UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
|
FORM N-PX |
|
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
|
Investment Company Act file number 811-06243 |
|
|
Franklin Strategic Series |
(Exact name of registrant as specified in charter) |
|
One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
|
Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
|
Registrant's telephone number, including area code: (650) 312-2000 |
|
Date of fiscal year end: 4/30 |
|
Date of reporting period: 6/30/16 |
|
|
Item 1. Proxy Voting Records.
|
Franklin Biotechnology Discovery Fund
| ||||
ACADIA PHARMACEUTICALS INC. | ||||
Ticker: ACAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Stephen R. Davis | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ACCELERON PHARMA INC. | ||||
Ticker: XLRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom Maniatis | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLPa s Auditors | Management | For | For |
| ||||
ACLARIS THERAPEUTICS, INC. | ||||
Ticker: ACRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal Walker | Management | For | For |
1.2 | Elect Director Albert Cha | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ADMA BIOLOGICS, INC. | ||||
Ticker: ADMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerrold B. Grossman | Management | For | For |
1.2 | Elect Director Lawrence P. Guiheen | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
AGILE THERAPEUTICS, INC. | ||||
Ticker: AGRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen Hong | Management | For | For |
1.2 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ALCOBRA LTD | ||||
Ticker: ADHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
2 | Reappoint Kost, Forer, Gabbay & Kasierer (EY) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3.1 | Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.2 | Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.3 | Reelect Arieh Ben Yosef as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.4 | Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.5 | Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting | Management | For | For |
4 | Elect Joao Siffert as Director and Approve Director's Remuneration | Management | For | For |
5 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
6 | Approve Company?s 2010 Incentive Option Plan | Management | For | For |
7 | Grant Yaron Daniely, CEO, President and Director, Options to Purchase 400,000 Shares | Management | For | For |
8 | Grant Arieh Ben Yosef, Director, Options to Purchase 10,000 Shares | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ||||
ALDER BIOPHARMACEUTICALS, INC. | ||||
Ticker: ALDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Carter | Management | For | For |
1.2 | Elect Director Deepa R. Pakianathan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Against |
| ||||
ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director David R. Brennan | Management | For | For |
1.4 | Elect Director M. Michele Burns | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director David L. Hallal | Management | For | For |
1.7 | Elect Director John T. Mollen | Management | For | For |
1.8 | Elect Director R. Douglas Norby | Management | For | For |
1.9 | Elect Director Alvin S. Parven | Management | For | For |
1.10 | Elect Director Andreas Rummelt | Management | For | For |
1.11 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
ALNYLAM PHARMACEUTICALS, INC. | ||||
Ticker: ALNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Paul | Management | For | Against |
1.2 | Elect Director Amy W. Schulman | Management | For | For |
1.3 | Elect Director Kevin P. Starr | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Robert A. Eckert | Management | For | For |
1.6 | Elect Director Greg C. Garland | Management | For | For |
1.7 | Elect Director Fred Hassan | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
AMICUS THERAPEUTICS, INC. | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Crowley | Management | For | For |
1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
1.3 | Elect Director Michael G. Raab | Management | For | For |
1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ANACOR PHARMACEUTICALS, INC. | ||||
Ticker: ANAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul L. Berns | Management | For | For |
1B | Elect Director Lucy Shapiro | Management | For | For |
1C | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
ANTHERA PHARMACEUTICALS, INC. | ||||
Ticker: ANTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David E. Thompson | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
APTOSE BIOSCIENCES INC. | ||||
Ticker: APS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis Burger | Management | For | For |
1.2 | Elect Director Erich Platzer | Management | For | For |
1.3 | Elect Director William G. Rice | Management | For | For |
1.4 | Elect Director Bradley Thompson | Management | For | For |
1.5 | Elect Director Mark D. Vincent | Management | For | For |
1.6 | Elect Director Warren Whitehead | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
AQUINOX PHARMACEUTICALS, INC. | ||||
Ticker: AQXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Levitt | Management | For | For |
1.2 | Elect Director Gary Bridger | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| ||||
ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Brinkley | Management | For | For |
1.2 | Elect Director Robert P. Roche | Management | For | For |
1.3 | Elect Director Steven St. Peter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ARCA BIOPHARMA, INC. | ||||
Ticker: ABIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda Grais | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BELLICUM PHARMACEUTICALS, INC. | ||||
Ticker: BLCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Brown | Management | For | For |
1.2 | Elect Director Kevin M. Slawin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BIOCRYST PHARMACEUTICALS, INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred E. Cohen | Management | For | Withhold |
1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director George A. Scangos | Management | For | For |
1j | Elect Director Lynn Schenk | Management | For | For |
1k | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
1.5 | Elect Director Alan J. Lewis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director David Pyott | Management | For | For |
1.8 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | For |
| ||||
BLUEBIRD BIO, INC. | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director James Mandell | Management | For | For |
1.3 | Elect Director David Schenkein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CARA THERAPEUTICS, INC. | ||||
Ticker: CARA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Ives | Management | For | Withhold |
1.2 | Elect Director Dean Slagel | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
| ||||
CASCADIAN THERAPEUTICS, INC. | ||||
Ticker: CASC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Love | Management | For | For |
1.2 | Elect Director Gwen Fyfe | Management | For | For |
1.3 | Elect Director Richard Jackson | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.8 | Elect Director Michael A. Friedman | Management | For | For |
1.9 | Elect Director Julia A. Haller | Management | For | For |
1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
1.11 | Elect Director James J. Loughlin | Management | For | For |
1.12 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Call Special Meetings | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CELLECTIS | ||||
Ticker: ALCLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Mathieu Simon as Director | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | For |
17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | For |
19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | For |
20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | For |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| ||||
CHEMOCENTRYX, INC. | ||||
Ticker: CCXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey M. Parker | Management | For | For |
1.2 | Elect Director James L. Tyree | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CONCERT PHARMACEUTICALS, INC. | ||||
Ticker: CNCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Barrett | Management | For | For |
1.2 | Elect Director Meghan FitzGerald | Management | For | For |
1.3 | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CYNAPSUS THERAPEUTICS INC. | ||||
Ticker: CTH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Giovinazzo | Management | For | For |
1b | Elect Director Tomer Gold | Management | For | For |
1c | Elect Director Ronald Hosking | Management | For | For |
1d | Elect Director Tamar Howson | Management | For | For |
1e | Elect Director Nan Hutchinson | Management | For | For |
1f | Elect Director Perry Molinoff | Management | For | For |
1g | Elect Director Ilan Oren | Management | For | For |
1h | Elect Director Rochelle Stenzler | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Adopt New By Law Number 4 | Management | For | Against |
| ||||
CYTOMX THERAPEUTICS, INC. | ||||
Ticker: CTMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sean A. McCarthy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
DERMA SCIENCES, INC. | ||||
Ticker: DSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen T. Wills | Management | For | For |
1.2 | Elect Director Srini Conjeevaram | Management | For | For |
1.3 | Elect Director Robert G. Moussa | Management | For | For |
1.4 | Elect Director Brett D. Hewlett | Management | For | Withhold |
1.5 | Elect Director Samuel E. Navarro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
| ||||
DERMIRA, INC. | ||||
Ticker: DERM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene A. Bauer | Management | For | For |
1.2 | Elect Director David E. Cohen | Management | For | For |
1.3 | Elect Director Fred B. Craves | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
DYNAVAX TECHNOLOGIES CORPORATION | ||||
Ticker: DVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Carson | Management | For | For |
1.2 | Elect Director Eddie Gray | Management | For | For |
1.3 | Elect Director Laura Brege | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EDGE THERAPEUTICS, INC. | ||||
Ticker: EDGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Conti | Management | For | For |
1.2 | Elect Director Liam Ratcliffe | Management | For | For |
1.3 | Elect Director Robert Spiegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EGALET CORPORATION | ||||
Ticker: EGLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Walbert | Management | For | For |
1.2 | Elect Director Gregory Weaver | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EPIZYME, INC. | ||||
Ticker: EPZM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Mott | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FATE THERAPEUTICS, INC. | ||||
Ticker: FATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Scott Wolchko | Management | For | For |
1.2 | Elect Director Timothy P. Coughlin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FIBROGEN, INC. | ||||
Ticker: FGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rory B. Riggs | Management | For | For |
1b | Elect Director Jeffrey L. Edwards | Management | For | For |
1c | Elect Director Jorma Routti | Management | For | For |
1d | Elect Director Roberto Pedro Rosenkranz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FLEX PHARMA, INC. | ||||
Ticker: FLKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Kozin | Management | For | For |
1.2 | Elect Director Roderick MacKinnon | Management | For | For |
1.3 | Elect Director Michelle Stacy | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Young | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FOAMIX PHARMACEUTICALS LTD. | ||||
Ticker: FOMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Grant Cash Bonus to Dr. Dov Tamarkin, CEO, in the Amount of USD 181,837 for 2015 | Management | For | For |
2.2 | Approve Increase in the Annual Base Salary of Dr. Dov Tamarkin, CEO, to $385,000 | Management | For | Against |
2.3 | Grant 100,000 options to Dr. Dov Tamarkin, CEO | Management | For | For |
3 | Approve Annual Cash Award Plan for 2016 up to USD 231,000, and Additional Special Cash Bonus for 2016 up to $231,000 to Dr. Dov Tamarkin, CEO | Management | For | For |
4.1 | Grant Cash Bonus to Meir Eini, Chairman and CIO, in the Amount of USD 200,777 for 2015 | Management | For | For |
