Caldwell & Orkin Funds N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act File number: 811-06113

The Caldwell & Orkin Funds, Inc.

(Exact name of registrant as specified in charter)

100 S. Ashley Drive, Suite 895, Tampa, Florida 33602

(Address of principal executive offices) (Zip code)

Linda J. Hoard

225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246

(Name and address of agent for service)

Copies to:

Jeffrey Skinner, Esq.

Kilpatrick Townsend & Stockton LLP

1001 West Fourth Street

Winston-Salem, North Carolina 27101

Registrant's telephone number, including area code: 813-282-7870

Date of fiscal year end: April 30

Date of reporting period: 07/01/20 - 06/30/21

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.

ITEM 1. PROXY VOTING RECORD.

Investment Company Report

H&R BLOCK, INC.
Security	093671105	Meeting Type	Annual
Ticker Symbol	HRB	Meeting Date	10-Sep-2020
ISIN	US0936711052	Agenda	935254223 - Management

Item	Proposal	Proposed by	Vote	For/Against Management
1A.	Election of Director: Paul J. Brown	Management	For	For
1B.	Election of Director: Robert A. Gerard	Management	For	For
1C.	Election of Director: Anuradha (Anu) Gupta	Management	For	For
1D.	Election of Director: Richard A. Johnson	Management	For	For
1E.	Election of Director: Jeffrey J. Jones II	Management	For	For
1F.	Election of Director: David Baker Lewis	Management	For	For
1G.	Election of Director: Yolande G. Piazza	Management	For	For
1H.	Election of Director: Victoria J. Reich	Management	For	For
1I.	Election of Director: Bruce C. Rohde	Management	For	For
1J.	Election of Director: Matthew E. Winter	Management	For	For
1K.	Election of Director: Christianna Wood	Management	For	For
2.	Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2021.	Management	For	For
3.	Advisory approval of the Company’s named executive officer compensation.	Management	For	For

BBX CAPITAL CORPORATION
Security	05491N302	Meeting Type	Special
Ticker Symbol	BBX	Meeting Date	25-Sep-2020
ISIN	US05491N3026	Agenda	935267888 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	Approval of the spin-off of New BBX Capital as described in the accompanying proxy statement.	Management	For	For
2.	Approval of an amendment to the Parent’s Amended and Restated Articles of Incorporation, as amended, to change the Parent’s name to Bluegreen Vacations Holding Corporation, subject to, and effective on or about the time of, the consummation of the spin- off.	Management	For	For

BLUEGREEN VACATIONS HOLDING CORPORATION
Security	096308101	Meeting Type	Annual
Ticker Symbol	BVH	Meeting Date	18-Nov-2020
ISIN	US0963081015	Agenda	935290154 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Alan B. Levan		For	For
	2	John E. Abdo		For	For
	3	Jarett S. Levan		For	For
	4	Lawrence A. Cirillo		For	For
	5	Darwin Dornbush		For	For
	6	Joel Levy		For	For
	7	William Nicholson		For	For
2.	Shareholder proposal regarding majority voting in director elections.		Shareholder	For	Against

CREDIT SUISSE GROUP
Security	225401108	Meeting Type	Special
Ticker Symbol	CS	Meeting Date	27-Nov-2020
ISIN	US2254011081	Agenda	935294366 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	Distribution of dividends payable out of retained earnings and capital contribution reserves	Management	For	For
2.	Proposals of Shareholders	Management	Against	Against
3.	Proposals of the Board of Directors	Management	Against	Against

DIME COMMUNITY BANCSHARES, INC.
Security	253922108	Meeting Type	Special
Ticker Symbol	DCOM	Meeting Date	03-Dec-2020
ISIN	US2539221083	Agenda	935288654 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	To approve the Agreement and Plan of Merger, dated as of July 1, 2020, which we refer to as the “merger agreement,” by and between Bridge Bancorp, Inc. (“Bridge”) and Dime Community Bancshares, Inc. (“Dime”) and the merger, pursuant to which Dime will merge with and into Bridge, which we refer to as the “merger proposal.” A copy of the merger agreement is included as Annex A to the accompanying joint proxy statement/prospectus.	Management	Abstain
2.	To approve, on a non-binding advisory basis, the compensation that may become payable to certain named executive officers of Dime in connection with the merger, which we refer to as the “Dime merger-related compensation proposal.”	Management	Abstain
3.	To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger, which we refer to as the “Dime adjournment proposal.”	Management	Abstain

CIT GROUP INC.
Security	125581801	Meeting Type	Special
Ticker Symbol	CIT	Meeting Date	09-Feb-2021
ISIN	US1255818015	Agenda	935323030 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	The CIT merger proposal: The Board of Directors recommends you vote FOR the proposal to adopt the Agreement and Plan of Merger (the “Merger Agreement”), dated as of October 15, 2020, by and among CIT Group Inc. (“CIT”), First Citizens BancShares, Inc., First-Citizens Bank & Trust Company and FC Merger Subsidiary IX, Inc.	Management	Abstain
2.	The CIT compensation proposal: The Board of Directors recommends that you vote FOR the proposal to approve, on an advisory (non- binding) basis, the executive officer compensation that will or may be paid to CIT’s named executive officers in connection with the transactions contemplated by the Merger Agreement.	Management	Abstain
3.	The CIT adjournment proposal: The Board of Directors recommends that you vote FOR the proposal to adjourn the CIT special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the CIT merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CIT common stock.	Management	Abstain

ANWORTH MORTGAGE ASSET CORPORATION
Security	037347101	Meeting Type	Special
Ticker Symbol	ANH	Meeting Date	17-Mar-2021
ISIN	US0373471012	Agenda	935335225 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	To consider and vote on a proposal (the “Anworth Merger Proposal”) to approve the merger of Anworth Mortgage Asset Corporation (“Anworth”) with and into RC Merger Subsidiary, LLC, a Delaware limited liability company (“Merger Sub”), with Merger Sub continuing as the surviving entity, and the other transactions contemplated in connection therewith (collectively, the “Merger”).	Management	Abstain
2.	To consider and vote on a proposal to approve the adjournment of the Special Meeting of the Stockholders of Anworth, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Anworth Merger Proposal (the “Anworth Adjournment Proposal”).	Management	Abstain

HEWLETT PACKARD ENTERPRISE COMPANY
Security	42824C109	Meeting Type	Annual
Ticker Symbol	HPE	Meeting Date	14-Apr-2021
ISIN	US42824C1099	Agenda	935339045 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Daniel Ammann	Management	For	For
1B.	Election of Director: Pamela L. Carter	Management	For	For
1C.	Election of Director: Jean M. Hobby	Management	For	For
1D.	Election of Director: George R. Kurtz	Management	For	For
1E.	Election of Director: Raymond J. Lane	Management	For	For
1F.	Election of Director: Ann M. Livermore	Management	For	For
1G.	Election of Director: Antonio F. Neri	Management	For	For
1H.	Election of Director: Charles H. Noski	Management	For	For
1I.	Election of Director: Raymond E. Ozzie	Management	For	For
1J.	Election of Director: Gary M. Reiner	Management	For	For
1K.	Election of Director: Patricia F. Russo	Management	For	For
1L.	Election of Director: Mary Agnes Wilderotter	Management	For	For
2.	Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021.	Management	For	For
3.	Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan.	Management	For	For
4.	Advisory vote to approve executive compensation.	Management	For	For
5.	Advisory vote on the frequency of future advisory votes on executive compensation.	Management	1 Year	For

CITIZENS FINANCIAL GROUP, INC.
Security	174610105	Meeting Type	Annual
Ticker Symbol	CFG	Meeting Date	22-Apr-2021
ISIN	US1746101054	Agenda	935342826 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Bruce Van Saun	Management	For	For
1B.	Election of Director: Lee Alexander	Management	For	For
1C.	Election of Director: Christine M. Cumming	Management	For	For
1D.	Election of Director: William P. Hankowsky	Management	For	For
1E.	Election of Director: Leo I. (“Lee”) Higdon	Management	For	For
1F.	Election of Director: Edward J. (“Ned”) Kelly III	Management	For	For
1G.	Election of Director: Charles J. (“Bud”) Koch	Management	For	For
1H.	Election of Director: Robert G. Leary	Management	For	For
1I.	Election of Director: Terrance J. Lillis	Management	For	For
1J.	Election of Director: Shivan Subramaniam	Management	For	For
1K.	Election of Director: Christopher J. Swift	Management	For	For
1L.	Election of Director: Wendy A. Watson	Management	For	For
1M.	Election of Director: Marita Zuraitis	Management	For	For
2.	Advisory vote on executive compensation.	Management	For	For
3.	Advisory vote on the frequency of future advisory votes on executive compensation.	Management	1 Year	For
4.	Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021.	Management	For	For

UMB FINANCIAL CORPORATION
Security	902788108	Meeting Type	Annual
Ticker Symbol	UMBF	Meeting Date	27-Apr-2021
ISIN	US9027881088	Agenda	935348626 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Robin C. Beery		For	For
	2	Janine A. Davidson		For	For
	3	Kevin C. Gallagher		For	For
	4	Greg M. Graves		For	For
	5	Alexander C. Kemper		For	For
	6	J. Mariner Kemper		For	For
	7	Gordon E. Landsford III		For	For
	8	Timothy R. Murphy		For	For
	9	Tamara M. Peterman		For	For
	10	Kris A. Robbins		For	For
	11	L. Joshua Sosland		For	For
	12	Leroy J. Williams, Jr.		For	For
2.	An advisory vote (non-binding) on the compensation paid to UMB’s named executive officers.		Management	For	For
3.	Ratification of the Corporate Audit Committee’s engagement of KPMG LLP as UMB’s independent registered public accounting firm for 2021.		Management	For	For

CITIGROUP INC.
Security	172967424	Meeting Type	Annual
Ticker Symbol	C	Meeting Date	27-Apr-2021
ISIN	US1729674242	Agenda	935349515 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Ellen M. Costello	Management	For	For
1B.	Election of Director: Grace E. Dailey	Management	For	For
1C.	Election of Director: Barbara J. Desoer	Management	For	For
1D.	Election of Director: John C. Dugan	Management	For	For
1E.	Election of Director: Jane N. Fraser	Management	For	For
1F.	Election of Director: Duncan P. Hennes	Management	For	For
1G.	Election of Director: Peter B. Henry	Management	For	For
1H.	Election of Director: S. Leslie Ireland	Management	For	For
1I.	Election of Director: Lew W. (Jay) Jacobs, IV	Management	For	For
1J.	Election of Director: Renée J. James	Management	For	For
1K.	Election of Director: Gary M. Reiner	Management	For	For
1L.	Election of Director: Diana L. Taylor	Management	For	For
1M.	Election of Director: James S. Turley	Management	For	For
1N.	Election of Director: Deborah C. Wright	Management	For	For
1O.	Election of Director: Alexander R. Wynaendts	Management	For	For
1P.	Election of Director: Ernesto Zedillo Ponce de Leon	Management	For	For
2.	Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2021.	Management	For	For
3.	Advisory vote to approve Citi’s 2020 Executive Compensation.	Management	For	For
4.	Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan.	Management	For	For
5.	Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit.	Shareholder	For	Against
6.	Stockholder proposal requesting an Independent Board Chairman.	Shareholder	Against	For
7.	Stockholder proposal requesting non-management employees on director nominee candidate lists.	Shareholder	Against	For
8.	Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying payments, policies and activities.	Shareholder	Against	For
9.	Stockholder proposal requesting a racial equity audit analyzing Citi’s adverse impacts on nonwhite stakeholders and communities of color.	Shareholder	Against	For
10.	Stockholder proposal requesting that the Board approve an amendment to Citi’s Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval.	Shareholder	Against	For

REPUBLIC FIRST BANCORP, INC.
Security	760416107	Meeting Type	Annual
Ticker Symbol	FRBK	Meeting Date	27-Apr-2021
ISIN	US7604161072	Agenda	935372742 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1a.	Election of Director: Andrew B. Cohen	Management	For	For
1b.	Election of Director: Lisa R. Jacobs	Management	For	For
1c.	Election of Director: Harris Wildstein	Management	For	For
2.	The approval of the 2021 Equity Incentive Plan of Republic First Bancorp, Inc.	Management	For	For
3.	The approval, on an advisory basis, of the compensation of our named executive officers.	Management	For	For
4.	Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.	Management	For	For

OFG BANCORP
Security	67103X102	Meeting Type	Annual
Ticker Symbol	OFG	Meeting Date	28-Apr-2021
ISIN	PR67103X1020	Agenda	935348133 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Julian S. Inclán		For	For
	2	José Rafael Fernández		For	For
	3	Jorge Colón-Gerena		For	For
	4	Néstor de Jesús		For	For
	5	Susan Harnett		For	For
	6	Pedro Morazzani		For	For
	7	Edwin Pérez		For	For
2.	To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as set forth in the accompanying Proxy Statement.		Management	For	For
3.	To ratify the selection of the Company’s independent registered public accounting firm for 2021.		Management	For	For

AMERIPRISE FINANCIAL, INC.
Security	03076C106	Meeting Type	Annual
Ticker Symbol	AMP	Meeting Date	28-Apr-2021
ISIN	US03076C1062	Agenda	935353728 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: James M. Cracchiolo	Management	For	For
1B.	Election of Director: Dianne Neal Blixt	Management	For	For
1C.	Election of Director: Amy DiGeso	Management	For	For
1D.	Election of Director: Lon R. Greenberg	Management	For	For
1E.	Election of Director: Jeffrey Noddle	Management	For	For
1F.	Election of Director: Robert F. Sharpe, Jr.	Management	For	For
1G.	Election of Director: Brian T. Shea	Management	For	For
1H.	Election of Director: W. Edward Walter III	Management	For	For
1I.	Election of Director: Christopher J. Williams	Management	For	For
2.	To approve the compensation of the named executive officers by a nonbinding advisory vote.	Management	For	For
3.	To ratify the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021.	Management	For	For

THE GOLDMAN SACHS GROUP, INC.
Security	38141G104	Meeting Type	Annual
Ticker Symbol	GS	Meeting Date	29-Apr-2021
ISIN	US38141G1040	Agenda	935349351 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: M. Michele Burns	Management	For	For
1B.	Election of Director: Drew G. Faust	Management	For	For
1C.	Election of Director: Mark A. Flaherty	Management	For	For
1D.	Election of Director: Ellen J. Kullman	Management	For	For
1E.	Election of Director: Lakshmi N. Mittal	Management	For	For
1F.	Election of Director: Adebayo O. Ogunlesi	Management	For	For
1G.	Election of Director: Peter Oppenheimer	Management	For	For
1H.	Election of Director: David M. Solomon	Management	For	For
1I.	Election of Director: Jan E. Tighe	Management	For	For
1J.	Election of Director: Jessica R. Uhl	Management	For	For
1K.	Election of Director: David A. Viniar	Management	For	For
1L.	Election of Director: Mark O. Winkelman	Management	For	For
2.	Advisory Vote to Approve Executive Compensation (Say on Pay).	Management	For	For
3.	Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021).	Management	For	For
4.	Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021.	Management	For	For
5.	Shareholder Proposal Regarding Shareholder Right to Act by Written Consent.	Shareholder	Against	For
6.	Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration.	Shareholder	Against	For
7.	Shareholder Proposal Regarding Conversion to a Public Benefit Corporation.	Shareholder	Against	For
8.	Shareholder Proposal Regarding a Racial Equity Audit	Shareholder	Against	For

MGIC INVESTMENT CORPORATION
Security	552848103	Meeting Type	Annual
Ticker Symbol	MTG	Meeting Date	29-Apr-2021
ISIN	US5528481030	Agenda	935361799 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Analisa M. Allen		For	For
	2	Daniel A. Arrigoni		For	For
	3	C. Edward Chaplin		For	For
	4	Curt S. Culver		For	For
	5	Jay C. Hartzell		For	For
	6	Timothy A. Holt		For	For
	7	Jodeen A. Kozlak		For	For
	8	Michael E. Lehman		For	For
	9	Melissa B. Lora		For	For
	10	Timothy J. Mattke		For	For
	11	Gary A. Poliner		For	For
	12	Sheryl L. Sculley		For	For
	13	Mark M. Zandi		For	For
2.	Advisory Vote to Approve our Executive Compensation.		Management	For	For
3.	Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.		Management	For	For

CREDIT SUISSE GROUP
Security	225401108	Meeting Type	Annual
Ticker Symbol	CS	Meeting Date	30-Apr-2021
ISIN	US2254011081	Agenda	935367929 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A	Consultative vote on the 2020 compensation report.	Management	For	For
1B	Approval of the 2020 management report, the 2020 parent company financial statements, and the 2020 Group consolidated financial statements.	Management	For	For
2	This proposal has been withdrawn	Management	N/A	N/A
3	Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves.	Management	For	For
4	Increase and extension of the authorized capital.	Management	For	For
5AA	Election of António Horta-Osório as member and Chairman of the Board of Directors.	Management	For	For
5AB	Re-election of Iris Bohnet as member of the Board of Director.	Management	For	For
5AC	Re-election of Christian Gellerstad as member of the Board of Director.	Management	For	For
5AD	Re-election of Andreas Gottschling as member of the Board of Director.	Management	For	For
5AE	Re-election of Michael Klein as member of the Board of Director.	Management	For	For
5AF	Re-election of Shan Li as member of the Board of Director.	Management	For	For
5AG	Re-election of Seraina Macia as member of the Board of Director.	Management	For	For
5AH	Re-election of Richard Meddings as member of the Board of Director.	Management	For	For
5AI	Re-election of Kai S. Nargolwala as member of the Board of Director.	Management	For	For
5AJ	Re-election of Ana Paula Pessoa as member of the Board of Director.	Management	For	For
5AK	Re-election of Severin Schwan as member of the Board of Director.	Management	For	For
5AL	Election of Clare Brady as member of the Board of Director.	Management	For	For
5AM	Election of Blythe Masters as member of the Board of Director.	Management	For	For
5BA	Re-election of Iris Bohnet as the member of the Compensation Committee.	Management	For	For
5BB	Re-election of Christian Gellerstad as the member of the Compensation Committee.	Management	For	For
5BC	Re-election of Michael Klein as the member of the Compensation Committee.	Management	For	For
5BD	Re-election of Kai S. Nargolwala as the member of the Compensation Committee.	Management	For	For
5BE	Election of Blythe Masters as the member of the Compensation Committee.	Management	For	For
6A	Approval of the compensation of the Board of Directors.	Management	For	For
6BA	This proposal has been withdrawn	Management	N/A	N/A
6BB	Fixed compensation.	Management	For	For
6BC	This proposal has been withdrawn	Management	N/A	N/A
7A	Election of the independent auditors.	Management	For	For
7B	Election of the special auditors	Management	For	For
7C	Election of the independent proxy.	Management	For	For
8	Proposals of Shareholders.	Shareholder	Against	For
9	Proposals of the Board of Directors.	Management	Against	Against

ALLY FINANCIAL INC.
Security	02005N100	Meeting Type	Annual
Ticker Symbol	ALLY	Meeting Date	04-May-2021
ISIN	US02005N1000	Agenda	935348070 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Franklin W. Hobbs	Management	For	For
1B.	Election of Director: Kenneth J. Bacon	Management	For	For
1C.	Election of Director: Katryn (Trynka) Shineman Blake	Management	For	For
1D.	Election of Director: Maureen A. Breakiron-Evans	Management	For	For
1E.	Election of Director: William H. Cary	Management	For	For
1F.	Election of Director: Mayree C. Clark	Management	For	For
1G.	Election of Director: Kim S. Fennebresque	Management	For	For
1H.	Election of Director: Marjorie Magner	Management	For	For
1I.	Election of Director: Brian H. Sharples	Management	For	For
1J.	Election of Director: John J. Stack	Management	For	For
1K.	Election of Director: Michael F. Steib	Management	For	For
1L.	Election of Director: Jeffrey J. Brown	Management	For	For
2.	Advisory vote on executive compensation.	Management	For	For
3.	Advisory vote on the frequency of the stockholder advisory vote on executive compensation.	Management	1 Year	For
4.	Approval of the Ally Financial Inc. Incentive Compensation Plan, amended and restated effective as of May 4, 2021.	Management	For	For
5.	Approval of the Ally Financial Inc. Non-Employee Directors Equity Compensation Plan, amended and restated effective as of May 4, 2021.	Management	For	For
6.	Approval of the Ally Financial Inc. Employee Stock Purchase Plan, amended and restated effective as of May 4, 2021.	Management	For	For
7.	Ratification of the Audit Committee’s engagement of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021.	Management	For	For

REALOGY HOLDINGS CORP.
Security	75605Y106	Meeting Type	Annual
Ticker Symbol	RLGY	Meeting Date	05-May-2021
ISIN	US75605Y1064	Agenda	935361496 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director for a one-year term expiring in 2022: Fiona P. Dias	Management	For	For
1B.	Election of Director for a one-year term expiring in 2022: Matthew J. Espe	Management	For	For
1C.	Election of Director for a one-year term expiring in 2022: V. Ann Hailey	Management	For	For
1D.	Election of Director for a one-year term expiring in 2022: Bryson R. Koehler	Management	For	For
1E.	Election of Director for a one-year term expiring in 2022: Duncan L. Niederauer	Management	For	For
1F.	Election of Director for a one-year term expiring in 2022: Ryan M. Schneider	Management	For	For
1G.	Election of Director for a one-year term expiring in 2022: Enrique Silva	Management	For	For
1H.	Election of Director for a one-year term expiring in 2022: Sherry M. Smith	Management	For	For
1I.	Election of Director for a one-year term expiring in 2022: Christopher S. Terrill	Management	For	For
1J.	Election of Director for a one-year term expiring in 2022: Felicia Williams	Management	For	For
1K.	Election of Director for a one-year term expiring in 2022: Michael J. Williams	Management	For	For
2.	Advisory Approval of the Compensation of Our Named Executive Officers.	Management	For	For
3.	Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2021.	Management	For	For
4.	Approval of the Amended and Restated 2018 Long-Term Incentive Plan.	Management	For	For
5.	Approval of Amendment to the Certificate of Incorporation to Clarify the Board of Directors’ Ability to Adopt, Amend, Alter or Repeal the Bylaws.	Management	For	For

BARCLAYS PLC
Security	06738E204	Meeting Type	Annual
Ticker Symbol	BCS	Meeting Date	05-May-2021
ISIN	US06738E2046	Agenda	935386602 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.	To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2020.	Management	For	For
2.	To approve the Directors’ Remuneration Report for the year ended 31 December 2020.	Management	For	For
3.	That Julia Wilson be appointed a Director of the Company.	Management	For	For
4.	That Mike Ashley be reappointed a Director of the Company.	Management	For	For
5.	That Tim Breedon be reappointed a Director of the Company.	Management	For	For
6.	That Mohamed A. El-Erian be reappointed a Director of the Company.	Management	For	For
7.	That Dawn Fitzpatrick be reappointed a Director of the Company.	Management	For	For
8.	That Mary Francis be reappointed a Director of the Company.	Management	For	For
9.	That Crawford Gillies be reappointed a Director of the Company.	Management	For	For
10.	That Brian Gilvary be reappointed a Director of the Company.	Management	For	For
11.	That Nigel Higgins be reappointed a Director of the Company.	Management	For	For
12.	That Tushar Morzaria be reappointed a Director of the Company.	Management	For	For
13.	That Diane Schueneman be reappointed a Director of the Company.	Management	For	For
14.	That James Staley be reappointed a Director of the Company.	Management	For	For
15.	To reappoint KPMG LLP as Auditors.	Management	For	For
16.	To authorise the Board Audit Committee to set the remuneration of the Auditors.	Management	For	For
17.	To authorise the Company and its subsidiaries to make political donations and incur political expenditure.	Management	For	For
18.	To authorise the Directors to allot shares and equity securities.	Management	For	For
19.	To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital.	Management	For	For
20.	To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital in connection with an acquisition or specified capital investment.	Management	For	For
21.	To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes.	Management	For	For
22.	To authorise the Directors to allot equity securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes.	Management	For	For
23.	To authorise the Company to purchase its own shares.	Management	For	For
24.	To authorise the Directors to call general meetings (other than an AGM) on not less than 14 clear days’ notice.	Management	For	For
25.	To authorise the renewal of the Barclays Long Term Incentive Plan.	Management	For	For
26.	To authorise the renewal of the Barclays Group Share Value Plan.	Management	For	For
27.	To authorise the Directors to reintroduce a scrip dividend programme.	Management	For	For
28.	To adopt new Articles of Association of the Company.	Management	For	For
29.	Market Forces climate change resolution.	Shareholder	Against	For

CAPITAL ONE FINANCIAL CORPORATION
Security	14040H105	Meeting Type	Annual
Ticker Symbol	COF	Meeting Date	06-May-2021
ISIN	US14040H1059	Agenda	935353730 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Richard D. Fairbank	Management	For	For
1B.	Election of Director: Ime Archibong	Management	For	For
1C.	Election of Director: Ann Fritz Hackett	Management	For	For
1D.	Election of Director: Peter Thomas Killalea	Management	For	For
1E.	Election of Director: Cornelis “Eli” Leenaars	Management	For	For
1F.	Election of Director: François Locoh-Donou	Management	For	For
1G.	Election of Director: Peter E. Raskind	Management	For	For
1H.	Election of Director: Eileen Serra	Management	For	For
1I.	Election of Director: Mayo A. Shattuck III	Management	For	For
1J.	Election of Director: Bradford H. Warner	Management	For	For
1K.	Election of Director: Catherine G. West	Management	For	For
1L.	Election of Director: Craig Anthony Williams	Management	For	For
2.	Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021.	Management	For	For
3.	Advisory approval of Capital One’s 2020 Named Executive Officer compensation.	Management	For	For
4.	Approval and adoption of the Capital One Financial Corporation Sixth Amended and Restated 2004 Stock Incentive Plan.	Management	For	For

POPULAR, INC.
Security	733174700	Meeting Type	Annual
Ticker Symbol	BPOP	Meeting Date	06-May-2021
ISIN	PR7331747001	Agenda	935355506 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1a)	Election of Class 1 Director for a one-year term: Alejandro M. Ballester	Management	For	For
1b)	Election of Class 1 Director for a one-year term: Richard L. Carrión	Management	For	For
1c)	Election of Class 1 Director for a one-year term: Carlos A. Unanue	Management	For	For
2)	Approve, on an advisory basis, the Corporation’s executive compensation.	Management	For	For
3)	Approve, on an advisory basis, the frequency of future advisory votes on the Corporation’s executive compensation.	Management	1 Year	For
4)	Ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.’s independent registered public accounting firm for 2021.	Management	For	For

ARCH CAPITAL GROUP LTD.
Security	G0450A105	Meeting Type	Annual
Ticker Symbol	ACGL	Meeting Date	06-May-2021
ISIN	BMG0450A1053	Agenda	935361686 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Class II Director for a term of three years: Eric W. Doppstadt	Management	For	For
1B.	Election of Class II Director for a term of three years: Laurie S. Goodman	Management	For	For
1C.	Election of Class II Director for a term of three years: John M. Pasquesi	Management	For	For
1D.	Election of Class II Director for a term of three years: Thomas R. Watjen	Management	For	For
2.	Advisory vote to approve named executive officer compensation.	Management	For	For
3.	To appoint PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.	Management	For	For
4A.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Robert Appleby	Management	For	For
4B.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti	Management	For	For
4C.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon	Management	For	For
4D.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin	Management	For	For
4E.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan	Management	For	For
4F.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney	Management	For	For
4G.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey	Management	For	For
4H.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: W. Preston Hutchings	Management	For	For
4I.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal	Management	For	For
4J.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin	Management	For	For
4K.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland	Management	For	For
4L.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini	Management	For	For
4M.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Tim Peckett	Management	For	For
4N.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh	Management	For	For
4O.	To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Roderick Romeo	Management	For	For

