UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5693 | ||||||||
Name of Registrant: | Putnam Europe Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Europe Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30/14 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam Europe Equity Fund | |||||||
Fund Name : | Putnam Europe Equity Fund | |||||||
Date of fiscal year end : | 06/30/2014 | |||||||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 10 | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
17 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
20 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
22 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |||
23 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | TNA | N/A | |||
25 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
26 | Elect Paulo Alberto Lemann | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
30 | Elect Elio Leoni Sceti | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Elect Valentin Diez Morodo | Mgmt | For | TNA | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
37 | Remuneration Report | Mgmt | For | TNA | N/A | |||
38 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
40 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Long-Term Incentive Plan 2014 | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Tomas Alfaro Drake | Mgmt | For | For | For | |||
4 | Elect Carlos Loring Martinez de Irujo | Mgmt | For | For | For | |||
5 | Elect Jose Luis Palao Garcia-Suelto | Mgmt | For | For | For | |||
6 | Elect Susana Rodriguez Vidarte | Mgmt | For | For | For | |||
7 | Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo | Mgmt | For | For | For | |||
8 | Elect Lourdes Maiz Carro | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Bonus Issue | Mgmt | For | For | For | |||
12 | Bonus Issue | Mgmt | For | For | For | |||
13 | Bonus Issue | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco de Sabadell SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS E15819191 | 03/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
4 | Elect David Martinez Guzman | Mgmt | For | For | For | |||
5 | Elect Sol Daurella Comadran | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Maximum Pay Ratio | Mgmt | For | Against | Against | |||
11 | Deferred Bonus Plan | Mgmt | For | For | For | |||
12 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
15 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Alison J. Carnwath | Mgmt | For | TNA | N/A | |||
12 | Elect Francois Diederich | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
14 | Elect Franz Fehrenbach | Mgmt | For | TNA | N/A | |||
15 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
16 | Elect Anke Schaferkordt | Mgmt | For | TNA | N/A | |||
17 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
18 | Amendments to Control Agreement with BASF Plant Science Company GmbH | Mgmt | For | TNA | N/A | |||
19 | Amendments to Control Agreement with BASF Pigment GmbH | Mgmt | For | TNA | N/A | |||
20 | Amendments to Control Agreement with BASF Immobilien-Gesellschaft mbH | Mgmt | For | TNA | N/A | |||
21 | Amendments to Control Agreement with BASF Handels- und Exportgesellschaft mbH | Mgmt | For | TNA | N/A | |||
22 | Amendments to Control Agreement with LUWOGE GmbH | Mgmt | For | TNA | N/A | |||
23 | Amendments to Control Agreement with BASF Schwarzeide GmbH | Mgmt | For | TNA | N/A | |||
24 | Amendments to Control Agreement with BASF Coatings GmbH | Mgmt | For | TNA | N/A | |||
25 | Amendments to Control Agreement with BASF Polyurethanes GmbH | Mgmt | For | TNA | N/A | |||
26 | Amendments to Control Agreement with BASF New Business GmbH | Mgmt | For | TNA | N/A | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
5 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
6 | Elect John Gibney | Mgmt | For | Against | Against | |||
7 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
8 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
9 | Elect Simon Litherland | Mgmt | For | Against | Against | |||
10 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fiat Industrial S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CINS T42136100 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Julian Metherell | Mgmt | For | For | For | |||
7 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
8 | Elect James William Leng | Mgmt | For | For | For | |||
9 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
10 | Elect Mark Parris | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Nathaniel P. Rothschild | Mgmt | For | Against | Against | |||
13 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
14 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
15 | Elect Murat Yazici | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Restricted Share Plan | Mgmt | For | For | For | |||
20 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
19 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
21 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
22 | Ratify Frank-Dirk Steiniger | Mgmt | For | TNA | N/A | |||
23 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Elect Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
26 | Elect Ludwig Merckle | Mgmt | For | TNA | N/A | |||
27 | Elect Tobias Merckle | Mgmt | For | TNA | N/A | |||
28 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
29 | Elect Jurgen M. Schneider | Mgmt | For | TNA | N/A | |||
30 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
31 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
32 | Amendment to Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Kathleen Casey | Mgmt | For | For | For | |||
6 | Elect Jonathan Evans | Mgmt | For | For | For | |||
7 | Elect Marc Moses | Mgmt | For | For | For | |||
8 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
9 | Elect Safra A. Catz | Mgmt | For | For | For | |||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
11 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
12 | Elect Joachim Faber | Mgmt | For | For | For | |||
13 | Elect Rona Fairhead | Mgmt | For | For | For | |||
14 | Elect Renato Fassbind | Mgmt | For | For | For | |||
15 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
16 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
17 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
18 | Elect John P Lipsky | Mgmt | For | For | For | |||
19 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
20 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
21 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesar Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Jose Pedro Perez Llorca | Mgmt | For | Against | Against | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
19 | Ratification of the Co-Option of Marjorie Scardino | Mgmt | For | For | For | |||
20 | Ratification of the Co-Option of Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Disapplication of Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
26 | Adoption of Consolidated Tax Regime | Mgmt | For | For | For | |||
27 | Remuneration Report | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intrum Justitia AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IJ | CINS W4662R106 | 04/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Approval of a share redemption and bonus issue program. | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Jazztel plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZ | CINS G5085M234 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Pedro Angel Navarro Martinez | Mgmt | For | For | For | |||
5 | Elect Jose Luis Diez Garcia | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Daniel Bernard | Mgmt | For | For | For | |||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
7 | Elect Pascal Cagni | Mgmt | For | For | For | |||
8 | Elect Clare Chapman | Mgmt | For | For | For | |||
9 | Elect Ian Cheshire | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Janis Kong | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Tible | Mgmt | For | For | For | |||
15 | Elect Karen Witts | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Kingfisher Incentive Share Plan | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS ADPC01888 | 05/20/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||
30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain | Mgmt | For | TNA | N/A | |||
Nexity | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXI | CINS F6527B126 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports ; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions (Excluding BPCE Group) | Mgmt | For | For | For | |||
9 | Related Party Transactions (BPCE Group) | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Ms. Christine Fabresse | Mgmt | For | For | For | |||
11 | Ratification the Co-option of Mr. Daniel Karyotis | Mgmt | For | For | For | |||
12 | Appointment of Auditor (KPMG Audit IS) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (KPMG Audit ID) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor (Mr. Franck Boyer) | Mgmt | For | For | For | |||
16 | Remuneration of Mr. Alain Dinin, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Mr. Herve Denize, deputy CEO | Mgmt | For | For | For | |||
18 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
24 | Greenshoe | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
28 | Authority to Use Capital Authorities as Takeover Defense | Mgmt | For | Against | Against | |||
29 | Authority to Issue Free Shares | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | |||
32 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
33 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nordea Bank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDA | CINS W57996105 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | TNA | N/A | |||
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
25 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
26 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
27 | Shareholder Proposal Regarding an Initiative for an Integration Institute | ShrHldr | N/A | TNA | N/A | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Executive Remuneration; Board Fees (2014) | Mgmt | For | TNA | N/A | |||
7 | Executive Remuneration; Board Fees (2015) | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
10 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
13 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
14 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Wolfgang Zurcher | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Zurcher as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Wuffli as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Steffen Meister as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edward J. Casey | Mgmt | For | For | For | |||
6 | Elect Rupert Soames | Mgmt | For | For | For | |||
7 | Elect Mike Clasper | Mgmt | For | For | For | |||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
9 | Elect Tamara Ingram | Mgmt | For | For | For | |||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | |||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
14 | Elect Angie Risley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
7 | Elect Gregor Alexander | Mgmt | For | For | For | |||
8 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
9 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Michael Tobin | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unipol Gruppo Finanziario S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNI | CINS T9532W106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Paolo Cattabiani | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Performance Share Plan 2013-2015 | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares of the Company and Finsoe S.p.A. | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
24 | Issuance of Treasury Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of aconversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Europe Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |