UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5693 | ||||||||
Name of Registrant: | Putnam Europe Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Europe Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 6/30/13 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Europe Equity Fund | |||||||
Fund Name : | Putnam Europe Equity Fund | |||||||
Date of Fiscal Year End: | 06/30/2013 | |||||||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter Smith | Mgmt | For | For | For | |||
11 | Elect George Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | |||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | |||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | |||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | |||
7 | Merger by Absorption | Mgmt | For | For | For | |||
8 | Bonus Issue | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Annual Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Approval of Corporate Website | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir David Walker | Mgmt | For | For | For | |||
4 | Elect Tim Breedon | Mgmt | For | For | For | |||
5 | Elect Antony Jenkins | Mgmt | For | For | For | |||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
7 | Elect David Booth | Mgmt | For | For | For | |||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect Christopher Lucas | Mgmt | For | For | For | |||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
3 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Den Jones | Mgmt | For | For | For | |||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
6 | Elect Peter Backhouse | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Chris Finlayson | Mgmt | For | For | For | |||
9 | Elect Andrew Gould | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement (Jean-Laurent Bonnafe) | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | |||
11 | Elect Michel J. Tilmant | Mgmt | For | Against | Against | |||
12 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | |||
13 | Elect Christophe de Margerie | Mgmt | For | Against | Against | |||
14 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities for Statutory Auditors | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect John P. Daly | Mgmt | For | For | For | |||
8 | Elect Karen de Segundo | Mgmt | For | For | For | |||
9 | Elect Nicandro Durante | Mgmt | For | For | For | |||
10 | Elect Ann Godbehere | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Anthony Ruys | Mgmt | For | For | For | |||
15 | Elect Ben Stevens | Mgmt | For | For | For | |||
16 | Elect Richard Tubb | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | Against | Against | |||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | |||
8 | Elect Mary Francis | Mgmt | For | Against | Against | |||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | |||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
11 | Elect Nick Luff | Mgmt | For | Against | Against | |||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | |||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | |||
14 | Elect Chris Weston | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Christian Dior SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDI | CINS F26334106 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
13 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | |||
14 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | |||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Andrew Martin | Mgmt | For | For | For | |||
9 | Elect John Bason | Mgmt | For | For | For | |||
10 | Elect Sir James Crosby | Mgmt | For | For | For | |||
11 | Elect Susan Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | |||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
5 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
6 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | |||
7 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | |||
8 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS F17114103 | 03/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Cancellation of Shares | Mgmt | For | For | For | |||
7 | Elect Thomas Enders | Mgmt | For | For | For | |||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | |||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | |||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | |||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
14 | Elect Sir John Parker | Mgmt | For | For | For | |||
15 | Elect Michel Pebereau | Mgmt | For | For | For | |||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | |||
17 | Elect Denis Ranque | Mgmt | For | For | For | |||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | |||
10 | Appointment of KPMG | Mgmt | For | For | For | |||
11 | Compensation Guidelines | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 07/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fiat Industrial S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CINS T42136100 | 04/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Account and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Exor S.p.A | Mgmt | For | For | For | |||
6 | List Presented by Group of Investors Representing 1% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Buford Alexander | Mgmt | For | For | For | |||
6 | Elect John Ormerod | Mgmt | For | For | For | |||
7 | Elect Homaira Akbari | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
4 | Elect Jing Ulrich | Mgmt | For | For | For | |||
5 | Elect Hans Wijers | Mgmt | For | For | For | |||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
11 | Elect Simon Dingemans | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
16 | Elect Tom de Swaan | Mgmt | For | For | For | |||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | |||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | |||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
12 | Elect Simon Murray | Mgmt | For | Against | Against | |||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | |||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
15 | Elect LI Ning | Mgmt | For | Against | Against | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | |||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | |||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
5 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
6 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
7 | Elect James B. Comey | Mgmt | For | For | For | |||
8 | Elect John Coombe | Mgmt | For | For | For | |||
9 | Elect Joachim Faber | Mgmt | For | For | For | |||
10 | Elect Rona Fairhead | Mgmt | For | For | For | |||
11 | Elect Renato Fassbind | Mgmt | For | For | For | |||
12 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
13 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
14 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | |||
15 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
16 | Elect John P Lipsky | Mgmt | For | For | For | |||
17 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
18 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
19 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
