UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-06243 |
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Franklin Strategic Series |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 4/30 |
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Date of reporting period: 6/30/14 |
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Item 1. Proxy Voting Records. |
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Franklin Biotechnology Discovery Fund
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A.P. PHARMA, INC. | ||||
Ticker: APPA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Change Company Name | Management | For | For |
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ACADIA PHARMACEUTICALS INC. | ||||
Ticker: ACAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Borer | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Lester J. Kaplan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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ACCELERON PHARMA INC. | ||||
Ticker: XLRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean M. George | Management | For | For |
1.2 | Elect Director George Golumbeski | Management | For | For |
1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ACORDA THERAPEUTICS, INC. | ||||
Ticker: ACOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | Withhold |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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ADMA BIOLOGICS, INC. | ||||
Ticker: ADMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dov A. Goldstein | Management | For | For |
1.2 | Elect Director Bryant E. Fong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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AGIOS PHARMACEUTICALS, INC. | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis C. Cantley | Management | For | For |
1.2 | Elect Director Perry Karsen | Management | For | For |
1.3 | Elect Director Paul J. Clancy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
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ALKERMES PLC | ||||
Ticker: ALKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Robert A. Breyer | Management | For | For |
1.3 | Elect Director Wendy L. Dixon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Location of Annual Meeting | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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ALKERMES PLC | ||||
Ticker: ALKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Mitchell | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
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ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
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AMARIN CORPORATION PLC | ||||
Ticker: AMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
2 | Re-elect Kristine Peterson as Director | Management | For | For |
3 | Elect David Stack as Director | Management | For | For |
4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
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AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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ANTHERA PHARMACEUTICALS, INC. | ||||
Ticker: ANTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven B. Engle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
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ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura A. Brege | Management | For | For |
1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ARIAD PHARMACEUTICALS, INC. | ||||
Ticker: ARIA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay R. LaMarche | Management | For | For |
1b | Elect Director Norbert G. Riedel | Management | For | For |
1c | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
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ARROWHEAD RESEARCH CORPORATION | ||||
Ticker: ARWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Anzalone | Management | For | For |
1.2 | Elect Director Mauro Ferrari | Management | For | For |
1.3 | Elect Director Edward W. Frykman | Management | For | For |
1.4 | Elect Director Douglass Given | Management | For | For |
1.5 | Elect Director Charles P. McKenney | Management | For | For |
1.6 | Elect Director Michael S. Perry | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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AUXILIUM PHARMACEUTICALS, INC. | ||||
Ticker: AUXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
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BIND THERAPEUTICS, INC. | ||||
Ticker: BIND | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Barton Hutt | Management | For | For |
1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | Withhold |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | Withhold |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
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BIOSPECIFICS TECHNOLOGIES CORP. | ||||
Ticker: BSTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Toby Wegman | Management | For | Withhold |
1.2 | Elect Director Mark Wegman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BLUEBIRD BIO, INC. | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Gillis | Management | For | For |
1.2 | Elect Director Nick Leschly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CELSUS THERAPEUTICS PLC | ||||
Ticker: CLTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors of the Company and Authorise Their Remuneration | Management | For | For |
3 | Elect Robert Doman as Director | Management | For | For |
4 | Elect Allan Shaw as Director | Management | For | For |
5 | Elect Gur Roshwalb as Director | Management | For | For |
6 | Approve Equity Incentive Plan | Management | For | For |
7 | Authorise Directors to Allot Shares by Capitalising Amounts Held Within the Company's Share Premium Account | Management | For | Against |
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CERUS CORPORATION | ||||
Ticker: CERS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy B. Anderson | Management | For | For |
1.2 | Elect Director Bruce C. Cozadd | Management | For | For |
1.3 | Elect Director William M. Greenman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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CHEMOCENTRYX, INC. | ||||
Ticker: CCXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger C. Lucas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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CLOVIS ONCOLOGY, INC. | ||||
Ticker: CLVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Flaherty | Management | For | For |
1.2 | Elect Director Ginger Graham | Management | For | For |
1.3 | Elect Director Edward J. McKinley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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CURIS, INC. | ||||
Ticker: CRIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martyn D. Greenacre | Management | For | For |
1.2 | Elect Director Kenneth I. Kaitin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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CYTRX CORPORATION | ||||
Ticker: CYTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kriegsman | Management | For | For |
1.2 | Elect Director Marvin R. Selter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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DICERNA PHARMACEUTICALS, INC. | ||||
Ticker: DRNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
1b | Elect Director Brian K. Halak | Management | For | For |
1c | Elect Director Stephen J. Hoffman | Management | For | For |
1d | Elect Director Peter Kolchinsky | Management | For | Against |
1e | Elect Director Dennis H. Langer | Management | For | For |
1f | Elect Director David M. Madden | Management | For | For |
1g | Elect Director Vincent J. Miles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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DYAX CORP. | ||||
Ticker: DYAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Fordyce | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Thomas L. Kempner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
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DYNAVAX TECHNOLOGIES CORPORATION | ||||
Ticker: DVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel L. Kisner | Management | For | For |
1.2 | Elect Director Stanley A. Plotkin | Management | For | For |
1.3 | Elect Director Natale ('Nat') Ricciardi | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | Against |
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ENANTA PHARMACEUTICALS, INC. | ||||
Ticker: ENTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. A. Carter | Management | For | For |
1.2 | Elect Director Jay R. Luly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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FIVE PRIME THERAPEUTICS, INC. | ||||
Ticker: FPRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. Atwood | Management | For | For |
1.2 | Elect Director R. Lee Douglas | Management | For | For |
1.3 | Elect Director Mark D. McDade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick S. Jones | Management | For | For |
1.2 | Elect Director Evan Jones | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
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HALOZYME THERAPEUTICS, INC. | ||||
Ticker: HALO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
1.3 | Elect Director Matthew L. Posard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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HEAT BIOLOGICS, INC. | ||||
Ticker: HTBX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Wolf | Management | For | For |
1.2 | Elect Director Paul Belsky | Management | For | For |
1.3 | Elect Director Louis C. Bock | Management | For | For |
1.4 | Elect Director Michael Kharitonov | Management | For | For |
1.5 | Elect Director John Monahan | Management | For | For |
1.6 | Elect Director Edward B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
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HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Stephen R. Davis | Management | For | For |
1.3 | Elect Director Barry D. Quart | Management | For | For |
1.4 | Elect Director Robert H. Rosen | Management | For | For |
1.5 | Elect Director Craig A. Johnson | Management | For | For |
1.6 | Elect Director Kimberly J. Manhard | Management | For | For |
1.7 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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HYPERION THERAPEUTICS, INC. | ||||
Ticker: HPTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Jake R. Nunn | Management | For | For |
1.3 | Elect Director Lota S. Zoth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
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INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
INFINITY PHARMACEUTICALS, INC. | ||||
Ticker: INFI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Baselga | Management | For | For |
1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
1.5 | Elect Director Eric S. Lander | Management | For | For |
1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
1.7 | Elect Director Norman C. Selby | Management | For | Against |
1.8 | Elect Director Ian F. Smith | Management | For | For |
1.9 | Elect Director Michael C. Venuti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
INSMED INCORPORATED | ||||
Ticker: INSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
1.2 | Elect Director David W.J. McGirr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
INTRA-CELLULAR THERAPIES, INC. | ||||
Ticker: ITCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Lerner | Management | For | For |
1.2 | Elect Director Michael Rawlins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
INTREXON CORPORATION | ||||
Ticker: XON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Randal J. Kirk | Management | For | For |
1b | Elect Director Cesar L. Alvarez | Management | For | For |
1c | Elect Director Steven Frank | Management | For | For |
1d | Elect Director Larry D. Horner | Management | For | For |
1e | Elect Director Jeffrey B. Kindler | Management | For | For |
1f | Elect Director Dean J. Mitchell | Management | For | For |
1g | Elect Director Robert B. Shapiro | Management | For | For |
1h | Elect Director James S. Turley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ISIS PHARMACEUTICALS, INC. | ||||
Ticker: ISIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | Withhold |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
KERYX BIOPHARMACEUTICALS, INC. | ||||
Ticker: KERX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph Feczko | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Daniel P. Regan | Management | For | For |
1.7 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LPATH, INC. | ||||
Ticker: LPTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Ferrell | Management | For | For |
1.2 | Elect Director Charles A. Mathews | Management | For | For |
1.3 | Elect Director Scott R. Pancoast | Management | For | For |
1.4 | Elect Director Daniel H. Petree | Management | For | For |
1.5 | Elect Director Daniel L. Kisner | Management | For | For |
1.6 | Elect Director Donald R. Swortwood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| ||||
MACROGENICS, INC. | ||||
Ticker: MGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Koenig | Management | For | For |
1.2 | Elect Director Matthew Fust | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
MAST THERAPEUTICS, INC. | ||||
Ticker: MSTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian M. Culley | Management | For | For |
1b | Elect Director Jack Lief | Management | For | For |
1c | Elect Director David A. Ramsay | Management | For | For |
1d | Elect Director Lewis J. Shuster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MEI PHARMA, INC. | ||||
Ticker: MEIP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Rueckert | Management | For | For |
1.2 | Elect Director Christine A. White | Management | For | For |
1.3 | Elect Director Thomas C. Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Henry J. Fuchs | Management | For | For |
1.3 | Elect Director Craig Johnson | Management | For | For |
1.4 | Elect Director Rodney W. Lappe | Management | For | For |
1.5 | Elect Director William R. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
MOMENTA PHARMACEUTICALS, INC. | ||||
Ticker: MNTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Downey | Management | For | For |
1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
1.3 | Elect Director Peter Barton Hutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
NEKTAR THERAPEUTICS | ||||
Ticker: NKTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Krivulka | Management | For | For |
1b | Elect Director Howard W. Robin | Management | For | For |
1c | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
NEWLINK GENETICS CORPORATION | ||||
Ticker: NLNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Raffin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
NORTHWEST BIOTHERAPEUTICS, INC. | ||||
Ticker: NWBO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alton L. Boynton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Rajiv I. Modi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
NPS PHARMACEUTICALS, INC. | ||||
Ticker: NPSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
NUVO RESEARCH INC. | ||||
Ticker: NRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Chicoine | Management | For | For |
1.2 | Elect Director David A. Copeland | Management | For | For |
1.3 | Elect Director Anthony E. Dobranowski | Management | For | For |
1.4 | Elect Director Henrich R. K. Guntermann | Management | For | For |
1.5 | Elect Director Klaus von Lindeiner | Management | For | For |
1.6 | Elect Director John C. London | Management | For | For |
1.7 | Elect Director Jacques Messier | Management | For | For |
1.8 | Elect Director Theodore H. Stanley | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Reapprove Share Incentive Plan | Management | For | Against |
4 | Approve Advance Notice Policy | Management | For | Against |
| ||||
ONCOMED PHARMACEUTICALS, INC. | ||||
Ticker: OMED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elisha P. ('Terry') Gould, III | Management | For | For |
1.2 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
ONCOTHYREON INC. | ||||
Ticker: ONTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Spiegelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
OREXIGEN THERAPEUTICS, INC. | ||||
Ticker: OREX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eckard Weber | Management | For | For |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
1.3 | Elect Director Michael A. Narachi | Management | For | For |
2 | Approve Flexible Settlement Feature for the Potential Conversion of the Notes | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
PACIRA PHARMACEUTICALS, INC. | ||||
Ticker: PCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
1.2 | Elect Director Gary Pace | Management | For | For |
1.3 | Elect Director David Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
PHARMACYCLICS, INC. | ||||
Ticker: PCYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PORTOLA PHARMACEUTICALS, INC. | ||||
Ticker: PTLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director John H. Johnson | Management | For | For |
1.3 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
PROGENICS PHARMACEUTICALS, INC. | ||||
Ticker: PGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Crowley | Management | For | Against |
1.2 | Elect Director Paul J. Maddon | Management | For | For |
1.3 | Elect Director Mark R. Baker | Management | For | For |
1.4 | Elect Director Karen J. Ferrante | Management | For | For |
1.5 | Elect Director Michael D. Kishbauch | Management | For | For |
1.6 | Elect Director David A. Scheinberg | Management | For | For |
1.7 | Elect Director Nicole S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PROSENSA HOLDING NV | ||||
Ticker: RNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.2 | Discuss Remuneration Report | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
8 | Elect Michael Wyzga to Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | Against |
10.1 | Authorize Repurchase of Ordinary Shares Up to 50 Percent of Issued Share Capital | Management | For | Against |
10.2 | Authorize Repurchase of Preferred Shares | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart W. Peltz | Management | For | For |
1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
PUMA BIOTECHNOLOGY, INC. | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
RECEPTOS, INC. | ||||
Ticker: RCPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Faheem Hasnain | Management | For | For |
1.2 | Elect Director Erle T. Mast | Management | For | For |
1.3 | Elect Director Mary Lynne Hedley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | Withhold |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Christine A. Poon | Management | For | For |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
REPROS THERAPEUTICS INC. | ||||
Ticker: RPRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph S. Podolski | Management | For | For |
1.2 | Elect Director Daniel F. Cain | Management | For | For |
1.3 | Elect Director Nola E. Masterson | Management | For | For |
1.4 | Elect Director Saira Ramasastry | Management | For | For |
1.5 | Elect Director Michael Suesserman | Management | For | For |
1.6 | Elect Director Michael G. Wyllie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert Flanagan | Management | For | For |
2.2 | Elect Director Frank Kung | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SALIX PHARMACEUTICALS, LTD. | ||||
Ticker: SLXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | Withhold |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SANGAMO BIOSCIENCES, INC. | ||||
Ticker: SGMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director Saira Ramasastry | Management | For | For |
1.7 | Elect Director William R. Ringo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
SCICLONE PHARMACEUTICALS, INC. | ||||
Ticker: SCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon S. Saxe | Management | For | For |
1.2 | Elect Director Friedhelm Blobel | Management | For | For |
1.3 | Elect Director Richard J. Hawkins | Management | For | For |
1.4 | Elect Director Gregg Anthony Lapointe | Management | For | For |
1.5 | Elect Director Simon Li | Management | For | For |
1.6 | Elect Director Nancy T. Chang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SHIRE PLC | ||||
Ticker: SHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Dominic Blakemore as Director | Management | For | For |
5 | Re-elect William Burns as Director | Management | For | For |
6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
8 | Re-elect David Kappler as Director | Management | For | For |
9 | Re-elect Susan Kilsby as Director | Management | For | For |
10 | Re-elect Anne Minto as Director | Management | For | For |
11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
12 | Re-elect David Stout as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in Borrowing Powers | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
SOPHIRIS BIO INC. | ||||
Ticker: SPHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lars Ekman | Management | For | For |
2.2 | Elect Director John (Jack) Geltosky | Management | For | For |
2.3 | Elect Director Jim Heppell | Management | For | For |
2.4 | Elect Director Gerald T. Proehl | Management | For | For |
2.5 | Elect Director Joseph L. Turner | Management | For | For |
2.6 | Elect Director Randall E. Woods | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
STEMLINE THERAPEUTICS, INC. | ||||
Ticker: STML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
SUNESIS PHARMACEUTICALS, INC. | ||||
Ticker: SNSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. Fust | Management | For | For |
1.2 | Elect Director David C. Stump | Management | For | For |
1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TARGACEPT, INC. | ||||
Ticker: TRGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julia R. Brown | Management | For | For |
1.2 | Elect Director Stephen A. Hill | Management | For | For |
1.3 | Elect Director John P. Richard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TEKMIRA PHARMACEUTICALS CORPORATION | ||||
Ticker: TKM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark Murray | Management | For | For |
2 | Elect Director Frank Karbe | Management | For | For |
3 | Elect Director Daniel Kisner | Management | For | For |
4 | Elect Director Kenneth Galbraith | Management | For | For |
5 | Elect Director Donald Jewell | Management | For | For |
6 | Elect Director Peggy Phillips | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Amend Omnibus Share Compensation Plan | Management | For | For |
9 | Other Business | Management | For | Against |
| ||||
TESARO, INC. | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
1.3 | Elect Director David M. Mott | Management | For | For |
1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
1.5 | Elect Director James O. Armitage | Management | For | For |
1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1.7 | Elect Director Arnold L. Oronsky | Management | For | For |
1.8 | Elect Director Beth Seidenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director Cooper C. Collins | Management | For | For |
1.6 | Elect Director Samuel A. Greco | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Nicholas Segal | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | Withhold |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director Cooper C. Collins | Management | For | Withhold |
1.6 | Elect Director Randall Stanicky | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
THRESHOLD PHARMACEUTICALS, INC. | ||||
Ticker: THLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
TONIX PHARMACEUTICALS HOLDING CORP. | ||||
Ticker: TNXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Lederman | Management | For | For |
1.2 | Elect Director Stuart Davidson | Management | For | For |
1.3 | Elect Director Patrick Grace | Management | For | For |
1.4 | Elect Director Donald W. Landry | Management | For | For |
1.5 | Elect Director Ernest Mario | Management | For | For |
1.6 | Elect Director Charles E. Mather, IV | Management | For | For |
1.7 | Elect Director John Rhodes | Management | For | For |
1.8 | Elect Director Samuel Saks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
TRANSCEPT PHARMACEUTICALS, INC. | ||||
Ticker: TSPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Eliminatation of the Tax Benefit Preservation Plan | Shareholder | Against | Against |
2 | Remove Existing Director Christopher B. Ehrlich | Shareholder | Against | Against |
3 | Remove Existing Director Glenn A. Oclassen | Shareholder | Against | Against |
4 | Remove Existing Director Jake R. Nunn | Shareholder | Against | Against |
5 | Remove Existing Director G. Kirk Raab | Shareholder | Against | Against |
6 | Remove Any Other Person Elected to the Board After October 2, 2013 and Prior to the Special Meeting to Become a Member of the Board at Any Future Time or Upon Any Event | Shareholder | Against | Against |
| ||||
UNITED THERAPEUTICS CORPORATION | ||||
Ticker: UTHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | Withhold |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
VERASTEM, INC. | ||||
Ticker: VSTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison Lawton | Management | For | For |
1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
1.3 | Elect Director Timothy Barberich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
1.2 | Elect Director Wayne J. Riley | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Franklin Flex Cap Growth Fund
| ||||
ACE LIMITED | ||||
Ticker: ACE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | For |
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AFLAC INCORPORATED | ||||
Ticker: AFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | Against |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director Barbara K. Rimer | Management | For | For |
1k | Elect Director Melvin T. Stith | Management | For | For |
1l | Elect Director David Gary Thompson | Management | For | For |
1m | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AIRGAS, INC. | ||||
Ticker: ARG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Clancey | Management | For | For |
1.2 | Elect Director Richard C. Ill | Management | For | Withhold |
1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.4 | Elect Director D. Keith Cobb | Management | For | For |
1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman, III | Management | For | For |
1.2 | Elect Director Ajei S. Gopal | Management | For | For |
1.3 | Elect Director William R. McDermott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
11 | Proxy Access | Shareholder | Against | Against |
| ||||
BALLY TECHNOLOGIES, INC. | ||||
Ticker: BYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
1.3 | Elect Director Vicki L. Sato | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Loomis | Management | For | For |
1.2 | Elect Director Daniel M. McGurl | Management | For | Withhold |
1.3 | Elect Director Jennifer M. Gray | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | Against |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | Withhold |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CALPINE CORPORATION | ||||
Ticker: CPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director John B. (Thad) Hill | Management | For | For |
1.4 | Elect Director Robert C. Hinckley | Management | For | For |
1.5 | Elect Director Michael W. Hofmann | Management | For | For |
1.6 | Elect Director David C. Merritt | Management | For | For |
1.7 | Elect Director W. Benjamin Moreland | Management | For | For |
1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Director Denise M. O'Leary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||
Ticker: CP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3.1 | Elect Director William A. Ackman | Management | For | For |
3.2 | Elect Director Gary F. Colter | Management | For | For |
3.3 | Elect Director Isabelle Courville | Management | For | For |
3.4 | Elect Director Paul G. Haggis | Management | For | For |
3.5 | Elect Director E. Hunter Harrison | Management | For | For |
3.6 | Elect Director Paul C. Hilal | Management | For | For |
3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.8 | Elect Director Rebecca MacDonald | Management | For | For |
3.9 | Elect Director Anthony R. Melman | Management | For | For |
3.10 | Elect Director Linda J. Morgan | Management | For | For |
3.11 | Elect Director Jim Prentice | Management | For | For |
3.12 | Elect Director Andrew F. Reardon | Management | For | For |
3.13 | Elect Director Stephen C. Tobias | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Danforth | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHART INDUSTRIES, INC. | ||||
Ticker: GTLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel F. Thomas | Management | For | For |
1.2 | Elect Director W. Douglas Brown | Management | For | For |
1.3 | Elect Director Richard E. Goodrich | Management | For | For |
1.4 | Elect Director Terrence J. Keating | Management | For | For |
1.5 | Elect Director Steven W. Krablin | Management | For | For |
1.6 | Elect Director Michael W. Press | Management | For | For |
1.7 | Elect Director Elizabeth G. Spomer | Management | For | For |
1.8 | Elect Director Thomas L. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Lance Conn | Management | For | For |
1.2 | Elect Director Michael P. Huseby | Management | For | For |
1.3 | Elect Director Craig A. Jacobson | Management | For | For |
1.4 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.5 | Elect Director John C. Malone | Management | For | Withhold |
1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
1.7 | Elect Director David C. Merritt | Management | For | For |
1.8 | Elect Director Balan Nair | Management | For | Withhold |
1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Charlesworth | Management | For | For |
1.2 | Elect Director Monty Moran | Management | For | For |
1.3 | Elect Director Kimbal Musk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
COLFAX CORPORATION | ||||
Ticker: CFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell P. Rales | Management | For | For |
1b | Elect Director Steven E. Simms | Management | For | For |
1c | Elect Director Clay H. Kiefaber | Management | For | For |
1d | Elect Director Patrick W. Allender | Management | For | For |
1e | Elect Director Thomas S. Gayner | Management | For | For |
1f | Elect Director Rhonda L. Jordan | Management | For | For |
1g | Elect Director San W. Orr, III | Management | For | For |
1h | Elect Director A. Clayton Perfall | Management | For | For |
1i | Elect Director Rajiv Vinnakota | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Robert K. Herdman | Management | For | For |
6 | Elect Director Robert J. Bernhard | Management | For | For |
7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
8 | Elect Director Stephen B. Dobbs | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| ||||
CYTEC INDUSTRIES INC. | ||||
Ticker: CYT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony G. Fernandes | Management | For | For |
1b | Elect Director Shane D. Fleming | Management | For | For |
1c | Elect Director Raymond P. Sharpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | Against |
1.3 | Elect Director Linda Hefner Filler | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | Against |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
DAVITA HEALTHCARE PARTNERS INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director Paul J. Diaz | Management | For | For |
1e | Elect Director Peter T. Grauer | Management | For | For |
1f | Elect Director Robert J. Margolis | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | For |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Roger J. Valine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Kane | Management | For | For |
1.2 | Elect Director Stephan Schambach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Michael P. Cross | Management | For | For |
1.3 | Elect Director Travis D. Stice | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
DICK'S SPORTING GOODS, INC. | ||||
Ticker: DKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.2 | Elect Director Lawrence J. Schorr | Management | For | For |
1.3 | Elect Director Edward W. Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howell M. Estes III | Management | For | For |
1b | Elect Director Kimberly Till | Management | For | For |
1c | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DISCOVER FINANCIAL SERVICES | ||||
Ticker: DFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
DOLLAR GENERAL CORPORATION | ||||
Ticker: DG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | Against |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Election Of Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Election Of Director Barbara J. Beck | Management | For | For |
1.3 | Election Of Director Leslie S. Biller | Management | For | For |
1.4 | Election Of Director Carl M. Casale | Management | For | For |
1.5 | Election Of Director Stephen I. Chazen | Management | For | For |
1.6 | Election Of Director Jerry A. Grundhofer | Management | For | For |
1.7 | Election Of Director Arthur J. Higgins | Management | For | For |
1.8 | Election Of Director Joel W. Johnson | Management | For | For |
1.9 | Election Of Director Michael Larson | Management | For | For |
1.10 | Election Of Director Jerry W. Levin | Management | For | For |
1.11 | Election Of Director Robert L. Lumpkins | Management | For | For |
1.12 | Election Of Director Victoria J. Reich | Management | For | For |
1.13 | Election Of Director Suzanne M. Vautrinot | Management | For | For |
1.14 | Election Of Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark V. Mactas | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | For |
1.3 | Elect Director Richard J. Schnall | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
EVERCORE PARTNERS INC. | ||||
Ticker: EVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Robert B. Millard | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | ||||
Ticker: EXPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Rose | Management | For | For |
1.2 | Elect Director Robert R. Wright | Management | For | Against |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director R. Jordan Gates | Management | For | For |
1.5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
1.6 | Elect Director Michael J. Malone | Management | For | Against |
1.7 | Elect Director John W. Meisenbach | Management | For | Against |
1.8 | Elect Director Jeffrey S. Musser | Management | For | For |
1.9 | Elect Director Liane J. Pelletier | Management | For | For |
1.10 | Elect Director James L.K. Wang | Management | For | Against |
1.11 | Elect Director Tay Yoshitani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Stock Option Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Restricted Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | Against |
| ||||
FINANCIAL ENGINES, INC. | ||||
Ticker: FNGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake R. Grossman | Management | For | For |
1.2 | Elect Director Robert A. Huret | Management | For | For |
1.3 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FIREEYE, INC. | ||||
Ticker: FEYE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
1.2 | Elect Director Gaurav Garg | Management | For | For |
1.3 | Elect Director Promod Haque | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Mark A. Johnson | Management | For | For |
1.3 | Elect Director Steven T. Stull | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director C. Maury Devine | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director John T. Gremp | Management | For | For |
1f | Elect Director Thomas M. Hamilton | Management | For | For |
1g | Elect Director Peter Mellbye | Management | For | For |
1h | Elect Director Joseph H. Netherland | Management | For | For |
1i | Elect Director Richard A. Pattarozzi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORTINET, INC. | ||||
Ticker: FTNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Xie | Management | For | For |
1.2 | Elect Director William H. Neukom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Fuller, III | Management | For | For |
1.2 | Elect Director John C. Hellmann | Management | For | For |
1.3 | Elect Director Robert M. Melzer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Belanger-Martin | Management | For | Withhold |
1.2 | Elect Director John LaValle | Management | For | For |
1.3 | Elect Director Robert W. Reding | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
GNC HOLDINGS, INC. | ||||
Ticker: GNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Alan D. Feldman | Management | For | For |
1.3 | Elect Director Joseph M. Fortunato | Management | For | For |
1.4 | Elect Director Michael F. Hines | Management | For | For |
1.5 | Elect Director Amy B. Lane | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Robert F. Moran | Management | For | For |
1.8 | Elect Director C. Scott O'Hara | Management | For | For |
1.9 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Cavoores | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HD SUPPLY HOLDINGS, INC. | ||||
Ticker: HDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian A. Bernasek | Management | For | For |
1.2 | Elect Director Stephen M. Zide | Management | For | For |
1.3 | Elect Director John W. Alden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
HILTON WORLDWIDE HOLDINGS INC. | ||||
Ticker: HLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
1.2 | Elect Director Jonathan D. Gray | Management | For | For |
1.3 | Elect Director Michael S. Chae | Management | For | For |
1.4 | Elect Director Tyler S. Henritze | Management | For | For |
1.5 | Elect Director Judith A. McHale | Management | For | For |
1.6 | Elect Director John G. Schreiber | Management | For | For |
1.7 | Elect Director Elizabeth A. Smith | Management | For | For |
1.8 | Elect Director Douglas M. Steenland | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | Against |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
HOMEAWAY, INC. | ||||
Ticker: AWAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
1.3 | Elect Director Kevin Krone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | Against |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
HUB GROUP, INC. | ||||
Ticker: HUBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Yeager | Management | For | For |
1.2 | Elect Director Mark A. Yeager | Management | For | For |
1.3 | Elect Director Gary D. Eppen | Management | For | Withhold |
1.4 | Elect Director Charles R. Reaves | Management | For | For |
1.5 | Elect Director Martin P. Slark | Management | For | For |
1.6 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian H. Hall | Management | For | For |
1.2 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.3 | Elect Director Jerre L. Stead | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director Garth M. Girvan | Management | For | Withhold |
1.5 | Elect Director David W. Leebron | Management | For | For |
1.6 | Elect Director Michael Lynne | Management | For | For |
1.7 | Elect Director Michael MacMillan | Management | For | For |
1.8 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.9 | Elect Director Marc A. Utay | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
| ||||
INTERCONTINENTALEXCHANGE GROUP, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Fred W. Hatfield | Management | For | For |
1d | Elect Director Sylvain Hefes | Management | For | For |
1e | Elect Director Jan-Michiel Hessels | Management | For | For |
1f | Elect Director Terrence F. Martell | Management | For | For |
1g | Elect Director Callum McCarthy | Management | For | For |
1h | Elect Director James J. McNulty | Management | For | For |
1i | Elect Director Robert Reid | Management | For | For |
1j | Elect Director Frederic V. Salerno | Management | For | Against |
1k | Elect Director Robert G. Scott | Management | For | For |
1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
1m | Elect Director Judith A. Sprieser | Management | For | For |
1n | Elect Director Vincent Tese | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name | Management | For | For |
| ||||
JACOBS ENGINEERING GROUP INC. | ||||
Ticker: JEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juan Jose Suarez Coppel | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Linda Fayne Levinson | Management | For | For |
1d | Elect Director Craig L. Martin | Management | For | For |
1e | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry R. Davis | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
KIRBY CORPORATION | ||||
Ticker: KEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Alario | Management | For | For |
1.2 | Elect Director David W. Grzebinski | Management | For | For |
1.3 | Elect Director Richard R. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
LITHIA MOTORS, INC. | ||||
Ticker: LAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney B. DeBoer | Management | For | For |
1.2 | Elect Director Thomas R. Becker | Management | For | Withhold |
1.3 | Elect Director Susan O. Cain | Management | For | Withhold |
1.4 | Elect Director Bryan B. DeBoer | Management | For | For |
1.5 | Elect Director M. L. Dick Heimann | Management | For | For |
1.6 | Elect Director Kenneth E. Roberts | Management | For | Withhold |
1.7 | Elect Director William J. Young | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
LKQ CORPORATION | ||||
Ticker: LKQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Ronald G. Foster | Management | For | For |
1.3 | Elect Director Joseph M. Holsten | Management | For | For |
1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
1.5 | Elect Director Paul M. Meister | Management | For | For |
1.6 | Elect Director John F. O'Brien | Management | For | For |
1.7 | Elect Director Guhan Subramanian | Management | For | For |
1.8 | Elect Director Robert L. Wagman | Management | For | For |
1.9 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LULULEMON ATHLETICA INC. | ||||
Ticker: LULU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director Laurent Potdevin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | Against |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MCKESSON CORPORATION | ||||
Ticker: MCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | Against |
1e | Elect Director M. Christine Jacobs | Management | For | For |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | For |
1h | Elect Director Edward A. Mueller | Management | For | For |
1i | Elect Director Jane E. Shaw | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | For |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MICHAEL KORS HOLDINGS LIMITED | ||||
Ticker: KORS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Michael Kors as a Director | Management | For | For |
1b | Elect Judy Gibbons as a Director | Management | For | For |
1c | Elect Lawrence Stroll as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | Withhold |
1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | Withhold |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | Withhold |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| ||||
NATIONAL INSTRUMENTS CORPORATION | ||||
Ticker: NATI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | Withhold |
1.3 | Elect Director Michael E. McGrath | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | Withhold |
1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NETSUITE INC. | ||||
Ticker: N | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
NIELSEN HOLDINGS N.V. | ||||
Ticker: NLSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director James A. Attwood, Jr. | Management | For | For |
3b | Elect Director David L. Calhoun | Management | For | For |
3c | Elect Director Karen M. Hoguet | Management | For | For |
3d | Elect Director James M. Kilts | Management | For | For |
3e | Elect Director Alexander Navab | Management | For | For |
3f | Elect Director Robert Pozen | Management | For | For |
3g | Elect Director Vivek Ranadive | Management | For | For |
3h | Elect Director Ganesh Rao | Management | For | For |
3i | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Change Company Name | Management | For | For |
9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NOODLES & COMPANY | ||||
Ticker: NDLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Pittman | Management | For | For |
1.2 | Elect Director James Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
2b | Elect J. Southern as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | Against |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
| ||||
OASIS PETROLEUM INC. | ||||
Ticker: OAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PALL CORPORATION | ||||
Ticker: PLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Asheem Chandna | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Mark D. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PANDORA MEDIA, INC. | ||||
Ticker: P | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Chernin | Management | For | For |
1.2 | Elect Director Brian McAndrews | Management | For | For |
1.3 | Elect Director Tim Westergren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
PRAXAIR, INC. | ||||
Ticker: PX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Denise L. Ramos | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Daniel J. Murphy | Management | For | For |
1.3 | Elect Director Vernon E. Oechsle | Management | For | For |
1.4 | Elect Director Ulrich Schmidt | Management | For | For |
1.5 | Elect Director Richard L. Wambold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
PROTO LABS, INC. | ||||
Ticker: PRLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Lukis | Management | For | For |
1.2 | Elect Director Victoria M. Holt | Management | For | For |
1.3 | Elect Director Bradley A. Cleveland | Management | For | For |
1.4 | Elect Director Rainer Gawlick | Management | For | For |
1.5 | Elect Director John B. Goodman | Management | For | For |
1.6 | Elect Director Douglas W. Kohrs | Management | For | For |
1.7 | Elect Director Brian K. Smith | Management | For | For |
1.8 | Elect Director Sven A. Wehrwein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis B. Gillings | Management | For | For |
1.2 | Elect Director Jonathan J. Coslet | Management | For | For |
1.3 | Elect Director Michael J. Evanisko | Management | For | For |
1.4 | Elect Director Christopher R. Gordon | Management | For | For |
1.5 | Elect Director Richard Relyea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
RALPH LAUREN CORPORATION | ||||
Ticker: RL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Hubert Joly | Management | For | For |
1.4 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
ROCKWELL AUTOMATION, INC. | ||||
Ticker: ROK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | For |
A2 | Elect Director James P. Keane | Management | For | For |
A3 | Elect Director Donald R. Parfet | Management | For | For |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| ||||
ROPER INDUSTRIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
ROSS STORES, INC. | ||||
Ticker: ROST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | Against |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director George P. Orban | Management | For | For |
1g | Elect Director Lawrence S. Peiros | Management | For | For |
1h | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Keith Block | Management | For | For |
1.3 | Elect Director Craig Conway | Management | For | For |
1.4 | Elect Director Alan Hassenfeld | Management | For | For |
1.5 | Elect Director Colin Powell | Management | For | For |
1.6 | Elect Director John V. Roos | Management | For | For |
1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
1.8 | Elect Director Robin Washington | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
SANDISK CORPORATION | ||||
Ticker: SNDK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | Against |
1b | Elect Director Irwin Federman | Management | For | Against |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | Against |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip A. Marineau | Management | For | For |
1b | Elect Director Brian T. Swette | Management | For | For |
1c | Elect Director Ann Mather | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Alfred B. DelBello | Management | For | For |
1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SIRIUS XM HOLDINGS INC. | ||||
Ticker: SIRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Anthony J. Bates | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director David J.A. Flowers | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director James P. Holden | Management | For | For |
1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.8 | Elect Director Evan D. Malone | Management | For | For |
1.9 | Elect Director James E. Meyer | Management | For | For |
1.10 | Elect Director James F. Mooney | Management | For | For |
1.11 | Elect Director Carl E. Vogel | Management | For | For |
1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
1.13 | Elect Director David M. Zaslav | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
SOURCEFIRE, INC. | ||||
Ticker: FIRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SPLUNK INC. | ||||
Ticker: SPLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Connors | Management | For | For |
1.2 | Elect Director Patricia B. Morrison | Management | For | For |
1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
SPROUTS FARMERS MARKET, INC. | ||||
Ticker: SFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terri Funk Graham | Management | For | For |
1.2 | Elect Director George G. Golleher | Management | For | For |
1.3 | Elect Director Steven H. Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
STERICYCLE, INC. | ||||
Ticker: SRCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Thomas F. Chen | Management | For | For |
1f | Elect Director Rod F. Dammeyer | Management | For | For |
1g | Elect Director William K. Hall | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
STRATASYS LTD. | ||||
Ticker: SSYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| ||||
T. ROWE PRICE GROUP, INC. | ||||
Ticker: TROW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TALMER BANCORP, INC. | ||||
Ticker: TLMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Max Berlin | Management | For | For |
1.2 | Elect Director Donald Coleman | Management | For | For |
1.3 | Elect Director Gary Collins | Management | For | For |
1.4 | Elect Director Jennifer Granholm | Management | For | For |
1.5 | Elect Director Paul Hodges, III | Management | For | For |
1.6 | Elect Director Ronald Klein | Management | For | For |
1.7 | Elect Director David Leitch | Management | For | For |
1.8 | Elect Director Barbara Mahone | Management | For | For |
1.9 | Elect Director Robert Naftaly | Management | For | For |
1.10 | Elect Director Albert Papa | Management | For | For |
1.11 | Elect Director David Provost | Management | For | For |
1.12 | Elect Director Wilbur Ross, Jr. | Management | For | For |
1.13 | Elect Director Thomas Schellenberg | Management | For | For |
1.14 | Elect Director Gary Torgow | Management | For | For |
1.15 | Elect Director Arthur Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
TESLA MOTORS, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
TEXAS CAPITAL BANCSHARES, INC. | ||||
Ticker: TCBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Keith Cargill | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | Withhold |
1.3 | Elect Director James H. Browning | Management | For | Withhold |
1.4 | Elect Director Preston M. Geren, III | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director Charles S. Hyle | Management | For | For |
1.9 | Elect Director W. W. McAllister, III | Management | For | For |
1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.11 | Elect Director Steven P. Rosenberg | Management | For | For |
1.12 | Elect Director Grant E. Sims | Management | For | For |
1.13 | Elect Director Robert W. Stallings | Management | For | For |
1.14 | Elect Director Dale W. Tremblay | Management | For | For |
1.15 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE BOSTON BEER COMPANY, INC. | ||||
Ticker: SAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
1.3 | Elect Director Jeanne-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE MANITOWOC COMPANY, INC. | ||||
Ticker: MTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon | Management | For | For |
1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
1.3 | Elect Director Glen E. Tellock | Management | For | For |
1.4 | Elect Director Robert G. Bohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director George MacKenzie | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
1.9 | Elect Director Mark J. Weikel | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRI POINTE HOMES, INC. | ||||
Ticker: TPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5.1 | Elect Director Barry S. Sternlicht | Management | For | For |
5.2 | Elect Director Douglas F. Bauer | Management | For | For |
5.3 | Elect Director J. Marc Perrin | Management | For | For |
5.4 | Elect Director Richard D. Bronson | Management | For | For |
5.5 | Elect Director Wade H. Cable | Management | For | For |
5.6 | Elect Director Steven J. Gilbert | Management | For | For |
5.7 | Elect Director Thomas B. Rogers | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adjourn Meeting | Management | For | For |
| ||||
TRIMBLE NAVIGATION LIMITED | ||||
Ticker: TRMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director Merit E. Janow | Management | For | For |
1.4 | Elect Director Ulf J. Johansson | Management | For | For |
1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
1.6 | Elect Director Mark S. Peek | Management | For | For |
1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TWITTER, INC. | ||||
Ticker: TWTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Costolo | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Marjorie Scardino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
UBIQUITI NETWORKS, INC. | ||||
Ticker: UBNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald A. Sege | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director A.B. Krongard | Management | For | For |
1.6 | Elect Director William R. McDermott | Management | For | For |
1.7 | Elect Director Eric T. Olson | Management | For | For |
1.8 | Elect Director Harvey L. Sanders | Management | For | For |
1.9 | Elect Director Thomas J. Sippel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
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UNITED RENTALS, INC. | ||||
Ticker: URI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Young Sohn | Management | For | For |
1.2 | Elect Director Kevin Spain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | Against |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
| ||||
WHITEWAVE FOODS COMPANY | ||||
Ticker: WWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
WHOLE FOODS MARKET, INC. | ||||
Ticker: WFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
WYNN RESORTS, LIMITED | ||||
Ticker: WYNN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | Withhold |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
1.5 | Elect Director J. Michael Patterson | Management | For | For |
1.6 | Elect Director Albert A. Pimentel | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
YAHOO! INC. | ||||
Ticker: YHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
YELP INC. | ||||
Ticker: YELP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Max Levchin | Management | For | For |
1.3 | Elect Director Mariam Naficy | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Focused Core Equity Fund
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | Against |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | For |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Against |
| ||||
ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
AXIALL CORPORATION | ||||
Ticker: AXLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
1.3 | Elect Director Patrick J. Fleming | Management | For | For |
1.4 | Elect Director Robert M. Gervis | Management | For | Against |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Michael H. McGarry | Management | For | For |
1.7 | Elect Director William L. Mansfield | Management | For | For |
1.8 | Elect Director Mark L. Noetzel | Management | For | For |
1.9 | Elect Director Robert Ripp | Management | For | For |
1.10 | Elect Director David N. Weinstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director James Grosfeld | Management | For | For |
1h | Elect Director David H. Komansky | Management | For | For |
1i | Elect Director Deryck Maughan | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
1l | Elect Director John S. Varley | Management | For | For |
1m | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
1.3 | Elect Director Vicki L. Sato | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Robert E. Sulentic | Management | For | For |
1.8 | Elect Director Laura D. Tyson | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | Against |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
CORNING INCORPORATED | ||||
Ticker: GLW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephanie A. Burns | Management | For | For |
1.2 | Elect Director John A. Canning, Jr. | Management | For | For |
1.3 | Elect Director Richard T. Clark | Management | For | For |
1.4 | Elect Director Robert F. Cummings, Jr. | Management | For | Against |
1.5 | Elect Director James B. Flaws | Management | For | Against |
1.6 | Elect Director Deborah A. Henretta | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
CVS CAREMARK CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DISCOVER FINANCIAL SERVICES | ||||
Ticker: DFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
DRESSER-RAND GROUP INC. | ||||
Ticker: DRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Limit Accelerated Vesting of Awards | Shareholder | Against | For |
8 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | For |
10 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
11 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Fuller, III | Management | For | For |
1.2 | Elect Director John C. Hellmann | Management | For | For |
1.3 | Elect Director Robert M. Melzer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
LYONDELLBASELL INDUSTRIES NV | ||||
Ticker: LYB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| ||||
MARATHON OIL CORPORATION | ||||
Ticker: MRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Pierre Brondeau | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Chadwick C. Deaton | Management | For | For |
1e | Elect Director Shirley Ann Jackson | Management | For | For |
1f | Elect Director Philip Lader | Management | For | For |
1g | Elect Director Michael E. J. Phelps | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | Against |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MAXIM INTEGRATED PRODUCTS, INC. | ||||
Ticker: MXIM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
MOTOROLA SOLUTIONS, INC. | ||||
Ticker: MSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
1c | Elect Director David W. Dorman | Management | For | For |
1d | Elect Director Michael V. Hayden | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Anne R. Pramaggiore | Management | For | For |
1g | Elect Director Samuel C. Scott, III | Management | For | For |
1h | Elect Director Bradley E. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Review and Amend Human Rights Policies | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Ticker: TEVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
6 | Discuss Financial Statements for 2012 | Management | None | None |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Liam E. McGee | Management | For | For |
1d | Elect Director Kathryn A. Mikells | Management | For | For |
1e | Elect Director Michael G. Morris | Management | For | For |
1f | Elect Director Thomas A. Renyi | Management | For | For |
1g | Elect Director Julie G. Richardson | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Charles B. Strauss | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Denise C. Johnson | Management | For | For |
2b | Elect Director Nancy E. Cooper | Management | For | For |
2c | Elect Director James L. Popowich | Management | For | For |
2d | Elect Director James T. Prokopanko | Management | For | For |
2e | Elect Director Steven M. Seibert | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. | ||||
Ticker: VRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
Franklin Global Government Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Growth Opportunities Fund
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AIRGAS, INC. | ||||
Ticker: ARG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Clancey | Management | For | For |
1.2 | Elect Director Richard C. Ill | Management | For | Withhold |
1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Andrew C. Levy | Management | For | For |
1.3 | Elect Director Gary Ellmer | Management | For | Withhold |
1.4 | Elect Director Linda A. Marvin | Management | For | For |
1.5 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.6 | Elect Director Charles W. Pollard | Management | For | For |
1.7 | Elect Director John Redmond | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
AMARIN CORPORATION PLC | ||||
Ticker: AMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
2 | Re-elect Kristine Peterson as Director | Management | For | For |
3 | Elect David Stack as Director | Management | For | For |
4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMC NETWORKS INC. | ||||
Ticker: AMCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Jonathan F. Miller | Management | For | For |
1.3 | Elect Director Alan D. Schwartz | Management | For | For |
1.4 | Elect Director Leonard Tow | Management | For | For |
1.5 | Elect Director Carl E. Vogel | Management | For | For |
1.6 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
AMERICAN AIRLINES GROUP INC. | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | Against |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
AON PLC | ||||
Ticker: AON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lester B. Knight | Management | For | For |
1.2 | Elect Director Gregory C. Case | Management | For | For |
1.3 | Elect Director Fulvio Conti | Management | For | For |
1.4 | Elect Director Cheryl A. Francis | Management | For | For |
1.5 | Elect Director Edgar D. Jannotta | Management | For | For |
1.6 | Elect Director James W. Leng | Management | For | For |
1.7 | Elect Director J. Michael Losh | Management | For | For |
1.8 | Elect Director Robert S. Morrison | Management | For | For |
1.9 | Elect Director Richard B. Myers | Management | For | For |
1.10 | Elect Director Richard C. Notebaert | Management | For | For |
1.11 | Elect Director Gloria Santona | Management | For | For |
1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditor | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Authorize Share Repurchase Program | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
11 | Proxy Access | Shareholder | Against | Against |
| ||||
ARM HOLDINGS PLC | ||||
Ticker: ARM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Stuart Chambers as Director | Management | For | For |
6 | Re-elect Simon Segars as Director | Management | For | For |
7 | Re-elect Andy Green as Director | Management | For | For |
8 | Re-elect Larry Hirst as Director | Management | For | For |
9 | Re-elect Mike Muller as Director | Management | For | For |
10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
11 | Re-elect Janice Roberts as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director James Grosfeld | Management | For | For |
1h | Elect Director David H. Komansky | Management | For | For |
1i | Elect Director Deryck Maughan | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
1l | Elect Director John S. Varley | Management | For | For |
1m | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | Withhold |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CAMERON INTERNATIONAL CORPORATION | ||||
Ticker: CAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Robert E. Sulentic | Management | For | For |
1.8 | Elect Director Laura D. Tyson | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Charlesworth | Management | For | For |
1.2 | Elect Director Monty Moran | Management | For | For |
1.3 | Elect Director Kimbal Musk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
COLFAX CORPORATION | ||||
Ticker: CFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell P. Rales | Management | For | For |
1b | Elect Director Steven E. Simms | Management | For | For |
1c | Elect Director Clay H. Kiefaber | Management | For | For |
1d | Elect Director Patrick W. Allender | Management | For | For |
1e | Elect Director Thomas S. Gayner | Management | For | For |
1f | Elect Director Rhonda L. Jordan | Management | For | For |
1g | Elect Director San W. Orr, III | Management | For | For |
1h | Elect Director A. Clayton Perfall | Management | For | For |
1i | Elect Director Rajiv Vinnakota | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Robert K. Herdman | Management | For | For |
6 | Elect Director Robert J. Bernhard | Management | For | For |
7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
8 | Elect Director Stephen B. Dobbs | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Michael P. Cross | Management | For | For |
1.3 | Elect Director Travis D. Stice | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howell M. Estes III | Management | For | For |
1b | Elect Director Kimberly Till | Management | For | For |
1c | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DOLLAR GENERAL CORPORATION | ||||
Ticker: DG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | Against |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | Against |
| ||||
FLOWSERVE CORPORATION | ||||
Ticker: FLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gayla J. Delly | Management | For | For |
1.2 | Elect Director Rick J. Mills | Management | For | For |
1.3 | Elect Director Charles M. Rampacek | Management | For | For |
1.4 | Elect Director William C. Rusnack | Management | For | For |
1.5 | Elect Director John R. Friedery | Management | For | For |
1.6 | Elect Director Joe E. Harlan | Management | For | For |
1.7 | Elect Director Leif E. Darner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | Against |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED | ||||
Ticker: HAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adriane M. Brown | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director Ann M. Korologos | Management | For | For |
1d | Elect Director Jiren Liu | Management | For | Against |
1e | Elect Director Edward H. Meyer | Management | For | For |
1f | Elect Director Dinesh C. Paliwal | Management | For | For |
1g | Elect Director Kenneth M. Reiss | Management | For | For |
1h | Elect Director Hellene S. Runtagh | Management | For | For |
1i | Elect Director Frank S. Sklarsky | Management | For | For |
1j | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Sandra L. Derickson | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director David C. Hill | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig R. Callen | Management | For | For |
1b | Elect Director Robert M. Holster | Management | For | For |
1c | Elect Director William C. Lucia | Management | For | For |
1d | Elect Director Bart M. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian H. Hall | Management | For | For |
1.2 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.3 | Elect Director Jerre L. Stead | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| ||||
INTERCONTINENTALEXCHANGE GROUP, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Fred W. Hatfield | Management | For | For |
1d | Elect Director Sylvain Hefes | Management | For | For |
1e | Elect Director Jan-Michiel Hessels | Management | For | For |
1f | Elect Director Terrence F. Martell | Management | For | For |
1g | Elect Director Callum McCarthy | Management | For | For |
1h | Elect Director James J. McNulty | Management | For | For |
1i | Elect Director Robert Reid | Management | For | For |
1j | Elect Director Frederic V. Salerno | Management | For | Against |
1k | Elect Director Robert G. Scott | Management | For | For |
1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
1m | Elect Director Judith A. Sprieser | Management | For | For |
1n | Elect Director Vincent Tese | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name | Management | For | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry R. Davis | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
KATE SPADE & COMPANY | ||||
Ticker: KATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard W. Aronson | Management | For | For |
1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
1.3 | Elect Director Raul J. Fernandez | Management | For | For |
1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
1.5 | Elect Director Nancy J. Karch | Management | For | For |
1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
1.7 | Elect Director Kay Koplovitz | Management | For | For |
1.8 | Elect Director Craig A. Leavitt | Management | For | For |
1.9 | Elect Director Deborah J. Lloyd | Management | For | For |
1.10 | Elect Director Doreen A. Toben | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
| ||||
KEY ENERGY SERVICES, INC. | ||||
Ticker: KEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Fertig | Management | For | For |
1.2 | Elect Director Robert K. Reeves | Management | For | Against |
1.3 | Elect Director Mark H. Rosenberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
LOWE'S COMPANIES, INC. | ||||
Ticker: LOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
| ||||
LYONDELLBASELL INDUSTRIES NV | ||||
Ticker: LYB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | Against |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MICHAEL KORS HOLDINGS LIMITED | ||||
Ticker: KORS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Michael Kors as a Director | Management | For | For |
1b | Elect Judy Gibbons as a Director | Management | For | For |
1c | Elect Lawrence Stroll as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Laura K. Ipsen | Management | For | For |
1c | Elect Director William U. Parfet | Management | For | For |
1d | Elect Director George H. Poste | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | Withhold |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | Withhold |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | Withhold |
1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NETSUITE INC. | ||||
Ticker: N | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | Against |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
| ||||
PERRIGO COMPANY | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Daniel J. Murphy | Management | For | For |
1.3 | Elect Director Vernon E. Oechsle | Management | For | For |
1.4 | Elect Director Ulrich Schmidt | Management | For | For |
1.5 | Elect Director Richard L. Wambold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
RALPH LAUREN CORPORATION | ||||
Ticker: RL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Hubert Joly | Management | For | For |
1.4 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | Withhold |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Christine A. Poon | Management | For | For |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
ROCKWELL AUTOMATION, INC. | ||||
Ticker: ROK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | For |
A2 | Elect Director James P. Keane | Management | For | For |
A3 | Elect Director Donald R. Parfet | Management | For | For |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert Flanagan | Management | For | For |
2.2 | Elect Director Frank Kung | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Keith Block | Management | For | For |
1.3 | Elect Director Craig Conway | Management | For | For |
1.4 | Elect Director Alan Hassenfeld | Management | For | For |
1.5 | Elect Director Colin Powell | Management | For | For |
1.6 | Elect Director John V. Roos | Management | For | For |
1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
1.8 | Elect Director Robin Washington | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip A. Marineau | Management | For | For |
1b | Elect Director Brian T. Swette | Management | For | For |
1c | Elect Director Ann Mather | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Alfred B. DelBello | Management | For | For |
1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Howard Schultz | Management | For | For |
1b | Election Of Director William W. Bradley | Management | For | For |
1c | Election Of Director Robert M. Gates | Management | For | For |
1d | Election Of Director Mellody Hobson | Management | For | For |
1e | Election Of Director Kevin R. Johnson | Management | For | For |
1f | Election Of Director Olden Lee | Management | For | For |
1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
1i | Election Of Director Clara Shih | Management | For | For |
1j | Election Of Director Javier G. Teruel | Management | For | For |
1k | Election Of Director Myron E. Ullman, III | Management | For | For |
1l | Election Of Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE BOSTON BEER COMPANY, INC. | ||||
Ticker: SAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
1.3 | Elect Director Jeanne-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE COOPER COMPANIES, INC. | ||||
Ticker: COO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
TRIMBLE NAVIGATION LIMITED | ||||
Ticker: TRMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director Merit E. Janow | Management | For | For |
1.4 | Elect Director Ulf J. Johansson | Management | For | For |
1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
1.6 | Elect Director Mark S. Peek | Management | For | For |
1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TWITTER, INC. | ||||
Ticker: TWTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Costolo | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Marjorie Scardino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director A.B. Krongard | Management | For | For |
1.6 | Elect Director William R. McDermott | Management | For | For |
1.7 | Elect Director Eric T. Olson | Management | For | For |
1.8 | Elect Director Harvey L. Sanders | Management | For | For |
1.9 | Elect Director Thomas J. Sippel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
UNITED RENTALS, INC. | ||||
Ticker: URI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. | ||||
Ticker: VRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bowman | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | Against |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
WYNN RESORTS, LIMITED | ||||
Ticker: WYNN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | Withhold |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
YAHOO! INC. | ||||
Ticker: YHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
Franklin Natural Resources Fund
| ||||
ALTERRA POWER CORP. | ||||
Ticker: AXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director David W. Cornhill | Management | For | For |
1.3 | Elect Director Donald Shumka | Management | For | For |
1.4 | Elect Director Donald A. McInnes | Management | For | For |
1.5 | Elect Director James M.I. Bruce | Management | For | For |
1.6 | Elect Director John B. Carson | Management | For | For |
1.7 | Elect Director Kerri L. Fox | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Charles W. Goodyear | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Eric D. Mullins | Management | For | For |
1i | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
2 | Elect Richard Duffy as Director | Management | For | For |
3 | Re-elect Rhidwaan Gasant as Director | Management | For | For |
4 | Re-elect Sipho Pityana as Director | Management | For | For |
5 | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | Management | For | For |
6 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
7 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
8 | Elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
10 | Approve Remuneration Policy | Management | For | For |
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
12 | Approve Non-executive Directors' Remuneration for their Service as Directors | Management | For | For |
13 | Approve Non-executive Directors' Remuneration for Board Committee Meetings | Management | For | For |
14 | Amend Memorandum of Incorporation | Management | For | For |
15 | Amend Long Term Incentive Plan | Management | For | For |
16 | Amend Bonus Share Plan | Management | For | For |
17 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
18 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
19 | Elect David Hodgson as Director | Management | For | For |
| ||||
ANTERO RESOURCES CORPORATION | ||||
Ticker: AR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Rady | Management | For | For |
1.2 | Elect Director Glen C. Warren, Jr. | Management | For | For |
1.3 | Elect Director James R. Levy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
B2GOLD CORP. | ||||
Ticker: BTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Clive Johnson | Management | For | For |
2.2 | Elect Director Robert Cross | Management | For | For |
2.3 | Elect Director Robert Gayton | Management | For | For |
2.4 | Elect Director Barry Rayment | Management | For | For |
2.5 | Elect Director Jerry Korpan | Management | For | For |
2.6 | Elect Director John Ivany | Management | For | For |
2.7 | Elect Director Bongani Mtshisi | Management | For | For |
2.8 | Elect Director Michael Carrick | Management | For | For |
2.9 | Elect Director Kevin Bullock | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Amend Restricted Share Unit Plan | Management | For | Against |
6 | Approve Advance Notice Policy | Management | For | Against |
| ||||
BAKER HUGHES INCORPORATED | ||||
Ticker: BHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director James W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BARRICK GOLD CORPORATION | ||||
Ticker: ABX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. William D. Birchall | Management | For | For |
1.2 | Elect Director Gustavo Cisneros | Management | For | For |
1.3 | Elect Director Ned Goodman | Management | For | For |
1.4 | Elect Director J. Brett Harvey | Management | For | For |
1.5 | Elect Director Nancy H.O. Lockhart | Management | For | For |
1.6 | Elect Director Dambisa Moyo | Management | For | For |
1.7 | Elect Director Anthony Munk | Management | For | For |
1.8 | Elect Director David Naylor | Management | For | For |
1.9 | Elect Director Steven J. Shapiro | Management | For | For |
1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
1.11 | Elect Director John L. Thornton | Management | For | For |
1.12 | Elect Director Ernie L. Thrasher | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
| ||||
BHP BILLITON PLC | ||||
Ticker: BLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Long Term Incentive Plan | Management | For | For |
9 | Approve Grant of Deferred Shares and Performance Shares under the Group's Employee Equity Plans to Andrew Mackenzie | Management | For | For |
10 | Elect Andrew Mackenzie as Director | Management | For | For |
11 | Re-elect Malcolm Broomhead as Director | Management | For | For |
12 | Re-elect Sir John Buchanan as Director | Management | For | For |
13 | Re-elect Carlos Cordeiro as Director | Management | For | For |
14 | Re-elect David Crawford as Director | Management | For | For |
15 | Re-elect Pat Davies as Director | Management | For | For |
16 | Re-elect Carolyn Hewson as Director | Management | For | For |
17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
18 | Re-elect Wayne Murdy as Director | Management | For | For |
19 | Re-elect Keith Rumble as Director | Management | For | For |
20 | Re-elect John Schubert as Director | Management | For | For |
21 | Re-elect Shriti Vadera as Director | Management | For | For |
22 | Re-elect Jac Nasser as Director | Management | For | For |
23 | Elect Ian Dunlop, a Shareholder Nominee to the Board | Shareholder | Against | Against |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Iain Conn as Director | Management | For | For |
6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Re-elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Executive Directors' Incentive Plan | Management | For | For |
20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
C&J ENERGY SERVICES, INC. | ||||
Ticker: CJES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua E. Comstock | Management | For | For |
1.2 | Elect Director Randall C. McMullen, Jr. | Management | For | For |
1.3 | Elect Director Darren M. Friedman | Management | For | For |
1.4 | Elect Director Adrianna Ma | Management | For | For |
1.5 | Elect Director Michael Roemer | Management | For | For |
1.6 | Elect Director C. James Stewart, III | Management | For | Withhold |
1.7 | Elect Director H.H. "Tripp" Wommack, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dan O. Dinges | Management | For | For |
1b | Elect Director James R. Gibbs | Management | For | For |
1c | Elect Director Robert L. Keiser | Management | For | For |
1d | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
CAMERON INTERNATIONAL CORPORATION | ||||
Ticker: CAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
1.10 | Elect Director Frank J. McKenna | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CELANESE CORPORATION | ||||
Ticker: CE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director Martin G. McGuinn | Management | For | For |
1c | Elect Director Daniel S. Sanders | Management | For | For |
1d | Elect Director John K. Wulff | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| ||||
CIMAREX ENERGY CO. | ||||
Ticker: XEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Hentschel | Management | For | For |
1.2 | Elect Director Thomas E. Jorden | Management | For | For |
1.3 | Elect Director Floyd R. Price | Management | For | For |
1.4 | Elect Director L. Paul Teague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
COBALT INTERNATIONAL ENERGY, INC. | ||||
Ticker: CIE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth W. Moore | Management | For | Withhold |
1.2 | Elect Director Myles W. Scoggins | Management | For | For |
1.3 | Elect Director Martin H. Young, Jr. | Management | For | Withhold |
1.4 | Elect Director Jack E. Golden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter, III | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Robert H. Henry | Management | For | For |
1.4 | Elect Director John A. Hill | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director J. Larry Nichols | Management | For | For |
1.8 | Elect Director Duane C. Radtke | Management | For | For |
1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
1.10 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Against |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Michael P. Cross | Management | For | For |
1.3 | Elect Director Travis D. Stice | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
DRESSER-RAND GROUP INC. | ||||
Ticker: DRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DRIL-QUIP, INC. | ||||
Ticker: DRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ENCANA CORPORATION | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dea | Management | For | For |
1.2 | Elect Director Claire S. Farley | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Suzanne P. Nimocks | Management | For | For |
1.5 | Elect Director Jane L. Peverett | Management | For | For |
1.6 | Elect Director Brian G. Shaw | Management | For | For |
1.7 | Elect Director Douglas J. Suttles | Management | For | For |
1.8 | Elect Director Bruce G. Waterman | Management | For | For |
1.9 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
| ||||
ENSCO PLC | ||||
Ticker: ESV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Re-elect J. Roderick Clark as Director | Management | For | For |
1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
1f | Re-elect Francis S. Kalman as Director | Management | For | For |
1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
1h | Re-elect Keith O. Rattie as Director | Management | For | For |
1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret K. Dorman | Management | For | For |
1.2 | Elect Director David L. Porges | Management | For | For |
1.3 | Elect Director James E. Rohr | Management | For | For |
1.4 | Elect Director David S. Shapira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve the Material Terms of Performance Goals for Purposes of Internal Revenue Code Section 162(m) | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director C. Maury Devine | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director John T. Gremp | Management | For | For |
1f | Elect Director Thomas M. Hamilton | Management | For | For |
1g | Elect Director Peter Mellbye | Management | For | For |
1h | Elect Director Joseph H. Netherland | Management | For | For |
1i | Elect Director Richard A. Pattarozzi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORUM ENERGY TECHNOLOGIES, INC. | ||||
Ticker: FET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn M. Angelle | Management | For | For |
1.2 | Elect Director John A. Carrig | Management | For | For |
1.3 | Elect Director Andrew L. Waite | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | Withhold |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | Withhold |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | Withhold |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Charles C. Krulak | Management | For | For |
1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
1.11 | Elect Director Jon C. Madonna | Management | For | For |
1.12 | Elect Director Dustan E. McCoy | Management | For | For |
1.13 | Elect Director James R. Moffett | Management | For | For |
1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| ||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Lydia H. Kennard | Management | For | For |
1.10 | Elect Director Charles C. Krulak | Management | For | For |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
1.12 | Elect Director Jon C. Madonna | Management | For | For |
1.13 | Elect Director Dustan E. McCoy | Management | For | For |
1.14 | Elect Director James R. Moffett | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| ||||
G-RESOURCES GROUP LTD. | ||||
Ticker: 01051 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2a | Elect Wah Wang Kei, Jackie as Director | Management | For | Against |
2b | Elect Ma Yin Fan as Director | Management | For | For |
2c | Elect Leung Hoi Ying as Director | Management | For | Against |
2d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
G-RESOURCES GROUP LTD. | ||||
Ticker: 01051 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Owen L Hegarty as Director | Management | For | For |
2b | Elect Peter Geoffrey Albert as Director | Management | For | For |
2c | Elect Hui Richard Rui as Director | Management | For | For |
2d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Adopt New Share Option Scheme | Management | For | Against |
| ||||
GLENCORE XSTRATA PLC | ||||
Ticker: GLEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Company Name to Glencore plc | Management | For | For |
2 | Adopt New Articles of Association | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Final Distribution | Management | For | For |
5 | Re-elect Anthony Hayward as Director | Management | For | For |
6 | Re-elect Leonhard Fischer as Director | Management | For | For |
7 | Re-elect William Macaulay as Director | Management | For | For |
8 | Re-elect Ivan Glasenberg as Director | Management | For | For |
9 | Re-elect Peter Coates as Director | Management | For | For |
10 | Elect John Mack as Director | Management | For | For |
11 | Elect Peter Grauer as Director | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve Remuneration Policy | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Approve Scrip Dividend Program | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ||||
GOLDCORP INC. | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a1 | Elect Director John P. Bell | Management | For | For |
a2 | Elect Director Beverley A. Briscoe | Management | For | For |
a3 | Elect Director Peter J. Dey | Management | For | For |
a4 | Elect Director Douglas M. Holtby | Management | For | For |
a5 | Elect Director Charles A. Jeannes | Management | For | For |
a6 | Elect Director Clement A. Pelletier | Management | For | For |
a7 | Elect Director P. Randy Reifel | Management | For | For |
a8 | Elect Director Ian W. Telfer | Management | For | For |
a9 | Elect Director Blanca Trevino | Management | For | For |
a10 | Elect Director Kenneth F. Williamson | Management | For | For |
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
c | Amend Restricted Share Unit Plan | Management | For | For |
d | Amend Stock Option Plan | Management | For | For |
e | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
GRAN TIERRA ENERGY INC. | ||||
Ticker: GTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director J. Scott Price | Management | For | For |
1.6 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | Against |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence J. Checki | Management | For | For |
1.2 | Elect Director Edith E. Holiday | Management | For | For |
1.3 | Elect Director John H. Mullin, III | Management | For | For |
1.4 | Elect Director James H. Quigley | Management | For | For |
1.5 | Elect Director Robert N. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
6 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
HOLLYFRONTIER CORPORATION | ||||
Ticker: HFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
HORNBECK OFFSHORE SERVICES, INC. | ||||
Ticker: HOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Hornbeck | Management | For | Withhold |
1.2 | Elect Director Patricia B. Melcher | Management | For | Withhold |
1.3 | Elect Director Nicholas L. Swyka, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IMPERIAL METALS CORPORATION | ||||
Ticker: III | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Pierre Lebel | Management | For | For |
2.2 | Elect Director J. Brian Kynoch | Management | For | For |
2.3 | Elect Director Larry G. Moeller | Management | For | For |
2.4 | Elect Director Theodore W. Muraro | Management | For | For |
2.5 | Elect Director Laurie Pare | Management | For | For |
2.6 | Elect Director Edward A. Yurkowski | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| ||||
KEY ENERGY SERVICES, INC. | ||||
Ticker: KEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Fertig | Management | For | For |
1.2 | Elect Director Robert K. Reeves | Management | For | Against |
1.3 | Elect Director Mark H. Rosenberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KOSMOS ENERGY LTD. | ||||
Ticker: KOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew G. Inglis | Management | For | Withhold |
1.2 | Elect Director Brian F. Maxted | Management | For | Withhold |
1.3 | Elect Director Richard B. Dearlove | Management | For | For |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director David B. Krieger | Management | For | Withhold |
1.6 | Elect Director Joseph P. Landy | Management | For | Withhold |
1.7 | Elect Director Prakash A. Melwani | Management | For | Withhold |
1.8 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
1.9 | Elect Director Lars H. Thunell | Management | For | For |
1.10 | Elect Director Chris Tong | Management | For | For |
1.11 | Elect Director Christopher A. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LYONDELLBASELL INDUSTRIES NV | ||||
Ticker: LYB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| ||||
MARATHON OIL CORPORATION | ||||
Ticker: MRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Pierre Brondeau | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Chadwick C. Deaton | Management | For | For |
1e | Elect Director Shirley Ann Jackson | Management | For | For |
1f | Elect Director Philip Lader | Management | For | For |
1g | Elect Director Michael E. J. Phelps | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| ||||
MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Wm. Foran | Management | For | For |
1.2 | Elect Director David M. Laney | Management | For | For |
1.3 | Elect Director Reynald A. Baribault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEG ENERGY CORP. | ||||
Ticker: MEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William McCaffrey | Management | For | For |
1b | Elect Director David J. Wizinsky | Management | For | For |
1c | Elect Director David B. Krieger | Management | For | For |
1d | Elect Director Peter R. Kagan | Management | For | For |
1e | Elect Director Boyd Anderson | Management | For | For |
1f | Elect Director James D. McFarland | Management | For | For |
1g | Elect Director Harvey Doerr | Management | For | For |
1h | Elect Director Robert Hodgins | Management | For | For |
1i | Elect Director Jeffrey J. McCaig | Management | For | For |
2 | Approve Shareholder Rights Plan | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
MMG LIMITED | ||||
Ticker: 01208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Wang Lixin as Director | Management | For | For |
3b | Elect Xu Jiqing as Director | Management | For | For |
3c | Elect Anthony Charles Larkin as Director | Management | For | For |
3d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve Revised Annual Cap Under the Products Sale Framework Agreement | Management | For | For |
| ||||
MOLYCORP, INC. | ||||
Ticker: MCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell D. Ball | Management | For | Withhold |
1.2 | Elect Director Charles R. Henry | Management | For | Withhold |
1.3 | Elect Director Michael Schwarzkopf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NAUTILUS MINERALS INC. | ||||
Ticker: NUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Geoffrey Loudon | Management | For | For |
1.2 | Elect Director Russell Debney | Management | For | For |
1.3 | Elect Director Cynthia Thomas | Management | For | For |
1.4 | Elect Director Mohammed Al Barwani | Management | For | For |
1.5 | Elect Director Usama Al Barwani | Management | For | For |
1.6 | Elect Director Mark Horn | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Share Loan Plan | Management | For | Against |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Philip Aiken as Director | Management | For | For |
2b | Elect Peter Hay as Director | Management | For | For |
2c | Elect Richard Lee as Director | Management | For | For |
2d | Elect Tim Poole as Director | Management | For | For |
2e | Elect John Spark as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
| ||||
NOBLE CORPORATION | ||||
Ticker: NE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation | Management | For | For |
| ||||
NOBLE CORPORATION PLC | ||||
Ticker: NE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director Jon A. Marshall | Management | For | For |
3 | Elect Director Mary P. Ricciardello | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Statutory Auditor | Management | For | For |
6 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
9 | Approve Remuneration Policy | Management | For | For |
10 | Approve Dividends | Management | For | For |
11 | Declassify the Board of Directors | Management | For | For |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NORTH AMERICAN PALLADIUM LTD. | ||||
Ticker: PDL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Exercise of Series I Warrants | Management | For | For |
2 | Approve Tranche 2 Offering | Management | For | For |
3 | Approve Alternative Offering | Management | For | For |
| ||||
OASIS PETROLEUM INC. | ||||
Ticker: OAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | For |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | For |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
OIL STATES INTERNATIONAL, INC. | ||||
Ticker: OIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy B. Taylor | Management | For | For |
1.2 | Elect Director Christopher T. Seaver | Management | For | For |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OSISKO MINING CORPORATION | ||||
Ticker: OSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Agnico Eagle Mines Limited and Yamana Gold Inc. | Management | For | For |
2 | Approve Out-of-the-Money Consideration Resolution | Management | For | Against |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Approve Stock Consolidation | Management | For | For |
6.1 | Elect Director Victor H. Bradley | Management | For | For |
6.2 | Elect Director John F. Burzynski | Management | For | For |
6.3 | Elect Director Marcel Cote | Management | For | For |
6.4 | Elect Director Michele Darling | Management | For | For |
6.5 | Elect Director Joanne Ferstman | Management | For | For |
6.6 | Elect Director Staph Leavenworth Bakali | Management | For | For |
6.7 | Elect Director William A. MacKinnon | Management | For | For |
6.8 | Elect Director Charles E. Page | Management | For | For |
6.9 | Elect Director Sean Roosen | Management | For | For |
6.10 | Elect Director Gary A. Sugar | Management | For | For |
6.11 | Elect Director Serge Vezina | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Re-approve Employee Share Purchase Plan | Management | For | For |
9 | Re-approve Stock Option Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
PANAUST LTD | ||||
Ticker: PNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Garry Hounsell as Director | Management | For | For |
4 | Elect John Crofts as Director | Management | For | For |
5 | Approve the Amendments to the Company's Constitution | Management | For | For |
| ||||
PEABODY ENERGY CORPORATION | ||||
Ticker: BTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
1.12 | Elect Director Heather A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Innova SA | Management | For | For |
2 | Approve Absorption of Comperj Participacoes S.A. (COMPERJPAR) | Management | For | For |
3 | Approve Absorption of Comperj Estirenicos S.A. (EST) | Management | For | For |
4 | Approve Absorption of Comperj Meg S.A.(MEG) | Management | For | For |
5 | Approve Absorption of Comperj Poliolefinas S.A.(POL) | Management | For | For |
6 | Approve Absorption of SFE - Sociedade Fluminense de Energia Ltda. (SFE) | Management | For | For |
7 | Waive Petrobras' Preemptive Rights to Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption of Refinaria Abreu e Lima S.A. (RNEST) | Management | For | For |
2 | Approve Absorption of Companhia de Recuperacao Secundaria (CRSec) | Management | For | For |
3 | Approve Partial Spin-Off of Petrobras International Finance Company S.A. (PIIFCO) | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
4.b | Elect Mauro Gentile Rodrigues da Cunha as Director Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
5 | Elect Board Chairman | Management | For | For |
6.a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
6.b | Elect Reginaldo Ferreira Alexandre and Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
1 | Approve Remuneration of Company's Management | Management | For | For |
2 | Authorize Capitalization of Reserves | Management | For | For |
3 | Approve Absorption of Termoacu S.A. (Termoacu) | Management | For | For |
4 | Approve Absorption of Termoceara Ltda (Termoceara) | Management | For | For |
5 | Approve Absorption of Companhia Locadora de Equipamentos Petroliferos (CLEP) | Management | For | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Against |
| ||||
PIONEER ENERGY SERVICES CORP. | ||||
Ticker: PES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean A. Burkhardt | Management | For | For |
1.2 | Elect Director Scott D. Urban | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||
Ticker: POT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director William J. Doyle | Management | For | For |
1.4 | Elect Director John W. Estey | Management | For | For |
1.5 | Elect Director Gerald W. Grandey | Management | For | For |
1.6 | Elect Director C. Steven Hoffman | Management | For | For |
1.7 | Elect Director Dallas J. Howe | Management | For | For |
1.8 | Elect Director Alice D. Laberge | Management | For | For |
1.9 | Elect Director Consuelo E. Madere | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2014 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
RANDGOLD RESOURCES LTD | ||||
Ticker: RRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
7 | Re-elect Christopher Coleman as Director | Management | For | For |
8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
9 | Elect Jamil Kassum as Director | Management | For | For |
10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
11 | Re-elect Andrew Quinn as Director | Management | For | For |
12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
13 | Re-elect Karl Voltaire as Director | Management | For | For |
14 | Reappoint BDO LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Increase in Authorised Ordinary Shares | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Amend Articles of Association | Management | For | For |
23 | Approve Scrip Dividend | Management | For | For |
24 | Authorise the Company to Use Electronic Communications | Management | For | For |
| ||||
REX ENERGY CORPORATION | ||||
Ticker: REXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lance T. Shaner | Management | For | For |
1.2 | Elect Director Thomas C. Stabley | Management | For | For |
1.3 | Elect Director John W. Higbee | Management | For | For |
1.4 | Elect Director John A. Lombardi | Management | For | For |
1.5 | Elect Director Eric L. Mattson | Management | For | For |
1.6 | Elect Director Todd N. Tipton | Management | For | For |
1.7 | Elect Director John J. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RIGNET, INC. | ||||
Ticker: RNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Mark B. Slaughter | Management | For | For |
1.8 | Elect Director Brent K. Whittington | Management | For | For |
1.9 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Approve Potential Termination Benefits | Management | For | For |
6 | Elect Anne Lauvergeon as Director | Management | For | For |
7 | Elect Simon Thompson as Director | Management | For | For |
8 | Re-elect Robert Brown as Director | Management | For | For |
9 | Re-elect Jan du Plessis as Director | Management | For | For |
10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Richard Goodmanson as Director | Management | For | For |
13 | Re-elect Lord Kerr as Director | Management | For | For |
14 | Re-elect Chris Lynch as Director | Management | For | For |
15 | Re-elect Paul Tellier as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Re-elect Sam Walsh as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend | Management | For | For |
| ||||
ROMARCO MINERALS INC. | ||||
Ticker: R | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Diane R. Garrett | Management | For | For |
2.2 | Elect Director James R. Arnold | Management | For | For |
2.3 | Elect Director Leendert G. Krol | Management | For | For |
2.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
2.5 | Elect Director John O. Marsden | Management | For | For |
2.6 | Elect Director Patrick Michaels | Management | For | For |
2.7 | Elect Director Robert van Doorn | Management | For | For |
2.8 | Elect Director Gary A. Sugar | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
ROWAN COMPANIES PLC | ||||
Ticker: RDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas P. Burke as Director | Management | For | For |
2 | Elect William T. Fox, III as Director | Management | For | For |
3 | Elect Graham Hearne as Director | Management | For | For |
4 | Elect Lord Moynihan as Director | Management | For | For |
5 | Elect John J. Quicke as Director | Management | For | For |
6 | Elect W. Matt Ralls as Director | Management | For | For |
7 | Elect Tore I. Sandvold as Director | Management | For | For |
8 | Ratify Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
9 | Reappoint Deloitte LLP as U.K. Auditors | Management | For | For |
10 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Remuneration Policy | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
| ||||
SANDFIRE RESOURCES NL | ||||
Ticker: SFR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Paul Hallam as Director | Management | For | For |
3 | Elect Robert N Scott as Director | Management | For | For |
4 | Approve the Sandfire Resources NL Employee Share Option Plan | Management | For | Against |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SILVER LAKE RESOURCES LTD. | ||||
Ticker: SLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Past Issuance of 55.94 Million Shares to Sophisticated and Professional Investor Clients of Royal Bank of Canada and Fairfax Securities Corporation DBA Jett Capital Advisors | Management | For | For |
2 | Approve the Issuance of Up to 235,294 Shares to Paul Chapman, Director of the Company | Management | For | For |
3 | Approve the Issuance of Up to 235,294 Shares to Leslie Davis, Executive Director of the Company | Management | For | For |
4 | Approve the Issuance of Up to 235,294 Shares to Brian Kennedy, Director of the Company | Management | For | For |
5 | Approve the Issuance of Up to 235,294 Shares to David Griffiths, Director of the Company | Management | For | For |
6 | Approve the Issuance of Up to 235,294 Shares to Christopher Banasik, Director of the Company | Management | For | For |
7 | Approve the Issuance of Up to 235,294 Shares to Peter Johnston, Director of the Company | Management | For | For |
8 | Approve the Issuance of Up to 12.75 Million Shares to Unrelated Parties | Management | For | For |
9 | Ratify the Past Issuance of 797,520 Shares to Integra Mining Limited Optionholders | Management | For | For |
| ||||
SILVER LAKE RESOURCES LTD. | ||||
Ticker: SLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Peter Johnston as Director | Management | For | For |
3 | Elect Christopher Banasik as Director | Management | For | For |
4 | Elect Luke Tonkin as Director | Management | For | For |
5 | Approve the Grant of Up to 2 Million Incentive Options to Luke Tonkin, Director of the Company | Management | For | Against |
| ||||
SM ENERGY COMPANY | ||||
Ticker: SM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Best | Management | For | For |
1.2 | Elect Director Larry W. Bickle | Management | For | For |
1.3 | Elect Director Stephen R. Brand | Management | For | For |
1.4 | Elect Director William J. Gardiner | Management | For | For |
1.5 | Elect Director Loren M. Leiker | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director John M. Seidl | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOUTHWESTERN ENERGY COMPANY | ||||
Ticker: SWN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| ||||
ST BARBARA LTD. | ||||
Ticker: SBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | Against |
2 | Elect Douglas Weir Bailey as Director | Management | For | For |
3 | Elect Elizabeth (Betsy) Ann Donaghey as Director | Management | For | For |
4 | Elect Ines Scotland as Director | Management | For | For |
5 | Approve the Grant of Up to 1.87 Million Performance Rights to Timothy James Lehany, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Peter D. Kinnear | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
1.9 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
SYNERGY RESOURCES CORPORATION | ||||
Ticker: SYRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Rick A. Wilber | Management | For | For |
1.4 | Elect Director Raymond E. McElhaney | Management | For | For |
1.5 | Elect Director Bill M. Conrad | Management | For | For |
1.6 | Elect Director George Seward | Management | For | For |
1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Stock Award to George Seward | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
SYNERGY RESOURCES CORPORATION | ||||
Ticker: SYRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Rick A. Wilber | Management | For | For |
1.4 | Elect Director Raymond E. McElhaney | Management | For | For |
1.5 | Elect Director Bill M. Conrad | Management | For | For |
1.6 | Elect Director George Seward | Management | For | For |
1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TAHOE RESOURCES INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorne B. Anderson | Management | For | For |
1.2 | Elect Director John P. Bell | Management | For | For |
1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
1.4 | Elect Director C. Kevin McArthur | Management | For | For |
1.5 | Elect Director A. Dan Rovig | Management | For | For |
1.6 | Elect Director Paul B. Sweeney | Management | For | For |
1.7 | Elect Director James S. Voorhees | Management | For | For |
1.8 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TCK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director Jalynn H. Bennett | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Felix P. Chee | Management | For | For |
1.5 | Elect Director Jack L. Cockwell | Management | For | For |
1.6 | Elect Director Edward C. Dowling | Management | For | For |
1.7 | Elect Director Norman B. Keevil | Management | For | For |
1.8 | Elect Director Norman B. Keevil, III | Management | For | For |
1.9 | Elect Director Takeshi Kubota | Management | For | For |
1.10 | Elect Director Takashi Kuriyama | Management | For | For |
1.11 | Elect Director Donald R. Lindsay | Management | For | For |
1.12 | Elect Director Janice G. Rennie | Management | For | For |
1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
1.14 | Elect Director Chris M.T. Thompson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Denise C. Johnson | Management | For | For |
2b | Elect Director Nancy E. Cooper | Management | For | For |
2c | Elect Director James L. Popowich | Management | For | For |
2d | Elect Director James T. Prokopanko | Management | For | For |
2e | Elect Director Steven M. Seibert | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TIDEWATER INC. | ||||
Ticker: TDW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | For |
1.2 | Elect Director James C. Day | Management | For | For |
1.3 | Elect Director Richard T. du Moulin | Management | For | For |
1.4 | Elect Director Morris E. Foster | Management | For | For |
1.5 | Elect Director J. Wayne Leonard | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.8 | Elect Director Jeffrey M. Platt | Management | For | For |
1.9 | Elect Director Nicholas J. Sutton | Management | For | For |
1.10 | Elect Director Cindy B. Taylor | Management | For | For |
1.11 | Elect Director Dean E. Taylor | Management | For | For |
1.12 | Elect Director Jack E. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
TOTAL SA | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | Against |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
21 | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
22 | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
23 | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
24 | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
25 | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
| ||||
TRIANGLE PETROLEUM CORPORATION | ||||
Ticker: TPLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Hill | Management | For | For |
1.2 | Elect Director Jonathan Samuels | Management | For | For |
1.3 | Elect Director F. Gardner Parker | Management | For | For |
1.4 | Elect Director Gus Halas | Management | For | For |
1.5 | Elect Director Randal Matkaluk | Management | For | For |
1.6 | Elect Director Roy A. Aneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize New Class of Preferred Stock | Management | For | Against |
4 | Approve Stock Award to CEO | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
TULLOW OIL PLC | ||||
Ticker: TLW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Elect Jeremy Wilson as Director | Management | For | For |
6 | Re-elect Tutu Agyare as Director | Management | For | For |
7 | Re-elect Anne Drinkwater as Director | Management | For | For |
8 | Re-elect Ann Grant as Director | Management | For | For |
9 | Re-elect Aidan Heavey as Director | Management | For | For |
10 | Re-elect Steve Lucas as Director | Management | For | For |
11 | Re-elect Graham Martin as Director | Management | For | For |
12 | Re-elect Angus McCoss as Director | Management | For | For |
13 | Re-elect Paul McDade as Director | Management | For | For |
14 | Re-elect Ian Springett as Director | Management | For | For |
15 | Re-elect Simon Thompson as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ||||
TURQUOISE HILL RESOURCES LTD. | ||||
Ticker: TRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rowena Albones | Management | For | For |
1.2 | Elect Director Jill Gardiner | Management | For | For |
1.3 | Elect Director R. Peter Gillin | Management | For | For |
1.4 | Elect Director David Klingner | Management | For | For |
1.5 | Elect Director Kay Priestly | Management | For | For |
1.6 | Elect Director Russel C. Robertson | Management | For | For |
1.7 | Elect Director Jeffery D. Tygesen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
WEATHERFORD INTERNATIONAL LTD. | ||||
Ticker: WFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Creation of Distributable Profits | Management | For | For |
3 | Additional and/or Counter-proposals Presented at the Meeting | Management | For | Against |
| ||||
WHITING PETROLEUM CORPORATION | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Philip E. Doty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
Franklin Small Cap Growth Fund
| ||||
A.P. PHARMA, INC. | ||||
Ticker: APPA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Change Company Name | Management | For | For |
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ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Andrew C. Levy | Management | For | For |
1.3 | Elect Director Gary Ellmer | Management | For | Withhold |
1.4 | Elect Director Linda A. Marvin | Management | For | For |
1.5 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.6 | Elect Director Charles W. Pollard | Management | For | For |
1.7 | Elect Director John Redmond | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
ALTRA INDUSTRIAL MOTION CORP. | ||||
Ticker: AIMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
1.5 | Elect Director Larry McPherson | Management | For | For |
1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMARIN CORPORATION PLC | ||||
Ticker: AMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
2 | Re-elect Kristine Peterson as Director | Management | For | For |
3 | Elect David Stack as Director | Management | For | For |
4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| ||||
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. | ||||
Ticker: AXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. McCaslin | Management | For | For |
1.2 | Elect Director William P. Miller, II | Management | For | For |
1.3 | Elect Director Samuel Valenti, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AMERICAN PUBLIC EDUCATION, INC. | ||||
Ticker: APEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eric C. Andersen | Management | For | For |
1b | Elect Director Wallace E. Boston, Jr. | Management | For | For |
1c | Elect Director Barbara G. Fast | Management | For | For |
1d | Elect Director Jean C. Halle | Management | For | For |
1e | Elect Director Timothy J. Landon | Management | For | For |
1f | Elect Director Westley Moore | Management | For | For |
1g | Elect Director Timothy T. Weglicki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura A. Brege | Management | For | For |
1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
ASTRONICS CORPORATION | ||||
Ticker: ATRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Boushie | Management | For | For |
1.2 | Elect Director Robert T. Brady | Management | For | Withhold |
1.3 | Elect Director John B. Drenning | Management | For | Withhold |
1.4 | Elect Director Peter J. Gundermann | Management | For | For |
1.5 | Elect Director Kevin T. Keane | Management | For | For |
1.6 | Elect Director Robert J. McKenna | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BBCN BANCORP, INC. | ||||
Ticker: BBCN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis M. Cosso | Management | For | For |
1.2 | Elect Director Jin Chul Jhung | Management | For | For |
1.3 | Elect Director Kevin S. Kim | Management | For | For |
1.4 | Elect Director Peter Y.S. Kim | Management | For | For |
1.5 | Elect Director Sang Hoon Kim | Management | For | For |
1.6 | Elect Director Chung Hyun Lee | Management | For | For |
1.7 | Elect Director David P. Malone | Management | For | For |
1.8 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
1.9 | Elect Director Dale S. Zuehls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adjourn Meeting | Management | For | For |
| ||||
BENEFITFOCUS, INC. | ||||
Ticker: BNFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shawn A. Jenkins | Management | For | For |
1.2 | Elect Director Joseph P. DiSabato | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Loomis | Management | For | For |
1.2 | Elect Director Daniel M. McGurl | Management | For | Withhold |
1.3 | Elect Director Jennifer M. Gray | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | Withhold |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
C&J ENERGY SERVICES, INC. | ||||
Ticker: CJES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua E. Comstock | Management | For | For |
1.2 | Elect Director Randall C. McMullen, Jr. | Management | For | For |
1.3 | Elect Director Darren M. Friedman | Management | For | For |
1.4 | Elect Director Adrianna Ma | Management | For | For |
1.5 | Elect Director Michael Roemer | Management | For | For |
1.6 | Elect Director C. James Stewart, III | Management | For | Withhold |
1.7 | Elect Director H.H. "Tripp" Wommack, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
CALLIDUS SOFTWARE INC. | ||||
Ticker: CALD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William B. Binch | Management | For | For |
1b | Elect Director Kevin M. Klausmeyer | Management | For | For |
1c | Elect Director Michele Vion | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
CASEY'S GENERAL STORES, INC. | ||||
Ticker: CASY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Johnny Danos | Management | For | For |
1.2 | Elect Director H. Lynn Horak | Management | For | For |
1.3 | Elect Director Jeffrey M. Lamberti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CIBER, INC. | ||||
Ticker: CBR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Boustridge | Management | For | Withhold |
1.2 | Elect Director Stephen S. Kurtz | Management | For | Withhold |
1.3 | Elect Director Kurt J. Lauk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
CITI TRENDS, INC. | ||||
Ticker: CTRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurens M. Goff | Management | For | For |
1.2 | Elect Director R. Edward Anderson | Management | For | For |
1.3 | Elect Director Lawrence E. Hyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Theodor Krantz | Management | For | For |
1.3 | Elect Director J. Bruce Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
COHERENT, INC. | ||||
Ticker: COHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Ambroseo | Management | For | For |
1.2 | Elect Director Jay T. Flatley | Management | For | For |
1.3 | Elect Director Susan M. James | Management | For | For |
1.4 | Elect Director L. William Krause | Management | For | For |
1.5 | Elect Director Garry W. Rogerson | Management | For | For |
1.6 | Elect Director Steve Skaggs | Management | For | For |
1.7 | Elect Director Sandeep Vij | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CVENT, INC. | ||||
Ticker: CVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reggie Aggarwal | Management | For | For |
1.2 | Elect Director Kevin Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Kane | Management | For | For |
1.2 | Elect Director Stephan Schambach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan T. Lord | Management | For | For |
1b | Elect Director Eric Topol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howell M. Estes III | Management | For | For |
1b | Elect Director Kimberly Till | Management | For | For |
1c | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
ECHO GLOBAL LOGISTICS, INC. | ||||
Ticker: ECHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel K. Skinner | Management | For | For |
1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
1.3 | Elect Director Bradley A. Keywell | Management | For | For |
1.4 | Elect Director Matthew Ferguson | Management | For | For |
1.5 | Elect Director David Habiger | Management | For | For |
1.6 | Elect Director Nelda J. Connors | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ENVESTNET, INC. | ||||
Ticker: ENV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judson Bergman | Management | For | For |
1.2 | Elect Director Yves Sisteron | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
ESSENT GROUP LTD. | ||||
Ticker: ESNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aditya Dutt | Management | For | For |
1.2 | Elect Director Roy J. Kasmar | Management | For | For |
1.3 | Elect Director Andrew Turnbull | Management | For | For |
1.4 | Elect Director Robert Glanville | Management | For | For |
1.5 | Elect Director Allan Levine | Management | For | For |
1.6 | Elect Director Vipul Tandon | Management | For | For |
1.7 | Elect Director Mark A. Casale | Management | For | For |
1.8 | Elect Director Douglas J. Pauls | Management | For | For |
1.9 | Elect Director William Spiegel | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
EVERCORE PARTNERS INC. | ||||
Ticker: EVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Robert B. Millard | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
EVERTEC, INC. | ||||
Ticker: EVTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank G. D'Angelo | Management | For | For |
1b | Elect Director Peter Harrington | Management | For | For |
1c | Elect Director Jorge Junquera | Management | For | For |
1d | Elect Director Teresita Loubriel | Management | For | For |
1e | Elect Director Nestor O. Rivera | Management | For | For |
1f | Elect Director Alan H. Schumacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
EXACT SCIENCES CORPORATION | ||||
Ticker: EXAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Conroy | Management | For | Withhold |
1.2 | Elect Director Katherine S. Napier | Management | For | Withhold |
1.3 | Elect Director David A. Thompson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
EXPONENT, INC. | ||||
Ticker: EXPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Gaulke | Management | For | For |
1.2 | Elect Director Paul R. Johnston | Management | For | For |
1.3 | Elect Director Karen A. Richardson | Management | For | For |
1.4 | Elect Director Stephen C. Riggins | Management | For | For |
1.5 | Elect Director John B. Shoven | Management | For | For |
1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FABRINET | ||||
Ticker: FN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Homa Bahrami as Director | Management | For | For |
1.2 | Elect Rollance E. Olson as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers ABAS Ltd as Auditors | Management | For | For |
| ||||
FARO TECHNOLOGIES, INC. | ||||
Ticker: FARO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Cole | Management | For | For |
1.2 | Elect Director Marvin R. Sambur | Management | For | For |
1.3 | Elect Director Jay W. Freeland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick S. Jones | Management | For | For |
1.2 | Elect Director Evan Jones | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Belanger-Martin | Management | For | Withhold |
1.2 | Elect Director John LaValle | Management | For | For |
1.3 | Elect Director Robert W. Reding | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director David J. Johnson | Management | For | For |
1.4 | Elect Director Jack A. Henry | Management | For | For |
1.5 | Elect Director Bradley A. Casper | Management | For | For |
1.6 | Elect Director Kevin F. Warren | Management | For | For |
1.7 | Elect Director Sara R. Dial | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
GREATBATCH, INC. | ||||
Ticker: GB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela G. Bailey | Management | For | For |
1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.4 | Elect Director Thomas J. Hook | Management | For | For |
1.5 | Elect Director Kevin C. Melia | Management | For | For |
1.6 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
1.7 | Elect Director Bill R. Sanford | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Cavoores | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
H.B. FULLER COMPANY | ||||
Ticker: FUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Losh | Management | For | Withhold |
1.2 | Elect Director Lee R. Mitau | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HEARTWARE INTERNATIONAL, INC. | ||||
Ticker: HTWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | Withhold |
1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Stephen R. Davis | Management | For | For |
1.3 | Elect Director Barry D. Quart | Management | For | For |
1.4 | Elect Director Robert H. Rosen | Management | For | For |
1.5 | Elect Director Craig A. Johnson | Management | For | For |
1.6 | Elect Director Kimberly J. Manhard | Management | For | For |
1.7 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Sandra L. Derickson | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director David C. Hill | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | Against |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig R. Callen | Management | For | For |
1b | Elect Director Robert M. Holster | Management | For | For |
1c | Elect Director William C. Lucia | Management | For | For |
1d | Elect Director Bart M. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HOMEAWAY, INC. | ||||
Ticker: AWAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
1.3 | Elect Director Kevin Krone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HUB GROUP, INC. | ||||
Ticker: HUBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Yeager | Management | For | For |
1.2 | Elect Director Mark A. Yeager | Management | For | For |
1.3 | Elect Director Gary D. Eppen | Management | For | Withhold |
1.4 | Elect Director Charles R. Reaves | Management | For | For |
1.5 | Elect Director Martin P. Slark | Management | For | For |
1.6 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HURON CONSULTING GROUP INC. | ||||
Ticker: HURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
1.2 | Elect Director George E. Massaro | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
ICONIX BRAND GROUP, INC. | ||||
Ticker: ICON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | Withhold |
1.3 | Elect Director Drew Cohen | Management | For | Withhold |
1.4 | Elect Director F. Peter Cuneo | Management | For | Withhold |
1.5 | Elect Director Mark Friedman | Management | For | Withhold |
1.6 | Elect Director James A. Marcum | Management | For | For |
1.7 | Elect Director Laurence N. Charney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director Garth M. Girvan | Management | For | Withhold |
1.5 | Elect Director David W. Leebron | Management | For | For |
1.6 | Elect Director Michael Lynne | Management | For | For |
1.7 | Elect Director Michael MacMillan | Management | For | For |
1.8 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.9 | Elect Director Marc A. Utay | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
1.5 | Elect Director Larry Hsu | Management | For | For |
1.6 | Elect Director Michael Markbreiter | Management | For | For |
1.7 | Elect Director Mary K. Pendergast | Management | For | For |
1.8 | Elect Director Peter R. Terreri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
INDEPENDENT BANK GROUP, INC. | ||||
Ticker: IBTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3.1 | Elect Director James D. Stein | Management | For | For |
3.2 | Elect Director Donald L. Poarch | Management | For | For |
3.3 | Elect Director J. Webb Jennings, III | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
INDEPENDENT BANK GROUP, INC. | ||||
Ticker: IBTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Torry Berntsen | Management | For | For |
1.2 | Elect Director Jack M. Radke | Management | For | For |
1.3 | Elect Director G. Stacy Smith | Management | For | For |
1.4 | Elect Director James D. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
| ||||
INTERFACE, INC. | ||||
Ticker: TILE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Burke | Management | For | For |
1.2 | Elect Director Edward C. Callaway | Management | For | For |
1.3 | Elect Director Andrew B. Cogan | Management | For | For |
1.4 | Elect Director Carl I. Gable | Management | For | For |
1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
1.6 | Elect Director June M. Henton | Management | For | For |
1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
1.8 | Elect Director K. David Kohler | Management | For | For |
1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
1.10 | Elect Director Harold M. Paisner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
JACK IN THE BOX INC. | ||||
Ticker: JACK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard A. Comma | Management | For | For |
1b | Elect Director David L. Goebel | Management | For | For |
1c | Elect Director Madeleine A. Kleiner | Management | For | For |
1d | Elect Director Michael W. Murphy | Management | For | For |
1e | Elect Director James M. Myers | Management | For | For |
1f | Elect Director David M. Tehle | Management | For | For |
1g | Elect Director John T. Wyatt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
KEY ENERGY SERVICES, INC. | ||||
Ticker: KEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Fertig | Management | For | For |
1.2 | Elect Director Robert K. Reeves | Management | For | Against |
1.3 | Elect Director Mark H. Rosenberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Robin A. Abrams | Management | For | Withhold |
1.4 | Elect Director John Bourgoin | Management | For | For |
1.5 | Elect Director Balaji Krishnamurthy | Management | For | For |
1.6 | Elect Director Robert R. Herb | Management | For | For |
1.7 | Elect Director Mark E. Jensen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
LITHIA MOTORS, INC. | ||||
Ticker: LAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney B. DeBoer | Management | For | For |
1.2 | Elect Director Thomas R. Becker | Management | For | Withhold |
1.3 | Elect Director Susan O. Cain | Management | For | Withhold |
1.4 | Elect Director Bryan B. DeBoer | Management | For | For |
1.5 | Elect Director M. L. Dick Heimann | Management | For | For |
1.6 | Elect Director Kenneth E. Roberts | Management | For | Withhold |
1.7 | Elect Director William J. Young | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
M/I HOMES, INC. | ||||
Ticker: MHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Alutto | Management | For | For |
1.2 | Elect Director Phillip G. Creek | Management | For | Withhold |
1.3 | Elect Director Norman L. Traeger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
MANNING & NAPIER, INC. | ||||
Ticker: MN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Manning | Management | For | For |
1.2 | Elect Director Patrick Cunningham | Management | For | For |
1.3 | Elect Director Richard Goldberg | Management | For | For |
1.4 | Elect Director Barbara Goodstein | Management | For | For |
1.5 | Elect Director Richard M. Hurwitz | Management | For | Withhold |
1.6 | Elect Director Edward J. Pettinella | Management | For | Withhold |
1.7 | Elect Director Robert M. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Wm. Foran | Management | For | For |
1.2 | Elect Director David M. Laney | Management | For | For |
1.3 | Elect Director Reynald A. Baribault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MATTRESS FIRM HOLDING CORP. | ||||
Ticker: MFRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Childs | Management | For | For |
1.2 | Elect Director Joseph M. Fortunato | Management | For | For |
1.3 | Elect Director Adam L. Suttin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
METHODE ELECTRONICS, INC. | ||||
Ticker: MEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter J. Aspatore | Management | For | Withhold |
1b | Elect Director Warren L. Batts | Management | For | For |
1c | Elect Director J. Edward Colgate | Management | For | For |
1d | Elect Director Darren M. Dawson | Management | For | For |
1e | Elect Director Donald W. Duda | Management | For | For |
1f | Elect Director Stephen F. Gates | Management | For | Withhold |
1g | Elect Director Isabelle C. Goossen | Management | For | Withhold |
1h | Elect Director Christopher J. Hornung | Management | For | For |
1i | Elect Director Paul G. Shelton | Management | For | Withhold |
1j | Elect Director Lawrence B. Skatoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MOBILE MINI, INC. | ||||
Ticker: MINI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick McNamee, III | Management | For | For |
1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MOBILE MINI, INC. | ||||
Ticker: MINI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Watts | Management | For | Against |
1.2 | Elect Director Erik Olsson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
MWI VETERINARY SUPPLY, INC. | ||||
Ticker: MWIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Alessi | Management | For | For |
1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
1.4 | Elect Director A. Craig Olson | Management | For | For |
1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
1.6 | Elect Director William J. Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NANOMETRICS INCORPORATED | ||||
Ticker: NANO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Stephen G. Newberry | Management | For | For |
1.4 | Elect Director Bruce C. Rhine | Management | For | For |
1.5 | Elect Director Timothy J. Stultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
NATIONAL INSTRUMENTS CORPORATION | ||||
Ticker: NATI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | Withhold |
1.3 | Elect Director Michael E. McGrath | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NEOGEN CORPORATION | ||||
Ticker: NEOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Boehm | Management | For | For |
1.2 | Elect Director Jack C. Parnell | Management | For | For |
1.3 | Elect Director Clayton K. Yeutter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
NOODLES & COMPANY | ||||
Ticker: NDLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Pittman | Management | For | For |
1.2 | Elect Director James Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
PAREXEL INTERNATIONAL CORPORATION | ||||
Ticker: PRXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
1.2 | Elect Director Christopher J. Lindop | Management | For | For |
1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
PIONEER ENERGY SERVICES CORP. | ||||
Ticker: PES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean A. Burkhardt | Management | For | For |
1.2 | Elect Director Scott D. Urban | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
POTBELLY CORPORATION | ||||
Ticker: PBPB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Bassi | Management | For | For |
1.2 | Elect Director Marla Gottschalk | Management | For | For |
1.3 | Elect Director Aylwin Lewis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
POWER INTEGRATIONS, INC. | ||||
Ticker: POWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
QUAKER CHEMICAL CORPORATION | ||||
Ticker: KWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Barry | Management | For | For |
1.2 | Elect Director Robert E. Chappell | Management | For | For |
1.3 | Elect Director Robert H. Rock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
REX ENERGY CORPORATION | ||||
Ticker: REXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lance T. Shaner | Management | For | For |
1.2 | Elect Director Thomas C. Stabley | Management | For | For |
1.3 | Elect Director John W. Higbee | Management | For | For |
1.4 | Elect Director John A. Lombardi | Management | For | For |
1.5 | Elect Director Eric L. Mattson | Management | For | For |
1.6 | Elect Director Todd N. Tipton | Management | For | For |
1.7 | Elect Director John J. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert Flanagan | Management | For | For |
2.2 | Elect Director Frank Kung | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SANCHEZ ENERGY CORPORATION | ||||
Ticker: SN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Jackson | Management | For | For |
1.2 | Elect Director Greg Colvin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
SAPIENT CORPORATION | ||||
Ticker: SAPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
1.3 | Elect Director Alan J. Herrick | Management | For | For |
1.4 | Elect Director Silvia Lagnado | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | Against |
1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
1.8 | Elect Director Ashok Shah | Management | For | For |
1.9 | Elect Director Vijay Singal | Management | For | Against |
1.10 | Elect Director Curtis R. Welling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SEMTECH CORPORATION | ||||
Ticker: SMTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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SHORETEL, INC. | ||||
Ticker: SHOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. Bregman | Management | For | For |
1.2 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip A. Marineau | Management | For | For |
1b | Elect Director Brian T. Swette | Management | For | For |
1c | Elect Director Ann Mather | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SQUARE 1 FINANCIAL, INC. | ||||
Ticker: SQBK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Burke | Management | For | For |
1.2 | Elect Director John T. Pietrzak | Management | For | For |
1.3 | Elect Director W. Kirk Wycoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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SUNOPTA INC. | ||||
Ticker: STKL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay Amato | Management | For | For |
1b | Elect Director Steven Bromley | Management | For | For |
1c | Elect Director Michael Detlefsen | Management | For | For |
1d | Elect Director Peter Fraser | Management | For | For |
1e | Elect Director Douglas Greene | Management | For | For |
1f | Elect Director Victor Hepburn | Management | For | For |
1g | Elect Director Katrina Houde | Management | For | For |
1h | Elect Director Jeremy Kendall | Management | For | For |
1i | Elect Director Alan Murray | Management | For | For |
1j | Elect Director Allan Routh | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
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SYNERGY RESOURCES CORPORATION | ||||
Ticker: SYRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Rick A. Wilber | Management | For | For |
1.4 | Elect Director Raymond E. McElhaney | Management | For | For |
1.5 | Elect Director Bill M. Conrad | Management | For | For |
1.6 | Elect Director George Seward | Management | For | For |
1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Stock Award to George Seward | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
SYNERGY RESOURCES CORPORATION | ||||
Ticker: SYRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Rick A. Wilber | Management | For | For |
1.4 | Elect Director Raymond E. McElhaney | Management | For | For |
1.5 | Elect Director Bill M. Conrad | Management | For | For |
1.6 | Elect Director George Seward | Management | For | For |
1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TALMER BANCORP, INC. | ||||
Ticker: TLMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Max Berlin | Management | For | For |
1.2 | Elect Director Donald Coleman | Management | For | For |
1.3 | Elect Director Gary Collins | Management | For | For |
1.4 | Elect Director Jennifer Granholm | Management | For | For |
1.5 | Elect Director Paul Hodges, III | Management | For | For |
1.6 | Elect Director Ronald Klein | Management | For | For |
1.7 | Elect Director David Leitch | Management | For | For |
1.8 | Elect Director Barbara Mahone | Management | For | For |
1.9 | Elect Director Robert Naftaly | Management | For | For |
1.10 | Elect Director Albert Papa | Management | For | For |
1.11 | Elect Director David Provost | Management | For | For |
1.12 | Elect Director Wilbur Ross, Jr. | Management | For | For |
1.13 | Elect Director Thomas Schellenberg | Management | For | For |
1.14 | Elect Director Gary Torgow | Management | For | For |
1.15 | Elect Director Arthur Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
TANDEM DIABETES CARE, INC. | ||||
Ticker: TNDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director Howard E. Greene, Jr. | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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TENNECO INC. | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Freyman | Management | For | For |
1.2 | Elect Director Dennis J. Letham | Management | For | For |
1.3 | Elect Director Hari N. Nair | Management | For | For |
1.4 | Elect Director Roger B. Porter | Management | For | For |
1.5 | Elect Director David B. Price, Jr. | Management | For | For |
1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
1.7 | Elect Director Paul T. Stecko | Management | For | For |
1.8 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TEXAS CAPITAL BANCSHARES, INC. | ||||
Ticker: TCBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Keith Cargill | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | Withhold |
1.3 | Elect Director James H. Browning | Management | For | Withhold |
1.4 | Elect Director Preston M. Geren, III | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director Charles S. Hyle | Management | For | For |
1.9 | Elect Director W. W. McAllister, III | Management | For | For |
1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.11 | Elect Director Steven P. Rosenberg | Management | For | For |
1.12 | Elect Director Grant E. Sims | Management | For | For |
1.13 | Elect Director Robert W. Stallings | Management | For | For |
1.14 | Elect Director Dale W. Tremblay | Management | For | For |
1.15 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE ADVISORY BOARD COMPANY | ||||
Ticker: ABCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director David L. Felsenthal | Management | For | For |
1.3 | Elect Director Peter J. Grua | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
1.7 | Elect Director Mark R. Neaman | Management | For | For |
1.8 | Elect Director Leon D. Shapiro | Management | For | For |
1.9 | Elect Director Frank J. Williams | Management | For | For |
1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE BOSTON BEER COMPANY, INC. | ||||
Ticker: SAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
1.3 | Elect Director Jeanne-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE HAIN CELESTIAL GROUP, INC. | ||||
Ticker: HAIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin D. Simon | Management | For | For |
1.2 | Elect Director Richard C. Berke | Management | For | Withhold |
1.3 | Elect Director Jack Futterman | Management | For | Withhold |
1.4 | Elect Director Marina Hahn | Management | For | For |
1.5 | Elect Director Andrew R. Heyer | Management | For | For |
1.6 | Elect Director Roger Meltzer | Management | For | Withhold |
1.7 | Elect Director Scott M. O'Neil | Management | For | For |
1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
THE KEYW HOLDING CORPORATION | ||||
Ticker: KEYW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah Bonanni | Management | For | For |
1.2 | Elect Director Bill Campbell | Management | For | For |
1.3 | Elect Director Pierre Chao | Management | For | For |
1.4 | Elect Director John Hannon | Management | For | For |
1.5 | Elect Director Ken Minihan | Management | For | For |
1.6 | Elect Director Art Money | Management | For | For |
1.7 | Elect Director Len Moodispaw | Management | For | For |
1.8 | Elect Director Caroline Pisano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
THE MANITOWOC COMPANY, INC. | ||||
Ticker: MTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon | Management | For | For |
1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
1.3 | Elect Director Glen E. Tellock | Management | For | For |
1.4 | Elect Director Robert G. Bohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE SPECTRANETICS CORPORATION | ||||
Ticker: SPNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria Sainz | Management | For | For |
1.2 | Elect Director Daniel A. Pelak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
THORATEC CORPORATION | ||||
Ticker: THOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Martha H. Marsh | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Amend Director Liability and Indemnification | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
US ECOLOGY, INC. | ||||
Ticker: ECOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Barnhart | Management | For | Against |
1.2 | Elect Director Joe F. Colvin | Management | For | For |
1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
1.4 | Elect Director Daniel Fox | Management | For | For |
1.5 | Elect Director Stephen A. Romano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bowman | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
VIRTUS INVESTMENT PARTNERS, INC. | ||||
Ticker: VRTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Aylward | Management | For | For |
1.2 | Elect Director Edward M. Swan, Jr. | Management | For | For |
1.3 | Elect Director Mark C. Treanor | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
VITAMIN SHOPPE, INC. | ||||
Ticker: VSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Michael Becker | Management | For | For |
1.2 | Elect Director Catherine E. Buggeln | Management | For | For |
1.3 | Elect Director Deborah M. Derby | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | Against |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Richard L. Markee | Management | For | For |
1.7 | Elect Director Richard L. Perkal | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Katherine Savitt | Management | For | For |
1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VOLCANO CORPORATION | ||||
Ticker: VOLC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siddhartha Kadia | Management | For | For |
1.2 | Elect Director Leslie V. Norwalk | Management | For | For |
1.3 | Elect Director Daniel J. Wolterman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WESTERN ALLIANCE BANCORPORATION | ||||
Ticker: WAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Sande, III | Management | For | For |
1.2 | Elect Director Robert G. Sarver | Management | For | For |
1.3 | Elect Director Donald D. Snyder | Management | For | For |
1.4 | Elect Director Sung Won Sohn | Management | For | For |
2 | Change State of Incorporation [from Nevada to Delaware] | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
WOLVERINE WORLD WIDE, INC. | ||||
Ticker: WWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Gerber | Management | For | For |
1.2 | Elect Director Blake W. Krueger | Management | For | For |
1.3 | Elect Director Nicholas T. Long | Management | For | For |
1.4 | Elect Director Michael A. Volkema | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Small-Mid Cap Growth Fund
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
| ||||
ACTAVIS PLC | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AGILENT TECHNOLOGIES, INC. | ||||
Ticker: A | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AIRGAS, INC. | ||||
Ticker: ARG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Clancey | Management | For | For |
1.2 | Elect Director Richard C. Ill | Management | For | Withhold |
1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Andrew C. Levy | Management | For | For |
1.3 | Elect Director Gary Ellmer | Management | For | Withhold |
1.4 | Elect Director Linda A. Marvin | Management | For | For |
1.5 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.6 | Elect Director Charles W. Pollard | Management | For | For |
1.7 | Elect Director John Redmond | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.4 | Elect Director D. Keith Cobb | Management | For | For |
1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AMARIN CORPORATION PLC | ||||
Ticker: AMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
2 | Re-elect Kristine Peterson as Director | Management | For | For |
3 | Elect David Stack as Director | Management | For | For |
4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| ||||
AMC NETWORKS INC. | ||||
Ticker: AMCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Jonathan F. Miller | Management | For | For |
1.3 | Elect Director Alan D. Schwartz | Management | For | For |
1.4 | Elect Director Leonard Tow | Management | For | For |
1.5 | Elect Director Carl E. Vogel | Management | For | For |
1.6 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
AMETEK, INC. | ||||
Ticker: AME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman, III | Management | For | For |
1.2 | Elect Director Ajei S. Gopal | Management | For | For |
1.3 | Elect Director William R. McDermott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AVAGO TECHNOLOGIES LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Bruno Guilmart | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director Justine F. Lien | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
| ||||
B/E AEROSPACE, INC. | ||||
Ticker: BEAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Senft | Management | For | For |
1.2 | Elect Director John T. Whates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
BALLY TECHNOLOGIES, INC. | ||||
Ticker: BYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | Withhold |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | Withhold |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
1.3 | Elect Director Vicki L. Sato | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Loomis | Management | For | For |
1.2 | Elect Director Daniel M. McGurl | Management | For | Withhold |
1.3 | Elect Director Jennifer M. Gray | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
BROWN & BROWN, INC. | ||||
Ticker: BRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BRP INC. (BOMBARDIER RECREATIONAL PRODUCTS INC.) | ||||
Ticker: DOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | Withhold |
1.2 | Elect Director Joshua Bekenstein | Management | For | Withhold |
1.3 | Elect Director Jose Boisjoli | Management | For | Withhold |
1.4 | Elect Director JR Andre Bombardier | Management | For | Withhold |
1.5 | Elect Director Michael Hanley | Management | For | For |
1.6 | Elect Director Yvonne Hao | Management | For | Withhold |
1.7 | Elect Director Louis Laporte | Management | For | Withhold |
1.8 | Elect Director Carlos Mazzorin | Management | For | For |
1.9 | Elect Director Estelle Metayer | Management | For | For |
1.10 | Elect Director Nicholas Nomicos | Management | For | Withhold |
1.11 | Elect Director Daniel J. O'Neill | Management | For | For |
1.12 | Elect Director Edward Philip | Management | For | For |
1.13 | Elect Director Joseph Robbins | Management | For | Withhold |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dan O. Dinges | Management | For | For |
1b | Elect Director James R. Gibbs | Management | For | For |
1c | Elect Director Robert L. Keiser | Management | For | For |
1d | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
CALPINE CORPORATION | ||||
Ticker: CPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director John B. (Thad) Hill | Management | For | For |
1.4 | Elect Director Robert C. Hinckley | Management | For | For |
1.5 | Elect Director Michael W. Hofmann | Management | For | For |
1.6 | Elect Director David C. Merritt | Management | For | For |
1.7 | Elect Director W. Benjamin Moreland | Management | For | For |
1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Director Denise M. O'Leary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CAMERON INTERNATIONAL CORPORATION | ||||
Ticker: CAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CAREFUSION CORPORATION | ||||
Ticker: CFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | Against |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
| ||||
CATAMARAN CORPORATION | ||||
Ticker: CTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven D. Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Danforth | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Lance Conn | Management | For | For |
1.2 | Elect Director Michael P. Huseby | Management | For | For |
1.3 | Elect Director Craig A. Jacobson | Management | For | For |
1.4 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.5 | Elect Director John C. Malone | Management | For | Withhold |
1.6 | Elect Director John D. Markley, Jr. | Management | For | For |
1.7 | Elect Director David C. Merritt | Management | For | For |
1.8 | Elect Director Balan Nair | Management | For | Withhold |
1.9 | Elect Director Thomas M. Rutledge | Management | For | For |
1.10 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Charlesworth | Management | For | For |
1.2 | Elect Director Monty Moran | Management | For | For |
1.3 | Elect Director Kimbal Musk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainability | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Theodor Krantz | Management | For | For |
1.3 | Elect Director J. Bruce Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
COLFAX CORPORATION | ||||
Ticker: CFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell P. Rales | Management | For | For |
1b | Elect Director Steven E. Simms | Management | For | For |
1c | Elect Director Clay H. Kiefaber | Management | For | For |
1d | Elect Director Patrick W. Allender | Management | For | For |
1e | Elect Director Thomas S. Gayner | Management | For | For |
1f | Elect Director Rhonda L. Jordan | Management | For | For |
1g | Elect Director San W. Orr, III | Management | For | For |
1h | Elect Director A. Clayton Perfall | Management | For | For |
1i | Elect Director Rajiv Vinnakota | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter, III | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CREE, INC. | ||||
Ticker: CREE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CYTEC INDUSTRIES INC. | ||||
Ticker: CYT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony G. Fernandes | Management | For | For |
1b | Elect Director Shane D. Fleming | Management | For | For |
1c | Elect Director Raymond P. Sharpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DAVITA HEALTHCARE PARTNERS INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director Paul J. Diaz | Management | For | For |
1e | Elect Director Peter T. Grauer | Management | For | For |
1f | Elect Director Robert J. Margolis | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | For |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Roger J. Valine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Kane | Management | For | For |
1.2 | Elect Director Stephan Schambach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Michael P. Cross | Management | For | For |
1.3 | Elect Director Travis D. Stice | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
DICK'S SPORTING GOODS, INC. | ||||
Ticker: DKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.2 | Elect Director Lawrence J. Schorr | Management | For | For |
1.3 | Elect Director Edward W. Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DIGITAL REALTY TRUST, INC. | ||||
Ticker: DLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Laurence A. Chapman | Management | For | For |
1C | Elect Director Kathleen Earley | Management | For | For |
1D | Elect Director Ruann F. Ernst | Management | For | For |
1E | Elect Director Kevin J. Kennedy | Management | For | For |
1F | Elect Director William G. LaPerch | Management | For | For |
1G | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howell M. Estes III | Management | For | For |
1b | Elect Director Kimberly Till | Management | For | For |
1c | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
DOLLAR GENERAL CORPORATION | ||||
Ticker: DG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | Against |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Cardis | Management | For | For |
1b | Elect Director David E.I. Pyott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
ELAN CORPORATION PLC | ||||
Ticker: DRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Cancellation of Elan Shares Pursuant to the Scheme | Management | For | For |
3 | Approve Issuance of Shares to New Perrigo Pursuant to the Scheme | Management | For | For |
4 | Amend Memorandum and Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves of New Perrigo Pursuant to the Scheme | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
ELAN CORPORATION PLC | ||||
Ticker: DRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Richard A. Simonson | Management | For | For |
1g | Elect Director Luis A. Ubinas | Management | For | For |
1h | Elect Director Denise F. Warren | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark V. Mactas | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | For |
1.3 | Elect Director Richard J. Schnall | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Mark A. Johnson | Management | For | For |
1.3 | Elect Director Steven T. Stull | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
FLOWSERVE CORPORATION | ||||
Ticker: FLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gayla J. Delly | Management | For | For |
1.2 | Elect Director Rick J. Mills | Management | For | For |
1.3 | Elect Director Charles M. Rampacek | Management | For | For |
1.4 | Elect Director William C. Rusnack | Management | For | For |
1.5 | Elect Director John R. Friedery | Management | For | For |
1.6 | Elect Director Joe E. Harlan | Management | For | For |
1.7 | Elect Director Leif E. Darner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Fuller, III | Management | For | For |
1.2 | Elect Director John C. Hellmann | Management | For | For |
1.3 | Elect Director Robert M. Melzer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Belanger-Martin | Management | For | Withhold |
1.2 | Elect Director John LaValle | Management | For | For |
1.3 | Elect Director Robert W. Reding | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
GNC HOLDINGS, INC. | ||||
Ticker: GNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Alan D. Feldman | Management | For | For |
1.3 | Elect Director Joseph M. Fortunato | Management | For | For |
1.4 | Elect Director Michael F. Hines | Management | For | For |
1.5 | Elect Director Amy B. Lane | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Robert F. Moran | Management | For | For |
1.8 | Elect Director C. Scott O'Hara | Management | For | For |
1.9 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director David J. Johnson | Management | For | For |
1.4 | Elect Director Jack A. Henry | Management | For | For |
1.5 | Elect Director Bradley A. Casper | Management | For | For |
1.6 | Elect Director Kevin F. Warren | Management | For | For |
1.7 | Elect Director Sara R. Dial | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
H.B. FULLER COMPANY | ||||
Ticker: FUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Losh | Management | For | Withhold |
1.2 | Elect Director Lee R. Mitau | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED | ||||
Ticker: HAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adriane M. Brown | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director Ann M. Korologos | Management | For | For |
1d | Elect Director Jiren Liu | Management | For | Against |
1e | Elect Director Edward H. Meyer | Management | For | For |
1f | Elect Director Dinesh C. Paliwal | Management | For | For |
1g | Elect Director Kenneth M. Reiss | Management | For | For |
1h | Elect Director Hellene S. Runtagh | Management | For | For |
1i | Elect Director Frank S. Sklarsky | Management | For | For |
1j | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HCA HOLDINGS, INC. | ||||
Ticker: HCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Bracken | Management | For | For |
1.2 | Elect Director R. Milton Johnson | Management | For | For |
1.3 | Elect Director Robert J. Dennis | Management | For | For |
1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
1.5 | Elect Director Thomas F. Frist III | Management | For | For |
1.6 | Elect Director William R. Frist | Management | For | For |
1.7 | Elect Director Ann H. Lamont | Management | For | For |
1.8 | Elect Director Jay O. Light | Management | For | For |
1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.10 | Elect Director Michael W. Michelson | Management | For | For |
1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.12 | Elect Director Wayne J. Riley | Management | For | For |
1.13 | Elect Director John W. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HEARTWARE INTERNATIONAL, INC. | ||||
Ticker: HTWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | Withhold |
1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Sandra L. Derickson | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director David C. Hill | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | Against |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig R. Callen | Management | For | For |
1b | Elect Director Robert M. Holster | Management | For | For |
1c | Elect Director William C. Lucia | Management | For | For |
1d | Elect Director Bart M. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HOMEAWAY, INC. | ||||
Ticker: AWAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
1.3 | Elect Director Kevin Krone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HUBBELL INCORPORATED | ||||
Ticker: HUB.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director John G. Russell | Management | For | For |
1.11 | Elect Director Steven R. Shawley | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian H. Hall | Management | For | For |
1.2 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.3 | Elect Director Jerre L. Stead | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director Garth M. Girvan | Management | For | Withhold |
1.5 | Elect Director David W. Leebron | Management | For | For |
1.6 | Elect Director Michael Lynne | Management | For | For |
1.7 | Elect Director Michael MacMillan | Management | For | For |
1.8 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.9 | Elect Director Marc A. Utay | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
INTERCONTINENTALEXCHANGE GROUP, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Fred W. Hatfield | Management | For | For |
1d | Elect Director Sylvain Hefes | Management | For | For |
1e | Elect Director Jan-Michiel Hessels | Management | For | For |
1f | Elect Director Terrence F. Martell | Management | For | For |
1g | Elect Director Callum McCarthy | Management | For | For |
1h | Elect Director James J. McNulty | Management | For | For |
1i | Elect Director Robert Reid | Management | For | For |
1j | Elect Director Frederic V. Salerno | Management | For | Against |
1k | Elect Director Robert G. Scott | Management | For | For |
1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
1m | Elect Director Judith A. Sprieser | Management | For | For |
1n | Elect Director Vincent Tese | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name | Management | For | For |
| ||||
INTERFACE, INC. | ||||
Ticker: TILE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Burke | Management | For | For |
1.2 | Elect Director Edward C. Callaway | Management | For | For |
1.3 | Elect Director Andrew B. Cogan | Management | For | For |
1.4 | Elect Director Carl I. Gable | Management | For | For |
1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
1.6 | Elect Director June M. Henton | Management | For | For |
1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
1.8 | Elect Director K. David Kohler | Management | For | For |
1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
1.10 | Elect Director Harold M. Paisner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | Against |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | For |
1.10 | Elect Director Kirk Thompson | Management | For | For |
1.11 | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
JACOBS ENGINEERING GROUP INC. | ||||
Ticker: JEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juan Jose Suarez Coppel | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Linda Fayne Levinson | Management | For | For |
1d | Elect Director Craig L. Martin | Management | For | For |
1e | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
JARDEN CORPORATION | ||||
Ticker: JAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Heckmann | Management | For | For |
1.2 | Elect Director Irwin D. Simon | Management | For | For |
1.3 | Elect Director William J. Grant | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
JDS UNIPHASE CORPORATION | ||||
Ticker: JDSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Barnes | Management | For | For |
1.2 | Elect Director Martin A. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
JONES LANG LASALLE INCORPORATED | ||||
Ticker: JLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hugo Bague | Management | For | For |
1b | Elect Director Colin Dyer | Management | For | For |
1c | Elect Director Dame DeAnne Julius | Management | For | For |
1d | Elect Director Kate S. Lavelle | Management | For | For |
1e | Elect Director Ming Lu | Management | For | For |
1f | Elect Director Martin H. Nesbitt | Management | For | For |
1g | Elect Director Sheila A. Penrose | Management | For | For |
1h | Elect Director Shailesh Rao | Management | For | For |
1i | Elect Director David B. Rickard | Management | For | For |
1j | Elect Director Roger T. Staubach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry R. Davis | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
LAZARD LTD | ||||
Ticker: LAZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth M. Jacobs as Director | Management | For | For |
1.2 | Elect Philip A. Laskawy as Director | Management | For | For |
1.3 | Elect Michael J. Turner as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MAXIM INTEGRATED PRODUCTS, INC. | ||||
Ticker: MXIM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Michael A. Kelly | Management | For | For |
1.6 | Elect Director Martin D. Madaus | Management | For | For |
1.7 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MICHAEL KORS HOLDINGS LIMITED | ||||
Ticker: KORS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Michael Kors as a Director | Management | For | For |
1b | Elect Judy Gibbons as a Director | Management | For | For |
1c | Elect Lawrence Stroll as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | Withhold |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | Withhold |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| ||||
NATIONAL INSTRUMENTS CORPORATION | ||||
Ticker: NATI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Kodosky | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | Withhold |
1.3 | Elect Director Michael E. McGrath | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | Withhold |
1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
NETSUITE INC. | ||||
Ticker: N | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
2b | Elect J. Southern as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
3 | Other Business (Non-Voting) | Management | None | None |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | Against |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
| ||||
OASIS PETROLEUM INC. | ||||
Ticker: OAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PALL CORPORATION | ||||
Ticker: PLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Asheem Chandna | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Mark D. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PANDORA MEDIA, INC. | ||||
Ticker: P | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Chernin | Management | For | For |
1.2 | Elect Director Brian McAndrews | Management | For | For |
1.3 | Elect Director Tim Westergren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
PERRIGO COMPANY | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
PETSMART, INC. | ||||
Ticker: PETM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director David K. Lenhardt | Management | For | For |
1g | Elect Director Richard K. Lochridge | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Elizabeth A. Nickels | Management | For | For |
1j | Elect Director Thomas G. Stemberg | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PROTO LABS, INC. | ||||
Ticker: PRLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Lukis | Management | For | For |
1.2 | Elect Director Victoria M. Holt | Management | For | For |
1.3 | Elect Director Bradley A. Cleveland | Management | For | For |
1.4 | Elect Director Rainer Gawlick | Management | For | For |
1.5 | Elect Director John B. Goodman | Management | For | For |
1.6 | Elect Director Douglas W. Kohrs | Management | For | For |
1.7 | Elect Director Brian K. Smith | Management | For | For |
1.8 | Elect Director Sven A. Wehrwein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PUMA BIOTECHNOLOGY, INC. | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis B. Gillings | Management | For | For |
1.2 | Elect Director Jonathan J. Coslet | Management | For | For |
1.3 | Elect Director Michael J. Evanisko | Management | For | For |
1.4 | Elect Director Christopher R. Gordon | Management | For | For |
1.5 | Elect Director Richard Relyea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
RALPH LAUREN CORPORATION | ||||
Ticker: RL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Hubert Joly | Management | For | For |
1.4 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROCKWELL AUTOMATION, INC. | ||||
Ticker: ROK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | For |
A2 | Elect Director James P. Keane | Management | For | For |
A3 | Elect Director Donald R. Parfet | Management | For | For |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| ||||
ROPER INDUSTRIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
ROSS STORES, INC. | ||||
Ticker: ROST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | Against |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director George P. Orban | Management | For | For |
1g | Elect Director Lawrence S. Peiros | Management | For | For |
1h | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert Flanagan | Management | For | For |
2.2 | Elect Director Frank Kung | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SANCHEZ ENERGY CORPORATION | ||||
Ticker: SN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Jackson | Management | For | For |
1.2 | Elect Director Greg Colvin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SEMTECH CORPORATION | ||||
Ticker: SMTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip A. Marineau | Management | For | For |
1b | Elect Director Brian T. Swette | Management | For | For |
1c | Elect Director Ann Mather | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Alfred B. DelBello | Management | For | For |
1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SOUTHWESTERN ENERGY COMPANY | ||||
Ticker: SWN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
| ||||
SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ST. JUDE MEDICAL, INC. | ||||
Ticker: STJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard R. Devenuti | Management | For | For |
1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | ||||
Ticker: HOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frits van Paasschen | Management | For | For |
1b | Elect Director Bruce W. Duncan | Management | For | For |
1c | Elect Director Adam M. Aron | Management | For | For |
1d | Elect Director Charlene Barshefsky | Management | For | For |
1e | Elect Director Thomas E. Clarke | Management | For | For |
1f | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1g | Elect Director Lizanne Galbreath | Management | For | For |
1h | Elect Director Eric Hippeau | Management | For | For |
1i | Elect Director Aylwin B. Lewis | Management | For | For |
1j | Elect Director Stephen R. Quazzo | Management | For | For |
1k | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
STARZ | ||||
Ticker: STRZA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
STRATASYS LTD. | ||||
Ticker: SSYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Peter D. Kinnear | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
1.9 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
T. ROWE PRICE GROUP, INC. | ||||
Ticker: TROW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TENNECO INC. | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Freyman | Management | For | For |
1.2 | Elect Director Dennis J. Letham | Management | For | For |
1.3 | Elect Director Hari N. Nair | Management | For | For |
1.4 | Elect Director Roger B. Porter | Management | For | For |
1.5 | Elect Director David B. Price, Jr. | Management | For | For |
1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
1.7 | Elect Director Paul T. Stecko | Management | For | For |
1.8 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE ADVISORY BOARD COMPANY | ||||
Ticker: ABCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director David L. Felsenthal | Management | For | For |
1.3 | Elect Director Peter J. Grua | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
1.7 | Elect Director Mark R. Neaman | Management | For | For |
1.8 | Elect Director Leon D. Shapiro | Management | For | For |
1.9 | Elect Director Frank J. Williams | Management | For | For |
1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE BOSTON BEER COMPANY, INC. | ||||
Ticker: SAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Pearson C. Cummin, III | Management | For | For |
1.3 | Elect Director Jeanne-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE COOPER COMPANIES, INC. | ||||
Ticker: COO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE MANITOWOC COMPANY, INC. | ||||
Ticker: MTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon | Management | For | For |
1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
1.3 | Elect Director Glen E. Tellock | Management | For | For |
1.4 | Elect Director Robert G. Bohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE RYLAND GROUP, INC. | ||||
Ticker: RYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Jews | Management | For | For |
1.2 | Elect Director Ned Mansour | Management | For | For |
1.3 | Elect Director Robert E. Mellor | Management | For | For |
1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
1.5 | Elect Director Larry T. Nicholson | Management | For | For |
1.6 | Elect Director Charlotte St. Martin | Management | For | For |
1.7 | Elect Director Thomas W. Toomey | Management | For | For |
1.8 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director George MacKenzie | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
1.9 | Elect Director Mark J. Weikel | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
TRIMBLE NAVIGATION LIMITED | ||||
Ticker: TRMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director Merit E. Janow | Management | For | For |
1.4 | Elect Director Ulf J. Johansson | Management | For | For |
1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
1.6 | Elect Director Mark S. Peek | Management | For | For |
1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TRIUMPH GROUP, INC. | ||||
Ticker: TGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Bourgon | Management | For | For |
1.2 | Elect Director Elmer L. Doty | Management | For | Against |
1.3 | Elect Director John G. Drosdick | Management | For | For |
1.4 | Elect Director Ralph E. Eberhart | Management | For | For |
1.5 | Elect Director Jeffry D. Frisby | Management | For | For |
1.6 | Elect Director Richard C. Gozon | Management | For | For |
1.7 | Elect Director Richard C. Ill | Management | For | For |
1.8 | Elect Director William L. Mansfield | Management | For | For |
1.9 | Elect Director Adam J. Palmer | Management | For | For |
1.10 | Elect Director Joseph M. Silvestri | Management | For | For |
1.11 | Elect Director George Simpson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director A.B. Krongard | Management | For | For |
1.6 | Elect Director William R. McDermott | Management | For | For |
1.7 | Elect Director Eric T. Olson | Management | For | For |
1.8 | Elect Director Harvey L. Sanders | Management | For | For |
1.9 | Elect Director Thomas J. Sippel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
UNITED RENTALS, INC. | ||||
Ticker: URI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
1.2 | Elect Director Wayne J. Riley | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bowman | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
W.W. GRAINGER, INC. | ||||
Ticker: GWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director Neil S. Novich | Management | For | For |
1.6 | Elect Director Michael J. Roberts | Management | For | For |
1.7 | Elect Director Gary L. Rogers | Management | For | For |
1.8 | Elect Director James T. Ryan | Management | For | For |
1.9 | Elect Director E. Scott Santi | Management | For | For |
1.10 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WHOLE FOODS MARKET, INC. | ||||
Ticker: WFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| ||||
WOLVERINE WORLD WIDE, INC. | ||||
Ticker: WWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Gerber | Management | For | For |
1.2 | Elect Director Blake W. Krueger | Management | For | For |
1.3 | Elect Director Nicholas T. Long | Management | For | For |
1.4 | Elect Director Michael A. Volkema | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
WYNN RESORTS, LIMITED | ||||
Ticker: WYNN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | Withhold |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
1.5 | Elect Director J. Michael Patterson | Management | For | For |
1.6 | Elect Director Albert A. Pimentel | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
YELP INC. | ||||
Ticker: YELP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Max Levchin | Management | For | For |
1.3 | Elect Director Mariam Naficy | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ZOETIS INC. | ||||
Ticker: ZTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Norden | Management | For | For |
1.2 | Elect Director Louise M. Parent | Management | For | For |
1.3 | Elect Director Robert W. Scully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
Franklin Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Strategic Series
By (Signature and Title)* /s/LAURA F. FERGERSON_____
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 25, 2014