UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
FORM N-PX | ||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | ||
MANAGEMENT INVESTMENT COMPANY | ||
Investment Company Act File Number : | 811-5693 | |
Name of Registrant: | Putnam Europe Equity Fund | |
Address of Principal Executive Offices: | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
Name and address of agent of service: | ||
James P. Pappas, Vice President | ||
Putnam Europe Equity Fund | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
CC: | ||
John W. Gerstmayr, Esq. | ||
Ropes & Gray LLP | ||
One International Place | ||
Boston, Massachusetts 02110 | ||
Registrant's telephone number including area code: | ||
(617) 292-1000 | ||
Date of fiscal year end: | ||
6/30/10 | ||
Date of reporting period: | ||
07/01/2009 - 06/30/2010 | ||
Item 1: Proxy Voting Record | ||||||
Registrant : Putnam Europe Equity Fund | ||||||
Fund Name : Putnam Europe Equity Fund | ||||||
Date of fiscal year end : 06/30/2010 | ||||||
Akzo Nobel N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AKZA | CINS N01803100 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Allocation of Profit | Mgmt | N/A | For | Against | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
10 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
11 | Elect Karel Vuursteen | Mgmt | For | For | For | |
12 | Elect Antony Burgmans | Mgmt | For | For | For | |
13 | Elect Louis Hughes | Mgmt | For | For | For | |
14 | Amendment to Compensation | Mgmt | For | Against | Against | |
Policy | ||||||
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Amendments to Articles | Mgmt | For | For | For | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Alstom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
ALO | CINS F0259M475 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | Abstain | Against | |
8 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |
9 | Elect Philippe Marien | Mgmt | For | Against | Against | |
10 | Elect Georges Chodron de Courcel | Mgmt | For | Against | Against | |
11 | Elect Lalita Gupte | Mgmt | For | Against | Against | |
12 | Elect Katrina Landis | Mgmt | For | Against | Against | |
13 | Directors' Fees | Mgmt | For | For | For | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital Through | ||||||
Capitalizations; Authority to Issue | ||||||
Debt Instruments | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
18 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
19 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan for the | ||||||
Benefit of Overseas Employees | ||||||
20 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
for Employees and Executives | ||||||
21 | Authority to Issue Stock Options for | Mgmt | For | For | For | |
Employees and Executives |
22 | Amendments Regarding Share | Mgmt | For | For | For | |
Ownership Disclosure | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Anheuser-Busch Inbev SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABI | CINS B6399C107 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Amendment Regarding Director | Mgmt | For | TNA | N/A | |
Term Lengths | ||||||
4 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Implementation of EU Directive | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Authority to Exclude Preference | Mgmt | For | TNA | N/A | |
Right of Existing Shareholders | ||||||
8 | Authority to Issue Subscription | Mgmt | For | TNA | N/A | |
Rights | ||||||
9 | Authority to Increase Capital with | Mgmt | For | TNA | N/A | |
Regards to Issuance | ||||||
10 | Authority to Exercise Power | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits and Dividends | ||||||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
16 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |
17 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |
18 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |
19 | Elect Carlos de Veiga Sicupira | Mgmt | For | TNA | N/A | |
20 | Elect Jorge Paulo Lemann | Mgmt | For | TNA | N/A | |
21 | Elect Roberto Moses Thompson | Mgmt | For | TNA | N/A | |
Motta | ||||||
22 | Elect Marcel Telles | Mgmt | For | TNA | N/A | |
23 | Elect Jean-Luc Dehaene | Mgmt | For | TNA | N/A | |
24 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |
25 | Replacement of Auditor | Mgmt | For | TNA | N/A | |
26 | Remuneration Report | Mgmt | For | TNA | N/A | |
27 | Approval of Equity Grants | Mgmt | For | TNA | N/A |
28 | Approval of Change in Control | Mgmt | For | TNA | N/A | |
Provision Relating to EMTN | ||||||
Program | ||||||
29 | Change of Control Provision | Mgmt | For | TNA | N/A | |
Relating to the US Dollar Notes | ||||||
30 | Change of Control Provisions | Mgmt | For | TNA | N/A | |
Relating to Senior Facilities | ||||||
Agreement | ||||||
31 | Change of Control Provision | Mgmt | For | TNA | N/A | |
Relating to Term Facilities | ||||||
Agreement | ||||||
32 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
ArcelorMittal S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MT | CINS L0302D129 | 05/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Luxembourg | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Results/Dividends | Mgmt | For | TNA | N/A | |
6 | Directors' Fees | Mgmt | For | TNA | N/A | |
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
8 | Acknowledgment of Board | Mgmt | For | TNA | N/A | |
Resignation and Cooptation | ||||||
9 | Elect Vanisha Mittal Bahtia | Mgmt | For | TNA | N/A | |
10 | Elect Jeannot Krecke | Mgmt | For | TNA | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
13 | Stock Option Plan | Mgmt | For | TNA | N/A | |
14 | Employee Share Purchase Plan | Mgmt | For | TNA | N/A | |
15 | Waiver of Public Offer Requirement | Mgmt | For | TNA | N/A | |
ASML Holding N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASML | CINS N07059178 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Amendment to Compensation | Mgmt | For | For | For | |
Policy | ||||||
11 | Performance Share Grants to | Mgmt | For | For | For | |
Management Board (Revised | ||||||
Compensation Policy) | ||||||
12 | Performance Share Grants (Current | Mgmt | For | Abstain | Against | |
Compensation Policy) | ||||||
13 | Performance Stock Options | Mgmt | For | Abstain | Against | |
(Current Compensation Policy) | ||||||
14 | Stock Option Grants to Employees | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |
23 | Authority to Cancel Shares | Mgmt | For | For | For | |
24 | Authority to Cancel Additional | Mgmt | For | For | For | |
Shares | ||||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Autonomy Corporation PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AU | CINS G0669T101 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Webb | Mgmt | For | Against | Against | |
4 | Elect Sushovan Hussain | Mgmt | For | Against | Against | |
5 | Elect Michael Lynch | Mgmt | For | Against | Against | |
6 | Elect John McMonigall | Mgmt | For | Against | Against | |
7 | Elect Richard Perle | Mgmt | For | Against | Against | |
8 | Elect Barry Ariko | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
Aviva PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AV | CINS G0683Q109 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Andrea Moneta | Mgmt | For | For | For | |
4 | Elect Patrick Regan | Mgmt | For | For | For | |
5 | Elect Michael Hawker | Mgmt | For | For | For | |
6 | Elect Leslie Van de Walle | Mgmt | For | For | For | |
7 | Elect Andrew Moss | Mgmt | For | For | For | |
8 | Elect Lord Colin Sharman of | Mgmt | For | For | For | |
Redlynch | ||||||
9 | Elect Scott Wheway | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |
15 | Advisory Vote on Corporate | Mgmt | For | For | For | |
Responsibility Report | ||||||
16 | Authorisation of Political Donations | Mgmt | For | For | For |
17 | Authority to Issue Preferred Shares | Mgmt | For | For | For | |
18 | Authority to Set General meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
19 | Adoption of New Articles | Mgmt | For | For | For | |
20 | Authority to Repurchase Ordinary | Mgmt | For | For | For | |
Shares | ||||||
21 | Authority to Repurchase 8 3/4% | Mgmt | For | For | For | |
Preference Shares | ||||||
22 | Authority to Repurchase 8 3/8% | Mgmt | For | For | For | |
Preference Shares | ||||||
AXA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AXA | CINS F06106102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Supplementary Retirement Benefits | Mgmt | For | For | For | |
(Henri de Castries, Denis Duverne | ||||||
and Francois Pierson) | ||||||
9 | Severance Package and Retirement | Mgmt | For | For | For | |
Benefits (Henri de Castries) | ||||||
10 | Severance Package and Retirement | Mgmt | For | Abstain | Against | |
Benefits (Denis Duverne) | ||||||
11 | Elect Norbert Dentressangle | Mgmt | For | Abstain | Against | |
12 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Jean-Brice de Turkheim) | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights for the Benefit of | ||||||
Overseas Employees |
17 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
18 | Amendment to Governing Structure; | Mgmt | For | For | For | |
Correlative Amendment of Articles | ||||||
19 | Amendments to Articles 7, 8 and 10 | Mgmt | For | For | For | |
20 | Elect Henri de Castries | Mgmt | For | Against | Against | |
21 | Elect Denis Duverne | Mgmt | For | Against | Against | |
22 | Elect Jacques d'Armand de | Mgmt | For | Against | Against | |
Chateauvieux | ||||||
23 | Elect Norbert Dentressangle | Mgmt | For | Against | Against | |
24 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | |
25 | Elect Anthony Hamilton | Mgmt | For | Against | Against | |
26 | Elect Francois Martineau | Mgmt | For | Against | Against | |
27 | Elect Giuseppe Mussari | Mgmt | For | Against | Against | |
28 | Elect Ramon de Oliveira | Mgmt | For | Against | Against | |
29 | Elect Michel Pebereau | Mgmt | For | Against | Against | |
30 | Elect Dominique Reiniche | Mgmt | For | Against | Against | |
31 | Elect Ezra Suleiman | Mgmt | For | Against | Against | |
32 | Elect Isabelle Kocher | Mgmt | For | Against | Against | |
33 | Elect Lee Suet Fern | Mgmt | For | Against | Against | |
34 | Elect Wendy Cooper | ShrHldr | For | For | For | |
35 | Elect John Coultrap | ShrHldr | Against | Against | For | |
36 | Elect Paul Geiersbach | ShrHldr | Against | Against | For | |
37 | Elect Sebastien Herzog | ShrHldr | Against | Against | For | |
38 | Elect Rodney Koch | ShrHldr | Against | Against | For | |
39 | Elect Jason Steinberg | ShrHldr | Against | Against | For | |
40 | Directors' Fees | Mgmt | For | For | For | |
41 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Banco Santander S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAN | CINS E19790109 | 06/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Ratification | Mgmt | For | For | For | |
of Board Acts | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Angel Jado Becerro de | Mgmt | For | Against | Against | |
Bengoa | ||||||
5 | Elect Francisco Javier Botin-Sanz | Mgmt | For | Against | Against | |
de Sautuola y O'Shea |
6 | Elect Isabel Tocino Biscarolasaga | Mgmt | For | Against | Against | |
7 | Elect Fernando de Asua Alvarez | Mgmt | For | Against | Against | |
8 | Elect Alfredo Saenz Abad | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
12 | Authority to Issue Script Dividend | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Issue Script Dividend | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Authority to Issue Convertible and | Mgmt | For | For | For | |
Non-Convertible Debt Instruments | ||||||
17 | Long-Term Incentive Plan | Mgmt | For | For | For | |
18 | UK Employee Stock Purchase Plan | Mgmt | For | For | For | |
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
20 | Remuneration Report | Mgmt | For | For | For | |
Barclays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BARC | CINS G08036124 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Reuben Jeffrey III | Mgmt | For | Against | Against | |
4 | Elect Marcus Agius | Mgmt | For | Against | Against | |
5 | Elect David Booth | Mgmt | For | Against | Against | |
6 | Elect Sir Richard Broadbent | Mgmt | For | Against | Against | |
7 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |
8 | Elect Sir Andrew Likierman | Mgmt | For | Against | Against | |
9 | Elect Christopher Lucas | Mgmt | For | Against | Against | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authorisation of Political Donations | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days |
17 | Adoption of New Articles | Mgmt | For | For | For | |
18 | Approval of SAYE Sharesave Plan | Mgmt | For | For | For | |
Barclays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BARC | CINS G08036124 | 08/06/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Disposal | Mgmt | For | For | For | |
BASF SE | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAS | CINS D06216101 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Dematerialization of Bearer Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Approval of Remuneration Policy | Mgmt | For | For | For | |
11 | Amend Article 17(2) | Mgmt | For | For | For | |
12 | Amend Article 17(3) | Mgmt | For | For | For | |
13 | Amend Article 18(2) | Mgmt | For | For | For | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
BG Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BG | CINS G1245Z108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mark Seligman | Mgmt | For | Against | Against | |
5 | Elect Peter Backhouse | Mgmt | For | Against | Against | |
6 | Elect Lord Colin Sharman of | Mgmt | For | Against | Against | |
Redlynch | ||||||
7 | Elect Philippe Varin | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authorisation of Political Donations | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
BHP Billiton PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLT | CINS G10877101 | 10/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) | ||||||
2 | Elect Carlos Cordeiro (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) | ||||||
3 | Elect David Crawford (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) | ||||||
4 | Elect Gail de Planque (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) | ||||||
5 | Elect Marius Kloppers (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) | ||||||
6 | Elect Don Argus (BHP Billiton PLC | Mgmt | For | For | For | |
and BHP Billiton Limited) | ||||||
7 | Elect Wayne Murdy (BHP Billiton | Mgmt | For | For | For | |
PLC and BHP Billiton Limited) |
8 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees (BHP Billiton | ||||||
PLC) | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights (BHP Billiton | ||||||
PLC) | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights (BHP Billiton | ||||||
PLC) | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
(BHP Billiton PLC) | ||||||
12 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(April 30, 2010) | ||||||
13 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(June 17, 2010) | ||||||
14 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(September 15, 2010) | ||||||
15 | Reduction of Issued Share Capital | Mgmt | For | For | For | |
(November 11, 2010) | ||||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |
17 | Equity Grant - Marius Kloppers | Mgmt | For | For | For | |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Biotest AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIO3 | CINS D11760101 | 05/06/2010 | Unvoted | |||
Meeting Type | Country of Trade | |||||
Special | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Increase in Authorized Capital | Mgmt | For | N/A | N/A | |
BNP Paribas | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BNP | CINS F1058Q238 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends; | Mgmt | For | For | For | |
Form of Dividend Payment | ||||||
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |
10 | Elect Michel Tilmant | Mgmt | For | Against | Against | |
11 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | |
12 | Elect Meglena Kuneva | Mgmt | For | Against | Against | |
13 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | |
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Case of Exchange Offer | ||||||
18 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
19 | Global Dilution Ceiling on Increases | Mgmt | For | For | For | |
in Capital w/o Preemptive Rights | ||||||
20 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
21 | Global Dilution Ceiling on Increases | Mgmt | For | For | For | |
in Capital w/ or w/out Preemptive | ||||||
Rights | ||||||
22 | Authority to Issue Shares Under | Mgmt | For | For | For | |
Employee Savings Plan | ||||||
23 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
24 | Merger by Absorption of Fortis | Mgmt | For | For | For | |
Banque France | ||||||
25 | Amendments to Articles Related to | Mgmt | For | For | For | |
the Repurchase of Preferred Shares | ||||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
BP PLC |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BP | CINS G12793108 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Paul Anderson | Mgmt | For | Against | Against | |
4 | Elect Antony Burgmans | Mgmt | For | Against | Against | |
5 | Elect Cynthia Carroll | Mgmt | For | Against | Against | |
6 | Elect Sir William Castell | Mgmt | For | Against | Against | |
7 | Elect Iain Conn | Mgmt | For | Against | Against | |
8 | Elect George David | Mgmt | For | Against | Against | |
