ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-5989 Putnam Utilities Growth and Income Fund - ------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Post Office Square Boston, Massachusetts 02109 - ------------------------------------------------------------------------- (Address of principal executive offices) Beth S. Mazor, Vice President Putnam Utilities Growth and Income Fund One Post Office Square Boston, Massachusetts 02109 Copy to: John W. Gerstmayr, Esq. Ropes & Gray LLP One International Place Boston, Massachusetts 02110 - ------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (617) 292-1000 Date of Fiscal year-end: 10/31/2005 Date of reporting period: 7/1/2004 - 6/30/2005Item 1. Proxy Voting Record
Account Number: Putnam Utilities Growth and Income Fund
ISSUER NAME | TICKER | CUSIP | MTG DATE | MTG TYPE | |||
Proposal Type | Voted | Vote | For/Agnst Mgmt | ||||
Alliant Energy Corp | LNT | 018802108 | 5/19/05 | Annual | |||
1.01 | Elect William D. Harvey | MGMT | YES | FOR | FOR | ||
1.02 | Elect Singleton B. McAllister | MGMT | YES | FOR | FOR | ||
1.03 | Elect Anthony R. Weiler | MGMT | YES | FOR | FOR | ||
Alltel Corp | AT | 020039103 | 4/21/05 | Annual | |||
1.01 | Elect John R. Belk | MGMT | YES | FOR | FOR | ||
1.02 | Elect Gregory W. Penske | MGMT | YES | FOR | FOR | ||
1.03 | Elect Warren Stephens | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Ameren Corp | AEE | 023608102 | 4/26/05 | Annual | |||
1.01 | Elect Susan S. Elliott | MGMT | YES | FOR | FOR | ||
1.02 | Elect Gayle P.W. Jackson | MGMT | YES | FOR | FOR | ||
1.03 | Elect James C. Johnson | MGMT | YES | FOR | FOR | ||
1.04 | Elect Richard A. Liddy | MGMT | YES | FOR | FOR | ||
1.05 | Elect Gordon R. Lohman | MGMT | YES | FOR | FOR | ||
1.06 | Elect Richard A. Lumpkin | MGMT | YES | FOR | FOR | ||
1.07 | Elect Paul L. Miller Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Charles W. Mueller | MGMT | YES | FOR | FOR | ||
1.09 | Elect Douglas R. Oberhelman | MGMT | YES | WHOLD | AGNST | ||
1.10 | Elect Gary L. Rainwater | MGMT | YES | FOR | FOR | ||
1.11 | Elect Harvey Saligman | MGMT | YES | FOR | FOR | ||
1.12 | Elect Patrick T. Stokes | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Review nuclear facility/waste | SHLDR | YES | AGNST | FOR | ||
4.00 | Independent board chairman | SHLDR | YES | AGNST | FOR | ||
American Electric Power | AEP | 025537101 | 4/26/05 | Annual | |||
1.01 | Elect E. Richard Brooks | MGMT | YES | FOR | FOR | ||
1.02 | Elect Donald M. Carlton | MGMT | YES | FOR | FOR | ||
1.03 | Elect John P. DesBarres | MGMT | YES | FOR | FOR | ||
1.04 | Elect Robert W. Fri | MGMT | YES | FOR | FOR | ||
1.05 | Elect William R. Howell | MGMT | YES | FOR | FOR | ||
1.06 | Elect Lester A. Hudson Jr. | MGMT | YES | FOR | FOR | ||
1.07 | Elect Michael G. Morris | MGMT | YES | FOR | FOR | ||
1.08 | Elect Lionel L. Nowell III | MGMT | YES | FOR | FOR | ||
1.09 | Elect Richard L. Sandor | MGMT | YES | FOR | FOR | ||
1.10 | Elect Donald G. Smith | MGMT | YES | FOR | FOR | ||
1.11 | Elect Kathryn D. Sullivan | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Add Shares to Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
Amend Stock Incentive Plan | |||||||
4.00 | SP - Approve extra benefits under SERPs | SHLDR | YES | AGNST | FOR | ||
American Tower Corp | AMT | 029912201 | 5/26/05 | Annual | |||
1.01 | Elect Raymond P. Dolan | MGMT | YES | FOR | FOR | ||
1.02 | Elect Carolyn F. Katz | MGMT | YES | FOR | FOR | ||
1.03 | Elect Gustavo Lara Cantu | MGMT | YES | FOR | FOR | ||
1.04 | Elect Fred R. Lummis | MGMT | YES | FOR | FOR | ||
1.05 | Elect Pamela D. A. Reeve | MGMT | YES | FOR | FOR | ||
1.06 | Elect James D. Taiclet Jr. | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Aqua America Inc | WTR | 03836W103 | 5/19/05 | Annual | |||
1.01 | Elect Mary C. Carroll | MGMT | YES | FOR | FOR | ||
1.02 | Elect Constantine Papadakis | MGMT | YES | FOR | FOR | ||
Atmos Energy Corp | ATO | 049560105 | 2/9/05 | Annual | |||
1.01 | Elect Travis W. Bain II | MGMT | YES | WHOLD | AGNST | ||
1.02 | Elect Dan Busbee | MGMT | YES | WHOLD | AGNST | ||
1.03 | Elect Richard K. Gordon | MGMT | YES | WHOLD | AGNST | ||
1.04 | Elect Gene C. Koonce | MGMT | YES | WHOLD | AGNST | ||
1.05 | Elect Nancy K. Quinn | MGMT | YES | WHOLD | AGNST | ||
2.00 | Increase authorized common stock | MGMT | YES | AGNST | AGNST | ||
BellSouth Corp | BLS | 079860102 | 4/25/05 | Annual | |||
1.01 | Elect F. Duane Ackerman | MGMT | YES | FOR | FOR | ||
1.02 | Elect Reuben V. Anderson | MGMT | YES | FOR | FOR | ||
1.03 | Elect James H. Blanchard | MGMT | YES | FOR | FOR | ||
1.04 | Elect J. Hyatt Brown | MGMT | YES | FOR | FOR | ||
1.05 | Elect Armando M. Codina | MGMT | YES | FOR | FOR | ||
1.06 | Elect Kathleen F. Feldstein | MGMT | YES | FOR | FOR | ||
1.07 | Elect James P. Kelly | MGMT | YES | FOR | FOR | ||
1.08 | Elect Leo F. Mullin | MGMT | YES | FOR | FOR | ||
1.09 | Elect William S. Stavropoulos | MGMT | YES | FOR | FOR | ||
1.10 | Elect Robin B. Smith | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Review political spending or lobbying | SHLDR | YES | AGNST | FOR | ||
CenturyTel Inc | CTL | 156700106 | 5/12/05 | Annual | |||
1.01 | Elect Virginia Boulet | MGMT | YES | FOR | FOR | ||
1.02 | Elect Calvin Czeschin | MGMT | YES | FOR | FOR | ||
1.03 | Elect James B. Gardner | MGMT | YES | FOR | FOR | ||
1.04 | Elect Gregory J. McCray | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
4.00 | Adopt Director Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
5.00 | Approve annual bonus plan | MGMT | YES | FOR | FOR | ||
China Mobile (Hong Kong) Ltd | 00941 | Y14965100 | 5/12/05 | Annual | |||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set Final Dividend at 0.46 | MGMT | YES | FOR | FOR | ||
3.00 | Election of directors by slate | MGMT | YES | AGNST | AGNST | ||
4.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
5.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
6.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
7.00 | Reissuance of shares/treasury stock | MGMT | YES | FOR | FOR | ||
China Mobile (Hong Kong) Ltd | 00941 | Y14965100 | 5/12/05 | Annual | |||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set Final Dividend at 0.46 | MGMT | YES | FOR | FOR | ||
3.01 | Elect Wang Jianzhou | MGMT | YES | AGNST | AGNST | ||
3.02 | Elect Zhang Chenshuang | MGMT | YES | AGNST | AGNST | ||
3.03 | Elect Li Mofang | MGMT | YES | AGNST | AGNST | ||
3.04 | Elect Sir Julian Horn-Smith | MGMT | YES | AGNST | AGNST | ||
3.05 | Elect Li Yue | MGMT | YES | AGNST | AGNST | ||
3.06 | Elect He Ning | MGMT | YES | AGNST | AGNST | ||
3.07 | Elect Frank Wong Kwong Shing | MGMT | YES | AGNST | AGNST | ||
4.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
5.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
6.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
7.00 | Reissuance of shares/treasury stock | MGMT | YES | FOR | FOR | ||
China Netcom Group Corporation (Hong Kong) Ltd | Y1505N100 | 5/20/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set dividend/allocate profits | MGMT | YES | FOR | FOR | ||
3.00 | Election of directors by slate | MGMT | YES | AGNST | AGNST | ||
4.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
5.00 | Approve directors' fees | MGMT | YES | ABSTAIN | AGNST | ||
6.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
7.00 | Issue stock w/o preemptive rights | MGMT | YES | AGNST | AGNST | ||
8.00 | Reissuance of shares/treasury stock | MGMT | YES | ABSTAIN | AGNST | ||
China Telecom Corp Ltd | 00728 | 6559335 | 10/20/04 | Special | |||
1.01 | Approve Directors' Fees | MGMT | YES | FOR | FOR | ||
Elect Yang Jie | |||||||
1.02 | Elect Sun Kangmin | MGMT | YES | FOR | FOR | ||
Approve Directors' Fees | |||||||
2.00 | Set Board/Supervisory Board Size Limits | MGMT | YES | FOR | FOR | ||
Amend Articles--Technical | |||||||
Amend Articles for Capital Increase/Decrease | |||||||
Amend Board Powers/Procedures/Qualifications | |||||||
China Telecom Corp Ltd | 00728 | 6559335 | 12/20/04 | Special | |||
1.00 | Authorize Legal Formalities | MGMT | YES | FOR | FOR | ||
2.00 | Authorize Legal Formalities | MGMT | YES | FOR | FOR | ||
3.00 | Elect Wang Xiaochu | MGMT | YES | AGNST | AGNST | ||
Approve Directors' Fees | |||||||
4.00 | Elect Leng Rongquan | MGMT | YES | AGNST | AGNST | ||
Approve Directors' Fees | |||||||
5.00 | Elect Li Jinming | MGMT | YES | AGNST | AGNST | ||
Approve Directors' Fees | |||||||
CMS Energy Corp | CMS | 125896100 | 5/20/05 | Annual | |||
1.01 | Elect Merribel S. Ayres | MGMT | YES | FOR | FOR | ||
1.02 | Elect Richard M. Gabrys | MGMT | YES | FOR | FOR | ||
1.03 | Elect Earl D. Holton | MGMT | YES | FOR | FOR | ||
1.04 | Elect David W. Joos | MGMT | YES | FOR | FOR | ||
1.05 | Elect Philip R. Lochner Jr. | MGMT | YES | FOR | FOR | ||
1.06 | Elect Michael T. Monahan | MGMT | YES | FOR | FOR | ||
1.07 | Elect Joseph F. Paquette Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Percy A. Pierre | MGMT | YES | FOR | FOR | ||
1.09 | Elect S. Kinnie Smith Jr. | MGMT | YES | FOR | FOR | ||
1.10 | Elect Kenneth L. Way | MGMT | YES | FOR | FOR | ||
1.11 | Elect Kenneth Whipple | MGMT | YES | FOR | FOR | ||
1.12 | Elect John B. Yasinsky | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Consolidated Edison Inc | ED | 209115104 | 5/16/05 | Annual | |||
1.01 | Elect Vincent A. Calarco | MGMT | YES | FOR | FOR | ||
1.02 | Elect George Campbell Jr. | MGMT | YES | FOR | FOR | ||
1.03 | Elect Gordon J. Davis | MGMT | YES | FOR | FOR | ||
1.04 | Elect Michael J. Del Giudice | MGMT | YES | FOR | FOR | ||
1.05 | Elect Joan S. Freilich | MGMT | YES | FOR | FOR | ||
1.06 | Elect Ellen V. Futter | MGMT | YES | FOR | FOR | ||
1.07 | Elect Sally Hernandez-Pinero | MGMT | YES | FOR | FOR | ||
1.08 | Elect Peter W. Likins | MGMT | YES | FOR | FOR | ||
1.09 | Elect Eugene R. McGrath | MGMT | YES | FOR | FOR | ||
1.10 | Elect Frederic V. Salerno | MGMT | YES | FOR | FOR | ||
1.11 | Elect Stephen R. Volk | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Disclose executive compensation | SHLDR | YES | AGNST | FOR | ||
Constellation Energy Group Inc | CEG | 210371100 | 5/20/05 | Annual | |||
1.01 | Elect Yves C. de Balmann | MGMT | YES | FOR | FOR | ||
1.02 | Elect Freeman A. Hrabowski III | MGMT | YES | FOR | FOR | ||
1.03 | Elect Nancy Lampton | MGMT | YES | FOR | FOR | ||
1.04 | Elect Lynn M. Martin | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Dominion Resources Inc | D | 25746U109 | 4/22/05 | Annual | |||
1.01 | Elect Peter W. Brown | MGMT | YES | FOR | FOR | ||
1.02 | Elect Ronald J. Calise | MGMT | YES | FOR | FOR | ||
1.03 | Elect Thomas E. Capps | MGMT | YES | FOR | FOR | ||
1.04 | Elect George A. Davidson Jr. | MGMT | YES | FOR | FOR | ||
1.05 | Elect Thomas F. Farrell II | MGMT | YES | FOR | FOR | ||
1.06 | Elect John W. Harris | MGMT | YES | FOR | FOR | ||
1.07 | Elect Robert S. Jepson Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Mark J. Kington | MGMT | YES | FOR | FOR | ||
1.09 | Elect Benjamin J. Lambert III | MGMT | YES | FOR | FOR | ||
1.10 | Elect Richard L. Leatherwood | MGMT | YES | FOR | FOR | ||
1.11 | Elect Margaret A. McKenna | MGMT | YES | FOR | FOR | ||
1.12 | Elect Kenneth A. Randall | MGMT | YES | FOR | FOR | ||
1.13 | Elect Frank S. Royal | MGMT | YES | FOR | FOR | ||
1.14 | Elect S. Dallas Simmons | MGMT | YES | FOR | FOR | ||
1.15 | Elect David A. Wollard | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Director Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
4.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
5.00 | Report or take action on climate change | SHLDR | YES | AGNST | FOR | ||
DPL Inc | DPL | 233293109 | 4/28/05 | Annual | |||
1.01 | Elect James F. Dicke II | MGMT | YES | FOR | FOR | ||
1.02 | Elect James V. Mahoney | MGMT | YES | FOR | FOR | ||
1.03 | Elect Barbara S. Graham | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
DTE Energy Co | DTE | 233331107 | 4/28/05 | Annual | |||
1.01 | Elect Lillian Bauder | MGMT | YES | FOR | FOR | ||
1.02 | Elect Josue Robles Jr. | MGMT | YES | FOR | FOR | ||
1.03 | Elect Howard F. Sims | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Edison International | EIX | 281020107 | 5/19/05 | Annual | |||
1.01 | Elect John E. Bryson | MGMT | YES | FOR | FOR | ||
1.02 | Elect France A. Cordova | MGMT | YES | FOR | FOR | ||
1.03 | Elect Bradford M. Freeman | MGMT | YES | FOR | FOR | ||
1.04 | Elect Bruce Karatz | MGMT | YES | FOR | FOR | ||
1.05 | Elect Luis G. Nogales | MGMT | YES | FOR | FOR | ||
1.06 | Elect Ronald L. Olson | MGMT | YES | FOR | FOR | ||
1.07 | Elect James M. Rosser | MGMT | YES | FOR | FOR | ||
1.08 | Elect Richard T. Schlosberg III | MGMT | YES | FOR | FOR | ||
1.09 | Elect Robert H. Smith | MGMT | YES | FOR | FOR | ||
1.10 | Elect Thomas C. Sutton | MGMT | YES | FOR | FOR | ||
2.00 | Golden parachutes | SHLDR | YES | AGNST | FOR | ||
Electrabel SA | B3458H101 | 5/12/05 | Annual | ||||
2.00 | Approve financial statements | MGMT | NO | ||||
3.00 | Ratify board acts-legal | MGMT | NO | ||||
4.00 | Ratify acts of auditors | MGMT | NO | ||||
5.02 | Elect directors - other markets | MGMT | NO | ||||
5.03 | Elect directors - other markets | MGMT | NO | ||||
5.05 | Appoint outside auditors | MGMT | NO | ||||
5.06 | Appoint outside auditors | MGMT | NO | ||||
5.07 | Set auditors' fees | MGMT | NO | ||||
Energen Corp | EGN | 29265N108 | 4/27/05 | Annual | |||
1.01 | Elect J. Mason Davis Jr. | MGMT | YES | FOR | FOR | ||
1.02 | Elect James S.M. French | MGMT | YES | FOR | FOR | ||
1.03 | Elect David W. Wilson | MGMT | YES | FOR | FOR | ||
2.00 | Increase authorized common stock | MGMT | YES | FOR | FOR | ||
Energy East Corp | EAS | 29266M109 | 6/9/05 | Annual | |||
1.01 | Elect John T. Cardis | MGMT | YES | FOR | FOR | ||
1.02 | Elect Joseph J. Castiglia | MGMT | YES | FOR | FOR | ||
1.03 | Elect Lois B. DeFleur | MGMT | YES | FOR | FOR | ||
1.04 | Elect G. Jean Howard | MGMT | YES | FOR | FOR | ||
1.05 | Elect David M. Jagger | MGMT | YES | FOR | FOR | ||
1.06 | Elect Seth A. Kaplan | MGMT | YES | FOR | FOR | ||
1.07 | Elect Ben E. Lynch | MGMT | YES | FOR | FOR | ||
1.08 | Elect Peter J. Moynihan | MGMT | YES | FOR | FOR | ||
1.09 | Elect Walter G. Rich | MGMT | YES | FOR | FOR | ||
1.10 | Elect Wesley W. von Schack | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Entergy Corp | ETR | 29364G103 | 5/13/05 | Annual | |||
1.01 | Elect Maureen S. Bateman | MGMT | YES | FOR | FOR | ||
1.02 | Elect W. Frank Blount | MGMT | YES | FOR | FOR | ||
1.03 | Elect Simon D. deBree | MGMT | YES | FOR | FOR | ||
1.04 | Elect Claiborne P. Deming | MGMT | YES | FOR | FOR | ||
1.05 | Elect Alexis M. Herman | MGMT | YES | FOR | FOR | ||
1.06 | Elect Donald C. Hintz | MGMT | YES | FOR | FOR | ||
1.07 | Elect J. Wayne Leonard | MGMT | YES | FOR | FOR | ||
1.08 | Elect Robert v.d. Luft | MGMT | YES | FOR | FOR | ||
1.09 | Elect Kathleen A. Murphy | MGMT | YES | FOR | FOR | ||
1.10 | Elect James R. Nichols | MGMT | YES | FOR | FOR | ||
1.11 | Elect William A. Percy II | MGMT | YES | FOR | FOR | ||
1.12 | Elect Dennis H. Reilley | MGMT | YES | FOR | FOR | ||
1.13 | Elect Steven V. Wilkinson | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Independent board chairman | SHLDR | YES | AGNST | FOR | ||
4.00 | Majority vote to elect directors | SHLDR | YES | AGNST | FOR | ||
Equitable Resources Inc | EQT | 294549100 | 4/13/05 | Annual | |||
1.01 | Elect Vicky Bailey | MGMT | YES | FOR | FOR | ||
1.02 | Elect Phyllis A. Domm | MGMT | YES | FOR | FOR | ||
1.03 | Elect David L. Porges | MGMT | YES | FOR | FOR | ||
1.04 | Elect James E. Rohr | MGMT | YES | FOR | FOR | ||
1.05 | Elect David S. Shapira | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
FirstEnergy Corp | FE | 337932107 | 5/17/05 | Annual | |||
1.01 | Elect Anthony J. Alexander | MGMT | YES | FOR | FOR | ||
1.02 | Elect Russell W. Maier | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert N. Pokelwaldt | MGMT | YES | FOR | FOR | ||
1.04 | Elect Wes M. Taylor | MGMT | YES | FOR | FOR | ||
1.05 | Elect Jesse T. Williams Sr. | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Review political spending or lobbying | SHLDR | YES | AGNST | FOR | ||
4.00 | Eliminate supermajority provision | SHLDR | YES | AGNST | FOR | ||
5.00 | Require performance-based deferred comp | SHLDR | YES | AGNST | FOR | ||
FPL Group Inc | FPL | 302571104 | 5/20/05 | Annual | |||
1.01 | Elect H.Jesse Arnelle | MGMT | YES | FOR | FOR | ||
1.02 | Elect Sherry S. Barrat | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert M. Beall II | MGMT | YES | FOR | FOR | ||
1.04 | Elect J. Hyatt Brown | MGMT | YES | WHOLD | AGNST | ||
1.05 | Elect James L. Camaren | MGMT | YES | FOR | FOR | ||
1.06 | Elect Lewis Hay III | MGMT | YES | FOR | FOR | ||
1.07 | Elect Rudy E. Schupp | MGMT | YES | FOR | FOR | ||
1.08 | Elect Michael H. Thaman | MGMT | YES | FOR | FOR | ||
1.09 | Elect Hansel E. Tookes II | MGMT | YES | FOR | FOR | ||
1.10 | Elect Paul R. Tregurtha | MGMT | YES | FOR | FOR | ||
1.11 | Elect Frank G. Zarb | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
France Telecom | 5176177 | 9/1/04 | Special | ||||
1.00 | Approve Merger/Acquisition | MGMT | NO | ||||
2.00 | Authorize Legal Formalities | MGMT | NO | ||||
3.00 | Authorize Legal Formalities | MGMT | NO | ||||
4.00 | Increase Authorized Capital | MGMT | NO | ||||
Issue Stock w/o Preemptive Rights | |||||||
5.00 | Approve Stock Option Grants | MGMT | NO | ||||
6.00 | Approve Stock Purchase Plan/SAYE/AESOP | MGMT | NO | ||||
7.00 | Amend Previous Authority | MGMT | NO | ||||
8.00 | Authorize Legal Formalities | MGMT | NO | ||||
France Telecom | F4113C103 | 4/22/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | NO | ||||
2.00 | Approve financial statements | MGMT | NO | ||||
3.00 | Set Dividend at 0.48 | MGMT | NO | ||||
4.00 | Approve use/transfer of reserves | MGMT | NO | ||||
5.00 | Approve related party transactions | MGMT | NO | ||||
6.00 | Elect Didier Lombard | MGMT | NO | ||||
7.00 | Elect Didier Lombard | MGMT | NO | ||||
8.00 | Elect Marcel Roulet | MGMT | NO | ||||
9.00 | Elect Stephane Richard | MGMT | NO | ||||
10.00 | Elect Arnaud Lagardere | MGMT | NO | ||||
11.00 | Elect Henri Martre | MGMT | NO | ||||
12.00 | Elect Bernard Dufau | MGMT | NO | ||||
13.00 | Elect Jean Simonin | MGMT | NO | ||||
14.00 | Elect Worker representative | MGMT | NO | ||||
15.00 | Elect Worker representative | MGMT | NO | ||||
16.00 | Elect Worker representative | MGMT | NO | ||||
17.00 | Approve directors' fees | MGMT | NO | ||||
18.00 | Authorize legal formalities | MGMT | NO | ||||
19.00 | Authorize trade in company stock | MGMT | NO | ||||
20.00 | Authorize legal formalities | MGMT | NO | ||||
21.00 | Amend shareholder disclosure rules | MGMT | NO | ||||
22.00 | Amend board powers/procedures/qualifications | MGMT | NO | ||||
23.00 | Amend board powers/procedures/qualifications | MGMT | NO | ||||
24.00 | Increase authorized capital | MGMT | NO | ||||
Issue stock w/ preemptive rights | |||||||
25.00 | Increase authorized capital | MGMT | NO | ||||
Issue stock w/o preemptive rights | |||||||
26.00 | Amend board powers/procedures/qualifications | MGMT | NO | ||||
27.00 | Issue stock w/ or w/o preemptive rights | MGMT | NO | ||||
28.00 | Issue stock w/o preemptive rights | MGMT | NO | ||||
29.00 | Issue stock w/o preemptive rights | MGMT | NO | ||||
30.00 | Issue stock w/o preemptive rights | MGMT | NO | ||||
31.00 | Issue stock w/o preemptive rights | MGMT | NO | ||||
32.00 | Approve stock option grant | MGMT | NO | ||||
33.00 | Limit capital increase | MGMT | NO | ||||
34.00 | Issue debt instruments | MGMT | NO | ||||
35.00 | Increase authorized capital | MGMT | NO | ||||
36.00 | Approve stock purchase plan/SAYE/AESOP | MGMT | NO | ||||
37.00 | Reduce authorized capital | MGMT | NO | ||||
38.00 | Authorize legal formalities | MGMT | NO | ||||
Great Plains Energy Inc | GXP | 391164100 | 5/3/05 | Annual | |||
1.01 | Elect David L. Bodde | MGMT | YES | FOR | FOR | ||
1.02 | Elect Michael J. Chesser | MGMT | YES | FOR | FOR | ||
1.03 | Elect William H. Downey | MGMT | YES | FOR | FOR | ||
1.04 | Elect Mark A. Ernst | MGMT | YES | FOR | FOR | ||
1.05 | Elect Randall C. Ferguson Jr. | MGMT | YES | FOR | FOR | ||
1.06 | Elect William K. Hall | MGMT | YES | FOR | FOR | ||
1.07 | Elect Luis A. Jimenez | MGMT | YES | FOR | FOR | ||
1.08 | Elect James A. Mitchell | MGMT | YES | FOR | FOR | ||
1.09 | Elect William C. Nelson | MGMT | YES | FOR | FOR | ||
1.10 | Elect Linda Hood Talbott | MGMT | YES | FOR | FOR | ||
1.11 | Elect Robert H. West | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Hawaiian Electric Industries | HE | 419870100 | 4/26/05 | Annual | |||
1.01 | Elect Don E. Carroll | MGMT | YES | WHOLD | AGNST | ||
1.02 | Elect Victor Hao Li | MGMT | YES | FOR | FOR | ||
1.03 | Elect Bill D. Mills | MGMT | YES | FOR | FOR | ||
1.04 | Elect Barry K Taniguchi | MGMT | YES | FOR | FOR | ||
1.05 | Elect Thomas B Fargo | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Hellenic Telecommunications Organization | X3258B102 | 6/16/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | NO | ||||
2.00 | Approve financial statements | MGMT | NO | ||||
3.00 | Elect directors - other markets | MGMT | NO | ||||
4.00 | Ratify board acts-legal | MGMT | NO | ||||
Ratify acts of auditors | |||||||
5.00 | Appoint auditors and set their fees | MGMT | NO | ||||
6.00 | Approve directors' fees | MGMT | NO | ||||
7.00 | Approve directors' fees | MGMT | NO | ||||
8.00 | Approve directors' fees | MGMT | NO | ||||
9.00 | Approve directors' fees | MGMT | NO | ||||
10.00 | Amend terms of indemnification | MGMT | NO | ||||
11.00 | Reduce authorized capital when shares repurchased | MGMT | NO | ||||
12.00 | Approve undisclosed article amendments | MGMT | NO | ||||
13.00 | Election of directors by slate | MGMT | NO | ||||
14.00 | Consider other business | MGMT | NO | ||||
Hutchison Telecommunications International Ltd | G46714104 | 5/5/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Approve directors' fees | MGMT | YES | FOR | FOR | ||
Election of directors by slate | |||||||
3.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
4.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
5.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
6.00 | Reissuance of shares/treasury stock | MGMT | YES | FOR | FOR | ||
7.00 | Amend articles--technical | MGMT | YES | FOR | FOR | ||
Hutchison Telecommunications International Ltd | G46714104 | 5/5/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
1.01 | Elect Dennis Pok Man Lui | MGMT | YES | AGNST | AGNST | ||
1.02 | Elect Tim Lincoln Pennington | MGMT | YES | AGNST | AGNST | ||
1.03 | Elect Chan Ting Yu | MGMT | YES | AGNST | AGNST | ||
1.04 | Elect Cliff Woo Chiu Man | MGMT | YES | AGNST | AGNST | ||
1.05 | Elect Susan Chow Woo Mo Fong | MGMT | YES | AGNST | AGNST | ||
1.06 | Elect Frank John Sixt | MGMT | YES | AGNST | AGNST | ||
1.07 | Elect Kwan Kai Cheong | MGMT | YES | AGNST | AGNST | ||
1.08 | Elect John W. Stanton | MGMT | YES | AGNST | AGNST | ||
1.09 | Elect Kevin Westley | MGMT | YES | AGNST | AGNST | ||
2.00 | Approve directors' fees | MGMT | YES | AGNST | AGNST | ||
Election of directors by slate | |||||||
3.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
4.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
5.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
6.00 | Reissuance of shares/treasury stock | MGMT | YES | FOR | FOR | ||
7.00 | Amend articles--technical | MGMT | YES | FOR | FOR | ||
Iberdrola | IBE | E6164R104 | 3/17/05 | Annual | |||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set dividend/allocate profits | MGMT | YES | FOR | FOR | ||
3.00 | Issue debt instruments | MGMT | YES | FOR | FOR | ||
4.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
Reissuance of shares/treasury stock | |||||||
5.00 | Change stock exchange listing(s) | MGMT | YES | FOR | FOR | ||
6.00 | Authorization to create foundations | MGMT | YES | FOR | FOR | ||
7.00 | Appoint outside auditors | MGMT | YES | FOR | FOR | ||
8.00 | Elect Sebastian Battaner Arias | MGMT | YES | AGNST | AGNST | ||
9.01 | Elect Jose Ignacio Sanchez Galan | MGMT | YES | AGNST | AGNST | ||
9.02 | Elect Victor Urritia Vallejo | MGMT | YES | AGNST | AGNST | ||
9.03 | Elect Ricardo Alvarez Isasi | MGMT | YES | AGNST | AGNST | ||
9.04 | Elect Jose Ignacio Berroeta Echevarria | MGMT | YES | AGNST | AGNST | ||
9.05 | Elect Juan Luis Arregui Ciarselo | MGMT | YES | AGNST | AGNST | ||
9.06 | Elect Julio De Miguel Aynat | MGMT | YES | AGNST | AGNST | ||
9.07 | Elect Sebastian Battaner Arias | MGMT | YES | AGNST | AGNST | ||
10.00 | Authorize legal formalities | MGMT | YES | FOR | FOR | ||
International Power | IPR | 0632016 | 11/25/04 | Special | |||
1.00 | Approve Merger/Acquisition | MGMT | YES | FOR | FOR | ||
2.00 | Increase Authorized Capital | MGMT | YES | FOR | FOR | ||
3.00 | Issue Stock w/ Preemptive Rights | MGMT | YES | FOR | FOR | ||
International Power | IPR | G4890M109 | 5/17/05 | Annual | |||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | To elect as a director Struan Robertson | MGMT | YES | AGNST | AGNST | ||
3.00 | To re-elect as a director Phil Cox | MGMT | YES | AGNST | AGNST | ||
