UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5693 | ||||||||
Name of Registrant: | Putnam Europe Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Europe Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30/11 | ||||||||
Date of reporting period: | 07/01/2010 - 06/30/2011 |
Registrant : | Putnam Europe Equity Fund | |||||||
Fund Name : | Putnam Europe Equity Fund | |||||||
Date of fiscal year end: | 06/30/2011 | |||||||
Actelion Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATLN | CINS H0032X135 | 05/05/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Shareholder Proposal Regarding Special Audit | ShrHldr | Against | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Board Size | ShrHldr | Against | TNA | N/A | |||
13 | Shareholder Proposal Regarding Directors' Terms | ShrHldr | Against | TNA | N/A | |||
14 | Shareholder Proposal Regarding Election/Removal of the Board Chairman by the General Meeting | ShrHldr | Against | TNA | N/A | |||
15 | Shareholder Proposal Regarding Removal of Robert E. Cawthorn | ShrHldr | Against | TNA | N/A | |||
16 | Shareholder Proposal Regarding Removal of Werner Henrich | ShrHldr | Against | TNA | N/A | |||
17 | Shareholder Proposal Regarding Removal of Michael Jacobi | ShrHldr | Against | TNA | N/A | |||
18 | Shareholder Proposal Regarding Removal of Armin Kessler | ShrHldr | Against | TNA | N/A | |||
19 | Shareholder Proposal Regarding Removal of Jean Malo | ShrHldr | Against | TNA | N/A | |||
20 | Re-elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | |||
21 | Re-elect Juhani Anttila | Mgmt | For | TNA | N/A | |||
22 | Re-elect Carl Feldbaum | Mgmt | For | TNA | N/A | |||
23 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | |||
24 | Elect Robert Bertolini | Mgmt | For | TNA | N/A | |||
25 | Shareholder Proposal Regarding Election of James Shannon | ShrHldr | Against | TNA | N/A | |||
26 | Shareholder Proposal Regarding Election of Peter Allen | ShrHldr | Against | TNA | N/A | |||
27 | Shareholder Proposal Regarding Election of Anders Harfstrand | ShrHldr | Against | TNA | N/A | |||
28 | Shareholder Proposal Regarding Election of Robert H.O. Hock | ShrHldr | Against | TNA | N/A | |||
29 | Shareholder Proposal Regarding Election of Elmar Schnee | ShrHldr | Against | TNA | N/A | |||
30 | Shareholder Proposal Regarding Election of Hans-Christian Semmler | ShrHldr | Against | TNA | N/A | |||
31 | Shareholder Proposal Regarding Election of James Shannon as Chairman of the Board of Directors | ShrHldr | Against | TNA | N/A | |||
32 | Election of Robert Cawthorn as Chairman of the Board of Directors | Mgmt | For | TNA | N/A | |||
33 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 06/29/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Meeting Procedures | Mgmt | For | TNA | N/A | |||
3 | Annual Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Elect Sergey Aleksashenko | Mgmt | For | TNA | N/A | |||
9 | Elect Kirill Androsov | Mgmt | For | TNA | N/A | |||
10 | Elect Evgeny Bachurin | Mgmt | For | TNA | N/A | |||
11 | Elect Vladimir Dmitriev | Mgmt | For | TNA | N/A | |||
12 | Elect Leonid Dushatin | Mgmt | For | TNA | N/A | |||
13 | Elect Boris Eliseev | Mgmt | For | TNA | N/A | |||
14 | Elect Alexander Kanischev | Mgmt | For | TNA | N/A | |||
15 | Elect Kirill Lyevin | Mgmt | For | TNA | N/A | |||
16 | Elect Igor Levitin | Mgmt | For | TNA | N/A | |||
17 | Elect Gleb Nikitin | Mgmt | For | TNA | N/A | |||
18 | Elect Vitaly Saveliev | Mgmt | For | TNA | N/A | |||
19 | Elect Dmitry Saprykin | Mgmt | For | TNA | N/A | |||
20 | Elect Andrey Stolyarov | Mgmt | For | TNA | N/A | |||
21 | Elect Konstantin Teterin | Mgmt | For | TNA | N/A | |||
22 | Elect Sergey Chemizov | Mgmt | For | TNA | N/A | |||
23 | Election of Audit Commission | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Amendments to Charter | Mgmt | For | TNA | N/A | |||
26 | Amendments to Regulations Regarding the General Meeting | Mgmt | For | TNA | N/A | |||
27 | Amendments to Regulations of the Board of Directors | Mgmt | For | TNA | N/A | |||
28 | Amendments to Regulations of the Management Board | Mgmt | For | TNA | N/A | |||
29 | Directors' Fees | Mgmt | For | TNA | N/A | |||
30 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
31 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 06/29/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Meeting Procedures | Mgmt | For | TNA | N/A | |||
3 | Early Termination of Board Powers | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Elect Sergey Aleksashenko | Mgmt | For | TNA | N/A | |||
6 | Elect Kirill Androsov | Mgmt | For | TNA | N/A | |||
7 | Elect Evgeny Bachurin | Mgmt | For | TNA | N/A | |||
8 | Elect Vladimir Dmitriev | Mgmt | For | TNA | N/A | |||
9 | Elect Leonid Dushatin | Mgmt | For | TNA | N/A | |||
10 | Elect Boris Eliseev | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Kanischev | Mgmt | For | TNA | N/A | |||
12 | Election of Member of JSC Aeroflot Board of Directors: Levitin Igor Eugenievitch | Mgmt | N/A | TNA | N/A | |||
13 | Elect Kirill Lyevin | Mgmt | For | TNA | N/A | |||
14 | Elect Gleb Nikitin | Mgmt | For | TNA | N/A | |||
15 | Elect Vitaly Saveliev | Mgmt | For | TNA | N/A | |||
16 | Elect Dmitry Saprykin | Mgmt | For | TNA | N/A | |||
17 | Elect Andrey Stolyarov | Mgmt | For | TNA | N/A | |||
18 | Elect Alexander Tikhonov | Mgmt | For | TNA | N/A | |||
19 | Elect Sergey Chemizov | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | |||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | |||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | |||
8 | Amend Article 26-BIS | Mgmt | For | TNA | N/A | |||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | |||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | |||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | |||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
26 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | |||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | |||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||
31 | Remuneration Report | Mgmt | For | TNA | N/A | |||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | |||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | |||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | |||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed in the US on Form F-3 | Mgmt | For | TNA | N/A | |||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | |||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Arkema SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | |||
9 | Elect Francois Enaud | Mgmt | For | For | For | |||
10 | Elect Laurent Mignon | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | |||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | |||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | |||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXA | CINS F06106102 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | |||
10 | Elect Marcus Schenck | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | |||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amend Article 23 | Mgmt | For | For | For | |||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 06/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | Against | Against | |||
6 | Elect Terence Burns | Mgmt | For | Against | Against | |||
7 | Elect Antoine Bernheim | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | |||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | |||
13 | Amend Articles 4, 5, 6-BIS and 8 | Mgmt | For | For | For | |||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Scrip Dividend | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
27 | Remuneration Report | Mgmt | For | For | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Alison Carnwath | Mgmt | For | For | For | |||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
5 | Elect Marcus Agius | Mgmt | For | For | For | |||
6 | Elect David Booth | Mgmt | For | For | For | |||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | |||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||
10 | Elect Simon Fraser | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | |||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||
13 | Elect Christopher Lucas | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Anke Schaferkordt | Mgmt | For | For | For | |||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Martin Houston | Mgmt | For | For | For | |||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | Against | Against | |||
10 | Elect Helene Ploix | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | |||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | |||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | |||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | |||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | |||
17 | Merger by Absorption of SAS Noria | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Paul Anderson | Mgmt | For | For | For | |||
4 | Elect Antony Burgmans | Mgmt | For | For | For | |||
5 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
6 | Elect Sir William Castell | Mgmt | For | For | For | |||
7 | Elect Iain Conn | Mgmt | For | For | For | |||
8 | Elect George David | Mgmt | For | For | For | |||
9 | Elect Ian Davis | Mgmt | For | For | For | |||
10 | Elect Robert Dudley | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect Frank Bowman | Mgmt | For | For | For | |||
13 | Elect Brendan Nelson | Mgmt | For | For | For | |||
14 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Renewal of the BP ShareMatch Plan | Mgmt | For | For | For | |||
23 | Renewal of the BP Sharesave UK Plan | Mgmt | For | For | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
5 | Elect John Gibney | Mgmt | For | Against | Against | |||
6 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
7 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
8 | Elect Paul Moody | Mgmt | For | Against | Against | |||
9 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Directors' Remuneration Report | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BT Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
5 | Elect Ian Livingston | Mgmt | For | Against | Against | |||
6 | Elect Carl Symon | Mgmt | For | Against | Against | |||
7 | Elect Tony Ball | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Carillion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLLN | CINS G1900N101 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Richard Adam | Mgmt | For | Against | Against | |||
4 | Elect Richard Howson | Mgmt | For | Against | Against | |||
5 | Elect David Maloney | Mgmt | For | Against | Against | |||
6 | Elect John McDonough | Mgmt | For | Against | Against | |||
7 | Elect Steven Mogford | Mgmt | For | Against | Against | |||
8 | Elect Vanda Murray | Mgmt | For | Against | Against | |||
9 | Elect Philip Rogerson | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
6 | Elect Helen Alexander | Mgmt | For | For | For | |||
7 | Elect Phil Bentley | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mary Francis | Mgmt | For | For | For | |||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||
11 | Elect Nick Luff | Mgmt | For | For | For | |||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
13 | Elect Ian Meakins | Mgmt | For | For | For | |||
14 | Elect Paul Rayner | Mgmt | For | For | For | |||
15 | Elect Chris Weston | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Christian Dior SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDI | CINS F26334106 | 03/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | |||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | |||
10 | Elect Pierre Gode | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and/or Convertible Securities with Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | |||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | |||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/29/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
8 | Allocation of Dividends from Reserves | Mgmt | For | TNA | N/A | |||
9 | Authority to Increase Conditional Capital | Mgmt | For | TNA | N/A | |||
10 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
