UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-06001 |
| Exact name of registrant as specified in charter: | Oppenheimer Global Opportunities Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Arthur S. Gabinet, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 9/30 |
| Date of reporting period: | 07/01/2013-06/30/2014 |
Item 1.
FORM N-PX
ICA File Number: 811-06001
Registrant Name: Oppenheimer Global Opportunities Fund
Reporting Period: 07/01/2013 - 06/30/2014
Oppenheimer Global Opportunities Fund
| 3D SYSTEMS CORPORATION Meeting Date: MAY 19, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: DDD Security ID: 88554D205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Curran | Management | For | For |
| 1.2 | Elect Director Peter H. Diamandis | Management | For | For |
| 1.3 | Elect Director Charles W. Hull | Management | For | For |
| 1.4 | Elect Director Jim D. Kever | Management | For | For |
| 1.5 | Elect Director G. Walter Loewenbaum, II | Management | For | For |
| 1.6 | Elect Director Kevin S. Moore | Management | For | For |
| 1.7 | Elect Director Abraham N. Reichental | Management | For | For |
| 1.8 | Elect Director Daniel S. Van Riper | Management | For | For |
| 1.9 | Elect Director Karen E. Welke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ABCAM PLC Meeting Date: NOV 08, 2013 Record Date: NOV 06, 2013 Meeting Type: ANNUAL | ||||
| Ticker: ABC Security ID: G0060R118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Appoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-elect Jonathan Milner as Director | Management | For | For |
| 6 | Re-elect Jeff Iliffe as Director | Management | For | For |
| 7 | Re-elect Tony Martin as Director | Management | For | For |
| 8 | Approve Long Term Incentive Plan | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ABLYNX NV Meeting Date: APR 24, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ABLX Security ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration at EUR 50,000 | Management | For | Did Not Vote |
| ABLYNX NV Meeting Date: APR 24, 2014 Record Date: APR 10, 2014 Meeting Type: SPECIAL | ||||
| Ticker: ABLX Security ID: B0031S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Special Auditor Report Re: Issuance of Warrants | Management | None | None |
| 2 | Receive Special Board Report Re: Issuance of Warrants | Management | None | None |
| 3 | Receive Special Board Report Re: Issuance of Warrants Without Preemptive Rights | Management | None | None |
| 4 | Approve Issuance of 725,000 Warrants | Management | For | Did Not Vote |
| 5 | Authorize Edwin Moses to Implement Approved Resolutions | Management | For | Did Not Vote |
| 6 | Authorize the CEO to Implement the Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| ACACIA RESEARCH CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ACTG Security ID: 003881307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADVANCED MICRO DEVICES, INC. Meeting Date: JUL 12, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL | ||||
| Ticker: AMD Security ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1f | Elect Director H. Paulett Eberhart | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Rory P. Read | Management | For | For |
| 1j | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCED MICRO DEVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: AMD Security ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nora M. Denzel | Management | For | For |
| 1f | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Michael J. Inglis | Management | For | For |
| 1j | Elect Director Rory P. Read | Management | For | For |
| 1k | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AIXTRON SE Meeting Date: MAY 14, 2014 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: AIXA Security ID: D0198L143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Ratify Deloitte abd Touche GmbH as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Approve Creation of EUR 45.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| ALBANY INTERNATIONAL CORP. Meeting Date: MAY 16, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
| Ticker: AIN Security ID: 012348108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
| 1.2 | Elect Director Edgar G. Hotard | Management | For | For |
| 1.3 | Elect Director Erland E. Kailbourne | Management | For | For |
| 1.4 | Elect Director Joseph G. Morone | Management | For | For |
| 1.5 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.6 | Elect Director John R. Scannell | Management | For | For |
| 1.7 | Elect Director Christine L. Standish | Management | For | Withhold |
| 1.8 | Elect Director John C. Standish | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALCATEL LUCENT Meeting Date: MAY 28, 2014 Record Date: MAY 22, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ALU Security ID: F0191J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Elect Veronique Morali as Director | Management | For | For |
| 5 | Elect Francesco Caio as Director | Management | For | For |
| 6 | Reelect Kim Crawford as Director | Management | For | For |
| 7 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
| 8 | Advisory Vote on Compensation of Michel Combes | Management | For | For |
| 9 | Advisory Vote on Compensation of Philippe Camus | Management | For | For |
| 10 | Ratify Change of Registered Office to 148/152, Route de la Reine, 92100 Boulogne-Billancourt and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 46.5 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28.25 Million, and up to Aggregate Nominal Amount of EUR 14.1 Million without a Binding Priority Right | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 14.1 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 20 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ANGIE'S LIST, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ANGI Security ID: 034754101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Britto | Management | For | For |
| 1.2 | Elect Director Michael S. Maurer | Management | For | For |
| 1.3 | Elect Director Susan E. Thronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARCAM AB Meeting Date: MAR 27, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ARCM Security ID: W05243238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Approve Agenda of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 8c | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members of Board | Management | For | For |
| 10 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Against |
| 11 | Elect Directors | Management | For | Against |
| 12 | Elect Members of Nominating Committee | Management | For | For |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 14 | Approve Stock Option Plan | Management | For | For |
