Caldwell & Orkin Funds N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act File number: 811-06113

The Caldwell & Orkin Funds, Inc.

(Exact name of registrant as specified in charter)

100 S. Ashley Drive, Suite 895, Tampa, Florida 33602

(Address of principal executive offices) (Zip code)

Jennifer Merchant

225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246

(Name and address of agent for service)

Copies to:

Jeffrey Skinner, Esq.

Kilpatrick Townsend & Stockton LLP

1001 West Fourth Street

Winston-Salem, North Carolina 27101

Registrant's telephone number, including area code: 813-282-7870

Date of fiscal year end: April 30

Date of reporting period: 07/01/22 - 06/30/23

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.

ITEM 1. PROXY VOTING RECORD.

Investment Company Report

VMWARE, INC.

Security

928563402

Meeting Type

Annual

Ticker Symbol

VMW

Meeting Date

12-Jul-2022

ISIN

US9285634021

Agenda

935657645 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Nicole Anasenes

Management

1b.

For

For

Election of Director: Marianne Brown

Management

1c.

For

For

Election of Director: Paul Sagan

Management

2.

For

For

An advisory vote to approve named executive officer

compensation, as described in VMware's Proxy

Statement.

3.

Management

For

For

To ratify the selection by the Audit Committee of

VMware's Board of Directors of PricewaterhouseCoopers

LLP as VMware's independent auditor for the fiscal year

ending February 3, 2023.

KYNDRYL HOLDINGS, INC.

Security

50155Q100

Meeting Type

Annual

Ticker Symbol

KD

Meeting Date

28-Jul-2022

ISIN

US50155Q1004

Agenda

935676429 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Class I Director for a three-year term: Janina

Kugel

1b.

Management

For

For

Election of Class I Director for a three-year term: Denis

Machuel

Management

1c.

For

For

Election of Class I Director for a three-year term: Rahul

N. Merchant

Management

2.

For

For

Approval, in a non-binding vote, of the compensation of

the Company's named executive officers.

3.

Management

1 Year

For

Approval, in a non-binding vote, of the frequency of future

advisory votes on executive compensation.

4.

Management

For

For

Approval of the amendment and restatement of the

Kyndryl 2021 Long-Term Performance Plan.

Management

5.

For

For

Ratification of the appointment of

PricewaterhouseCoopers LLP as the Company's

independent registered public accounting firm for the

fiscal year ending March 31, 2023.

KINGSTONE COMPANIES, INC.

Security

496719105

Meeting Type

Annual

Ticker Symbol

KINS

Meeting Date

11-Aug-2022

ISIN

US4967191051

Agenda

935684096 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Barry B. Goldstein

For

2

For

Meryl S. Golden

For

3

For

Floyd R. Tupper

For

4

For

William L. Yankus

For

5

For

Carla A. D'Andre

For

6

For

Timothy P. McFadden

For

Management

2.

For

For

To ratify the selection of Marcum LLP as the Company's

independent registered public accounting firm for the

fiscal year ending December 31, 2022.

3.

Management

For

For

To hold a non-binding advisory vote to approve the

Company's executive compensation.

REPUBLIC FIRST BANCORP, INC.

Security

760416107

Meeting Type

Contested-Annual

Ticker Symbol

FRBK

Meeting Date

04-Oct-2022

ISIN

US7604161072

Agenda

935612095 - Opposition

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

Peter B. Bartholow

2

Pamela D. Bundy

3

Richard H Sinkfield III

Management

2.

Company's proposal to approve, on an advisory basis,

the compensation of the Company's named executive

officers.

3.

Management

Company's proposal to ratify the appointment of Crowe

LLP as the Company's independent registered public

accounting firm for the fiscal year ending December 31,

2022.

VMWARE, INC.

Security

928563402

Meeting Type

Special

Ticker Symbol

VMW

Meeting Date

04-Nov-2022

ISIN

US9285634021

Agenda

935720563 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

For

For

The Merger Agreement Proposal: To vote on a proposal

to approve the First Merger and the Second Merger

(each as defined below) & to adopt the Agreement & Plan

of Merger ("Merger Agreement"), dated as of May 26,

2022, by and among VMware, Inc. ("VMware"),

Broadcom Inc. ("Broadcom"), Verona Holdco, Inc., a

direct wholly owned subsidiary of VMware ("Holdco"),

Verona Merger Sub, Inc., a direct wholly owned

subsidiary of Holdco ("Merger Sub 1"), Barcelona Merger

Sub 2, Inc., a direct wholly owned subsidiary of

Broadcom ("Merger Sub 2"), and Barcelona Merger Sub

3, LLC.

Management

2.

For

For

The Merger-Related Compensation Proposal: To vote on

a proposal to approve on an advisory (non-binding) basis

the compensation that may be paid or become payable to

VMware's named executive officers that is based on or

otherwise relates to the Transactions.

Management

3.

For

For

The Adjournment Proposal: To vote on a proposal to

approve the adjournment of the special meeting, if

necessary, to solicit additional proxies if there are not

sufficient votes to approve the Merger Agreement

Proposal.

Management

For

4.

Charter Amendment Proposal: To vote to approve and

For

adopt an amendment to VMware's Certificate of

Incorporation to eliminate the personal liability of

VMware's officers for monetary damages for breach of

fiduciary duty as an officer, except to the extent such an

exemption from liability or limitation thereof is not

permitted by the General Corporation Law of the State of

Delaware.

AXOS FINANCIAL, INC.

Security

05465C100

Meeting Type

Annual

Ticker Symbol

AX

Meeting Date

10-Nov-2022

ISIN

US05465C1009

Agenda

935713758 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.1

For

For

Election of Director: James S. Argalas

Management

1.2

For

For

Election of Director: Stefani D. Carter

Management

1.3

For

For

Election of Director: James J. Court

Management

1.4

For

For

Election of Director: Roque A. Santi

Management

2.

For

For

To approve an Amendment to the Certificate of

Incorporation to limit the liability of certain officers of the

Company as permitted by Delaware law.

3.

Management

For

For

To approve in a non-binding and advisory vote, the

compensation of the Company's Named Executive

Officers as disclosed in this Proxy Statement.

4.

Management

For

For

To ratify the selection of BDO USA, LLP as the

Company's independent registered public accounting firm

for fiscal year 2023.

VISA INC.

Security

92826C839

Meeting Type

Annual

Ticker Symbol

V

Meeting Date

24-Jan-2023

ISIN

US92826C8394

Agenda

935745779 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Lloyd A. Carney

Management

1b.

For

For

Election of Director: Kermit R. Crawford

Management

1c.

For

For

Election of Director: Francisco Javier Fernández-Carbajal

Management

1d.

For

For

Election of Director: Alfred F. Kelly, Jr.

Management

1e.

For

For

Election of Director: Ramon Laguarta

Management

1f.

For

For

Election of Director: Teri L. List

Management

1g.

For

For

Election of Director: John F. Lundgren

Management

1h.

For

For

Election of Director: Denise M. Morrison

Management

1i.

For

For

Election of Director: Linda J. Rendle

Management

1j.

For

For

Election of Director: Maynard G. Webb, Jr.

Management

2.

For

For

To approve, on an advisory basis, the compensation paid

to our named executive officers.

3.

Management

1 Year

For

To hold an advisory vote on the frequency of future

advisory votes to approve executive compensation.

Management

4.

For

For

To ratify the appointment of KPMG LLP as our

independent registered public accounting firm for fiscal

year 2023.

Shareholder

5.

Against

For

To vote on a stockholder proposal requesting an

independent board chair policy.

HEWLETT PACKARD ENTERPRISE COMPANY

Security

42824C109

Meeting Type

Annual

Ticker Symbol

HPE

Meeting Date

05-Apr-2023

ISIN

US42824C1099

Agenda

935766583 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Daniel Ammann

Management

1b.

For

For

Election of Director: Pamela L. Carter

Management

1c.

For

For

Election of Director: Frank A. D'Amelio

Management

1d.

For

For

Election of Director: Regina E. Dugan

Management

1e.

For

For

Election of Director: Jean M. Hobby

Management

1f.

For

For

Election of Director: Raymond J. Lane

Management

1g.

For

For

Election of Director: Ann M. Livermore

Management

1h.

For

For

Election of Director: Antonio F. Neri

Management

1i.

For

For

Election of Director: Charles H. Noski

Management

1j.

For

For

Election of Director: Raymond E. Ozzie

Management

1k.

For

For

Election of Director: Gary M. Reiner

Management

1l.

For

For

Election of Director: Patricia F. Russo

Management

2.

For

For

Ratification of the appointment of Ernst & Young LLP as

the independent registered public accounting firm for the

fiscal year ending October 31, 2023.

3.

Management

For

For

Approval of the increase of shares reserved under the

Hewlett Packard Enterprise 2021 Stock Incentive Plan.

4.

Management

For

For

Advisory vote to approve executive compensation.

5.

Shareholder

Against

For

Stockholder proposal entitled: "Transparency in

Lobbying".

BRIDGEWATER BANCSHARES, INC.

Security

108621103

Meeting Type

Annual

Ticker Symbol

BWB

Meeting Date

25-Apr-2023

ISIN

US1086211034

Agenda

935773350 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

David B. Juran

For

2

For

Thomas P. Trutna

For

3

For

Todd B. Urness

For

Management

2.

For

For

Approval of the Third Amended and Restated Articles of

Incorporation and Second Amended and Restated

Bylaws to declassify the Company's Board of Directors.

3.

Management

For

For

Approval of the Third Amended and Restated Articles of

Incorporation and Second Amended and Restated

Bylaws to increase the maximum number of Directors of

the Company from eleven (11) to fifteen (15).

4.

Management

For

For

Approval of the Bridgewater Bancshares, Inc. 2023

Equity Incentive Plan.

Management

5.

For

For

Ratify the appointment of RSM US LLP as our

independent registered public accounting firm for the year

ending December 31, 2023.

UNITED STATES STEEL CORPORATION

Security

912909108

Meeting Type

Annual

Ticker Symbol

X

Meeting Date

25-Apr-2023

ISIN

US9129091081

Agenda

935779768 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Tracy A. Atkinson

Management

1b.

For

For

Election of Director: Andrea J. Ayers

Management

1c.

For

For

Election of Director: David B. Burritt

Management

1d.

For

For

Election of Director: Alicia J. Davis

Management

1e.

For

For

Election of Director: Terry L. Dunlap

Management

1f.

For

For

Election of Director: John J. Engel

Management

1g.

For

For

Election of Director: John V. Faraci

Management

1h.

For

For

Election of Director: Murry S. Gerber

Management

1i.

For

For

Election of Director: Jeh C. Johnson

Management

1j.

For

For

Election of Director: Paul A. Mascarenas

Management

1k.

For

For

Election of Director: Michael H. McGarry

Management

1l.

For

For

Election of Director: David S. Sutherland

Management

1m.

For

For

Election of Director: Patricia A. Tracey

Management

2.

For

For

Approval, in a non-binding advisory vote, of the

compensation of our Named Executive Officers (Say-on-

Pay).

3.

Management

1 Year

For

Approval, in a non-binding advisory vote, of the frequency

of the vote on the compensation of our Named Executive

Officers.

4.

Management

For

For

Ratification of appointment of PricewaterhouseCoopers

LLP as independent registered public accounting firm.

FIRST CITIZENS BANCSHARES, INC.

Security

31946M103

Meeting Type

Annual

Ticker Symbol

FCNCA

Meeting Date

25-Apr-2023

ISIN

US31946M1036

Agenda

935781042 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Ellen R. Alemany

For

2

For

John M. Alexander, Jr.

For

3

For

Victor E. Bell III

For

4

For

Peter M. Bristow

For

5

For

Hope H. Bryant

For

6

For

Michael A. Carpenter

For

7

For

H. Lee Durham, Jr.

For

8

For

Dr. Eugene Flood, Jr.

For

9

For

Frank B. Holding, Jr.

For

10

For

Robert R. Hoppe

For

11

For

Floyd L. Keels

For

12

For

Robert E. Mason IV

For

13

For

Robert T. Newcomb

For

Management

2.

For

For

Non-binding advisory resolution ("say-on-pay" resolution)

to approve compensation paid or provided to

BancShares' named executive officers as disclosed in the

proxy statement for the Annual Meeting.

3.

Management

1 Year

For

Non-binding advisory vote ("say-on-frequency" vote) on

whether BancShares should submit a say-on-pay

resolution for a vote every year, every two years, or every

three years.

4.

Management

For

For

Proposal to approve an amendment to BancShares'

Restated Certificate of Incorporation to increase the

number of authorized shares of Class A Common Stock.

Management

5.

Against

Against

Proposal to approve an amendment to BancShares'

Restated Certificate of Incorporation to increase the

number of authorized shares of Preferred Stock.

Management

6.

For

For

Proposal to approve an amendment to BancShares'

Restated Certificate of Incorporation to reflect new

Delaware law provisions regarding officer exculpation.

7.

Management

For

For

Proposal to ratify the appointment of BancShares'

independent accountants for 2023.

OFG BANCORP

Security

67103X102

Meeting Type

Annual

Ticker Symbol

OFG

Meeting Date

26-Apr-2023

ISIN

PR67103X1020

Agenda

935770203 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Julian S. Inclán

For

2

For

José Rafael Fernández

For

3

For

Jorge Colón-Gerena

For

4

For

Néstor de Jesús

For

5

For

Annette Franqui

For

6

For

Susan Harnett

For

7

For

Rafael Vélez

For

Management

2.

For

For

To approve, on an advisory basis, the compensation of

the Company's Named Executive Officers as set forth in

the accompanying Proxy Statement.

3.