9 | Elect Ian Davis | Mgmt | For | Against | Against | |
10 | Elect Robert Dudley | Mgmt | For | Against | Against | |
11 | Elect Douglas Flint | Mgmt | For | Against | Against | |
12 | Elect Byron Grote | Mgmt | For | Against | Against | |
13 | Elect Anthony Hayward | Mgmt | For | Against | Against | |
14 | Elect Andrew Inglis | Mgmt | For | Against | Against | |
15 | Elect DeAnne Julius | Mgmt | For | Against | Against | |
16 | Elect Carl-Henric Svanberg | Mgmt | For | Against | Against | |
17 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
18 | Adoption of New Articles | Mgmt | For | For | For | |
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
23 | Renewal of Executive Directors' | Mgmt | For | Abstain | Against | |
Incentive Plan | ||||||
24 | Scrip Dividend | Mgmt | For | For | For | |
25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Sunrise SAGD Project | ||||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Britvic PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
BVIC | CINS G17387104 | 01/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | |
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | |
5 | Elect John Gibney | Mgmt | For | Against | Against | |
6 | Elect Bob Ivell | Mgmt | For | Against | Against | |
7 | Elect Paul Moody | Mgmt | For | Against | Against | |
8 | Elect Michael Shallow | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Directors' Remuneration Report | Mgmt | For | For | For | |
12 | EU Political Donations | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
BT Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BT.A | CINS G16612106 | 07/15/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Clayton Brendish | Mgmt | For | Against | Against | |
5 | Elect Phil Hodkinson | Mgmt | For | Against | Against | |
6 | Elect Tony Chanmugam | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Adoption of New Articles | Mgmt | For | Against | Against | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days |
14 | EU Political Donations | Mgmt | For | For | For | |
Cairn Energy PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNE | CINS G17528251 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
4 | Elect Malcolm Thoms | Mgmt | For | Against | Against | |
5 | Elect Jann Brown | Mgmt | For | Against | Against | |
6 | Elect Simon Thomson | Mgmt | For | Against | Against | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Adoption of New Articles | Mgmt | For | Against | Against | |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Cairn Energy PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNE | CINS G17528236 | 12/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Share Subdivision | Mgmt | For | For | For | |
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |
3 | Conversion of Awards Under Long | Mgmt | For | For | For | |
Term Incentive Plan | ||||||
4 | Conversion of Awards Under Share | Mgmt | For | For | For | |
Option Plan | ||||||
Centrica PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNA | CINS G2018Z143 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Roger Carr | Mgmt | For | Against | Against | |
5 | Elect Helen Alexander | Mgmt | For | Against | Against | |
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |
7 | Elect Nick Luff | Mgmt | For | Against | Against | |
8 | Elect Chris Weston | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authorisation of Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Christian Dior SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CDI | CINS F26334106 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Elect Renaud Donnedieu de Vabres | Mgmt | For | Against | Against | |
9 | Elect Eric Guerlain | Mgmt | For | Against | Against | |
10 | Elect Christian de Labriffe | Mgmt | For | Against | Against | |
11 | Elect Segolene Gallienne | Mgmt | For | Against | Against | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Compass Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CPG | CINS G23296182 | 02/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Don Robert | Mgmt | For | For | For | |
5 | Elect Gary Green | Mgmt | For | For | For | |
6 | Elect Sir Ian Robinson | Mgmt | For | For | For | |
7 | Elect Steve Lucas | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Long Term Incentive Plan 2010 | Mgmt | For | For | For | |
14 | Share Option Plan 2010 | Mgmt | For | For | For | |
15 | EU Political Donations | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
CREDIT SUISSE GROUP | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSGN | CINS H3698D419 | 04/30/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Remuneration Report | Mgmt | For | TNA | N/A | |
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |
9 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | |
10 | Elect Aziz Syriani | Mgmt | For | TNA | N/A | |
11 | Elect David Syz | Mgmt | For | TNA | N/A | |
12 | Elect Peter Weibel | Mgmt | For | TNA | N/A |
13 | Elect Jassim bin Hamad J.J. Al | Mgmt | For | TNA | N/A | |
Thani | ||||||
14 | Elect Robert Benmosche | Mgmt | For | TNA | N/A | |
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
16 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | |
Deutsche Post AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPW | CINS D19225107 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Using Equity Derivatives | ||||||
10 | Compensation Policy | Mgmt | For | For | For | |
11 | Elect Roland Oetker | Mgmt | For | For | For | |
12 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
13 | Amendments to Articles | Mgmt | For | For | For | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
DNB Nor ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNBNOR | CINS R1812S105 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Opening of Meeting | Mgmt | For | TNA | N/A | |
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
5 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
6 | Fees for Governing Bodies | Mgmt | For | TNA | N/A | |
7 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
8 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
9 | Election of Corporate Assembly | Mgmt | For | TNA | N/A | |
10 | Election of Nominating Committee | Mgmt | For | TNA | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
13 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
Board Issue | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
Improving Independence of | ||||||
Governing Bodies | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
General Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
Risk Management | ||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
DNB Nor ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNBNOR | CINS R1812S105 | 11/19/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Opening of Meeting | Mgmt | For | TNA | N/A | |
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
5 | Election of an Individual to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
6 | Issuance of Shares w/ Preemptive | Mgmt | For | TNA | N/A | |
Rights | ||||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
ENDESA SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELE | CINS E41222113 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts | Mgmt | For | For | For | |
3 | Reports | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Authority to Issue Convertible | Mgmt | For | For | For | |
Securities | ||||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Report on Amendments to Board of | Mgmt | N/A | For | N/A | |
Directors' Regulations | ||||||
9 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
ENDESA SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELE | CINS E41222113 | 12/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amend Article 7 | Mgmt | For | For | For | |
2 | Amend Article 9 | Mgmt | For | For | For | |
3 | Amend Article 15 | Mgmt | For | For | For | |
4 | Amend Article 22 | Mgmt | For | For | For | |
5 | Amend Article 27 | Mgmt | For | For | For | |
6 | Amend Article 28 | Mgmt | For | For | For | |
7 | Amend Article 37 | Mgmt | For | For | For | |
8 | Amend Article 43 | Mgmt | For | For | For | |
9 | Amend Article 45 | Mgmt | For | For | For | |
10 | Amend Article 51 | Mgmt | For | For | For | |
11 | Amend Article 52 | Mgmt | For | For | For | |
12 | Amend Article 53 | Mgmt | For | For | For | |
13 | Amend Article 54 | Mgmt | For | For | For | |
14 | Amend Preamble of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
15 | Amend Article 6 of General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
16 | Amend Article 8 of General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
17 | Amend Article 10 of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
18 | Amend Article 11 of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