20 | Elect John L. Thornton | Mgmt | For | For | For | |||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | |||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | |||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | |||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | |||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | |||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Jazztel plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZ | CINS G5085M234 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | Against | Against | |||
4 | Elect Maria Elena Gil Garcia | Mgmt | For | For | For | |||
5 | Elect Maria Luisa Jorda Castro | Mgmt | For | For | For | |||
6 | Elect Maria Antonia Otero Quintas | Mgmt | For | For | For | |||
7 | Elect Mireia Perez Sales | Mgmt | For | For | For | |||
8 | Elect Leopoldo Fernandez Pujals | Mgmt | For | For | For | |||
9 | Elect Jose Miguel Garcia Fernandez | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Extraordinary Variable Remuneration Plan | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Preemptive Rights | Mgmt | For | For | For | |||
Kabel Deutschland Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Antoinette Aris | Mgmt | For | For | For | |||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | |||
11 | Elect Paul Stodden | Mgmt | For | For | For | |||
12 | Elect Torsten Winkler | Mgmt | For | For | For | |||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | |||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | |||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | |||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | |||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||
12 | Elect James C Kenny | Mgmt | For | Against | Against | |||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | |||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | |||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
25 | Amendment to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
10 | Elect Janis Kong | Mgmt | For | For | For | |||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||
13 | Elect Philippe Tible | Mgmt | For | For | For | |||
14 | Elect Karen Witts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | |||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | |||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | |||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis Fedotov | Mgmt | For | For | For | |||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Amendments to Charter | Mgmt | For | For | For | |||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | |||
20 | Related Party Major Transaction | Mgmt | For | For | For | |||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | |||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | |||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | |||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | |||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Merck KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | |||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | |||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | |||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | |||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | |||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | |||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
6 | Elect Steven Hoch | Mgmt | For | TNA | N/A | |||
7 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
9 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
9 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
10 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
11 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | |||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | |||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | |||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | |||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | |||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | |||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | |||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | |||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
7 | Elect Richard Pennycook | Mgmt | For | For | For | |||
8 | Elect Jonathan Davie | Mgmt | For | For | For | |||
9 | Elect Mark Preston | Mgmt | For | For | For | |||
10 | Elect Marion Sears | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 10/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | |||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | |||
10 | Elect Lance Browne | Mgmt | For | Against | Against | |||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | |||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | |||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | |||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | |||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHoldr | For | Against | Against | |||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHoldr | Against | Against | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | N/A | For | N/A | |||
2 | Accounts | Mgmt | N/A | For | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | |||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | |||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | |||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | |||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | |||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | |||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | |||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | |||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | |||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | |||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | |||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | |||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | Against | Against | |||
8 | Elect Gerard Andreck | Mgmt | For | For | For | |||
9 | Elect Charles Gave | Mgmt | For | For | For | |||
10 | Elect Thierry Derez | Mgmt | For | For | For | |||
11 | Elect Fields Wick-Miurin | Mgmt | For | For | For | |||
12 | Elect Kory Sorenson | Mgmt | For | For | For | |||
13 | Elect Andreas Brandstetter | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
23 | Authority to Issue Warrants as Contingent Capital | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
29 | Amendments to Article 5 | Mgmt | For | For | For | |||
30 | Amendments to Articles Regarding Director Terms | Mgmt | For | For | For | |||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect William M. Burns | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect David Ginsburg | Mgmt | For | For | For | |||
6 | Elect Graham Hetherington | Mgmt | For | For | For | |||
7 | Elect David Kappler | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Anne Minto | Mgmt | For | For | For | |||
10 | Elect David M. Stout | Mgmt | For | For | For | |||
11 | Elect Steven Gillis | Mgmt | For | For | For | |||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | |||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | |||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | |||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | |||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | |||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | |||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | |||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Bernard de Laguiche | Mgmt | For | TNA | N/A | |||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | TNA | N/A | |||