4.2 | Approve Increase in the Annual Base Salary of Meir Eini, Chairman and CIO, to USD 369,000 | Management | For | Against |
4.3 | Grant 55,000 options to Meir Eini, Chairman and CIO | Management | For | For |
5 | Approve Annual Cash Award Plan for 2016 up to USD 184,500, and Additional Special Cash Bonus for 2016 up to USD 184,500 to Meir Eini, Chairman and CIO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ||||
FORWARD PHARMA A/S | ||||
Ticker: FWP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Jakob Mosegaard Larsen as Director | Management | For | For |
A2 | Elect Grant Hellier Lawrence as Director | Management | For | For |
B | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| ||||
GENOCEA BIOSCIENCES, INC. | ||||
Ticker: GNCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katrine Bosley | Management | For | For |
1.2 | Elect Director Michael Higgins | Management | For | For |
1.3 | Elect Director Stephen Hoffman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kevin E. Lofton | Management | For | For |
1c | Elect Director John W. Madigan | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
GLYCOMIMETICS, INC. | ||||
Ticker: GLYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Henos | Management | For | For |
1.2 | Elect Director Rachel K. King | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
GLYCOMIMETICS, INC. | ||||
Ticker: GLYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Baldwin | Management | For | For |
1.2 | Elect Director M. James Barrett | Management | For | For |
1.3 | Elect Director John L. Magnani | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
GW PHARMACEUTICALS PLC | ||||
Ticker: GWP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Adam George as Director | Management | For | For |
4 | Re-elect James Noble as Director | Management | For | For |
5 | Re-elect Christopher Tovey as Director | Management | For | For |
6 | Re-elect Julian Gangolli as Director | Management | For | For |
7 | Reappoint Deloitte LLP Auditors | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Increase in the Aggregate Limits of Directors' Fee | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| ||||
HALOZYME THERAPEUTICS, INC. | ||||
Ticker: HALO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Henderson | Management | For | For |
1.2 | Elect Director Connie L. Matsui | Management | For | For |
1.3 | Elect Director Helen I. Torley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
HEAT BIOLOGICS, INC. | ||||
Ticker: HTBX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Wolf | Management | For | For |
1.2 | Elect Director Paul Belsky | Management | For | For |
1.3 | Elect Director Louis C. Bock | Management | For | For |
1.4 | Elect Director Michael Kharitonov | Management | For | For |
1.5 | Elect Director John Monahan | Management | For | Against |
1.6 | Elect Director Edward B. Smith, III | Management | For | Against |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frances Arnold | Management | For | For |
1b | Elect Director Francis A. deSouza | Management | For | For |
1c | Elect Director Karin Eastham | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| ||||
IMMUNE DESIGN CORP. | ||||
Ticker: IMDZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin Berger | Management | For | For |
1.2 | Elect Director Lewis Coleman | Management | For | For |
1.3 | Elect Director Peter Svennilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
IMMUNOGEN, INC. | ||||
Ticker: IMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors | Management | For | For |
2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
2.2 | Elect Director Nicole Onetto | Management | For | For |
2.3 | Elect Director Stephen C. McCluski | Management | For | For |
2.4 | Elect Director Richard J. Wallace | Management | For | For |
2.5 | Elect Director Daniel M. Junius | Management | For | For |
2.6 | Elect Director Howard H. Pien | Management | For | For |
2.7 | Elect Director Mark Goldberg | Management | For | For |
2.8 | Elect Director Dean J. Mitchell | Management | For | For |
2.9 | Elect Director Kristine Peterson | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INOTEK PHARMACEUTICALS CORPORATION | ||||
Ticker: ITEK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carsten Boess | Management | For | For |
1.2 | Elect Director J. Martin Carroll | Management | For | For |
1.3 | Elect Director Gary M. Phillips | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
INTERCEPT PHARMACEUTICALS, INC. | ||||
Ticker: ICPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Luca Benatti | Management | For | For |
1.3 | Elect Director Paolo Fundaro | Management | For | For |
1.4 | Elect Director Mark Pruzanski | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Glenn Sblendorio | Management | For | For |
1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.8 | Elect Director Klaus Veitinger | Management | For | For |
1.9 | Elect Director Daniel Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INTRA-CELLULAR THERAPIES, INC. | ||||
Ticker: ITCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon Mates | Management | For | For |
1.2 | Elect Director Rory B. Riggs | Management | For | For |
1.3 | Elect Director Robert L. Van Nostrand | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
IONIS PHARMACEUTICALS, INC. | ||||
Ticker: IONS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
1.3 | Elect Director Joseph Loscalzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Gray | Management | For | For |
1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
1c | Elect Director Elmar Schnee | Management | For | For |
1d | Elect Director Catherine A. Sohn | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garen G. Bohlin | Management | For | For |
1.2 | Elect Director Mikael Dolsten | Management | For | For |
1.3 | Elect Director Michael G. Kauffman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KITE PHARMA, INC. | ||||
Ticker: KITE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Farah Champsi | Management | For | For |
1.2 | Elect Director Roy Doumani | Management | For | For |
1.3 | Elect Director Ran Nussbaum | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KURA ONCOLOGY, INC. | ||||
Ticker: KURA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy E. Wilson | Management | For | For |
1.2 | Elect Director Faheem Hasnain | Management | For | For |
1.3 | Elect Director Robert E. Hoffman | Management | For | Withhold |
1.4 | Elect Director Thomas Malley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| ||||
LA JOLLA PHARMACEUTICAL COMPANY | ||||
Ticker: LJPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Tidmarsh | Management | For | For |
1.2 | Elect Director Kevin C. Tang | Management | For | For |
1.3 | Elect Director Laura L. Douglass | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director Robert H. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
LION BIOTECHNOLOGIES, INC. | ||||
Ticker: LBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elma Hawkins | Management | For | For |
1.2 | Elect Director Merrill A. McPeak | Management | For | For |
1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
1.4 | Elect Director Jay Venkatesan | Management | For | For |
1.5 | Elect Director Ryan Maynard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Marcum LLP as Auditors | Management | For | For |
| ||||
MACROGENICS, INC. | ||||
Ticker: MGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paulo Costa | Management | For | For |
1.2 | Elect Director Edward Hurwitz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| ||||
MARINUS PHARMACEUTICALS, INC. | ||||
Ticker: MRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anand Mehra | Management | For | For |
1.2 | Elect Director Nicole Vitullo | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
MAST THERAPEUTICS, INC. | ||||
Ticker: MSTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian M. Culley | Management | For | For |
1b | Elect Director Howard C. Dittrich | Management | For | For |
1c | Elect Director Peter Greenleaf | Management | For | For |
1d | Elect Director Matthew Pauls | Management | For | For |
1e | Elect Director David A. Ramsay | Management | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
1.3 | Elect Director David T. Hung | Management | For | For |
1.4 | Elect Director Michael L. King | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Henry J. Fuchs | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Craig Johnson | Management | For | For |
1.5 | Elect Director Rodney W. Lappe | Management | For | For |
1.6 | Elect Director William R. Ringo | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MIRNA THERAPEUTICS, INC. | ||||
Ticker: MIRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Perry Nisen | Management | For | For |
1.2 | Elect Director Matthew Winkler | Management | For | For |
1.3 | Elect Director Peter S. Greenleaf | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NATERA, INC. | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | Withhold |
1.2 | Elect Director Edward C. Driscoll, Jr. | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEOS THERAPEUTICS, INC. | ||||
Ticker: NEOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Heller | Management | For | For |
1.2 | Elect Director Bryant Fong | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | Withhold |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEWLINK GENETICS CORPORATION | ||||
Ticker: NLNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Edick | Management | For | For |
1.2 | Elect Director Joseph B. Saluri | Management | For | For |
1.3 | Elect Director Nicholas N. Vahanian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
NIVALIS THERAPEUTICS, INC. | ||||
Ticker: NVLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Sekhri | Management | For | For |
1.2 | Elect Director John Moore | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
1.3 | Elect Director James F. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NUVO RESEARCH INC. | ||||
Ticker: NRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization | Management | For | For |
2 | Approve SAR/DSU Resolution | Management | For | For |
3 | Approve Crescita Incentive Plan | Management | For | Against |
4 | Approve Crescita Rights Plan | Management | For | Against |
5 | Approve Nuvo Incentive Plan | Management | For | Against |
6 | Amend By-Law No. 1 | Management | For | Against |
| ||||
ONCOMED PHARMACEUTICALS, INC. | ||||
Ticker: OMED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack W. Lasersohn | Management | For | For |
1.2 | Elect Director Deepa R. Pakianathan | Management | For | For |
1.3 | Elect Director Jonathan D. Root | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OPHTHOTECH CORPORATION | ||||
Ticker: OPHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Guyer | Management | For | For |
1.2 | Elect Director Thomas Dyrberg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
OVASCIENCE, INC. | ||||
Ticker: OVAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald F. Stock | Management | For | For |
1.2 | Elect Director John Howe, III | Management | For | Withhold |
1.3 | Elect Director Marc Kozin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip M. Schneider | Management | For | For |
1.2 | Elect Director Robin D. Campbell | Management | For | For |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| ||||
PORTOLA PHARMACEUTICALS, INC. | ||||
Ticker: PTLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | Withhold |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director William Lis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PRONAI THERAPEUTICS, INC. | ||||
Ticker: DNAI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
1.2 | Elect Director Tran Nguyen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
PROQR THERAPEUTICS NV | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Approve Amendments to Remuneration Policy | Management | For | Against |
8.i | Elect James Shannon to Supervisory Board | Management | For | For |
8.ii | Elect Dinko Valerio to Supervisory Board | Management | For | For |
8.iii | Elect Henri Termeer to Supervisory Board | Management | For | For |
8.iv | Elect Antoine Papiernik to Supervisory Board | Management | For | For |
8.v | Elect Alison Lawton to Supervisory Board | Management | For | For |
8.vi | Elect Paul Baart to Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | Against |
10 | Amend Articles Re: Legislative Changes | Management | For | For |
