Jeffrey Skinner, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
TWENTY-FIRST CENTURY FOX, INC. |
Security | 90130A101 | | Meeting Type | Special |
Ticker Symbol | FOXA | | Meeting Date | 10-Jul-2018 |
ISIN | US90130A1016 | | Agenda | 934841481 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | Management | For | For |
2. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | Management | For | For |
MGIC INVESTMENT CORPORATION |
Security | 552848103 | | Meeting Type | Annual |
Ticker Symbol | MTG | | Meeting Date | 25-Jul-2018 |
ISIN | US5528481030 | | Agenda | 934847736 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Daniel A. Arrigoni | | For | For |
| 2 | Cassandra C. Carr | | For | For |
| 3 | C. Edward Chaplin | | For | For |
| 4 | Curt S. Culver | | For | For |
| 5 | Timothy A. Holt | | For | For |
| 6 | Kenneth M. Jastrow, II | | For | For |
| 7 | Michael E. Lehman | | For | For |
| 8 | Melissa B. Lora | | For | For |
| 9 | Gary A. Poliner | | For | For |
| 10 | Patrick Sinks | | For | For |
| 11 | Mark M. Zandi | | For | For |
2. | Advisory vote to approve our executive compensation | Management | For | For |
3. | Approval of our Amended and Restated Rights Agreement | Management | For | For |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 | Management | For | For |
LEGG MASON, INC. |
Security | 524901105 | | Meeting Type | Annual |
Ticker Symbol | LM | | Meeting Date | 31-Jul-2018 |
ISIN | US5249011058 | | Agenda | 934849449 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Robert E. Angelica | | For | For |
| 2 | Carol Anthony Davidson | | For | For |
| 3 | Michelle J. Goldberg | | For | For |
| 4 | Barry W. Huff | | For | For |
| 5 | John V. Murphy | | For | For |
| 6 | Alison A. Quirk | | For | For |
| 7 | W. Allen Reed | | For | For |
| 8 | Margaret M. Richardson | | For | For |
| 9 | Kurt L. Schmoke | | For | For |
| 10 | Joseph A. Sullivan | | For | For |
2. | An advisory vote to approve the compensation of Legg Mason's named executive officers. | Management | For | For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason's independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For |
H&R BLOCK, INC. |
Security | 093671105 | | Meeting Type | Annual |
Ticker Symbol | HRB | | Meeting Date | 13-Sep-2018 |
ISIN | US0936711052 | | Agenda | 934861611 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Angela N. Archon | Management | For | For |
1b. | Election of Director: Paul J. Brown | Management | For | For |
1c. | Election of Director: Robert A. Gerard | Management | For | For |
1d. | Election of Director: Richard A. Johnson | Management | For | For |
1e. | Election of Director: Jeffrey J. Jones II | Management | For | For |
1f. | Election of Director: David Baker Lewis | Management | For | For |
1g. | Election of Director: Victoria J. Reich | Management | For | For |
1h. | Election of Director: Bruce C. Rohde | Management | For | For |
1i. | Election of Director: Matthew E. Winter | Management | For | For |
1j. | Election of Director: Christianna Wood | Management | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2019. | Management | For | For |
3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For |
4. | Shareholder proposal requesting that each bylaw amendment adopted by the board of directors not become effective until approved by shareholders, if properly presented at the meeting. | Shareholder | For | Against |
STIFEL FINANCIAL CORP. |
Security | 860630102 | | Meeting Type | Special |
Ticker Symbol | SF | | Meeting Date | 25-Sep-2018 |
ISIN | US8606301021 | | Agenda | 934870317 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | To approve The Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement). | Management | For | For |
CINTAS CORPORATION |
Security | 172908105 | | Meeting Type | Annual |
Ticker Symbol | CTAS | | Meeting Date | 30-Oct-2018 |
ISIN | US1729081059 | | Agenda | 934877929 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Gerald S. Adolph | Management | For | For |
1b. | Election of Director: John F. Barrett | Management | For | For |
1c. | Election of Director: Melanie W. Barstad | Management | For | For |
1d. | Election of Director: Robert E. Coletti | Management | For | For |
1e. | Election of Director: Scott D. Farmer | Management | For | For |
1f. | Election of Director: James J. Johnson | Management | For | For |
1g. | Election of Director: Joseph Scaminace | Management | For | For |
1h. | Election of Director: Ronald W. Tysoe | Management | For | For |
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For |
3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019. | Management | For | For |
MICROSOFT CORPORATION |
Security | 594918104 | | Meeting Type | Annual |
Ticker Symbol | MSFT | | Meeting Date | 28-Nov-2018 |
ISIN | US5949181045 | | Agenda | 934884544 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: William H. Gates lll | Management | For | For |
1b. | Election of Director: Reid G. Hoffman | Management | For | For |
1c. | Election of Director: Hugh F. Johnston | Management | For | For |
1d. | Election of Director: Teri L. List-Stoll | Management | For | For |
1e. | Election of Director: Satya Nadella | Management | For | For |
1f. | Election of Director: Charles H. Noski | Management | For | For |
1g. | Election of Director: Helmut Panke | Management | For | For |
1h. | Election of Director: Sandra E. Peterson | Management | For | For |
1i. | Election of Director: Penny S. Pritzker | Management | For | For |
1j. | Election of Director: Charles W. Scharf | Management | For | For |
1k. | Election of Director: Arne M. Sorenson | Management | For | For |
1l. | Election of Director: John W. Stanton | Management | For | For |
1m. | Election of Director: John W. Thompson | Management | For | For |
1n. | Election of Director: Padmasree Warrior | Management | For | For |
2. | Advisory vote to approve named executive officer compensation | Management | For | For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For |
CISCO SYSTEMS, INC. |
Security | 17275R102 | | Meeting Type | Annual |
Ticker Symbol | CSCO | | Meeting Date | 12-Dec-2018 |
ISIN | US17275R1023 | | Agenda | 934891614 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: M. Michele Burns | Management | For | For |
1b. | Election of Director: Michael D. Capellas | Management | For | For |
1c. | Election of Director: Mark Garrett | Management | For | For |
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For |
1e. | Election of Director: Roderick C. McGeary | Management | For | For |
1f. | Election of Director: Charles H. Robbins | Management | For | For |
1g. | Election of Director: Arun Sarin | Management | For | For |
1h. | Election of Director: Brenton L. Saunders | Management | For | For |
1i. | Election of Director: Steven M. West | Management | For | For |
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For |
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For |
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | For | For |
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | For |
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For |
KKR & CO. INC. |
Security | 48251W104 | | Meeting Type | Special |
Ticker Symbol | KKR | | Meeting Date | 28-Jan-2019 |
ISIN | US48251W1045 | | Agenda | 934911985 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | Approve the KKR & Co. Inc. 2019 Equity Incentive Plan. | Management | For | For |
TD AMERITRADE HOLDING CORPORATION |
Security | 87236Y108 | | Meeting Type | Annual |
Ticker Symbol | AMTD | | Meeting Date | 13-Feb-2019 |
ISIN | US87236Y1082 | | Agenda | 934915680 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Bharat B. Masrani | | For | For |
| 2 | Irene R. Miller | | For | For |
| 3 | Todd M. Ricketts | | For | For |
| 4 | Allan R. Tessler | | For | For |
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For |
APPLE INC. |
Security | 037833100 | | Meeting Type | Annual |
Ticker Symbol | AAPL | | Meeting Date | 01-Mar-2019 |
ISIN | US0378331005 | | Agenda | 934919359 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of director: James Bell | Management | For | For |
1b. | Election of director: Tim Cook | Management | For | For |
1c. | Election of director: Al Gore | Management | For | For |
1d. | Election of director: Bob Iger | Management | For | For |
1e. | Election of director: Andrea Jung | Management | For | For |
1f. | Election of director: Art Levinson | Management | For | For |
1g. | Election of director: Ron Sugar | Management | For | For |
1h. | Election of director: Sue Wagner | Management | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For |
3. | Advisory vote to approve executive compensation | Management | For | For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For |
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | For |
JEFFERIES FINANCIAL GROUP INC. |
Security | 47233W109 | | Meeting Type | Annual |
Ticker Symbol | JEF | | Meeting Date | 28-Mar-2019 |
ISIN | US47233W1099 | | Agenda | 934928310 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A. | Election of Director: Linda L. Adamany | Management | For | For |
1B. | Election of Director: Barry J. Alperin | Management | For | For |
1C. | Election of Director: Robert D. Beyer | Management | For | For |
1D. | Election of Director: Francisco L. Borges | Management | For | For |
1E. | Election of Director: Brian P. Friedman | Management | For | For |
1F. | Election of Director: MaryAnne Gilmartin | Management | For | For |
1G. | Election of Director: Richard B. Handler | Management | For | For |
1H. | Election of Director: Robert E. Joyal | Management | For | For |
1I. | Election of Director: Jacob M. Katz | Management | For | For |
1J. | Election of Director: Michael T. O'Kane | Management | For | For |
1K. | Election of Director: Stuart H. Reese | Management | For | For |
1L. | Election of Director: Joseph S. Steinberg | Management | For | For |
2. | Approve named executive officer compensation on an advisory basis. | Management | For | For |
3. | Ratify Deloitte & Touche LLP as independent auditors for the year-ended November 30, 2019. | Management | For | For |
HEWLETT PACKARD ENTERPRISE COMPANY |
Security | 42824C109 | | Meeting Type | Annual |
Ticker Symbol | HPE | | Meeting Date | 03-Apr-2019 |
ISIN | US42824C1099 | | Agenda | 934927522 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Daniel Ammann | Management | For | For |
1b. | Election of Director: Michael J. Angelakis | Management | For | For |
1c. | Election of Director: Pamela L. Carter | Management | For | For |
1d. | Election of Director: Jean M. Hobby | Management | For | For |
1e. | Election of Director: Raymond J. Lane | Management | For | For |
1f. | Election of Director: Ann M. Livermore | Management | For | For |
1g. | Election of Director: Antonio F. Neri | Management | For | For |
1h. | Election of Director: Raymond E. Ozzie | Management | For | For |
1i. | Election of Director: Gary M. Reiner | Management | For | For |
1j. | Election of Director: Patricia F. Russo | Management | For | For |
1k. | Election of Director: Lip-Bu Tan | Management | For | For |
1l. | Election of Director: Mary Agnes Wilderotter | Management | For | For |
2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2019 | Management | For | For |
3. | Advisory vote to approve executive compensation | Management | For | For |
4. | Stockholder proposal related to action by Written Consent of Stockholders | Shareholder | Against | For |
LENNAR CORPORATION |
Security | 526057104 | | Meeting Type | Annual |
Ticker Symbol | LEN | | Meeting Date | 10-Apr-2019 |
ISIN | US5260571048 | | Agenda | 934931292 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Rick Beckwitt | | For | For |
| 2 | Irving Bolotin | | For | For |
| 3 | Steven L. Gerard | | For | For |
| 4 | Tig Gilliam | | For | For |
| 5 | Sherrill W. Hudson | | For | For |
| 6 | Jonathan M. Jaffe | | For | For |
| 7 | Sidney Lapidus | | For | For |
| 8 | Teri P. McClure | | For | For |
| 9 | Stuart Miller | | For | For |
| 10 | Armando Olivera | | For | For |
| 11 | Jeffrey Sonnenfeld | | For | For |
| 12 | Scott Stowell | | For | For |
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2019. | Management | For | For |
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
4. | Vote on a stockholder proposal regarding having directors elected by a majority of the votes cast in uncontested elections. | Shareholder | Against | For |
INTERACTIVE BROKERS GROUP, INC. |
Security | 45841N107 | | Meeting Type | Annual |
Ticker Symbol | IBKR | | Meeting Date | 18-Apr-2019 |
ISIN | US45841N1072 | | Agenda | 934935012 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A. | Election of Director: Thomas Peterffy | Management | Against | Against |
1B. | Election of Director: Earl H. Nemser | Management | Against | Against |
1C. | Election of Director: Milan Galik | Management | Against | Against |
1D. | Election of Director: Paul J. Brody | Management | Against | Against |
1E. | Election of Director: Lawrence E. Harris | Management | Against | Against |
1F. | Election of Director: Gary Katz | Management | Against | Against |
1G. | Election of Director: John M. Damgard | Management | Against | Against |
1H. | Election of Director: Philip Uhde | Management | Against | Against |
2. | To approve, by nonbinding vote, executive compensation. | Management | For | For |
3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For |
SUNTRUST BANKS, INC. |
Security | 867914103 | | Meeting Type | Annual |
Ticker Symbol | STI | | Meeting Date | 23-Apr-2019 |
ISIN | US8679141031 | | Agenda | 934933638 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A | Election of Director: Agnes Bundy Scanlan | Management | For | For |
1B | Election of Director: Dallas S. Clement | Management | For | For |
1C | Election of Director: Paul D. Donahue | Management | For | For |
1D | Election of Director: Paul R. Garcia | Management | For | For |
1E | Election of Director: Donna S. Morea | Management | For | For |
1F | Election of Director: David M. Ratcliffe | Management | For | For |
1G | Election of Director: William H. Rogers, Jr. | Management | For | For |
1H | Election of Director: Frank P. Scruggs, Jr. | Management | For | For |
1I | Election of Director: Bruce L. Tanner | Management | For | For |
1J | Election of Director: Steven C. Voorhees | Management | For | For |
2 | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For |
3 | To ratify the appointment of Ernst & Young LLP as our independent auditor for 2019. | Management | For | For |
WELLS FARGO & COMPANY |
Security | 949746101 | | Meeting Type | Annual |
Ticker Symbol | WFC | | Meeting Date | 23-Apr-2019 |
ISIN | US9497461015 | | Agenda | 934941584 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: John D. Baker II | Management | For | For |
1b. | Election of Director: Celeste A. Clark | Management | For | For |
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For |
1d. | Election of Director: Elizabeth A. Duke | Management | For | For |
1e. | Election of Director: Wayne M. Hewett | Management | For | For |
1f. | Election of Director: Donald M. James | Management | For | For |
1g. | Election of Director: Maria R. Morris | Management | For | For |
1h. | Election of Director: Juan A. Pujadas | Management | For | For |
1i. | Election of Director: James H. Quigley | Management | For | For |
1j. | Election of Director: Ronald L. Sargent | Management | For | For |
1k. | Election of Director: C. Allen Parker | Management | For | For |
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For |
2. | Advisory resolution to approve executive compensation. | Management | For | For |
3. | Approve the Company's Amended and Restated Long- Term Incentive Compensation Plan. | Management | For | For |
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For |
6. | Shareholder Proposal - Report on Global Median Gender Pay Gap. | Shareholder | Against | For |
WADDELL & REED FINANCIAL, INC. |
Security | 930059100 | | Meeting Type | Annual |
Ticker Symbol | WDR | | Meeting Date | 23-Apr-2019 |
ISIN | US9300591008 | | Agenda | 934944441 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Kathie J. Andrade | | For | For |
| 2 | Philip J. Sanders | | For | For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2019. | Management | For | For |
CARVANA CO. |
Security | 146869102 | | Meeting Type | Annual |
Ticker Symbol | CVNA | | Meeting Date | 23-Apr-2019 |
ISIN | US1468691027 | | Agenda | 934944580 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | J. Danforth Quayle | | For | For |
| 2 | Gregory Sullivan | | For | For |
2. | Ratification of the appointment of Grant Thornton LLP as Carvana's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
3. | Approval, by an advisory vote, of Carvana's executive compensation (i.e., "say-on-pay" proposal). | Management | For | For |
4. | Recommendation, by an advisory vote, of the frequency of future advisory votes on executive compensation (i.e., "say-on-pay frequency") | Management | 1 Year | For |
SONIC AUTOMOTIVE, INC. |
Security | 83545G102 | | Meeting Type | Annual |
Ticker Symbol | SAH | | Meeting Date | 24-Apr-2019 |
ISIN | US83545G1022 | | Agenda | 934937903 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A. | Election of Director: O. Bruton Smith | Management | For | For |
1B. | Election of Director: David Bruton Smith | Management | For | For |
1C. | Election of Director: William I. Belk | Management | For | For |
1D. | Election of Director: William R. Brooks | Management | For | For |
1E. | Election of Director: Victor H. Doolan | Management | For | For |
1F. | Election of Director: John W. Harris III | Management | For | For |
1G. | Election of Director: Robert Heller | Management | For | For |
1H. | Election of Director: R. Eugene Taylor | Management | For | For |
2. | Ratification of the appointment of KPMG LLP as Sonic's independent registered public accounting firm for fiscal 2019. | Management | For | For |
3. | Advisory vote to approve Sonic's named executive officer compensation in fiscal 2018. | Management | For | For |
4. | Approval of the amendment and restatement of the Sonic Automotive, Inc. 2012 Stock Incentive Plan. | Management | For | For |
AMERIPRISE FINANCIAL, INC. |
Security | 03076C106 | | Meeting Type | Annual |
Ticker Symbol | AMP | | Meeting Date | 24-Apr-2019 |
ISIN | US03076C1062 | | Agenda | 934943069 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: James M. Cracchiolo | Management | For | For |
1b. | Election of Director: Dianne Neal Blixt | Management | For | For |
1c. | Election of Director: Amy DiGeso | Management | For | For |
1d. | Election of Director: Lon R. Greenberg | Management | For | For |
1e. | Election of Director: Jeffrey Noddle | Management | For | For |
1f. | Election of Director: Robert F. Sharpe, Jr. | Management | For | For |
1g. | Election of Director: W. Edward Walter III | Management | For | For |
1h. | Election of Director: Christopher J. Williams | Management | For | For |
2. | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | For | For |
3. | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
MGIC INVESTMENT CORPORATION |
Security | 552848103 | | Meeting Type | Annual |
Ticker Symbol | MTG | | Meeting Date | 24-Apr-2019 |
ISIN | US5528481030 | | Agenda | 934955747 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Daniel A. Arrigoni | | For | For |
| 2 | Cassandra C. Carr | | For | For |
| 3 | C. Edward Chaplin | | For | For |
| 4 | Curt S. Culver | | For | For |
| 5 | Timothy A. Holt | | For | For |
| 6 | Kenneth M. Jastrow, II | | For | For |
| 7 | Jodeen A. Kozlak | | For | For |
| 8 | Michael E. Lehman | | For | For |
| 9 | Melissa B. Lora | | For | For |
| 10 | Gary A. Poliner | | For | For |
| 11 | Patrick Sinks | | For | For |
| 12 | Mark M. Zandi | | For | For |
2. | Advisory vote to approve our executive compensation | Management | For | For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | Management | For | For |
CITIZENS FINANCIAL GROUP, INC. |
Security | 174610105 | | Meeting Type | Annual |
Ticker Symbol | CFG | | Meeting Date | 25-Apr-2019 |
ISIN | US1746101054 | | Agenda | 934939313 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Bruce Van Saun | Management | For | For |
1b. | Election of Director: Mark Casady | Management | For | For |
1c. | Election of Director: Christine M. Cumming | Management | For | For |
1d. | Election of Director: William P. Hankowsky | Management | For | For |
1e. | Election of Director: Howard W. Hanna III | Management | For | For |
1f. | Election of Director: Leo I. ("Lee") Higdon | Management | For | For |
1g. | Election of Director: Edward J. ("Ned") Kelly III | Management | For | For |
1h. | Election of Director: Charles J. ("Bud") Koch | Management | For | For |
1i. | Election of Director: Terrance J. Lillis | Management | For | For |
1j. | Election of Director: Shivan Subramaniam | Management | For | For |
1k. | Election of Director: Wendy A. Watson | Management | For | For |
1l. | Election of Director: Marita Zuraitis | Management | For | For |
2. | Advisory vote on executive compensation. | Management | For | For |
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For |
CREDIT SUISSE GROUP |
Security | 225401108 | | Meeting Type | Annual |
Ticker Symbol | CS | | Meeting Date | 26-Apr-2019 |
ISIN | US2254011081 | | Agenda | 934972197 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a | Consultative Vote on the 2018 Compensation Report | Management | For | For |
1b | Approval of the 2018 Annual Report, the Parent Company's 2018 Financial Statements, and the Group's 2018 Consolidated Financial Statements | Management | For | For |
2 | Discharge of the Members of the Board of Directors and the Executive Board | Management | For | For |
3a | Resolution on the Appropriation of Retained Earnings | Management | For | For |
3b | Resolution on the Distribution Payable out of Capital Contribution Reserves | Management | For | For |
4. | Reduction and Extension of Authorized Capital | Management | For | For |
5a | Amendment of Art. 8 sec. 5, Deletion of Art. 28g and Art. 30 of the Articles of Association | Management | For | For |
5b | Amendment of Art. 10 para. 6 of the Articles of Association | Management | For | For |
6aa | Re-election of Urs Rohner as Member and as Chairman of the Board of Director | Management | For | For |
6ab | Re-election of Iris Bohnet as Member and as Chairman of the Board of Director | Management | For | For |
6ac | Re-election of Andreas Gottschling as Member and as Chairman of the Board of Director | Management | For | For |
6ad | Re-election of Alexander Gut as Member and as Chairman of the Board of Director | Management | For | For |
6ae | Re-election of Michael Klein as Member and as Chairman of the Board of Director | Management | For | For |
6af | Re-election of Seraina Macia as Member and as Chairman of the Board of Director | Management | For | For |
6ag | Re-election of Kai S. Nargolwala as Member and as Chairman of the Board of Director | Management | For | For |
6ah | Re-election of Ana Paula Pessoa as Member and as Chairman of the Board of Director | Management | For | For |
6ai | Re-election of Joaquin J. Ribeiro as Member and as Chairman of the Board of Director | Management | For | For |
6aj | Re-election of Severin Schwan as Member and as Chairman of the Board of Director | Management | For | For |
6ak | Re-election of John Tiner as Member and as Chairman of the Board of Director | Management | For | For |
6al | Election of Christian Gellerstad as Member and as Chairman of the Board of Director | Management | For | For |
6am | Election of Shan Li as Member and as Chairman of the Board of Director | Management | For | For |
6ba | Re-election of Iris Bohnet as a Member of the Compensation Committee | Management | For | For |
6bb | Re-election of Kai S. Nargolwala as a Member of the Compensation Committee | Management | For | For |
6bc | Election of Christian Gellerstad as a Member of the Compensation Committee | Management | For | For |
6bd | Election of Michael Klein as a Member of the Compensation Committee | Management | For | For |
7a | Approval of the Compensation of the Board of Directors | Management | For | For |
7ba | Short-term Variable Incentive Compensation (STI) | Management | For | For |
7bb | Fixed Compensation | Management | For | For |
7bc | Long-term Variable Incentive Compensation (LTI) | Management | For | For |
8a | Election of the Independent Auditors | Management | For | For |
8b | Election of the Special Auditors | Management | For | For |
8c | Election of the Independent Proxy | Management | For | For |
9 | If, at the Annual General Meeting, shareholders or the Board of Directors put forward any additional proposals or amendments to proposals already set out in the published agenda or any proposals under Art. 700 Para. 3 of the Swiss Code of Obligations, I hereby authorize the independent proxy to vote on such proposal as follows: Proposals of Shareholders | Management | Against | Against |
10 | If, at the Annual General Meeting, shareholders or the Board of Directors put forward any additional proposals or amendments to proposals already set out in the published agenda or any proposals under Art. 700 Para. 3 of the Swiss Code of Obligations, I hereby authorize the independent proxy to vote on such proposal as follows: Proposals of the Board of Directors | Management | Against | Against |
VICTORY CAPITAL HOLDINGS, INC. |
Security | 92645B103 | | Meeting Type | Annual |
Ticker Symbol | VCTR | | Meeting Date | 01-May-2019 |
ISIN | US92645B1035 | | Agenda | 934946065 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Class I Director: Alex Binderow | Management | For | For |
1b. | Election of Class I Director: Lawrence Davanzo | Management | For | For |
1c. | Election of Class I Director: Karin Hirtler-Garvey | Management | For | For |
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
MGM RESORTS INTERNATIONAL |
Security | 552953101 | | Meeting Type | Annual |
Ticker Symbol | MGM | | Meeting Date | 01-May-2019 |
ISIN | US5529531015 | | Agenda | 934949718 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Mary Chris Gay | Management | For | For |
1b. | Election of Director: William W. Grounds | Management | For | For |
1c. | Election of Director: Alexis M. Herman | Management | For | For |
1d. | Election of Director: Roland Hernandez | Management | For | For |
1e. | Election of Director: John Kilroy | Management | For | For |
1f. | Election of Director: Rose McKinney - James | Management | For | For |
1g. | Election of Director: Keith A. Meister | Management | For | For |
1h. | Election of Director: James J. Murren | Management | For | For |
1i. | Election of Director: Paul Salem | Management | For | For |
1j. | Election of Director: Gregory M. Spierkel | Management | For | For |
1k. | Election of Director: Jan G. Swartz | Management | For | For |
1l. | Election of Director: Daniel J. Taylor | Management | For | For |
2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For |
AXALTA COATING SYSTEMS LTD. |
Security | G0750C108 | | Meeting Type | Annual |
Ticker Symbol | AXTA | | Meeting Date | 01-May-2019 |
ISIN | BMG0750C1082 | | Agenda | 934951270 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Deborah J. Kissire | | For | For |
| 2 | Elizabeth C. Lempres | | For | For |
2. | Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm and auditor until the conclusion of the 2020 Annual General Meeting of Members and delegation of authority to the Board, acting through the Audit Committee, to set the terms and remuneration thereof. | Management | For | For |
3. | Non-binding advisory vote to approve the compensation paid to our named executive officers. | Management | For | For |
REALOGY HOLDINGS CORP. |
Security | 75605Y106 | | Meeting Type | Annual |
Ticker Symbol | RLGY | | Meeting Date | 01-May-2019 |
ISIN | US75605Y1064 | | Agenda | 934954199 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Directors for a one-year term expiring in 2020: Fiona P. Dias | Management | For | For |
1b. | Election of Directors for a one-year term expiring in 2020: Matthew J. Espe | Management | For | For |
1c. | Election of Directors for a one-year term expiring in 2020: V. Ann Hailey | Management | For | For |
1d. | Election of Directors for a one-year term expiring in 2020: Bryson R. Koehler | Management | For | For |
1e. | Election of Directors for a one-year term expiring in 2020: Duncan L. Niederauer | Management | For | For |
1f. | Election of Directors for a one-year term expiring in 2020: Ryan M. Schneider | Management | For | For |
1g. | Election of Directors for a one-year term expiring in 2020: Enrique Silva | Management | For | For |
1h. | Election of Directors for a one-year term expiring in 2020: Sherry M. Smith | Management | For | For |
1i. | Election of Directors for a one-year term expiring in 2020: Christopher S. Terrill | Management | For | For |
1j. | Election of Directors for a one-year term expiring in 2020: Michael J. Williams | Management | For | For |
2. | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | For | For |
3. | Advisory Vote on the Frequency of the Advisory Approval of the Compensation of our Named Executive Officers. | Management | 1 Year | For |
4. | Approval of an Amendment to the Certificate of Incorporation to Eliminate the Supermajority Voting Requirements to Amend the Certificate of Incorporation and Bylaws. | Management | For | For |
5. | Approval of Amendments to the Certificate of Incorporation to Eliminate Outdated Language Related to Board Classification. | Management | For | For |
6. | Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2019. | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION |
Security | 14040H105 | | Meeting Type | Annual |
Ticker Symbol | COF | | Meeting Date | 02-May-2019 |
ISIN | US14040H1059 | | Agenda | 934941596 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A. | Election of Director: Richard D. Fairbank | Management | For | For |
1B. | Election of Director: Aparna Chennapragada | Management | For | For |
1C. | Election of Director: Ann Fritz Hackett | Management | For | For |
1D. | Election of Director: Peter Thomas Killalea | Management | For | For |
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For |
1F. | Election of Director: Pierre E. Leroy | Management | For | For |
1G. | Election of Director: Francois Locoh-Donou | Management | For | For |
1H. | Election of Director: Peter E. Raskind | Management | For | For |
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For |
1J. | Election of Director: Bradford H. Warner | Management | For | For |
1K. | Election of Director: Catherine G. West | Management | For | For |
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For |
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | For | For |
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For |
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | Against | For |
BARCLAYS PLC |
Security | 06738E204 | | Meeting Type | Annual |
Ticker Symbol | BCS | | Meeting Date | 02-May-2019 |
ISIN | US06738E2046 | | Agenda | 934956484 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2018. | Management | For | For |
2. | To approve the Directors' Remuneration Report for the year ended 31 December 2018. | Management | For | For |
3. | To appoint Mary Anne Citrino as a Director of the Company. | Management | For | For |
4. | To appoint Nigel Higgins as a Director of the Company. | Management | For | For |
5. | To reappoint Mike Ashley as a Director of the Company. | Management | For | For |
6. | To reappoint Tim Breedon as a Director of the Company. | Management | For | For |
7. | To reappoint Sir Ian Cheshire as a Director of the Company. | Management | For | For |
8. | To reappoint Mary Francis as a Director of the Company. | Management | For | For |
9. | To reappoint Crawford Gillies as a Director of the Company. | Management | For | For |
10. | To reappoint Matthew Lester as a Director of the Company. | Management | For | For |
11. | To reappoint Tushar Morzaria as a Director of the Company. | Management | For | For |
12. | To reappoint Diane Schueneman as a Director of the Company. | Management | For | For |
13. | To reappoint James Staley as a Director of the Company. | Management | For | For |
14. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For |
15. | To authorise the Board Audit Committee to set the remuneration of the Auditors. | Management | For | For |
16. | To authorise the Company and its subsidiaries to make political donations and incur political expenditure. | Management | For | For |
17. | To authorise the Directors to allot shares and equity securities. | Management | For | For |
18. | To authorise the Directors to allot equity securities for cash and/or to sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital. | Management | For | For |
19. | To authorise the Directors to allot equity securities for cash and/or to sell treasury shares other than on a pro rata basis to shareholders of no more than an additional 5% of issued share capital in connection with an acquisition or specified capital investment. | Management | For | For |
20. | To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes. | Management | For | For |
21. | To authorise the Directors to allot equity securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes. | Management | For | For |
22. | To authorise the Company to purchase its own shares. | Management | For | For |
23. | To authorise the Directors to call general meetings (other than an AGM) on not less than 14 clear days' notice. | Management | For | For |
24. | THAT Mr. Edward Bramson be and is hereby appointed as a director of the Company. | Management | Against | Against |
UBS GROUP AG |
Security | H42097107 | | Meeting Type | Annual |
Ticker Symbol | UBS | | Meeting Date | 02-May-2019 |
ISIN | CH0244767585 | | Agenda | 935006494 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the financial year 2018 | Management | For | For |
2. | Advisory vote on the UBS Group AG Compensation Report 2018 | Management | For | For |
3a. | Appropriation of total profit | Management | For | For |
3b. | Distribution of ordinary dividend out of capital contribution reserve | Management | For | For |
4. | Discharge of the members of the Board of Directors and the Group Executive Board for the financial year 2018 | Management | For | For |
5a. | Re-elect Axel A. Weber as Chairman of the Board of Directors | Management | For | For |
5b. | Re-elect as a member of Board of Director: David Sidwell | Management | For | For |
5c. | Re-elect as a member of Board of Director: Jeremy Anderson | Management | For | For |
5d. | Re-elect as a member of Board of Director: Reto Francioni | Management | For | For |
5e. | Re-elect as a member of Board of Director: Fred Hu | Management | For | For |
5f. | Re-elect as a member of Board of Director: Julie G. Richardson | Management | For | For |
5g. | Re-elect as a member of Board of Director: Isabelle Romy | Management | For | For |
5h. | Re-elect as a member of Board of Director: Robert W. Scully | Management | For | For |
5i. | Re-elect as a member of Board of Director: Beatrice Weder di Mauro | Management | For | For |
5j. | Re-elect as a member of Board of Director: Dieter Wemmer | Management | For | For |
6a. | Election of new member to the Board of Director: William C. Dudley | Management | For | For |
6b. | Election of new member to the Board of Director: Jeanette Wong | Management | For | For |
7a. | Election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For |
7b. | Election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For |
7c. | Election of the member of the Compensation Committee: Reto Francioni | Management | For | For |
7d. | Election of the member of the Compensation Committee: Fred Hu | Management | For | For |
8a. | Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the Annual General Meeting 2019 to the Annual General Meeting 2020 | Management | For | For |
8b. | Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the financial year 2018 | Management | For | For |
8c. | Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the financial year 2020 | Management | For | For |
9. | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For |
10. | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For |
11. | Instruction for the exercise of voting rights for motions not published In the event that, at the Annual General Meeting, shareholders or the Board of Directors make additional or amending motions to the published agenda items and / or put forward new motions pursuant to Article 700 (3) of the Swiss Code of Obligations, I / we instruct the independent proxy to act as follows: vote in accordance with the recommendation of the Board of Directors, vote against the motion, abstain | Management | Against | Against |
BERKSHIRE HATHAWAY INC |
Security | 084670108 | | Meeting Type | Annual General Meeting |
Ticker Symbol | | | Meeting Date | 04-May-2019 |
ISIN | US0846701086 | | Agenda | 710762712 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1.1 | ELECT DIRECTOR WARREN E. BUFFET | Management | For | For |
1.2 | ELECT DIRECTOR CHARLES T. MUNGER | Management | For | For |
1.3 | ELECT DIRECTOR GREGORY E. ABEL | Management | For | For |
1.4 | ELECT DIRECTOR HOWARD G. BUFFETT | Management | For | For |
1.5 | ELECT DIRECTOR STEPHEN B. BURKE | Management | For | For |
1.6 | ELECT DIRECTOR SUSAN L. DECKER | Management | For | For |
1.7 | ELECT DIRECTOR WILLIAM H. GATES, III | Management | For | For |
1.8 | ELECT DIRECTOR DAVID S. GOTTESMAN | Management | For | For |
1.9 | ELECT DIRECTOR CHARLOTTE GUYMAN | Management | For | For |
1.10 | ELECT DIRECTOR AJIT JAIN | Management | For | For |
1.11 | ELECT DIRECTOR THOMAS S. MURPHY | Management | For | For |
1.12 | ELECT DIRECTOR RONALD L. OLSON | Management | For | For |
1.13 | ELECT DIRECTOR WALTER SCOTT, JR | Management | For | For |
1.14 | ELECT DIRECTOR MERYL B. WITMER | Management | For | For |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR- ALL RESOLUTIONS. THANK YOU | Non-Voting | | |
ALLY FINANCIAL INC |
Security | 02005N100 | | Meeting Type | Annual |
Ticker Symbol | ALLY | | Meeting Date | 07-May-2019 |
ISIN | US02005N1000 | | Agenda | 934949580 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Franklin W. Hobbs | Management | For | For |
1b. | Election of Director: Kenneth J. Bacon | Management | For | For |
1c. | Election of Director: Katryn (Trynka) Shineman Blake | Management | For | For |
1d. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For |
1e. | Election of Director: William H. Cary | Management | For | For |
1f. | Election of Director: Mayree C. Clark | Management | For | For |
1g. | Election of Director: Kim S. Fennebresque | Management | For | For |
1h. | Election of Director: Marjorie Magner | Management | For | For |
1i. | Election of Director: Brian H. Sharples | Management | For | For |
1j. | Election of Director: John J. Stack | Management | For | For |
1k. | Election of Director: Michael F. Steib | Management | For | For |
1l. | Election of Director: Jeffrey J. Brown | Management | For | For |
2. | Advisory vote on executive compensation. | Management | For | For |
3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
KNOLL, INC. |
Security | 498904200 | | Meeting Type | Annual |
Ticker Symbol | KNL | | Meeting Date | 07-May-2019 |
ISIN | US4989042001 | | Agenda | 934964683 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Jeffrey A. Harris | | For | For |
| 2 | John F. Maypole | | For | For |
| 3 | Ronald R. Kass | | For | For |
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For |
3. | To approve, on an advisory basis, the Company's 2018 executive compensation. | Management | For | For |
DEAN FOODS COMPANY |
Security | 242370203 | | Meeting Type | Annual |
Ticker Symbol | DF | | Meeting Date | 08-May-2019 |
ISIN | US2423702032 | | Agenda | 934958010 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A | Election of Director: Janet Hill | Management | For | For |
1B | Election of Director: J. Wayne Mailloux | Management | For | For |
1C | Election of Director: Helen E. McCluskey | Management | For | For |
1D | Election of Director: John R. Muse | Management | For | For |
1E | Election of Director: B. Craig Owens | Management | For | For |
1F | Election of Director: Ralph P. Scozzafava | Management | For | For |
1G | Election of Director: Jim L. Turner | Management | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's Registered Public Accounting Firm for 2019. | Management | For | For |
3. | Advisory Vote to Approve our Executive Compensation. | Management | For | For |
4. | Vote on a stockholder proposal to eliminate supermajority voting provisions in the Company's charter and bylaws, if properly presented at the meeting. | Shareholder | Against | For |
SUNCOKE ENERGY, INC. |
Security | 86722A103 | | Meeting Type | Annual |
Ticker Symbol | SXC | | Meeting Date | 09-May-2019 |
ISIN | US86722A1034 | | Agenda | 934953589 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Robert A. Peiser | Management | For | For |
1b. | Election of Director: John W. Rowe | Management | For | For |
2. | To hold a non-binding advisory vote to approve the compensation of the Company's named executive officers ("Say-on-Pay"). | Management | For | For |
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
E*TRADE FINANCIAL CORPORATION |
Security | 269246401 | | Meeting Type | Annual |
Ticker Symbol | ETFC | | Meeting Date | 09-May-2019 |
ISIN | US2692464017 | | Agenda | 934958921 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Richard J. Carbone | Management | For | For |
1b. | Election of Director: Robert J. Chersi | Management | For | For |
1c. | Election of Director: Jaime W. Ellertson | Management | For | For |
1d. | Election of Director: James P. Healy | Management | For | For |
1e. | Election of Director: Kevin T. Kabat | Management | For | For |
1f. | Election of Director: James Lam | Management | For | For |
1g. | Election of Director: Rodger A. Lawson | Management | For | For |
1h. | Election of Director: Shelley B. Leibowitz | Management | For | For |
1i. | Election of Director: Karl A. Roessner | Management | For | For |
1j. | Election of Director: Rebecca Saeger | Management | For | For |
1k. | Election of Director: Donna L. Weaver | Management | For | For |
1l. | Election of Director: Joshua A. Weinreich | Management | For | For |
2. | To approve, by a non-binding advisory vote, the compensation of the Company's Named Executive Officers (the "Say-on-Pay Vote"), as disclosed in the Proxy Statement for the 2019 Annual Meeting. | Management | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
CIT GROUP INC. |
Security | 125581801 | | Meeting Type | Annual |
Ticker Symbol | CIT | | Meeting Date | 14-May-2019 |
ISIN | US1255818015 | | Agenda | 934963922 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Ellen R. Alemany | Management | For | For |
1b. | Election of Director: Michael L. Brosnan | Management | For | For |
1c. | Election of Director: Michael A. Carpenter | Management | For | For |
1d. | Election of Director: Dorene C. Dominguez | Management | For | For |
1e. | Election of Director: Alan Frank | Management | For | For |
1f. | Election of Director: William M. Freeman | Management | For | For |
1g. | Election of Director: R. Brad Oates | Management | For | For |
1h. | Election of Director: Gerald Rosenfeld | Management | For | For |
1i. | Election of Director: Vice Admiral John R. Ryan, USN (Ret.) | Management | For | For |
1j. | Election of Director: Sheila A. Stamps | Management | For | For |
1k. | Election of Director: Khanh T. Tran | Management | For | For |
1l. | Election of Director: Laura S. Unger | Management | For | For |
2. | To ratify the appointment of Deloitte & Touche LLP as CIT's independent registered public accounting firm and external auditors for 2019. | Management | For | For |
3. | To recommend, by non-binding vote, the compensation of CIT's named executive officers. | Management | For | For |
JUNIPER NETWORKS, INC. |
Security | 48203R104 | | Meeting Type | Annual |
Ticker Symbol | JNPR | | Meeting Date | 14-May-2019 |
ISIN | US48203R1041 | | Agenda | 934968869 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Gary Daichendt | Management | For | For |
1b. | Election of Director: Anne DelSanto | Management | For | For |
1c. | Election of Director: Kevin DeNuccio | Management | For | For |
1d. | Election of Director: James Dolce | Management | For | For |
1e. | Election of Director: Scott Kriens | Management | For | For |
1f. | Election of Director: Rahul Merchant | Management | For | For |
1g. | Election of Director: Rami Rahim | Management | For | For |
1h. | Election of Director: William Stensrud | Management | For | For |
2. | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2019. | Management | For | For |
3. | Approval of a non-binding advisory resolution on executive compensation. | Management | For | For |
4. | Approval of the amendment and restatement of our 2015 Equity Incentive Plan. | Management | For | For |
BBX CAPITAL CORPORATION |
Security | 05491N104 | | Meeting Type | Annual |
Ticker Symbol | BBX | | Meeting Date | 14-May-2019 |
ISIN | US05491N1046 | | Agenda | 934997163 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Alan B. Levan | | For | For |
| 2 | John E. Abdo | | For | For |
| 3 | Jarett S. Levan | | For | For |
| 4 | Seth M. Wise | | For | For |
| 5 | Norman H. Becker | | For | For |
| 6 | Andrew R. Cagnetta, Jr. | | For | For |
| 7 | Steven M. Coldren | | For | For |
| 8 | Darwin Dornbush | | For | For |
| 9 | Willis N. Holcombe | | For | For |
| 10 | Oscar Holzmann | | For | For |
| 11 | Joel Levy | | For | For |
| 12 | William Nicholson | | For | For |
| 13 | Anthony P. Segreto | | For | For |
| 14 | Neil Sterling | | For | For |
| 15 | Charlie C Winningham II | | For | For |
2. | Non-binding advisory vote to approve Named Executive Officer compensation. | Management | For | For |
3. | Non-binding advisory vote on the frequency with which the Company should hold future advisory votes on Named Executive Officer compensation. | Management | 1 Year | Against |
4. | Approval of an amendment to the BBX Capital Corporation Amended and Restated 2014 Incentive Plan, as previously amended, to increase the number of shares of the Company's Class A Common Stock available for grant under the plan from 800,000 shares to 3,300,000 shares, resulting in an increase in the total number of shares of the Company's Class A Common Stock and Class B Common Stock available for grant under the plan from 11,500,000 shares to 14,000,000 shares. | Management | For | For |
F.N.B. CORPORATION |
Security | 302520101 | | Meeting Type | Annual |
Ticker Symbol | FNB | | Meeting Date | 15-May-2019 |
ISIN | US3025201019 | | Agenda | 934964215 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Pamela A. Bena | | For | For |
| 2 | William B. Campbell | | For | For |
| 3 | James D. Chiafullo | | For | For |
| 4 | Vincent J. Delie, Jr. | | For | For |
| 5 | Mary Jo Dively | | For | For |
| 6 | Robert A. Hormell | | For | For |
| 7 | David J. Malone | | For | For |
| 8 | Frank C. Mencini | | For | For |
| 9 | David L. Motley | | For | For |
| 10 | Heidi A. Nicholas | | For | For |
| 11 | John S. Stanik | | For | For |
| 12 | William J. Strimbu | | For | For |
2. | Advisory approval of the 2018 named executive officer compensation. | Management | For | For |
3. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2019 fiscal year. | Management | For | For |
THE CHARLES SCHWAB CORPORATION |
Security | 808513105 | | Meeting Type | Annual |
Ticker Symbol | SCHW | | Meeting Date | 15-May-2019 |
ISIN | US8085131055 | | Agenda | 934966687 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: John K. Adams, Jr. | Management | For | For |
1b. | Election of Director: Stephen A. Ellis | Management | For | For |
1c. | Election of Director: Arun Sarin | Management | For | For |
1d. | Election of Director: Charles R. Schwab | Management | For | For |
1e. | Election of Director: Paula A. Sneed | Management | For | For |
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For |
3. | Advisory vote to approve named executive officer compensation | Management | For | For |
4. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Against | For |
RADIAN GROUP INC. |
Security | 750236101 | | Meeting Type | Annual |
Ticker Symbol | RDN | | Meeting Date | 15-May-2019 |
ISIN | US7502361014 | | Agenda | 934991084 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Herbert Wender | Management | For | For |
1b. | Election of Director: David C. Carney | Management | For | For |
1c. | Election of Director: Howard B. Culang | Management | For | For |
1d. | Election of Director: Debra Hess | Management | For | For |
1e. | Election of Director: Lisa W. Hess | Management | For | For |
1f. | Election of Director: Gaetano Muzio | Management | For | For |
1g. | Election of Director: Gregory V. Serio | Management | For | For |
1h. | Election of Director: Noel J. Spiegel | Management | For | For |
1i. | Election of Director: David H. Stevens | Management | For | For |
1j. | Election of Director: Richard G. Thornberry | Management | For | For |
2. | Approval, by an advisory, non-binding vote, of the overall compensation of the Company's named executive officers. | Management | For | For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Radian's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
BANKUNITED, INC. |
Security | 06652K103 | | Meeting Type | Annual |
Ticker Symbol | BKU | | Meeting Date | 15-May-2019 |
ISIN | US06652K1034 | | Agenda | 934993684 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Rajinder P. Singh | | For | For |
| 2 | Tere Blanca | | For | For |
| 3 | John N. DiGiacomo | | For | For |
| 4 | Michael J. Dowling | | For | For |
| 5 | Douglas J. Pauls | | For | For |
| 6 | A. Gail Prudenti | | For | For |
| 7 | William S. Rubenstein | | For | For |
| 8 | Sanjiv Sobti, Ph.D. | | For | For |
| 9 | Lynne Wines | | For | For |
2. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For |
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For |
SEMGROUP CORPORATION |
Security | 81663A105 | | Meeting Type | Annual |
Ticker Symbol | SEMG | | Meeting Date | 15-May-2019 |
ISIN | US81663A1051 | | Agenda | 934997428 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Ronald A. Ballschmiede | | For | For |
| 2 | Sarah M. Barpoulis | | For | For |
| 3 | Carlin G. Conner | | For | For |
| 4 | Karl F. Kurz | | For | For |
| 5 | James H. Lytal | | For | For |
| 6 | William J. McAdam | | For | For |
| 7 | Thomas R. McDaniel | | For | For |
2. | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers. | Management | For | For |
3. | Ratification of Grant Thornton LLP as independent registered public accounting firm for 2019. | Management | For | For |
4. | To approve the SemGroup Corporation Equity Incentive Plan, as Amended and Restated, to increase the number of shares available for issuance under the plan by 3,600,000 shares and make certain other changes to the terms of the plan as described in Proposal 4 of the Proxy Statement. | Management | For | For |
LAS VEGAS SANDS CORP. |
Security | 517834107 | | Meeting Type | Annual |
Ticker Symbol | LVS | | Meeting Date | 16-May-2019 |
ISIN | US5178341070 | | Agenda | 934979242 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Sheldon G. Adelson | | For | For |
| 2 | Irwin Chafetz | | For | For |
| 3 | Micheline Chau | | For | For |
| 4 | Patrick Dumont | | For | For |
| 5 | Charles D. Forman | | For | For |
| 6 | Robert G. Goldstein | | For | For |
| 7 | George Jamieson | | For | For |
| 8 | Charles A. Koppelman | | For | For |
| 9 | Lewis Kramer | | For | For |
| 10 | David F. Levi | | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Management | For | For |
4. | Approval of the amendment and restatement of the Las Vegas Sands Corp. 2004 Equity Award Plan. | Management | For | For |
GROUP 1 AUTOMOTIVE, INC. |
Security | 398905109 | | Meeting Type | Annual |
Ticker Symbol | GPI | | Meeting Date | 16-May-2019 |
ISIN | US3989051095 | | Agenda | 934993040 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | John L. Adams | | For | For |
| 2 | Carin M. Barth | | For | For |
| 3 | Earl J. Hesterberg | | For | For |
| 4 | Lincoln Pereira | | For | For |
| 5 | Stephen D. Quinn | | For | For |
| 6 | Charles L. Szews | | For | For |
| 7 | Anne Taylor | | For | For |
| 8 | Max P. Watson, Jr. | | For | For |
| 9 | MaryAnn Wright | | For | For |
2. | Advisory Vote on Executive Compensation | Management | For | For |
3. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019 | Management | For | For |
ENTERCOM COMMUNICATIONS CORP. |
Security | 293639100 | | Meeting Type | Annual |
Ticker Symbol | ETM | | Meeting Date | 21-May-2019 |
ISIN | US2936391000 | | Agenda | 934971880 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Mark R. LaNeve* | | For | For |
| 2 | Sean R. Creamer | | For | For |
| 3 | Joel Hollander | | For | For |
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
ONEMAIN HOLDINGS, INC. |
Security | 68268W103 | | Meeting Type | Annual |
Ticker Symbol | OMF | | Meeting Date | 21-May-2019 |
ISIN | US68268W1036 | | Agenda | 934974800 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Aneek S. Mamik | | For | For |
| 2 | Richard A. Smith | | For | For |
| 3 | Valerie Soranno Keating | | For | For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year ending December 31, 2019. | Management | For | For |
JPMORGAN CHASE & CO. |
Security | 46625H100 | | Meeting Type | Annual |
Ticker Symbol | JPM | | Meeting Date | 21-May-2019 |
ISIN | US46625H1005 | | Agenda | 934979088 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Linda B. Bammann | Management | For | For |
1b. | Election of Director: James A. Bell | Management | For | For |
1c. | Election of Director: Stephen B. Burke | Management | For | For |
1d. | Election of Director: Todd A. Combs | Management | For | For |
1e. | Election of Director: James S. Crown | Management | For | For |
1f. | Election of Director: James Dimon | Management | For | For |
1g. | Election of Director: Timothy P. Flynn | Management | For | For |
1h. | Election of Director: Mellody Hobson | Management | For | For |
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For |
1j. | Election of Director: Michael A. Neal | Management | For | For |
1k. | Election of Director: Lee R. Raymond | Management | For | For |
2. | Advisory resolution to approve executive compensation | Management | For | For |
3. | Ratification of independent registered public accounting firm | Management | For | For |
4. | Gender pay equity report | Shareholder | Against | For |
5. | Enhance shareholder proxy access | Shareholder | Against | For |
6. | Cumulative voting | Shareholder | Against | For |
B&G FOODS, INC. |
Security | 05508R106 | | Meeting Type | Annual |
Ticker Symbol | BGS | | Meeting Date | 21-May-2019 |
ISIN | US05508R1068 | | Agenda | 934983277 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1.1 | Election of Director: DeAnn L. Brunts | Management | For | For |
1.2 | Election of Director: Charles F. Marcy | Management | For | For |
1.3 | Election of Director: Robert D. Mills | Management | For | For |
1.4 | Election of Director: Dennis M. Mullen | Management | For | For |
1.5 | Election of Director: Cheryl M. Palmer | Management | For | For |
1.6 | Election of Director: Alfred Poe | Management | For | For |
1.7 | Election of Director: Kenneth G. Romanzi | Management | For | For |
1.8 | Election of Director: Stephen C. Sherrill | Management | For | For |
1.9 | Election of Director: David L. Wenner | Management | For | For |
2. | Approval, by non-binding advisory vote, of executive compensation. | Management | For | For |
3. | Ratification of appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For |
VOYA FINANCIAL, INC. |
Security | 929089100 | | Meeting Type | Annual |
Ticker Symbol | VOYA | | Meeting Date | 23-May-2019 |
ISIN | US9290891004 | | Agenda | 934971157 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Curtis Arledge | Management | For | For |
1b. | Election of Director: Lynne Biggar | Management | For | For |
1c. | Election of Director: Jane P. Chwick | Management | For | For |
1d. | Election of Director: Ruth Ann M. Gillis | Management | For | For |
1e. | Election of Director: J. Barry Griswell | Management | For | For |
1f. | Election of Director: Rodney O. Martin, Jr. | Management | For | For |
1g. | Election of Director: Byron H. Pollitt, Jr. | Management | For | For |
1h. | Election of Director: Joseph V. Tripodi | Management | For | For |
1i. | Election of Director: David Zwiener | Management | For | For |
2. | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers, as disclosed and discussed in the Proxy Statement | Management | For | For |
3. | Approval of the adoption of the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan | Management | For | For |
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019 | Management | For | For |
SYNCHRONY FINANCIAL |
Security | 87165B103 | | Meeting Type | Annual |
Ticker Symbol | SYF | | Meeting Date | 23-May-2019 |
ISIN | US87165B1035 | | Agenda | 934975787 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Margaret M. Keane | Management | For | For |
1b. | Election of Director: Paget L. Alves | Management | For | For |
1c. | Election of Director: Arthur W. Coviello, Jr. | Management | For | For |
1d. | Election of Director: William W. Graylin | Management | For | For |
1e. | Election of Director: Roy A. Guthrie | Management | For | For |
1f. | Election of Director: Richard C. Hartnack | Management | For | For |
1g. | Election of Director: Jeffrey G. Naylor | Management | For | For |
1h. | Election of Director: Laurel J. Richie | Management | For | For |
1i. | Election of Director: Olympia J. Snowe | Management | For | For |
1j. | Election of Director: Ellen M. Zane | Management | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For |
3. | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2019 | Management | For | For |
CONNECTONE BANCORP, INC. |
Security | 20786W107 | | Meeting Type | Annual |
Ticker Symbol | CNOB | | Meeting Date | 23-May-2019 |
ISIN | US20786W1071 | | Agenda | 935008412 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Frank Sorrentino III | | For | For |
| 2 | Frank W. Baier | | For | For |
| 3 | Alexander A. Bol | | For | For |
| 4 | Stephen T. Boswell | | For | For |
| 5 | Katherin Nukk-Freeman | | For | For |
| 6 | Frank Huttle III | | For | For |
| 7 | Michael Kempner | | For | For |
| 8 | Nicholas Minoia | | For | For |
| 9 | Joseph Parisi Jr. | | For | For |
| 10 | Daniel Rifkin | | For | For |
| 11 | William A. Thompson | | For | For |
2. | To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement. | Management | For | For |
3. | To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For |
DEUTSCHE BANK AG |
Security | D18190898 | | Meeting Type | Annual |
Ticker Symbol | DB | | Meeting Date | 23-May-2019 |
ISIN | DE0005140008 | | Agenda | 935030320 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
2. | Appropriation of distributable profit for 2018 | Management | For | For |
3. | Ratification of the acts of management of the members of the Management Board for the 2018 financial year | Management | For | For |
4. | Ratification of the acts of management of the members of the Supervisory Board for the 2018 financial year | Management | For | For |
5a. | Election of the auditor for the financial 2019 financial year, interim accounts: KPMG AG, Wirtschaftsprüfungsgesellschaft, Berlin, for 2019 | Management | For | For |
5b. | Election of the auditor for the financial 2019 financial year, interim accounts: Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, as auditor for interim accounts in 2020 | Management | For | For |
6. | Authorization to acquire own shares pursuant to section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For |
7. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to section 71 (1) No. 8 Stock Corporation Act | Management | For | For |
8. | Removal from office of Dr. Achleitner | Shareholder | Against | For |
9. | Withdrawal of confidence in Ms. Matherat | Shareholder | Against | For |
10. | Withdrawal of confidence in Mr. Lewis | Shareholder | Against | For |
11. | Withdrawal of confidence in Mr. Ritchie | Shareholder | Against | For |
12. | Appointment of a Special Representative to assert claims to compensation for damages | Shareholder | Against | For |
LINCOLN NATIONAL CORPORATION |
Security | 534187109 | | Meeting Type | Annual |
Ticker Symbol | LNC | | Meeting Date | 24-May-2019 |
ISIN | US5341871094 | | Agenda | 934982617 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Deirdre P. Connelly | Management | For | For |
1b. | Election of Director: William H. Cunningham | Management | For | For |
1c. | Election of Director: Dennis R. Glass | Management | For | For |
1d. | Election of Director: George W. Henderson, III | Management | For | For |
1e. | Election of Director: Eric G. Johnson | Management | For | For |
1f. | Election of Director: Gary C. Kelly | Management | For | For |
1g. | Election of Director: M. Leanne Lachman | Management | For | For |
1h. | Election of Director: Michael F. Mee | Management | For | For |
1i. | Election of Director: Patrick S. Pittard | Management | For | For |
1j. | Election of Director: Isaiah Tidwell | Management | For | For |
1k. | Election of Director: Lynn M. Utter | Management | For | For |
2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | Management | For | For |
3. | The approval of an advisory resolution on the compensation of our named executive officers. | Management | For | For |
4. | Shareholder proposal to amend our corporate governance documents to require an independent board chairman. | Shareholder | Against | For |
5. | Shareholder proposal to amend our proxy access bylaws to remove the limitation on renomination of persons based on votes in a prior election. | Shareholder | Against | For |
STERLING BANCORP |
Security | 85917A100 | | Meeting Type | Annual |
Ticker Symbol | STL | | Meeting Date | 29-May-2019 |
ISIN | US85917A1007 | | Agenda | 934999989 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | John P. Cahill | | For | For |
| 2 | Navy E. Djonovic | | For | For |
| 3 | Fernando Ferrer | | For | For |
| 4 | Robert Giambrone | | For | For |
| 5 | Mona Aboelnaga Kanaan | | For | For |
| 6 | Jack Kopnisky | | For | For |
| 7 | James J. Landy | | For | For |
| 8 | Maureen Mitchell | | For | For |
| 9 | Patricia M. Nazemetz | | For | For |
| 10 | Richard O'Toole | | For | For |
| 11 | Ralph F. Palleschi | | For | For |
| 12 | Burt Steinberg | | For | For |
| 13 | William E. Whiston | | For | For |
2. | Approval of Amendment to the Sterling Bancorp 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 2,545,682 shares (for an aggregate 7,000,000 shares) and to effect certain tax related updates as a result of the Tax Cuts and Jobs Act of 2017. | Management | For | For |
3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers.(Say-on- Pay) | Management | For | For |
4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
AMBAC FINANCIAL GROUP, INC. |
Security | 023139884 | | Meeting Type | Annual |
Ticker Symbol | AMBC | | Meeting Date | 03-Jun-2019 |
ISIN | US0231398845 | | Agenda | 935001266 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Alexander D. Greene | | For | For |
| 2 | Ian D. Haft | | For | For |
| 3 | David L. Herzog | | For | For |
| 4 | Joan Lamm-Tennant | | For | For |
| 5 | Claude LeBlanc | | For | For |
| 6 | C. James Prieur | | For | For |
| 7 | Jeffrey S. Stein | | For | For |
2. | To approve, on an advisory basis, the compensation for our named executive officers. | Management | For | For |
3. | To ratify the appointment of KPMG as Ambac's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For |
4. | Advisory vote on whether executive compensation should be submitted to stockholders for an advisory vote every one, two or three years. | Management | 1 Year | For |
GENERAL MOTORS COMPANY |
Security | 37045V100 | | Meeting Type | Annual |
Ticker Symbol | GM | | Meeting Date | 04-Jun-2019 |
ISIN | US37045V1008 | | Agenda | 934998951 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Mary T. Barra | Management | For | For |
1b. | Election of Director: Wesley G. Bush | Management | For | For |
1c. | Election of Director: Linda R. Gooden | Management | For | For |
1d. | Election of Director: Joseph Jimenez | Management | For | For |
1e. | Election of Director: Jane L. Mendillo | Management | For | For |
1f. | Election of Director: Judith A. Miscik | Management | For | For |
1g. | Election of Director: Patricia F. Russo | Management | For | For |
1h. | Election of Director: Thomas M. Schoewe | Management | For | For |
1i. | Election of Director: Theodore M. Solso | Management | For | For |
1j. | Election of Director: Carol M. Stephenson | Management | For | For |
1k. | Election of Director: Devin N. Wenig | Management | For | For |
2. | Advisory Approval of the Company's Executive Compensation | Management | For | For |
3. | Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 2019 | Management | For | For |
4. | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
5. | Shareholder Proposal Regarding Report on Lobbying Communications and Activities | Shareholder | Against | For |
STIFEL FINANCIAL CORP. |
Security | 860630102 | | Meeting Type | Annual |
Ticker Symbol | SF | | Meeting Date | 05-Jun-2019 |
ISIN | US8606301021 | | Agenda | 935003525 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Kathleen Brown | | For | For |
| 2 | Michael W. Brown | | For | For |
| 3 | John P. Dubinsky | | For | For |
| 4 | Robert E. Grady | | For | For |
| 5 | Ronald J. Kruszewski | | For | For |
| 6 | Maura A. Markus | | For | For |
| 7 | James M. Oates | | For | For |
| 8 | David A. Peacock | | For | For |
| 9 | Thomas W. Weisel | | For | For |
| 10 | Michael J. Zimmerman | | For | For |
2. | To approve, on an advisory basis, the compensation of our named executive officers (say on pay). | Management | For | For |
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For |
NAVIENT CORPORATION |
Security | 63938C108 | | Meeting Type | Annual |
Ticker Symbol | NAVI | | Meeting Date | 06-Jun-2019 |
ISIN | US63938C1080 | | Agenda | 935020949 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Frederick Arnold | | For | For |
| 2 | Anna Escobedo Cabral | | For | For |
| 3 | Not Applicable | | For | For |
| 4 | Katherine A. Lehman | | For | For |
| 5 | Linda A. Mills | | For | For |
| 6 | John F. Remondi | | For | For |
| 7 | Jane J. Thompson | | For | For |
| 8 | Laura S. Unger | | For | For |
| 9 | Barry L. Williams | | For | For |
| 10 | David L. Yowan | | For | For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For |
3. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For |
4. | Approval of the Amended and Restated Navient Corporation Employee Stock Purchase Plan. | Management | For | For |
5. | Election of Director: Marjorie Bowen | Management | For | For |
6. | Election of Director: Larry Klane | Management | For | For |
TEEKAY CORPORATION |
Security | Y8564W103 | | Meeting Type | Annual |
Ticker Symbol | TK | | Meeting Date | 10-Jun-2019 |
ISIN | MHY8564W1030 | | Agenda | 935012067 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Peter Antturi | | For | For |
| 2 | David Schellenberg | | For | For |
IAC/INTERACTIVECORP |
Security | 44919P508 | | Meeting Type | Annual |
Ticker Symbol | IAC | | Meeting Date | 12-Jun-2019 |
ISIN | US44919P5089 | | Agenda | 935017194 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | DIRECTOR | Management | | |
| 1 | Edgar Bronfman, Jr. | | For | For |
| 2 | Chelsea Clinton | | For | For |
| 3 | Barry Diller | | For | For |
| 4 | Michael D. Eisner | | For | For |
| 5 | Bonnie S. Hammer | | For | For |
| 6 | Victor A. Kaufman | | For | For |
| 7 | Joseph Levin | | For | For |
| 8 | Bryan Lourd | | For | For |
| 9 | David Rosenblatt | | For | For |
| 10 | Alan G. Spoon | | For | For |
| 11 | A. von Furstenberg | | For | For |
| 12 | Richard F. Zannino | | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for 2019. | Management | For | For |
BANC OF CALIFORNIA, INC. |
Security | 05990K106 | | Meeting Type | Annual |
Ticker Symbol | BANC | | Meeting Date | 13-Jun-2019 |
ISIN | US05990K1060 | | Agenda | 935017500 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1A | Election of Director: Mary A. Curran | Management | For | For |
1B | Election of Director: B.A. Fallon-Walsh | Management | For | For |
1C | Election of Director: Bonnie G. Hill | Management | For | For |
1D | Election of Director: Richard J. Lashley | Management | For | For |
1E | Election of Director: Jonah F. Schnel | Management | For | For |
1F | Election of Director: W. Kirk Wycoff | Management | For | For |
II | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
III | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting (Say-on-Pay). | Management | For | For |
IV | Approval, on an advisory and non-binding basis, of the frequency of future Say-on-Pay votes. | Management | 1 Year | For |
SLM CORPORATION |
Security | 78442P106 | | Meeting Type | Annual |
Ticker Symbol | SLM | | Meeting Date | 20-Jun-2019 |
ISIN | US78442P1066 | | Agenda | 935013730 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Paul G. Child | Management | For | For |
1b. | Election of Director: Mary Carter Warren Franke | Management | For | For |
1c. | Election of Director: Earl A. Goode | Management | For | For |
1d. | Election of Director: Marianne M. Keler | Management | For | For |
1e. | Election of Director: Mark L. Lavelle | Management | For | For |
1f. | Election of Director: Jim Matheson | Management | For | For |
1g. | Election of Director: Frank C. Puleo | Management | For | For |
1h. | Election of Director: Raymond J. Quinlan | Management | For | For |
1i. | Election of Director: Vivian C. Schneck-Last | Management | For | For |
1j. | Election of Director: William N. Shiebler | Management | For | For |
1k. | Election of Director: Robert S. Strong | Management | For | For |
1l. | Election of Director: Kirsten O. Wolberg | Management | For | For |
2. | Advisory approval of SLM Corporation's executive compensation. | Management | For | For |
3. | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2019. | Management | For | For |
BLACKBERRY LIMITED |
Security | 09228F103 | | Meeting Type | Annual and Special Meeting |
Ticker Symbol | BB | | Meeting Date | 24-Jun-2019 |
ISIN | CA09228F1036 | | Agenda | 935032590 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1 | DIRECTOR | Management | | |
| 1 | John Chen | | For | For |
| 2 | Michael A. Daniels | | For | For |
| 3 | Timothy Dattels | | For | For |
| 4 | Richard Lynch | | For | For |
| 5 | Laurie Smaldone Alsup | | For | For |
| 6 | Barbara Stymiest | | For | For |
| 7 | V. Prem Watsa | | For | For |
| 8 | Wayne Wouters | | For | For |
2 | Resolution approving the re-appointment of Ernst & Young LLP as auditors of the Company and authorizing the Board of Directors to fix the auditors' remuneration. | Management | For | For |
3 | Resolution approving the unallocated entitlements under the Company's Equity Incentive Plan as disclosed in the Management Information Circular for the Meeting. | Management | For | For |
4 | Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Management | For | For |
THE KROGER CO. |
Security | 501044101 | | Meeting Type | Annual |
Ticker Symbol | KR | | Meeting Date | 27-Jun-2019 |
ISIN | US5010441013 | | Agenda | 935024101 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Nora A. Aufreiter | Management | For | For |
1b. | Election of Director: Anne Gates | Management | For | For |
1c. | Election of Director: Susan J. Kropf | Management | For | For |
1d. | Election of Director: W. Rodney McMullen | Management | For | For |
1e. | Election of Director: Jorge P. Montoya | Management | For | For |
1f. | Election of Director: Clyde R. Moore | Management | For | For |
1g. | Election of Director: James A. Runde | Management | For | For |
1h. | Election of Director: Ronald L. Sargent | Management | For | For |
1i. | Election of Director: Bobby S. Shackouls | Management | For | For |
1j. | Election of Director: Mark S. Sutton | Management | For | For |
1k. | Election of Director: Ashok Vemuri | Management | For | For |
2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For |
3. | Approval of Kroger's 2019 Long-Term Incentive Plan. | Management | For | For |
4. | Approval of an amendment to Kroger's Regulations to permit Board amendments in accordance with Ohio law. | Management | For | For |
5. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For |
6. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | For |
7. | A shareholder proposal, if properly presented, to adopt a policy and amend the bylaws as necessary to require the Chair of the Board to be independent. | Shareholder | Against | For |
SUNCOKE ENERGY, INC. |
Security | 86722A103 | | Meeting Type | Special |
Ticker Symbol | SXC | | Meeting Date | 27-Jun-2019 |
ISIN | US86722A1034 | | Agenda | 935036699 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | To approve the issuance of SunCoke Energy, Inc. common stock, pursuant to the Agreement and Plan of Merger, dated as of February 4, 2019 (the "Stock Issuance Proposal"). | Management | For | For |
CAESARS ENTERTAINMENT CORPORATION |
Security | 127686103 | | Meeting Type | Annual |
Ticker Symbol | CZR | | Meeting Date | 02-Jul-2019 |
ISIN | US1276861036 | | Agenda | 935034861 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1a. | Election of Director: Thomas Benninger | Management | For | For |
1b. | Election of Director: Juliana Chugg | Management | For | For |
1c. | Election of Director: Keith Cozza | Management | For | For |
1d. | Election of Director: John Dionne | Management | For | For |
1e. | Election of Director: James Hunt | Management | For | For |
1f. | Election of Director: Courtney Mather | Management | For | For |
1g. | Election of Director: Anthony Rodio | Management | For | For |
1h. | Election of Director: Richard Schifter | Management | For | For |
2. | To approve, on an advisory, non-binding basis, named executive officer compensation. | Management | For | For |
3. | To select, on an advisory, non binding basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For |
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For |
5. | To approve a proposed amendment to the Company's Charter to enable shareholders who beneficially own at least 15% of the Company's outstanding common stock to call special meetings. | Management | For | For |
6. | To approve a proposed amendment to the Company's Charter to restrict the Company's ability to adopt any "rights plan" or "poison pill". | Management | For | For |
BRIGHTSPHERE INVESTMENT GROUP PLC |
Security | G1644T109 | | Meeting Type | Annual |
Ticker Symbol | BSIG | | Meeting Date | 02-Jul-2019 |
ISIN | GB00BQVC8B38 | | Agenda | 935049672 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | Approval of the Scheme (with or without modification) | Management | For | For |
BRIGHTSPHERE INVESTMENT GROUP PLC |
Security | G1644T109 | | Meeting Type | Special |
Ticker Symbol | BSIG | | Meeting Date | 02-Jul-2019 |
ISIN | GB00BQVC8B38 | | Agenda | 935050966 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | Special Resolution: (a) directors of the Company be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect (b) articles of association of Company be amended on terms described in Notice of General Meeting set out in Scheme Circular (c) there be approved (i) adoption and assumption of sponsorship of Equity Plans by BrightSphere Investment Group Inc.; (ii) amendment and restatement of Equity Plans; (iii) substitution of BrightSphere Investment Group Inc. for Company as granting corporation. | Management | For | For |
SUNTRUST BANKS, INC. |
Security | 867914103 | | Meeting Type | Special |
Ticker Symbol | STI | | Meeting Date | 30-Jul-2019 |
ISIN | US8679141031 | | Agenda | 935057655 - Management |
| | | | | |
Item | Proposal | Proposed by | Vote | For/Against Management |
1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | | |
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | | |
3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.