| 15 | Approve Creation of SEK 1.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| ARENA PHARMACEUTICALS, INC. Meeting Date: JUN 13, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ARNA Security ID: 040047102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Lief | Management | For | For |
| 1.2 | Elect Director Dominic P. Behan | Management | For | For |
| 1.3 | Elect Director Donald D. Belcher | Management | For | For |
| 1.4 | Elect Director Scott H. Bice | Management | For | For |
| 1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
| 1.6 | Elect Director Tina S. Nova | Management | For | For |
| 1.7 | Elect Director Phillip M. Schneider | Management | For | For |
| 1.8 | Elect Director Christine A. White | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ASOS PLC Meeting Date: DEC 04, 2013 Record Date: DEC 02, 2013 Meeting Type: ANNUAL | ||||
| Ticker: ASC Security ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Ian Dyson as Director | Management | For | For |
| 4 | Re-elect Nick Robertson as Director | Management | For | For |
| 5 | Re-elect Karen Jones as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| BILFINGER SE Meeting Date: MAY 08, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GBF Security ID: D11648108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Approve Affiliation Agreements with Subsidiaries | Management | For | For |
| 7 | Approve Creation of EUR 69 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| BLUE SOLUTIONS SA Meeting Date: JUN 05, 2014 Record Date: MAY 30, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BLUE Security ID: F11845108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Bollore Re: Accounts Receivable Waiver Agreement | Management | For | For |
| 5 | Approve Transaction with Bollore Re: Promise to Sale Issued Stock by Bluecar, Autolib and Bluecarsharing | Management | For | For |
| 6 | Approve Transaction with Compangie du Cambodge and Societe Industrielle et Financiere de l Artois Re: Promise to Sell IER Shares | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge Ongoing Transactions | Management | For | For |
| 8 | Elect Sebastien Bollore as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Vincent Bollore, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Gilles Alix, CEO | Management | For | Against |
| 11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BRUKER CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BRKR Security ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen W. Fesik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAIRN ENERGY PLC Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CNE Security ID: G17528269 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Ian Tyler as Director | Management | For | For |
| 7 | Re-elect Todd Hunt as Director | Management | For | For |
| 8 | Re-elect Iain McLaren as Director | Management | For | For |
| 9 | Re-elect Alexander Berger as Director | Management | For | For |
| 10 | Re-elect Jacqueline Sheppard as Director | Management | For | For |
| 11 | Re-elect Simon Thomson as Director | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 16 | Approve Any Disposals by the Company or Any Subsidiary Undertaking of the Company of Any or All Shares in Cairn India Limited | Management | For | For |
| CARL ZEISS MEDITEC AG Meeting Date: MAR 04, 2014 Record Date: FEB 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: AFX Security ID: D14895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
| 6 | AmendArticle Re: Remuneration of the Supervisory Board | Management | For | For |
| CEPHEID Meeting Date: APR 22, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CPHD Security ID: 15670R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Easton | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CMG Security ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| COHERENT, INC. Meeting Date: FEB 26, 2014 Record Date: JAN 09, 2014 Meeting Type: ANNUAL | ||||
| Ticker: COHR Security ID: 192479103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Ambroseo | Management | For | For |
| 1.2 | Elect Director Jay T. Flatley | Management | For | For |
| 1.3 | Elect Director Susan M. James | Management | For | For |
| 1.4 | Elect Director L. William Krause | Management | For | For |
| 1.5 | Elect Director Garry W. Rogerson | Management | For | For |
| 1.6 | Elect Director Steve Skaggs | Management | For | For |
| 1.7 | Elect Director Sandeep Vij | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CREE, INC. Meeting Date: OCT 29, 2013 Record Date: AUG 30, 2013 Meeting Type: ANNUAL | ||||
| Ticker: CREE Security ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CRODA INTERNATIONAL PLC Meeting Date: APR 24, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CRDA Security ID: G25536106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sean Christie as Director | Management | For | For |
| 6 | Re-elect Alan Ferguson as Director | Management | For | For |
| 7 | Re-elect Martin Flower as Director | Management | For | For |
| 8 | Re-elect Steve Foots as Director | Management | For | For |
| 9 | Elect Helena Ganczakowski as Director | Management | For | For |
| 10 | Re-elect Keith Layden as Director | Management | For | For |
| 11 | Re-elect Nigel Turner as Director | Management | For | For |
| 12 | Re-elect Steve Williams as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve Performance Share Plan | Management | For | For |
| CYBERAGENT, INC. Meeting Date: DEC 13, 2013 Record Date: SEP 30, 2013 Meeting Type: ANNUAL | ||||
| Ticker: 4751 Security ID: J1046G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
| DR.CI:LABO CO., LTD. Meeting Date: OCT 22, 2013 Record Date: JUL 31, 2013 Meeting Type: ANNUAL | ||||
| Ticker: 4924 Security ID: J12459103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 8000 | Management | For | For |
| 2 | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
| 3.1 | Elect Director Ishihara, Tomomi | Management | For | Against |
| 3.2 | Elect Director Shirono, Yoshinori | Management | For | Against |
| 3.3 | Elect Director Kambe, Satoshi | Management | For | For |
| 3.4 | Elect Director Kosugi, Hiroyuki | Management | For | For |
| DREAMWORKS ANIMATION SKG, INC. Meeting Date: JUN 11, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
| Ticker: DWA Security ID: 26153C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
| 1.2 | Elect Director Lewis W. Coleman | Management | For | For |
| 1.3 | Elect Director Harry 'Skip' Brittenham | Management | For | Withhold |
| 1.4 | Elect Director Thomas E. Freston | Management | For | For |
| 1.5 | Elect Director Lucian Grainge | Management | For | For |
| 1.6 | Elect Director Mellody Hobson | Management | For | For |
| 1.7 | Elect Director Jason Kilar | Management | For | For |
| 1.8 | Elect Director Michael J. Montgomery | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ELECTROCOMPONENTS PLC Meeting Date: JUL 17, 2013 Record Date: JUL 15, 2013 Meeting Type: ANNUAL | ||||
| Ticker: ECM Security ID: G29848101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Karen Guerra as Director | Management | For | For |
| 5 | Elect John Pattullo as Director | Management | For | For |
| 6 | Re-elect Adrian Auer as Director | Management | For | For |
| 7 | Re-elect Simon Boddie as Director | Management | For | For |
| 8 | Re-elect Paul Hollingworth as Director | Management | For | For |
| 9 | Re-elect Peter Johnson as Director | Management | For | For |
| 10 | Re-elect Ian Mason as Director | Management | For | For |
| 11 | Re-elect Rupert Soames as Director | Management | For | For |
| 12 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FCS Security ID: 303726103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Terry A. Klebe | Management | For | For |
| 1.4 | Elect Director Anthony Lear | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Kevin J. McGarity | Management | For | For |
| 1.7 | Elect Director Bryan R. Roub | Management | For | For |
| 1.8 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.9 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| FINGERPRINT CARDS AB Meeting Date: JUN 04, 2014 Record Date: MAY 28, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FING B Security ID: W3143G119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 9c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 350,000 for the Chairman and SEK 220,000 for Other Members | Management | For | For |
| 12 | Approve Remuneration of Auditors | Management | For | For |
| 13 | Reelect Urban Fagerstedt (Chairman), Christer Bergman, Alexander Kotsinas, Tord Wingren, and Johan Carlstrom as Directors; Elect Eva Lindqvist as New Director | Management | For | Against |
| 14 | Ratify KPMG as Auditors | Management | For | For |
| 15 | Elect Tommy Trollborg, Dimitrij Titov, and Lars Soderfjell as Members of Nominating Committee | Management | For | For |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 17 | Approve Issuance of 10 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Approve Issuance of 10 Million Shares with Preemptive Rights | Management | For | For |
| 19 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| GEMALTO Meeting Date: MAY 21, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GTO Security ID: N3465M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Annual Report 2013 | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5b | Approve Dividends of EUR 0.38 Per Share | Management | For | For |
| 6a | Approve Discharge of Chief Executive Officer | Management | For | For |
| 6b | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 7 | Reelect Philippe Alfroid as Non-executive Director | Management | For | For |
| 8a | Amend Articles Re: Implementation of Act on Governance and Supervision | Management | For | For |
| 8b | Amend Articles Re: Implementation of Act on Shareholder Rights | Management | For | For |
| 8c | Amend Articles Re: Reflect other Legislative Changes | Management | For | For |
| 8d | Amend Articles Re: Technical and Textual Changes | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Authorize Board to Issue Shares Up to 5 Percent of Issued Share Capital Within the Framework of 2014-2017 LTI Plans | Management | For | For |
| 10b | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10c | Authorize Issuance of Shares with Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| 10d | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 11 | Reappointment of PricewaterhouseCoopers as Auditors | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| GENMAB AS Meeting Date: APR 09, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GEN Security ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4a | Reelect Mats Petterson as Director | Management | For | For |
| 4b | Reelect Anders Pedersen as Director | Management | For | For |
| 4c | Reelect Burton Malkiel as Director | Management | For | For |
| 4d | Reelect Hans Munch-Jensen as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 6a | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
| 6b | Authorize Share Repurchase Program | Management | For | Against |
| 6c | Approve Remuneration of Directors in the Amounts of DKK 780,000 to the Chairman, DKK 520,000 to the Deputy Chairman, and DKK 260,000 to the Other Directors; Approve Remuneration for Committee Work | Management | For | Against |
| 6d | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Against |
| 6e | Amend Articles Re: Election Period | Management | For | For |
| 6f | Approve Preparation of Annual Report in English Only | Management | For | For |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 8 | Other Business | Management | None | None |
| GN STORE NORD A/S Meeting Date: MAR 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GN Security ID: K4001S214 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 0.84 Per Share | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5a | Reelect Per Wold-Olsen as Director | Management | For | For |
| 5b | Reelect William Hoover as Director | Management | For | For |
| 5c | Reelect Wolfgang Reim as Director | Management | For | For |
| 5d | Reelect Rene Svendsen-Tune as Director | Management | For | For |
| 5e | Reelect Carsten Thomsen as Director | Management | For | For |
| 5f | Reelect Helene Barnekow as Director | Management | For | For |
| 6 | Ratify KPMG as Auditors | Management | For | For |
| 7a | Authorize Share Repurchase Program | Management | For | For |
| 7b | Approve DKK 21.2 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly | Management | For | For |
| 7c | Extend Board's Authorizations to Create up to DKK 130 Million Pool of Capital Without Preemptive Rights until April 30, 2015 | Management | For | For |
| 7d | Amend Articles Re: Change Registar from VP Investor A/S to Computershare A/S | Management | For | For |
| 7e | Approve Publication of Annual Report in English | Management | For | For |
| 7f | Amend Articles Re: Proxies | Management | For | For |
| 7g | Amend Articles Re: Editorial Changes and Updates | Management | For | For |
| 8a | Amend Articles Re: Requirements for Financial Information in the Notice Convening the General Meeting | Shareholder | Against | Against |
| 8b | Require Availability of Certain Reports in Danish for Five Years | Shareholder | Against | Against |
| 8c | Approve Changes to Company's Website | Shareholder | Against | Against |
