UNITED STATES | |||
SECURITIES AND EXCHANGE COMMISSION | |||
Washington, DC 20549 | |||
FORM N-PX | |||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |||
MANAGEMENT INVESTMENT COMPANY | |||
Investment Company Act File Number : | 811-5989 | ||
Name of Registrant: | Putnam Utilities Growth and Income Fund | ||
Address of Principal Executive Offices: | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
Name and address of agent of service: | |||
James P. Pappas, Vice President | |||
Putnam Utilities Growth and Income Fund | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
CC: | |||
John W. Gerstmayr, Esq. | |||
Ropes & Gray LLP | |||
One International Place | |||
Boston, Massachusetts 02110 | |||
Registrant's telephone number including area code: | |||
(617) 292-1000 | |||
Date of fiscal year end: | |||
10/31/2007 | |||
Date of reporting period: | |||
07/01/2007 - 06/30/2008 | |||
Item 1: Proxy Voting Record | ||||||
Registrant : Putnam Utilities Growth and Income Fund | ||||||
AES Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AES | CUSIP9 00130H105 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Hanrahan | Mgmt | For | For | For | |
1.2 | Elect Kristina Johnson | Mgmt | For | For | For | |
1.3 | Elect John Koskinen | Mgmt | For | For | For | |
1.4 | Elect Philip Lader | Mgmt | For | For | For | |
1.5 | Elect Sandra Moose | Mgmt | For | For | For | |
1.6 | Elect Philip Odeen | Mgmt | For | For | For | |
1.7 | Elect Charles Rossotti | Mgmt | For | For | For | |
1.8 | Elect Sven Sandstrom | Mgmt | For | For | For | |
2 | REAPPROVAL OF THE AES | Mgmt | For | For | For | |
CORPORATION 2003 LONG- | ||||||
TERM COMPENSATION PLAN. | ||||||
3 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF INDEPENDENT AUDITORS. | ||||||
Alliant Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNT | CUSIP9 018802108 | 05/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Harvey | Mgmt | For | For | For | |
1.2 | Elect James Leach | Mgmt | For | For | For | |
1.3 | Elect Singleton McAllister | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Electric Power Company | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEP | CUSIP9 025537101 | 04/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect E. R. Brooks | Mgmt | For | For | For | |
1.2 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |
1.3 | Elect Linda Goodspeed | Mgmt | For | For | For | |
1.4 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |
1.5 | Elect Lionel Nowell III | Mgmt | For | For | For | |
1.6 | Elect Kathryn Sullivan | Mgmt | For | For | For | |
1.7 | Elect Donald Carlton | Mgmt | For | For | For | |
1.8 | Elect John DesBarres | Mgmt | For | For | For | |
1.9 | Elect Thomas Hoaglin | Mgmt | For | For | For | |
1.10 | Elect Michael Morris | Mgmt | For | For | For | |
1.11 | Elect Richard Sandor | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
AT&T INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
T | CUSIP9 00206R102 | 04/25/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RANDALL L. STEPHENSON | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM F. ALDINGER III | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GILBERT F. AMELIO | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
REUBEN V. ANDERSON | ||||||
5 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
H. BLANCHARD | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
AUGUST A. BUSCH III | ||||||
7 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
P. KELLY | ||||||
8 | ELECTION OF DIRECTOR: JON C. | Mgmt | For | For | For | |
MADONNA | ||||||
9 | ELECTION OF DIRECTOR: LYNN | Mgmt | For | For | For | |
M. MARTIN | ||||||
10 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
B. MCCOY | ||||||
11 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For | |
S. METZ | ||||||
12 | ELECTION OF DIRECTOR: JOYCE | Mgmt | For | For | For | |
M. ROCHE | ||||||
13 | ELECTION OF DIRECTOR: LAURA | Mgmt | For | For | For | |
D ANDREA TYSON |
14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PATRICIA P. UPTON | ||||||
15 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF INDEPENDENT AUDITORS. | ||||||
16 | REPORT ON POLITICAL | ShrHoldr | Against | Against | For | |
CONTRIBUTIONS. | ||||||
17 | PENSION CREDIT POLICY. | ShrHoldr | Against | Against | For | |
18 | LEAD INDEPENDENT DIRECTOR | ShrHoldr | Against | Against | For | |
BYLAW. | ||||||
19 | SERP POLICY | ShrHoldr | Against | Against | For | |
20 | ADVISORY VOTE ON | ShrHoldr | Against | Against | For | |
COMPENSATION | ||||||
Babcock & Brown Wind Partners | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Q1243D132 | 11/09/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Adopt the remuneration report for | Mgmt | For | Against | Against | |
the YE 30 JUN 2007 as prescribed | ||||||
3 | Elect Anthony Battle | Mgmt | For | Against | Against | |
4 | Elect Warren Murphy | Mgmt | For | Against | Against | |
5 | Re-appointment of Auditor | Mgmt | For | For | For | |
6 | Approval of Placement of Securities | Mgmt | For | For | For | |
7 | Ratification of Placement of | Mgmt | For | For | For | |
Securities | ||||||
8 | Approve Acquisition from BNB | Mgmt | For | For | For | |
(Class B interests in the US07 & | ||||||
50% of Enersis Portfolios) | ||||||
9 | Approve Acquisition from BNB | Mgmt | For | For | For | |
(Remaining 50% of Enersis | ||||||
Portfolio) | ||||||
Bouygues SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F11487125 | 04/24/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends; | Mgmt | For | For | For | |
Acknowledgment of Previous Profit | ||||||
Distributions | ||||||
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Appoint the Mr. Patricia Barbizet as | Mgmt | For | For | For | |
a Director for a 3 year period | ||||||
7 | Appoint the Mr. Herve Le Bouc as a | Mgmt | For | For | For | |
Director for a 3 year period | ||||||
8 | Appoint the Mr. Nonce Paolini as a | Mgmt | For | For | For | |
Director for a 3 year period | ||||||
9 | Appoint Mr. Helman Le Pas De | Mgmt | For | For | For | |
Secheval as a Director for a 3 year | ||||||
period | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
12 | Authority to Grant Stock Options | Mgmt | For | For | For | |
13 | Authority to Issue Warrants as a | Mgmt | For | For | For | |
Takeover Defense | ||||||
14 | Authority to Increase Capital as a | Mgmt | For | For | For | |
Takeover Defense | ||||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
CenturyTel Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTL | CUSIP9 156700106 | 05/08/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |
1.2 | Elect Calvin Czeschin | Mgmt | For | For | For | |
1.3 | Elect James Gardner | Mgmt | For | For | For | |
1.4 | Elect Gregory McCray | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | TO ACT UPON A SHAREHOLDER | ShrHoldr | Against | Against | For | |
PROPOSAL REGARDING | ||||||
EXECUTIVE COMPENSATION. | ||||||
Chubu Electric Power Company | ||||||
Inc |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J06510101 | 06/26/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Appropriation of Profits | Mgmt | For | For | For | |
2 | Amend Articles to: Expand Business | Mgmt | For | For | For | |
Lines | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Director | Mgmt | For | For | For | |
18 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
19 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
20 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
21 | Shareholder's Proposal: Approve | ShrHoldr | Against | Against | For | |
Appropriation of Retained Earnings | ||||||
22 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Compensation Disclosure | ||||||
23 | Shareholder Meeting Regarding | ShrHoldr | Against | Against | For | |
Promoting the Use of Renewable | ||||||
Energy | ||||||
24 | Shareholder's Proposal: Amend | ShrHoldr | Against | Against | For | |
Articles to: Abolish Use of Nuclear | ||||||
Plants | ||||||
25 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Postponement of the Company's | ||||||
Project | ||||||
26 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Termination of Reprocessing | ||||||
Contract | ||||||
CMS Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CMS | CUSIP9 125896100 | 05/16/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |
1.3 | Elect Richard Gabrys | Mgmt | For | For | For | |
1.4 | Elect David Joos | Mgmt | For | For | For | |
1.5 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |
1.6 | Elect Michael Monahan | Mgmt | For | For | For | |
1.7 | Elect Joseph Paquette Jr. | Mgmt | For | For | For | |
1.8 | Elect Percy Pierre | Mgmt | For | For | For | |
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |
1.10 | Elect Kenneth Whipple | Mgmt | For | For | For | |
1.11 | Elect John Yasinsky | Mgmt | For | For | For | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
Comcast Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMCSA | CUSIP9 20030N101 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |
1.4 | Elect Edward Breen | Mgmt | For | For | For | |
1.5 | Elect Julian Brodsky | Mgmt | For | For | For | |
1.6 | Elect Joseph Collins | Mgmt | For | For | For | |
1.7 | Elect J. Michael Cook | Mgmt | For | For | For | |
1.8 | Elect Gerald Hassell | Mgmt | For | For | For | |
1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For | |
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |
1.13 | Elect Michael Sovern | Mgmt | For | For | For | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
AUDITORS | ||||||
3 | APPROVAL OF OUR 2002 | Mgmt | For | For | For | |
RESTRICTED STOCK PLAN, AS | ||||||
AMENDED AND RESTATED | ||||||
4 | APPROVAL OF OUR 2003 STOCK | Mgmt | For | For | For | |
OPTION PLAN, AS AMENDED | ||||||
AND RESTATED |
5 | ADOPT A RECAPITALIZATION | ShrHoldr | Against | Against | For | |
PLAN | ||||||
6 | IDENTIFY ALL EXECUTIVE | ShrHoldr | Against | Against | For | |
OFFICERS WHO EARN IN | ||||||
EXCESS OF $500,000 | ||||||
7 | NOMINATE TWO DIRECTORS | ShrHoldr | Against | Against | For | |
FOR EVERY OPEN | ||||||
DIRECTORSHIP | ||||||
8 | REQUIRE A PAY DIFFERENTIAL | ShrHoldr | Against | Against | For | |
REPORT | ||||||
9 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Cumulative Voting | ||||||
10 | ADOPT PRINCIPLES FOR | ShrHoldr | Against | Against | For | |
COMPREHENSIVE HEALTH CARE | ||||||
REFORM | ||||||
11 | ADOPT AN ANNUAL VOTE ON | ShrHoldr | Against | Against | For | |
EXECUTIVE COMPENSATION | ||||||
COMVERGE, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COMV | CUSIP9 205859101 | 05/07/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alec Dreyer | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
COMVERGE, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COMV | CUSIP9 205859101 | 07/21/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Issuance of Common Stock in | Mgmt | For | For | For | |
Connection with an Acquisition | ||||||
Consolidated Edison Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ED | CUSIP9 209115104 | 05/19/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin Burke | Mgmt | For | For | For | |
1.2 | Elect Vincent Calarco | Mgmt | For | For | For | |
1.3 | Elect George Campbell, Jr. | Mgmt | For | For | For | |
1.4 | Elect Gordon Davis | Mgmt | For | For | For | |
1.5 | Elect Michael Del Giudice | Mgmt | For | For | For | |
1.6 | Elect Ellen Futter | Mgmt | For | For | For | |
1.7 | Elect Sally Hernandez | Mgmt | For | For | For | |
1.8 | Elect John Killian | Mgmt | For | For | For | |
1.9 | Elect Peter Likins | Mgmt | For | For | For | |
1.10 | Elect Eugene McGrath | Mgmt | For | For | For | |
1.11 | Elect Michael Ranger | Mgmt | For | For | For | |
1.12 | Elect L. Frederick Sutherland | Mgmt | For | For | For | |
2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF INDEPENDENT | ||||||
ACCOUNTANTS. | ||||||
3 | APPROVAL OF PERFORMANCE | Mgmt | For | For | For | |
GOALS UNDER THE COMPANY'S | ||||||
LONG TERM INCENTIVE PLAN. | ||||||
4 | ADDITIONAL COMPENSATION | ShrHoldr | Against | Against | For | |
INFORMATION. | ||||||
Covanta Holding Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVA | CUSIP9 22282E102 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Barse | Mgmt | For | Withhold | Against | |
1.2 | Elect Ronald Broglio | Mgmt | For | Withhold | Against | |
1.3 | Elect Peter Bynoe | Mgmt | For | Withhold | Against | |
1.4 | Elect Linda Fisher | Mgmt | For | Withhold | Against | |
1.5 | Elect Richard Huber | Mgmt | For | Withhold | Against | |
1.6 | Elect Anthony Orlando | Mgmt | For | Withhold | Against | |
1.7 | Elect William Pate | Mgmt | For | Withhold | Against | |
1.8 | Elect Robert Silberman | Mgmt | For | Withhold | Against | |
1.9 | Elect Jean Smith | Mgmt | For | Withhold | Against | |
1.10 | Elect Clayton Yeutter | Mgmt | For | Withhold | Against | |
1.11 | Elect Samuel Zell | Mgmt | For | Withhold | Against | |
2 | Amendment to the Equity Award | Mgmt | For | For | For | |
Plan for Employees and Officers to | ||||||
Increase the Number of Shares | ||||||
Authorized for Issuance |
3 | Amendment to the Equity Award | Mgmt | For | For | For | |
Plan for Employees and Officers to | ||||||
Increase Maximum Award per | ||||||
Participant | ||||||
4 | Amendment to the Equity Award | Mgmt | For | For | For | |
Plan for Directors | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Deutsche Post AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D19225107 | 05/06/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elections to the Supervisory Board- | Mgmt | For | For | For | |
Prof. Dr. Wulf Von Schimmelmann | ||||||
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Digi.com Berhad | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y2070F100 | 03/12/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | Malaysia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | Against | Against | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Digi.com Berhad | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y2070F100 | 04/24/2008 | Voted | ||||
Meeting Type | Country of Trade |
Annual | Malaysia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Arve Johansen | Mgmt | For | Against | Against | |
4 | Elect Halim Bin Mohyiddin | Mgmt | For | Against | Against | |
5 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
6 | Related Party Transactions | Mgmt | For | For | For | |
Dominion Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
D | CUSIP9 25746U109 | 05/09/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For | |
W. BROWN | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GEORGE A. DAVIDSON, JR. | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS F. FARRELL, II | ||||||
4 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. HARRIS | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT S. JEPSON, JR. | ||||||
6 | ELECTION OF DIRECTOR: MARK | Mgmt | For | For | For | |
J. KINGTON | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BENJAMIN J. LAMBERT, III | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARGARET A. MCKENNA | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
FRANK S. ROYAL | ||||||
10 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
A. WOLLARD | ||||||
11 | RATIFY THE APPOINTMENT OF | Mgmt | For | For | For | |
INDEPENDENT AUDITORS FOR | ||||||
2008. | ||||||
DPL Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPL | CUSIP9 233293109 | 04/23/2008 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Barbas | Mgmt | For | For | For | |
1.2 | Elect Barbara Graham | Mgmt | For | For | For | |
1.3 | Elect Glenn Harder | Mgmt | For | For | For | |
2 | RATIFICATION OF KPMG LLP AS | Mgmt | For | For | For | |
INDEPENDENT AUDITORS. | ||||||
3 | Shareholder Proposal on | ShrHoldr | Against | Against | For | |
Dissolution of Company and its | ||||||
Subsidiaries | ||||||
DTE Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTE | CUSIP9 233331107 | 05/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lillian Bauder | Mgmt | For | For | For | |
1.2 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | |
1.3 | Elect Josue Robles, Jr. | Mgmt | For | For | For | |
1.4 | Elect James Vandenberghe | Mgmt | For | For | For | |
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | |
2 | INDEPENDENT REGISTERED | Mgmt | For | For | For | |
PUBLIC ACCOUNTING FIRM | ||||||
DELOITTE & TOUCHE LLP | ||||||
3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING POLITICAL | ||||||
CONTRIBUTIONS | ||||||
Duke Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DUK | CUSIP9 26441C105 | 05/08/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Barnet, III | Mgmt | For | For | For | |
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |
1.3 | Elect Michael Browning | Mgmt | For | For | For | |
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |
1.5 | Elect Ann Maynard Gray | Mgmt | For | For | For | |
1.6 | Elect James Hance, Jr. | Mgmt | For | For | For | |
1.7 | Elect James Rhodes | Mgmt | For | For | For | |
1.8 | Elect James Rogers | Mgmt | For | For | For | |
1.9 | Elect Mary Schapiro | Mgmt | For | For | For |
1.10 | Elect Philip Sharp | Mgmt | For | For | For | |
1.11 | Elect Dudley Taft | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Executive Short- | Mgmt | For | For | For | |
Term Incentive Plan | ||||||
Dynegy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DYN | CUSIP9 26817G102 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Biegler | Mgmt | For | For | For | |
1.2 | Elect Thomas Clark, Jr. | Mgmt | For | For | For | |
1.3 | Elect Victor Grijalva | Mgmt | For | For | For | |
1.4 | Elect Patricia Hammick | Mgmt | For | For | For | |
1.5 | Elect George Mazanec | Mgmt | For | For | For | |
1.6 | Elect Howard Sheppard | Mgmt | For | For | For | |
1.7 | Elect William Trubeck | Mgmt | For | For | For | |
1.8 | Elect Bruce Williamson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Dynegy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DYN | CUSIP9 26817G102 | 07/18/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Biegler | Mgmt | For | For | For | |
1.2 | Elect Thomas Clark, Jr. | Mgmt | For | For | For | |
1.3 | Elect Victor Grijalva | Mgmt | For | For | For | |
1.4 | Elect Patricia Hammick | Mgmt | For | For | For | |
1.5 | Elect Robert Oelkers | Mgmt | For | For | For | |
1.6 | Elect George Mazanec | Mgmt | For | For | For | |
1.7 | Elect William Trubeck | Mgmt | For | For | For | |
1.8 | Elect Bruce Williamson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING PAY-FOR- | ||||||
SUPERIOR-PERFORMANCE. | ||||||
E On AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CINS D24909109 | 04/30/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Elect Mr. Ulrich Hartmann as a | Mgmt | For | Against | Against | |
member of the Supervisory Board | ||||||
8 | Elect Mr. Ulrich Hocker as a | Mgmt | For | For | For | |
member of the Supervisory Board | ||||||
9 | Elect Prof. Dr. Ulrich Lehner as a | Mgmt | For | Against | Against | |
member of the Supervisory Board | ||||||
10 | Elect Mr. Bard Mikkelsen as a | Mgmt | For | For | For | |
member of the Supervisory Board | ||||||
11 | Elect Dr. Henning Schulte-Noelle as | Mgmt | For | Against | Against | |
a member of the Supervisory Board | ||||||
12 | Elect Ms. Karen de Segundo as a | Mgmt | For | For | For | |
member of the Supervisory Board | ||||||
13 | Elect Dr. Theo Siegert as a member | Mgmt | For | For | For | |
of the Supervisory Board | ||||||
14 | Elect Prof. Dr. Wilhelm Simson as a | Mgmt | For | For | For | |
member of the Supervisory Board | ||||||
15 | Elect Georg Freiherr von | Mgmt | For | For | For | |
Waldenfels | ||||||
16 | Elect Mr. Werner Wenning as a | Mgmt | For | For | For | |
member of the Supervisory Board | ||||||
17 | Appointment of Auditor | Mgmt | For | For | For | |
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
19 | Dematerialization of Bearer Shares | Mgmt | For | For | For | |
20 | Stock Split | Mgmt | For | For | For | |
21 | Amendments to Articles | Mgmt | For | For | For | |
22 | Intra-Company Contracts | Mgmt | For | For | For | |
23 | Intra-Company Contracts | Mgmt | For | For | For | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
EDF | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CINS F2940H113 | 05/20/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | Abstain | Against | |
7 | Directors' Fees | Mgmt | For | Abstain | Against | |
8 | Authority to Trade in Company | Mgmt | For | Abstain | Against | |
Stock | ||||||
9 | Approve the transaction with Mr. | Mgmt | For | Abstain | Against | |
Daniel Camus | ||||||
10 | Elect Bruno Lafont | Mgmt | For | Against | Against | |
11 | Approve the power of formalities | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | N/A | |
Allocation of Profits/Dividends | ||||||
(Proposal A) | ||||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
EDF | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F2940H113 | 12/20/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve the Spin-Off Agreement | Mgmt | For | For | For | |
and its remuneration to C6 | ||||||
3 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Spin-Off | ||||||
4 | Grant authority to file the required | Mgmt | For | For | For | |
documents/other formalities | ||||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
EDF Energies Nouvelles | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F31932100 | 05/28/2008 | Voted | ||||
Meeting Type | Country of Trade |
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Severance Package (David | Mgmt | For | For | For | |
Corchia) | ||||||
8 | Severance Package (Yvon André) | Mgmt | For | For | For | |
9 | Report on Internal Controls | Mgmt | For | For | For | |
10 | Directors' Fees | Mgmt | For | For | For | |
11 | Elect Jean-François Astolfi | Mgmt | For | Against | Against | |
12 | Appointment of Auditor and | Mgmt | For | For | For | |
Alternate Auditor | ||||||
13 | Appointment of Auditor and | Mgmt | For | For | For | |
Alternate Auditor | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
16 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
18 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
19 | Authority to Increase Share | Mgmt | For | For | For | |
Issuance Limit | ||||||
20 | Authority to Increase Capital | Mgmt | For | For | For | |
through Capitalizations | ||||||
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities under | ||||||
Employee Savings Plan | ||||||
22 | Authority to Use Existing | Mgmt | For | Against | Against | |
Authorizations as a Takeover | ||||||
Defense | ||||||
23 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital |
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Edison International Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIX | CUSIP9 281020107 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Bryson | Mgmt | For | For | For | |
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |
1.3 | Elect France Cordova | Mgmt | For | For | For | |
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |
1.9 | Elect James Rosser | Mgmt | For | For | For | |
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |
1.12 | Elect Brett White | Mgmt | For | For | For | |
2 | RATIFICATION OF THE | Mgmt | For | For | For | |
APPOINTMENT OF THE | ||||||
INDEPENDENT PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING SHAREHOLDER | ||||||
SAY ON EXECUTIVE PAY. | ||||||
Electric Power Development Co | ||||||
Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J12915104 | 06/26/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
17 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
18 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
19 | Shareholders Proposal : Amend the | ShrHoldr | Against | Against | For | |
Articles of Incorporation | ||||||
20 | Shareholders Proposal : Amend the | ShrHoldr | Against | For | Against | |
Articles of Incorporation | ||||||
21 | Shareholders Proposal : Approve | ShrHoldr | Against | Against | For | |
Appropriation of Retained Earnings | ||||||
22 | Shareholders Proposal : Approve | ShrHoldr | Against | Against | For | |
Appropriation of Retained Earnings | ||||||
23 | Shareholders Proposal : Approve | ShrHoldr | Against | Against | For | |
Purchase of Own Shares | ||||||
Enel | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS T3679P115 | 06/11/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Approve the designation of profits | Mgmt | For | TNA | N/A | |
4 | Approve the number of Directors | Mgmt | For | TNA | N/A | |
5 | Approve the term of an office of the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
6 | Appoint the Directors | Mgmt | For | TNA | N/A | |
7 | Appoint the Chairman | Mgmt | For | TNA | N/A | |
8 | Approve the emoluments of the | Mgmt | For | TNA | N/A | |
Board of Directors | ||||||
9 | Approve the emoluments of the | Mgmt | For | TNA | N/A | |
Independent Auditors | ||||||
10 | Approve the Stock Option Plan | Mgmt | For | TNA | N/A | |
11 | Approve the Inventive Bonus | Mgmt | For | TNA | N/A | |
Scheme | ||||||
12 | Authority to Issue Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights; |
Energen Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EGN | CUSIP9 29265N108 | 04/23/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kenneth Dewey | Mgmt | For | For | For | |
1.2 | Elect James French | Mgmt | For | For | For | |
1.3 | Elect James McManus, II | Mgmt | For | For | For | |
1.4 | Elect David Wilson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Entergy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETR | CUSIP9 29364G103 | 05/02/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: M.S. | Mgmt | For | For | For | |
BATEMAN | ||||||
2 | ELECTION OF DIRECTOR: W.F. | Mgmt | For | For | For | |
BLOUNT | ||||||
3 | ELECTION OF DIRECTOR: S.D. | Mgmt | For | For | For | |
DEBREE | ||||||
4 | ELECTION OF DIRECTOR: G.W. | Mgmt | For | For | For | |
EDWARDS | ||||||
5 | ELECTION OF DIRECTOR: A.M. | Mgmt | For | For | For | |
HERMAN | ||||||
6 | ELECTION OF DIRECTOR: D.C. | Mgmt | For | For | For | |
HINTZ | ||||||
7 | ELECTION OF DIRECTOR: J.W. | Mgmt | For | For | For | |
LEONARD | ||||||
8 | ELECTION OF DIRECTOR: S.L. | Mgmt | For | For | For | |
LEVENICK | ||||||
9 | ELECTION OF DIRECTOR: J.R. | Mgmt | For | For | For | |
NICHOLS | ||||||
10 | ELECTION OF DIRECTOR: W.A. | Mgmt | For | For | For | |
PERCY, II | ||||||
11 | ELECTION OF DIRECTOR: W.J. | Mgmt | For | For | For | |
TAUZIN | ||||||
12 | ELECTION OF DIRECTOR: S.V. | Mgmt | For | For | For | |
WILKINSON | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING ADVISORY VOTE | ||||||
ON EXECUTIVE COMPENSATION. | ||||||
15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO LIMITATIONS ON | ||||||
MANAGEMENT COMPENSATION. | ||||||
16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO CORPORATE | ||||||
POLITICAL CONTRIBUTIONS. | ||||||
17 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING SPECIAL | ||||||
SHAREHOLDER MEETINGS. | ||||||
Equitable Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EQT | CUSIP9 294549100 | 04/23/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Phyllis Domm, Ed.D. | Mgmt | For | For | For | |
1.2 | Elect David Porges | Mgmt | For | For | For | |
1.3 | Elect James Rohr | Mgmt | For | For | For | |
1.4 | Elect David Shapira | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Exelon Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EXC | CUSIP9 30161N101 | 04/29/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BRUCE DEMARS | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
NELSON A. DIAZ | ||||||
3 | ELECTION OF DIRECTOR: PAUL | Mgmt | For | For | For | |
L. JOSKOW | ||||||
4 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. ROWE | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding a | ShrHoldr | Against | Against | For | |
Global Warming Report |
FirstEnergy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FE | CUSIP9 337932107 | 05/20/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | |
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | |
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | |
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | |
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against | |
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | |
1.8 | Elect Catherine Rein | Mgmt | For | Withhold | Against | |
1.9 | Elect George Smart | Mgmt | For | Withhold | Against | |
1.10 | Elect Wes Taylor | Mgmt | For | Withhold | Against | |
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM | ||||||
3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Right to Call a Special Meeting | ||||||
4 | SHAREHOLDER PROPOSAL: | ShrHoldr | Against | Against | For | |
ESTABLISH SHAREHOLDER | ||||||
PROPONENT ENGAGEMENT | ||||||
PROCESS | ||||||
5 | SHAREHOLDER PROPOSAL: | ShrHoldr | Against | For | Against | |
ADOPT SIMPLE MAJORITY VOTE | ||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
FPL Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FPL | CUSIP9 302571104 | 05/23/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |
1.2 | Elect Robert Beall, II | Mgmt | For | For | For | |
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |
1.4 | Elect James Camaren | Mgmt | For | For | For |
1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For | |
1.6 | Elect Lewis Hay, III | Mgmt | For | For | For | |
1.7 | Elect Toni Jennings | Mgmt | For | For | For | |
1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |
1.9 | Elect Rudy Schupp | Mgmt | For | For | For | |
1.10 | Elect Michael Thaman | Mgmt | For | For | For | |
1.11 | Elect Hansel Tookes, II | Mgmt | For | For | For | |
1.12 | Elect Paul Tregurtha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | APPROVAL OF THE FPL GROUP | Mgmt | For | For | For | |
EXECUTIVE ANNUAL INCENTIVE | ||||||
PLAN. | ||||||
4 | SHAREHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
GLOBAL WARMING REPORT. | ||||||
France Telecom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F4113C103 | 05/27/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification | Mgmt | For | For | For | |
of Board Acts | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Related Party Transactions (Didier | Mgmt | For | For | For | |
Lombard) | ||||||
8 | Authority to Trade in Company | Mgmt | For | For | For | |
Stock | ||||||
9 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Board Members | ||||||
10 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Board Members | ||||||
11 | Elect Charles-Henri Filippi | Mgmt | For | For | For | |
12 | Elect José-Luis Durán | Mgmt | For | For | For | |
13 | Directors' Fees | Mgmt | For | For | For | |
14 | Amend the Article Nr. 13 of the By- | Mgmt | For | For | For | |
Laws | ||||||
15 | Authority to Increase Capital for | Mgmt | For | For | For | |
Shareholders and Stock Option | ||||||
Holders of Orange |
16 | Authority to Issue Warrants to | Mgmt | For | For | For | |
Shareholders and Stock Option | ||||||
Holders of Orange | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities under | ||||||
Employee Savings Plan | ||||||
18 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Share Capital | ||||||
19 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Share Capital | ||||||
Hawaiian Electric Industries Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HE | CUSIP9 419870100 | 05/06/2008 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Don Carroll | Mgmt | For | TNA | N/A | |
1.2 | Elect Richard Gushman III | Mgmt | For | TNA | N/A | |
1.3 | Elect Victor Li | Mgmt | For | TNA | N/A | |
1.4 | Elect Bill Mills | Mgmt | For | TNA | N/A | |
1.5 | Elect Barry Taniguchi | Mgmt | For | TNA | N/A | |
2 | RATIFICATION OF KPMG LLP AS | Mgmt | For | TNA | N/A | |
INDEPENDENT REGISTERED | ||||||
PUBLIC ACCOUNTING FIRM. | ||||||
3 | Amendment to the 1990 | Mgmt | For | TNA | N/A | |
Nonemployee Director Stock Plan | ||||||
4 | Amendment to the 1987 Stock | Mgmt | For | TNA | N/A | |
Option and Incentive Plan | ||||||
Iberdrola SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS E6165F166 | 04/16/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Presentation of Management | Mgmt | For | For | For | |
Report | ||||||
7 | Ratification of Board Acts | Mgmt | For | For | For | |
8 | Ratification of Co-Option of Board | Mgmt | For | For | For | |
Members | ||||||
9 | Remuneration Report | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
13 | Authority to List and De-List Shares | Mgmt | For | For | For | |
14 | Authority to Create Foundations | Mgmt | For | For | For | |
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
IDEARC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IAR | CUSIP9 451663108 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jerry Elliot | Mgmt | For | For | For | |
1.2 | Elect Jonathan Miller | Mgmt | For | For | For | |
1.3 | Elect Donald Reed | Mgmt | For | For | For | |
1.4 | Elect Stephen Robertson | Mgmt | For | For | For | |
1.5 | Elect Thomas Rogers | Mgmt | For | For | For | |
1.6 | Elect Paul Weaver | Mgmt | For | For | For | |
2 | APPROVAL OF THE 2008 | Mgmt | For | For | For | |
INCENTIVE COMPENSATION | ||||||
PLAN. | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
ITC Holdings Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ITC | CUSIP9 465685105 | 05/21/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Jepsen | Mgmt | For | Withhold | Against | |
1.2 | Elect Richard McLellan | Mgmt | For | Withhold | Against | |
1.3 | Elect William Museler | Mgmt | For | Withhold | Against | |
1.4 | Elect Hazel R. O'Leary | Mgmt | For | Withhold | Against | |
1.5 | Elect Gordon Bennett Stewart, III | Mgmt | For | Withhold | Against |
1.6 | Elect Lee Stewart | Mgmt | For | Withhold | Against | |
1.7 | Elect Joseph Welch | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2006 Long Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Koninklijke KPN NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS N4297B146 | 04/15/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Adopt the financial statements for | Mgmt | For | TNA | N/A | |
the FY 2007 | ||||||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
5 | Adopt the dividend over the FY | Mgmt | For | TNA | N/A | |
2007 | ||||||
6 | Grant discharge the members of the | Mgmt | For | TNA | N/A | |
Board of Management from liability | ||||||
7 | Grant discharge the members of the | Mgmt | For | TNA | N/A | |
Supervisory board from liability | ||||||
8 | Appoint the Auditor | Mgmt | For | TNA | N/A | |
9 | Amendment to Long-Term Incentive | Mgmt | For | TNA | N/A | |
Plan | ||||||
10 | Amend the remuneration for the | Mgmt | For | TNA | N/A | |
Supervisory Board | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
13 | Approve to reduce the capital | Mgmt | For | TNA | N/A | |
through cancellation of own shares | ||||||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
Koninklijke KPN NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS N4297B146 | 11/06/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
3 | Share Grants to A.J. Scheepbouwer | Mgmt | For | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
Macquarie Airports | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Q6077P119 | 05/22/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of Future Issues of | Mgmt | For | For | For | |
Performance Fee Securities | ||||||
3 | Amend by inserting the following | Mgmt | For | For | For | |
additional Clause 27C as specified | ||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Approval of Future Issues of | Mgmt | For | For | For | |
Performance Fee Securities | ||||||
6 | Amend by inserting the following | Mgmt | For | For | For | |
additional Clause 27C as specified | ||||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | For | For | |
9 | Re-appointment of Auditor | Mgmt | For | For | For | |
10 | Elect Mr. Stephen Ward as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
11 | Approval of Future Issues of | Mgmt | For | Abstain | Against | |
Performance Fee Securities | ||||||
12 | Adoption of New Bye-Laws | Mgmt | For | Abstain | Against | |
Macquarie Infrastructure Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Q5701N102 | 10/19/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Re-appoint Auditor | Mgmt | For | For | For | |
3 | Re-elect Mr. Jeffrey Conyers as a | Mgmt | For | Against | Against | |
Director of the Company | ||||||
4 | Adopt New Bye-Laws | Mgmt | For | For | For |
MDU Resources Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDU | CUSIP9 552690109 | 04/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Everist | Mgmt | For | For | For | |
1.2 | Elect Karen Fagg | Mgmt | For | For | For | |
1.3 | Elect Patricia Moss | Mgmt | For | For | For | |
2 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For | |
TOUCHE LLP AS OUR | ||||||
INDEPENDENT AUDITORS FOR | ||||||
2008 | ||||||
Mirant Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MIR | CUSIP9 60467R100 | 05/07/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Cason | Mgmt | For | For | For | |
1.2 | Elect A.D. Correll | Mgmt | For | For | For | |
1.3 | Elect Terry Dallas | Mgmt | For | For | For | |
1.4 | Elect Thomas Johnson | Mgmt | For | For | For | |
1.5 | Elect John Miller | Mgmt | For | For | For | |
1.6 | Elect Edward Muller | Mgmt | For | For | For | |
1.7 | Elect Robert Murray | Mgmt | For | For | For | |
1.8 | Elect John Quain | Mgmt | For | For | For | |
1.9 | Elect William Thacker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Nisource Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NI | CUSIP9 65473P105 | 05/13/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD A. ABDOO | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEVEN C. BEERING |
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DEBORAH S. COLEMAN | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DENNIS E. FOSTER | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL E. JESANIS | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTY K. KITTRELL | ||||||
7 | ELECTION OF DIRECTOR: W. LEE | Mgmt | For | For | For | |
NUTTER | ||||||
8 | ELECTION OF DIRECTOR: IAN M. | Mgmt | For | For | For | |
ROLLAND | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT C. SKAGGS, JR. | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD L. THOMPSON | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CAROLYN Y. WOO | ||||||
12 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTANTS. | ||||||
13 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
Northeast Utilities | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NU | CUSIP9 664397106 | 05/13/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Booth | Mgmt | For | For | For | |
1.2 | Elect John Clarkeson | Mgmt | For | For | For | |
1.3 | Elect Cotton Cleveland | Mgmt | For | For | For | |
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |
1.5 | Elect James Cordes | Mgmt | For | For | For | |
1.6 | Elect E. Gail de Planque | Mgmt | For | For | For | |
1.7 | Elect John Graham | Mgmt | For | For | For | |
1.8 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.9 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patricelli | Mgmt | For | For | For | |
1.11 | Elect Charles Shivery | Mgmt | For | For | For | |
1.12 | Elect John Swope | Mgmt | For | For | For | |
2 | RATIFICATION OF AUDITORS. | Mgmt | For | For | For |
NRG Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NRG | CUSIP9 629377508 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Coben | Mgmt | For | For | For | |
1.2 | Elect Paul Hobby | Mgmt | For | For | For | |
1.3 | Elect Herbert Tate | Mgmt | For | For | For | |
1.4 | Elect Walter Young | Mgmt | For | For | For | |
2 | APPROVAL OF NRG ENERGY, | Mgmt | For | For | For | |
INC. EMPLOYEE STOCK | ||||||
PURCHASE PLAN | ||||||
3 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM | ||||||
Nstar.com Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NST | CUSIP9 67019E107 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Gifford | Mgmt | For | Withhold | Against | |
1.2 | Elect Paul La Camera | Mgmt | For | Withhold | Against | |
1.3 | Elect Sherry Penney | Mgmt | For | Withhold | Against | |
1.4 | Elect William Van Faasen | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
NTT Docomo Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J59399105 | 06/20/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Approve Purchase of Own Shares | Mgmt | For | For | For | |
4 | Amend the Articles of Incorporation | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Director | Mgmt | For | For | For | |
18 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
19 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
Ormat Technologies Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORA | CUSIP9 686688102 | 05/06/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Yoram Bronicki | Mgmt | For | Withhold | Against | |
1.2 | Elect Roger Gale | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X3258B102 | 06/26/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividend | ||||||
2 | Ratification of Directors' and | Mgmt | For | TNA | N/A | |
Auditors' Acts | ||||||
3 | Appointment of Auditor and | Mgmt | For | TNA | N/A | |
Authority to Set Fees | ||||||
4 | Directors' Fees | Mgmt | For | TNA | N/A | |
5 | Approval of Chairman and CEO's | Mgmt | For | TNA | N/A | |
Compensation | ||||||
6 | Indemnification of Directors and | Mgmt | For | TNA | N/A | |
Management | ||||||
7 | Related Party Transactions | Mgmt | For | TNA | N/A | |
8 | Stock Option Plan | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A | |
OTE-Hellenic Telecommunications | ||||||
Organization SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS X3258B102 | 11/08/2007 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |
3 | Various announcements | Mgmt | For | TNA | N/A | |
Pennon Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS G8295T213 | 07/26/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Declare a final dividend for the YE | Mgmt | For | For | For | |
31 MAR 2007 | ||||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Mr. Christopher Loughlin as a | Mgmt | For | Against | Against | |
Director | ||||||
5 | Re-elect Mr. Kenneth G. Harvey as | Mgmt | For | Against | Against | |
a Director | ||||||
6 | Re-elect Mr. Gerard D. Connell XX | Mgmt | For | Against | Against | |
as a Director | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authorize the Directors to fix the | Mgmt | For | For | For | |
remuneration of the Auditors | ||||||
9 | Performance and Co-Investment | Mgmt | For | For | For | |
Plan | ||||||
10 | Amend the Articles of Association of | Mgmt | For | For | For | |
the Company as specified | ||||||
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | EU Political Donations | Mgmt | For | For | For |
15 | EU Political Donations (South West | Mgmt | For | For | For | |
Water Limited) | ||||||
16 | EU Political Donations (Viridor | Mgmt | For | For | For | |
Waste Management Limited) | ||||||
PG & E Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCG | CUSIP9 69331C108 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
R. ANDREWS | ||||||
2 | ELECTION OF DIRECTOR: C. LEE | Mgmt | For | For | For | |
COX | ||||||
3 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For | |
A. DARBEE | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARYELLEN C. HERRINGER | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD A. MESERVE | ||||||
6 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For | |
S. METZ | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARBARA L. RAMBO | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARRY LAWSON WILLIAMS | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | STATEMENT OF PERSONAL | ShrHoldr | Against | Against | For | |
CONTRIBUTION BY CEO | ||||||
11 | SHAREHOLDER SAY ON | ShrHoldr | Against | Against | For | |
EXECUTIVE PAY | ||||||
12 | INDEPENDENT LEAD DIRECTOR | ShrHoldr | Against | Against | For | |
PNM Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNM | CUSIP9 69349H107 | 05/28/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | |
1.2 | Elect Julie Dobson | Mgmt | For | For | For | |
1.3 | Elect Woody Hunt | Mgmt | For | For | For |
1.4 | Elect Robert Nordhaus | Mgmt | For | For | For | |
1.5 | Elect Manuel Pacheco, Ph.D. | Mgmt | For | For | For | |
1.6 | Elect Robert Price | Mgmt | For | For | For | |
1.7 | Elect Bonnie Reitz | Mgmt | For | For | For | |
1.8 | Elect Jeffry Sterba | Mgmt | For | For | For | |
1.9 | Elect Joan Woodard, Ph.D. | Mgmt | For | For | For | |
2 | APPROVE AN AMENDMENT TO | Mgmt | For | For | For | |
PNM RESOURCES, INC. | ||||||
EMPLOYEE STOCK PURCHASE | ||||||
PLAN. | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Progress Energy Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGN | CUSIP9 743263105 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For | |
BOSTIC | ||||||
2 | ELECTION OF DIRECTOR: D. | Mgmt | For | For | For | |
BURNER | ||||||
3 | ELECTION OF DIRECTOR: H. | Mgmt | For | For | For | |
DELOACH | ||||||
4 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For | |
JOHNSON | ||||||
5 | ELECTION OF DIRECTOR: R. | Mgmt | For | For | For | |
JONES | ||||||
6 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For | |
JONES | ||||||
7 | ELECTION OF DIRECTOR: E. | Mgmt | For | For | For | |
MCKEE | ||||||
8 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For | |
MULLIN | ||||||
9 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For | |
PRYOR | ||||||
10 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For | |
SALADRIGAS | ||||||
11 | ELECTION OF DIRECTOR: T. | Mgmt | For | For | For | |
STONE | ||||||
12 | ELECTION OF DIRECTOR: A. | Mgmt | For | For | For | |
TOLLISON | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | THE PROPOSAL REGARDING | ShrHoldr | Against | Against | For | |
EXECUTIVE COMPENSATION. |
Public Service Enterprise Group | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEG | CUSIP9 744573106 | 04/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Conrad Harper | Mgmt | For | For | For | |
1.2 | Elect Shirley Jackson | Mgmt | For | Withhold | Against | |
1.3 | Elect Thomas Renyi | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO EXECUTIVE | ||||||
COMPENSATION. | ||||||
4 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO THE NOMINATION | ||||||
OF DIRECTORS. | ||||||
5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO THE ELECTION OF | ||||||
DIRECTORS. | ||||||
Questar Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STR | CUSIP9 748356102 | 05/20/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Phillips Baker, Jr. | Mgmt | For | Withhold | Against | |
1.2 | Elect L. Richard Flury | Mgmt | For | For | For | |
1.3 | Elect Bruce Williamson | Mgmt | For | For | For | |
1.4 | Elect James Harmon | Mgmt | For | Withhold | Against | |
2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
ACCOUNTING FIRM | ||||||
3 | DECLASSIFICATION OF BOARD | ShrHoldr | N/A | For | N/A | |
OF DIRECTORS | ||||||
RWE AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS D6629K109 | 04/17/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of the acts of the Board | Mgmt | For | For | For | |
of Managing Directors | ||||||
6 | Ratification of the acts of the | Mgmt | For | For | For | |
Supervisory Board | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Increase Authorized | Mgmt | For | For | For | |
Capital | ||||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Scana Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCG | CUSIP9 80589M102 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Roquemore | Mgmt | For | For | For | |
1.2 | Elect James Micali | Mgmt | For | For | For | |
1.3 | Elect Bill Amick | Mgmt | For | Withhold | Against | |
1.4 | Elect Sharon Decker | Mgmt | For | For | For | |
1.5 | Elect D. Maybank Hagood | Mgmt | For | For | For | |
1.6 | Elect William Timmerman | Mgmt | For | For | For | |
2 | APPROVAL OF APPOINTMENT OF | Mgmt | For | For | For | |
INDEPENDENT REGISTERED | ||||||
PUBLIC ACCOUNTING FIRM. | ||||||
Sempra Energy | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRE | CUSIP9 816851109 | 05/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD A. COLLATO | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILFORD D. GODBOLD JR. | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD G. NEWMAN |
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CARLOS RUIZ SACRISTAN | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM C. RUSNACK | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM P. RUTLEDGE | ||||||
7 | ELECTION OF DIRECTOR: LYNN | Mgmt | For | For | For | |
SCHENK | ||||||
8 | Elect Neal Schmale | Mgmt | For | For | For | |
9 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
10 | APPROVAL OF 2008 LONG TERM | Mgmt | For | For | For | |
INCENTIVE PLAN. | ||||||
11 | APPROVAL OF AMENDED AND | Mgmt | For | For | For | |
RESTATED ARTICLES OF | ||||||
INCORPORATION. | ||||||
12 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
ENTITLED SHAREHOLDER SAY | ||||||
ON PAY . | ||||||
Sierra Pacific Resources Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRP | CUSIP9 826428104 | 04/28/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |
1.2 | Elect Glenn C. Christenson | Mgmt | For | For | For | |
1.3 | Elect Philip Satre | Mgmt | For | For | For | |
2 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Declassification of the Board | ||||||
3 | Amendment to the Executive Long- | Mgmt | For | For | For | |
Term Incentive Plan | ||||||
4 | TO APPROVE AMENDMENTS TO | Mgmt | For | For | For | |
THE COMPANY'S EMPLOYEE | ||||||
STOCK PURCHASE PLAN | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Southern Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SO | CUSIP9 842587107 | 05/28/2008 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |
1.2 | Elect Dorrit Bern | Mgmt | For | For | For | |
1.3 | Elect Francis Blake | Mgmt | For | For | For | |
1.4 | Elect Jon Boscia | Mgmt | For | For | For | |
1.5 | Elect Thomas Chapman | Mgmt | For | For | For | |
1.6 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |
1.7 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |
1.8 | Elect Donald James | Mgmt | For | For | For | |
1.9 | Elect J. Neal Purcell | Mgmt | For | For | For | |
1.10 | Elect David Ratcliffe | Mgmt | For | For | For | |
1.11 | Elect William Smith, Jr. | Mgmt | For | For | For | |
1.12 | Elect Gerald St. Pé | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | |
5 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
ENVIRONMENTAL REPORT | ||||||
Spectra Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SE | CUSIP9 847560109 | 05/08/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Anderson | Mgmt | For | For | For | |
1.2 | Elect Austin Adams | Mgmt | For | For | For | |
1.3 | Elect F. Anthony Comper | Mgmt | For | For | For | |
1.4 | Elect Michael McShane | Mgmt | For | For | For | |
2 | APPROVAL OF THE SPECTRA | Mgmt | For | Against | Against | |
ENERGY CORP 2007 LONG- | ||||||
TERM INCENTIVE PLAN | ||||||
3 | APPROVAL OF THE SPECTRA | Mgmt | For | For | For | |
ENERGY CORP EXECUTIVE | ||||||
SHORT-TERM INCENTIVE PLAN | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Spectra Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SE | CUSIP9 847560109 | 10/31/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Pamela Carter | Mgmt | For | For | For | |
1.2 | Elect William Esrey | Mgmt | For | For | For | |
1.3 | Elect Fred Fowler | Mgmt | For | For | For | |
1.4 | Elect Dennis Hendrix | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Sprint Nextel Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
S | CUSIP9 852061100 | 05/13/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT R. BENNETT | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
GORDON M. BETHUNE | ||||||
3 | ELECTION OF DIRECTOR: LARRY | Mgmt | For | For | For | |
C. GLASSCOCK | ||||||
4 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
H. HANCE, JR. | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DANIEL R. HESSE | ||||||
6 | ELECTION OF DIRECTOR: V. | Mgmt | For | Against | Against | |
JANET HILL | ||||||
7 | ELECTION OF DIRECTOR: IRVINE | Mgmt | For | For | For | |
O. HOCKADAY, JR. | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RODNEY O NEAL | ||||||
9 | ELECTION OF DIRECTOR: RALPH | Mgmt | For | For | For | |
V. WHITWORTH | ||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | TO VOTE ON A SHAREHOLDER | ShrHoldr | Against | Against | For | |
PROPOSAL CONCERNING | ||||||
SPECIAL SHAREHOLDER | ||||||
MEETINGS. | ||||||
StarHub Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y8152F132 | 04/18/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect LIM Chin Beng | Mgmt | For | For | For | |
3 | Elect TAN Guong Ching | Mgmt | For | For | For | |
4 | Elect Steven Terrell Clontz | Mgmt | For | For | For | |
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | |
6 | Elect Nihal Kaviratne | Mgmt | For | For | For | |
7 | Elect Nasser Marafih | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
10 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
11 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Incentive Plans | ||||||
13 | Authority to Grant Awards and Issue | Mgmt | For | For | For | |
Shares under Employee Incentive | ||||||
Plans | ||||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
StarHub Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y8152F132 | 04/18/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |
2 | Related Party Transactions | Mgmt | For | For | For | |
SUEZ | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS F90131115 | 05/06/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Appoint Mr. Edmond Alphandery as | Mgmt | For | Against | Against | |
a Director for a 4-year period |
7 | Appoint Mr. Rene Carron as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
8 | Appoint Mr. Etienne Davignon as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
9 | Appoint Mr. Albert Frere as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
10 | Appoint Mr. Jean Peyrelevade as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
11 | Appoint Mr. Thierry De Rudder as a | Mgmt | For | Against | Against | |
Director for a 4-year period | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital through | ||||||
Capitalizations | ||||||
14 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/out | ||||||
Preemptive Rights | ||||||
15 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
16 | Authority to Issue Shares under | Mgmt | For | For | For | |
Employee Savings Plan | ||||||
17 | Authority to Increase Capital for | Mgmt | For | For | For | |
Employee Benefits | ||||||
18 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Swisscom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS H8398N104 | 04/22/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Reduction in Authorized Capital | Mgmt | For | TNA | N/A | |
7 | Amend Clause 3.5 of the Articles of | Mgmt | For | TNA | N/A | |
Incorporation | ||||||
8 | Amend Clause 6.1.3 of the Articles | Mgmt | For | TNA | N/A | |
of Incorporation |
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |
10 | Amend Clause 7 Paragraph 2 of the | Mgmt | For | TNA | N/A | |
Articles of Incorporation | ||||||
11 | Re-elect Dr. Anton Scherrer as a | Mgmt | For | TNA | N/A | |
Chairman of the Board of Directors | ||||||
12 | Re-elect Ms. Catherine Muehle | Mgmt | For | TNA | N/A | |
Mann as a Member of the Board of | ||||||
Directors | ||||||
13 | Re-elect Mr. Hugo Gerber as a | Mgmt | For | TNA | N/A | |
Member of the Board of Directors | ||||||
14 | Elect KPMG AG as the Statutory | Mgmt | For | TNA | N/A | |
Auditors | ||||||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
Telefonica SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS 879382109 | 04/22/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | For | For | |
Profits/Dividends; Ratification of | ||||||
Board Acts | ||||||
2 | Elect Fernando de Almansa Moreno- | Mgmt | For | Against | Against | |
Barreda | ||||||
3 | Elect José Maria Abríl Perez | Mgmt | For | Against | Against | |
4 | Elect Francisco Javier de Paz | Mgmt | For | Against | Against | |
Mancho | ||||||
5 | Elect María Eva Castillo Sanz | Mgmt | For | Against | Against | |
6 | Elect Luiz Fernando Furlán | Mgmt | For | Against | Against | |
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Share Capital | ||||||
9 | Appointment of the Auditors of the | Mgmt | For | For | For | |
Company for the Fiscal Year 2008. | ||||||
10 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
TELEKOM AUSTRIA AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS A8502A102 | 05/20/2008 | Take No Action | ||||
Meeting Type | Country of Trade | |||||
Annual | Austria |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
3 | Approve the allocation of the net | Mgmt | For | TNA | N/A | |
income | ||||||
4 | Ratification of Management and | Mgmt | For | TNA | N/A | |
Supervisory Board Acts | ||||||
5 | Approve the remuneration of the | Mgmt | For | TNA | N/A | |
Supervisory Board | ||||||
6 | Elect the Supervisory Board | Mgmt | For | TNA | N/A | |
7 | Elect the Auditors for the FY 2007 | Mgmt | For | TNA | N/A | |
8 | Report on Share Repurchase | Mgmt | For | TNA | N/A | |
Program | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
Telus Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TULCF | CUSIP9 87971M202 | 05/08/2008 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Shareholder Rights | Mgmt | For | TNA | N/A | |
Plan | ||||||
Tenaga Nasional Berhad | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS Y85859109 | 12/13/2007 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Malaysia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Approve the payment of Directors | Mgmt | For | For | For | |
fees for the FYE 31 AUG 2007 | ||||||
4 | Elect Che Khalib bin Mohamad Noh | Mgmt | For | Against | Against | |
5 | Elect Lau Yin Pin Lau Yen Beng | Mgmt | For | Against | Against | |
6 | Elect Fuad bin Jaafar | Mgmt | For | Against | Against | |
7 | Elect Mohammad Zainal bin Shaari | Mgmt | For | Against | Against | |
8 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees |
9 | Related Party Transactions | Mgmt | For | Against | Against | |
10 | Related Party Transactions | Mgmt | For | Against | Against | |
11 | Authority to Grant Options and | Mgmt | For | Against | Against | |
Issue Shares under Employee | ||||||
Incentive Plan | ||||||
12 | Authority to Issue Shares w/out | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Amendments to Articles | Mgmt | For | Against | Against | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Toho Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J84850106 | 06/25/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Appropriation of Profits | Mgmt | For | For | For | |
2 | Appoint a Director | Mgmt | For | For | For | |
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Approve Payment of Bonuses to | Mgmt | For | For | For | |
Directors and Corporate Auditors | ||||||
Tohoku Electric Power Company | ||||||
Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J85108108 | 06/27/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Amend the Articles of Incorporation | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For | |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Director | Mgmt | For | For | For | |
15 | Appoint a Director | Mgmt | For | For | For | |
16 | Appoint a Director | Mgmt | For | For | For | |
17 | Appoint a Director | Mgmt | For | For | For | |
18 | Appoint a Director | Mgmt | For | For | For | |
19 | Appoint a Director | Mgmt | For | For | For | |
20 | Appoint a Corporate Auditor | Mgmt | For | Against | Against | |
21 | Appoint a Corporate Auditor | Mgmt | For | For | For | |
22 | Approve Payment of Bonuses to | Mgmt | For | For | For | |
Directors | ||||||
23 | Shareholders Proposal : Approve | ShrHoldr | Against | Against | For | |
Appropriation of Retained Earnings | ||||||
24 | Shareholders Proposal : Amend the | ShrHoldr | Against | Against | For | |
Articles of Incorporation (1) | ||||||
25 | Shareholders Proposal : Amend the | ShrHoldr | Against | Against | For | |
Articles of Incorporation (2) | ||||||
26 | Shareholders Proposal : Amend the | ShrHoldr | Against | Against | For | |
Articles of Incorporation (3) | ||||||
27 | Shareholders Proposal : Amend the | ShrHoldr | Against | Against | For | |
Articles of Incorporation (4) | ||||||
28 | Shareholder Proposal Regarding | ShrHoldr | Against | Abstain | N/A | |
Abolition of Bonus System | ||||||
Tokyo Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CINS J87000105 | 06/27/2008 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approve Appropriation of Retained | Mgmt | For | For | For | |
Earnings | ||||||
3 | Appoint a Director | Mgmt | For | For | For | |
4 | Appoint a Director | Mgmt | For | For | For | |
5 | Appoint a Director | Mgmt | For | For | For | |
6 | Appoint a Director | Mgmt | For | For | For |
7 | Appoint a Director | Mgmt | For | For | For | |
8 | Appoint a Director | Mgmt | For | For | For | |
9 | Appoint a Director | Mgmt | For | For | For | |
10 | Appoint a Director | Mgmt | For | For | For | |
11 | Appoint a Director | Mgmt | For | For | For | |
12 | Appoint a Director | Mgmt | For | For | For | |
13 | Appoint a Director | Mgmt | For | For | For | |
14 | Appoint a Outside Corporate Auditor | Mgmt | For | For | For | |
TXU Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TXU | CUSIP9 873168108 | 09/07/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
3.1 | Elect Leldon Echols | Mgmt | For | For | For | |
3.2 | Elect Kerney Laday | Mgmt | For | For | For | |
3.3 | Elect Jack Little | Mgmt | For | For | For | |
3.4 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |
3.5 | Elect J. E. Oesterreicher | Mgmt | For | For | For | |
3.6 | Elect Michael Ranger | Mgmt | For | For | For | |
3.7 | Elect Leonard Roberts | Mgmt | For | For | For | |
3.8 | Elect Glenn Tilton | Mgmt | For | For | For | |
3.9 | Elect C. John Wilder | Mgmt | For | For | For | |
4 | APPROVAL OF INDEPENDENT | Mgmt | For | For | For | |
AUDITOR - DELOITTE & TOUCHE | ||||||
LLP. | ||||||
5 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Emissions Goals | ||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against | |
Political Contributions and | ||||||
Expenditures | ||||||
Verizon Communications Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VZ | CUSIP9 92343V104 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD L. CARRION | ||||||
2 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For | |
FRANCES KEETH | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT W. LANE | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
SANDRA O. MOOSE | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH NEUBAUER | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DONALD T. NICOLAISEN | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS H. O BRIEN | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CLARENCE OTIS, JR. | ||||||
9 | ELECTION OF DIRECTOR: HUGH | Mgmt | For | For | For | |
B. PRICE | ||||||
10 | ELECTION OF DIRECTOR: IVAN | Mgmt | For | For | For | |
G. SEIDENBERG | ||||||
11 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. SNOW | ||||||
12 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
R. STAFFORD | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | ELIMINATE STOCK OPTIONS | ShrHoldr | Against | Against | For | |
15 | GENDER IDENTITY | ShrHoldr | Against | Against | For | |
NONDISCRIMINATION POLICY | ||||||
16 | SEPARATE OFFICES OF | ShrHoldr | Against | Against | For | |
CHAIRMAN AND CEO | ||||||
Williams Companies Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMB | CUSIP9 969457100 | 05/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH R. CLEVELAND | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JUANITA H. HINSHAW | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
FRANK T. MACINNIS | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEVEN J. MALCOLM |
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JANICE D. STONEY | ||||||
6 | RATIFICATION OF ERNST & | Mgmt | For | For | For | |
YOUNG LLP AS AUDITORS FOR | ||||||
2008. | ||||||
Wisconsin Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WEC | CUSIP9 976657106 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Bergstrom | Mgmt | For | Withhold | Against | |
1.2 | Elect Barbara Bowles | Mgmt | For | Withhold | Against | |
1.3 | Elect Patricia Chadwick | Mgmt | For | Withhold | Against | |
1.4 | Elect Robert Cornog | Mgmt | For | Withhold | Against | |
1.5 | Elect Curt Culver | Mgmt | For | Withhold | Against | |
1.6 | Elect Thomas Fischer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gale Klappa | Mgmt | For | Withhold | Against | |
1.8 | Elect Ulice Payne, Jr. | Mgmt | For | Withhold | Against | |
1.9 | Elect Frederick Stratton, Jr. | Mgmt | For | Withhold | Against | |
2 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For | |
TOUCHE LLP AS INDEPENDENT | ||||||
AUDITORS FOR 2008. |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Utilities Growth and Income Fund |
By: | /s/ Charles E. Porter |
Name: | Charles E. Porter |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 1, 2008 |