19 | Amend Article 20 of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
20 | Amend Article 20bis of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
21 | Tax Regime | Mgmt | For | For | For | |
22 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Gianluca Comin | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Eurasian Natural Resources | ||||||
Corporation PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENRC | CINS G3215M109 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Felix Vulis | Mgmt | For | For | For | |
5 | Elect Zaure Zaurbekova | Mgmt | For | For | For | |
6 | Elect Dieter Ameling | Mgmt | For | For | For | |
7 | Elect Johannes Sittard | Mgmt | For | For | For | |
8 | Elect Roderick Thomson | Mgmt | For | For | For | |
9 | Elect Abdraman Yedilbayev | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
GDF Suez | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GSZ | CINS F42768105 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
11 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
12 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Through | ||||||
Private Placement; Authority to | ||||||
Issue Debt Instruments | ||||||
13 | Authority to Increase Share | Mgmt | For | For | For | |
Issuance Limit | ||||||
14 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
16 | Authority to Increase Capital w/o | Mgmt | For | For | For | |
Preemptive Rights Under | ||||||
International Employee | ||||||
Shareholding Plan | ||||||
17 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital | ||||||
18 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
19 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | |
21 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Allocation of Profits/Dividends | ||||||
Gemalto N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GTO | CINS N3465M108 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Ratification of Management Acts | Mgmt | For | For | For | |
8 | Ratification of Board Acts | Mgmt | For | For | For | |
9 | Elect Philippe Alfroid | Mgmt | For | Against | Against | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Appointment of Auditor | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
GLAXOSMITHKLINE PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GSK | CINS G3910J112 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Stephanie Burns | Mgmt | For | Against | Against | |
4 | Elect Julian Heslop | Mgmt | For | Against | Against | |
5 | Elect Sir Deryck Maughan | Mgmt | For | Against | Against | |
6 | Elect Daniel Podolsky | Mgmt | For | Against | Against | |
7 | Elect Sir Robert Wilson | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authorisation of Political Donations | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Exemption from Statement of | Mgmt | For | For | For | |
Senior Auditor's Name | ||||||
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
16 | Adoption of New Articles | Mgmt | For | For | For | |
Heidelbergcement AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEI | CINS D31709104 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratify Bernd Scheifele | Mgmt | For | For | For | |
6 | Ratify Dominik von Achten | Mgmt | For | For | For | |
7 | Ratify Daniel Gauthier | Mgmt | For | For | For | |
8 | Ratify Andreas Kern | Mgmt | For | For | For | |
9 | Ratify Lorenz Nager | Mgmt | For | For | For | |
10 | Ratify Albert Scheuer | Mgmt | For | For | For | |
11 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | For | For | |
12 | Ratify Heinz Schirmer | Mgmt | For | For | For | |
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | |
14 | Ratify Theo Beermann | Mgmt | For | For | For | |
15 | Ratify Robert Feiger | Mgmt | For | For | For | |
16 | Ratify Veronika Fuss | Mgmt | For | For | For | |
17 | Ratify Josef Heumann | Mgmt | For | For | For | |
18 | Ratify Gerhard Hirth | Mgmt | For | For | For | |
19 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |
20 | Ratify Hans Georg Kraut | Mgmt | For | For | For | |
21 | Ratify Adolf Merckle | Mgmt | For | For | For | |
22 | Ratify Ludwig Merckle | Mgmt | For | For | For | |
23 | Ratify Tobias Merckle | Mgmt | For | For | For | |
24 | Ratify Eduard Schleicher | Mgmt | For | For | For | |
25 | Ratify Werner Schraeder | Mgmt | For | For | For | |
26 | Ratify Frank-Dirk Steiniger | Mgmt | For | For | For | |
27 | Appointment of Auditor | Mgmt | For | For | For | |
28 | Increase in Authorized Capital I | Mgmt | For | For | For | |
29 | Increase in Authorized Capital II | Mgmt | For | For | For | |
30 | Authority to Issue Convertible Debt | Mgmt | For | Against | Against | |
Instruments | ||||||
31 | Authority to Increase Conditional | Mgmt | For | Against | Against | |
Capital | ||||||
32 | Compensation Policy | Mgmt | For | Against | Against | |
33 | Elect Alan Murray | Mgmt | For | For | For | |
34 | Elect Herbert Lutkestratkotter | Mgmt | For | For | For | |
35 | Amendment Regarding Nominating | Mgmt | For | For | For | |
Committee | ||||||
36 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
37 | Amend Article 16(1) | Mgmt | For | For | For | |
38 | Amend Article 16(3); 16(4) | Mgmt | For | For | For | |
39 | Amend Article 18(3) | Mgmt | For | For | For | |
40 | Amend Article 11(2) | Mgmt | For | For | For |
Henkel AG & Co. KGaA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEN3 | CINS D32051126 | 04/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Increase in Authorized Capital | Mgmt | For | For | For | |
HSBC Holdings PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSBA | CINS G4634U169 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Rona Fairhead | Mgmt | For | For | For | |
4 | Elect Michael Geoghegan | Mgmt | For | For | For | |
5 | Elect Stephen Green | Mgmt | For | For | For | |
6 | Elect Gwyn Morgan | Mgmt | For | For | For | |
7 | Elect Narayana Murthy | Mgmt | For | For | For | |
8 | Elect Simon Robertson | Mgmt | For | For | For | |
9 | Elect John Thornton | Mgmt | For | For | For | |
10 | Elect Sir Brian Williamson | Mgmt | For | For | For | |
11 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Amendments to New Articles | Mgmt | For | For | For | |
15 | UK Share Incentive Plan Extension | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Infineon Technologies AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IFX | CINS D35415104 | 02/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Ratify Peter Bauer | Mgmt | For | For | For | |
7 | Ratify Hermann Eul | Mgmt | For | For | For | |
8 | Ratify Reinhard Ploss | Mgmt | For | For | For | |
9 | Ratify Marco Schroter | Mgmt | For | For | For | |
10 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |
11 | Ratify Wigand Cramer | Mgmt | For | For | For | |
12 | Ratify Alfred Eibl | Mgmt | For | For | For | |
13 | Ratify Johannes Feldmayer | Mgmt | For | For | For | |
14 | Ratify Peter Gruber | Mgmt | For | For | For | |
15 | Ratify Jakob Hauser | Mgmt | For | For | For | |
16 | Ratify Gerhard Hobbach | Mgmt | For | For | For | |
17 | Ratify Renate Kocher | Mgmt | For | For | For | |
18 | Ratify Siegfried Luther | Mgmt | For | For | For | |
19 | Ratify Franz Neppl | Mgmt | For | For | For | |
20 | Ratify Manfred Puffer | Mgmt | For | For | For | |
21 | Ratify Michael Ruth | Mgmt | For | For | For | |
22 | Ratify Gerd Schmidt | Mgmt | For | For | For | |
23 | Ratify Doris Schmitt-Landsiedel | Mgmt | For | For | For | |
24 | Ratify Horst Schuler | Mgmt | For | For | For | |
25 | Ratify Kerstin Schulzendorf | Mgmt | For | For | For | |
26 | Ratify Eckart Sunner | Mgmt | For | For | For | |
27 | Ratify Alexander Truby | Mgmt | For | For | For | |
28 | Ratify Arnaud de Weert | Mgmt | For | For | For | |
29 | Ratify Martin Winterkorn | Mgmt | For | For | For | |
30 | Ratify Klaus Wucherer | Mgmt | For | For | For | |
31 | Appointment of Auditor | Mgmt | For | For | For | |
32 | Authority to Repurchase Shares | Mgmt | For | For | For | |
33 | Elect Hans-Ulrich Holdenried | Mgmt | For | Against | Against | |
34 | Elect Renate Kocher | Mgmt | For | Against | Against | |
35 | Elect Manfred Puffer | Mgmt | For | Against | Against | |
36 | Elect Doris Schmitt-Landsiedel | Mgmt | For | Against | Against | |
37 | Elect Eckart Sunner | Mgmt | For | Against | Against | |
38 | Elect Klaus Wucherer | Mgmt | For | Against | Against | |
39 | Cancellation of Conditional Capitals | Mgmt | For | For | For | |
2007 and 2008 | ||||||
40 | Reduction of Conditional Capital | Mgmt | For | For | For | |
2002 | ||||||
41 | Increase in Authorized Capital | Mgmt | For | For | For | |
42 | Increase in Authorized Capital for | Mgmt | For | For | For | |
Employee Share Purchase Plan | ||||||
43 | Stock Option Plan 2010 | Mgmt | For | Against | Against |
44 | Increase in Conditional Capital; | Mgmt | For | For | For | |
Authority to Issue Convertible | ||||||
Bonds | ||||||
45 | Amend Article 13(2) and 14(3) | Mgmt | For | For | For | |
46 | Amend Article 16(3) | Mgmt | For | For | For | |
47 | Amend Article 14(2) | Mgmt | For | For | For | |
48 | Amend Article 16(2) | Mgmt | For | For | For | |
49 | Amend Article 15(6) | Mgmt | For | For | For | |
50 | Intra-company Contracts/Control | Mgmt | For | For | For | |
Agreements | ||||||
51 | Intra-company Contracts/Control | Mgmt | For | For | For | |
Agreements | ||||||
52 | Countermotion A (Election of Willi | ShrHldr | Against | N/A | N/A | |
Berchtold as Dissident Supervisory | ||||||
Board Member) | ||||||
53 | Countermotion B (Amendment to | ShrHldr | Against | Against | For | |
Stock Option Plan 2010) | ||||||
ING Groep N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INGA | CINS N4578E413 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Amendment to the Compensation | Mgmt | For | For | For | |
Policy | ||||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Corporate Governance Report | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Ratification of Executive Board Acts | Mgmt | For | For | For | |
16 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
17 | Elect Piet Klaver | Mgmt | For | For | For | |
18 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights |
19 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Irish Life & Permanent PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |
Irish Life & Permanent PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |
2 | Cancellation of Existing Shares | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
4 | Amendments to Articles | Mgmt | For | For | For | |
5 | Delisting | Mgmt | For | For | For | |
6 | Reduction in Share Premium | Mgmt | For | For | For | |
Account to Create Distributable | ||||||
Reserves | ||||||
7 | Amendments to Employee Share | Mgmt | For | For | For | |
Schemes | ||||||
8 | Replacement of Employee Share | Mgmt | For | For | For | |
Schemes | ||||||
Kazakhmys PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KAZ | CINS G5221U108 | 01/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Proposed Sale of Equity Interest | Mgmt | For | For | For |
Kerry Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KRZ | CINS G52416107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Denis Buckley | Mgmt | For | For | For | |
4 | Elect Michael Dowling | Mgmt | For | For | For | |
5 | Elect Michael Fleming | Mgmt | For | For | For | |
6 | Elect John Twomey | Mgmt | For | For | For | |
7 | Elect Denis Carroll | Mgmt | For | For | For | |
8 | Elect Stan McCarthy | Mgmt | For | For | For | |
9 | Elect Donal O'Donoghue | Mgmt | For | For | For | |
10 | Elect Gerard O'Hanlon | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Kingfisher PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KGF | CINS G5256E441 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Anders Dahlvig | Mgmt | For | For | For | |
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |
6 | Elect Daniel Bernard | Mgmt | For | For | For | |
7 | Elect Janis Kong | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Share Incentive Plan | Mgmt | For | For | For | |
Koninklijke KPN N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KPN | CINS N4297B146 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
8 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Amendment to Compensation | Mgmt | For | For | For | |
Policy | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares | Mgmt | For | For | For | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Lanxess AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LXSG | CINS D5032B102 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts |
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Compensation Policy | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Elect Friedrich Janssen | Mgmt | For | For | For | |
10 | Elect Robert Koehler | Mgmt | For | Against | Against | |
11 | Elect Rainer Laufs | Mgmt | For | For | For | |
12 | Elect Ulrich Middelmann | Mgmt | For | For | For | |
13 | Elect Rolf Stomberg | Mgmt | For | For | For | |
14 | Elect Theo Walthie | Mgmt | For | For | For | |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Increase in Authorized Capital | Mgmt | For | Against | Against | |
17 | Amendments to Articles | Mgmt | For | For | For | |
Marks and Spencer Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MKS | CINS G5824M107 | 07/08/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Sir Stuart Rose | Mgmt | For | For | For | |
5 | Elect Jan du Plessis | Mgmt | For | For | For | |
6 | Elect Jeremy Darroch | Mgmt | For | For | For | |
7 | Elect Sir David Michels | Mgmt | For | For | For | |
8 | Elect Louise Patten | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Republic of Ireland Sharesave Plan | Mgmt | For | For | For | |
2009 | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Separation of Roles of Chairman | ||||||
and Chief Executive | ||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Metro AG |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEO | CINS D53968125 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Presentation of Accounts and | Mgmt | For | For | For | |
Reports; Allocation of | ||||||
Profits/Dividends | ||||||
4 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Remuneration Policy | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Elect Jurgen Kluge | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Convertible | Mgmt | For | For | For | |
Bonds; Increase in Conditional | ||||||
Capital | ||||||
11 | Amendment Regarding Committee | Mgmt | For | For | For | |
Fees | ||||||
12 | Amendments to Articles | Mgmt | For | For | For | |
13 | Amendments to Articles | Mgmt | For | For | For | |
14 | Amendments to Articles | Mgmt | For | For | For | |
15 | Amendments to Articles | Mgmt | For | For | For | |
16 | Amendments to Articles | Mgmt | For | For | For | |
17 | Amendments to Articles | Mgmt | For | For | For | |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
MOBILE TELESYSTEMS OJSC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTSS | CINS 607409109 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Russian Federation | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of Meeting Procedure | Mgmt | For | For | For | |
2 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Elect Anton Abugov | Mgmt | For | Abstain | Against | |
4 | Elect Aleksey Buyanov | Mgmt | For | Abstain | Against | |
5 | Elect William Dunstone | Mgmt | For | Abstain | Against | |
6 | Elect Sergei Drozdov | Mgmt | For | Abstain | Against | |
7 | Elect Yevtoushenkova Vladimirovna | Mgmt | For | Abstain | Against |
8 | Elect Ron Sommer | Mgmt | For | Abstain | Against | |
9 | Elect Stanley Miller | Mgmt | For | Abstain | Against | |
10 | Elect Paul Ostling | Mgmt | For | Abstain | Against | |
11 | Elect Michail Shamolin | Mgmt | For | Abstain | Against | |
12 | Elect Vassily Vassilievich Platoshin | Mgmt | For | For | For | |
13 | Elect Artem Popov | Mgmt | For | For | For | |
14 | Elect Dmitry Frolov | Mgmt | For | For | For | |
15 | Appointment of Auditor | Mgmt | For | For | For | |
16 | Amendments to Charter | Mgmt | For | Abstain | Against | |
17 | Amendments to General Meeting | Mgmt | For | Abstain | Against | |
Regulations | ||||||
MTU Aero Engines Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTX | CINS D5565H104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Increase in Authorized Capital I | Mgmt | For | For | For | |
11 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |
12 | Reduction of Conditional Capital | Mgmt | For | For | For | |
13 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments | ||||||
14 | Compensation Policy | Mgmt | For | For | For | |
National Bank of Greece | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETE | CINS X56533114 | 01/14/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Spin-off | Mgmt | For | TNA | N/A | |
2 | Report on the Spin-off | Mgmt | For | TNA | N/A |
3 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |
4 | Ratification of Co-option of New | Mgmt | For | TNA | N/A | |
Board Members | ||||||
5 | Election of Directors | Mgmt | For | TNA | N/A | |
6 | Election of Audit Committee | Mgmt | For | TNA | N/A | |
7 | Board Transactions | Mgmt | For | TNA | N/A | |
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |
9 | Authority to Issue Convertible | Mgmt | For | TNA | N/A | |
Bonds | ||||||
10 | Announcements | Mgmt | N/A | N/A | N/A | |
Nestle S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NESN | CINS H57312649 | 04/15/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Report | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | |
9 | Elect Andre Kudelski | Mgmt | For | TNA | N/A | |
10 | Elect Jean-Rene Fourtou | Mgmt | For | TNA | N/A | |
11 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |
12 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
14 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |
15 | Amendments to Article 4 | Mgmt | For | TNA | N/A | |
Nokian Renkaat Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NRE1V | CINS X5862L103 | 04/08/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
10 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
11 | Director's Fees | Mgmt | For | TNA | N/A | |
12 | Board Size | Mgmt | For | TNA | N/A | |
13 | Election of Directors | Mgmt | For | TNA | N/A | |
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
16 | Stock Option Plan | Mgmt | For | TNA | N/A | |
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |
18 | Approval of Charitable Donation | Mgmt | For | TNA | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Novartis AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NOVN | CINS H5820Q150 | 02/26/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Amendment Regarding Advisory | Mgmt | For | TNA | N/A | |
Vote on Compensation Policy | ||||||
8 | Elect Marjorie Yang | Mgmt | For | TNA | N/A | |
9 | Elect Daniel Vasella | Mgmt | For | TNA | N/A | |
10 | Elect Hans-Jorg Rudloff | Mgmt | For | TNA | N/A | |
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | |
Obrascon Huarte Lain SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OHL | CINS E7795C102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
7 | Election of Directors | Mgmt | For | Against | Against | |
8 | Remuneration Report | Mgmt | For | Against | Against | |
9 | Presentation of Management | Mgmt | N/A | For | N/A | |
Report | ||||||
10 | Amendments to Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
11 | Amendments to Articles | Mgmt | For | For | For | |
12 | Presentation of Report on | Mgmt | N/A | For | N/A | |
Amendments to Board of Directors | ||||||
Regulations | ||||||
13 | Presentation of Report on the | Mgmt | N/A | For | N/A | |
Board's Authority to Issue Debt | ||||||
Instruments | ||||||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
15 | Minutes | Mgmt | For | For | For | |
Obrascon Huarte Lain SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OHL | CINS E7795C102 | 11/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
4 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
5 | Minutes | Mgmt | For | For | For | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Portugal Telecom SGPS SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTCA | CINS X6769Q104 | 06/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Portugal | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Telefónica Offer | Mgmt | N/A | For | N/A |
Portugal Telecom SGPS SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTCA | CINS X6769Q104 | 04/16/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Portugal | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
6 | Authority to Issue Convertible | Mgmt | For | TNA | N/A | |
Bonds | ||||||
7 | Suppression of Preemptive Rights | Mgmt | For | TNA | N/A | |
8 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |
9 | Authority to Trade in Company Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
10 | Ad Hoc Committee to Set | Mgmt | For | TNA | N/A | |
Remuneration Committee Fees | ||||||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
PRUDENTIAL PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRU | CINS G72899100 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Michael Garrett | Mgmt | For | For | For | |
4 | Elect Bridget Macaskill | Mgmt | For | For | For | |
5 | Elect Clark Manning | Mgmt | For | For | For | |
6 | Elect Barry Stowe | Mgmt | For | For | For | |
7 | Elect Nic Nicandrou | Mgmt | For | For | For | |
8 | Elect Rob Devey | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
12 | Authorisation of Political Donations | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Additional Authority to Issue Shares | Mgmt | For | For | For | |
w/ Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
PRUDENTIAL PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRU | CINS G72899100 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Scheme of Arrangement | Mgmt | For | Against | Against | |
PRUDENTIAL PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRU | CINS G72899100 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Scheme of Arrangement | Mgmt | For | Against | Against | |
2 | Approval of Matters Giving Effect to | Mgmt | For | Against | Against | |
the Scheme of Arrangement | ||||||
3 | Authority to Allot Shares According | Mgmt | For | Against | Against | |
to the Rights Issue | ||||||
4 | Approval of Executive Share Plans | Mgmt | For | Against | Against | |
5 | Approval of Employee Share Plans | Mgmt | For | For | For | |
Prysmian S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRY | CINS T7630L105 | 04/13/2010 | Take No Action | |||
Meeting Type | Country of Trade |
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividents | ||||||
4 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |
5 | Elect Stefano Bulletti | Mgmt | For | TNA | N/A | |
6 | Directors' Fees | Mgmt | For | TNA | N/A | |
7 | Amendment to Equity | Mgmt | For | TNA | N/A | |
Compensation Plan | ||||||
8 | Amendment to Authority to Issue | Mgmt | For | TNA | N/A | |
Shares w/o Preemptive Rights | ||||||
Puma AG Rudolf Dassler Sport | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PUM | CINS D62318148 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Intra-company Contract | Mgmt | For | For | For | |
10 | Intra-company Contract | Mgmt | For | For | For | |
11 | Amendments to Articles | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family | ||||||
Breakpoints Only | ||||||
2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.01 | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.02 | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A | |
3.04 | Borrowing | N/A | N/A | N/A | N/A | |
3.05 | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust |
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. | ||||||
Reckitt Benckiser Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RB | CINS G74079107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |
5 | Elect Peter Harf | Mgmt | For | Against | Against | |
6 | Elect Colin Day | Mgmt | For | Against | Against | |
7 | Elect Kenneth Hydon | Mgmt | For | Against | Against | |
8 | Elect Judith Sprieser | Mgmt | For | Against | Against | |
9 | Elect Richard Cousins | Mgmt | For | Against | Against | |
10 | Elect Warren Tucker | Mgmt | For | Against | Against | |
11 | Appointment of Auditor | Mgmt | For | For | For | |
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Adoption of New Articles | Mgmt | For | For | For | |
Rio Tinto PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RIO | CINS G75754104 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For |
3 | Elect Robert Brown | Mgmt | For | For | For | |
4 | Elect Ann Godbehere | Mgmt | For | For | For | |
5 | Elect Samuel Walsh | Mgmt | For | For | For | |
6 | Re-elect Guy Elliott | Mgmt | For | For | For | |
7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |
8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Authority to Repurchase Rio Tinto | Mgmt | For | For | For | |
PLC Shares | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
18 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Royal Dutch Shell PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDSB | CINS G7690A100 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Charles Holliday, Jr. | Mgmt | For | Against | Against | |
4 | Elect Josef Ackermann | Mgmt | For | Against | Against | |
5 | Elect Malcolm Brinded | Mgmt | For | Against | Against | |
6 | Elect Simon Henry | Mgmt | For | Against | Against | |
7 | Elect Lord Kerr of Kinlochard | Mgmt | For | Against | Against | |
8 | Elect Wim Kok | Mgmt | For | Against | Against | |
9 | Elect Nick Land | Mgmt | For | Against | Against | |
10 | Elect Christine Morin-Postel | Mgmt | For | Against | Against | |
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |
12 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | |
13 | Elect Peter Voser | Mgmt | For | Against | Against | |
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |
15 | Appointment of Auditor | Mgmt | For | Against | Against | |
16 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights |
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Scrip Dividend | Mgmt | For | For | For | |
21 | Authorisation of Political Donations | Mgmt | For | For | For | |