CUSHMAN & WAKEFIELD PLC
Security	G2717B108	Meeting Type	Annual
Ticker Symbol	CWK	Meeting Date	06-May-2021
ISIN	GB00BFZ4N465	Agenda	935398695 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.1	Election of Class III Directors to hold office until the 2024 annual general meeting: Timothy Dattels	Management	For	For
1.2	Election of Class III Directors to hold office until the 2024 annual general meeting: Lincoln Pan	Management	For	For
1.3	Election of Class III Directors to hold office until the 2024 annual general meeting: Rajeev Ruparelia	Management	For	For
2.	Ratification of KPMG LLP as our independent registered public accounting firm.	Management	For	For
3.	Appointment of KPMG LLP as our UK Statutory Auditor.	Management	For	For
4.	Authorization of the Audit Committee to determine the compensation of our UK Statutory Auditor.	Management	For	For
5.	Non-binding, advisory vote on the compensation of our named executive officers (“Say-on-Pay”).	Management	For	For
6.	Non-binding, advisory vote on our director compensation report.	Management	For	For
7.	Approval of our Revised Director Compensation Policy.	Management	For	For
8.	Approval of our Amended and Restated 2018 Omnibus Management Share and Cash Incentive Plan.	Management	For	For
9.	Adoption of Amended Articles of Association to permit us to hold virtual Annual General Meetings.	Management	For	For

SITE CENTERS CORP
Security	82981J109	Meeting Type	Annual
Ticker Symbol	SITC	Meeting Date	11-May-2021
ISIN	US82981J1097	Agenda	935372350 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.1	Election of Director: Linda B. Abraham	Management	For	For
1.2	Election of Director: Terrance R. Ahern	Management	For	For
1.3	Election of Director: Jane E. DeFlorio	Management	For	For
1.4	Election of Director: Thomas Finne	Management	For	For
1.5	Election of Director: David R. Lukes	Management	For	For
1.6	Election of Director: Victor B. MacFarlane	Management	For	For
1.7	Election of Director: Alexander Otto	Management	For	For
1.8	Election of Director: Dawn M. Sweeney	Management	For	For
2.	Approval, on an advisory basis, of the compensation of the Company’s named executive officers.	Management	For	For
3.	Ratification of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm.	Management	For	For

SUNCOKE ENERGY, INC.
Security	86722A103	Meeting Type	Annual
Ticker Symbol	SXC	Meeting Date	13-May-2021
ISIN	US86722A1034	Agenda	935365482 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.1	Election of Director whose term expires in 2024: Ralph M. Della Ratta, Jr.	Management	For	For
1.2	Election of Director whose term expires in 2024: Susan R. Landahl	Management	For	For
2.	To vote on amendments to the Company’s Amended and Restated Certificate of Incorporation and its Amended and Restated By-laws to provide for the declassification of the Board.	Management	For	For
3.	To hold a non-binding advisory vote to approve the compensation of the Company’s named executive officers (“Say-on-Pay”).	Management	For	For
4.	To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.	Management	For	For

JUNIPER NETWORKS, INC.
Security	48203R104	Meeting Type	Annual
Ticker Symbol	JNPR	Meeting Date	13-May-2021
ISIN	US48203R1041	Agenda	935369024 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Gary Daichendt	Management	For	For
1B.	Election of Director: Anne DelSanto	Management	For	For
1C.	Election of Director: Kevin DeNuccio	Management	For	For
1D.	Election of Director: James Dolce	Management	For	For
1E.	Election of Director: Christine Gorjanc	Management	For	For
1F.	Election of Director: Janet Haugen	Management	For	For
1G.	Election of Director: Scott Kriens	Management	For	For
1H.	Election of Director: Rahul Merchant	Management	For	For
1I.	Election of Director: Rami Rahim	Management	For	For
1J.	Election of Director: William Stensrud	Management	For	For
2.	Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2021.	Management	For	For
3.	Approval of a non-binding advisory resolution on executive compensation.	Management	For	For

NMI HOLDINGS, INC.
Security	629209305	Meeting Type	Annual
Ticker Symbol	NMIH	Meeting Date	13-May-2021
ISIN	US6292093050	Agenda	935369810 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Bradley M. Shuster		For	For
	2	Claudia J. Merkle		For	For
	3	Michael Embler		For	For
	4	Priya Huskins		For	For
	5	James G. Jones		For	For
	6	Lynn McCreary		For	For
	7	Michael Montgomery		For	For
	8	Regina Muehlhauser		For	For
	9	Steven L. Scheid		For	For
2.	Advisory approval of our executive compensation.		Management	For	For
3.	Ratification of the appointment of BDO USA, LLP as NMI Holdings, Inc.’s independent auditors.		Management	For	For

LAS VEGAS SANDS CORP.
Security	517834107	Meeting Type	Annual
Ticker Symbol	LVS	Meeting Date	13-May-2021
ISIN	US5178341070	Agenda	935369961 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Irwin Chafetz		For	For
	2	Micheline Chau		For	For
	3	Patrick Dumont		For	For
	4	Charles D. Forman		For	For
	5	Robert G. Goldstein		For	For
	6	George Jamieson		For	For
	7	Nora M. Jordan		For	For
	8	Charles A. Koppelman		For	For
	9	Lewis Kramer		For	For
	10	David F. Levi		For	For
2.	Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.		Management	For	For
3.	An advisory (non-binding) vote to approve the compensation of the named executive officers.		Management	For	For

AMPCO-PITTSBURGH CORPORATION
Security	032037103	Meeting Type	Annual
Ticker Symbol	AP	Meeting Date	13-May-2021
ISIN	US0320371034	Agenda	935377386 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Michael I. German		For	For
	2	J. Brett McBrayer		For	For
	3	Carl H Pforzheimer, III		For	For
2.	To approve, in a non-binding, advisory vote, the compensation of the named executive officers.		Management	For	For
3.	To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan.		Management	For	For
4.	To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021.		Management	For	For

ENTERCOM COMMUNICATIONS CORP.
Security	293639100	Meeting Type	Annual
Ticker Symbol	ETM	Meeting Date	14-May-2021
ISIN	US2936391000	Agenda	935367626 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	David Levy		For	For
	2	Louise C. Kramer		For	For
	3	Susan K. Neely		For	For
3.	To ratify the selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.		Management	For	For

BBX CAPITAL, INC.
Security	073319105	Meeting Type	Annual
Ticker Symbol	BBXIA	Meeting Date	17-May-2021
ISIN	US0733191052	Agenda	935406606 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Alan B. Levan		For	For
	2	Jarett S. Levan		For	For
	3	Norman H. Becker		For	For
	4	Steven M. Coldren		For	For
	5	Willis N. Holcombe		For	For
	6	Neil Sterling		For	For
	7	John E. Abdo		For	For
	8	Seth M. Wise		For	For
	9	Andrew R. Cagnetta, Jr.		For	For
	10	Gregory A. Haile		For	For
	11	Anthony P. Segreto		For	For
2.	Approval of the BBX Capital, Inc. 2021 Incentive Plan.		Management	For	For

FLUSHING FINANCIAL CORPORATION
Security	343873105	Meeting Type	Annual
Ticker Symbol	FFIC	Meeting Date	18-May-2021
ISIN	US3438731057	Agenda	935373922 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Class B Director for a term expiring in 2024: Michael A. Azarian	Management	For	For
1B.	Election of Class B Director for a term expiring in 2024: Steven J. D’Iorio	Management	For	For
1C.	Election of Class B Director for a term expiring in 2024: Louis C. Grassi	Management	For	For
1D.	Election of Class B Director for a term expiring in 2024: Sam S. Han	Management	For	For
2.	Approve an amendment to the 2014 Omnibus Incentive Plan.	Management	For	For
3.	Advisory vote to approve executive compensation.	Management	For	For
4.	Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021.	Management	For	For

MORGAN STANLEY
Security	617446448	Meeting Type	Annual
Ticker Symbol	MS	Meeting Date	20-May-2021
ISIN	US6174464486	Agenda	935372312 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Elizabeth Corley	Management	For	For
1B.	Election of Director: Alistair Darling	Management	For	For
1C.	Election of Director: Thomas H. Glocer	Management	For	For
1D.	Election of Director: James P. Gorman	Management	For	For
1E.	Election of Director: Robert H. Herz	Management	For	For
1F.	Election of Director: Nobuyuki Hirano	Management	For	For
1G.	Election of Director: Hironori Kamezawa	Management	For	For
1H.	Election of Director: Shelley B. Leibowitz	Management	For	For
1I.	Election of Director: Stephen J. Luczo	Management	For	For
1J.	Election of Director: Jami Miscik	Management	For	For
1K.	Election of Director: Dennis M. Nally	Management	For	For
1L.	Election of Director: Mary L. Schapiro	Management	For	For
1M.	Election of Director: Perry M. Traquina	Management	For	For
1N.	Election of Director: Rayford Wilkins, Jr.	Management	For	For
2.	To ratify the appointment of Deloitte & Touche LLP as independent auditor.	Management	For	For
3.	To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote).	Management	For	For
4.	To approve the amended and restated Equity Incentive Compensation Plan.	Management	For	For

SYNCHRONY FINANCIAL
Security	87165B103	Meeting Type	Annual
Ticker Symbol	SYF	Meeting Date	20-May-2021
ISIN	US87165B1035	Agenda	935377881 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Margaret M. Keane	Management	For	For
1B.	Election of Director: Fernando Aguirre	Management	For	For
1C.	Election of Director: Paget L. Alves	Management	For	For
1D.	Election of Director: Arthur W. Coviello, Jr.	Management	For	For
1E.	Election of Director: Brian D. Doubles	Management	For	For
1F.	Election of Director: William W. Graylin	Management	For	For
1G.	Election of Director: Roy A. Guthrie	Management	For	For
1H.	Election of Director: Jeffrey G. Naylor	Management	For	For
1I.	Election of Director: Bill Parker	Management	For	For
1J.	Election of Director: Laurel J. Richie	Management	For	For
1K.	Election of Director: Olympia J. Snowe	Management	For	For
1L.	Election of Director: Ellen M. Zane	Management	For	For
2.	Advisory Vote to Approve Named Executive Officer Compensation.	Management	For	For
3.	Advisory Vote on Frequency of Say-on-Pay Vote.	Management	1 Year	For
4.	Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2021.	Management	For	For

SERITAGE GROWTH PROPERTIES
Security	81752R100	Meeting Type	Annual
Ticker Symbol	SRG	Meeting Date	20-May-2021
ISIN	US81752R1005	Agenda	935383947 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1.1	Election of Class III Director to serve until the 2024 annual meeting: Edward S. Lampert	Management	For	For
1.2	Election of Class III Director to serve until the 2024 annual meeting: John T. McClain	Management	For	For
1.3	Election of Class III Director to serve until the 2024 annual meeting: Allison L. Thrush	Management	For	For
2.	The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021.	Management	For	For
3.	An advisory, non-binding resolution to approve the Company’s executive compensation program for our named executive officers.	Management	For	For

NAVIENT CORPORATION
Security	63938C108	Meeting Type	Annual
Ticker Symbol	NAVI	Meeting Date	20-May-2021
ISIN	US63938C1080	Agenda	935384103 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Nominee for one-year term: Frederick Arnold	Management	For	For
1B.	Election of Nominee for one-year term: Anna Escobedo Cabral	Management	For	For
1C.	Election of Nominee for one-year term: Larry A. Klane	Management	For	For
1D.	Election of Nominee for one-year term: Katherine A. Lehman	Management	For	For
1E.	Election of Nominee for one-year term: Linda A. Mills	Management	For	For
1F.	Election of Nominee for one-year term: John F. Remondi	Management	For	For
1G.	Election of Nominee for one-year term: Jane J. Thompson	Management	For	For
1H.	Election of Nominee for one-year term: Laura S. Unger	Management	For	For
1I.	Election of Nominee for one-year term: David L. Yowan	Management	For	For
2.	Ratify the appointment of KPMG LLP as Navient’s independent registered public accounting firm for 2021.	Management	For	For
3.	Approve, in a non-binding advisory vote, the compensation paid to Navient’s named executive officers.	Management	For	For

FIRST BANCORP
Security	318672706	Meeting Type	Annual
Ticker Symbol	FBP	Meeting Date	21-May-2021
ISIN	PR3186727065	Agenda	935372691 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Juan Acosta Reboyras	Management	For	For
1B.	Election of Director: Aurelio Alemàn	Management	For	For
1C.	Election of Director: Luz A. Crespo	Management	For	For
1D.	Election of Director: Tracey Dedrick	Management	For	For
1E.	Election of Director: Patricia M. Eaves	Management	For	For
1F.	Election of Director: Daniel E. Frye	Management	For	For
1G.	Election of Director: John A. Heffern	Management	For	For
1H.	Election of Director: Roberto R. Herencia	Management	For	For
1I.	Election of Director: Félix M. Villamil’	Management	For	For
2.	To approve on a non-binding basis the 2020 compensation of First BanCorp’s named executive officers.	Management	For	For
3.	To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2021 fiscal year.	Management	For	For

ONEMAIN HOLDINGS, INC.
Security	68268W103	Meeting Type	Annual
Ticker Symbol	OMF	Meeting Date	25-May-2021
ISIN	US68268W1036	Agenda	935386412 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Lisa Green Hall		For	For
	2	Matthew R. Michelini		Withheld	Against
	3	Douglas H. Shulman		For	For
2.	To approve the OneMain Holdings, Inc. Employee Stock Purchase Plan.		Management	For	For
3.	To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year ending December 31, 2021.		Management	For	For

CONNECTONE BANCORP, INC.
Security	20786W107	Meeting Type	Annual
Ticker Symbol	CNOB	Meeting Date	25-May-2021
ISIN	US20786W1071	Agenda	935392706 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Frank Sorrentino III		For	For
	2	Frank W. Baier		For	For
	3	Stephen T. Boswell		For	For
	4	Katherin Nukk-Freeman		For	For
	5	Frank Huttle III		For	For
	6	Michael Kempner		For	For
	7	Nicholas Minoia		For	For
	8	Joseph Parisi Jr.		For	For
	9	Daniel Rifkin		For	For
	10	William A. Thompson		For	For
	11	Mark Sokolich		For	For
	12	Anson M. Moise		For	For
2.	To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.’s named executive officers, as described in the proxy statement.		Management	For	For
3.	To authorize an amendment to the Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock, no par value per share, from 50,000,000 to 100,000,000.		Management	For	For
4.	To ratify the appointment of Crowe LLP as the Company’s independent registered public accountants for the fiscal year ending December 31, 2021.		Management	For	For

AMBAC FINANCIAL GROUP, INC.
Security	023139884	Meeting Type	Annual
Ticker Symbol	AMBC	Meeting Date	25-May-2021
ISIN	US0231398845	Agenda	935396211 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Alexander D. Greene		For	For
	2	Ian D. Haft		For	For
	3	David L. Herzog		For	For
	4	Joan Lamm-Tennant		For	For
	5	Claude LeBlanc		For	For
	6	C. James Prieur		For	For
	7	Jeffrey S. Stein		For	For
2.	To approve, on an advisory basis, the compensation for our named executive officers.		Management	For	For
3.	To ratify the appointment of KPMG as Ambac’s independent registered public accounting firm for the fiscal year ending December 31, 2021.		Management	For	For

BANKUNITED, INC.
Security	06652K103	Meeting Type	Annual
Ticker Symbol	BKU	Meeting Date	25-May-2021
ISIN	US06652K1034	Agenda	935400933 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Rajinder P. Singh		For	For
	2	Tere Blanca		For	For
	3	John N. DiGiacomo		For	For
	4	Michael J. Dowling		For	For
	5	Douglas J. Pauls		For	For
	6	A. Gail Prudenti		For	For
	7	William S. Rubenstein		For	For
	8	Sanjiv Sobti, Ph.D.		For	For
	9	Lynne Wines		For	For
2.	To ratify the Audit Committee’s appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021.		Management	For	For
3.	Advisory vote to approve the compensation of the Company’s named executive officers.		Management	For	For

STERLING BANCORP
Security	85917A100	Meeting Type	Annual
Ticker Symbol	STL	Meeting Date	26-May-2021
ISIN	US85917A1007	Agenda	935397376 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	John P. Cahill		For	For
	2	Navy E. Djonovic		For	For
	3	Fernando Ferrer		For	For
	4	Robert Giambrone		For	For
	5	Mona Aboelnaga Kanaan		For	For
	6	Jack Kopnisky		For	For
	7	James J. Landy		For	For
	8	Maureen Mitchell		For	For
	9	Patricia M. Nazemetz		For	For
	10	Richard O’Toole		For	For
	11	Ralph F. Palleschi		For	For
	12	William E. Whiston		For	For
2.	Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares).		Management	For	For
3.	Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay).		Management	For	For
4.	Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021.		Management	For	For

DIME CMNTY BANCSHARES INC
Security	25432X102	Meeting Type	Annual
Ticker Symbol	DCOM	Meeting Date	27-May-2021
ISIN	US25432X1028	Agenda	935391374 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Kenneth J. Mahon		For	For
	2	Marcia Z. Hefter		For	For
	3	Rosemarie Chen		For	For
	4	Michael P. Devine		For	For
	5	Matthew Lindenbaum		For	For
	6	Albert E. McCoy, Jr.		For	For
	7	Raymond A. Nielsen		For	For
	8	Kevin M. O’Connor		For	For
	9	Vincent F. Palagiano		For	For
	10	Joseph J. Perry		For	For
	11	Kevin Stein		For	For
	12	Dennis A. Suskind		For	For
2.	Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.		Management	For	For
3.	Approval, by a non-binding advisory vote, of the compensation of the Company’s Named Executive Officers.		Management	For	For
4.	Approval of the Dime Community Bancshares, Inc. 2021 Equity Incentive Plan.		Management	For	For

NEW RESIDENTIAL INVESTMENT CORP.
Security	64828T201	Meeting Type	Annual
Ticker Symbol	NRZ	Meeting Date	27-May-2021
ISIN	US64828T2015	Agenda	935391742 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Kevin J. Finnerty		For	For
	2	Michael Nierenberg		For	For
2.	To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2021.		Management	For	For

DEUTSCHE BANK AG
Security	D18190898	Meeting Type	Annual
Ticker Symbol	DB	Meeting Date	27-May-2021
ISIN	DE0005140008	Agenda	935428145 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
2A.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO)	Management	For	For
2B.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board	Management	For	For
2C.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli	Management	For	For
2D.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke	Management	For	For
2E.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert	Management	For	For
2F.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis	Management	For	For
2G.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke	Management	For	For
2H.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020)	Management	For	For
2I.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley	Management	For	For
2J.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020)	Management	For	For
2K.	Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020)	Management	For	For
3A.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman	Management	For	For
3B.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative)	Management	For	For
3C.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative)	Management	For	For
3D.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative)	Management	For	For
3E.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark	Management	For	For
3F.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative)	Management	For	For
3G.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck	Management	For	For
3H.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020)	Management	For	For
3I.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020)	Management	For	For
3J.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative)	Management	For	For
3K.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative)	Management	For	For
3L.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative)	Management	For	For
3M.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative)	Management	For	For
3N.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative)	Management	For	For
3O.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz	Management	For	For
3P.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative)	Management	For	For
3Q.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain	Management	For	For
3R.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni	Management	For	For
3S.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel	Management	For	For
3T.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020)	Management	For	For
3U.	Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann	Management	For	For
4.	Election of the auditor for the 2021 financial year, interim accounts	Management	For	For
5.	Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights	Management	For	For
6.	Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act	Management	For	For
7.	Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act	Management	For	For
8.	Approval of the compensation system for the Management Board members	Management	For	For
9.	Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association	Management	For	For
10.	Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act)	Management	For	For
11.	Authorized capital (in general with pre-emptive rights)	Management	For	For
12.	Approval of a domination and profit and loss transfer agreement with a subsidiary	Management	For	For
13.	Election of Frank Witter as member of the Supervisory Board	Management	For	For

LADDER CAPITAL CORP
Security	505743104	Meeting Type	Annual
Ticker Symbol	LADR	Meeting Date	01-Jun-2021
ISIN	US5057431042	Agenda	935394863 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Douglas Durst		For	For
	2	Jeffrey Steiner		For	For
2.	Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.		Management	For	For
3.	Approval of a non-binding, advisory resolution to approve our executive compensation (“Say on Pay”).		Management	For	For

LINCOLN NATIONAL CORPORATION
Security	534187109	Meeting Type	Annual
Ticker Symbol	LNC	Meeting Date	03-Jun-2021
ISIN	US5341871094	Agenda	935381107 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Deirdre P. Connelly	Management	For	For
1B.	Election of director for a one-year term expiring at the 2022 Annual Meeting: William H. Cunningham	Management	For	For
1C.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Reginald E. Davis	Management	Against	Against
1D.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Dennis R. Glass	Management	For	For
1E.	Election of director for a one-year term expiring at the 2022 Annual Meeting: George W. Henderson, III	Management	For	For
1F.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Eric G. Johnson	Management	For	For
1G.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Gary C. Kelly	Management	For	For
1H.	Election of director for a one-year term expiring at the 2022 Annual Meeting: M. Leanne Lachman	Management	For	For
1I.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Michael F. Mee	Management	For	For
1J.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Patrick S. Pittard	Management	For	For
1K.	Election of director for a one-year term expiring at the 2022 Annual Meeting: Lynn M. Utter	Management	For	For
2.	The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021.	Management	For	For
3.	The approval of an advisory resolution on the compensation of our named executive officers.	Management	For	For
4.	Shareholder proposal to amend our bylaws to remove the one-year holding requirement from our special shareholder meeting right.	Shareholder	Against	For
5.	Shareholder proposal to amend our proxy access bylaws to remove the 20-shareholder aggregation limit.	Shareholder	Against	For

AMERIS BANCORP
Security	03076K108	Meeting Type	Annual
Ticker Symbol	ABCB	Meeting Date	10-Jun-2021
ISIN	US03076K1088	Agenda	935411138 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of director to serve until the Company 2022 Annual Meeting: William I. Bowen, Jr.	Management	For	For
1B.	Election of director to serve until the Company 2022 Annual Meeting: Rodney D. Bullard	Management	For	For
1C.	Election of director to serve until the Company 2022 Annual Meeting: Wm. Millard Choate	Management	For	For
1D.	Election of director to serve until the Company 2022 Annual Meeting: R. Dale Ezzell	Management	For	For
1E.	Election of director to serve until the Company 2022 Annual Meeting: Leo J. Hill	Management	For	For
1F.	Election of director to serve until the Company 2022 Annual Meeting: Daniel B. Jeter	Management	For	For
1G.	Election of director to serve until the Company 2022 Annual Meeting: Robert P. Lynch	Management	For	For
1H.	Election of director to serve until the Company 2022 Annual Meeting: Elizabeth A. McCague	Management	For	For
1I.	Election of director to serve until the Company 2022 Annual Meeting: James B. Miller, Jr.	Management	For	For
1J.	Election of director to serve until the Company 2022 Annual Meeting: Gloria A. O’Neal	Management	For	For
1K.	Election of director to serve until the Company 2022 Annual Meeting: H. Palmer Proctor, Jr.	Management	For	For
1L.	Election of director to serve until the Company 2022 Annual Meeting: William H. Stern	Management	For	For
1M.	Election of director to serve until the Company 2022 Annual Meeting: Jimmy D. Veal	Management	For	For
2.	Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.	Management	For	For
3.	Advisory approval of the compensation of the Company’s named executive officers.	Management	For	For
4.	Approval of the Ameris Bancorp 2021 Omnibus Equity Incentive Plan.	Management	For	For

WESTERN ALLIANCE BANCORPORATION
Security	957638109	Meeting Type	Annual
Ticker Symbol	WAL	Meeting Date	15-Jun-2021
ISIN	US9576381092	Agenda	935419146 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Bruce Beach	Management	For	For
1B.	Election of Director: Juan Figuereo	Management	For	For
1C.	Election of Director: Howard Gould	Management	For	For
1D.	Election of Director: Steven Hilton	Management	For	For
1E.	Election of Director: Marianne Boyd Johnson	Management	For	For
1F.	Election of Director: Robert Latta	Management	For	For
1G.	Election of Director: Adriane McFetridge	Management	For	For
1H.	Election of Director: Michael Patriarca	Management	For	For
1I.	Election of Director: Robert Sarver	Management	For	For
1J.	Election of Director: Bryan Segedi	Management	For	For
1K.	Election of Director: Donald Snyder	Management	For	For
1L.	Election of Director: Sung Won Sohn, Ph.D.	Management	For	For
1M.	Election of Director: Kenneth A. Vecchione	Management	For	For
2.	Approve, on a non-binding advisory basis, executive compensation.	Management	For	For
3.	Ratify the appointment of RSM US LLP as the Company’s independent auditor.	Management	For	For

ARLINGTON ASSET INVESTMENT CORP.
Security	041356205	Meeting Type	Annual
Ticker Symbol	AAIC	Meeting Date	15-Jun-2021
ISIN	US0413562051	Agenda	935420682 - Management

Item	Proposal	Proposed	Vote	For/Against
		by		Management
1A.	Election of Director: Daniel E. Berce	Management	For	For
1B.	Election of Director: David W. Faeder	Management	For	For
1C.	Election of Director: Melinda H. McClure	Management	For	For
1D.	Election of Director: Ralph S. Michael, III	Management	For	For
1E.	Election of Director: Anthony P. Nader, III	Management	For	For
1F.	Election of Director: J. Rock Tonkel, Jr.	Management	For	For
2.	To approve the Company’s 2021 Long-Term Incentive Plan.	Management	For	For
3.	To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021.	Management	For	For
4.	Advisory approval of the compensation of the Company’s executive officers.	Management	For	For

FINANCIAL INSTITUTIONS, INC.
Security	317585404	Meeting Type	Annual
Ticker Symbol	FISI	Meeting Date	16-Jun-2021
ISIN	US3175854047	Agenda	935420668 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Dawn H. Burlew		For	For
	2	Robert N. Latella		For	For
	3	Mauricio F. Riveros		For	For
	4	Mark A. Zupan, PhD		For	For
2.	Advisory Vote to Approve Compensation of Our Named Executive Officers.		Management	For	For
3.	Approval of Amended and Restated 2015 Long-Term Incentive Plan.		Management	For	For
4.	Ratification of Appointment of RSM US LLP as our Independent Registered Public Accounting Firm.		Management	For	For

DELL TECHNOLOGIES INC.
Security	24703L202	Meeting Type	Annual
Ticker Symbol	DELL	Meeting Date	22-Jun-2021
ISIN	US24703L2025	Agenda	935431673 - Management

Item	Proposal		Proposed	Vote	For/Against
			by		Management
1.	DIRECTOR		Management
	1	Michael S. Dell		For	For
	2	David W. Dorman		For	For
	3	Egon Durban		For	For
	4	William D. Green		For	For
	5	Simon Patterson		For	For
	6	Lynn M. Vojvodich		For	For
	7	Ellen J. Kullman		For	For
2.	Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.’s independent registered public accounting firm for fiscal year ending January 28, 2022.		Management	For	For
3.	Approval, on an advisory basis, of the compensation of Dell Technologies Inc.’s named executive officers as disclosed in the proxy statement.		Management	For	For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) The Caldwell & Orkin Funds, Inc.

By (Signature and Title)*

/s/ Derek Pilecki

Derek Pilecki, Director, President, and Principal Executive Officer

Date: August 16, 2021

* Print the name and title of each signing officer under his or her signature.