| 8d | Require Company to Offer at AGM a Serving Corresponding to Company's Outlook | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| H. LUNDBECK A/S Meeting Date: MAR 26, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: LUN Security ID: K4406L129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Preparation of Annual Report Only in English | Management | For | For |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 900,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 300,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of DKK 2.77 Per Share | Management | For | For |
| 6.1 | Reelect Hakan Bjorklund as Director | Management | For | For |
| 6.2 | Reelect Christian Dyvig as Director | Management | For | For |
| 6.3 | Reelect Thorleif Krarup as Director | Management | For | For |
| 6.4 | Reelect Melanie Lee as Director | Management | For | For |
| 6.5 | Reelect Lars Rasmussen as Director | Management | For | For |
| 6.6 | Elect Terrie Curran as New Director | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8.1 | Include Additional Financial Information in the Notice Convening the General Meeting | Shareholder | Against | For |
| 8.2 | Simplify Access to Financial Reports on Website | Shareholder | Against | For |
| 8.3 | Require Provisions of Meals at General Meetings | Shareholder | Against | For |
| 8.4 | Amend Guidelines for Compensation for Executive Management and Board | Management | For | Against |
| 8.5 | Amend Authorization to Increase Share Capital with/without Preemptive Rights | Management | For | For |
| 8.6 | Authorize Share Repurchase Program | Management | For | For |
| 8.7 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | For |
| 9 | Other Business | Management | None | None |
| HAVAS Meeting Date: JUN 05, 2014 Record Date: MAY 30, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: HAV Security ID: F47696111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.11 per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 240,000 | Management | For | For |
| 5 | Approve Transaction with Societe Bleu Re: Services Agreement | Management | For | Against |
| 6 | Ratify Appointment of Societe Financiere de Sainte-Marine as Director | Management | For | Against |
| 7 | Elect Christine Ockrent as Director | Management | For | Against |
| 8 | Elect Stephane Israel as Director | Management | For | Against |
| 9 | Reelect Mercedes Erra as Director | Management | For | Against |
| 10 | Reelect Jacques Seguela as Director | Management | For | Against |
| 11 | Reelect Yves Cannac as Director | Management | For | For |
| 12 | Reelect Bollore SA as Director | Management | For | Against |
| 13 | Reelect Societe Financiere de Sainte-Marine as Director | Management | For | Against |
| 14 | Reelect Longchamp Participations as Director | Management | For | Against |
| 15 | Reelect Societe Financiere de Longchamp as Director | Management | For | Against |
| 16 | Advisory Vote on Compensation of Vincent Bollore, Chairman up to Aug. 30, 2013 | Management | For | For |
| 17 | Advisory Vote on Compensation of Yannick Bollore, Chairman and CEO | Management | For | Against |
| 18 | Advisory Vote on Compensation of David Jones, CEO up to Aug. 30, 2013 | Management | For | Against |
| 19 | Advisory Vote on Compensation of Herve Philippe, Vice-CEO up to Dec. 31, 2013 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 8.56 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Amend Article 15 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| HEARTWARE INTERNATIONAL, INC. Meeting Date: JUN 04, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HTWR Security ID: 422368100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HEXCEL CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HXL Security ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Sandra L. Derickson | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director David C. Hill | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| INTERCONTINENTAL HOTELS GROUP PLC Meeting Date: MAY 02, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IHG Security ID: G4804L130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5a | Elect Ian Dyson as Director | Management | For | For |
| 5b | Elect Paul Edgecliffe-Johnson as Director | Management | For | For |
| 5c | Elect Jill McDonald as Director | Management | For | For |
| 5d | Re-elect Patrick Cescau as Director | Management | For | For |
| 5e | Re-elect David Kappler as Director | Management | For | For |
| 5f | Re-elect Kirk Kinsell as Director | Management | For | For |
| 5g | Re-elect Jennifer Laing as Director | Management | For | For |
| 5h | Re-elect Jonathan Linen as Director | Management | For | For |
| 5i | Re-elect Luke Mayhew as Director | Management | For | For |
| 5j | Re-elect Dale Morrison as Director | Management | For | For |
| 5k | Re-elect Tracy Robbins as Director | Management | For | For |
| 5l | Re-elect Richard Solomons as Director | Management | For | For |
| 5m | Re-elect Ying Yeh as Director | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Approve Long Term Incentive Plan | Management | For | For |
| 11 | Approve Annual Performance Plan | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| INTERCONTINENTAL HOTELS GROUP PLC Meeting Date: JUN 30, 2014 Record Date: JUN 26, 2014 Meeting Type: SPECIAL | ||||
| Ticker: IHG Security ID: G4804L130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| 2 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| IP GROUP PLC Meeting Date: FEB 12, 2014 Record Date: FEB 10, 2014 Meeting Type: SPECIAL | ||||
| Ticker: IPO Security ID: G49348116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Raising | Management | For | For |
| 2 | Approve Capital Raising | Management | For | For |
| 3 | Approve Capital Raising | Management | For | For |
| IP GROUP PLC Meeting Date: MAY 13, 2014 Record Date: MAY 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IPO Security ID: G49348116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Appoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Lynn Gladden as Director | Management | For | For |
| 7 | Elect David Baynes as Director | Management | For | For |
| 8 | Elect Doug Liversidge as Director | Management | For | For |
| 9 | Re-elect Alan Aubrey as Director | Management | For | For |
| 10 | Re elect Dr Bruce Smith as Director | Management | For | For |
| 11 | Re-elect Francis Carpenter as Director | Management | For | For |
| 12 | Re-elect Michael Townend as Director | Management | For | For |
| 13 | Re-elect Jonathan Brooks as Director | Management | For | For |
| 14 | Re-elect Michael Humphrey as Director | Management | For | For |
| 15 | Re-elect Greg Smith as Director | Management | For | For |
| 16 | Re-elect Charles Winward as Director | Management | None | None |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Approve EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 22 | Approve Sharesave Plan | Management | For | For |
| 23 | Approve Deferred Bonus Share Plan | Management | For | For |
