regarding political contributions disclosure. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 935332584 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 02-Mar-2021 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Mgmt For For Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. 2. Discharge from Liability of the Members of Mgmt For For the Board of Directors and the Executive Committee. 3. Appropriation of Available Earnings of Mgmt For For Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. 4. Reduction of Share Capital. Mgmt For For 5. Further Share Repurchases. Mgmt For For 6A. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. 6B. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Executive Committee for the Financial Year 2022. 6C. Advisory Vote on the 2020 Compensation Mgmt For For Report. 7A. Re-election of Joerg Reinhardt as Member Mgmt For For and Chairman. 7B. Re-election of Nancy C. Andrews Mgmt For For 7C. Re-election of Ton Buechner Mgmt For For 7D. Re-election of Patrice Bula Mgmt For For 7E. Re-election of Elizabeth Doherty Mgmt For For 7F. Re-election of Ann Fudge Mgmt For For 7G. Re-election of Bridgette Heller Mgmt For For 7H. Re-election of Frans van Houten Mgmt For For 7I. Re-election of Simon Moroney Mgmt For For 7J. Re-election of Andreas von Planta Mgmt For For 7K. Re-election of Charles L. Sawyers Mgmt For For 7L. Re-election of Enrico Vanni Mgmt For For 7M. Re-election of William T. Winters Mgmt For For 8A. Re-election of Patrice Bula to the Mgmt For For Compensation Committee. 8B. Re-election of Bridgette Heller to the Mgmt For For Compensation Committee. 8C. Re-election of Enrico Vanni to the Mgmt For For Compensation Committee. 8D. Re-Election of William T. Winters to the Mgmt For For Compensation Committee. 8E. Election of Simon Moroney to the Mgmt For For Compensation Committee. 9. Re-election of the Statutory Auditor. Mgmt For For 10. Re-election of the Independent Proxy. Mgmt For For 11. Amendment to Article 20 Paragraph 3 of the Mgmt For For Articles of Incorporation. 12. General instructions in case of alternative Mgmt Against Against motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. -------------------------------------------------------------------------------------------------------------------------- ORANGE Agenda Number: 935415441 -------------------------------------------------------------------------------------------------------------------------- Security: 684060106 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: ORAN ISIN: US6840601065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the statutory financial Mgmt For For statements for the fiscal year ended December 31, 2020. 2. Approval of the consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2020. 3. Allocation of income for the fiscal year Mgmt For For ended December 31, 2020 as stated in the Company's annual financial statements. 4. Agreements provided for in Article L. Mgmt For For 225-38 of the French Commercial Code. 5. Renewal of the term of office of Bpifrance Mgmt For For Participations. 6. Renewal of the term of office of KPMG as Mgmt For For statutory auditor. 7. Renewal of the term of office of Salustro Mgmt For For Reydel as alternate statutory auditor. 8. Appointment of Deloitte as statutory Mgmt For For auditor. 9. Appointment of BEAS as alternate statutory Mgmt For For auditor. 10. Ratification of the transfer of the Mgmt For For corporate head office. 11. Approval of the information referred to in Mgmt For For Article L. 225-37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. 12. Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. St?phane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225-100 III of the French Commercial Code. 13. Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. 14. Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. 15. Approval of the compensation policy for the Mgmt For For Chairman and Chief Executive Officer, pursuant to Article L. 225-37-2 of the French Commercial Code. 16. Approval of the compensation policy for the Mgmt For For Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. 17. Approval of the compensation policy for Mgmt For For non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. 18. Authorization to be granted to the Board of Mgmt For For Directors to purchase or transfer shares of the Company. 19. Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). 20. Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. 21. Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). 22. Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the twenty-first resolution during a takeover offer period for the Company's securities. 23. Delegation of authority to the Board of Mgmt For For Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). 24. Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the twenty-third resolution during a takeover offer period for the Company's securities. 25. Authorization to the Board of Directors to Mgmt For For increase the number of issuable securities, in the event of securities to be issued. 26. Delegation of authority to the Board of Mgmt For For Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). 27. Delegation of authority to the Board of Mgmt For For Directors to make use of the delegation of authority granted in the twenty-sixth resolution during a takeover offer period for the Company's securities. 28. Delegation of powers to the Board of Mgmt For For Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). 29. Authorization given to the Board of Mgmt For For Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. 30. Overall limit of authorizations. Mgmt For For 31. Authorization given to the Board of Mgmt For For Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. 32. Delegation of authority to the Board of Mgmt For For Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. 33. Delegation of authority to the Board of Mgmt For For Directors to increase the Company's capital by capitalization of reserves, profits or premiums. 34. Authorization to the Board of Directors to Mgmt Abstain Against reduce the share capital through the cancellation of shares. 35. Powers for formalities. Mgmt For For A. Amendment to the thirty-first resolution - Shr Against For Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). B. Amendment to Article 13 of the Bylaws - Shr Against For Plurality of directorships (extraordinary). -------------------------------------------------------------------------------------------------------------------------- ORIX CORPORATION Agenda Number: 935458934 -------------------------------------------------------------------------------------------------------------------------- Security: 686330101 Meeting Type: Annual Meeting Date: 25-Jun-2021 Ticker: IX ISIN: US6863301015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Partial Amendments to the Articles of Mgmt For Incorporation. 2A. Election of Makoto Inoue as Director. Mgmt For 2B. Election of Shuji Irie as Director. Mgmt For 2C. Election of Shoji Taniguchi as Director. Mgmt For 2D. Election of Satoru Matsuzaki as Director. Mgmt For 2E. Election of Yoshiteru Suzuki as Director. Mgmt For 2F. Election of Stan Koyanagi as Director. Mgmt For 2G. Election of Heizo Takenaka as Outside Mgmt For Director. 2H. Election of Michael Cusumano as Outside Mgmt For Director. 2I. Election of Sakie Akiyama as Outside Mgmt For Director. 2J. Election of Hiroshi Watanabe as Outside Mgmt For Director. 2K. Election of Aiko Sekine as Outside Mgmt For Director. 2L. Election of Chikatomo Hodo as Outside Mgmt For Director. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935355342 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Segun Agbaje Mgmt For For 1B. Election of Director: Shona L. Brown Mgmt For For 1C. Election of Director: Cesar Conde Mgmt For For 1D. Election of Director: Ian Cook Mgmt For For 1E. Election of Director: Dina Dublon Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: Dave Lewis Mgmt For For 1I. Election of Director: David C. Page Mgmt For For 1J. Election of Director: Robert C. Pohlad Mgmt For For 1K. Election of Director: Daniel Vasella Mgmt For For 1L. Election of Director: Darren Walker Mgmt For For 1M. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2021. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Special Shareholder Shr For Against Meeting Vote Threshold. 5. Shareholder Proposal - Report on Sugar and Shr For Against Public Health. 6. Shareholder Proposal - Report on External Shr For Against Public Health Costs. -------------------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627 -------------------------------------------------------------------------------------------------------------------------- Security: 75886F107 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: REGN ISIN: US75886F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: N. Anthony Coles, Mgmt For For M.D. 1B. Election of Director: Arthur F. Ryan Mgmt For For 1C. Election of Director: George L. Sing Mgmt For For 1D. Election of Director: Marc Tessier-Lavigne, Mgmt For For Ph.D. 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ROYAL BANK OF CANADA Agenda Number: 935339083 -------------------------------------------------------------------------------------------------------------------------- Security: 780087102 Meeting Type: Annual Meeting Date: 08-Apr-2021 Ticker: RY ISIN: CA7800871021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR A.A. Chisholm Mgmt For For J. C?t? Mgmt For For T.N. Daruvala Mgmt For For D.F. Denison Mgmt For For C. Devine Mgmt For For D. McKay Mgmt For For K. Taylor Mgmt For For M. Turcke Mgmt For For T. Vandal Mgmt For For B.A. van Kralingen Mgmt For For F. Vettese Mgmt For For J. Yabuki Mgmt For For 02 Appointment of PricewaterhouseCoopers LLP Mgmt For For (PWC) as auditor 03 Advisory vote on the Bank's approach to Mgmt For For executive compensation 04 Proposal No. 1 Shr Against For 05 Proposal No. 2 Shr Against For 06 Proposal No. 3 Shr Against For 07 Proposal No. 4 Shr Against For -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935416811 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan to increase the number of shares reserved for issuance. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. 4. An advisory vote to approve the fiscal 2021 Mgmt For For compensation of our named executive officers. 5. A stockholder proposal requesting that the Shr Against For Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 935384848 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the individual company Mgmt For For financial statements for the year ended December 31, 2020. 2. Approval of the consolidated financial Mgmt For For statements for the year ended December 31, 2020. 3. Appropriation of results for the year ended Mgmt For For December 31, 2020 and declaration of dividend. 4. Ratification of the co-opting of Gilles Mgmt For For Schnepp as a director. 5. Reappointment of Fabienne Lecorvaisier as a Mgmt For For Director. 6. Reappointment of Melanie Lee as a director. Mgmt For For 7. Appointment of Barbara Lavernos as a Mgmt For For director. 8. Approval of the report on the compensation Mgmt For For of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code. 9. Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended December 31, 2020 to Serge Weinberg, Chairman of the Board. 10. Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended December 31, 2020 to Paul Hudson, Chief Executive Officer. 11. Approval of the compensation policy for Mgmt For For directors. 12. Approval of the compensation policy for the Mgmt For For Chairman of the Board of Directors. 13. Approval of the compensation policy for the Mgmt For For Chief Executive Officer. 14. Authorization to the Board of Directors to Mgmt For For carry out transactions in the Company's shares (usable outside the period of a public tender offer). 15. Authorization to the Board of Directors to Mgmt For For reduce the share capital by cancellation of treasury shares. 16. Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy statement for full proposal). 17. Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy statement for full proposal). 18. Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy statement for full proposal). 19. Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy statement for full proposal). 20. Delegation to the Board of Directors of Mgmt For For competence to increase ...(due to space limits, see proxy statement for full proposal). 21. Delegation to the Board of Directors of Mgmt For For competence with a view ...(due to space limits, see proxy statement for full proposal). 22. Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy statement for full proposal). 23. Delegation to the Board of Directors of Mgmt For For competence to decide on ...(due to space limits, see proxy statement for full proposal). 24. Authorization to the Board of Directors to Mgmt For For carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group. 25. Amendment to Article 13 of the Articles of Mgmt For For Association to allow the Board of Directors to take decisions by written consultation. 26. Amendment to Articles 14 and 17 of the Mgmt For For Articles of Association to align their content with the PACTE law. 27. Powers for formalities. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935416746 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: NOW ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan L. Bostrom Mgmt For For 1B. Election of Director: Jonathan C. Chadwick Mgmt For For 1C. Election of Director: Lawrence J. Jackson, Mgmt For For Jr. 1D. Election of Director: Frederic B. Luddy Mgmt For For 1E. Election of Director: Jeffrey A. Miller Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers ("Say-on-Pay"). 3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For independent registered public accounting firm for 2021. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. 5. To approve the 2021 Equity Incentive Plan Mgmt For For to replace the 2012 Equity Incentive Plan. 6. To approve the Amended and Restated 2012 Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP Agenda Number: 935346076 -------------------------------------------------------------------------------------------------------------------------- Security: 824596100 Meeting Type: Annual Meeting Date: 25-Mar-2021 Ticker: SHG ISIN: US8245961003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Financial Statements and Annual Mgmt For For Dividends for fiscal year 2020 (January 1, 2020 - December 31, 2020). 2. Approval of Revision to Articles of Mgmt For For Incorporation. 3A. Election of Non-Executive Director: Mr. Jin Mgmt For For Ok-dong 3B. Election of Independent Director: Mr. Park Mgmt For For Ansoon 3C. Election of Independent Director: Mr. Bae Mgmt For For Hoon 3D. Election of Independent Director: Mr. Byeon Mgmt For For Yang-ho 3E. Election of Independent Director: Mr. Sung Mgmt For For Jae-ho 3F. Election of Independent Director: Mr. Lee Mgmt For For Yong Guk 3G. Election of Independent Director: Mr. Lee Mgmt For For Yoon-jae 3H. Election of Independent Director: Mr. Choi Mgmt For For Kyong-rok 3I. Election of Independent Director: Mr. Choi Mgmt For For Jae Boong 3J. Election of Independent Director: Mr. Huh Mgmt For For Yong-hak 4. Election of Audit Committee Member who will Mgmt For For serve as Independent Director: Mr. Kwak Su Keun 5.1 Election of Audit Committee Member: Mr. Mgmt For For Sung Jae-ho 5.2 Election of Audit Committee Member: Mr. Lee Mgmt For For Yoon-jae 6. Approval of the Director Remuneration Mgmt For For Limit. -------------------------------------------------------------------------------------------------------------------------- SK TELECOM CO., LTD. Agenda Number: 935295469 -------------------------------------------------------------------------------------------------------------------------- Security: 78440P108 Meeting Type: Special Meeting Date: 26-Nov-2020 Ticker: SKM ISIN: US78440P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Spin-off Plan Mgmt For -------------------------------------------------------------------------------------------------------------------------- SK TELECOM CO., LTD. Agenda Number: 935341329 -------------------------------------------------------------------------------------------------------------------------- Security: 78440P108 Meeting Type: Annual Meeting Date: 25-Mar-2021 Ticker: SKM ISIN: US78440P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Financial Statements for the Mgmt For 37th Fiscal Year (2020). 2. Amendments to the Articles of Mgmt For Incorporation. 3. Grant of Stock Options. Mgmt For 4. Appointment of an Executive Director (Ryu, Mgmt For Young Sang) 5. Appointment of an Independent Non-executive Mgmt For Director to Serve as an Audit Committee Member (Yoon, Young Min). 6. Approval of the Ceiling Amount of Mgmt For Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. -------------------------------------------------------------------------------------------------------------------------- STERIS PLC Agenda Number: 935236768 -------------------------------------------------------------------------------------------------------------------------- Security: G8473T100 Meeting Type: Annual Meeting Date: 28-Jul-2020 Ticker: STE ISIN: IE00BFY8C754 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-election of Director: Richard C. Breeden Mgmt For For 1b. Re-election of Director: Cynthia L. Mgmt For For Feldmann 1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For Kosecoff 1d. Re-election of Director: David B. Lewis Mgmt For For 1e. Re-election of Director: Walter M Mgmt For For Rosebrough, Jr. 1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For 1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For 1h. Re-election of Director: Dr. Richard M. Mgmt For For Steeves 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending March 31, 2021. 3. To appoint Ernst & Young Chartered Mgmt For For Accountants as the Company's Irish statutory auditor under the Act to hold office until the conclusion of the Company's next Annual General Meeting. 4. To authorize the Directors of the Company Mgmt For For or the Audit Committee to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Irish statutory auditor. 5. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers as disclosed pursuant to the disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Company's proxy statement dated June 12, 2020. -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 935357586 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark S. Bartlett Mgmt For For 1B. Election of Director: Mary K. Bush Mgmt For For 1C. Election of Director: Dina Dublon Mgmt For For 1D. Election of Director: Dr. Freeman A. Mgmt For For Hrabowski, III 1E. Election of Director: Robert F. MacLellan Mgmt For For 1F. Election of Director: Olympia J. Snowe Mgmt For For 1G. Election of Director: Robert J. Stevens Mgmt For For 1H. Election of Director: William J. Stromberg Mgmt For For 1I. Election of Director: Richard R. Verma Mgmt For For 1J. Election of Director: Sandra S. Wijnberg Mgmt For For 1K. Election of Director: Alan D. Wilson Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2021. 4. Stockholder proposal for a report on voting Shr For Against by our funds and portfolios on matters related to climate change. -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: TSM ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2020 Business Report and Mgmt For For Financial Statements. 2) Based on recent amendments to the "Template Mgmt For For of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". 3) To approve the issuance of employee Mgmt For For restricted stock awards for year 2021. 4) DIRECTOR Mark Liu* Mgmt For For C.C. Wei* Mgmt For For F.C. Tseng* Mgmt For For Ming-Hsin Kung*+ Mgmt For For Sir Peter L. Bonfield# Mgmt For For Kok-Choo Chen# Mgmt For For Michael R. Splinter# Mgmt For For Moshe N. Gavrielov# Mgmt For For Yancey Hai# Mgmt For For L. Rafael Reif# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935457437 -------------------------------------------------------------------------------------------------------------------------- Security: 874060205 Meeting Type: Annual Meeting Date: 29-Jun-2021 Ticker: TAK ISIN: US8740602052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Appropriation of Surplus Mgmt For 2 Partial Amendment to the Articles of Mgmt For Incorporation 3A Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Christophe Weber 3B Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Masato Iwasaki 3C Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Andrew Plump 3D Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Costa Saroukos 3E Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Masahiro Sakane 3F Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Oliver Bohuon 3G Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Jean-Luc Butel 3H Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Ian Clark 3I Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Yoshiaki Fujimori 3J Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Steven Gillis 3K Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Shiro Kuniya 3L Election of Director who is not Audit and Mgmt For Supervisory Committee Member: Toshiyuki Shiga 4.1 Election of Director who is an Audit and Mgmt For Supervisory Committee Member: Masami Iijima 5 Payment of Bonuses to Directors who are not Mgmt For Audit and Supervisory Committee Members -------------------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY Agenda Number: 935281383 -------------------------------------------------------------------------------------------------------------------------- Security: 189054109 Meeting Type: Annual Meeting Date: 18-Nov-2020 Ticker: CLX ISIN: US1890541097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Richard H. Carmona Mgmt For For 1C. Election of Director: Benno Dorer Mgmt For For 1D. Election of Director: Spencer C. Fleischer Mgmt For For 1E. Election of Director: Esther Lee Mgmt For For 1F. Election of Director: A.D. David Mackay Mgmt For For 1G. Election of Director: Paul Parker Mgmt For For 1H. Election of Director: Linda Rendle Mgmt For For 1I. Election of Director: Matthew J. Shattock Mgmt For For 1J. Election of Director: Kathryn Tesija Mgmt For For 1K. Election of Director: Pamela Thomas-Graham Mgmt For For 1L. Election of Director: Russell Weiner Mgmt For For 1M. Election of Director: Christopher J. Mgmt For For Williams 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of the Selection of Ernst & Mgmt For For Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to Eliminate Supermajority Voting Provision. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935432889 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 24-Jun-2021 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nora A. Aufreiter Mgmt For For 1B. Election of Director: Kevin M. Brown Mgmt For For 1C. Election of Director: Anne Gates Mgmt For For 1D. Election of Director: Karen M. Hoguet Mgmt For For 1E. Election of Director: W. Rodney McMullen Mgmt For For 1F. Election of Director: Clyde R. Moore Mgmt For For 1G. Election of Director: Ronald L. Sargent Mgmt For For 1H. Election of Director: J. Amanda Sourry Knox Mgmt For For 1I. Election of Director: Mark S. Sutton Mgmt For For 1J. Election of Director: Ashok Vemuri Mgmt For For 2. Approval, on an advisory basis, of Kroger's Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For as auditors. 4. A shareholder proposal, if properly Shr Against For presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. -------------------------------------------------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Agenda Number: 935340442 -------------------------------------------------------------------------------------------------------------------------- Security: 891160509 Meeting Type: Annual Meeting Date: 01-Apr-2021 Ticker: TD ISIN: CA8911605092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A DIRECTOR Amy W. Brinkley Mgmt For For Brian C. Ferguson Mgmt For For Colleen A. Goggins Mgmt For For Jean-Ren? Halde Mgmt For For David E. Kepler Mgmt For For Brian M. Levitt Mgmt For For Alan N. MacGibbon Mgmt For For Karen E. Maidment Mgmt For For Bharat B. Masrani Mgmt For For Irene R. Miller Mgmt For For Nadir H. Mohamed Mgmt For For Claude Mongeau Mgmt For For Joe Natale Mgmt For For S. Jane Rowe Mgmt For For B Appointment of auditor named in the Mgmt For For management proxy circular C Approach to executive compensation Mgmt For For disclosed in the report of the Human Resources Committee and approach to executive compensation sections of the management proxy circular *Advisory Vote* D Shareholder Proposal 1 Shr Against For E Shareholder Proposal 2 Shr Against For -------------------------------------------------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Agenda Number: 935424604 -------------------------------------------------------------------------------------------------------------------------- Security: 884903709 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: TRI ISIN: CA8849037095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR David Thomson Mgmt For For Steve Hasker Mgmt For For Kirk E. Arnold Mgmt For For David W. Binet Mgmt For For W. Edmund Clark, C.M. Mgmt For For Michael E. Daniels Mgmt For For Kirk Koenigsbauer Mgmt For For Deanna Oppenheimer Mgmt For For Vance K. Opperman Mgmt For For Simon Paris Mgmt For For Kim M. Rivera Mgmt For For Barry Salzberg Mgmt For For Peter J. Thomson Mgmt For For Wulf von Schimmelmann Mgmt For For 2 To appoint PricewaterhouseCoopers LLP as Mgmt For For auditor and to authorize the directors to fix the auditor's remuneration. 