11 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan Jacobson | Management | For | For |
1.2 | Elect Director C. Geoffrey McDonough | Management | For | Withhold |
1.3 | Elect Director David P. Southwell | Management | For | For |
1.4 | Elect Director Dawn Svoronos | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Proxy Access | Shareholder | For | For |
| ||||
PUMA BIOTECHNOLOGY, INC. | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
| ||||
RADIUS HEALTH, INC. | ||||
Ticker: RDUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Catherine J. Friedman | Management | For | For |
1.3 | Elect Director Ansbert K. Gadicke | Management | For | For |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
REGENXBIO INC. | ||||
Ticker: RGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan M. Fox | Management | For | Withhold |
1.2 | Elect Director Camille Samuels | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RELYPSA, INC. | ||||
Ticker: RLYP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Butler | Management | For | For |
1.2 | Elect Director Paul J. Hastings | Management | For | For |
1.3 | Elect Director Thomas J. Schuetz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
RETROPHIN, INC. | ||||
Ticker: RTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Aselage | Management | For | For |
1.2 | Elect Director Tim Coughlin | Management | For | For |
1.3 | Elect Director Cornelius E. Golding | Management | For | For |
1.4 | Elect Director John Kozarich | Management | For | For |
1.5 | Elect Director Gary Lyons | Management | For | For |
1.6 | Elect Director Jeffrey Meckler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify BDO USA LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Eastman | Management | For | For |
1.2 | Elect Director Mark A. Prygocki | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin P. Starr | Management | For | For |
1B | Elect Director James Frates | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Taylor Behrens | Management | For | Withhold |
1.2 | Elect Director Michael Fekete | Management | For | Withhold |
1.3 | Elect Director Robert Flanagan | Management | For | Withhold |
1.4 | Elect Director Anthony Krizman | Management | For | Withhold |
1.5 | Elect Director Allan Oberman | Management | For | For |
1.6 | Elect Director Shlomo Yanai | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCICLONE PHARMACEUTICALS, INC. | ||||
Ticker: SCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon S. Saxe | Management | For | For |
1.2 | Elect Director Friedhelm Blobel | Management | For | For |
1.3 | Elect Director Nancy T. Chang | Management | For | For |
1.4 | Elect Director Richard J. Hawkins | Management | For | For |
1.5 | Elect Director Gregg A. Lapointe | Management | For | For |
1.6 | Elect Director Simon Li | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
| ||||
SORRENTO THERAPEUTICS, INC. | ||||
Ticker: SRNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry Ji | Management | For | For |
1.2 | Elect Director William S. Marth | Management | For | For |
1.3 | Elect Director Kim D. Janda | Management | For | For |
1.4 | Elect Director Douglas Ebersole | Management | For | For |
1.5 | Elect Director Jaisim Shah | Management | For | For |
1.6 | Elect Director David H. Deming | Management | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
STEMLINE THERAPEUTICS, INC. | ||||
Ticker: STML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth Zuerblis | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
�� | ||||
SYNERGY PHARMACEUTICALS INC. | ||||
Ticker: SGYP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Jacob | Management | For | For |
1.2 | Elect Director Melvin K. Spigelman | Management | For | For |
1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
1.4 | Elect Director Thomas H. Adams | Management | For | For |
1.5 | Elect Director Richard J. Daly | Management | For | For |
1.6 | Elect Director Alan F. Joslyn | Management | For | For |
1.7 | Elect Director Timothy S. Callahan | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
TARGACEPT, INC. | ||||
Ticker: TRGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Change Company Name to Catalyst Biosciences, Inc. | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Elect Director Errol B. De Souza | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Golden Parachutes | Management | For | For |
8 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
| ||||
TEKMIRA PHARMACEUTICALS CORPORATION | ||||
Ticker: TKMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Ramaswamy | Management | For | For |
1.2 | Elect Director Mark J. Murray | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director Richard C. Henriques | Management | For | For |
1.5 | Elect Director Frank Karbe | Management | For | For |
1.6 | Elect Director Keith Manchester | Management | For | For |
1.7 | Elect Director William T. Symonds | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Share Compensation Plan | Management | For | Against |
4 | Amend Quorum Requirements | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Other Business | Management | For | Against |
| ||||
TESARO, INC. | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
THE MEDICINES COMPANY | ||||
Ticker: MDCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William W. Crouse | Management | For | For |
1B | Elect Director John C. Kelly | Management | For | For |
1C | Elect Director Hiroaki Shigeta | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | Withhold |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
TOBIRA THERAPEUTICS, INC. | ||||
Ticker: TBRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Fischer | Management | For | For |
1.2 | Elect Director Pierre Legault | Management | For | For |
1.3 | Elect Director Dennis Podlesak | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TOKAI PHARMACEUTICALS, INC. | ||||
Ticker: TKAI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. Barberich | Management | For | For |
1.2 | Elect Director David A. Kessler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TONIX PHARMACEUTICALS HOLDING CORP. | ||||
Ticker: TNXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Lederman | Management | For | For |
1.2 | Elect Director Stuart Davidson | Management | For | For |
1.3 | Elect Director Patrick Grace | Management | For | For |
1.4 | Elect Director Donald W. Landry | Management | For | For |
1.5 | Elect Director Ernest Mario | Management | For | For |
1.6 | Elect Director Charles E. Mather, IV | Management | For | For |
1.7 | Elect Director John Rhodes | Management | For | For |
1.8 | Elect Director Samuel Saks | Management | For | For |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRILLIUM THERAPEUTICS INC. | ||||
Ticker: TR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luke Beshar | Management | For | For |
1.2 | Elect Director Henry Friesen | Management | For | For |
1.3 | Elect Director Robert Kirkman | Management | For | For |
1.4 | Elect Director Michael Moore | Management | For | For |
1.5 | Elect Director Thomas Reynolds | Management | For | For |
1.6 | Elect Director Niclas Stiernholm | Management | For | For |
1.7 | Elect Director Calvin Stiller | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Advance Notice Requirement | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Terrence C. Kearney | Management | For | For |
1.3 | Elect Director Yuchun Lee | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
VTV THERAPEUTICS INC. | ||||
Ticker: VTVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.2 | Elect Director Steven M. Cohen | Management | For | Withhold |
1.3 | Elect Director John A. Fry | Management | For | For |
1.4 | Elect Director Paul M. Meister | Management | For | For |
1.5 | Elect Director Craig C. Parker | Management | For | For |
1.6 | Elect Director Paul G. Savas | Management | For | For |
1.7 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
XENCOR, INC. | ||||
Ticker: XNCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
1.4 | Elect Director Kurt Gustafson | Management | For | For |
1.5 | Elect Director Yujiro S. Hata | Management | For | For |
1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
2 | Ratify RSM US, LLP as Auditors | Management | For | For |
Franklin Flex Cap Growth Fund
| ||||
ADVANCE AUTO PARTS, INC. | ||||
Ticker: AAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Brad W. Buss | Management | For | For |
1.4 | Elect Director Fiona P. Dias | Management | For | For |
1.5 | Elect Director John F. Ferraro | Management | For | For |
1.6 | Elect Director Thomas R. Greco | Management | For | For |
1.7 | Elect Director Adriana Karaboutis | Management | For | For |
1.8 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1.9 | Elect Director William S. Oglesby | Management | For | For |
1.10 | Elect Director Reuben E. Slone | Management | For | For |
1.11 | Elect Director Jeffrey C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Certificate of Incorporation to Eliminate One Year Holding Period Requirement for Stockholders to Call a Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALIBABA GROUP HOLDING LTD. | ||||
Ticker: BABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | Against |
1.3 | Elect J. Michael Evans as Director | Management | For | Against |
1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
1.5 | Elect Wan Ling Martello as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nesli Basgoz | Management | For | For |
1.2 | Elect Director Paul M. Bisaro | Management | For | For |
1.3 | Elect Director James H. Bloem | Management | For | For |
1.4 | Elect Director Christopher W. Bodine | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director Michael R. Gallagher | Management | For | For |
1.7 | Elect Director Catherine M. Klema | Management | For | For |
1.8 | Elect Director Peter J. McDonnell | Management | For | For |
1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Director Brenton L. Saunders | Management | For | For |
1.11 | Elect Director Ronald R. Taylor | Management | For | For |
1.12 | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
5B | Establish Range for Size of Board | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Against |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Robert D. Hormats | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director George A. Scangos | Management | For | For |
1j | Elect Director Lynn Schenk | Management | For | For |
1k | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Peter J. Arduini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dorothy M. Ables | Management | For | For |
1b | Elect Director Rhys J. Best | Management | For | For |
1c | Elect Director Robert S. Boswell | Management | For | For |
1d | Elect Director Dan O. Dinges | Management | For | For |
1e | Elect Director Robert Kelley | Management | For | For |
1f | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Against |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.8 | Elect Director Michael A. Friedman | Management | For | For |
1.9 | Elect Director Julia A. Haller | Management | For | For |
1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
1.11 | Elect Director James J. Loughlin | Management | For | For |
1.12 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Call Special Meetings | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
| ||||
CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Class A Shares in Connection with Acquisition | Management | For | For |
3 | Issue Class B Shares in Connection with Acquisition | Management | For | For |
4 | Approve Investment Agreement with Liberty Broadband | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6 | Amend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination | Management | For | For |
7 | Amend Certificate of Incorporation to Set Size and Composition Requirements | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Amend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband | Management | For | For |
10 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director W. Lance Conn | Management | For | For |
1B | Elect Director Michael P. Huseby | Management | For | For |
1C | Elect Director Craig A. Jacobson | Management | For | For |
1D | Elect Director Gregory B. Maffei | Management | For | Against |
1E | Elect Director John C. Malone | Management | For | Against |
1F | Elect Director John D. Markley, Jr. | Management | For | For |
1G | Elect Director David C. Merritt | Management | For | For |
1H | Elect Director Balan Nair | Management | For | For |
1I | Elect Director Thomas M. Rutledge | Management | For | For |
1J | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
1c | Elect Director Jonathan Chadwick | Management | For | For |
1d | Elect Director Francisco D'Souza | Management | For | For |
1e | Elect Director John N. Fox, Jr. | Management | For | For |
1f | Elect Director John E. Klein | Management | For | For |
1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1h | Elect Director Lakshmi Narayanan | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Robert E. Weissman | Management | For | For |
1k | Elect Director Thomas M. Wendel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Michael J. Glosserman | Management | For | For |
1d | Elect Director Warren H. Haber | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Laura Cox Kaplan | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director David J. Steinberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven R. Altman | Management | For | For |
1b | Elect Director Barbara E. Kahn | Management | For | For |
1c | Elect Director Jay S. Skyler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Barbara J. Beck | Management | For | For |
1c | Elect Director Leslie S. Biller | Management | For | For |
1d | Elect Director Carl M. Casale | Management | For | For |
1e | Elect Director Stephen I. Chazen | Management | For | For |
1f | Elect Director Jeffrey M. Ettinger | Management | For | For |
1g | Elect Director Jerry A. Grundhofer | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Michael Larson | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | Against |
1k | Elect Director David W. MacLennan | Management | For | For |
1l | Elect Director Tracy B. McKibben | Management | For | For |
1m | Elect Director Victoria J. Reich | Management | For | For |
1n | Elect Director Suzanne M. Vautrinot | Management | For | For |
1o | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director John T. Cardis | Management | For | For |
1c | Elect Director Kieran T. Gallahue | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Richard A. Simonson | Management | For | For |
1g | Elect Director Luis A. Ubinas | Management | For | For |
1h | Elect Director Denise F. Warren | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
| ||||
ELLIE MAE, INC. | ||||
Ticker: ELLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Buccellato | Management | For | For |
1.2 | Elect Director A. Barr Dolan | Management | For | For |
1.3 | Elect Director Marina Levinson | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Sanger | Management | For | For |
1.2 | Elect Director Michael L. Smith | Management | For | For |
1.3 | Elect Director Ronald A. Williams | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EPAM SYSTEMS, INC. | ||||
Ticker: EPAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl Robb | Management | For | For |
1.2 | Elect Director Richard Michael Mayoras | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | Against |
7B | Increase Authorized Common Stock | Management | For | For |
7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
10 | Report on Sustainability | Shareholder | Against | Against |
11 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
12 | Establish International Policy Board Committee | Shareholder | Against | Against |
13 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Joseph W. Farrelly | Management | For | Withhold |
1.3 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| ||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||
Ticker: FBHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan S. Kilsby | Management | For | For |
1b | Elect Director Christopher J. Klein | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Sagansky | Management | For | For |
1.2 | Elect Director Edward L. Shapiro | Management | For | For |
1.3 | Elect Director Harry E. Sloan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HD SUPPLY HOLDINGS, INC. | ||||
Ticker: HDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
1.2 | Elect Director Patrick R. McNamee | Management | For | For |
1.3 | Elect Director Charles W. Peffer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William S. Ayer | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
1.3 | Elect Director Deborah Doyle McWhinney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frances Arnold | Management | For | For |
1b | Elect Director Francis A. deSouza | Management | For | For |
1c | Elect Director Karin Eastham | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director David W. Leebron | Management | For | For |
1.5 | Elect Director Michael Lynne | Management | For | Withhold |
1.6 | Elect Director Michael MacMillan | Management | For | For |
1.7 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.8 | Elect Director Dana Settle | Management | For | For |
1.9 | Elect Director Darren Throop | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director The Rt. Hon. the Lord Hague of Richmond | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Frederic V. Salerno | Management | For | For |
1f | Elect Director Jeffrey C. Sprecher | Management | For | For |
1g | Elect Director Judith A. Sprieser | Management | For | For |
1h | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Against |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Gray | Management | For | For |
1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
1c | Elect Director Elmar Schnee | Management | For | For |
1d | Elect Director Catherine A. Sohn | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MCKESSON CORPORATION | ||||
Ticker: MCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director N. Anthony Coles | Management | For | For |
1d | Elect Director John H. Hammergren | Management | For | For |
1e | Elect Director Alton F. Irby, III | Management | For | For |
1f | Elect Director M. Christine Jacobs | Management | For | For |
1g | Elect Director Donald R. Knauss | Management | For | For |
1h | Elect Director Marie L. Knowles | Management | For | For |
1i | Elect Director David M. Lawrence | Management | For | For |
1j | Elect Director Edward A. Mueller | Management | For | For |
1k | Elect Director Susan R. Salka | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MOBILEYE N.V. | ||||
Ticker: MBLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
5 | Grant Board Authority to Issue Shares | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
NANOMETRICS INCORPORATED | ||||
Ticker: NANO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Bruce C. Rhine | Management | For | For |
1.4 | Elect Director Christopher A. Seams | Management | For | For |
1.5 | Elect Director Timothy J. Stultz | Management | For | For |
1.6 | Elect Director Christine A. Tsingos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali Behbahani | Management | For | For |
1.2 | Elect Director Rami Elghandour | Management | For | For |
1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3l | Reelect Rick Tsai as Director | Management | For | For |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Donovan | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Mishler | Management | For | For |
1.2 | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PRA GROUP, INC. | ||||
Ticker: PRAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Fain | Management | For | For |
1.2 | Elect Director David N. Roberts | Management | For | For |
1.3 | Elect Director Vikram A. Atal | Management | For | For |
1.4 | Elect Director Geir L. Olsen | Management | For | For |
1.5 | Elect Director Kevin P. Stevenson | Management | For | Withhold |
1.6 | Elect Director Lance L. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG, LLP as Auditors | Management | For | For |
| ||||
PRESTIGE BRANDS HOLDINGS, INC. | ||||
Ticker: PBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
1.6 | Elect Director James M. Jenness | Management | For | For |
1.7 | Elect Director Carl J. Johnson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Eastman | Management | For | For |
1.2 | Elect Director Mark A. Prygocki | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RIGNET, INC. | ||||
Ticker: RNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Brent K. Whittington | Management | For | For |
1.8 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | Against |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Lawrence Tomlinson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul V. Barber | Management | For | For |
1B | Elect Director Ronald E.F. Codd | Management | For | For |
1C | Elect Director Frank Slootman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Tamberlane | Management | For | For |
1.2 | Elect Director Judith A. Huntington | Management | For | For |
1.3 | Elect Director Derrick D. Cephas | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlton D. Donaway | Management | For | For |
1.2 | Elect Director David G. Elkins | Management | For | For |
1.3 | Elect Director Myrna M. Soto | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Mary N. Dillon | Management | For | For |
1d | Elect Director Robert M. Gates | Management | For | For |
1e | Elect Director Mellody Hobson | Management | For | For |
1f | Elect Director Kevin R. Johnson | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| ||||
STERICYCLE, INC. | ||||
Ticker: SRCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Lynn D. Bleil | Management | For | For |
1e | Elect Director Thomas D. Brown | Management | For | For |
1f | Elect Director Thomas F. Chen | Management | For | For |
1g | Elect Director Rod F. Dammeyer | Management | For | For |
1h | Elect Director William K. Hall | Management | For | For |
1i | Elect Director John Patience | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
| ||||
SVB FINANCIAL GROUP | ||||
Ticker: SIVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director Lata Krishnan | Management | For | For |
1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.8 | Elect Director Mary J. Miller | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Amend Employee Stock Purchase Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TESLA MOTORS, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad W. Buss | Management | For | For |
1.2 | Elect Director Ira Ehrenpreis | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jan L. Docter | Management | For | For |
1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Director James M. Guyette | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Keith R. Halbert | Management | For | For |
1.5 | Elect Director George MacKenzie | Management | For | For |
1.6 | Elect Director Edna K. Morris | Management | For | For |
1.7 | Elect Director Mark J. Weikel | Management | For | For |
1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRI POINTE GROUP, INC. | ||||
Ticker: TPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas F. Bauer | Management | For | For |
1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director Steven J. Gilbert | Management | For | For |
1.5 | Elect Director Christopher D. Graham | Management | For | For |
1.6 | Elect Director Constance B. Moore | Management | For | For |
1.7 | Elect Director Thomas B. Rogers | Management | For | For |
1.8 | Elect Director Barry S. Sternlicht | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TYLER TECHNOLOGIES, INC. | ||||
Ticker: TYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Brattain | Management | For | For |
1.2 | Elect Director Glenn A. Carter | Management | For | For |
1.3 | Elect Director Brenda A. Cline | Management | For | For |
1.4 | Elect Director J. Luther King, Jr. | Management | For | For |
1.5 | Elect Director Larry D. Leinweber | Management | For | For |
1.6 | Elect Director John S. Marr, Jr. | Management | For | For |
1.7 | Elect Director Daniel M. Pope | Management | For | For |
1.8 | Elect Director Dustin R. Womble | Management | For | For |
1.9 | Elect Director John M. Yeaman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares | Management | For | For |
1b | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company | Management | For | For |
1c | Amend Charter to Provide Equal Treatment Provisions | Management | For | For |
1d | Amend Charter to Enhance Board Independence Provisions | Management | For | For |
1e | Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director Douglas E. Coltharp | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Karen W. Katz | Management | For | For |
1.7 | Elect Director A.B. Krongard | Management | For | For |
1.8 | Elect Director William R. McDermott | Management | For | For |
1.9 | Elect Director Eric T. Olson | Management | For | For |
1.10 | Elect Director Harvey L. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | Against |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Robert W. Matschullat | Management | For | For |
1f | Elect Director Cathy E. Minehan | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director David J. Pang | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
WHOLE FOODS MARKET, INC. | ||||
Ticker: WFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.3 | Elect Director Stephanie Kugelman | Management | For | For |
1.4 | Elect Director John Mackey | Management | For | For |
1.5 | Elect Director Walter Robb | Management | For | For |
1.6 | Elect Director Jonathan Seiffer | Management | For | For |
1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
1.9 | Elect Director Ralph Sorenson | Management | For | For |
1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Bass | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Dana Stalder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Franklin Flexible Alpha Bond Fund [US]
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Focused Core Equity Fund
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Robert K. Burgess | Management | For | For |
1d | Elect Director Frank A. Calderoni | Management | For | For |
1e | Elect Director James E. Daley | Management | For | For |
1f | Elect Director Laura B. Desmond | Management | For | Against |
1g | Elect Director Charles M. Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel L. Rosensweig | Management | For | For |
1j | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Jeffrey E. Garten | Management | For | For |
1h | Elect Director Ellen M. Hancock | Management | For | For |
1i | Elect Director Richard J. Harrington | Management | For | For |
1j | Elect Director Edward J. Ludwig | Management | For | For |
1k | Elect Director Joseph P. Newhouse | Management | For | For |
1l | Elect Director Olympia J. Snowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Against |
| ||||
AGRIUM INC. | ||||
Ticker: AGU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maura J. Clark | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Russell J. Horner | Management | For | For |
1.5 | Elect Director Miranda C. Hubbs | Management | For | For |
1.6 | Elect Director Chuck V. Magro | Management | For | For |
1.7 | Elect Director A. Anne McLellan | Management | For | For |
1.8 | Elect Director Derek G. Pannell | Management | For | For |
1.9 | Elect Director Mayo M. Schmidt | Management | For | For |
1.10 | Elect Director William (Bill) S. Simon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nesli Basgoz | Management | For | For |
1.2 | Elect Director Paul M. Bisaro | Management | For | For |
1.3 | Elect Director James H. Bloem | Management | For | For |
1.4 | Elect Director Christopher W. Bodine | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director Michael R. Gallagher | Management | For | For |
1.7 | Elect Director Catherine M. Klema | Management | For | For |
1.8 | Elect Director Peter J. McDonnell | Management | For | For |
1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Director Brenton L. Saunders | Management | For | For |
1.11 | Elect Director Ronald R. Taylor | Management | For | For |
1.12 | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
5B | Establish Range for Size of Board | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | For |
1.10 | Elect Director K. Ram Shriram | Management | For | For |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Gender Pay Gap | Shareholder | Against | For |
| ||||
ALTICE NV | ||||
Ticker: ATC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
4 | Approve Discharge of Executive Board Members | Management | For | For |
5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
6 | Elect Michel Combes as Executive Director | Management | For | For |
7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
7.b | Amend Stock Option Plan | Management | For | Against |
7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
7.d | Amend Remuneration Policy | Management | For | Against |
7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
| ||||
ALTICE S.A. | ||||
Ticker: ATC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Presentation of the Cross-Border Merger Re: Reincorporation to the Netherlands | Management | None | None |
2 | Receive Special Director Report Re: Reincorporation to the Netherlands | Management | None | None |
3 | Receive Special Auditor Report Re: Reincorporation to the Netherlands | Management | None | None |
4 | Confirmation that all Documents Were Deposited | Management | None | None |
5 | Receive Information on Changes of the Assets and Liabilities Since Cross-Border Merger Proposal | Management | None | None |
6 | Approve Cross-Border Merger Re: Reincorporation to the Netherlands | Management | For | Against |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| ||||
ALTICE S.A. | ||||
Ticker: ATC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Presentation of Transfer Proposal Re: Change Country of Incorporation to the Netherlands | Management | None | None |
2 | Receive Special Board Report Re: Change Country of Incorporation to the Netherlands | Management | None | None |
3 | Receive Special Auditor Report Re: Change Country of Incorporation to the Netherlands | Management | None | None |
4 | Confirmation That All Document Were Deposited | Management | None | None |
5 | Updates from the Board on Changes of the Assets and Liabilities Since the Transfer Proposal | Management | None | None |
6 | Approve Transfer Proposal Re: Change Country of Incorporation to the Netherlands | Management | For | Against |
7 | Approve Cooptation and Appointment of Jurgen van Breukelen | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| ||||
BLACKHAWK NETWORK HOLDINGS, INC. | ||||
Ticker: HAWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Bard | Management | For | For |
1.2 | Elect Director Steven A. Burd | Management | For | For |
1.3 | Elect Director Robert L. Edwards | Management | For | Withhold |
1.4 | Elect Director William Y. Tauscher | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | Against |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director David H. Komansky | Management | For | For |
1l | Elect Director Deryck Maughan | Management | For | For |
1m | Elect Director Cheryl D. Mills | Management | For | For |
1n | Elect Director Gordon M. Nixon | Management | For | For |
1o | Elect Director Thomas H. O'Brien | Management | For | For |
1p | Elect Director Ivan G. Seidenberg | Management | For | For |
1q | Elect Director Marco Antonio Slim Domit | Management | For | For |
1r | Elect Director John S. Varley | Management | For | For |
1s | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John R. McKernan, Jr. | Management | For | For |
1b | Elect Director Alexis P. Michas | Management | For | For |
1c | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1d | Elect Director Richard O. Schaum | Management | For | For |
1e | Elect Director Thomas T. Stallkamp | Management | For | For |
1f | Elect Director James R. Verrier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Curtis F. Feeny | Management | For | For |
1c | Elect Director Bradford M. Freeman | Management | For | For |
1d | Elect Director Christopher T. Jenny | Management | For | For |
1e | Elect Director Gerardo I. Lopez | Management | For | For |
1f | Elect Director Frederic V. Malek | Management | For | For |
1g | Elect Director Paula R. Reynolds | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Laura D. Tyson | Management | For | For |
1j | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Judith Rodin | Management | For | For |
1k | Elect Director Anthony M. Santomero | Management | For | For |
1l | Elect Director Joan E. Spero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director William S. Thompson, Jr. | Management | For | For |
1o | Elect Director James S. Turley | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Gary W. Loveman | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | Against |
6 | Clawback of Incentive Payments | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a.1 | Elect Director Richard H. Bott | Management | For | For |
1a.2 | Elect Director Oivind Lorentzen, III | Management | For | For |
1a.3 | Elect Director Mark A. Scudder | Management | For | For |
1b.4 | Elect Director Albert J. Neupaver | Management | For | For |
1b.5 | Elect Director Joseph H. Pyne | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
HORIZON PHARMA PLC | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Grey | Management | For | For |
1b | Elect Director Jeff Himawan | Management | For | For |
1c | Elect Director Ronald Pauli | Management | For | For |
2 | Amend Memorandum of Association | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
8 | Clawback Amendment | Shareholder | Against | Against |
9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| ||||
LPL FINANCIAL HOLDINGS INC. | ||||
Ticker: LPLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Brennan | Management | For | For |
1.2 | Elect Director Mark S. Casady | Management | For | For |
1.3 | Elect Director Viet D. Dinh | Management | For | For |
1.4 | Elect Director H. Paulett Eberhart | Management | For | For |
1.5 | Elect Director Marco (Mick) W. Hellman | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director James S. Putnam | Management | For | For |
1.8 | Elect Director James S. Riepe | Management | For | For |
1.9 | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MOTOROLA SOLUTIONS, INC. | ||||
Ticker: MSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
1c | Elect Director Egon P. Durban | Management | For | For |
1d | Elect Director Michael V. Hayden | Management | For | For |
1e | Elect Director Clayton M. Jones | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Gregory K. Mondre | Management | For | For |
1h | Elect Director Anne R. Pramaggiore | Management | For | For |
1i | Elect Director Samuel C. Scott, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter B. Delaney (Withdrawn) | Management | None | None |
1b | Elect Director Mark Donegan | Management | For | For |
1c | Elect Director Don R. Graber | Management | For | For |
1d | Elect Director Lester L. Lyles | Management | For | For |
1e | Elect Director Vernon E. Oechsle | Management | For | For |
1f | Elect Director James F. Palmer (Withdrawn) | Management | None | None |
1g | Elect Director Ulrich Schmidt | Management | For | For |
1h | Elect Director Richard L. Wambold | Management | For | For |
1i | Elect Director Timothy A. Wicks | Management | For | For |
1j | Elect Director Janet C. Wolfenbarger (Withdrawn) | Management | None | None |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Proxy Access | Shareholder | Against | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Raymond V. Dittamore | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Paul E. Jacobs | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
| ||||
S&P GLOBAL INC. | ||||
Ticker: MHFI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Rebecca Jacoby | Management | For | For |
1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.6 | Elect Director Douglas L. Peterson | Management | For | For |
1.7 | Elect Director Michael Rake | Management | For | For |
1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1c | Elect Director Paal Kibsgaard | Management | For | For |
1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
1e | Elect Director Michael E. Marks | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Lubna S. Olayan | Management | For | For |
1h | Elect Director Leo Rafael Reif | Management | For | For |
1i | Elect Director Tore I. Sandvold | Management | For | For |
1j | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Fix Number of Directors at Twelve | Management | For | For |
7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| ||||
SYNCHRONY FINANCIAL | ||||
Ticker: SYF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
THE ADT CORPORATION | ||||
Ticker: ADT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | Against |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
1i | Elect Director Christopher Hylen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE ADT CORPORATION | ||||
Ticker: ADT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John K. Adams, Jr. | Management | For | For |
1b | Elect Director Stephen A. Ellis | Management | For | For |
1c | Elect Director Arun Sarin | Management | For | For |
1d | Elect Director Charles R. Schwab | Management | For | For |
1e | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| ||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: HIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Kathryn A. Mikells | Management | For | For |
1d | Elect Director Michael G. Morris | Management | For | For |
1e | Elect Director Thomas A. Renyi | Management | For | For |
1f | Elect Director Julie G. Richardson | Management | For | For |
1g | Elect Director Teresa W. Roseborough | Management | For | For |
1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
1i | Elect Director Charles B. Strauss | Management | For | For |
1j | Elect Director Christopher J. Swift | Management | For | For |
1k | Elect Director H. Patrick Swygert | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
TOWERS WATSON & CO. | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TWENTY-FIRST CENTURY FOX, INC. | ||||
Ticker: FOX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director K. Rupert Murdoch | Management | For | For |
1b | Elect Director Lachlan K. Murdoch | Management | For | For |
1c | Elect Director Delphine Arnault | Management | For | Against |
1d | Elect Director James W. Breyer | Management | For | For |
1e | Elect Director Chase Carey | Management | For | Against |
1f | Elect Director David F. DeVoe | Management | For | Against |
1g | Elect Director Viet Dinh | Management | For | For |
1h | Elect Director Roderick I. Eddington | Management | For | For |
1i | Elect Director James R. Murdoch | Management | For | For |
1j | Elect Director Jacques Nasser | Management | For | For |
1k | Elect Director Robert S. Silberman | Management | For | Against |
1l | Elect Director Tidjane Thiam | Management | For | For |
1m | Elect Director Jeffrey W. Ubben | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| ||||
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. | ||||
Ticker: VRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William A. Ackman | Management | For | For |
1b | Elect Director Fredric N. Eshelman | Management | For | For |
1c | Elect Director Stephen Fraidin | Management | For | For |
1d | Elect Director D. Robert Hale | Management | For | For |
1e | Elect Director Robert A. Ingram | Management | For | For |
1f | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
1g | Elect Director Joseph C. Papa | Management | For | For |
1h | Elect Director Robert N. Power | Management | For | For |
1i | Elect Director Russel C. Robertson | Management | For | For |
1j | Elect Director Thomas W. Ross, Sr. | Management | For | For |
1k | Elect Director Amy B. Wechsler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dominic Casserley | Management | For | For |
1b | Elect Director Anna C. Catalano | Management | For | For |
1c | Elect Director Victor F. Ganzi | Management | For | For |
1d | Elect Director John J. Haley | Management | For | For |
1e | Elect Director Wendy E. Lane | Management | For | For |
1f | Elect Director James F. McCann | Management | For | For |
1g | Elect Director Brendan R. O'Neill | Management | For | For |
1h | Elect Director Jaymin Patel | Management | For | For |
1i | Elect Director Linda D. Rabbitt | Management | For | For |
1j | Elect Director Paul Thomas | Management | For | For |
1k | Elect Director Jeffrey W. Ubben | Management | For | For |
1l | Elect Director Wilhelm Zeller | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Employee Stock Purchase Plan | Management | For | For |
6 | Renew Directors' Authority to Issue Shares Under Irish Law | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
Franklin Global Government Bond Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Growth Opportunities Fund
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Robert K. Burgess | Management | For | For |
1d | Elect Director Frank A. Calderoni | Management | For | For |
1e | Elect Director James E. Daley | Management | For | For |
1f | Elect Director Laura B. Desmond | Management | For | Against |
1g | Elect Director Charles M. Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel L. Rosensweig | Management | For | For |
1j | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nesli Basgoz | Management | For | For |
1.2 | Elect Director Paul M. Bisaro | Management | For | For |
1.3 | Elect Director James H. Bloem | Management | For | For |
1.4 | Elect Director Christopher W. Bodine | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director Michael R. Gallagher | Management | For | For |
1.7 | Elect Director Catherine M. Klema | Management | For | For |
1.8 | Elect Director Peter J. McDonnell | Management | For | For |
1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Director Brenton L. Saunders | Management | For | For |
1.11 | Elect Director Ronald R. Taylor | Management | For | For |
1.12 | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
5B | Establish Range for Size of Board | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ALNYLAM PHARMACEUTICALS, INC. | ||||
Ticker: ALNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Paul | Management | For | Against |
1.2 | Elect Director Amy W. Schulman | Management | For | For |
1.3 | Elect Director Kevin P. Starr | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | For |
1.10 | Elect Director K. Ram Shriram | Management | For | For |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Gender Pay Gap | Shareholder | Against | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Against |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Robert D. Hormats | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
ANACOR PHARMACEUTICALS, INC. | ||||
Ticker: ANAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul L. Berns | Management | For | For |
1B | Elect Director Lucy Shapiro | Management | For | For |
1C | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
AVAGO TECHNOLOGIES LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| ||||
AXALTA COATING SYSTEMS LTD. | ||||
Ticker: AXTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andreas C. Kramvis | Management | For | For |
1.2 | Elect Director Gregory S. Ledford | Management | For | For |
1.3 | Elect Director Martin W. Sumner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
B/E AEROSPACE, INC. | ||||
Ticker: BEAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard G. Hamermesh | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Deferred Share Bonus Plan | Management | For | For |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director George A. Scangos | Management | For | For |
1j | Elect Director Lynn Schenk | Management | For | For |
1k | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | Against |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director David H. Komansky | Management | For | For |
1l | Elect Director Deryck Maughan | Management | For | For |
1m | Elect Director Cheryl D. Mills | Management | For | For |
1n | Elect Director Gordon M. Nixon | Management | For | For |
1o | Elect Director Thomas H. O'Brien | Management | For | For |
1p | Elect Director Ivan G. Seidenberg | Management | For | For |
1q | Elect Director Marco Antonio Slim Domit | Management | For | For |
1r | Elect Director John S. Varley | Management | For | For |
1s | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director Eddy W. Hartenstein | Management | For | For |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
1h | Elect Director Peter J. Marks | Management | For | For |
1i | Elect Director Henry S. Samueli | Management | For | For |
1j | Elect Director Lucien Y. K. Wong | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
4 | Approve Cash Compensation to Directors | Management | For | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
1.2 | Elect Director Andrew M. Geisse | Management | For | For |
1.3 | Elect Director Michael Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale M. Applequist | Management | For | For |
1.2 | Elect Director James M. Damian | Management | For | Withhold |
1.3 | Elect Director Cynthia L. Davis | Management | For | Withhold |
1.4 | Elect Director Michael P. Johnson | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director J. Oliver Maggard | Management | For | Withhold |
1.7 | Elect Director Jerry R. Rose | Management | For | Withhold |
1.8 | Elect Director Sally J. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Curtis F. Feeny | Management | For | For |
1c | Elect Director Bradford M. Freeman | Management | For | For |
1d | Elect Director Christopher T. Jenny | Management | For | For |
1e | Elect Director Gerardo I. Lopez | Management | For | For |
1f | Elect Director Frederic V. Malek | Management | For | For |
1g | Elect Director Paula R. Reynolds | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Laura D. Tyson | Management | For | For |
1j | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.8 | Elect Director Michael A. Friedman | Management | For | For |
1.9 | Elect Director Julia A. Haller | Management | For | For |
1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
1.11 | Elect Director James J. Loughlin | Management | For | For |
1.12 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Call Special Meetings | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Al Baldocchi | Management | For | For |
1.2 | Elect Director Darlene Friedman | Management | For | For |
1.3 | Elect Director John S. Charlesworth | Management | For | For |
1.4 | Elect Director Kimbal Musk | Management | For | For |
1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
1.6 | Elect Director Neil Flanzraich | Management | For | For |
1.7 | Elect Director Patrick J. Flynn | Management | For | For |
1.8 | Elect Director Stephen Gillett | Management | For | For |
1.9 | Elect Director Steve Ells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | Against |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | For |
9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | For |
10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
1c | Elect Director Jonathan Chadwick | Management | For | For |
1d | Elect Director Francisco D'Souza | Management | For | For |
1e | Elect Director John N. Fox, Jr. | Management | For | For |
1f | Elect Director John E. Klein | Management | For | For |
1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1h | Elect Director Lakshmi Narayanan | Management | For | For |
1i | Elect Director Michael Patsalos-Fox | Management | For | For |
1j | Elect Director Robert E. Weissman | Management | For | For |
1k | Elect Director Thomas M. Wendel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Travis D. Stice | Management | For | For |
1.3 | Elect Director Michael P. Cross | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Nick S. Cyprus | Management | For | For |
1B | Elect Director L. Roger Mason, Jr. | Management | For | For |
1C | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DISH NETWORK CORPORATION | ||||
Ticker: DISH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Brokaw | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Charles M. Lillis | Management | For | For |
1.7 | Elect Director Afshin Mohebbi | Management | For | For |
1.8 | Elect Director David K. Moskowitz | Management | For | For |
1.9 | Elect Director Tom A. Ortolf | Management | For | Withhold |
1.10 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Barbara J. Beck | Management | For | For |
1c | Elect Director Leslie S. Biller | Management | For | For |
1d | Elect Director Carl M. Casale | Management | For | For |
1e | Elect Director Stephen I. Chazen | Management | For | For |
1f | Elect Director Jeffrey M. Ettinger | Management | For | For |
1g | Elect Director Jerry A. Grundhofer | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Michael Larson | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | Against |
1k | Elect Director David W. MacLennan | Management | For | For |
1l | Elect Director Tracy B. McKibben | Management | For | For |
1m | Elect Director Victoria J. Reich | Management | For | For |
1n | Elect Director Suzanne M. Vautrinot | Management | For | For |
1o | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director John T. Cardis | Management | For | For |
1c | Elect Director Kieran T. Gallahue | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Richard A. Simonson | Management | For | For |
