UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-06243 |
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Franklin Strategic Series |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 4/30 |
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Date of reporting period: 6/30/17 |
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Item 1. Proxy Voting Records.
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Franklin Biotechnology Discovery Fund
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ACADIA PHARMACEUTICALS INC. | ||||
Ticker: ACAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Daly | Management | For | For |
1.2 | Elect Director Edmund P. Harrigan | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACCELERON PHARMA INC. | ||||
Ticker: XLRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean M. George | Management | For | For |
1.2 | Elect Director George Golumbeski | Management | For | For |
1.3 | Elect Director Thomas A. McCourt | Management | For | For |
1.4 | Elect Director Francois Nader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACLARIS THERAPEUTICS, INC. | ||||
Ticker: ACRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anand Mehra | Management | For | For |
1.2 | Elect Director Andrew Powell | Management | For | For |
1.3 | Elect Director Stephen A. Tullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ADMA BIOLOGICS, INC. | ||||
Ticker: ADMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Amend Charter | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4.1 | Elect Director Dov A. Goldstein | Management | For | For |
4.2 | Elect Director Bryant E. Fong | Management | For | For |
5 | Ratify CohnReznick LLP as Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
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AGILE THERAPEUTICS, INC. | ||||
Ticker: AGRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abhijeet Lele | Management | For | For |
1.2 | Elect Director Ajit S. Shetty | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ALCOBRA LTD | ||||
Ticker: ADHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Financial Statements and the Report of the Board for 2015 | Management | None | None |
2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Compensation | Management | For | For |
3.1 | Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.2 | Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.3 | Reelect Joao Siffert as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.4 | Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.5 | Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.6 | Reelect Arieh Ben Yosef as Director Until the End of the Next Annual General Meeting | Management | For | For |
4 | Elect Ofer Segev as Director and Approve Director's Remuneration | Management | For | For |
5 | Elect Orli Tori as Director and Approve Director's Remuneration | Management | For | For |
6 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
7 | Approve an Amendment to the Company's 2010 Incentive Option Plan | Management | For | For |
8 | Approve an amendment of the terms of compensation of the Company's CEO | Management | For | For |
9.a | Grant Howard B. Rosen Options to Purchase 24,000 Shares | Management | For | For |
9.b | Grant Joao Siffert Options to Purchase 15,000 Shares | Management | For | For |
9.c | Grant Daniel E. Geffken Options to Purchase 15,000 Shares | Management | For | For |
9.d | Grant Aharon Schwartz Options to Purchase 15,000 Shares | Management | For | For |
9.e | Grant Arieh Ben Yosef Options to Purchase 15,000 Shares | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
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ALDER BIOPHARMACEUTICALS, INC. | ||||
Ticker: ALDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall C. Schatzman | Management | For | For |
1.2 | Elect Director Heather Preston | Management | For | For |
1.3 | Elect Director Clay B. Siegall | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director David R. Brennan | Management | For | For |
1.3 | Elect Director M. Michele Burns | Management | For | For |
1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
1.6 | Elect Director John T. Mollen | Management | For | For |
1.7 | Elect Director R. Douglas Norby | Management | For | For |
1.8 | Elect Director Alvin S. Parven | Management | For | For |
1.9 | Elect Director Andreas Rummelt | Management | For | For |
1.10 | Elect Director Ann M. Veneman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
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ALNYLAM PHARMACEUTICALS, INC. | ||||
Ticker: ALNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director John M. Maraganore | Management | For | For |
1.3 | Elect Director Paul R. Schimmel | Management | For | For |
1.4 | Elect Director Phillip A. Sharp | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Francois de Carbonnel | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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AMICUS THERAPEUTICS, INC. | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Love | Management | For | Withhold |
1.2 | Elect Director Robert Essner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ANTHERA PHARMACEUTICALS, INC. | ||||
Ticker: ANTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Sager | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Approve Reverse Stock Split | Management | For | For |
6 | Approve Issuance of Shares of Common Stock Upon Conversion of the Series X Convertible Preferred Stock | Management | For | For |
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APTOSE BIOSCIENCES INC. | ||||
Ticker: APS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis Burger | Management | For | For |
1.2 | Elect Director Erich Platzer | Management | For | For |
1.3 | Elect Director William G. Rice | Management | For | For |
1.4 | Elect Director Bradley Thompson | Management | For | For |
1.5 | Elect Director Mark D. Vincent | Management | For | For |
1.6 | Elect Director Warren Whitehead | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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AQUINOX PHARMACEUTICALS, INC. | ||||
Ticker: AQXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelvin Neu | Management | For | For |
1.2 | Elect Director Robert Pelzer | Management | For | For |
1.3 | Elect Director Todd Simpson | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
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ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura A. Brege | Management | For | For |
1.2 | Elect Director Robert 'Rip' Gerber, Jr. | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ARCA BIOPHARMA, INC. | ||||
Ticker: ABIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Bristow | Management | For | For |
1.2 | Elect Director Robert E. Conway | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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AUDENTES THERAPEUTICS, INC. | ||||
Ticker: BOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Silverstein | Management | For | For |
1.2 | Elect Director Thomas Schuetz | Management | For | For |
1.3 | Elect Director Thomas Woiwode | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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AURINIA PHARMACEUTICALS INC. | ||||
Ticker: AUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Glickman | Management | For | Withhold |
1.2 | Elect Director Lorin Jeffry ("Jeff") Randall | Management | For | For |
1.3 | Elect Director Benjamin Rovinski | Management | For | For |
1.4 | Elect Director David R.W. Jayne | Management | For | For |
1.5 | Elect Director George Milne | Management | For | For |
1.6 | Elect Director Hyuek Joon Lee | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
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AVEXIS, INC. | ||||
Ticker: AVXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul F. Manning | Management | For | For |
1.2 | Elect Director Sean P. Nolan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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AXOVANT SCIENCES LTD. | ||||
Ticker: AXON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ilan Oren | Management | For | For |
1.2 | Elect Director Marianne L. Romeo | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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BELLICUM PHARMACEUTICALS, INC. | ||||
Ticker: BLCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Fair | Management | For | For |
1.2 | Elect Director Reid M. Huber | Management | For | For |
1.3 | Elect Director James M. Daly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
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BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director Lynn Schenk | Management | For | For |
1j | Elect Director Stephen A. Sherwin | Management | For | For |
1k | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
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BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Willard Dere | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Elaine J. Heron | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Alan J. Lewis | Management | For | For |
1.7 | Elect Director Richard A. Meier | Management | For | For |
1.8 | Elect Director David Pyott | Management | For | For |
1.9 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
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BIOPHARMX CORPORATION | ||||
Ticker: BPMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anja Krammer | Management | For | For |
1.2 | Elect Director Michael Hubbard | Management | For | For |
1.3 | Elect Director Stephen Morlock | Management | For | For |
1.4 | Elect Director Craig Barbarosh | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BIOPHARMX CORPORATION | ||||
Ticker: BPMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
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BLUEBIRD BIO, INC. | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nick Leschly | Management | For | For |
1b | Elect Director Mark Vachon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BLUEPRINT MEDICINES CORPORATION | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis Borisy | Management | For | For |
1.2 | Elect Director Lonnel Coats | Management | For | For |
1.3 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CALITHERA BIOSCIENCES, INC. | ||||
Ticker: CALA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan M. Molineaux | Management | For | For |
1.2 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CARA THERAPEUTICS, INC. | ||||
Ticker: CARA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Chalmers | Management | For | Withhold |
1.2 | Elect Director Martin Vogelbaum | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CASCADIAN THERAPEUTICS, INC. | ||||
Ticker: CASC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Reduce Authorized Common Stock | Management | For | For |
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CASCADIAN THERAPEUTICS, INC. | ||||
Ticker: CASC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel K. Spiegelman | Management | For | For |
1.2 | Elect Director Scott D. Myers | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Michael A. Friedman | Management | For | For |
1.8 | Elect Director Julia A. Haller | Management | For | For |
1.9 | Elect Director Gilla S. Kaplan | Management | For | For |
1.10 | Elect Director James J. Loughlin | Management | For | For |
1.11 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
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CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Keith L. Brownlie | Management | For | For |
1.4 | Elect Director Herbert J. Conrad | Management | For | For |
1.5 | Elect Director James J. Marino | Management | For | For |
1.6 | Elect Director Gerald McMahon | Management | For | For |
1.7 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.8 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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CELLECTIS | ||||
Ticker: ALCLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Reelect Laurent Arthaud as Director | Management | For | Against |
6 | Reelect Annick Schwebig as Director | Management | For | Against |
7 | Reelect Pierre Bastid as Director | Management | For | Against |
8 | Elect Rainer Boehm as Director | Management | For | Against |
9 | Elect Herve Hoppenot as Director | Management | For | Against |
10 | Approve Board's Special Report on Stock Option Grants | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | Against |
14 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries in the Framework of an Equity Line up to Aggregate Nominal Amount of EUR 885,386 | Management | For | Against |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | Against |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65 | Management | For | Against |
17 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Qualified Investors and/or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 885,386 | Management | For | Against |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 13-18 at EUR 1,770,773.65 | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize up to 3,541,547 Shares for Use in Stock Option Plans | Management | For | Against |
22 | Authorize up to 3,541,547 Shares for Use in Restricted Stock Plans | Management | For | Against |
23 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
24 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
25 | Authorize up to 885,386 Shares for Use in Preference Share Plans | Management | For | Against |
26 | Set Limit for Potential Share Grants Pursuant to Items 21-25 Above at 3,541,547 Shares | Management | For | Against |
27 | Amend Articles 4,15 and 17 of Bylaws to Comply with New Regulations Re: Headquarters, Related- Party Transactions and Auditors | Management | For | For |
28 | Amend Article 12 of Bylaws Re: Important Decisions | Management | For | Against |
29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
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CHEMOCENTRYX, INC. | ||||
Ticker: CCXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Edwards | Management | For | For |
1.2 | Elect Director Roger C. Lucas | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CLOVIS ONCOLOGY, INC. | ||||
Ticker: CLVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Flaherty | Management | For | For |
1.2 | Elect Director Ginger L. Graham | Management | For | For |
1.3 | Elect Director Edward J. McKinley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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COLLEGIUM PHARMACEUTICAL, INC. | ||||
Ticker: COLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Heffernan | Management | For | For |
1.2 | Elect Director Gino Santini | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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CONCERT PHARMACEUTICALS, INC. | ||||
Ticker: CNCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Aldrich | Management | For | Withhold |
1.2 | Elect Director Thomas G. Auchincloss, Jr. | Management | For | For |
1.3 | Elect Director Christine van Heek | Management | For | For |
2 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
3 | Approve Sale of Company Assets | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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CRISPR THERAPEUTICS AG | ||||
Ticker: CRSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.a | Reelect N. Anthony Coles as Director and Board Chairman | Management | For | For |
4.b | Reelect Rodger Novak as Director | Management | For | For |
4.c | Reelect Bradley Bolzon as Director | Management | For | For |
4.d | Reelect Ali Behbahani as Director | Management | For | For |
4.e | Reelect Kurt von Emster as Director | Management | For | For |
4.f | Reelect Simeon J. George as Director | Management | For | For |
4.g | Reelect Thomas Woiwode as Director | Management | For | For |
4.h | Reelect Pablo Cagnoni as Director | Management | For | For |
5.a | Appoint Thomas Woiwode as Member of the Compensation Committee | Management | For | For |
5.b | Appoint Pablo Cagnoni as Member of the Compensation Committee | Management | For | For |
5.c | Appoint N. Anthony Coles as Member of the Compensation Committee | Management | For | For |
5.d | Appoint Simeon J. George as Member of the Compensation Committee | Management | For | For |
6.a | Approve Fixed Remuneration of Board Directors in the Amount of USD 420,000 | Management | For | For |
6.b | Approve Equity Remuneration of Directors in the Amount of USD 4.2 Million | Management | For | For |
6.c | Approve Fixed Remuneration of Executive Committee in the Amount of USD 5.65 Million | Management | For | For |
6.d | Approve Variable Remuneration of Executive Committee in the Amount of USD 3.2 Million | Management | For | For |
6.e | Approve Equity Remuneration of Executive Committee in the Amount of USD 24.9 Million | Management | For | For |
7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Designate Marius Meier as Independent Proxy | Management | For | For |
10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
11 | Change Location of Registered Office to Zug, Switzerland | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | For |
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CYNAPSUS THERAPEUTICS INC. | ||||
Ticker: CTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Sunovion CNS Development Canada ULC, a Wholly-Owned Subsidiary of Sunovion Pharmaceuticals Inc. | Management | For | For |
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CYTOMX THERAPEUTICS, INC. | ||||
Ticker: CTMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Exter | Management | For | For |
1b | Elect Director Frederick W. Gluck | Management | For | For |
1c | Elect Director Matthew P. Young | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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CYTRX CORPORATION | ||||
Ticker: CYTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Rubinfeld | Management | For | For |
1.2 | Elect Director Louis Ignarro | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
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DYNAVAX TECHNOLOGIES CORPORATION | ||||
Ticker: DVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel L. Kisner | Management | For | For |
1.2 | Elect Director Natale ('Nat') Ricciardi | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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EDGE THERAPEUTICS, INC. | ||||
Ticker: EDGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Isaac Blech | Management | For | For |
1.2 | Elect Director James Loughlin | Management | For | For |
1.3 | Elect Director R. Loch Macdonald | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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EGALET CORPORATION | ||||
Ticker: EGLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas C. Nicolaides | Management | For | For |
1.2 | Elect Director John E. Osborn | Management | For | For |
1.3 | Elect Director Robert P. Roche, Jr. | Management | For | For |
1.4 | Elect Director Elaine Hochberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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EPIZYME, INC. | ||||
Ticker: EPZM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew R. Allen | Management | For | Withhold |
1.2 | Elect Director Kenneth Bate | Management | For | Withhold |
1.3 | Elect Director Robert B. Bazemore, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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EXELIXIS, INC. | ||||
Ticker: EXEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M. Morrissey | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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FATE THERAPEUTICS, INC. | ||||
Ticker: FATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Epstein | Management | For | For |
1.2 | Elect Director John D. Mendlein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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FLEX PHARMA, INC. | ||||
Ticker: FLKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Perez | Management | For | For |
1.2 | Elect Director Stuart Randle | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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GENOCEA BIOSCIENCES, INC. | ||||
Ticker: GNCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Clark | Management | For | For |
1.2 | Elect Director Ronald Cooper | Management | For | For |
1.3 | Elect Director George Siber | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kelly A. Kramer | Management | For | For |
1c | Elect Director Kevin E. Lofton | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
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GLYCOMIMETICS, INC. | ||||
Ticker: GLYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Goldberg | Management | For | For |
1.2 | Elect Director Timothy R. Pearson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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GW PHARMACEUTICALS PLC | ||||
Ticker: GWPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Geoffrey Guy as Director | Management | For | For |
4 | Re-elect Thomas Lynch as Director | Management | For | For |
5 | Re-elect Cabot Brown as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
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HEAT BIOLOGICS, INC. | ||||
Ticker: HTBX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Wolf | Management | For | For |
1.2 | Elect Director John Monahan | Management | For | For |
1.3 | Elect Director Edward B. Smith, III | Management | For | For |
1.4 | Elect Director John K.A. Prendergast | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
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HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
1.5 | Elect Director John W. Poyhonen | Management | For | Withhold |
1.6 | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Caroline D. Dorsa | Management | For | For |
1b | Elect Director Robert S. Epstein | Management | For | For |
1c | Elect Director Philip W. Schiller | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
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IMMUNE DESIGN CORP. | ||||
Ticker: IMDZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Kelley | Management | For | For |
1.2 | Elect Director Carlos Paya | Management | For | For |
1.3 | Elect Director William Ringo | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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IMMUNOGEN, INC. | ||||
Ticker: IMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
2.2 | Elect Director Stephen C. McCluski | Management | For | For |
2.3 | Elect Director Richard J. Wallace | Management | For | For |
2.4 | Elect Director Daniel M. Junius | Management | For | For |
2.5 | Elect Director Howard H. Pien | Management | For | For |
2.6 | Elect Director Mark Goldberg | Management | For | For |
2.7 | Elect Director Dean J. Mitchell | Management | For | For |
2.8 | Elect Director Kristine Peterson | Management | For | For |
2.9 | Elect Director Mark J. Enyedy | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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INTELLIA THERAPEUTICS, INC. | ||||
Ticker: NTLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nessan Bermingham | Management | For | For |
1b | Elect Director Jean-Francois Formela | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
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JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul L. Berns | Management | For | For |
1b | Elect Director Patrick G. Enright | Management | For | For |
1c | Elect Director Seamus Mulligan | Management | For | For |
1d | Elect Director Norbert G. Riedel | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4A | Amend Memorandum of Association | Management | For | For |
4B | Amend Articles of Association | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
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KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Scott Garland | Management | For | For |
1.2 | Elect Director Barry E. Greene | Management | For | For |
1.3 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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KITE PHARMA, INC. | ||||
Ticker: KITE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franz B. Humer | Management | For | For |
1.2 | Elect Director Joshua A. Kazam | Management | For | For |
1.3 | Elect Director Steven B. Ruchefsky | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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LA JOLLA PHARMACEUTICAL COMPANY | ||||
