| | |
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| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-5989 |
| |
| Name of Registrant: | Putnam Global Utilities Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | Putnam Global Utilities Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 10/31/09 | |
| Date of reporting period: | |
| | 07/01/2009 - 06/30/2010 |
| |
| | | | | | |
| Item 1: Proxy Voting Record | | | | | |
| |
| Registrant : Putnam Global Utilities Fund | | | | | |
| Fund Name : Putnam Global Utilities Fund | | | | | |
| |
| Date of fiscal year end: 10/31/2009 | | | | | |
| | |
| | |
| AGL Energy Limited | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AGK | CINS Q01630104 | 10/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Australia | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 2 | Remuneration Report | Mgmt | For | Abstain | Against |
| 3 | Re-elect Max Ould | Mgmt | For | For | For |
| 4 | Elect Les Hosking | Mgmt | For | For | For |
| | 5 | Elect John Stanhope | Mgmt | For | For | For |
| |
| |
| Alliant Energy Corporation | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LNT | CUSIP 018802108 | 05/20/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1.1 | Elect Michael Bennett | Mgmt | For | For | For |
| 1.2 | Elect Darryl Hazel | Mgmt | For | For | For |
| 1.3 | Elect David Perdue | Mgmt | For | For | For |
| 1.4 | Elect Judith Pyle | Mgmt | For | For | For |
| 2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Ameren Corporation | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AEE | CUSIP 023608102 | 04/27/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Brauer | Mgmt | For | For | For |
| | 1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For |
| | 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| | 1.4 | Elect Gayle Jackson | Mgmt | For | For | For |
| | 1.5 | Elect James Johnson | Mgmt | For | For | For |
| | 1.6 | Elect Steven Lipstein | Mgmt | For | For | For |
| | 1.7 | Elect Charles Mueller | Mgmt | For | For | For |
| | 1.8 | Elect Harvey Saligman | Mgmt | For | For | For |
| | 1.9 | Elect Patrick Stokes | Mgmt | For | For | For |
| | 1.10 | Elect Thomas Voss | Mgmt | For | For | For |
| | 1.11 | Elect Stephen Wilson | Mgmt | For | For | For |
| | 1.12 | Elect Jack Woodard | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Review of Nuclear Facility | | | | |
| |
| |
| American Electric Power | | | | | | |
| Company, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AEP | CUSIP 025537101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect E. R. Brooks | Mgmt | For | For | For |
| | 2 | Elect Donald Carlton | Mgmt | For | For | For |
| | 3 | Elect James Cordes | Mgmt | For | For | For |
| | 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For |
| | 5 | Elect Linda Goodspeed | Mgmt | For | For | For |
| | 6 | Elect Thomas Hoaglin | Mgmt | For | For | For |
| | 7 | Elect Lester Hudson, Jr. | Mgmt | For | For | For |
| | 8 | Elect Michael Morris | Mgmt | For | For | For |
| | 9 | Elect Lionel Nowell III | Mgmt | For | For | For |
| | 10 | Elect Richard Sandor | Mgmt | For | For | For |
| | 11 | Elect Kathryn Sullivan | Mgmt | For | For | For |
| | 12 | Elect Sara Tucker | Mgmt | For | For | For |
| | 13 | Elect John Turner | Mgmt | For | For | For |
| | 14 | Amendment to the Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| AMERICAN WATER WORKS | | | | | | |
| COMPANY, INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AWK | CUSIP 030420103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Adik | Mgmt | For | For | For |
| | 1.2 | Elect Donald Correll | Mgmt | For | For | For |
| | 1.3 | Elect Martha Clark Goss | Mgmt | For | For | For |
| | 1.4 | Elect Julie Dobson | Mgmt | For | For | For |
| | 1.5 | Elect Richard Grigg | Mgmt | For | For | For |
| | 1.6 | Elect Julia Johnson | Mgmt | For | For | For |
| | 1.7 | Elect George MacKenzie | Mgmt | For | For | For |
| | 1.8 | Elect William Marrazzo | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Centrica PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CNA | CINS G2018Z143 | 05/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors Remuneration Report | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Roger Carr | Mgmt | For | Against | Against |
| | 5 | Elect Helen Alexander | Mgmt | For | Against | Against |
| | 6 | Elect Phil Bentley | Mgmt | For | Against | Against |
| | 7 | Elect Nick Luff | Mgmt | For | Against | Against |
| | 8 | Elect Chris Weston | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor | Mgmt | For | For | For |
| | 10 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 11 | Authorisation of Political Donations | Mgmt | For | For | For |
| |
| | 12 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 15 | Adoption of New Articles | Mgmt | For | For | For |
| | | | | | |
| | 16 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| | 17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Cheung Kong Infrastructure | | | | | | |
| Holdings Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 1038 | CINS G2098R102 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Bermuda | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect KAM Hing Lam | Mgmt | For | Against | Against |
| | 5 | Elect Edmond IP Tak Chuen | Mgmt | For | Against | Against |
| | 6 | Elect Andrew Hunter | Mgmt | For | Against | Against |
| | 7 | Elect Susan CHOW WOO Mo Fong | Mgmt | For | Against | Against |
| |
| | 8 | Elect Frank Sixt | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 10 | Authority to Issue or Dispose | Mgmt | For | For | For |
| | | Shares w/o Preemptive Rights | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 12 | Authority to Issue or Dispose | Mgmt | For | For | For |
| | | Repurchased Shares | | | | |
| | 13 | Master Agreement | Mgmt | For | For | For |
| | 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| |
| |
| CMS Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CMS | CUSIP 125896100 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Merribel Ayres | Mgmt | For | For | For |
| | 1.2 | Elect Jon Barfield | Mgmt | For | For | For |
| | 1.3 | Elect Stephen Ewing | Mgmt | For | For | For |
| | 1.4 | Elect Richard Gabrys | Mgmt | For | For | For |
| | 1.5 | Elect David Joos | Mgmt | For | For | For |
| | 1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Michael Monahan | Mgmt | For | For | For |
| | 1.8 | Elect John Russell | Mgmt | For | For | For |
| | 1.9 | Elect Kenneth Way | Mgmt | For | For | For |
| | 1.10 | Elect John Yasinsky | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reporting and Reducing | | | | |
| | | Greenhouse Gas Emissions | | | | |
| |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Coal Combustion Waste | | | | |
| |
| |
| Deutsche Post AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DPW | CINS D19225107 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 9 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | Using Equity Derivatives | | | | |
| |
| | 10 | Compensation Policy | Mgmt | For | For | For |
| | | | | | |
| | 11 | Elect Roland Oetker | Mgmt | For | For | For |
| | 12 | Supervisory Board Members' Fees | Mgmt | For | For | For |
| |
| | 13 | Amendments to Articles | Mgmt | For | For | For |
| | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Dominion Resources Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | D | CUSIP 25746U109 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect William Barr | Mgmt | For | For | For |
| | 2 | Elect Peter Brown | Mgmt | For | Against | Against |
| | 3 | Elect George Davidson, Jr. | Mgmt | For | For | For |
| | 4 | Elect Thomas Farrell, II | Mgmt | For | For | For |
| | 5 | Elect John Harris | Mgmt | For | For | For |
| | 6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For |
| | 7 | Elect Mark Kington | Mgmt | For | For | For |
| | 8 | Elect Margeret McKenna | Mgmt | For | For | For |
| | 9 | Elect Frank Royal | Mgmt | For | For | For |
| | 10 | Elect Robert Spilman, Jr. | Mgmt | For | For | For |
| | 11 | Elect David Wollard | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement to Amend Articles of | | | | |
| | | Incorporation | | | | |
| | 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement to Amend the Bylaws | | | | |
| |
| | 15 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement Regarding Setting the | | | | |
| | | Exact Number of Directors | | | | |
| | 16 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement Regarding Removal of | | | | |
| | | a Director for Cause | | | | |
| |
| | 17 | Clarifying Amendments to Articles of | Mgmt | For | For | For |
| | | Incorporation | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Establishment of 20% Renewable | | | | |
| | | Energy Goal | | | | |
| | | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Nuclear Power Plant Construction | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Duke Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DUK | CUSIP 26441C105 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Barnet, III | Mgmt | For | For | For |
| | 1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For |
| | 1.3 | Elect Michael Browning | Mgmt | For | For | For |
| | 1.4 | Elect Daniel DiMicco | Mgmt | For | For | For |
| | 1.5 | Elect John Forsgren | Mgmt | For | For | For |
| | 1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For |
| | 1.7 | Elect James Hance, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect E. James Reinsch | Mgmt | For | For | For |
| | 1.9 | Elect James Rhodes | Mgmt | For | For | For |
| | 1.10 | Elect James Rogers | Mgmt | For | For | For |
| | 1.11 | Elect Philip Sharp | Mgmt | For | For | For |
| | 2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Lobbying Report | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| E.ON AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EOAN | CINS D24914133 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 6 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 7 | Compensation Policy | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Appointment of Auditor for Interim | Mgmt | For | For | For |
| | | Reports | | | | |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 11 | Authority to Issue Convertible Debt | Mgmt | For | For | For |
| | | Instruments | | | | |
| | 12 | Amendments to Articles | Mgmt | For | For | For |
| |
| |
| Edison International | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EIX | CUSIP 281020107 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For |
| | 1.2 | Elect Vanessa Chang | Mgmt | For | For | For |
| | 1.3 | Elect France Cordova | Mgmt | For | For | For |
| | 1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.6 | Elect Bradford Freeman | Mgmt | For | For | For |
| | 1.7 | Elect Luis Nogales | Mgmt | For | For | For |
| | 1.8 | Elect Ronald Olson | Mgmt | For | For | For |
| | 1.9 | Elect James Rosser | Mgmt | For | For | For |
| | 1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| | 1.11 | Elect Thomas Sutton | Mgmt | For | For | For |
| | 1.12 | Elect Brett White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| | | | | | |
| |
| | | | | | |
| Electricite de France | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EDF | CINS F2940H113 | 11/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Amendments to Articles Regarding | Mgmt | For | For | For |
| | | Stock Dividend | | | | |
| | 4 | Elect Bruno Lafont | Mgmt | For | Against | Against |
| | 5 | Elect Henri Proglio | Mgmt | For | Against | Against |
| | 6 | Elect Mirelle Faugere | Mgmt | For | Against | Against |
| | 7 | Elect Philippe Crouzet | Mgmt | For | Against | Against |
| | 8 | Elect Lord Michael Jay of Ewelme | Mgmt | For | Against | Against |
| |
| | 9 | Elect Pierre Mariani | Mgmt | For | Against | Against |
| | 10 | Forms of Dividend Payment | Mgmt | For | For | For |
| | 11 | Authority to Carry out Formalities | Mgmt | For | For | For |
| |
| | 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Electricite de France | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EDF | CINS F2940H113 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports;Approval of | Mgmt | For | For | For |
| | | Non-Tax-Deductible Expenses | | | | |
| |
| | 5 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 7 | Related Party Transactions | Mgmt | For | For | For |
| | 8 | Supplementary Directors' Fees | Mgmt | For | For | For |
| | 9 | Directors' Fees | Mgmt | For | For | For |
| | | | | | |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 11 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/ | | | | |
| | | Preemptive Rights; Authority to | | | | |
| | | Issue Debt Instruments | | | | |
| |
| | 12 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/o | | | | |
| | | Preemptive Rights; Authority to | | | | |
| | | Issue Debt Instruments | | | | |
| |
| | 13 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities Through | | | | |
| | | Private Placement; Authority to | | | | |
| | | Issue Debt Instruments | | | | |
| |
| | 14 | Authority to Increase Share | Mgmt | For | For | For |
| | | Issuance Limit | | | | |
| | 15 | Authority to Increase Capital | Mgmt | For | For | For |
| | | Through Capitalizations | | | | |
| | 16 | Authority to Increase Capital in | Mgmt | For | For | For |
| | | Case of Exchange Offer; Authority | | | | |
| | | to Issue Debt Instruments | | | | |
| |
| | 17 | Authority to Increase Capital in | Mgmt | For | For | For |
| | | Consideration for Contributions in | | | | |
| | | Kind; Authority to Issue Debt | | | | |
| | | Instruments | | | | |
| | 18 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities Under | | | | |
| | | Employee Savings Plan | | | | |
| | 19 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | | Reduce Capital | | | | |
| | 20 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| |
| ENDESA SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ELE | CINS E41222113 | 06/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Spain | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts | Mgmt | For | For | For |
| | 3 | Reports | Mgmt | For | For | For |
| | 4 | Ratification of Board Acts | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 6 | Authority to Issue Convertible | Mgmt | For | For | For |
| | | Securities | | | | |
| | 7 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 8 | Report on Amendments to Board of | Mgmt | N/A | For | Against |
| | | Directors' Regulations | | | | |
| | 9 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| |
| ENDESA SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ELE | CINS E41222113 | 12/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Spain | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Amend Article 7 | Mgmt | For | For | For |
| | 2 | Amend Article 9 | Mgmt | For | For | For |
| | 3 | Amend Article 15 | Mgmt | For | For | For |
| | 4 | Amend Article 22 | Mgmt | For | For | For |
| | 5 | Amend Article 27 | Mgmt | For | For | For |
| | 6 | Amend Article 28 | Mgmt | For | For | For |
| | 7 | Amend Article 37 | Mgmt | For | For | For |
| | 8 | Amend Article 43 | Mgmt | For | For | For |
| | 9 | Amend Article 45 | Mgmt | For | For | For |
| | 10 | Amend Article 51 | Mgmt | For | For | For |
| | 11 | Amend Article 52 | Mgmt | For | For | For |
| | 12 | Amend Article 53 | Mgmt | For | For | For |
| | 13 | Amend Article 54 | Mgmt | For | For | For |
| | 14 | Amend Preamble of General | Mgmt | For | For | For |
| | | Meeting Regulations | | | | |
| | 15 | Amend Article 6 of General Meeting | Mgmt | For | For | For |
| | | Regulations | | | | |
| | 16 | Amend Article 8 of General Meeting | Mgmt | For | For | For |
| | | Regulations | | | | |
| | 17 | Amend Article 10 of General | Mgmt | For | For | For |
| | | Meeting Regulations | | | | |
| | 18 | Amend Article 11 of General | Mgmt | For | For | For |
| | | Meeting Regulations | | | | |
| | | | | | |
| | 19 | Amend Article 20 of General | Mgmt | For | For | For |
| | | Meeting Regulations | | | | |
| | 20 | Amend Article 20bis of General | Mgmt | For | For | For |
| | | Meeting Regulations | | | | |
| | 21 | Tax Regime | Mgmt | For | For | For |
| | 22 | Ratification of the Co-Option of | Mgmt | For | For | For |
| | | Gianluca Comin | | | | |
| | 23 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| | 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Entergy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ETR | CUSIP 29364G103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Maureen Bateman | Mgmt | For | For | For |
| | 2 | Elect W. Frank Blount | Mgmt | For | For | For |
| | 3 | Elect Gary Edwards | Mgmt | For | For | For |
| | 4 | Elect Alexis Herman | Mgmt | For | For | For |
| | 5 | Elect Donald Hintz | Mgmt | For | For | For |
| | 6 | Elect J. Wayne Leonard | Mgmt | For | For | For |
| | 7 | Elect Stuart Levenick | Mgmt | For | For | For |
| | 8 | Elect Stewart Myers | Mgmt | For | For | For |
| | 9 | Elect James Nichols | Mgmt | For | For | For |
| | 10 | Elect William Percy, II | Mgmt | For | For | For |
| | 11 | Elect W.J. Tauzin | Mgmt | For | For | For |
| | 12 | Elect Steven Wilkinson | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Approval of the Executive Annual | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Exelon Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EXC | CUSIP 30161N101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Canning Jr. | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elect M. Walter D'Alessio | Mgmt | For | For | For |
| | 3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| | 4 | Elect Bruce DeMars | Mgmt | For | For | For |
| | 5 | Elect Nelson Diaz | Mgmt | For | Against | Against |
| | 6 | Elect Sue Ling Gin | Mgmt | For | For | For |
| | 7 | Elect Rosemarie Greco | Mgmt | For | For | For |
| | 8 | Elect Paul Joskow | Mgmt | For | For | For |
| | 9 | Elect Richard Mies | Mgmt | For | For | For |
| | 10 | Elect John Palms | Mgmt | For | For | For |
| | 11 | Elect William Richardson | Mgmt | For | For | For |
| | 12 | Elect Thomas Ridge | Mgmt | For | For | For |
| | 13 | Elect John Rogers, Jr. | Mgmt | For | For | For |
| | 14 | Elect John Rowe | Mgmt | For | For | For |
| | 15 | Elect Stephen Steinour | Mgmt | For | For | For |
| | 16 | Elect Donald Thompson | Mgmt | For | For | For |
| | 17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| First Solar, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FSLR | CUSIP 336433107 | 06/01/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Ahearn | Mgmt | For | For | For |
| | 1.2 | Elect Robert Gillette | Mgmt | For | For | For |
| | 1.3 | Elect Craig Kennedy | Mgmt | For | For | For |
| | 1.4 | Elect James Nolan | Mgmt | For | For | For |
| | 1.5 | Elect William Post | Mgmt | For | For | For |
| | 1.6 | Elect J. Thomas Presby | Mgmt | For | For | For |
| | 1.7 | Elect Paul Stebbins | Mgmt | For | For | For |
| | 1.8 | Elect Michael Sweeney | Mgmt | For | For | For |
| | 1.9 | Elect Jose Villarreal | Mgmt | For | For | For |
| | 2 | 2010 Omnibus Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Associate Stock Purchase Plan | Mgmt | For | For | For |
| |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Fortum Oyj | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | FUM1V | CINS X2978Z118 | 03/25/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Finland | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 9 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| | 11 | Ratification of Board and | Mgmt | For | TNA | N/A |
| | | Management Acts | | | | |
| | 12 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A |
| |
| | 13 | Supervisory Board Size | Mgmt | For | TNA | N/A |
| | 14 | Election of Supervisory Board | Mgmt | For | TNA | N/A |
| | 15 | Directors' Fees | Mgmt | For | TNA | N/A |
| | 16 | Board Size | Mgmt | For | TNA | N/A |
| | 17 | Election of Directors | Mgmt | For | TNA | N/A |
| | 18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
| | 19 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| | 20 | Amendments to Articles | Mgmt | For | TNA | N/A |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | TNA | N/A |
| | | Nominating Committee | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | TNA | N/A |
| | | the Abolition of the Supervisory | | | | |
| | | Board | | | | |
| |
| |
| GDF Suez | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GSZ | CINS F42768105 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Mix | France | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | | | | | |
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 5 | Accounts and Reports; Approval of | Mgmt | For | For | For |
| | Non-Tax-Deductible Expenses | | | | |
| |
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 8 | Related Party Transactions | Mgmt | For | For | For |
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| 10 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/ | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Issue Debt Instruments | | | | |
| |
| 11 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities w/o | | | | |
| | Preemptive Rights; Authority to | | | | |
| | Issue Debt Instruments | | | | |
| |
| 12 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities Through | | | | |
| | Private Placement; Authority to | | | | |
| | Issue Debt Instruments | | | | |
| |
| 13 | Authority to Increase Share | Mgmt | For | For | For |
| | Issuance Limit | | | | |
| 14 | Authority to Increase Capital in | Mgmt | For | For | For |
| | Consideration for Contributions in | | | | |
| | Kind | | | | |
| 15 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | Convertible Securities Under | | | | |
| | Employee Savings Plan | | | | |
| 16 | Authority to Increase Capital w/o | Mgmt | For | For | For |
| | Preemptive Rights Under | | | | |
| | International Employee | | | | |
| | Shareholding Plan | | | | |
| 17 | Global Ceiling on Increases in | Mgmt | For | For | For |
| | Capital | | | | |
| 18 | Authority to Increase Capital | Mgmt | For | For | For |
| | Through Capitalizations | | | | |
| 19 | Authority to Cancel Shares and | Mgmt | For | For | For |
| | Reduce Capital | | | | |
| 20 | Authority to Grant Stock Options | Mgmt | For | For | For |
| | | | | | |
| | 21 | Authority to Issue Restricted Stock | Mgmt | For | For | For |
| |
| | 22 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Allocation of Profits/Dividends | | | | |
| |
| |
| |
| General Cable Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BGC | CUSIP 369300108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Welsh, III | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | Mgmt | For | For | For |
| | 3 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Great Plains Energy Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GXP | CUSIP 391164100 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect D.L. Bodde | Mgmt | For | For | For |
| | 1.2 | Elect M.J.Chesser | Mgmt | For | For | For |
| | 1.3 | Elect W.H. Downey | Mgmt | For | For | For |
| | 1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect G.D. Forsee | Mgmt | For | For | For |
| | 1.6 | Elect J.A. Mitchell | Mgmt | For | For | For |
| | 1.7 | Elect W.C. Nelson | Mgmt | For | For | For |
| | 1.8 | Elect J.J. Sherman | Mgmt | For | For | For |
| | 1.9 | Elect L.H. Talbott | Mgmt | For | For | For |
| | 1.10 | Elect R.H. West | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| Hongkong Electric Holdings Ltd | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 00006 | CINS Y33549117 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Hong Kong | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Francis LEE Lan Yee | Mgmt | For | Against | Against |
| | 5 | Elect Frank J. Sixt | Mgmt | For | Against | Against |
| | 6 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 7 | Authority to Issue and Dispose | Mgmt | For | For | For |
| | | Shares w/o Preemptive Rights | | | | |
| | 8 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 9 | Authority to Issue and Dispose | Mgmt | For | For | For |
| | | Repurchased Shares | | | | |
| | 10 | Amendments to Articles | Mgmt | For | For | For |
| | 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Iberdrola S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IBE | CINS E6165F166 | 03/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Spain | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 4 | Accounts | Mgmt | For | For | For |
| | 5 | Reports | Mgmt | For | For | For |
| | 6 | Ratification of Board Acts | Mgmt | For | For | For |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 9 | Scrip Dividend | Mgmt | For | For | For |
| | 10 | Elect Maria Helena Antolin Raybaud | Mgmt | For | For | For |
| |
| | 11 | Elect Santiago Martinez Lage | Mgmt | For | For | For |
| | 12 | Elect Victor de Urrutia Vallejo | Mgmt | For | For | For |
| | | | | | |
| | 13 | Elect Ricardo Alvarez Isasi | Mgmt | For | For | For |
| | 14 | Elect Jose Ignacio Berroeta | Mgmt | For | For | For |
| | | Echevarria | | | | |
| | 15 | Elect Juan Luis Arregui Ciarsolo | Mgmt | For | For | For |
| |
| | 16 | Elect Jose Ignacio Sanchez Galan | Mgmt | For | For | For |
| |
| | 17 | Elect Julio de Miguel Aynat | Mgmt | For | For | For |
| | 18 | Elect Sebastian Battaner Arias | Mgmt | For | For | For |
| | 19 | Board Size | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 21 | Authority to Issue Debt Instruments | Mgmt | For | For | For |
| |
| | 22 | Authority to List and Delist | Mgmt | For | For | For |
| | | Securities | | | | |
| | 23 | Authority to Create/Fund | Mgmt | For | For | For |
| | | Foundations | | | | |
| | 24 | Amendments to Articles | Mgmt | For | For | For |
| | 25 | Authority to Carry Out Formalities | Mgmt | For | For | For |
| |
| | 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| INTERNATIONAL POWER PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IPR | CINS G4890M109 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Elect David Weston | Mgmt | For | Against | Against |
| | 3 | Elect Sir Neville Simms | Mgmt | For | Against | Against |
| | 4 | Elect Tony Concannon | Mgmt | For | Against | Against |
| | 5 | Elect Bruce Levy | Mgmt | For | Against | Against |
| | 6 | Elect Anthony Isaac | Mgmt | For | Against | Against |
| | 7 | Elect Struan Robertson | Mgmt | For | Against | Against |
| | 8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 10 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | | | | | |
| | 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 14 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 17 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 19 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period to 14 Days | | | | |
| |
| | 20 | Adoption of New Articles | Mgmt | For | For | For |
| | 21 | UK and Global Sharesave Plans | Mgmt | For | For | For |
| |
| | 22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| |
| |
| ITC Holdings Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ITC | CUSIP 465685105 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Edward Jepsen | Mgmt | For | For | For |
| | 1.2 | Elect Richard McLellan | Mgmt | For | For | For |
| | 1.3 | Elect William Museler | Mgmt | For | For | For |
| | 1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For |
| | 1.5 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For |
| |
| | 1.6 | Elect Lee Stewart | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Welch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Jupiter Telecommunications Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 4817 | CINS J28710101 | 03/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| | 3 | Elect Tomoyuki Moriizumi | Mgmt | For | For | For |
| | | | | | |
| | 4 | Elect Tomoya Aoki | Mgmt | For | For | For |
| | 5 | Elect Shunzo Yamaguchi | Mgmt | For | For | For |
| | 6 | Elect Tohru Katoh | Mgmt | For | For | For |
| | 7 | Elect Masayuki Matsumoto | Mgmt | For | For | For |
| | 8 | Elect Yoshio Ohsawa | Mgmt | For | For | For |
| | 9 | Elect Masatoshi Hayashi | Mgmt | For | For | For |
| | 10 | Elect Daisuke Mikogami | Mgmt | For | For | For |
| | 11 | Elect Hirofumi Morozumi | Mgmt | For | For | For |
| | 12 | Elect Makoto Takahashi | Mgmt | For | For | For |
| | 13 | Elect Shunsuke Ohyama | Mgmt | For | For | For |
| | 14 | Elect Akira Itoh | Mgmt | For | Against | Against |
| | 15 | Elect Toshifumi Shibuya | Mgmt | For | Against | Against |
| | 16 | Elect Kenichiroh Takagi | Mgmt | For | Against | Against |
| |
| |
| Kansai Electric Power Company | | | | | | |
| Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 9503 | CINS J30169106 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 2 | Elect Shohsuke Mori | Mgmt | For | For | For |
| | 3 | Elect Makoto Yagi | Mgmt | For | For | For |
| | 4 | Elect Norihiko Saitoh | Mgmt | For | For | For |
| | 5 | Elect Sakae Kanno | Mgmt | For | For | For |
| | 6 | Elect Toshiaki Mukai | Mgmt | For | For | For |
| | 7 | Elect Yasuo Hamada | Mgmt | For | For | For |
| | 8 | Elect Masafumi Ikari | Mgmt | For | For | For |
| | 9 | Elect Masao Ikoma | Mgmt | For | For | For |
| | 10 | Elect Noriaki Hashimoto | Mgmt | For | For | For |
| | 11 | Elect Yohichi Mukae | Mgmt | For | For | For |
| | 12 | Elect Hidemi Toyomatsu | Mgmt | For | For | For |
| | 13 | Elect Jiroh Kagawa | Mgmt | For | For | For |
| | 14 | Elect Yoshihiro Doi | Mgmt | For | For | For |
| | 15 | Elect Ryohei Shirai | Mgmt | For | For | For |
| | 16 | Elect Shigeki Iwane | Mgmt | For | For | For |
| | 17 | Elect Masahiro Iwatani | Mgmt | For | For | For |
| | 18 | Elect Yuzuru Hiroe | Mgmt | For | For | For |
| | 19 | Elect Noriyuki Inoue | Mgmt | For | For | For |
| | 20 | Elect Akio Tsujii | Mgmt | For | For | For |
| | 21 | Elect Ryousuke Tamakoshi | Mgmt | For | For | For |
| | 22 | Elect Yasunari Tamura | Mgmt | For | For | For |
| | | | | | |
| 23 | Bonus | Mgmt | For | For | For |
| 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Adoption of International Standards | | | | |
| | of CSR | | | | |
| 25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Disclosure of Shareholders' Meeting | | | | |
| | Proceedings on the Internet | | | | |
| |
| 26 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Size of Board of Directors | | | | |
| |
| 27 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Size of Statutory Auditors | | | | |
| |
| 28 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Amendments to Company | | | | |
| | Goals/Purpose | | | | |
| 29 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Corporate Social Responsibility | | | | |
| | Charter | | | | |
| 30 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Corporate Social Responsibility | | | | |
| | Charter | | | | |
| |
| 31 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Corporate Social Responsibility | | | | |
| | Charter | | | | |
| 32 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Corporate Social Responsibility | | | | |
| | Charter | | | | |
| 33 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Increase in Dividend/Redistribution | | | | |
| | of Profits | | | | |
| |
| 34 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Removal of Director | | | | |
| 35 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | Phase out of Nuclear Power | | | | |
| |
| 36 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Disclosure of Annual Performance | | | | |
| | Evaluations in Proxy | | | | |
| | | | | | |
| | 37 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Ban of Reprocessing Nuclear | | | | |
| | | Materials | | | | |
| |
| | 38 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Ban of Plutonium Fuels | | | | |
| |
| | 39 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Ban of Nuclear Power Generation | | | | |
| |
| |
| Kyushu Electric Power Company | | | | | | |
| Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 9508 | CINS J38468104 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Shingo Matsuo | Mgmt | For | For | For |
| | 4 | Elect Toshio Manabe | Mgmt | For | For | For |
| | 5 | Elect Yasumichi Hinago | Mgmt | For | For | For |
| | 6 | Elect Mamoru Dangami | Mgmt | For | For | For |
| | 7 | Elect Masayoshi Nuki | Mgmt | For | For | For |
| | 8 | Elect Yoshinori Fukahori | Mgmt | For | For | For |
| | 9 | Elect Toshihiko Hirano | Mgmt | For | For | For |
| | 10 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For |
| | 11 | Elect Kenichi Fujinaga | Mgmt | For | For | For |
| | 12 | Elect Tetsu Mizobe | Mgmt | For | For | For |
| | 13 | Elect Masatoshi Morooka | Mgmt | For | For | For |
| | 14 | Elect Masahiro Kajiwara | Mgmt | For | For | For |
| | 15 | Elect Michiaki Uriu | Mgmt | For | For | For |
| | 16 | Elect Kenji Tsugami | Mgmt | For | For | For |
| | 17 | Elect Kazuumi Nashida | Mgmt | For | For | For |
| | 18 | Elect Masanao Chinzei | Mgmt | For | For | For |
| | 19 | Elect Akiyoshi Watanabe | Mgmt | For | For | For |
| | 20 | Elect Shinji Yasumoto | Mgmt | For | Against | Against |
| | 21 | Election of Alternate Statutory | Mgmt | For | For | For |
| | | Auditors | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Introducing Smart Grid | | | | |
| | | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of Health and Nuclear | | | | |
| | | Power Committee | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Freezing Operation of Nuclear | | | | |
| | | Power Plant | | | | |
| | 25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Phase out of Construction of | | | | |
| | | Nuclear Power Storage | | | | |
| |
| |
| National Grid PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NG | CINS G6375K151 | 07/27/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Sir John Parker | Mgmt | For | For | For |
| | 4 | Elect Steven Holliday | Mgmt | For | For | For |
| | 5 | Elect Kenneth Harvey | Mgmt | For | For | For |
| | 6 | Elect Steve Lucas | Mgmt | For | For | For |
| | 7 | Elect Stephen Pettit | Mgmt | For | For | For |
| | 8 | Elect Nick Winser | Mgmt | For | For | For |
| | 9 | Elect George Rose | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 12 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 14 | Scrip Dividend | Mgmt | For | For | For |
| | 15 | Capitalisation of Share Premium | Mgmt | For | For | For |
| | | Account | | | | |
| | 16 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 17 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 18 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| | 19 | Amendments to Articles Regarding | Mgmt | For | For | For |
| | | Borrowing Limits | | | | |
| | | | | | |
| | 20 | Amendments to Articles Regarding | Mgmt | For | For | For |
| | | Objects Clause and Authorised | | | | |
| | | Capital | | | | |
| | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Northeast Utilities | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NU | CUSIP 664397106 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Richard Booth | Mgmt | For | For | For |
| | 1.2 | Elect John Clarkeson | Mgmt | For | For | For |
| | 1.3 | Elect Cotton Cleveland | Mgmt | For | For | For |
| | 1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect E. Gail de Planque | Mgmt | For | For | For |
| | 1.6 | Elect John Graham | Mgmt | For | For | For |
| | 1.7 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| | 1.8 | Elect Kenneth Leibler | Mgmt | For | For | For |
| | 1.9 | Elect Robert Patricelli | Mgmt | For | For | For |
| | 1.10 | Elect Charles Shivery | Mgmt | For | For | For |
| | 1.11 | Elect John Swope | Mgmt | For | For | For |
| | 1.12 | Elect Dennis Wraase | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| NV Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NVE | CUSIP 67073Y106 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Brian Kennedy | Mgmt | For | For | For |
| | 1.2 | Elect John O'Reilly | Mgmt | For | For | For |
| | 1.3 | Elect Michael Yackira | Mgmt | For | For | For |
| | 2 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| | | | | | |
| |
| | | | | | |
| Pepco Holdings, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | POM | CUSIP 713291102 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Jack Dunn IV | Mgmt | For | For | For |
| | 1.2 | Elect Terence Golden | Mgmt | For | For | For |
| | 1.3 | Elect Patrick Harker | Mgmt | For | For | For |
| | 1.4 | Elect Frank Heintz | Mgmt | For | For | For |
| | 1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For |
| | 1.6 | Elect George MacCormack | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For |
| | 1.8 | Elect Patricia Oelrich | Mgmt | For | For | For |
| | 1.9 | Elect Joseph Rigby | Mgmt | For | For | For |
| | 1.10 | Elect Frank Ross | Mgmt | For | For | For |
| | 1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Lester Silverman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| PG&E Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PCG | CUSIP 69331C108 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect David Andrews | Mgmt | For | Against | Against |
| | 2 | Elect Lewis Chew | Mgmt | For | Against | Against |
| | 3 | Elect C. Lee Cox | Mgmt | For | Against | Against |
| | 4 | Elect Peter Darbee | Mgmt | For | Against | Against |
| | 5 | Elect Maryellen Herringer | Mgmt | For | Against | Against |
| | 6 | Elect Roger Kimmel | Mgmt | For | Against | Against |
| | 7 | Elect Richard Meserve | Mgmt | For | Against | Against |
| | 8 | Elect Forrest Miller | Mgmt | For | Against | Against |
| | 9 | Elect Rosendo Parra | Mgmt | For | Against | Against |
| | 10 | Elect Barbara Rambo | Mgmt | For | Against | Against |
| | 11 | Elect Barry Williams | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | | | | | |
| | 14 | Amendment to the 2006 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Independent Board Chairman | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Key Committee Membership | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| Pinnacle West Capital Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PNW | CUSIP 723484101 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Pamela Grant | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Humberto Lopez | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Kathryn Munro | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against |
| | 1.11 | Elect W. Douglas Parker | Mgmt | For | Withhold | Against |
| | 2 | Restoration of Right to Call a | Mgmt | For | For | For |
| | | Special Meeting | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| PNM Resources Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PNM | CUSIP 69349H107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For |
| | 1.2 | Elect Patricia Collawn | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Julie Dobson | Mgmt | For | For | For |
| | 1.4 | Elect Robert Nordhaus | Mgmt | For | For | For |
| | 1.5 | Elect Manuel Pacheco | Mgmt | For | For | For |
| | 1.6 | Elect Bonnie Reitz | Mgmt | For | For | For |
| | 1.7 | Elect Donald Schwanz | Mgmt | For | For | For |
| | 1.8 | Elect Jeffry Sterba | Mgmt | For | For | For |
| | 1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For |
| | 1.10 | Elect Joan Woodard | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| PT Indosat Terbuka | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ISAT | CINS Y7130D110 | 01/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | Indonesia | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Election of Directors and | Mgmt | For | Against | Against |
| | | Commissioners (Slate) | | | | |
| | 2 | Amendments to Articles | Mgmt | For | For | For |
| |
| |
| Public Power Corp. S.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PPC | CINS X7023M103 | 12/17/2009 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Special | Greece | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Election of Directors | Mgmt | For | TNA | N/A |
| |
| |
| Public Service Enterprise Group | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PEG | CUSIP 744573106 | 04/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For |
| | 2 | Elect Conrad Harper | Mgmt | For | For | For |
| | 3 | Elect William Hickey | Mgmt | For | For | For |
| | | | | | |
| | 4 | Elect Ralph Izzo | Mgmt | For | For | For |
| | 5 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| | 6 | Elect David Lilley | Mgmt | For | For | For |
| | 7 | Elect Thomas Renyi | Mgmt | For | For | For |
| | 8 | Elect Hak Cheol Shin | Mgmt | For | For | For |
| | 9 | Elect Richard Swift | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Putnam Money Market Liquidity | | | | | | |
| Fund | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting | |
| | | CUSIP 746763168 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| | 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| | 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| | 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| | 1.06 | Elect John Hill | Mgmt | For | For | For |
| | 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| | 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| | 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| | 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| | 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| | 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| | 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| | 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| | 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund | | | | |
| | 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Both Fund Family | | | | |
| | | Breakpoints And Performance Fees | | | | |
| |
| | 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Fund Family | | | | |
| | | Breakpoints Only | | | | |
| | | | | | |
| | 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Performance Fees Only | | | | |
| |
| | 3 | Approving An Amendment To Your | | | | |
| | | Fund's Fundamental Investment | | | | |
| | | Restriction With Respect To: | | | | |
| |
| | 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| | 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| | 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
| |
| | 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| | 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| | 4 | Approving An Amendment To Your | | | | |
| | | Fund's Agreement And Declaration | | | | |
| | | of Trust With Respect To: | | | | |
| |
| | 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| | 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | | Trust | | | | |
| | 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | | Board Institute Procedues To | | | | |
| | | Prevent Holding Investments In | | | | |
| | | Companies That, In The Judgment | | | | |
| | | Of The Board, Substantially | | | | |
| | | Contribute To Genocide Or Crimes | | | | |
| | | Against Humanity, The Most | | | | |
| | | Egregious Violations Of Human | | | | |
| | | Rights. | | | | |
| |
| |
| RWE AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting | |
| | RWE | CINS D6629K109 | 04/22/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Germany | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| | | | | | |
| | 5 | Ratification of Management Board | Mgmt | For | TNA | N/A |
| | | Acts | | | | |
| | 6 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A |
| | | Acts | | | | |
| | 7 | Compensation Policy | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor for Interim | Mgmt | For | TNA | N/A |
| | | Statements | | | | |
| | 10 | Election of Supervisory Board | Mgmt | For | TNA | N/A |
| | | Members | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| |
| | 12 | Amendments to Articles | Mgmt | For | TNA | N/A |
| | 13 | Intra-company Contracts/Control | Mgmt | For | TNA | N/A |
| | | Agreements | | | | |
| | 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Scottish and Southern Energy PLC | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SSE | CINS G7885V109 | 07/23/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United Kingdom | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect Thomas Andersen | Mgmt | For | Against | Against |
| | 5 | Elect Susan Rice | Mgmt | For | Against | Against |
| | 6 | Elect Gregor Alexander | Mgmt | For | Against | Against |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 12 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| | | | | | |
| |
| | | | | | | |
| Sempra Energy | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SRE | CUSIP 816851109 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect James Brocksmith, Jr. | Mgmt | For | For | For |
| | 2 | Elect Donald Felsinger | Mgmt | For | For | For |
| | 3 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For |
| | 4 | Elect William Jones | Mgmt | For | For | For |
| | 5 | Elect William Ouchi | Mgmt | For | For | For |
| | 6 | Elect Carlos Ruiz | Mgmt | For | For | For |
| | 7 | Elect William Rusnack | Mgmt | For | For | For |
| | 8 | Elect William Rutledge | Mgmt | For | For | For |
| | 9 | Elect Lynn Schenk | Mgmt | For | For | For |
| | 10 | Elect Neal Schmale | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Snam Rete Gas S.p.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SRG | CINS T8578L107 | 04/27/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Mix | Italy | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 3 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 4 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A |
| | | Profits/Dividends | | | | |
| | 5 | Board Size | Mgmt | For | TNA | N/A |
| | 6 | Board Term | Mgmt | For | TNA | N/A |
| | 7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
| | 8 | List 1 | Mgmt | For | TNA | N/A |
| | 9 | List 2 | Mgmt | For | TNA | N/A |
| | 10 | Election of Chairman of the Board | Mgmt | For | TNA | N/A |
| | | of Directors | | | | |
| | 11 | Directors' Fees | Mgmt | For | TNA | N/A |
| | 12 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
| | | | | | |
| | 13 | Election of Chairman of the Board | Mgmt | For | TNA | N/A |
| | | of the Statutory Auditors | | | | |
| | 14 | Statutory Auditors' Fees | Mgmt | For | TNA | N/A |
| | 15 | Appointment of Auditor | Mgmt | For | TNA | N/A |
| | 16 | Amendments to Articles | Mgmt | For | TNA | N/A |
| |
| |
| Terna S.p.A. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TRN | CINS T9471R100 | 04/29/2010 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Italy | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| | 2 | Accounts and Reports | Mgmt | For | TNA | N/A |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
| |
| |
| The AES Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AES | CUSIP 00130H105 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Samuel Bodman | Mgmt | For | For | For |
| | 1.2 | Elect Paul Hanrahan | Mgmt | For | For | For |
| | 1.3 | Elect Tarun Khanna | Mgmt | For | For | For |
| | 1.4 | Elect John Koskinen | Mgmt | For | For | For |
| | 1.5 | Elect Philip Lader | Mgmt | For | For | For |
| | 1.6 | Elect Sandra Moose | Mgmt | For | For | For |
| | 1.7 | Elect John Morse, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Philip Odeen | Mgmt | For | For | For |
| | 1.9 | Elect Charles Rossotti | Mgmt | For | For | For |
| | 1.10 | Elect Sven Sandstrom | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Reapproval of the Performance | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Southern Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | SO | CUSIP 842587107 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Juanita Baranco | Mgmt | For | For | For |
| | 1.2 | Elect Jon Boscia | Mgmt | For | For | For |
| | 1.3 | Elect Henry Clark III | Mgmt | For | For | For |
| | 1.4 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For |
| |
| | 1.5 | Elect Veronica Hagen | Mgmt | For | For | For |
| | 1.6 | Elect Warren Hood, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Donald James | Mgmt | For | For | For |
| | 1.8 | Elect J. Neal Purcell | Mgmt | For | For | For |
| | 1.9 | Elect David Ratcliffe | Mgmt | For | For | For |
| | 1.10 | Elect William Smith, Jr. | Mgmt | For | For | For |
| | 1.11 | Elect Larry Thompson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 4 | Elimination of Cumulative Voting | Mgmt | For | For | For |
| |
| | 5 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Greenhouse Gas Emissions Goals | | | | |
| |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Coal Combustion Waste | | | | |
| |
| |
| Tokyo Electric Power Company | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 9501 | CINS J86914108 | 06/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Zengo Aizawa | Mgmt | For | For | For |
| | 4 | Elect Yasushi Aoyama | Mgmt | For | For | For |
| | 5 | Elect Takao Arai | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Tsunehisa Katsumata | Mgmt | For | For | For |
| | 7 | Elect Shigeru Kimura | Mgmt | For | For | For |
| | 8 | Elect Akio Komori | Mgmt | For | For | For |
| | 9 | Elect Masataka Shimizu | Mgmt | For | For | For |
| | 10 | Elect Hiroaki Takatsu | Mgmt | For | For | For |
| | 11 | Elect Masaru Takei | Mgmt | For | For | For |
| | 12 | Elect Norio Tsuzumi | Mgmt | For | For | For |
| | 13 | Elect Yoshihiro Naitoh | Mgmt | For | For | For |
| | 14 | Elect Toshio Nishizawa | Mgmt | For | For | For |
| | 15 | Elect Naomi Hirose | Mgmt | For | For | For |
| | 16 | Elect Takashi Fujimoto | Mgmt | For | For | For |
| | 17 | Elect Makio Fujiwara | Mgmt | For | For | For |
| | 18 | Elect Fumiaki Miyamoto | Mgmt | For | For | For |
| | 19 | Elect Sakae Mutoh | Mgmt | For | For | For |
| | 20 | Elect Tomijiroh Morita | Mgmt | For | For | For |
| | 21 | Elect Hiroshi Yamaguchi | Mgmt | For | For | For |
| | 22 | Elect Masao Yamazaki | Mgmt | For | For | For |
| | 23 | Elect Kazuko Ohya | Mgmt | For | For | For |
| | 24 | Elect Takashi Karasaki | Mgmt | For | Against | Against |
| | 25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Increase in Dividend/Redistribution | | | | |
| | | of Profits | | | | |
| |
| | 26 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of Nuclear Waste | | | | |
| | | Disposal Examination Committee | | | | |
| |
| | 27 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Disengaging from Fast Breeder | | | | |
| | | Reactor | | | | |
| | 28 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Introducing Smart Grid | | | | |
| |
| | 29 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Disclosure of Directors' Fees and | | | | |
| | | Bonuses | | | | |
| |
| |
| Tokyo Gas Company Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 9531 | CINS J87000105 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Japan | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Elect Mitsunori Torihara | Mgmt | For | For | For |
| | 4 | Elect Tadaaki Maeda | Mgmt | For | For | For |
| | 5 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For |
| | 6 | Elect Shigeru Muraki | Mgmt | For | For | For |
| | 7 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For |
| | 8 | Elect Tsutomuu Ohya | Mgmt | For | For | For |
| | 9 | Elect Michiaki Hirose | Mgmt | For | For | For |
| | 10 | Elect Mikio Itazawa | Mgmt | For | For | For |
| | 11 | Elect Katsuhiko Honda | Mgmt | For | For | For |
| | 12 | Elect Sanae Inada | Mgmt | For | For | For |
| | 13 | Elect Yukio Satoh | Mgmt | For | For | For |
| | 14 | Elect Shohji Mori | Mgmt | For | For | For |
| |
| |
| UGI Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UGI | CUSIP 902681105 | 01/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Ban | Mgmt | For | For | For |
| | 1.2 | Elect Richard Gozon | Mgmt | For | For | For |
| | 1.3 | Elect Lon Greenberg | Mgmt | For | For | For |
| | 1.4 | Elect Marvin Schlanger | Mgmt | For | For | For |
| | 1.5 | Elect Anne Pol | Mgmt | For | For | For |
| | 1.6 | Elect Ernest Jones | Mgmt | For | For | For |
| | 1.7 | Elect John Walsh | Mgmt | For | For | For |
| | 1.8 | Elect Roger Vincent | Mgmt | For | For | For |
| | 1.9 | Elect M. Shawn Puccio | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Westar Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WR | CUSIP 95709T100 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect B. Anthony Isaac | Mgmt | For | For | For |
| | 1.2 | Elect Michael Morrissey | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | |
| Wisconsin Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WEC | CUSIP 976657106 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Bergstrom | Mgmt | For | For | For |
| | 1.2 | Elect Barbara Bowles | Mgmt | For | For | For |
| | 1.3 | Elect Patricia Chadwick | Mgmt | For | For | For |
| | 1.4 | Elect Robert Cornog | Mgmt | For | For | For |
| | 1.5 | Elect Curt Culver | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Fischer | Mgmt | For | For | For |
| | 1.7 | Elect Gale Klappa | Mgmt | For | For | For |
| | 1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect Frederick Stratton, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam Global Utilities Fund |
| |
| By: | /s/ Jonathan S. Horwitz |
| |
| Name: | Jonathan S. Horwitz |
| |
| Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 9, 2010 |