| 24 | Establish Share Plans for Overseas Employees | Management | For | For |
| IROBOT CORPORATION Meeting Date: MAY 20, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IRBT Security ID: 462726100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Geisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| J D WETHERSPOON PLC Meeting Date: NOV 14, 2013 Record Date: NOV 12, 2013 Meeting Type: ANNUAL | ||||
| Ticker: JDW Security ID: G5085Y147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tim Martin as Director | Management | For | For |
| 5 | Re-elect John Hutson as Director | Management | For | For |
| 6 | Re-elect Kirk Davis as Director | Management | For | For |
| 7 | Re-elect Su Cacioppo as Director | Management | For | For |
| 8 | Re-elect Debra van Gene as Director | Management | For | For |
| 9 | Re-elect Elizabeth McMeikan as Director | Management | For | For |
| 10 | Re-elect Sir Richard Beckett as Director | Management | For | For |
| 11 | Re-elect Mark Reckitt as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| L'OCCITANE INTERNATIONAL S.A. Meeting Date: SEP 25, 2013 Record Date: SEP 18, 2013 Meeting Type: ANNUAL | ||||
| Ticker: 00973 Security ID: L6071D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Valerie Irene Amelie Monique Bernis as Director | Management | For | For |
| 3b | Elect Pierre Maurice Georges Milet as Director | Management | For | For |
| 4a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5 | Renew Appointment of PricewaterhouseCoopers as Statutory Auditor | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as External Auditor | Management | For | For |
| 7a | Adopt Share Option Plan 2013 | Management | For | For |
| 7b | Adopt Free Share Plan 2013 | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Approve Discharge of Auditors | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| LEAPFROG ENTERPRISES, INC. Meeting Date: JUN 04, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: LF Security ID: 52186N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Barbour | Management | For | For |
| 1.2 | Elect Director William B. Chiasson | Management | For | For |
| 1.3 | Elect Director Thomas J. Kalinske | Management | For | Withhold |
| 1.4 | Elect Director Stanley E. Maron | Management | For | For |
| 1.5 | Elect Director E. Stanton McKee, Jr. | Management | For | For |
| 1.6 | Elect Director Joanna Rees | Management | For | For |
| 1.7 | Elect Director Randy O. Rissman | Management | For | For |
| 1.8 | Elect Director Caden C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LI & FUNG LIMITED Meeting Date: MAY 15, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: 00494 Security ID: G5485F169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect William Fung Kwok Lun as Director | Management | For | For |
| 3b | Elect Allan Wong Chi Yun as Director | Management | For | Against |
| 3c | Elect Paul Edward Selway-Swift as Director | Management | For | For |
| 4 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Adopt Share Option Scheme | Management | For | Against |
| 9 | Approve Share Premium Reduction | Management | For | For |
| M3 INC Meeting Date: JUN 18, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: 2413 Security ID: J4697J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1300 | Management | For | For |
| 2 | Amend Articles To Limit Rights of Odd-Lot Holders - Reduce Directors' Term - Authorize Board to Determine Income Allocation | Management | For | Against |
| 3.1 | Elect Director Tanimura, Itaru | Management | For | For |
| 3.2 | Elect Director Nagata, Tomoyuki | Management | For | For |
| 3.3 | Elect Director Chuujo, Osamu | Management | For | For |
| 3.4 | Elect Director Yokoi, Satoshi | Management | For | For |
| 3.5 | Elect Director Yoshida, Yasuhiko | Management | For | For |
| 3.6 | Elect Director Tsuji, Takahiro | Management | For | For |
| 3.7 | Elect Director Tomaru, Akihiko | Management | For | For |
| 3.8 | Elect Director Urae, Akinori | Management | For | For |
| 3.9 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 4 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | Against |
| MERCK KGAA Meeting Date: MAY 09, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: D5357W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 7.1 | Elect Wolfgang Buechele to the Supervisory Board | Management | For | For |
| 7.2 | Elect Michaela Freifrau von Glenck to the Supervisory Board | Management | For | For |
| 7.3 | Elect Albrecht Merck to the Supervisory Board | Management | For | Against |
| 7.4 | Elect Helga Ruebsamen-Schaeff to the Supervisory Board | Management | For | For |
| 7.5 | Elect Gregor Schulz to the Supervisory Board | Management | For | For |
| 7.6 | Elect Theo Siegert to the Supervisory Board | Management | For | For |
| 8 | Approve 2:1 Stock Split | Management | For | For |
| 9 | Approve Creation of EUR 56.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Exclusion of Shareholder Right to Certify Shares | Management | For | For |
| MONITISE PLC Meeting Date: OCT 17, 2013 Record Date: OCT 15, 2013 Meeting Type: ANNUAL | ||||
| Ticker: MONI Security ID: G6258F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Colin Tucker as Director | Management | For | For |
| 3 | Elect Michael Keyworth as Director | Management | For | For |
| 4 | Elect Bradley Petzer as Director | Management | For | For |
| 5 | Elect Victor Dahir as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| MONSTER BEVERAGE CORPORATION Meeting Date: JUN 02, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 611740101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| MORPHOSYS AG Meeting Date: MAY 23, 2014 Record Date: MAY 01, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MOR Security ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Approve Cancellation of of Two Conditional Capital Pools and Reduction of One Conditional Capital Pool | Management | For | For |
| 7 | Approve Creation of EUR 2.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Elect Walter Blaettler to the Supervisory Board | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| MULBERRY GROUP PLC Meeting Date: SEP 04, 2013 Record Date: SEP 02, 2013 Meeting Type: ANNUAL | ||||
| Ticker: MUL Security ID: G6328C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Christophe Cornu as Director | Management | For | For |
| 4 | Re-elect Bernard Heng as Director | Management | For | For |
| 5 | Re-elect Steven Grapstein as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| NEKTAR THERAPEUTICS Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
| Ticker: NKTR Security ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph J. Krivulka | Management | For | For |
| 1b | Elect Director Howard W. Robin | Management | For | For |