11 | Elect Nicolas Boel | Mgmt | For | TNA | N/A | |||
12 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | |||
13 | Elect Herve Coppens d'Eeckenbrugge | Mgmt | For | TNA | N/A | |||
14 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Herve Coppens d'Eeckenbrugge) | Mgmt | For | TNA | N/A | |||
16 | Ratification of Independence (Evelyn du Monceau) | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Elect Francoise de Viron | Mgmt | For | TNA | N/A | |||
19 | Ratification of Francoise de Viron's Independence | Mgmt | For | TNA | N/A | |||
20 | Elect Amparo Moraleda | Mgmt | For | TNA | N/A | |||
21 | Ratification of Amparo Moraleda's Independence | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor (represented by Eric Nye) | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor (represented by Frank Verhaegen) | Mgmt | For | TNA | N/A | |||
24 | Authority to Set Auditor Fees | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
SSE Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
7 | Elect Ian Marchant | Mgmt | For | For | For | |||
8 | Elect Gregor Alexander | Mgmt | For | For | For | |||
9 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
10 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
11 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
12 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TDC A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDC | CINS K94545116 | 03/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Vagn Ove Sorensen | Mgmt | For | TNA | N/A | |||
10 | Elect Pierre Danon | Mgmt | For | TNA | N/A | |||
11 | Elect Christine Bosse | Mgmt | For | TNA | N/A | |||
12 | Elect Angus Porter | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | |||
14 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | |||
15 | Elect Pieter Knook | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | |||
19 | Director's Fees | Mgmt | For | TNA | N/A | |||
20 | Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John Hughes | Mgmt | For | For | For | |||
5 | Elect Michael Tobin | Mgmt | For | For | For | |||
6 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||
7 | Elect Simon Batey | Mgmt | For | For | For | |||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||
9 | Elect John O'Reilly | Mgmt | For | For | For | |||
10 | Elect Claudia Arney | Mgmt | For | For | For | |||
11 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | |||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | |||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | |||
5 | Elect Galia Maor | Mgmt | For | Against | Against | |||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | |||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | |||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||
8 | Elect William Waggott | Mgmt | For | Against | Against | |||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||
10 | Elect Horst Baier | Mgmt | For | Against | Against | |||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||
12 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||
13 | Elect Janis Kong | Mgmt | For | Against | Against | |||
14 | Elect Coline McConville | Mgmt | For | Against | Against | |||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | |||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||
18 | Elect Harold Sher | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Turk Hava Yollari As | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THYAO | CINS M8926R100 | 03/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | |||
5 | Reports (Statutory and Independent Auditors) | Mgmt | For | TNA | N/A | |||
6 | Accounts | Mgmt | For | TNA | N/A | |||
7 | Reports (Board of Directors) | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Ratification of the Co-Option of Auditory Committee Members | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor (Capital Markets Board) | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor (Turkish Commercial Code) | Mgmt | For | TNA | N/A | |||
16 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Charitable Donations | Mgmt | For | TNA | N/A | |||
19 | Wishes, Closing | Mgmt | For | TNA | N/A | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | |||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | |||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | |||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | |||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | |||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | |||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | |||
7 | Elect Michael Jay | Mgmt | For | Against | Against | |||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | |||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | |||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vivendi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIV | CINS F97982106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Loss/Dividends | Mgmt | For | For | For | |||
8 | Severance Agreement (Philippe Capron) | Mgmt | For | For | For | |||
9 | Elect Vincent Bollore | Mgmt | For | Against | Against | |||
10 | Elect Pascal Cagni | Mgmt | For | Against | Against | |||
11 | Elect Yseulys Costes | Mgmt | For | Against | Against | |||
12 | Elect Alexandre De Juniac | Mgmt | For | Against | Against | |||
13 | Elect Nathalie Bricault | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Increase Capital through Issuance of Shares and/or Convertibel Securities in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee James | Mgmt | For | For | For | |||
7 | Elect Alan Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel Jonah | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
12 | Elect Anthony Watson | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Directors' Remuneration Report | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
21 | Shareholder Proposal Regarding Board Gender Representation | ShrHoldr | N/A | TNA | N/A | |||
22 | Shareholder Proposal Regarding Expansion of Internship Program | ShrHoldr | N/A | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Colin Day | Mgmt | For | For | For | |||
6 | Elect Esther Dyson | Mgmt | For | For | For | |||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | |||
8 | Elect Philip Lader | Mgmt | For | For | For | |||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
10 | Elect Mark Read | Mgmt | For | For | For | |||
11 | Elect Paul Richardson | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
13 | Elect Timothy Shriver | Mgmt | For | For | For | |||
14 | Elect Martin Sorrell | Mgmt | For | For | For | |||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
16 | Elect Roger Agnelli | Mgmt | For | For | For | |||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
18 | Elect Hugo Shong | Mgmt | For | For | For | |||
19 | Elect Sally Susman | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme of Arrangement | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Migration of Tax Residence | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Change in Company Name | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Pamela G. Boumeester | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Europe Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |