UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
FORM N-PX | ||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | ||
MANAGEMENT INVESTMENT COMPANY | ||
Investment Company Act File Number : | 811-5989 | |
Name of Registrant: | Putnam Utilities Growth and Income Fund | |
Address of Principal Executive Offices: | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
Name and address of agent of service: | ||
Beth S. Mazor, Vice President | ||
Putnam Utilities Growth and Income Fund | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
CC: | ||
John W. Gerstmayr, Esq. | ||
Ropes & Gray LLP | ||
One International Place | ||
Boston, Massachusetts 02110 | ||
Registrant's telephone number including area code: | ||
(617) 292-1000 | ||
Date of fiscal year end: | ||
10/31/2006 | ||
Date of reporting period: | ||
07/01/2006 - 06/30/2007 |
Item 1: Proxy Voting Record
Registrant: Putnam Utilities Growth and Income Fund
AES Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AES | CUSIP9 00130H105 | 06/25/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Darman | Mgmt | For | For | For | |
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |
1.4 | Elect John Koskinen | Mgmt | For | For | For | |
1.5 | Elect Philip Lader | Mgmt | For | For | For | |
1.6 | Elect John McArthur | Mgmt | For | For | For | |
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |
1.8 | Elect Philip Odeen | Mgmt | For | For | For | |
1.9 | Elect Charles Rossotti | Mgmt | For | For | For | |
1.10 | Elect Sven Sandstrom | Mgmt | For | For | For | |
2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF INDEPENDENT AUDITORS. | ||||||
Alliant Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNT | CUSIP9 018802108 | 05/10/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Leach | Mgmt | For | For | For | |
1.2 | Elect Michael L. Bennett | Mgmt | For | For | For | |
1.3 | Elect Darryl Hazel | Mgmt | For | For | For | |
1.4 | Elect David Perdue | Mgmt | For | For | For | |
1.5 | Elect Judith Pyle | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Tower Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMT | CUSIP9 029912201 | 05/09/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Raymond Dolan | Mgmt | For | For | For | |
1.2 | Elect Ronald Dykes | Mgmt | For | For | For | |
1.3 | Elect Carolyn Katz | Mgmt | For | For | For | |
1.4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |
1.5 | Elect Pamela Reeve | Mgmt | For | For | For | |
1.6 | Elect David Sharbutt | Mgmt | For | For | For | |
1.7 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |
1.8 | Elect Samme Thompson | Mgmt | For | For | For | |
2 | APPROVAL OF THE AMERICAN | Mgmt | For | For | For | |
TOWER CORPORATION 2007 | ||||||
EQUITY INCENTIVE PLAN. | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Aqua America Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTR | CUSIP9 03836W103 | 05/24/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Hankowsky | Mgmt | For | For | For | |
1.2 | Elect Richard Smoot | Mgmt | For | For | For | |
1.3 | Elect Andrew Sordini, III | Mgmt | For | For | For | |
AT&T Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
T | Cusip 00206R102 | 07/21/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Merger Agreement | Mgmt | For | For | For | |
AT&T INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
T | CUSIP9 00206R102 | 04/27/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM F. ALDINGER III | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GILBERT F. AMELIO |
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
REUBEN V. ANDERSON | ||||||
4 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
H. BLANCHARD | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
AUGUST A. BUSCH III | ||||||
6 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
P. KELLY | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHARLES F. KNIGHT | ||||||
8 | ELECTION OF DIRECTOR: JON C. | Mgmt | For | For | For | |
MADONNA | ||||||
9 | ELECTION OF DIRECTOR: LYNN | Mgmt | For | For | For | |
M. MARTIN | ||||||
10 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
B. MCCOY | ||||||
11 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For | |
S. METZ | ||||||
12 | ELECTION OF DIRECTOR: TONI | Mgmt | For | For | For | |
REMBE | ||||||
13 | ELECTION OF DIRECTOR: JOYCE | Mgmt | For | For | For | |
M. ROCHE | ||||||
14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RANDALL L. STEPHENSON | ||||||
15 | ELECTION OF DIRECTOR: LAURA | Mgmt | For | For | For | |
D ANDREA TYSON | ||||||
16 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PATRICIA P. UPTON | ||||||
17 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
EDWARD E. WHITACRE, JR. | ||||||
18 | RATIFY APPOINTMENT OF | Mgmt | For | For | For | |
INDEPENDENT AUDITORS | ||||||
19 | APPROVE THE AT&T | Mgmt | For | For | For | |
SEVERANCE POLICY | ||||||
20 | STOCKHOLDER PROPOSAL A | ShrHoldr | Against | Against | For | |
21 | STOCKHOLDER PROPOSAL B | ShrHoldr | Against | Against | For | |
22 | STOCKHOLDER PROPOSAL C | ShrHoldr | Against | Against | For | |
23 | STOCKHOLDER PROPOSAL D | ShrHoldr | Against | Against | For | |
24 | STOCKHOLDER PROPOSAL E | ShrHoldr | Against | Against | For | |
BellSouth Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLS | Cusip 79860102 | 07/21/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Approve Merger Agreement | Mgmt | For | For | For | |
Centrica PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G2018Z143 | 05/14/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Receive the report and accounts | Mgmt | For | For | For | |
2 | Approve the remuneration report | Mgmt | For | For | For | |
3 | Declare a final dividend | Mgmt | For | For | For | |
4 | Re-elect Mr. Phil Bentley | Mgmt | For | Against | Against | |
5 | Re-elect Mr. Roger Carr | Mgmt | For | Against | Against | |
6 | Elect Mr. Sam Laidlaw | Mgmt | For | Against | Against | |
7 | Elect Mr. Nick Luff | Mgmt | For | Against | Against | |
8 | Re-appoint the Auditors | Mgmt | For | For | For | |
9 | Authorize the Directors to determine | Mgmt | For | For | For | |
the Auditors remuneration | ||||||
10 | EU Political Donations | Mgmt | For | For | For | |
11 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Electronic Communication | ||||||
12 | Authorize the Directors to allot | Mgmt | For | For | For | |
shares | ||||||
13 | Authorize to dissapply pre-emption | Mgmt | For | For | For | |
rights | ||||||
14 | Authorize to purchase own shares | Mgmt | For | For | For | |
Centurytel Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTL | CUSIP9 156700106 | 05/10/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Boles, Jr. | Mgmt | For | For | For | |
1.2 | Elect W. Bruce Hanks | Mgmt | For | For | For | |
1.3 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |
1.4 | Elect Glen Post, III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | TO ACT UPON A SHAREHOLDER | ShrHoldr | Against | Against | For | |
PROPOSAL REGARDING | ||||||
EXECUTIVE COMPENSATION. |
Chubu Electric Power Company | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J06510101 | 06/27/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
18 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
19 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
20 | Appoint Accounting Auditors | Mgmt | For | For | For | |
21 | Approve Payment of Bonuses to | Mgmt | For | For | For | |
Directors | ||||||
22 | Amend the Compensation to be | Mgmt | For | For | For | |
Received by Directors | ||||||
23 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Allocation of Profits | ||||||
24 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Disclosure | ||||||
25 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For | |
Alternate Energy | ||||||
26 | Shareholder Proposal Regarding a | ShrHoldr | Against | Against | For | |
Nuclear Committee | ||||||
27 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Nuclear Fuel Recycling | ||||||
28 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
the Pluthermal Project | ||||||
29 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Evaluation of Earthquake Risks |
30 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Additional Disclosure | ||||||
CMS Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMS | CUSIP9 125896100 | 05/18/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |
1.3 | Elect Richard Gabrys | Mgmt | For | For | For | |
1.4 | Elect David Joos | Mgmt | For | For | For | |
1.5 | Elect Philip Lochner Jr. | Mgmt | For | For | For | |
1.6 | Elect Michael Monahan | Mgmt | For | For | For | |
1.7 | Elect Joseph Paquette Jr. | Mgmt | For | For | For | |
1.8 | Elect Percy Pierre | Mgmt | For | For | For | |
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |
1.10 | Elect Kenneth Whipple | Mgmt | For | For | For | |
1.11 | Elect John Yasinsky | Mgmt | For | For | For | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
Constellation Energy | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEG | CUSIP9 210371100 | 05/18/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | THE ELECTION OF YVES C. DE | Mgmt | For | For | For | |
BALMANN FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
2 | THE ELECTION OF DOUGLAS L. | Mgmt | For | For | For | |
BECKER FOR A TERM TO EXPIRE | ||||||
IN 2008. | ||||||
3 | THE ELECTION OF JAMES T. | Mgmt | For | For | For | |
BRADY FOR A TERM TO EXPIRE | ||||||
IN 2008. | ||||||
4 | THE ELECTION OF EDWARD A. | Mgmt | For | For | For | |
CROOKE FOR A TERM TO | ||||||
EXPIRE IN 2008. |
5 | THE ELECTION OF JAMES R. | Mgmt | For | Against | Against | |
CURTISS FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
6 | THE ELECTION OF FREEMAN A. | Mgmt | For | For | For | |
HRABOWSKI, III FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
7 | THE ELECTION OF NANCY | Mgmt | For | For | For | |
LAMPTON FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
8 | THE ELECTION OF ROBERT J. | Mgmt | For | For | For | |
LAWLESS FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
9 | THE ELECTION OF LYNN M. | Mgmt | For | For | For | |
MARTIN FOR A TERM TO EXPIRE | ||||||
IN 2008. | ||||||
10 | THE ELECTION OF MAYO A. | Mgmt | For | For | For | |
SHATTUCK III FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
11 | THE ELECTION OF MICHAEL D. | Mgmt | For | For | For | |
SULLIVAN FOR A TERM TO | ||||||
EXPIRE IN 2008. | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | APPROVAL OF THE 2007 LONG- | Mgmt | For | For | For | |
TERM INCENTIVE PLAN. | ||||||
14 | APPROVAL OF THE EXECUTIVE | Mgmt | For | For | For | |
ANNUAL INCENTIVE PLAN. | ||||||
Constellation Energy | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEG | CUSIP9 210371100 | 12/08/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Becker | Mgmt | For | For | For | |
1.2 | Elect Edward Crooke | Mgmt | For | For | For | |
1.3 | Elect Mayo Shattuck, III | Mgmt | For | For | For | |
1.4 | Elect Michael Sullivan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | SHAREHOLDER PROPOSAL. | ShrHoldr | Abstain | For | Against | |
Covanta Holding Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVA | CUSIP9 22282E102 | 05/30/2007 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Barse | Mgmt | For | For | For | |
1.2 | Elect Ronald Broglio | Mgmt | For | For | For | |
1.3 | Elect Peter Bynoe | Mgmt | For | For | For | |
1.4 | Elect Richard Huber | Mgmt | For | For | For | |
1.5 | Elect Anthony Orlando | Mgmt | For | For | For | |
1.6 | Elect William Pate | Mgmt | For | For | For | |
1.7 | Elect Robert Silberman | Mgmt | For | For | For | |
1.8 | Elect Jean Smith | Mgmt | For | For | For | |
1.9 | Elect Clayton Yeutter | Mgmt | For | For | For | |
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Digi.com Berhad | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y2070F100 | 05/08/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Malaysia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Christian Storm | Mgmt | For | Against | Against | |
4 | Elect Ragnar Korsaeth | Mgmt | For | Against | Against | |
5 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
6 | Authority to Issue Shares w/out | Mgmt | For | For | For | |
Preemptive Rights | ||||||
7 | Related Party Transactions | Mgmt | For | For | For | |
Dominion Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
D | CUSIP9 25746U109 | 04/27/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Peter Brown, M.D. | Mgmt | For | For | For | |
1.2 | Elect George Davidson, Jr. | Mgmt | For | For | For | |
1.3 | Elect Thomas Farrell, II | Mgmt | For | For | For | |
1.4 | Elect John Harris | Mgmt | For | For | For | |
1.5 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |
1.6 | Elect Mark Kington | Mgmt | For | For | For |
1.7 | Elect Benjamin Lambert III | Mgmt | For | For | For | |
1.8 | Elect Margeret McKenna | Mgmt | For | For | For | |
1.9 | Elect Frank Royal | Mgmt | For | For | For | |
1.10 | Elect David Wollard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
ENVIRONMENTAL REPORT. | ||||||
4 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
TRANSMISSION LINE REPORT. | ||||||
DPL Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPL | CUSIP9 233293109 | 04/27/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Biggs | Mgmt | For | For | For | |
1.2 | Elect W. August Hillenbrand | Mgmt | For | For | For | |
1.3 | Elect Ned Sifferlen, PhD | Mgmt | For | For | For | |
2 | Adoption of a Majority Vote | Mgmt | For | For | For | |
Alternative | ||||||
3 | SHAREHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
EXECUTIVE BONUSES. | ||||||
4 | SHAREHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
MAJORITY VOTE | ||||||
REINCORPORATION PROPOSAL. | ||||||
5 | RATIFICATION OF KPMG LLP AS | Mgmt | For | For | For | |
INDEPENDENT AUDITORS. | ||||||
DTE Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTE | CUSIP9 233331107 | 05/03/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |
1.2 | Elect Allan Gilmour | Mgmt | For | For | For | |
1.3 | Elect Frank Hennessey | Mgmt | For | For | For | |
1.4 | Elect Gail McGovern | Mgmt | For | For | For | |
1.5 | Elect James Vandenberghe | Mgmt | For | For | For | |
2 | INDEPENDENT REGISTERED | Mgmt | For | For | For | |
PUBLIC ACCOUNTING FIRM | ||||||
DELOITTE & TOUCHE LLP |
Duke Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DUK | CUSIP9 26441C105 | 05/10/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Barnet, III | Mgmt | For | For | For | |
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |
1.3 | Elect Michael Browning | Mgmt | For | For | For | |
1.4 | Elect Phillip Cox | Mgmt | For | For | For | |
1.5 | Elect Ann Maynard Gray | Mgmt | For | For | For | |
1.6 | Elect James Hance, Jr. | Mgmt | For | For | For | |
1.7 | Elect James Rhodes | Mgmt | For | For | For | |
1.8 | Elect James Rogers | Mgmt | For | For | For | |
1.9 | Elect Mary Schapiro | Mgmt | For | For | For | |
1.10 | Elect Dudley Taft | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Duke Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DUK | CUSIP9 26441C105 | 10/24/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Roger Agnelli | Mgmt | For | Withhold | Against | |
1.2 | Elect Paul Anderson | Mgmt | For | Withhold | Against | |
1.3 | Elect William Barnet, III | Mgmt | For | Withhold | Against | |
1.4 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | Withhold | Against | |
1.5 | Elect Michael Browning | Mgmt | For | Withhold | Against | |
1.6 | Elect Phillip Cox | Mgmt | For | Withhold | Against | |
1.7 | Elect William Esrey | Mgmt | For | Withhold | Against | |
1.8 | Elect Ann Maynard Gray | Mgmt | For | Withhold | Against | |
1.9 | Elect James Hance, Jr. | Mgmt | For | Withhold | Against | |
1.10 | Elect Dennis Hendrix | Mgmt | For | Withhold | Against | |
1.11 | Elect Michael Phelps | Mgmt | For | Withhold | Against | |
1.12 | Elect James Rhodes, Ph.D. | Mgmt | For | Withhold | Against | |
1.13 | Elect James Rogers | Mgmt | For | Withhold | Against | |
1.14 | Elect Mary Schapiro | Mgmt | For | Withhold | Against | |
1.15 | Elect Dudley Taft | Mgmt | For | Withhold | Against | |
2 | APPROVAL OF THE DUKE | Mgmt | For | For | For | |
ENERGY CORPORATION 2006 | ||||||
LONG-TERM INCENTIVE PLAN. | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Dynegy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DYNGB | CUSIP9 26816Q101 | 03/29/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve the Merger Agreement | Mgmt | For | For | For | |
E On AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN DE0007614406 | 05/03/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
5 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
E On AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D24909109 | 05/03/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
5 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
EDF | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F2940H113 | 05/24/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Mix | France |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Accounts and Reports | Mgmt | For | TNA | NA | |
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | NA | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | NA | |
5 | Related Party Transactions | Mgmt | For | TNA | NA | |
6 | Related Party Transactions | Mgmt | For | TNA | NA | |
7 | Directors' Fees | Mgmt | For | TNA | NA | |
8 | Authority to Trade in Company | Mgmt | For | TNA | NA | |
Stock | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | TNA | NA | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/out | Mgmt | For | TNA | NA | |
Preemptive Rights | ||||||
11 | Authority to Increase Share | Mgmt | For | TNA | NA | |
Issuance Limit | ||||||
12 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
through Capitalization | ||||||
13 | Auhority to Increase Capital | Mgmt | For | TNA | NA | |
14 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
15 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
16 | Authority to Issue Restricted Stock | Mgmt | For | TNA | NA | |
17 | Authority to Cancel Shares and | Mgmt | For | TNA | NA | |
Reduce Capital | ||||||
18 | Amendments to Articles | Mgmt | For | TNA | NA | |
19 | Grant powers for the legal | Mgmt | For | TNA | NA | |
formalities | ||||||
EDF Energies Nouvelles | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F31932100 | 05/30/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Accounts and Reports | Mgmt | For | TNA | NA | |
4 | Consolidated Accounts and Reports | Mgmt | For | TNA | NA | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | NA | |
6 | Related Party Transactions | Mgmt | For | TNA | NA | |
7 | Related Party Transactions with | Mgmt | For | TNA | NA | |
EDF | ||||||
8 | Report on the Board's Internal | Mgmt | For | TNA | NA | |
Control | ||||||
9 | Directors' Fees | Mgmt | For | TNA | NA | |
10 | Elect Olivier Paquier | Mgmt | For | TNA | NA |
11 | Elect Robert Durdilly | Mgmt | For | TNA | NA | |
12 | Ratification of the Co-Option of | Mgmt | For | TNA | NA | |
Jean-Louis Mathia | ||||||
13 | Authority to Trade in Company | Mgmt | For | TNA | NA | |
Stock | ||||||
14 | Authority to Carry Out Legal | Mgmt | For | TNA | NA | |
Formalities | ||||||
15 | Authority to Cancel Shares and | Mgmt | For | TNA | NA | |
Reduce Capital | ||||||
16 | Authority to Issue Restricted Stock | Mgmt | For | TNA | NA | |
under Employee | ||||||
17 | Authority to Carry Out Legal | Mgmt | For | TNA | NA | |
Formalities | ||||||
Edison International Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIX | CUSIP9 281020107 | 04/26/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Bryson | Mgmt | For | For | For | |
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |
1.3 | Elect France Cordova | Mgmt | For | For | For | |
1.4 | Elect Charles Curtis | Mgmt | For | For | For | |
1.5 | Elect Bradford Freeman | Mgmt | For | For | For | |
1.6 | Elect Luis Nogales | Mgmt | For | For | For | |
1.7 | Elect Ronald Olson | Mgmt | For | For | For | |
1.8 | Elect James Rosser | Mgmt | For | For | For | |
1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
1.10 | Elect Robert Smith | Mgmt | For | For | For | |
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |
2 | RATIFICATION OF THE | Mgmt | For | For | For | |
APPOINTMENT OF THE | ||||||
INDEPENDENT PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
3 | 2007 Performance Incentive Plan | Mgmt | For | For | For | |
4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING PERFORMANCE- | ||||||
BASED STOCK OPTIONS. | ||||||
Energen Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EGN | CUSIP9 29265N108 | 04/25/2007 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Ban | Mgmt | For | For | For | |
1.2 | Elect Julian Banton | Mgmt | For | For | For | |
1.3 | Elect T. Michael Goodrich | Mgmt | For | For | For | |
1.4 | Elect Wm. Michael Warren, Jr. | Mgmt | For | For | For | |
1.5 | Elect James McManus, II | Mgmt | For | For | For | |
2 | Amendment to 1997 Stock Incentive | Mgmt | For | For | For | |
Plan | ||||||
3 | Annual Incentive Compensation | Mgmt | For | For | For | |
Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Entergy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETR | CUSIP9 29364G103 | 05/04/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: M.S. | Mgmt | For | For | For | |
BATEMAN | ||||||
2 | ELECTION OF DIRECTOR: W.F. | Mgmt | For | For | For | |
BLOUNT | ||||||
3 | ELECTION OF DIRECTOR: S.D. | Mgmt | For | For | For | |
DEBREE | ||||||
4 | ELECTION OF DIRECTOR: G.W. | Mgmt | For | For | For | |
EDWARDS | ||||||
5 | ELECTION OF DIRECTOR: A.M. | Mgmt | For | For | For | |
HERMAN | ||||||
6 | ELECTION OF DIRECTOR: D.C. | Mgmt | For | For | For | |
HINTZ | ||||||
7 | ELECTION OF DIRECTOR: J.W. | Mgmt | For | For | For | |
LEONARD | ||||||
8 | ELECTION OF DIRECTOR: S.L. | Mgmt | For | For | For | |
LEVENICK | ||||||
9 | ELECTION OF DIRECTOR: J.R. | Mgmt | For | For | For | |
NICHOLS | ||||||
10 | ELECTION OF DIRECTOR: W.A. | Mgmt | For | For | For | |
PERCY, II | ||||||
11 | ELECTION OF DIRECTOR: W.J. | Mgmt | For | For | For | |
TAUZIN | ||||||
12 | ELECTION OF DIRECTOR: S.V. | Mgmt | For | For | For | |
WILKINSON | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO POLITICAL | ||||||
CONTRIBUTION POLICY. | ||||||
15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO LIMITATIONS ON | ||||||
MANAGEMENT COMPENSATION. | ||||||
Equitable Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EQT | CUSIP9 294549100 | 04/11/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Vicky Bailey | Mgmt | For | For | For | |
1.2 | Elect Murry Gerber | Mgmt | For | For | For | |
1.3 | Elect George Miles, Jr. | Mgmt | For | For | For | |
1.4 | Elect James Whalen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | APPROVE AMENDMENTS TO THE | Mgmt | For | For | For | |
ARTICLES OF INCORPORATION | ||||||
4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING PAY FOR SUPERIOR | ||||||
PERFORMANCE | ||||||
Exelon Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EXC | CUSIP9 30161N101 | 05/08/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: MR. N. | Mgmt | For | For | For | |
DEBENEDICTIS | ||||||
2 | ELECTION OF DIRECTOR: MS. | Mgmt | For | For | For | |
SUE L. GIN | ||||||
3 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For | |
W.C. RICHARDSON PHD | ||||||
4 | ELECTION OF DIRECTOR: MR. | Mgmt | For | Against | Against | |
THOMAS J. RIDGE | ||||||
5 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For | |
DON THOMPSON | ||||||
6 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For | |
STEPHEN D. STEINOUR |
7 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |||
ACCOUNTANT | ||||||||
8 | Amendment to Articles of | Mgmt | For | For | For | |||
Incorporation | ||||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |||
Future Severance | ||||||||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP9 337932107 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | |||
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | |||
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Catherine Rein | Mgmt | For | Withhold | Against | |||
1.9 | Elect George Smart | Mgmt | For | Withhold | Against | |||
1.10 | Elect Wes Taylor | Mgmt | For | Withhold | Against | |||
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | |||
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |||
REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM | ||||||||
3 | APPROVAL OF THE | Mgmt | For | For | For | |||
FIRSTENERGY CORP. 2007 | ||||||||
INCENTIVE PLAN | ||||||||
4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against | |||
5 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against | |||
6 | SHAREHOLDER PROPOSAL | Mgmt | Against | For | Against | |||
FPL Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPL | CUSIP9 302571104 | 05/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |||
1.2 | Elect Robert Beall, II | Mgmt | For | For | For | |||
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.4 | Elect James Camaren | Mgmt | For | For | For |
1.5 | Elect J. Brian Ferguson | Mgmt | For | Withhold | Against | |
1.6 | Elect Lewis Hay, III | Mgmt | For | For | For | |
1.7 | Elect Toni Jennings | Mgmt | For | For | For | |
1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |
1.9 | Elect Rudy Schupp | Mgmt | For | For | For | |
1.10 | Elect Michael Thaman | Mgmt | For | For | For | |
1.11 | Elect Hansel Tookes, II | Mgmt | For | For | For | |
1.12 | Elect Paul Tregurtha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | APPROVAL OF THE 2007 NON- | Mgmt | For | For | For | |
EMPLOYEE DIRECTORS STOCK | ||||||
PLAN. | ||||||
FPL Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FPL | CUSIP9 302571104 | 12/15/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |
1.2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |
1.3 | Elect J. Hyatt Brown | Mgmt | For | Withhold | Against | |
1.4 | Elect James L. Camaren | Mgmt | For | For | For | |
1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For | |
1.6 | Elect Lewis Hay, III | Mgmt | For | For | For | |
1.7 | Elect Rudy E. Schupp | Mgmt | For | For | For | |
1.8 | Elect Michael H. Thaman | Mgmt | For | For | For | |
1.9 | Elect Hansel E. Tookes, II | Mgmt | For | For | For | |
1.10 | Elect Paul R. Tregurtha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
France Telecom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F4113C103 | 05/21/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Accounts and Reports; Ratification | Mgmt | For | TNA | NA | |
of Board Acts | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | TNA | NA | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | NA | |
6 | Related Party Transactions | Mgmt | For | TNA | NA |
7 | Authority to Trade in Company | Mgmt | For | TNA | NA | |
Stock | ||||||
8 | Appoint Mrs. Claudie Haignere as a | Mgmt | For | TNA | NA | |
Director for a 5 year period | ||||||
9 | Amendments to Articles | Mgmt | For | TNA | NA | |
10 | Authority to Issue Shares w/ | Mgmt | For | TNA | NA | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/out | Mgmt | For | TNA | NA | |
Preemptive Rights | ||||||
12 | Authority to Set Share Price | Mgmt | For | TNA | NA | |
13 | Authority to Increase Share | Mgmt | For | TNA | NA | |
Issuance Limit | ||||||
14 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
15 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
16 | Authority to Issue Shares | Mgmt | For | TNA | NA | |
17 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
18 | Authority to Issue Restricted Stock | Mgmt | For | TNA | NA | |
19 | Global Ceiling on Issuances | Mgmt | For | TNA | NA | |
20 | Authority to Issue Debt Instruments | Mgmt | For | TNA | NA | |
21 | Authority to Increase Capital | Mgmt | For | TNA | NA | |
through Capitalizati | ||||||
22 | Authority to Grant Stock Options to | Mgmt | For | TNA | NA | |
Purchase Stock | ||||||
23 | Authority to Issue Shares and/or | Mgmt | For | TNA | NA | |
Convertible Secur | ||||||
24 | Authority to Cancel Shares and | Mgmt | For | TNA | NA | |
Reduce Capital | ||||||
25 | Grant powers for formalities | Mgmt | For | TNA | NA | |
Gas Natural SDG SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS E5499B123 | 05/16/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Authority to Increase Share Capital | Mgmt | For | For | For | |
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |
5 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
6 | Approve the ratification, | Mgmt | For | Against | Against | |
appointment and re-appointment of | ||||||
the Directors | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Great Plains Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GXP | CUSIP9 391164100 | 05/01/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Bodde | Mgmt | For | For | For | |
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |
1.3 | Elect William Downey | Mgmt | For | For | For | |
1.4 | Elect Mark Ernst | Mgmt | For | For | For | |
1.5 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |
1.6 | Elect William Hall | Mgmt | For | For | For | |
1.7 | Elect Luis Jimenez | Mgmt | For | For | For | |
1.8 | Elect James Mitchell | Mgmt | For | For | For | |
1.9 | Elect William Nelson | Mgmt | For | For | For | |
1.10 | Elect Linda Talbott | Mgmt | For | For | For | |
1.11 | Elect Robert West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | APPROVE AMENDMENTS TO | Mgmt | For | For | For | |
LONG-TERM INCENTIVE PLAN. | ||||||
Hellenic Telecommunication | ||||||
Organization | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GRS260333000 | 07/06/2006 | Take no Action | ||||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Cancel Company Treasury Shares | Mgmt | For | TNA | NA | |
2 | Amend Articles | Mgmt | For | TNA | NA | |
3 | Authorize Board to Increase | Mgmt | For | TNA | NA | |
Company's Share Capital or Issue | ||||||
Bond Loans | ||||||
4 | Other Business | Mgmt | For | TNA | NA | |
IDEARC |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IAR | CUSIP9 451663108 | 04/19/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Mueller | Mgmt | For | For | For | |
1.2 | Elect Jerry Elliot | Mgmt | For | For | For | |
1.3 | Elect Katherine Harless | Mgmt | For | For | For | |
1.4 | Elect Donald Reed | Mgmt | For | For | For | |
1.5 | Elect Stephen Robertson | Mgmt | For | For | For | |
1.6 | Elect Thomas Rogers | Mgmt | For | For | For | |
1.7 | Elect Paul Weaver | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Itc Holdings Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ITC | CUSIP9 465685105 | 06/08/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Museler | Mgmt | For | For | For | |
1.2 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |
1.3 | Elect Lee Stewart | Mgmt | For | For | For | |
1.4 | Elect Edward Jepsen | Mgmt | For | For | For | |
1.5 | Elect Joseph Welch | Mgmt | For | For | For | |
2 | Adoption of Classified Board | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Kansai Electric Power Company | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J30169106 | 06/28/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Appropriation of Profits | Mgmt | For | For | For | |
2 | Appoint a Director | Mgmt | For | For | For | |
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Director | Mgmt | For | For | For | |
18 | Appoint a Director | Mgmt | For | For | For | |
19 | Appoint a Director | Mgmt | For | For | For | |
20 | Appoint a Director | Mgmt | For | For | For | |
21 | Appoint a Director | Mgmt | For | For | For | |
22 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
23 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
24 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
25 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
26 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
27 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
28 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
29 | Approve Payment of Bonuses to | Mgmt | For | For | For | |
Directors | ||||||
30 | Shareholder s Proposal: Approve | ShrHoldr | Against | Against | For | |
Alternate Appropriation of Profits | ||||||
31 | Shareholder s Proposal: Remove a | ShrHoldr | Against | Against | For | |
Director | ||||||
32 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Disclosure | ||||||
33 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
the Maximum Number of Directors | ||||||
34 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Nuclear Fuel Recycling | ||||||
35 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Establishment of Compliance | ||||||
Committee | ||||||
36 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Establishment of Special Committee | ||||||
37 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Establishment of Nuclear | ||||||
Substance Control Committee | ||||||
38 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Corporate Social Responsibility | ||||||
39 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Meeting Minutes |
40 | Shareholder s Proposal: Amend | ShrHoldr | Against | Against | For | |
Articles to Reduce Maximum Board | ||||||
Size | ||||||
41 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Reducing the Number of Statutory | ||||||
Auditors | ||||||
42 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Corporate Social Responsibility | ||||||
43 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Corporate Social Responsibility | ||||||
44 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Corporate Social Responsibility | ||||||
45 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Lifeline Foundation | ||||||
Kyushu Electric Power Company | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J38468104 | 06/28/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Amend the Articles of Incorporation | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Director | Mgmt | For | For | For | |
18 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
19 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
20 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
21 | Appoint a Substitute Corporate | Mgmt | For | For | For | |
Auditor | ||||||
22 | Amend the Compensation to be | Mgmt | For | For | For | |
received by Directors |
23 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(1)) | ||||||
24 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(2)) | ||||||
25 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(3)) | ||||||
26 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(4)) | ||||||
27 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(5)) | ||||||
28 | Shareholders Proposals : (Amend | ShrHoldr | Against | Against | For | |
the Articles of Incorporation(6)) | ||||||
Macquarie Airports | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN AU000000MAP6 | 04/19/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Amend Constitution - Foreign | Mgmt | For | For | For | |
Ownership Divestment | ||||||
5 | Amend Constitution - Foreign | Mgmt | For | For | For | |
Ownership Divestment | ||||||
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Re-appointment of Auditor | Mgmt | For | For | For | |
9 | Elect Mr. Stephen Ward as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
Macquarie Airports | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Q6077P119 | 04/19/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Amend Constitution - Foreign | Mgmt | For | For | For | |
Ownership Divestment | ||||||
5 | Amend Constitution - Foreign | Mgmt | For | For | For | |
Ownership Divestment |
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Re-appointment of Auditor | Mgmt | For | For | For | |
9 | Elect Mr. Stephen Ward as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
Macquarie Infrastructure Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN AU000000MIG8 | 11/27/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Amendment to Constitution - Base | Mgmt | For | Abstain | Against | |
Fee Amendments | ||||||
3 | Issuance of securities to | Mgmt | For | For | For | |
Responsible Entity | ||||||
4 | Approval of Sale of Interest in US | Mgmt | For | For | For | |
Toll Roads | ||||||
5 | Approval of Expanded Buy-back of | Mgmt | For | For | For | |
up to 17.5% | ||||||
7 | Amendment to Constitution - Base | Mgmt | For | Abstain | Against | |
Fee Amendments | ||||||
8 | Issuance of securities to | Mgmt | For | For | For | |
Responsible Entity | ||||||
9 | Approval of Sale of Interest in US | Mgmt | For | For | For | |
Toll Roads | ||||||
10 | Approval of Expanded Buy-back of | Mgmt | For | For | For | |
up to 17.5% | ||||||
12 | Accounts and Reports | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
14 | Re-elect Mr. Jeffery Conyers as | Mgmt | For | Against | Against | |
Director of the Company | ||||||
15 | Issuance of securities to Advisor | Mgmt | For | For | For | |
16 | Approval of Sale of Interest in US | Mgmt | For | For | For | |
Toll Roads | ||||||
MDU Resources Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDURP | CUSIP9 552690109 | 04/24/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Terry Hildestad | Mgmt | For | For | For | |
1.2 | Elect Dennis Johnson | Mgmt | For | For | For | |
1.3 | Elect John Olson | Mgmt | For | For | For |
1.4 | Elect John Wilson | Mgmt | For | For | For | |
2 | Increase in Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Amendment to Declassify the Board | Mgmt | For | For | For | |
4 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For | |
TOUCHE LLP AS OUR | ||||||
INDEPENDENT AUDITORS FOR | ||||||
2007 | ||||||
5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING SUSTAINABILITY | ||||||
REPORT | ||||||
Northeast Utilities | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NU | CUSIP9 664397106 | 05/08/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Booth | Mgmt | For | For | For | |
1.2 | Elect Cotton Cleveland | Mgmt | For | For | For | |
1.3 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |
1.4 | Elect James Cordes | Mgmt | For | For | For | |
1.5 | Elect E. Gail de Planque | Mgmt | For | For | For | |
1.6 | Elect John Graham | Mgmt | For | For | For | |
1.7 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.8 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.9 | Elect Robert Patricelli | Mgmt | For | For | For | |
1.10 | Elect Charles Shivery | Mgmt | For | For | For | |
1.11 | Elect John Swope | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amended Incentive Plan | Mgmt | For | For | For | |
NRG Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NRG | CUSIP9 629377508 | 04/25/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Crane | Mgmt | For | For | For | |
1.2 | Elect Stephen Cropper | Mgmt | For | For | For | |
1.3 | Elect Maureen Miskovic | Mgmt | For | For | For |
1.4 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM | ||||||
Osaka Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J62320114 | 06/28/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GRS260333000 | 03/14/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | TNA | NA | |
2 | Stock Option Plan | Mgmt | For | TNA | NA | |
3 | Settlement of Debt | Mgmt | For | TNA | NA | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
ISIN GRS260333000 | 03/27/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | TNA | NA | |
2 | Stock Option Plan | Mgmt | For | TNA | NA | |
3 | Settlement of Debt | Mgmt | For | TNA | NA | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GRS260333000 | 04/03/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | TNA | NA | |
2 | Stock Option Plan | Mgmt | For | TNA | NA | |
3 | Settlement of Debt | Mgmt | For | TNA | NA | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X3258B102 | 06/21/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Accounts and Reports | Mgmt | For | TNA | NA | |
3 | Ratification of Board and Auditor | Mgmt | For | TNA | NA | |
Acts | ||||||
4 | Appoint the Chartered Auditors for | Mgmt | For | TNA | NA | |
FY 2007and determine their fees | ||||||
5 | Indemnification of Directors | Mgmt | For | TNA | NA | |
6 | Directors' Fees | Mgmt | For | TNA | NA | |
7 | Compensation Policy | Mgmt | For | TNA | NA | |
8 | Related Party Transactions | Mgmt | For | TNA | NA | |
9 | Spin Off | Mgmt | For | TNA | NA | |
10 | Authority to Repurchase Shares | Mgmt | For | TNA | NA | |
11 | Election of Directors | Mgmt | For | TNA | NA | |
Peabody Energy Corp. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BTU | CUSIP9 704549104 | 05/01/2007 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Coley | Mgmt | For | TNA | NA | |
1.2 | Elect Irl Engelhardt | Mgmt | For | TNA | NA | |
1.3 | Elect William Rusnack | Mgmt | For | TNA | NA | |
1.4 | Elect John Turner | Mgmt | For | TNA | NA | |
1.5 | Elect Alan Washkowitz | Mgmt | For | TNA | NA | |
2 | Ratification of Auditor | Mgmt | For | TNA | NA | |
3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | TNA | ||
REGARDING BOARD | ||||||
DECLASSIFICATION | ||||||
Pennon Group Plc (frm.South | ||||||
West Water) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GB00B0WGH934 | 07/27/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accept Financial Statements and | Mgmt | For | For | For | |
Statutory Reports | ||||||
2 | Approve Final Dividend of 35.1 | Mgmt | For | For | For | |
Pence Per Share | ||||||
3 | Approve Remuneration Report | Mgmt | For | For | For | |
4 | Re-elect Kenneth Harvey as | Mgmt | For | For | For | |
Director | ||||||
5 | Re-elect Colin Drummond as | Mgmt | For | For | For | |
Director | ||||||
6 | Re-elect Dinah Nichols as Director | Mgmt | For | For | For | |
7 | Reappoint PricewaterhouseCoopers | Mgmt | For | For | For | |
LLP as Auditors of the Company | ||||||
8 | Authorise Board to Fix | Mgmt | For | For | For | |
Remuneration of Auditors | ||||||
9 | Approve Share Sub-Division of | Mgmt | For | For | For | |
Each Issued and Unissued Existing | ||||||
Ordinary Shares of 122 1/10 Pence | ||||||
Each Into Three New Ordinary | ||||||
Shares of 40.7 Pence Each |
10 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities with Pre-emptive | ||||||
Rights up to Aggregate Nominal | ||||||
Amount of GBP 30,178,532.70 | ||||||
11 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities without Pre- | ||||||
emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 7,241,070 | ||||||
12 | Authorise Share Repurchase up to | Mgmt | For | For | For | |
11,860,884 Ordinary Shares; or if | ||||||
Resolution 9 is Passed up to | ||||||
35,582,654 Ordinary Shares | ||||||
13 | Authorise the Company to Make | Mgmt | For | For | For | |
Donations to EU Political | ||||||
Organisations and to Incur EU | ||||||
Political Expenditure up to GBP | ||||||
100,000 | ||||||
14 | Approve Cancellation of Six Shares | Mgmt | For | For | For | |
of Nominal Value 11 1/10 Pence | ||||||
Each in the Authorised but | ||||||
Unissued Ordinary Share Capital | ||||||
15 | Approve Cancellation of 95,959,669 | Mgmt | For | For | For | |
B Shares of Nominal Value 110 | ||||||
Pence Each and the 35,858,521 | ||||||
Deferred Shares of 110 Pence Each | ||||||
PG & E Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCG | CUSIP9 69331C108 | 04/18/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Andrews | Mgmt | For | For | For | |
1.2 | Elect Leslie Biller | Mgmt | For | For | For | |
1.3 | Elect David Coulter | Mgmt | For | For | For | |
1.4 | Elect C. Lee Cox | Mgmt | For | For | For | |
1.5 | Elect Peter Darbee | Mgmt | For | For | For | |
1.6 | Elect Maryellen Herringer | Mgmt | For | For | For | |
1.7 | Elect Richard Meserve | Mgmt | For | For | For | |
1.8 | Elect Mary Metz | Mgmt | For | For | For | |
1.9 | Elect Barbara Rambo | Mgmt | For | For | For | |
1.10 | Elect Barry Williams | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | PERFORMANCE-BASED STOCK | ShrHoldr | Against | Against | For | |
OPTIONS | ||||||
4 | CUMULATIVE VOTING | ShrHoldr | Against | Against | For | |
Progress Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGN | CUSIP9 743263105 | 05/09/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For | |
BOSTIC. | ||||||
2 | ELECTION OF DIRECTOR: D. | Mgmt | For | For | For | |
BURNER. | ||||||
3 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For | |
DAUGHERTY. | ||||||
4 | ELECTION OF DIRECTOR: H. | Mgmt | For | For | For | |
DELOACH. | ||||||
5 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For | |
JONES. | ||||||
6 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For | |
JONES. | ||||||
7 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For | |
MCGEHEE. | ||||||
8 | ELECTION OF DIRECTOR: E. | Mgmt | For | For | For | |
MCKEE. | ||||||
9 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For | |
MULLIN. | ||||||
10 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For | |
SALADRIGAS. | ||||||
11 | ELECTION OF DIRECTOR: T. | Mgmt | For | For | For | |
STONE. | ||||||
12 | ELECTION OF DIRECTOR: A. | Mgmt | For | For | For | |
TOLLISON. | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2007 Equity Incentive Plan | Mgmt | For | For | For | |
Public Service Enterprise Group | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEGPRP | CUSIP9 744573106 | 04/17/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ernest Drew | Mgmt | For | For | For | |
1.2 | Elect William Hickey | Mgmt | For | For | For | |
1.3 | Elect Ralph Izzo | Mgmt | For | For | For | |
1.4 | Elect Richard Swift | Mgmt | For | For | For | |
2 | Increase Authorized Shares | Mgmt | For | For | For | |
3 | 2007 Equity Compensation Plan for | Mgmt | For | For | For | |
Outside Directors | ||||||
4 | Eliminate Classified Board | Mgmt | For | For | For | |
5 | Eliminate Cumulative Voting | Mgmt | For | For | For | |
6 | Eliminate Preemptive Rights | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
Public Service Enterprise Group | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEG | CUSIP9 744573106 | 11/21/2006 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Caroline Dorsa | Mgmt | For | For | For | |
1.2 | Elect E. James Ferland | Mgmt | For | For | For | |
1.3 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |
1.4 | Elect Ralph Izzo | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO EXECUTIVE | ||||||
COMPENSATION. | ||||||
Putnam Prime Money Market Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP9 746763416 | 05/15/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approving a New Management | Mgmt | For | For | For | |
Contract for your Fund | ||||||
Questar Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STR | CUSIP9 748356102 | 05/15/2007 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Teresa Beck | Mgmt | For | For | For | |
1.2 | Elect R. D. Cash | Mgmt | For | For | For | |
1.3 | Elect Robert McKee, III | Mgmt | For | For | For | |
1.4 | Elect Gary Michael | Mgmt | For | For | For | |
1.5 | Elect Charles Stanley | Mgmt | For | For | For | |
RWE AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN DE0007037129 | 04/18/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Appropriation of distributable profit | Mgmt | For | For | For | |
4 | Approval of the Acts of the | Mgmt | For | For | For | |
Executive Board for fiscal 2006 | ||||||
5 | Approval of the Acts of the | Mgmt | For | For | For | |
Supervisory Board for fiscal 2006 | ||||||
6 | Appointment of | Mgmt | For | For | For | |
Pricewaterhousecoopers AG, as the | ||||||
Auditors for fiscal 2007 | ||||||
7 | Authorization to implement share | Mgmt | For | For | For | |
buybacks | ||||||
8 | Amendments to Articles | Mgmt | For | For | For | |
Scottish & Southern Energy Plc | ||||||
(frm.Hydro Electric Power PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GB0007908733 | 07/27/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accept Financial Statements and | Mgmt | For | For | For | |
Statutory Reports | ||||||
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend of 32.7 | Mgmt | For | For | For | |
Pence Per Ordinary Share | ||||||
4 | Re-elect Gregor Alexander as | Mgmt | For | For | For | |
Director | ||||||
5 | Re-elect David Payne as Director | Mgmt | For | For | For | |
6 | Re-elect Susan Rice as Director | Mgmt | For | For | For |
7 | Reappoint KPMG Audit Plc as | Mgmt | For | For | For | |
Auditors of the Company | ||||||
8 | Authorise Board to Fix | Mgmt | For | For | For | |
Remuneration of Auditors | ||||||
9 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities with Pre-emptive | ||||||
Rights up to Aggregate Nominal | ||||||
Amount of GBP 143,380,318 | ||||||
10 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities without Pre- | ||||||
emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP | ||||||
21,507,047 | ||||||
11 | Authorise 86,028,191 Ordinary | Mgmt | For | For | For | |
Shares for Market Purchase | ||||||
12 | Approve Scottish and Southern | Mgmt | For | Against | Against | |
Energy Plc Performance Share Plan | ||||||
Sempra Energy | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRE | CUSIP9 816851109 | 04/26/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For | |
1.2 | Elect Richard Newman | Mgmt | For | For | For | |
1.3 | Elect Neal Schmale | Mgmt | For | For | For | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM | ||||||
3 | ADOPT SIMPLE MAJORITY VOTE | ShrHoldr | Against | Against | For | |
PROPOSAL | ||||||
4 | DIRECTOR ELECTION MAJORITY | ShrHoldr | Against | Against | For | |
VOTE STANDARD PROPOSAL | ||||||
5 | SUPPLEMENTAL EXECUTIVE | ShrHoldr | Against | Against | For | |
RETIREMENT PLAN POLICY | ||||||
PROPOSAL | ||||||
Sierra Pacific Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRC | CUSIP9 826428104 | 05/07/2007 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Walter Higgins | Mgmt | For | For | For | |
1.2 | Elect Brian Kennedy | Mgmt | For | For | For | |
1.3 | Elect John O'Reilly | Mgmt | For | For | For | |
1.4 | Elect Michael Yackira | Mgmt | For | For | For | |
2 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Classified Board | ||||||
Southern Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SO | CUSIP9 842587107 | 05/23/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |
1.2 | Elect Dorrit Bern | Mgmt | For | For | For | |
1.3 | Elect Francis Blake | Mgmt | For | For | For | |
1.4 | Elect Thomas Chapman | Mgmt | For | For | For | |
1.5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |
1.6 | Elect Donald James | Mgmt | For | For | For | |
1.7 | Elect J. Neal Purcell | Mgmt | For | For | For | |
1.8 | Elect David Ratcliffe | Mgmt | For | For | For | |
1.9 | Elect William Smith, Jr. | Mgmt | For | For | For | |
1.10 | Elect Gerald St. Pe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
ENVIRONMENTAL REPORT | ||||||
Starhub Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y8152F116 | 04/18/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect LIM Chin Beng | Mgmt | For | Against | Against | |
3 | Elect KUA Hong Pak | Mgmt | For | Against | Against | |
4 | Elect LIM Ming Seong | Mgmt | For | Against | Against | |
5 | Elect TEO Ek Tor | Mgmt | For | Against | Against | |
6 | Elect LIU Chee Ming | Mgmt | For | Against | Against | |
7 | Directors' Fees | Mgmt | For | For | For | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
10 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Incentive Plan | ||||||
12 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Incentive Plan | ||||||
Starhub Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y8152F116 | 04/18/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Capital Reduction | Mgmt | For | For | For | |
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |
3 | Related Party Transactions | Mgmt | For | For | For | |
Starhub Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y8152F108 | 07/24/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Capital Reduction | Mgmt | For | For | For | |
Swisscom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H8398N104 | 04/24/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Accounts and Reports | Mgmt | For | TNA | NA | |
4 | Approve the appropriation of | Mgmt | For | TNA | NA | |
retained earnings and declaration of | ||||||
dividends | ||||||
5 | Ratification of Board and | Mgmt | For | TNA | NA | |
Management Acts | ||||||
6 | Approve to change the Articles 6.1.2 | Mgmt | For | TNA | NA | |
of Association |
7 | Re-elect Mr. Fides P. BaldesBerger | Mgmt | For | TNA | NA | |
as a Board of Director | ||||||
8 | Re-elect Mr. Michel Gobet as a | Mgmt | For | TNA | NA | |
Board of Director | ||||||
9 | Re-elect Dr. Torsten G. Kreindl as a | Mgmt | For | TNA | NA | |
Board of Director | ||||||
10 | Re-elect Mr. Richard Roy as a | Mgmt | For | TNA | NA | |
Board of Director | ||||||
11 | Re-elect Mr. Othmar Vock as a | Mgmt | For | TNA | NA | |
Board of Director | ||||||
12 | Appointment of Auditor | Mgmt | For | TNA | NA | |
Telefonica SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
cins 879382109 | 05/10/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
3 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
4 | Re-election of Mr. Cesar Alierta | Mgmt | For | For | For | |
Izuel. | ||||||
5 | Re-election of Mr. Maximino Carpio | Mgmt | For | For | For | |
Garcia. | ||||||
6 | Re-election of Mr. Gonzalo Hinojosa | Mgmt | For | For | For | |
FernAndez de Angulo. | ||||||
7 | Re-election of Mr. Pablo Isla Alvarez | Mgmt | For | For | For | |
de Tejera. | ||||||
8 | Re-election of Mr. Enrique Used | Mgmt | For | For | For | |
Aznar. | ||||||
9 | Re-election of Mr. Gregorio | Mgmt | For | For | For | |
Villalabeitia Galarraga. | ||||||
10 | Elect José Álvarez-Pallete López | Mgmt | For | Against | Against | |
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments | ||||||
13 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Share Capital | ||||||
14 | Amend Articles 14, 16, 18, 19 and | Mgmt | For | For | For | |
20 | ||||||
15 | Amend Articles 17 and 20 | Mgmt | For | For | For | |
16 | Amend Articles 24, 25, 27, 30 and | Mgmt | For | For | For | |
31 | ||||||
17 | Amend Article 5 | Mgmt | For | For | For |
18 | Amend Articles 7, 8, 9 and 10 | Mgmt | For | For | For | |
19 | Amend Articles 7, 15, 17 and 20 | Mgmt | For | For | For | |
20 | Amend Articles 21 and 24 | Mgmt | For | For | For | |
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
TELEKOM AUSTRIA AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS A8502A102 | 05/30/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | NA | |
2 | Approve allocation of income | Mgmt | For | TNA | NA | |
3 | Ratification of Management and | Mgmt | For | TNA | NA | |
Supervisory Board Acts | ||||||
4 | Approve remuneration of | Mgmt | For | TNA | NA | |
Supervisory Board Members | ||||||
5 | Appointment of Auditor | Mgmt | For | TNA | NA | |
7 | Authority to Issue Shares Under | Mgmt | For | TNA | NA | |
Employee Stock Option Plan | ||||||
8 | Grant authority to use own Shares | Mgmt | For | TNA | NA | |
for settlement of convertible Bonds | ||||||
9 | Grant authority to use own Shares | Mgmt | For | TNA | NA | |
for acquisition of Companies | ||||||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | NA | |
11 | Grant authority to the re-issuance of | Mgmt | For | TNA | NA | |
repurchase Shares | ||||||
13 | Adopt the new Articles of | Mgmt | For | TNA | NA | |
Association | ||||||
Toho Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J84850106 | 06/26/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Appropriation of Profits | Mgmt | For | For | For | |
2 | Amend Articles to: Adopt Reduction | Mgmt | For | For | For | |
of Liability System for Outside | ||||||
Auditors | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
14 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
15 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
16 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
17 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
18 | Appoint Accounting Auditors | Mgmt | For | For | For | |
19 | Approve Payment of Bonuses to | Mgmt | For | For | For | |
Directors | ||||||
Tokyo Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J87000105 | 06/28/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
VEOLIA ENVIRONNEMENT | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F9686M107 | 05/10/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Approval of Non-Tax-Deductible | Mgmt | For | For | For | |
Expenses | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | Against | Against | |
7 | Ratification of the Co-Option of | Mgmt | For | Abstain | Against | |
Paolo Scaroni | ||||||
8 | Ratification of the Co-Option of | Mgmt | For | Abstain | Against | |
Augustin de Roman | ||||||
9 | Replacement of Auditor | Mgmt | For | For | For | |
10 | Replacement of Deputy Auditor | Mgmt | For | For | For | |
11 | Authority to Trade in Company | Mgmt | For | Against | Against | |
Stock | ||||||
12 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities | ||||||
13 | Authority to Increase Capital | Mgmt | For | Against | Against | |
14 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
15 | Amend the Paragraph 3 of the | Mgmt | For | For | For | |
Article 22 of the By-laws | ||||||
16 | Authority to Issue Warrants as a | Mgmt | For | Against | Against | |
Takeover Defense | ||||||
17 | Authority to Increase Capital as a | Mgmt | For | Against | Against | |
Takeover Defense | ||||||
18 | Power for formalities | Mgmt | For | For | For | |
Verizon Communications Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VZ | CUSIP9 92343V104 | 05/03/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
R. BARKER | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD L. CARRION | ||||||
3 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For | |
FRANCES KEETH | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT W. LANE | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
SANDRA O. MOOSE | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH NEUBAUER |
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DONALD T. NICOLAISEN | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS H. O BRIEN | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CLARENCE OTIS, JR. | ||||||
10 | ELECTION OF DIRECTOR: HUGH | Mgmt | For | For | For | |
B. PRICE | ||||||
11 | ELECTION OF DIRECTOR: IVAN | Mgmt | For | For | For | |
G. SEIDENBERG | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WALTER V. SHIPLEY | ||||||
13 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. SNOW | ||||||
14 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
R. STAFFORD | ||||||
15 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT D. STOREY | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | ELIMINATE STOCK OPTIONS | ShrHoldr | Against | Against | For | |
18 | SHAREHOLDER APPROVAL OF | ShrHoldr | Against | Against | For | |
FUTURE SEVERANCE | ||||||
AGREEMENTS | ||||||
19 | COMPENSATION CONSULTANT | ShrHoldr | Against | For | Against | |
DISCLOSURE | ||||||
20 | ADVISORY VOTE ON EXECUTIVE | ShrHoldr | Against | For | Against | |
COMPENSATION | ||||||
21 | LIMIT SERVICE ON OUTSIDE | ShrHoldr | Against | Against | For | |
BOARDS | ||||||
22 | SHAREHOLDER APPROVAL OF | ShrHoldr | Against | For | Against | |
FUTURE POISON PILL | ||||||
23 | REPORT ON CHARITABLE | ShrHoldr | Against | Against | For | |
CONTRIBUTIONS | ||||||
Vodafone Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GB0007192106 | 07/25/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Approve Increase in Authorised | Mgmt | For | For | For | |
Capital to GBP 9,900,050,000 and | ||||||
USD 7,800,000,000; Authorise | ||||||
Capitalisation up GBP | ||||||
9,990,000,000; Issue Equity with | ||||||
Rights up to 66,600,000,000 B | ||||||
Shares; Capital Reorganisation; | ||||||
Amend Articles of Association | ||||||
Vodafone Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIN GB0007192106 | 07/25/2006 | Voted | ||||
Meeting Type | Country of Trade | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accept Financial Statements and | Mgmt | For | For | For | |
Statutory Reports | ||||||
2 | Re-elect Sir John Bond as Director | Mgmt | For | Against | Against | |
3 | Re-elect Arun Sarin as Director | Mgmt | For | Against | Against | |
4 | Re-elect Thomas Geitner as | Mgmt | For | Against | Against | |
Director | ||||||
5 | Re-elect Michael Boskin as Director | Mgmt | For | Against | Against | |
6 | Re-elect Lord Broers as Director | Mgmt | For | Against | Against | |
7 | Re-elect John Buchanan as Director | Mgmt | For | Against | Against | |
8 | Re-elect Andy Halford as Director | Mgmt | For | Against | Against | |
9 | Re-elect Jurgen Schrempp as | Mgmt | For | Against | Against | |
Director | ||||||
10 | Re-elect Luc Vandevelde as | Mgmt | For | Against | Against | |
Director | ||||||
11 | Elect Philip Yea as Director | Mgmt | For | Against | Against | |
12 | Elect Anne Lauvergeon as Director | Mgmt | For | Against | Against | |
13 | Elect Anthony Watson as Director | Mgmt | For | Against | Against | |
14 | Approve Final Dividend of 3.87 | Mgmt | For | For | For | |
Pence Per Ordinary Share | ||||||
15 | Approve Remuneration Report | Mgmt | For | Abstain | Against | |
16 | Reappoint Deloitte & Touche LLP as | Mgmt | For | For | For | |
Auditors of the Company | ||||||
17 | Authorise the Audit Committee to | Mgmt | For | For | For | |
Fix Remuneration of Auditors | ||||||
18 | Adopt New Articles of Association | Mgmt | For | For | For |
19 | Authorise the Company and Any | Mgmt | For | For | For | |
Company Which is or Becomes a | ||||||
Subsidiary of the Company to Make | ||||||
EU Political Organisation Donations | ||||||
up to GBP 50,000 and Incur EU | ||||||
Political Expenditure up to GBP | ||||||
50,000 | ||||||
20 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities with Pre-emptive | ||||||
Rights up to Aggregate Nominal | ||||||
Amount of USD 900,000,000 | ||||||
21 | Authorise Issue of Equity or Equity- | Mgmt | For | For | For | |
Linked Securities without Pre- | ||||||
emptive Rights up to Aggregate | ||||||
Nominal Amount of USD | ||||||
260,000,000 | ||||||
22 | Authorise 5,200,000,000 Ordinary | Mgmt | For | For | For | |
Shares for Market Purchase Should | ||||||
the Special Resolution at the | ||||||
Extraordinary General Meeting on | ||||||
25 July 2006 be Passed; Otherwise | ||||||
up to 6,000,000,000 Ordinary | ||||||
Shares | ||||||
Westar Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WREGP | CUSIP9 95709T100 | 05/17/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect B. Anthony Isaac | Mgmt | For | For | For | |
1.2 | Elect Michael Morrissey | Mgmt | For | For | For | |
1.3 | Elect John Nettels, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Williams Companies Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMB | CUSIP9 969457100 | 05/17/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
KATHLEEN B. COOPER. |
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM R. GRANBERRY. | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHARLES M. LILLIS. | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM G. LOWRIE. | ||||||
5 | RATIFICATION OF ERNST & | Mgmt | For | For | For | |
YOUNG LLP AS AUDITORS FOR | ||||||
2007. | ||||||
6 | APPROVAL OF THE WILLIAMS | Mgmt | For | For | For | |
COMPANIES, INC. 2007 | ||||||
INCENTIVE PLAN. | ||||||
7 | APPROVAL OF THE WILLIAMS | Mgmt | For | For | For | |
COMPANIES, INC. 2007 | ||||||
EMPLOYEE STOCK PURCHASE | ||||||
PLAN. | ||||||
Wisconsin Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WEC | CUSIP9 976657106 | 05/03/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Ahearne | Mgmt | For | For | For | |
1.2 | Elect John Bergstrom | Mgmt | For | For | For | |
1.3 | Elect Barbara Bowles | Mgmt | For | For | For | |
1.4 | Elect Patricia Chadwick | Mgmt | For | For | For | |
1.5 | Elect Robert Cornog | Mgmt | For | For | For | |
1.6 | Elect Curt Culver | Mgmt | For | For | For | |
1.7 | Elect Thomas Fischer | Mgmt | For | For | For | |
1.8 | Elect Gale Klappa | Mgmt | For | For | For | |
1.9 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |
1.10 | Elect Frederick Stratton, Jr. | Mgmt | For | For | For | |
2 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For | |
TOUCHE LLP AS INDEPENDENT | ||||||
AUDITORS FOR 2007. |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against. '
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Utilities Growth and Income Fund |
By: | /s/ Charles E. Porter |
Name: | Charles E. Porter |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 13, 2007 |