Oppenheimer Global Opportunities Fund Inactive
Filed: 26 Aug 16, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-06001 |
| Exact name of registrant as specified in charter: | Oppenheimer Global Opportunities Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 9/30 |
| Date of reporting period: | 07/01/2015-06/30/2016 |
Item 1.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06001
Reporting Period: 07/01/2015 - 06/30/2016
Oppenheimer Global Opportunities Fund
==================== Oppenheimer Global Opportunities Fund =====================
3-D MATRIX LTD.
Ticker: 7777 Security ID: J835A0107
Meeting Date: JUL 30, 2015 Meeting Type: Annual
Record Date: APR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagano, Keiji For For Management
1.2 Elect Director Takamura, Kentaro For For Management
1.3 Elect Director Okada, Jun For For Management
1.4 Elect Director Arai, Tomoyuki For For Management
1.5 Elect Director Tsuboi, Kazuharu For For Management
1.6 Elect Director Shimamura, Kazuya For For Management
2.1 Appoint Statutory Auditor Kawabe, For For Management
Tsutomu
2.2 Appoint Statutory Auditor Mukaigawa, For For Management
Toshihito
3 Approve Stock Option Plan For For Management
4 Approve Stock Option Plan For For Management
5 Approve Stock Option Plan For For Management
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ABCAM PLC
Ticker: ABC Security ID: G0060R118
Meeting Date: NOV 05, 2015 Meeting Type: Annual
Record Date: NOV 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorise Their
Remuneration
6 Elect Mara Aspinall as Director For For Management
7 Elect Sue Harris as Director For For Management
8 Re-elect Murray Hennessy as Director For For Management
9 Re-elect Jonathan Milner as Director For For Management
10 Re-elect Alan Hirzel as Director For For Management
11 Re-elect Jeff Iliffe as Director For For Management
12 Re-elect Jim Warwick as Director For For Management
13 Re-elect Anthony Martin as Director For For Management
14 Re-elect Louise Patten as Director For For Management
15 Re-elect Michael Ross as Director For For Management
16 Approve 2015 Share Option Plan For Against Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
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ABLYNX NV
Ticker: ABLX Security ID: B0031S109
Meeting Date: JUL 10, 2015 Meeting Type: Special
Record Date: JUN 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change-of-Control Clause Re : For For Management
Convertible Bonds Issued May 27, 2015
and Authorize Edwin Moses to File
Required Documents/Other Formalities
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ABLYNX NV
Ticker: ABLX Security ID: B0031S109
Meeting Date: APR 28, 2016 Meeting Type: Annual/Special
Record Date: APR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Report For For Management
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7 Reelect Greig Biotechnology Global For For Management
Consulting Inc., Permanently
Represented by Russel Greig, as
Director
8 Approve Increase of the Annual For For Management
Remuneration of Independent Directors
with 2 Percent
9 Receive Management Board Report Re: None None Management
Authorized Capital
10 Authorize Board to Issue Shares in the For Against Management
Event of a Public Tender Offer or
Share Exchange Offer
11 Approve Change-of-Control Clause Re: For For Management
Article 556 Collaboration Agreement
with Novo Nordisk
12 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
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ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: JUN 09, 2016 Meeting Type: Annual
Record Date: APR 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred A. de Boom For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
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ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director John E. Caldwell For For Management
1c Elect Director Nora M. Denzel For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Martin L. Edelman For For Management
1f Elect Director Joseph A. Householder For For Management
1g Elect Director Michael J. Inglis For For Management
1h Elect Director Lisa T. Su For For Management
1i Elect Director Ahmed Yahia For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 13, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cassidy, Jr. For For Management
1.2 Elect Director Edgar G. Hotard For For Management
1.3 Elect Director Erland E. Kailbourne For For Management
1.4 Elect Director Joseph G. Morone For For Management
1.5 Elect Director Katharine L. Plourde For For Management
1.6 Elect Director John R. Scannell For For Management
1.7 Elect Director Christine L. Standish For Withhold Management
1.8 Elect Director John C. Standish For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
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ALIBABA GROUP HOLDING LTD.
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 08, 2015 Meeting Type: Annual
Record Date: AUG 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph C. Tsai as Director For Against Management
1.2 Elect Jonathan Zhaoxi Lu as Director For Against Management
1.3 Elect J. Michael Evans as Director For Against Management
1.4 Elect Borje E. Ekholm as Director For For Management
1.5 Elect Wan Ling Martello as Director For For Management
2 Approve PricewaterhouseCoopers as For For Management
Independent Auditors
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ALLIED MINDS PLC
Ticker: ALM Security ID: G0210L102
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAY 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Reappoint KPMG LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Re-elect Peter Dolan as Director For For Management
7 Re-elect Christopher Silva as Director For For Management
8 Re-elect Richard Davis as Director For For Management
9 Re-elect Jeffrey Rohr as Director For For Management
10 Elect Kevin Sharer as Director For For Management
11 Elect Jill Smith as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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AMS AG
Ticker: AMS Security ID: A0400Q115
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7.1 Elect Loh Kin Wah to the Supervisory For For Management
Board
7.2 Elect Jacob Jacobsson to the For For Management
Supervisory Board
8 Approve Creation of Pool of Capital For For Management
without Preemptive Rights
9 Receive Report on Share Repurchase None None Management
Program and Reissuance of Repurchased
Shares (Non-Voting)
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ANACOR PHARMACEUTICALS, INC.
Ticker: ANAC Security ID: 032420101
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Paul L. Berns For For Management
1B Elect Director Lucy Shapiro For For Management
1C Elect Director Wendell Wierenga For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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ANGIE'S LIST, INC.
Ticker: ANGI Security ID: 034754101
Meeting Date: JUN 14, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Bell For For Management
1.2 Elect Director Angela R. Hicks Bowman For For Management
1.3 Elect Director Steven M. Kapner For For Management
1.4 Elect Director David B. Mullen For Withhold Management
1.5 Elect Director Michael D. Sands For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AO WORLD PLC
Ticker: AO. Security ID: G0403D107
Meeting Date: JUL 21, 2015 Meeting Type: Annual
Record Date: JUL 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Richard Rose as Director For For Management
4 Re-elect John Roberts as Director For For Management
5 Re-elect Steve Caunce as Director For For Management
6 Re-elect Brian McBride as Director For For Management
7 Re-elect Chris Hopkinson as Director For Against Management
8 Re-elect Marisa Cassoni as Director For For Management
9 Re-elect Rudolf Lamprecht as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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ARCAM AB
Ticker: ARCM Security ID: W05243238
Meeting Date: MAR 22, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.1 Accept Financial Statements and For For Management
Statutory Reports
8.2 Approve Allocation of Income and For For Management
Omission of Dividends
8.3 Approve Discharge of Board and For For Management
President
9 Determine Number of Members and Deputy For For Management
Members of Board
10 Approve Remuneration of Directors; For For Management
Approve Remuneration of Auditors
11 Elect Directors For For Management
12 Ratify Auditors For For Management
13 Approve Guidelines for Nominating For For Management
Committee
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Share Matching Plans; Approve For For Management
Associated Formalities
16 Approve Creation of a Pool of Capital For For Management
without Preemptive Rights
17 Close Meeting None None Management
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ARROWHEAD RESEARCH CORPORATION
Ticker: ARWR Security ID: 042797209
Meeting Date: MAR 08, 2016 Meeting Type: Annual
Record Date: JAN 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Mauro Ferrari For For Management
1.3 Elect Director Edward W. Frykman For For Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Michael S. Perry For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
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ASKUL CORPORATION
Ticker: 2678 Security ID: J03325107
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: MAY 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles to Indemnify Directors For For Management
- Indemnify Statutory Auditors
3.1 Elect Director Iwata, Shoichiro For For Management
3.2 Elect Director Imamura, Toshio For For Management
3.3 Elect Director Yoshida, Hitoshi For For Management
3.4 Elect Director Yoshioka, Akira For For Management
3.5 Elect Director Toyoda, Hiroyuki For For Management
3.6 Elect Director Toda, Kazuo For For Management
3.7 Elect Director Imaizumi, Koji For For Management
3.8 Elect Director Ozawa, Takao For For Management
3.9 Elect Director Miyata, Hideaki For For Management
3.10 Elect Director Higuchi, Yasuyuki For For Management
4 Appoint Statutory Auditor Watanabe, For For Management
Rinji
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ASOS PLC
Ticker: ASC Security ID: G0536Q108
Meeting Date: DEC 03, 2015 Meeting Type: Annual
Record Date: DEC 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Helen Ashton as Director For For Management
4 Re-elect Brian McBride as Director For For Management
5 Re-elect Nick Robertson as Director For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to
Non-executive Directors
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BLUE SOLUTIONS
Ticker: BLUE Security ID: F11845108
Meeting Date: JUN 03, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income For For Management
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Reelect Vincent Bollore as Director For For Management
6 Reelect Virginie Courtin as Director For For Management
7 Elect Marie Bollore as Director For For Management
8 Renew Appointment of Cabinet For For Management
Constantin Associes as Auditor
9 Renew Appointment of Cabinet Cisane as For For Management
Alternate Auditor
10 Advisory Vote on Compensation of For For Management
Vincent Bollore, Chairman
11 Advisory Vote on Compensation of For Against Management
Gilles Alix, CEO
12 Authorize Filing of Required For For Management
Documents/Other Formalities
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BOOHOO.COM PLC
Ticker: BOO Security ID: G6153P109
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: JUN 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve the Directors' Remuneration For For Management
Report
3 Elect Sara Murray as a Director For For Management
4 Reelect David Forbes as a Director For For Management
5 Reelect Stephen Morana as a Director For For Management
6 Reelect Mahmud Kamani as a Director For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Approve Political Donations For For Management
10 Approve the Company's Long For For Management
Term-Incentive Plan 2016
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Share Repurchase Program For For Management
13 Waive Requirement for Mandatory Offer For For Management
to All Shareholders
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BRUKER CORPORATION
Ticker: BRKR Security ID: 116794108
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank H. Laukien For For Management
1.2 Elect Director John Ornell For For Management
1.3 Elect Director Richard A. Packer For For Management
1.4 Elect Director Robert Rosenthal For For Management
1.5 Elect Director Cynthia M. Friend For For Management
2 Approve Omnibus Stock Plan For For Management
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BUREAU VERITAS
Ticker: BVI Security ID: F96888114
Meeting Date: MAY 17, 2016 Meeting Type: Annual/Special
Record Date: MAY 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.51 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Pierre Hessler as Director For For Management
6 Elect Sian Herbert-Jones as Director For For Management
7 Advisory Vote on Compensation of For Against Management
Didier Michaud-Daniel, CEO
8 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
9 Appoint Ernst and Young Audit as For For Management
Auditor
10 Appoint Jean-Christophe Georghiou as For For Management
Alternate Auditor
11 Appoint Auditex as Alternate Auditor For For Management
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
14 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
15 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG
Ticker: AFX Security ID: D14895102
Meeting Date: APR 06, 2016 Meeting Type: Annual
Record Date: MAR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2014/2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.38 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2014/2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014/2015
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2015/2016
6.1 Reelect Michael Kaschke to the For Against Management
Supervisory Board
6.2 Elect Markus Guthoff to the For Against Management
Supervisory Board
6.3 Elect Thomas Spitzenpfeil to the For Against Management
Supervisory Board
7 Approve Creation of EUR 40.7 Million For Against Management
Pool of Capital without Preemptive
Rights
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CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas L. Gutshall For For Management
1b Elect Director Cristina H. Kepner For For Management
1c Elect Director David H. Persing For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Baldocchi For Against Management
1.2 Elect Director Darlene Friedman For For Management
1.3 Elect Director John S. Charlesworth For For Management
1.4 Elect Director Kimbal Musk For For Management
1.5 Elect Director Montgomery F. (Monty) For For Management
Moran
1.6 Elect Director Neil Flanzraich For For Management
1.7 Elect Director Patrick J. Flynn For Against Management
1.8 Elect Director Stephen Gillett For For Management
1.9 Elect Director Steve Ells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Charter to Remove Provision For For Management
Allowing Only the Board and Chairman
to Call Special Meetings
5 Provide Proxy Access Right For Against Management
6 Proxy Access Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Permit Shareholders Holding 10% or Against For Shareholder
More of the Outstanding Shares of
Common Stock to Call a Special Meeting
9 Report on Sustainability, Including Against For Shareholder
Quantitative Goals
10 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
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COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For Withhold Management
1.2 Elect Director Anthony Sun For Withhold Management
1.3 Elect Director Robert J. Willett For Withhold Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Increase Authorized Common Stock For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: FEB 26, 2016 Meeting Type: Annual
Record Date: JAN 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Ambroseo For For Management
1.2 Elect Director Jay T. Flatley For For Management
1.3 Elect Director Susan M. James For For Management
1.4 Elect Director L. William (Bill) Krause For For Management
1.5 Elect Director Garry W. Rogerson For For Management
1.6 Elect Director Steve Skaggs For For Management
1.7 Elect Director Sandeep Vij For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSORT MEDICAL PLC
Ticker: CSRT Security ID: G2506K103
Meeting Date: SEP 03, 2015 Meeting Type: Annual
Record Date: SEP 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Abstain Management
4 Approve Final Dividend For For Management
5 Re-elect Dr Peter Fellner as Director For For Management
6 Re-elect Richard Cotton as Director For For Management
7 Re-elect Ian Nicholson as Director For For Management
8 Re-elect Stephen Crummett as Director For For Management
9 Elect Charlotta Ginman as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorise Their
Remuneration
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Approve the Amendment of the For For Management
Performance Share Plan 2015
16 Authorise Board to Grant One-off For For Management
Immediately Exercisable Awards in
Respect of Ordinary Shares to
Executive Directors
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CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Blair For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Daniel P. Huttenlocher For For Management
1.8 Elect Director Kurt M. Landgraf For For Management
1.9 Elect Director Kevin J. Martin For For Management
1.10 Elect Director Deborah D. Rieman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Wendell P. Weeks For For Management
1.13 Elect Director Mark S. Wrighton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 27, 2015 Meeting Type: Annual
Record Date: AUG 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For Withhold Management
1.2 Elect Director Clyde R. Hosein For Withhold Management
1.3 Elect Director Robert A. Ingram For Withhold Management
1.4 Elect Director C. Howard Nye For For Management
1.5 Elect Director Franco Plastina For Withhold Management
1.6 Elect Director John B. Replogle For Withhold Management
1.7 Elect Director Robert L. Tillman For Withhold Management
1.8 Elect Director Thomas H. Werner For Withhold Management
1.9 Elect Director Anne C. Whitaker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRITEO SA
Ticker: CRTO Security ID: 226718104
Meeting Date: OCT 23, 2015 Meeting Type: Annual/Special
Record Date: SEP 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Free Shares for For For Management
Use in Time-Based Restricted Stock Plan
2 Authorize Issuance of Free Shares for For For Management
Use in Performance-Based Restricted
Stock Plan
3 Approve the 2015 Time-Based Free For For Management
Share/Restricted Stock Unit Plan
4 Approve the 2015 Performance-Based For For Management
Free Share/Restricted Stock Unit Plan
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CRITEO SA
Ticker: CRTO Security ID: 226718104
Meeting Date: JUN 29, 2016 Meeting Type: Annual/Special
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Jean-Baptiste Rudelle as For For Management
Director
2 Reelect James Warner as Director For For Management
3 Ratify Provisional Appointment of For For Management
Sharon Fox Spielman as Director
4 Reelect Sharon Fox Spielman as Director For For Management
5 Appoint Eric Eichmann as Director For For Management
6 Reelect Dominique Vidal as Director For For Management
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2.25
Million
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Advisory Vote on Say on Pay Frequency For For Management
Every Year
10 Advisory Vote on Say on Pay Frequency Against Against Management
Every Two Years
11 Advisory Vote on Say on Pay Frequency Against Against Management
Every Three Years
12 Approve Financial Statements and For For Management
Statutory Reports
13 Approve Consolidated Financial For For Management
Statements and Statutory Reports
14 Approve Discharge of Directors For For Management
15 Approve Allocation of Income and For For Management
Absence of Dividends
16 Approve Transaction in Connection to For For Management
the Provision of Premises and Means
Entered into with The Galion Project
17 Approve Transaction with The Galion For For Management
Project
18 Approve Transaction with France For For Management
Digitale
19 Authorize Share Repurchase Program For For Management
20 Approve Stock Option Plan For For Management
21 Amend 2015 Time-Based Restricted Stock For For Management
Plan
22 Amend 2015 Performance-Based For For Management
Restricted Stock Plan
23 Authorize Board of Directors to Grant For For Management
OSAs (Options to Subscribe to New
Ordinary Shares)
24 Authorize Board of Directors to Grant For For Management
Time-based Free Shares/Restricted
Stock Units to Employees
25 Authorize Board of Directors to Grant For For Management
Performance-based Free
Shares/Restricted Stock Units to
Executives and Certain Employees, from
Time to Time
26 Authorize Board of Directors to Grant For For Management
Non-Employee Warrants to a Category of
Persons Meeting Predetermined
Criteria, Without Shareholders'
Preferential Subscription Rights
27 Approve New Equity Share Pool Limits For For Management
28 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
29 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements /Reserved for
Specific Beneficiaries/ Qualified
Investors/ , up to Aggregate Nominal
Amount of EUR
30 Authorize Capital Increase for Future For For Management
Exchange Offers
31 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements /Reserved for
Specific Beneficiaries/ Qualified
Investors/ , up to Aggregate Nominal
Amount of EUR
32 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR
33 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
34 Determine the Overall Financial Limits For For Management
Applicable to the Issuances to be
Completed
35 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
36 Amend Quorum Requirements For For Management
37 Amend Company's Bylaws Re: Directors' For For Management
Length of Term
--------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC
Ticker: CRDA Security ID: G25536106
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Alan Ferguson as Director For For Management
5 Re-elect Steve Foots as Director For For Management
6 Re-elect Anita Frew as Director For For Management
7 Re-elect Helena Ganczakowski as For For Management
Director
8 Re-elect Keith Layden as Director For For Management
9 Re-elect Jez Maiden as Director For For Management
10 Re-elect Nigel Turner as Director For For Management
11 Re-elect Steve Williams as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Approve Special Dividend and Share For For Management
Consolidation
--------------------------------------------------------------------------------
CYBERAGENT, INC.
Ticker: 4751 Security ID: J1046G108
Meeting Date: DEC 11, 2015 Meeting Type: Annual
Record Date: SEP 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Appoint Statutory Auditor Numata, Isao For Against Management
--------------------------------------------------------------------------------
DR.CI:LABO CO., LTD.
Ticker: 4924 Security ID: J12459103
Meeting Date: OCT 21, 2015 Meeting Type: Annual
Record Date: JUL 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 82
2 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
3 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Indemnify
Directors - Indemnify Statutory
Auditors
4.1 Elect Director Ishihara, Tomomi For For Management
4.2 Elect Director Shirono, Yoshinori For For Management
4.3 Elect Director Kosugi, Hiroyuki For For Management
4.4 Elect Director Kubota, Tatsunosuke For For Management
4.5 Elect Director Tanaka, Katsuaki For For Management
5 Appoint Statutory Auditor Suzuki, For For Management
Hirofumi
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Harry 'Skip' Brittenham For For Management
1.3 Elect Director Thomas E. Freston For Withhold Management
1.4 Elect Director Lucian Grainge For Withhold Management
1.5 Elect Director Mellody Hobson For Withhold Management
1.6 Elect Director Jason Kilar For For Management
1.7 Elect Director Michael Montgomery For For Management
1.8 Elect Director Mary Agnes 'Maggie' For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENTERTAINMENT ONE LTD.
Ticker: ETO Security ID: 29382B102
Meeting Date: SEP 16, 2015 Meeting Type: Annual/Special
Record Date: AUG 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Allan Leighton as Director For For Management
4 Re-elect Darren Throop as Director For For Management
5 Re-elect Giles Willits as Director For For Management
6 Re-elect Bob Allan as Director For For Management
7 Re-elect Ronald Atkey as Director For For Management
8 Re-elect Clare Copeland as Director For For Management
9 Re-elect Garth Girvan as Director For For Management
10 Re-elect Mark Opzoomer as Director For For Management
11 Re-elect Linda Robinson as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Common For For Management
Shares
17 Approve Executive Incentive Scheme For Against Management
18 Approve SAYE Share Option Scheme For For Management
19 Approve Amendments to the Remuneration For For Management
Policy
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 23, 2015 Meeting Type: Annual
Record Date: MAY 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Carey For Withhold Management
1.2 Elect Director Daniel J. Levangie For Withhold Management
1.3 Elect Director Michael S. Wyzga For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FINGERPRINT CARDS AB
Ticker: FING B Security ID: W3143G119
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: APR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
9c Approve Discharge of Board and For Did Not Vote Management
President
10 Amend Articles Re: Number of Board For Did Not Vote Management
Directors
11 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members of Board (0)
12 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 850,000 for Chairman
and SEK 400,000 for Other Directors;
Approve Remuneration for Committee Work
13 Approve Remuneration of Auditors For Did Not Vote Management
14 Elect Directors For Did Not Vote Management
15 Ratify KPMG as Auditors For Did Not Vote Management
16 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
17 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
18 Approve 5:1 Stock Split; Amend For Did Not Vote Management
Articles Re: Set Minimum and Maximum
Share Capital; Set Minimum and Maximum
Number of Shares; Number of Class A
Shares and Number of Class B Shares
19 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
20 Approve Issuance of Shares with For Did Not Vote Management
Preemptive Rights
21 Authorize Editorial Changes to Adopted For Did Not Vote Management
Resolutions in Connection with
Registration with Swedish Authorities
22 Close Meeting None None Management
--------------------------------------------------------------------------------
GEMALTO
Ticker: GTO Security ID: N3465M108
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: APR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5b Approve Dividends of EUR 0.47 Per Share For For Management
6a Approve Discharge of Chief Executive For For Management
Officer
6b Approve Discharge of the Non-executive For For Management
Board Members
7a Reelect Olivier Piou as Executive For For Management
Director until Aug. 31, 2016 and
Appoint Olivier Piou as Non-Executive
Director as of Sept. 1, 2016
7b Elect Philippe Vallee as Executive For For Management
Director
7c Reelect Johannes Fritz as For For Management
Non-executive Director
7d Reelect Yen Yen Tan as Non-executive For For Management
Director
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
without Preemptive Rights
9b Authorize Issuance of Shares with For For Management
Preemptive Rights up to 25 Percent of
Issued Capital
9c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances in Case
of Takeover/Merger up to 5 Percent of
Issued Capital in Connection with
Authorization under Item 9b
10 Appoint KPMG Accountants N.V. as For For Management
Auditors for Fiscal Year 2017
11 Allow Questions None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GEN Security ID: K3967W102
Meeting Date: MAR 17, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income For For Management
4a Reelect Mats Petterson as Director For For Management
4b Reelect Anders Pedersen as Director For For Management
4c Reelect Pernille Errenbjerg as Director For For Management
4d Reelect Burton Malkiel as Director For For Management
4e Reelect Paolo Paoletti as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditors
6a Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
6b Authorize Share Repurchase Program For Against Management
6c Approve Remuneration of Directors For Against Management
6d Change from Bearer Shares to For For Management
Registered Shares
6e Amend Articles Re: Summoning to For For Management
General Meeting
6f Amend Articles Re: Share Issuance For For Management
Authorizations
6g Approve Issuance of Warrants to Board For Against Management
Members, Employees, and Consultants;
Approve Creation of DKK 500,000 Pool
of Conditional Capital to Guarantee
Conversion Rights
6h Approve Issuance of Convertible Debt For For Management
without Preemptive Rights up to
Aggregate Nominal Amount of DKK 3
Billion
6i Amend Articles Re: Signature Rule For For Management
7 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWP Security ID: 36197T103
Meeting Date: MAR 23, 2016 Meeting Type: Annual
Record Date: FEB 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Adam George as Director For For Management
4 Re-elect James Noble as Director For For Management
5 Re-elect Christopher Tovey as Director For For Management
6 Re-elect Julian Gangolli as Director For For Management
7 Reappoint Deloitte LLP Auditors For For Management
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Approve Increase in the Aggregate For For Management
Limits of Directors' Fee
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
H. LUNDBECK A/S
Ticker: LUN Security ID: K4406L129
Meeting Date: MAR 31, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4a Reelect Lars Rasmussen as Director For For Management
4b Reelect Lene Skole as Director For For Management
4c Reelect Terrie Curran as Director For For Management
4d Reelect Lars Holmqvist as Director For For Management
4e Reelect Jesper Ovesen as Director For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 900,000 for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 300,000 for Other
Directors; Approve Remuneration for
Committee Work
6 Ratify Deloitte as Auditors For For Management
7.1 Approve Guidelines for Compensation For For Management
for Executive Management and Board
7.2 Authorize Share Repurchase Program For For Management
7.3 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Business None None Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Henderson For For Management
1.2 Elect Director Connie L. Matsui For For Management
1.3 Elect Director Helen I. Torley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick L. Stanage For For Management
1.2 Elect Director Joel S. Beckman For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Cynthia M. Egnotovich For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Thomas A. Gendron For For Management
1.8 Elect Director Jeffrey A. Graves For For Management
1.9 Elect Director Guy C. Hachey For For Management
1.10 Elect Director David C. Hill For For Management
1.11 Elect Director David L. Pugh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORTONWORKS, INC.
Ticker: HDP Security ID: 440894103
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Fink For For Management
1.2 Elect Director Jay Rossiter For For Management
1.3 Elect Director Michelangelo Volpi For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055107
Meeting Date: DEC 04, 2015 Meeting Type: Annual
Record Date: OCT 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Peter Cuneo For For Management
1.2 Elect Director Barry Emanuel For For Management
1.3 Elect Director Drew Cohen For For Management
1.4 Elect Director Sue Gove For For Management
1.5 Elect Director Mark Friedman For For Management
1.6 Elect Director James A. Marcum For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC
Ticker: IGG Security ID: G4753Q106
Meeting Date: OCT 15, 2015 Meeting Type: Annual
Record Date: OCT 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andy Green as Director For For Management
5 Re-elect Peter Hetherington as Director For For Management
6 Re-elect Christopher Hill as Director For For Management
7 Re-elect Stephen Hill as Director For For Management
8 Re-elect Jim Newman as Director For For Management
9 Re-elect Sam Tymms as Director For For Management
10 Elect June Felix as Director For For Management
11 Elect Malcom Le May as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INNATE PHARMA
Ticker: IPH Security ID: F5277D100
Meeting Date: JUN 02, 2016 Meeting Type: Annual/Special
Record Date: MAY 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Renew Appointment of Bpifrance For Against Management
Participations as Censor
6 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 200,000
7 Advisory Vote on Compensation of Herve For Against Management
Brailly, Chairman of the Management
Board
8 Advisory Vote on Compensation of For Against Management
Catherine Moukheibir, Management Board
Member
9 Advisory Vote on Compensation of For Against Management
Nicolai Wagtmann, Management Board
Member
10 Advisory Vote on Compensation of For Against Management
Yannis Morel, Management Board Member
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 672,958
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 672,958
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 538,367
15 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 13 and 14
16 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capital Increase of Up to For Against Management
EUR 672,958 for Future Exchange Offers
19 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 12-14 and 16-18 at EUR
672,958
20 Authorize Issuance of Warrants (BSA) For Against Management
without Preemptive Rights Reserved for
Supervisory Board Members and
Consultants, up to Aggregate Nominal
Amount of EUR 7,500
21 Authorize up to 350,000 Shares for Use For Against Management
in Restricted Stock Plans, Reserved
for Executive Committee Members and/or
Corporate Officers
22 Authorize up to 250,000 Shares for Use For Against Management
in Restricted Stock Plans Reserved for
Employees Only
23 Authorize New Class of Preferred Stock For For Management
and Amend Bylaws Accordingly
24 Subject to Approval of Item 23 Above, For Against Management
Authorize up to 1 Million Shares
Resulting from the Conversion of
Preference Shares Reserved for
Executive Committee Members and/or
Corporate Officers
25 Subject to Approval of Item 23 Above, For For Management
Authorize up to 500,000 Shares
Resulting from the Conversion of
Preference Shares Reserved for
Employees Only
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Amend Article 9, 17, 22, 27, 28, and For Against Management
30 of Bylaws Re: Identification of
Shareholders, Shareholdings
Requirement for Supervisory Board
Members, Related Party Transactions,
and General Meetings
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG Security ID: G4804L205
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4a Re-elect Anne Busquet as Director For For Management
4b Re-elect Patrick Cescau as Director For For Management
4c Re-elect Ian Dyson as Director For For Management
4d Re-elect Paul Edgecliffe-Johnson as For For Management
Director
4e Re-elect Jo Harlow as Director For For Management
4f Re-elect Luke Mayhew as Director For For Management
4g Re-elect Jill McDonald as Director For For Management
4h Re-elect Dale Morrison as Director For For Management
4i Re-elect Richard Solomons as Director For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise EU Political Donations and For For Management
Expenditure
8 Approve Share Consolidation For For Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ION BEAM APPLICATIONS SA
Ticker: IBAB Security ID: B5317W146
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: APR 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
3 Receive Auditors' Reports (Non-Voting) None None Management
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Remuneration Report For For Management
6 Approve Discharge of Directors For For Management
7 Approve Discharge of Auditors For For Management
8.1 Elect Median Sustainability S.L. For For Management
,Permanently Represented by Sybille
van den Hove as Independent Director
8.2 Reappoint SCS Consultance Marcel For For Management
Miller, Permanently Represented by
Marcel Miller as Independent Director
8.3 Reappoint Olivier Legrain as Director For For Management
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
IP GROUP PLC
Ticker: IPO Security ID: G49348116
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint KMPG LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Dr Elaine Sullivan as Director For For Management
7 Re-elect Alan Aubrey as Director For For Management
8 Re-elect David Baynes as Director For For Management
9 Re-elect Jonathan Brooks as Director For For Management
10 Re-elect Lynn Gladden as Director For For Management
11 Re-elect Mike Humphrey as Director For For Management
12 Re-elect Doug Liversidge as Director For For Management
13 Re-elect Greg Smith as Director For For Management
14 Re-elect Michael Townend as Director For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Incur For For Management
Political Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: MAY 25, 2016 Meeting Type: Proxy Contest
Record Date: APR 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Mohamad Ali For For Management
1.2 Elect Director Michael Bell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Eliminate Supermajority Vote For For Management
Requirement
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Willem Mesdag For Did Not Vote Shareholder
1.2 Elect Director Lawrence S. Peiros For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as None Did Not Vote Management
Auditors
3 Eliminate Supermajority Vote For Did Not Vote Management
Requirement
4 Declassify the Board of Directors For Did Not Vote Management
5 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JIN CO. LTD.
Ticker: 3046 Security ID: J2888H105
Meeting Date: NOV 26, 2015 Meeting Type: Annual
Record Date: AUG 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Amend Articles to Amend Business Lines For For Management
- Indemnify Directors - Indemnify
Statutory Auditors
3 Appoint Statutory Auditor Maeda, For Against Management
Natsuhiko
--------------------------------------------------------------------------------
KUKA AG
Ticker: KU2 Security ID: D3862Y102
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: MAY 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Till Reuter for Fiscal 2015
3.2 Approve Discharge of Management Board For For Management
Member Peter Mohnen for Fiscal 2015
4.1 Approve Discharge of Supervisory Board For For Management
Member Bernd Minning for Fiscal 2015
4.2 Approve Discharge of Supervisory Board For For Management
Member Michael Leppek for Fiscal 2015
4.3 Approve Discharge of Supervisory Board For For Management
Member Dirk Abel for Fiscal 2015
4.4 Approve Discharge of Supervisory Board For For Management
Member Walter Bickel for Fiscal 2015
4.5 Approve Discharge of Supervisory Board For For Management
Member Wilfried Eberhardt for Fiscal
2015
4.6 Approve Discharge of Supervisory Board For For Management
Member Siegfried Greulich for Fiscal
2015
4.7 Approve Discharge of Supervisory Board For For Management
Member Thomas Knabel for Fiscal 2015
4.8 Approve Discharge of Supervisory Board For For Management
Member Armin Kolb for Fiscal 2015
4.9 Approve Discharge of Supervisory Board For For Management
Member Carola Leitmeir for Fiscal 2015
4.10 Approve Discharge of Supervisory Board For For Management
Member Hubert Lienhard for Fiscal 2015
4.11 Approve Discharge of Supervisory Board For For Management
Member Friedhelm Loh for Fiscal 2015
4.12 Approve Discharge of Supervisory Board For For Management
Member Uwe Loos for Fiscal 2015
4.13 Approve Discharge of Supervisory Board For For Management
Member Michael Proeller for Fiscal 2015
4.14 Approve Discharge of Supervisory Board For For Management
Member Guy Wyser-Pratte for Fiscal 2015
4.15 Approve Discharge of Supervisory Board For For Management
Member Hans Ziegler for Fiscal 2015
5.1 Approve Remuneration of Supervisory For For Management
Board
5.2 Amend Articles Re: Attendance Fees For For Management
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2016
--------------------------------------------------------------------------------
L'OCCITANE INTERNATIONAL S.A.
Ticker: 00973 Security ID: L6071D109
Meeting Date: SEP 30, 2015 Meeting Type: Annual
Record Date: SEP 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividends For For Management
3 Approve Special Dividend For For Management
4.1 Elect Reinold Geiger as Director For For Management
4.2 Elect Andre Joseph Hoffmann as Director For For Management
4.3 Elect Karl Guenard as Director For For Management
4.4 Elect Martial Thierry Lopez as Director For For Management
5A Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Renew Appointment of For For Management
PricewaterhouseCoopers as Statutory
Auditor
7 Re-appoint of PricewaterhouseCoopers For For Management
as External Auditor
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Discharge of Directors For For Management
10 Approve Discharge of Statutory Auditors For For Management
11 Authorize Board to Fix Auditors' For For Management
Remuneration
--------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC.
Ticker: LF Security ID: 52186N106
Meeting Date: AUG 13, 2015 Meeting Type: Annual
Record Date: JUN 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Barbour For For Management
1.2 Elect Director William B. Chiasson For For Management
1.3 Elect Director Thomas J. Kalinske For Withhold Management
1.4 Elect Director Stanley E. Maron For For Management
1.5 Elect Director E. Stanton McKee, Jr. For For Management
1.6 Elect Director Joanna Rees For For Management
1.7 Elect Director Randy O. Rissman For For Management
1.8 Elect Director Caden C. Wang For For Management
1.9 Elect Director Stephen M. Youngwood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
M3 INC
Ticker: 2413 Security ID: J4697J108
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Amend Provisions on Number
of Directors - Indemnify Directors
2.1 Elect Director Tanimura, Itaru For For Management
2.2 Elect Director Tomaru, Akihiko For For Management
2.3 Elect Director Yokoi, Satoshi For For Management
2.4 Elect Director Tsuji, Takahiro For For Management
2.5 Elect Director Tsuchiya, Eiji For For Management
2.6 Elect Director Yoshida, Yasuhiko For For Management
2.7 Elect Director Urae, Akinori For For Management
2.8 Elect Director Yoshida, Kenichiro For For Management
3.1 Elect Director and Audit Committee For Against Management
Member Horino, Nobuto
3.2 Elect Director and Audit Committee For For Management
Member Suzuki, Akiko
3.3 Elect Director and Audit Committee For For Management
Member Toyama, Ryoko
4 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Not Audit
Committee Members
5 Approve Aggregate Compensation Ceiling For For Management
for Directors Who Are Audit Committee
Members
6 Approve Stock Option Plan and Deep For Against Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
MERCK KGAA
Ticker: MRK Security ID: D5357W103
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2015
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
4 Approve Discharge of Management Board For For Management
for Fiscal 2015
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2016
7 Amend Articles Re: Changes in German For For Management
Commercial Code and German Stock
Corporation Act
--------------------------------------------------------------------------------
MORPHOSYS AG
Ticker: MOR Security ID: D55040105
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: MAY 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2016
6 Approve Cancellation of Capital For For Management
Authorization
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 500
Million; Approve Creation of EUR 5.3
Million Pool of Capital to Guarantee
Conversion Rights
8 Approve Performance Share Plan for Key For Against Management
Employees; Approve Creation of EUR
331,720 Pool of Conditional Capital to
Guarantee Conversion Rights
9 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR
995,162 Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
MULBERRY GROUP PLC
Ticker: MUL Security ID: G6328C108
Meeting Date: SEP 08, 2015 Meeting Type: Annual
Record Date: SEP 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Julie Gilhart as Director For For Management
4 Re-elect Godfrey Davis as Director For For Management
5 Re-elect Roger Mather as Director For For Management
6 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Greer For For Management
1b Elect Director Christopher A. Kuebler For For Management
1c Elect Director Lutz Lingnau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXT BIOMETRICS GROUP AS
Ticker: NEXT Security ID: R4S23B101
Meeting Date: JUN 15, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration of Auditors For For Management
6.1 Approve Remuneration of Directors for For For Management
2015
6.2 Approve Remuneration for Committee Work For For Management
7 Elect Members of Nominating Committee; For For Management
Approve Remuneration of Nominating
Committee
8 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
9 Discuss Company's Corporate Governance None None Management
Statement
10 Approve Creation of NOK 200,000 Pool For For Management
of Capital with Preemptive Rights as
Repair Issue
11.1 Approve Creation of NOK 1.3 Million For For Management
Pool of Capital in Connection to
Existing Share Option Plans
11.2 Approve Creation of NOK 1.5 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: DEC 02, 2015 Meeting Type: Special
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Issue 2.1 Billion Shares in Connection For For Management
with Acquisition of Alcatel Lucent
7 Amend Articles Re: Corporate Purpose; For For Management
Board-Related; General Meeting
8 Fix Number of Directors at Ten; Elect For For Management
Louis Hughes, Jean Monty, and Olivier
Piou as Directors
9 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: NZYM B Security ID: K7317J133
Meeting Date: FEB 24, 2016 Meeting Type: Annual
Record Date: FEB 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 3.50 Per Share
4 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.5 Million for
Chairman, DKK 1.0 Million for Vice
Chairman and DKK 500,000 for Other
Directors; Approve Remuneration for
Committee Work
5 Reelect Henrik Gurtler (Chairman) as For For Management
Director
6 Reelect Jorgen Rasmussen (Vice For For Management
Chairman) as Director
7a Reelect Heinz-Jurgen Bertram as For For Management
Director
7b Reelect Lars Green as Director For For Management
7c Reelect Agnete Raaschou-Nielsen as For For Management
Director
7d Reelect Mathias Uhlen as Director For For Management
7e Elect Eivind Kolding as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9a Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
9b Amend Articles Re: Change from Bearer For For Management
Shares to Registered Shares
9c Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
OSRAM LICHT AG
Ticker: OSR Security ID: D5963B113
Meeting Date: FEB 16, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2014/2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2014/2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2014/2015
5.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2015/2016
5.2 Ratify Ernst & Young GmbH as Auditors For For Management
for the First Half for Fiscal 2015/2016
5.3 Ratify Ernst & Young GmbH as Auditors For For Management
for any Additional Condensed Interim
Reports for Fiscal 2015/2016 and for
the First Quarter of Fiscal 2016/2017
--------------------------------------------------------------------------------
PANDORA A/S
Ticker: PNDORA Security ID: K7681L102
Meeting Date: MAR 16, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2015
3.2 Approve Remuneration of Directors for For For Management
2015 in the Amount of DKK 1.5 Million
for Chairman, DKK 750,000 for Vice
Chairman, and DKK 500,000 for Other
Directors; Approve Remuneration for
Committee Work
4 Approve Allocation of Income and For For Management
Dividends of DKK 13 Per Share
5 Approve Discharge of Management and For For Management
Board
6.1 Approve DKK 5.2 Million Reduction in For For Management
Share Capital via Share Cancellation
6.2 Authorize Share Repurchase Program For For Management
6.3 Amend Articles Re: Change from Bearer For For Management
Shares to Registered Shares
6.4 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
6.5 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
7.1 Reelect Peder Tuborgh (Chairman) as For For Management
Director
7.2 Reelect Christian Frigast (Co-Vice For For Management
Chairman) as Director
7.3 Reelect Allan Leighton (Co-Vice For For Management
Chairman) as Director
7.4 Reelect Andrea Dawn Alvey as Director For For Management
7.5 Reelect Ronica Wang as Director For For Management
7.6 Reelect Anders Boyer-Sogaard as For For Management
Director
7.7 Reelect Bjorn Gulden as Director For For Management
7.8 Reelect Per Bank as Director For For Management
7.9 Reelect Michael Hauge Sorensen as For For Management
Director
7.10 Elect Birgitta Stymne Goransson as New For For Management
Director
8 Ratify Ernst & Young as Auditors For Abstain Management
9 Other Business None None Management
--------------------------------------------------------------------------------
PANDORA MEDIA, INC.
Ticker: P Security ID: 698354107
Meeting Date: JUN 01, 2016 Meeting Type: Annual
Record Date: APR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mickie Rosen For For Management
1.2 Elect Director James M.P. Feuille For For Management
1.3 Elect Director Peter Gotcher For For Management
1.4 Elect Director Elizabeth A. Nelson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Securities Transfer For For Management
Restrictions
--------------------------------------------------------------------------------
PARIS ORLEANS
Ticker: PAOR Security ID: F70927144
Meeting Date: SEP 24, 2015 Meeting Type: Annual/Special
Record Date: SEP 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Managing Partner
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Reelect Lucie Maurel-Aubert as For For Management
Supervisory Board Member
5 Reelect Sylvain Hefes as Supervisory For For Management
Board Member
6 Reelect Anthony de Rothschild as For For Management
Supervisory Board Member
7 Reelect Lord Leach as Supervisory For For Management
Board Member
8 Reelect Sipko Schat as Supervisory For For Management
Board Member
9 Reelect Peter Smith as Supervisory For For Management
Board Member
10 Advisory Vote on Compensation of PO For For Management
Gestion SAS, Managing Partner
11 Advisory Vote on Compensation of David For For Management
de Rothschild, Chairman of PO Gestion
SAS
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Change Company Name to Rothschild and For For Management
Co and Amend Article 3 of Bylaws
Accordingly
14 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Filing of Required For For Management
Documents/Other Formalities
A Elect Cynthia Tobiano as Supervisory Against Against Shareholder
Board Member
B Elect Yves Aeschlimann as Supervisory Against Against Shareholder
Board Member
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: MAR 02, 2016 Meeting Type: Annual
Record Date: JAN 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice D. Chaffin For For Management
1.2 Elect Director Donald K. Grierson For For Management
1.3 Elect Director James E. Heppelmann For For Management
1.4 Elect Director Klaus Hoehn For For Management
1.5 Elect Director Paul A. Lacy For For Management
1.6 Elect Director Robert P. Schechter For For Management
1.7 Elect Director Renato Zambonini For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Gavin, Jr. For For Management
1b Elect Director Alexander Ott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAKUTEN INC.
Ticker: 4755 Security ID: J64264104
Meeting Date: MAR 30, 2016 Meeting Type: Annual
Record Date: DEC 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Mikitani, Hiroshi For For Management
2.2 Elect Director Hosaka, Masayuki For For Management
2.3 Elect Director Charles B. Baxter For For Management
2.4 Elect Director Kutaragi, Ken For For Management
2.5 Elect Director Murai, Jun For For Management
2.6 Elect Director Youngme Moon For For Management
2.7 Elect Director Joshua G. James For For Management
2.8 Elect Director Mitachi, Takashi For For Management
3.1 Appoint Statutory Auditor Yamaguchi, For For Management
Katsuyuki
3.2 Appoint Statutory Auditor Uchida, For Against Management
Takahide
4 Approve Deep Discount Stock Option For For Management
Plan for Inside Directors, Executive
Officers and Employees
5 Approve Deep Discount Stock Option For For Management
Plan for Outside Directors
6 Approve Deep Discount Stock Option For For Management
Plan for Statutory Auditors
7 Apply Special Clause to Stock Options For For Management
for Residents of the State of
California, U.S.A
--------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC.
Ticker: RH Security ID: 761283100
Meeting Date: JUN 22, 2016 Meeting Type: Annual
Record Date: MAY 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Demilio For For Management
1.2 Elect Director Leonard Schlesinger For For Management
1.3 Elect Director Eri Chaya For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter S. Ringrose For For Management
1b Elect Director Bradford S. Goodwin For For Management
1c Elect Director Keith A. Katkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHIBSTED ASA
Ticker: SCHA Security ID: R75677105
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Corporate
Governance Report
5 Approve Allocation of Income and For For Management
Dividends of NOK 1.75 Per Share
6 Approve Remuneration of Auditors For For Management
7 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
8 Receive Report from Nominating None None Management
Committee
9a Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
9b Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management (Binding)
10a Reelect Ole Jacob Sunde as Chairman For For Management
10b Reelect Tanya Cordrey as Director For For Management
10c Reelect Arnaud de Puyfontaine as For For Management
Director
10d Reelect Christian Ringnes as Director For For Management
10e Reelect Birger Steen as Director For For Management
10f Reelect Eugenie van Wiechen as Director For For Management
10g Elect Marianne Budnik as New Director For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of NOK 980,000 for the
Chairman and NOK 460,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
12 Approve Remuneration of Nominating For For Management
Committee
13 Grant Power of Attorney to Board For Against Management
Pursuant to Article 7
14 Approve Creation of NOK 5.9 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
SDL PLC
Ticker: SDL Security ID: G79433127
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Chris Batterham as Director For For Management
6 Re-elect David Clayton as Director For For Management
7 Re-elect Glenn Collinson as Director For For Management
8 Re-elect Mandy Gradden as Director For For Management
9 Re-elect Dominic Lavelle as Director For For Management
10 Re-elect Alan McWalter as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Long Term Incentive Plan For For Management
14 Approve Deferred Annual Bonus Share For For Management
Plan
15 Amend Share Option Scheme 2010 For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc E. Lippman For For Management
1.2 Elect Director Daniel G. Welch For For Management
1.3 Elect Director Srinivas Akkaraju For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHUTTERFLY, INC.
Ticker: SFLY Security ID: 82568P304
Meeting Date: DEC 18, 2015 Meeting Type: Special
Record Date: NOV 17, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SLM SOLUTIONS GROUP AG
Ticker: AM3D Security ID: D6T690109
Meeting Date: JUN 14, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2015
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2016
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica M. Bibliowicz For For Management
1.2 Elect Director Kevin C. Conroy For For Management
1.3 Elect Director Domenico De Sole For For Management
1.4 Elect Director The Duke of Devonshire For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Olivier Reza For For Management
1.7 Elect Director Marsha E. Simms For For Management
1.8 Elect Director Thomas S. Smith, Jr. For For Management
1.9 Elect Director Diana L. Taylor For For Management
1.10 Elect Director Dennis M. Weibling For For Management
1.11 Elect Director Harry J. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRAX-SARCO ENGINEERING PLC
Ticker: SPX Security ID: G83561129
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Bill Whiteley as Director For For Management
7 Re-elect Nick Anderson as Director For For Management
8 Re-elect Neil Daws as Director For For Management
9 Re-elect Jay Whalen as Director For For Management
10 Re-elect Jamie Pike as Director For For Management
11 Re-elect Dr Krishnamurthy Rajagopal as For For Management
Director
12 Re-elect Dr Trudy Schoolenberg as For For Management
Director
13 Re-elect Clive Watson as Director For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Scrip Dividend Alternative For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SRP GROUPE
Ticker: SRP Security ID: ADPV33246
Meeting Date: MAY 30, 2016 Meeting Type: Annual/Special
Record Date: MAY 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Ratify Appointment of Nicolas Woussen For For Management
as Director
5 Ratify Appointment of Weiguo Gu (David For Against Management
Gu) as Director
6 Ratify Appointment of Karim Khoury as For Against Management
Censor
7 Reelect Eric Dayan as Director For Against Management
8 Reelect Michael Dayan as Director For Against Management
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions
10 Advisory Vote on Compensation of David For For Management
Dayan, CEO and Chairman
11 Advisory Vote on Compensation of For Against Management
Thierry Petit, Vice-CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 650,000
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 400,000
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 300,000
16 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
17 Authorize Capitalization of Reserves For Against Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
STROEER SE & CO KGAA
Ticker: SAX Security ID: D8169G100
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
5 Ratify Ernst & Young GmbH as Auditors For Against Management
for Fiscal 2016
6.1 Elect Anette Bronder to the For Against Management
Supervisory Board
6.2 Elect Vicente Vento Bosch to the For Against Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Size; Election of the Supervisory
Board Chairman and Vice Chairman;
Resolutions of the Supervisory Board
8.1 Elect Christoph Vilanek to the For Against Management
Supervisory Board
8.2 Elect Dirk Stroeer to the Supervisory For Against Management
Board
8.3 Elect Ulrich Voigt to the Supervisory For Against Management
Board
8.4 Elect Julia Flemmerer to the For Against Management
Supervisory Board
8.5 Elect Anette Bronder to the For Against Management
Supervisory Board
8.6 Elect Vicente Vento Bosch to the For Against Management
Supervisory Board
9 Amend Corporate Purpose For For Management
10 Amend Stock Option Plan For For Management
11 Approve Affiliation Agreements with For For Management
Subsidiaries
12 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 11.1
Million; Approve Creation of EUR 11.1
Million Pool of Capital to Guarantee
Conversion Rights
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SUPERGROUP PLC
Ticker: SGP Security ID: G8585P103
Meeting Date: SEP 09, 2015 Meeting Type: Annual
Record Date: SEP 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Peter Bamford as Director For For Management
4 Re-elect Julian Dunkerton as Director For For Management
5 Re-elect Keith Edelman as Director For For Management
6 Re-elect James Holder as Director For For Management
7 Re-elect Ken McCall as Director For For Management
8 Re-elect Minnow Powell as Director For For Management
9 Re-elect Euan Sutherland as Director For For Management
10 Elect Penny Hughes as Director For For Management
11 Elect Nick Wharton as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Approve Buy As You Earn Plan For For Management
20 Approve Share Option Plan For For Management
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SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: APR 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2016
6.1 Reelect Thomas Rabe to the Supervisory For For Management
Board
6.2 Elect Ursula Buck to the Supervisory For For Management
Board
6.3 Reelect Horst-Otto Geberding to the For For Management
Supervisory Board
6.4 Reelect Andrea Pfeifer to the For For Management
Supervisory Board
6.5 Reelect Michael Becker to the For For Management
Supervisory Board
6.6 Reelect Winfried Steeger to the For For Management
Supervisory Board
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SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 20, 2015 Meeting Type: Annual
Record Date: AUG 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Buchanan For For Management
1.2 Elect Director Keith B. Geeslin For For Management
1.3 Elect Director James L. Whims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
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TECHNICOLOR
Ticker: TCH Security ID: F9062J173
Meeting Date: APR 29, 2016 Meeting Type: Annual/Special
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.06 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
5 Renew Appointment of Mazars as Auditor For For Management
6 Appoint CBA as Alternate Auditor For For Management
7 Ratify Appointment of Hilton Romanski For For Management
as Director
8 Reelect Hilton Romanski as Director For Against Management
9 Ratify Appointment of Bpifrance For For Management
Participations as Director
10 Reelect Laura Quatela as Director For Against Management
11 Reelect Didier Lombard as Director For Against Management
12 Reelect Bruce Hack as Director For Against Management
13 Elect Ana Garcia Fau as Director For For Management
14 Elect Birgit Conix as Director For For Management
15 Elect Melinda J. Mount as Director For For Management
16 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 850,000
17 Advisory Vote on Compensation of For For Management
Didier Lombard, Chairman
18 Advisory Vote on Compensation of For For Management
Frederic Rose, CEO
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 164,794,880
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 41,198,720
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 41,198,720
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase for For For Management
Contributions in Kind up to Aggregate
Nominal Amount of EUR 41,198,720
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
28 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
29 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 164,794,880
30 Amend Article 11 of Bylaws Re: For Against Management
Directors' Length of Term
31 Authorize Filing of Required For For Management
Documents/Other Formalities
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TELEPERFORMANCE
Ticker: RCF Security ID: F9120F106
Meeting Date: APR 28, 2016 Meeting Type: Annual/Special
Record Date: APR 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Advisory Vote on Compensation of For Against Management
Daniel Julien, Chairman
6 Advisory Vote on Compensation of Paulo For Against Management
Cesar Salles Vasques, CEO
7 Elect Wai Ping Leung as Director For For Management
8 Elect Pauline de Robert Hautequere as For For Management
Director
9 Elect Leigh P. Ryan as Director For For Management
10 Reelect Paulo Cesar Salles Vasques as For For Management
Director
11 Reelect Alain Boulet as Director For For Management
12 Reelect Robert Paszczak as Director For For Management
13 Reelect Bernard Canetti as Director For For Management
14 Reelect Stephen Winningham as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize up to 2.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
17 Authorize Filing of Required For For Management
Documents/Other Formalities
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TESLA MOTORS, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad W. Buss For For Management
1.2 Elect Director Ira Ehrenpreis For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Reduce Supermajority Vote Requirement Against For Shareholder
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THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 02, 2016 Meeting Type: Annual
Record Date: MAR 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Kenneth M. Duberstein For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Dennis A. Muilenburg For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Randall L. Stephenson For For Management
1k Elect Director Ronald A. Williams For For Management
1l Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Weapon Sales to Israel Against Abstain Shareholder
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TORAY INDUSTRIES INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 7
2.1 Elect Director Nikkaku, Akihiro For For Management
2.2 Elect Director Abe, Koichi For For Management
2.3 Elect Director Hashimoto, Kazushi For For Management
2.4 Elect Director Murayama, Ryo For For Management
2.5 Elect Director Deguchi, Yukichi For For Management
2.6 Elect Director Umeda, Akira For For Management
2.7 Elect Director Masuda, Shogo For For Management
2.8 Elect Director Sato, Akio For For Management
2.9 Elect Director Otani, Hiroshi For For Management
2.10 Elect Director Hagiwara, Satoru For For Management
2.11 Elect Director Fukasawa, Toru For For Management
2.12 Elect Director Suga, Yasuo For For Management
2.13 Elect Director Kobayashi, Hirofumi For For Management
2.14 Elect Director Shuto, Kazuhiko For For Management
2.15 Elect Director Tsunekawa, Tetsuya For For Management
2.16 Elect Director Nishino, Satoru For For Management
2.17 Elect Director Tanaka, Yoshiyuki For For Management
2.18 Elect Director Oya, Mitsuo For For Management
2.19 Elect Director Fujimoto, Takashi For For Management
2.20 Elect Director Fukuda, Yuji For For Management
2.21 Elect Director Taniguchi, Shigeki For For Management
2.22 Elect Director Kondo, Toshiyuki For For Management
2.23 Elect Director Miki, Kenichiro For For Management
2.24 Elect Director Ito, Kunio For For Management
2.25 Elect Director Noyori, Ryoji For For Management
3 Appoint Statutory Auditor Taneichi, For For Management
Shoshiro
4 Appoint Alternate Statutory Auditor For For Management
Kobayashi, Koichi
5 Approve Annual Bonus For For Management
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UMICORE
Ticker: UMI Security ID: B95505168
Meeting Date: APR 26, 2016 Meeting Type: Annual/Special
Record Date: APR 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.20 per Share
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Discharge of Directors For For Management
6 Approve Discharge of Auditors For For Management
7.1 Elect Francoise Chombar as Director For For Management
7.2 Elect Colin Hall as Director For For Management
7.3 Approve Remuneration of Directors For For Management
1 Approve Change-of-Control Clause Re : For For Management
Revolving Facility Agreement
1 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
2 Approve Cancellation of VVPR Strips For For Management
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URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For Against Management
1.3 Elect Director Harry S. Cherken, Jr. For Against Management
1.4 Elect Director Scott Galloway For For Management
1.5 Elect Director Margaret A. Hayne For For Management
1.6 Elect Director Richard A. Hayne For For Management
1.7 Elect Director Elizabeth Ann Lambert For For Management
1.8 Elect Director Joel S. Lawson, III For For Management
1.9 Elect Director Robert H. Strouse For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Proxy Access For For Shareholder
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VERIFONE SYSTEMS, INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: MAR 24, 2016 Meeting Type: Annual
Record Date: JAN 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Karen Austin For For Management
1.3 Elect Director Paul Galant For For Management
1.4 Elect Director Alex W. 'Pete' Hart For For Management
1.5 Elect Director Robert B. Henske For For Management
1.6 Elect Director Wenda Harris Millard For For Management
1.7 Elect Director Eitan Raff For For Management
1.8 Elect Director Jonathan I. Schwartz For For Management
1.9 Elect Director Jane J. Thompson For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
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WANDISCO PLC
Ticker: WAND Security ID: G9381R103
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAY 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Paul Harrison as a Director For For Management
3 Re-elect Ian Duncan as a Director For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Share Repurchase Program For For Management
9 Authorize Reissuance of Repurchased For For Management
Shares
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XAAR PLC
Ticker: XAR Security ID: G9824Q100
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Deloitte LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Alex Bevis as Director For For Management
6 Re-elect Doug Edwards as Director For For Management
7 Re-elect Phil Lawler as Director For For Management
8 Re-elect Ted Wiggans as Director For For Management
9 Re-elect Robin Williams as Director For For Management
10 Elect Margaret Rice-Jones as Director For For Management
11 Elect Chris Morgan as Director For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Approve Increase in the Aggregate For For Management
Limit of Fees Payable to Directors
15 Amend Long Term Incentive Plan For For Management
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
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YOOX NET-A-PORTER GROUP SPA
Ticker: YNAP Security ID: T9846S106
Meeting Date: DEC 16, 2015 Meeting Type: Special
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Number of Directors on the For For Management
Board; Elect Two Directors
1 Approve Stock Option Plan 2015-2025; For Against Management
Cancel Stock Option Plan Approved on
April 17, 2014
2 Approve Capital Increase to Service For Against Management
Stock Option Plan
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YOOX NET-A-PORTER GROUP SPA
Ticker: YNAP Security ID: T9846S106
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
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YOOX S.P.A.
Ticker: YOOX Security ID: T9846S106
Meeting Date: JUL 21, 2015 Meeting Type: Special
Record Date: JUL 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Acquisition of For For Management
Largenta Italia S.p.A.
2 Authorize Capital Increase with or For For Management
without Preemptive Rights in the
Maximum Amount of EUR 200 Million
1 Increase Number of Directors on the For For Management
Board from 7 to 10; Elect Richard
Lepeu, Gary Saage, and Natalie
Massenet as Directors
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ZALANDO SE
Ticker: ZAL Security ID: D98423102
Meeting Date: MAY 31, 2016 Meeting Type: Annual
Record Date: MAY 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2015
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
4.1 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2016
4.2 Ratify Ernst & Young as Auditors Until For For Management
the 2017 AGM
5 Approve Omnibus Stock Plan for Key For For Management
Employees; Approve Creation of EUR 5.1
Pool of Conditional Capital to
Guarantee Conversion Rights
6.1 Approve Affiliation Agreement with For For Management
Subsidiary Metrigo GmbH
6.2 Approve Affiliation Agreement with For For Management
Subsidiary Zalando Media Solutions GmbH
7 Elect Jorgen Madsen Lindemann to the For For Management
Supervisory Board
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Global Opportunities Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
| Trustee, President and Principal Executive Officer |
Date: August 26, 2016
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |