| | | |
| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-5989 |
| |
| Name of Registrant: | Putnam Global Utilities Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | Putnam Global Utilities Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 10/31/2008 | |
| Date of reporting period: | |
| | 07/01/2008 - 06/30/2009 |
| | |
| | | | | | |
| Item 1: Proxy Voting Record | | | | | |
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| Registrant : Putnam Global Utilities Fund | | | | | |
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| AES Corporation | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AES | CUSIP9 00130H105 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Samuel Bodman III | Mgmt | For | For | For |
| 1.2 | Elect Paul Hanrahan | Mgmt | For | For | For |
| 1.3 | Elect Kristina Johnson | Mgmt | For | For | For |
| 1.4 | Elect Tarun Khanna | Mgmt | For | For | For |
| 1.5 | Elect John Koskinen | Mgmt | For | For | For |
| 1.6 | Elect Philip Lader | Mgmt | For | For | For |
| 1.7 | Elect Sandra Moose | Mgmt | For | For | For |
| 1.8 | Elect John Morse, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Philip Odeen | Mgmt | For | For | For |
| 1.10 | Elect Charles Rossotti | Mgmt | For | For | For |
| 1.11 | Elect Sven Sandstrom | Mgmt | For | For | For |
| 2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For |
| | | OF INDEPENDENT AUDITORS | | | | |
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| Allegheny Energy, Inc. | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AYE | CUSIP9 017361106 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect H. Furlong Baldwin | Mgmt | For | For | For |
| 2 | Elect Eleanor Baum | Mgmt | For | For | For |
| 3 | Elect Paul Evanson | Mgmt | For | For | For |
| 4 | Elect Cyrus Freidheim, Jr. | Mgmt | For | For | For |
| 5 | Elect Julia Johnson | Mgmt | For | For | For |
| 6 | Elect Ted Kleisner | Mgmt | For | For | For |
| 7 | Elect Christopher Pappas | Mgmt | For | For | For |
| 8 | Elect Steven Rice | Mgmt | For | For | For |
| 9 | Elect Gunnar Sarsten | Mgmt | For | For | For |
| 10 | Elect Michael Sutton | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 12 | Annual Incentive Plan | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Right to Call Special Meetings | | | | |
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| Alliant Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LNT | CUSIP9 018802108 | 05/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ann K. Newhall | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Dean Oestreich | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Carol Sanders | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| Asciano Group | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Q0557G103 | 10/22/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Adopt the remuneration report for | Mgmt | For | Against | Against |
| | | the FYE 30 JUN 2008 | | | | |
| | 4 | Re-elect Chris Barlow - Company | Mgmt | For | Against | Against |
| | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 6 | Equity Grant (CEO Mark | Mgmt | For | For | For |
| | | Rowsthorn) - Company & Trust | | | | |
| | 7 | Approval of Issue of Stapled | Mgmt | For | For | For |
| | | Securities - Company & Trust | | | | |
| | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 9 | Amendments to Constitution - | Mgmt | For | For | For |
| | | Company | | | | |
| | 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 11 | Amendments to Constitution - Trust | Mgmt | For | For | For |
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| BT Group PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G16612106 | 07/16/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve the report and accounts | Mgmt | For | For | For |
| | 2 | Approve the remuneration report | Mgmt | For | For | For |
| | 3 | Approve the final dividend | Mgmt | For | For | For |
| | 4 | Re-elect Mr. Hanif Lalani as a | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 5 | Re-elect Mr. Carl Symon as a | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 6 | Elect Sir. Michael Rake as a | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 7 | Elect Mr. Gavin Patterson as a | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 8 | Elect Mr. J. Eric Daniels as a | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 9 | Elect Mr. Rt. Hon Patricia Hewitt MP | Mgmt | For | Against | Against |
| | | as a Director | | | | |
| | 10 | Re-appoint the Auditors | Mgmt | For | For | For |
| | 11 | Approve the remuneration of the | Mgmt | For | For | For |
| | | Auditors | | | | |
| | 12 | Authorize to allot shares | Mgmt | For | For | For |
| | 13 | Authorize to allot shares for cash | Mgmt | For | Abstain | Against |
| | 14 | Authorize to purchase own shares | Mgmt | For | For | For |
| | 15 | Authorize the political donation | Mgmt | For | Abstain | Against |
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| Centrica PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G2018Z143 | 05/11/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | Against | Against |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Mark Hanafin | Mgmt | For | Against | Against |
| | 5 | Elect Sam Laidlaw | Mgmt | For | Against | Against |
| | 6 | Elect Andrew Mackenzie | Mgmt | For | Against | Against |
| | 7 | Elect Helen Alexander | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 10 | Authorization of Political Donations | Mgmt | For | For | For |
| |
| | 11 | Increase in Authorized Capital | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/ | Mgmt | For | Against | Against |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
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| Centrica PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G2018Z143 | 06/08/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approval of the Transaction | Mgmt | For | For | For |
| |
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| Centrica PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G2018Z143 | 11/21/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Rights Issue | Mgmt | For | For | For |
| | 2 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
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| Cheung Kong Infrastructure | | | | | | |
| Holdings Limi | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G2098R102 | 05/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Bermuda | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Victor LI Tzar Kuoi | Mgmt | For | Against | Against |
| | 5 | Elect Canning FOK Kin Ning | Mgmt | For | Against | Against |
| | 6 | Elect TSO Kai Sum | Mgmt | For | Against | Against |
| | 7 | Elect Henry CHEONG Ying-Chew | Mgmt | For | Against | Against |
| | 8 | Elect Barrie Cook | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | | | | |
| | 12 | Authority to Issue Repurchased | Mgmt | For | For | For |
| | | Shares | | | | |
| | 13 | Continuing Connected Transactions | Mgmt | For | For | For |
| |
| | 14 | Annual Caps | Mgmt | For | For | For |
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| Chubu Electric Power Company | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J06510101 | 06/25/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| | 3 | Elect Masakazu Aita | Mgmt | For | For | For |
| | 4 | Elect Haruhiko Asano | Mgmt | For | For | For |
| | 5 | Elect Norihisa Itoh | Mgmt | For | For | For |
| | 6 | Elect Tomohiko Ohno | Mgmt | For | For | For |
| | 7 | Elect Hideko Katsumata | Mgmt | For | For | For |
| | 8 | Elect Fumio Kawaguchi | Mgmt | For | For | For |
| | 9 | Elect Yuhji Kume | Mgmt | For | For | For |
| | 10 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For |
| | 11 | Elect Toshiyuki Nosaka | Mgmt | For | For | For |
| | 12 | Elect Shun Matsushita | Mgmt | For | For | For |
| | 13 | Elect Kazuhiro Matsubara | Mgmt | For | For | For |
| | 14 | Elect Ryohsuke Mizutani | Mgmt | For | For | For |
| | 15 | Elect Akihisa Mizuno | Mgmt | For | For | For |
| | 16 | Elect Toshio Mita | Mgmt | For | For | For |
| | 17 | Elect Yoshihito Miyaike | Mgmt | For | For | For |
| | 18 | Elect Katsuyuki Naitoh | Mgmt | For | Against | Against |
| | 19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Compensation Disclosure and | | | | |
| | | Appointment of Representative | | | | |
| | | Directors | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Ban on Nuclear Power Generation | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Decommissioning of Nuclear Power | | | | |
| | | Plants | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Storage of Nuclear Fuel | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Use of Plutonium | | | | |
| | | | | | |
| CLP Holdings Limited (fka China | | | | | | |
| Light and Power) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Y1660Q104 | 04/28/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Hong Kong | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Declare a final dividend of HKD | Mgmt | For | For | For |
| | | 0.92 per share | | | | |
| | 4 | Re-elect Mr. Ian Duncan Boyce as | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 5 | Re-elect Dr. Lee Yui Bor as Director | Mgmt | For | Against | Against |
| |
| | 6 | Re-elect Mr. Jason Holroyd Whittle | Mgmt | For | Against | Against |
| | | as Director | | | | |
| | 7 | Re-elect Mr. Lee Ting Chang Peter | Mgmt | For | Against | Against |
| | | as Director | | | | |
| | 8 | Re-elect Mr. Peter William | Mgmt | For | Against | Against |
| | | Greenwood as Director | | | | |
| | 9 | Re-elect Mr. Rudolf Bischof as | Mgmt | For | Against | Against |
| | | Director | | | | |
| | 10 | Re-elect Mr. William Elkin Mocatta | Mgmt | For | Against | Against |
| | | as Director | | | | |
| | 11 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 14 | Authority to Issue Repurchased | Mgmt | For | For | For |
| | | Shares | | | | |
| | 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
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| CMS Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CMS | CUSIP9 125896100 | 05/22/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Merribel Ayres | Mgmt | For | For | For |
| | 1.2 | Elect Jon Barfield | Mgmt | For | For | For |
| | 1.3 | Elect Richard Gabrys | Mgmt | For | For | For |
| | 1.4 | Elect David Joos | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect Philip Lochner, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Michael Monahan | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Paquette Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Percy Pierre | Mgmt | For | For | For |
| | 1.9 | Elect Kenneth Way | Mgmt | For | For | For |
| | 1.10 | Elect Kenneth Whipple | Mgmt | For | For | For |
| | 1.11 | Elect John Yasinsky | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Performance | Mgmt | For | For | For |
| | | Incentive Stock Plan | | | | |
| | 4 | Approval of Performance Measures | Mgmt | For | For | For |
| | | in Bonus Plan | | | | |
| | 5 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| |
| |
| Constellation Energy Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CEG | CUSIP9 210371100 | 07/18/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Yves de Balmann | Mgmt | For | For | For |
| | 2 | Elect Douglas Becker | Mgmt | For | Against | Against |
| | 3 | THE ELECTION OF ANN C. | Mgmt | For | For | For |
| | | BERZIN AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 4 | THE ELECTION OF JAMES T. | Mgmt | For | For | For |
| | | BRADY AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 5 | THE ELECTION OF EDWARD A. | Mgmt | For | For | For |
| | | CROOKE AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 6 | THE ELECTION OF JAMES R. | Mgmt | For | For | For |
| | | CURTISS AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 7 | Elect Freeman Hrabowski, III | Mgmt | For | For | For |
| | 8 | THE ELECTION OF NANCY | Mgmt | For | For | For |
| | | LAMPTON AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 9 | Elect Robert Lawless | Mgmt | For | For | For |
| | 10 | THE ELECTION OF LYNN M. | Mgmt | For | For | For |
| | | MARTIN AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 11 | Elect Mayo Shattuck III | Mgmt | For | For | For |
| | | | | | |
| | 12 | THE ELECTION OF JOHN L. | Mgmt | For | For | For |
| | | SKOLDS AS A DIRECTOR FOR A | | | | |
| | | TERM TO EXPIRE IN 2009 | | | | |
| | 13 | Elect Michael Sullivan | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Increase in Authorized Shares of | Mgmt | For | For | For |
| | | Common Stock | | | | |
| |
| |
| Dominion Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | D | CUSIP9 25746U109 | 05/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter Brown | Mgmt | For | Against | Against |
| | 2 | Elect George Davidson, Jr. | Mgmt | For | For | For |
| | 3 | Elect Thomas Farrell, II | Mgmt | For | For | For |
| | 4 | Elect John Harris | Mgmt | For | For | For |
| | 5 | Elect Robert Jepson, Jr. | Mgmt | For | For | For |
| | 6 | Elect Mark Kington | Mgmt | For | For | For |
| | 7 | Elect Benjamin Lambert, III | Mgmt | For | For | For |
| | 8 | Elect Margeret McKenna | Mgmt | For | For | For |
| | 9 | Elect Frank Royal | Mgmt | For | For | For |
| | 10 | Elect David Wollard | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to the 2005 Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Fossil Fuel Reduction | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Approval of SERP Benefits | | | | |
| |
| |
| Duke Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DUK | CUSIP9 26441C105 | 05/07/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Barnet, III | Mgmt | For | For | For |
| | 1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For |
| | 1.3 | Elect Michael Browning | Mgmt | For | For | For |
| | | | | | |
| | 1.4 | Elect Daniel DiMicco | Mgmt | For | For | For |
| | 1.5 | Elect Ann Maynard Gray | Mgmt | For | For | For |
| | 1.6 | Elect James Hance, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect James Rhodes | Mgmt | For | For | For |
| | 1.8 | Elect James Rogers | Mgmt | For | For | For |
| | 1.9 | Elect Philip Sharp | Mgmt | For | For | For |
| | 1.10 | Elect Dudley Taft | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| E.ON AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS D24914133 | 05/06/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 7 | Elect Jens Heyerdahl | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Appointment of Auditor for Interim | Mgmt | For | For | For |
| | | Reports | | | | |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 11 | Increase in Authorized Capital | Mgmt | For | For | For |
| | 12 | Authority to Issue Convertible Debt | Mgmt | For | For | For |
| | | Instruments; Conditional Capital | | | | |
| | | 2009 I | | | | |
| | 13 | Authority to Issue Convertible Debt | Mgmt | For | For | For |
| | | Instruments; Conditional Capital | | | | |
| | | 2009 II | | | | |
| | 14 | Amendment to Corporate Purpose | Mgmt | For | For | For |
| |
| | 15 | Amendments to Articles | Mgmt | For | For | For |
| | 16 | Amendments to Articles | Mgmt | For | For | For |
| | 17 | Amendments to Articles | Mgmt | For | For | For |
| | 18 | Intra-Company Contract | Mgmt | For | For | For |
| | 19 | Intra-Company Contract | Mgmt | For | For | For |
| | 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | | | | | |
| Edison International | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EIX | CUSIP9 281020107 | 04/23/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vanessa Chang | Mgmt | For | For | For |
| | 1.2 | Elect France Córdova | Mgmt | For | For | For |
| | 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.5 | Elect Bradford Freeman | Mgmt | For | For | For |
| | 1.6 | Elect Luis Nogales | Mgmt | For | For | For |
| | 1.7 | Elect Ronald Olson | Mgmt | For | For | For |
| | 1.8 | Elect James Rosser | Mgmt | For | For | For |
| | 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| | 1.10 | Elect Thomas Sutton | Mgmt | For | For | For |
| | 1.11 | Elect Brett White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 | Mgmt | For | For | For |
| | | Performance Incentive Plan | | | | |
| | 4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | | REGARDING SHAREHOLDER | | | | |
| | | SAY ON EXECUTIVE PAY. | | | | |
| |
| |
| Electricite de France | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS F2940H113 | 05/20/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports; Approval of | Mgmt | For | For | For |
| | | Non-Tax Deductible Expenses | | | | |
| | 7 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 9 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 10 | Related Party Transactions | Mgmt | For | For | For |
| | 11 | Directors' Fees | Mgmt | For | For | For |
| | 12 | Supplementary Directors' Fees | Mgmt | For | For | For |
| | 13 | Directors' Fees | Mgmt | For | For | For |
| | | | | | |
| | 14 | Authority to Trade in Company | Mgmt | For | Against | Against |
| | | Stock | | | | |
| | 15 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/Preemptive | | | | |
| | | Rights; Authority to Issue Debt | | | | |
| | | Instruments | | | | |
| | 16 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/o | | | | |
| | | Preemptive Rights; Authority to | | | | |
| | | Issue Debt Instruments | | | | |
| | 17 | Authority to Increase Share | Mgmt | For | For | For |
| | | Issuance Limit | | | | |
| | 18 | Authority to Increase Capital | Mgmt | For | For | For |
| | | through Capitalizations | | | | |
| | 19 | Authority to Increase Capital in | Mgmt | For | For | For |
| | | Case of Exchange Offer | | | | |
| | 20 | Authority to Increase Capital in | Mgmt | For | For | For |
| | | Consideration for Contributions in | | | | |
| | | Kind | | | | |
| | 21 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities under | | | | |
| | | Employee Savings Plan | | | | |
| | 22 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 23 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| |
| Entergy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ETR | CUSIP9 29364G103 | 05/08/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Maureen Bateman | Mgmt | For | For | For |
| | 2 | Elect W. Frank Blount | Mgmt | For | For | For |
| | 3 | Elect Gary Edwards | Mgmt | For | For | For |
| | 4 | Elect Alexis Herman | Mgmt | For | For | For |
| | 5 | Elect Donald Hintz | Mgmt | For | For | For |
| | 6 | Elect J. Wayne Leonard | Mgmt | For | For | For |
| | 7 | Elect Stuart Levenick | Mgmt | For | For | For |
| | 8 | Elect James Nichols | Mgmt | For | For | For |
| | 9 | Elect William Percy, II | Mgmt | For | For | For |
| | 10 | Elect W.J. Tauzin | Mgmt | For | For | For |
| | 11 | Elect Steven Wilkinson | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Exelon Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EXC | CUSIP9 30161N101 | 04/28/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | A. CANNING, JR. | | | | |
| | 2 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For |
| | | WALTER D ALESSIO | | | | |
| | 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | BRUCE DEMARS | | | | |
| | 4 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | NELSON A. DIAZ | | | | |
| | 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ROSEMARIE B. GRECO | | | | |
| | 6 | ELECTION OF DIRECTOR: PAUL | Mgmt | For | For | For |
| | | L. JOSKOW | | | | |
| | 7 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | M. PALMS | | | | |
| | 8 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | W. ROGERS, JR. | | | | |
| | 9 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | W. ROWE | | | | |
| | 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | STEPHEN D. STEINOUR | | | | |
| | 11 | Renewal of the Annual Incentive | Mgmt | For | For | For |
| | | Plan for Senior Executives | | | | |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Global Warming Report | | | | |
| |
| |
| Firstenergy Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FE | CUSIP9 337932107 | 05/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against |
| | 1.5 | Elect William Cottle | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.8 | Elect Catherine Rein | Mgmt | For | Withhold | Against |
| | 1.9 | Elect George Smart | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Wes Taylor | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding a | ShrHoldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | | Right to Call a Special Meeting | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Proponent Engagement Process | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| FPL Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FPL | CUSIP9 302571104 | 05/22/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sherry Barrat | Mgmt | For | For | For |
| | 1.2 | Elect Robert Beall, II | Mgmt | For | For | For |
| | 1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For |
| | 1.4 | Elect James Camaren | Mgmt | For | For | For |
| | 1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For |
| | 1.6 | Elect Lewis Hay III | Mgmt | For | For | For |
| | 1.7 | Elect Toni Jennings | Mgmt | For | For | For |
| | 1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect Rudy Schupp | Mgmt | For | For | For |
| | 1.10 | Elect Michael Thaman | Mgmt | For | For | For |
| | 1.11 | Elect Hansel Tookes, II | Mgmt | For | For | For |
| | 1.12 | Elect Paul Tregurtha | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Long Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| GDF Suez (fka Gaz de France) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS F42768105 | 05/04/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | | | | | |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Approval of | Mgmt | For | For | For |
| | | Non-Tax-Deductible Expenses | | | | |
| | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 7 | Related Party Transactions | Mgmt | For | Abstain | Against |
| | 8 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against |
| | 9 | Elect Patrick Arnaud | Mgmt | For | Against | Against |
| | 10 | Elect Charles Bourgeois | Mgmt | For | Against | Against |
| | 11 | Elect Emmanuel Bridoux | Mgmt | For | Against | Against |
| | 12 | Elect Gabrielle Prunet | Mgmt | For | Against | Against |
| | 13 | Elect Jean-Luc Rigo | Mgmt | For | Against | Against |
| | 14 | Elect Philippe Taurines | Mgmt | For | Against | Against |
| | 15 | Elect Robin Vander Putten | Mgmt | For | Against | Against |
| | 16 | Authority to Issue Shares Under | Mgmt | For | Abstain | Against |
| | | International Shareholding Plan | | | | |
| | 17 | Authority to Grant Stock Options | Mgmt | For | Abstain | Against |
| | 18 | Authority to Issue Restricted Stock | Mgmt | For | Abstain | Against |
| |
| | 19 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding | ShrHoldr | N/A | Abstain | N/A |
| | | Stock Option Grants | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHoldr | N/A | Abstain | N/A |
| | | Restricted Stock | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHoldr | N/A | Abstain | N/A |
| | | Limiting Dividend Payouts | | | | |
| |
| |
| GDF Suez (fka Gaz de France) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS F42768105 | 12/17/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Spin-Off of Branch into GDF | Mgmt | For | For | For |
| | | Investissements 31 | | | | |
| | 4 | Spin-Off of Branch into GDF | Mgmt | For | For | For |
| | | Investissements 37 | | | | |
| | 5 | Amend the Article 16 of the By- | Mgmt | For | For | For |
| | | Laws | | | | |
| | 6 | Amend the Article 13 of the By- | Mgmt | For | For | For |
| | | Laws | | | | |
| | 7 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | | | | | |
| Great Plains Energy Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GXP | CUSIP9 391164100 | 05/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Bodde | Mgmt | For | For | For |
| | 1.2 | Elect Michael Chesser | Mgmt | For | For | For |
| | 1.3 | Elect William Downey | Mgmt | For | For | For |
| | 1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Gary Forsee | Mgmt | For | For | For |
| | 1.6 | Elect James Mitchell | Mgmt | For | For | For |
| | 1.7 | Elect William Nelson | Mgmt | For | For | For |
| | 1.8 | Elect Linda Talbott | Mgmt | For | For | For |
| | 1.9 | Elect Robert West | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Increase in Authorized Shares | Mgmt | For | For | For |
| |
| |
| Hellenic Telecommunications | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS X3258B102 | 07/09/2008 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Greece | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Stock Option Plan | Mgmt | For | TNA | N/A |
| |
| |
| Hongkong Electric Holdings Ltd | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Y33549117 | 03/16/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Hong Kong | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Approve Acquisition | Mgmt | For | For | For |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Hongkong Electric Holdings Ltd | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Y33549117 | 05/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | Hong Kong | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Neil D. McGee | Mgmt | For | Against | Against |
| | 5 | Elect Ralph R. Shea | Mgmt | For | Against | Against |
| | 6 | Elect WAN Chi Tin | Mgmt | For | Against | Against |
| | 7 | Elect WONG Chung Hin | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 9 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 11 | Authority to Issue Repurchased | Mgmt | For | For | For |
| | | Shares | | | | |
| |
| |
| Iberdrola S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS E6165F166 | 03/20/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Spain | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Presentation of Management | Mgmt | For | For | For |
| | | Reports | | | | |
| | 5 | Ratification of Board Acts | Mgmt | For | For | For |
| | 6 | Ratification of Board Acts | Mgmt | For | For | For |
| | 7 | Ratification of Co-option of | Mgmt | For | For | For |
| | | Samantha Barber | | | | |
| | 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 9 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| |
| | 10 | Authority to Issue Convertible Debt | Mgmt | For | For | For |
| | | Instruments | | | | |
| | 11 | Authority to List and Delist | Mgmt | For | For | For |
| | | Securities | | | | |
| | 12 | Authority to Create/Fund | Mgmt | For | For | For |
| | | Foundations | | | | |
| | 13 | Amendments to Articles | Mgmt | For | For | For |
| | 14 | Amendments to General Meeting | Mgmt | For | For | For |
| | | Regulations | | | | |
| | 15 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | | | | | |
| Infigen Energy Limited (fka | | | | | | |
| Babcock & Brown Wind Partners) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Q1243D132 | 11/26/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Adopt the remuneration report for | Mgmt | For | Against | Against |
| | | the YE 30 JUN 2008 as specified | | | | |
| | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 6 | Re-elect Douglas Clemson | Mgmt | For | Against | Against |
| | 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 8 | Elect Nils Andersen | Mgmt | For | Against | Against |
| | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 10 | Authorise On-market Buy-back | Mgmt | For | For | For |
| | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 12 | Re-appoint Auditor (Foreign | Mgmt | For | For | For |
| | | Company only) | | | | |
| | 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 14 | Elect Graham Kelly | Mgmt | For | Against | Against |
| |
| |
| International Power plc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G4890M109 | 05/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Elect Ronald Spiers | Mgmt | For | Against | Against |
| | 3 | Elect Anthony Isaac | Mgmt | For | Against | Against |
| | 4 | Elect Mark Williamson | Mgmt | For | Against | Against |
| | 5 | Elect Steve Riley | Mgmt | For | Against | Against |
| | 6 | Elect John Roberts | Mgmt | For | Against | Against |
| | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 9 | Authority to Increase Authorised | Mgmt | For | For | For |
| | | Capital | | | | |
| | 10 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ | Mgmt | For | Against | Against |
| | | Preemptive Rights | | | | |
| | | | | | |
| | 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 14 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| |
| ITC Holdings Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ITC | CUSIP9 465685105 | 05/20/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward Jepsen | Mgmt | For | For | For |
| | 1.2 | Elect Richard McLellan | Mgmt | For | For | For |
| | 1.3 | Elect William Museler | Mgmt | For | For | For |
| | 1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For |
| | 1.5 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For |
| | 1.6 | Elect Lee Stewart | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Welch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Kyushu Electric Power Co Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J38468104 | 06/26/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| | 4 | Elect Shingo Matsuo | Mgmt | For | For | For |
| | 5 | Elect Toshio Manabe | Mgmt | For | For | For |
| | 6 | Elect Yasumichi Hinago | Mgmt | For | For | For |
| | 7 | Elect Mamoru Dangami | Mgmt | For | For | For |
| | 8 | Elect Masayoshi Nuki | Mgmt | For | For | For |
| | 9 | Elect Yoshinori Fukahori | Mgmt | For | For | For |
| | 10 | Elect Kazutami Oyama | Mgmt | For | For | For |
| | 11 | Elect Toshihiko Hirano | Mgmt | For | For | For |
| | 12 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For |
| | 13 | Elect Kenichi Fujinaga | Mgmt | For | For | For |
| | 14 | Elect Tetsu Mizobe | Mgmt | For | For | For |
| | 15 | Elect Masatoshi Morooka | Mgmt | For | For | For |
| | 16 | Elect Masahiro Kajiwara | Mgmt | For | For | For |
| | 17 | Elect Michiaki Uryu | Mgmt | For | For | For |
| | | | | | |
| | 18 | Elect Kenji Tsugami | Mgmt | For | For | For |
| | 19 | Elect Akiyoshi Watanabe | Mgmt | For | For | For |
| | 20 | Elect Keiko Hida | Mgmt | For | For | For |
| | 21 | Election of Alternate Statutory | Mgmt | For | For | For |
| | | Auditor | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Decommissioning Project | | | | |
| | | Committee | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Declaration to Ban Nuclear Power | | | | |
| | | Plants | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Halting of Pluthermal Project | | | | |
| | 25 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Establishment of Nuclear Fuel | | | | |
| | | Recycling Committee | | | | |
| |
| |
| Macquarie Airports | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Q6077P119 | 10/17/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Sale Transaction with MEIF3 | Mgmt | For | For | For |
| | 4 | Approve Share Buy-Back | Mgmt | For | For | For |
| | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 6 | Sale Transaction with MEIF3 | Mgmt | For | For | For |
| | 7 | Approve Share Buy-Back | Mgmt | For | For | For |
| | 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 9 | Sale Transaction with MEIF3 | Mgmt | For | For | For |
| | 10 | Approve Share Buy-Back | Mgmt | For | For | For |
| |
| |
| Macquarie Infrastructure Group | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Q5701N102 | 10/22/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Australia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Amendments to the MIT I | Mgmt | For | For | For |
| | | Constitution | | | | |
| | | | | | |
| | 3 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - Base | | | | |
| | | Fees | | | | |
| | 4 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - | | | | |
| | | Performance Fees | | | | |
| | 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 6 | Amendments to the MIT II | Mgmt | For | For | For |
| | | Constitution | | | | |
| | 7 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - Base | | | | |
| | | Fees | | | | |
| | 8 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - | | | | |
| | | Performance Fees | | | | |
| | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 10 | Accounts and Reports | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 12 | Re-elect Mr. Jeffery Conyers as | Mgmt | For | Against | Against |
| | | Director of the Company | | | | |
| | 13 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - Base | | | | |
| | | Fees | | | | |
| | 14 | Approval of the Issue of Securities | Mgmt | For | For | For |
| | | to the Responsible Entity - | | | | |
| | | Performance Fees | | | | |
| |
| |
| Northeast Utilities | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NU | CUSIP9 664397106 | 05/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Booth | Mgmt | For | For | For |
| | 1.2 | Elect John Clarkeson | Mgmt | For | For | For |
| | 1.3 | Elect Cotton Cleveland | Mgmt | For | For | For |
| | 1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect James Cordes | Mgmt | For | For | For |
| | 1.6 | Elect E. Gail de Planque | Mgmt | For | For | For |
| | 1.7 | Elect John Graham | Mgmt | For | For | For |
| | 1.8 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| | 1.9 | Elect Kenneth Leibler | Mgmt | For | For | For |
| | 1.10 | Elect Robert Patricelli | Mgmt | For | For | For |
| | 1.11 | Elect Charles Shivery | Mgmt | For | For | For |
| | 1.12 | Elect John Swope | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| NV Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NVE | CUSIP9 67073Y106 | 04/30/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Susan Clark | Mgmt | For | For | For |
| | 1.2 | Elect Theodore Day | Mgmt | For | Withhold | Against�� |
| | 1.3 | Elect Stephen Frank | Mgmt | For | For | For |
| | 1.4 | Elect Maureen Mullarkey | Mgmt | For | For | For |
| | 1.5 | Elect Donald Snyder | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | Mgmt | For | For | For |
| | 3 | TO RATIFY THE SELECTION OF | Mgmt | For | For | For |
| | | INDEPENDENT REGISTERED | | | | |
| | | PUBLIC ACCOUNTING FIRM. | | | | |
| |
| |
| Sierra Pacific Resources | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SRP | CUSIP9 826428104 | 11/19/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Company Name Change | Mgmt | For | For | For |
| |
| |
| Osaka Gas Co Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J62320114 | 06/26/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| | 4 | Elect Hiroshi Ozaki | Mgmt | For | For | For |
| | 5 | Elect Zenzoh Ideta | Mgmt | For | For | For |
| | 6 | Elect Hiroshi Yokokawa | Mgmt | For | For | For |
| | 7 | Elect Yohichi Higuchi | Mgmt | For | For | For |
| | 8 | Elect Masashi Kuroda | Mgmt | For | For | For |
| | 9 | Elect Takashi Sakai | Mgmt | For | For | For |
| | 10 | Elect Shigeki Hirano | Mgmt | For | For | For |
| | | | | | |
| | 11 | Elect Kazuo Kakehashi | Mgmt | For | For | For |
| | 12 | Elect Noriyuki Nakajima | Mgmt | For | For | For |
| | 13 | Elect Masato Kitamae | Mgmt | For | For | For |
| | 14 | Elect Takehiro Honsoh | Mgmt | For | For | For |
| | 15 | Elect Tadamitsu Kishimoto | Mgmt | For | For | For |
| | 16 | Elect Shunzoh Morishita | Mgmt | For | For | For |
| |
| |
| PG&E Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PCG | CUSIP9 69331C108 | 05/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Andrews | Mgmt | For | For | For |
| | 2 | Elect C. Lee Cox | Mgmt | For | For | For |
| | 3 | Elect Peter Darbee | Mgmt | For | For | For |
| | 4 | Elect Maryellen Herringer | Mgmt | For | For | For |
| | 5 | Elect Roger Kimmel | Mgmt | For | For | For |
| | 6 | Elect Richard Meserve | Mgmt | For | For | For |
| | 7 | Elect Forrest Miller | Mgmt | For | For | For |
| | 8 | Elect Barbara Rambo | Mgmt | For | For | For |
| | 9 | Elect Barry Williams | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Reincorporation in North Dakota | | | | |
| |
| |
| PNM Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PNM | CUSIP9 69349H107 | 05/19/2009 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Adelmo Archuleta | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Julie Dobson | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Robert Nordhaus | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Manuel Pacheco | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Robert Price | Mgmt | For | TNA | N/A |
| | 1.6 | Elect Bonnie Reitz | Mgmt | For | TNA | N/A |
| | 1.7 | Elect Jeffry Sterba | Mgmt | For | TNA | N/A |
| | 1.8 | Elect Donald Schwanz | Mgmt | For | TNA | N/A |
| | 1.9 | Elect Joan Woodard | Mgmt | For | TNA | N/A |
| | | | | | |
| | 2 | Amendment to the Omnibus | Mgmt | For | TNA | N/A |
| | | Performance Equity Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | TNA | N/A |
| |
| |
| Public Power Corp. S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS X7023M103 | 06/25/2009 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Greece | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| | 3 | Ratification of Board and Auditor's | Mgmt | For | TNA | N/A |
| | | Acts | | | | |
| | 4 | Election of Directors | Mgmt | For | TNA | N/A |
| | 5 | Amendments to Articles | Mgmt | For | TNA | N/A |
| | 6 | Directors' Fees | Mgmt | For | TNA | N/A |
| | 7 | Appointment of Auditor and | Mgmt | For | TNA | N/A |
| | | Authority to Set Fees | | | | |
| | 8 | Announcements | Mgmt | Abstain | TNA | N/A |
| |
| |
| Public Power Corp. S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS X7023M103 | 07/31/2008 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Special | Greece | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Election of Director | Mgmt | For | TNA | N/A |
| |
| |
| Public Service Enterprise Group | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PEG | CUSIP9 744573106 | 04/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Conrad Harper | Mgmt | For | For | For |
| | 1.3 | Elect Shirley Jackson | Mgmt | For | Withhold | Against |
| | 1.4 | Elect David Lilley | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Renyi | Mgmt | For | For | For |
| | 1.6 | Elect Hak Cheol Shin | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Red Eléctrica Corporación, S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS E42807102 | 05/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Spain | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Ratification of Board Acts | Mgmt | For | For | For |
| | 5 | Elect Luis María Atienza Serna | Mgmt | For | Against | Against |
| | 6 | Elect María de los Ángeles Amador | Mgmt | For | Against | Against |
| | | Millán | | | | |
| | 7 | Elect Rafael Suñol Trepat | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 11 | Salary/Stock Swap Plan | Mgmt | For | For | For |
| | 12 | Revoke the Authority to Repurchase | Mgmt | For | For | For |
| | | Shares from 2008 | | | | |
| | 13 | Remuneration Report | Mgmt | For | Against | Against |
| | 14 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| RWE AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS D6629K109 | 04/22/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Approval of the acts of the | Mgmt | For | For | For |
| | | executive Board for fiscal 2008 | | | | |
| | | | | | |
| | 6 | Approval of the acts of the | Mgmt | For | For | For |
| | | Supervisory Board for fiscal 2008 | | | | |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Appointment of Auditor for Interim | Mgmt | For | For | For |
| | | Statements | | | | |
| | 9 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | Using Equity Derivatives | | | | |
| | 11 | Authority to Issue Bonds; | Mgmt | For | For | For |
| | | Conditional Capital I | | | | |
| | 12 | Authority to Issue Bonds; | Mgmt | For | For | For |
| | | Conditional Capital II | | | | |
| | 13 | Amendments to Articles | Mgmt | For | For | For |
| | 14 | Amendment to Articles | Mgmt | For | For | For |
| |
| |
| Sempra Energy | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SRE | CUSIP9 816851109 | 04/30/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | | G. BROCKSMITH JR. | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | RICHARD A. COLLATO | | | | |
| | 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | DONALD E. FELSINGER | | | | |
| | 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILFORD D. GODBOLD JR. | | | | |
| | 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILLIAM D. JONES | | | | |
| | 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | RICHARD G. NEWMAN | | | | |
| | 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILLIAM G. OUCHI | | | | |
| | 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | CARLOS RUIZ | | | | |
| | 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILLIAM C. RUSNACK | | | | |
| | 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILLIAM P. RUTLEDGE | | | | |
| | 11 | ELECTION OF DIRECTOR: LYNN | Mgmt | For | For | For |
| | | SCHENK | | | | |
| | 12 | ELECTION OF DIRECTOR: NEAL | Mgmt | For | For | For |
| | | E. SCHMALE | | | | |
| | | | | | |
| | 13 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | | REGISTERED PUBLIC | | | | |
| | | ACCOUNTING FIRM | | | | |
| | 14 | SHAREHOLDER PROPOSAL FOR | ShrHoldr | Against | Against | For |
| | | AN ADVISORY VOTE ON | | | | |
| | | EXECUTIVE COMPENSATION | | | | |
| | 15 | SHAREHOLDER PROPOSAL FOR | ShrHoldr | Against | Against | For |
| | | NORTH DAKOTA | | | | |
| | | REINCORPORATION | | | | |
| |
| |
| Suez SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS F90131115 | 07/16/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Approve the Merger by absorption | Mgmt | For | For | For |
| | | of rivolam | | | | |
| | 3 | Approve the spin-off of Suez | Mgmt | For | For | For |
| | | environment | | | | |
| | 4 | Approve the distribution of 65% of | Mgmt | For | For | For |
| | | Suez environment to Suez's | | | | |
| | | shareholders | | | | |
| | 5 | Approve the Special Auditors' report | Mgmt | For | Against | Against |
| | | regarding related-party transactions | | | | |
| |
| | 6 | Approve the Merger by absorption | Mgmt | For | For | For |
| | | of Suez by GDF | | | | |
| | 7 | Grant authority for the filing of the | Mgmt | For | For | For |
| | | required documents/other | | | | |
| | | formalities | | | | |
| |
| |
| Telecom Corp. of New Zealand | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Q89499109 | 10/02/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | New Zealand | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Authorize the Directors to fix the | Mgmt | For | For | For |
| | | remuneration of the Auditors | | | | |
| | | | | | |
| | 5 | Re-elect Mr. Rod McGeoch as a | Mgmt | For | For | For |
| | | Director of Telecom | | | | |
| | 6 | Re-elect Mr. Kevin Roberts as a | Mgmt | For | For | For |
| | | Director of Telecom | | | | |
| | 7 | Elect Mark Cross | Mgmt | Against | For | Against |
| | 8 | Elect Mark Tume | Mgmt | Against | For | Against |
| | 9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Tenaga Nasional Berhad | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS Y85859109 | 12/11/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Malaysia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Directors' Fees | Mgmt | For | For | For |
| | 4 | Elect Leo Moggie | Mgmt | For | Against | Against |
| | 5 | Elect Hari Narayanan a/l | Mgmt | For | Against | Against |
| | | Govindasamy | | | | |
| | 6 | Elect Zainal Abidin bin Putih | Mgmt | For | Against | Against |
| | 7 | Elect Siti Norma binti Yaakob | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 9 | Authority to Grant Options and | Mgmt | For | Against | Against |
| | | Issue Shares under Employee | | | | |
| | | Incentive Plan | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| |
| |
| Terna S.p.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS T9471R100 | 04/21/2009 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Mix | Italy | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 3 | Approve the profit allocation | Mgmt | For | TNA | N/A |
| | 4 | Amendment to the 2006 stock | Mgmt | For | TNA | N/A |
| | | option plan | | | | |
| | | | | | |
| Toho Gas | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J84850106 | 06/24/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| | 3 | Elect Kohtaroh Mizuno | Mgmt | For | For | For |
| | 4 | Elect Takashi Saeki | Mgmt | For | For | For |
| | 5 | Elect Yukio Ohari | Mgmt | For | For | For |
| | 6 | Elect Masami Yamazaki | Mgmt | For | For | For |
| | 7 | Elect Masaaki Motokawa | Mgmt | For | For | For |
| | 8 | Elect Hidetaka Tsuji | Mgmt | For | For | For |
| | 9 | Elect Kohichi Yasui | Mgmt | For | For | For |
| | 10 | Elect Yasushi Kanda | Mgmt | For | For | For |
| | 11 | Elect Nobuaki Matsushima | Mgmt | For | For | For |
| | 12 | Elect Yoshiharu Sago | Mgmt | For | For | For |
| | 13 | Bonus | Mgmt | For | For | For |
| |
| |
| Tohoku Electric Power Co Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J85108108 | 06/26/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| | 4 | Elect Hiroaki Takahashi | Mgmt | For | For | For |
| | 5 | Elect Harumasa Kodama | Mgmt | For | For | For |
| | 6 | Elect Makoto Kaiwa | Mgmt | For | For | For |
| | 7 | Elect Nobuaki Abe | Mgmt | For | For | For |
| | 8 | Elect Takeo Umeda | Mgmt | For | For | For |
| | 9 | Elect Toshiya Kishi | Mgmt | For | For | For |
| | 10 | Elect Eiji Hayasaka | Mgmt | For | For | For |
| | 11 | Elect Fumio Ube | Mgmt | For | For | For |
| | 12 | Elect Kazuo Morishita | Mgmt | For | For | For |
| | 13 | Elect Hiroshi Katoh | Mgmt | For | For | For |
| | 14 | Elect Toshihito Suzuki | Mgmt | For | For | For |
| | 15 | Elect Tsutomu Satake | Mgmt | For | For | For |
| | 16 | Elect Shigeru Inoue | Mgmt | For | For | For |
| | 17 | Elect Yasuhiko Ono | Mgmt | For | For | For |
| | 18 | Elect Ryuhichi Ohyama | Mgmt | For | For | For |
| | 19 | Elect Tomonori Inagaki | Mgmt | For | For | For |
| | | | | | |
| | 20 | Elect Masayori Tanaka | Mgmt | For | For | For |
| | 21 | Elect Toshio Suzuki | Mgmt | For | Against | Against |
| | 22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Compensation Disclosure | | | | |
| | 23 | SHP Regarding Misc. | ShrHoldr | Against | Against | For |
| | | Environmental Issue | | | | |
| |
| |
| Tokyo Electric Power Company | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J86914108 | 06/25/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| | 4 | Elect Zengo Aizawa | Mgmt | For | For | For |
| | 5 | Elect Yasushi Aoyama | Mgmt | For | For | For |
| | 6 | Elect Takao Arai | Mgmt | For | For | For |
| | 7 | Elect Hiroyuki Ino | Mgmt | For | For | For |
| | 8 | Elect Tsunehisa Katsumata | Mgmt | For | For | For |
| | 9 | Elect Shigeru Kimura | Mgmt | For | For | For |
| | 10 | Elect Masataka Shimizu | Mgmt | For | For | For |
| | 11 | Elect Susumu Shirakawa | Mgmt | For | For | For |
| | 12 | Elect Masaru Takei | Mgmt | For | For | For |
| | 13 | Elect Ichiroh Takekuro | Mgmt | For | For | For |
| | 14 | Elect Norio Tsuzumi | Mgmt | For | For | For |
| | 15 | Elect Yoshihiro Naitoh | Mgmt | For | For | For |
| | 16 | Elect Toshio Nishizawa | Mgmt | For | For | For |
| | 17 | Elect Takashi Fujimoto | Mgmt | For | For | For |
| | 18 | Elect Makio Fujiwara | Mgmt | For | For | For |
| | 19 | Elect Sakae Mutoh | Mgmt | For | For | For |
| | 20 | Elect Tomijiroh Morita | Mgmt | For | For | For |
| | 21 | Elect Yoshihisa Morimoto | Mgmt | For | For | For |
| | 22 | Elect Hiroshi Yamaguchi | Mgmt | For | For | For |
| | 23 | Elect Masao Yamazaki | Mgmt | For | For | For |
| | 24 | Elect Hiroshi Komiyama | Mgmt | For | Against | Against |
| | 25 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Increase in Dividend/Redistribution | | | | |
| | | of Profits | | | | |
| | 26 | Sharehodler Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Decommission of Kashiwazaki- | | | | |
| | | Kariwa Nuclear Power Plant | | | | |
| | | | | | |
| | 27 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Decommission of Fukushima | | | | |
| | | Nuclear Power Plant | | | | |
| | 28 | SHP Regarding Improving in | ShrHoldr | Against | Against | For |
| | | Disclosure | | | | |
| |
| |
| Tokyo Gas Co Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS J87000105 | 06/26/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Amendments to Articles | Mgmt | For | For | For |
| |
| | 4 | Elect Norio Ichino | Mgmt | For | For | For |
| | 5 | Elect Mitsunori Torihara | Mgmt | For | For | For |
| | 6 | Elect Tadaaki Maeda | Mgmt | For | For | For |
| | 7 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For |
| | 8 | Elect Shigeru Muraki | Mgmt | For | For | For |
| | 9 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For |
| | 10 | Elect Tsutomuu Oya | Mgmt | For | For | For |
| | 11 | Elect Michiaki Hirose | Mgmt | For | For | For |
| | 12 | Elect Kazumoto Yamamoto | Mgmt | For | For | For |
| | 13 | Elect Katsuhiko Honda | Mgmt | For | For | For |
| | 14 | Elect Sanae Inada | Mgmt | For | For | For |
| | 15 | Elect Kunihiro Mori | Mgmt | For | For | For |
| | 16 | Elect Masayuki Ohsawa | Mgmt | For | For | For |
| |
| |
| Vodafone Group PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CINS G93882135 | 07/29/2008 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approve the financial statements | Mgmt | For | For | For |
| | | and statutory reports | | | | |
| | 2 | Re-elect Sir John Bond as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 3 | Re-elect Mr. John Buchanan as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 4 | Re-elect Mr. Vittorio Colao as a | Mgmt | For | For | For |
| | | Director | | | | |
| | | | | | |
| | 5 | Re-elect Mr. Andy Halford as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 6 | Re-elect Mr. Alan Jebson as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 7 | Re-elect Mr. Nick Land as a Director | Mgmt | For | For | For |
| |
| | 8 | Re-elect Ms. Anne Lauvergeon as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 9 | Re-elect Mr. Simon Murray as a | Mgmt | For | For | For |
| | | Directorq | | | | |
| | 10 | Re-elect Mr. Luc Vandevelde as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 11 | Re-elect Mr. Anthony Watson as a | Mgmt | For | For | For |
| | | Director | | | | |
| | 12 | Re-elect Mr. Philip Yea as a Director | Mgmt | For | For | For |
| |
| | 13 | Approve the final dividend of 5.02 | Mgmt | For | For | For |
| | | pence per ordinary share | | | | |
| | 14 | Approve the remuneration report | Mgmt | For | Against | Against |
| | 15 | Re-appoint Deloitte Touche LLP as | Mgmt | For | For | For |
| | | the Auditors of the Company | | | | |
| | 16 | Authorize the Audit Committee to fix | Mgmt | For | For | For |
| | | remuneration of the Auditors | | | | |
| | 17 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 18 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 19 | Grant authority 5,300,000,000 | Mgmt | For | For | For |
| | | ordinary shares for market purchase | | | | |
| |
| | 20 | EU Political Donations | Mgmt | For | For | For |
| | 21 | Amend the Articles of Association | Mgmt | For | For | For |
| | 22 | Approve the Vodafone Group 2008 | Mgmt | For | For | For |
| | | Sharesave Plan | | | | |
| | 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Wisconsin Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WEC | CUSIP9 976657106 | 05/07/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Bergstrom | Mgmt | For | For | For |
| | 1.2 | Elect Barbara Bowles | Mgmt | For | For | For |
| | 1.3 | Elect Patricia Chadwick | Mgmt | For | For | For |
| | 1.4 | Elect Robert Cornog | Mgmt | For | For | For |
| | | | | | |
| 1.5 | Elect Curt Culver | Mgmt | For | For | For |
| 1.6 | Elect Thomas Fischer | Mgmt | For | For | For |
| 1.7 | Elect Gale Klappa | Mgmt | For | For | For |
| 1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Frederick Stratton, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam Global Utilities Fund |
| |
| By: | /s/ Charles E. Porter |
| |
| Name: | Charles E. Porter |
| |
| Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 3, 2009 |