1g | Elect Director Luis A. Ubinas | Management | For | For |
1h | Elect Director Denise F. Warren | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Sanger | Management | For | For |
1.2 | Elect Director Michael L. Smith | Management | For | For |
1.3 | Elect Director Ronald A. Williams | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | Against |
7B | Increase Authorized Common Stock | Management | For | For |
7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
10 | Report on Sustainability | Shareholder | Against | Against |
11 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
12 | Establish International Policy Board Committee | Shareholder | Against | Against |
13 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
FREESCALE SEMICONDUCTOR, LTD. | ||||
Ticker: FSL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Sebastien M. Bazin | Management | For | For |
A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
A3 | Elect Director John J. Brennan | Management | For | For |
A4 | Elect Director Francisco D' Souza | Management | For | For |
A5 | Elect Director Marijn E. Dekkers | Management | For | For |
A6 | Elect Director Peter B. Henry | Management | For | For |
A7 | Elect Director Susan J. Hockfield | Management | For | For |
A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
A9 | Elect Director Andrea Jung | Management | For | For |
A10 | Elect Director Robert W. Lane | Management | For | For |
A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
A12 | Elect Director Lowell C. McAdam | Management | For | For |
A13 | Elect Director James J. Mulva | Management | For | For |
A14 | Elect Director James E. Rohr | Management | For | For |
A15 | Elect Director Mary L. Schapiro | Management | For | For |
A16 | Elect Director James S. Tisch | Management | For | For |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2 | Ratify KPMG LLP as Auditors | Management | For | For |
C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
C2 | Require Independent Board Chairman | Shareholder | Against | Against |
C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
C6 | Report on Guidelines for Country Selection | Shareholder | Against | Against |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kevin E. Lofton | Management | For | For |
1c | Elect Director John W. Madigan | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
HANESBRANDS INC. | ||||
Ticker: HBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bobby J. Griffin | Management | For | For |
1b | Elect Director James C. Johnson | Management | For | For |
1c | Elect Director Jessica T. Mathews | Management | For | For |
1d | Elect Director Franck J. Moison | Management | For | For |
1e | Elect Director Robert F. Moran | Management | For | For |
1f | Elect Director Ronald L. Nelson | Management | For | For |
1g | Elect Director Richard A. Noll | Management | For | For |
1h | Elect Director Andrew J. Schindler | Management | For | For |
1i | Elect Director David V. Singer | Management | For | For |
1j | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED | ||||
Ticker: HAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adriane M. Brown | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director Ann McLaughlin Korologos | Management | For | For |
1d | Elect Director Edward H. Meyer | Management | For | For |
1e | Elect Director Robert Nail | Management | For | For |
1f | Elect Director Dinesh C. Paliwal | Management | For | For |
1g | Elect Director Abraham N. Reichental | Management | For | For |
1h | Elect Director Kenneth M. Reiss | Management | For | For |
1i | Elect Director Hellene S. Runtagh | Management | For | For |
1j | Elect Director Frank S. Sklarsky | Management | For | For |
1k | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director Guy C. Hachey | Management | For | For |
1.10 | Elect Director David C. Hill | Management | For | For |
1.11 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel N. Mendelson | Management | For | For |
1b | Elect Director William F. Miller, III | Management | For | For |
1c | Elect Director Ellen A. Rudnick | Management | For | For |
1d | Elect Director Richard H. Stowe | Management | For | For |
1e | Elect Director Cora M. Tellez | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
1.3 | Elect Director Deborah Doyle McWhinney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frances Arnold | Management | For | For |
1b | Elect Director Francis A. deSouza | Management | For | For |
1c | Elect Director Karin Eastham | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Mary K. Pendergast | Management | For | For |
1.5 | Elect Director Peter R. Terreri | Management | For | For |
1.6 | Elect Director Janet S. Vergis | Management | For | For |
1.7 | Elect Director G. Frederick Wilkinson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Gray | Management | For | For |
1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
1c | Elect Director Elmar Schnee | Management | For | For |
1d | Elect Director Catherine A. Sohn | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garen G. Bohlin | Management | For | For |
1.2 | Elect Director Mikael Dolsten | Management | For | For |
1.3 | Elect Director Michael G. Kauffman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LOWE'S COMPANIES, INC. | ||||
Ticker: LOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
1.4 | Elect Director Donald W. Slager | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MOBILEYE N.V. | ||||
Ticker: MBLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
5 | Grant Board Authority to Issue Shares | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3l | Reelect Rick Tsai as Director | Management | For | For |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Donovan | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Marc Coucke | Management | For | For |
1.4 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.5 | Elect Director Ellen R. Hoffing | Management | For | For |
1.6 | Elect Director Michael J. Jandernoa | Management | For | For |
1.7 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
1.8 | Elect Director Herman Morris, Jr. | Management | For | For |
1.9 | Elect Director Donal O'Connor | Management | For | For |
1.10 | Elect Director Joseph C. Papa | Management | For | For |
1.11 | Elect Director Shlomo Yanai | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Amendments to the Memorandum of Association | Management | For | For |
7 | Adopt Revised Articles of Association | Management | For | For |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Marc Coucke | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
1.8 | Elect Director Donal O'Connor | Management | For | For |
1.9 | Elect Director Joseph C. Papa | Management | For | For |
1.10 | Elect Director Shlomo Yanai | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ||||
REYNOLDS AMERICAN INC. | ||||
Ticker: RAI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan M. Cameron | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | For |
1c | Elect Director Murray S. Kessler | Management | For | For |
1d | Elect Director Lionel L. Nowell, III | Management | For | For |
1e | Elect Director Ricardo Oberlander | Management | For | For |
1f | Elect Director Jerome Abelman | Management | For | For |
1g | Elect Director Robert Lerwill | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | Against |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Lawrence Tomlinson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin L. Beebe | Management | For | For |
1b | Elect Director Jack Langer | Management | For | For |
1c | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Proxy Access | Shareholder | Against | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul V. Barber | Management | For | For |
1B | Elect Director Ronald E.F. Codd | Management | For | For |
1C | Elect Director Frank Slootman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Tamberlane | Management | For | For |
1.2 | Elect Director Judith A. Huntington | Management | For | For |
1.3 | Elect Director Derrick D. Cephas | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Mary N. Dillon | Management | For | For |
1d | Elect Director Robert M. Gates | Management | For | For |
1e | Elect Director Mellody Hobson | Management | For | For |
1f | Elect Director Kevin R. Johnson | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| ||||
T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
1.5 | Elect Director Timotheus Hottges | Management | For | For |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.7 | Elect Director Raphael Kubler | Management | For | For |
1.8 | Elect Director Thorsten Langheim | Management | For | For |
1.9 | Elect Director John J. Legere | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Amend Clawback Policy | Shareholder | Against | For |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John K. Adams, Jr. | Management | For | For |
1b | Elect Director Stephen A. Ellis | Management | For | For |
1c | Elect Director Arun Sarin | Management | For | For |
1d | Elect Director Charles R. Schwab | Management | For | For |
1e | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jan L. Docter | Management | For | For |
1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Director James M. Guyette | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
THE WHITEWAVE FOODS COMPANY | ||||
Ticker: WWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michelle P. Goolsby | Management | For | For |
1B | Elect Director Stephen L. Green | Management | For | For |
1C | Elect Director Anthony J. Magro | Management | For | For |
1D | Elect Director W. Anthony Vernon | Management | For | For |
1E | Elect Director Doreen A. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares | Management | For | For |
1b | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company | Management | For | For |
1c | Amend Charter to Provide Equal Treatment Provisions | Management | For | For |
1d | Amend Charter to Enhance Board Independence Provisions | Management | For | For |
1e | Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director Douglas E. Coltharp | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Karen W. Katz | Management | For | For |
1.7 | Elect Director A.B. Krongard | Management | For | For |
1.8 | Elect Director William R. McDermott | Management | For | For |
1.9 | Elect Director Eric T. Olson | Management | For | For |
1.10 | Elect Director Harvey L. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.2 | Elect Director Robert Johnson | Management | For | For |
1.3 | Elect Director John Stenbit | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | Against |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Robert W. Matschullat | Management | For | For |
1f | Elect Director Cathy E. Minehan | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director David J. Pang | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin Natural Resources Fund
| ||||
AGNICO EAGLE MINES LIMITED | ||||
Ticker: AEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Sean Boyd | Management | For | For |
1.3 | Elect Director Martine A. Celej | Management | For | For |
1.4 | Elect Director Robert J. Gemmell | Management | For | For |
1.5 | Elect Director Mel Leiderman | Management | For | For |
1.6 | Elect Director Deborah A. McCombe | Management | For | For |
1.7 | Elect Director James D. Nasso | Management | For | For |
1.8 | Elect Director Sean Riley | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
ALAMOS GOLD INC. | ||||
Ticker: AGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Daniel | Management | For | For |
1.2 | Elect Director Patrick D. Downey | Management | For | For |
1.3 | Elect Director David Fleck | Management | For | For |
1.4 | Elect Director David Gower | Management | For | For |
1.5 | Elect Director Claire M. Kennedy | Management | For | For |
1.6 | Elect Director John A. McCluskey | Management | For | For |
1.7 | Elect Director Paul J. Murphy | Management | For | For |
1.8 | Elect Director Ronald E. Smith | Management | For | For |
1.9 | Elect Director Kenneth Stowe | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Long Term Incentive Plan | Management | For | For |
4 | Approve Shareholder Rights Plans | Management | For | For |
5 | Amend By-Law No. 1 | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| ||||
ANTOFAGASTA PLC | ||||
Ticker: ANTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