Ticker: LJPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Tidmarsh | Management | For | For |
1.2 | Elect Director Kevin C. Tang | Management | For | For |
1.3 | Elect Director Laura L. Douglass | Management | For | Withhold |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director Robert H. Rosen | Management | For | For |
2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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LION BIOTECHNOLOGIES, INC. | ||||
Ticker: LBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria Fardis | Management | For | For |
1.2 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.3 | Elect Director Merrill A. McPeak | Management | For | For |
1.4 | Elect Director Sanford J. Hillsberg | Management | For | For |
1.5 | Elect Director Jay Venkatesan | Management | For | For |
1.6 | Elect Director Ryan Maynard | Management | For | For |
1.7 | Elect Director Iain Dukes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Marcum LLP as Auditors | Management | For | For |
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LION BIOTECHNOLOGIES, INC. | ||||
Ticker: LBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | For |
1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | For |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Jay Venkatesan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change State of Incorporation [Nevada to Delaware] | Management | For | For |
4 | Ratify Marcum LLP as Auditors | Management | For | For |
5 | Other Business | Management | For | For |
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LOXO ONCOLOGY, INC. | ||||
Ticker: LOXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Elms | Management | For | For |
1.2 | Elect Director Alan Fuhrman | Management | For | For |
1.3 | Elect Director Avi Z. Naider | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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MACROGENICS, INC. | ||||
Ticker: MGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew Fust | Management | For | For |
1.2 | Elect Director Scott Koenig | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
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MARINUS PHARMACEUTICALS, INC. | ||||
Ticker: MRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Enrique J. Carrazana | Management | For | For |
1.2 | Elect Director Timothy M. Mayleben | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
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MERRIMACK PHARMACEUTICALS, INC. | ||||
Ticker: MACK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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MERUS N.V. | ||||
Ticker: MRUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss Annual Report 2016 (Non-Voting) | Management | None | None |
3 | Implementation of Remuneration Policy | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Discussion on Company's Corporate Governance Structure | Management | None | None |
10 | Amend Articles Re: Changing Board Structure to a One-Tiered Board | Management | For | For |
11 | Elect Wolfgang Berthold as Non-executive Director | Management | For | For |
12 | Elect John de Koning as Non-executive Director | Management | For | For |
13 | Approve Amended Remuneration Policy | Management | For | For |
14 | Approve Remuneration of Supervisory Board | Management | For | For |
15 | Approve Increase in Grant Date Value of Equity Awards Annually | Management | For | For |
16 | Approve Equity Grant for M.T. Iwicki | Management | For | For |
17 | Approve Equity Grant for W. Berthold | Management | For | For |
18 | Approve Equity Grant for L.M.S. Carnot | Management | For | For |
19 | Approve Equity Grant for J.P. de Koning | Management | For | For |
20 | Approve Equity Grant for A. Mehra | Management | For | For |
21 | Approve Equity Grant for G.D. Perry | Management | For | For |
22 | Amend Stock Option Plan Re: Company's 2010 Employee Option Plan | Management | For | For |
23 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
24 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
25 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
26 | Close Meeting | Management | None | None |
| ||||
MINERVA NEUROSCIENCES, INC. | ||||
Ticker: NERV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc D. Beer | Management | For | For |
1.2 | Elect Director David Kupfer | Management | For | For |
1.3 | Elect Director Jan van Heek | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
| ||||
NABRIVA THERAPEUTICS AG | ||||
Ticker: NBRV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Supervisory Board | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Ratify PwC Wirtschaftspruefungs GmbH as Auditor | Management | For | For |
6 | Approve Creation of EUR 918,033 Pool of Capital without Preemptive Rights | Management | For | Against |
7 | Approve Creation of EUR 146,129 Pool of Authorized Capital to Cover Stock Option Awards under the Stock Option Plan 2015 | Management | For | Against |
8 | Approve Creation of EUR 197,770 Pool of Conditional Capital to Cover Stock Option Awards under the Stock Option Plan 2015 | Management | For | Against |
9 | Approve Creation of EUR 704,162 Pool of Conditional Capital without Preemptive Rights | Management | For | Against |
10 | Approve Remuneration of Supervisory Board Members | Management | For | Against |
11 | Amend Terms of Stock Option Plan 2015 | Management | For | Against |
12 | Amend Articles | Management | For | Against |
13.1 | Elect Axel Bolte as Supervisory Board Member | Management | For | For |
13.2 | Elect George Talbot as Supervisory Board Member | Management | For | For |
13.3 | Elect Charles Rowland as Supervisory Board Member | Management | For | For |
13.4 | Elect Chau Khuong as Supervisory Board Member | Management | For | For |
13.5 | Elect Daniel Burgess as Supervisory Board Member | Management | For | For |
13.6 | Elect Mark Corrigan as Supervisory Board Member | Management | For | For |
13.7 | Elect Stephen Webster as Supervisory Board Member | Management | For | For |
| ||||
NATERA, INC. | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herm Rosenman | Management | For | For |
1.2 | Elect Director John Steuart | Management | For | For |
1.3 | Elect Director Jonathan Sheena | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEOS THERAPEUTICS, INC. | ||||
Ticker: NEOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vipin Garg | Management | For | For |
1.2 | Elect Director Greg Robitaille | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director Alfred W. Sandrock, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEURODERM LTD. | ||||
Ticker: NDRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Terms of the company's CEO: Increase Salary and Grant Options | Management | For | For |
2 | Approve Compensation of Independent Directors | Management | For | For |
3 | Grant Larry Ellberger, Director, Options to Purchase Shares | Management | For | For |
A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
| ||||
NEWLINK GENETICS CORPORATION | ||||
Ticker: NLNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
1.2 | Elect Director Paolo Pucci | Management | For | For |
1.3 | Elect Director Thomas A. Raffin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
NOVAN, INC. | ||||
Ticker: NOVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nathan Stasko | Management | For | For |
1.2 | Elect Director John Palmour | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Rajiv I. Modi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ONCOMED PHARMACEUTICALS, INC. | ||||
Ticker: OMED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Perry A. Karsen | Management | For | For |
1.2 | Elect Director Rick E Winningham | Management | For | For |
1.3 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OVASCIENCE, INC. | ||||
Ticker: OVAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Aldrich | Management | For | For |
1.2 | Elect Director Mary Fisher | Management | For | For |
1.3 | Elect Director John Sexton | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PARATEK PHARMACEUTICALS, INC. | ||||
Ticker: PRTK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Bigham | Management | For | For |
1.2 | Elect Director Robert S. Radie | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Grenfell-Gardner | Management | For | For |
1.2 | Elect Director Sigurdur (Siggi) Olafsson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PROQR THERAPEUTICS NV | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Reelect Antoine Papiernik to Supervisory Board | Management | For | For |
8 | Ratify Deloitte as Auditors | Management | For | For |
9 | Grant Board Authority to Issue Shares Up To 15 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger Plus Additional 15 Percent for Stock option Plans | Management | For | Against |
10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
11 | Allow Questions | Management | None | None |
12 | Close Meeting | Management | None | None |
| ||||
PROTEOSTASIS THERAPEUTICS, INC. | ||||
Ticker: PTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RA PHARMACEUTICALS, INC. | ||||
Ticker: RARX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas A. Treco | Management | For | For |
1.2 | Elect Director Edward T. Mathers | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
RADIUS HEALTH, INC. | ||||
Ticker: RDUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willard H. Dere | Management | For | For |
1.2 | Elect Director Kurt C. Graves | Management | For | For |
1.3 | Elect Director Anthony Rosenberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bonnie L. Bassler | Management | For | For |
1.2 | Elect Director N. Anthony Coles | Management | For | For |
1.3 | Elect Director Joseph L. Goldstein | Management | For | Against |
1.4 | Elect Director Christine A. Poon | Management | For | Against |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
1.6 | Elect Director Huda Y. Zoghbi | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
REGENXBIO INC. | ||||
Ticker: RGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Hayden, Jr. | Management | For | For |
1.2 | Elect Director A.N. 'Jerry' Karabelas | Management | For | For |
1.3 | Elect Director Daniel Tasse | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RETROPHIN, INC. | ||||
Ticker: RTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Aselage | Management | For | For |
1.2 | Elect Director Timothy Coughlin | Management | For | For |
1.3 | Elect Director Roy D. Baynes | Management | For | For |
1.4 | Elect Director John W. Kozarich | Management | For | For |
1.5 | Elect Director Gary Lyons | Management | For | For |
1.6 | Elect Director Jeffrey Meckler | Management | For | For |
1.7 | Elect Director John A. Orwin | Management | For | For |
1.8 | Elect Director Ron Squarer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify BDO USA LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Daniel Browne | Management | For | For |
1b | Elect Director Robert Byrnes | Management | For | For |
1c | Elect Director Philip J. Vickers | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michael F. Cola | Management | For | For |
1B | Elect Director Jeffrey M. Jonas | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SEATTLE GENETICS, INC. | ||||
Ticker: SGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Gryska | Management | For | For |
1.2 | Elect Director John A. Orwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
STEMLINE THERAPEUTICS, INC. | ||||
Ticker: STML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Eric L. Dobmeier | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
TESARO, INC. | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| ||||
TG THERAPEUTICS, INC. | ||||
Ticker: TGTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence N. Charney | Management | For | For |
1.2 | Elect Director Yann Echelard | Management | For | For |
1.3 | Elect Director William J. Kennedy | Management | For | For |
1.4 | Elect Director Kenneth Hoberman | Management | For | For |
1.5 | Elect Director Daniel Hume | Management | For | For |
1.6 | Elect Director Mark Schoenebaum | Management | For | For |
1.7 | Elect Director Michael S. Weiss | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
THE MEDICINES COMPANY | ||||
Ticker: MDCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William W. Crouse | Management | For | For |
1b | Elect Director Fredric N. Eshelman | Management | For | For |
1c | Elect Director Robert J. Hugin | Management | For | Against |
1d | Elect Director John C. Kelly | Management | For | For |
1e | Elect Director Clive A. Meanwell | Management | For | For |
1f | Elect Director Paris Panayiotopoulos | Management | For | For |
1g | Elect Director Hiroaki Shigeta | Management | For | For |
1h | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV. | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
TRACON PHARMACEUTICALS, INC. | ||||
Ticker: TCON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Rainer Twiford | Management | For | For |
1.2 | Elect Director Martin A. Mattingly | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRILLIUM THERAPEUTICS INC. | ||||
Ticker: TR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luke Beshar | Management | For | For |
1.2 | Elect Director Henry Friesen | Management | For | For |
1.3 | Elect Director Robert Kirkman | Management | For | For |
1.4 | Elect Director Michael Moore | Management | For | For |
1.5 | Elect Director Thomas Reynolds | Management | For | For |
1.6 | Elect Director Niclas Stiernholm | Management | For | For |
1.7 | Elect Director Calvin Stiller | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Garber | Management | For | For |
1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
VTV THERAPEUTICS INC. | ||||
Ticker: VTVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.2 | Elect Director Steven M. Cohen | Management | For | For |
1.3 | Elect Director John A. Fry | Management | For | For |
1.4 | Elect Director Paul M. Meister | Management | For | For |
1.5 | Elect Director Craig C. Parker | Management | For | For |
1.6 | Elect Director Paul G. Savas | Management | For | For |
1.7 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
XENCOR, INC. | ||||
Ticker: XNCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
1.2 | Elect Director Kevin Gorman | Management | For | For |
1.3 | Elect Director A. Bruce Montgomery | Management | For | For |
1.4 | Elect Director Kurt Gustafson | Management | For | For |
1.5 | Elect Director Yujiro S. Hata | Management | For | For |
2 | Ratify RSM US, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ZOGENIX, INC. | ||||
Ticker: ZGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Hawley | Management | For | For |
1.2 | Elect Director Erle T. Mast | Management | For | For |
1.3 | Elect Director Renee P. Tannenbaum | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program - Withdrawn | Management | None | None |
| ||||
ZOGENIX, INC. | ||||
Ticker: ZGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Cam L. Garner | Management | For | For |
1.3 | Elect Director Mark Wiggins | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Franklin Flex Cap Growth Fund
VOTES BY FRANKLIN FLEX CAP GROWTH FUND PRIOR TO THE MERGER WITH FRANKLIN GROWTH OPPORTUNITES EFFECTIVE AUGUST 26, 2016.
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Talbott Roche | Management | For | For |
1g | Elect Director Richard A. Simonson | Management | For | For |
1h | Elect Director Luis A. Ubinas | Management | For | For |
1i | Elect Director Denise F. Warren | Management | For | For |
1j | Elect Director Andrew Wilson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
MCKESSON CORPORATION | ||||
Ticker: MCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director N. Anthony Coles | Management | For | For |
1d | Elect Director John H. Hammergren | Management | For | For |
1e | Elect Director M. Christine Jacobs | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Marie L. Knowles | Management | For | For |
1h | Elect Director Edward A. Mueller | Management | For | For |
1i | Elect Director Susan R. Salka | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director Michelle A. Peluso | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Franklin Flexible Alpha Bond Fund [US]
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Focused Core Equity Fund
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Edward Barnholt | Management | For | For |
1c | Elect Director Robert Burgess | Management | For | For |
1d | Elect Director Frank Calderoni | Management | For | For |
1e | Elect Director James Daley | Management | For | For |
1f | Elect Director Laura Desmond | Management | For | For |
1g | Elect Director Charles Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel Rosensweig | Management | For | For |
1j | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Jeffrey E. Garten | Management | For | For |
1h | Elect Director Ellen M. Hancock | Management | For | For |
1i | Elect Director Richard J. Harrington | Management | For | For |
1j | Elect Director Edward J. Ludwig | Management | For | For |
1k | Elect Director Joseph P. Newhouse | Management | For | For |
1l | Elect Director Olympia J. Snowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6A | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6B | Report on Gender Pay Gap | Shareholder | Against | For |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Director Diane B. Greene | Management | For | For |
1.7 | Elect Director John L. Hennessy | Management | For | For |
1.8 | Elect Director Ann Mather | Management | For | For |
1.9 | Elect Director Alan R. Mulally | Management | For | For |
1.10 | Elect Director Paul S. Otellini | Management | For | For |
1.11 | Elect Director K. Ram Shriram | Management | For | For |
1.12 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
9 | Report on Gender Pay Gap | Shareholder | Against | Against |
10 | Report on Charitable Contributions | Shareholder | Against | Against |
11 | Adopt Holy Land Principles | Shareholder | Against | Against |
12 | Report on Fake News | Shareholder | Against | Against |
| ||||
ALTICE NV | ||||
Ticker: ATC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Amend Articles Re: Representation of the Company | Management | For | For |
2b | Amend Articles Re: Changes in Rules for Granting Titles to Executive Board Members | Management | For | For |
2c | Amend Articles Re: Changes in Rules for Suspension of Vice-President | Management | For | For |
2d | Amend Articles Re: Changes in Quorum and Voting Requirements Board Meetings | Management | For | Against |
2e | Amend Articles Re: Miscellaneous Changes | Management | For | For |
3a | Approve Remuneration of Dexter Goei | Management | For | Against |
3b | Approve Remuneration of Michel Combes | Management | For | For |
4 | Approve Discharge of Patrick Drahi as Resigning CEO | Management | For | For |
5 | Close Meeting | Management | None | None |
| ||||
ALTICE NV | ||||
Ticker: ATC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
3 | Adopt Annual Accounts for Financial Year 2016 | Management | For | For |
4 | Approve Discharge of Executive Board Members | Management | For | For |
5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
6 | Elect M. Scott Matlock as Non-Executive Director | Management | For | For |
7 | Elect J. Allavena as Director | Management | For | For |
8.a | Approve Executive Annual Cash Bonus Plan | Management | For | For |
8.b | Amend Remuneration Policy | Management | For | For |
8.c | Approve Stock Option Plan | Management | For | For |
8.d | Amend Remuneration of Michel Combes | Management | For | For |
8.e | Amend Remuneration of Dexter Goei | Management | For | For |
8.f | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
8.g | Approve Remuneration of Supervisory Board | Management | For | For |
9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
10 | Proposal to Cancel shares the Company holds in its own capital | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
12 | Close Meeting | Management | None | None |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ATHENE HOLDING LTD. | ||||
Ticker: ATH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Leach | Management | For | For |
1.2 | Elect Director Lawrence J. Ruisi | Management | For | For |
1.3 | Elect Director Hope Schefler Taitz | Management | For | For |
1.4 | Elect Director Arthur Wrubel | Management | For | For |
1.5 | Elect Director H. Carl McCall | Management | For | For |
2.1 | Elect Subsidiary Director James R. Belardi | Management | For | For |
2.2 | Elect Subsidiary Director Robert Borden | Management | For | For |
2.3 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
2.4 | Elect Subsidiary Director Gernot Lohr | Management | For | For |
2.5 | Elect Subsidiary Director Hope Schefler Taitz | Management | For | For |
2.6 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
3.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
3.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
3.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
4.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
4.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
4.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
5.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
5.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
5.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
6.1 | Elect Subsidiary Director Deepak Rajan | Management | For | For |
6.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
6.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12.1 | Approve Incorporation of an Advisory Board of Athene Deutschland Anlagemanagement GMBH; Elect Members of the Advisory Board | Management | For | For |
12.2 | Elect Deepak Rajan as member of the Advisory Board | Management | For | For |
12.3 | Elect Ralf Schmitt as member of the Advisory Board | Management | For | For |
12.4 | Elect Michael Solf as member of the Advisory Board | Management | For | For |
12.5 | Elect Mark Suter as member of the Advisory Board | Management | For | For |
13 | Approve Remuneration of Supervisory Board Members | Management | For | For |
14 | Amend Bylaws | Management | For | For |
A | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 neither it nor any of its direct or indirect beneficial owner was a United States Shareholder | Management | None | Against |
B | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC | Management | None | For |
C | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party entered into a Transaction that, to the actual knowledge of the Shareholder | Management | None | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend the General Clawback Policy | Shareholder | Against | Against |
6 | Non-core banking operations | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
BLACKHAWK NETWORK HOLDINGS, INC. | ||||
Ticker: HAWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anil D. Aggarwal | Management | For | For |
1.2 | Elect Director Richard H. Bard | Management | For | For |
1.3 | Elect Director Thomas Barnds | Management | For | For |
1.4 | Elect Director Steven A. Burd | Management | For | For |
1.5 | Elect Director Robert L. Edwards | Management | For | For |
1.6 | Elect Director Jeffrey H. Fox | Management | For | For |
1.7 | Elect Director Mohan Gyani | Management | For | For |
1.8 | Elect Director Paul Hazen | Management | For | For |
1.9 | Elect Director Robert B. Henske | Management | For | For |
1.10 | Elect Director Talbott Roche | Management | For | For |
1.11 | Elect Director Arun Sarin | Management | For | For |
1.12 | Elect Director William Y. Tauscher | Management | For | For |
1.13 | Elect Director Jane J. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Beth F. Cobert | Management | For | For |
1c | Elect Director Curtis F. Feeny | Management | For | For |
1d | Elect Director Bradford M. Freeman | Management | For | For |
1e | Elect Director Christopher T. Jenny | Management | For | For |
1f | Elect Director Gerardo I. Lopez | Management | For | Against |
1g | Elect Director Frederic V. Malek | Management | For | For |
1h | Elect Director Paula R. Reynolds | Management | For | For |
1i | Elect Director Robert E. Sulentic | Management | For | For |
1j | Elect Director Laura D. Tyson | Management | For | For |
1k | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Pay Disparity | Shareholder | Against | Against |
8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Re-approve Material Terms for Long-Term Incentive Performance Awards | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Hellmann | Management | For | For |
1.2 | Elect Director Albert J. Neupaver | Management | For | Withhold |
1.3 | Elect Director Joseph H. Pyne | Management | For | Withhold |
1.4 | Elect Director Hunter C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
HORIZON PHARMA PLC | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gino Santini | Management | For | For |
1b | Elect Director Timothy P. Walbert | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
IHS MARKIT LTD. | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director William E. Ford | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director Todd A. Combs | Management | For | For |
1f | Elect Director James S. Crown | Management | For | For |
1g | Elect Director James Dimon | Management | For | For |
1h | Elect Director Timothy P. Flynn | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
7 | Clawback Amendment | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | Against |
9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | Against |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5a | Amend Articles of Association | Management | For | For |
5b | Amend Memorandum of Association | Management | For | For |
6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Darrell Duffie | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Ewald Kist | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MOTOROLA SOLUTIONS, INC. | ||||
Ticker: MSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | For |
1c | Elect Director Egon P. Durban | Management | For | For |
1d | Elect Director Clayton M. Jones | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Gregory K. Mondre | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Joseph M. Tucci | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | Shareholder | Against | Against |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Annual Sustainability | Shareholder | Against | Against |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Jeffrey W. Henderson | Management | For | For |
1c | Elect Director Thomas W. Horton | Management | For | For |
1d | Elect Director Paul E. Jacobs | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Withhold |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
| ||||
SABRE CORPORATION | ||||
Ticker: SABR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Renee James | Management | For | For |
1.2 | Elect Director Gary Kusin | Management | For | For |
1.3 | Elect Director Sean Menke | Management | For | For |
1.4 | Elect Director Greg Mondre | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Tore I. Sandvold | Management | For | For |
1l | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt and Approve Financials and Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Amend Employee Stock Purchase Plan | Management | For | For |
| ||||
SUNTRUST BANKS, INC. | ||||
Ticker: STI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dallas S. Clement | Management | For | For |
1.2 | Elect Director Paul R. Garcia | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.8 | Elect Director Agnes Bundy Scanlan | Management | For | For |
1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.10 | Elect Director Bruce L. Tanner | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SYNCHRONY FINANCIAL | ||||
Ticker: SYF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William S. Haraf | Management | For | For |
1b | Elect Director Frank C. Herringer | Management | For | For |
1c | Elect Director Stephen T. McLin | Management | For | For |
1d | Elect Director Roger O. Walther | Management | For | For |
1e | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Kathryn A. Mikells | Management | For | For |
1d | Elect Director Michael G. Morris | Management | For | For |
1e | Elect Director Thomas A. Renyi | Management | For | For |
1f | Elect Director Julie G. Richardson | Management | For | For |
1g | Elect Director Teresa Wynn Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Charles B. Strauss | Management | For | For |
1j | Elect Director Christopher J. Swift | Management | For | For |
1k | Elect Director H. Patrick Swygert | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOXA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director K. Rupert Murdoch | Management | For | For |
1b | Elect Director Lachlan K. Murdoch | Management | For | For |
1c | Elect Director Delphine Arnault | Management | For | Against |
1d | Elect Director James W. Breyer | Management | For | For |
1e | Elect Director Chase Carey | Management | For | Against |
1f | Elect Director David F. DeVoe | Management | For | Against |
1g | Elect Director Viet Dinh | Management | For | For |
1h | Elect Director Roderick I. Eddington | Management | For | For |
1i | Elect Director James R. Murdoch | Management | For | For |
1j | Elect Director Jacques Nasser | Management | For | For |
1k | Elect Director Robert S. Silberman | Management | For | Against |
1l | Elect Director Tidjane Thiam | Management | For | For |
1m | Elect Director Jeffrey W. Ubben | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna C. Catalano | Management | For | For |
1b | Elect Director Victor F. Ganzi | Management | For | For |
1c | Elect Director John J. Haley | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director James F. McCann | Management | For | For |
1f | Elect Director Brendan R. O'Neill | Management | For | For |
1g | Elect Director Jaymin Patel | Management | For | For |
1h | Elect Director Linda D. Rabbitt | Management | For | For |
1i | Elect Director Paul Thomas | Management | For | For |
1j | Elect Director Jeffrey W. Ubben | Management | For | For |
1k | Elect Director Wilhelm Zeller | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Proxy Access Right | Management | For | For |
6A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6B | Establish Range for Size of Board | Management | For | For |
7A | Amend Advance Notice Provisions and Make Certain Administrative Amendments | Management | For | For |
7B | Amend Articles of Association | Management | For | For |
8 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
9 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
Franklin Global Government Bond Fund
VOTES BY FRANKLIN GLOBAL GOVERNMENT BOND FUND PRIOR TO THE LIQUIDATION EFFECTIVE JUNE, 16, 2017.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Growth Opportunities Fund
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Edward Barnholt | Management | For | For |
1c | Elect Director Robert Burgess | Management | For | For |
1d | Elect Director Frank Calderoni | Management | For | For |
1e | Elect Director James Daley | Management | For | For |
1f | Elect Director Laura Desmond | Management | For | For |
1g | Elect Director Charles Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel Rosensweig | Management | For | For |
1j | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ADVANCE AUTO PARTS, INC. | ||||
Ticker: AAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Brad W. Buss | Management | For | For |
1.4 | Elect Director Fiona P. Dias | Management | For | For |
1.5 | Elect Director John F. Ferraro | Management | For | For |
1.6 | Elect Director Thomas R. Greco | Management | For | For |
1.7 | Elect Director Adriana Karaboutis | Management | For | For |
1.8 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1.9 | Elect Director William S. Oglesby | Management | For | For |
1.10 | Elect Director Reuben E. Slone | Management | For | For |
1.11 | Elect Director Jeffrey C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| ||||
ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director David R. Brennan | Management | For | For |
1.3 | Elect Director M. Michele Burns | Management | For | For |
1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
1.6 | Elect Director John T. Mollen | Management | For | For |
1.7 | Elect Director R. Douglas Norby | Management | For | For |
1.8 | Elect Director Alvin S. Parven | Management | For | For |
1.9 | Elect Director Andreas Rummelt | Management | For | For |
1.10 | Elect Director Ann M. Veneman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Daniel P. Huttenlocher | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Use of Criminal Background Checks in Hiring | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Craig Macnab | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Bruce R. Evans | Management | For | For |
1e | Elect Director Edward H. Frank | Management | For | For |
1f | Elect Director Mark M. Little | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director Kenton J. Sicchitano | Management | For | For |
1i | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Charitable Contributions | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Proxy Access Amendments | Shareholder | Against | Against |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| ||||
ATHENE HOLDING LTD. | ||||
Ticker: ATH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Leach | Management | For | For |
1.2 | Elect Director Lawrence J. Ruisi | Management | For | For |
1.3 | Elect Director Hope Schefler Taitz | Management | For | For |
1.4 | Elect Director Arthur Wrubel | Management | For | For |
1.5 | Elect Director H. Carl McCall | Management | For | For |
2.1 | Elect Subsidiary Director James R. Belardi | Management | For | For |
2.2 | Elect Subsidiary Director Robert Borden | Management | For | For |
2.3 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
2.4 | Elect Subsidiary Director Gernot Lohr | Management | For | For |
2.5 | Elect Subsidiary Director Hope Schefler Taitz | Management | For | For |
2.6 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
3.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
3.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
3.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
4.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
4.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
4.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
5.1 | Elect Subsidiary Director Frank L. Gillis | Management | For | For |
5.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
5.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
6.1 | Elect Subsidiary Director Deepak Rajan | Management | For | For |
6.2 | Elect Subsidiary Director Tab Shanafelt | Management | For | For |
6.3 | Elect Subsidiary Director William J. Wheeler | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12.1 | Approve Incorporation of an Advisory Board of Athene Deutschland Anlagemanagement GMBH; Elect Members of the Advisory Board | Management | For | For |
12.2 | Elect Deepak Rajan as member of the Advisory Board | Management | For | For |
12.3 | Elect Ralf Schmitt as member of the Advisory Board | Management | For | For |
12.4 | Elect Michael Solf as member of the Advisory Board | Management | For | For |
12.5 | Elect Mark Suter as member of the Advisory Board | Management | For | For |
13 | Approve Remuneration of Supervisory Board Members | Management | For | For |
14 | Amend Bylaws | Management | For | For |
A | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 neither it nor any of its direct or indirect beneficial owner was a United States Shareholder | Management | None | Against |
B | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC | Management | None | For |
C | Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party entered into a Transaction that, to the actual knowledge of the Shareholder | Management | None | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director Jeff Clarke | Management | For | For |
1d | Elect Director Scott Ferguson | Management | For | For |
1e | Elect Director Thomas Georgens | Management | For | For |
1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
1g | Elect Director Mary T. McDowell | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Betsy Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
AXALTA COATING SYSTEMS LTD. | ||||
Ticker: AXTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Shaver | Management | For | For |
1.2 | Elect Director Mark Garrett | Management | For | For |
1.3 | Elect Director Lori J. Ryerkerk | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director Lynn Schenk | Management | For | For |
1j | Elect Director Stephen A. Sherwin | Management | For | For |
1k | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Robert J. Bertolini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Laurie H. Glimcher | Management | For | For |
1F | Elect Director Michael Grobstein | Management | For | For |
1G | Elect Director Alan J. Lacy | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Theodore R. Samuels | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Vicki L. Sato | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director Eddy W. Hartenstein | Management | For | For |
1f | Elect Director Check Kian Low | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
1h | Elect Director Peter J. Marks | Management | For | For |
1i | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
1.2 | Elect Director David Bernardi | Management | For | For |
1.3 | Elect Director Jane A. Dietze | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward H. Frank | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Michael A. Friedman | Management | For | For |
1.8 | Elect Director Julia A. Haller | Management | For | For |
1.9 | Elect Director Gilla S. Kaplan | Management | For | For |
1.10 | Elect Director James J. Loughlin | Management | For | For |
1.11 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | Against |
1e | Elect Director John C. Malone | Management | For | Against |
1f | Elect Director John D. Markley, Jr. | Management | For | For |
1g | Elect Director David C. Merritt | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director Warren H. Haber | Management | For | For |
1f | Elect Director John W. Hill | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director David J. Steinberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DELPHI AUTOMOTIVE PLC | ||||
Ticker: DLPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. Cantie | Management | For | For |
2 | Elect Director Kevin P. Clark | Management | For | For |
3 | Elect Director Gary L. Cowger | Management | For | For |
4 | Elect Director Nicholas M. Donofrio | Management | For | For |
5 | Elect Director Mark P. Frissora | Management | For | For |
6 | Elect Director Rajiv L. Gupta | Management | For | For |
7 | Elect Director Sean O. Mahoney | Management | For | For |
8 | Elect Director Timothy M. Manganello | Management | For | For |
9 | Elect Director Ana G. Pinczuk | Management | For | For |
10 | Elect Director Thomas W. Sidlik | Management | For | For |
11 | Elect Director Bernd Wiedemann | Management | For | For |
12 | Elect Director Lawrence A. Zimmerman | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Travis D. Stice | Management | For | For |
1.3 | Elect Director Michael P. Cross | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Barbara J. Beck | Management | For | For |
1c | Elect Director Leslie S. Biller | Management | For | For |
1d | Elect Director Carl M. Casale | Management | For | For |
1e | Elect Director Stephen I. Chazen | Management | For | For |
1f | Elect Director Jeffrey M. Ettinger | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director Michael Larson | Management | For | For |
1i | Elect Director David W. MacLennan | Management | For | For |
1j | Elect Director Tracy B. McKibben | Management | For | For |
1k | Elect Director Victoria J. Reich | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director Kieran T. Gallahue | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Talbott Roche | Management | For | For |
1g | Elect Director Richard A. Simonson | Management | For | For |
1h | Elect Director Luis A. Ubinas | Management | For | For |
1i | Elect Director Denise F. Warren | Management | For | For |
1j | Elect Director Andrew Wilson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director John C. Lechleiter | Management | For | For |
1d | Elect Director David A. Ricks | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Amend Deferred Compensation Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Re-approve Material Terms for Long-Term Incentive Performance Awards | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Against |
6 | Gender Pay Gap | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
FISERV, INC. | ||||
Ticker: FISV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison Davis | Management | For | For |
1.2 | Elect Director John Y. Kim | Management | For | For |
1.3 | Elect Director Dennis F. Lynch | Management | For | For |
1.4 | Elect Director Denis J. O'Leary | Management | For | For |
1.5 | Elect Director Glenn M. Renwick | Management | For | For |
1.6 | Elect Director Kim M. Robak | Management | For | For |
1.7 | Elect Director JD Sherman | Management | For | For |
1.8 | Elect Director Doyle R. Simons | Management | For | For |
1.9 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | Against |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director J. Landis Martin | Management | For | For |
1l | Elect Director Jeffrey A. Miller | Management | For | For |
1m | Elect Director Debra L. Reed | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HARRIS CORPORATION | ||||
Ticker: HRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Peter W. Chiarelli | Management | For | For |
1d | Elect Director Thomas A. Dattilo | Management | For | For |
1e | Elect Director Roger B. Fradin | Management | For | For |
1f | Elect Director Terry D. Growcock | Management | For | For |
1g | Elect Director Lewis Hay, III | Management | For | For |
1h | Elect Director Vyomesh I. Joshi | Management | For | For |
1i | Elect Director Leslie F. Kenne | Management | For | For |
1j | Elect Director James C. Stoffel | Management | For | For |
1k | Elect Director Gregory T. Swienton | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
1.5 | Elect Director John W. Poyhonen | Management | For | Withhold |
1.6 | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director William S. Ayer | Management | For | For |
1C | Elect Director Kevin Burke | Management | For | For |
1D | Elect Director Jaime Chico Pardo | Management | For | For |
1E | Elect Director David M. Cote | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Bradley T. Sheares | Management | For | For |
1M | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Political Lobbying Disclosure | Shareholder | Against | For |
| ||||
HOSTESS BRANDS, INC. | ||||
Ticker: TWNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Stone | Management | For | For |
1.2 | Elect Director William D. Toler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
IHS MARKIT LTD. | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director William E. Ford | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann M. Cairns | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Duriya M. Farooqui | Management | For | For |
1d | Elect Director Jean-Marc Forneri | Management | For | For |
1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1f | Elect Director Fred W. Hatfield | Management | For | For |
1g | Elect Director Thomas E. Noonan | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Amend Bylaws | Management | For | For |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Report on Assessing Environmental, Social and Governance Market Disclosure | Shareholder | Against | Against |
| ||||
INTERXION HOLDING NV | ||||
Ticker: INXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3.a | Elect Frank Esser as Director | Management | For | For |
3.b | Elect Mark Heraghty as Director | Management | For | For |
4 | Approve Grant of Shares to Non-Executive Director | Management | For | For |
5.a | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | Against |
5.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director George Jamieson | Management | For | For |
1.4 | Elect Director Lewis Kramer | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. | ||||
Ticker: MTSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Bland | Management | For | Withhold |
1.2 | Elect Director Stephen G. Daly | Management | For | For |
1.3 | Elect Director Susan Ocampo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Steven L. Begleiter | Management | For | For |
1c | Elect Director Stephen P. Casper | Management | For | For |
1d | Elect Director Jane Chwick | Management | For | For |
1e | Elect Director William F. Cruger | Management | For | For |
1f | Elect Director David G. Gomach | Management | For | For |
1g | Elect Director Carlos M. Hernandez | Management | For | For |
1h | Elect Director Richard G. Ketchum | Management | For | For |
1i | Elect Director John Steinhardt | Management | For | For |
1j | Elect Director James J. Sullivan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue W. Cole | Management | For | For |
1.2 | Elect Director Michael J. Quillen | Management | For | For |
1.3 | Elect Director John J. Koraleski | Management | For | For |
1.4 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | Against |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5a | Amend Articles of Association | Management | For | For |
5b | Amend Memorandum of Association | Management | For | For |
6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | Against |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Sustainability, Including Water Risks | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Darrell Duffie | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Ewald Kist | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NANOMETRICS INCORPORATED | ||||
Ticker: NANO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Robert Deuster | Management | For | For |
1.4 | Elect Director Bruce C. Rhine | Management | For | For |
1.5 | Elect Director Christopher A. Seams | Management | For | For |
1.6 | Elect Director Timothy J. Stultz | Management | For | For |
1.7 | Elect Director Christine A. Tsingos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Fischer | Management | For | For |
1.2 | Elect Director Shawn T McCormick | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NEWELL BRANDS INC. | ||||
Ticker: NWL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | Against |
1c | Elect Director Kevin C. Conroy | Management | For | Against |
1d | Elect Director Scott S. Cowen | Management | For | Against |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | Against |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director Michelle A. Peluso | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director Persis S. Drell | Management | For | For |
1d | Elect Director James C. Gaither | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director William J. Miller | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark D. McLaughlin | Management | For | For |
1b | Elect Director Asheem Chandna | Management | For | For |
1c | Elect Director James J. Goetz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
1.2 | Elect Director Andres D. Reiner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
PINNACLE FOODS INC. | ||||
Ticker: PF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane Nielsen | Management | For | For |
1.2 | Elect Director Muktesh Pant | Management | For | For |
1.3 | Elect Director Raymond Silcock | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
POST HOLDINGS, INC. | ||||
Ticker: POST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Grote | Management | For | For |
1.2 | Elect Director David W. Kemper | Management | For | For |
1.3 | Elect Director Robert V. Vitale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on the Risks Associated with Use of Caged Chickens in Supply Chain | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Vernon E. Clark | Management | For | For |
1d | Elect Director Stephen J. Hadley | Management | For | For |
1e | Elect Director Thomas A. Kennedy | Management | For | For |
1f | Elect Director Letitia A. Long | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Dinesh C. Paliwal | Management | For | For |
1i | Elect Director William R. Spivey | Management | For | For |
1j | Elect Director James A. Winnefeld, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohaib Abbasi | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Charlene T. Begley | Management | For | For |
1.4 | Elect Director Jeffrey J. Clarke - Withdrawn Resolution | Management | None | None |
1.5 | Elect Director Narendra K. Gupta | Management | For | For |
1.6 | Elect Director Kimberly L. Hammonds | Management | For | For |
1.7 | Elect Director William S. Kaiser | Management | For | For |
1.8 | Elect Director Donald H. Livingstone | Management | For | For |
1.9 | Elect Director H. Hugh Shelton | Management | For | For |
1.10 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Daniel Browne | Management | For | For |
1b | Elect Director Robert Byrnes | Management | For | For |
1c | Elect Director Philip J. Vickers | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Shareholders May Call Special Meeting | Shareholder | Against | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John J. Donahoe | Management | For | For |
1b | Elect Director Charles H. Giancarlo | Management | For | For |
1c | Elect Director Anita M. Sands | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Joseph J. DePaolo | Management | For | For |
1.3 | Elect Director Barney Frank | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Rosalind Brewer | Management | For | For |
1d | Elect Director Mary N. Dillon | Management | For | For |
1e | Elect Director Robert M. Gates | Management | For | For |
1f | Elect Director Mellody Hobson | Management | For | For |
1g | Elect Director Kevin R. Johnson | Management | For | For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1i | Elect Director Satya Nadella | Management | For | For |
1j | Elect Director Joshua Cooper Ramo | Management | For | For |
1k | Elect Director Clara Shih | Management | For | For |
1l | Elect Director Javier G. Teruel | Management | For | For |
1m | Elect Director Myron E. Ullman, III | Management | For | For |
1n | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
SVB FINANCIAL GROUP | ||||
Ticker: SIVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director Lata Krishnan | Management | For | For |
1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.8 | Elect Director Mary J. Miller | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SYNCHRONY FINANCIAL | ||||
Ticker: SYF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
1.5 | Elect Director Timotheus Hottges | Management | For | For |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.7 | Elect Director Raphael Kubler | Management | For | For |
1.8 | Elect Director Thorsten Langheim | Management | For | For |
1.9 | Elect Director John J. Legere | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| ||||
TESARO, INC. | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
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THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William S. Haraf | Management | For | For |
1b | Elect Director Frank C. Herringer | Management | For | For |
1c | Elect Director Stephen T. McLin | Management | For | For |
1d | Elect Director Roger O. Walther | Management | For | For |
1e | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jan L. Docter | Management | For | For |
1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Director Glenn D. Fogel | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
1.10 | Elect Director Thomas E. Rothman | Management | For | For |
1.11 | Elect Director Craig W. Rydin | Management | For | For |
1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | Against |
| ||||
TYLER TECHNOLOGIES, INC. | ||||
Ticker: TYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Donald R. Brattain | Management | For | For |
1B | Elect Director Glenn A. Carter | Management | For | For |
1C | Elect Director Brenda A. Cline | Management | For | For |
1D | Elect Director J. Luther King, Jr. | Management | For | For |
1E | Elect Director Larry D. Leinweber | Management | For | For |
1F | Elect Director John S. Marr, Jr. | Management | For | For |
1G | Elect Director H. Lynn Moore, Jr. | Management | For | For |
1H | Elect Director Daniel M. Pope | Management | For | For |
1I | Elect Director Dustin R. Womble | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | None | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director Rodger A. Lawson | Management | For | For |
1g | Elect Director Glenn M. Renwick | Management | For | Against |
1h | Elect Director Kenneth I. Shine | Management | For | For |
1i | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
UNIVAR INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Doheny | Management | For | For |
1.2 | Elect Director Edward J. Mooney | Management | For | For |
1.3 | Elect Director Juliet Teo | Management | For | For |
1.4 | Elect Director David H. Wasserman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Baldridge | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Gary A. Hoffman | Management | For | For |
1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1f | Elect Director Robert W. Matschullat | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director John A.C. Swainson | Management | For | For |
1i | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikkel Svane | Management | For | For |
1.2 | Elect Director Elizabeth Nelson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Natural Resources Fund
| ||||
AGNICO EAGLE MINES LIMITED | ||||
Ticker: AEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Sean Boyd | Management | For | For |
1.3 | Elect Director Martine A. Celej | Management | For | For |
1.4 | Elect Director Robert J. Gemmell | Management | For | For |
1.5 | Elect Director Mel Leiderman | Management | For | For |
1.6 | Elect Director Deborah A. McCombe | Management | For | For |
1.7 | Elect Director James D. Nasso | Management | For | For |
1.8 | Elect Director Sean Riley | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
AKER BP ASA | ||||
Ticker: AKERBP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | For |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
3 | Approve Distribution of Dividends | Management | For | For |
| ||||
AKER BP ASA | ||||
Ticker: AKERBP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
3 | Approve Notice of Meeting and Agenda | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
6 | Approve Remuneration of Auditors for 2016 | Management | For | For |
7 | Approve Remuneration of Corporate Assembly | Management | For | For |
8 | Approve Remuneration of Nomination Committee | Management | For | For |
9 | Elect Members of Corporate Assembly | Management | For | Against |
10 | Elect Members of Nominating Committee | Management | For | For |
11 | Approve Creation of NOK 16.8 Million Pool of Capital without Preemptive Rights | Management | For | Against |
12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
13 | Authorize Board to Distribute Dvidends | Management | For | For |
14 | Abolish Corporate Assembly | Management | For | For |
15 | Amend Articles Re: Abolishing Corporate Assembly | Management | For | For |
16 | Receive Information Regarding Operations and Prospects | Management | None | None |
| ||||
ALAMOS GOLD INC. | ||||
Ticker: AGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Daniel | Management | For | For |
1.2 | Elect Director Patrick D. Downey | Management | For | For |
1.3 | Elect Director David Fleck | Management | For | For |
1.4 | Elect Director David Gower | Management | For | For |
1.5 | Elect Director Claire M. Kennedy | Management | For | For |
1.6 | Elect Director John A. McCluskey | Management | For | For |
1.7 | Elect Director Paul J. Murphy | Management | For | For |
1.8 | Elect Director Ronald E. Smith | Management | For | For |
1.9 | Elect Director Kenneth Stowe | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Richard L. George | Management | For | For |
1g | Elect Director Joseph W. Gorder | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Sean Gourley | Management | For | For |
1j | Elect Director Mark C. McKinley | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ANTOFAGASTA PLC | ||||
Ticker: ANTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
6 | Re-elect Ollie Oliveira as Director | Management | For | For |
7 | Re-elect Gonzalo Menendez as Director | Management | For | For |
8 | Re-elect Ramon Jara as Director | Management | For | For |
9 | Re-elect Juan Claro as Director | Management | For | For |
10 | Re-elect William Hayes as Director | Management | For | For |
11 | Re-elect Tim Baker as Director | Management | For | For |
12 | Re-elect Andronico Luksic as Director | Management | For | For |
13 | Re-elect Vivianne Blanlot as Director | Management | For | For |
14 | Re-elect Jorge Bande as Director | Management | For | For |
15 | Elect Francisca Castro as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
B2GOLD CORP. | ||||
Ticker: BTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Clive Johnson | Management | For | For |
2.2 | Elect Director Robert Cross | Management | For | For |
2.3 | Elect Director Robert Gayton | Management | For | For |
2.4 | Elect Director Jerry Korpan | Management | For | For |
2.5 | Elect Director Bongani Mtshisi | Management | For | For |
2.6 | Elect Director Kevin Bullock | Management | For | For |
2.7 | Elect Director George Johnson | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
BAKER HUGHES INCORPORATED | ||||
Ticker: BHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory D. Brenneman | Management | For | For |
1b | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1c | Elect Director Martin S. Craighead | Management | For | For |
1d | Elect Director William H. Easter, III | Management | For | For |
1e | Elect Director Lynn L. Elsenhans | Management | For | For |
1f | Elect Director Anthony G. Fernandes | Management | For | For |
1g | Elect Director Claire W. Gargalli | Management | For | For |
1h | Elect Director Pierre H. Jungels | Management | For | For |
1i | Elect Director James A. Lash | Management | For | For |
1j | Elect Director J. Larry Nichols | Management | For | For |
1k | Elect Director James W. Stewart | Management | For | For |
1l | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
BAKER HUGHES INCORPORATED | ||||
Ticker: BHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Material Terms of the Executive Officer Performance Goals | Management | For | For |
| ||||
BARRICK GOLD CORPORATION | ||||
Ticker: ABX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gustavo A. Cisneros | Management | For | For |
1.2 | Elect Director Graham G. Clow | Management | For | For |
1.3 | Elect Director Gary A. Doer | Management | For | For |
1.4 | Elect Director Kelvin P.M. Dushnisky | Management | For | For |
1.5 | Elect Director J. Michael Evans | Management | For | For |
1.6 | Elect Director Brian L. Greenspun | Management | For | For |
1.7 | Elect Director J. Brett Harvey | Management | For | For |
1.8 | Elect Director Nancy H.O. Lockhart | Management | For | For |
1.9 | Elect Director Pablo Marcet | Management | For | For |
1.10 | Elect Director Dambisa F. Moyo | Management | For | For |
1.11 | Elect Director Anthony Munk | Management | For | For |
1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
1.13 | Elect Director Steven J. Shapiro | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
1.15 | Elect Director Ernie L. Thrasher | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
BHP BILLITON PLC | ||||
Ticker: BLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
9 | Approve Grant of Awards under the Group's Long Term Incentive Plan to Andrew Mackenzie | Management | For | For |
10 | Elect Ken MacKenzie as Director | Management | For | For |
11 | Re-elect Malcolm Brinded as Director | Management | For | For |
12 | Re-elect Malcolm Broomhead as Director | Management | For | For |
13 | Re-elect Pat Davies as Director | Management | For | For |
14 | Re-elect Anita Frew as Director | Management | For | For |
15 | Re-elect Carolyn Hewson as Director | Management | For | For |
16 | Re-elect Andrew Mackenzie as Director | Management | For | For |
17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
18 | Re-elect Wayne Murdy as Director | Management | For | For |
19 | Re-elect Shriti Vadera as Director | Management | For | For |
20 | Re-elect Jac Nasser as Director | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Elect Nils Andersen as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Alan Boeckmann as Director | Management | For | For |
9 | Re-elect Frank Bowman as Director | Management | For | For |
10 | Re-elect Ian Davis as Director | Management | For | For |
11 | Re-elect Dame Ann Dowling as Director | Management | For | For |
12 | Elect Melody Meyer as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Paula Reynolds as Director | Management | For | For |
15 | Re-elect Sir John Sawers as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dorothy M. Ables | Management | For | For |
1B | Elect Director Rhys J. Best | Management | For | For |
1C | Elect Director Robert S. Boswell | Management | For | For |
1D | Elect Director Dan O. Dinges | Management | For | For |
1E | Elect Director Robert Kelley | Management | For | For |
1F | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Ian Tyler as Director | Management | For | For |
7 | Re-elect Todd Hunt as Director | Management | For | For |
8 | Re-elect Iain McLaren as Director | Management | For | For |
9 | Re-elect Alexander Berger as Director | Management | For | For |
10 | Re-elect Jacqueline Sheppard as Director | Management | For | For |
11 | Re-elect Keith Lough as Director | Management | For | For |
12 | Re-elect Peter Kallos as Director | Management | For | For |
13 | Elect Nicoletta Giadrossi as Director | Management | For | For |
14 | Re-elect Simon Thomson as Director | Management | For | For |
15 | Re-elect James Smith as Director | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Any Disposal by the Company or Any Subsidiary of Any or All Shares in Cairn India Limited | Management | For | For |
| ||||
CALLON PETROLEUM COMPANY | ||||
Ticker: CPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Nocchiero | Management | For | For |
1.2 | Elect Director Matthew Regis Bob | Management | For | For |
1.3 | Elect Director James M. Trimble | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| ||||
CIMAREX ENERGY CO. | ||||
Ticker: XEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Hentschel | Management | For | For |
1.2 | Elect Director Thomas E. Jorden | Management | For | For |
1.3 | Elect Director Floyd R. Price | Management | For | For |
1.4 | Elect Director Frances M. Vallejo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
COBALT INTERNATIONAL ENERGY, INC. | ||||
Ticker: CIE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Kenneth W. Moore | Management | For | For |
2b | Elect Director Myles W. Scoggins | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
7 | Approve Reverse Stock Split | Management | For | For |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter, III | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director John V. Faraci | Management | For | For |
1e | Elect Director Jody L. Freeman | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Arjun N. Murti | Management | For | For |
1i | Elect Director Robert A. Niblock | Management | For | For |
1j | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios | Shareholder | Against | Against |
| ||||
DET NORSKE OLJESELSKAP ASA | ||||
Ticker: DETNOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | For |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
3 | Approve Acquisition and Issuance of 135 Million Shares in Connection with Acquisition of BP Norge AS | Management | For | For |
4 | Change Company Name to Aker BP ASA | Management | For | For |
5 | Elect Members and Deputy Members of Corporate Assembly | Management | For | Against |
6 | Authorize Share Repurchase Program | Management | For | For |
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DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
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DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Travis D. Stice | Management | For | For |
1.3 | Elect Director Michael P. Cross | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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DRIL-QUIP, INC. | ||||
Ticker: DRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
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ENBRIDGE INC. | ||||
Ticker: ENB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela L. Carter | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Marcel R. Coutu | Management | For | For |
1.4 | Elect Director Gregory L. Ebel | Management | For | For |
1.5 | Elect Director J. Herb England | Management | For | For |
1.6 | Elect Director Charles W. Fischer | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Michael McShane | Management | For | For |
1.9 | Elect Director Al Monaco | Management | For | For |
1.10 | Elect Director Michael E.J. Phelps | Management | For | For |
1.11 | Elect Director Rebecca B. Roberts | Management | For | For |
1.12 | Elect Director Dan C. Tutcher | Management | For | For |
1.13 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions | Shareholder | Against | Against |
| ||||
ENSCO PLC | ||||
Ticker: ESV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Re-elect J. Roderick Clark as Director | Management | For | For |
1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
1c | Re-elect Mary E. Francis as Director | Management | For | For |
1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
1f | Re-elect Francis S. Kalman as Director | Management | For | For |
1g | Re-elect Keith O. Rattie as Director | Management | For | For |
1h | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
1i | Re-elect Carl G. Trowell as Director | Management | For | For |
2 | Ratify KPMG LLP as US Independent Auditor | Management | For | For |
3 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Accept Financial Statements and Statutory Reports | Management | For | For |
11 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| ||||
EOG RESOURCES, INC. | ||||
Ticker: EOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director James C. Day | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director David L. Porges | Management | For | For |
1.7 | Elect Director James E. Rohr | Management | For | For |
1.8 | Elect Director Steven T. Schlotterbeck | Management | For | For |
1.9 | Elect Director Stephen A. Thorington | Management | For | For |
1.10 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.11 | Elect Director Christine J. Toretti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
12 | Report on Climate Change Policies | Shareholder | Against | Against |
13 | Report on Methane Emissions | Shareholder | Against | Against |
| ||||
FIRST QUANTUM MINERALS LTD. | ||||
Ticker: FM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Martin R. Rowley | Management | For | For |
2.4 | Elect Director Peter St. George | Management | For | For |
2.5 | Elect Director Andrew B. Adams | Management | For | For |
2.6 | Elect Director Paul Brunner | Management | For | For |
2.7 | Elect Director Robert Harding | Management | For | For |
2.8 | Elect Director Martin Schady | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
FREEPORT-MCMORAN INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Gerald J. Ford | Management | For | For |
1.3 | Elect Director Lydia H. Kennard | Management | For | For |
1.4 | Elect Director Andrew Langham | Management | For | For |
1.5 | Elect Director Jon C. Madonna | Management | For | For |
1.6 | Elect Director Courtney Mather | Management | For | For |
1.7 | Elect Director Dustan E. McCoy | Management | For | For |
1.8 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | RatifyErnst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
GLENCORE PLC | ||||
Ticker: GLEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
3 | Re-elect Anthony Hayward as Director | Management | For | For |
4 | Re-elect Leonhard Fischer as Director | Management | For | For |
5 | Re-elect Ivan Glasenberg as Director | Management | For | For |
6 | Re-elect Peter Coates as Director | Management | For | For |
7 | Re-elect John Mack as Director | Management | For | For |
8 | Re-elect Peter Grauer as Director | Management | For | For |
9 | Re-elect Patrice Merrin as Director | Management | For | For |
10 | Approve Remuneration Report | Management | For | For |
11 | Approve Remuneration Policy | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ||||
GOLDCORP INC. | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
1.2 | Elect Director Margot A. Franssen | Management | For | For |
1.3 | Elect Director David A. Garofalo | Management | For | For |
1.4 | Elect Director Clement A. Pelletier | Management | For | For |
1.5 | Elect Director P. Randy Reifel | Management | For | For |
1.6 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
1.7 | Elect Director Ian W. Telfer | Management | For | For |
1.8 | Elect Director Blanca A. Trevino | Management | For | For |
1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
GRAN TIERRA ENERGY INC. | ||||
Ticker: GTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Guidry | Management | For | For |
1.2 | Elect Director Peter J. Dey | Management | For | For |
1.3 | Elect Director Evan Hazell | Management | For | For |
1.4 | Elect Director Robert B. Hodgins | Management | For | For |
1.5 | Elect Director Ronald Royal | Management | For | For |
1.6 | Elect Director David P. Smith | Management | For | For |
1.7 | Elect Director Brooke Wade | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
GULFPORT ENERGY CORPORATION | ||||
Ticker: GPOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Moore | Management | For | For |
1.2 | Elect Director Craig Groeschel | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director C. Doug Johnson | Management | For | For |
1.5 | Elect Director Ben T. Morris | Management | For | For |
1.6 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
GUYANA GOLDFIELDS INC. | ||||
Ticker: GUY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean-Pierre Chauvin | Management | For | For |
1b | Elect Director Alan Ferry | Management | For | For |
1c | Elect Director Daniel Noone | Management | For | For |
1d | Elect Director Wendy Kei | Management | For | For |
1e | Elect Director David Beatty | Management | For | For |
1f | Elect Director Rene Marion | Management | For | For |
1g | Elect Director Scott Caldwell | Management | For | For |
1h | Elect Director J. Patrick Sheridan | Management | For | For |
1i | Elect Director Michael Richings | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Deferred Share Unit Plan | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | Against |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director J. Landis Martin | Management | For | For |
1l | Elect Director Jeffrey A. Miller | Management | For | For |
1m | Elect Director Debra L. Reed | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.4 | Elect Director John B. Hess | Management | For | For |
1.5 | Elect Director Edith E. Holiday | Management | For | For |
1.6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1.7 | Elect Director Marc S. Lipschultz | Management | For | For |
1.8 | Elect Director David McManus | Management | For | For |
1.9 | Elect Director Kevin O. Meyers | Management | For | For |
1.10 | Elect Director James H. Quigley | Management | For | For |
1.11 | Elect Director Fredric G. Reynolds | Management | For | For |
1.12 | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| ||||
HOLLYFRONTIER CORPORATION | ||||
Ticker: HFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director George J. Damiris | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Franklin Myers | Management | For | For |
1i | Elect Director Michael E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HUDBAY MINERALS INC. | ||||
Ticker: HBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol T. Banducci | Management | For | For |
1b | Elect Director Igor A. Gonzales | Management | For | For |
1c | Elect Director Tom A. Goodman | Management | For | For |
1d | Elect Director Alan Hair | Management | For | For |
1e | Elect Director Alan R. Hibben | Management | For | For |
1f | Elect Director W. Warren Holmes | Management | For | For |
1g | Elect Director Sarah B. Kavanagh | Management | For | For |
1h | Elect Director Carin S. Knickel | Management | For | For |
1i | Elect Director Alan J. Lenczner | Management | For | For |
1j | Elect Director Kenneth G. Stowe | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
HUNTING PLC | ||||
Ticker: HTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve the Remuneration Committee's Exercise of Discretion for Awards Under the 2014 Hunting Performance Share Plan | Management | For | Abstain |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect Richard Hunting as Director | Management | For | For |
6 | Re-elect Annell Bay as Director | Management | For | For |
7 | Re-elect John Glick as Director | Management | For | For |
8 | Re-elect John Hofmeister as Director | Management | For | For |
9 | Re-elect John Nicholas as Director | Management | For | For |
10 | Re-elect Dennis Proctor as Director | Management | For | For |
11 | Re-elect Peter Rose as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
IMPERIAL METALS CORPORATION | ||||
Ticker: III | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lebel | Management | For | For |
1.2 | Elect Director J. Brian Kynoch | Management | For | For |
1.3 | Elect Director Larry G. Moeller | Management | For | For |
1.4 | Elect Director Theodore W. Muraro | Management | For | For |
1.5 | Elect Director Laurie Pare | Management | For | For |
1.6 | Elect Director Edward A. Yurkowski | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Kimberly A. Dang | Management | For | For |
1.4 | Elect Director Ted A. Gardner | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Gary L. Hultquist | Management | For | For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director Fayez Sarofim | Management | For | For |
1.12 | Elect Director C. Park Shaper | Management | For | For |
1.13 | Elect Director William A. Smith | Management | For | For |
1.14 | Elect Director Joel V. Staff | Management | For | For |
1.15 | Elect Director Robert F. Vagt | Management | For | For |
1.16 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Proxy Access Right | Shareholder | Against | Against |
4 | Report on Methane Emissions | Shareholder | Against | Against |
5 | Report on Annual Sustainability | Shareholder | Against | Against |
6 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Against |
| ||||
LUNDIN MINING CORPORATION | ||||
Ticker: LUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Charter | Management | For | For |
1.2 | Elect Director Paul K. Conibear | Management | For | For |
1.3 | Elect Director John H. Craig | Management | For | For |
1.4 | Elect Director Peter C. Jones | Management | For | For |
1.5 | Elect Director Lukas H. Lundin | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
1.7 | Elect Director William A. Rand | Management | For | For |
1.8 | Elect Director Catherine J. G. Stefan | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
| ||||
MAMMOTH ENERGY SERVICES, INC. | ||||
Ticker: TUSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc McCarthy | Management | For | For |
1.2 | Elect Director Arty Straehla | Management | For | For |
1.3 | Elect Director Paul Heerwagen | Management | For | For |
1.4 | Elect Director Arthur Smith | Management | For | For |
1.5 | Elect Director Andre Weiss | Management | For | For |
1.6 | Elect Director Matthew Ross | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director J. Michael Stice | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Environmental and Human Rights Due Diligence | Shareholder | Against | Against |
6 | Report on Strategy for Aligning with 2 Degree Scenario | Shareholder | Against | Against |
7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Wm. Foran | Management | For | For |
1.2 | Elect Director Reynald A. Baribault | Management | For | For |
1.3 | Elect Director R. Gaines Baty | Management | For | For |
1.4 | Elect Director William M. Byerley | Management | For | For |
1.5 | Elect Director Julia P. Forrester | Management | For | For |
1.6 | Elect Director Kenneth L. Stewart | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
NAUTILUS MINERALS INC. | ||||
Ticker: NUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
| ||||
NAUTILUS MINERALS INC. | ||||
Ticker: NUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell Debney | Management | For | For |
1.2 | Elect Director Mohammed Al Barwani | Management | For | For |
1.3 | Elect Director Tariq Al Barwani | Management | For | For |
1.4 | Elect Director Mark Horn | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Re-approve Share Loan Plan | Management | For | For |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Peter Hay as Director | Management | For | For |
2b | Elect Philip Aiken as Director | Management | For | For |
2c | Elect Rick Lee as Director | Management | For | For |
2d | Elect John Spark as Director | Management | For | For |
2e | Elect Vickki McFadden as Director | Management | For | For |
3a | Approve the Grant of Performance Rights to Sandeep Biswas | Management | For | For |
3b | Approve the Grant of Performance Rights to Gerard Bond | Management | For | For |
4 | Approve the Remuneration Report | Management | For | For |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Kirby L. Hedrick | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
1j | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Methane Emissions and Flaring Targets | Shareholder | Against | Against |
8 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
OCEANAGOLD CORPORATION | ||||
Ticker: OGC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Askew | Management | For | For |
1.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
1.3 | Elect Director Geoff W. Raby | Management | For | For |
1.4 | Elect Director Michael F. Wilkes | Management | For | For |
1.5 | Elect Director William H. Myckatyn | Management | For | For |
1.6 | Elect Director Paul B. Sweeney | Management | For | For |
1.7 | Elect Director Diane R. Garrett | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Berry | Management | For | For |
1.2 | Elect Director T. Jay Collins | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OIL STATES INTERNATIONAL, INC. | ||||
Ticker: OIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.2 | Elect Director Christopher T. Seaver | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OPHIR ENERGY PLC | ||||
Ticker: OPHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bill Schrader as Director | Management | For | For |
4 | Re-elect Nick Cooper as Director | Management | For | For |
5 | Re-elect Bill Higgs as Director | Management | For | For |
6 | Re-elect Tony Rouse as Director | Management | For | For |
7 | Re-elect Carol Bell as Director | Management | For | For |
8 | Re-elect Alan Booth as Director | Management | For | For |
9 | Re-elect Vivien Gibney as Director | Management | For | For |
10 | Elect David Davies as Director | Management | For | For |
11 | Elect Carl Trowell as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Grant Waiver to Nelson Luiz Costa Silva in Order to Hold an Executive Position | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marcelo Mesquita de Siqueira Filho as Director Appointed by Minority Shareholder | Shareholder | None | For |
2 | Approve Sale of 90 Percent of Shares of Nova Transportadora do Sudeste - NTS (NTS) | Management | For | For |
3 | Waive Petrobras' Preemptive Rights to Subscribe Convertible Debentures to be Issued by Nova Transportadora do Sudeste - NTS (NTS) | Management | For | For |
4 | Amend Articles | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Liquigas Distribuidora S.A. | Management | For | For |
2 | Approve Sale of PetroquimicaSuape and CITEPE | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fiscal Council Member | Management | For | For |
2 | Approve Sale of PetroquimicaSuape and CITEPE | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | Against |
2.1 | Elect Fiscal Council Members | Management | For | Against |
2.2a | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Marcelo Gasparino da Silva as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
2.2b | Elect Francisco Vidal Luna as Fiscal Council Member and Manuelito Pereira Magalhaes Junior as Alternate Appointed by Minority Shareholder | Shareholder | None | Abstain |
3 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | For |
1 | Amend Articles | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
3 | Amend Policy of Appointment of Members of the Fiscal Council, Board of Directors and Executive Directors of Petrobras | Management | For | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PIONEER ENERGY SERVICES CORP. | ||||
Ticker: PES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean A. Burkhardt | Management | For | For |
1.2 | Elect Director Scott D. Urban | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Annual Sustainability | Shareholder | Against | Against |
| ||||
RANDGOLD RESOURCES LTD | ||||
Ticker: RRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
6 | Re-elect Mark Bristow as Director | Management | For | For |
7 | Re-elect Christopher Coleman as Director | Management | For | For |
8 | Re-elect Jamil Kassum as Director | Management | For | For |
9 | Elect Olivia Kirtley as Director | Management | For | For |
10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
11 | Re-elect Andrew Quinn as Director | Management | For | For |
12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
13 | Reappoint BDO LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| ||||
RESOLUTE ENERGY CORPORATION | ||||
Ticker: REN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Piccone | Management | For | For |
1.2 | Elect Director Thomas O. Hicks, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | Against |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
RICE ENERGY INC. | ||||
Ticker: RICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Rice, III | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Elect David Constable as Director | Management | For | For |
7 | Re-elect Jan du Plessis as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Elect Simon Henry as Director | Management | For | For |
10 | Elect Jean-Sebastien Jacques as Director | Management | For | For |
11 | Elect Sam Laidlaw as Director | Management | For | For |
12 | Re-elect Michael L'Estrange as Director | Management | For | For |
13 | Re-elect Chris Lynch as Director | Management | For | For |
14 | Re-elect Paul Tellier as Director | Management | For | For |
15 | Re-elect Simon Thompson as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited | Management | For | For |
| ||||
ROWAN COMPANIES PLC | ||||
Ticker: RDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William E. Albrecht | Management | For | For |
1b | Elect Director Thomas P. Burke | Management | For | For |
1c | Elect Director Thomas R. Hix | Management | For | For |
1d | Elect Director Jack B. Moore | Management | For | For |
1e | Elect Director Thierry Pilenko | Management | For | For |
1f | Elect Director Suzanne P. Nimocks | Management | For | For |
1g | Elect Director John J. Quicke | Management | For | For |
1h | Elect Director Tore I. Sandvold | Management | For | For |
1i | Elect Director Charles L. Szews | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Remuneration Policy | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Ratify Deloitte U.S as Auditors | Management | For | For |
8 | Reappoint Deloitte U.K. as Auditors | Management | For | For |
9 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Resolution to Approve the Form of Share Repurchase Contracts and Repurchase Counterparties | Management | For | For |
12 | Resolution Authorizing the Board to Allot Equity Securities | Management | For | For |
13 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
14 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Catherine Hughes as Director | Management | For | For |
5 | Elect Roberto Setubal as Director | Management | For | For |
6 | Re-elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
12 | Re-elect Linda Stuntz as Director | Management | For | For |
13 | Elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
RPC, INC. | ||||
Ticker: RES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Randall Rollins | Management | For | For |
1.2 | Elect Director Henry B. Tippie | Management | For | Withhold |
1.3 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
SANDFIRE RESOURCES NL | ||||
Ticker: SFR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Maree Arnason as Director | Management | For | For |
3 | Elect Robert Scott as Director | Management | For | For |
4 | Elect Paul Hallam as Director | Management | For | For |
5 | Approve the Grant of Performance Rights to Karl M. Simich, Managing Director and Chief Executive Officer of the Company | Management | For | For |
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SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Tore I. Sandvold | Management | For | For |
1l | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt and Approve Financials and Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Amend Employee Stock Purchase Plan | Management | For | For |
| ||||
SM ENERGY COMPANY | ||||
Ticker: SM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry W. Bickle | Management | For | For |
1.2 | Elect Director Stephen R. Brand | Management | For | For |
1.3 | Elect Director Loren M. Leiker | Management | For | For |
1.4 | Elect Director Javan D. Ottoson | Management | For | For |
1.5 | Elect Director Ramiro G. Peru | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director Rose M. Robeson | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SOUTH32 LIMITED | ||||
Ticker: S32 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Wayne Osborn as Director | Management | For | For |
2b | Elect Keith Rumble as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Equity Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company | Management | For | For |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
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SRC ENERGY INC. | ||||
Ticker: SRCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn A. Peterson | Management | For | For |
1.2 | Elect Director Jack N. Aydin | Management | For | For |
1.3 | Elect Director Daniel E. Kelly | Management | For | For |
1.4 | Elect Director Paul J. Korus | Management | For | For |
1.5 | Elect Director Raymond E. McElhaney | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Change Company Name to SRC Energy Inc. | Management | For | For |
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SUNCOR ENERGY INC. | ||||
Ticker: SU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Michael W. O'Brien | Management | For | For |
1.9 | Elect Director Eira M. Thomas | Management | For | For |
1.10 | Elect Director Steven W. Williams | Management | For | For |
1.11 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
TAHOE RESOURCES INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Kevin McArthur | Management | For | For |
1.2 | Elect Director Ronald W. Clayton | Management | For | For |
1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
1.4 | Elect Director Charles A. Jeannes | Management | For | For |
1.5 | Elect Director Drago G. Kisic | Management | For | For |
1.6 | Elect Director Alan C. Moon | Management | For | For |
1.7 | Elect Director A. Dan Rovig | Management | For | For |
1.8 | Elect Director Paul B. Sweeney | Management | For | For |
1.9 | Elect Director James S. Voorhees | Management | For | For |
1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
TARGA RESOURCES CORP. | ||||
Ticker: TRGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Crisp | Management | For | For |
1.2 | Elect Director Laura C. Fulton | Management | For | For |
1.3 | Elect Director Michael A. Heim | Management | For | For |
1.4 | Elect Director James W. Whalen | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Issuance of Shares of Common Stock Upon Conversion of Series A Preferred Stock and Exercise of Outstanding Warrants | Management | For | For |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TCK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director Quan Chong | Management | For | For |
1.3 | Elect Director Laura L. Dottori-Attanasio | Management | For | For |
1.4 | Elect Director Edward C. Dowling | Management | For | For |
1.5 | Elect Director Eiichi Fukuda | Management | For | For |
1.6 | Elect Director Norman B. Keevil | Management | For | For |
1.7 | Elect Director Norman B. Keevil, III | Management | For | For |
1.8 | Elect Director Takeshi Kubota | Management | For | For |
1.9 | Elect Director Donald R. Lindsay | Management | For | For |
1.10 | Elect Director Tracey L. McVicar | Management | For | For |
1.11 | Elect Director Kenneth W. Pickering | Management | For | For |
1.12 | Elect Director Una M. Power | Management | For | For |
1.13 | Elect Director Warren S. R. Seyffert | Management | For | For |
1.14 | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nancy E. Cooper | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Timothy S. Gitzel | Management | For | For |
1d | Elect Director Denise C. Johnson | Management | For | For |
1e | Elect Director Emery N. Koenig | Management | For | For |
1f | Elect Director Robert L. Lumpkins | Management | For | For |
1g | Elect Director William T. Monahan | Management | For | For |
1h | Elect Director James ('Joc') C. O'Rourke | Management | For | For |
1i | Elect Director James L. Popowich | Management | For | For |
1j | Elect Director David T. Seaton | Management | For | For |
1k | Elect Director Steven M. Seibert | Management | For | For |
1l | Elect Director Kelvin W. Westbrook | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TOTAL SA | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Patricia Barbizet as Director | Management | For | For |
7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
8 | Elect Mark Cutifani as Director | Management | For | For |
9 | Elect Carlos Tavares as Director | Management | For | For |
10 | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
11 | Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman | Management | For | For |
12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| ||||
UNITED STATES STEEL CORPORATION | ||||
Ticker: X | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia Diaz Dennis | Management | For | For |
1b | Elect Director Dan O. Dinges | Management | For | For |
1c | Elect Director John G. Drosdick | Management | For | For |
1d | Elect Director John J. Engel | Management | For | For |
1e | Elect Director Murry S. Gerber | Management | For | For |
1f | Elect Director Stephen J. Girsky | Management | For | For |
1g | Elect Director Mario Longhi | Management | For | For |
1h | Elect Director Paul A. Mascarenas | Management | For | For |
1i | Elect Director Glenda G. McNeal | Management | For | For |
1j | Elect Director Robert J. Stevens | Management | For | For |
1k | Elect Director David S. Sutherland | Management | For | For |
1l | Elect Director Patricia A. Tracey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Certificate of Incorporation to Eliminate References to a Classified Board Structure | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Mohamed A. Awad | Management | For | For |
1B | Elect Director David J. Butters | Management | For | For |
1C | Elect Director John D. Gass | Management | For | For |
1D | Elect Director Emyr Jones Parry | Management | For | For |
1E | Elect Director Francis S. Kalman | Management | For | For |
1F | Elect Director William E. Macaulay | Management | For | For |
1G | Elect Director Mark A. McCollum | Management | For | For |
1H | Elect Director Robert K. Moses, Jr. | Management | For | For |
1I | Elect Director Guillermo Ortiz | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
Franklin Small Cap Growth Fund
| ||||
2U, INC. | ||||
Ticker: TWOU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.2 | Elect Director Mark J. Chernis | Management | For | For |
1.3 | Elect Director John M. Larson | Management | For | For |
1.4 | Elect Director Edward S. Macias | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
ACLARIS THERAPEUTICS, INC. | ||||
Ticker: ACRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anand Mehra | Management | For | For |
1.2 | Elect Director Andrew Powell | Management | For | For |
1.3 | Elect Director Stephen A. Tullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALARM.COM HOLDINGS, INC. | ||||
Ticker: ALRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Timothy McAdam | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ALTRA INDUSTRIAL MOTION CORP. | ||||
Ticker: AIMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
1.5 | Elect Director Larry P. McPherson | Management | For | For |
1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AMERICAN RENAL ASSOCIATES HOLDINGS, INC. | ||||
Ticker: ARA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Boxer | Management | For | For |
1.2 | Elect Director Thomas W. Erickson | Management | For | For |
1.3 | Elect Director Robert H. Fish | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura A. Brege | Management | For | For |
1.2 | Elect Director Robert 'Rip' Gerber, Jr. | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ASTRONICS CORPORATION | ||||
Ticker: ATRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Boushie | Management | For | For |
1.2 | Elect Director Robert T. Brady | Management | For | For |
1.3 | Elect Director John B. Drenning | Management | For | Withhold |
1.4 | Elect Director Jeffrey D. Frisby | Management | For | For |
1.5 | Elect Director Peter J. Gundermann | Management | For | For |
1.6 | Elect Director Warren C. Johnson | Management | For | For |
1.7 | Elect Director Kevin T. Keane | Management | For | For |
1.8 | Elect Director Neil Kim | Management | For | For |
1.9 | Elect Director Robert J. McKenna | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
AT HOME GROUP INC. | ||||
Ticker: HOME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis L. Bird, III | Management | For | Withhold |
1.2 | Elect Director Elisabeth B. Charles | Management | For | Withhold |
1.3 | Elect Director Allen I. Questrom | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
AVEXIS, INC. | ||||
Ticker: AVXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul F. Manning | Management | For | For |
1.2 | Elect Director Sean P. Nolan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BAZAARVOICE, INC. | ||||
Ticker: BV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene Austin | Management | For | For |
1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BEACON ROOFING SUPPLY, INC. | ||||
Ticker: BECN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director Paul M. Isabella | Management | For | For |
1.3 | Elect Director Carl T. Berquist | Management | For | For |
1.4 | Elect Director Richard W. Frost | Management | For | For |
1.5 | Elect Director Alan Gershenhorn | Management | For | For |
1.6 | Elect Director Philip W. Knisely | Management | For | For |
1.7 | Elect Director Robert M. McLaughlin | Management | For | For |
1.8 | Elect Director Neil S. Novich | Management | For | For |
1.9 | Elect Director Stuart A. Randle | Management | For | For |
1.10 | Elect Director Douglas L. Young | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer M. Gray | Management | For | For |
1.2 | Elect Director Benjamin E. Robinson, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
1.2 | Elect Director David Bernardi | Management | For | For |
1.3 | Elect Director Jane A. Dietze | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Yellow Proxy Card) | ||||
1.1 | Elect Director Cynthia L. Davis | Management | For | Did Not Vote |
1.2 | Elect Director Andre J. Fernandez | Management | For | Did Not Vote |
1.3 | Elect Director Janice L. Fields | Management | For | Did Not Vote |
1.4 | Elect Director Harry A. Lawton | Management | For | Did Not Vote |
1.5 | Elect Director J. Oliver Maggard | Management | For | Did Not Vote |
1.6 | Elect Director Jerry R. Rose | Management | For | Did Not Vote |
1.7 | Elect Director Sam B. Rovit | Management | For | Did Not Vote |
1.8 | Elect Director Harmit J. Singh | Management | For | Did Not Vote |
1.9 | Elect Director Sally J. Smith | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Scott O. Bergren | Shareholder | For | For |
1.2 | Elect Director Richard T. McGuire, III | Shareholder | For | For |
1.3 | Management Nominee Sam B. Rovit | Shareholder | For | For |
1.4 | Elect Director Emil Lee Sanders | Shareholder | For | Withhold |
1.5 | Management Nominee Andre J. Fernandez | Shareholder | For | For |
1.6 | Management Nominee Janice L. Fields | Shareholder | For | For |
1.7 | Management Nominee Harry A. Lawton | Shareholder | For | For |
1.8 | Management Nominee Harmit J. Singh | Shareholder | For | For |
1.9 | Management Nominee Sally J. Smith | Shareholder | For | For |
2 | Amend Bylaws | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CALLIDUS SOFTWARE INC. | ||||
Ticker: CALD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin M. Klausmeyer | Management | For | For |
1b | Elect Director James D. White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward H. Frank | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Keith L. Brownlie | Management | For | For |
1.4 | Elect Director Herbert J. Conrad | Management | For | For |
1.5 | Elect Director James J. Marino | Management | For | For |
1.6 | Elect Director Gerald McMahon | Management | For | For |
1.7 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.8 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CHEMICAL FINANCIAL CORPORATION | ||||
Ticker: CHFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Fitterling | Management | For | For |
1.2 | Elect Director Ronald A. Klein | Management | For | For |
1.3 | Elect Director Richard M. Lievense | Management | For | For |
1.4 | Elect Director Barbara J. Mahone | Management | For | For |
1.5 | Elect Director John E. Pelizzari | Management | For | For |
1.6 | Elect Director David T. Provost | Management | For | For |
1.7 | Elect Director David B. Ramaker | Management | For | For |
1.8 | Elect Director Larry D. Stauffer | Management | For | For |
1.9 | Elect Director Jeffrey L. Tate | Management | For | For |
1.10 | Elect Director Gary Torgow | Management | For | For |
1.11 | Elect Director Arthur A. Weiss | Management | For | For |
1.12 | Elect Director Franklin C. Wheatlake | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick A. Alias | Management | For | For |
1.2 | Elect Director Theodor Krantz | Management | For | For |
1.3 | Elect Director J. Bruce Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
5 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| ||||
COLLEGIUM PHARMACEUTICAL, INC. | ||||
Ticker: COLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Heffernan | Management | For | For |
1.2 | Elect Director Gino Santini | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CORESITE REALTY CORPORATION | ||||
Ticker: COR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Paul E. Szurek | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Kelly C. Chambliss | Management | For | For |
1.5 | Elect Director Michael R. Koehler | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CORIUM INTERNATIONAL, INC. | ||||
Ticker: CORI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Staple | Management | For | For |
1.2 | Elect Director Ivan Gergel | Management | For | For |
1.3 | Elect Director Robert W. Thomas | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CUBIC CORPORATION | ||||
Ticker: CUB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter C. Zable | Management | For | For |
1.2 | Elect Director Bruce G. Blakley | Management | For | For |
1.3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
1.4 | Elect Director Bradley H. Feldmann | Management | For | For |
1.5 | Elect Director Edwin A. Guiles | Management | For | For |
1.6 | Elect Director Janice M. Hamby | Management | For | For |
1.7 | Elect Director Steven J. Norris | Management | For | For |
1.8 | Elect Director John H. Warner, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Collins | Management | For | For |
1b | Elect Director Mark Foletta | Management | For | For |
1c | Elect Director Eric J. Topol | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Increase Authorized Common Stock | Management | For | Against |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Howell M. Estes, III | Management | For | Against |
1B | Elect Director Kimberly Till | Management | For | For |
1C | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ECHO GLOBAL LOGISTICS, INC. | ||||
Ticker: ECHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Waggoner | Management | For | For |
1.2 | Elect Director Samuel K. Skinner | Management | For | For |
1.3 | Elect Director Matthew Ferguson | Management | For | For |
1.4 | Elect Director David Habiger | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director William M. Farrow, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EDGE THERAPEUTICS, INC. | ||||
Ticker: EDGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Isaac Blech | Management | For | For |
1.2 | Elect Director James Loughlin | Management | For | For |
1.3 | Elect Director R. Loch Macdonald | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EVERCORE PARTNERS INC. | ||||
Ticker: EVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Gail B. Harris | Management | For | For |
1.4 | Elect Director Robert B. Millard | Management | For | For |
1.5 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.6 | Elect Director Simon M. Robertson | Management | For | For |
1.7 | Elect Director Ralph L. Schlosstein | Management | For | For |
1.8 | Elect Director John S. Weinberg | Management | For | For |
1.9 | Elect Director William J. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
FARO TECHNOLOGIES, INC. | ||||
Ticker: FARO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Cole | Management | For | For |
1.2 | Elect Director Marvin R. Sambur | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
FIVE BELOW, INC. | ||||
Ticker: FIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joel D. Anderson | Management | For | For |
1b | Elect Director Kathleen S. Barclay | Management | For | For |
1c | Elect Director Thomas M. Ryan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel D. Colella | Management | For | For |
1.2 | Elect Director Gajus V. Worthington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Mueller | Management | For | For |
1.2 | Elect Director Sara R. Dial | Management | For | For |
1.3 | Elect Director Jack A. Henry | Management | For | For |
1.4 | Elect Director Kevin F. Warren | Management | For | For |
1.5 | Elect Director David J. Johnson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Conway | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
H.B. FULLER COMPANY | ||||
Ticker: FUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Losh | Management | For | For |
1.2 | Elect Director Lee R. Mitau | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HEALTHEQUITY, INC. | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Selander | Management | For | For |
1.2 | Elect Director Jon Kessler | Management | For | For |
1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
1.4 | Elect Director Frank A. Corvino | Management | For | For |
1.5 | Elect Director Adrian T. Dillon | Management | For | For |
1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
1.7 | Elect Director Frank T. Medici | Management | For | For |
1.8 | Elect Director Ian Sacks | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
1.5 | Elect Director John W. Poyhonen | Management | For | Withhold |
1.6 | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HOSTESS BRANDS, INC. | ||||
Ticker: TWNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Stone | Management | For | For |
1.2 | Elect Director William D. Toler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HOULIHAN LOKEY, INC. | ||||
Ticker: HLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott L. Beiser | Management | For | Withhold |
1.2 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.3 | Elect Director Robert J.B. Lenhardt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie Herendeen | Management | For | For |
1.2 | Elect Director Michael Simon | Management | For | For |
1.3 | Elect Director Jay Simons | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Kevin Douglas | Management | For | For |
1.4 | Elect Director Greg Foster | Management | For | For |
1.5 | Elect Director Richard L. Gelfond | Management | For | For |
1.6 | Elect Director David W. Leebron | Management | For | For |
1.7 | Elect Director Michael Lynne | Management | For | Withhold |
1.8 | Elect Director Michael MacMillan | Management | For | For |
1.9 | Elect Director Dana Settle | Management | For | For |
1.10 | Elect Director Darren Throop | Management | For | Withhold |
1.11 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Kelson | Management | For | For |
1.2 | Elect Director D. Michael Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INTEGER HOLDINGS CORPORATION | ||||
Ticker: ITGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela G. Bailey | Management | For | For |
1.2 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.3 | Elect Director Jean Hobby | Management | For | For |
1.4 | Elect Director M. Craig Maxwell | Management | For | For |
1.5 | Elect Director Filippo Passerini | Management | For | For |
1.6 | Elect Director Bill R. Sanford | Management | For | For |
1.7 | Elect Director Peter H. Soderberg | Management | For | For |
1.8 | Elect Director Donald J. Spence | Management | For | For |
1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: IDTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Schofield | Management | For | For |
1.2 | Elect Director Gregory L. Waters | Management | For | For |
1.3 | Elect Director Umesh Padval | Management | For | For |
1.4 | Elect Director Gordon Parnell | Management | For | For |
1.5 | Elect Director Ken Kannappan | Management | For | For |
1.6 | Elect Director Robert Rango | Management | For | For |
1.7 | Elect Director Norman Taffe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INTERFACE, INC. | ||||
Ticker: TILE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Burke | Management | For | For |
1.2 | Elect Director Andrew B. Cogan | Management | For | Withhold |
1.3 | Elect Director Carl I. Gable | Management | For | For |
1.4 | Elect Director Jay D. Gould | Management | For | For |
1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
1.6 | Elect Director Christopher G. Kennedy | Management | For | For |
1.7 | Elect Director K. David Kohler | Management | For | For |
1.8 | Elect Director Erin A. Matts | Management | For | For |
1.9 | Elect Director James B. Miller, Jr. | Management | For | Withhold |
1.10 | Elect Director Sheryl D. Palmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
INTERXION HOLDING NV | ||||
Ticker: INXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3.a | Elect Frank Esser as Director | Management | For | For |
3.b | Elect Mark Heraghty as Director | Management | For | For |
4 | Approve Grant of Shares to Non-Executive Director | Management | For | For |
5.a | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | Against |
5.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
| ||||
IRHYTHM TECHNOLOGIES, INC. | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin M. King | Management | For | For |
1B | Elect Director Raymond W. Scott | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Scott Garland | Management | For | For |
1.2 | Elect Director Barry E. Greene | Management | For | For |
1.3 | Elect Director Mansoor Raza Mirza | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KB HOME | ||||
Ticker: KBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy W. Finchem | Management | For | For |
1.2 | Elect Director Stuart A. Gabriel | Management | For | For |
1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.5 | Elect Director Robert L. Johnson | Management | For | Against |
1.6 | Elect Director Melissa Lora | Management | For | For |
1.7 | Elect Director Jeffery T. Mezger | Management | For | For |
1.8 | Elect Director Robert L. Patton, Jr. | Management | For | For |
1.9 | Elect Director Michael M. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KENNAMETAL INC. | ||||
Ticker: KMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy L. Davis | Management | For | For |
1.2 | Elect Director William J. Harvey | Management | For | For |
1.3 | Elect Director William M. Lambert | Management | For | For |
1.4 | Elect Director Sagar A. Patel | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
1.2 | Elect Director Robin A. Abrams | Management | For | Withhold |
1.3 | Elect Director Brian M. Beattie | Management | For | For |
1.4 | Elect Director John Bourgoin | Management | For | For |
1.5 | Elect Director Robert R. Herb | Management | For | For |
1.6 | Elect Director Mark E. Jensen | Management | For | For |
1.7 | Elect Director D. Jeffrey Richardson | Management | For | For |
1.8 | Elect Director Frederick D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
LION BIOTECHNOLOGIES, INC. | ||||
Ticker: LBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | For |
1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | For |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Jay Venkatesan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change State of Incorporation [Nevada to Delaware] | Management | For | For |
4 | Ratify Marcum LLP as Auditors | Management | For | For |
5 | Other Business | Management | For | For |
| ||||
LITHIA MOTORS, INC. | ||||
Ticker: LAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney B. DeBoer | Management | For | For |
1.2 | Elect Director Thomas R. Becker | Management | For | For |
1.3 | Elect Director Susan O. Cain | Management | For | For |
1.4 | Elect Director Bryan B. DeBoer | Management | For | For |
1.5 | Elect Director Kenneth E. Roberts | Management | For | For |
1.6 | Elect Director David J. Robino | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
LOXO ONCOLOGY, INC. | ||||
Ticker: LOXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Elms | Management | For | For |
1.2 | Elect Director Alan Fuhrman | Management | For | For |
1.3 | Elect Director Avi Z. Naider | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
M/I HOMES, INC. | ||||
Ticker: MHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip G. Creek | Management | For | For |
1.2 | Elect Director Nancy J. Kramer | Management | For | For |
1.3 | Elect Director Norman L. Traeger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. | ||||
Ticker: MTSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Bland | Management | For | Withhold |
1.2 | Elect Director Stephen G. Daly | Management | For | For |
1.3 | Elect Director Susan Ocampo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Wm. Foran | Management | For | For |
1.2 | Elect Director Reynald A. Baribault | Management | For | For |
1.3 | Elect Director R. Gaines Baty | Management | For | For |
1.4 | Elect Director William M. Byerley | Management | For | For |
1.5 | Elect Director Julia P. Forrester | Management | For | For |
1.6 | Elect Director Kenneth L. Stewart | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
MB FINANCIAL, INC. | ||||
Ticker: MBFI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director C. Bryan Daniels | Management | For | For |
1c | Elect Director Mitchell Feiger | Management | For | For |
1d | Elect Director Sunil Garg | Management | For | For |
1e | Elect Director Charles J. Gries | Management | For | For |
1f | Elect Director James N. Hallene | Management | For | For |
1g | Elect Director Thomas H. Harvey | Management | For | For |
1h | Elect Director Richard J. Holmstrom | Management | For | For |
1i | Elect Director Karen J. May | Management | For | For |
1j | Elect Director Ronald D. Santo | Management | For | For |
1k | Elect Director Jennifer W. Steans | Management | For | For |
1l | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: MRCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Bass | Management | For | For |
1.2 | Elect Director Michael A. Daniels | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
MOBILE MINI, INC. | ||||
Ticker: MINI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Watts | Management | For | For |
1b | Elect Director Erik Olsson | Management | For | For |
1c | Elect Director Sara R. Dial | Management | For | For |
1d | Elect Director Jeffrey S. Goble | Management | For | For |
1e | Elect Director James J. Martell | Management | For | For |
1f | Elect Director Stephen A. McConnell | Management | For | For |
1g | Elect Director Frederick G. McNamee, III | Management | For | For |
1h | Elect Director Kimberly J. McWaters | Management | For | Against |
1i | Elect Director Lawrence Trachtenberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NANOMETRICS INCORPORATED | ||||
Ticker: NANO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Robert Deuster | Management | For | For |
1.4 | Elect Director Bruce C. Rhine | Management | For | For |
1.5 | Elect Director Christopher A. Seams | Management | For | For |
1.6 | Elect Director Timothy J. Stultz | Management | For | For |
1.7 | Elect Director Christine A. Tsingos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NEOGEN CORPORATION | ||||
Ticker: NEOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Boehm | Management | For | For |
1.2 | Elect Director Jack C. Parnell | Management | For | For |
1.3 | Elect Director James P. Tobin | Management | For | For |
1.4 | Elect Director James C. Borel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
NEOS THERAPEUTICS, INC. | ||||
Ticker: NEOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vipin Garg | Management | For | For |
1.2 | Elect Director Greg Robitaille | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Fischer | Management | For | For |
1.2 | Elect Director Shawn T McCormick | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NORD ANGLIA EDUCATION, INC. | ||||
Ticker: NORD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Kelsey | Management | For | For |
1.2 | Elect Director Andrew Fitzmaurice | Management | For | For |
1.3 | Elect Director Graeme Halder | Management | For | For |
1.4 | Elect Director Jack Hennessy | Management | For | For |
1.5 | Elect Director Kosmas Kalliarekos | Management | For | For |
1.6 | Elect Director Carlos Watson | Management | For | For |
1.7 | Elect Director Nicholas Baird | Management | For | For |
1.8 | Elect Director Louis T. Hsieh | Management | For | For |
2 | Ratify Pricewaterhousecoopers as Auditors | Management | For | For |
| ||||
PAREXEL INTERNATIONAL CORPORATION | ||||
Ticker: PRXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
1.2 | Elect Director Christopher J. Lindop | Management | For | For |
1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PATHEON N.V. | ||||
Ticker: PTHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James C. Mullen | Management | For | Against |
1B | Elect Director Stephan B. Tanda | Management | For | Against |
1C | Elect Director Jeffrey P. McMullen | Management | For | Against |
1D | Elect Director Gary P. Pisano | Management | For | Against |
1E | Elect Director Charles I. Cogut | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
7 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | Against |
8 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital Plus 15,356,685 Shares | Management | For | Against |
9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
10 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
1.2 | Elect Director Andres D. Reiner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
PENUMBRA, INC. | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arani Bose | Management | For | For |
1b | Elect Director Bridget O'Rourke | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Grenfell-Gardner | Management | For | For |
1.2 | Elect Director Sigurdur (Siggi) Olafsson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||
Ticker: PNFP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Brock | Management | For | For |
1.2 | Elect Director Renda J. Burkhart | Management | For | For |
1.3 | Elect Director Gregory L. Burns | Management | For | For |
1.4 | Elect Director Marty G. Dickens | Management | For | For |
1.5 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
1.6 | Elect Director Joseph C. Galante | Management | For | For |
1.7 | Elect Director Glenda Baskin Glover | Management | For | For |
1.8 | Elect Director David B. Ingram | Management | For | For |
1.9 | Elect Director Ed C. Loughry, Jr. | Management | For | For |
1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
1.11 | Elect Director Ronald L. Samuels | Management | For | For |
1.12 | Elect Director Reese L. Smith, III | Management | For | For |
1.13 | Elect Director Gary L. Scott | Management | For | For |
1.14 | Elect Director M. Terry Turner | Management | For | For |
2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||
Ticker: PNFP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
PRA GROUP, INC. | ||||
Ticker: PRAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Nussle | Management | For | For |
1.2 | Elect Director Scott M. Tabakin | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PROOFPOINT, INC. | ||||
Ticker: PFPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Feiber | Management | For | For |
1.2 | Elect Director Eric Hahn | Management | For | For |
1.3 | Elect Director Kevin Harvey | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PURE STORAGE, INC. | ||||
Ticker: PSTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Frank Slootman | Management | For | For |
1.3 | Elect Director Mike Speiser | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
Q2 HOLDINGS, INC. | ||||
Ticker: QTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Lynn Atchison | Management | For | For |
1.2 | Elect Director Charles T. Doyle | Management | For | For |
1.3 | Elect Director Carl James Schaper | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
RESOLUTE ENERGY CORPORATION | ||||
Ticker: REN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Piccone | Management | For | For |
1.2 | Elect Director Thomas O. Hicks, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | Against |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Daniel Browne | Management | For | For |
1b | Elect Director Robert Byrnes | Management | For | For |
1c | Elect Director Philip J. Vickers | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michael F. Cola | Management | For | For |
1B | Elect Director Jeffrey M. Jonas | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SHORETEL, INC. | ||||
Ticker: SHOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Bregman | Management | For | For |
1.2 | Elect Director Marjorie Bowen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann Mather | Management | For | Withhold |
1.2 | Elect Director H. Tayloe Stansbury | Management | For | For |
1.3 | Elect Director Brian T. Swette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SMART & FINAL STORES, INC. | ||||
Ticker: SFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David G. Hirz | Management | For | For |
1b | Elect Director David B. Kaplan | Management | For | For |
1c | Elect Director Joseph S. Tesoriero | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Fornaro | Management | For | For |
1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. | ||||
Ticker: SPWH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kent V. Graham | Management | For | For |
1.2 | Elect Director Gregory P. Hickey | Management | For | For |
1.3 | Elect Director John V. Schaefer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SRC ENERGY INC. | ||||
Ticker: SRCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn A. Peterson | Management | For | For |
1.2 | Elect Director Jack N. Aydin | Management | For | For |
1.3 | Elect Director Daniel E. Kelly | Management | For | For |
1.4 | Elect Director Paul J. Korus | Management | For | For |
1.5 | Elect Director Raymond E. McElhaney | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Change Company Name to SRC Energy Inc. | Management | For | For |
| ||||
STEELCASE INC. | ||||
Ticker: SCS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director William P. Crawford | Management | For | For |
1.3 | Elect Director Connie K. Duckworth | Management | For | For |
1.4 | Elect Director David W. Joos | Management | For | For |
1.5 | Elect Director James P. Keane | Management | For | For |
1.6 | Elect Director Robert C. Pew, III | Management | For | For |
1.7 | Elect Director Cathy D. Ross | Management | For | For |
1.8 | Elect Director Peter M. Wege, II | Management | For | For |
1.9 | Elect Director P. Craig Welch, Jr. | Management | For | For |
1.10 | Elect Director Kate Pew Wolters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
TALMER BANCORP, INC. | ||||
Ticker: TLMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
TENNECO INC. | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas C. Freyman | Management | For | For |
1b | Elect Director Brian J. Kesseler | Management | For | For |
1c | Elect Director Dennis J. Letham | Management | For | For |
1d | Elect Director James S. Metcalf | Management | For | For |
1e | Elect Director Roger B. Porter | Management | For | For |
1f | Elect Director David B. Price, Jr. | Management | For | For |
1g | Elect Director Gregg M. Sherrill | Management | For | For |
1h | Elect Director Paul T. Stecko | Management | For | For |
1i | Elect Director Jane L. Warner | Management | For | For |
1j | Elect Director Roger J. Wood | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TG THERAPEUTICS, INC. | ||||
Ticker: TGTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence N. Charney | Management | For | For |
1.2 | Elect Director Yann Echelard | Management | For | For |
1.3 | Elect Director William J. Kennedy | Management | For | For |
1.4 | Elect Director Kenneth Hoberman | Management | For | For |
1.5 | Elect Director Daniel Hume | Management | For | For |
1.6 | Elect Director Mark Schoenebaum | Management | For | For |
1.7 | Elect Director Michael S. Weiss | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
THE HABIT RESTAURANTS, INC. | ||||
Ticker: HABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell W. Bendel | Management | For | For |
1.2 | Elect Director Ira Zecher | Management | For | For |
1.3 | Elect Director A. William Allen, III | Management | For | For |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| ||||
THE KEYW HOLDING CORPORATION | ||||
Ticker: KEYW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Deborah Bonanni | Management | For | For |
1b | Elect Director Bill Campbell | Management | For | For |
1c | Elect Director Shep Hill | Management | For | For |
1d | Elect Director Chris Inglis | Management | For | For |
1e | Elect Director Ken Minihan | Management | For | For |
1f | Elect Director Art Money | Management | For | For |
1g | Elect Director Caroline Pisano | Management | For | For |
1h | Elect Director Mark Sopp | Management | For | For |
1i | Elect Director Bill Weber | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE SPECTRANETICS CORPORATION | ||||
Ticker: SPNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Pelak | Management | For | For |
1.2 | Elect Director Maria Sainz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV. | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
TILE SHOP HOLDINGS, INC. | ||||
Ticker: TTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris R. Homeister | Management | For | For |
1.2 | Elect Director Peter J. Jacullo, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Dalzell | Management | For | For |
1.2 | Elect Director Erika Rottenberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
UNIVAR INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Doheny | Management | For | For |
1.2 | Elect Director Edward J. Mooney | Management | For | For |
1.3 | Elect Director Juliet Teo | Management | For | For |
1.4 | Elect Director David H. Wasserman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
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US ECOLOGY, INC. | ||||
Ticker: ECOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Colvin | Management | For | For |
1.2 | Elect Director Katina Dorton | Management | For | For |
1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
1.4 | Elect Director Daniel Fox | Management | For | For |
1.5 | Elect Director Stephen A. Romano | Management | For | For |
1.6 | Elect Director John T. Sahlberg | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Baldridge | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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WESTERN ALLIANCE BANCORPORATION | ||||
Ticker: WAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Bruce Beach | Management | For | For |
1B | Elect Director William S. Boyd | Management | For | For |
1C | Elect Director Howard N. Gould | Management | For | For |
1D | Elect Director Steven J. Hilton | Management | For | Against |
1E | Elect Director Marianne Boyd Johnson | Management | For | For |
1F | Elect Director Robert P. Latta | Management | For | For |
1G | Elect Director Cary Mack | Management | For | For |
1H | Elect Director Todd Marshall | Management | For | For |
1I | Elect Director James E. Nave | Management | For | For |
1J | Elect Director Michael Patriarca | Management | For | For |
1K | Elect Director Robert Gary Sarver | Management | For | For |
1L | Elect Director Donald D. Snyder | Management | For | For |
1M | Elect Director Sung Won Sohn | Management | For | For |
1N | Elect Director Kenneth A. Vecchione | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
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WINGSTOP INC. | ||||
Ticker: WING | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Crump-Caine | Management | For | For |
1.2 | Elect Director Wesley S. McDonald | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikkel Svane | Management | For | For |
1.2 | Elect Director Elizabeth Nelson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ZOE'S KITCHEN, INC. | ||||
Ticker: ZOES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin Miles | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Small-Mid Cap Growth Fund
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2U, INC. | ||||
Ticker: TWOU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.2 | Elect Director Mark J. Chernis | Management | For | For |
1.3 | Elect Director John M. Larson | Management | For | For |
1.4 | Elect Director Edward S. Macias | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
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ACADIA PHARMACEUTICALS INC. | ||||
Ticker: ACAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Daly | Management | For | For |
1.2 | Elect Director Edmund P. Harrigan | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACUITY BRANDS, INC. | ||||
Ticker: AYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Patrick Battle | Management | For | For |
1.2 | Elect Director Gordon D. Harnett | Management | For | For |
1.3 | Elect Director Robert F. McCullough | Management | For | For |
1.4 | Elect Director Dominic J. Pileggi | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Approve Dividend Increase | Shareholder | Against | Against |
| ||||
ADVANCE AUTO PARTS, INC. | ||||
Ticker: AAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Brad W. Buss | Management | For | For |
1.4 | Elect Director Fiona P. Dias | Management | For | For |
1.5 | Elect Director John F. Ferraro | Management | For | For |
1.6 | Elect Director Thomas R. Greco | Management | For | For |
1.7 | Elect Director Adriana Karaboutis | Management | For | For |
1.8 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1.9 | Elect Director William S. Oglesby | Management | For | For |
1.10 | Elect Director Reuben E. Slone | Management | For | For |
1.11 | Elect Director Jeffrey C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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AKORN, INC. | ||||
Ticker: AKRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
1.3 | Elect Director Adrienne L. Graves | Management | For | For |
1.4 | Elect Director Ronald M. Johnson | Management | For | Withhold |
1.5 | Elect Director Steven J. Meyer | Management | For | Withhold |
1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
1.7 | Elect Director Brian Tambi | Management | For | For |
1.8 | Elect Director Alan Weinstein | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AKORN, INC. | ||||
Ticker: AKRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
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ALARM.COM HOLDINGS, INC. | ||||
Ticker: ALRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Timothy McAdam | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director Kelly J. Barlow | Management | For | For |
1.4 | Elect Director D. Keith Cobb | Management | For | For |
1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.6 | Elect Director Edward J. Heffernan | Management | For | For |
1.7 | Elect Director Kenneth R. Jensen | Management | For | For |
1.8 | Elect Director Robert A. Minicucci | Management | For | For |
1.9 | Elect Director Timothy J. Theriault | Management | For | For |
1.10 | Elect Director Laurie A. Tucker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
AMERICAN CAMPUS COMMUNITIES, INC. | ||||
Ticker: ACC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Bayless, Jr. | Management | For | For |
1b | Elect Director Blakeley W. Chandlee, III | Management | For | For |
1c | Elect Director G. Steven Dawson | Management | For | For |
1d | Elect Director Cydney C. Donnell | Management | For | For |
1e | Elect Director Dennis G. Lopez | Management | For | For |
1f | Elect Director Edward Lowenthal | Management | For | For |
1g | Elect Director Oliver Luck | Management | For | For |
1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Bruce R. Evans | Management | For | For |
1e | Elect Director Edward H. Frank | Management | For | For |
1f | Elect Director Mark M. Little | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director Kenton J. Sicchitano | Management | For | For |
1i | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cashman, III | Management | For | For |
1b | Elect Director Ajei S. Gopal | Management | For | For |
1c | Elect Director William R. McDermott | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
ARTHUR J. GALLAGHER & CO. | ||||
Ticker: AJG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director Frank E. English, Jr. | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director Elbert O. Hand | Management | For | For |
1g | Elect Director David S. Johnson | Management | For | For |
1h | Elect Director Kay W. McCurdy | Management | For | For |
1i | Elect Director Ralph J. Nicoletti | Management | For | For |
1j | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
8 | Amend Articles of Association | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director Jeff Clarke | Management | For | For |
1d | Elect Director Scott Ferguson | Management | For | For |
1e | Elect Director Thomas Georgens | Management | For | For |
1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
1g | Elect Director Mary T. McDowell | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Betsy Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
AXALTA COATING SYSTEMS LTD. | ||||
Ticker: AXTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Shaver | Management | For | For |
1.2 | Elect Director Mark Garrett | Management | For | For |
1.3 | Elect Director Lori J. Ryerkerk | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
B/E AEROSPACE, INC. | ||||
Ticker: BEAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.2 | Elect Director James F. Albaugh | Management | For | For |
1.3 | Elect Director John T. Whates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Willard Dere | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Elaine J. Heron | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Alan J. Lewis | Management | For | For |
1.7 | Elect Director Richard A. Meier | Management | For | For |
1.8 | Elect Director David Pyott | Management | For | For |
1.9 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer M. Gray | Management | For | For |
1.2 | Elect Director Benjamin E. Robinson, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Yellow Proxy Card) | ||||
1.1 | Elect Director Cynthia L. Davis | Management | For | Did Not Vote |
1.2 | Elect Director Andre J. Fernandez | Management | For | Did Not Vote |
1.3 | Elect Director Janice L. Fields | Management | For | Did Not Vote |
1.4 | Elect Director Harry A. Lawton | Management | For | Did Not Vote |
1.5 | Elect Director J. Oliver Maggard | Management | For | Did Not Vote |
1.6 | Elect Director Jerry R. Rose | Management | For | Did Not Vote |
1.7 | Elect Director Sam B. Rovit | Management | For | Did Not Vote |
1.8 | Elect Director Harmit J. Singh | Management | For | Did Not Vote |
1.9 | Elect Director Sally J. Smith | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Scott O. Bergren | Shareholder | For | For |
1.2 | Elect Director Richard T. McGuire, III | Shareholder | For | For |
1.3 | Management Nominee Sam B. Rovit | Shareholder | For | For |
1.4 | Elect Director Emil Lee Sanders | Shareholder | For | Withhold |
1.5 | Management Nominee Andre J. Fernandez | Shareholder | For | For |
1.6 | Management Nominee Janice L. Fields | Shareholder | For | For |
1.7 | Management Nominee Harry A. Lawton | Shareholder | For | For |
1.8 | Management Nominee Harmit J. Singh | Shareholder | For | For |
1.9 | Management Nominee Sally J. Smith | Shareholder | For | For |
2 | Amend Bylaws | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
C. R. BARD, INC. | ||||
Ticker: BCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Robert M. Davis | Management | For | For |
1.3 | Elect Director Herbert L. Henkel | Management | For | For |
1.4 | Elect Director John C. Kelly | Management | For | For |
1.5 | Elect Director David F. Melcher | Management | For | For |
1.6 | Elect Director Gail K. Naughton | Management | For | For |
1.7 | Elect Director Timothy M. Ring | Management | For | For |
1.8 | Elect Director Tommy G. Thompson | Management | For | For |
1.9 | Elect Director John H. Weiland | Management | For | For |
1.10 | Elect Director Anthony Welters | Management | For | For |
1.11 | Elect Director Tony L. White | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dorothy M. Ables | Management | For | For |
1B | Elect Director Rhys J. Best | Management | For | For |
1C | Elect Director Robert S. Boswell | Management | For | For |
1D | Elect Director Dan O. Dinges | Management | For | For |
1E | Elect Director Robert Kelley | Management | For | For |
1F | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward H. Frank | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Beth F. Cobert | Management | For | For |
1c | Elect Director Curtis F. Feeny | Management | For | For |
1d | Elect Director Bradford M. Freeman | Management | For | For |
1e | Elect Director Christopher T. Jenny | Management | For | For |
1f | Elect Director Gerardo I. Lopez | Management | For | Against |
1g | Elect Director Frederic V. Malek | Management | For | For |
1h | Elect Director Paula R. Reynolds | Management | For | For |
1i | Elect Director Robert E. Sulentic | Management | For | For |
1j | Elect Director Laura D. Tyson | Management | For | For |
1k | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie L. Gerberding | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CHURCH & DWIGHT CO., INC. | ||||
Ticker: CHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Craigie | Management | For | For |
1b | Elect Director Robert D. LeBlanc | Management | For | For |
1c | Elect Director Janet S. Vergis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick A. Alias | Management | For | For |
1.2 | Elect Director Theodor Krantz | Management | For | For |
1.3 | Elect Director J. Bruce Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
5 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director Warren H. Haber | Management | For | For |
1f | Elect Director John W. Hill | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director David J. Steinberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CSRA INC. | ||||
Ticker: CSRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Keith B. Alexander | Management | For | For |
1b | Elect Director Sanju K. Bansal | Management | For | For |
1c | Elect Director Michele A. Flournoy | Management | For | For |
1d | Elect Director Mark A. Frantz | Management | For | For |
1e | Elect Director Nancy Killefer | Management | For | For |
1f | Elect Director Craig Martin | Management | For | For |
1g | Elect Director Sean O'Keefe | Management | For | For |
1h | Elect Director Lawrence B. Prior, III | Management | For | For |
1i | Elect Director Michael E. Ventling | Management | For | For |
1j | Elect Director Billie I. Williamson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DAVITA INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony ("John") Davidson | Management | For | For |
1d | Elect Director Barbara J. Desoer | Management | For | For |
1e | Elect Director Pascal Desroches | Management | For | For |
1f | Elect Director Paul J. Diaz | Management | For | For |
1g | Elect Director Peter T. Grauer | Management | For | Against |
1h | Elect Director John M. Nehra | Management | For | For |
1i | Elect Director William L. Roper | Management | For | For |
1j | Elect Director Kent J. Thiry | Management | For | For |
1k | Elect Director Phyllis R. Yale | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DELPHI AUTOMOTIVE PLC | ||||
Ticker: DLPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. Cantie | Management | For | For |
2 | Elect Director Kevin P. Clark | Management | For | For |
3 | Elect Director Gary L. Cowger | Management | For | For |
4 | Elect Director Nicholas M. Donofrio | Management | For | For |
5 | Elect Director Mark P. Frissora | Management | For | For |
6 | Elect Director Rajiv L. Gupta | Management | For | For |
7 | Elect Director Sean O. Mahoney | Management | For | For |
8 | Elect Director Timothy M. Manganello | Management | For | For |
9 | Elect Director Ana G. Pinczuk | Management | For | For |
10 | Elect Director Thomas W. Sidlik | Management | For | For |
11 | Elect Director Bernd Wiedemann | Management | For | For |
12 | Elect Director Lawrence A. Zimmerman | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Collins | Management | For | For |
1b | Elect Director Mark Foletta | Management | For | For |
1c | Elect Director Eric J. Topol | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Increase Authorized Common Stock | Management | For | Against |
| ||||
DICK'S SPORTING GOODS, INC. | ||||
Ticker: DKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward W. Stack | Management | For | For |
1b | Elect Director Jacqualyn A. Fouse | Management | For | For |
1c | Elect Director Lawrence J. Schorr | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Howell M. Estes, III | Management | For | Against |
1B | Elect Director Kimberly Till | Management | For | For |
1C | Elect Director Eddy Zervigon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DOLLAR TREE, INC. | ||||
Ticker: DLTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.4 | Elect Director Mary Anne Citrino | Management | For | For |
1.5 | Elect Director H. Ray Compton | Management | For | For |
1.6 | Elect Director Conrad M. Hall | Management | For | For |
1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director C. Andrew Ballard | Management | For | For |
1.3 | Elect Director Andrew B. Balson | Management | For | For |
1.4 | Elect Director Diana F. Cantor | Management | For | For |
1.5 | Elect Director J. Patrick Doyle | Management | For | For |
1.6 | Elect Director Richard L. Federico | Management | For | For |
1.7 | Elect Director James A. Goldman | Management | For | For |
1.8 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director Kieran T. Gallahue | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Talbott Roche | Management | For | For |
1g | Elect Director Richard A. Simonson | Management | For | For |
1h | Elect Director Luis A. Ubinas | Management | For | For |
1i | Elect Director Denise F. Warren | Management | For | For |
1j | Elect Director Andrew Wilson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Re-approve Material Terms for Long-Term Incentive Performance Awards | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan C. Athey | Management | For | For |
1b | Elect Director A. George "Skip" Battle | Management | For | For |
1c | Elect Director Chelsea Clinton | Management | For | For |
1d | Elect Director Pamela L. Coe | Management | For | For |
1e | Elect Director Barry Diller | Management | For | For |
1f | Elect Director Jonathan L. Dolgen | Management | For | For |
1g | Elect Director Craig A. Jacobson | Management | For | For |
1h | Elect Director Victor A. Kaufman | Management | For | For |
1i | Elect Director Peter M. Kern | Management | For | For |
1j | Elect Director Dara Khosrowshahi | Management | For | For |
1k | Elect Director John C. Malone | Management | For | For |
1l | Elect Director Scott Rudin | Management | For | For |
1m | Elect Director Christopher W. Shean | Management | For | For |
1n | Elect Director Alexander von Furstenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
FIDELITY NATIONAL INFORMATION SERVICES, INC. | ||||
Ticker: FIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Thomas M. Hagerty | Management | For | For |
1c | Elect Director Keith W. Hughes | Management | For | For |
1d | Elect Director David K. Hunt | Management | For | For |
1e | Elect Director Stephan A. James | Management | For | For |
1f | Elect Director Frank R. Martire | Management | For | For |
1g | Elect Director Leslie M. Muma | Management | For | For |
1h | Elect Director Gary A. Norcross | Management | For | For |
1i | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Steven T. Stull | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kate Mitchell | Management | For | For |
1B | Elect Director Israel Ruiz | Management | For | Against |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Hellmann | Management | For | For |
1.2 | Elect Director Albert J. Neupaver | Management | For | Withhold |
1.3 | Elect Director Joseph H. Pyne | Management | For | Withhold |
1.4 | Elect Director Hunter C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Kimball | Management | For | For |
1.2 | Elect Director Elizabeth S. Rafael | Management | For | For |
1.3 | Elect Director Lee E. Wittlinger | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Mueller | Management | For | For |
1.2 | Elect Director Sara R. Dial | Management | For | For |
1.3 | Elect Director Jack A. Henry | Management | For | For |
1.4 | Elect Director Kevin F. Warren | Management | For | For |
1.5 | Elect Director David J. Johnson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HANESBRANDS INC. | ||||
Ticker: HBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
1b | Elect Director Bobby J. Griffin | Management | For | For |
1c | Elect Director James C. Johnson | Management | For | Against |
1d | Elect Director Jessica T. Mathews | Management | For | For |
1e | Elect Director Franck J. Moison | Management | For | For |
1f | Elect Director Robert F. Moran | Management | For | For |
1g | Elect Director Ronald L. Nelson | Management | For | Against |
1h | Elect Director Richard A. Noll | Management | For | For |
1i | Elect Director David V. Singer | Management | For | For |
1j | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
HD SUPPLY HOLDINGS, INC. | ||||
Ticker: HDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Peter A. Dorsman | Management | For | For |
1.3 | Elect Director Peter A. Leav | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
1.5 | Elect Director John W. Poyhonen | Management | For | Withhold |
1.6 | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | Against |
1.9 | Elect Director Guy C. Hachey | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HOLOGIC, INC. | ||||
Ticker: HOLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Coughlin | Management | For | For |
1.2 | Elect Director Sally W. Crawford | Management | For | For |
1.3 | Elect Director Scott T. Garrett | Management | For | For |
1.4 | Elect Director Lawrence M. Levy | Management | For | For |
1.5 | Elect Director Stephen P. MacMillan | Management | For | For |
1.6 | Elect Director Christiana Stamoulis | Management | For | For |
1.7 | Elect Director Elaine S. Ullian | Management | For | For |
1.8 | Elect Director Amy M. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HOSTESS BRANDS, INC. | ||||
Ticker: TWNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Stone | Management | For | For |
1.2 | Elect Director William D. Toler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
IHS MARKIT LTD. | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director William E. Ford | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Caroline D. Dorsa | Management | For | For |
1b | Elect Director Robert S. Epstein | Management | For | For |
1c | Elect Director Philip W. Schiller | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Kevin Douglas | Management | For | For |
1.4 | Elect Director Greg Foster | Management | For | For |
1.5 | Elect Director Richard L. Gelfond | Management | For | For |
1.6 | Elect Director David W. Leebron | Management | For | For |
1.7 | Elect Director Michael Lynne | Management | For | Withhold |
1.8 | Elect Director Michael MacMillan | Management | For | For |
1.9 | Elect Director Dana Settle | Management | For | For |
1.10 | Elect Director Darren Throop | Management | For | Withhold |
1.11 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Kelson | Management | For | For |
1.2 | Elect Director D. Michael Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INPHI CORPORATION | ||||
Ticker: IPHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.2 | Elect Director David Liddle | Management | For | For |
