UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-06001 |
Exact name of registrant as specified in charter: | Oppenheimer Global Opportunities Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Arthur S. Gabinet, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 9/30 |
Date of reporting period: | 07/01/2014-06/30/2015 |
Item 1.
FORM N-PX
ICA File Number: 811-06001
Registrant Name: Oppenheimer Global Opportunities Fund
Reporting Period: 07/01/2014 - 06/30/2015
Oppenheimer Global Opportunities Fund
3D SYSTEMS CORPORATION Meeting Date: MAY 19, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: DDD Security ID: 88554D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Curran | Management | For | For |
1.2 | Elect Director Peter H. Diamandis | Management | For | For |
1.3 | Elect Director Charles W. Hull | Management | For | For |
1.4 | Elect Director William D. Humes | Management | For | For |
1.5 | Elect Director Jim D. Kever | Management | For | For |
1.6 | Elect Director G. Walter Loewenbaum, II | Management | For | For |
1.7 | Elect Director Kevin S. Moore | Management | For | For |
1.8 | Elect Director Abraham N. Reichental | Management | For | For |
1.9 | Elect Director Daniel S. Van Riper | Management | For | For |
1.10 | Elect Director Karen E. Welke | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
ABCAM PLC Meeting Date: NOV 03, 2014 Record Date: OCT 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: G0060R118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Elect Alan Hirzel as Director | Management | For | For |
7 | Elect Louise Patten as Director | Management | For | For |
8 | Re-elect Jim Warwick as Director | Management | For | For |
9 | Amend 2005 Share Option Scheme | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ABLYNX NV Meeting Date: JAN 08, 2015 Record Date: DEC 25, 2014 Meeting Type: SPECIAL | ||||
Ticker: ABLX Security ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of 10,000 Warrants to Board Chairman Peter Fellner | Management | For | Against |
2 | Receive Special Auditor Report Re: Company Law Article 596 and 598 | Management | None | None |
3 | Receive Special Board Report Re: Company Law Article 583 | Management | None | None |
4 | Receive Special Board Report Re: Company Law Article 596 and 598 | Management | None | None |
5 | Approve Issuance of 210,000 Warrants | Management | For | Against |
6 | Authorize Edwin Moses to Implement Approved Resolutions Re: Item 5 | Management | For | Against |
7 | Authorize Edwin Moses to Complete Exercise Modalities Re: Exercise and Allocation of Warrants under Item 5 | Management | For | Against |
8 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Against |
ABLYNX NV Meeting Date: JAN 19, 2015 Record Date: JAN 05, 2015 Meeting Type: SPECIAL | ||||
Ticker: ABLX Security ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Warrants | Management | For | Against |
2 | Receive Special Auditor Report Re: Company Law Article 596 and 598 | Management | None | None |
3 | Receive Special Board Report Re: Company Law Article 583 | Management | None | None |
4 | Receive Special Board Report Re: Company Law Article 596 and 598 | Management | None | None |
5 | Approve Issuance of 610,000 Warrants | Management | For | Against |
6 | Authorize Peter Fellner to Implement Approved Resolutions Re: Item 5 | Management | For | Against |
7 | Authorize CEO to Complete Exercise Modalities Re: Exercise and Allocation of Warrants under Item 5 | Management | For | Against |
8 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Against |
ABLYNX NV Meeting Date: MAR 16, 2015 Record Date: MAR 02, 2015 Meeting Type: SPECIAL | ||||
Ticker: ABLX Security ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Warrants to Non-Executive Directors | Management | For | Against |
2 | Receive Special Auditor Report Re: Company Law Article 596 and 598 | Management | None | None |
3 | Receive Special Board Report Re: Company Law Article 583 | Management | None | None |
4 | Receive Special Board Report Re: Company Law Article 596 and 598 | Management | None | None |
5.0 | Approve Issuance of Up To 870,000 Warrants under 1 Plan | Management | For | Against |
5.1 | Approve Issuance of Up To 450,000 Warrants for Employees as Sub-part of Item 5.0 | Management | For | For |
5.2 | Approve Issuance of Up To 400,000 Warrants for Executives as Sub-part of Item 5.0 | Management | For | For |
5.3 | Approve Issuance of 20,000 Warrants for Non-Executive Directors as Sub-part of Item 5.0 | Management | For | Against |
6 | Authorize Edwin Moses, and Guido Gielen to Implement Approved Resolutions Re: Warrant Offer under Item 5 | Management | For | For |
7 | Authorize CEO to Complete Exercise Modalities Re: Exercise and Allocation of Warrants under Item 5 | Management | For | For |
8 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ABLYNX NV Meeting Date: APR 30, 2015 Record Date: APR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: ABLX Security ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Approve Financial Statements and Allocation of Income | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7 | Elect Feadon, Permanently Represented by Lutgart Van den Berghe, as Independent Director | Management | For | For |
8 | Reelect Edwin Moses as Executive Director and Remi Vermeiren as Non-Executive Independent Director (Bundled) | Management | For | For |
9 | Approve Remuneration of Directors Re: Research and Development Committee Members | Management | For | For |
ACACIA RESEARCH CORPORATION Meeting Date: MAY 14, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: ACTG Security ID: 003881307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Louis Graziadio, III | Management | For | Withhold |
1.2 | Elect Director Matthew Vella | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ADVANCED MICRO DEVICES, INC. Meeting Date: APR 29, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: AMD Security ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Bruce L. Claflin | Management | For | For |
1.1b | Elect Director John E. Caldwell | Management | For | For |
1.1c | Elect Director Henry WK Chow | Management | For | For |
1.1d | Elect Director Nora M. Denzel | Management | For | For |
1.1e | Elect Director Nicholas M. Donofrio | Management | For | For |
1.1f | Elect Director Martin L. Edelman | Management | For | For |
1.1g | Elect Director John R. Harding | Management | For | For |
1.1h | Elect Director Joseph A. Householder | Management | For | For |
1.1i | Elect Director Michael J. Inglis | Management | For | For |
1.1j | Elect Director Lisa T. Su | Management | For | For |
1.1k | Elect Director Ahmed Yahia | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AIXTRON SE Meeting Date: MAY 20, 2015 Record Date: Meeting Type: ANNUAL | ||||
Ticker: AIXA Security ID: D0257Y135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | Did Not Vote |
4 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2015 | Management | For | Did Not Vote |
ALBANY INTERNATIONAL CORP. Meeting Date: MAY 29, 2015 Record Date: APR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: AIN Security ID: 012348108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
1.2 | Elect Director Edgar G. Hotard | Management | For | For |
1.3 | Elect Director Erland E. Kailbourne | Management | For | For |
1.4 | Elect Director Joseph G. Morone | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director John R. Scannell | Management | For | For |
1.7 | Elect Director Christine L. Standish | Management | For | Withhold |
1.8 | Elect Director John C. Standish | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Clarify and Update Provisions Related to Restrictions on the Transfer of our Class B Common Stock | Management | For | For |
ANACOR PHARMACEUTICALS, INC. Meeting Date: JUN 09, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: ANAC Security ID: 032420101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Mark Leschly | Management | For | For |
1B | Elect Director William J. Rieflin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANGIE'S LIST, INC. Meeting Date: JUN 09, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: ANGI Security ID: 034754101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Chuang | Management | For | Withhold |
1.2 | Elect Director William S. Oesterle | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ARCAM AB Meeting Date: MAR 23, 2015 Record Date: MAR 17, 2015 Meeting Type: ANNUAL | ||||
Ticker: ARCM Security ID: W05243238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Approve Agenda of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Directors (7) and Deputy Directors (0) of Board | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman and SEK 150,000 for Other Directors; Approve Remuneration of Auditors | Management | For | For |
11 | Reelect Goran Malm, Lars Bergstrom, Thomas Carlstrom, Henrik Hedlund, Anna Stigenberg, and Jan Olof Bruer as Directors; Elect Anna Bernsten as New Director | Management | For | For |
12 | Approve Guidelines for Nominating Committee | Management | For | For |
13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
14 | Approve Share Matching Plan | Management | For | Against |
15 | Approve Creation of SEK 1.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
16 | Close Meeting | Management | None | None |
ARCAM AB Meeting Date: MAY 28, 2015 Record Date: MAY 22, 2015 Meeting Type: SPECIAL | ||||
Ticker: ARCM Security ID: W05243238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Approve Agenda of Meeting | Management | For | For |
7a | Approve Share Matching Plan (LTIP) | Management | For | For |
7b | Approve Issuance of 20,000 Ordinary Shares in Conenection with LTIP | Management | For | For |
7c1.1 | Amend Articles Re: Class C Shares | Management | For | For |
7c1.2 | Approve Directed Issuance of Class C Shares to Support Incentive Plan | Management | For | For |
7c1.3 | Approve Repurchase of Class C Shares to Support Incentive Plan | Management | For | For |
7c1.4 | Approve Reissuance of Shares to Support Incentive Plan | Management | For | For |
7c2 | Approve Swap Agreement With Third Part (Alternative Funding to C1) | Management | For | Against |
8 | Close Meeting | Management | None | None |
ARENA PHARMACEUTICALS, INC. Meeting Date: JUN 12, 2015 Record Date: APR 14, 2015 Meeting Type: ANNUAL | ||||
Ticker: ARNA Security ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
ARROWHEAD RESEARCH CORPORATION Meeting Date: MAR 03, 2015 Record Date: JAN 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: ARWR Security ID: 042797209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Anzalone | Management | For | For |
1.2 | Elect Director Mauro Ferrari | Management | For | For |
1.3 | Elect Director Edward W. Frykman | Management | For | For |
1.4 | Elect Director Douglass Given | Management | For | For |
1.5 | Elect Director Charles P. McKenney | Management | For | For |
1.6 | Elect Director Michael S. Perry | Management | For | For |
2 | Classify the Board of Directors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Rose,Snyder & Jacobs, LLP as Auditors | Management | For | For |
ASKUL CORPORATION Meeting Date: AUG 06, 2014 Record Date: MAY 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: 2678 Security ID: J03325107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Elect Director Iwata, Shoichiro | Management | For | For |
2.2 | Elect Director Imamura, Toshio | Management | For | For |
2.3 | Elect Director Yoshida, Hitoshi | Management | For | For |
2.4 | Elect Director Yoshioka, Akira | Management | For | For |
2.5 | Elect Director Toyoda, Hiroyuki | Management | For | For |
2.6 | Elect Director Toda, Kazuo | Management | For | For |
2.7 | Elect Director Saito, Tadakatsu | Management | For | For |
2.8 | Elect Director Imaizumi, Koji | Management | For | For |
2.9 | Elect Director Ozawa, Takao | Management | For | For |
2.10 | Elect Director Miyata, Hideaki | Management | For | For |
3 | Appoint Statutory Auditor Kitada, Mikinao | Management | For | Against |
ASOS PLC Meeting Date: JAN 15, 2015 Record Date: JAN 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: ASC Security ID: G0536Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Hilary Riva as Director | Management | For | For |
4 | Elect Rita Clifton as Director | Management | For | For |
5 | Re-elect Nick Beighton as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Long-Term Incentive Scheme | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
BILFINGER SE Meeting Date: MAY 07, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: GBF Security ID: D11648108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2015 | Management | For | For |
6.1 | Elect Eckhard Cordes to the Supervisory Board | Management | For | Against |
6.2 | Elect Hans Peter Ring to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
BLUE SOLUTIONS Meeting Date: JUN 04, 2015 Record Date: JUN 01, 2015 Meeting Type: ANNUAL | ||||
Ticker: BLUE Security ID: F11845108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
5 | Reelect Didier Marginedes as Director | Management | For | Against |
6 | Reelect Cyrille Bollore as Director | Management | For | Against |
7 | Reelect Valerie Hortefeux as Director | Management | For | Against |
8 | Reelect Jean-Louis Milin as Director | Management | For | Against |
9 | Reelect Martine Studer as Director | Management | For | Against |
10 | Advisory Vote on Compensation of Vincent Bollore, Chairman | Management | For | For |
11 | Advisory Vote on Compensation of Gilles Alix, CEO | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BRUKER CORPORATION Meeting Date: MAY 20, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: BRKR Security ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Kastner | Management | For | For |
1.2 | Elect Director Gilles J. Martin | Management | For | For |
1.3 | Elect Director Richard D. Kniss | Management | For | For |
1.4 | Elect Director Joerg C. Laukien | Management | For | For |
1.5 | Elect Director William A. Linton | Management | For | For |
1.6 | Elect Director Chris van Ingen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS Meeting Date: MAY 20, 2015 Record Date: MAY 15, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BVI Security ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.48 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
8 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 7 | Management | For | For |
9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Including in the Event of a Public Tender Offer | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
12 | Authorize Capital Increase of Up to EUR 4 Million for Future Exchange Offers | Management | For | Against |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
16 | Set Total Limits for Capital Increase to Result from Issuance Requests Under Items 7, 8, 9, 11 and 12 at EUR 8 Million and from Issuance Requests Under Items 7, 8, 9, 10, 11 and 12 at EUR 14 Million | Management | For | For |
17 | Amend Article 14 of Bylaws Re: Directors' Length of Term | Management | For | For |
18 | Amend Article 26 of Bylaws Re: Record Date | Management | For | For |
19 | Change Company Name to Bureau Veritas and Amend Article 2 of Bylaws Accordingly | Management | For | For |
20 | Reelect Philippe Louis-Dreyfus as Director | Management | For | Against |
21 | Reelect Pierre Hessler as Director | Management | For | Against |
22 | Reelect Patrick Buffet as Director | Management | For | For |
23 | Reelect Aldo Cardoso as Director | Management | For | For |
24 | Reelect Pascal Lebard as Director | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CAIRN ENERGY PLC Meeting Date: MAY 14, 2015 Record Date: MAY 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: CNE Security ID: G17528269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Ian Tyler as Director | Management | For | For |
6 | Re-elect Todd Hunt as Director | Management | For | For |
7 | Re-elect Iain McLaren as Director | Management | For | For |
8 | Re-elect Alexander Berger as Director | Management | For | For |
9 | Re-elect Jacqueline Sheppard as Director | Management | For | For |
10 | Re-elect Simon Thomson as Director | Management | For | For |
11 | Elect James Smith as Director | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
16 | Approve Any Disposals by the Company or Any Subsidiary Undertaking of the Company of Any or All Shares in Cairn India Limited | Management | For | For |
CARL ZEISS MEDITEC AG Meeting Date: MAR 18, 2015 Record Date: FEB 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: AFX Security ID: D14895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013/2014 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013/2014 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Elect Carla Kriwet to the Supervisory Board | Management | For | For |
CEPHEID Meeting Date: APR 28, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: CPHD Security ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director John L. Bishop | Management | For | For |
1.1b | Elect Director Thomas D. Brown | Management | For | For |
1.1c | Elect Director Wayne G. Paterson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 13, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: CMG Security ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Kimbal Musk | Management | For | For |
1.3 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
1.4 | Elect Director Patrick J. Flynn | Management | For | For |
1.5 | Elect Director Steve Ells | Management | For | For |
1.6 | Elect Director Stephen Gillett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Provide Proxy Access Right | Management | For | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | For |
9 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | For |
11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
12 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | For |
COHERENT, INC. Meeting Date: MAR 04, 2015 Record Date: JAN 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: COHR Security ID: 192479103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Ambroseo | Management | For | For |
1.2 | Elect Director Jay T. Flatley | Management | For | For |
1.3 | Elect Director Susan M. James | Management | For | For |
1.4 | Elect Director L. William (Bill) Krause | Management | For | For |
1.5 | Elect Director Garry W. Rogerson | Management | For | For |
1.6 | Elect Director Steve Skaggs | Management | For | For |
1.7 | Elect Director Sandeep Vij | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSORT MEDICAL PLC Meeting Date: SEP 04, 2014 Record Date: SEP 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSRT Security ID: G2506K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Dr William Jenkins as Director | Management | For | For |
6 | Elect Andrew Hosty as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CONSORT MEDICAL PLC Meeting Date: OCT 16, 2014 Record Date: OCT 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: CSRT Security ID: G2506K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Aesica Holdco Limited | Management | For | For |
2 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | For |
CORNING INCORPORATED Meeting Date: APR 30, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: GLW Security ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Blair | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | Against |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | Against |
1.6 | Elect Director James B. Flaws | Management | For | For |
1.7 | Elect Director Deborah A. Henretta | Management | For | For |
1.8 | Elect Director Daniel P. Huttenlocher | Management | For | For |
1.9 | Elect Director Kurt M. Landgraf | Management | For | For |
1.10 | Elect Director Kevin J. Martin | Management | For | For |
1.11 | Elect Director Deborah D. Rieman | Management | For | For |
1.12 | Elect Director Hansel E. Tookes II | Management | For | For |
1.13 | Elect Director Wendell P. Weeks | Management | For | For |
1.14 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
CREE, INC. Meeting Date: OCT 28, 2014 Record Date: AUG 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: CREE Security ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director John B. Replogle | Management | For | For |
1.6 | Elect Director Alan J. Ruud | Management | For | For |
1.7 | Elect Director Robert L. Tillman | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
1.9 | Elect Director Anne C. Whitaker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CRODA INTERNATIONAL PLC Meeting Date: APR 22, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: CRDA Security ID: G25536106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Alan Ferguson as Director | Management | For | For |
5 | Re-elect Martin Flower as Director | Management | For | For |
6 | Re-elect Steve Foots as Director | Management | For | For |
7 | Elect Anita Frew as Director | Management | For | For |
8 | Re-elect Helena Ganczakowski as Director | Management | For | For |
9 | Re-elect Keith Layden as Director | Management | For | For |
10 | Elect Jez Maiden as Director | Management | For | For |
11 | Re-elect Nigel Turner as Director | Management | For | For |
12 | Re-elect Steve Williams as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYBERAGENT, INC. Meeting Date: DEC 12, 2014 Record Date: SEP 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: 4751 Security ID: J1046G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Fujita, Susumu | Management | For | Against |
2.2 | Elect Director Hidaka, Yusuke | Management | For | For |
2.3 | Elect Director Okamoto, Yasuo | Management | For | For |
2.4 | Elect Director Nakayama, Go | Management | For | For |
2.5 | Elect Director Koike, Masahide | Management | For | For |
2.6 | Elect Director Yamauchi, Takahiro | Management | For | For |
2.7 | Elect Director Miyazaki, So | Management | For | For |
2.8 | Elect Director Urabe, Hiroki | Management | For | For |
3.1 | Appoint Statutory Auditor Shiotsuki, Toko | Management | For | For |
3.2 | Appoint Statutory Auditor Horiuchi, Masao | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
DR.CI:LABO CO., LTD. Meeting Date: OCT 23, 2014 Record Date: JUL 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 4924 Security ID: J12459103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 81 | Management | For | For |
2 | Elect Director Kubota, Tatsunosuke | Management | For | For |
DREAMWORKS ANIMATION SKG, INC. Meeting Date: MAY 26, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
Ticker: DWA Security ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
1.2 | Elect Director Harry 'Skip' Brittenham | Management | For | For |
1.3 | Elect Director Thomas E. Freston | Management | For | Withhold |
1.4 | Elect Director Lucian Grainge | Management | For | Withhold |
1.5 | Elect Director Mellody Hobson | Management | For | Withhold |
1.6 | Elect Director Jason Kilar | Management | For | For |
1.7 | Elect Director Michael J. Montgomery | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ELECTROCOMPONENTS PLC Meeting Date: JUL 24, 2014 Record Date: JUL 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: ECM Security ID: G29848101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Simon Boddie as Director | Management | For | For |
6 | Re-elect Karen Guerra as Director | Management | For | For |
7 | Re-elect Paul Hollingworth as Director | Management | For | For |
8 | Re-elect Peter Johnson as Director | Management | For | For |
9 | Re-elect Ian Mason as Director | Management | For | For |
10 | Re-elect John Pattullo as Director | Management | For | For |
11 | Re-elect Rupert Soames as Director | Management | For | For |
12 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Approve Long Term Incentive Plan | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. Meeting Date: MAY 20, 2015 Record Date: MAR 25, 2015 Meeting Type: ANNUAL | ||||
Ticker: FCS Security ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Terry A. Klebe | Management | For | For |
1.4 | Elect Director Anthony Lear | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Kevin J. McGarity | Management | For | For |
1.7 | Elect Director Bryan R. Roub | Management | For | For |
1.8 | Elect Director Ronald W. Shelly | Management | For | For |
1.9 | Elect Director Mark S. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
FINGERPRINT CARDS AB Meeting Date: JUN 03, 2015 Record Date: MAY 28, 2015 Meeting Type: ANNUAL | ||||
Ticker: FING B Security ID: W3143G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Directors (6) and Deputy Directors (0) of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 350,000 for the Chairman and SEK 220,000 for Other Directors; Approve Meeting Fees | Management | For | For |
12 | Approve Remuneration of Auditors | Management | For | For |
13 | Reelect Urban Fagerstedt (Chairman) and Alexander Kotsinas as Directors; Elect Lars Soderfjell, Carl-Johan von Plomgren, Jan Wareby, and Katarina Bonde as New Directors | Management | For | For |
14 | Ratify KPMG as Auditors | Management | For | For |
15 | Authorize Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
17 | ApproveIssuance of up to 5 Million Shares without Preemptive Rights | Management | For | For |
18 | Approve Issuance of up to 5 Million Shares with Preemptive Rights | Management | For | For |
19 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Swedish Authorities | Management | For | For |
20 | Close Meeting | Management | None | None |
GEMALTO Meeting Date: MAY 21, 2015 Record Date: APR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: GTO Security ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5b | Approve Dividends of EUR 0.42 Per Share | Management | For | For |
6a | Approve Discharge of Chief Executive Officer | Management | For | For |
6b | Approve Discharge of the Non-executive Board Members | Management | For | For |
7a | Reelect Alex Mandl as Non-executive Director | Management | For | For |
7b | Reelect John Ormerod as Non-Executive Director | Management | For | For |
7c | Elect Joop Drechsel as Non-executive Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
9b | Authorize Issuance of Shares with Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
9c | Authorize Board to Exclude Preemptive Rights from Share Issuances in Case of Takeover/Merger up to 5 Percent of Issued Capital in Connection with Authorization under Item 9b | Management | For | For |
10a | Reappoint PricewaterhouseCoopers Accountants N.V. as Auditors for Fiscal Year 2015 | Management | For | For |
10b | Appoint KPMG Accountants N.V. as Auditors for Fiscal Year 2016 | Management | For | For |
11 | Allow Questions | Management | None | None |
12 | Close Meeting | Management | None | None |
GENMAB A/S Meeting Date: MAR 26, 2015 Record Date: MAR 19, 2015 Meeting Type: ANNUAL | ||||
Ticker: GEN Security ID: K3967W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4a | Reelect Mats Petterson as Director | Management | For | For |
4b | Reelect Anders Pedersen as Director | Management | For | For |
4c | Reelect Burton Malkiel as Director | Management | For | For |
4d | Elect Paolo Paoletti as New Director | Management | For | For |
4e | Elect Pernille Errenbjerg as New Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6a | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Against |
6b | Amend Articles Re: Editorial | Management | For | For |
6c | Amend Articles Re: Deadline for Voting by Post | Management | For | For |
7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
8 | Other Business | Management | None | None |
GLOBAL BRANDS GROUP HOLDINGS LTD. Meeting Date: SEP 16, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 00787 Security ID: G39338101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Share Award Scheme and the Related Scheme Mandate. | Management | For | Against |
2 | Adopt Share Option Scheme | Management | For | Against |
GLOBAL BRANDS GROUP HOLDINGS LTD. Meeting Date: JUN 25, 2015 Record Date: JUN 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: 00787 Security ID: G39338101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Fung Kwok Lun as Director | Management | For | Against |
2b | Elect Bruce Philip Rockowitz as Director | Management | For | For |
2c | Elect Dow Famulak as Director | Management | For | For |
2d | Elect Paul Edward Selway-Swift as Director | Management | For | For |
2e | Elect Stephen Harry Long as Director | Management | For | For |
2f | Elect Hau Leung Lee as Director | Management | For | For |
2g | Elect Allan Zeman as Director | Management | For | For |
2h | Elect Audrey Wang Lo as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
GN STORE NORD A/S Meeting Date: MAR 19, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: GN Security ID: K4001S214 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 0.90 Per Share | Management | For | For |
4 | Approve Remuneration of Directors in the Amount of DKK 750,000 for Chairman, DKK 500,000 for Vice Chairman, and DKK 250,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
5.1 | Reelect Per Wold-Olsen as Director | Management | For | For |
5.2 | Reelect William Hoover as Director | Management | For | For |
5.3 | Reelect Wolfgang Reim as Director | Management | For | For |
5.4 | Reelect Carsten Thomsen as Director | Management | For | For |
5.5 | Reelect Helene Barnekow as Director | Management | For | For |
5.6 | Elect Ronica Wang as New Director | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
7.1 | Authorize Share Repurchase Program | Management | For | For |
7.2 | Approve DKK 23.3 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly | Management | For | For |
7.3 | Extend Board's Authorizations to Create up to DKK 125 Million Pool of Capital Without Preemptive Rights until April 30, 2016 | Management | For | For |
8 | Other Proposals From Shareholders (None Submitted) | Management | None | None |
9 | Other Business | Management | None | None |
H. LUNDBECK A/S Meeting Date: MAR 25, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: LUN Security ID: K4406L129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Accept Financial Statements and Statutory Reports | Management | For | For |
3.1 | Reelect Hakan Bjorklund as Director | Management | For | For |
3.2 | Reelect Lars Rasmussen as Director | Management | For | For |
3.3 | Reelect Terrie Curran as Director | Management | For | For |
3.4 | Elect Lene Skole as New Director | Management | For | For |
3.5 | Elect Jesper Ovesen as New Director | Management | For | For |
3.6 | Elect Lars Holmqvist as New Director | Management | For | For |
4.1 | Approve Remuneration of Directors in the Amount of DKK 900,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
4.2 | Approve Seperate Fixed Monthly Salary of DKK 589,075 for the Chairman Due to Extended Operational Responisibilties | Management | For | For |
5 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
6 | Ratify Deloitte as Auditors | Management | For | For |
7.1 | Amend Authorization to Increase Share Capital with/without Preemptive Rights | Management | For | For |
7.2 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
7.3 | Authorize Share Repurchase Program | Management | For | For |
7.4 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
8 | Other Business | Management | None | None |
HALOZYME THERAPEUTICS, INC. Meeting Date: MAY 06, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: HALO Security ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Pierre Bizzari | Management | For | For |
1.2 | Elect Director Randal J. Kirk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HEARTWARE INTERNATIONAL, INC. Meeting Date: JUN 04, 2015 Record Date: APR 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: HTWR Security ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia Feldmann | Management | For | For |
1.2 | Elect Director Denis Wade | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HEXCEL CORPORATION Meeting Date: MAY 07, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: HXL Security ID: 428291108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director Guy C. Hachey | Management | For | For |
1.10 | Elect Director David C. Hill | Management | For | For |
1.11 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
HORTONWORKS, INC. Meeting Date: MAY 13, 2015 Record Date: APR 03, 2015 Meeting Type: ANNUAL | ||||
Ticker: HDP Security ID: 440894103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bearden | Management | For | For |
1.2 | Elect Director Kevin Klausmeyer | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
INTERCONTINENTAL HOTELS GROUP PLC Meeting Date: MAY 08, 2015 Record Date: MAY 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: IHG Security ID: G4804L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4a | Elect Anne Busquet as Director | Management | For | For |
4b | Elect Jo Harlow as Director | Management | For | For |
4c | Re-elect Patrick Cescau as Director | Management | For | For |
4d | Re-elect Ian Dyson as Director | Management | For | For |
4e | Re-elect Paul Edgecliffe-Johnson as Director | Management | For | For |
4f | Re-elect Jennifer Laing as Director | Management | For | For |
4g | Re-elect Luke Mayhew as Director | Management | For | For |
4h | Re-elect Jill McDonald as Director | Management | For | For |
4i | Re-elect Dale Morrison as Director | Management | For | For |
4j | Re-elect Tracy Robbins as Director | Management | For | For |
4k | Re-elect Richard Solomons as Director | Management | For | For |
4l | Re-elect Ying Yeh as Director | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ION BEAM APPLICATIONS SA Meeting Date: MAY 13, 2015 Record Date: APR 29, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: IBAB Security ID: B5317W146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Report | Management | For | Against |
6 | Approve Discharge of Directors | Management | For | For |
7 | Approve Discharge of Auditors | Management | For | For |
8.1 | Reappoint Jeroen Cammeraat as Independent Director | Management | For | For |
8.2 | Elect Median SCP, Permanently Represented by Sybille Van den Hove, as Director | Management | For | For |
8.3 | Elect Saint-Denis SA, Permanently Represented by Pierre Mottet, as Director | Management | For | For |
9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration | Management | For | For |
10 | Approve Change-of-Control Clause Re : 30 Million Credit Facility | Management | For | For |
IP GROUP PLC Meeting Date: MAR 26, 2015 Record Date: MAR 24, 2015 Meeting Type: SPECIAL | ||||
Ticker: IPO Security ID: G49348116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Terms of the Firm Placing, the Placing and the Open Offer | Management | For | For |
2 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | For |
IP GROUP PLC Meeting Date: MAY 12, 2015 Record Date: MAY 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: IPO Security ID: G49348116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Lynn Gladden as Director | Management | For | For |
6 | Re-elect David Baynes as Director | Management | For | For |
7 | Re-elect Doug Liversidge as Director | Management | For | For |
8 | Re-elect Alan Aubrey as Director | Management | For | For |
9 | Re-elect Michael Townend as Director | Management | For | For |
10 | Re-elect Jonathan Brooks as Director | Management | For | For |
11 | Re-elect Mike Humphrey as Director | Management | For | For |
12 | Re-elect Greg Smith as Director | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Approve US Employee Stock Purchase Plan | Management | For | For |
IROBOT CORPORATION Meeting Date: MAY 20, 2015 Record Date: APR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: IRBT Security ID: 462726100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin M. Angle | Management | For | For |
1.2 | Elect Director Ronald Chwang | Management | For | For |
1.3 | Elect Director Deborah G. Ellinger | Management | For | For |
1.4 | Elect Director Michelle V. Stacy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
J D WETHERSPOON PLC Meeting Date: NOV 13, 2014 Record Date: NOV 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: JDW Security ID: G5085Y147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Tim Martin as Director | Management | For | For |
6 | Re-elect John Hutson as Director | Management | For | For |
7 | Re-elect Su Cacioppo as Director | Management | For | For |
8 | Re-elect Debra van Gene as Director | Management | For | For |
9 | Re-elect Elizabeth McMeikan as Director | Management | For | For |
10 | Re-elect Sir Richard Beckett as Director | Management | For | For |
11 | Re-elect Mark Reckitt as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JIN CO. LTD. Meeting Date: NOV 27, 2014 Record Date: AUG 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 3046 Security ID: J2888H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Tanaka, Hitoshi | Management | For | For |
2.2 | Elect Director Nakamura, Yutaka | Management | For | For |
2.3 | Elect Director Kotani, Noboru | Management | For | For |
2.4 | Elect Director Matsumoto, Oki | Management | For | For |
L'OCCITANE INTERNATIONAL S.A. Meeting Date: SEP 24, 2014 Record Date: SEP 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00973 Security ID: L6071D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Thomas Levilion as Director | Management | For | For |
3b | Elect Domenico Luigi Trizio as Director | Management | For | For |
3c | Elect Charles Mark Broadley as Director | Management | For | For |
3d | Elect Jackson Chik Sum Ng as Director | Management | For | For |
4 | Elect Nicolas Veto as Director | Management | For | For |
5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Renew Appointment of PricewaterhouseCoopers as Statutory Auditor | Management | For | For |
7 | Reappoint PricewaterhouseCoopers as External Auditor | Management | For | For |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Approve Discharge of Directors | Management | For | For |
10 | Approve Discharge of Auditors | Management | For | For |
11 | Approve Remuneration of Auditors | Management | For | For |
12 | Change Location of Registered Office | Management | For | For |
LI & FUNG LIMITED Meeting Date: MAY 21, 2015 Record Date: MAY 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: 00494 Security ID: G5485F169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Spencer Theodore Fung as Director | Management | For | For |
3b | Elect Paul Edward Selway-Swift as Director | Management | For | For |
3c | Elect Martin Tang Yue Nien as Director | Management | For | For |
3d | Elect Marc Robert Compagnon as Director | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Adopt Share Award Scheme | Management | For | Against |
M3 INC Meeting Date: JUN 26, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
Ticker: 2413 Security ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanimura, Itaru | Management | For | For |
1.2 | Elect Director Nagata, Tomoyuki | Management | For | For |
1.3 | Elect Director Yokoi, Satoshi | Management | For | For |
1.4 | Elect Director Yoshida, Yasuhiko | Management | For | For |
1.5 | Elect Director Tsuji, Takahiro | Management | For | For |
1.6 | Elect Director Tomaru, Akihiko | Management | For | For |
1.7 | Elect Director Urae, Akinori | Management | For | For |
1.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
2 | Appoint Statutory Auditor Horino, Nobuto | Management | For | Against |
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MERCK KGAA Meeting Date: APR 17, 2015 Record Date: MAR 26, 2015 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: D5357W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
6 | Ratify KPMG as Auditors for Fiscal 2014 | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiaries | Management | For | For |
MONITISE PLC Meeting Date: NOV 04, 2014 Record Date: NOV 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: MONI Security ID: G6258F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Elizabeth Buse as Director | Management | For | For |
3 | Elect Amanda Burton as Director | Management | For | For |
4 | Elect Paulette Garafalo as Director | Management | For | For |
5 | Elect Thomas Houghton as Director | Management | For | For |
6 | Re-elect Timothy Wade as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
MORPHOSYS AG Meeting Date: MAY 08, 2015 Record Date: APR 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: MOR Security ID: D55040105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Approve Creation of EUR 10.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7.1 | Reelect Gerald Moeller to the Supervisory Board | Management | For | For |
7.2 | Reelect Karin Eastham to the Supervisory Board | Management | For | For |
7.3 | Reelect Marc Cluzel to the Supervisory Board | Management | For | For |
7.4 | Elect Frank Morich to the Supervisory Board | Management | For | For |
7.5 | Elect Klaus Kuehn to the Supervisory Board | Management | For | For |
7.6 | Elect Wendy Johnson to the Supervisory Board | Management | For | For |
8 | Amend Articles Re: Remuneration of Supervisory Board Members | Management | For | For |
9.1 | Amend Corporate Purpose | Management | For | For |
9.2 | Amend Articles Re: Chairing the General Meeting | Management | For | For |
9.3 | Amend Articles Re: Term of Office of Alternate Supervisory Board Members; Convocation for and Participation in the General Meeting | Management | For | For |
MULBERRY GROUP PLC Meeting Date: SEP 08, 2014 Record Date: SEP 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: MUL Security ID: G6328C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Thierry Andretta as Director | Management | For | For |
4 | Re-elect Chris Roberts as Director | Management | For | Against |
5 | Re-elect Melissa Ong as Director | Management | For | Against |
6 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
NEKTAR THERAPEUTICS Meeting Date: JUN 16, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: NKTR Security ID: 640268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Chess | Management | For | For |
1b | Elect Director Susan Wang | Management | For | For |
1c | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOKIA CORP. Meeting Date: MAY 05, 2015 Record Date: APR 22, 2015 Meeting Type: ANNUAL | ||||
Ticker: NOK1V Security ID: X61873133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.14 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors | Management | For | For |
11 | Fix Number of Directors at Eight | Management | For | For |
12 | Reelect Vivek Badrinath, Bruce Brown, Elizabeth Doherty, Jouko Karvinen, Elizabeth Nelson, Risto Siilasmaa, and Kari Stadigh as Directors; Elect Simon Jiang as New Director | Management | For | For |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
16 | Approve Issuance of up to 730 Million Shares without Preemptive Rights | Management | For | For |
17 | Close Meeting | Management | None | None |
NOVOZYMES A/S Meeting Date: FEB 25, 2015 Record Date: FEB 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: NZYM B Security ID: K7317J133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 3.00 Per Share | Management | For | For |
4 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman, and DKK 500,000 for Other Members; Approve Remuneration for Commitee Work | Management | For | For |
5 | Reelect Henrik Gurtler (Chairman) as Director | Management | For | For |
6 | Reelect Agnete Raaschou-Nielsen (Vice Chairman) as Director | Management | For | For |
7a | Reelect Lars Green as Director | Management | For | For |
7b | Reelect Lena Olving as Director | Management | For | For |
7c | Reelect Jorgen Buhl Rasmussen as Director | Management | For | For |
7d | Reelect Mathias Uhlen as Director | Management | For | For |
7e | Elect Heinz-Jurgen Bertram as New Director | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
9a | Approve DKK 13.4 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
9b | Approve Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Acquisitions) | Management | For | For |
9c | Approve Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Cash) | Management | For | For |
9d | Approve Issuance of Warrants to Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9e | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
10 | Other Business | Management | None | None |
OSRAM LICHT AG Meeting Date: FEB 26, 2015 Record Date: Meeting Type: ANNUAL | ||||
Ticker: OSR Security ID: D5963B113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013/2014 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015 | Management | For | Did Not Vote |
6 | Elect Werner Brandt to the Supervisory Board | Management | For | Did Not Vote |
7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH | Management | For | Did Not Vote |
PANDORA A/S Meeting Date: MAR 18, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: PNDORA Security ID: K7681L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2014 | Management | For | For |
3.2 | Approve Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 9.00 Per Share | Management | For | For |
5 | Approve Discharge of Management and Board | Management | For | For |
6.1 | Approve DKK 5.8 Million Reduction in Share Capital | Management | For | For |
6.2 | Authorize Share Repurchase Program | Management | For | For |
6.3 | Amend Articles Re: Board-Related | Management | For | For |
6.4 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
7.1 | Reelect Peder Tuborgh (Chairman) as Director | Management | For | For |
7.2 | Reelect Christian Frigast (Vice Chairman) as Director | Management | For | For |
7.3 | Elect Allan Leighton as New Director | Management | For | For |
7.4 | Reelect Andrea Alvey as Director | Management | For | For |
7.5 | Reelect Ronica Wang as Director | Management | For | For |
7.6 | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
7.7 | Reelect Bjorn Gulden as Director | Management | For | For |
7.8 | Reelect Per Bank as Director | Management | For | For |
7.9 | Reelect Michael Sorensen as Director | Management | For | For |
8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
9 | Other Business | Management | None | None |
PANDORA A/S Meeting Date: OCT 09, 2014 Record Date: OCT 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: PNDORA Security ID: K7681L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peder Tuborgh as New Director | Management | For | For |
2 | Other Business | Management | None | None |
PTC INC. Meeting Date: MAR 04, 2015 Record Date: JAN 05, 2015 Meeting Type: ANNUAL | ||||
Ticker: PTC Security ID: 69370C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Bogan | Management | For | For |
1.2 | Elect Director Janice D. Chaffin | Management | For | For |
1.3 | Elect Director Donald K. Grierson | Management | For | For |
1.4 | Elect Director James E. Heppelmann | Management | For | For |
1.5 | Elect Director Paul A. Lacy | Management | For | For |
1.6 | Elect Director Robert P. Schechter | Management | For | For |
1.7 | Elect Director Renato Zambonini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
QLIK TECHNOLOGIES INC. Meeting Date: MAY 13, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: QLIK Security ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
1.2 | Elect Director Steffan C. Tomlinson | Management | For | For |
1.3 | Elect Director Paul Wahl | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAKUTEN INC. Meeting Date: MAR 27, 2015 Record Date: DEC 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 4755 Security ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Amend Business Lines - Change Location of Head Office | Management | For | For |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
2.2 | Elect Director Shimada, Toru | Management | For | For |
2.3 | Elect Director Hosaka, Masayuki | Management | For | For |
2.4 | Elect Director Yamada, Yoshihisa | Management | For | For |
2.5 | Elect Director Kobayashi, Masatada | Management | For | For |
2.6 | Elect Director Sugihara, Akio | Management | For | For |
2.7 | Elect Director Takeda, Kazunori | Management | For | For |
2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
2.10 | Elect Director Charles B. Baxter | Management | For | For |
2.11 | Elect Director Kusano, Koichi | Management | For | For |
2.12 | Elect Director Kutaragi, Ken | Management | For | For |
2.13 | Elect Director Fukino, Hiroshi | Management | For | For |
2.14 | Elect Director Murai, Jun | Management | For | For |
2.15 | Elect Director Hirai, Yasufumi | Management | For | For |
2.16 | Elect Director Youngme Moon | Management | For | For |
3.1 | Appoint Statutory Auditor Senoo, Yoshiaki | Management | For | Against |
3.2 | Appoint Statutory Auditor Hirata, Takeo | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
6 | Approve Deep Discount Stock Option Plan | Management | For | For |
7 | Approve Deep Discount Stock Option Plan | Management | For | For |
8 | Approve Deep Discount Stock Option Plan | Management | For | For |
RIGEL PHARMACEUTICALS, INC. Meeting Date: MAY 12, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: RIGL Security ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul R. Rodriguez | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | Withhold |
1.3 | Elect Director Donald G. Payan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SDL PLC Meeting Date: APR 27, 2015 Record Date: APR 23, 2015 Meeting Type: ANNUAL | ||||
Ticker: SDL Security ID: G79433127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Chris Batterham as Director | Management | For | For |
5 | Re-elect David Clayton as Director | Management | For | For |
6 | Elect Glenn Collinson as Director | Management | For | For |
7 | Re-elect Mandy Gradden as Director | Management | For | For |
8 | Re-elect Mark Lancaster as Director | Management | For | For |
9 | Re-elect Dominic Lavelle as Director | Management | For | For |
10 | Re-elect Alan McWalter as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SEATTLE GENETICS, INC. Meeting Date: MAY 15, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: SGEN Security ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clay B. Siegall | Management | For | For |
1.2 | Elect Director Felix Baker | Management | For | For |
1.3 | Elect Director Nancy A. Simonian | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SHUTTERFLY, INC. Meeting Date: JUN 12, 2015 Record Date: APR 24, 2015 Meeting Type: PROXY CONTEST | ||||
Ticker: SFLY Security ID: 82568P304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Jeffrey T. Housenbold | Management | For | Did Not Vote |
1.2 | Elect Director Stephen J. Killeen | Management | For | Did Not Vote |
1.3 | Elect Director James N. White | Management | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Directors Mario D. Cibelli | Shareholder | For | For |
1.2 | Elect Directors Marwan Fawaz | Shareholder | For | Withhold |
1.3 | Elect Directors Thomas D. Hughes | Shareholder | For | For |
2 | Amend Omnibus Stock Plan | Management | Against | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | None | For |
SLM SOLUTIONS GROUP AG Meeting Date: JUN 16, 2015 Record Date: MAY 25, 2015 Meeting Type: ANNUAL | ||||
Ticker: AM3D Security ID: D6T690109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
4 | Ratify BDO AG as Auditors for Fiscal 2015 | Management | For | For |
SOTHEBY'S Meeting Date: MAY 07, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
Ticker: BID Security ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | For |
1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
1.3 | Elect Director Kevin C. Conroy | Management | For | For |
1.4 | Elect Director Domenico De Sole | Management | For | For |
1.5 | Elect Director The Duke of Devonshire | Management | For | For |
1.6 | Elect Director Daniel S. Loeb | Management | For | For |
1.7 | Elect Director Olivier Reza | Management | For | For |
1.8 | Elect Director Marsha E. Simms | Management | For | For |
1.9 | Elect Director Thomas S. Smith, Jr. | Management | For | For |
1.10 | Elect Director Robert S. Taubman | Management | For | For |
1.11 | Elect Director Diana L. Taylor | Management | For | For |
1.12 | Elect Director Dennis M. Weibling | Management | For | For |
1.13 | Elect Director Harry J. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPIRAX-SARCO ENGINEERING PLC Meeting Date: MAY 11, 2015 Record Date: MAY 07, 2015 Meeting Type: ANNUAL | ||||
Ticker: SPX Security ID: G83561111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Bill Whiteley as Director | Management | For | For |
7 | Re-elect Nick Anderson as Director | Management | For | For |
8 | Re-elect David Meredith as Director | Management | For | For |
9 | Re-elect Neil Daws as Director | Management | For | For |
10 | Re-elect Jay Whalen as Director | Management | For | For |
11 | Re-elect Jamie Pike as Director | Management | For | For |
12 | Re-elect Dr Krishnamurthy Rajagopal as Director | Management | For | For |
13 | Re-elect Dr Trudy Schoolenberg as Director | Management | For | For |
14 | Re-elect Clive Watson as Director | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Approve Scrip Dividend | Management | For | For |
17 | Approve Special Dividend and Share Consolidation | Management | For | For |
18 | Approve 2015 Performance Share Plan | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STRATASYS LTD. Meeting Date: JUL 10, 2014 Record Date: JUN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ziva Patir as Independent Director, to Serve as an Unclassified Director, Until the End of the Next Annual General Meeting | Management | For | For |
2 | Approve Cash Bonus to David Reis, CEO and Director, for 2013 | Management | For | Against |
3 | Approve Cash Bonus to S. Scott Crump, Chairman and Chief Innovation Officer, for 2013 | Management | For | Against |
4 | Approve Cash Bonus to Ilan Levin, Director and Chairman of Makerbot, Subsidiary, for 2013 | Management | For | Against |
5.1 | Grant Edward J. Fierko, Director, Options to Purchase 22,000 Shares | Management | For | Against |
5.2 | Grant John J. McEleney, Director, Options to Purchase 22,000 Shares | Management | For | Against |
5.3 | Grant Clifford H. Schwieter, Director, Options to Purchase 22,000 Shares | Management | For | Against |
6 | Increase Liability Coverage of D&O Policy | Management | For | For |
7 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
9 | Other Business (Voting if Applicable) | Management | For | Against |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
STRATASYS LTD. Meeting Date: FEB 03, 2015 Record Date: JAN 02, 2015 Meeting Type: SPECIAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company's Articles of Association | Management | For | For |
2.1 | Reelect S. Scott Crump, Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.2 | Reelect Elchanan Jaglom as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.3 | Reelect Edward J. Fierko as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.4 | Reelect Ilan Levin as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.5 | Reelect John J. McEleney as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.6 | Reelect David Reis as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.7 | Reelect Clifford H. Schwieter as Director Until the End of the Next Annual General Meeting | Management | For | For |
3 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
SUPERGROUP PLC Meeting Date: SEP 19, 2014 Record Date: SEP 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SGP Security ID: G8585P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Re-elect Peter Bamford as Director | Management | For | For |
5 | Re-elect Julian Dunkerton as Director | Management | For | For |
6 | Re-elect Susanne Given as Director | Management | For | For |
7 | Re-elect Shaun Wills as Director | Management | For | For |
8 | Re-elect James Holder as Director | Management | For | For |
9 | Elect Hans Schmitt as Director | Management | For | For |
10 | Re-elect Keith Edelman as Director | Management | For | For |
11 | Re-elect Minnow Powell as Director | Management | For | For |
12 | Re-elect Ken McCall as Director | Management | For | For |
13 | Re-elect Euan Sutherland as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 15, 2015 Record Date: APR 09, 2015 Meeting Type: ANNUAL | ||||
Ticker: SCA B Security ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Dividends of SEK 5.25 Per Share | Management | For | For |
8c1 | Approve Discharge of Sverker Martin-Lof | Management | For | For |
8c2 | Approve Discharge of Par Boman | Management | For | For |
8c3 | Approve Discharge of Roger Bostrom | Management | For | For |
8c4 | Approve Discharge of Rolf Borjesson | Management | For | For |
8c5 | Approve Discharge of Leif Johansson | Management | For | For |
8c6 | Approve Discharge of Bert Nordberg | Management | For | For |
8c7 | Approve Discharge of Anders Nyren | Management | For | For |
8c8 | Approve Discharge of Louise Julian Svanberg | Management | For | For |
8c9 | Approve Discharge of Orjan Svensson | Management | For | For |
8c10 | Approve Discharge of Barbara Milian Thoralfsson | Management | For | For |
8c11 | Approve Discharge of Thomas Wiklund | Management | For | For |
8c12 | Approve Discharge of Jan Johansson | Management | For | For |
8c13 | Approve Discharge of Hans Nyqvist | Management | For | For |
9 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Management | For | For |
10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Par Boman (Chairman), Rolf Borjesson, Leif Johansson, Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors; Elect Annemarie Gardshol and Magnus Groth as New Directors | Management | For | For |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
15 | Close Meeting | Management | None | None |
SYMRISE AG Meeting Date: MAY 12, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: SY1 Security ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2015 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SYNAPTICS INCORPORATED Meeting Date: OCT 21, 2014 Record Date: AUG 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYNA Security ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Nelson C. Chan | Management | For | For |
1.3 | Elect Director Richard L. Sanquini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TECHNICOLOR Meeting Date: APR 09, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: TCH Security ID: F9062J173 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 0.05 per Share | Management | For | For |
4 | Reelect Frederic Rose as Director | Management | For | For |
5 | Reelect David Fishman as Director | Management | For | For |
6 | Advisory Vote on Compensation of Remy Sautter, Chairman until May 22, 2014 | Management | For | For |
7 | Advisory Vote on Compensation of Didier Lombard, Chairman from May 22, 2014 | Management | For | For |
8 | Advisory Vote on Compensation of Frederic Rose, CEO | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Article 20 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
12 | Amend Article 19 of Bylaws Re: Attendance to General Meetings | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TELEPERFORMANCE Meeting Date: MAY 07, 2015 Record Date: MAY 04, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: RCF Security ID: F9120F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.92 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Daniel Julien, Chairman | Management | For | For |
6 | Advisory Vote on Compensation of Paulo Cesar Salles Vasques, CEO | Management | For | For |
7 | Reelect Daniel Julien as Director | Management | For | For |
8 | Reelect Emily Abrera as Director | Management | For | For |
9 | Reelect Philippe Ginestie as Director | Management | For | For |
10 | Reelect Jean Guez as Director | Management | For | For |
11 | Reelect Daniel Bergstein as Director | Management | For | For |
12 | Reelect Philippe Dominati as Director | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28 Million | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Amend Article 25 of Bylaws Re: Record Date | Management | For | For |
20 | Amend Article 25 of Bylaws Re: Double Voting Rights | Management | For | For |
21 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
22 | Subject to Approval of Item 21, Change Company Name to Teleperformance SE | Management | For | For |
23 | Subject to Items 21 and 22 Above, Adopt New Bylaws | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TESLA MOTORS, INC. Meeting Date: JUN 09, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: TSLA Security ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Antonio J. Gracias | Management | For | For |
1.2 | Elect Director Kimbal Musk | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Goals to Reduce Use of Animal-Sourced Materials | Shareholder | Against | Abstain |
4 | Become First Cruelty-Free Premium Brand | Shareholder | Against | Abstain |
THE BOEING COMPANY Meeting Date: APR 27, 2015 Record Date: FEB 26, 2015 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Kenneth M. Duberstein | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1e | Elect Director Lawrence W. Kellner | Management | For | For |
1f | Elect Director Edward M. Liddy | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Susan C. Schwab | Management | For | For |
1i | Elect Director Ronald A. Williams | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
THE BOSTON BEER COMPANY, INC. Meeting Date: MAY 27, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: SAM Security ID: 100557107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
1.3 | Elect Director Jean-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE FRESH MARKET, INC. Meeting Date: JUN 02, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
Ticker: TFM Security ID: 35804H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob Sasser | Management | For | For |
1.2 | Elect Director Robert K. Shearer | Management | For | For |
1.3 | Elect Director Steven Tanger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE WHITEWAVE FOODS COMPANY Meeting Date: MAY 14, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: WWAV Security ID: 966244105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary E. Minnick | Management | For | For |
1.2 | Elect Director Doreen A. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TORAY INDUSTRIES INC. Meeting Date: JUN 24, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
Ticker: 3402 Security ID: J89494116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
3.1 | Elect Director Nishino, Satoru | Management | For | For |
3.2 | Elect Director Tanaka, Yoshiyuki | Management | For | For |
3.3 | Elect Director Noyori, Ryoji | Management | For | For |
4.1 | Appoint Statutory Auditor Fukuchi, Kiyoshi | Management | For | For |
4.2 | Appoint Statutory Auditor Yagita, Motoyuki | Management | For | For |
4.3 | Appoint Statutory Auditor Nagai, Toshio | Management | For | For |
4.4 | Appoint Statutory Auditor Jono, Kazuya | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Kobayashi, Koichi | Management | For | For |
6 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
URBAN OUTFITTERS, INC. Meeting Date: JUN 02, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: URBN Security ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Scott A. Belair | Management | For | Against |
1.3 | Elect Director Harry S. Cherken, Jr. | Management | For | Against |
1.4 | Elect Director Margaret A. Hayne | Management | For | Against |
1.5 | Elect Director Richard A. Hayne | Management | For | Against |
1.6 | Elect Director Elizabeth Ann Lambert | Management | For | For |
1.7 | Elect Director Joel S. Lawson, III | Management | For | For |
1.8 | Elect Director Robert H. Strouse | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | Against |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
5 | Proxy Access | Shareholder | Against | For |
VERIFONE SYSTEMS, INC. Meeting Date: MAR 26, 2015 Record Date: JAN 30, 2015 Meeting Type: ANNUAL | ||||
Ticker: PAY Security ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Karen Austin | Management | For | For |
1.3 | Elect Director Paul Galant | Management | For | For |
1.4 | Elect Director Alex W. (Pete) Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jonathan I. Schwartz | Management | For | For |
1.9 | Elect Director Jane J. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VISA INC. Meeting Date: JAN 28, 2015 Record Date: DEC 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
WANDISCO PLC Meeting Date: FEB 17, 2015 Record Date: FEB 15, 2015 Meeting Type: SPECIAL | ||||
Ticker: WAND Security ID: G9381R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Pursuant to a Conditional Placing | Management | For | For |
WANDISCO PLC Meeting Date: JUN 02, 2015 Record Date: MAY 31, 2015 Meeting Type: ANNUAL | ||||
Ticker: WAND Security ID: G9381R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect David Richards as a Director | Management | For | For |
3 | Re-elect Paul Walker as a Director | Management | For | For |
4 | Re-appoint KPMG LLP as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Approve Share Repurchase Program | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
XAAR PLC Meeting Date: MAY 13, 2015 Record Date: MAY 11, 2015 Meeting Type: ANNUAL | ||||
Ticker: XAR Security ID: G9824Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Deloitte LLP as Auditors | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Richard Barham as Director | Management | For | For |
6 | Re-elect Alex Bevis as Director | Management | For | For |
7 | Re-elect Edmund Creutzmann as Director | Management | For | For |
8 | Elect Doug Edwards as Director | Management | For | For |
9 | Re-elect Phil Lawler as Director | Management | For | For |
10 | Re-elect Ted Wiggans as Director | Management | For | For |
11 | Re-elect Robin Williams as Director | Management | For | For |
12 | Elect Jim Brault as Director | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise the Future Preparation of the Company's Individual Financial Statements in accordance with FRS 101 Accounting Standards | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
YAHOO! INC. Meeting Date: JUN 24, 2015 Record Date: APR 27, 2015 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Global Opportunities Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, | |
Trustee, President and Principal Executive Officer |
Date: August 26, 2015
*By: | /s/ Lisa Bloomberg | |
----------------------------------------- | ||
Lisa Bloomberg, Attorney in Fact |