Caldwell & Orkin Funds N-PX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act File number: 811-06113

The Caldwell & Orkin Funds, Inc.

(Exact name of registrant as specified in charter)

100 S. Ashley Drive, Suite 895, Tampa, Florida 33602

(Address of principal executive offices) (Zip code)

Benjamin V. Mollozzi, Esq.

225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246

(Name and address of agent for service)

Copies to:

Jeffrey Skinner, Esq.

Kilpatrick Townsend & Stockton LLP

1001 West Fourth Street

Winston-Salem, North Carolina 27101

Registrant's telephone number, including area code: 813-282-7870

Date of fiscal year end: April 30

Date of reporting period: 07/01/19 - 06/30/20

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.

Investment Company Report

CAESARS ENTERTAINMENT CORPORATION
Security				127686103			Meeting Type			Annual
Ticker Symbol				CZR			Meeting Date			02-Jul-2019
ISIN				US1276861036			Agenda			935034861 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1a.	Election of Director: Thomas Benninger				Management		For		For
1b.	Election of Director: Juliana Chugg				Management		For		For
1c.	Election of Director: Keith Cozza				Management		For		For
1d.	Election of Director: John Dionne				Management		For		For
1e.	Election of Director: James Hunt				Management		For		For
1f.	Election of Director: Courtney Mather				Management		For		For
1g.	Election of Director: Anthony Rodio				Management		For		For
1h.	Election of Director: Richard Schifter				Management		For		For
2.	To approve, on an advisory, non-binding basis, named executive officer compensation.				Management		For		For
3.	To select, on an advisory, non binding basis, the frequency of future advisory votes on named executive officer compensation.				Management		1 Year		For
4.	To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019.				Management		For		For
5.	To approve a proposed amendment to the Company's Charter to enable shareholders who beneficially own at least 15% of the Company's outstanding common stock to call special meetings.				Management		For		For
6.	To approve a proposed amendment to the Company's Charter to restrict the Company's ability to adopt any "rights plan" or "poison pill".				Management		For		For
BRIGHTSPHERE INVESTMENT GROUP PLC
Security				G1644T109			Meeting Type			Annual
Ticker Symbol				BSIG			Meeting Date			02-Jul-2019
ISIN				GB00BQVC8B38			Agenda			935049672 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Approval of the Scheme (with or without modification)				Management		For		For
BRIGHTSPHERE INVESTMENT GROUP PLC
Security				G1644T109			Meeting Type			Special
Ticker Symbol				BSIG			Meeting Date			02-Jul-2019
ISIN				GB00BQVC8B38			Agenda			935050966 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Special Resolution: (a) directors of the Company be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect (b) articles of association of Company be amended on terms described in Notice of General Meeting set out in Scheme Circular (c) there be approved (i) adoption and assumption of sponsorship of Equity Plans by BrightSphere Investment Group Inc.; (ii) amendment and restatement of Equity Plans; (iii) substitution of BrightSphere Investment Group Inc. for Company as granting corporation.				Management		For		For
SUNTRUST BANKS, INC.
Security				867914103			Meeting Type			Special
Ticker Symbol				STI			Meeting Date			30-Jul-2019
ISIN				US8679141031			Agenda			935057655 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal").				Management
2.	To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement.				Management
3.	To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock.				Management
FIRST AMERICAN FUNDS, INC.
Security				31846V328			Meeting Type			Special
Ticker Symbol				FXFXX			Meeting Date			29-Aug-2019
ISIN				US31846V3289			Agenda			935065246 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	David K. Baumgardner				For		For
		2	Mark E. Gaumond				For		For
		3	Roger A. Gibson				For		For
		4	Jennifer J. McPeek				For		For
		5	C. David Myers				For		For
		6	Richard K. Riederer				For		For
		7	P. Kelly Tompkins				For		For
BRIGHTSPHERE INVESTMENT GROUP, INC.
Security				10948W103			Meeting Type			Annual
Ticker Symbol				BSIG			Meeting Date			17-Sep-2019
ISIN				US10948W1036			Agenda			935072671 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Director: Mary Elizabeth Beams				Management		For		For
1.2	Election of Director: Robert J. Chersi				Management		For		For
1.3	Election of Director: Andrew Kim				Management		For		For
1.4	Election of Director: Reginald Love				Management		For		For
1.5	Election of Director: John Paulson				Management		For		For
1.6	Election of Director: Barbara Trebbi				Management		For		For
1.7	Election of Director: Guang Yang				Management		For		For
2.	Ratification of the appointment of KPMG LLP as BrightSphere's independent registered public accounting firm.				Management		For		For
3.	Advisory vote to approve executive compensation.				Management		For		For
CONNECTONE BANCORP, INC.
Security				20786W107			Meeting Type			Special
Ticker Symbol				CNOB			Meeting Date			09-Dec-2019
ISIN				US20786W1071			Agenda			935095782 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Proposal to approve the Agreement and Plan of Merger, dated as of August 15, 2019, by and between ConnectOne Bancorp, Inc. and Bancorp of New Jersey, Inc. and the transactions contemplated thereby (the "ConnectOne merger proposal").				Management		For		For
2.	Proposal to adjourn the ConnectOne Special Meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to constitute a quorum or to approve the ConnectOne merger proposal (the "ConnectOne adjournment proposal").				Management		For		For
RAYMOND JAMES FINANCIAL, INC.
Security				754730109			Meeting Type			Annual
Ticker Symbol				RJF			Meeting Date			20-Feb-2020
ISIN				US7547301090			Agenda			935121195 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Charles G. von Arentschildt				Management		For		For
1B.	Election of Director: Robert M. Dutkowsky				Management		For		For
1C.	Election of Director: Jeffrey N. Edwards				Management		For		For
1D.	Election of Director: Benjamin C. Esty				Management		For		For
1E.	Election of Director: Anne Gates				Management		For		For
1F.	Election of Director: Francis S. Godbold				Management		For		For
1G.	Election of Director: Thomas A. James				Management		For		For
1H.	Election of Director: Gordon L. Johnson				Management		For		For
1I.	Election of Director: Roderick C. McGeary				Management		For		For
1J.	Election of Director: Paul C. Reilly				Management		For		For
1K.	Election of Director: Raj Seshadri				Management		For		For
1L.	Election of Director: Susan N. Story				Management		For		For
2.	Advisory vote to approve 2019 executive compensation.				Management		For		For
3.	To approve the Amended and Restated 2012 Stock Incentive Plan.				Management		For		For
4.	To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm.				Management		For		For
HEWLETT PACKARD ENTERPRISE COMPANY
Security				42824C109			Meeting Type			Annual
Ticker Symbol				HPE			Meeting Date			01-Apr-2020
ISIN				US42824C1099			Agenda			935130461 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Daniel Ammann				Management		For		For
1B.	Election of Director: Pamela L. Carter				Management		For		For
1C.	Election of Director: Jean M. Hobby				Management		For		For
1D.	Election of Director: George R. Kurtz				Management		For		For
1E.	Election of Director: Raymond J. Lane				Management		For		For
1F.	Election of Director: Ann M. Livermore				Management		For		For
1G.	Election of Director: Antonio F. Neri				Management		For		For
1H.	Election of Director: Charles H. Noski				Management		For		For
1I.	Election of Director: Raymond E. Ozzie				Management		For		For
1J.	Election of Director: Gary M. Reiner				Management		For		For
1K.	Election of Director: Patricia F. Russo				Management		For		For
1L.	Election of Director: Lip-Bu Tan				Management		For		For
1M.	Election of Director: Mary Agnes Wilderotter				Management		For		For
2.	Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020.				Management		For		For
3.	Advisory vote to approve executive compensation.				Management		For		For
4.	Stockholder proposal entitled: "Shareholder Approval of Bylaw Amendments".				Shareholder		Against		For
LENNAR CORPORATION
Security				526057104			Meeting Type			Annual
Ticker Symbol				LEN			Meeting Date			07-Apr-2020
ISIN				US5260571048			Agenda			935133001 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Rick Beckwitt				Management		For		For
1B.	Election of Director: Irving Bolotin				Management		For		For
1C.	Election of Director: Steven L. Gerard				Management		For		For
1D.	Election of Director: Tig Gilliam				Management		For		For
1E.	Election of Director: Sherrill W. Hudson				Management		For		For
1F.	Election of Director: Jonathan M. Jaffe				Management		For		For
1G.	Election of Director: Sidney Lapidus				Management		For		For
1H.	Election of Director: Teri P. McClure				Management		For		For
1I.	Election of Director: Stuart Miller				Management		For		For
1J.	Election of Director: Armando Olivera				Management		For		For
1K.	Election of Director: Jeffrey Sonnenfeld				Management		For		For
1L.	Election of Director: Scott Stowell				Management		Against		Against
2.	Approve, on an advisory basis, the compensation of our named executive officers.				Management		For		For
3.	Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020.				Management		For		For
JEFFERIES FINANCIAL GROUP INC.
Security				47233W109			Meeting Type			Annual
Ticker Symbol				JEF			Meeting Date			17-Apr-2020
ISIN				US47233W1099			Agenda			935135485 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Linda L. Adamany				Management		For		For
1B.	Election of Director: Barry J. Alperin				Management		For		For
1C.	Election of Director: Robert D. Beyer				Management		For		For
1D.	Election of Director: Francisco L. Borges				Management		For		For
1E.	Election of Director: Brian P. Friedman				Management		For		For
1F.	Election of Director: MaryAnne Gilmartin				Management		For		For
1G.	Election of Director: Richard B. Handler				Management		For		For
1H.	Election of Director: Robert E. Joyal				Management		For		For
1I.	Election of Director: Jacob M. Katz				Management		For		For
1J.	Election of Director: Michael T. O'Kane				Management		For		For
1K.	Election of Director: Stuart H. Reese				Management		For		For
1L.	Election of Director: Joseph S. Steinberg				Management		For		For
2.	Approve named executive officer compensation on an advisory basis.				Management		For		For
3.	Ratify Deloitte & Touche LLP as independent auditors for the year-ended November 30, 2020.				Management		For		For
PINNACLE FINANCIAL PARTNERS, INC.
Security				72346Q104			Meeting Type			Annual
Ticker Symbol				PNFP			Meeting Date			21-Apr-2020
ISIN				US72346Q1040			Agenda			935140703 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Abney S. Boxley, III				Management		For		For
1B.	Election of Director: Gregory L. Burns				Management		For		For
1C.	Election of Director: Thomas C. Farnsworth, III				Management		For		For
1D.	Election of Director: David B. Ingram				Management		For		For
1E.	Election of Director: Gary L. Scott				Management		For		For
1F.	Election of Director: G. Kennedy Thompson				Management		For		For
1G.	Election of Director: Charles E. Brock				Management		For		For
1H.	Election of Director: Richard D. Callicutt, II				Management		For		For
1I.	Election of Director: Joseph C. Galante				Management		For		For
1J.	Election of Director: Robert A. McCabe, Jr.				Management		For		For
1K.	Election of Director: Reese L. Smith, III				Management		For		For
1L.	Election of Director: M. Terry Turner				Management		For		For
1M.	Election of Director: Renda J. Burkhart				Management		For		For
1N.	Election of Director: Marty G. Dickens				Management		For		For
1O.	Election of Director: Glenda Baskin Glover				Management		For		For
1P.	Election of Director: Ronald L. Samuels				Management		For		For
2.	To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.				Management		For		For
3.	To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement for the annual meeting of shareholders.				Management		For		For
SYNOVUS FINANCIAL CORP.
Security				87161C501			Meeting Type			Annual
Ticker Symbol				SNV			Meeting Date			22-Apr-2020
ISIN				US87161C5013			Agenda			935138683 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Tim E. Bentsen				Management		For		For
1B.	Election of Director: F. Dixon Brooke, Jr.				Management		For		For
1C.	Election of Director: Stephen T. Butler				Management		For		For
1D.	Election of Director: Elizabeth W. Camp				Management		For		For
1E.	Election of Director: Diana M. Murphy				Management		For		For
1F.	Election of Director: Harris Pastides				Management		For		For
1G.	Election of Director: Joseph J. Prochaska, Jr.				Management		For		For
1H.	Election of Director: John L. Stallworth				Management		For		For
1I.	Election of Director: Kessel D. Stelling				Management		For		For
1J.	Election of Director: Barry L. Storey				Management		For		For
1K.	Election of Director: Teresa White				Management		For		For
2.	To approve amendments to Synovus' articles of incorporation and bylaws to eliminate 10-1 voting provisions.				Management		For		For
3.	To approve amendments to Synovus' articles of incorporation and bylaws to eliminate supermajority voting requirements.				Management		For		For
4.	To approve, on an advisory basis, the compensation of Synovus' named executive officers as determined by the Compensation Committee.				Management		For		For
5.	To recommend, on an advisory basis, that the compensation of Synovus' named executive officers be put to shareholders for their consideration every: one, two or three years.				Management		1 Year		For
6.	To ratify the appointment of KPMG LLP as Synovus' independent auditor for the year 2020.				Management		For		For
SVB FINANCIAL GROUP
Security				78486Q101			Meeting Type			Annual
Ticker Symbol				SIVB			Meeting Date			23-Apr-2020
ISIN				US78486Q1013			Agenda			935136398 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Greg W. Becker				For		For
		2	Eric A. Benhamou				For		For
		3	John S. Clendening				For		For
		4	Roger F. Dunbar				For		For
		5	Joel P. Friedman				For		For
		6	Jeffrey N. Maggioncalda				For		For
		7	Kay Matthews				For		For
		8	Mary J. Miller				For		For
		9	Kate D. Mitchell				For		For
		10	John F. Robinson				For		For
		11	Garen K. Staglin				For		For
2.	To approve, on an advisory basis, our executive compensation ("Say on Pay").				Management		For		For
3.	To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2020.				Management		For		For
INTERACTIVE BROKERS GROUP, INC.
Security				45841N107			Meeting Type			Annual
Ticker Symbol				IBKR			Meeting Date			23-Apr-2020
ISIN				US45841N1072			Agenda			935140537 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Thomas Peterffy				Management		Against		Against
1B.	Election of Director: Earl H. Nemser				Management		Against		Against
1C.	Election of Director: Milan Galik				Management		Against		Against
1D.	Election of Director: Paul J. Brody				Management		Against		Against
1E.	Election of Director: Lawrence E. Harris				Management		Against		Against
1F.	Election of Director: Gary Katz				Management		Against		Against
1G.	Election of Director: John M. Damgard				Management		Against		Against
1H.	Election of Director: Philip Uhde				Management		Against		Against
1I.	Election of Director: William Peterffy				Management		Against		Against
2.	Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP.				Management		For		For
CITIZENS FINANCIAL GROUP, INC.
Security				174610105			Meeting Type			Annual
Ticker Symbol				CFG			Meeting Date			23-Apr-2020
ISIN				US1746101054			Agenda			935140929 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Bruce Van Saun				Management		For		For
1B.	Election of Director: Christine M. Cumming				Management		For		For
1C.	Election of Director: William P. Hankowsky				Management		For		For
1D.	Election of Director: Howard W. Hanna III				Management		For		For
1E.	Election of Director: Leo I. ("Lee") Higdon				Management		For		For
1F.	Election of Director: Edward J. ("Ned") Kelly III				Management		For		For
1G.	Election of Director: Charles J. ("Bud") Koch				Management		For		For
1H.	Election of Director: Robert G. Leary				Management		For		For
1I.	Election of Director: Terrance J. Lillis				Management		For		For
1J.	Election of Director: Shivan Subramaniam				Management		For		For
1K.	Election of Director: Wendy A. Watson				Management		For		For
1L.	Election of Director: Marita Zuraitis				Management		For		For
2.	Advisory vote on executive compensation.				Management		For		For
3.	Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020.				Management		For		For
4.	Amend the Company's Certificate of Incorporation to provide stockholders with the right to call a special meeting.				Management		For		For
5.	Amend the Company's Certificate of Incorporation to remove non-operative provisions relating to our former parent.				Management		For		For
MGIC INVESTMENT CORPORATION
Security				552848103			Meeting Type			Annual
Ticker Symbol				MTG			Meeting Date			23-Apr-2020
ISIN				US5528481030			Agenda			935148266 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Daniel A. Arrigoni				For		For
		2	C. Edward Chaplin				For		For
		3	Curt S. Culver				For		For
		4	Jay C. Hartzell				For		For
		5	Timothy A. Holt				For		For
		6	Kenneth M. Jastrow, II				For		For
		7	Jodeen A. Kozlak				For		For
		8	Michael E. Lehman				For		For
		9	Melissa B. Lora				For		For
		10	Timothy J. Mattke				For		For
		11	Gary A. Poliner				For		For
		12	Sheryl L. Sculley				For		For
		13	Mark M. Zandi				For		For
2.	Advisory vote to approve our executive compensation				Management		For		For
3.	Approval of the MGIC Investment Corporation 2020 Omnibus Incentive Plan				Management		For		For
4.	Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020				Management		For		For
WELLS FARGO & COMPANY
Security				949746101			Meeting Type			Annual
Ticker Symbol				WFC			Meeting Date			28-Apr-2020
ISIN				US9497461015			Agenda			935145183 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Steven D. Black				Management		For		For
1B.	Election of Director: Celeste A. Clark				Management		For		For
1C.	Election of Director: Theodore F. Craver, Jr.				Management		For		For
1D.	Election of Director: Wayne M. Hewett				Management		For		For
1E.	Election of Director: Donald M. James				Management		For		For
1F.	Election of Director: Maria R. Morris				Management		For		For
1G.	Election of Director: Charles H. Noski				Management		For		For
1H.	Election of Director: Richard B. Payne, Jr.				Management		For		For
1I.	Election of Director: Juan A. Pujadas				Management		For		For
1J.	Election of Director: Ronald L. Sargent				Management		For		For
1K.	Election of Director: Charles W. Scharf				Management		For		For
1L.	Election of Director: Suzanne M. Vautrinot				Management		For		For
2.	Advisory resolution to approve executive compensation.				Management		For		For
3.	Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020.				Management		For		For
4.	Shareholder Proposal - Shareholder Approval of By-Law Amendments.				Shareholder		Against		For
5.	Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses.				Shareholder		Against		For
6.	Shareholder Proposal - Report on Global Median Pay Gap.				Shareholder		Against		For
ALLY FINANCIAL INC
Security				02005N100			Meeting Type			Annual
Ticker Symbol				ALLY			Meeting Date			28-Apr-2020
ISIN				US02005N1000			Agenda			935146806 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Franklin W. Hobbs				Management		For		For
1B.	Election of Director: Kenneth J. Bacon				Management		For		For
1C.	Election of Director: Katryn (Trynka) Shineman Blake				Management		For		For
1D.	Election of Director: Maureen A. Breakiron-Evans				Management		For		For
1E.	Election of Director: William H. Cary				Management		For		For
1F.	Election of Director: Mayree C. Clark				Management		For		For
1G.	Election of Director: Kim S. Fennebresque				Management		For		For
1H.	Election of Director: Marjorie Magner				Management		For		For
1I.	Election of Director: Brian H. Sharples				Management		For		For
1J.	Election of Director: John J. Stack				Management		For		For
1K.	Election of Director: Michael F. Steib				Management		For		For
1L.	Election of Director: Jeffrey J. Brown				Management		For		For
2.	Advisory vote on executive compensation.				Management		For		For
3.	Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020.				Management		For		For
AMERIPRISE FINANCIAL, INC.
Security				03076C106			Meeting Type			Annual
Ticker Symbol				AMP			Meeting Date			29-Apr-2020
ISIN				US03076C1062			Agenda			935143963 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: James M. Cracchiolo				Management		For		For
1B.	Election of Director: Dianne Neal Blixt				Management		For		For
1C.	Election of Director: Amy DiGeso				Management		For		For
1D.	Election of Director: Lon R. Greenberg				Management		For		For
1E.	Election of Director: Jeffrey Noddle				Management		For		For
1F.	Election of Director: Robert F. Sharpe, Jr.				Management		For		For
1G.	Election of Director: Brian T. Shea				Management		For		For
1H.	Election of Director: W. Edward Walter III				Management		For		For
1I.	Election of Director: Christopher J. Williams				Management		For		For
2.	To approve the compensation of the named executive officers by a nonbinding advisory vote.				Management		For		For
3.	To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020.				Management		For		For
UBS GROUP AG
Security				H42097107			Meeting Type			Annual
Ticker Symbol				UBS			Meeting Date			29-Apr-2020
ISIN				CH0244767585			Agenda			935174968 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Approval of the UBS Group AG management report and consolidated and standalone financial statements for the financial year 2019				Management		For		For
2.	Advisory vote on the UBS Group AG Compensation Report 2019				Management		For		For
3.	Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve				Management		For		For
4.	Discharge of the members of the Board of Directors and the Group Executive Board for the financial year 2019				Management		For		For
5A.	Re-election of Axel A. Weber as Chairman of the Board of Directors				Management		For		For
5B.	Re-election of member of the Board of Directors: Jeremy Anderson				Management		For		For
5C.	Re-election of member of the Board of Directors: William C. Dudley				Management		For		For
5D.	Re-election of member of the Board of Directors: Reto Francioni				Management		For		For
5E.	Re-election of member of the Board of Directors: Fred Hu				Management		For		For
5F.	Re-election of member of the Board of Directors: Julie G. Richardson				Management		For		For
5G.	Re-election of member of the Board of Directors: Beatrice Weder di Mauro				Management		For		For
5H.	Re-election of member of the Board of Directors: Dieter Wemmer				Management		For		For
5I.	Re-election of member of the Board of Directors: Jeanette Wong				Management		For		For
6A.	Election of new member to the Board of Directors: Mark Hughes				Management		For		For
6B.	Election of new member to the Board of Directors: Nathalie Rachou				Management		For		For
7A.	Election of the member of the Compensation Committee: Julie G. Richardson				Management		For		For
7B.	Election of the member of the Compensation Committee: Reto Francioni				Management		For		For
7C.	Election of the member of the Compensation Committee: Dieter Wemmer				Management		For		For
7D.	Election of the member of the Compensation Committee: Jeanette Wong				Management		For		For
8A.	Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the 2020 AGM to the 2021 AGM				Management		For		For
8B.	Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the financial year 2019				Management		For		For
8C.	Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the financial year 2021				Management		For		For
9.	Re-election of the independent proxy ADB Altorfer Duss & Beilstein AG, Zurich				Management		For		For
10.	Re-election of the auditors, Ernst & Young Ltd, Basel				Management		For		For
11.	Instruction for the exercise of voting rights for motions not published: In the event that, at the Annual General Meeting, shareholders or the Board of Directors make additional or amending motions to the published agenda items and / or put forward new motions pursuant to Article 700 (3) of the Swiss Code of Obligations, I / we instruct the independent proxy to act as follows:				Management		Against		Against
THE GOLDMAN SACHS GROUP, INC.
Security				38141G104			Meeting Type			Annual
Ticker Symbol				GS			Meeting Date			30-Apr-2020
ISIN				US38141G1040			Agenda			935147757 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: M. Michele Burns				Management		For		For
1B.	Election of Director: Drew G. Faust				Management		For		For
1C.	Election of Director: Mark A. Flaherty				Management		For		For
1D.	Election of Director: Ellen J. Kullman				Management		For		For
1E.	Election of Director: Lakshmi N. Mittal				Management		For		For
1F.	Election of Director: Adebayo O. Ogunlesi				Management		For		For
1G.	Election of Director: Peter Oppenheimer				Management		For		For
1H.	Election of Director: David M. Solomon				Management		For		For
1I.	Election of Director: Jan E. Tighe				Management		For		For
1J.	Election of Director: David A. Viniar				Management		For		For
1K.	Election of Director: Mark O. Winkelman				Management		For		For
2.	Advisory Vote to Approve Executive Compensation (Say on Pay).				Management		For		For
3.	Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2020.				Management		For		For
4.	Shareholder Proposal Regarding Right to Act by Written Consent.				Shareholder		Against		For
5.	Shareholder Proposal Regarding Board Oversight of the "Statement on the Purpose of a Corporation".				Shareholder		Against		For
CAPITAL ONE FINANCIAL CORPORATION
Security				14040H105			Meeting Type			Annual
Ticker Symbol				COF			Meeting Date			30-Apr-2020
ISIN				US14040H1059			Agenda			935149080 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Richard D. Fairbank				Management		For		For
1B.	Election of Director: Aparna Chennapragada				Management		For		For
1C.	Election of Director: Ann Fritz Hackett				Management		For		For
1D.	Election of Director: Peter Thomas Killalea				Management		For		For
1E.	Election of Director: Cornelis "Eli" Leenaars				Management		For		For
1F.	Election of Director: Pierre E. Leroy				Management		For		For
1G.	Election of Director: Francois Locoh-Donou				Management		For		For
1H.	Election of Director: Peter E. Raskind				Management		For		For
1I.	Election of Director: Eileen Serra				Management		For		For
1J.	Election of Director: Mayo A. Shattuck III				Management		For		For
1K.	Election of Director: Bradford H. Warner				Management		For		For
1L.	Election of Director: Catherine G. West				Management		For		For
2.	Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2020.				Management		For		For
3.	Advisory approval of Capital One's 2019 Named Executive Officer compensation.				Management		For		For
4.	Approval of amendments to Capital One's Restated Certificate of Incorporation to allow stockholder to act by written consent.				Management		For		For
5.	Stockholder proposal regarding an independent Board chairman, if properly presented at the meeting.				Shareholder		Against		For
CREDIT SUISSE GROUP
Security				225401108			Meeting Type			Annual
Ticker Symbol				CS			Meeting Date			30-Apr-2020
ISIN				US2254011081			Agenda			935164549 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Consultative vote on the 2019 compensation report				Management		For		For
1.2	Approval of the 2019 management report, the 2019 parent company financial statements, and the 2019 Group consolidated financial statements				Management		For		For
2	Discharge of the members of the Board of Directors and the Executive Board				Management		For		For
3	Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves				Management		For		For
4	Capital reduction through cancellation of shares that were repurchased under the share buyback programs in 2019/2020				Management		For		For
5AA	Re-election of Urs Rohner as member and Chairman of the Board of Directors				Management		For		For
5AB	Re-election of Iris Bohnet				Management		For		For
5AC	Re-election of Christian Gellerstad				Management		For		For
5AD	Re-election of Andreas Gottschling				Management		For		For
5AE	Re-election of Michael Klein				Management		For		For
5AF	Re-election of Shan Li				Management		For		For
5AG	Re-election of Seraina Macia				Management		For		For
5AH	Re-election of Kai S. Nargolwala				Management		For		For
5AI	Re-election of Ana Paula Pessoa				Management		For		For
5AJ	Re-election of Joaquin J. Ribeiro				Management		For		For
5AK	Re-election of Severin Schwan				Management		For		For
5AL	Re-election of John Tiner				Management		For		For
5AM	Election of Richard Meddings				Management		For		For
5BA	Re-election of Iris Bohnet as member of the Compensation Committee				Management		For		For
5BB	Re-election of Christian Gellerstad as member of the Compensation Committee				Management		For		For
5BC	Re-election of Michael Klein as member of the Compensation Committee				Management		For		For
5BD	Re-election of Kai S. Nargolwala as member of the Compensation Committee				Management		For		For
6A	Approval of the compensation of the Board of Directors				Management		For		For
6BA	Short-term variable incentive compensation (STI)				Management		For		For
6BB	Fixed compensation				Management		For		For
6BC	Long-term variable incentive compensation (LTI)				Management		For		For
7.1	Election of the independent auditors				Management		For		For
7.2	Election of the special auditors				Management		For		For
7.3	Election of the independent proxy				Management		For		For
8	Proposals of Shareholders				Shareholder		Against		For
9	Proposals of the Board of Directors				Management		Against		Against
BERKSHIRE HATHAWAY INC.
Security				084670702			Meeting Type			Annual
Ticker Symbol				BRKB			Meeting Date			02-May-2020
ISIN				US0846707026			Agenda			935144105 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Warren E. Buffett				For		For
		2	Charles T. Munger				For		For
		3	Gregory E. Abel				For		For
		4	Howard G. Buffett				For		For
		5	Stephen B. Burke				For		For
		6	Kenneth I. Chenault				For		For
		7	Susan L. Decker				For		For
		8	David S. Gottesman				For		For
		9	Charlotte Guyman				For		For
		10	Ajit Jain				For		For
		11	Thomas S. Murphy				Withheld		Against
		12	Ronald L. Olson				Withheld		Against
		13	Walter Scott, Jr.				For		For
		14	Meryl B. Witmer				For		For
2.	Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement.				Management		For		For
3.	Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation.				Management		1 Year		Against
4.	Shareholder proposal regarding diversity.				Shareholder		Against		For
ENTERCOM COMMUNICATIONS CORP.
Security				293639100			Meeting Type			Annual
Ticker Symbol				ETM			Meeting Date			05-May-2020
ISIN				US2936391000			Agenda			935150552 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	David J. Field				For		For
		2	Joseph M. Field				For		For
		3	David J. Berkman				For		For
2.	Approval of the following advisory resolution regarding the Company's Executive Compensation: "RESOLVED, that the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby APPROVED."				Management		For		For
3.	To ratify the Selection of the Company's independent registered public accounting firm for the year ending December 31, 2020.				Management		For		For
MBIA INC.
Security				55262C100			Meeting Type			Annual
Ticker Symbol				MBI			Meeting Date			05-May-2020
ISIN				US55262C1009			Agenda			935155160 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Diane L. Dewbrey				Management		For		For
1B.	Election of Director: William C. Fallon				Management		For		For
1C.	Election of Director: Steven J. Gilbert				Management		For		For
1D.	Election of Director: Charles R. Rinehart				Management		For		For
1E.	Election of Director: Theodore Shasta				Management		For		For
1F.	Election of Director: Richard C. Vaughan				Management		For		For
2.	To approve, on an advisory basis, executive compensation.				Management		For		For
3.	To ratify the selection of PricewaterhouseCoopers LLP, certified public accountants, as independent auditors for the Company for the year 2020.				Management		For		For
4.	To approve the Company's Amended and Restated Omnibus Incentive Plan.				Management		For		For
MGM RESORTS INTERNATIONAL
Security				552953101			Meeting Type			Annual
Ticker Symbol				MGM			Meeting Date			06-May-2020
ISIN				US5529531015			Agenda			935157392 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: William W. Grounds				Management		For		For
1B.	Election of Director: Alexis M. Herman				Management		For		For
1C.	Election of Director: Roland Hernandez				Management		For		For
1D.	Election of Director: Mary Chris Jammet				Management		For		For
1E.	Election of Director: John Kilroy				Management		For		For
1F.	Election of Director: Rose McKinney-James				Management		For		For
1G.	Election of Director: Keith A. Meister				Management		For		For
1H.	Election of Director: Paul Salem				Management		For		For
1I.	Election of Director: Gregory M. Spierkel				Management		For		For
1J.	Election of Director: Jan G. Swartz				Management		For		For
1K.	Election of Director: Daniel J. Taylor				Management		For		For
2.	To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2020.				Management		For		For
3.	To approve, on an advisory basis, the compensation of our named executive officers.				Management		For		For
BARCLAYS PLC
Security				06738E204			Meeting Type			Annual
Ticker Symbol				BCS			Meeting Date			07-May-2020
ISIN				US06738E2046			Agenda			935180101 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2019.				Management		For		For
2.	To approve the Directors' Remuneration Report for the year ended 31 December 2019.				Management		For		For
3.	To approve the Directors' Remuneration Policy contained in the Directors' Remuneration Report for the year ended 31 December 2019.				Management		For		For
4.	That Dawn Fitzpatrick be appointed a Director of the Company.				Management		For		For
5.	That Mohamed A. El-Erian be appointed a Director of the Company.				Management		For		For
6.	That Brian Gilvary be appointed a Director of the Company.				Management		For		For
7.	That Mike Ashley be reappointed a Director of the Company.				Management		For		For
8.	That Tim Breedon be reappointed a Director of the Company.				Management		For		For
9.	That Sir Ian Cheshire be reappointed a Director of the Company.				Management		For		For
10.	That Mary Anne Citrino be reappointed a Director of the Company.				Management		For		For
11.	That Mary Francis be reappointed a Director of the Company.				Management		For		For
12.	That Crawford Gillies be reappointed a Director of the Company.				Management		For		For
13.	That Nigel Higgins be reappointed a Director of the Company.				Management		For		For
14.	That Tushar Morzaria be reappointed a Director of the Company.				Management		For		For
15.	That Diane Schueneman be reappointed a Director of the Company.				Management		For		For
16.	That James Staley be reappointed a Director of the Company.				Management		For		For
17.	To reappoint KPMG LLP as Auditors.				Management		For		For
18.	To authorise the Board Audit Committee to set the remuneration of the Auditors.				Management		For		For
19.	To authorise the Company and its subsidiaries to make political donations and incur political expenditure.				Management		For		For
20.	To authorise the Directors to allot shares and equity securities.				Management		For		For
21.	To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital.				Management		For		For
22.	To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital in connection with an acquisition or specified capital investment.				Management		For		For
23.	To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes.				Management		For		For
24.	To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes.				Management		For		For
25.	To authorise the Company to purchase its own shares.				Management		For		For
26.	To authorise the Directors to call general meetings (other than AGM) on not less than 14 clear days' notice.				Management		For		For
27.	To authorise the renewal of the Barclays Group SAYE Share Option Scheme.				Management		For		For
28.	To authorise the proposed changes to the Barclays Group Share Value Plan.				Management		For		For
29.	Barclays' commitment to tackle climate change.				Management		For		For
30.	ShareAction's climate change resolution.				Shareholder		Against		For
CIT GROUP INC.
Security				125581801			Meeting Type			Annual
Ticker Symbol				CIT			Meeting Date			12-May-2020
ISIN				US1255818015			Agenda			935151833 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Ellen R. Alemany				Management		For		For
1B.	Election of Director: Michael L. Brosnan				Management		For		For
1C.	Election of Director: Michael A. Carpenter				Management		For		For
1D.	Election of Director: Dorene C. Dominguez				Management		For		For
1E.	Election of Director: Alan Frank				Management		For		For
1F.	Election of Director: William M. Freeman				Management		For		For
1G.	Election of Director: R. Brad Oates				Management		For		For
1H.	Election of Director: Gerald Rosenfeld				Management		For		For
1I.	Election of Director: Vice Admiral John R. Ryan, USN (Ret.)				Management		For		For
1J.	Election of Director: Sheila A. Stamps				Management		For		For
1K.	Election of Director: Khanh T. Tran				Management		For		For
1L.	Election of Director: Laura S. Unger				Management		For		For
2.	To ratify the appointment of Deloitte & Touche LLP as CIT's independent registered public accounting firm and external auditors for 2020.				Management		For		For
3.	To recommend, by non-binding vote, the compensation of CIT's named executive officers.				Management		For		For
SITE CENTERS CORP
Security				82981J109			Meeting Type			Annual
Ticker Symbol				SITC			Meeting Date			12-May-2020
ISIN				US82981J1097			Agenda			935158495 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Director: Linda B. Abraham				Management		For		For
1.2	Election of Director: Terrance R. Ahern				Management		For		For
1.3	Election of Director: Jane E. DeFlorio				Management		For		For
1.4	Election of Director: Thomas Finne				Management		For		For
1.5	Election of Director: David R. Lukes				Management		For		For
1.6	Election of Director: Victor B. MacFarlane				Management		For		For
1.7	Election of Director: Alexander Otto				Management		For		For
1.8	Election of Director: Dawn M. Sweeney				Management		For		For
2.	Approval, on an advisory basis, of the compensation of the Company's named executive officers.				Management		For		For
3.	Ratification of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.				Management		For		For
B&G FOODS, INC.
Security				05508R106			Meeting Type			Annual
Ticker Symbol				BGS			Meeting Date			12-May-2020
ISIN				US05508R1068			Agenda			935159334 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Director: DeAnn L. Brunts				Management		For		For
1.2	Election of Director: Charles F. Marcy				Management		For		For
1.3	Election of Director: Robert D. Mills				Management		For		For
1.4	Election of Director: Dennis M. Mullen				Management		For		For
1.5	Election of Director: Cheryl M. Palmer				Management		For		For
1.6	Election of Director: Alfred Poe				Management		For		For
1.7	Election of Director: Kenneth G. Romanzi				Management		For		For
1.8	Election of Director: Stephen C. Sherrill				Management		For		For
1.9	Election of Director: David L. Wenner				Management		For		For
2.	Approval, by non-binding advisory vote, of executive compensation (Proposal No. 2).				Management		For		For
3.	Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm (Proposal No. 3).				Management		For		For
THE CHARLES SCHWAB CORPORATION
Security				808513105			Meeting Type			Annual
Ticker Symbol				SCHW			Meeting Date			12-May-2020
ISIN				US8085131055			Agenda			935165565 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: William S. Haraf				Management		For		For
1B.	Election of Director: Frank C. Herringer				Management		For		For
1C.	Election of Director: Roger O. Walther				Management		For		For
2.	Ratification of the selection of Deloitte & Touche LLP as independent auditors				Management		For		For
3.	Advisory vote to approve named executive officer compensation				Management		For		For
4.	Approve the 2013 Stock Incentive Plan as Amended and Restated				Management		For		For
5.	Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders				Management		For		For
6.	Stockholder Proposal requesting annual disclosure of EEO-1 data				Shareholder		Against		For
7.	Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying				Shareholder		Against		For
F.N.B. CORPORATION
Security				302520101			Meeting Type			Annual
Ticker Symbol				FNB			Meeting Date			13-May-2020
ISIN				US3025201019			Agenda			935152102 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Pamela A. Bena				For		For
		2	William B. Campbell				For		For
		3	James D. Chiafullo				For		For
		4	Vincent J. Delie, Jr.				For		For
		5	Mary Jo Dively				For		For
		6	Robert A. Hormell				For		For
		7	David J. Malone				For		For
		8	Frank C. Mencini				For		For
		9	David L. Motley				For		For
		10	Heidi A. Nicholas				For		For
		11	John S. Stanik				For		For
		12	William J. Strimbu				For		For
2.	Approval and adoption of an Amendment and Restatement of the 2007 F.N.B. Corporation Incentive Compensation Plan.				Management		For		For
3.	Advisory approval of the 2019 named executive officer compensation.				Management		For		For
4.	Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2020 fiscal year.				Management		For		For
PRIMERICA, INC.
Security				74164M108			Meeting Type			Annual
Ticker Symbol				PRI			Meeting Date			13-May-2020
ISIN				US74164M1080			Agenda			935158382 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: John A. Addison, Jr.				Management		For		For
1B.	Election of Director: Joel M. Babbit				Management		For		For
1C.	Election of Director: P. George Benson				Management		For		For
1D.	Election of Director: C. Saxby Chambliss				Management		For		For
1E.	Election of Director: Gary L. Crittenden				Management		For		For
1F.	Election of Director: Cynthia N. Day				Management		For		For
1G.	Election of Director: Sanjeev Dheer				Management		For		For
1H.	Election of Director: Beatriz R. Perez				Management		For		For
1I.	Election of Director: D. Richard Williams				Management		For		For
1J.	Election of Director: Glenn J. Williams				Management		For		For
1K.	Election of Director: Barbara A. Yastine				Management		For		For
2.	To consider an advisory vote on executive compensation (Say-on-Pay).				Management		For		For
3.	To approve the Primerica, Inc. 2020 Omnibus Incentive Plan.				Management		For		For
4.	To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020.				Management		For		For
JUNIPER NETWORKS, INC.
Security				48203R104			Meeting Type			Annual
Ticker Symbol				JNPR			Meeting Date			14-May-2020
ISIN				US48203R1041			Agenda			935157708 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Gary Daichendt				Management		For		For
1B.	Election of Director: Anne DelSanto				Management		For		For
1C.	Election of Director: Kevin DeNuccio				Management		For		For
1D.	Election of Director: James Dolce				Management		For		For
1E.	Election of Director: Christine Gorjanc				Management		For		For
1F.	Election of Director: Janet Haugen				Management		For		For
1G.	Election of Director: Scott Kriens				Management		For		For
1H.	Election of Director: Rahul Merchant				Management		For		For
1I.	Election of Director: Rami Rahim				Management		For		For
1J.	Election of Director: William Stensrud				Management		For		For
2.	Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2020.				Management		For		For
3.	Approval of a non-binding advisory resolution on executive compensation.				Management		For		For
4.	Approval of the amendment and restatement of our 2008 Employee Stock Purchase Plan.				Management		For		For
LAS VEGAS SANDS CORP.
Security				517834107			Meeting Type			Annual
Ticker Symbol				LVS			Meeting Date			14-May-2020
ISIN				US5178341070			Agenda			935168787 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Sheldon G. Adelson				Withheld		Against
		2	Irwin Chafetz				For		For
		3	Micheline Chau				For		For
		4	Patrick Dumont				For		For
		5	Charles D. Forman				For		For
		6	Robert G. Goldstein				For		For
		7	George Jamieson				For		For
		8	Charles A. Koppelman				For		For
		9	Lewis Kramer				For		For
		10	David F. Levi				For		For
		11	Xuan Yan				For		For
2.	Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020.				Management		For		For
3.	An advisory (non-binding) vote to approve the compensation of the named executive officers.				Management		For		For
BANKUNITED, INC.
Security				06652K103			Meeting Type			Annual
Ticker Symbol				BKU			Meeting Date			15-May-2020
ISIN				US06652K1034			Agenda			935190811 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Rajinder P. Singh				For		For
		2	Tere Blanca				For		For
		3	John N. DiGiacomo				For		For
		4	Michael J. Dowling				For		For
		5	Douglas J. Pauls				For		For
		6	A. Gail Prudenti				For		For
		7	William S. Rubenstein				For		For
		8	Sanjiv Sobti, Ph.D.				For		For
		9	Lynne Wines				For		For
2.	To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020.				Management		For		For
3.	Advisory vote to approve the compensation of the Company's named executive officers.				Management		For		For
4.	Amending the BankUnited, Inc. 2014 Omnibus Equity Incentive Plan.				Management		For		For
ONEMAIN HOLDINGS, INC.
Security				68268W103			Meeting Type			Annual
Ticker Symbol				OMF			Meeting Date			19-May-2020
ISIN				US68268W1036			Agenda			935172700 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Jay N. Levine				For		For
		2	Roy A. Guthrie				For		For
		3	Peter B. Sinensky				For		For
2.	To approve, on an advisory basis, OneMain Holdings, Inc.'s named executive officer compensation.				Management		For		For
3.	To approve, on an advisory basis, the frequency of the advisory vote to approve named executive officer compensation.				Management		1 Year		Against
4.	To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year Holdings, Inc. for the year ending December 31, 2020.				Management		For		For
NAVIENT CORPORATION
Security				63938C108			Meeting Type			Annual
Ticker Symbol				NAVI			Meeting Date			20-May-2020
ISIN				US63938C1080			Agenda			935179160 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Frederick Arnold				Management		For		For
1B.	Election of Director: Anna Escobedo Cabral				Management		For		For
1C.	Election of Director: Larry A. Klane				Management		For		For
1D.	Election of Director: Katherine A. Lehman				Management		For		For
1E.	Election of Director: Linda A. Mills				Management		For		For
1F.	Election of Director: John F. Remondi				Management		For		For
1G.	Election of Director: Jane J. Thompson				Management		For		For
1H.	Election of Director: Laura S. Unger				Management		For		For
1I.	Election of Director: David L. Yowan				Management		For		For
2.	Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020.				Management		For		For
3.	Non-binding advisory vote to approve named executive officer compensation.				Management		For		For
4.	Non-binding advisory vote on whether a non-binding shareholder vote to approve the compensation paid to our named executive officers should occur every one, two or three years.				Management		1 Year		For
DEUTSCHE BANK AG
Security				D18190898			Meeting Type			Annual
Ticker Symbol				DB			Meeting Date			20-May-2020
ISIN				DE0005140008			Agenda			935205472 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
2A	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Christian Sewing Chairman of the Management Board (CEO)				Management		For		For
2B	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Karl von Rohr Deputy Chairman of the Management Board				Management		For		For
2C	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Fabrizio Campelli (since November 1, 2019)				Management		For		For
2D	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank Kuhnke				Management		For		For
2E	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Stuart Lewis				Management		For		For
2F	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Sylvie Matherat (until July 31, 2019)				Management		For		For
2G	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: James von Moltke				Management		For		For
2H	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Garth Ritchie (until July 31, 2019)				Management		For		For
2I	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Werner Steinmüller				Management		For		For
2J	Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank StrauB (until July 31, 2019)				Management		For		For
3A	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Paul Achleitner (Chairman)				Management		For		For
3B	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Detlef Polaschek (employee representative) Deputy Chairman				Management		For		For
3C	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Ludwig Blomeyer- Bartenstein (employee representative)				Management		For		For
3D	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Frank Bsirske (employee representative)				Management		For		For
3E	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Mayree Carroll Clark				Management		For		For
3F	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jan Duscheck (employee representative)				Management		For		For
3G	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Gerhard Eschelbeck				Management		For		For
3H	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Katherine Garrett-Cox				Management		For		For
3I	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Timo Heider (employee representative)				Management		For		For
3J	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Martina Klee (employee representative)				Management		For		For
3K	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Henriette Mark (employee representative)				Management		For		For
3L	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Richard Meddings (until July 31, 2019)				Management		For		For
3M	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gabriele Platscher (employee representative)				Management		For		For
3N	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Bernd Rose (employee representative)				Management		For		For
3O	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gerd Alexander Schütz				Management		For		For
3P	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Stefan Simon (until July 31, 2019)				Management		For		For
3Q	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Stephan Szukalski (employee representative)				Management		For		For
3R	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: John Alexander Thain				Management		For		For
3S	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Michele Trogni				Management		For		For
3T	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Dagmar Valcárcel (since August 1, 2019)				Management		For		For
3U	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Norbert Winkeljohann				Management		For		For
3V	Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jürg Zeltner (from August 20 to December 15, 2019)				Management		For		For
4	Election of the auditor for the 2020 financial year, interim accounts				Management		For		For
5	Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights				Management		For		For
6	Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act				Management		For		For
7A	Election to the Supervisory Board: Sigmar Gabriel				Management		For		For
7B	Election to the Supervisory Board: Dr. Dagmar Valcárcel				Management		For		For
7C	Election to the Supervisory Board: Dr. Theodor Weimer				Management		For		For
8	Amendments to the Articles of Association				Management		For		For
9	Removal from office Dr. Paul Achleitner				Shareholder		Against		For
10	Removal from office Professor Dr. Winkeljohann				Shareholder		Against		For
11	Removal from office Mr. Schütz				Shareholder		Against		For
12	Withdrawal of confidence in the management board members Sewing, von Moltke, Kuhnke and von Rohr				Shareholder		For		Against
13	Amendment to Section 14 (1), (2) and (5) of the Articles of Association				Shareholder		Against		For
MORGAN STANLEY
Security				617446448			Meeting Type			Annual
Ticker Symbol				MS			Meeting Date			21-May-2020
ISIN				US6174464486			Agenda			935168725 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1a.	Election of Director: Elizabeth Corley				Management		For		For
1b.	Election of Director: Alistair Darling				Management		For		For
1c.	Election of Director: Thomas H. Glocer				Management		For		For
1d.	Election of Director: James P. Gorman				Management		For		For
1e.	Election of Director: Robert H. Herz				Management		For		For
1f.	Election of Director: Nobuyuki Hirano				Management		For		For
1g.	Election of Director: Stephen J. Luczo				Management		For		For
1h.	Election of Director: Jami Miscik				Management		For		For
1i.	Election of Director: Dennis M. Nally				Management		For		For
1j.	Election of Director: Takeshi Ogasawara				Management		For		For
1k.	Election of Director: Hutham S. Olayan				Management		For		For
1l.	Election of Director: Mary L. Schapiro				Management		For		For
1m.	Election of Director: Perry M. Traquina				Management		For		For
1n.	Election of Director: Rayford Wilkins, Jr.				Management		For		For
2.	To ratify the appointment of Deloitte & Touche LLP as independent auditor				Management		For		For
3.	To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)				Management		For		For
SYNCHRONY FINANCIAL
Security				87165B103			Meeting Type			Annual
Ticker Symbol				SYF			Meeting Date			21-May-2020
ISIN				US87165B1035			Agenda			935174095 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1a.	Election of Director: Margaret M. Keane				Management		For		For
1b.	Election of Director: Fernando Aguirre				Management		For		For
1c.	Election of Director: Paget L. Alves				Management		For		For
1d.	Election of Director: Arthur W. Coviello, Jr.				Management		For		For
1e.	Election of Director: William W. Graylin				Management		For		For
1f.	Election of Director: Roy A. Guthrie				Management		For		For
1g.	Election of Director: Richard C. Hartnack				Management		For		For
1h.	Election of Director: Jeffrey G. Naylor				Management		For		For
1i.	Election of Director: Laurel J. Richie				Management		For		For
1j.	Election of Director: Olympia J. Snowe				Management		For		For
1k.	Election of Director: Ellen M. Zane				Management		For		For
2.	Advisory Vote to Approve Named Executive Officer Compensation				Management		For		For
3.	Ratification of Selection of KPMG LLP as Independent Registered Public Accounting firm of the Company for 2020				Management		For		For
SERITAGE GROWTH PROPERTIES
Security				81752R100			Meeting Type			Annual
Ticker Symbol				SRG			Meeting Date			21-May-2020
ISIN				US81752R1005			Agenda			935174881 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Class II trustee: Sharon Osberg				Management		For		For
1.2	Election of Class II trustee: Benjamin Schall				Management		For		For
2.	The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020.				Management		For		For
3.	An advisory, non-binding resolution to approve the Company's executive compensation program for our named executive officers.				Management		For		For
CONNECTONE BANCORP, INC.
Security				20786W107			Meeting Type			Annual
Ticker Symbol				CNOB			Meeting Date			21-May-2020
ISIN				US20786W1071			Agenda			935197055 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Frank Sorrentino III				For		For
		2	Frank W. Baier				For		For
		3	Alexander A. Bol				For		For
		4	Stephen T. Boswell				For		For
		5	Katherin Nukk-Freeman				For		For
		6	Frank Huttle III				For		For
		7	Michael Kempner				For		For
		8	Nicholas Minoia				For		For
		9	Joseph Parisi Jr.				For		For
		10	Daniel Rifkin				For		For
		11	William A. Thompson				For		For
		12	Mark Sokolich				For		For
2.	To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement.				Management		For		For
3.	To authorize an amendment to the Restated Certificate of Incorporation of the Company to implement a majority voting standard for certain corporate actions.				Management		For		For
4.	To authorize the adoption of the Company's Amended and Restated Certificate of Incorporation, so as to delete inapplicable legacy provisions.				Management		For		For
5.	To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2020.				Management		For		For
STERLING BANCORP
Security				85917A100			Meeting Type			Annual
Ticker Symbol				STL			Meeting Date			27-May-2020
ISIN				US85917A1007			Agenda			935185428 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	John P. Cahill				For		For
		2	Navy E. Djonovic				For		For
		3	Fernando Ferrer				For		For
		4	Robert Giambrone				For		For
		5	Mona Aboelnaga Kanaan				For		For
		6	Jack Kopnisky				For		For
		7	James J. Landy				For		For
		8	Maureen Mitchell				For		For
		9	Patricia M. Nazemetz				For		For
		10	Richard O'Toole				For		For
		11	Ralph F. Palleschi				For		For
		12	Burt Steinberg				For		For
		13	William E. Whiston				For		For
2.	Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay)				Management		For		For
3.	Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020				Management		For		For
PENNYMAC FINANCIAL SERVICES INC.
Security				70932M107			Meeting Type			Annual
Ticker Symbol				PFSI			Meeting Date			28-May-2020
ISIN				US70932M1071			Agenda			935176164 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director for a one-year term: Stanford L. Kurland				Management		For		For
1B.	Election of Director for a one-year term: David A. Spector				Management		For		For
1C.	Election of Director for a one-year term: Anne D. McCallion				Management		For		For
1D.	Election of Director for a one-year term: Matthew Botein				Management		For		For
1E.	Election of Director for a one-year term: James K. Hunt				Management		For		For
1F.	Election of Director for a one-year term: Patrick Kinsella				Management		For		For
1G.	Election of Director for a one-year term: Joseph Mazzella				Management		For		For
1H.	Election of Director for a one-year term: Farhad Nanji				Management		For		For
1I.	Election of Director for a one-year term: Jeffrey A. Perlowitz				Management		For		For
1J.	Election of Director for a one-year term: Theodore W. Tozer				Management		For		For
1K.	Election of Director for a one-year term: Emily Youssouf				Management		For		For
2.	To ratify the appointment of our independent registered public accounting firm for the fiscal year ending December 31, 2020.				Management		For		For
3.	To approve, by non-binding vote, our executive compensation.				Management		For		For
OFG BANCORP
Security				67103X102			Meeting Type			Annual
Ticker Symbol				OFG			Meeting Date			01-Jun-2020
ISIN				PR67103X1020			Agenda			935138669 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Julian S. Inclán				For		For
		2	José Rafael Fernández				For		For
		3	Juan C. Aguayo				For		For
		4	Jorge Colón-Gerena				For		For
		5	Néstor de Jesús				For		For
		6	Susan Harnett				For		For
		7	Pedro Morazzani				For		For
		8	Edwin Pérez				For		For
		9	Christa Steele				For		For
2.	To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement.				Management		For		For
3.	To approve the amendment to replenish shares reserved for issuance under the 2007 Omnibus Performance Incentive Plan.				Management		For		For
4.	To ratify the selection of the Company's independent registered public accounting firm for 2020.				Management		For		For
AMBAC FINANCIAL GROUP, INC.
Security				023139884			Meeting Type			Annual
Ticker Symbol				AMBC			Meeting Date			02-Jun-2020
ISIN				US0231398845			Agenda			935191471 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Alexander D. Greene				For		For
		2	Ian D. Haft				For		For
		3	David L. Herzog				For		For
		4	Joan Lamm-Tennant				For		For
		5	Claude LeBlanc				For		For
		6	C. James Prieur				For		For
		7	Jeffrey S. Stein				For		For
2.	To approve, on an advisory basis, the compensation for our named executive officers.				Management		For		For
3.	To ratify the appointment of KPMG as Ambac's independent registered public accounting firm for the fiscal year ending December 31, 2020.				Management		For		For
4.	To approve Ambac's 2020 Incentive Compensation Plan.				Management		For		For
TD AMERITRADE HOLDING CORPORATION
Security				87236Y108			Meeting Type			Special
Ticker Symbol				AMTD			Meeting Date			04-Jun-2020
ISIN				US87236Y1082			Agenda			935216627 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation ("TD Ameritrade"), as it may be amended from time to time (the "merger agreement").				Management
2.	Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade's named executive officers in connection with the merger contemplated by the merger agreement.				Management
3.	Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meeting or any adjournment or postponement thereof.				Management
THE CHARLES SCHWAB CORPORATION
Security				808513105			Meeting Type			Special
Ticker Symbol				SCHW			Meeting Date			04-Jun-2020
ISIN				US8085131055			Agenda			935219091 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade.				Management		For		For
2.	Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock.				Management		For		For
3.	Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting.				Management		For		For
SUNCOKE ENERGY, INC.
Security				86722A103			Meeting Type			Annual
Ticker Symbol				SXC			Meeting Date			08-Jun-2020
ISIN				US86722A1034			Agenda			935198348 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Director whose term expires in 2023: Martha Z. Carnes				Management		For		For
1.2	Election of Director whose term expires in 2023: Michael G. Rippey				Management		For		For
1.3	Election of Director whose term expires in 2023: James E. Sweetnam				Management		For		For
2.	To vote on amendments to the Company's Amended and Restated Certificate of Incorporation and its Amended and Restated By-laws to provide for the declassification of the Board.				Management		For		For
3.	To hold a non-binding advisory vote to approve the compensation of the Company's named executive officers ("Say-on-Pay").				Management		For		For
4.	To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.				Management		For		For
CUSHMAN & WAKEFIELD PLC
Security				G2717B108			Meeting Type			Annual
Ticker Symbol				CWK			Meeting Date			10-Jun-2020
ISIN				GB00BFZ4N465			Agenda			935216095 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Brett White				Management		For		For
1.2	Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Richard McGinn				Management		For		For
1.3	Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Jodie McLean				Management		For		For
1.4	Election of Class II Director to hold office until the 2023 annual general meeting of shareholders: Billie Williamson				Management		For		For
2.	Ratification of KPMG LLP as our independent registered public accounting firm.				Management		For		For
3.	Appointment of KPMG LLP as our UK Statutory Auditor.				Management		For		For
4.	Authorization of the Audit Committee to determine the compensation of our UK Statutory Auditor.				Management		For		For
5.	Non-binding, advisory vote on the compensation of our named executive officers ("Say-on-Pay").				Management		For		For
6.	Non-binding, advisory vote on our director compensation report.				Management		For		For
LINCOLN NATIONAL CORPORATION
Security				534187109			Meeting Type			Annual
Ticker Symbol				LNC			Meeting Date			11-Jun-2020
ISIN				US5341871094			Agenda			935184010 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Deirdre P. Connelly				Management		For		For
1B.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: William H. Cunningham				Management		For		For
1C.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Dennis R. Glass				Management		For		For
1D.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: George W. Henderson, III				Management		For		For
1E.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Eric G. Johnson				Management		For		For
1F.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Gary C. Kelly				Management		For		For
1G.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: M. Leanne Lachman				Management		For		For
1H.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Michael F. Mee				Management		For		For
1I.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Patrick S. Pittard				Management		For		For
1J.	Election of Director for a one-year term expiring at the 2021 Annual Meeting: Lynn M. Utter				Management		For		For
2.	The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020.				Management		For		For
3.	The approval of an advisory resolution on the compensation of our named executive officers.				Management		For		For
4.	The approval of the Lincoln National Corporation 2020 Incentive Compensation Plan.				Management		For		For
5.	Shareholder proposal to amend our bylaws to remove the one-year holding requirement from our special shareholder meeting right.				Shareholder		Against		For
6.	Shareholder proposal to amend our corporate governance documents to require an independent board chairman.				Shareholder		Against		For
WESTERN ALLIANCE BANCORPORATION
Security				957638109			Meeting Type			Annual
Ticker Symbol				WAL			Meeting Date			11-Jun-2020
ISIN				US9576381092			Agenda			935197269 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Bruce Beach				Management		For		For
1B.	Election of Director: Juan Figuereo				Management		For		For
1C.	Election of Director: Howard Gould				Management		For		For
1D.	Election of Director: Steven Hilton				Management		For		For
1E.	Election of Director: Marianne Boyd Johnson				Management		For		For
1F.	Election of Director: Robert Latta				Management		For		For
1G.	Election of Director: Todd Marshall				Management		For		For
1H.	Election of Director: Adriane McFetridge				Management		For		For
1I.	Election of Director: Michael Patriarca				Management		For		For
1J.	Election of Director: Robert Sarver				Management		For		For
1K.	Election of Director: Bryan Segedi				Management		For		For
1L.	Election of Director: Donald Snyder				Management		For		For
1M.	Election of Director: Sung Won Sohn, Ph.D.				Management		For		For
1N.	Election of Director: Kenneth A. Vecchione				Management		For		For
2.	Approve, on a non-binding advisory basis, executive compensation.				Management		For		For
3.	Approve the amendment and restatement of the 2005 Stock Incentive Plan to increase the number of shares of the Company's common stock available for issuance thereunder, extend the termination date of the plan to 2030 and make certain other changes.				Management		For		For
4.	Ratify the appointment of RSM US LLP as the Company's independent auditor.				Management		For		For
SLM CORPORATION
Security				78442P106			Meeting Type			Annual
Ticker Symbol				SLM			Meeting Date			18-Jun-2020
ISIN				US78442P1066			Agenda			935196825 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1A.	Election of Director: Paul G. Child				Management		For		For
1B.	Election of Director: Mary Carter Warren Franke				Management		For		For
1C.	Election of Director: Earl A. Goode				Management		For		For
1D.	Election of Director: Marianne M. Keler				Management		For		For
1E.	Election of Director: Mark L. Lavelle				Management		For		For
1F.	Election of Director: Jim Matheson				Management		For		For
1G.	Election of Director: Frank C. Puleo				Management		For		For
1H.	Election of Director: Vivian C. Schneck-Last				Management		For		For
1I.	Election of Director: William N. Shiebler				Management		For		For
1J.	Election of Director: Robert S. Strong				Management		For		For
1K.	Election of Director: Jonathan W. Witter				Management		For		For
1L.	Election of Director: Kirsten O. Wolberg				Management		For		For
2.	Advisory approval of SLM Corporation's executive compensation.				Management		For		For
3.	Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2020.				Management		For		For
NEW RESIDENTIAL INVESTMENT CORP.
Security				64828T201			Meeting Type			Annual
Ticker Symbol				NRZ			Meeting Date			18-Jun-2020
ISIN				US64828T2015			Agenda			935206448 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Pamela F. Lenehan				For		For
		2	David Saltzman				For		For
		3	Alan L. Tyson				For		For
2.	To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2020.				Management		For		For
3.	To amend our Bylaws to implement "majority voting" in uncontested elections of directors.				Management		For		For
COWEN INC.
Security				223622606			Meeting Type			Annual
Ticker Symbol				COWN			Meeting Date			22-Jun-2020
ISIN				US2236226062			Agenda			935229713 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Brett H. Barth				For		For
		2	Katherine E. Dietze				For		For
		3	Gregg A. Gonsalves				For		For
		4	Steven Kotler				For		For
		5	Lawrence E. Leibowitz				For		For
		6	Jack H. Nusbaum				For		For
		7	Margaret L. Poster				For		For
		8	Douglas A. Rediker				For		For
		9	Jeffrey M. Solomon				For		For
2.	An advisory vote to approve the compensation of the named executive officers.				Management		For		For
3.	Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020.				Management		For		For
4.	Approve the 2020 Equity Incentive Plan.				Management		For		For
BLACKBERRY LIMITED
Security				09228F103			Meeting Type			Annual
Ticker Symbol				BB			Meeting Date			23-Jun-2020
ISIN				CA09228F1036			Agenda			935218215 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	John Chen				For		For
		2	Michael A. Daniels				For		For
		3	Timothy Dattels				For		For
		4	Lisa Disbrow				For		For
		5	Richard Lynch				For		For
		6	Laurie Smaldone Alsup				For		For
		7	Barbara Stymiest				For		For
		8	V. Prem Watsa				For		For
		9	Wayne Wouters				For		For
2.	Appointment of Auditors - Resolution approving the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration.				Management		For		For
3.	Approval of Amendments to the Equity Incentive Plan - Resolution approving amendments to the Company's Equity Incentive Plan as disclosed in the Management Proxy Circular for the Meeting.				Management		For		For
4.	Approval of Unallocated Entitlements under the DSU Plan - Resolution approving the unallocated entitlements under the Company's Deferred Share Unit Plan for Directors as disclosed in the Management Proxy Circular for the Meeting.				Management		For		For
5.	Approval of Amendment to the Employee Share Purchase Plan - Resolution approving an amendment to the Company's Employee Share Purchase Plan as disclosed in the Management Proxy Circular for the Meeting.				Management		For		For
6.	Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting (the "Say on Pay Vote").				Management		For		For
7.	Advisory Vote on Frequency of Say on Pay Vote - Non- binding advisory resolution on how frequently the Company should hold the non-binding advisory vote on the Company's approach to executive compensation.				Management		1 Year		For
BRIGHTSPHERE INVESTMENT GROUP, INC.
Security				10948W103			Meeting Type			Annual
Ticker Symbol				BSIG			Meeting Date			24-Jun-2020
ISIN				US10948W1036			Agenda			935209660 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.1	Election of Director: Robert J. Chersi				Management		For		For
1.2	Election of Director: Andrew Kim				Management		For		For
1.3	Election of Director: John Paulson				Management		For		For
1.4	Election of Director: Suren Rana				Management		For		For
1.5	Election of Director: Barbara Trebbi				Management		For		For
2.	Ratification of the appointment of KPMG LLP as BrightSphere's independent registered public accounting firm.				Management		For		For
3.	Advisory vote to approve executive compensation.				Management		For		For
DELL TECHNOLOGIES INC.
Security				24703L202			Meeting Type			Annual
Ticker Symbol				DELL			Meeting Date			29-Jun-2020
ISIN				US24703L2025			Agenda			935219546 - Management
Item	Proposal				Proposed by	Vote		For/Against Management
1.	DIRECTOR				Management
		1	Michael S. Dell				For		For
		2	David W. Dorman				For		For
		3	Egon Durban				For		For
		4	William D. Green				For		For
		5	Simon Patterson				For		For
		6	Lynn M. Vojvodich				For		For
		7	Ellen J. Kullman				For		For
2.	Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 29, 2021.				Management		For		For
3.	Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement.				Management		For		For

SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Caldwell & Orkin Funds, Inc.

By (Signature and Title)*

/s/ Derek Pilecki

Derek Pilecki, Director and President

Date: August 21, 2020

* Print the name and title of each signing officer under his or her signature.