| 1c | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NOKIA CORP. Meeting Date: NOV 19, 2013 Record Date: NOV 07, 2013 Meeting Type: SPECIAL | ||||
| Ticker: NOK1V Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Approve Sale of the Devices & Services Business | Management | For | For |
| 7 | Close Meeting | Management | None | None |
| NOKIA CORP. Meeting Date: JUN 17, 2014 Record Date: JUN 05, 2014 Meeting Type: ANNUAL | ||||
| Ticker: NOK1V Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and an Ordinary Dividend of EUR 0.11 Per Share and a Special Dividend of EUR 0.26 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for the Vice Chairman, and EUR 130,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 11 | Fix Number of Directors at Nine | Management | For | For |
| 12 | Reelect Bruce Brown, Elizabeth Doherty, Jouko Karvinen, Marten Mickos, Elizabeth Nelson, Risto Siilasmaa, and Kari Stadigh as Directors; Elect Vivek Badrinath and Dennis Strigl as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NOVOZYMES A/S Meeting Date: FEB 26, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: NZYM B Security ID: K7317J133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Preparation of Annual Reports Only in English | Management | For | For |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 2.50 Per Share | Management | For | For |
| 5 | Approve Unchanged Remuneration of Directors and Audit Committee | Management | For | For |
| 6 | Reelect Henrik Gurtler (Chairman) as Director | Management | For | For |
| 7 | Reelect Agnete Raaschou-Nielsen (Vice-Chairman) as Director | Management | For | For |
| 8a | Reelect Lena Olving as Director | Management | For | For |
| 8b | Reelect Jorgen Rasmussen as Director | Management | For | For |
| 8c | Reelect Mathias Uhlen as Director | Management | For | For |
| 8d | Elect Lars Green as Director | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 10a | Include Supplementary Financial Information to Meeting Notice | Shareholder | Against | Against |
| 10b | Require Company to Offer at AGM a Meal Corresponding to Company's Outlook | Shareholder | Against | Against |
| 11 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | For |
| 12 | Other Business | Management | None | None |
| OPENTABLE, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: OPEN Security ID: 68372A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| OSRAM LICHT AG Meeting Date: FEB 27, 2014 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: OSR Security ID: D5963B113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| PANDORA HOLDING CO Meeting Date: AUG 13, 2013 Record Date: AUG 06, 2013 Meeting Type: SPECIAL | ||||
| Ticker: PNDORA Security ID: K7681L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Bjorn Gulden as Director | Management | For | For |
| 2 | Other Business (Non-Voting) | Management | None | None |
| PANDORA HOLDING CO Meeting Date: MAR 19, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PNDORA Security ID: K7681L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | For |
| 7b | Reelect Christian Frigast as Director | Management | For | For |
| 7c | Reelect Bjorn Gulden as Director | Management | For | For |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | For |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| PERFORM GROUP PLC Meeting Date: APR 09, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PER Security ID: G7012D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Re-elect Paul Walker as Director | Management | For | For |
| 5 | Re-elect Simon Denyer as Director | Management | For | For |
| 6 | Re-elect Oliver Slipper as Director | Management | For | For |
| 7 | Re-elect Peter Williams as Director | Management | For | For |
| 8 | Re-elect Marc Brown as Director | Management | For | For |
| 9 | Re-elect Jorg Mohaupt as Director | Management | For | For |
| 10 | Re-elect Peter Parmenter as Director | Management | For | For |
| 11 | Re-elect Gabby Logan as Director | Management | For | For |
| 12 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | Abstain |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| PTC INC. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PTC Security ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| QLIK TECHNOLOGIES INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: QLIK Security ID: 74733T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Golden | Management | For | For |
| 1.2 | Elect Director Lars Bjork | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAKUTEN INC. Meeting Date: MAR 28, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
| Ticker: 4755 Security ID: J64264104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masatada | Management | For | For |
| 2.5 | Elect Director Shimada, Toru | Management | For | For |
| 2.6 | Elect Director Sugihara, Akio | Management | For | For |
| 2.7 | Elect Director Takeda, Kazunori | Management | For | For |
| 2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 2.10 | Elect Director Charles B. Baxter | Management | For | For |
| 2.11 | Elect Director Kusano, Koichi | Management | For | For |
| 2.12 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.13 | Elect Director Joshua G. James | Management | For | Against |
| 2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 2.15 | Elect Director Murai, Jun | Management | For | For |
| 2.16 | Elect Director Hosaka, Masayuki | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| RIGEL PHARMACEUTICALS, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: RIGL Security ID: 766559603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter H. Moos | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ROTORK PLC Meeting Date: APR 25, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ROR Security ID: G76717126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Ian King as Director | Management | For | For |
| 4 | Re-elect Peter France as Director | Management | For | For |
| 5 | Re-elect Jonathan Davis as Director | Management | For | For |
| 6 | Re-elect Bob Arnold as Director | Management | For | For |
| 7 | Re-elect Graham Ogden as Director | Management | For | For |
| 8 | Re-elect John Nicholas as Director | Management | For | For |
| 9 | Re-elect Roger Lockwood as Director | Management | For | For |
| 10 | Re-elect Gary Bullard as Director | Management | For | For |
| 11 | Re-elect Sally James as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Amend Overseas Profit-Linked Share Scheme | Management | For | For |
| SDL PLC Meeting Date: APR 29, 2014 Record Date: APR 27, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SDL Security ID: G79433127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Chris Batterham as Director | Management | For | For |
| 5 | Re-elect David Clayton as Director | Management | For | For |
| 6 | Re-elect Mandy Gradden as Director | Management | For | For |
| 7 | Re-elect Mark Lancaster as Director | Management | For | Abstain |
| 8 | Elect Dominic Lavelle as Director | Management | For | For |
| 9 | Elect Alan McWalter as Director | Management | For | For |
| 10 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SEATTLE GENETICS, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SGEN Security ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SHUTTERFLY, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SFLY Security ID: 82568P304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip A. Marineau | Management | For | For |
| 1b | Elect Director Brian T. Swette | Management | For | For |
| 1c | Elect Director Ann Mather | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| SOTHEBY'S Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: PROXY CONTEST | ||||
| Ticker: BID Security ID: 835898107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Green Card) | ||||
| 1.1 | Elect Director John M. Angelo | Management | For | Did Not Vote |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | Did Not Vote |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | Did Not Vote |
| 1.4 | Elect Director Domenico De Sole | Management | For | Did Not Vote |
| 1.5 | Elect Director The Duke of Devonshire | Management | For | Did Not Vote |
| 1.6 | Elect Director Daniel Meyer | Management | For | Did Not Vote |
| 1.7 | Elect Director Allen Questrom | Management | For | Did Not Vote |
| 1.8 | Elect Director William F. Ruprecht | Management | For | Did Not Vote |
| 1.9 | Elect Director Marsha E. Simms | Management | For | Did Not Vote |
| 1.10 | Elect Director Robert S. Taubman | Management | For | Did Not Vote |
| 1.11 | Elect Director Diana L. Taylor | Management | For | Did Not Vote |
| 1.12 | Elect Director Dennis M. Weibling | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1.1 | Elect Director Daniel S. Loeb | Shareholder | For | For |
| 1.2 | Elect Director Harry J. Wilson | Shareholder | For | Withhold |
| 1.3 | Elect Director Olivier Reza | Shareholder | For | For |
| 1.4 | Management Nominee - John M. Angelo | Shareholder | For | For |
| 1.5 | Management Nominee - Kevin C. Conroy | Shareholder | For | For |
| 1.6 | Management Nominee - Domenico De Sole | Shareholder | For | For |
| 1.7 | Management Nominee - The Duke of Devonshire | Shareholder | For | For |
| 1.8 | Management Nominee - Allen Questrom | Shareholder | For | For |
| 1.9 | Management Nominee - William F. Ruprecht | Shareholder | For | For |
| 1.10 | Management Nominee - Marsha E. Simms | Shareholder | For | For |
| 1.11 | Management Nominee - Diana L. Taylor | Shareholder | For | For |
| 1.12 | Management Nominee - Dennis M. Weibling | Shareholder | For | For |
| 2 | Ratify Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| SOTHEBY'S Meeting Date: MAY 29, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BID Security ID: 835898107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Angelo | Management | For | For |
| 1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.3 | Elect Director Kevin C. Conroy | Management | For | For |
| 1.4 | Elect Director Domenico De Sole | Management | For | For |
| 1.5 | Elect Director The Duke Of Devonshire | Management | For | For |
| 1.6 | Elect Director Daniel S. Loeb | Management | For | For |
| 1.7 | Elect Director Daniel Meyer | Management | For | For |
| 1.8 | Elect Director Allen Questrom | Management | For | For |
| 1.9 | Elect Director Olivier Reza | Management | For | For |
| 1.10 | Elect Director William F. Ruprecht | Management | For | For |
| 1.11 | Elect Director Marsha E. Simms | Management | For | For |
| 1.12 | Elect Director Robert S. Taubman | Management | For | For |
| 1.13 | Elect Director Diana L. Taylor | Management | For | For |
| 1.14 | Elect Director Dennis M. Weibling | Management | For | For |
| 1.15 | Elect Director Harry J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPIRAX-SARCO ENGINEERING PLC Meeting Date: MAY 20, 2014 Record Date: MAY 18, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SPX Security ID: G83561111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Bill Whiteley as Director | Management | For | For |
| 8 | Re-elect Nick Anderson as Director | Management | For | For |
| 9 | Re-elect David Meredith as Director | Management | For | For |
| 10 | Re-elect Neil Daws as Director | Management | For | For |
| 11 | Re-elect Jay Whalen as Director | Management | For | For |
| 12 | Re-elect Dr Krishnamurthy Rajagopal as Director | Management | For | For |
| 13 | Re-elect Dr Trudy Schoolenberg as Director | Management | For | For |
| 14 | Re-elect Clive Watson as Director | Management | For | For |
| 15 | Elect Jamie Pike as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Scrip Dividend | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| STRATASYS LTD. Meeting Date: SEP 12, 2013 Record Date: AUG 13, 2013 Meeting Type: SPECIAL | ||||
| Ticker: SSYS Security ID: M85548101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| SUPERGROUP PLC Meeting Date: SEP 10, 2013 Record Date: SEP 06, 2013 Meeting Type: ANNUAL | ||||
| Ticker: SGP Security ID: G8585P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Peter Bamford as Director | Management | For | For |
| 4 | Re-elect Julian Dunkerton as Director | Management | For | For |
| 5 | Re-elect Susanne Given as Director | Management | For | For |
| 6 | Re-elect Shaun Wills as Director | Management | For | For |
| 7 | Re-elect James Holder as Director | Management | For | For |
| 8 | Re-elect Keith Edelman as Director | Management | For | For |
| 9 | Elect Minnow Powell as Director | Management | For | For |
| 10 | Re-elect Ken McCall as Director | Management | For | For |
| 11 | Elect Euan Sutherland as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 10, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SCA B Security ID: W90152120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | For |
| 8c | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 15 | Close Meeting | Management | None | None |
| SYMRISE AG Meeting Date: MAY 14, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SY1 Security ID: D827A1108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Amend Affiliation Agreements with Subsidiary TESIUM GmbH | Management | For | For |
| 6b | Amend Affiliation Agreements with Subsidiary Symotion GmbH | Management | For | For |
| 6c | Amend Affiliation Agreements with Subsidiary Symrise US-Beteiligungs GmbH | Management | For | For |
| 6d | Amend Affiliation Agreements with Subsidiary Busiris Vermoegensverwaltung GmbH | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| TECHNICOLOR Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TCH Security ID: F9062J173 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Groupe Thales: Acquisition of a Patent Portfolio | Management | For | For |