Management

1 Year

For

To provide an advisory vote on the frequency of the vote

on executive compensation.

4.

Management

For

For

To amend the 2007 Omnibus Performance Incentive

Plan, as amended and restated.

Management

5.

For

For

To ratify the selection of the Company's independent

registered public accounting firm for 2023.

WEBSTER FINANCIAL CORPORATION

Security

947890109

Meeting Type

Annual

Ticker Symbol

WBS

Meeting Date

26-Apr-2023

ISIN

US9478901096

Agenda

935777889 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director to serve for one year term: John R.

Ciulla

1b.

Management

For

For

Election of Director to serve for one year term: Jack L.

Kopnisky

Management

1c.

For

For

Election of Director to serve for one year term: William L.

Atwell

Management

1d.

For

For

Election of Director to serve for one year term: John P.

Cahill

1e.

Management

For

For

Election of Director to serve for one year term: E. Carol

Hayles

1f.

Management

For

For

Election of Director to serve for one year term: Linda H.

Ianieri

Management

1g.

For

For

Election of Director to serve for one year term: Mona

Aboelnaga Kanaan

Management

For

1h.

Election of Director to serve for one year term: James J.

For

Landy

1i.

Management

For

For

Election of Director to serve for one year term: Maureen

B. Mitchell

��

Management

1j.

For

For

Election of Director to serve for one year term: Laurence

C. Morse

Management

1k.

For

For

Election of Director to serve for one year term: Karen R.

Osar

1l.

Management

For

For

Election of Director to serve for one year term: Richard

O'Toole

Management

1m.

For

For

Election of Director to serve for one year term: Mark

Pettie

Management

1n.

For

For

Election of Director to serve for one year term: Lauren C.

States

1o.

Management

For

For

Election of Director to serve for one year term: William E.

Whiston

2.

Management

For

For

To approve, on a non-binding, advisory basis, the

compensation of the named executive officers of Webster

(Proposal 2).

Management

3.

1 Year

For

To vote, on a non-binding, advisory basis, on the

frequency of voting on the compensation of named

executive officers of Webster (Proposal 3).

Management

4.

For

For

To approve an amendment to the Webster Financial

Corporation 2021 Stock Incentive Plan (Proposal 4).

5.

Management

For

For

To approve an amendment to Webster's Fourth Amended

and Restated Certificate of Incorporation to limit the

liability of certain officers of Webster as permitted

pursuant to recent Delaware General Corporation Law

amendments (Proposal 5).

6.

Management

For

For

To vote, on a non-binding, advisory basis, to ratify the

appointment of KPMG LLP as the independent registered

public accounting firm of Webster for the year ending

December 31, 2023 (Proposal 6).

AMERIPRISE FINANCIAL, INC.

Security

03076C106

Meeting Type

Annual

Ticker Symbol

AMP

Meeting Date

26-Apr-2023

ISIN

US03076C1062

Agenda

935779148 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: James M. Cracchiolo

Management

1b.

For

For

Election of Director: Robert F. Sharpe, Jr.

Management

1c.

For

For

Election of Director: Dianne Neal Blixt

Management

1d.

For

For

Election of Director: Amy DiGeso

Management

1e.

For

For

Election of Director: Christopher J. Williams

Management

1f.

For

For

Election of Director: Armando Pimentel, Jr.

Management

1g.

For

For

Election of Director: Brian T. Shea

Management

1h.

For

For

Election of Director: W. Edward Walter III

Management

2.

For

For

To approve the compensation of the named executive

officers by a nonbinding advisory vote.

3.

Management

1 Year

For

To approve a nonbinding advisory vote on the frequency

of shareholder approval of the compensation of the

named executive officers.

4.

Management

For

For

To approve the Ameriprise Financial 2005 incentive

compensation plan, as amended and restated.

Management

5.

For

For

To ratify the Audit and Risk Committee's selection of

PricewaterhouseCoopers LLP as the Company's

independent registered public accounting firm for 2023.

PARK HOTELS & RESORTS INC

Security

700517105

Meeting Type

Annual

Ticker Symbol

PK

Meeting Date

26-Apr-2023

ISIN

US7005171050

Agenda

935779326 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1A.

For

For

Election of Director: Thomas J. Baltimore, Jr.

Management

1B.

For

For

Election of Director: Patricia M. Bedient

Management

1C.

For

For

Election of Director: Thomas D. Eckert

Management

1D.

For

For

Election of Director: Geoffrey M. Garrett

Management

1E.

For

For

Election of Director: Christie B. Kelly

Management

1F.

For

For

Election of Director: Sen. Joseph I. Lieberman

Management

1G.

For

For

Election of Director: Thomas A. Natelli

Management

1H.

For

For

Election of Director: Timothy J. Naughton

Management

1I.

For

For

Election of Director: Stephen I. Sadove

Management

2.

For

For

To approve the 2017 Omnibus Incentive Plan (as

Amended and Restated).

3.

Management

For

For

To approve, on an advisory (non-binding) basis, the

compensation of our named executive officers.

Management

4.

1 Year

For

To approve, on an advisory (non-binding) basis, the

frequency of our future advisory votes approving the

compensation of our named executive officers.

Management

5.

For

For

To ratify the appointment of Ernst & Young LLP as our

independent registered public accounting firm for the

fiscal year ending December 31, 2023.

CITIZENS FINANCIAL GROUP, INC.

Security

174610105

Meeting Type

Annual

Ticker Symbol

CFG

Meeting Date

27-Apr-2023

ISIN

US1746101054

Agenda

935777283 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Bruce Van Saun

Management

1b.

For

For

Election of Director: Lee Alexander

Management

1c.

For

For

Election of Director: Christine M. Cumming

Management

1d.

For

For

Election of Director: Kevin Cummings

Management

1e.

For

For

Election of Director: William P. Hankowsky

Management

1f.

For

For

Election of Director: Edward J. Kelly III

Management

1g.

For

For

Election of Director: Robert G. Leary

Management

1h.

For

For

Election of Director: Terrance J. Lillis

Management

1i.

For

For

Election of Director: Michele N. Siekerka

Management

1j.

For

For

Election of Director: Shivan Subramaniam

Management

1k.

For

For

Election of Director: Christopher J. Swift

Management

1l.

For

For

Election of Director: Wendy A. Watson

Management

1m.

For

For

Election of Director: Marita Zuraitis

Management

2.

For

For

Advisory vote on executive compensation.

Management

3.

For

For

Ratification of the appointment of Deloitte & Touche LLP

as our independent registered public accounting firm for

the 2023 fiscal year.

FIRST BUSINESS FINANCIAL SERVICES, INC.

Security

319390100

Meeting Type

Annual

Ticker Symbol

FBIZ

Meeting Date

28-Apr-2023

ISIN

US3193901002

Agenda

935776091 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.1

For

For

Election of Class I Director: Carla C. Chavarria

Management

1.2

For

For

Election of Class I Director: Ralph R. Kauten

Management

1.3

For

For

Election of Class I Director: Gerald L. Kilcoyne

Management

1.4

For

For

Election of Class I Director: Daniel P. Olszewski

Management

2.

For

For

To act upon a proposal to approve an amendment to the

First Business Financial Services, Inc. 2019 Equity

Incentive Plan.

3.

Management

For

For

To approve in a non-binding shareholder advisory vote

the compensation of the named executive officers.

4.

Management

For

For

To ratify the appointment of Crowe LLP as the

Company's independent registered public accounting firm

for the fiscal year ending December 31, 2023.

ANYWHERE REAL ESTATE INC.

Security

75605Y106

Meeting Type

Annual

����

Ticker Symbol

HOUS

Meeting Date

03-May-2023

ISIN

US75605Y1064

Agenda

935786220 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director for a one-year term expiring in 2024:

Fiona P. Dias

1b.

Management

For

For

Election of Director for a one-year term expiring in 2024:

Matthew J. Espe

��

Management

1c.

For

For

Election of Director for a one-year term expiring in 2024:

V. Ann Hailey

Management

1d.

For

For

Election of Director for a one-year term expiring in 2024:

Bryson R. Koehler

1e.

Management

For

For

Election of Director for a one-year term expiring in 2024:

Duncan L. Niederauer

1f.

Management

For

For

Election of Director for a one-year term expiring in 2024:

Egbert L. J. Perry

Management

1g.

For

For

Election of Director for a one-year term expiring in 2024:

Ryan M. Schneider

Management

For

1h.

Election of Director for a one-year term expiring in 2024:

For

Enrique Silva

1i.

Management

For

For

Election of Director for a one-year term expiring in 2024:

Sherry M. Smith

Management

1j.

For

For

Election of Director for a one-year term expiring in 2024:

Christopher S. Terrill

Management

1k.

For

For

Election of Director for a one-year term expiring in 2024:

Felicia Williams

1l.

Management

For

For

Election of Director for a one-year term expiring in 2024:

Michael J. Williams

Management

2.

For

For

Advisory Approval of the Compensation of Our Named

Executive Officers.

Management

3.

For

For

Ratification of the Appointment of

PricewaterhouseCoopers LLP to serve as our Registered

Public Accounting Firm for 2023.

4.

Management

For

For

Proposal to approve the Second Amended and Restated

2018 Long-Term Incentive Plan.

5.

Management

For

For

Proposal to approve the amendment of our Certificate of

Incorporation to limit the liability of certain officers of the

Company.

BARCLAYS PLC

Security

06738E204

Meeting Type

Annual

Ticker Symbol

BCS

Meeting Date

03-May-2023

ISIN

US06738E2046

Agenda

935802644 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

For

For

To receive the reports of the Directors and Auditors and

the audited accounts of the Company for the year ended

31 December 2022.

2.

Management

For

For

To approve the Directors' Remuneration Report for the

year ended 31 December 2022.

3.

Management

For

For

To approve the Directors' Remuneration Policy contained

in the Directors' Remuneration Report for the year ended

31 December 2022.

Management

4.

For

For

That Marc Moses be appointed a Director of the

Company.

Management

For

5.

That Robert Berry be reappointed a Director of the

For

Company.

6.

Management

For

For

That Tim Breedon be reappointed a Director of the

Company.

Management

7.

For

For

That Anna Cross be reappointed a Director of the

Company.

Management

8.

For

For

That Mohamed A. El-Erian be reappointed a Director of

the Company.

9.

Management

For

For

That Dawn Fitzpatrick be reappointed a Director of the

Company.

Management

10.

For

For

That Mary Francis be reappointed a Director of the

Company.

Management

11.

For

For

That Crawford Gillies be reappointed a Director of the

Company.

12.

Management

For

For

That Brian Gilvary be reappointed a Director of the

Company.

13.

Management

For

For

That Nigel Higgins be reappointed a Director of the

Company.

Management

14.

For

For

That Diane Schueneman be reappointed a Director of the

Company.

Management

15.

That C.S. Venkatakrishnan be reappointed a Director of

For

For

the Company.

16.

Management

For

For

That Julia Wilson be reappointed a Director of the

Company.

Management

17.

For

For

To reappoint KPMG LLP as Auditors.

Management

18.

For

For

To authorise the Board Audit Committee to set the

remuneration of the Auditors.

Management

19.

For

For

To authorise the Company and its subsidiaries to make

political donations and incur political expenditure.

20.

Management

For

For

To authorise the Directors to allot shares and equity

securities.

21.

Management

For

For

To authorise the Directors to allot equity securities for

cash and/or sell treasury shares other than on a pro rata

basis to shareholders of no more than 5% of issued

share capital. (Special Resolution)

Management

22.

For

For

To authorise the Directors to allot equity securities for

cash and/or sell treasury shares other than on a pro rata

basis to shareholders of no more than 5% of issued

share capital in connection with an acquisition or

specified capital investment. (Special Resolution)

Management

23.

For

For

To authorise the Directors to allot equity securities in

relation to the issuance of contingent Equity Conversion

Notes.

Management

For

24.

To authorise the Directors to allot equity securities for

For

cash other than on a pro rata basis to shareholders in

relation to the issuance of contingent Equity Conversion

Notes. (Special Resolution)

25.

Management

For

For

To authorise the Company to purchase its own shares.

(Special Resolution)

Management

26.

For

For

To authorise the Directors to call general meetings (other

than an AGM) on not less than 14 clear days' notice.

(Special Resolution)

WARNER BROS. DISCOVERY, INC.

Security

934423104

Meeting Type

Annual

Ticker Symbol

WBD

Meeting Date

08-May-2023

ISIN

US9344231041

Agenda

935792451 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Li Haslett Chen

For

2

For

Kenneth W. Lowe

For

3

For

Paula A. Price

For

4

For

David M. Zaslav

For

Management

2.

For

For

Ratification of the appointment of

PricewaterhouseCoopers LLP as Warner Bros.

Discovery, Inc.'s independent registered public

accounting firm for the fiscal year ending December 31,

2023.

3.

Management

For

For

To vote on an advisory resolution to approve the 2022

compensation of Warner Bros. Discovery, Inc.'s named

executive officers, commonly referred to as a "Say-on-

Pay" vote.

4.

Management

1 Year

For

To vote on an advisory resolution to approve the

frequency of future "Say-on-Pay" votes.

Shareholder

5.

For

Against

To vote on a stockholder proposal regarding simple

majority vote, if properly presented.

Shareholder

6.

Against

For

To vote on a stockholder proposal regarding political

disclosure, if properly presented.

VICTORY CAPITAL HOLDINGS, INC.

Security

92645B103

Meeting Type

Annual

Ticker Symbol

VCTR

Meeting Date

09-May-2023

ISIN

US92645B1035

Agenda

935794190 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Class II Director: Mary M. Jackson

Management

1b.

For

For

Election of Class II Director: Robert J. Hurst

Management

1c.

For

For

Election of Class II Director: Alan H. Rappaport

Management

2.

For

For

The ratification of the appointment of Ernst & Young LLP

��

as our independent registered public accounting firm for

the fiscal year ending December 31, 2023.

JUNIPER NETWORKS, INC.

Security

48203R104

Meeting Type

Annual

Ticker Symbol

JNPR

Meeting Date

10-May-2023

ISIN

US48203R1041

Agenda

935795736 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Anne DelSanto

Management

1b.

For

For

Election of Director: Kevin DeNuccio

Management

1c.

For

For

Election of Director: James Dolce

Management

1d.

For

For

Election of Director: Steven Fernandez

Management

1e.

For

For

Election of Director: Christine Gorjanc

Management

1f.

For

For

Election of Director: Janet Haugen

Management

1g.

For

For

Election of Director: Scott Kriens

Management

1h.

For

For

Election of Director: Rahul Merchant

Management

1i.

For

For

Election of Director: Rami Rahim

Management

1j.

For

For

Election of Director: William Stensrud

Management

2.

For

For

Ratification of Ernst & Young LLP, an independent

registered public accounting firm, as our auditors for the

fiscal year ending December 31, 2023.

3.

Management

For

For

Approval of a non-binding advisory resolution on

executive compensation.

4.

Management

1 Year

For

Approval of a non-binding advisory resolution on the

frequency of future non-binding advisory votes on

executive compensation.

Management

5.

For

For

Approval of the amendment and restatement of the

Juniper Networks, Inc. 2015 Equity Incentive Plan.

SUNCOKE ENERGY, INC.

Security

86722A103

Meeting Type

Annual

Ticker Symbol

SXC

Meeting Date

11-May-2023

ISIN

US86722A1034

Agenda

935787260 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.1

For

For

Election of Director whose term expires in 2026: Martha

Z. Carnes

1.2

Management

For

For

Election of Director whose term expires in 2026:

Katherine T. Gates

Management

1.3

For

For

Election of Director whose term expires in 2026: Andrei

A. Mikhalevsky

Management

2.

For

For

To hold a non-binding advisory vote to approve the

compensation of the Company's named executive

officers ("Say-on-Pay").

3.

Management

For

For

To ratify the appointment of KPMG LLP as the

Company's independent registered public accounting firm

for the fiscal year ending December 31, 2023.

POPULAR, INC.

Security

733174700

Meeting Type

Annual

Ticker Symbol

BPOP

Meeting Date

11-May-2023

ISIN

PR7331747001

Agenda

935789935 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a)

For

For

Election of Director of the Corporation for a one-year

term: Ignacio Alvarez

1b)

Management

For

For

Election of Director of the Corporation for a one-year

term: Joaquin E. Bacardi, III

Management

1c)

For

For

Election of Director of the Corporation for a one-year

term: Alejandro M. Ballester

Management

1d)

For

For

Election of Director of the Corporation for a one-year

term: Robert Carrady

1e)

Management

For

For

Election of Director of the Corporation for a one-year

term: Richard L. Carrión

1f)

Management

For

For

Election of Director of the Corporation for a one-year

term: Betty DeVita

Management

1g)

For

For

Election of Director of the Corporation for a one-year

term: John W. Diercksen

Management

For

1h)

Election of Director of the Corporation for a one-year

For

term: María Luisa Ferré Rangel

1i)

Management

For

For

Election of Director of the Corporation for a one-year

term: C. Kim Goodwin

Management

1j)

For

For

Election of Director of the Corporation for a one-year

term: José R. Rodríguez

Management

1k)

For

For

Election of Director of the Corporation for a one-year

term: Alejandro M. Sanchez

1l)

Management

For

For

Election of Director of the Corporation for a one-year

term: Myrna M. Soto

Management

1m)

For

For

Election of Director of the Corporation for a one-year

term: Carlos A. Unanue

Management

2)

For

For

Approve, on an advisory basis, the Corporation's

executive compensation.

3)

Management

For

For

Ratify the appointment of PricewaterhouseCoopers LLP

as the Corporation's independent registered public

accounting firm for 2023.

NMI HOLDINGS, INC.

Security

629209305

Meeting Type

Annual

��

Ticker Symbol

NMIH

Meeting Date

11-May-2023

ISIN

US6292093050

Agenda

935795875 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Bradley M. Shuster

For

2

For

Adam S. Pollitzer

For

3

For

Michael Embler

For

4

For

Priya Huskins

For

5

For

James G. Jones

For

6

For

Lynn S. McCreary

For

7

For

Michael Montgomery

For

��

8

For

Regina Muehlhauser

For

9

For

Steven L. Scheid

For

Management

2.

For

For

Advisory approval of our executive compensation.

Management

3.

For

For

Ratification of the appointment of BDO USA, LLP as NMI

Holdings, Inc. independent auditors.

LAS VEGAS SANDS CORP.

Security

517834107

Meeting Type

Annual

Ticker Symbol

LVS

Meeting Date

11-May-2023

ISIN

US5178341070

Agenda

935799479 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Robert G. Goldstein

For

2

For

Patrick Dumont

For

3

For

Irwin Chafetz

For

4

For

Micheline Chau

For

5

For

Charles D. Forman

For

6

For

Nora M. Jordan

For

7

For

Lewis Kramer

For

8

For

David F. Levi

For

Management

2.

For

For

Ratification of the appointment of Deloitte & Touche LLP

as the Company's independent registered public

accounting firm for the year ending December 31, 2023.

3.

Management

For

For

An advisory (non-binding) vote to approve the

compensation of the named executive officers.

4.

Management

1 Year

For

An advisory (non-binding) vote on how frequently

stockholders should vote to approve the compensation of

the named executive officers.

Shareholder

5.

Against

For

Shareholder proposal to require the Company to include

in its proxy statement each director/nominee's self

identified gender and race/ethnicity, as well as certain

skills and attributes, if properly presented at the meeting.

FIRST INTERNET BANCORP

Security

320557101

Meeting Type

Annual

Ticker Symbol

INBK

Meeting Date

15-May-2023

ISIN

US3205571017

Agenda

935796029 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Aasif M. Bade

For

2

For

David B. Becker

For

3

For

Justin P. Christian

For

4

For

Ann Colussi Dee

For

5

For

Joseph A. Fenech

For

6

For

John K. Keach, Jr.

For

7

For

Jean L. Wojtowicz

For

Management

2.

For

For

To approve, in an advisory (non-binding) vote, the

compensation paid to our named executive officers.

3.

Management

For

For

To ratify the appointment of FORVIS, LLP as our

independent registered public accounting firm for 2023.

BBX CAPITAL, INC.

Security

073319105

Meeting Type

Annual

Ticker Symbol

BBXIA

Meeting Date

16-May-2023

ISIN

US0733191052

Agenda

935840478 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Alan B. Levan

For

2

For

Jarett S. Levan

For

3

For

Marcia Barry-Smith

For

4

For

Andrew R. Cagnetta, Jr.

For

5

For

Gregory A. Haile

For

6

For

Anthony P. Segreto

For

7

For

John E. Abdo

For

8

For

Seth M. Wise

For

9

For

Norman H. Becker

For

10

For

Steven M. Coldren

For

11

For

Willis N. Holcombe

For

12

For

Neil Sterling

For

VIRTUS INVESTMENT PARTNERS, INC.

Security

92828Q109

Meeting Type

Annual

Ticker Symbol

VRTS

Meeting Date

17-May-2023

ISIN

US92828Q1094

Agenda

935806399 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: George R. Aylward

Management

1b.

For

For

Election of Director: Paul G. Greig

Management

2.

For

For

To ratify the appointment of Deloitte & Touche LLP to

serve as our independent registered public accounting

firm for the fiscal year ending December 31, 2023.

3.

Management

For

For

To approve, in a non-binding vote, named executive

officer compensation.

4.

Management

1 Year

For

To recommend, in a non-binding vote, the frequency of

future advisory shareholder votes on executive

compensation.

Management

5.

For

For

To amend and restate our certificate of incorporation to

provide for the phased-in declassification of our Board of

Directors.

FIRST BANCORP

Security

318672706

Meeting Type

Annual

Ticker Symbol

FBP

Meeting Date

18-May-2023

ISIN

PR3186727065

Agenda

935797932 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Juan Acosta Reboyras

Management

1b.

For

For

Election of Director: Aurelio Alemàn

Management

1c.

For

For

Election of Director: Luz A. Crespo

Management

1d.

For

For

Election of Director: Tracey Dedrick

Management

1e.

For

For

Election of Director: Patricia M. Eaves

Management

1f.

For

For

Election of Director: Daniel E. Frye

Management

1g.

For

For

Election of Director: John A. Heffern

Management

1h.

For

For

Election of Director: Roberto R. Herencia

Management

1i.

For

For

Election of Director: Félix M. Villamil

Management

2.

For

For

To approve on a non-binding basis the 2022

compensation of First BanCorp's named executive

officers.

3.

Management

For

For

To ratify the appointment of Crowe LLP as our

independent registered public accounting firm for our

2023 fiscal year.

SYNCHRONY FINANCIAL

Security

87165B103

Meeting Type

Annual

Ticker Symbol

SYF

Meeting Date

18-May-2023

ISIN

US87165B1035

Agenda

935801197 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Brian D. Doubles

Management

1b.

For

For

Election of Director: Fernando Aguirre

Management

1c.

For

For

Election of Director: Paget L. Alves

Management

1d.

For

For

Election of Director: Kamila Chytil

Management

1e.

For

For

Election of Director: Arthur W. Coviello, Jr.

Management

1f.

For

For

Election of Director: Roy A. Guthrie

Management

1g.

For

For

Election of Director: Jeffrey G. Naylor

Management

1h.

For

For

Election of Director: Bill Parker

Management

1i.

For

For

Election of Director: Laurel J. Richie

Management

1j.

For

For

Election of Director: Ellen M. Zane

Management

2.

For

For

Advisory Vote to Approve Named Executive Officer

Compensation

3.

Management

For

For

Ratification of Selection of KPMG LLP as Independent

Registered Public Accounting Firm of the Company for

2023

GENWORTH FINANCIAL, INC.

Security

37247D106

Meeting Type

Annual

Ticker Symbol

GNW

Meeting Date

18-May-2023

ISIN

US37247D1063

Agenda

935814752 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: G. Kent Conrad

Management

1b.

For

For

Election of Director: Karen E. Dyson

Management

1c.

For

For

Election of Director: Jill R. Goodman

Management

1d.

For

For

Election of Director: Melina E. Higgins

Management

1e.

For

For

Election of Director: Thomas J. McInerney

Management

1f.

For

For

Election of Director: Howard D. Mills, III

Management

1g.

For

For

Election of Director: Robert P. Restrepo, Jr.

Management

1h.

For

For

Election of Director: Elaine A. Sarsynski

Management

1i.

For

For

Election of Director: Ramsey D. Smith

Management

2.

For

For

Advisory vote to approve named executive officer

compensation.

3.

Management

1 Year

For

Advisory vote to approve frequency of advisory vote to

approve named executive officer compensation.

Management

4.

For

For

Ratification of the selection of KPMG LLP as the

independent registered public accounting firm for 2023.

JACKSON FINANCIAL INC.

Security

46817M107

Meeting Type

Annual

Ticker Symbol

JXN

Meeting Date

19-May-2023

ISIN

US46817M1071

Agenda

935806060 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Lily Fu Claffee

Management

1b.

For

For

Election of Director: Gregory T. Durant

Management

1c.

For

For

Election of Director: Steven A. Kandarian

Management

1d.

For

For

Election of Director: Derek G. Kirkland

Management

1e.

For

For

Election of Director: Drew E. Lawton

Management

1f.

For

For

Election of Director: Martin J. Lippert

Management

1g.

For

For

Election of Director: Russell G. Noles

Management

1h.

For

For

Election of Director: Laura L. Prieskorn

Management

1i.

For

For

Election of Director: Esta E. Stecher

Management

2.

For

For

Ratification of the Appointment of KPMG LLP as Jackson

Financial Inc.'s independent auditor for 2023

3.

Management

For

For

Non-binding Advisory Vote to approve executive

compensation

CONNECTONE BANCORP, INC.

Security

20786W107

Meeting Type

Annual

Ticker Symbol

CNOB

Meeting Date

23-May-2023

ISIN

US20786W1071

Agenda

935817455 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Frank Sorrentino III

For

2

For

Stephen T. Boswell

For

3

For

Frank W. Baier

For

4

For

Frank Huttle III

For

5

For

Michael Kempner

For

6

For

Elizabeth Magennis

For

7

For

Nicholas Minoia

For

8

For

Anson M. Moise

For

9

For

Katherin Nukk-Freeman

For

10

For

Daniel Rifkin

For

11

For

Mark Sokolich

For

12

For

William A. Thompson

For

Management

2.

For

For

The approval of an Amendment to the 2017 Equity

Compensation Plan increasing the maximum number of

shares of Common Stock or equivalents which may be

issued under the Plan by 450,000 shares.

3.

Management

For

For

To vote, on an advisory basis, to approve the executive

compensation of ConnectOne Bancorp, Inc.'s named

executive officers, as described in the proxy statement.

4.

Management

For

For

To ratify the appointment of Crowe LLP as the

Company's independent registered public accountants for

the fiscal year ending December 31, 2023.

AUDACY, INC.

Security

05070N103

Meeting Type

Annual

Ticker Symbol

AUD

Meeting Date

24-May-2023

ISIN

US05070N1037

Agenda

935819699 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

David J. Field

For

2

For

Joseph M. Field

For

3

For

David Berkman

For

Management

2.

For

For

Approval of an amendment to the Company's Amended

and Restated Articles of Incorporation to permit the

Company to effect a reverse stock split of its outstanding

Class A and Class B Common Stock, at a ratio within a

range between one-for-two and one-for-30, subject to

and as determined by a committee appointed by the

Board of Directors.

Management

3.

Advisory resolution to approve the Company's executive

For

For

compensation.

4.

Management

1 Year

Against

To conduct an advisory vote on the frequency of future

advisory votes on executive compensation.

Management

5.

For

For

To ratify the Selection of Grant Thornton LLP as the

Company's independent registered public accounting firm

for the year ending December 31, 2023.

DIME COMMUNITY BANCSHARES, INC.

Security

25432X102

Meeting Type

Annual

Ticker Symbol

DCOM

Meeting Date

25-May-2023

ISIN

US25432X1028

Agenda

935814687 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Kenneth J. Mahon

For

2

For

Dennis A. Suskind

For

3

For

Paul M. Aguggia

For

4

For

Rosemarie Chen

For

5

For

Michael P. Devine

For

6

For

Marcia Z. Hefter

For

7

For

Matthew A. Lindenbaum

For

8

For

Albert E. McCoy, Jr.

For

9

For

��

Raymond A. Nielsen

For

10

For

Kevin M. O'Connor

For

11

For

Joseph J. Perry

For

12

For

Kevin Stein

For

Management

2.

For

For

Ratification of the appointment of Crowe LLP as the

Company's independent registered public accounting firm

for the year ending December 31, 2023.

3.

Management

For

For

Approval, by a non-binding advisory vote, of the

compensation of the Company's Named Executive

Officers.

4.

Management

1 Year

For

Approval, by a non-binding advisory vote, on the

frequency of future advisory votes on the compensation

of the Company's Named Executive Officers.

NAVIENT CORPORATION

Security

63938C108

Meeting Type

Annual

Ticker Symbol

NAVI

Meeting Date

25-May-2023

ISIN

US63938C1080

Agenda

935819853 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director for one-year term: Frederick Arnold

Management

1b.

For

For

Election of Director for one-year term: Edward J.

Bramson

1c.

Management

For

For

Election of Director for one-year term: Anna Escobedo

Cabral

Management

1d.

For

For

Election of Director for one-year term: Larry A. Klane

Management

1e.

For

For

Election of Director for one-year term: Michael A. Lawson

Management

1f.

For

For

Election of Director for one-year term: Linda A. Mills

Management

1g.

For

Against

Election of Director for one-year term: Director Withdrawn

Management

1h.

For

For

Election of Director for one-year term: Jane J. Thompson

Management

1i.

For

For

Election of Director for one-year term: Laura S. Unger

Management

1j.

For

For

Election of Director for one-year term: David L. Yowan

Management

2.

For

For

Ratify the appointment of KPMG LLP as Navient's

independent registered public accounting firm for 2023.

Management

3.

For

For

Approve, in a non-binding advisory vote, the

compensation paid to Navient-named executive officers.

MERIDIAN CORPORATION

Security

58958P104

Meeting Type

Annual

Ticker Symbol

MRBK

Meeting Date

25-May-2023

ISIN

US58958P1049

Agenda

935824741 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Christopher J. Annas

For

2

For

Edward J. Hollin

For

3

For

Anthony M. Imbesi

For

Management

2.

For

For

EXECUTIVE COMPENSATION PROPOSAL. A non-

binding say on pay proposal to approve the

compensation of the named executive officers.

3.

Management

1 Year

Against

FREQUENCY OF ADVISORY VOTES ON EXECUTIVE

COMPENSATION. A non-binding determination as to the

frequency with which shareholders would have an

opportunity to provide an advisory approval of our

executive compensation program.

4.

Management

For

For

Approval of an amendment of Meridian's 2016 Equity

Incentive Plan.

Management

5.

For

For

RATIFICATION OF INDEPENDENT AUDITOR. The

ratification of the appointment of CROW LLP as

Meridian's independent auditor for the fiscal year ending

December 31, 2023.

THE CARLYLE GROUP INC

Security

14316J108

Meeting Type

Annual

Ticker Symbol

CG

Meeting Date

30-May-2023

ISIN

US14316J1088

Agenda

935825464 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

William E. Conway, Jr.

For

2

For

Lawton W. Fitt

For

3

For

Mark S. Ordan

For

4

For

Anthony Welters

For

Management

2.

For

For

Ratification of Ernst & Young LLP as Independent

Registered Public Accounting Firm for 2023

3.

Management

For

For

Management Proposal to Reorganize the Board of

Directors into One Class

Management

4.

For

For

Approval of The Carlyle Group Inc. Amended and

Restated 2012 Equity Incentive Plan

Management

5.

For

For

Non-Binding Vote to Approve Named Executive Officer

Compensation ("Say-on-Pay")

6.

Management

For

For

Shareholder Proposal to Implement a Simple Majority

Vote Requirement in Our Governing Documents

META PLATFORMS, INC.

Security

30303M102

Meeting Type

Annual

Ticker Symbol

META

Meeting Date

31-May-2023

ISIN

US30303M1027

Agenda

935830960 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Peggy Alford

For

2

For

Marc L. Andreessen

For

3

For

Andrew W. Houston

For

4

For

Nancy Killefer

For

5

For

Robert M. Kimmitt

For

6

For

Sheryl K. Sandberg

For

7

For

Tracey T. Travis

For

8

For

Tony Xu

For

��

9

For

Mark Zuckerberg

For

Management

2.

For

For

To ratify the appointment of Ernst & Young LLP as Meta

Platforms, Inc.'s independent registered public

accounting firm for the fiscal year ending December 31,

2023.

3.

Shareholder

Against

For

A shareholder proposal regarding government takedown

requests.

4.

Shareholder

For

Against

A shareholder proposal regarding dual class capital

structure.

Shareholder

5.

Against

For

A shareholder proposal regarding human rights impact

assessment of targeted advertising.

Shareholder

Against

6.

A shareholder proposal regarding report on lobbying

For

disclosures.

7.

Shareholder

Against

For

A shareholder proposal regarding report on allegations of

political entanglement and content management biases in

India.

Shareholder

8.

Against

For

A shareholder proposal regarding report on framework to

assess company lobbying alignment with climate goals.

Shareholder

9.

Against

For

A shareholder proposal regarding report on reproductive

rights and data privacy.

10.

Shareholder

Against

For

A shareholder proposal regarding report on enforcement

of Community Standards and user content.

11.

Shareholder

Against

For

A shareholder proposal regarding report on child safety

impacts and actual harm reduction to children.

Shareholder

12.

Against

For

A shareholder proposal regarding report on pay

calibration to externalized costs.

13.

Shareholder

Against

For

A shareholder proposal regarding performance review of

the audit & risk oversight committee.

ONEMAIN HOLDINGS, INC.

Security

68268W103

Meeting Type

Annual

Ticker Symbol

OMF

Meeting Date

13-Jun-2023

ISIN

US68268W1036

Agenda

935838740 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Phyllis R. Caldwell

For

2

For

Roy A. Guthrie

For

Management

2.

For

For

To approve, on an advisory basis, the compensation paid

to the named executive officers of OneMain Holdings,

Inc. (the "Company").

3.

Management

For

For

To ratify the appointment of PricewaterhouseCoopers

LLP as the independent registered public accounting firm

for the Company for the year ending December 31, 2023.

4.

Management

For

For

To amend the Company's Restated Certificate of

Incorporation, as amended, and Amended and Restated

Bylaws, as amended (the "Bylaws"), to eliminate the

classified structure of the Board of Directors.

Management

5.

For

For

To amend the Company's Bylaws to provide for director

nominees to be elected by a majority, rather than a

plurality, of votes in uncontested elections.

PENNYMAC FINANCIAL SERVICES, INC

Security

70932M107

Meeting Type

Annual

Ticker Symbol

PFSI

Meeting Date

13-Jun-2023

ISIN

US70932M1071

Agenda

935842307 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: David A. Spector

1b.

Management

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: James K. Hunt

Management

1c.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Jonathon S. Jacobson

Management

1d.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Doug Jones

1e.

Management

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Patrick Kinsella

1f.

Management

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Anne D. McCallion

Management

1g.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Joseph Mazzella

Management

For

1h.

Election of Director to serve for a one-year term expiring

For

at the 2024 Annual Meeting: Farhad Nanji

��

1i.

Management

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Jeffrey A. Perlowitz

Management

1j.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Lisa M. Shalett

Management

1k.

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Theodore W. Tozer

1l.

Management

For

For

Election of Director to serve for a one-year term expiring

at the 2024 Annual Meeting: Emily Youssouf

Management

2.

For

For

To ratify the appointment of our independent registered

public accounting firm for the fiscal year ending

December 31, 2023.

Management

3.

For

For

To approve, by non-binding vote, our executive

compensation.

4.

Management

1 Year

For

Advisory vote on the frequency with which we hold

advisory votes on our executive compensation.

WESTERN ALLIANCE BANCORPORATION

Security

957638109

Meeting Type

Annual

Ticker Symbol

WAL

Meeting Date

14-Jun-2023

ISIN

US9576381092

Agenda

935843335 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: Bruce D. Beach

Management

1b.

For

For

Election of Director: Kevin M. Blakely

Management

1c.

For

For

Election of Director: Juan Figuereo

Management

1d.

For

For

Election of Director: Paul S. Galant

Management

1e.

For

For

Election of Director: Howard Gould

Management

1f.

For

For

Election of Director: Marianne Boyd Johnson

Management

1g.

For

For

Election of Director: Mary Tuuk Kuras

Management

1h.

For

For

Election of Director: Robert Latta

Management

1i.

For

For

Election of Director: Anthony Meola

Management

1j.

For

For

Election of Director: Bryan Segedi

Management

1k.

For

For

Election of Director: Donald Snyder

Management

1l.

For

For

Election of Director: Sung Won Sohn, Ph.D.

Management

1m.

For

For

Election of Director: Kenneth A. Vecchione

Management

2.

For

For

Approve, on a non-binding advisory basis, executive

compensation.

3.

Management

For

For

Ratify the appointment of RSM US LLP as the

Company's independent auditor for 2023.

Management

4.

For

For

Approve the amendment and restatement of the 2005

Stock Incentive Plan.

DELL TECHNOLOGIES INC.

Security

24703L202

Meeting Type

Annual

Ticker Symbol

DELL

Meeting Date

20-Jun-2023

ISIN

US24703L2025

Agenda

935858805 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Michael S. Dell*

For

2

For

David W. Dorman*

For

3

For

Egon Durban*

For

4

For

David Grain*

For

5

For

William D. Green*

For

6

For

Simon Patterson*

For

7

For

Lynn V. Radakovich*

For

8

For

Ellen J. Kullman#

For

Management

2.

For

For

Ratification of the appointment of

PricewaterhouseCoopers LLP as Dell Technologies Inc.'s

independent registered public accounting firm for fiscal

year ending February 2, 2024.

3.

Management

For

For

Approval, on an advisory basis, of the compensation of

Dell Technologies Inc.'s named executive officers as

disclosed in the proxy statement.

4.

Management

1 Year

For

Advisory vote on whether Dell Technologies Inc. should

hold an advisory vote by stockholders to approve the

compensation of Dell Technologies Inc.'s named

executive officers every 1 year, every 2 years or every 3

years.

Management

5.

For

For

Adoption of the Dell Technologies Inc. 2023 Stock

Incentive Plan.

SLM CORPORATION

Security

78442P106

Meeting Type

Annual

Ticker Symbol

SLM

Meeting Date

20-Jun-2023

ISIN

US78442P1066

Agenda

935860317 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1a.

For

For

Election of Director: R. Scott Blackley

Management

1b.

For

For

Election of Director: Paul G. Child

Management

1c.

For

For

Election of Director: Mary Carter Warren Franke

Management

1d.

For

For

Election of Director: Marianne M. Keler

Management

1e.

For

For

Election of Director: Mark L. Lavelle

Management

1f.

For

For

Election of Director: Ted Manvitz

Management

1g.

For

For

Election of Director: Jim Matheson

Management

1h.

For

For

Election of Director: Samuel T. Ramsey

Management

1i.

For

For

Election of Director: Vivian C. Schneck-Last

Management

1j.

For

For

Election of Director: Robert S. Strong

Management

1k.

For

For

Election of Director: Jonathan W. Witter

Management

1l.

For

For

Election of Director: Kirsten O. Wolberg

Management

2.

For

For

Advisory approval of SLM Corporation's executive

compensation.

3.

Management

1 Year

For

Advisory approval of the frequency of future advisory

votes on SLM Corporation's executive compensation.

Management

4.

For

For

Ratification of the appointment of KPMG LLP as SLM

Corporation's independent registered public accounting

firm for 2023.

FINANCIAL INSTITUTIONS, INC.

Security

317585404

Meeting Type

Annual

Ticker Symbol

FISI

Meeting Date

21-Jun-2023

ISIN

US3175854047

Agenda

935858413 - Management

Proposed

Item

Vote

For/Against

Proposal

by

Management

Management

1.

DIRECTOR

1

For

Donald K. Boswell

For

2

For

Andrew W. Dorn, Jr.

For

3

For

Robert M. Glaser

For

4

For

Bruce W. Harting

For

5

For

Susan R. Holliday

For

Management

2.

For

For

Advisory Vote to Approve Compensation of Our Named

Executive Officers.

3.

Management

For

For

Ratification of Appointment of RSM US LLP as our

Independent Registered Public Accounting Firm.

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) The Caldwell & Orkin Funds, Inc.

By (Signature and Title)*

/s/ Derek Pilecki

Derek Pilecki, Director, President, and Principal Executive Officer

Date: 8/11/23

* Print the name and title of each signing officer under his or her signature.