11 | Amendment Regarding Voting Procedure | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
13 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
14 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||
15 | Elect Anton van Rossum | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Criteria CaixaCorp, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Scrip Dividend | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | |||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | |||
13 | Asset Swap | Mgmt | For | For | For | |||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
26 | Board Size | Mgmt | For | For | For | |||
27 | Elect Juan-Jose Lopez Burniol | Mgmt | For | Against | Against | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | |||
30 | Appointment of Auditor | Mgmt | For | For | For | |||
31 | Remuneration Policy | Mgmt | For | Against | Against | |||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Werner Gatzer | Mgmt | For | For | For | |||
11 | Elect Thomas Kunz | Mgmt | For | For | For | |||
12 | Elect Elmar Toime | Mgmt | For | For | For | |||
13 | Elect Katja Windt | Mgmt | For | For | For | |||
14 | Elect Hero Brahms | Mgmt | For | For | For | |||
Dongfeng Motor Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0489 | CINS Y21042109 | 10/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | |||
4 | Elect XU Ping | Mgmt | For | Against | Against | |||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | |||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | |||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | |||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | |||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | |||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | |||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | |||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | |||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | |||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | |||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | |||
16 | Elect WEN Shiyang | Mgmt | For | For | For | |||
17 | Elect DENG Mingran | Mgmt | For | For | For | |||
18 | Elect MA Liangjie | Mgmt | For | For | For | |||
19 | Elect REN Yong | Mgmt | For | For | For | |||
20 | Elect LI Chunrong | Mgmt | For | For | For | |||
21 | Elect CHEN Binbo | Mgmt | For | For | For | |||
22 | Elect HUANG Gang | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Demerger Plan | Mgmt | For | TNA | N/A | |||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Early Termination of Directors | Mgmt | For | For | For | |||
2 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||
3 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||
4 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||
5 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Timur Kulibayev | Mgmt | N/A | Abstain | N/A | |||
7 | Elect Viktor Martynov | Mgmt | N/A | Abstain | N/A | |||
8 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||
11 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Payment of Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Charter | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Related Party Transactions | Mgmt | For | For | For | |||
16 | Related Party Transactions | Mgmt | For | For | For | |||
17 | Related Party Transactions | Mgmt | For | For | For | |||
18 | Related Party Transactions | Mgmt | For | For | For | |||
19 | Related Party Transactions | Mgmt | For | For | For | |||
20 | Related Party Transactions | Mgmt | For | For | For | |||
21 | Related Party Transactions | Mgmt | For | For | For | |||
22 | Related Party Transactions | Mgmt | For | For | For | |||
23 | Related Party Transactions | Mgmt | For | For | For | |||
24 | Related Party Transactions | Mgmt | For | For | For | |||
25 | Related Party Transactions | Mgmt | For | For | For | |||
26 | Related Party Transactions | Mgmt | For | For | For | |||
27 | Related Party Transactions | Mgmt | For | For | For | |||
28 | Related Party Transactions | Mgmt | For | For | For | |||
29 | Related Party Transactions | Mgmt | For | For | For | |||
30 | Related Party Transactions | Mgmt | For | For | For | |||
31 | Related Party Transactions | Mgmt | For | For | For | |||
32 | Related Party Transactions | Mgmt | For | For | For | |||
33 | Related Party Transactions | Mgmt | For | For | For | |||
34 | Related Party Transactions | Mgmt | For | For | For | |||
35 | Related Party Transactions | Mgmt | For | For | For | |||
36 | Related Party Transactions | Mgmt | For | For | For | |||
37 | Related Party Transactions | Mgmt | For | For | For | |||
38 | Related Party Transactions | Mgmt | For | For | For | |||
39 | Related Party Transactions | Mgmt | For | For | For | |||
40 | Related Party Transactions | Mgmt | For | For | For | |||
41 | Related Party Transactions | Mgmt | For | For | For | |||
42 | Related Party Transactions | Mgmt | For | For | For | |||
43 | Related Party Transactions | Mgmt | For | For | For | |||
44 | Related Party Transactions | Mgmt | For | For | For | |||
45 | Related Party Transactions | Mgmt | For | For | For | |||
46 | Related Party Transactions | Mgmt | For | For | For | |||
47 | Related Party Transactions | Mgmt | For | For | For | |||
48 | Related Party Transactions | Mgmt | For | For | For | |||
49 | Related Party Transactions | Mgmt | For | For | For | |||
50 | Related Party Transactions | Mgmt | For | For | For | |||
51 | Related Party Transactions | Mgmt | For | For | For | |||
52 | Related Party Transactions | Mgmt | For | For | For | |||
53 | Related Party Transactions | Mgmt | For | For | For | |||
54 | Related Party Transactions | Mgmt | For | For | For | |||
55 | Related Party Transactions | Mgmt | For | For | For | |||
56 | Related Party Transactions | Mgmt | For | For | For | |||
57 | Related Party Transactions | Mgmt | For | For | For | |||
58 | Related Party Transactions | Mgmt | For | For | For | |||
59 | Related Party Transactions | Mgmt | For | For | For | |||
60 | Related Party Transactions | Mgmt | For | For | For | |||
61 | Related Party Transactions | Mgmt | For | For | For | |||
62 | Related Party Transactions | Mgmt | For | For | For | |||
63 | Related Party Transactions | Mgmt | For | For | For | |||
64 | Related Party Transactions | Mgmt | For | For | For | |||
65 | Related Party Transactions | Mgmt | For | For | For | |||
66 | Related Party Transactions | Mgmt | For | For | For | |||
67 | Related Party Transactions | Mgmt | For | For | For | |||
68 | Related Party Transactions | Mgmt | For | For | For | |||
69 | Related Party Transactions | Mgmt | For | For | For | |||
70 | Related Party Transactions | Mgmt | For | For | For | |||
71 | Related Party Transactions | Mgmt | For | For | For | |||
72 | Related Party Transactions | Mgmt | For | For | For | |||
73 | Related Party Transactions | Mgmt | For | For | For | |||
74 | Related Party Transactions | Mgmt | For | For | For | |||
75 | Related Party Transactions | Mgmt | For | For | For | |||
76 | Related Party Transactions | Mgmt | For | For | For | |||
77 | Related Party Transactions | Mgmt | For | For | For | |||
78 | Related Party Transactions | Mgmt | For | For | For | |||
79 | Related Party Transactions | Mgmt | For | For | For | |||
80 | Related Party Transactions | Mgmt | For | For | For | |||
81 | Related Party Transactions | Mgmt | For | For | For | |||
82 | Related Party Transactions | Mgmt | For | For | For | |||
83 | Related Party Transactions | Mgmt | For | For | For | |||
84 | Related Party Transactions | Mgmt | For | For | For | |||
85 | Related Party Transactions | Mgmt | For | For | For | |||
86 | Related Party Transactions | Mgmt | For | For | For | |||
87 | Related Party Transactions | Mgmt | For | For | For | |||
88 | Related Party Transactions | Mgmt | For | For | For | |||
89 | Related Party Transactions | Mgmt | For | For | For | |||
90 | Related Party Transactions | Mgmt | For | For | For | |||
91 | Related Party Transactions | Mgmt | For | For | For | |||
92 | Related Party Transactions | Mgmt | For | For | For | |||
93 | Related Party Transactions | Mgmt | For | For | For | |||
94 | Related Party Transactions | Mgmt | For | For | For | |||
95 | Related Party Transactions | Mgmt | For | For | For | |||
96 | Related Party Transactions | Mgmt | For | For | For | |||
97 | Related Party Transactions | Mgmt | For | For | For | |||
98 | Related Party Transactions | Mgmt | For | For | For | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | For | For | |||
3 | Related Party Transactions | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Related Party Transactions | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Related Party Transactions | Mgmt | For | For | For | |||
16 | Related Party Transactions | Mgmt | For | For | For | |||
17 | Related Party Transactions | Mgmt | For | For | For | |||
18 | Related Party Transactions | Mgmt | For | For | For | |||
19 | Related Party Transactions | Mgmt | For | For | For | |||
20 | Related Party Transactions | Mgmt | For | For | For | |||
21 | Related Party Transactions | Mgmt | For | For | For | |||
22 | Related Party Transactions | Mgmt | For | For | For | |||
23 | Related Party Transactions | Mgmt | For | For | For | |||
24 | Related Party Transactions | Mgmt | For | For | For | |||
25 | Related Party Transactions | Mgmt | For | For | For | |||
26 | Related Party Transactions | Mgmt | For | For | For | |||
27 | Related Party Transactions | Mgmt | For | For | For | |||
28 | Related Party Transactions | Mgmt | For | For | For | |||
29 | Related Party Transactions | Mgmt | For | For | For | |||
30 | Related Party Transactions | Mgmt | For | For | For | |||
31 | Related Party Transactions | Mgmt | For | For | For | |||
32 | Related Party Transactions | Mgmt | For | For | For | |||
33 | Related Party Transactions | Mgmt | For | For | For | |||
34 | Related Party Transactions | Mgmt | For | For | For | |||
35 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||
36 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||
37 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||
38 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||
39 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||
40 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||
41 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||
42 | Elect Elvira Nabiullina | Mgmt | N/A | Abstain | N/A | |||
43 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||
44 | Elect Sergey Shmatko | Mgmt | N/A | Abstain | N/A | |||
45 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||
46 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | |||
47 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A | |||
48 | Elect Vadim Bikulov | Mgmt | N/A | Against | N/A | |||
49 | Elect Aleksey Mironov | Mgmt | N/A | For | N/A | |||
50 | Elect Lidiya Morozova | Mgmt | N/A | For | N/A | |||
51 | Elect Anna Nesterova | Mgmt | N/A | For | N/A | |||
52 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | |||
53 | Elect Karen Oganyan | Mgmt | N/A | For | N/A | |||
54 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A | |||
55 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | |||
56 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | |||
Gemalto N.V. (fka Axalto Holding N.V) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Executive Acts | Mgmt | For | Abstain | Against | |||
8 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
9 | Elect Alex Mandl | Mgmt | For | Against | Against | |||
10 | Elect Michel Soublin | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPW | CINS X980AG100 | 02/28/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening | Mgmt | For | TNA | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
7 | Closing | Mgmt | For | TNA | N/A | |||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPW | CINS X980AG100 | 06/27/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||
7 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | |||
8 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | |||
9 | Management Board Report | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | TNA | N/A | |||
14 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||
15 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
18 | Closing | Mgmt | For | TNA | N/A | |||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPW | CINS X980AG100 | 12/22/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening | Mgmt | For | TNA | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Changes to Supervisory Board | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Closing | Mgmt | For | TNA | N/A | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Simon Dingemans | Mgmt | For | For | For | |||
4 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
5 | Elect Judy Lewent | Mgmt | For | For | For | |||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
7 | Elect Andrew Witty | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Stephanie Burns | Mgmt | For | For | For | |||
10 | Elect H. Lawrence Culp | Mgmt | For | Against | Against | |||
11 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
12 | Elect Sir Deryck Maughan | Mgmt | For | Against | Against | |||
13 | Elect James Murdoch | Mgmt | For | For | For | |||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
16 | Elect Tom de Swaan | Mgmt | For | For | For | |||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Safra Catz | Mgmt | For | For | For | |||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
6 | Elect John Coombe | Mgmt | For | For | For | |||
7 | Elect Rona Fairhead | Mgmt | For | For | For | |||
8 | Elect Douglas Flint | Mgmt | For | For | For | |||
9 | Elect Alexander Flockhart | Mgmt | For | For | For | |||
10 | Elect Stuart Gulliver | Mgmt | For | For | For | |||
11 | Elect James Hughes-Hallett | Mgmt | For | For | For | |||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
13 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
14 | Elect Iain Mackay | Mgmt | For | For | For | |||
15 | Elect Gwyn Morgan | Mgmt | For | Against | Against | |||
16 | Elect Narayana Murthy | Mgmt | For | For | For | |||
17 | Elect Simon Robertson | Mgmt | For | For | For | |||
18 | Elect John Thornton | Mgmt | For | For | For | |||
19 | Elect Sir Brian Williamson | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Share Plan 2011 | Mgmt | For | Against | Against | |||
24 | Directors' Fees | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Amendment to Articles A | Mgmt | For | Against | Against | |||
12 | Amendment to Articles B | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
16 | Elect Koos Timmermans | Mgmt | For | For | For | |||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | |||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | |||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | |||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kabel Deutschland Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Compensation Policy | Mgmt | For | For | For | |||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | |||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | |||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | |||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | |||
10 | Elect Noel Greene | Mgmt | For | Against | Against | |||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | |||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pascal Cagni | Mgmt | For | For | For | |||
5 | Elect Clare Chapman | Mgmt | For | For | For | |||
6 | Elect Daniel Bernard | Mgmt | For | For | For | |||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
10 | Elect Janis Kong | Mgmt | For | For | For | |||
11 | Elect John Nelson | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendment to Management Board Compensation Policy | Mgmt | For | For | For | |||
11 | Amendment to Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect J.B.M. Streppel | Mgmt | For | For | For | |||
14 | Elect M. Bischoff | Mgmt | For | For | For | |||
15 | Elect C.M. Hooymans | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Reduce Share Capital | Mgmt | For | Abstain | Against | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Michele Perini | Mgmt | For | Against | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | List Proposed by Institutional Investors | Mgmt | For | N/A | N/A | |||
8 | List Proposed by Fininvest S.p.A. | Mgmt | For | For | For | |||
9 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO | CINS D53968125 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Compensation Policy | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Peter Kupfer | Mgmt | For | For | For | |||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||
Metso Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO1V | CINS X53579102 | 03/30/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Board Size | Mgmt | For | TNA | N/A | |||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Shares and Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
MOBILE TELESYSTEMS OJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSS | CUSIP 607409109 | 12/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Procedures | Mgmt | For | For | For | |||
2 | Approve Restructuring of OJSC Telesystems Comstar- Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt | Mgmt | For | For | For | |||
3 | Merger by Absorption | Mgmt | For | For | For | |||
4 | Merger by Absorption | Mgmt | For | For | For | |||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||
6 | Amendments to Charter | Mgmt | For | For | For | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/14/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports; Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Pierre Meyers | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/22/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Compensation Policy | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | |||
9 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
10 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
11 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 04/08/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Approval of Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Approval of Share Issuance | Mgmt | For | TNA | N/A | |||
5 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | |||
Pandora A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | |||
13 | Elect Torben Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | |||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | |||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | |||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | |||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | |||
19 | Elect Nikolaj Vejlsgaard | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Pearson plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSON | CINS G69651100 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir David Arculus | Mgmt | For | Against | Against | |||
4 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
5 | Elect Will Ethridge | Mgmt | For | Against | Against | |||
6 | Elect Rona Fairhead | Mgmt | For | Against | Against | |||
7 | Elect Robin Freestone | Mgmt | For | Against | Against | |||
8 | Elect Susan Fuhrman | Mgmt | For | Against | Against | |||
9 | Elect Kenneth Hydon | Mgmt | For | Against | Against | |||
10 | Elect John Makinson | Mgmt | For | Against | Against | |||
11 | Elect Glen Moreno | Mgmt | For | Against | Against | |||
12 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
13 | Elect S. Joshua Lewis | Mgmt | For | Against | Against | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Renewal of Long-Term Incentive Plan | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | Against | Against | |||
2 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||
Porsche Automobil Holding SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Howard Davies | Mgmt | For | For | For | |||
5 | Elect John Foley | Mgmt | For | For | For | |||
6 | Elect Paul Manduca | Mgmt | For | For | For | |||
7 | Elect Michael Wells | Mgmt | For | For | For | |||
8 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||
9 | Elect Rob Devey | Mgmt | For | For | For | |||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Bridget Macaskill | Mgmt | For | For | For | |||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
16 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
19 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | |||
29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |||
5 | Elect Peter Harf | Mgmt | For | Against | Against | |||
6 | Elect Bart Becht | Mgmt | For | Against | Against | |||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | |||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||
4 | Elect Robert Brown | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||
7 | Elect Simon Henry | Mgmt | For | For | For | |||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
14 | Elect Peter Voser | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Sanofi-Aventis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | |||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | |||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||
12 | Elect Igor Landau | Mgmt | For | Against | Against | |||
13 | Elect Gerard Van Kemmel | Mgmt | For | Against | Against | |||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | |||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||
29 | Amendment to Company Name | Mgmt | For | For | For | |||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sberbank Rossii OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | TNA | N/A | |||
2 | Financial Statements | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | |||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | |||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | |||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | |||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | |||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | |||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | |||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | |||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | |||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | |||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | |||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | |||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | |||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | |||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | |||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | |||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | |||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | |||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | |||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | |||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | |||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | |||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | |||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | |||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | |||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | |||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | |||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | |||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
11 | Elect Dominique Senequier | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | |||
15 | Amendment Regarding Censors | Mgmt | For | For | For | |||
16 | Stock Split | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Schroders plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDR | CINS G7860B102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Michael Dobson | Mgmt | For | Against | Against | |||
5 | Elect Massimo Tosato | Mgmt | For | Against | Against | |||
6 | Elect Andrew Beeson | Mgmt | For | Against | Against | |||
7 | Elect Bruno Schroder | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
12 | Share Option Plan | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Elect Gerard Andreck | Mgmt | For | For | For | |||
8 | Elect Peter Eckert | Mgmt | For | For | For | |||
9 | Elect Charles Gave | Mgmt | For | For | For | |||
10 | Elect Denis Kessler | Mgmt | For | For | For | |||