| 5 | Elect Virginie Calmels as Director | Management | For | For |
| 6 | Reelect Hugues Lepic as Director | Management | For | For |
| 7 | Advisory Vote on Compensation of Remy Sautter, Chairman | Management | For | For |
| 8 | Advisory Vote on Compensation of Frederic Rose, CEO | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 134,363,068 | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 33,590,767 | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 33,590,767 | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 15 at EUR 134,363,068 | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
| 19 | Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Amend Article 16 of Bylaws Re: Age Limit for Chairman | Management | For | For |
| 21 | Amend Article 11.3 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TESLA MOTORS, INC. Meeting Date: JUN 03, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TSLA Security ID: 88160R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| THE BOEING COMPANY Meeting Date: APR 28, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BA Security ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE BOSTON BEER COMPANY, INC. Meeting Date: JUN 04, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SAM Security ID: 100557107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Burwick | Management | For | For |
| 1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
| 1.3 | Elect Director Jeanne-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE FRESH MARKET, INC. Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TFM Security ID: 35804H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig Carlock | Management | For | For |
| 1.2 | Elect Director Richard Noll | Management | For | For |
| 1.3 | Elect Director Michael Tucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| TORAY INDUSTRIES INC. Meeting Date: JUN 25, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: 3402 Security ID: J89494116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles To Indemnify Directors | Management | For | For |
| 3.1 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 3.2 | Elect Director Nikkaku, Akihiro | Management | For | For |
| 3.3 | Elect Director Tanaka, Eizo | Management | For | For |
| 3.4 | Elect Director Suzui, Nobuo | Management | For | For |
| 3.5 | Elect Director Abe, Koichi | Management | For | For |
| 3.6 | Elect Director Onishi, Moriyuki | Management | For | For |
| 3.7 | Elect Director Okuda, Shinichi | Management | For | For |
| 3.8 | Elect Director Hashimoto, Kazushi | Management | For | For |
| 3.9 | Elect Director Murayama, Ryo | Management | For | For |
| 3.10 | Elect Director Uchida, Akira | Management | For | For |
| 3.11 | Elect Director Masuda, Shogo | Management | For | For |
| 3.12 | Elect Director Umeda, Akira | Management | For | For |
| 3.13 | Elect Director Deguchi, Yuukichi | Management | For | For |
| 3.14 | Elect Director Murakami, Hiroshi | Management | For | For |
| 3.15 | Elect Director Sato, Akio | Management | For | For |
| 3.16 | Elect Director Otani, Hiroshi | Management | For | For |
| 3.17 | Elect Director Yoshinaga, Minoru | Management | For | For |
| 3.18 | Elect Director Yoshida, Kunihiko | Management | For | For |
| 3.19 | Elect Director Fukasawa, Toru | Management | For | For |
| 3.20 | Elect Director Hagiwara, Satoru | Management | For | For |
| 3.21 | Elect Director Suga, Yasuo | Management | For | For |
| 3.22 | Elect Director Kobayashi, Hirofumi | Management | For | For |
| 3.23 | Elect Director Fujita, Masashi | Management | For | For |
| 3.24 | Elect Director Shuto, Kazuhiko | Management | For | For |
| 3.25 | Elect Director Tsunekawa, Tetsuya | Management | For | For |
| 3.26 | Elect Director Ito, Kunio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kobayashi, Koichi | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| URBAN OUTFITTERS, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
| Ticker: URBN Security ID: 917047102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | Against |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | Against |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| VACON OYJ Meeting Date: MAR 27, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: VAC1V Security ID: X9582Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.30 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 1,500 per Month as a Basic Fee and an Additional Fee of Maximum EUR 3,000 per Month; Approve Additional Compensation for Chairman; Approve Attendance Fees; Approve Remuneration for Commitee Work | Management | For | For |
| 11 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 12 | Fix Number of Directors at Seven. | Management | For | For |
| 13 | Reelect Pekka Ahlqvist, Jari Eklund, Jan Inborr, Juha Kytola, Panu Routila, and Riitta Viitala as Directors; Elect Jari Koskinen as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Set Number of Auditors at One; Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Approve 2:1 Stock Split | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Approve Issuance of up to 3.1 Million Shares without Preemptive Rights | Management | For | For |
| 19 | Authorize Board to Decide on Donation of up to EUR 30,000 | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| VERIFONE SYSTEMS, INC. Meeting Date: JUN 17, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PAY Security ID: 92342Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Paul Galant | Management | For | For |
| 1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.4 | Elect Director Robert B. Henske | Management | For | For |
| 1.5 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.6 | Elect Director Eitan Raff | Management | For | For |
| 1.7 | Elect Director Jonathan I. Schwartz | Management | For | For |
| 1.8 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| VISA INC. Meeting Date: JAN 29, 2014 Record Date: DEC 03, 2013 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WHITEWAVE FOODS COMPANY Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WWAV Security ID: 966244105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregg L. Engles | Management | For | Withhold |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Withhold |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| YAHOO! INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
| Ticker: YHOO Security ID: 984332106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Global Opportunities Fund |
| By: | William F. Glavin, Jr.* |
| William F. Glavin, Jr., | |
| President and Principal Executive Officer |
Date: August 22, 2014
| *By: | /s/ Lisa Bloomberg | |
| ----------------------------------------- | ||
| Lisa Bloomberg, Attorney in Fact |