3 To accept, on an advisory basis, the Mgmt For For approach to executive compensation described in the accompanying Management Proxy Circular. 4 The shareholder proposal as set out in Shr For Against Appendix B of the accompanying Management Proxy Circular. -------------------------------------------------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Agenda Number: 935397388 -------------------------------------------------------------------------------------------------------------------------- Security: 902252105 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: TYL ISIN: US9022521051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Glenn A. Carter Mgmt For For 1B. Election of Director: Brenda A. Cline Mgmt For For 1C. Election of Director: Ronnie D. Hawkins, Mgmt For For Jr. 1D. Election of Director: Mary L. Landrieu Mgmt For For 1E. Election of Director: John S. Marr, Jr. Mgmt For For 1F. Election of Director: H. Lynn Moore, Jr. Mgmt For For 1G. Election of Director: Daniel M. Pope Mgmt For For 1H. Election of Director: Dustin R. Womble Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For independent auditors. 3. Approval of an advisory resolution on Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Agenda Number: 935377475 -------------------------------------------------------------------------------------------------------------------------- Security: 92345Y106 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: VRSK ISIN: US92345Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel G. Liss Mgmt For For 1B. Election of Director: Bruce E. Hansen Mgmt For For 1C. Election of Director: Therese M. Vaughan Mgmt For For 1D. Election of Director: Kathleen A. Hogenson Mgmt For For 2. To approve executive compensation on an Mgmt For For advisory, non-binding basis. 3. To approve the 2021 Equity Incentive Plan. Mgmt For For 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent auditor for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935364846 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Roxanne S. Austin Mgmt For For 1c. Election of Director: Mark T. Bertolini Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2 Advisory Vote to Approve Executive Mgmt For For Compensation 3 Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4 Shareholder Action by Written Consent Shr For Against 5 Amend Clawback Policy Shr For Against 6 Shareholder Ratification of Annual Equity Shr For Against Awards -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: VRTX ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sangeeta Bhatia Mgmt For For 1B. Election of Director: Lloyd Carney Mgmt For For 1C. Election of Director: Alan Garber Mgmt For For 1D. Election of Director: Terrence Kearney Mgmt For For 1E. Election of Director: Reshma Kewalramani Mgmt For For 1F. Election of Director: Yuchun Lee Mgmt For For 1G. Election of Director: Jeffrey Leiden Mgmt For For 1H. Election of Director: Margaret McGlynn Mgmt For For 1I. Election of Director: Diana McKenzie Mgmt For For 1J. Election of Director: Bruce Sachs Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For independent Registered Public Accounting firm for the year ending December 31, 2021. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal, if properly presented Shr For Against at the meeting, regarding a report on lobbying activities. 5. Shareholder proposal, if properly presented Shr For Against at the meeting, regarding a report on political spending. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935404866 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: Randall L. Stephenson Mgmt For For 1K. Election of Director: S. Robson Walton Mgmt For For 1L. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants. 4. Report on Refrigerants Released from Shr For Against Operations. 5. Report on Lobbying Disclosures. Shr For Against 6. Report on Alignment of Racial Justice Goals Shr For Against and Starting Wages. 7. Create a Pandemic Workforce Advisory Shr For Against Council. 8. Report on Statement of the Purpose of a Shr For Against Corporation. -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 935380321 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lynn Casey Mgmt For For 1B. Election of Director: Ben Fowke Mgmt For For 1C. Election of Director: Robert Frenzel Mgmt For For 1D. Election of Director: Netha Johnson Mgmt For For 1E. Election of Director: Patricia Kampling Mgmt For For 1F. Election of Director: George Kehl Mgmt For For 1G. Election of Director: Richard O'Brien Mgmt For For 1H. Election of Director: Charles Pardee Mgmt For For 1I. Election of Director: Christopher Mgmt For For Policinski 1J. Election of Director: James Prokopanko Mgmt For For 1K. Election of Director: David Westerlund Mgmt For For 1L. Election of Director: Kim Williams Mgmt For For 1M. Election of Director: Timothy Wolf Mgmt For For 1N. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. 4. Shareholder proposal regarding a report on Shr For Against the costs and benefits of Xcel Energy's voluntary climate-related activities. -------------------------------------------------------------------------------------------------------------------------- YANDEX N.V. Agenda Number: 935462729 -------------------------------------------------------------------------------------------------------------------------- Security: N97284108 Meeting Type: Annual Meeting Date: 28-Jun-2021 Ticker: YNDX ISIN: NL0009805522 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Prior approval of the proposed resolution Mgmt For For of the Board of Directors to resolve upon the legal merger of the Company (acquiring company) with Yandex.Market B.V. (disappearing company). 2. Approval of the 2020 annual statutory Mgmt For For accounts of the Company. 3. Proposal to discharge the directors from Mgmt For For their liability towards the Company for their management during the 2020 financial year. 4. Proposal to re-appoint John Boynton as a Mgmt For For non-executive member of the Board of Directors for a four-year term. 5. Proposal to re-appoint Esther Dyson as a Mgmt For For non-executive member of the Board of Directors for a four-year term. 6. Proposal to re-appoint Ilya Strebulaev as a Mgmt For For nonexecutive member of the Board of Directors for a four-year term. 7. Proposal to appoint Alexander Moldovan as a Mgmt For For nonexecutive member of the Board of Directors for a four-year term. 8. Appointment of the external auditor of the Mgmt For For Company's consolidated financial statements and statutory accounts for the 2021 financial year. 9. Authorization to designate the Board of Mgmt For For Directors to issue Class A Shares. 10. Authorization to designate the Board of Mgmt For For Directors to exclude pre-emptive rights. 11. Authorization of the Board of Directors to Mgmt For For acquire shares in the Company. SGI Peak Growth Fund -------------------------------------------------------------------------------------------------------------------------- RBB FUNDS INC Agenda Number: 935343917 -------------------------------------------------------------------------------------------------------------------------- Security: 749255188 Meeting Type: Special Meeting Date: 06-May-2021 Ticker: BOGIX ISIN: US7492551889 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Investment Advisory Mgmt For For Agreement between Summit Global Investments, LLC and The RBB Fund, Inc. on behalf of the Bogle Investment Management Small Cap Growth Fund. SGI Prudent Growth Fund -------------------------------------------------------------------------------------------------------------------------- RBB FUNDS INC Agenda Number: 935343917 -------------------------------------------------------------------------------------------------------------------------- Security: 749255188 Meeting Type: Special Meeting Date: 06-May-2021 Ticker: BOGIX ISIN: US7492551889 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Investment Advisory Mgmt For For Agreement between Summit Global Investments, LLC and The RBB Fund, Inc. on behalf of the Bogle Investment Management Small Cap Growth Fund. SGI U.S. Large Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 935357891 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roxanne S. Austin Mgmt For For Richard A. Gonzalez Mgmt For For Rebecca B. Roberts Mgmt For For Glenn F. Tilton Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For AbbVie's independent registered public accounting firm for 2021. 3. Say on Pay-An advisory vote on the approval Mgmt For For of executive compensation. 4. Approval of the Amended and Restated 2013 Mgmt For For Incentive Stock Program. 5. Approval of the Amended and Restated 2013 Mgmt For For Employee Stock Purchase Plan for non-U.S. employees. 6. Approval of a management proposal regarding Mgmt For For amendment of the certificate of incorporation to eliminate supermajority voting. 7. Stockholder Proposal - to Issue an Annual Shr For Against Report on Lobbying. 8. Stockholder Proposal - to Adopt a Policy to Shr For Against Require Independent Chairman. -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 935318128 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 03-Feb-2021 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Appointment of Director: Jaime Ardila Mgmt For For 1B. Appointment of Director: Herbert Hainer Mgmt For For 1C. Appointment of Director: Nancy McKinstry Mgmt For For 1D. Appointment of Director: Beth E. Mooney Mgmt For For 1E. Appointment of Director: Gilles C. P?lisson Mgmt For For 1F. Appointment of Director: Paula A. Price Mgmt For For 1G. Appointment of Director: Venkata (Murthy) Mgmt For For Renduchintala 1H. Appointment of Director: David Rowland Mgmt For For 1I. Appointment of Director: Arun Sarin Mgmt For For 1J. Appointment of Director: Julie Sweet Mgmt For For 1K. Appointment of Director: Frank K. Tang Mgmt For For 1L. Appointment of Director: Tracey T. Travis Mgmt For For 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 4. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 5. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 6. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935343412 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Amy Banse 1B. Election of Director for a term of one Mgmt For For year: Melanie Boulden 1C. Election of Director for a term of one Mgmt For For year: Frank Calderoni 1D. Election of Director for a term of one Mgmt For For year: James Daley 1E. Election of Director for a term of one Mgmt For For year: Laura Desmond 1F. Election of Director for a term of one Mgmt For For year: Shantanu Narayen 1G. Election of Director for a term of one Mgmt For For year: Kathleen Oberg 1H. Election of Director for a term of one Mgmt For For year: Dheeraj Pandey 1I. Election of Director for a term of one Mgmt For For year: David Ricks 1J. Election of Director for a term of one Mgmt For For year: Daniel Rosensweig 1K. Election of Director for a term of one Mgmt For For year: John Warnock 2. Approve the Adobe Inc. 2019 Equity Mgmt For For Incentive Plan, as amended, to increase the available share reserve by 6 million shares. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on December 3, 2021. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Special Meeting Date: 07-Apr-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of shares of common Mgmt For For stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). 2. Approve the adjournment of the Special Mgmt For For Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt For For 1B. Election of Director: Nora M. Denzel Mgmt For For 1C. Election of Director: Mark Durcan Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Lisa T. Su Mgmt For For 1H. Election of Director: Abhi Y. Talwalkar Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Agenda Number: 935372627 -------------------------------------------------------------------------------------------------------------------------- Security: 018802108 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: LNT ISIN: US0188021085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger K. Newport Mgmt For For Dean C. Oestreich Mgmt For For Carol P. Sanders Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2021. 4. Shareowner proposal regarding a report on Shr Against For the costs and benefits of Alliant Energy's voluntary climate-related activities. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935406264 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Larry Page Mgmt For For 1B. Election of Director: Sergey Brin Mgmt For For 1C. Election of Director: Sundar Pichai Mgmt For For 1D. Election of Director: John L. Hennessy Mgmt For For 1E. Election of Director: Frances H. Arnold Mgmt For For 1F. Election of Director: L. John Doerr Mgmt For For 1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1H. Election of Director: Ann Mather Mgmt For For 1I. Election of Director: Alan R. Mulally Mgmt For For 1J. Election of Director: K. Ram Shriram Mgmt For For 1K. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For 4. A stockholder proposal regarding equal Shr For Against shareholder voting, if properly presented at the meeting. 5. A stockholder proposal regarding the Shr For Against nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr For Against on sustainability metrics, if properly presented at the meeting. 7. A stockholder proposal regarding a report Shr For Against on takedown requests, if properly presented at the meeting. 8. A stockholder proposal regarding a report Shr For Against on whistleblower policies and practices, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr For Against on charitable contributions, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr For Against on risks related to anticompetitive practices, if properly presented at the meeting. 11. A stockholder proposal regarding a Shr For Against transition to a public benefit corporation, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935397592 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Bezos Mgmt For For 1B. Election of Director: Keith B. Alexander Mgmt For For 1C. Election of Director: Jamie S. Gorelick Mgmt For For 1D. Election of Director: Daniel P. Mgmt For For Huttenlocher 1E. Election of Director: Judith A. McGrath Mgmt For For 1F. Election of Director: Indra K. Nooyi Mgmt For For 1G. Election of Director: Jonathan J. Mgmt For For Rubinstein 1H. Election of Director: Thomas O. Ryder Mgmt For For 1I. Election of Director: Patricia Q. Mgmt For For Stonesifer 1J. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER DUE DILIGENCE. 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY. 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON GENDER/RACIAL PAY. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PROMOTION DATA. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PACKAGING MATERIALS. 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against AND EQUITY AUDIT REPORT. 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE DIRECTOR CANDIDATE POLICY. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against COMPETITION STRATEGY AND RISK. 12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER USE OF CERTAIN TECHNOLOGIES. -------------------------------------------------------------------------------------------------------------------------- AMDOCS LIMITED Agenda Number: 935319409 -------------------------------------------------------------------------------------------------------------------------- Security: G02602103 Meeting Type: Annual Meeting Date: 29-Jan-2021 Ticker: DOX ISIN: GB0022569080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Minicucci Mgmt For For 1B. Election of Director: Adrian Gardner Mgmt For For 1C. Election of Director: James S. Kahan Mgmt For For 1D. Election of Director: Rafael de la Vega Mgmt For For 1E. Election of Director: Giora Yaron Mgmt For For 1F. Election of Director: Eli Gelman Mgmt For For 1G. Election of Director: Richard T.C. LeFave Mgmt For For 1H. Election of Director: John A. MacDonald Mgmt For For 1I. Election of Director: Shuky Sheffer Mgmt For For 1J. Election of Director: Yvette Kanouff Mgmt For For 2. To approve an increase in the dividend rate Mgmt For For under our quarterly cash dividend program from $0.3275 per share to $0.36 per share (Proposal II). 3. To approve our Consolidated Financial Mgmt For For Statements for the fiscal year ended September 30, 2020 (Proposal III). 4. To ratify and approve the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). -------------------------------------------------------------------------------------------------------------------------- AMEDISYS, INC. Agenda Number: 935416671 -------------------------------------------------------------------------------------------------------------------------- Security: 023436108 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: AMED ISIN: US0234361089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vickie L. Capps Mgmt For For Molly J. Coye, MD Mgmt For For Julie D. Klapstein Mgmt For For Teresa L. Kline Mgmt For For Paul B. Kusserow Mgmt For For Richard A. Lechleiter Mgmt For For Bruce D. Perkins Mgmt For For Jeffery A. Rideout, MD Mgmt For For Ivanetta D. Samuels Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accountants for the fiscal year ending December 31, 2021. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2021 Proxy Statement ("Say on Pay" Vote). -------------------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074 -------------------------------------------------------------------------------------------------------------------------- Security: 030420103 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: AWK ISIN: US0304201033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey N. Edwards Mgmt For For 1B. Election of Director: Martha Clark Goss Mgmt For For 1C. Election of Director: Veronica M. Hagen Mgmt For For 1D. Election of Director: Kimberly J. Harris Mgmt For For 1E. Election of Director: Julia L. Johnson Mgmt For For 1F. Election of Director: Patricia L. Kampling Mgmt For For 1G. Election of Director: Karl F. Kurz Mgmt For For 1H. Election of Director: Walter J. Lynch Mgmt For For 1I. Election of Director: George MacKenzie Mgmt For For 1J. Election of Director: James G. Stavridis Mgmt For For 1K. Election of Director: Lloyd M. Yates Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment, by the Mgmt For For Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935323167 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 23-Feb-2021 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled Shr For Against "Shareholder Proxy Access Amendments". 5. A shareholder proposal entitled Shr Against For "Shareholder Proposal to Improve Executive Compensation Program". -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: William L. Bax Mgmt For For 1C. Election of Director: D. John Coldman Mgmt For For 1D. Election of Director: J. Patrick Gallagher, Mgmt For For Jr. 1E. Election of Director: David S. Johnson Mgmt For For 1F. Election of Director: Kay W. McCurdy Mgmt For For 1G. Election of Director: Christopher C. Miskel Mgmt For For 1H. Election of Director: Ralph J. Nicoletti Mgmt For For 1I. Election of Director: Norman L. Rosenthal Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as our Independent Auditor for the fiscal year ending December 31, 2021. 3. Approval, on an Advisory Basis, of the Mgmt For For Compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Agenda Number: 935383048 -------------------------------------------------------------------------------------------------------------------------- Security: 053484101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: AVB ISIN: US0534841012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Glyn F. Aeppel 1B. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Terry S. Brown 1C. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Alan B. Buckelew 1D. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Ronald L. Havner, Jr. 1E. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Stephen P. Hills 1F. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Christopher B. Howard 1G. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Richard J. Lieb 1H. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Nnenna Lynch 1I. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Timothy J. Naughton 1J. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Benjamin W. Schall 1K. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: Susan Swanezy 1L. Election of Director to serve until the Mgmt For For 2022 Annual Meeting: W. Edward Walter 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent auditors for the year ending December 31, 2021. 3. To adopt a resolution approving, on a Mgmt For For non-binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935345670 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1D. Election of Director: Pierre J.P. de Weck Mgmt For For 1E. Election of Director: Arnold W. Donald Mgmt For For 1F. Election of Director: Linda P. Hudson Mgmt For For 1G. Election of Director: Monica C. Lozano Mgmt For For 1H. Election of Director: Thomas J. May Mgmt For For 1I. Election of Director: Brian T. Moynihan Mgmt For For 1J. Election of Director: Lionel L. Nowell III Mgmt For For 1K. Election of Director: Denise L. Ramos Mgmt For For 1L. Election of Director: Clayton S. Rose Mgmt For For 1M. Election of Director: Michael D. White Mgmt For For 1N. Election of Director: Thomas D. Woods Mgmt For For 1O. Election of Director: R. David Yost Mgmt For For 1P. Election of Director: Maria T. Zuber Mgmt For For 2. Approving our executive compensation (an Mgmt For For advisory, nonbinding "Say on Pay" resolution). 3. Ratifying the appointment of our Mgmt For For independent registered public accounting firm for 2021. 4. Amending and restating the Bank of America Mgmt For For Corporation Key Employee Equity Plan. 5. Shareholder proposal requesting amendments Shr For Against to our proxy access by law. 6. Shareholder proposal requesting amendments Shr For Against to allow shareholders to act by written consent. 7. Shareholder proposal requesting a change in Shr Against For organizational form. 8. Shareholder proposal requesting a racial Shr For Against equity audit. -------------------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. Agenda Number: 935420656 -------------------------------------------------------------------------------------------------------------------------- Security: 086516101 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: BBY ISIN: US0865161014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Corie S. Barry Mgmt For For 1B. Election of Director: Lisa M. Caputo Mgmt For For 1C. Election of Director: J. Patrick Doyle Mgmt For For 1D. Election of Director: David W. Kenny Mgmt For For 1E. Election of Director: Mario J. Marte Mgmt For For 1F. Election of Director: Karen A. McLoughlin Mgmt For For 1G. Election of Director: Thomas L. Millner Mgmt For For 1H. Election of Director: Claudia F. Munce Mgmt For For 1I. Election of Director: Richelle P. Parham Mgmt For For 1J. Election of Director: Steven E. Rendle Mgmt For For 1K. Election of Director: Eugene A. Woods Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. 3. To approve in a non-binding advisory vote Mgmt For For our named executive officer compensation. 4. To vote on a shareholder proposal entitled Shr For Against "Right to Act by Written Consent". -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 935409032 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: BIIB ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Alexander J. Denner 1B. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Caroline D. Dorsa 1C. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Maria C. Freire 1D. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: William A. Hawkins 1E. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: William D. Jones 1F. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Nancy L. Leaming 1G. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Jesus B. Mantas 1H. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Richard C. Mulligan 1I. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Stelios Papadopoulos 1J. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Brian S. Posner 1K. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Eric K. Rowinsky 1L. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Stephen A. Sherwin 1M. Election of Director to serve for a Mgmt For For one-year term extending until the 2022 annual meeting: Michel Vounatsos 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Say on Pay - To approve an advisory vote on Mgmt For For executive compensation. 4. To approve an amendment to Biogen's Amended Mgmt For For and Restated Certificate of Incorporation, as amended, to add a federal forum selection provision. 5. Stockholder proposal requesting a report on Shr For Against Biogen's lobbying activities. 6. Stockholder proposal requesting a report on Shr For Against Biogen's gender pay gap. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) Election of Director: Peter J. Arduini Mgmt For For 1B) Election of Director: Michael W. Bonney Mgmt For For 1C) Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D) Election of Director: Julia A. Haller, M.D. Mgmt For For 1E) Election of Director: Paula A. Price Mgmt For For 1F) Election of Director: Derica W. Rice Mgmt For For 1G) Election of Director: Theodore R. Samuels Mgmt For For 1H) Election of Director: Gerald L. Storch Mgmt For For 1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For 1J) Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers. 3. Approval of the Company's 2021 Stock Award Mgmt For For and Incentive Plan. 4. Ratification of the Appointment of an Mgmt For For Independent Registered Public Accounting Firm. 5. Approval of an Amendment to the Certificate Mgmt For For of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. 6. Shareholder Proposal on Adoption of a Board Shr For Against Policy that the Chairperson of the Board be an Independent Director. 7. Shareholder Proposal on Shareholder Right Shr For Against to Act by Written Consent. 8. Shareholder Proposal to Lower the Ownership Shr For Against Threshold for Special Shareholder Meetings to 10%. -------------------------------------------------------------------------------------------------------------------------- CABLE ONE, INC. Agenda Number: 935410364 -------------------------------------------------------------------------------------------------------------------------- Security: 12685J105 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: CABO ISIN: US12685J1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas S. Gayner Mgmt For For 1B. Election of Director: Deborah J. Kissire Mgmt For For 1C. Election of Director: Thomas O. Might Mgmt For For 1D. Election of Director: Kristine E. Miller Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers for 2020. -------------------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375 -------------------------------------------------------------------------------------------------------------------------- Security: 127387108 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: CDNS ISIN: US1273871087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Mark W. Adams Mgmt For For 1B Election of Director: Ita Brennan Mgmt For For 1C Election of Director: Lewis Chew Mgmt For For 1D Election of Director: Julia Liuson Mgmt For For 1E Election of Director: James D. Plummer Mgmt For For 1F Election of Director: Alberto Mgmt For For Sangiovanni-Vincentelli 1G Election of Director: John B. Shoven Mgmt For For 1H Election of Director: Young K. Sohn Mgmt For For 1I Election of Director: Lip-Bu Tan Mgmt For For 2. Advisory resolution to approve named Mgmt For For executive officer compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 1, 2022. 4. Stockholder proposal regarding written Shr For Against consent. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edward T. Tilly Mgmt For For 1B. Election of Director: Eugene S. Sunshine Mgmt For For 1C. Election of Director: William M. Farrow, Mgmt For For III 1D. Election of Director: Edward J. Fitzpatrick Mgmt For For 1E. Election of Director: Ivan K. Fong Mgmt For For 1F. Election of Director: Janet P. Froetscher Mgmt For For 1G. Election of Director: Jill R. Goodman Mgmt For For 1H. Election of Director: Alexander J. Mgmt For For Matturri, Jr. 1I. Election of Director: Jennifer J. McPeek Mgmt For For 1J. Election of Director: Roderick A. Palmore Mgmt For For 1K. Election of Director: James E. Parisi Mgmt For For 1L. Election of Director: Joseph P. Ratterman Mgmt For For 1M. Election of Director: Jill E. Sommers Mgmt For For 1N. Election of Director: Fredric J. Tomczyk Mgmt For For 2. Approve, in a non-binding resolution, the Mgmt For For compensation paid to our executive officers. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION Agenda Number: 935364822 -------------------------------------------------------------------------------------------------------------------------- Security: 156782104 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: CERN ISIN: US1567821046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Mitchell E. Mgmt For For Daniels, Jr. 1B. Election of Class II Director: Elder Mgmt For For Granger, M.D. 1C. Election of Class II Director: John J. Mgmt For For Greisch 1D. Election of Class II Director: Melinda J. Mgmt For For Mount 2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm of Cerner Corporation for 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our Named Executive Officers. 4. Shareholder proposal to eliminate Shr For Against supermajority voting, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION Agenda Number: 935393481 -------------------------------------------------------------------------------------------------------------------------- Security: 16359R103 Meeting Type: Annual Meeting Date: 17-May-2021 Ticker: CHE ISIN: US16359R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kevin J. McNamara Mgmt For For 1B. Election of Director: Ron DeLyons Mgmt For For 1C. Election of Director: Joel F. Gemunder Mgmt For For 1D. Election of Director: Patrick P. Grace Mgmt For For 1E. Election of Director: Christopher J. Heaney Mgmt For For 1F. Election of Director: Thomas C. Hutton Mgmt For For 1G. Election of Director: Andrea R. Lindell Mgmt For For 1H. Election of Director: Thomas P. Rice Mgmt For For 1I. Election of Director: Donald E. Saunders Mgmt For For 1J. Election of Director: George J. Walsh III Mgmt For For 2. Ratification of Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as independent accountants for 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. Stockholder proposal requesting a Shr For Against semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935390132 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt For For 1B. Election of Director: John B. Frank Mgmt For For 1C. Election of Director: Alice P. Gast Mgmt For For 1D. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt For For 1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For 1G. Election of Director: Charles W. Moorman IV Mgmt For For 1H. Election of Director: Dambisa F. Moyo Mgmt For For 1I. Election of Director: Debra Reed-Klages Mgmt For For 1J. Election of Director: Ronald D. Sugar Mgmt For For 1K. Election of Director: D. James Umpleby III Mgmt For For 1L. Election of Director: Michael K. Wirth Mgmt For For 2. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Reduce Scope 3 Emissions. Shr For Against 5. Report on Impacts of Net Zero 2050 Shr For Against Scenario. 6. Shift to Public Benefit Corporation. Shr For Against 7. Report on Lobbying. Shr For Against 8. Independent Chair. Shr For Against 9. Special Meetings. Shr For Against -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935287498 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2020 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: M. Michele Burns Mgmt For For 1b. Election of Director: Wesley G. Bush Mgmt For For 1c. Election of Director: Michael D. Capellas Mgmt For For 1d. Election of Director: Mark Garrett Mgmt For For 1e. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1f. Election of Director: Roderick C. McGeary Mgmt For For 1g. Election of Director: Charles H. Robbins Mgmt For For 1h. Election of Director: Arun Sarin Mgmt For For 1i. Election of Director: Brenton L. Saunders Mgmt For For 1j. Election of Director: Dr. Lisa T. Su Mgmt For For 2. Approval of the reincorporation of Cisco Mgmt For For from California to Delaware. 3. Approval of amendment and restatement of Mgmt For For the 2005 Stock Incentive Plan. 4. Approval, on an advisory basis, of Mgmt For For executive compensation. 5. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2021. 6. Approval to have Cisco's Board adopt a Shr For Against policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- COPART, INC. Agenda Number: 935296512 -------------------------------------------------------------------------------------------------------------------------- Security: 217204106 Meeting Type: Annual Meeting Date: 04-Dec-2020 Ticker: CPRT ISIN: US2172041061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Willis J. Johnson Mgmt For For 1.2 Election of Director: A. Jayson Adair Mgmt For For 1.3 Election of Director: Matt Blunt Mgmt For For 1.4 Election of Director: Steven D. Cohan Mgmt For For 1.5 Election of Director: Daniel J. Englander Mgmt For For 1.6 Election of Director: James E. Meeks Mgmt For For 1.7 Election of Director: Thomas N. Tryforos Mgmt For For 1.8 Election of Director: Diane M. Morefield Mgmt For For 1.9 Election of Director: Stephen Fisher Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers (say-on-pay vote). 3. To approve an amendment to our Amended and Mgmt For For Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935312796 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan L. Decker Mgmt For For Kenneth D. Denman Mgmt For For Richard A. Galanti Mgmt For For W. Craig Jelinek Mgmt For For Sally Jewell Mgmt For For Charles T. Munger Mgmt For For Jeffrey S. Raikes Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 935430241 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: DAL ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edward H. Bastian Mgmt For For 1B. Election of Director: Francis S. Blake Mgmt For For 1C. Election of Director: Ashton B. Carter Mgmt For For 1D. Election of Director: David G. DeWalt Mgmt For For 1E. Election of Director: William H. Easter III Mgmt For For 1F. Election of Director: Christopher A. Mgmt For For Hazleton 1G. Election of Director: Michael P. Huerta Mgmt For For 1H. Election of Director: Jeanne P. Jackson Mgmt For For 1I. Election of Director: George N. Mattson Mgmt For For 1J. Election of Director: Sergio A.L. Rial Mgmt For For 1K. Election of Director: David S. Taylor Mgmt For For 1L. Election of Director: Kathy N. Waller Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Delta's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Delta's independent auditors for the year ending December 31, 2021. 4. A shareholder proposal related to the right Shr Against For to act by written consent. 5. A shareholder proposal related to a climate Shr Against For lobbying report. -------------------------------------------------------------------------------------------------------------------------- DEXCOM, INC. Agenda Number: 935383430 -------------------------------------------------------------------------------------------------------------------------- Security: 252131107 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: DXCM ISIN: US2521311074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to hold office Mgmt For For until 2024 Annual Meeting: Kevin R. Sayer 1.2 Election of Class I Director to hold office Mgmt For For until 2024 Annual Meeting: Nicholas Augustinos 1.3 Election of Class I Director to hold office Mgmt For For until 2024 Annual Meeting: Bridgette P. Heller 2. To ratify the selection by the Audit Mgmt For For Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To hold a non-binding vote on an advisory Mgmt For For resolution to approve executive compensation. 4. To approve the amendment and restatement of Mgmt For For our Certificate of Incorporation to declassify our Board of Directors. -------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Agenda Number: 935317506 -------------------------------------------------------------------------------------------------------------------------- Security: 25659T107 Meeting Type: Annual Meeting Date: 02-Feb-2021 Ticker: DLB ISIN: US25659T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin Yeaman Mgmt For For Peter Gotcher Mgmt For For Micheline Chau Mgmt For For David Dolby Mgmt For For Simon Segars Mgmt For For Roger Siboni Mgmt For For Anjali Sud Mgmt For For Avadis Tevanian, Jr. Mgmt For For 2. An advisory vote to approve Named Executive Mgmt For For Officer compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending September 24, 2021. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 935374924 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warren F. Bryant Mgmt For For 1B. Election of Director: Michael M. Calbert Mgmt For For 1C. Election of Director: Patricia D. Mgmt For For Fili-Krushel 1D. Election of Director: Timothy I. McGuire Mgmt For For 1E. Election of Director: William C. Rhodes, Mgmt For For III 1F. Election of Director: Debra A. Sandler Mgmt For For 1G. Election of Director: Ralph E. Santana Mgmt For For 1H. Election of Director: Todd J. Vasos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. 4. To approve the Dollar General Corporation Mgmt For For 2021 Stock Incentive Plan. 5. To approve an amendment to the amended and Mgmt For For restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. 6. To vote on a shareholder proposal regarding Shr Against For shareholders' ability to call special meetings of shareholders. -------------------------------------------------------------------------------------------------------------------------- DOMINION ENERGY, INC. Agenda Number: 935352853 -------------------------------------------------------------------------------------------------------------------------- Security: 25746U109 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: D ISIN: US25746U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James A. Bennett Mgmt For For 1B. Election of Director: Robert M. Blue Mgmt For For 1C. Election of Director: Helen E. Dragas Mgmt For For 1D. Election of Director: James O. Ellis, Jr. Mgmt For For 1E. Election of Director: D. Maybank Hagood Mgmt For For 1F. Election of Director: Ronald W. Jibson Mgmt For For 1G. Election of Director: Mark J. Kington Mgmt For For 1H. Election of Director: Joseph M. Rigby Mgmt For For 1I. Election of Director: Pamela J. Royal, M.D. Mgmt For For 1J. Election of Director: Robert H. Spilman, Mgmt For For Jr. 1K. Election of Director: Susan N. Story Mgmt For For 1L. Election of Director: Michael E. Szymanczyk Mgmt For For 2. Advisory Vote on Approval of Executive Mgmt For For Compensation (Say on Pay). 3. Ratification of Appointment of Independent Mgmt For For Auditor. 4. Shareholder Proposal Regarding a Report on Shr For Against Lobbying. 5. Shareholder Proposal Regarding a Policy to Shr For Against Require an Independent Chair. 6. Shareholder Proposal Regarding Proxy Access Shr For Against Shareholder Aggregation. -------------------------------------------------------------------------------------------------------------------------- DROPBOX INC Agenda Number: 935374847 -------------------------------------------------------------------------------------------------------------------------- Security: 26210C104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: DBX ISIN: US26210C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew W. Houston Mgmt For For Donald W. Blair Mgmt For For Lisa Campbell Mgmt For For Paul E. Jacobs Mgmt For For Robert J. Mylod, Jr. Mgmt For For Karen Peacock Mgmt For For Michael Seibel Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Agenda Number: 935241707 -------------------------------------------------------------------------------------------------------------------------- Security: 285512109 Meeting Type: Annual Meeting Date: 06-Aug-2020 Ticker: EA ISIN: US2855121099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Leonard S. Coleman Mgmt For For 1b. Election of Director: Jay C. Hoag Mgmt For For 1c. Election of Director: Jeffrey T. Huber Mgmt For For 1d. Election of Director: Lawrence F. Probst Mgmt For For III 1e. Election of Director: Talbott Roche Mgmt For For 1f. Election of Director: Richard A. Simonson Mgmt For For 1g. Election of Director: Luis A. Ubinas Mgmt For For 1h. Election of Director: Heidi J. Ueberroth Mgmt For For 1i. Election of Director: Andrew Wilson Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent public registered accounting firm for the fiscal year ending March 31, 2021. 4. To consider and vote upon a stockholder Shr For Against proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. -------------------------------------------------------------------------------------------------------------------------- EXELIXIS, INC. Agenda Number: 935398405 -------------------------------------------------------------------------------------------------------------------------- Security: 30161Q104 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: EXEL ISIN: US30161Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Charles Cohen, Ph.D. Mgmt For For 1B. Election of Director: Carl B. Feldbaum, Mgmt For For Esq. 1C. Election of Director: Maria C. Freire, Mgmt For For Ph.D. 1D. Election of Director: Alan M. Garber, M.D., Mgmt For For Ph.D. 1E. Election of Director: Vincent T. Marchesi, Mgmt For For M.D., Ph.D. 1F. Election of Director: Michael M. Morrissey, Mgmt For For Ph.D. 1G. Election of Director: Stelios Papadopoulos, Mgmt For For Ph.D. 1H. Election of Director: George Poste, DVM, Mgmt For For Ph.D., FRS 1I. Election of Director: Julie Anne Smith Mgmt For For 1J. Election of Director: Lance Willsey, M.D. Mgmt For For 1K. Election of Director: Jack L. Wyszomierski Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935356255 -------------------------------------------------------------------------------------------------------------------------- Security: 302130109 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: EXPD ISIN: US3021301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert R. Wright Mgmt For For 1.2 Election of Director: Glenn M. Alger Mgmt For For 1.3 Election of Director: Robert P. Carlile Mgmt For For 1.4 Election of Director: James M. DuBois Mgmt For For 1.5 Election of Director: Mark A. Emmert Mgmt For For 1.6 Election of Director: Diane H. Gulyas Mgmt For For 1.7 Election of Director: Jeffrey S. Musser Mgmt For For 1.8 Election of Director: Liane J. Pelletier Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935378338 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Angelakis Mgmt For For Susan K. Avery Mgmt For For Angela F. Braly Mgmt For For Ursula M. Burns Mgmt For For Kenneth C. Frazier Mgmt For For Joseph L. Hooley Mgmt For For Steven A. Kandarian Mgmt For For Douglas R. Oberhelman Mgmt For For Samuel J. Palmisano Mgmt For For Jeffrey W. Ubben Mgmt For For Darren W. Woods Mgmt For For Wan Zulkiflee Mgmt For For 2. Ratification of Independent Auditors. Mgmt For For 3. Advisory Vote to Approve Executive Mgmt For For Compensation. 4. Independent Chairman. Shr For Against 5. Special Shareholder Meetings. Shr For Against 6. Report on Scenario Analysis. Shr For Against 7. Report on Environmental Expenditures. Shr For Against 8. Report on Political Contributions. Shr For Against 9. Report on Lobbying. Shr For Against 10. Report on Climate Lobbying. Shr For Against -------------------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. Agenda Number: 935329638 -------------------------------------------------------------------------------------------------------------------------- Security: 315616102 Meeting Type: Annual Meeting Date: 11-Mar-2021 Ticker: FFIV ISIN: US3156161024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sandra E. Bergeron Mgmt For For 1B. Election of Director: Elizabeth L. Buse Mgmt For For 1C. Election of Director: Michel Combes Mgmt For For 1D. Election of Director: Michael L. Dreyer Mgmt For For 1E. Election of Director: Alan J. Higginson Mgmt For For 1F. Election of Director: Peter S. Klein Mgmt For For 1G. Election of Director: Fran?ois Locoh-Donou Mgmt For For 1H. Election of Director: Nikhil Mehta Mgmt For For 1I. Election of Director: Marie E. Myers Mgmt For For 1J. Election of Director: Sripada Shivananda Mgmt For For 2. Approve the F5 Networks, Inc. 2014 Mgmt For For Incentive Plan. 3. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. 4. Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- FASTENAL COMPANY Agenda Number: 935342270 -------------------------------------------------------------------------------------------------------------------------- Security: 311900104 Meeting Type: Annual Meeting Date: 24-Apr-2021 Ticker: FAST ISIN: US3119001044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott A. Satterlee Mgmt For For 1B. Election of Director: Michael J. Ancius Mgmt For For 1C. Election of Director: Stephen L. Eastman Mgmt For For 1D. Election of Director: Daniel L. Florness Mgmt For For 1E. Election of Director: Rita J. Heise Mgmt For For 1F. Election of Director: Hsenghung Sam Hsu Mgmt For For 1G. Election of Director: Daniel L. Johnson Mgmt For For 1H. Election of Director: Nicholas J. Lundquist Mgmt For For 1I. Election of Director: Reyne K. Wisecup Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as independent registered public accounting firm for the 2021 fiscal year. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935420896 -------------------------------------------------------------------------------------------------------------------------- Security: 31620R303 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: FNF ISIN: US31620R3030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond R. Quirk Mgmt For For Sandra D. Morgan Mgmt For For Heather H. Murren Mgmt For For John D. Rood Mgmt For For 2. Approval of a non-binding advisory Mgmt For For resolution on the compensation paid to our named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935380559 -------------------------------------------------------------------------------------------------------------------------- Security: 31847R102 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: FAF ISIN: US31847R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dennis J. Gilmore Mgmt For For Margaret M. McCarthy Mgmt For For Martha B. Wyrsch Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 935377893 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Bisignano Mgmt For For Alison Davis Mgmt For For Henrique de Castro Mgmt For For Harry F. DiSimone Mgmt For For Dennis F. Lynch Mgmt For For Heidi G. Miller Mgmt For For Scott C. Nuttall Mgmt For For Denis J. O'Leary Mgmt For For Doyle R. Simons Mgmt For For Kevin M. Warren Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers of Fiserv, Inc. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. -------------------------------------------------------------------------------------------------------------------------- FIVE9, INC. Agenda Number: 935372603 -------------------------------------------------------------------------------------------------------------------------- Security: 338307101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: FIVN ISIN: US3383071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Burdiek Mgmt For For David DeWalt Mgmt For For Susan Barsamian Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the named executive officers as disclosed in the proxy statement. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271 -------------------------------------------------------------------------------------------------------------------------- Security: 339041105 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: FLT ISIN: US3390411052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Mgmt For For Steven T. Stull 1B. Election of Director for a one-year term: Mgmt For For Michael Buckman 1C. Election of Director for a one-year term: Mgmt For For Thomas M. Hagerty 1D. Election of Director for a one-year term: Mgmt For For Mark A. Johnson 1E. Election of Director for a one-year term: Mgmt For For Archie L. Jones, Jr. 1F. Election of Director for a one-year term: Mgmt For For Hala G. Moddelmog 1G. Election of Director for a one-year term: Mgmt For For Jeffrey S. Sloan 2. Ratify the reappointment of Ernst & Young Mgmt For For LLP as FLEETCOR's independent public accounting firm for 2021. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal for a shareholder Shr For Against right to act by written consent, if properly presented. -------------------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. Agenda Number: 935383719 -------------------------------------------------------------------------------------------------------------------------- Security: 343498101 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: FLO ISIN: US3434981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a term of Mgmt For For one year: George E. Deese 1B. Election of Director to serve for a term of Mgmt For For one year: Edward J. Casey, Jr. 1C. Election of Director to serve for a term of Mgmt For For one year: Thomas C. Chubb, III 1D. Election of Director to serve for a term of Mgmt For For one year: Rhonda Gass 1E. Election of Director to serve for a term of Mgmt For For one year: Benjamin H. Griswold, IV 1F. Election of Director to serve for a term of Mgmt For For one year: Margaret G. Lewis 1G. Election of Director to serve for a term of Mgmt For For one year: W. Jameson McFadden 1H. Election of Director to serve for a term of Mgmt For For one year: A. Ryals McMullian 1I. Election of Director to serve for a term of Mgmt For For one year: James T. Spear 1J. Election of Director to serve for a term of Mgmt For For one year: Melvin T. Stith, Ph.D. 1K. Election of Director to serve for a term of Mgmt For For one year: Terry S. Thomas 1L. Election of Director to serve for a term of Mgmt For For one year: C. Martin Wood III 2. To approve by advisory vote the Mgmt For For compensation of the company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 1, 2022. 