1.3 | Elect Director Bruce McWilliams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| ||||
INSULET CORPORATION | ||||
Ticker: PODD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally Crawford | Management | For | For |
1.2 | Elect Director Regina Sommer | Management | For | For |
1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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INTEGRATED DEVICE TECHNOLOGY, INC. | ||||
Ticker: IDTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Schofield | Management | For | For |
1.2 | Elect Director Gregory L. Waters | Management | For | For |
1.3 | Elect Director Umesh Padval | Management | For | For |
1.4 | Elect Director Gordon Parnell | Management | For | For |
1.5 | Elect Director Ken Kannappan | Management | For | For |
1.6 | Elect Director Robert Rango | Management | For | For |
1.7 | Elect Director Norman Taffe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
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INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||
Ticker: IFF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda Buck | Management | For | For |
1c | Elect Director Michael L. Ducker | Management | For | For |
1d | Elect Director David R. Epstein | Management | For | For |
1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1f | Elect Director John F. Ferraro | Management | For | For |
1g | Elect Director Andreas Fibig | Management | For | For |
1h | Elect Director Christina Gold | Management | For | For |
1i | Elect Director Henry W. Howell, Jr. | Management | For | For |
1j | Elect Director Katherine M. Hudson | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
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INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig H. Barratt | Management | For | For |
1.2 | Elect Director Michael A. Friedman | Management | For | For |
1.3 | Elect Director Gary S. Guthart | Management | For | For |
1.4 | Elect Director Amal M. Johnson | Management | For | For |
1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1.6 | Elect Director Alan J. Levy | Management | For | For |
1.7 | Elect Director Jami Dover Nachtsheim | Management | For | For |
1.8 | Elect Director Mark J. Rubash | Management | For | For |
1.9 | Elect Director Lonnie M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
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IRHYTHM TECHNOLOGIES, INC. | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin M. King | Management | For | For |
1B | Elect Director Raymond W. Scott | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | Against |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | For |
1.10 | Elect Director Kirk Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
L BRANDS, INC. | ||||
Ticker: LB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donna A. James | Management | For | For |
1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
1.3 | Elect Director Michael G. Morris | Management | For | For |
1.4 | Elect Director Raymond Zimmerman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | Withhold |
2.10 | Elect Director John T. Dickson - Withdrawn Resolution | Management | None | None |
2.11 | Elect Director Gary B. Moore - Withdrawn Resolution | Management | None | None |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LAZARD LTD | ||||
Ticker: LAZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Jacobs | Management | For | For |
1.2 | Elect Director Michelle Jarrard | Management | For | For |
1.3 | Elect Director Philip A. Laskawy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| ||||
MALLINCKRODT PLC | ||||
Ticker: MNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Angus C. Russell | Management | For | For |
1g | Elect Director Virgil D. Thompson - Withdrawn Resolution | Management | None | None |
1h | Elect Director Mark C. Trudeau | Management | For | For |
1i | Elect Director Kneeland C. Youngblood | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6a | Amend Memorandum of Association | Management | For | For |
6b | Amend Articles of Association | Management | For | For |
7 | Approve Reduction in Share Capital | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Steven L. Begleiter | Management | For | For |
1c | Elect Director Stephen P. Casper | Management | For | For |
1d | Elect Director Jane Chwick | Management | For | For |
1e | Elect Director William F. Cruger | Management | For | For |
1f | Elect Director David G. Gomach | Management | For | For |
1g | Elect Director Carlos M. Hernandez | Management | For | For |
1h | Elect Director Richard G. Ketchum | Management | For | For |
1i | Elect Director John Steinhardt | Management | For | For |
1j | Elect Director James J. Sullivan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MARRIOTT INTERNATIONAL, INC. | ||||
Ticker: MAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Bruce W. Duncan | Management | For | For |
1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
1.5 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | Against |
1.6 | Elect Director Eric Hippeau | Management | For | For |
1.7 | Elect Director Lawrence W. Kellner | Management | For | Against |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | Against |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Steven S. Reinemund | Management | For | For |
1.12 | Elect Director W. Mitt Romney | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue W. Cole | Management | For | For |
1.2 | Elect Director Michael J. Quillen | Management | For | For |
1.3 | Elect Director John J. Koraleski | Management | For | For |
1.4 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MEDNAX, INC. | ||||
Ticker: MD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Karey D. Barker | Management | For | For |
1.3 | Elect Director Waldemar A. Carlo | Management | For | For |
1.4 | Elect Director Michael B. Fernandez | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Constance L. Harvey | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | Against |
1.4 | Elect Director Esther L. Johnson | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
MOLSON COORS BREWING COMPANY | ||||
Ticker: TAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||
Ticker: MPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor K. Lee | Management | For | For |
1.2 | Elect Director James C. Moyer | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Sustainability, Including Water Risks | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Darrell Duffie | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Ewald Kist | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director Alfred W. Sandrock, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Fischer | Management | For | For |
1.2 | Elect Director Shawn T McCormick | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NEWELL BRANDS INC. | ||||
Ticker: NWL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | Against |
1c | Elect Director Kevin C. Conroy | Management | For | Against |
1d | Elect Director Scott S. Cowen | Management | For | Against |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | Against |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Kirby L. Hedrick | Management | For | For |
1g | Elect Director David L. Stover | Management | For | For |
1h | Elect Director Scott D. Urban | Management | For | For |
1i | Elect Director William T. Van Kleef | Management | For | For |
1j | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
| ||||
NORWEGIAN CRUISE LINE HOLDINGS LTD. | ||||
Ticker: NCLH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Abrams | Management | For | For |
1b | Elect Director John W. Chidsey | Management | For | For |
1c | Elect Director Russell W. Galbut | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director Persis S. Drell | Management | For | For |
1d | Elect Director James C. Gaither | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director William J. Miller | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NVR, INC. | ||||
Ticker: NVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. E. Andrews | Management | For | For |
1.2 | Elect Director Timothy M. Donahue | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Alfred E. Festa | Management | For | For |
1.5 | Elect Director Ed Grier | Management | For | For |
1.6 | Elect Director Manuel H. Johnson | Management | For | For |
1.7 | Elect Director Mel Martinez | Management | For | For |
1.8 | Elect Director William A. Moran | Management | For | Against |
1.9 | Elect Director David A. Preiser | Management | For | For |
1.10 | Elect Director W. Grady Rosier | Management | For | For |
1.11 | Elect Director Susan Williamson Ross | Management | For | For |
1.12 | Elect Director Dwight C. Schar | Management | For | For |
1.13 | Elect Director Paul W. Whetsell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
O'REILLY AUTOMOTIVE, INC. | ||||
Ticker: ORLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Charles H. O'Reilly Jr. | Management | For | Against |
1c | Elect Director Larry O'Reilly | Management | For | Against |
1d | Elect Director Rosalie O'Reilly Wooten | Management | For | Against |
1e | Elect Director Jay D. Burchfield | Management | For | For |
1f | Elect Director Thomas T. Hendrickson | Management | For | For |
1g | Elect Director Paul R. Lederer | Management | For | For |
1h | Elect Director John R. Murphy | Management | For | For |
1i | Elect Director Ronald Rashkow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
OIL STATES INTERNATIONAL, INC. | ||||
Ticker: OIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.2 | Elect Director Christopher T. Seaver | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark D. McLaughlin | Management | For | For |
1b | Elect Director Asheem Chandna | Management | For | For |
1c | Elect Director James J. Goetz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PATHEON N.V. | ||||
Ticker: PTHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James C. Mullen | Management | For | Against |
1B | Elect Director Stephan B. Tanda | Management | For | Against |
1C | Elect Director Jeffrey P. McMullen | Management | For | Against |
1D | Elect Director Gary P. Pisano | Management | For | Against |
1E | Elect Director Charles I. Cogut | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
7 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | Against |
8 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital Plus 15,356,685 Shares | Management | For | Against |
9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
10 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
PENUMBRA, INC. | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arani Bose | Management | For | For |
1b | Elect Director Bridget O'Rourke | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Grenfell-Gardner | Management | For | For |
1.2 | Elect Director Sigurdur (Siggi) Olafsson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PINNACLE FOODS INC. | ||||
Ticker: PF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane Nielsen | Management | For | For |
1.2 | Elect Director Muktesh Pant | Management | For | For |
1.3 | Elect Director Raymond Silcock | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
POST HOLDINGS, INC. | ||||
Ticker: POST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Grote | Management | For | For |
1.2 | Elect Director David W. Kemper | Management | For | For |
1.3 | Elect Director Robert V. Vitale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on the Risks Associated with Use of Caged Chickens in Supply Chain | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PROOFPOINT, INC. | ||||
Ticker: PFPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Feiber | Management | For | For |
1.2 | Elect Director Eric Hahn | Management | For | For |
1.3 | Elect Director Kevin Harvey | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
Q2 HOLDINGS, INC. | ||||
Ticker: QTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Lynn Atchison | Management | For | For |
1.2 | Elect Director Charles T. Doyle | Management | For | For |
1.3 | Elect Director Carl James Schaper | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
QUINTILES IMS HOLDINGS, INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan J. Coslet | Management | For | For |
1.2 | Elect Director Michael J. Evanisko | Management | For | For |
1.3 | Elect Director Dennis B. Gillings | Management | For | For |
1.4 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Shares in Connection with Merger | Management | For | For |
3 | Change State of Incorporation from North Carolina to Delaware | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohaib Abbasi | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Charlene T. Begley | Management | For | For |
1.4 | Elect Director Jeffrey J. Clarke - Withdrawn Resolution | Management | None | None |
1.5 | Elect Director Narendra K. Gupta | Management | For | For |
1.6 | Elect Director Kimberly L. Hammonds | Management | For | For |
1.7 | Elect Director William S. Kaiser | Management | For | For |
1.8 | Elect Director Donald H. Livingstone | Management | For | For |
1.9 | Elect Director H. Hugh Shelton | Management | For | For |
1.10 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Daniel Browne | Management | For | For |
1b | Elect Director Robert Byrnes | Management | For | For |
1c | Elect Director Philip J. Vickers | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.2 | Elect Director Marc H. Morial | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROSS STORES, INC. | ||||
Ticker: ROST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | Against |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director Stephen D. Milligan | Management | For | For |
1g | Elect Director George P. Orban | Management | For | For |
1h | Elect Director Michael O'Sullivan | Management | For | For |
1i | Elect Director Lawrence S. Peiros | Management | For | For |
1j | Elect Director Gregory L. Quesnel | Management | For | For |
1k | Elect Director Barbara Rentler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John J. Donahoe | Management | For | For |
1b | Elect Director Charles H. Giancarlo | Management | For | For |
1c | Elect Director Anita M. Sands | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Joseph J. DePaolo | Management | For | For |
1.3 | Elect Director Barney Frank | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
SKYWORKS SOLUTIONS, INC. | ||||
Ticker: SWKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Aldrich | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Timothy R. Furey | Management | For | For |
1.4 | Elect Director Liam K. Griffin | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Christine King | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director David J. McLachlan | Management | For | For |
1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SQUARE, INC. | ||||
Ticker: SQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roelof Botha | Management | For | For |
1.2 | Elect Director Jim McKelvey | Management | For | For |
1.3 | Elect Director Ruth Simmons | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SVB FINANCIAL GROUP | ||||
Ticker: SIVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director Lata Krishnan | Management | For | For |
1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.8 | Elect Director Mary J. Miller | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TESARO, INC. | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| ||||
TEXTRON INC. | ||||
Ticker: TXT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott C. Donnelly | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director R. Kerry Clark | Management | For | For |
1d | Elect Director James T. Conway | Management | For | For |
1e | Elect Director Ivor J. Evans | Management | For | For |
1f | Elect Director Lawrence K. Fish | Management | For | For |
1g | Elect Director Paul E. Gagne | Management | For | For |
1h | Elect Director Ralph D. Heath | Management | For | For |
1i | Elect Director Lloyd G. Trotter | Management | For | For |
1j | Elect Director James L. Ziemer | Management | For | For |
1k | Elect Director Maria T. Zuber | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
THE COOPER COMPANIES, INC. | ||||
Ticker: COO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Colleen E. Jay | Management | For | For |
1.3 | Elect Director Michael H. Kalkstein | Management | For | For |
1.4 | Elect Director William A. Kozy | Management | For | For |
1.5 | Elect Director Jody S. Lindell | Management | For | For |
1.6 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE DUN & BRADSTREET CORPORATION | ||||
Ticker: DNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert P. Carrigan | Management | For | For |
1b | Elect Director Cindy Christy | Management | For | For |
1c | Elect Director L. Gordon Crovitz | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Anastassia Lauterbach | Management | For | For |
1g | Elect Director Thomas J. Manning | Management | For | For |
1h | Elect Director Randall D. Mott | Management | For | For |
1i | Elect Director Judith A. Reinsdorf | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Ramkumar Krishnan | Management | For | For |
1.5 | Elect Director George MacKenzie | Management | For | For |
1.6 | Elect Director Edna K. Morris | Management | For | For |
1.7 | Elect Director Mark J. Weikel | Management | For | For |
1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
UNIVAR INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Doheny | Management | For | For |
1.2 | Elect Director Edward J. Mooney | Management | For | For |
1.3 | Elect Director Juliet Teo | Management | For | For |
1.4 | Elect Director David H. Wasserman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
VANTIV, INC. | ||||
Ticker: VNTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Costello | Management | For | For |
1.2 | Elect Director Lisa Hook | Management | For | For |
1.3 | Elect Director David Karnstedt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Annell R. Bay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte And Touche LLP as Auditors | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Baldridge | Management | For | For |
1.2 | Elect Director B. Allen Lay | Management | For | For |
1.3 | Elect Director Jeffrey Nash | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WATERS CORPORATION | ||||
Ticker: WAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Berendt | Management | For | For |
1.2 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.3 | Elect Director Edward Conard | Management | For | For |
1.4 | Elect Director Laurie H. Glimcher | Management | For | For |
1.5 | Elect Director Christopher A. Kuebler | Management | For | For |
1.6 | Elect Director William J. Miller | Management | For | For |
1.7 | Elect Director Christopher J. O'Connell | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | None | Against |
| ||||
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna C. Catalano | Management | For | For |
1b | Elect Director Victor F. Ganzi | Management | For | For |
1c | Elect Director John J. Haley | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director James F. McCann | Management | For | For |
1f | Elect Director Brendan R. O'Neill | Management | For | For |
1g | Elect Director Jaymin Patel | Management | For | For |
1h | Elect Director Linda D. Rabbitt | Management | For | For |
1i | Elect Director Paul Thomas | Management | For | For |
1j | Elect Director Jeffrey W. Ubben | Management | For | For |
1k | Elect Director Wilhelm Zeller | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Proxy Access Right | Management | For | For |
6A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6B | Establish Range for Size of Board | Management | For | For |
7A | Amend Advance Notice Provisions and Make Certain Administrative Amendments | Management | For | For |
7B | Amend Articles of Association | Management | For | For |
8 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
9 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director Michael A. Stankey | Management | For | For |
1.3 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikkel Svane | Management | For | For |
1.2 | Elect Director Elizabeth Nelson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ZOE'S KITCHEN, INC. | ||||
Ticker: ZOES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin Miles | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Strategic Income Fund
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ENERGY XXI GULF COAST, INC. | ||||
Ticker: EXXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Bahorich | Management | For | For |
1.2 | Elect Director Douglas E. Brooks | Management | For | For |
1.3 | Elect Director George Kollitides | Management | For | For |
1.4 | Elect Director Michael S. Reddin | Management | For | For |
1.5 | Elect Director Stanford Springel | Management | For | For |
1.6 | Elect Director James W. Swent, III | Management | For | For |
1.7 | Elect Director Charles W. Wampler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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HALCON RESOURCES CORPORATION | ||||
Ticker: HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Floyd C. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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MIDSTATES PETROLEUM COMPANY, INC. | ||||
Ticker: MPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederic F. Brace | Management | For | For |
1.2 | Elect Director Alan J. Carr | Management | For | For |
1.3 | Elect Director Patrice D. Douglas | Management | For | For |
1.4 | Elect Director Neal P. Goldman | Management | For | For |
1.5 | Elect Director Michael S. Reddin | Management | For | For |
1.6 | Elect Director Todd R. Snyder | Management | For | For |
1.7 | Elect Director Bruce H. Vincent | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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PENN VIRGINIA CORPORATION | ||||
Ticker: PVAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry Quarls | Management | For | For |
1.2 | Elect Director Darin G. Holderness | Management | For | For |
1.3 | Elect Director Marc McCarthy | Management | For | For |
1.4 | Elect Director Jerry R. Schuyler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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PENN VIRGINIA CORPORATION | ||||
Ticker: PVAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry Quarls | Management | For | For |
1.2 | Elect Director Darin G. Holderness | Management | For | For |
1.3 | Elect Director Marc McCarthy | Management | For | For |
1.4 | Elect Director Jerry R. Schuyler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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PUERTO RICO ELECTRIC POWER AUTHORITY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. | Management | None | Did Not Vote |
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PUERTO RICO ELECTRIC POWER AUTHORITY | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. | Management | None | Did Not Vote |
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VERSO CORPORATION | ||||
Ticker: VRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Amen | Management | For | For |
1.2 | Elect Director Alan J. Carr | Management | For | For |
1.3 | Elect Director Eugene I. Davis | Management | For | For |
1.4 | Elect Director B. Christopher DiSantis | Management | For | For |
1.5 | Elect Director Jerome L. Goldman | Management | For | For |
1.6 | Elect Director Steven D. Scheiwe | Management | For | For |
1.7 | Elect Director Jay Shuster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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VISTRA ENERGY CORP. | ||||
Ticker: VST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gavin R. Baiera | Management | For | For |
1.2 | Elect Director Curtis A. Morgan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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W&T OFFSHORE, INC. | ||||
Ticker: WTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Virginia Boulet | Management | For | For |
1B | Elect Director Stuart B. Katz | Management | For | For |
1C | Elect Director Tracy W. Krohn | Management | For | For |
1D | Elect Director S. James Nelson, Jr. | Management | For | For |
1E | Elect Director B. Frank Stanley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Strategic Series
By (Signature and Title)* /s/Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2017
* Print the name and title of each signing officer under his or her signature.