22 | Adoption of New Articles | Mgmt | For | For | For | |
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Oil Sands Projects | ||||||
Sanofi-Aventis | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAN | CINS F5548N101 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Ratification of the Co-option of | Mgmt | For | Against | Against | |
Serge Weinberg | ||||||
8 | Elect Catherine Brechignac | Mgmt | N/A | Against | N/A | |
9 | Elect Robert Castaigne | Mgmt | For | Against | Against | |
10 | Elect Lord Douro | Mgmt | For | Against | Against | |
11 | Elect Christian Mulliez | Mgmt | For | Against | Against | |
12 | Elect Christopher Viehbacher | Mgmt | For | Against | Against | |
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Amendments to Articles | Mgmt | For | Against | Against | |
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
SKF AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SKFB | CINS W84237143 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Board Size | Mgmt | For | TNA | N/A | |
16 | Directors' Fees | Mgmt | For | TNA | N/A | |
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
18 | Election of Directors | Mgmt | For | TNA | N/A | |
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
21 | Performance Share Program 2010 | Mgmt | For | TNA | N/A | |
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
24 | Nomination Committee | Mgmt | For | TNA | N/A | |
Societe Generale | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLE | CINS F43638141 | 07/06/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Ratification of the Co-option of | Mgmt | For | For | For | |
Frederic Oudea | ||||||
4 | Directors' Fees | Mgmt | For | For | For | |
5 | Amendment to Rate of Super- | Mgmt | For | For | For | |
Subordinated Notes | ||||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Statoil ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STL | CINS R4446E112 | 05/19/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |
5 | Agenda | Mgmt | For | TNA | N/A | |
6 | Voting List | Mgmt | For | TNA | N/A | |
7 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
8 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
11 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | |
12 | Elect Idar Kreutzer | Mgmt | For | TNA | N/A | |
13 | Elect Karin Aslaksen | Mgmt | For | TNA | N/A | |
14 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |
15 | Elect Steinar Olsen | Mgmt | For | TNA | N/A | |
16 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |
17 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |
18 | Elect Tore Ulstein | Mgmt | For | TNA | N/A | |
19 | Elect Live Haukvik | Mgmt | For | TNA | N/A | |
20 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |
21 | Elect Thor Oscar Bolstad | Mgmt | For | TNA | N/A | |
22 | Elect Barbro Hetta-Jacobsen | Mgmt | For | TNA | N/A | |
23 | Directors' Fees | Mgmt | For | TNA | N/A | |
24 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | |
25 | Elect Bjorn Stale Haavik | Mgmt | For | TNA | N/A | |
26 | Elect Tom Rathke | Mgmt | For | TNA | N/A | |
27 | Elect Live Haukvik Aker | Mgmt | For | TNA | N/A | |
28 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | |
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
Pursuant to Share Savings Plan | ||||||
30 | Authority to Repurchase Shares for | Mgmt | For | TNA | N/A | |
Cancellation | ||||||
31 | Amendments to Articles | Mgmt | For | TNA | N/A | |
32 | Shareholder Proposal Regarding | ShrHldr | Against | TNA | N/A | |
Withdrawal from Canadian Oil | ||||||
Sands | ||||||
Technip | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEC | CINS F90676101 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young et Autres) | ||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |
(PricewaterhouseCoopers Audit) | ||||||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Auditex) | ||||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Yves Nicolas) | ||||||
13 | Amendment Regarding Company's | Mgmt | For | For | For | |
Registered Office | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
(Employees/Executives) | ||||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
(Chairman/CEO) | ||||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |
(Employees/Executives) | ||||||
19 | Authority to Grant Stock Options | Mgmt | For | For | For | |
(Chairman/CEO) | ||||||
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Telecinco SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TL5 | CINS E56793107 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For | |
5 | Directors' Fees | Mgmt | For | For | For | |
6 | Salary/Stock Swap Plan | Mgmt | For | For | For | |
7 | Stock Option Plan | Mgmt | For | Against | Against | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
9 | Elect Angel Durandez Adeva | Mgmt | For | Against | Against | |
10 | Elect Jose Ramon Alvarez- | Mgmt | For | Against | Against | |
Rendueles | ||||||
11 | Elect Borja Prado Eulate | Mgmt | For | Against | Against | |
12 | Board Size | Mgmt | For | For | For | |
13 | Increase in Capital With or Without | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Increase in Capital With Preemptive | Mgmt | For | Against | Against | |
Rights | ||||||
15 | Amendments to Articles | Mgmt | For | For | For | |
16 | Remuneration Report | Mgmt | For | For | For | |
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Telecity Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCY | CINS G87403112 | 04/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect John Hughes | Mgmt | For | Against | Against | |
4 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |
5 | Elect John O'Reilly | Mgmt | For | Against | Against | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Adoption of New Articles | Mgmt | For | Against | Against | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Telenet Group Holding NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TNET | CINS B89957110 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
7 | Ratification of Board Acts (Frank | Mgmt | For | TNA | N/A | |
Donck) | ||||||
8 | Ratification of Board Acts (Duco | Mgmt | For | TNA | N/A | |
Sickinghe) | ||||||
9 | Ratification of Board Acts (Alex | Mgmt | For | TNA | N/A | |
Brabers) | ||||||
10 | Ratification of Board Acts (Andre | Mgmt | For | TNA | N/A | |
Sarens) | ||||||
11 | Ratification of Board Acts (Julien de | Mgmt | For | TNA | N/A | |
Wilde) | ||||||
12 | Ratification of Board Acts (Frisco | Mgmt | For | TNA | N/A | |
van Oranje-Nassau) | ||||||
13 | Ratification of Board Acts (Michel | Mgmt | For | TNA | N/A | |
Delloye) | ||||||
14 | Ratification of Board Acts (Charles | Mgmt | For | TNA | N/A | |
Bracken) | ||||||
15 | Ratification of Board Acts (Shane | Mgmt | For | TNA | N/A | |
O'Neil) | ||||||
16 | Ratification of Board Acts (Jim | Mgmt | For | TNA | N/A | |
Ryan) | ||||||
17 | Ratification of Board Acts (Gene | Mgmt | For | TNA | N/A | |
Musselman) | ||||||
18 | Ratification of Board Acts (Bernie | Mgmt | For | TNA | N/A | |
Dvorak) | ||||||
19 | Ratification of Board Acts (Ruth | Mgmt | For | TNA | N/A | |
Pirie) | ||||||
20 | Ratification of Board Acts (Niall | Mgmt | For | TNA | N/A | |
Curran) | ||||||
21 | Ratification of Board Acts (Diederik | Mgmt | For | TNA | N/A | |
Karsten) | ||||||
22 | Ratification of Board Acts (Manuel | Mgmt | For | TNA | N/A | |
Kohnstamm) | ||||||
23 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |
24 | Elect Friso van Oranje-Nassau | Mgmt | For | TNA | N/A | |
25 | Directors' Fees | Mgmt | For | TNA | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
28 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
30 | Issuance of Bonds with Warrants to | Mgmt | For | TNA | N/A | |
Employees | ||||||
31 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |
(Pursuant to Warrants) |
32 | Cancellation of Preemptive Rights | Mgmt | For | TNA | N/A | |
on Warrants (Pursuant to Proposal | ||||||
2) | ||||||
33 | Authority to Temporarily Subscribe | Mgmt | For | TNA | N/A | |
to Warrants (Pursuant to Proposal | ||||||
2) | ||||||
34 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
(Power of Attorney) | ||||||
35 | Approve the Features of the | Mgmt | For | TNA | N/A | |
Specific Stock Option Plan | ||||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
39 | Reduction in Share Capital Through | Mgmt | For | TNA | N/A | |
Payout to Shareholders | ||||||
40 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
41 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
42 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
43 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
44 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
45 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
46 | Amendments to Articles | Mgmt | For | TNA | N/A | |
