UNITED STATES | |||
SECURITIES AND EXCHANGE COMMISSION | |||
Washington, DC 20549 | |||
FORM N-PX | |||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |||
MANAGEMENT INVESTMENT COMPANY | |||
Investment Company Act File Number : | 811-5693 | ||
Name of Registrant: | Putnam Europe Equity Fund | ||
Address of Principal Executive Offices: | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
Name and address of agent of service: | |||
James P. Pappas, Vice President | |||
Putnam Europe Equity Fund | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
CC: | |||
John W. Gerstmayr, Esq. | |||
Ropes & Gray LLP | |||
One International Place | |||
Boston, Massachusetts 02110 | |||
Registrant's telephone number including area code: | |||
(617) 292-1000 | |||
Date of fiscal year end: | |||
6/30/08 | |||
Date of reporting period: | |||
07/01/2007 - 06/30/2008 | |||
Item 1: Proxy Voting Record | ||||||
Registrant : Putnam Europe Equity Fund | ||||||
Air France - KLM | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F01699135 | 07/12/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Approve the financial statements | Mgmt | For | Against | Against | |
and statutory reports | ||||||
4 | Approve to accept consolidated | Mgmt | For | Against | Against | |
financial statements and statutory | ||||||
reports | ||||||
5 | Approve the allocation of income | Mgmt | For | For | For | |
and dividends of EUR 0.48 per | ||||||
share | ||||||
6 | Approve the special Auditors' report | Mgmt | For | For | For | |
regarding related-party transactions | ||||||
7 | Grant authority to repurchase up to | Mgmt | For | For | For | |
10% of issued Share capital | ||||||
8 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights | ||||||
9 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights | ||||||
10 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
11 | Authority to Increase Capital | Mgmt | For | For | For | |
through Capitalizations | ||||||
12 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
to Employees | ||||||
13 | Approve the Employee Savings- | Mgmt | For | For | For | |
Related Share Purchase Plan | ||||||
14 | Amend Article 17 of By-laws | Mgmt | For | Abstain | Against | |
Regarding: Employee Shareholder | ||||||
Representatives | ||||||
15 | Amendments to Articles | Mgmt | For | For | For |
16 | Amend Article 31 of By-laws | Mgmt | For | For | For | |
Regarding: Record Date | ||||||
17 | Grant authority to fill the required | Mgmt | For | For | For | |
documents/other formalities | ||||||
Akzo Nobel NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS N01803100 | 04/22/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
4 | Adopt the 2007 Financial | Mgmt | For | TNA | N/A | |
Statements of the Company | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
7 | Adopt the dividend proposal | Mgmt | For | TNA | N/A | |
8 | Ratification of Management Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
9 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
10 | Approve to increase the number of | Mgmt | For | TNA | N/A | |
Members of the Board of | ||||||
Management | ||||||
11 | Appoint Mr. K.Nichols to the Board | Mgmt | For | TNA | N/A | |
of Management | ||||||
12 | Re-appoint Mr. L.E.Darner to the | Mgmt | For | TNA | N/A | |
Board of Management | ||||||
13 | Appoint Mr. R.J.Frohn to the Board | Mgmt | For | TNA | N/A | |
of Management | ||||||
14 | Approve to increase the number of | Mgmt | For | TNA | N/A | |
Members of the Supervisory Board | ||||||
15 | Appoint Mr. P.B.Ellwood to the | Mgmt | For | TNA | N/A | |
Supervisory Board | ||||||
16 | Appoint Mr. V. Bottomley to the | Mgmt | For | TNA | N/A | |
Supervisory Board | ||||||
17 | Appoint Mr. R.G.C.Van Den Brink to | Mgmt | For | TNA | N/A | |
the Supervisory Board | ||||||
18 | Approve the remuneration of the | Mgmt | For | TNA | N/A | |
Chairman of the Supervisory Board | ||||||
19 | Amend the remuneration Policy for | Mgmt | For | TNA | N/A | |
the Board of Management |
20 | Authorize the Board of Management | Mgmt | For | TNA | N/A | |
to issue shares | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
23 | Approve to cancel common shares | Mgmt | For | TNA | N/A | |
in the share capital of the Company | ||||||
24 | Authority to Issue Reports in | Mgmt | For | TNA | N/A | |
English | ||||||
25 | Electronic Communication | Mgmt | For | TNA | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
ALLIANZ AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D03080112 | 05/21/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Authority to Trade in Company | Mgmt | For | For | For | |
Stock | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Using Derivatives | ||||||
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Intra-Company Contracts | Mgmt | For | For | For | |
12 | Intra-Company Contracts | Mgmt | For | For | For | |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Allied Irish Banks PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G02072117 | 04/22/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Re-appoint Mr. Kieran Crowley as a | Mgmt | For | Against | Against | |
Director | ||||||
5 | Re-appoint Mr. Colm Doherty as a | Mgmt | For | Against | Against | |
Director | ||||||
6 | Re-appoint Mr. Donal Forde as a | Mgmt | For | Against | Against | |
Director | ||||||
7 | Re-appoint Mr. Dermot Gleeson as | Mgmt | For | Against | Against | |
a Director | ||||||
8 | Re-appoint Mr. Stephen L. Kingon | Mgmt | For | Against | Against | |
as a Director | ||||||
9 | Re-appoint Ms. Anne Maher as a | Mgmt | For | Against | Against | |
Director | ||||||
10 | Re-appoint Mr. Daniel O Connor as | Mgmt | For | Against | Against | |
a Director | ||||||
11 | Re-appoint Mr. John O Donnell as a | Mgmt | For | Against | Against | |
Director | ||||||
12 | Re-appoint Mr. Sean O Driscoll as a | Mgmt | For | Against | Against | |
Director | ||||||
13 | Re-appoint Mr. David Pritchard as a | Mgmt | For | Against | Against | |
Director | ||||||
14 | Re-appoint Mr. Eugene J. Sheehy | Mgmt | For | Against | Against | |
as a Director | ||||||
15 | Re-appoint Mr. Bernard Somers as | Mgmt | For | Against | Against | |
a Director | ||||||
16 | Re-appoint Mr. Michael J. Sullivan | Mgmt | For | Against | Against | |
as a Director | ||||||
17 | Re-appoint Mr. Robert G. Wilmers | Mgmt | For | Against | Against | |
as a Director | ||||||
18 | Re-appoint Ms. Jennifer Winter as a | Mgmt | For | Against | Against | |
Director | ||||||
19 | Authorize the Directors to determine | Mgmt | For | For | For | |
the remuneration of the Auditor | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares | ||||||
22 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
23 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Electronic Communications | ||||||
24 | Amend the Articles of Association | Mgmt | For | For | For | |
as specified | ||||||
25 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Appointment to the Board |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
ArcelorMittal SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS L0302D129 | 05/13/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Luxembourg | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Directors' Fees | Mgmt | For | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Grant discharge to the Directors for | Mgmt | For | TNA | N/A | |
the FY 2007 | ||||||
8 | Resignation of Directors | Mgmt | For | TNA | N/A | |
9 | Elect Lewis B. Kaden | Mgmt | For | TNA | N/A | |
10 | Elect Ignacio Fernández Toxo | Mgmt | For | TNA | N/A | |
11 | Elect Antoine Spillmann | Mgmt | For | TNA | N/A | |
12 | Elect Malay Mukherjee | Mgmt | For | TNA | N/A | |
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
15 | Stock Option Plan | Mgmt | For | TNA | N/A | |
16 | Employee Share Purchase Plan | Mgmt | For | TNA | N/A | |
17 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Capital | ||||||
AXA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F06106102 | 04/22/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve the financial statements | Mgmt | For | For | For | |
and statutory reports | ||||||
3 | Receive the consolidated financial | Mgmt | For | For | For | |
statements and statutory reports | ||||||
4 | Approve the allocation of income | Mgmt | For | For | For | |
and dividends of EUR 1.20 per | ||||||
share |
5 | Approve the Special Auditors' report | Mgmt | For | Against | Against | |
regarding related-party transactions | ||||||
6 | Elect Mr. Francois Martineau as the | Mgmt | For | For | For | |
Supervisory Board Member | ||||||
7 | Elect Francois Martineau | Mgmt | For | Against | Against | |
8 | Elect Francis Allemand | ShrHoldr | Against | Against | For | |
9 | Elect Gilles Bernard | ShrHoldr | Against | Against | For | |
10 | Elect Alain Chourlin | ShrHoldr | Against | Against | For | |
11 | Elect Wendy Cooper | Mgmt | For | Against | Against | |
12 | Elect Rodney Koch | ShrHoldr | Against | Against | For | |
13 | Elect Hans Nasshoven | ShrHoldr | Against | Against | For | |
14 | Elect Frederic Souhard | ShrHoldr | Against | Against | For | |
15 | Elect Jason Steinberg | ShrHoldr | Against | Against | For | |
16 | Grant authority to repurchase of up | ShrHoldr | Against | Against | For | |
to 10% of issued share capital | ||||||
17 | Grant authority up to 1% of issued | Mgmt | For | Against | Against | |
capital for use in Restricted Stock | ||||||
Plan | ||||||
18 | Approve the Stock Option Plans | Mgmt | For | Against | Against | |
grants | ||||||
19 | Approve the Employee Stock | Mgmt | For | Against | Against | |
Purchase Plan | ||||||
20 | Authority to Increase Capital for | Mgmt | For | Against | Against | |
Employee Benefits | ||||||
21 | Authority to Issue Shares w/out | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
22 | Grant authority the filing of required | Mgmt | For | Against | Against | |
documents/other formalities | ||||||
BAE Systems PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G06940103 | 05/07/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for the YE 31 DEC 2007 | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Re-elect Sir Peter Mason | Mgmt | For | Against | Against | |
5 | Re-elect Richard Olver | Mgmt | For | Against | Against | |
6 | Re-elect Michael Turner | Mgmt | For | Against | Against | |
7 | Elect Andrew Inglis | Mgmt | For | Against | Against |
8 | Elect Ravi Uppal | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | EU Political Donations | Mgmt | For | For | For | |
12 | Amendment to Share Matching Plan | Mgmt | For | For | For | |
13 | Amendment to Performance Share | Mgmt | For | For | For | |
Plan | ||||||
14 | Increase in Authorized Share | Mgmt | For | For | For | |
Capital | ||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Adopt New Articles | Mgmt | For | For | For | |
Banco Santander Central Hispano | ||||||
SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS E19790109 | 06/21/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification | Mgmt | For | For | For | |
of Board Acts | ||||||
4 | Application of results from Fiscal | Mgmt | For | For | For | |
Year 2007. | ||||||
5 | Ratification of the appointment of | Mgmt | For | Against | Against | |
Mr. Juan Rodriguez Inciarte. | ||||||
6 | Re-election of Mr. Luis Alberto | Mgmt | For | Against | Against | |
Salazar-Simpson Bos. | ||||||
7 | Re-election of Mr. Luis Angel Rojo | Mgmt | For | Against | Against | |
Duque. | ||||||
8 | Re-election of Mr. Emilio Botin-Sanz | Mgmt | For | Against | Against | |
de Sautuola y Garcia de los Rios. | ||||||
9 | Re-election of the Auditor of | Mgmt | For | For | For | |
Accounts for Fiscal Year 2008. | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Approval, if appropriate, of new | Mgmt | For | For | For | |
Bylaws and abrogation of current | ||||||
Bylaws. |
12 | Amendments to General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
13 | Authority to Issue Shares w/ or | Mgmt | For | For | For | |
w/out Preemptive Rights | ||||||
14 | Authority to Issue Convertible | Mgmt | For | Against | Against | |
Securities w/ or w/out Preemptive | ||||||
Rights | ||||||
15 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
16 | Remuneration Report (Directors | Mgmt | For | For | For | |
and Employees of the Group) | ||||||
17 | Stock Purchase Plan (Employees of | Mgmt | For | For | For | |
Abbey National Plc) | ||||||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Barclays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G08036124 | 09/14/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Other | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of Preference Shares | Mgmt | For | For | For | |
Barclays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G08036124 | 09/14/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger Agreement | Mgmt | For | Against | Against | |
2 | Approval of Preference Shares | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
4 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Shares | ||||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |
6 | Cancellation of Share Premium | Mgmt | For | For | For | |
Account | ||||||
Barratt Developments PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G08288105 | 11/27/2007 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Declare a final dividend of 24.30 | Mgmt | For | For | For | |
pence per share | ||||||
3 | Re-elect Mr. Michael Pescod as a | Mgmt | For | Against | Against | |
Director, who retires by rotation | ||||||
4 | Re-elect Mr. Robert J. Davies as a | Mgmt | For | Against | Against | |
Director, who retires by rotation | ||||||
5 | Re-elect Mr. W. Bill Shannon as a | Mgmt | For | Against | Against | |
Director, who retires by rotation | ||||||
6 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
7 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for YE 30 JUN 2007 | ||||||
8 | EU Political Donations | Mgmt | For | For | For | |
9 | Authority to Increase Authorised | Mgmt | For | For | For | |
Share Capital | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Amendments to Articles | Mgmt | For | For | For | |
BASF AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D06216101 | 04/24/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Adoption of a resolution on the | Mgmt | For | For | For | |
appropriation of profit | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Election of an auditor for the | Mgmt | For | For | For | |
financial year 2008 | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
10 | Agreement with BASF | Mgmt | For | For | For | |
Beteiligungsgesellschaft mbH | ||||||
11 | Agreement with BASF Bank GmbH | Mgmt | For | For | For | |
12 | Stock Split | Mgmt | For | For | For | |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
14 | Amendment of Article 14, para. 2 | Mgmt | For | For | For | |
15 | Amendment of Article 17, para. 1 | Mgmt | For | For | For | |
Beiersdorf AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D08792109 | 04/30/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits and Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of the Auditors for the | Mgmt | For | For | For | |
2008 FY: Ernst + Young AG, | ||||||
Stuttgart | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Intra-Company Contracts | Mgmt | For | For | For | |
BHP Billiton PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G10877101 | 10/25/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For | |
plc) | ||||||
2 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For | |
Limited) | ||||||
3 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For | |
Director of BHP Billiton Plc | ||||||
4 | Re-elect Mr. David A. Crawford as a | Mgmt | For | For | For | |
Director of BHP Billiton Limited |
5 | Re-elect Mr. Don R. Argus as a | Mgmt | For | For | For | |
Director of BHP Billiton Plc | ||||||
6 | Re-elect Mr. Don R. Argus as a | Mgmt | For | For | For | |
Director of BHP Billiton Limited | ||||||
7 | Re-elect Carlos Cordeiro (BHP | Mgmt | For | For | For | |
Billiton plc) | ||||||
8 | Re-elect Carlos Cordeiro (BHP | Mgmt | For | For | For | |
Billiton Limited) | ||||||
9 | Re-elect E. Gail De Planque (BHP | Mgmt | For | For | For | |
Billiton plc) | ||||||
10 | Re-elect E. Gail De Planque (BHP | Mgmt | For | For | For | |
Billiton Limited) | ||||||
11 | Re-elect David Jenkins (BHP | Mgmt | For | For | For | |
Billiton plc) | ||||||
12 | Re-elect David Jenkins (BHP | Mgmt | For | For | For | |
Billiton Limited) | ||||||
13 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees (BHP Billiton | ||||||
plc) | ||||||
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(December 31, 2007) | ||||||
18 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(February 15, 2008) | ||||||
19 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
April 30, 2008) | ||||||
20 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(May 31, 2008) | ||||||
21 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(June 15, 2008) | ||||||
22 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
July 31, 2008) | ||||||
23 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(September 15, 2008) | ||||||
24 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(November 30, 2008) | ||||||
25 | Approve the remuneration report for | Mgmt | For | For | For | |
the YE 30 JUN 2007 | ||||||
26 | Equity Grant (CEO Marius J. | Mgmt | For | For | For | |
Kloppers) | ||||||
27 | Equity Grant (Former CEO Charles | Mgmt | For | Against | Against | |
W. Goodyear) |
28 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Retirement Age (BHP Billiton plc) | ||||||
29 | Amend the Constitution of BHP | Mgmt | For | For | For | |
Billiton Limited by deleting Rule 82 | ||||||
BNP Paribas | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F1058Q238 | 05/21/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Appoints Mrs. Daniela Weber Rey | Mgmt | For | Against | Against | |
as a Director for a 3 year period | ||||||
9 | Elect François Grappotte | Mgmt | For | Against | Against | |
10 | Elect Jean-François Lepetit | Mgmt | For | Against | Against | |
11 | Elect Suzanne Berger Keniston | Mgmt | For | Against | Against | |
12 | Elect Hélène Ploix | Mgmt | For | Against | Against | |
13 | Elect Baudouin Prot | Mgmt | For | Against | Against | |
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
15 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights | ||||||
16 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Securities w/out | ||||||
Preemptive Rights | ||||||
17 | Authority to Issue Shares and | Mgmt | For | Against | Against | |
Convertible Securities in Case of | ||||||
Exchange Offer | ||||||
18 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
19 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |
w/out Preemptive Rights | ||||||
20 | Authority to Increase Capital | Mgmt | For | Abstain | Against | |
through Capitalizations |
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |
w/ or w/out Preemptive Rights | ||||||
22 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Savings Plan | ||||||
23 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
to Employees | ||||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |
25 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
26 | Amend the Article Number 18 of the | Mgmt | For | For | For | |
By Laws | ||||||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
BP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G12793108 | 04/17/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive the Director's annual report | Mgmt | For | For | For | |
and accounts | ||||||
2 | Approve the Directors remuneration | Mgmt | For | Against | Against | |
report | ||||||
3 | Re-elect Mr. A Burgmans as a | Mgmt | For | For | For | |
Director | ||||||
4 | Re-elect Mrs. C.B. Carroll as a | Mgmt | For | For | For | |
Director | ||||||
5 | Re-elect Sir William Castell as a | Mgmt | For | For | For | |
Director | ||||||
6 | Re-elect Mr. I.C. Conn as a Director | Mgmt | For | For | For | |
7 | Re-elect Mr. G. David as a Director | Mgmt | For | For | For | |
8 | Re-elect Mr. E.B. Davis, Jr. as a | Mgmt | For | For | For | |
Director | ||||||
9 | Re-elect Mr. D.J. Flint as a Director | Mgmt | For | For | For | |
10 | Re-elect Dr. B.E. Grote as a | Mgmt | For | For | For | |
Director | ||||||
11 | Re-elect Dr. A.B. Hayward as a | Mgmt | For | For | For | |
Director | ||||||
12 | Re-elect Mr. A.G. Inglis as a | Mgmt | For | For | For | |
Director | ||||||
13 | Re-elect Dr. D.S. Julius as a | Mgmt | For | For | For | |
Director |
14 | Re-elect Sir Tom McKillop as a | Mgmt | For | For | For | |
Director | ||||||
15 | Re-elect Sir Ian Proser as a Director | Mgmt | For | For | For | |
16 | Re-elect Mr. P.D. Sutherland as a | Mgmt | For | For | For | |
Director | ||||||
17 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
18 | Adopt new Articles of Association | Mgmt | For | For | For | |
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Approve to give limited authority to | Mgmt | For | For | For | |
allot shares up to a specified | ||||||
amount | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
British American Tobacco PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G1510J102 | 04/30/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive the 2007 financial | Mgmt | For | For | For | |
statements and statutory reports | ||||||
2 | Approve the 2007 remuneration | Mgmt | For | For | For | |
report | ||||||
3 | Declare a final dividend of 47.60 | Mgmt | For | For | For | |
pence per ordinary share for 2007 | ||||||
4 | Re-appoint | Mgmt | For | For | For | |
PricewaterhouseCoopers LLP as | ||||||
the Auditors of the Company | ||||||
5 | Authorize the Directors to agree the | Mgmt | For | For | For | |
Auditors' remuneration | ||||||
6 | Re-appoint Mr. Jan Du plessis as a | Mgmt | For | For | For | |
Director, who retires by rotation | ||||||
7 | Re-appoint Mr. Ana Maria Llopis as | Mgmt | For | For | For | |
a Director, who retires by rotation | ||||||
8 | Re-appoint Mr. Anthony Ruys as a | Mgmt | For | For | For | |
Director, who retires by rotation | ||||||
9 | Re-appoint Mr. Karen De Segundo | Mgmt | For | For | For | |
as a Director | ||||||
10 | Re-appoint Mr. Nicandro Durante as | Mgmt | For | For | For | |
a Director |
11 | Re-appoint Mr. Christine Morin- | Mgmt | For | For | For | |
Postel as a Director | ||||||
12 | Re-appoint Mr. Ben Stevens as | Mgmt | For | For | For | |
Director | ||||||
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Approve the Waiver of Offer | Mgmt | For | For | For | |
Obligation | ||||||
16 | Authority to Repurchase Shares | Mgmt�� | For | For | For | |
17 | Adopt the new Articles of | Mgmt | For | For | For | |
Association | ||||||
Britvic PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G17387104 | 01/30/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Declare a final dividend of 7.7p per | Mgmt | For | For | For | |
share | ||||||
3 | Appointment of Auditor | Mgmt | For | For | For | |
4 | Authorize the Directors to fix the | Mgmt | For | For | For | |
remuneration of the Company's | ||||||
Auditors | ||||||
5 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for the YE 30 SEP 2007 | ||||||
6 | EU Political Donations | Mgmt | For | For | For | |
7 | Authority to Issue Shares | Mgmt | For | For | For | |
w/Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Amendment to Articles | Mgmt | For | For | For | |
11 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Conflicts of Interest | ||||||
12 | Adoption of Northern Ireland Share | Mgmt | For | For | For | |
Incentive Plan | ||||||
13 | Irish Profit Sharing Scheme | Mgmt | For | For | For | |
Commerzbank AG |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D15642107 | 05/15/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of the Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Appointment of Auditor for Interim | Mgmt | For | For | For | |
Statements | ||||||
9 | Election of Supervisory Board | Mgmt | For | For | For | |
Members | ||||||
10 | Authority to Trade in Company | Mgmt | For | For | For | |
Stock | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Using Equity Derivates | ||||||
13 | Increase in Authorized Capital | Mgmt | For | For | For | |
14 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments; Conditional Capital | ||||||
2008/I | ||||||
15 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments; Conditional Capital | ||||||
2008/II | ||||||
16 | Intra-company Contract | Mgmt | For | Abstain | Against | |
17 | Intra-company Contract | Mgmt | For | Abstain | Against | |
CREDIT SUISSE GROUP | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H3698D419 | 04/25/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Authority to Reduce Authorized | Mgmt | For | TNA | N/A | |
Capital |
6 | Approve the appropriation of | Mgmt | For | TNA | N/A | |
retained earnings | ||||||
7 | Amendment Regarding Company | Mgmt | For | TNA | N/A | |
Name | ||||||
8 | Amendment to Articles | Mgmt | For | TNA | N/A | |
9 | Re-elect Mr. Thomas W. Bechtler to | Mgmt | For | TNA | N/A | |
the Board of Directors | ||||||
10 | Re-elect Mr. Robert H. Benmosche | Mgmt | For | TNA | N/A | |
to the Board of Directors | ||||||
11 | Re-elect Mr. Peter Brabeck- | Mgmt | For | TNA | N/A | |
Letmathe to the Board of Directors | ||||||
12 | Re-elect Mr. Jean Lanier to the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
13 | Re-elect Mr. Anton Van Rossum to | Mgmt | For | TNA | N/A | |
the Board of Directors | ||||||
14 | Re-elect Mr. Ernst Tanner to the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
16 | Elect BDO Visura as the Special | Mgmt | For | TNA | N/A | |
Auditors | ||||||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
DAVIS SERVICE GROUP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G26796147 | 04/28/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive and adopt the annual | Mgmt | For | For | For | |
report and accounts for the YE 31 | ||||||
DEC 2007 | ||||||
2 | Approve the report on the Directors' | Mgmt | For | For | For | |
remuneration for the YE 31 DEC | ||||||
2007 | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Re-elect Mr. C.R.M. Kemball as a | Mgmt | For | Against | Against | |
Director | ||||||
5 | Re-elect Mr. P.G. Rogerson as a | Mgmt | For | Against | Against | |
Director | ||||||
6 | Re-elect Mr. P.H. Utnegaard as a | Mgmt | For | Against | Against | |
Director | ||||||
7 | Re-elect Mr. J.D. Burns as a | Mgmt | For | Against | Against | |
Director |
8 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Adopt New Articles of Association | Mgmt | For | For | For | |
Deutsche Post AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D19225107 | 05/06/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elections to the Supervisory Board- | Mgmt | For | For | For | |
Prof. Dr. Wulf Von Schimmelmann | ||||||
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
DnB NOR ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS R1812S105 | 04/30/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Fees for Governing Bodies | Mgmt | For | TNA | N/A | |
5 | Approve the Auditor's remuneration | Mgmt | For | TNA | N/A |
6 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
7 | Elect 10 members of the Committee | Mgmt | For | TNA | N/A | |
of representatives | ||||||
8 | Elect the Vice-Chairman and 1 | Mgmt | For | TNA | N/A | |
deputy to the Control Committee | ||||||
9 | Elect 4 members to the Election | Mgmt | For | TNA | N/A | |
Committee in DNB NOR ASA | ||||||
10 | Elect Ernst Young as the Auditors | Mgmt | For | TNA | N/A | |
11 | Grant authority to repurchase up to | Mgmt | For | TNA | N/A | |
10% of the issued share capital | ||||||
12 | Suggested Guidelines | Mgmt | For | TNA | N/A | |
13 | Binding Guidelines | Mgmt | For | TNA | N/A | |
14 | Approve the changes to instructions | Mgmt | For | TNA | N/A | |
for the Election Committee | ||||||
15 | Amend the Company's Articles of | Mgmt | For | TNA | N/A | |
Association | ||||||
EFG Eurobank Ergasias SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 04/08/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
2 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment | ||||||
3 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment | ||||||
4 | Bonus Share Issue | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and Auditor's | Mgmt | For | TNA | N/A | |
Acts | ||||||
6 | Appoint the Auditors for the FY | Mgmt | For | TNA | N/A | |
2008 and approve to determine | ||||||
their fees | ||||||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |
EFG Eurobank Ergasias SA |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 04/21/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment | ||||||
2 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment | ||||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |
EFG Eurobank Ergasias SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 07/19/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
2 | Ratify the appointment by the Board | Mgmt | For | TNA | N/A | |
of Director of its new Member | ||||||
EFG Eurobank Ergasias SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 08/02/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
EFG Eurobank Ergasias SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 11/09/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve the distribution of interim | Mgmt | For | TNA | N/A | |
cash dividend for the FY 2007 | ||||||
2 | Dividend Reinvestment | Mgmt | For | TNA | N/A |
3 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
4 | Amendment to Stock Option Plan | Mgmt | For | TNA | N/A | |
5 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
6 | Bonus Share Issuance | Mgmt | For | TNA | N/A | |
7 | Approve the Board of Director's | Mgmt | For | TNA | N/A | |
Members remuneration | ||||||
EFG Eurobank Ergasias SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X1898P101 | 11/21/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Dividend Reinvestment | Mgmt | For | TNA | N/A | |
2 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
3 | Amendment to Stock Option Plan | Mgmt | For | TNA | N/A | |
4 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
Enel | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS T3679P115 | 06/11/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Approve the designation of profits | Mgmt | For | TNA | N/A | |
4 | Approve the number of Directors | Mgmt | For | TNA | N/A | |
5 | Approve the term of an office of the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
6 | Appoint the Directors | Mgmt | For | TNA | N/A | |
7 | Appoint the Chairman | Mgmt | For | TNA | N/A | |
8 | Approve the emoluments of the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
9 | Approve the emoluments of the | Mgmt | For | TNA | N/A | |
Independent Auditors | ||||||
10 | Approve the Stock Option Plan | Mgmt | For | TNA | N/A |
11 | Approve the Inventive Bonus | Mgmt | For | TNA | N/A | |
Scheme | ||||||
12 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights; | ||||||
Ericsson Telephone AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS W26049119 | 04/09/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
5 | Elect Mr. Michael Treschow as a | Mgmt | For | TNA | N/A | |
Chairman of Meeting | ||||||
6 | Approve the list of Shareholders | Mgmt | For | TNA | N/A | |
7 | Approve the agenda of the meeting | Mgmt | For | TNA | N/A | |
8 | Acknowledge the proper convening | Mgmt | For | TNA | N/A | |
of the meeting | ||||||
9 | Approve to designate the | Mgmt | For | TNA | N/A | |
Inspector(s) of the minutes of the | ||||||
meeting | ||||||
10 | Receive the financial statements | Mgmt | For | TNA | N/A | |
and the statutory reports | ||||||
11 | Receive the Board and Committee | Mgmt | For | TNA | N/A | |
reports | ||||||
12 | Receive the President's report, and | Mgmt | For | TNA | N/A | |
allow questions | ||||||
13 | Approve the financial statements | Mgmt | For | TNA | N/A | |
and the statutory reports | ||||||
14 | Grant discharge to the Board and | Mgmt | For | TNA | N/A | |
President | ||||||
15 | Approve the allocation of Income | Mgmt | For | TNA | N/A | |
and Dividends of SEK 0.50 Per | ||||||
share | ||||||
16 | Board Size | Mgmt | For | TNA | N/A | |
17 | Directors' Fees | Mgmt | For | TNA | N/A | |
18 | Election of Directors | Mgmt | For | TNA | N/A | |
19 | Nominating Committee | Mgmt | For | TNA | N/A | |
20 | Approve the omission of | Mgmt | For | TNA | N/A | |
remuneration of Nominating | ||||||
Committee Members |
21 | Approve the remuneration of the | Mgmt | For | TNA | N/A | |
Auditors | ||||||
22 | Approve 1:5 Reverse Stock Split | Mgmt | For | TNA | N/A | |
23 | Compensation Policy | Mgmt | For | TNA | N/A | |
24 | Share Transfer | Mgmt | For | TNA | N/A | |
25 | Approve the Swap Agreement with | Mgmt | For | TNA | N/A | |
3rd Party as Alternative to the Item | ||||||
13.1 | ||||||
26 | Approve the 2008 Share Matching | Mgmt | For | TNA | N/A | |
Plan for all Employees | ||||||
27 | Long Term Incentive Plan 2008 | Mgmt | For | TNA | N/A | |
28 | Approve the Swap Agreement with | Mgmt | For | TNA | N/A | |
3rd Party as Alternative to the Item | ||||||
14.1b | ||||||
29 | Approve the 2008 Share Matching | Mgmt | For | TNA | N/A | |
Plan for Key Contributors | ||||||
30 | Long Term Incentive Plan 2008 | Mgmt | For | TNA | N/A | |
31 | Approve the Swap Agreement with | Mgmt | For | TNA | N/A | |
3rd Party as alternative to the Item | ||||||
14.2b | ||||||
32 | Approve the 2008 Restricted Stock | Mgmt | For | TNA | N/A | |
Plan for Executives | ||||||
33 | Long Term Incentive Plan 2008 | Mgmt | For | TNA | N/A | |
34 | Approve the Swap Agreement with | Mgmt | For | TNA | N/A | |
3rd Party as alternative to the Item | ||||||
14.3b | ||||||
35 | Share Transfer | Mgmt | For | TNA | N/A | |
36 | Shareholder Proposal Regarding | Mgmt | N/A | TNA | N/A | |
Abolition of Dual-Class Stock | ||||||
37 | Close Meeting | Mgmt | For | TNA | N/A | |
Experian Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G32655105 | 07/18/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Mr. Fabiola Arredondo as a | Mgmt | For | For | For | |
Director of the Company | ||||||
4 | Elect Mr. Paul Brooks as a Director | Mgmt | For | For | For | |
of the Company | ||||||
5 | Elect Mr. Laurence Danon as a | Mgmt | For | For | For | |
Director of the Company |
6 | Elect Mr. Roger Davis as a Director | Mgmt | For | For | For | |
of the Company | ||||||
7 | Elect Mr. Sean FitzPatrick as a | Mgmt | For | For | For | |
Director of the Company | ||||||
8 | Elect Mr. Alan Jebson as a Director | Mgmt | For | For | For | |
of the Company | ||||||
9 | Elect Mr. John Peace as a Director | Mgmt | For | For | For | |
of the Company | ||||||
10 | Elect Mr. Don Robert as a Director | Mgmt | For | For | For | |
of the Company | ||||||
11 | Elect Sir. Alan Rudge as a Director | Mgmt | For | For | For | |
of the Company | ||||||
12 | Elect Mr. David Tyler as a Director | Mgmt | For | For | For | |
of the Company | ||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Authorize the Directors to determine | Mgmt | For | For | For | |
the remuneration of the Auditors | ||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Electronic Communication | ||||||
19 | Amendments to Articles | Mgmt | For | For | For | |
(Miscellaneous) | ||||||
Finmeccanica SpA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS T4502J151 | 06/05/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Designation of the number of | Mgmt | For | TNA | N/A | |
members of the Board of Directors. | ||||||
4 | Designation of the term of office of | Mgmt | For | TNA | N/A | |
the Board of Directors. | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Election of Directors (Slate) | Mgmt | For | TNA | N/A | |
7 | Election of Directors | Mgmt | For | TNA | N/A |
8 | Appointment of the Chairman of the | Mgmt | For | TNA | N/A | |
Board of Directors. | ||||||
9 | Indication of the emoluments of the | Mgmt | For | TNA | N/A | |
Board of Directors. | ||||||
GKN PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G39004232 | 05/01/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive the Directors' report and | Mgmt | For | For | For | |
accounts | ||||||
2 | Declare a final dividend | Mgmt | For | For | For | |
3 | Re-elect Mr. R.D. Brown as a | Mgmt | For | Against | Against | |
Director | ||||||
4 | Re-elect Mr. M.J.S. Bryson as a | Mgmt | For | Against | Against | |
Director | ||||||
5 | Re-elect Mr. A. Reynolds Smith as a | Mgmt | For | Against | Against | |
Director | ||||||
6 | Re-elect Mr. W.C. Seeger as a | Mgmt | For | Against | Against | |
Director | ||||||
7 | Re-elect Mr. R. Parry-Jones as a | Mgmt | For | Against | Against | |
Director | ||||||
8 | Re-elect Mr. N.M. Stein as a | Mgmt | For | Against | Against | |
Director | ||||||
9 | Re-elect Mr. J.M. Sheldrick as a | Mgmt | For | Against | Against | |
Director | ||||||
10 | Re-elect Sir Peter Williams as a | Mgmt | For | Against | Against | |
Director | ||||||
11 | Re-appoint the Auditors | Mgmt | For | For | For | |
12 | Authorize the Directors to determine | Mgmt | For | For | For | |
the remuneration of the Auditors | ||||||
13 | Authorize the Directors to allot | Mgmt | For | For | For | |
shares in the Company | ||||||
14 | Authorize the Directors to display | Mgmt | For | For | For | |
pre-emption rights | ||||||
15 | Approve the remuneration report of | Mgmt | For | For | For | |
the Directors | ||||||
16 | Authorize the Company to purchase | Mgmt | For | For | For | |
its own shares | ||||||
17 | Authorize the Company to make | Mgmt | For | For | For | |
political donations |
18 | Approve the amendments to the | Mgmt | For | For | For | |
GKN Long Term Incentive Plan | ||||||
2004 | ||||||
19 | Approve the amendments to the | Mgmt | For | For | For | |
Articles of Association | ||||||
GLAXOSMITHKLINE PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G3910J112 | 05/21/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Approve the remuneration report for | Mgmt | For | Against | Against | |
the YE 31 DEC 2007 | ||||||
3 | Elect Mr. Andrew Witty as a Director | Mgmt | For | For | For | |
4 | Elect Mr. Christopher Viehbacher as | Mgmt | For | For | For | |
a Director | ||||||
5 | Elect Professor Sir Roy Anderson | Mgmt | For | For | For | |
as a Director | ||||||
6 | Re-elect Sir Christopher Gent as a | Mgmt | For | For | For | |
Director | ||||||
7 | Re-elect Sir Ian Prosser as a | Mgmt | For | For | For | |
Director | ||||||
8 | Re-elect Dr. Ronaldo Schmitz as a | Mgmt | For | For | For | |
Director | ||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authorize the Audit Committee to | Mgmt | For | For | For | |
determine the remuneration of the | ||||||
Auditors | ||||||
11 | EU Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
IMI PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G47152106 | 05/09/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for the YE 31 DEC 2007 | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Re-elect Mr. N.B.M. Askew as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
5 | Re-elect Mr. M.J. Lamb as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
6 | Re-elect Mr. K.S. Beeston as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authorize the Directors to determine | Mgmt | For | For | For | |
the Auditor's remuneration | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | EU Political Donations | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Adopt New Articles | Mgmt | For | For | For | |
14 | Amendment to New Articles | Mgmt | For | For | For | |
InBev SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS B5064A107 | 04/29/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
7 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
9 | Ratification of Statutory Auditor Acts | Mgmt | For | TNA | N/A | |
10 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | |
11 | Elect Stéfan Descheemaeker | Mgmt | For | TNA | N/A | |
12 | Elect K.J. Storm | Mgmt | For | TNA | N/A | |
13 | Elect K.J. Storm | Mgmt | For | TNA | N/A |
14 | Compensation Policy | Mgmt | For | TNA | N/A | |
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
17 | Authority to Disapply Preemptive | Mgmt | For | TNA | N/A | |
Rights | ||||||
18 | Stock Option Plan | Mgmt | For | TNA | N/A | |
19 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Capital | ||||||
20 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
21 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
22 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Dematerialization of Bearer Shares | ||||||
23 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Shareblocking | ||||||
24 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Dematerialized Shares | ||||||
25 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Dematerialized Shares | ||||||
26 | Amend the Article 5 ter of the By- | Mgmt | For | TNA | N/A | |
Laws as specified | ||||||
27 | Amend the deletion of Articles 39 | Mgmt | For | TNA | N/A | |
and 41 of the By-Laws | ||||||
28 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
29 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
ING Groep NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS N4578E413 | 04/22/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
4 | Annual accounts for 2007 | Mgmt | For | TNA | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
8 | Grant of Stock Options and Shares | Mgmt | For | TNA | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
11 | Ratification of Management Board | Mgmt | For | TNA | N/A | |
Acts |
12 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
14 | Election of Management Board | Mgmt | For | TNA | N/A | |
15 | Elect Eli Leenaars | Mgmt | For | TNA | N/A | |
16 | Elect Eric Bourdais de | Mgmt | For | TNA | N/A | |
Charbonniere | ||||||
17 | Elect Joan Spero | Mgmt | For | TNA | N/A | |
18 | Elect Harish Manwani | Mgmt | For | TNA | N/A | |
19 | Elect Aman Mehta | Mgmt | For | TNA | N/A | |
20 | Elect Jackson Tai | Mgmt | For | TNA | N/A | |
21 | Amendment to Supervisory Board | Mgmt | For | TNA | N/A | |
Members' Fees | ||||||
22 | Authority to Issue Shares w/ or w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
24 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
26 | Authority to Repurchase Preference | Mgmt | For | TNA | N/A | |
A Shares | ||||||
27 | Authority to Cancel Preference A | Mgmt | For | TNA | N/A | |
Shares | ||||||
28 | Redemption and Cancellation of | Mgmt | For | TNA | N/A | |
Preference A Shares | ||||||
29 | Amendments to Articles | Mgmt | For | TNA | N/A | |
30 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
31 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
32 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
LLOYDS TSB GROUP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G5542W106 | 05/08/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive the reports and accounts | Mgmt | For | For | For | |
2 | Approve the Directors' | Mgmt | For | For | For | |
remuneration report | ||||||
3 | Approve the election or re-election | Mgmt | For | For | For | |
of Mr. P.N Green as a Director | ||||||
4 | Approve the election or re-election | Mgmt | For | For | For | |
of Mr. Sir David Manning as a | ||||||
Director |
5 | Approve the election or re-election | Mgmt | For | For | For | |
of Mr. Ewan Brown as a Director | ||||||
6 | Approve the election or re-election | Mgmt | For | For | For | |
of Mr. M. E. Fairey as a Director | ||||||
7 | Approve the election or re-election | Mgmt | For | For | For | |
of Sir Julian Horn-Smith as a | ||||||
Director | ||||||
8 | Approve the election or re-election | Mgmt | For | For | For | |
of Mr. G. T. Tate as a Director | ||||||
9 | Re-appoint the Auditors | Mgmt | For | For | For | |
10 | Grant authority to set the | Mgmt | For | For | For | |
remuneration of the Auditors | ||||||
11 | Authorize the Directors to allot | Mgmt | For | For | For | |
shares | ||||||
12 | Authorize the Directors power to | Mgmt | For | For | For | |
issue shares for cash | ||||||
13 | Authorize the Company to | Mgmt | For | For | For | |
purchase its shares | ||||||
14 | Amend the Articles of association | Mgmt | For | For | For | |
Lukoil OAO | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X5060T106 | 06/26/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Russian Federation | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
2 | Elect Vagit Alekperov | Mgmt | For | For | For | |
3 | Elect Igor Belikov | Mgmt | For | Abstain | Against | |
4 | Elect Donald Wallette, Jr. | Mgmt | For | For | For | |
5 | Elect Valery Grayfer | Mgmt | For | Abstain | Against | |
6 | Elect Oleg Kutafin | Mgmt | For | Abstain | Against | |
7 | Elect Andrey Kostin | Mgmt | For | Abstain | Against | |
8 | Elect Ravil Maganov | Mgmt | For | For | For | |
9 | Elect Richard Matzke | Mgmt | For | For | For | |
10 | Elect Sergei Mikhailov | Mgmt | For | For | For | |
11 | Elect Nikolai Tsvetkov | Mgmt | For | Abstain | Against | |
12 | Elect Igor Sherkunov | Mgmt | For | Abstain | Against | |
13 | Elect Aleksander Shokhin | Mgmt | For | For | For | |
14 | Elect the Audit Commission | Mgmt | For | For | For | |
15 | Directors' and Audit Commission's | Mgmt | For | For | For | |
Fees |
16 | Approve the Auditor | Mgmt | For | For | For | |
17 | Approve the series of transactions | Mgmt | For | For | For | |
with an interest | ||||||
Merck KGAA AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D5357W103 | 03/28/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Approval of the financial statements | Mgmt | For | For | For | |
as per 31 DEC 2007 | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Ratification of the acts of the | Mgmt | For | For | For | |
personal partners | ||||||
7 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Intra-company Contracts | Mgmt | For | For | For | |
10 | Elect Mr. Johannes Baillou as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
11 | Elect Mr. Frank Binder as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
12 | Elect Prof. Dr. Rolf Krebs as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
13 | Elect Dr. Arend Oetker as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
14 | Elect Prof. Dr. Theo Siegert as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
15 | Elect Prof. Dr. Wilhelm Simson as a | Mgmt | For | Against | Against | |
Supervisory Board | ||||||
16 | Amendments to Articles | Mgmt | For | For | For | |
Modern Times Group MTG AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS W56523116 | 05/14/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
5 | Elect Mr. Martin Borresen, Lawyer, | Mgmt | For | TNA | N/A | |
as the Chairman of the meeting | ||||||
6 | Approve the voting list | Mgmt | For | TNA | N/A | |
7 | Approve the agenda | Mgmt | For | TNA | N/A | |
8 | Elect one or two persons to check | Mgmt | For | TNA | N/A | |
and verify the minutes | ||||||
9 | Approve to determine whether the | Mgmt | For | TNA | N/A | |
meeting has been duly convened | ||||||
10 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
13 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
14 | Board Size | Mgmt | For | TNA | N/A | |
15 | Directors' and Auditor's Fees | Mgmt | For | TNA | N/A | |
16 | Election of Directors | Mgmt | For | TNA | N/A | |
17 | Nominating Committee | Mgmt | For | TNA | N/A | |
18 | Compensation Policy | Mgmt | For | TNA | N/A | |
19 | Use/Transfer of Reserves | Mgmt | For | TNA | N/A | |
20 | Authority to Cancel Shares and | Mgmt | For | TNA | N/A | |
Reduce Share Capital | ||||||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
22 | Adopt a Performance Based | Mgmt | For | TNA | N/A | |
Incentive Plan (the Plan) as | ||||||
specified | ||||||
23 | Amend Section 5 of the Articles of | Mgmt | For | TNA | N/A | |
Association as specified | ||||||
24 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
26 | Authority to Transfer Shares | Mgmt | For | TNA | N/A | |
27 | Closing of the meeting | Mgmt | For | TNA | N/A | |
National Bank Of Greece SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X56533114 | 04/17/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reports | Mgmt | For | TNA | N/A |
2 | Financial Statements; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Ratification of Board and Auditor | Mgmt | For | TNA | N/A | |
Acts | ||||||
4 | Directors' Compensation | Mgmt | For | TNA | N/A | |
5 | Board's Transactions | Mgmt | For | TNA | N/A | |
6 | Appointment of Auditor and | Mgmt | For | TNA | N/A | |
Authority to Set Fees | ||||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
9 | Authority to Issue Bonds | Mgmt | For | TNA | N/A | |
10 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment; Authority to Increase | ||||||
Share Capital | ||||||
11 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |
12 | Authority to Issue Preferred Stock | Mgmt | For | TNA | N/A | |
13 | Various announcements and | Mgmt | Abstain | TNA | N/A | |
approvals | ||||||
National Bank Of Greece SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X56533114 | 05/15/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | TNA | N/A | |
2 | Authority to Issue Bonds | Mgmt | For | TNA | N/A | |
3 | Stock Dividend/Dividend | Mgmt | For | TNA | N/A | |
Reinvestment | ||||||
4 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |
5 | Authority to Issue Preferred Shares | Mgmt | For | TNA | N/A | |
w/out Preemptive Rights | ||||||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
Nestle | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H57312466 | 04/10/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Grant discharge to the Board of | Mgmt | For | TNA | N/A | |
Directors and the Management | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |
7 | Elect Mr. Rolf Haenggi to the Board | Mgmt | For | TNA | N/A | |
of Directors (for a term of 3 years) | ||||||
8 | Elect Mr. Paul Bulcke to the Board | Mgmt | For | TNA | N/A | |
of Directors (for a term of 3 years) | ||||||
9 | Elect Mr. Beat W. Hess to the Board | Mgmt | For | TNA | N/A | |
of Directors (for a term of 3 years) | ||||||
10 | Re-elect KPMG SA as the Auditors | Mgmt | For | TNA | N/A | |
(for a term of 1 year) | ||||||
11 | Cancellation of Shares | Mgmt | For | TNA | N/A | |
12 | Approve 1:10 stock split | Mgmt | For | TNA | N/A | |
13 | Amend the Article 5 and 5 BIS | Mgmt | For | TNA | N/A | |
Paragraph 1 of the Articles of | ||||||
Association | ||||||
14 | Approve the complete revision of | Mgmt | For | TNA | N/A | |
the Articles of Association | ||||||
Nokia Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X61873133 | 05/08/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
5 | Approval of the Annual Accounts. | Mgmt | For | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |
9 | Board Size | Mgmt | For | TNA | N/A | |
10 | Election of Directors | Mgmt | For | TNA | N/A | |
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
Novartis AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H5820Q150 | 02/26/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Reduction of Authorized Share | Mgmt | For | TNA | N/A | |
Capital | ||||||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
8 | Amend Article 19 of the Articles of | Mgmt | For | TNA | N/A | |
Incorporation as specified | ||||||
9 | Amend Article 33 of the Articles of | Mgmt | For | TNA | N/A | |
Incorporation as specified | ||||||
10 | Re-elect Mr. Peter Burckhardt M.D. | Mgmt | For | TNA | N/A | |
as a Director, for a 1-year term | ||||||
11 | Re-elect Mr. Ulrich Lehner Ph.D., as | Mgmt | For | TNA | N/A | |
a Director, for a 3-year term | ||||||
12 | Re-elect Mr. Alexander F.Jetzer as a | Mgmt | For | TNA | N/A | |
Director, for a 3-year term | ||||||
13 | Re-elect Mr. Pierre Landolt as a | Mgmt | For | TNA | N/A | |
Director, for a 3-year term | ||||||
14 | Elect Mr. Ann Fudge as a Director, | Mgmt | For | TNA | N/A | |
for a 3-year term | ||||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
OIL COMPANY LUKOIL (JSC)- ADR | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LUKOY | CUSIP9 677862104 | 06/26/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
2 | ELECTION OF AUDIT | Mgmt | For | For | For | |
COMMISSION: IVANOVA, LYUBOV | ||||||
GAVRILOVNA |
3 | ELECTION OF AUDIT | Mgmt | For | For | For | |
COMMISSION: KONDRATIEV, | ||||||
PAVEL GENNADIEVICH | ||||||
4 | ELECTION OF AUDIT | Mgmt | For | For | For | |
COMMISSION: NIKITENKO, | ||||||
VLADIMIR NIKOLAEVICH | ||||||
5 | Directors' and Audit Commission's | Mgmt | For | For | For | |
Fees | ||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | PROVISION OF A LOAN BY OAO | Mgmt | For | For | For | |
LUKOIL (LENDER) TO OAO YUGK | ||||||
TGC-8 (BORROWER). | ||||||
9 | RECEIPT OF A LOAN BY OAO | Mgmt | For | For | For | |
LUKOIL (BORROWER) FROM | ||||||
OAO YUGK TGC-8 (LENDER). | ||||||
10 | RECEIPT OF A LOAN BY OAO | Mgmt | For | For | For | |
LUKOIL (BORROWER) FROM | ||||||
OAO YUGK TGC-8 (LENDER). | ||||||
11 | Related Party Transactions | Mgmt | For | For | For | |
OIL COMPANY LUKOIL (JSC)- ADR | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LUKOY | CUSIP9 677862104 | 06/26/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Vagit Alekperov | Mgmt | For | For | For | |
2 | Elect Igor Belikov | Mgmt | For | Abstain | Against | |
3 | Elect Donald Wallette, Jr. | Mgmt | For | For | For | |
4 | Elect Valery Grayfer | Mgmt | For | Abstain | Against | |
5 | Elect Oleg Kutafin | Mgmt | For | Abstain | Against | |
6 | Elect Andrey Kostin | Mgmt | For | Abstain | Against | |
7 | Elect Ravil Maganov | Mgmt | For | For | For | |
8 | Elect Richard Matzke | Mgmt | For | For | For | |
9 | Elect Sergei Mikhailov | Mgmt | For | For | For | |
10 | Elect Nikolai Tsvetkov | Mgmt | For | Abstain | Against | |
11 | Elect Igor Sherkunov | Mgmt | For | Abstain | Against | |
12 | Elect Aleksander Shokhin | Mgmt | For | For | For | |
OTE-Hellenic Telecommunications | ||||||
Organization SA |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X3258B102 | 06/26/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividend | ||||||
2 | Ratification of Directors' and | Mgmt | For | TNA | N/A | |
Auditors' Acts | ||||||
3 | Appointment of Auditor and | Mgmt | For | TNA | N/A | |
Authority to Set Fees | ||||||
4 | Directors' Fees | Mgmt | For | TNA | N/A | |
5 | Approval of Chairman and CEO's | Mgmt | For | TNA | N/A | |
Compensation | ||||||
6 | Indemnification of Directors and | Mgmt | For | TNA | N/A | |
Management | ||||||
7 | Related Party Transactions | Mgmt | For | TNA | N/A | |
8 | Stock Option Plan | Mgmt | For | TNA | N/A | |
9 | Election of Directors | Mgmt | For | TNA | N/A | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X3258B102 | 11/08/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |
3 | Various announcements | Mgmt | For | TNA | N/A | |
Petroleum Geo-Services ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS R69628114 | 05/07/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
5 | Elect 1 person among those present | Mgmt | For | TNA | N/A | |
at the AGM to countersign the | ||||||
minutes | ||||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |
7 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
8 | Elect KPMG AS as the Company's | Mgmt | For | TNA | N/A | |
new Auditor | ||||||
9 | Elect Jens Ulltveit-Moe | Mgmt | For | TNA | N/A | |
10 | Elect Francis Gugen | Mgmt | For | TNA | N/A | |
11 | Elect Harald Norvik | Mgmt | For | TNA | N/A | |
12 | Elect Wenche Kjølås | Mgmt | For | TNA | N/A | |
13 | Elect Daniel Piette | Mgmt | For | TNA | N/A | |
14 | Elect Holly Deursen | Mgmt | For | TNA | N/A | |
15 | Elect Annette Malm Justad�� | Mgmt | For | TNA | N/A | |
16 | Elect Roger O'Neil | Mgmt | For | TNA | N/A | |
17 | Elect C. Maury Devine | Mgmt | For | TNA | N/A | |
18 | Elect Hanne Harlem | Mgmt | For | TNA | N/A | |
19 | Directors' and Nominating | Mgmt | For | TNA | N/A | |
Committee Fees | ||||||
20 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A | |
of Directors | ||||||
21 | Compensation Guidelines for | Mgmt | For | TNA | N/A | |
Nominating Committee | ||||||
22 | Compensation Policy | Mgmt | For | TNA | N/A | |
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
24 | Approve the Share Option Plan as | Mgmt | For | TNA | N/A | |
specified | ||||||
25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights Pursuant to | ||||||
Stock Option Plan | ||||||
27 | Authority to Issue Convertible | Mgmt | For | TNA | N/A | |
Bonds | ||||||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | |
29 | Amendment to Stock Option Plan | Mgmt | For | TNA | N/A | |
30 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
Praktiker Bau-Und | ||||||
Heimwerkemarkte Holdings | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D6174B108 | 05/30/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Elect Dr. Norbert Bensel to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
9 | Elect Mr. Ulrich Grillo to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
10 | Elect Dr. Kay Hafner to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
11 | Elect Mr. Ebbe Jacobsen to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
12 | Elect Mr. Johann C. Lindberg to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
13 | Elect Mr. Zygmund Mierdorf to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
14 | Elect Dr. Kerstin v. Schenck to the | Mgmt | For | For | For | |
Supervisory Board | ||||||
15 | Elect Prof. Dr. Harald Wiedmann to | Mgmt | For | For | For | |
the Supervisory Board | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Using Equity Derivatives | ||||||
18 | Amendments to Articles | Mgmt | For | For | For | |
Premier Foods PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G72186102 | 05/16/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for the YE 31 DEC 2007 | ||||||
4 | Re-elect Mr. David Beever as a | Mgmt | For | For | For | |
Director | ||||||
5 | Re-elect Mr. Christine Cross as a | Mgmt | For | For | For | |
Director |
6 | Re-elect Mr. Robert Schofield as a | Mgmt | For | For | For | |
Director | ||||||
7 | Re-elect Mr. Paul Thomas as a | Mgmt | For | For | For | |
Director | ||||||
8 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | EU Political Donations | Mgmt | For | For | For | |
13 | Adopt New Articles of Association | Mgmt | For | For | For | |
14 | Amendments to New Articles of | Mgmt | For | For | For | |
Association (Bundled) | ||||||
PRUDENTIAL PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G72899100 | 05/15/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Approve the Directors' remuneration | Mgmt | For | For | For | |
report for the YE 31 DEC 2007 | ||||||
3 | Re-elect Mr. K. B. Dadiseth as a | Mgmt | For | For | For | |
Director | ||||||
4 | Re-elect Ms. K. A. O Donovan as a | Mgmt | For | For | For | |
Director | ||||||
5 | Re-elect Mr. J.H. Ross as a Director | Mgmt | For | For | For | |
6 | Re-elect Lord Turnbull as a Director | Mgmt | For | For | For | |
7 | Elect Sir W. F. W. Bischoff as a | Mgmt | For | For | For | |
Director | ||||||
8 | Elect Ms. A.F. Godbehere as a | Mgmt | For | For | For | |
Director | ||||||
9 | Elect Mr. T .C. Thiam as a Director | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
13 | Remuneration Arrangements (M&G) | Mgmt | For | For | For |
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Adopt New Articles of Association | Mgmt | For | For | For | |
18 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Qualification Shares | ||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Reckitt Benckiser PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G74079107 | 05/01/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Adopt the 2007 report and financial | Mgmt | For | For | For | |
statements | ||||||
2 | Approve the Directors' remuneration | Mgmt | For | Against | Against | |
report | ||||||
3 | Declare a final dividend | Mgmt | For | For | For | |
4 | Re-elect Mr. Adrian Bellamy | Mgmt | For | Against | Against | |
(member of the remuneration | ||||||
committees) | ||||||
5 | Re-elect Mr. Graham Mackay | Mgmt | For | Against | Against | |
(member of the remuneration | ||||||
committees) | ||||||
6 | Re-elect Mr. Bart Becht | Mgmt | For | Against | Against | |
7 | Re-appoint | Mgmt | For | For | For | |
PricewaterhouseCoopers LLP as | ||||||
the Auditors | ||||||
8 | Authorize the Directors to determine | Mgmt | For | For | For | |
the Auditors' the remuneration | ||||||
9 | Approve to renew the authority to | Mgmt | For | For | For | |
allot shares | ||||||
10 | Approve to renew the power to | Mgmt | For | For | For | |
disapply pre-emption rights | ||||||
11 | Approve to renew the authority to | Mgmt | For | For | For | |
purchase own shares | ||||||
12 | Amend the Articles of Association | Mgmt | For | For | For | |
13 | Approve the electronic | Mgmt | For | For | For | |
communications with shareholders |
Reckitt Benckiser PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G7420A107 | 10/04/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |
and Creation of New Share Class | ||||||
2 | Cancellation of Preference Shares | Mgmt | For | For | For | |
3 | Approve to cancel the share | Mgmt | For | For | For | |
premium account of the Company | ||||||
4 | Approve to cancel the capital | Mgmt | For | For | For | |
redemption reserve of the Company | ||||||
5 | Senior Executive Share Ownership | Mgmt | For | For | For | |
Policy Plan | ||||||
6 | Savings Related Share Option Plan | Mgmt | For | For | For | |
7 | Global Stock Profit Plan | Mgmt | For | For | For | |
8 | US Savings-Related Share Option | Mgmt | For | For | For | |
Plan | ||||||
9 | Long Term Incentive Plan | Mgmt | For | Abstain | Against | |
Reckitt Benckiser PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G7420A107 | 10/04/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Court | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |
and Creation of New Share Class | ||||||
Renault SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F77098105 | 04/29/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Receive the consolidated financial | Mgmt | For | For | For | |
statements and statutory reports | ||||||
4 | Approve the financial statements | Mgmt | For | For | For | |
and statutory reports | ||||||
5 | Approve the allocation of income | Mgmt | For | For | For | |
and dividends of EUR 3.80 per | ||||||
Share | ||||||
6 | Approve the special Auditors' report | Mgmt | For | For | For | |
regarding related-party transactions | ||||||
7 | Re-elect Mr. Catherine Brechignac | Mgmt | For | Against | Against | |
as a Director | ||||||
8 | Re-elect Mr. Charles De Croisset as | Mgmt | For | Against | Against | |
a Director | ||||||
9 | Re-elect Mr. Jean-Pierre Garnier as | Mgmt | For | Against | Against | |
a Director | ||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Appoint Deloitte Associes as the | Mgmt | For | For | For | |
Auditor and BEAS as the Deputy | ||||||
Auditor | ||||||
12 | Approve the Auditor's report | Mgmt | For | For | For | |
13 | Authorize the repurchase of up to | Mgmt | For | For | For | |
10% of issued share capital | ||||||
14 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
15 | Approve the Stock Option Plans | Mgmt | For | For | For | |
Grants | ||||||
16 | Approve the Employee Stock | Mgmt | For | Against | Against | |
Purchase Plan | ||||||
17 | Amendment to Directors' Terms of | Mgmt | For | For | For | |
Office | ||||||
18 | Amendment Regarding Electronic | Mgmt | For | For | For | |
Voting | ||||||
19 | Amend the Articles of Association | Mgmt | For | Against | Against | |
regarding age limits for the | ||||||
Directors | ||||||
20 | Elect Mr. Thierry Desmaret as a | Mgmt | For | Against | Against | |
Director | ||||||
21 | Authorize the filing of required | Mgmt | For | For | For | |
documents/other formalities | ||||||
Rio Tinto PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G75754104 | 04/17/2008 | Voted | ||||
Meeting Type | Country of Trade |
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Approve the remuneration report for | Mgmt | For | For | For | |
the YE 31 DEC 2006 as specified | ||||||
4 | Elect Mr. Richard Evans as a | Mgmt | For | For | For | |
Director | ||||||
5 | Elect Mr. Yves Fortier as a Director | Mgmt | For | For | For | |
6 | Elect Mr. Paul Tellier as a Director | Mgmt | For | For | For | |
7 | Re-elect Mr. Thomas Albanese as a | Mgmt | For | For | For | |
Director | ||||||
8 | Re-elect Mr. Vivienne Cox as a | Mgmt | For | For | For | |
Director | ||||||
9 | Re-elect Mr. Richard Goodmanson | Mgmt | For | For | For | |
as a Director | ||||||
10 | Re-elect Mr. Paul Skinner as a | Mgmt | For | For | For | |
Director | ||||||
11 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
13 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Electronic Communication | ||||||
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Amendments to Articles Regarding | Mgmt | For | Abstain | Against | |
Conflict of Interest Provisions | ||||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
19 | Amendments to Terms of DLC | Mgmt | For | For | For | |
Dividend Shares | ||||||
RWE AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D6629K109 | 04/17/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Increase Authorized | Mgmt | For | For | For | |
Capital | ||||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Salzgitter AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D80900109 | 05/21/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Resolution as to the use of the net | Mgmt | For | For | For | |
annual profit | ||||||
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Election of Supervisory Board | Mgmt | For | For | For | |
Members | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Saras Raffinerie Sarde SpA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS T83058106 | 04/29/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends |
4 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
Schibsted ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS R75677105 | 05/08/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Elect the person to chair the | Mgmt | For | TNA | N/A | |
meeting | ||||||
4 | Approve the notice of the AGM and | Mgmt | For | TNA | N/A | |
the agenda | ||||||
5 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
6 | Accounts and Reports; Report of | Mgmt | For | TNA | N/A | |
the Board of Directors | ||||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
8 | Approve the Auditor's fee of NOK | Mgmt | For | TNA | N/A | |
840,000 | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
10 | Report of the Nominating | Mgmt | For | TNA | N/A | |
Committee | ||||||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |
12 | Elect Mr. Karl-Christian Agerup as a | Mgmt | For | TNA | N/A | |
Director | ||||||
13 | Elect Ms. Marie Ehrling as a | Mgmt | For | TNA | N/A | |
Director | ||||||
14 | Elect Mr. Ole Jacob Sunde as a | Mgmt | For | TNA | N/A | |
Director | ||||||
15 | Elect Mr. Christian Ringnes as a | Mgmt | For | TNA | N/A | |
Director | ||||||
16 | Elect Mr. Eva Lindqvist as a Director | Mgmt | For | TNA | N/A | |
17 | Elect Ms. Monica Caneman as a | Mgmt | For | TNA | N/A | |
Director | ||||||
18 | Approve the Directors' fee etc for | Mgmt | For | TNA | N/A | |
the period from MAY 2008 to MAY | ||||||
2009 | ||||||
19 | Elect the Nomination Committee | Mgmt | For | TNA | N/A | |
Members | ||||||
20 | Amend the Company's Articles of | Mgmt | For | TNA | N/A | |
Association Paragraph 10 No.3, 2nd | ||||||
sentence |
21 | Approve the fees payable to the | Mgmt | For | TNA | N/A | |
Nomination Committee's Members | ||||||
22 | Other editorial amendments to the | Mgmt | For | TNA | N/A | |
Articles of Association | ||||||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
Statoil ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS R8412T102 | 05/20/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Opening of the general meeting by | Mgmt | For | TNA | N/A | |
the Chair of the Corporate | ||||||
Assembly | ||||||
5 | Elect the Chair of the meeting | Mgmt | For | TNA | N/A | |
6 | Approve the notice and the agenda | Mgmt | For | TNA | N/A | |
7 | Approve the registration of | Mgmt | For | TNA | N/A | |
attending shareholders and proxies | ||||||
8 | Election of Individual to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
9 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
10 | Approve to determine the | Mgmt | For | TNA | N/A | |
remuneration for the Company's | ||||||
Auditor | ||||||
11 | Elect the Members to the Corporate | Mgmt | For | TNA | N/A | |
Assembly | ||||||
12 | Elect a Member to the Nomination | Mgmt | For | TNA | N/A | |
Committee | ||||||
13 | Approve to determine the | Mgmt | For | TNA | N/A | |
remuneration for the Corporate | ||||||
Assembly | ||||||
14 | Approve to determine the | Mgmt | For | TNA | N/A | |
remuneration for the Nomination | ||||||
Committee | ||||||
15 | Compensation Policy | Mgmt | For | TNA | N/A | |
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
Statoil ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS R8412T102 | 07/05/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
4 | Open of the meeting | Mgmt | For | TNA | N/A | |
5 | Approve the registration of | Mgmt | For | TNA | N/A | |
attending shareholders and proxies | ||||||
�� | 6 | Elect the Chairman of the meeting | Mgmt | For | TNA | N/A |
7 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
8 | Approve the notice of the meeting | Mgmt | For | TNA | N/A | |
and agenda | ||||||
9 | Information Regarding the | Mgmt | For | TNA | N/A | |
Proposed Merger | ||||||
10 | Approve Merger | Mgmt | For | TNA | N/A | |
11 | Authority to Increase Share Capital | Mgmt | For | TNA | N/A | |
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |
13 | Elect the Members and the Deputy | Mgmt | For | TNA | N/A | |
Members of the Corporate | ||||||
Assembly | ||||||
14 | Elect Mr. Olaug Svarva as a | Mgmt | For | TNA | N/A | |
Member of the Nominating | ||||||
Committee | ||||||
15 | Elect Benedicte Schilbred Fasmer | Mgmt | For | TNA | N/A | |
16 | Elect Mr. Tom Rathke as a Member | Mgmt | For | TNA | N/A | |
of the Nominating Committee | ||||||
17 | Elect Mr. Bjoern Stalle Haavik as a | Mgmt | For | TNA | N/A | |
Member of the Nominating | ||||||
Committee | ||||||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
SUEZ | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CINS F90131115 | 05/06/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Appoint Mr. Edmond Alphandery as | Mgmt | For | Against | Against | |
a Director for a 4-year period | ||||||
7 | Appoint Mr. Rene Carron as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
8 | Appoint Mr. Etienne Davignon as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
9 | Appoint Mr. Albert Frere as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
10 | Appoint Mr. Jean Peyrelevade as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
11 | Appoint Mr. Thierry De Rudder as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital through | ||||||
Capitalizations | ||||||
14 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/out | ||||||
Preemptive Rights | ||||||
15 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
16 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Savings Plan | ||||||
17 | Authority to Increase Capital for | Mgmt | For | For | For | |
Employee Benefits | ||||||
18 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Swisscom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H8398N104 | 04/22/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Reduction in Authorized Capital | Mgmt | For | TNA | N/A | |
7 | Amend Clause 3.5 of the Articles of | Mgmt | For | TNA | N/A | |
Incorporation | ||||||
8 | Amend Clause 6.1.3 of the Articles | Mgmt | For | TNA | N/A | |
of Incorporation | ||||||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |
10 | Amend Clause 7 Paragraph 2 of the | Mgmt | For | TNA | N/A | |
Articles of Incorporation | ||||||
11 | Re-elect Dr. Anton Scherrer as a | Mgmt | For | TNA | N/A | |
Chairman of the Board of Directors | ||||||
12 | Re-elect Ms. Catherine Muehle | Mgmt | For | TNA | N/A | |
Mann as a Member of the Board of | ||||||
Directors | ||||||
13 | Re-elect Mr. Hugo Gerber as a | Mgmt | For | TNA | N/A | |
Member of the Board of Directors | ||||||
14 | Elect KPMG AG as the Statutory | Mgmt | For | TNA | N/A | |
Auditors | ||||||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
Telefonica SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS 879382109 | 04/22/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends; Ratification of | ||||||
Board Acts | ||||||
2 | Elect Fernando de Almansa Moreno- | Mgmt | For | Against | Against | |
Barreda | ||||||
3 | Elect José Maria Abríl Perez | Mgmt | For | Against | Against | |
4 | Elect Francisco Javier de Paz | Mgmt | For | Against | Against | |
Mancho | ||||||
5 | Elect María Eva Castillo Sanz | Mgmt | For | Against | Against | |
6 | Elect Luiz Fernando Furlán | Mgmt | For | Against | Against | |
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Share Capital |
9 | Appointment of the Auditors of the | Mgmt | For | For | For | |
Company for the Fiscal Year 2008. | ||||||
10 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
TELEKOM AUSTRIA AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS A8502A102 | 05/20/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
3 | Approve the allocation of the net | Mgmt | For | TNA | N/A | |
income | ||||||
4 | Ratification of Management and | Mgmt | For | TNA | N/A | |
Supervisory Board Acts | ||||||
5 | Approve the remuneration of the | Mgmt | For | TNA | N/A | |
Supervisory Board | ||||||
6 | Elect the Supervisory Board | Mgmt | For | TNA | N/A | |
7 | Elect the Auditors for the FY 2007 | Mgmt | For | TNA | N/A | |
8 | Report on Share Repurchase | Mgmt | For | TNA | N/A | |
Program | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
TNT NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS N86672107 | 04/11/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Adopt the 2007 financial statements | Mgmt | For | TNA | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
8 | Approve to determine and | Mgmt | For | TNA | N/A | |
distribution of dividends |
9 | Grant discharge from liability of the | Mgmt | For | TNA | N/A | |
Board of Management | ||||||
10 | Grant discharge from liability of the | Mgmt | For | TNA | N/A | |
Member of the Supervisory Board | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
14 | Re-appoint Mr. R.J.N. Abrahamsen | Mgmt | For | TNA | N/A | |
as a Member of the Supervisory | ||||||
Board | ||||||
15 | Appoint Mr. P.C. Klaver as a | Mgmt | For | TNA | N/A | |
Member of the Supervisory Board | ||||||
16 | Appoint Mr. G.J. Ruizendaal as a | Mgmt | For | TNA | N/A | |
Member of the Supervisory Board | ||||||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
18 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
20 | Authorize the Board of Management | Mgmt | For | TNA | N/A | |
to issue ordinary shares | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
22 | Authorize the Board of Management | Mgmt | For | TNA | N/A | |
of the Company to acquire its own | ||||||
shares | ||||||
23 | Approve to reduce the issued share | Mgmt | For | TNA | N/A | |
capital by cancellation of own | ||||||
shares | ||||||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
TOGNUM AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D836B5109 | 06/10/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Increase Capital | Mgmt | For | Against | Against | |
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
11 | Elections to the Supervisory Board: | Mgmt | For | For | For | |
Mr. Rolf Eckrodt | ||||||
12 | Elections to the Supervisory Board: | Mgmt | For | Against | Against | |
Mr. Marcus Brennecke | ||||||
13 | Elections to the Supervisory Board: | Mgmt | For | For | For | |
Mr. Sune Karlsson | ||||||
14 | Elections to the Supervisory Board: | Mgmt | For | For | For | |
Mr. Giulio Mazzalupi | ||||||
15 | Elections to the Supervisory Board: | Mgmt | For | Against | Against | |
Mr. Udo Philipp | ||||||
16 | Elections to the Supervisory Board: | Mgmt | For | For | For | |
Dr. Cletus Von Pichler | ||||||
TOTAL SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F92124100 | 05/16/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends; | Mgmt | For | For | For | |
Acknowledgment of Previous Profit | ||||||
Distributions | ||||||
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Severance Package (Thierry | Mgmt | For | For | For | |
Desmarest) | ||||||
8 | Severance Package (Christophe de | Mgmt | For | Against | Against | |
Margerie) | ||||||
9 | Authority to Trade in Company | Mgmt | For | For | For | |
Stock | ||||||
10 | Elect Paul Desmarais Jr. | Mgmt | For | Against | Against | |
11 | Elect Bertrand Jacquillat | Mgmt | For | Against | Against | |
12 | Elect Peter Levene of Portsoken | Mgmt | For | Against | Against | |
13 | Appoint Ms. Patricia Barbizet as a | Mgmt | For | Against | Against | |
Director for a 3-year period |
14 | Appoint Mr. M. Claude Mandil as a | Mgmt | For | Against | Against | |
Director for a 3-year period | ||||||
15 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights | ||||||
16 | Authority to Issue Shares or | Mgmt | For | For | For | |
Convertible Securities w/out | ||||||
Preemptive Rights | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
18 | Authority to Increase Capital for | Mgmt | For | For | For | |
Employee Benefits | ||||||
19 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
to Employees | ||||||
20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Removal of Director (Proposal A) | ||||||
21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Disclosure of Directors' Attendance | ||||||
(Proposal B) | ||||||
22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Granting of Restricted Stock to | ||||||
Employees (Proposal C) | ||||||
Unicredito Italiano SpA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS T95132105 | 05/08/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Approve the profits allocation | Mgmt | For | TNA | N/A | |
4 | Long Term Incentive Plan 2008 | Mgmt | For | TNA | N/A | |
5 | Approve the Shareholding Plan for | Mgmt | For | TNA | N/A | |
all Unicredit Group Employees | ||||||
6 | Appoint the Directors | Mgmt | For | TNA | N/A | |
7 | Directors' Fees | Mgmt | For | TNA | N/A | |
8 | Amendments to Meeting | Mgmt | For | TNA | N/A | |
Regulations |
9 | Approve the emoluments for saving | Mgmt | For | TNA | N/A | |
the shareholders common | ||||||
representative | ||||||
10 | Authorize the current activites as | Mgmt | For | TNA | N/A | |
per the Article 2390 of the civil code | ||||||
11 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights - Stock Option | ||||||
Plan | ||||||
12 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights - Equity Grant | ||||||
Plan | ||||||
13 | Amendments to Articles | Mgmt | For | TNA | N/A | |
Vivendi SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F97982106 | 04/24/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Elect Jean-René Fourtou | Mgmt | For | Against | Against | |
8 | Elect Claude Bébéar | Mgmt | For | Against | Against | |
9 | Elect Gérard Brémond | Mgmt | For | Against | Against | |
10 | Elect Mehdi Dazi | Mgmt | For | Against | Against | |
11 | Elect Henri Lachmann | Mgmt | For | Against | Against | |
12 | Elect Pierre Rodocanachi | Mgmt | For | Against | Against | |
13 | Elect Karel Van Miert | Mgmt | For | Against | Against | |
14 | Elect Jean-Yves Charlier | Mgmt | For | Against | Against | |
15 | Elect Philippe Donnet | Mgmt | For | Against | Against | |
16 | Directors' Fees | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
19 | Authority to Grant Stock Options | Mgmt | For | For | For | |
20 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
to Employees |
21 | Authority to Increase Capital under | Mgmt | For | Against | Against | |
Employee Savings Plan | ||||||
22 | Authority to Increase Capital under | Mgmt | For | Against | Against | |
Employee Savings Plan | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Zurich Financial Services | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H9870Y105 | 04/03/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Authority to Cancel Repurchased | Mgmt | For | TNA | N/A | |
Shares and Reduce Authorized | ||||||
Capital | ||||||
7 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Capital | ||||||
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |
9 | Elect Ms. Susan Bies as a Director | Mgmt | For | TNA | N/A | |
10 | Elect Mr. Victor Chu as a Director | Mgmt | For | TNA | N/A | |
11 | Re-elect Mr. Manfred Gentz as a | Mgmt | For | TNA | N/A | |
Director | ||||||
12 | Re-elect Mr. Fred Kindle as a | Mgmt | For | TNA | N/A | |
Director | ||||||
13 | Re-elect Mr. Tom De Swaan as a | Mgmt | For | TNA | N/A | |
Director | ||||||
14 | Ratify PricewaterhouseCoopers AG | Mgmt | For | TNA | N/A | |
as the Auditors | ||||||
15 | Ratify OBT AG as Special Auditors | Mgmt | For | TNA | N/A |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Europe Equity Fund |
By: | /s/ Charles E. Porter |
Name: | Charles E. Porter |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 1, 2008 |