4.00 | To re-elect as a director Adri Baan | MGMT | YES | AGNST | AGNST | ||
5.00 | To declare a dividend | MGMT | YES | FOR | FOR | ||
6.00 | Approve remuneration policy | MGMT | YES | FOR | FOR | ||
7.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
8.00 | Issue stock w/ preemptive rights | MGMT | YES | FOR | FOR | ||
9.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
10.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
Korea Electric Power Co (Kepco) | 6495730 | 8/27/04 | Special | ||||
1.00 | Election of Directors by Slate | MGMT | YES | AGNST | AGNST | ||
KT Freetel | 032390 | Y4991F102 | 3/23/05 | Annual | |||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
Set dividend/allocate profits | |||||||
2.00 | Approve undisclosed article amendments | MGMT | YES | ABSTAIN | AGNST | ||
3.00 | Elect board committee | MGMT | YES | AGNST | AGNST | ||
4.00 | Election of directors by slate | MGMT | YES | AGNST | AGNST | ||
5.00 | Approve directors' fees | MGMT | YES | FOR | FOR | ||
Maroc Telecom | F6077E108 | 4/8/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | NO | ||||
2.00 | Approve financial statements | MGMT | NO | ||||
3.00 | Authorize legal formalities | MGMT | NO | ||||
4.00 | Set Final Dividend at 5.00 | MGMT | NO | ||||
5.00 | Elect directors - other markets | MGMT | NO | ||||
6.00 | Elect directors - other markets | MGMT | NO | ||||
7.00 | Elect directors - other markets | MGMT | NO | ||||
8.00 | Elect statutory auditors | MGMT | NO | ||||
9.00 | Authorize legal formalities | MGMT | NO | ||||
Matav (Hungary) | MATAV | X5215H163 | 4/27/05 | Annual | |||
1.00 | Approve financial statements | MGMT | NO | ||||
2.00 | Authorize legal formalities | MGMT | NO | ||||
3.00 | Set Final Dividend at 70.00 | MGMT | NO | ||||
Relocate corporate headquarters | |||||||
4.00 | Amend company purpose | MGMT | NO | ||||
5.00 | Elect directors - other markets | MGMT | NO | ||||
6.00 | Election of directors by slate | MGMT | NO | ||||
7.00 | Approve directors' fees | MGMT | NO | ||||
8.00 | Consider other business | MGMT | NO | ||||
MDU Resources Group Inc | MDU | 552690109 | 4/26/05 | Annual | |||
1.01 | Elect Thomas Everist | MGMT | YES | FOR | FOR | ||
1.02 | Elect Patricia L. Moss | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert L. Nance | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Reapprove option/bonus plan for OBRA | MGMT | YES | FOR | FOR | ||
National Fuel Gas Co | NFG | 636180101 | 2/17/05 | Annual | |||
1.01 | Elect Robert T. Brady | MGMT | YES | FOR | FOR | ||
1.02 | Elect Rolland E. Kidder | MGMT | YES | FOR | FOR | ||
1.03 | Elect Richard G. Reiten | MGMT | YES | FOR | FOR | ||
1.04 | Elect Craig G. Matthews | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Approve non-technical charter amendments | MGMT | YES | AGNST | AGNST | ||
4.00 | Restrict executive compensation | SHLDR | YES | AGNST | FOR | ||
National Thermal Power Corporation Ltd | B037HF1 | 5/23/05 | Special | ||||
1.00 | Amend company purpose | MGMT | YES | AGNST | AGNST | ||
Nextel Partners | 65333FAP2 | 5/12/05 | Annual | ||||
1.01 | Elect Adam M. Aron | MGMT | YES | FOR | FOR | ||
1.02 | Elect John Chapple | MGMT | YES | FOR | FOR | ||
1.03 | Elect Steven B. Dodge | MGMT | YES | FOR | FOR | ||
1.04 | Elect Timothy M. Donahue | MGMT | YES | FOR | FOR | ||
1.05 | Elect Arthur W. HarriganJr. | MGMT | YES | FOR | FOR | ||
1.06 | Elect James N. Perry | MGMT | YES | FOR | FOR | ||
1.07 | Elect Caroline H. Rapking | MGMT | YES | FOR | FOR | ||
1.08 | Elect Dennis M. Weibling | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Nippon Telegraph & Telephone Corp | 9432 | J59396101 | 6/28/05 | Annual | |||
1.00 | Allocate dividend | MGMT | YES | ABSTAIN | AGNST | ||
2.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
3.01 | Elect Director Nominee No. 3.1 | MGMT | YES | AGNST | AGNST | ||
3.02 | Elect Director Nominee No. 3.2 | MGMT | YES | AGNST | AGNST | ||
3.03 | Elect Director Nominee No. 3.3 | MGMT | YES | AGNST | AGNST | ||
4.01 | Elect statutory auditors | MGMT | YES | ABSTAIN | AGNST | ||
5.00 | Approve bonuses for retiring directors | MGMT | YES | ABSTAIN | AGNST | ||
Approve bonuses for retiring statutory auditors | |||||||
NiSource Inc | NI | 65473P105 | 5/10/05 | Annual | |||
1.01 | Elect Steven R. McCracken | MGMT | YES | FOR | FOR | ||
1.02 | Elect Ian M. Rolland | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert C Skaggs Jr | MGMT | YES | FOR | FOR | ||
1.04 | Elect John W. Thompson | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
4.00 | Add shares to employee stock purchase plan | MGMT | YES | FOR | FOR | ||
5.00 | Repeal classified board | SHLDR | YES | FOR | AGNST | ||
6.00 | Majority vote to elect directors | SHLDR | YES | AGNST | FOR | ||
Northeast Utilities | NU | 664397106 | 5/10/05 | Annual | |||
1.01 | Elect Richard H. Booth | MGMT | YES | FOR | FOR | ||
1.02 | Elect Cotton Mather Cleveland | MGMT | YES | FOR | FOR | ||
1.03 | Elect Sanford Cloud Jr. | MGMT | YES | FOR | FOR | ||
1.04 | Elect James F. Cordes | MGMT | YES | FOR | FOR | ||
1.05 | Elect E. Gail De Planque | MGMT | YES | FOR | FOR | ||
1.06 | Elect John G. Graham | MGMT | YES | FOR | FOR | ||
1.07 | Elect Elizabeth T. Kennan | MGMT | YES | FOR | FOR | ||
1.08 | Elect Robert E. Patricelli | MGMT | YES | FOR | FOR | ||
1.09 | Elect Charles W. Shivery | MGMT | YES | FOR | FOR | ||
1.10 | Elect John F. Swope | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Approve non-technical charter amendments | MGMT | YES | AGNST | AGNST | ||
NTT DoCoMo Inc | 9437 | J59399105 | 6/21/05 | Annual | |||
1.00 | Allocate dividend | MGMT | YES | FOR | FOR | ||
2.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
3.00 | Amend articles--technical | MGMT | YES | FOR | FOR | ||
Set board/supervisory board size limits | |||||||
4.01 | Elect Director Nominee No. 4.1 | MGMT | YES | FOR | FOR | ||
4.02 | Elect Director Nominee No. 4.2 | MGMT | YES | FOR | FOR | ||
4.03 | Elect Director Nominee No. 4.3 | MGMT | YES | FOR | FOR | ||
5.01 | Elect statutory auditors | MGMT | YES | FOR | FOR | ||
6.00 | Approve bonuses for retiring directors | MGMT | YES | ABSTAIN | AGNST | ||
Approve bonuses for retiring statutory auditors | |||||||
7.00 | Approve directors' fees | MGMT | YES | FOR | FOR | ||
OGE Energy Corp | OGE | 670837103 | 5/19/05 | Annual | |||
1.01 | Elect Herbert H. Champlin | MGMT | YES | FOR | FOR | ||
1.02 | Elect Linda Petree Lambert | MGMT | YES | FOR | FOR | ||
1.03 | Elect Ronald H. White | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
PG&E Corp | PCG | 69331C108 | 4/20/05 | Annual | |||
1.01 | Elect David R. Andrews | MGMT | YES | FOR | FOR | ||
1.02 | Elect Leslie S. Biller | MGMT | YES | FOR | FOR | ||
1.03 | Elect David A. Coulter | MGMT | YES | FOR | FOR | ||
1.04 | Elect C. Lee Cox | MGMT | YES | FOR | FOR | ||
1.05 | Elect Peter A. Darbee | MGMT | YES | FOR | FOR | ||
1.06 | Elect Robert D. Glynn Jr. | MGMT | YES | FOR | FOR | ||
1.07 | Elect Mary S. Metz | MGMT | YES | FOR | FOR | ||
1.08 | Elect Barbara L. Rambo | MGMT | YES | FOR | FOR | ||
1.09 | Elect Barry L. Williams | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
4.00 | Expense stock options | SHLDR | YES | AGNST | FOR | ||
5.00 | Review nuclear facility/waste | SHLDR | YES | AGNST | FOR | ||
6.00 | Redeem or vote on poison pill | SHLDR | YES | FOR | AGNST | ||
7.00 | Award performance-based stock options | SHLDR | YES | AGNST | FOR | ||
8.00 | Golden parachutes | SHLDR | YES | AGNST | FOR | ||
Pinnacle West Capital | PNW | 723484101 | 5/18/05 | Annual | |||
1.01 | Elect Edward N. Basha Jr. | MGMT | YES | FOR | FOR | ||
1.02 | Elect Michael L. Gallagher | MGMT | YES | FOR | FOR | ||
1.03 | Elect Bruce J. Nordstrom | MGMT | YES | FOR | FOR | ||
1.04 | Elect William J. Post | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
PPL Corp | PPL | 69351T106 | 4/22/05 | Annual | |||
1.01 | Elect Frederick M. Bernthal | MGMT | YES | WHOLD | AGNST | ||
1.02 | Elect John R. Biggar | MGMT | YES | WHOLD | AGNST | ||
1.03 | Elect Louise K. Goeser | MGMT | YES | WHOLD | AGNST | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Progress Energy Inc | PGN | 743263105 | 5/11/05 | Annual | |||
1.01 | Elect William O. McCoy | MGMT | YES | FOR | FOR | ||
1.02 | Elect John H. Mullin III | MGMT | YES | FOR | FOR | ||
1.03 | Elect Carlos A. Saladrigas | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Puget Energy Inc | PSD | 745310102 | 5/10/05 | Annual | |||
1.01 | Elect William S. Ayer | MGMT | YES | FOR | FOR | ||
1.02 | Elect Charles W. Bingham | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert L. Dryden | MGMT | YES | FOR | FOR | ||
1.04 | Elect Sally G. Narodick | MGMT | YES | FOR | FOR | ||
2.00 | Adopt Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
3.00 | Adopt director stock award plan | MGMT | YES | FOR | FOR | ||
4.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Putnam Prime Money Market Fund | 746763432 | 11/11/04 | Special | ||||
1.01 | Elect Trustee J.A. Baxter | MGMT | YES | FOR | FOR | ||
1.02 | Elect Trustee E.T. Kennan | MGMT | YES | FOR | FOR | ||
1.03 | Elect Trustee C.B. Curtis | MGMT | YES | FOR | FOR | ||
1.04 | Elect Trustee J.H. Mullin, III | MGMT | YES | FOR | FOR | ||
1.05 | Elect Trustee M.R. Drucker | MGMT | YES | FOR | FOR | ||
1.06 | Elect Trustee R.E. Patterson | MGMT | YES | FOR | FOR | ||
1.07 | Elect Trustee C.E. Haldeman, Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Trustee G. Putnam, III | MGMT | YES | FOR | FOR | ||
1.09 | Elect Trustee J.A. Hill | MGMT | YES | FOR | FOR | ||
1.10 | Elect Trustee A.J.C. Smith | MGMT | YES | FOR | FOR | ||
1.11 | Elect Trustee R. J. Jackson | MGMT | YES | FOR | FOR | ||
1.12 | Elect Trustee W.T. Stephens | MGMT | YES | FOR | FOR | ||
1.13 | Elect Trustee P.L. Joskow | MGMT | YES | FOR | FOR | ||
1.14 | Elect Trustee R.B. Worley | MGMT | YES | FOR | FOR | ||
2.00 | Amend fund's fundamental investment restriction with respect to borrowing | MGMT | N/A | N/A | N/A | ||
2.01 | Amend fund's fundamental investment restriction with respect to making loans | MGMT | N/A | N/A | N/A | ||
2.02 | Amend fund's fundamental investment restriction with respect to diversification of investments | MGMT | YES | FOR | FOR | ||
2.03 | Amend fund's fundamental investment restriction with respect to issuance of senior securities | MGMT | N/A | N/A | N/A | ||
2.04 | Amend fund's fundamental investment restriction with respect to purchasing or selling options, puts, calls, straddles and spreads | MGMT | N/A | N/A | N/A | ||
2.05 | Amend fund's fundamental investment restriction with respect to investments in commodities | MGMT | N/A | N/A | N/A | ||
3.00 | Amend fund's Agreement and Declaration of Trust | MGMT | YES | FOR | FOR | ||
Questar Corp | STR | 748356102 | 5/17/05 | Annual | |||
1.01 | Elect Phillips S. Baker | MGMT | YES | FOR | FOR | ||
1.02 | Elect L. Richard Flury | MGMT | YES | FOR | FOR | ||
1.03 | Elect James A. Harmon | MGMT | YES | FOR | FOR | ||
1.04 | Elect M. W. Scoggins | MGMT | YES | FOR | FOR | ||
2.00 | Adopt the Annual Management Incentive Plan II | MGMT | YES | FOR | FOR | ||
SBC Communications Inc | SBC | 78387G103 | 4/29/05 | Annual | |||
1.01 | Elect Gilbert F. Amelio | MGMT | YES | FOR | FOR | ||
1.02 | Elect August A. Busch III | MGMT | YES | FOR | FOR | ||
1.03 | Elect Martin K. Eby Jr. | MGMT | YES | FOR | FOR | ||
1.04 | Elect James A. Henderson | MGMT | YES | FOR | FOR | ||
1.05 | Elect Charles F. Knight | MGMT | YES | FOR | FOR | ||
1.06 | Elect Lynn M. Martin | MGMT | YES | FOR | FOR | ||
1.07 | Elect John B. McCoy | MGMT | YES | FOR | FOR | ||
1.08 | Elect Mary S. Metz | MGMT | YES | FOR | FOR | ||
1.09 | Elect Toni Rembe | MGMT | YES | FOR | FOR | ||
1.10 | Elect S. Donley Ritchey | MGMT | YES | FOR | FOR | ||
1.11 | Elect Joyce M. Roche | MGMT | YES | FOR | FOR | ||
1.12 | Elect Laura D'Andrea Tyson | MGMT | YES | FOR | FOR | ||
1.13 | Elect Patricia P. Upton | MGMT | YES | FOR | FOR | ||
1.14 | Elect Edward E. Whitacre Jr. | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt employee stock purchase plan | MGMT | YES | FOR | FOR | ||
4.00 | Review political spending or lobbying | SHLDR | YES | AGNST | FOR | ||
5.00 | Link executive pay to social criteria | SHLDR | YES | AGNST | FOR | ||
6.00 | Restrict executive compensation | SHLDR | YES | AGNST | FOR | ||
7.00 | Eliminate supermajority provision | SHLDR | YES | FOR | AGNST | ||
Scana Corp | SCG | 80589M102 | 5/5/05 | Annual | |||
1.01 | Elect Bill L. Amick | MGMT | YES | FOR | FOR | ||
1.02 | Elect D. Maybank Hagood | MGMT | YES | FOR | FOR | ||
1.03 | Elect William B. Timmerman | MGMT | YES | FOR | FOR | ||
2.00 | Reapprove option/bonus plan for OBRA | MGMT | YES | FOR | FOR | ||
3.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Sempra Energy | SRE | 816851109 | 4/5/05 | Annual | |||
1.01 | Elect Richard A. Collato | MGMT | YES | WHOLD | AGNST | ||
1.02 | Elect Denise K. Fletcher | MGMT | YES | WHOLD | AGNST | ||
1.03 | Elect William C. Rusnack | MGMT | YES | WHOLD | AGNST | ||
1.04 | Elect William P. Rutledge | MGMT | YES | WHOLD | AGNST | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Expense stock options | SHLDR | YES | AGNST | FOR | ||
4.00 | Repeal classified board | SHLDR | YES | FOR | AGNST | ||
5.00 | Award performance-based stock options | SHLDR | YES | AGNST | FOR | ||
6.00 | Redeem or vote on poison pill | SHLDR | YES | FOR | AGNST | ||
Sierra Pacific Resources | SRP | 826428104 | 5/2/05 | Annual | |||
1.01 | Elect Joseph B. Anderson Jr. | MGMT | YES | FOR | FOR | ||
1.02 | Elect Krestine M. Corbin | MGMT | YES | FOR | FOR | ||
1.03 | Elect Philip G. Satre | MGMT | YES | FOR | FOR | ||
1.04 | Elect Clyde T. Turner | MGMT | YES | FOR | FOR | ||
2.00 | Redeem or vote on poison pill | SHLDR | YES | FOR | AGNST | ||
Southern Co | SO | 842587107 | 5/25/05 | Annual | |||
1.01 | Elect Daniel P. Amos | MGMT | YES | WHOLD | AGNST | ||
1.02 | Elect Dorrit J. Bern | MGMT | YES | WHOLD | AGNST | ||
1.03 | Elect Francis S. Blake | MGMT | YES | WHOLD | AGNST | ||
1.04 | Elect Thomas F. Chapman | MGMT | YES | WHOLD | AGNST | ||
1.05 | Elect Bruce S. Gordon | MGMT | YES | WHOLD | AGNST | ||
1.06 | Elect Donald M. James | MGMT | YES | WHOLD | AGNST | ||
1.07 | Elect Zack T. Pate | MGMT | YES | WHOLD | AGNST | ||
1.08 | Elect J. Neal Purcell | MGMT | YES | WHOLD | AGNST | ||
1.09 | Elect David M. Ratcliffe | MGMT | YES | WHOLD | AGNST | ||
1.10 | Elect Gerald J. St. Pe | MGMT | YES | WHOLD | AGNST | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Review political spending or lobbying | SHLDR | YES | AGNST | FOR | ||
Southern Union Co | SUG | 844030106 | 10/28/04 | Annual | |||
1.01 | Elect Kurt A. Gitter | MGMT | YES | FOR | FOR | ||
1.02 | Elect Adam M. Lindemann | MGMT | YES | WHOLD | AGNST | ||
1.03 | Elect George Rountree III | MGMT | YES | FOR | FOR | ||
Southwest Water | 845331107 | 5/12/05 | Annual | ||||
1.01 | Elect James C. Castle | MGMT | YES | FOR | FOR | ||
1.02 | Elect William D. Jones | MGMT | YES | FOR | FOR | ||
1.03 | Elect Maureen A. Kindel | MGMT | YES | FOR | FOR | ||
2.00 | Cancel series of preferred stock | MGMT | YES | FOR | FOR | ||
3.00 | Give board authority to set board size | MGMT | YES | FOR | FOR | ||
StarHub Ltd | Y8152F108 | 4/26/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Elect Lim Chin Beng | MGMT | YES | AGNST | AGNST | ||
3.00 | Elect Tan Guong Ching | MGMT | YES | AGNST | AGNST | ||
4.00 | Elect Lee Theng Kiat | MGMT | YES | AGNST | AGNST | ||
5.00 | Elect Kua Hong Pak | MGMT | YES | AGNST | AGNST | ||
6.00 | Elect Lim Ming Seong | MGMT | YES | AGNST | AGNST | ||
7.00 | Elect Steven T. Clontz | MGMT | YES | AGNST | AGNST | ||
8.00 | Elect Peter Seah Lim Huat | MGMT | YES | AGNST | AGNST | ||
9.00 | Elect Teo Ek Tor | MGMT | YES | AGNST | AGNST | ||
10.00 | Elect Nihal Vijaya Devadas Kaviratne | MGMT | YES | AGNST | AGNST | ||
11.00 | Elect Liu Chee Ming | MGMT | YES | AGNST | AGNST | ||
12.00 | Approve directors' fees | MGMT | YES | FOR | FOR | ||
13.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
14.00 | Approve related party transactions | MGMT | YES | FOR | FOR | ||
15.00 | Issue stock w/ or w/o preemptive rights | MGMT | YES | AGNST | AGNST | ||
16.00 | Issue stock w/o preemptive rights | MGMT | YES | AGNST | AGNST | ||
17.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
TDC | 5698790 | 9/27/04 | Special | ||||
1.01 | Amend Board Powers/Procedures/Qualifications | MGMT | NO | ||||
1.02 | Amend Board Powers/Procedures/Qualifications | MGMT | NO | ||||
1.03 | Amend Board/Supervisory Board Size | MGMT | NO | ||||
1.04 | Amend Board/Supervisory Board Size | MGMT | NO | ||||
2.00 | Elect Supervisory Board/Corporate Assembly | MGMT | NO | ||||
Teco Energy Inc | TE | 872375100 | 4/27/05 | Annual | |||
1.01 | Elect DuBose Ausley | MGMT | YES | FOR | FOR | ||
1.02 | Elect James L. Ferman Jr. | MGMT | YES | FOR | FOR | ||
1.03 | Elect James O. Welch Jr. | MGMT | YES | FOR | FOR | ||
1.04 | Elect Paul L. Whiting | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Telecom Corp of New Zealand | 6881436 | 10/7/04 | Annual | ||||
1.00 | Set Auditors' Fees | MGMT | YES | FOR | FOR | ||
2.00 | Elect Rod McGeoch | MGMT | YES | FOR | FOR | ||
3.00 | Elect Michael Tyler | MGMT | YES | FOR | FOR | ||
4.00 | Elect Wayne Boyd | MGMT | YES | FOR | FOR | ||
5.00 | Elect Rob McLeod | MGMT | YES | FOR | FOR | ||
6.00 | Amend Articles--Technical | MGMT | YES | FOR | FOR | ||
Telecom Italia Spa | TIT | T92778108 | 4/5/05 | Annual | |||
1.00 | Approve merger/acquisition | MGMT | NO | ||||
Issue stock w/o preemptive rights | |||||||
Increase authorized capital | |||||||
2.00 | Approve financial statements | MGMT | NO | ||||
Set Final Dividend at 0.11 | |||||||
3.00 | Election of directors by slate | MGMT | NO | ||||
Approve directors' fees | |||||||
Amend board/supervisory board size | |||||||
Telefonica SA | E90183182 | 5/30/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set dividend/allocate profits | MGMT | YES | FOR | FOR | ||
3.00 | Approve merger/acquisition | MGMT | YES | FOR | FOR | ||
4.00 | Elect Antonio Viana-Baptista | MGMT | YES | AGNST | AGNST | ||
5.00 | Appoint outside auditors | MGMT | YES | FOR | FOR | ||
6.00 | Authorize share repurchase | MGMT | YES | FOR | FOR | ||
7.00 | Reduce authorized capital | MGMT | YES | FOR | FOR | ||
8.00 | Authorize legal formalities | MGMT | YES | FOR | FOR | ||
Telekom Austria | A8502A102 | 5/25/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | NO | ||||
2.00 | Set Final Dividend at 0.24 | MGMT | NO | ||||
3.00 | Ratify management acts-symbolic | MGMT | NO | ||||
Ratify board acts-symbolic | |||||||
4.00 | Approve directors' fees | MGMT | NO | ||||
5.00 | Appoint outside auditors | MGMT | NO | ||||
6.00 | Set board/supervisory board size limits | MGMT | NO | ||||
Amend board powers/procedures/qualifications | |||||||
7.00 | Amend board powers/procedures/qualifications | MGMT | NO | ||||
8.00 | Authorize legal formalities | MGMT | NO | ||||
9.00 | Authorize share repurchase | MGMT | NO | ||||
Telekom Malaysia | Y8578H118 | 5/17/05 | Annual | ||||
1.00 | Approve financial statements | MGMT | YES | FOR | FOR | ||
2.00 | Set Final Dividend at 20.00 | MGMT | YES | FOR | FOR | ||
3.00 | Elect Jazlan Tan Sri Mohamed | MGMT | YES | AGNST | AGNST | ||
4.00 | Elect Dato' Azman bin Mokhtar | MGMT | YES | AGNST | AGNST | ||
5.00 | Elect Dato' Abdul Wahid Omar | MGMT | YES | AGNST | AGNST | ||
6.00 | Elect Rahim Haji Abdul | MGMT | YES | AGNST | AGNST | ||
7.00 | Elect Dato' Dr. Abdul Rahim bin Haji Daud | MGMT | YES | AGNST | AGNST | ||
8.00 | Approve directors' fees | MGMT | YES | FOR | FOR | ||
9.00 | Appoint auditors and set their fees | MGMT | YES | FOR | FOR | ||
10.00 | Issue stock w/o preemptive rights | MGMT | YES | FOR | FOR | ||
Telekom Malaysia | Y8578H118 | 5/17/05 | Special | ||||
1.00 | Approve merger/acquisition | MGMT | YES | FOR | FOR | ||
2.00 | Approve divestiture/spin-off | MGMT | YES | FOR | FOR | ||
3.00 | Amend stock option plan | MGMT | YES | FOR | FOR | ||
4.00 | Approve stock option grant | MGMT | YES | FOR | FOR | ||
5.00 | Amend articles--technical | MGMT | YES | FOR | FOR | ||
Telenor | TEL | R21882106 | 5/20/05 | Annual | |||
1.00 | Approve meeting notice | MGMT | NO | ||||
2.00 | Elect meeting chairman and representative to sign minutes | MGMT | NO | ||||
3.00 | Approve financial statements | MGMT | NO | ||||
Set Final Dividend at 1.50 | |||||||
4.00 | Set auditors' fees | MGMT | NO | ||||
5.00 | Reduce authorized capital | MGMT | NO | ||||
6.00 | Authorize share repurchase | MGMT | NO | ||||
Reissuance of shares/treasury stock | |||||||
7.00 | Elect supervisory board/corporate assembly | MGMT | NO | ||||
8.00 | Approve supervisory board/corp. assembly fees | MGMT | NO | ||||
9.00 | Appoint board advisors/deputy dirs/alternate dirs | MGMT | NO | ||||
TELUS Corp | TU | 87971M202 | 5/4/05 | Annual | |||
2.00 | Amend supermajority requirement | MGMT | YES | FOR | FOR | ||
Amend articles--technical | |||||||
4.00 | Amend articles to reflect regulatory changes | MGMT | YES | FOR | FOR | ||
9.00 | Adopt poison-pill-style defense | MGMT | YES | FOR | FOR | ||
Verizon Communications | VZ | 92343V104 | 5/5/05 | Annual | |||
1.01 | Elect James R. Barker | MGMT | YES | FOR | FOR | ||
1.02 | Elect Richard L. Carrion | MGMT | YES | FOR | FOR | ||
1.03 | Elect Robert W. Lane | MGMT | YES | FOR | FOR | ||
1.04 | Elect Sandra O. Moose | MGMT | YES | FOR | FOR | ||
1.05 | Elect Joseph Neubauer | MGMT | YES | WHOLD | AGNST | ||
1.06 | Elect Thomas H. O'Brien | MGMT | YES | FOR | FOR | ||
1.07 | Elect Hugh B. Price | MGMT | YES | FOR | FOR | ||
1.08 | Elect Ivan G. Seidenberg | MGMT | YES | FOR | FOR | ||
1.09 | Elect Walter V. Shipley | MGMT | YES | FOR | FOR | ||
1.10 | Elect John R. Stafford | MGMT | YES | FOR | FOR | ||
1.11 | Elect Robert D. Storey | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
3.00 | Adopt cumulative voting | SHLDR | YES | AGNST | FOR | ||
4.00 | Majority vote to elect directors | SHLDR | YES | AGNST | FOR | ||
5.00 | Increase board independence | SHLDR | YES | FOR | AGNST | ||
6.00 | Independent board chairman | SHLDR | YES | AGNST | FOR | ||
7.00 | Director liability | SHLDR | YES | AGNST | FOR | ||
8.00 | Review political spending or lobbying | SHLDR | YES | AGNST | FOR | ||
Vodafone Group PLC | 0719210 | 7/27/04 | Annual | ||||
1.00 | Approve Financial Statements | MGMT | YES | FOR | FOR | ||
2.00 | Approve Remuneration Policy | MGMT | YES | FOR | FOR | ||
3.00 | Elect Peter Bamford | MGMT | YES | FOR | FOR | ||
4.00 | Elect Julian Horn-Smith | MGMT | YES | FOR | FOR | ||
5.00 | Elect Sir David G. Scholey | MGMT | YES | FOR | FOR | ||
6.00 | Elect Luc Vandevelde | MGMT | YES | FOR | FOR | ||
7.00 | Set Final Dividend at 1.08p | MGMT | YES | FOR | FOR | ||
8.00 | Appoint Outside Auditors | MGMT | YES | FOR | FOR | ||
9.00 | Set Auditors' Fees | MGMT | YES | FOR | FOR | ||
10.00 | Approve Political Donation | MGMT | YES | FOR | FOR | ||
11.00 | Issue Stock w/ Preemptive Rights | MGMT | YES | FOR | FOR | ||
12.00 | Issue Stock w/o Preemptive Rights | MGMT | YES | FOR | FOR | ||
13.00 | Authorize Share Repurchase | MGMT | YES | FOR | FOR | ||
14.00 | Approve Put Option Contracts | MGMT | YES | FOR | FOR | ||
Wisconsin Energy Corp | WEC | 976657106 | 5/5/05 | Annual | |||
1.01 | Elect John F. Ahearne | MGMT | YES | FOR | FOR | ||
1.02 | Elect John F. Bergstrom | MGMT | YES | FOR | FOR | ||
1.03 | Elect Barbara L. Bowles | MGMT | YES | FOR | FOR | ||
1.04 | Elect Robert A. Cornog | MGMT | YES | FOR | FOR | ||
1.05 | Elect Curt S. Culver | MGMT | YES | FOR | FOR | ||
1.06 | Elect Gale E. Klappa | MGMT | YES | FOR | FOR | ||
1.07 | Elect Ulice Payne Jr. | MGMT | YES | FOR | FOR | ||
1.08 | Elect Frederick P. Stratton Jr. | MGMT | YES | FOR | FOR | ||
1.09 | Elect George E. Wardeberg | MGMT | YES | FOR | FOR | ||
2.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Xcel Energy Inc | XEL | 98389B100 | 5/25/05 | Annual | |||
1.01 | Elect Richard H. Anderson | MGMT | YES | FOR | FOR | ||
1.02 | Elect C. Coney Burgess | MGMT | YES | FOR | FOR | ||
1.03 | Elect A. Barry Hirschfeld | MGMT | YES | FOR | FOR | ||
1.04 | Elect Richard C. Kelly | MGMT | YES | FOR | FOR | ||
1.05 | Elect Albert F. Moreno | MGMT | YES | FOR | FOR | ||
1.06 | Elect Ralph R. Peterson | MGMT | YES | FOR | FOR | ||
1.07 | Elect Margaret R. Preska | MGMT | YES | FOR | FOR | ||
1.08 | Elect Ronald M. Moquist | MGMT | YES | FOR | FOR | ||
2.00 | Adopt the 2005 Omnibus Stock Incentive Plan | MGMT | YES | FOR | FOR | ||
3.00 | Adopt the Executive Annual Incentive Plan | MGMT | YES | FOR | FOR | ||
4.00 | Ratify selection of auditors | MGMT | YES | FOR | FOR | ||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item: 1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and 2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Putnam Utilities Growth and Income Fund - ------------------------------------------------------------------------- (Registrant) By /s/ Charles E. Porter, Executive Vice President, Associate Treasurer and Principal Executive Officer _______________________________________________________________________ (Signature & Title) Date July 28, 2005