47 | Amendments to Terms of Warrants | Mgmt | For | TNA | N/A | |
48 | Amendments to Terms of Warrants | Mgmt | For | TNA | N/A | |
49 | Amendments to Articles | Mgmt | For | TNA | N/A | |
50 | Extension of Authority to Increase | Mgmt | For | TNA | N/A | |
Capital | ||||||
51 | Approval of Change of Control | Mgmt | For | TNA | N/A | |
Clause | ||||||
52 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
TNT NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TNT | CINS N86672107 | 04/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Allocation of Profits/Dividend | Mgmt | For | For | For | |
10 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
11 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
12 | Amendment to the Compensation | Mgmt | For | For | For | |
Policy | ||||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Elect Roger King | Mgmt | For | For | For | |
17 | Elect J Wallage | Mgmt | For | For | For | |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Structure Regime | Mgmt | For | Against | Against | |
21 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
24 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Authorized Capital | ||||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
TOTAL SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FP | CINS F92124100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | For | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Related Party Transactions | Mgmt | For | For | For | |
9 | Retirement Indemnity, | Mgmt | For | Against | Against | |
Supplementary Pension Plan and | ||||||
Severance Package for Christophe | ||||||
de Margerie | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |
12 | Elect Thierry de Rudder | Mgmt | For | Against | Against | |
13 | Elect Gunnar Brock | Mgmt | For | Against | Against | |
14 | Elect Claude Clement | Mgmt | For | Against | Against | |
15 | Elect Philippe Marchandise | Mgmt | For | Against | Against | |
16 | Elect Mohammed Zaki | Mgmt | For | Against | Against | |
17 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young Audit) | ||||||
18 | Appointment of Auditor (KPMG | Mgmt | For | For | For | |
Audit) | ||||||
19 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital Through | ||||||
Capitalizations; Authority to Issue | ||||||
Debt Instruments | ||||||
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital in Case of | ||||||
Exchange Offer; Authority to Issue | ||||||
Debt Instruments | ||||||
22 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
23 | Authority to Issue Shares | Mgmt | For | For | For | |
and/Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |
25 | Shareholder Proposal Regarding | ShrHldr | For | Against | Against | |
Collective Investment Funds | ||||||
Ubisoft Entertainment SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UBI | CINS F9396N106 | 07/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification | Mgmt | For | Against | Against | |
of Board Acts | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |
6 | Related Party Transactions | Mgmt | For | Against | Against | |
7 | Authority to Trade in Company | Mgmt | For | For | For | |
Stock | ||||||
8 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
9 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
10 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
11 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
12 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
13 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
14 | Authority to Grant Restricted Shares | Mgmt | For | Against | Against | |
15 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital | ||||||
16 | Amendment Regarding Director | Mgmt | For | For | For | |
Term Length | ||||||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
UCB S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCB | CINS B93562120 | 11/06/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Convertibility of Bonds | Mgmt | For | TNA | N/A |
7 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Share Capital | ||||||
8 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |
9 | Approval of Change in Control | Mgmt | For | TNA | N/A | |
Clause | ||||||
10 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |
13 | Elect Tom McKillop | Mgmt | For | TNA | N/A | |
14 | Ratify the Independence of Sir Tom | Mgmt | For | TNA | N/A | |
McKillop | ||||||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
16 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
17 | Company Registrar | Mgmt | For | TNA | N/A | |
Vedanta Resources PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VED | CINS G9328D100 | 07/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mahendra Mehta | Mgmt | For | For | For | |
5 | Elect Anil Agarwal | Mgmt | For | For | For | |
6 | Elect Naresh Chandra | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Settle Convertible | Mgmt | For | For | For | |
Bonds with Ordinary Shares | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Vodafone Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VOD | CINS G93882135 | 07/28/2009 | Voted | |||
Meeting Type | Country of Trade |
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect John R.H. Bond | Mgmt | For | For | For | |
3 | Elect John Buchanan | Mgmt | For | For | For | |
4 | Elect Vittorio Colao | Mgmt | For | For | For | |
5 | Elect Michel Combes | Mgmt | For | For | For | |
6 | Elect Andy Halford | Mgmt | For | For | For | |
7 | Elect Alan Jebson | Mgmt | For | For | For | |
8 | Elect Samuel Jonah | Mgmt | For | For | For | |
9 | Elect Nick Land | Mgmt | For | For | For | |
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |
11 | Elect Simon Murray | Mgmt | For | For | For | |
12 | Elect Steve Pusey | Mgmt | For | For | For | |
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |
14 | Elect Anthony Watson | Mgmt | For | For | For | |
15 | Elect Philip Yea | Mgmt | For | For | For | |
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
17 | Directors' Remuneration Report | Mgmt | For | For | For | |
18 | Appointment of Auditor | Mgmt | For | For | For | |
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |
23 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Dividend Payments | ||||||
24 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Wincor Nixdorf AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WIN | CINS D9695J105 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Stock Option Plan | Mgmt | For | For | For | |
10 | Advisory Vote on Compensation | Mgmt | For | For | For | |
Policy | ||||||
11 | Amend Article 14 | Mgmt | For | For | For | |
12 | Amend Article 15 | Mgmt | For | For | For | |
13 | Amend Article 16 | Mgmt | For | For | For | |
WPP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPP | CINS G9787K108 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Advisory Vote on Corporate | Mgmt | For | For | For | |
Responsibility Report | ||||||
4 | Elect Paul Richardson | Mgmt | For | Against | Against | |
5 | Elect Philip Lader | Mgmt | For | Against | Against | |
6 | Elect Esther Dyson | Mgmt | For | Against | Against | |
7 | Elect John Quelch | Mgmt | For | Against | Against | |
8 | Elect Stanley Morten | Mgmt | For | Against | Against | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Xstrata PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XTA | CINS G9826T102 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Mick Davis | Mgmt | For | Against | Against | |
5 | Elect David Rough | Mgmt | For | Against | Against | |
6 | Elect Sir Steve Robson | Mgmt | For | Against | Against |
7 | Elect Willy Strothotte | Mgmt | For | Against | Against | |
8 | Elect Con Fauconnier | Mgmt | For | Against | Against | |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 20 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | For | For | |
Zurich Financial Services | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZURN | CINS H9870Y105 | 03/30/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Policy | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
7 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |
8 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |
9 | Authority to Increase Capital for | Mgmt | For | TNA | N/A | |
Equity Incentive Plans | ||||||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |
11 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |
12 | Elect Susan Bies | Mgmt | For | TNA | N/A | |
13 | Elect Victor Chu | Mgmt | For | TNA | N/A | |
14 | Elect Armin Meyer | Mgmt | For | TNA | N/A | |
15 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Europe Equity Fund |
By: | /s/ Jonathan S. Horwitz |
Name: | Jonathan S. Horwitz |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 9, 2010 |