11 | Elect Daniel Lebegue | Mgmt | For | For | For | |||
12 | Elect Guillaume Sarkozy | Mgmt | For | For | For | |||
13 | Elect Luc Rouge | Mgmt | For | For | For | |||
14 | Elect Guylaine Saucier | Mgmt | For | For | For | |||
15 | Elect Jean-Claude Seys | Mgmt | For | For | For | |||
16 | Elect Claude Tendil | Mgmt | For | Against | Against | |||
17 | Elect Daniel Valot | Mgmt | For | For | For | |||
18 | Elect Georges Chodron de Courcel as Censor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
21 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
28 | Authority to Issue Warrants for the Benefit of Underwriters | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
31 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
32 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
33 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||
34 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
12 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
14 | Intra-company Contracts | Mgmt | For | For | For | |||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Corporate Purpose | ShrHldr | Against | Against | For | |||
Sinergiya OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNG | CINS X7844S107 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Financial Statements | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Alexander A. Mechetin | Mgmt | For | Abstain | Against | |||
7 | Elect Sergei V. Molchanov | Mgmt | For | Abstain | Against | |||
8 | Elect Nikolai V. Belokopytov | Mgmt | For | Abstain | Against | |||
9 | Elect Dmitri Aleevski | Mgmt | For | For | For | |||
10 | Elect Nikolai G. Malashenko | Mgmt | For | Abstain | Against | |||
11 | Elect Sergei A. Kuptsov | Mgmt | For | Abstain | Against | |||
12 | Elect Andrey A. Gomzyakov | Mgmt | For | For | For | |||
13 | Elect Dmitri A. Timoshin | Mgmt | For | Abstain | Against | |||
14 | Elect Grigori V. Vasilyenko | Mgmt | For | Abstain | Against | |||
15 | Election of Audit Commission | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Amendments to Charter | Mgmt | For | Against | Against | |||
Smiths Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMIN | CINS G82401111 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Bruno Angelici | Mgmt | For | Against | Against | |||
5 | Elect Peter Turner | Mgmt | For | Against | Against | |||
6 | Elect Donald Brydon | Mgmt | For | Against | Against | |||
7 | Elect Philip Bowman | Mgmt | For | Against | Against | |||
8 | Elect David Challen | Mgmt | For | Against | Against | |||
9 | Elect Stuart Chambers | Mgmt | For | Against | Against | |||
10 | Elect Anne Quinn | Mgmt | For | Against | Against | |||
11 | Elect Sir Kevin Tebbit | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | 2010 Value Sharing Plan | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Societe Generale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Form of Dividend Payment | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Elect Frederic Oudea | Mgmt | For | Against | Against | |||
9 | Elect Anthony Wyand | Mgmt | For | Against | Against | |||
10 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | |||
11 | Elect Kyra Hazou | Mgmt | For | Against | Against | |||
12 | Elect Ana Maria Llopis Rivas | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Technip | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options to Chairman/CEO and Executives | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect John Hughes | Mgmt | For | Against | Against | |||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | |||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |||
6 | Elect Simon Batey | Mgmt | For | Against | Against | |||
7 | Elect Robert Morse | Mgmt | For | Against | Against | |||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | |||
Telefonaktiebolaget LM Ericsson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERIC.A | CINS W26049119 | 04/13/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
22 | 2011 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Treasury Shares Pursuant 2011 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||
24 | Equity Swap Agreement Pursuant 2011 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||
25 | 2011 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Treasury Shares Pursuant 2011 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||
27 | Equity Swap Agreement Pursuant 2011 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||
28 | 2011 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||
29 | Authority to Issue Treasury Shares Pursuant 2011 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||
30 | Equity Swap Agreement Pursuant 2011 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIPs | Mgmt | For | TNA | N/A | |||
32 | Amendments to Corporate Purpose | Mgmt | For | TNA | N/A | |||
33 | Shareholder Proposal Regarding Voting Issue | ShrHldr | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Telenet Group Holding NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNET | CINS B89957110 | 04/27/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Ratify Franck Donk | Mgmt | For | TNA | N/A | |||
10 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | |||
11 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | |||
12 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | |||
13 | Ratify Julien De Wilde | Mgmt | For | TNA | N/A | |||
14 | Ratify Friso Van Oran Je-Nassau | Mgmt | For | TNA | N/A | |||
15 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | |||
16 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | |||
17 | Ratify Shane O Neill | Mgmt | For | TNA | N/A | |||
18 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | |||
19 | Ratify Gene Musselman | Mgmt | For | TNA | N/A | |||
20 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | |||
21 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | |||
22 | Ratify Niall Curran | Mgmt | For | TNA | N/A | |||
23 | Ratify Diderik Karsten | Mgmt | For | TNA | N/A | |||
24 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||
25 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
26 | Elect Balan Nair | Mgmt | For | TNA | N/A | |||
27 | Elect Jim Ryan | Mgmt | For | TNA | N/A | |||
28 | Elect Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||
29 | Elect Diederik Karsten | Mgmt | For | TNA | N/A | |||
30 | Elect Ruth Elisabeth Pirie | Mgmt | For | TNA | N/A | |||
31 | Elect Niall Curran | Mgmt | For | TNA | N/A | |||
32 | Elect Julien De Wilde | Mgmt | For | TNA | N/A | |||
33 | Elect Alex Brabers | Mgmt | For | TNA | N/A | |||
34 | Elect Frank Donck | Mgmt | For | TNA | N/A | |||
35 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
36 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||
37 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
38 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | |||
39 | Amendments to Terms of Options | Mgmt | For | TNA | N/A | |||
40 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
41 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||
11 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Claude Mandil | Mgmt | For | Against | Against | |||
13 | Elect Marie-Christine Coisne | Mgmt | For | Against | Against | |||
14 | Elect Barbara Kux | Mgmt | For | Against | Against | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Share Ownership Disclosure | ShrHldr | Against | Abstain | Against | |||
Tullow Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||
5 | Elect David Bamford | Mgmt | For | Against | Against | |||
6 | Elect Graham Martin | Mgmt | For | Against | Against | |||
7 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||
8 | Elect Patrick Plunkett | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tullow Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | |||
Vedanta Resources PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Naresh Chandra | Mgmt | For | For | For | |||
5 | Elect Euan Macdonald | Mgmt | For | For | For | |||
6 | Elect Aman Mehta | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Adoption of New Articles | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Vedanta Resources PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 12/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/06/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Nominating Committee | Mgmt | For | TNA | N/A | |||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHldr | N/A | TNA | N/A | |||
21 | Long-Term Share-Based Incentive Plan | Mgmt | For | TNA | N/A | |||
22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Whitbread plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTB | CINS G9606P197 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ian Cheshire | Mgmt | For | For | For | |||
5 | Elect Andrew Harrison | Mgmt | For | For | For | |||
6 | Elect Richard Baker | Mgmt | For | For | For | |||
7 | Elect Wendy Becker | Mgmt | For | For | For | |||
8 | Elect Patrick Dempsey | Mgmt | For | For | For | |||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||
10 | Elect Simon Melliss | Mgmt | For | For | For | |||
11 | Elect Christopher Rogers | Mgmt | For | For | For | |||
12 | Elect Stephen Williams | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | UK Sharesave Scheme | Mgmt | For | For | For | |||
17 | International Sharesave Scheme | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wincor Nixdorf AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIN | CINS D9695J105 | 01/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Alexander Dibelius | Mgmt | For | For | For | |||
9 | Elect Hans-Ulrich Holdenried | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||
5 | Elect Dalton Philips | Mgmt | For | For | For | |||
6 | Elect Richard Pennycook | Mgmt | For | For | For | |||
7 | Elect Philip Cox | Mgmt | For | For | For | |||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||
9 | Elect Nigel Robertson | Mgmt | For | For | For | |||
10 | Elect Johanna Waterous | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | |||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | |||
5 | Elect Ruigang Li | Mgmt | For | For | For | |||
6 | Elect Sol Trujillo | Mgmt | For | For | For | |||
7 | Elect Colin Day | Mgmt | For | For | For | |||
8 | Elect Esther Dyson | Mgmt | For | For | For | |||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Stanley Morten | Mgmt | For | For | For | |||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | |||
13 | Elect Lubna Olayan | Mgmt | For | For | For | |||
14 | Elect John Quelch | Mgmt | For | For | For | |||
15 | Elect Mark Read | Mgmt | For | For | For | |||
16 | Elect Paul Richardson | Mgmt | For | For | For | |||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||
18 | Elect Timothy Shriver | Mgmt | For | For | For | |||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | |||
20 | Elect Paul Spencer | Mgmt | For | For | For | |||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Directors' Fees | Mgmt | For | For | For | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
WPP PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP) Awards (UK Portion) | Mgmt | For | For | For | |||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | |||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | |||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | |||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | |||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | |||
Xstrata Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Mick Davis | Mgmt | For | Against | Against | |||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | |||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | |||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
11 | Elect David Rough | Mgmt | For | Against | Against | |||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | |||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | |||
14 | Elect John Bond | Mgmt | For | Against | Against | |||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | |||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Europe Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2011 | |