4. A shareholder proposal regarding political Shr For Against contribution disclosure, if properly presented at the annual meeting. -------------------------------------------------------------------------------------------------------------------------- FMC CORPORATION Agenda Number: 935346999 -------------------------------------------------------------------------------------------------------------------------- Security: 302491303 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: FMC ISIN: US3024913036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Pierre Brondeau 1B. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Eduardo E. Cordeiro 1C. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Carol Anthony ("John") Davidson 1D. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Mark Douglas 1E. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: C. Scott Greer 1F. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: K'Lynne Johnson 1G. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Dirk A. Kempthorne 1H. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Paul J. Norris 1I. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Margareth ?vrum 1J. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Robert C. Pallash 1K. Election of Director to serve for a Mgmt For For one-year term expiring in 2022: Vincent R. Volpe, Jr. 2. Ratification of the appointment of Mgmt For For independent registered public accounting firm. 3. Approval, by non-binding vote, of executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- FORTINET, INC. Agenda Number: 935425391 -------------------------------------------------------------------------------------------------------------------------- Security: 34959E109 Meeting Type: Annual Meeting Date: 18-Jun-2021 Ticker: FTNT ISIN: US34959E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Ken Xie 1.2 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Michael Xie 1.3 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Kelly Ducourty 1.4 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Kenneth A. Goldman 1.5 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Ming Hsieh 1.6 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Jean Hu 1.7 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: William Neukom 1.8 Election of Director to serve for a term of Mgmt For For one year until the next annual meeting: Judith Sim 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as Fortinet's independent registered accounting firm for the fiscal year ending December 31, 2021. 3. Advisory vote to approve named executive Mgmt For For officer compensation, as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Agenda Number: 935360216 -------------------------------------------------------------------------------------------------------------------------- Security: 436106108 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: HFC ISIN: US4361061082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Anne-Marie N. Mgmt For For Ainsworth 1B. Election of Director: Anna C. Catalano Mgmt For For 1C. Election of Director: Leldon E. Echols Mgmt For For 1D. Election of Director: Manuel J. Fernandez Mgmt For For 1E. Election of Director: Michael C. Jennings Mgmt For For 1F. Election of Director: R. Craig Knocke Mgmt For For 1G. Election of Director: Robert J. Kostelnik Mgmt For For 1H. Election of Director: James H. Lee Mgmt For For 1I. Election of Director: Franklin Myers Mgmt For For 1J. Election of Director: Michael E. Rose Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's registered public accounting firm for the 2021 fiscal year. 4. Stockholder proposal for simple majority Shr For Against vote, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Agenda Number: 935370508 -------------------------------------------------------------------------------------------------------------------------- Security: 45168D104 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: IDXX ISIN: US45168D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce L. Claflin Mgmt For For 1B. Election of Director: Asha S. Collins, PhD Mgmt For For 1C. Election of Director: Daniel M. Junius Mgmt For For 1D. Election of Director: Sam Samad Mgmt For For 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). 3. Advisory Vote on Executive Compensation. To Mgmt For For approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). -------------------------------------------------------------------------------------------------------------------------- INCYTE CORPORATION Agenda Number: 935380864 -------------------------------------------------------------------------------------------------------------------------- Security: 45337C102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: INCY ISIN: US45337C1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Julian C. Baker Mgmt For For 1.2 Election of Director: Jean-Jacques Bienaim? Mgmt For For 1.3 Election of Director: Paul J. Clancy Mgmt For For 1.4 Election of Director: Wendy L. Dixon Mgmt For For 1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For 1.6 Election of Director: Edmund P. Harrigan Mgmt For For 1.7 Election of Director: Katherine A. High Mgmt For For 1.8 Election of Director: Herv? Hoppenot Mgmt For For 2. Approve, on a non-binding, advisory basis, Mgmt For For the compensation of the Company's named executive officers. 3. Approve amendments to the Company's Amended Mgmt For For and Restated 2010 Stock Incentive Plan. 4. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935313217 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan K. Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Tekedra Mawakana Mgmt For For 1g. Election of Director: Suzanne Nora Johnson Mgmt For For 1h. Election of Director: Dennis D. Powell Mgmt For For 1i. Election of Director: Brad D. Smith Mgmt For For 1j. Election of Director: Thomas Szkutak Mgmt For For 1k. Election of Director: Raul Vazquez Mgmt For For 1l. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Agenda Number: 935347460 -------------------------------------------------------------------------------------------------------------------------- Security: 46120E602 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: ISRG ISIN: US46120E6023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Craig H. Barratt, Mgmt For For Ph.D. 1B. Election of Director: Joseph C. Beery Mgmt For For 1C. Election of Director: Gary S. Guthart, Mgmt For For Ph.D. 1D. Election of Director: Amal M. Johnson Mgmt For For 1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For 1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For 1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For 1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For 1I. Election of Director: Jami Dover Nachtsheim Mgmt For For 1J. Election of Director: Monica P. Reed, M.D. Mgmt For For 1K. Election of Director: Mark J. Rubash Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the Company's Named Executive Officers. 3. The ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. To approve the Company's Amended and Mgmt For For Restated 2010 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006 -------------------------------------------------------------------------------------------------------------------------- Security: 426281101 Meeting Type: Annual Meeting Date: 17-Nov-2020 Ticker: JKHY ISIN: US4262811015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. Flanigan Mgmt For For J. Prim Mgmt For For T. Wilson Mgmt For For J. Fiegel Mgmt For For T. Wimsett Mgmt For For L. Kelly Mgmt For For S. Miyashiro Mgmt For For W. Brown Mgmt For For D. Foss Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve an amendment to our certificate Mgmt For For of incorporation to remove a supermajority voting standard for stockholder approval of an acquisition of the company by another person or entity. 4. To ratify the selection of the Company's Mgmt For For independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935372285 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt For For 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Phebe N. Novakovic Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Approval of Amended and Restated Long-Term Mgmt For For Incentive Plan effective May 18, 2021. 4. Ratification of independent registered Mgmt For For public accounting firm. 5. Improve shareholder written consent. Shr For Against 6. Racial equity audit and report. Shr For Against 7. Independent board chairman. Shr For Against 8. Political and electioneering expenditure Shr For Against congruency report. -------------------------------------------------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361 -------------------------------------------------------------------------------------------------------------------------- Security: 49338L103 Meeting Type: Annual Meeting Date: 18-Mar-2021 Ticker: KEYS ISIN: US49338L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ronald S. Nersesian Mgmt For For 1.2 Election of Director: Charles J. Mgmt For For Dockendorff 1.3 Election of Director: Robert A. Rango Mgmt For For 2. To ratify the Audit and Finance Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Keysight's named executive officers. 4. To approve, on a non-binding advisory Mgmt No vote basis, the frequency of the stockholder vote on the compensation of Keysight's named executive officers. -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 23-Apr-2021 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Sallie B. Bailey 1B. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: William M. Brown 1C. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli 1D. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran 1E. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo 1F. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Roger B. Fradin 1G. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Lewis Hay III 1H. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Lewis Kramer 1I. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik 1J. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Rita S. Lane 1K. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Robert B. Millard 1L. Election of Director for a Term Expiring at Mgmt For For the 2022 Annual Meeting of Shareholders: Lloyd W. Newton 2. Approval, in an Advisory Vote, of the Mgmt For For Compensation of Named Executive Officers as Disclosed in the Proxy Statement. 3. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. -------------------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Agenda Number: 935360040 -------------------------------------------------------------------------------------------------------------------------- Security: 515098101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: LSTR ISIN: US5150981018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election Of Director: James B. Gattoni Mgmt For For 1B. Election Of Director: Anthony J. Orlando Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2021. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Agenda Number: 935415100 -------------------------------------------------------------------------------------------------------------------------- Security: 550021109 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: LULU ISIN: US5500211090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Calvin Mgmt For For McDonald 1B. Election of Class II Director: Martha Mgmt For For Morfitt 1C. Election of Class II Director: Emily White Mgmt For For 1D. Election of Class I Director: Kourtney Mgmt For For Gibson 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MASIMO CORPORATION Agenda Number: 935399534 -------------------------------------------------------------------------------------------------------------------------- Security: 574795100 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: MASI ISIN: US5747951003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Mr. Joe Mgmt For For Kiani 2. To ratify the selection of Grant Thornton Mgmt For For as the Company's independent registered public accounting firm for fiscal year ended January 1, 2022. 3. To provide an advisory vote to approve the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935381044 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Mary Ellen Coe Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Thomas H. Glocer Mgmt For For 1F. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey 1G. Election of Director: Stephen L. Mayo Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2021. 4. Shareholder proposal concerning a Shr For Against shareholder right to act by written consent. 5. Shareholder proposal regarding access to Shr For Against COVID-19 products. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935284478 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 02-Dec-2020 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reid G. Hoffman Mgmt For For 1B. Election of Director: Hugh F. Johnston Mgmt For For 1C. Election of Director: Teri L. List-Stoll Mgmt For For 1D. Election of Director: Satya Nadella Mgmt For For 1E. Election of Director: Sandra E. Peterson Mgmt For For 1F. Election of Director: Penny S. Pritzker Mgmt For For 1G. Election of Director: Charles W. Scharf Mgmt For For 1H. Election of Director: Arne M. Sorenson Mgmt For For 1I. Election of Director: John W. Stanton Mgmt For For 1J. Election of Director: John W. Thompson Mgmt For For 1K. Election of Director: Emma N. Walmsley Mgmt For For 1L. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2021. 4. Shareholder Proposal - Report on Employee Shr For Against Representation on Board of Directors. -------------------------------------------------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935359732 -------------------------------------------------------------------------------------------------------------------------- Security: 636518102 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: NATI ISIN: US6365181022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gayla J. Delly Mgmt For For Gerhard P. Fettweis Mgmt For For Duy-Loan T. Le Mgmt For For 2. To approve an advisory (non-binding) Mgmt For For proposal concerning National Instruments Corporation's executive compensation program. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as National Instruments Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 935256378 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Meeting Date: 17-Sep-2020 Ticker: NKE ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class B Director: Alan B. Graf, Mgmt For For Jr. 1b. Election of Class B Director: Peter B. Mgmt For For Henry 1c. Election of Class B Director: Michelle A. Mgmt For For Peluso 2. To approve executive compensation by an Mgmt For For advisory vote. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm. 4. To approve the Nike, Inc. Stock Incentive Mgmt For For Plan, as amended and restated. 5. To consider a shareholder proposal Shr For Against regarding political contributions disclosure. -------------------------------------------------------------------------------------------------------------------------- NVR, INC. Agenda Number: 935356130 -------------------------------------------------------------------------------------------------------------------------- Security: 62944T105 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: NVR ISIN: US62944T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Dwight C. Schar Mgmt For For 1B. Election of Director: C.E. Andrews Mgmt For For 1C. Election of Director: Sallie B. Bailey Mgmt For For 1D. Election of Director: Thomas D. Eckert Mgmt For For 1E. Election of Director: Alfred E. Festa Mgmt For For 1F. Election of Director: Manuel H. Johnson Mgmt For For 1G. Election of Director: Alexandra A. Jung Mgmt For For 1H. Election of Director: Mel Martinez Mgmt For For 1I. Election of Director: William A. Moran Mgmt For For 1J. Election of Director: David A. Preiser Mgmt For For 1K. Election of Director: W. Grady Rosier Mgmt For For 1L. Election of Director: Susan Williamson Ross Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For independent auditor for the year ending December 31, 2021. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 935382692 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: PAYC ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert J. Levenson Mgmt For For Frederick C. Peters II Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. Stockholder proposal requesting that the Shr Against Board of Directors prepare a diversity report. -------------------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE Agenda Number: 935350912 -------------------------------------------------------------------------------------------------------------------------- Security: 74460D109 Meeting Type: Annual Meeting Date: 26-Apr-2021 Ticker: PSA ISIN: US74460D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For 1B. Election of Trustee: Tamara Hughes Mgmt For For Gustavson 1C. Election of Trustee: Leslie S. Heisz Mgmt For For 1D. Election of Trustee: Michelle Mgmt For For Millstone-Shroff 1E. Election of Trustee: Shankh S. Mitra Mgmt For For 1F. Election of Trustee: David J. Neithercut Mgmt For For 1G. Election of Trustee: Rebecca Owen Mgmt For For 1H. Election of Trustee: Kristy M. Pipes Mgmt For For 1I. Election of Trustee: Avedick B. Poladian Mgmt For For 1J. Election of Trustee: John Reyes Mgmt For For 1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For 1L. Election of Trustee: Tariq M. Shaukat Mgmt For For 1M. Election of Trustee: Ronald P. Spogli Mgmt For For 1N. Election of Trustee: Paul S. Williams Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of Named Executive Officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval of the 2021 Equity and Mgmt For For Performance-Based Incentive Compensation Plan. 5. Approval of the amendment to the Mgmt For For Declaration of Trust to eliminate cumulative voting. -------------------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627 -------------------------------------------------------------------------------------------------------------------------- Security: 75886F107 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: REGN ISIN: US75886F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: N. Anthony Coles, Mgmt For For M.D. 1B. Election of Director: Arthur F. Ryan Mgmt For For 1C. Election of Director: George L. Sing Mgmt For For 1D. Election of Director: Marc Tessier-Lavigne, Mgmt For For Ph.D. 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Agenda Number: 935380775 -------------------------------------------------------------------------------------------------------------------------- Security: 760759100 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: RSG ISIN: US7607591002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Manuel Kadre Mgmt For For 1B. Election of Director: Tomago Collins Mgmt For For 1C. Election of Director: Michael A. Duffy Mgmt For For 1D. Election of Director: Thomas W. Handley Mgmt For For 1E. Election of Director: Jennifer M. Kirk Mgmt For For 1F. Election of Director: Michael Larson Mgmt For For 1G. Election of Director: Kim S. Pegula Mgmt For For 1H. Election of Director: James P. Snee Mgmt For For 1I. Election of Director: Brian S. Tyler Mgmt For For 1J. Election of Director: Sandra M. Volpe Mgmt For For 1K. Election of Director: Katharine B. Weymouth Mgmt For For 2. Advisory vote to approve our named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2021. 4. Shareholder Proposal to incorporate ESG Shr For Against metrics into executive compensation. -------------------------------------------------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935424894 -------------------------------------------------------------------------------------------------------------------------- Security: 76169C100 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: REXR ISIN: US76169C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert L. Antin Mgmt For For 1B. Election of Director: Michael S. Frankel Mgmt For For 1C. Election of Director: Diana J. Ingram Mgmt For For 1D. Election of Director: Debra L. Morris Mgmt For For 1E. Election of Director: Tyler H. Rose Mgmt For For 1F. Election of Director: Peter E. Schwab Mgmt For For 1G. Election of Director: Howard Schwimmer Mgmt For For 1H. Election of Director: Richard S. Ziman Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The advisory resolution to approve the Mgmt For For Company's named executive officer compensation for the fiscal year ended December 31, 2020, as described in the Rexford Industrial Realty, Inc. Proxy Statement. 4. The approval of the Second Amended and Mgmt For For Restated Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Agenda Number: 935406098 -------------------------------------------------------------------------------------------------------------------------- Security: 770323103 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: RHI ISIN: US7703231032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Julia L. Coronado Mgmt For For 1B. Election of Director: Dirk A. Kempthorne Mgmt For For 1C. Election of Director: Harold M. Messmer, Mgmt For For Jr. 1D. Election of Director: Marc H. Morial Mgmt For For 1E. Election of Director: Barbara J. Novogradac Mgmt For For 1F. Election of Director: Robert J. Pace Mgmt For For 1G. Election of Director: Frederick A. Richman Mgmt For For 1H. Election of Director: M. Keith Waddell Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP, as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935329816 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Special Meeting Date: 11-Mar-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the S&P Global Share Issuance. Mgmt For For To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935381462 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marco Alver? Mgmt For For 1b. Election of Director: William J. Amelio Mgmt For For 1c. Election of Director: William D. Green Mgmt For For 1d. Election of Director: Stephanie C. Hill Mgmt For For 1e. Election of Director: Rebecca Jacoby Mgmt For For 1f. Election of Director: Monique F. Leroux Mgmt For For 1g. Election of Director: Ian P. Livingston Mgmt For For 1h. Election of Director: Maria R. Morris Mgmt For For 1i. Election of Director: Douglas L. Peterson Mgmt For For 1j. Election of Director: Edward B. Rust, Jr. Mgmt For For 1k. Election of Director: Kurt L. Schmoke Mgmt For For 1l. Election of Director: Richard E. Thornburgh Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For executive compensation program for the Company's named executive officers. 3. Ratify the selection of Ernst & Young LLP Mgmt For For as our independent auditor for 2021. 4. Approve, on an advisory basis, the Mgmt For For Company's Greenhouse Gas (GHG) Emissions Reduction Plan. 5. Shareholder proposal to transition to a Shr For Against Public Benefit Corporation. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935416746 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: NOW ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan L. Bostrom Mgmt For For 1B. Election of Director: Jonathan C. Chadwick Mgmt For For 1C. Election of Director: Lawrence J. Jackson, Mgmt For For Jr. 1D. Election of Director: Frederic B. Luddy Mgmt For For 1E. Election of Director: Jeffrey A. Miller Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers ("Say-on-Pay"). 3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For independent registered public accounting firm for 2021. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. 5. To approve the 2021 Equity Incentive Plan Mgmt For For to replace the 2012 Equity Incentive Plan. 6. To approve the Amended and Restated 2012 Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- SYNOPSYS, INC. Agenda Number: 935337255 -------------------------------------------------------------------------------------------------------------------------- Security: 871607107 Meeting Type: Annual Meeting Date: 08-Apr-2021 Ticker: SNPS ISIN: US8716071076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Aart J. de Geus Mgmt For For 1B. Election of Director: Chi-Foon Chan Mgmt For For 1C. Election of Director: Janice D. Chaffin Mgmt For For 1D. Election of Director: Bruce R. Chizen Mgmt For For 1E. Election of Director: Mercedes Johnson Mgmt For For 1F. Election of Director: Chrysostomos L. "Max" Mgmt For For Nikias 1G. Election of Director: Jeannine P. Sargent Mgmt For For 1H. Election of Director: John Schwarz Mgmt For For 1I. Election of Director: Roy Vallee Mgmt For For 2. To approve our 2006 Employee Equity Mgmt For For Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 4,700,000 shares. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement. 4. To ratify the selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending October 30, 2021. 5. To vote on the stockholder proposal Shr Against For regarding special stockholder meetings, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 935400921 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: TMUS ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marcelo Claure Mgmt For For Srikant M. Datar Mgmt For For Bavan M. Holloway Mgmt For For Timotheus H?ttges Mgmt For For Christian P. Illek Mgmt For For Raphael K?bler Mgmt For For Thorsten Langheim Mgmt For For Dominique Leroy Mgmt For For G. Michael Sievert Mgmt For For Teresa A. Taylor Mgmt For For Omar Tazi Mgmt For For Kelvin R. Westbrook Mgmt For For Michael Wilkens Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. -------------------------------------------------------------------------------------------------------------------------- TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758 -------------------------------------------------------------------------------------------------------------------------- Security: 874054109 Meeting Type: Annual Meeting Date: 16-Sep-2020 Ticker: TTWO ISIN: US8740541094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Strauss Zelnick Mgmt For For 1B. Election of Director: Michael Dornemann Mgmt For For 1C. Election of Director: J. Moses Mgmt For For 1D. Election of Director: Michael Sheresky Mgmt For For 1E. Election of Director: LaVerne Srinivasan Mgmt For For 1F. Election of Director: Susan Tolson Mgmt For For 1G. Election of Director: Paul Viera Mgmt For For 1H. Election of Director: Roland Hernandez Mgmt For For 2. Approval, on a non-binding advisory basis, Mgmt For For of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. 3. Approval of the Amended and Restated Mgmt For For Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. -------------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda Number: 935412635 -------------------------------------------------------------------------------------------------------------------------- Security: 87612E106 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: TGT ISIN: US87612E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1B. Election of Director: George S. Barrett Mgmt For For 1C. Election of Director: Brian C. Cornell Mgmt For For 1D. Election of Director: Robert L. Edwards Mgmt For For 1E. Election of Director: Melanie L. Healey Mgmt For For 1F. Election of Director: Donald R. Knauss Mgmt For For 1G. Election of Director: Christine A. Leahy Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Mary E. Minnick Mgmt For For 1J. Election of Director: Derica W. Rice Mgmt For For 1K. Election of Director: Kenneth L. Salazar Mgmt For For 1L. Election of Director: Dmitri L. Stockton Mgmt For For 2. Company proposal to ratify the appointment Mgmt For For of Ernst & Young LLP as our independent registered public accounting firm. 3. Company proposal to approve, on an advisory Mgmt For For basis, our executive compensation (Say on Pay). 4. Shareholder proposal to amend the proxy Shr For Against access bylaw to remove the shareholder group limit. -------------------------------------------------------------------------------------------------------------------------- TELADOC HEALTH, INC. Agenda Number: 935274794 -------------------------------------------------------------------------------------------------------------------------- Security: 87918A105 Meeting Type: Special Meeting Date: 29-Oct-2020 Ticker: TDOC ISIN: US87918A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Share Issuance. To approve the Mgmt For For issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). 2. Adoption of Charter Amendment. To adopt an Mgmt For For amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") 3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt For For 1B. Election of Director: Todd M. Bluedorn Mgmt For For 1C. Election of Director: Janet F. Clark Mgmt For For 1D. Election of Director: Carrie S. Cox Mgmt For For 1E. Election of Director: Martin S. Craighead Mgmt For For 1F. Election of Director: Jean M. Hobby Mgmt For For 1G. Election of Director: Michael D. Hsu Mgmt For For 1H. Election of Director: Ronald Kirk Mgmt For For 1I. Election of Director: Pamela H. Patsley Mgmt For For 1J. Election of Director: Robert E. Sanchez Mgmt For For 1K. Election of Director: Richard K. Templeton Mgmt For For 2. Board proposal regarding advisory approval Mgmt For For of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. 4. Stockholder proposal to permit shareholder Shr For Against action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 935387402 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donald E. Brown Mgmt For For 1B. Election of Director: Kermit R. Crawford Mgmt For For 1C. Election of Director: Michael L. Eskew Mgmt For For 1D. Election of Director: Richard T. Hume Mgmt For For 1E. Election of Director: Margaret M. Keane Mgmt For For 1F. Election of Director: Siddharth N. Mehta Mgmt For For 1G. Election of Director: Jacques P. Perold Mgmt For For 1H. Election of Director: Andrea Redmond Mgmt For For 1I. Election of Director: Gregg M. Sherrill Mgmt For For 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Perry M. Traquina Mgmt For For 1L. Election of Director: Thomas J. Wilson Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the named executives. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Allstate's independent registered public accountant for 2021. 4. Shareholder proposal to amend proxy access. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY Agenda Number: 935281383 -------------------------------------------------------------------------------------------------------------------------- Security: 189054109 Meeting Type: Annual Meeting Date: 18-Nov-2020 Ticker: CLX ISIN: US1890541097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Richard H. Carmona Mgmt For For 1C. Election of Director: Benno Dorer Mgmt For For 1D. Election of Director: Spencer C. Fleischer Mgmt For For 1E. Election of Director: Esther Lee Mgmt For For 1F. Election of Director: A.D. David Mackay Mgmt For For 1G. Election of Director: Paul Parker Mgmt For For 1H. Election of Director: Linda Rendle Mgmt For For 1I. Election of Director: Matthew J. Shattock Mgmt For For 1J. Election of Director: Kathryn Tesija Mgmt For For 1K. Election of Director: Pamela Thomas-Graham Mgmt For For 1L. Election of Director: Russell Weiner Mgmt For For 1M. Election of Director: Christopher J. Mgmt For For Williams 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of the Selection of Ernst & Mgmt For For Young LLP as the Clorox Company's Independent Registered Public Accounting Firm. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to Eliminate Supermajority Voting Provision. -------------------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Agenda Number: 935329715 -------------------------------------------------------------------------------------------------------------------------- Security: 216648402 Meeting Type: Annual Meeting Date: 17-Mar-2021 Ticker: COO ISIN: US2166484020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Colleen E. Jay Mgmt For For 1B. Election of Director: William A. Kozy Mgmt For For 1C. Election of Director: Jody S. Lindell Mgmt For For 1D. Election of Director: Teresa S. Madden Mgmt For For 1E. Election of Director: Gary S. Petersmeyer Mgmt For For 1F. Election of Director: Robert S. Weiss Mgmt For For 1G. Election of Director: Albert G. White III Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2021. 3. An advisory vote on the compensation of our Mgmt For For named executive officers as presented in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 935377300 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 17-May-2021 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. M. Arway Mgmt For For J. W. Brown Mgmt For For M. G. Buck Mgmt For For V. L. Crawford Mgmt For For R. M. Dutkowsky Mgmt For For M. K. Haben Mgmt For For J. C. Katzman Mgmt For For M. D. Koken Mgmt For For R. M. Malcolm Mgmt For For A. J. Palmer Mgmt For For J. R. Perez Mgmt For For W. L. Schoppert Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2021. 3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph Alvarado Mgmt For For 1B. Election of Director: Charles E. Bunch Mgmt For For 1C. Election of Director: Debra A. Cafaro Mgmt For For 1D. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1E. Election of Director: David L. Cohen Mgmt For For 1F. Election of Director: William S. Demchak Mgmt For For 1G. Election of Director: Andrew T. Feldstein Mgmt For For 1H. Election of Director: Richard J. Harshman Mgmt For For 1I. Election of Director: Daniel R. Hesse Mgmt For For 1J. Election of Director: Linda R. Medler Mgmt For For 1K. Election of Director: Martin Pfinsgraff Mgmt For For 1L. Election of Director: Toni Townes-Whitley Mgmt For For 1M. Election of Director: Michael J. Ward Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal regarding report on Shr For Against risk management and the nuclear weapons industry. -------------------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Agenda Number: 935369050 -------------------------------------------------------------------------------------------------------------------------- Security: 743315103 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: PGR ISIN: US7433151039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Philip Bleser Mgmt For For 1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For 1C. Election of Director: Pamela J. Craig Mgmt For For 1D. Election of Director: Charles A. Davis Mgmt For For 1E. Election of Director: Roger N. Farah Mgmt For For 1F. Election of Director: Lawton W. Fitt Mgmt For For 1G. Election of Director: Susan Patricia Mgmt For For Griffith 1H. Election of Director: Devin C. Johnson Mgmt For For 1I. Election of Director: Jeffrey D. Kelly Mgmt For For 1J. Election of Director: Barbara R. Snyder Mgmt For For 1K. Election of Director: Jan E. Tighe Mgmt For For 1L. Election of Director: Kahina Van Dyke Mgmt For For 2. Cast an advisory vote to approve our Mgmt For For executive compensation program. 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935364846 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Roxanne S. Austin Mgmt For For 1c. Election of Director: Mark T. Bertolini Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2 Advisory Vote to Approve Executive Mgmt For For Compensation 3 Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4 Shareholder Action by Written Consent Shr For Against 5 Amend Clawback Policy Shr For Against 6 Shareholder Ratification of Annual Equity Shr For Against Awards -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: VRTX ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sangeeta Bhatia Mgmt For For 1B. Election of Director: Lloyd Carney Mgmt For For 1C. Election of Director: Alan Garber Mgmt For For 1D. Election of Director: Terrence Kearney Mgmt For For 1E. Election of Director: Reshma Kewalramani Mgmt For For 1F. Election of Director: Yuchun Lee Mgmt For For 1G. Election of Director: Jeffrey Leiden Mgmt For For 1H. Election of Director: Margaret McGlynn Mgmt For For 1I. Election of Director: Diana McKenzie Mgmt For For 1J. Election of Director: Bruce Sachs Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For independent Registered Public Accounting firm for the year ending December 31, 2021. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal, if properly presented Shr For Against at the meeting, regarding a report on lobbying activities. 5. Shareholder proposal, if properly presented Shr For Against at the meeting, regarding a report on political spending. -------------------------------------------------------------------------------------------------------------------------- W.W. GRAINGER, INC. Agenda Number: 935352423 -------------------------------------------------------------------------------------------------------------------------- Security: 384802104 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: GWW ISIN: US3848021040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney C. Adkins Mgmt For For Brian P. Anderson Mgmt For For V. Ann Hailey Mgmt For For Katherine D. Jaspon Mgmt For For Stuart L. Levenick Mgmt For For D.G. Macpherson Mgmt For For Neil S. Novich Mgmt For For Beatriz R. Perez Mgmt For For Michael J. Roberts Mgmt For For E. Scott Santi Mgmt For For Susan Slavik Williams Mgmt For For Lucas E. Watson Mgmt For For Steven A. White Mgmt For For 2. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as independent auditor for the year ending December 31, 2021. 3. Say on Pay: To approve on a non-binding Mgmt For For advisory basis the compensation of the Company's Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935404866 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: Randall L. Stephenson Mgmt For For 1K. Election of Director: S. Robson Walton Mgmt For For 1L. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants. 4. Report on Refrigerants Released from Shr For Against Operations. 5. Report on Lobbying Disclosures. Shr For Against 6. Report on Alignment of Racial Justice Goals Shr For Against and Starting Wages. 7. Create a Pandemic Workforce Advisory Shr For Against Council. 8. Report on Statement of the Purpose of a Shr For Against Corporation. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 935369199 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James C. Fish, Jr. Mgmt For For 1B. Election of Director: Andr?s R. Gluski Mgmt For For 1C. Election of Director: Victoria M. Holt Mgmt For For 1D. Election of Director: Kathleen M. Mgmt For For Mazzarella 1E. Election of Director: Sean E. Menke Mgmt For For 1F. Election of Director: William B. Plummer Mgmt For For 1G. Election of Director: John C. Pope Mgmt For For 1H. Election of Director: Maryrose T. Sylvester Mgmt For For 1I. Election of Director: Thomas H. Weidemeyer Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for 2021. 3. Non-binding, advisory proposal to approve Mgmt For For our executive compensation. -------------------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935356003 -------------------------------------------------------------------------------------------------------------------------- Security: 955306105 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: WST ISIN: US9553061055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Buthman Mgmt For For 1B. Election of Director: William F. Feehery Mgmt For For 1C. Election of Director: Robert Friel Mgmt For For 1D. Election of Director: Eric M. Green Mgmt For For 1E. Election of Director: Thomas W. Hofmann Mgmt For For 1F. Election of Director: Deborah L. V. Keller Mgmt For For 1G. Election of Director: Myla P. Lai-Goldman Mgmt For For 1H. Election of Director: Douglas A. Michels Mgmt For For 1I. Election of Director: Paolo Pucci Mgmt For For 1J. Election of Director: Patrick J. Zenner Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252 -------------------------------------------------------------------------------------------------------------------------- Security: 989207105 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: ZBRA ISIN: US9892071054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chirantan "CJ" Desai Mgmt For For Richard L. Keyser Mgmt For For Ross W. Manire Mgmt For For 2. Proposal to approve, by non-binding vote, Mgmt For For compensation of named executive officers. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent auditors for 2021. -------------------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION Agenda Number: 935348854 -------------------------------------------------------------------------------------------------------------------------- Security: 989701107 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: ZION ISIN: US9897011071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Maria Contreras-Sweet Mgmt For For 1B. Election of Director: Gary L. Crittenden Mgmt For For 1C. Election of Director: Suren K. Gupta Mgmt For For 1D. Election of Director: Claire A. Huang Mgmt For For 1E. Election of Director: Vivian S. Lee Mgmt For For 1F. Election of Director: Scott J. McLean Mgmt For For 1G. Election of Director: Edward F. Murphy Mgmt For For 1H. Election of Director: Stephen D. Quinn Mgmt For For 1I. Election of Director: Harris H. Simmons Mgmt For For 1J. Election of Director: Aaron B. Skonnard Mgmt For For 1K. Election of Director: Barbara A. Yastine Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm to audit the Bank's financial statements for the current fiscal year. 3. Approval, on a nonbinding advisory basis, Mgmt For For of the compensation paid to the Bank's named executive officers with respect to fiscal year ended December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 935383252 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sanjay Khosla Mgmt For For 1B. Election of Director: Antoinette R. Mgmt For For Leatherberry 1C. Election of Director: Willie M. Reed Mgmt For For 1D. Election of Director: Linda Rhodes Mgmt For For 2. Advisory vote to approve our executive Mgmt For For compensation (Say on Pay). 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2021. 4. Shareholder proposal regarding simple Shr For Against majority vote. -------------------------------------------------------------------------------------------------------------------------- ZYNGA INC. Agenda Number: 935376017 -------------------------------------------------------------------------------------------------------------------------- Security: 98986T108 Meeting Type: Annual Meeting Date: 17-May-2021 Ticker: ZNGA ISIN: US98986T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For next annual meeting: Mark Pincus 1b. Election of Director to serve until the Mgmt For For next annual meeting: Frank Gibeau 1c. Election of Director to serve until the Mgmt For For next annual meeting: Dr. Regina E. Dugan 1d. Election of Director to serve until the Mgmt For For next annual meeting: William "Bing" Gordon 1e. Election of Director to serve until the Mgmt For For next annual meeting: Louis J. Lavigne, Jr. 1f. Election of Director to serve until the Mgmt For For next annual meeting: Carol G. Mills 1g. Election of Director to serve until the Mgmt For For next annual meeting: Janice M. Roberts 1h. Election of Director to serve until the Mgmt For For next annual meeting: Ellen F. Siminoff 1i. Election of Director to serve until the Mgmt For For next annual meeting: Noel B. Watson 2. To approve, on an advisory basis, the Mgmt For For compensation of Zynga's named executive officers. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of Zynga for its fiscal year ending December 31, 2021. 4. Shareholder proposal to amend the Shr For Against shareholding threshold to call a Special Meeting. SGI U.S. Small Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- AAON, INC. Agenda Number: 935367587 -------------------------------------------------------------------------------------------------------------------------- Security: 000360206 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: AAON ISIN: US0003602069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term ending in Mgmt For For 2024: Norman H. Asbjomson 1.2 Election of Director for a term ending in Mgmt For For 2024: Gary D. Fields 1.3 Election of Director for a term ending in Mgmt For For 2024: Angela E. Kouplen 2. Proposal to approve, on an advisory basis, Mgmt For For a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. 3. Proposal to ratify Grant Thornton LLP as Mgmt For For the independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ACUSHNET HOLDINGS CORP. Agenda Number: 935406276 -------------------------------------------------------------------------------------------------------------------------- Security: 005098108 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: GOLF ISIN: US0050981085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Maher Mgmt For For Yoon Soo (Gene) Yoon Mgmt For For Jennifer Estabrook Mgmt For For Gregory Hewett Mgmt For For Sean Sullivan Mgmt For For Steven Tishman Mgmt For For Walter Uihlein Mgmt For For Keun Chang (Kevin) Yoon Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation paid to the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 935396209 -------------------------------------------------------------------------------------------------------------------------- Security: 00922R105 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: ATSG ISIN: US00922R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard M. Baudouin Mgmt For For 1B. Election of Director: Phyllis J. Campbell Mgmt For For 1C. Election of Director: Richard F. Corrado Mgmt For For 1D. Election of Director: Joseph C. Hete Mgmt For For 1E. Election of Director: Raymond E. Johns, Jr. Mgmt For For 1F. Election of Director: Laura J. Peterson Mgmt For For 1G. Election of Director: Randy D. Rademacher Mgmt For For 1H. Election of Director: J. Christopher Teets Mgmt For For 1I. Election of Director: Jeffrey J. Vorholt Mgmt For For 1J. Election of Director: Paul S. Williams Mgmt For For 2. Company proposal to ratify the selection of Mgmt For For Deloitte and Touche LLP as the independent registered public accounting firm of the Company for 2021. 3. Advisory vote on executive compensation. Mgmt For For 4. A shareholder proposal related to the right Shr For Against to act by written consent. -------------------------------------------------------------------------------------------------------------------------- ALARM.COM HOLDINGS, INC. Agenda Number: 935417356 -------------------------------------------------------------------------------------------------------------------------- Security: 011642105 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: ALRM ISIN: US0116421050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darius G. Nevin Mgmt For For Stephen Trundle Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. 4. To consider, if properly presented at the Shr For Against Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Certificate of Incorporation and/or Amended and Restated Bylaws to eliminate the plurality voting standard for the election of directors. 5. To amend the Company's Amended and Restated Mgmt For For Certificate of Incorporation to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. -------------------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Agenda Number: 935362905 -------------------------------------------------------------------------------------------------------------------------- Security: 011659109 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: ALK ISIN: US0116591092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to One-Year Terms: Mgmt For For Patricia M. Bedient 1b. Election of Director to One-Year Terms: Mgmt For For James A. Beer 1c. Election of Director to One-Year Terms: Mgmt For For Raymond L. Conner 1d. Election of Director to One-Year Terms: Mgmt For For Daniel K. Elwell 1e. Election of Director to One-Year Terms: Mgmt For For Dhiren R. Fonseca 1f. Election of Director to One-Year Terms: Mgmt For For Kathleen T. Hogan 1g. Election of Director to One-Year Terms: Mgmt For For Jessie J. Knight, Jr. 1h. Election of Director to One-Year Terms: Mgmt For For Susan J. Li 1i. Election of Director to One-Year Terms: Mgmt For For Benito Minicucci 1j. Election of Director to One-Year Terms: Mgmt For For Helvi K. Sandvik 1k. Election of Director to One-Year Terms: J. Mgmt For For Kenneth Thompson 1l. Election of Director to One-Year Terms: Mgmt For For Bradley D. Tilden 1m. Election of Director to One-Year Terms: Mgmt For For Eric K. Yeaman 2. Approve (on an advisory basis) the Mgmt For For compensation of the Company's Named Executive Officers. 3. Ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accountants for the fiscal year 2021. 4. Approve the amendment and restatement of Mgmt For For the Company's 2016 Performance Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- AMEDISYS, INC. Agenda Number: 935416671 -------------------------------------------------------------------------------------------------------------------------- Security: 023436108 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: AMED ISIN: US0234361089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vickie L. Capps Mgmt For For Molly J. Coye, MD Mgmt For For Julie D. Klapstein Mgmt For For Teresa L. Kline Mgmt For For Paul B. Kusserow Mgmt For For Richard A. Lechleiter Mgmt For For Bruce D. Perkins Mgmt For For Jeffery A. Rideout, MD Mgmt For For Ivanetta D. Samuels Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accountants for the fiscal year ending December 31, 2021. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2021 Proxy Statement ("Say on Pay" Vote). -------------------------------------------------------------------------------------------------------------------------- AMERICAN SOFTWARE, INC. Agenda Number: 935254627 -------------------------------------------------------------------------------------------------------------------------- Security: 029683109 Meeting Type: Annual Meeting Date: 19-Aug-2020 Ticker: AMSWA ISIN: US0296831094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lizanne Thomas Mgmt For For 1b. Election of Director: James B. Miller, Jr. Mgmt For For 2. To ratify the appointment by the Board of Mgmt For For Directors, upon the recommendation of the Audit Committee, of KPMG LLP to serve as the independent registered public accounting audit firm for the Company for the fiscal year ending April 30, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Agenda Number: 935372843 -------------------------------------------------------------------------------------------------------------------------- Security: 029899101 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: AWR ISIN: US0298991011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Sarah J. Anderson Mgmt For For Mr. Steven D. Davis Mgmt For For Ms. Anne M. Holloway Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS INC. Agenda Number: 935404993 -------------------------------------------------------------------------------------------------------------------------- Security: 03209R103 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: AMPH ISIN: US03209R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director to serve Mgmt For For until 2024 Annual Meeting: Mary Ziping Luo 1B. Election of Class II Director to serve Mgmt For For until 2024 Annual Meeting: Howard Lee 1C. Election of Class II Director to serve Mgmt For For until 2024 Annual Meeting: Michael A. Zasloff 1D. Election of Class II Director to serve Mgmt For For until 2024 Annual Meeting: Gayle Deflin 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- APPFOLIO, INC. Agenda Number: 935369606 -------------------------------------------------------------------------------------------------------------------------- Security: 03783C100 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: APPF ISIN: US03783C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy Bliss Mgmt For For Jason Randall Mgmt For For Winifred Webb Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval, on a non-binding, advisory basis, Mgmt For For of the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AVANGRID, INC. Agenda Number: 935402355 -------------------------------------------------------------------------------------------------------------------------- Security: 05351W103 Meeting Type: Annual Meeting Date: 01-Jun-2021 Ticker: AGR ISIN: US05351W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ignacio S. Gal?n Mgmt For For John Baldacci Mgmt For For Daniel Alcain Lop?z Mgmt For For Dennis V. Arriola Mgmt For For Pedro Azagra Bl?zquez Mgmt For For Robert Duffy Mgmt For For Teresa Herbert Mgmt For For Patricia Jacobs Mgmt For For John Lahey Mgmt For For Jos? ?. Marra Rodr?guez Mgmt For For Santiago M. Garrido Mgmt For For Jos? S?inz Armada Mgmt For For Alan Solomont Mgmt For For Elizabeth Timm Mgmt For For 2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt For For INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- BALCHEM CORPORATION Agenda Number: 935418500 -------------------------------------------------------------------------------------------------------------------------- Security: 057665200 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: BCPC ISIN: US0576652004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel Knutson Mgmt For For Joyce Lee Mgmt For For 2. Ratification of the appointment of RSM US Mgmt For For LLP as the Company's independent registered public accounting firm for the year 2021. 3. Non-binding advisory approval of Named Mgmt For For Executive Officers compensation as described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Agenda Number: 935347977 -------------------------------------------------------------------------------------------------------------------------- Security: 05605H100 Meeting Type: Annual Meeting Date: 30-Apr-2021 Ticker: BWXT ISIN: US05605H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jan A. Bertsch Mgmt For For 1B. Election of Director: Gerhard F. Burbach Mgmt For For 1C. Election of Director: Rex D. Geveden Mgmt For For 1D. Election of Director: James M. Jaska Mgmt For For 1E. Election of Director: Kenneth J. Krieg Mgmt For For 1F. Election of Director: Leland D. Melvin Mgmt For For 1G. Election of Director: Robert L. Nardelli Mgmt For For 1H. Election of Director: Barbara A. Niland Mgmt For For 1I. Election of Director: John M. Richardson Mgmt For For 2. Advisory vote on compensation of our Named Mgmt For For Executive Officers. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Agenda Number: 935404094 -------------------------------------------------------------------------------------------------------------------------- Security: 130788102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CWT ISIN: US1307881029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory E. Aliff Mgmt For For 1B. Election of Director: Terry P. Bayer Mgmt For For 1C. Election of Director: Shelly M. Esque Mgmt For For 1D. Election of Director: Martin A. Kropelnicki Mgmt For For 1E. Election of Director: Thomas M. Krummel, Mgmt For For M.D. 1F. Election of Director: Richard P. Magnuson Mgmt For For 1G. Election of Director: Yvonne A. Maldonado, Mgmt For For M.D. 1H. Election of Director: Scott L. Morris Mgmt For For 1I. Election of Director: Peter C. Nelson Mgmt For For 1J. Election of Director: Carol M. Pottenger Mgmt For For 1K. Election of Director: Lester A. Snow Mgmt For For 1L. Election of Director: Patricia K. Wagner Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the Group's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Agenda Number: 935251289 -------------------------------------------------------------------------------------------------------------------------- Security: 147528103 Meeting Type: Annual Meeting Date: 02-Sep-2020 Ticker: CASY ISIN: US1475281036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: H. Lynn Horak Mgmt For For 1b. Election of Director: Diane C. Bridgewater Mgmt For For 1c. Election of Director: David K. Lenhardt Mgmt For For 1d. Election of Director: Darren M. Rebelez Mgmt For For 1e. Election of Director: Larree M. Renda Mgmt For For 1f. Election of Director: Judy A. Schmeling Mgmt For For 1g. Election of Director: Allison M. Wing Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2021. 3. To hold an advisory vote on our named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Agenda Number: 935362842 -------------------------------------------------------------------------------------------------------------------------- Security: 165303108 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: CPK ISIN: US1653031088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for three-years term: Mgmt For For Thomas P. Hill, Jr. 1B. Election of Director for three-years term: Mgmt For For Dennis S. Hudson, III 1C. Election of Director for two-years term: Mgmt For For Calvert A. Morgan, Jr. 2. Cast a non-binding advisory vote to approve Mgmt For For the compensation of the Company's Named Executive Officers. 3. Cast a non-binding advisory vote to ratify Mgmt For For the appointment of the Company's independent registered public accounting firm, Baker Tilly US, LLP. -------------------------------------------------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935400197 -------------------------------------------------------------------------------------------------------------------------- Security: 169905106 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: CHH ISIN: US1699051066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brian B. Bainum Mgmt For For 1.2 Election of Director: Stewart W. Bainum, Mgmt For For Jr. 1.3 Election of Director: William L. Jews Mgmt For For 1.4 Election of Director: Monte J.M. Koch Mgmt For For 1.5 Election of Director: Liza K. Landsman Mgmt For For 1.6 Election of Director: Patrick S. Pacious Mgmt For For 1.7 Election of Director: Ervin R. Shames Mgmt For For 1.8 Election of Director: Maureen D. Sullivan Mgmt For For 1.9 Election of Director: John P. Tague Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935351483 -------------------------------------------------------------------------------------------------------------------------- Security: 19239V302 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: CCOI ISIN: US19239V3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dave Schaeffer Mgmt For For D. Blake Bath Mgmt For For Steven D. Brooks Mgmt For For Lewis H. Ferguson, III Mgmt For For Carolyn Katz Mgmt For For Sheryl Kennedy Mgmt For For Marc Montagner Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accountants for the fiscal year ending December 31, 2021. 3. To approve an amendment and restatement of Mgmt For For the Company's 2017 Incentive Award Plan including an increase in the number of shares available for issuance thereunder by 1.2 million shares. 4. Non-binding advisory vote to approve named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 935378124 -------------------------------------------------------------------------------------------------------------------------- Security: 126349109 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: CSGS ISIN: US1263491094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Brian A. Shepherd Mgmt For For 1B. Election of Director: Frank V. Sica Mgmt For For 1C. Election of Director: Silvio Tavares Mgmt For For 1D. Election of Director: Tse Li "Lily" Yang Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for fiscal 2021. -------------------------------------------------------------------------------------------------------------------------- DMC GLOBAL INC. Agenda Number: 935376651 -------------------------------------------------------------------------------------------------------------------------- Security: 23291C103 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: BOOM ISIN: US23291C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Aldous Mgmt For For Andrea E. Bertone Mgmt For For Robert A. Cohen Mgmt For For Ruth I. Dreessen Mgmt For For Richard P. Graff Mgmt For For Michael A. Kelly Mgmt For For Kevin T. Longe Mgmt For For Clifton Peter Rose Mgmt For For 2. Advisory vote on Executive Compensation. Mgmt For For 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as auditor for 2021. -------------------------------------------------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. Agenda Number: 935375419 -------------------------------------------------------------------------------------------------------------------------- Security: 258278100 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: DORM ISIN: US2582781009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Steven L. Berman Mgmt For For 1B. Election of Director: Kevin M. Olsen Mgmt For For 1C. Election of Director: Lisa M. Bachmann Mgmt For For 1D. Election of Director: John J. Gavin Mgmt For For 1E. Election of Director: Paul R. Lederer Mgmt For For 1F. Election of Director: Richard T. Riley Mgmt For For 1G. Election of Director: Kelly A. Romano Mgmt For For 1H. Election of Director: G. Michael Stakias Mgmt For For 2. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. 3. Ratification of KPMG LLP as the Company's Mgmt For For independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- DSP GROUP, INC. Agenda Number: 935430330 -------------------------------------------------------------------------------------------------------------------------- Security: 23332B106 Meeting Type: Annual Meeting Date: 14-Jun-2021 Ticker: DSPG ISIN: US23332B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SHIRA FAYANS BIRENBAUM Mgmt For For OFER ELYAKIM Mgmt For For THOMAS A. LACEY Mgmt For For CYNTHIA L. PAUL Mgmt For For YAIR SEROUSSI Mgmt For For NORMAN P. TAFFE Mgmt For For KENNETH H. TRAUB Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF KOST Mgmt For For FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2021. 3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS' COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- DUN & BRADSTREET HOLDINGS, INC. Agenda Number: 935421189 -------------------------------------------------------------------------------------------------------------------------- Security: 26484T106 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: DNB ISIN: US26484T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anthony M. Jabbour Mgmt For For Douglas K. Ammerman Mgmt For For Keith J. Jackson Mgmt For For 2. Approval of a non-binding advisory Mgmt For For resolution on the compensation paid to our named executive officers. 3. Selection, on a non-binding advisory basis, Mgmt 3 Years Against of the frequency (annual or "1 Year", biennial or "2 Years", triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. 4. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Agenda Number: 935406618 -------------------------------------------------------------------------------------------------------------------------- Security: 27616P103 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: DEA ISIN: US27616P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Darrell W. Crate Mgmt For For 1.2 Election of Director: William C. Trimble, Mgmt For For III 1.3 Election of Director: Michael P. Ibe Mgmt For For 1.4 Election of Director: William H. Binnie Mgmt For For 1.5 Election of Director: Cynthia A. Fisher Mgmt For For 1.6 Election of Director: Scott D. Freeman Mgmt For For 1.7 Election of Director: Emil W. Henry, Jr. Mgmt For For 1.8 Election of Director: Tara S. Innes Mgmt For For 2. Approval, on a non-binding advisory basis, Mgmt For For of our named executive officer compensation. 3. Approval of an amendment to our bylaws to Mgmt For For allow stockholders the right to amend our bylaws. 4. Ratification of the Audit Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Agenda Number: 935382779 -------------------------------------------------------------------------------------------------------------------------- Security: 29089Q105 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: EBS ISIN: US29089Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director to hold Mgmt For For office for a term expiring at our 2024 Annual Meeting: Jerome Hauer, Ph.D. 1B. Election of Class III Director to hold Mgmt For For office for a term expiring at our 2024 Annual Meeting: Robert Kramer 1C. Election of Class III Director to hold Mgmt For For office for a term expiring at our 2024 Annual Meeting: Marvin White 2. To ratify the appointment by the audit Mgmt For For committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. To approve an amendment to our stock Mgmt For For incentive plan. -------------------------------------------------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Agenda Number: 935395738 -------------------------------------------------------------------------------------------------------------------------- Security: 292218104 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: EIG ISIN: US2922181043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Katherine H. Mgmt For For Antonello 1B. Election of Director: Richard W. Blakey Mgmt For For 1C. Election of Director: Jo?o "John" M. de Mgmt For For Figueiredo 1D. Election of Director: James R. Kroner Mgmt For For 1E. Election of Director: Michael J. McColgan Mgmt For For 1F. Election of Director: Michael J. McSally Mgmt For For 1G. Election of Director: Prasanna G. Dhore Mgmt For For 1H. Election of Director: Valerie R. Glenn Mgmt For For 1I. Election of Director: Barbara A. Higgins Mgmt For For 1J. Election of Director: Jeanne L. Mockard Mgmt For For 2. To approve the Company's executive Mgmt For For compensation. 3. Ratification of the appointment of the Mgmt For For Company's independent accounting firm, Ernst & Young LLP, for 2021. -------------------------------------------------------------------------------------------------------------------------- ENNIS, INC. Agenda Number: 935225183 -------------------------------------------------------------------------------------------------------------------------- Security: 293389102 Meeting Type: Annual Meeting Date: 16-Jul-2020 Ticker: EBF ISIN: US2933891028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director Term ending in 2023: Mgmt For For Aaron Carter 1.2 Election of Director Term ending in 2023: Mgmt For For Gary S. Mozina 1.3 Election of Director Term ending in 2023: Mgmt For For Keith S. Walters 2. Ratification of Grant Thornton LLP as our Mgmt For For independent registered public accounting firm for fiscal year 2021. 3. To approve, by non-binding advisory vote, Mgmt For For executive compensation. 4. In their discretion, the Proxies are Mgmt Against Against authorized to vote upon such other business as may properly come before the meeting. -------------------------------------------------------------------------------------------------------------------------- EQUITY COMMONWEALTH Agenda Number: 935409133 -------------------------------------------------------------------------------------------------------------------------- Security: 294628102 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: EQC ISIN: US2946281027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sam Zell Mgmt For For Ellen-Blair Chube Mgmt For For Martin L. Edelman Mgmt For For David A. Helfand Mgmt For For Peter Linneman Mgmt For For Mary Jane Robertson Mgmt For For Gerald A. Spector Mgmt For For James A. Star Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ERIE INDEMNITY COMPANY Agenda Number: 935345327 -------------------------------------------------------------------------------------------------------------------------- Security: 29530P102 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: ERIE ISIN: US29530P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Non-Voting agenda Mgmt For -------------------------------------------------------------------------------------------------------------------------- EVERBRIDGE, INC. Agenda Number: 935386056 -------------------------------------------------------------------------------------------------------------------------- Security: 29978A104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: EVBG ISIN: US29978A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alison Dean Mgmt For For Kent Mathy Mgmt For For Simon Paris Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the Proxy Statement. 4. To approve an amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to declassify our board of directors after the Annual Meeting of Stockholders. 5. To approve an amendment to our Certificate Mgmt For For of Incorporation to eliminate, the supermajority voting requirement for (i) amendments to the Certificate of Incorporation and (ii) stockholder amendments to our Amended and Restated Bylaws. -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION Agenda Number: 935361838 -------------------------------------------------------------------------------------------------------------------------- Security: 320218100 Meeting Type: Annual Meeting Date: 21-Apr-2021 Ticker: THFF ISIN: US3202181000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Thomas T. Dinkel Mgmt For For Norman L. Lowery Mgmt For For Thomas C. Martin Mgmt For For James O. McDonald Mgmt For For William J. Voges Mgmt For For 2. Approve, by non-binding vote, compensation Mgmt For For paid to the Corporation's named executive officers. 3. To approve the First Financial Corporation Mgmt For For Amended and Restated 2011 Omnibus Equity Incentive Plan. 4. To amend the Amended and Restated Articles Mgmt For For of Incorporation to provide shareholders the right to amend the Code of By-laws of the Corporation. 5. Ratification of the appointment of Crowe Mgmt For For LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- FIVE9, INC. Agenda Number: 935372603 -------------------------------------------------------------------------------------------------------------------------- Security: 338307101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: FIVN ISIN: US3383071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Burdiek Mgmt For For David DeWalt Mgmt For For Susan Barsamian Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the named executive officers as disclosed in the proxy statement. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. Agenda Number: 935383719 -------------------------------------------------------------------------------------------------------------------------- Security: 343498101 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: FLO ISIN: US3434981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a term of Mgmt For For one year: George E. Deese 1B. Election of Director to serve for a term of Mgmt For For one year: Edward J. Casey, Jr. 1C. Election of Director to serve for a term of Mgmt For For one year: Thomas C. Chubb, III 1D. Election of Director to serve for a term of Mgmt For For one year: Rhonda Gass 1E. Election of Director to serve for a term of Mgmt For For one year: Benjamin H. Griswold, IV 1F. Election of Director to serve for a term of Mgmt For For one year: Margaret G. Lewis 1G. Election of Director to serve for a term of Mgmt For For one year: W. Jameson McFadden 1H. Election of Director to serve for a term of Mgmt For For one year: A. Ryals McMullian 1I. Election of Director to serve for a term of Mgmt For For one year: James T. Spear 1J. Election of Director to serve for a term of Mgmt For For one year: Melvin T. Stith, Ph.D. 1K. Election of Director to serve for a term of Mgmt For For one year: Terry S. Thomas 1L. Election of Director to serve for a term of Mgmt For For one year: C. Martin Wood III 2. To approve by advisory vote the Mgmt For For compensation of the company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 1, 2022. 4. A shareholder proposal regarding political Shr For Against contribution disclosure, if properly presented at the annual meeting. -------------------------------------------------------------------------------------------------------------------------- FRESHPET, INC. Agenda Number: 935259398 -------------------------------------------------------------------------------------------------------------------------- Security: 358039105 Meeting Type: Annual Meeting Date: 24-Sep-2020 Ticker: FRPT ISIN: US3580391056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles A. Norris Mgmt For For Leta D. Priest Mgmt For For Olu Beck Mgmt For For William B. Cyr Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm for 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. To approve an amendment of our Third Mgmt For For Amended and Restated Certificate of Incorporation (as amended) to eliminate all of its supermajority voting requirements. 5. To approve our Second Amended and Restated Mgmt For For 2014 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. Agenda Number: 935380345 -------------------------------------------------------------------------------------------------------------------------- Security: 302941109 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: FCN ISIN: US3029411093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Brenda J. Bacon Mgmt For For 1B. Election of Director: Mark S. Bartlett Mgmt For For 1C. Election of Director: Claudio Costamagna Mgmt For For 1D. Election of Director: Vernon Ellis Mgmt For For 1E. Election of Director: Nicholas C. Mgmt For For Fanandakis 1F. Election of Director: Steven H. Gunby Mgmt For For 1G. Election of Director: Gerard E. Holthaus Mgmt For For 1H. Election of Director: Laureen E. Seeger Mgmt For For 2. Ratify the appointment of KPMG LLP as FTI Mgmt For For Consulting, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. 3. Vote on an advisory (non-binding) Mgmt For For resolution to approve the compensation of the named executive officers for the year ended December 31, 2020 at the 2021 Annual Meeting of Shareholders. -------------------------------------------------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Agenda Number: 935385408 -------------------------------------------------------------------------------------------------------------------------- Security: 373865104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: GABC ISIN: US3738651047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc D. Fine Mgmt For For Jason M. Kelly Mgmt For For Christina M. Ryan Mgmt For For Tyson J. Wagler Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Agenda Number: 935413156 -------------------------------------------------------------------------------------------------------------------------- Security: 379577208 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: GMED ISIN: US3795772082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David D. Davidar Mgmt For For 1b. Election of Director: James R. Tobin Mgmt For For 1c. Election of Director: Stephen T. Zarrilli Mgmt For For 2. The approval of the 2021 Equity Incentive Mgmt For For Plan. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 4. To approve, in an advisory vote, the Mgmt For For compensation of the Company's named executive officers (the Say-on-Pay Vote). -------------------------------------------------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Agenda Number: 935423323 -------------------------------------------------------------------------------------------------------------------------- Security: 38526M106 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: LOPE ISIN: US38526M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brian E. Mueller Mgmt For For 1.2 Election of Director: Sara R. Dial Mgmt For For 1.3 Election of Director: Jack A. Henry Mgmt For For 1.4 Election of Director: Lisa Graham Keegan Mgmt For For 1.5 Election of Director: Chevy Humphrey Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers as disclosed in the Proxy Statement. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 935362967 -------------------------------------------------------------------------------------------------------------------------- Security: 390607109 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: GLDD ISIN: US3906071093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lasse J. Petterson Mgmt For For 1B. Election of Director: Kathleen M. Shanahan Mgmt For For 2. To ratify Deloitte & Touche LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, on a non-binding advisory Mgmt For For basis, the Company's executive compensation. 4. To approve the Great Lakes Dredge & Dock Mgmt For For Corporation 2021 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 935369834 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas J. Carlson Mgmt For For Debra M. Shantz Hart Mgmt For For Joseph W. Turner Mgmt For For 2. The advisory (non-binding) vote on Mgmt For For executive compensation. 3. The ratification of the appointment of BKD, Mgmt For For LLP as Great Southern Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP Agenda Number: 935402456 -------------------------------------------------------------------------------------------------------------------------- Security: 39874R101 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: GO ISIN: US39874R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Kay Haben Mgmt For For Gail Moody-Byrd Mgmt For For S. MacGregor Read, Jr. Mgmt For For Jeffrey York Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the current fiscal year ending January 1, 2022. 3. To hold an advisory (non-binding) vote to Mgmt For For approve the Company's named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 935361725 -------------------------------------------------------------------------------------------------------------------------- Security: 419870100 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: HE ISIN: US4198701009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard J. Dahl Mgmt For For 1B. Election of Director: Constance H. Lau Mgmt For For 1C. Election of Director: Micah A. Kane Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of HEI's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as HEI's independent registered public accountant for 2021. -------------------------------------------------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Agenda Number: 935382565 -------------------------------------------------------------------------------------------------------------------------- Security: 419879101 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: HA ISIN: US4198791018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald J. Carty Mgmt For For Earl E. Fry Mgmt For For Lawrence S. Hershfield Mgmt For For C. Jayne Hrdlicka Mgmt For For Peter R. Ingram Mgmt For For Randall L. Jenson Mgmt For For Michael E. McNamara Mgmt For For Crystal K. Rose Mgmt For For Richard N. Zwern Mgmt For For 2. To ratify Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as described in the Proxy Statement. A. OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt Take No Action box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is a U.S. Citizen. B. OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt Take No Action box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is NOT a U.S. Citizen. -------------------------------------------------------------------------------------------------------------------------- HAWKINS, INC. Agenda Number: 935242797 -------------------------------------------------------------------------------------------------------------------------- Security: 420261109 Meeting Type: Annual Meeting Date: 30-Jul-2020 Ticker: HWKN ISIN: US4202611095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James A. Faulconbridge Mgmt For For Patrick H. Hawkins Mgmt For For John S. McKeon Mgmt For For Mary J. Schumacher Mgmt For For Daniel J. Stauber Mgmt For For James T. Thompson Mgmt For For Jeffrey L. Wright Mgmt For For 2. Non-binding advisory vote to approve Mgmt For For executive compensation ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- HCI GROUP, INC. Agenda Number: 935426432 -------------------------------------------------------------------------------------------------------------------------- Security: 40416E103 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: HCI ISIN: US40416E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karin Coleman Mgmt For For Eric Hoffman Mgmt For For Sue Watts Mgmt For For 2. Ratification of the appointment of Dixon Mgmt For For Hughes Goodman, LLP as independent registered public accounting firm for fiscal year 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- HEALTHSTREAM, INC. Agenda Number: 935381690 -------------------------------------------------------------------------------------------------------------------------- Security: 42222N103 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: HSTM ISIN: US42222N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert A. Frist, Jr. Mgmt For For Frank E. Gordon Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. Agenda Number: 935371322 -------------------------------------------------------------------------------------------------------------------------- Security: 422347104 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: HTLD ISIN: US4223471040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. Gerdin Mgmt For For L. Gordon Mgmt For For B. Allen Mgmt For For B. Neville Mgmt For For J. Pratt Mgmt For For T. Hira Mgmt For For M. Sullivan Mgmt For For D. Millis Mgmt For For 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Independent Registered Public Accounting Firm of the Company for 2021. 3. Advisory vote on named executive officer Mgmt For For compensation. 4. To consider and vote upon a proposal to Mgmt For For approve the Heartland Express, Inc. 2021 Restricted Stock Plan. -------------------------------------------------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Agenda Number: 935256443 -------------------------------------------------------------------------------------------------------------------------- Security: 441593100 Meeting Type: Annual Meeting Date: 24-Sep-2020 Ticker: HLI ISIN: US4415931009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Irwin N. Gold Mgmt For For Gillian B. Zucker Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending March 31, 2021. -------------------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. Agenda Number: 935387565 -------------------------------------------------------------------------------------------------------------------------- Security: 443320106 Meeting Type: Annual Meeting Date: 24-May-2021 Ticker: HUBG ISIN: US4433201062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David P. Yeager Mgmt For For Mary H. Boosalis Mgmt For For James C. Kenny Mgmt For For Peter B. McNitt Mgmt For For Charles R. Reaves Mgmt For For Martin P. Slark Mgmt For For Jonathan P. Ward Mgmt For For Jenell R. Ross Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Hub Group's independent registered accounting firm. -------------------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Agenda Number: 935395409 -------------------------------------------------------------------------------------------------------------------------- Security: 44925C103 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: ICFI ISIN: US44925C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Cheryl W. Gris? Mgmt For For Mr. Randall Mehl Mgmt For For Mr. Scott B. Salmirs Mgmt For For 2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM: Approve, by non-binding vote, the Company's overall pay-for-performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM: Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935433223 -------------------------------------------------------------------------------------------------------------------------- Security: 46005L101 Meeting Type: Annual Meeting Date: 25-Jun-2021 Ticker: IMXI ISIN: US46005L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Lisy Mgmt For For Adam Godfrey Mgmt For For Michael Purcell Mgmt For For 2. Ratification of BDO USA, LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- JOHNSON OUTDOORS INC. Agenda Number: 935323939 -------------------------------------------------------------------------------------------------------------------------- Security: 479167108 Meeting Type: Annual Meeting Date: 25-Feb-2021 Ticker: JOUT ISIN: US4791671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terry E. London Mgmt For For John M. Fahey, Jr. Mgmt For For William D. Perez Mgmt For For 2. To ratify the appointment of RSM US LLP, an Mgmt For For independent registered public accounting firm, as auditors of the Company for its fiscal year ending October 1, 2021. 3. To approve a non-binding advisory proposal Mgmt For For on executive compensation. -------------------------------------------------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Agenda Number: 935340505 -------------------------------------------------------------------------------------------------------------------------- Security: 511656100 Meeting Type: Annual Meeting Date: 13-Apr-2021 Ticker: LKFN ISIN: US5116561003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Blake W. Augsburger Mgmt For For 1B. Election of Director: Robert E. Bartels, Mgmt For For Jr. 1C. Election of Director: Darrianne P. Mgmt For For Christian 1D. Election of Director: Daniel F. Evans, Jr. Mgmt For For 1E. Election of Director: David M. Findlay Mgmt For For 1F. Election of Director: Michael L. Kubacki Mgmt For For 1G. Election of Director: Emily E. Pichon Mgmt For For 1H. Election of Director: Steven D. Ross Mgmt For For 1I. Election of Director: Brian J. Smith Mgmt For For 1J. Election of Director: Bradley J. Toothaker Mgmt For For 1K. Election of Director: Ronald D. Truex Mgmt For For 1L. Election of Director: M. Scott Welch Mgmt For For 2. APPROVAL, by non-binding vote, of the Mgmt For For Company's compensation of certain executive officers. 3. RATIFY THE APPOINTMENT OF CROWE LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Agenda Number: 935443541 -------------------------------------------------------------------------------------------------------------------------- Security: 511795106 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: LAKE ISIN: US5117951062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey Schlarbaum Mgmt No vote Charles D. Roberson Mgmt No vote 2. Ratify the selection of Deloitte & Touche Mgmt No vote LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. 3. Approve, on an advisory basis, compensation Mgmt No vote of our named executive officers. 4. Approve the amendment to the Lakeland Mgmt No vote Industries, Inc. 2017 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance by 480,000 shares. -------------------------------------------------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Agenda Number: 935284101 -------------------------------------------------------------------------------------------------------------------------- Security: 513847103 Meeting Type: Annual Meeting Date: 11-Nov-2020 Ticker: LANC ISIN: US5138471033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Fox Mgmt For For John B. Gerlach, Jr. Mgmt For For Robert P. Ostryniec Mgmt For For 2. To approve, by non-binding vote, the Mgmt For For compensation of the Corporation's named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche, LLP as the Corporation's independent registered public accounting firm for the year ending June 30, 2021. -------------------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Agenda Number: 935360040 -------------------------------------------------------------------------------------------------------------------------- Security: 515098101 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: LSTR ISIN: US5150981018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election Of Director: James B. Gattoni Mgmt For For 1B. Election Of Director: Anthony J. Orlando Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2021. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- LHC GROUP, INC. Agenda Number: 935408547 -------------------------------------------------------------------------------------------------------------------------- Security: 50187A107 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: LHCG ISIN: US50187A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith G. Myers Mgmt For For Ronald T. Nixon Mgmt For For W. Earl Reed III Mgmt For For 2. To adopt, on an advisory basis, a Mgmt For For resolution approving the compensation of our named executive officers. 3. The ratification of the selection of KPMG Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- LIFE STORAGE, INC. Agenda Number: 935393859 -------------------------------------------------------------------------------------------------------------------------- Security: 53223X107 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: LSI ISIN: US53223X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark G. Barberio Mgmt For For Joseph V. Saffire Mgmt For For Stephen R. Rusmisel Mgmt For For Arthur L. Havener, Jr. Mgmt For For Dana Hamilton Mgmt For For Edward J. Pettinella Mgmt For For David L. Rogers Mgmt For For Susan Harnett Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. 3. Proposal to amend the Charter of the Mgmt For For Company to increase the number of authorized shares of common stock from 100,000,000 to 200,000,000. 4. Proposal to approve the compensation of the Mgmt For For Company's executive officers. -------------------------------------------------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Agenda Number: 935268816 -------------------------------------------------------------------------------------------------------------------------- Security: H50430232 Meeting Type: Annual Meeting Date: 09-Sep-2020 Ticker: LOGI ISIN: CH0025751329 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Annual Report, the Mgmt For For consolidated financial statements and the statutory financial statements of Logitech International S.A. for fiscal year 2020. 2. Advisory vote on executive compensation. Mgmt For For 3. Appropriation of retained earnings and Mgmt For For declaration of dividend. 4. Amendment of the Articles regarding the Mgmt For For creation of an authorized capital. 5. Release of the Board of Directors and Mgmt For For Executive Officers from liability for activities during fiscal year 2020. 6A. Re-election of Dr. Patrick Aebischer as Mgmt For For member of Board of Directors. 6B. Re-election of Ms. Wendy Becker as member Mgmt For For of Board of Directors. 6C. Re-election of Dr. Edouard Bugnion as Mgmt For For member of Board of Directors. 6D. Re-election of Mr. Bracken Darrell as Mgmt For For member of Board of Directors. 6E. Re-election of Mr. Guy Gecht as member of Mgmt For For Board of Directors. 6F. Re-election of Mr. Didier Hirsch as member Mgmt For For of Board of Directors. 6G. Re-election of Dr. Neil Hunt as member of Mgmt For For Board of Directors. 6H. Re-election of Ms. Marjorie Lao as member Mgmt For For of Board of Directors. 6I. Re-election of Ms. Neela Montgomery as Mgmt For For member of Board of Directors. 6J. Re-election of Mr. Michael Polk as member Mgmt For For of Board of Directors. 6K. Election of Mr. Riet Cadonau as member of Mgmt For For Board of Directors. 6L. Election of Ms. Deborah Thomas as member of Mgmt For For Board of Directors. 7. Election of the Chairperson of the Board. Mgmt For For 8A. Re-election of Dr. Edouard Bugnion as Mgmt For For member of Compensation Committee. 8B. Re-election of Dr. Neil Hunt as member of Mgmt For For Compensation Committee. 8C. Re-election of Mr. Michael Polk as member Mgmt For For of Compensation Committee. 8D. Election of Mr. Riet Cadonau as member of Mgmt For For Compensation Committee. 9. Approval of Compensation for the Board of Mgmt For For Directors for the 2020 to 2021 Board Year. 10. Approval of Compensation for the Group Mgmt For For Management Team for fiscal year 2022. 11. Re-election of KPMG AG as Logitech's Mgmt For For auditors and ratification of the appointment of KPMG LLP as Logitech's independent registered public accounting firm for fiscal year 2021. 12. Re-election of Etude Regina Wenger & Sarah Mgmt For For Keiser-W?ger as Independent Representative. -------------------------------------------------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORP. Agenda Number: 935402432 -------------------------------------------------------------------------------------------------------------------------- Security: 564563104 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: MANT ISIN: US5645631046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Pedersen Mgmt For For Kevin M. Phillips Mgmt For For Richard L. Armitage Mgmt For For Mary K. Bush Mgmt For For Barry G. Campbell Mgmt For For Richard J. Kerr Mgmt For For Peter B. LaMontagne Mgmt For For Kenneth A. Minihan Mgmt For For 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- MAXIMUS, INC. Agenda Number: 935330035 -------------------------------------------------------------------------------------------------------------------------- Security: 577933104 Meeting Type: Annual Meeting Date: 16-Mar-2021 Ticker: MMS ISIN: US5779331041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: John J. Haley Mgmt For For 1B. Election of Class II Director: Jan D. Mgmt For For Madsen 1C. Election of Class III Director: Bruce L. Mgmt For For Caswell 1D. Election of Class III Director: Richard A. Mgmt For For Montoni 1E. Election of Class III Director: Raymond B. Mgmt For For Ruddy 2. The approval of 2021 Omnibus Incentive Mgmt For For Plan. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent public accountants for our 2021 fiscal year. 4. Advisory vote to approve the compensation Mgmt For For of the Named Executive Officers. 5. A shareholder proposal pertaining to the Shr For Against disclosure by the Company of certain lobbying expenditures and activities. -------------------------------------------------------------------------------------------------------------------------- MERCER INTERNATIONAL INC. Agenda Number: 935393809 -------------------------------------------------------------------------------------------------------------------------- Security: 588056101 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: MERC ISIN: US5880561015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jimmy S.H. Lee Mgmt For For David M. Gandossi Mgmt For For William D. McCartney Mgmt For For James Shepherd Mgmt For For R. Keith Purchase Mgmt For For Alan C. Wallace Mgmt For For Linda J. Welty Mgmt For For Rainer Rettig Mgmt For For Alice Laberge Mgmt For For Janine North Mgmt For For 2. Approval of the advisory (non-binding) Mgmt For For resolution to approve executive compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Agenda Number: 935390310 -------------------------------------------------------------------------------------------------------------------------- Security: 596680108 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: MSEX ISIN: US5966801087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dennis W. Doll Mgmt For For Kim C. Hanemann Mgmt For For Ann L. Noble Mgmt For For Joshua Bershad, M.D. Mgmt For For 2. To provide a non-binding advisory vote to Mgmt For For approve named executive officer compensation. 3. To ratify the appointment of Baker Tilly Mgmt For For US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 935317227 -------------------------------------------------------------------------------------------------------------------------- Security: 553530106 Meeting Type: Annual Meeting Date: 27-Jan-2021 Ticker: MSM ISIN: US5535301064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mitchell Jacobson Mgmt Withheld Against Erik Gershwind Mgmt For For Louise Goeser Mgmt For For Michael Kaufmann Mgmt For For Steven Paladino Mgmt For For Philip Peller Mgmt For For Rudina Seseri Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for fiscal year 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve the amendment and restatement of Mgmt For For our associate stock purchase plan. -------------------------------------------------------------------------------------------------------------------------- MURPHY USA INC. Agenda Number: 935347511 -------------------------------------------------------------------------------------------------------------------------- Security: 626755102 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: MUSA ISIN: US6267551025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Fred L. Holliger Mgmt For For James W. Keyes Mgmt For For Diane N. Landen Mgmt For For 2. Approval of Executive Compensation on an Mgmt For For Advisory, Non-Binding Basis. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for Fiscal 2021. -------------------------------------------------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Agenda Number: 935460509 -------------------------------------------------------------------------------------------------------------------------- Security: G6375R107 Meeting Type: Annual Meeting Date: 25-Jun-2021 Ticker: NESR ISIN: VGG6375R1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sherif Foda Mgmt For For 1.2 Election of Director: Yousef Al Nowais Mgmt For For 1.3 Election of Director: Thomas Wood Mgmt For For 2. Approval of the advisory resolution to Mgmt For For approve executive compensation. 3. Ratification of independent registered Mgmt For For public accounting firm. -------------------------------------------------------------------------------------------------------------------------- NEOGEN CORPORATION Agenda Number: 935268032 -------------------------------------------------------------------------------------------------------------------------- Security: 640491106 Meeting Type: Annual Meeting Date: 08-Oct-2020 Ticker: NEOG ISIN: US6404911066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G. Bruce Papesh Mgmt For For Ralph A. Rodriguez Mgmt For For Catherine E Woteki, PhD Mgmt For For 2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION OF EXECUTIVES. 3. RATIFICATION OF APPOINTMENT OF BDO USA LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- OMNICELL, INC. Agenda Number: 935395776 -------------------------------------------------------------------------------------------------------------------------- Security: 68213N109 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: OMCL ISIN: US68213N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Randall A. Lipps Mgmt For For Vance B. Moore Mgmt For For Mark W. Parrish Mgmt For For 2. Say on Pay - An advisory vote to approve Mgmt For For named executive officer compensation. 3. Proposal to approve Omnicell's 2009 Equity Mgmt For For Incentive Plan, as amended, to among other items, add an additional 1,100,000 shares of common stock to the number of shares authorized for issuance under the plan. 4. Proposal to ratify the selection of Mgmt For For Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- OOMA INC Agenda Number: 935408636 -------------------------------------------------------------------------------------------------------------------------- Security: 683416101 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: OOMA ISIN: US6834161019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Galligan Mgmt For For Judi A. Hand Mgmt For For William Pearce Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending January 31, 2022. 3. To approve a non-binding advisory vote on Mgmt For For the compensation of our named executive officers as described in the Proxy Statement. 4. To determine by a non-binding advisory vote Mgmt 3 Years Against whether future non-binding advisory votes to approve the compensation of our named executive officers should be held every one, two or three years. -------------------------------------------------------------------------------------------------------------------------- OSI SYSTEMS, INC. Agenda Number: 935288349 -------------------------------------------------------------------------------------------------------------------------- Security: 671044105 Meeting Type: Annual Meeting Date: 10-Dec-2020 Ticker: OSIS ISIN: US6710441055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Deepak Chopra Mgmt For For Steven C. Good Mgmt For For Meyer Luskin Mgmt For For William F. Ballhaus Mgmt For For James B. Hawkins Mgmt For For Gerald Chizever Mgmt For For Kelli Bernard Mgmt For For 2. Ratification of the appointment of Moss Mgmt For For Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. 3. Approval of Amended and Restated OSI Mgmt For For Systems, Inc. 2012 Incentive Award Plan. 4. Advisory vote on the Company's executive Mgmt For For compensation for the fiscal year ended June 30, 2020. -------------------------------------------------------------------------------------------------------------------------- OTTER TAIL CORPORATION Agenda Number: 935339069 -------------------------------------------------------------------------------------------------------------------------- Security: 689648103 Meeting Type: Annual Meeting Date: 12-Apr-2021 Ticker: OTTR ISIN: US6896481032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karen M. Bohn Mgmt For For Charles S. MacFarlane Mgmt For For Thomas J. Webb Mgmt For For 2. Amend and restate the Articles of Mgmt For For Incorporation to increase the maximum number of Directors from nine (9) to eleven (11). 3. Advisory vote approving the compensation Mgmt For For provided to executive officers. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year 2021. -------------------------------------------------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 935361953 -------------------------------------------------------------------------------------------------------------------------- Security: 698813102 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: PZZA ISIN: US6988131024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christopher L. Mgmt For For Coleman 1B. Election of Director: Olivia F. Kirtley Mgmt For For 1C. Election of Director: Laurette T. Koellner Mgmt For For 1D. Election of Director: Robert M. Lynch Mgmt For For 1E. Election of Director: Jocelyn C. Mangan Mgmt For For 1F. Election of Director: Sonya E. Medina Mgmt For For 1G. Election of Director: Shaquille R. O'Neal Mgmt For For 1H. Election of Director: Anthony M. Sanfilippo Mgmt For For 1I. Election of Director: Jeffrey C. Smith Mgmt For For 2. Ratification of the Selection of Mgmt For For Independent Auditors: To ratify the selection of Ernst & Young LLP as the Company's independent auditors for the 2021 fiscal year. 3. Advisory approval of the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- PC CONNECTION, INC. Agenda Number: 935431522 -------------------------------------------------------------------------------------------------------------------------- Security: 69318J100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CNXN ISIN: US69318J1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patricia Gallup Mgmt For For David Beffa-Negrini Mgmt For For Barbara Duckett Mgmt For For Jack Ferguson Mgmt For For Gary Kinyon Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- POST HOLDINGS, INC. Agenda Number: 935310261 -------------------------------------------------------------------------------------------------------------------------- Security: 737446104 Meeting Type: Annual Meeting Date: 28-Jan-2021 Ticker: POST ISIN: US7374461041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edwin H. Callison Mgmt For For William P. Stiritz Mgmt For For 2. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. 3. Advisory approval of the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- PREMIER, INC. Agenda Number: 935285343 -------------------------------------------------------------------------------------------------------------------------- Security: 74051N102 Meeting Type: Annual Meeting Date: 04-Dec-2020 Ticker: PINC ISIN: US74051N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John T. Bigalke Mgmt For For Helen M. Boudreau Mgmt For For Stephen R. D'Arcy Mgmt For For Marc D. Miller Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP to serve as our independent registered public accounting firm for fiscal year 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers as disclosed in the proxy statement for the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Agenda Number: 935409020 -------------------------------------------------------------------------------------------------------------------------- Security: 743312100 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: PRGS ISIN: US7433121008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul T. Dacier Mgmt For For John R. Egan Mgmt For For Rainer Gawlick Mgmt For For Yogesh Gupta Mgmt For For Charles F. Kane Mgmt For For Samskriti Y. King Mgmt For For David A. Krall Mgmt For For Angela T. Tucci Mgmt For For Vivian Vitale Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Progress Software Corporation's named executive officers. 3. To approve an increase in the number of Mgmt For For shares authorized for issuance under the 2008 Stock Option and Incentive Plan, as amended and restated. 4. To approve an increase in the number of Mgmt For For shares authorized for issuance under the 1991 Employee Stock Purchase Plan, as amended and restated. 5. To ratify the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- RAPID7, INC. Agenda Number: 935409638 -------------------------------------------------------------------------------------------------------------------------- Security: 753422104 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: RPD ISIN: US7534221046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Berry Mgmt For For Marc Brown Mgmt For For Christina Kosmowski Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of KPMG LLP as the independent registered public accounting first of the Company for its fiscal year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- REPLIGEN CORPORATION Agenda Number: 935406101 -------------------------------------------------------------------------------------------------------------------------- Security: 759916109 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: RGEN ISIN: US7599161095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tony J. Hunt Mgmt For For 1B. Election of Director: Karen A. Dawes Mgmt For For 1C. Election of Director: Nicolas M. Barthelemy Mgmt For For 1D. Election of Director: Carrie Eglinton Mgmt For For Manner 1E. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For 1F. Election of Director: Glenn P. Muir Mgmt For For 1G. Election of Director: Thomas F. Ryan, Jr. Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as Repligen Corporation's independent registered public accounting firm for fiscal year 2021. 3. Advisory vote to approve the compensation Mgmt For For paid to Repligen Corporation's named executive officers. -------------------------------------------------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935424894 -------------------------------------------------------------------------------------------------------------------------- Security: 76169C100 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: REXR ISIN: US76169C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert L. Antin Mgmt For For 1B. Election of Director: Michael S. Frankel Mgmt For For 1C. Election of Director: Diana J. Ingram Mgmt For For 1D. Election of Director: Debra L. Morris Mgmt For For 1E. Election of Director: Tyler H. Rose Mgmt For For 1F. Election of Director: Peter E. Schwab Mgmt For For 1G. Election of Director: Howard Schwimmer Mgmt For For 1H. Election of Director: Richard S. Ziman Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The advisory resolution to approve the Mgmt For For Company's named executive officer compensation for the fiscal year ended December 31, 2020, as described in the Rexford Industrial Realty, Inc. Proxy Statement. 4. The approval of the Second Amended and Mgmt For For Restated Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- REYNOLDS CONSUMER PRODUCTS INC Agenda Number: 935385294 -------------------------------------------------------------------------------------------------------------------------- Security: 76171L106 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: REYN ISIN: US76171L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas Degnan Mgmt For For 1B. Election of Director: Helen Golding Mgmt For For 1C. Election of Director: Allen Hugli Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To vote, on an advisory basis, on the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. Agenda Number: 935417534 -------------------------------------------------------------------------------------------------------------------------- Security: 827048109 Meeting Type: Annual Meeting Date: 01-Jun-2021 Ticker: SLGN ISIN: US8270481091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anthony J. Allott Mgmt For For William T. Donovan Mgmt For For Joseph M. Jordan Mgmt For For 2. To authorize and approve an amendment to Mgmt For For the Amended and Restated Certificate of Incorporation of the Company, as amended, to permit an increase in the size of the Board of Directors of the Company for a period of time. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Agenda Number: 935357384 -------------------------------------------------------------------------------------------------------------------------- Security: 829073105 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: SSD ISIN: US8290731053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the next annual meeting: James S. Andrasick 1B. Election of Director to hold office until Mgmt For For the next annual meeting: Jennifer A. Chatman 1C. Election of Director to hold office until Mgmt For For the next annual meeting: Karen Colonias 1D. Election of Director to hold office until Mgmt For For the next annual meeting: Gary M. Cusumano 1E. Election of Director to hold office until Mgmt For For the next annual meeting: Philip E. Donaldson 1F. Election of Director to hold office until Mgmt For For the next annual meeting: Celeste Volz Ford 1G. Election of Director to hold office until Mgmt For For the next annual meeting: Robin G. MacGillivray 2. Approve, on an advisory, non-binding basis, Mgmt For For the compensation of the Company's named executive officers. 3. Ratify the Board of Directors' selection of Mgmt For For Grant Thornton LLP as the Company's independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Agenda Number: 935325096 -------------------------------------------------------------------------------------------------------------------------- Security: 829214105 Meeting Type: Annual Meeting Date: 25-Feb-2021 Ticker: SLP ISIN: US8292141053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter S. Woltosz Mgmt For For Dr. John K. Paglia Mgmt For For Dr. David L. Ralph Mgmt For For Dr. Daniel Weiner Mgmt For For Dr. Lisa LaVange Mgmt For For 2. Ratification of selection of Rose, Snyder & Mgmt For For Jacobs LLP as the independent registered public accounting firm for the fiscal year ending August 31, 2021. 3. To amend the 2017 Equity Incentive Plan to Mgmt For For increase the number of shares issuable under the plan. -------------------------------------------------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Agenda Number: 935432358 -------------------------------------------------------------------------------------------------------------------------- Security: 829214105 Meeting Type: Special Meeting Date: 23-Jun-2021 Ticker: SLP ISIN: US8292141053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Company's 2021 Equity Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SPS COMMERCE, INC. Agenda Number: 935380333 -------------------------------------------------------------------------------------------------------------------------- Security: 78463M107 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: SPSC ISIN: US78463M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Archie Black Mgmt For For 1B. Election of Director: James Ramsey Mgmt For For 1C. Election of Director: Marty Reaume Mgmt For For 1D. Election of Director: Tami Reller Mgmt For For 1E. Election of Director: Philip Soran Mgmt For For 1F. Election of Director: Anne Sempowski Ward Mgmt For For 1G. Election of Director: Sven Wehrwein Mgmt For For 2. Ratification of the selection of KPMG LLP Mgmt For For as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2021. 3. Advisory approval of the compensation of Mgmt For For the named executive officers of SPS Commerce, Inc. -------------------------------------------------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935408802 -------------------------------------------------------------------------------------------------------------------------- Security: 853666105 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: SMP ISIN: US8536661056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John P. Gethin Mgmt For For Pamela Forbes Lieberman Mgmt For For Patrick S. McClymont Mgmt For For Joseph W. McDonnell Mgmt For For Alisa C. Norris Mgmt For For Eric P. Sills Mgmt For For Lawrence I. Sills Mgmt For For William H. Turner Mgmt For For Richard S. Ward Mgmt For For 2. Approval of the Standard Motor Products, Mgmt For For Inc. Amended & Restated 2016 Omnibus Incentive Plan. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval of non-binding, advisory Mgmt For For resolution on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SYSTEMAX INC. Agenda Number: 935410706 -------------------------------------------------------------------------------------------------------------------------- Security: 871851101 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: SYX ISIN: US8718511012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard Leeds Mgmt For For Bruce Leeds Mgmt For For Robert Leeds Mgmt For For Barry Litwin Mgmt For For Chad M. Lindbloom Mgmt For For Paul S. Pearlman Mgmt For For Lawrence Reinhold Mgmt For For Robert D. Rosenthal Mgmt For For 2. A proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent auditor for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- TECHTARGET, INC. Agenda Number: 935415631 -------------------------------------------------------------------------------------------------------------------------- Security: 87874R100 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: TTGT ISIN: US87874R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Robert D. Mgmt For For Burke 1.2 Election of Class II Director: Bruce Mgmt For For Levenson 2. To ratify the appointment of Stowe & Degon, Mgmt For For LLC as our independent registered public accounting firm for 2021. 3. To approve an amendment to the TechTarget, Mgmt For For Inc. 2017 Stock Option and Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- TELADOC HEALTH, INC. Agenda Number: 935274794 -------------------------------------------------------------------------------------------------------------------------- Security: 87918A105 Meeting Type: Special Meeting Date: 29-Oct-2020 Ticker: TDOC ISIN: US87918A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Share Issuance. To approve the Mgmt For For issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). 2. Adoption of Charter Amendment. To adopt an Mgmt For For amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") 3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. -------------------------------------------------------------------------------------------------------------------------- THE AZEK COMPANY INC Agenda Number: 935381183 -------------------------------------------------------------------------------------------------------------------------- Security: 05478C105 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: AZEK ISIN: US05478C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sallie B. Bailey Mgmt For For Ashfaq Qadri Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2021. -------------------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935369480 -------------------------------------------------------------------------------------------------------------------------- Security: 410867105 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: THG ISIN: US4108671052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Harriett "Tee" Mgmt For For Taggart - Two-year term expiring in 2023 1.2 Election of Director: Kevin J. Bradicich - Mgmt For For Three-year term expiring in 2024 1.3 Election of Director: J. Paul Condrin III - Mgmt For For Three-year term expiring in 2024 1.4 Election of Director: Cynthia L. Egan - Mgmt For For Three-year term expiring in 2024 1.5 Election of Director: Kathleen S. Lane - Mgmt For For Three-year term expiring in 2024 2. To approve the advisory vote on the Mgmt For For Company's executive compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent, registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- THE YORK WATER COMPANY Agenda Number: 935345151 -------------------------------------------------------------------------------------------------------------------------- Security: 987184108 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: YORW ISIN: US9871841089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael W. Gang, Esq. Mgmt For For Jeffrey R. Hines, P.E. Mgmt For For George W. Hodges Mgmt For For George Hay Kain III Mgmt For For 2. To ratify the appointment of Baker Tilly Mgmt For For US, LLP as auditors. -------------------------------------------------------------------------------------------------------------------------- UFP TECHNOLOGIES, INC. Agenda Number: 935431596 -------------------------------------------------------------------------------------------------------------------------- Security: 902673102 Meeting Type: Annual Meeting Date: 09-Jun-2021 Ticker: UFPT ISIN: US9026731029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Jeffrey Bailly Mgmt For For Marc Kozin Mgmt For For Robert W. Pierce, Jr. Mgmt For For Daniel C. Croteau Mgmt For For Cynthia L. Feldmann Mgmt For For 2. To vote on a non-binding advisory Mgmt For For resolution to approve the compensation of our named executive officers. 3. To amend and restate our 2003 Equity Mgmt For For Incentive Plan to ratify the continued issuance of incentive stock options under the plan and conform the plan to certain changes in the U.S. Tax Code. 4. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- UNIFIRST CORPORATION Agenda Number: 935311667 -------------------------------------------------------------------------------------------------------------------------- Security: 904708104 Meeting Type: Annual Meeting Date: 12-Jan-2021 Ticker: UNF ISIN: US9047081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kathleen M. Camilli Mgmt For For Michael Iandoli Mgmt For For 2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 28, 2021. -------------------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Agenda Number: 935430291 -------------------------------------------------------------------------------------------------------------------------- Security: 91307C102 Meeting Type: Annual Meeting Date: 25-Jun-2021 Ticker: UTHR ISIN: US91307C1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Katherine Klein Mgmt For For 1B. Election of Director: Ray Kurzweil Mgmt For For 1C. Election of Director: Linda Maxwell Mgmt For For 1D. Election of Director: Martine Rothblatt Mgmt For For 1E. Election of Director: Louis Sullivan Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Approval of the amendment and restatement Mgmt For For of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- VIAVI SOLUTIONS INC. Agenda Number: 935278564 -------------------------------------------------------------------------------------------------------------------------- Security: 925550105 Meeting Type: Annual Meeting Date: 11-Nov-2020 Ticker: VIAV ISIN: US9255501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard E. Belluzzo Mgmt For For Keith Barnes Mgmt For For Laura Black Mgmt For For Tor Braham Mgmt For For Timothy Campos Mgmt For For Donald Colvin Mgmt For For Glenda Dorchak Mgmt For For Masood A. Jabbar Mgmt For For Oleg Khaykin Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 3, 2021. 3. The approval of, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers for the fiscal year ended June 27, 2020. -------------------------------------------------------------------------------------------------------------------------- VIRTU FINANCIAL INC Agenda Number: 935404525 -------------------------------------------------------------------------------------------------------------------------- Security: 928254101 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: VIRT ISIN: US9282541013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Virginia Gambale Mgmt For For John D. Nixon Mgmt For For David J. Urban Mgmt For For Michael T. Viola Mgmt For For 2. Advisory Vote to Approve Compensation of Mgmt For For Named Executive Officers. 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- VOCERA COMMUNICATIONS,INC. Agenda Number: 935397958 -------------------------------------------------------------------------------------------------------------------------- Security: 92857F107 Meeting Type: Annual Meeting Date: 04-Jun-2021 Ticker: VCRA ISIN: US92857F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John N. McMullen Mgmt For For 1.2 Election of Director: Sharon L. O'Keefe Mgmt For For 1.3 Election of Director: Ronald A. Paulus Mgmt For For 2. Proposal to ratify appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Non-binding advisory vote on compensation Mgmt For For of our named executive officers. 4. Proposal to approve Vocera's 2021 Equity Mgmt For For Incentive Plan. 5. Proposal to approve Vocera's Amended and Mgmt For For Restated 2012 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- WATERSTONE FINANCIAL, INC. Agenda Number: 935383492 -------------------------------------------------------------------------------------------------------------------------- Security: 94188P101 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: WSBF ISIN: US94188P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas Gordon Mgmt For For Patrick Lawton Mgmt For For 2. Ratifying the selection of RSM US LLP as Mgmt For For Waterstone Financial, Inc.'s independent registered public accounting firm. 3. Approving an advisory, non-binding Mgmt For For resolution to approve the executive compensation described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- WD-40 COMPANY Agenda Number: 935288957 -------------------------------------------------------------------------------------------------------------------------- Security: 929236107 Meeting Type: Annual Meeting Date: 08-Dec-2020 Ticker: WDFC ISIN: US9292361071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel T. Carter Mgmt For For 1B. Election of Director: Melissa Claassen Mgmt For For 1C. Election of Director: Eric P. Etchart Mgmt For For 1D. Election of Director: Lara L. Lee Mgmt For For 1E. Election of Director: Trevor I. Mihalik Mgmt For For 1F. Election of Director: Graciela I. Mgmt For For Monteagudo 1G. Election of Director: David B. Pendarvis Mgmt For For 1H. Election of Director: Garry O. Ridge Mgmt For For 1I. Election of Director: Gregory A. Sandfort Mgmt For For 1J. Election of Director: Anne G. Saunders Mgmt For For 2. To hold an advisory vote to approve Mgmt For For executive compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. 4. Shareholder proposal - policy to include Shr For Against non-management employees as prospective director candidates. -------------------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Agenda Number: 935381210 -------------------------------------------------------------------------------------------------------------------------- Security: 950755108 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: WERN ISIN: US9507551086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott C. Arves* Mgmt For For V. Mansharamani, Ph.D.* Mgmt For For Alexi A. Wellman* Mgmt For For Carmen A. Tapio** Mgmt For For Derek J. Leathers+ Mgmt For For 2. To approve the advisory resolution on Mgmt For For executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION Agenda Number: 935342662 -------------------------------------------------------------------------------------------------------------------------- Security: 957090103 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: WABC ISIN: US9570901036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: E. Allen Mgmt For For 1.2 Election of Director: L. Bartolini Mgmt For For 1.3 Election of Director: E.J. Bowler Mgmt For For 1.4 Election of Director: M. Chiesa Mgmt For For 1.5 Election of Director: M. Hassid Mgmt For For 1.6 Election of Director: C. MacMillan Mgmt For For 1.7 Election of Director: R. Nelson Mgmt For For 1.8 Election of Director: D. Payne Mgmt For For 1.9 Election of Director: E. Sylvester Mgmt For For 2. Approve a non-binding advisory vote on the Mgmt For For compensation of our executive officers. 3. Ratification of independent auditors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- YETI HOLDINGS, INC. Agenda Number: 935377223 -------------------------------------------------------------------------------------------------------------------------- Security: 98585X104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: YETI ISIN: US98585X1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tracey D. Brown Mgmt For For Alison Dean Mgmt For For David L. Schnadig Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation paid to our named executive officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as YETI Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 1, 2022. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The RBB Fund, Inc.
By (Signature and Title)* | /s/ Salvatore Faia | |
Salvatore Faia, President | ||
(Principal Executive Officer) | ||
Date: 8/24/2021 |
* | Print the name and title of each signing officer under his or her signature. |