4 | Re-elect William Hayes as Director | Management | For | For |
5 | Re-elect Gonzalo Menendez as Director | Management | For | For |
6 | Re-elect Ramon Jara as Director | Management | For | For |
7 | Re-elect Juan Claro as Director | Management | For | For |
8 | Re-elect Hugo Dryland as Director | Management | For | For |
9 | Re-elect Tim Baker as Director | Management | For | For |
10 | Re-elect Ollie Oliveira as Director | Management | For | For |
11 | Re-elect Andronico Luksic as Director | Management | For | Against |
12 | Re-elect Vivianne Blanlot as Director | Management | For | For |
13 | Re-elect Jorge Bande as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
B2GOLD CORP. | ||||
Ticker: BTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Clive Johnson | Management | For | For |
2.2 | Elect Director Robert Cross | Management | For | For |
2.3 | Elect Director Robert Gayton | Management | For | For |
2.4 | Elect Director Barry Rayment | Management | For | For |
2.5 | Elect Director Jerry Korpan | Management | For | For |
2.6 | Elect Director Bongani Mtshisi | Management | For | For |
2.7 | Elect Director Kevin Bullock | Management | For | For |
2.8 | Elect Director George Johnson | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
| ||||
BAKER HUGHES INCORPORATED | ||||
Ticker: BHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry D. Brady | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director William H. Easter, III | Management | For | For |
1f | Elect Director Lynn L. Elsenhans | Management | For | For |
1g | Elect Director Anthony G. Fernandes | Management | For | For |
1h | Elect Director Claire W. Gargalli | Management | For | For |
1i | Elect Director Pierre H. Jungels | Management | For | For |
1j | Elect Director James A. Lash | Management | For | For |
1k | Elect Director J. Larry Nichols | Management | For | For |
1l | Elect Director James W. Stewart | Management | For | For |
1m | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ||||
BARRICK GOLD CORPORATION | ||||
Ticker: ABX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gustavo A. Cisneros | Management | For | For |
1.2 | Elect Director Graham G. Clow | Management | For | For |
1.3 | Elect Director Gary A. Doer | Management | For | For |
1.4 | Elect Director J. Michael Evans | Management | For | For |
1.5 | Elect Director Kelvin P.M. Dushnisky | Management | For | For |
1.6 | Elect Director Brian L. Greenspun | Management | For | For |
1.7 | Elect Director J. Brett Harvey | Management | For | For |
1.8 | Elect Director Nancy H.O. Lockhart | Management | For | For |
1.9 | Elect Director Dambisa F. Moyo | Management | For | For |
1.10 | Elect Director Anthony Munk | Management | For | For |
1.11 | Elect Director J. Robert S. Prichard | Management | For | For |
1.12 | Elect Director Steven J. Shapiro | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
1.14 | Elect Director Ernie L. Thrasher | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
BG GROUP PLC | ||||
Ticker: BG. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc | Management | For | For |
| ||||
BG GROUP PLC | ||||
Ticker: BG. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
BHP BILLITON PLC | ||||
Ticker: BLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
9 | Approve Grant of Awards under the Group's Short and Long Term Incentive Plans to Andrew Mackenzie | Management | For | For |
10 | Amend BHP Billiton Limited Constitution Re: DLC Dividend Share | Management | For | For |
11 | Amend Articles of Association Re: DLC Dividend Share | Management | For | For |
12 | Amend DLC Structure Sharing Agreement Re: DLC Dividend Share | Management | For | For |
13 | Amend BHP Billiton Limited Constitution Re: Simultaneous General Meetings | Management | For | For |
14 | Amend Articles of Association Re: Simultaneous General Meetings | Management | For | For |
15 | Elect Anita Frew as Director | Management | For | For |
16 | Re-elect Malcolm Brinded as Director | Management | For | For |
17 | Re-elect Malcolm Broomhead as Director | Management | For | For |
18 | Re-elect Pat Davies as Director | Management | For | For |
19 | Re-elect Carolyn Hewson as Director | Management | For | For |
20 | Re-elect Andrew Mackenzie as Director | Management | For | For |
21 | Re-elect Lindsay Maxsted as Director | Management | For | For |
22 | Re-elect Wayne Murdy as Director | Management | For | For |
23 | Re-elect John Schubert as Director | Management | For | For |
24 | Re-elect Shriti Vadera as Director | Management | For | For |
25 | Re-elect Jac Nasser as Director | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
5 | Re-elect Paul Anderson as Director | Management | For | For |
6 | Re-elect Alan Boeckmann as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Cynthia Carroll as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Dame Ann Dowling as Director | Management | For | For |
11 | Re-elect Brendan Nelson as Director | Management | For | For |
12 | Elect Paula Reynolds as Director | Management | For | For |
13 | Elect Sir John Sawers as Director | Management | For | For |
14 | Re-elect Andrew Shilston as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
C&J ENERGY SERVICES LTD. | ||||
Ticker: CJES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
C&J ENERGY SERVICES LTD. | ||||
Ticker: CJES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall McMullen, Jr. | Management | For | Withhold |
1.2 | Elect Director Sheldon Erikson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dorothy M. Ables | Management | For | For |
1b | Elect Director Rhys J. Best | Management | For | For |
1c | Elect Director Robert S. Boswell | Management | For | For |
1d | Elect Director Dan O. Dinges | Management | For | For |
1e | Elect Director Robert Kelley | Management | For | For |
1f | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Against |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
CALLON PETROLEUM COMPANY | ||||
Ticker: CPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. McVay | Management | For | For |
1.2 | Elect Director John C. Wallace | Management | For | For |
1.3 | Elect Director Michael L. Finch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
CAMERON INTERNATIONAL CORPORATION | ||||
Ticker: CAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Approve Return of Capital and Reduction in Stated Capital | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Against |
9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Against |
11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| ||||
CIMAREX ENERGY CO. | ||||
Ticker: XEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa A. Stewart | Management | For | For |
1.2 | Elect Director Hans Helmerich | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director Monroe W. Robertson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
COBALT INTERNATIONAL ENERGY, INC. | ||||
Ticker: CIE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | For |
1.2 | Elect Director Jack E. Golden | Management | For | For |
1.3 | Elect Director Jon A. Marshall | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Merriman | Management | For | For |
1.2 | Elect Director Ray M. Poage | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director John V. Faraci | Management | For | For |
1f | Elect Director Jody L. Freeman | Management | For | For |
1g | Elect Director Gay Huey Evans | Management | For | For |
1h | Elect Director Ryan M. Lance | Management | For | For |
1i | Elect Director Arjun N. Murti | Management | For | For |
1j | Elect Director Robert A. Niblock | Management | For | For |
1k | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adjust Executive Compensation Program for Reserve Write-Downs | Shareholder | Against | Against |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director David A. Hager | Management | For | For |
1.4 | Elect Director Robert H. Henry | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Duane C. Radtke | Management | For | For |
1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
1.9 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Against |
5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Travis D. Stice | Management | For | For |
1.3 | Elect Director Michael P. Cross | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
DRIL-QUIP, INC. | ||||
Ticker: DRQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander P. Shukis | Management | For | For |
1.2 | Elect Director Terence B. Jupp | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ENSCO PLC | ||||
Ticker: ESV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Re-elect J. Roderick Clark as Director | Management | For | For |
1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
1c | Re-elect Mary E. Francis as Director | Management | For | For |
1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
1f | Re-elect Francis S. Kalman as Director | Management | For | For |
1g | Re-elect Keith O. Rattie as Director | Management | For | For |
1h | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
1i | Re-elect Carl G. Trowell as Director | Management | For | For |
2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
3 | Ratify KPMG LLP as US Independent Auditor | Management | For | For |
4 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| ||||
EOG RESOURCES, INC. | ||||
Ticker: EOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director David L. Porges | Management | For | For |
1.7 | Elect Director James E. Rohr | Management | For | For |
1.8 | Elect Director Stephen A. Thorington | Management | For | For |
1.9 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.10 | Elect Director Christine J. Toretti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Larry R. Faulkner | Management | For | For |
1.6 | Elect Director Jay S. Fishman | Management | For | For |
1.7 | Elect Director Henrietta H. Fore | Management | For | For |
1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
1.11 | Elect Director Steven S. Reinemund | Management | For | For |
1.12 | Elect Director Rex W. Tillerson | Management | For | For |
1.13 | Elect Director William C. Weldon | Management | For | For |
1.14 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | Against |
12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Against |
14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Against |
| ||||
FIRST QUANTUM MINERALS LTD. | ||||
Ticker: FM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Martin R. Rowley | Management | For | For |
2.4 | Elect Director Peter St. George | Management | For | For |
2.5 | Elect Director Andrew B. Adams | Management | For | For |
2.6 | Elect Director Paul Brunner | Management | For | For |
2.7 | Elect Director Robert Harding | Management | For | For |
2.8 | Elect Director Martin Schady | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director C. Maury Devine | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director John T. Gremp | Management | For | For |
1f | Elect Director Thomas M. Hamilton | Management | For | For |
1g | Elect Director Peter Mellbye | Management | For | For |
1h | Elect Director Joseph H. Netherland | Management | For | For |
1i | Elect Director Peter Oosterveer | Management | For | For |
1j | Elect Director Richard A. Pattarozzi | Management | For | For |
1k | Elect Director Kay G. Priestly | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FREEPORT-MCMORAN INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Gerald J. Ford | Management | For | For |
1.3 | Elect Director Lydia H. Kennard | Management | For | For |
1.4 | Elect Director Andrew Langham | Management | For | For |
1.5 | Elect Director Jon C. Madonna | Management | For | For |
1.6 | Elect Director Courtney Mather | Management | For | For |
1.7 | Elect Director Dustan E. McCoy | Management | For | For |
1.8 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Provide Directors May Be Removed With or Without Cause. | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Report on Actions to Reduce Impact of Enhanced Oil Recovery | Shareholder | Against | Against |
| ||||
G-RESOURCES GROUP LTD. | ||||
Ticker: 1051 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale and Purchase Agreement and Related Transactions | Management | For | Against |
| ||||
G-RESOURCES GROUP LTD. | ||||
Ticker: 1051 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Wah Wang Kei, Jackie as Director | Management | For | Against |
2.2 | Elect Ma Yin Fan as Director | Management | For | Against |
2.3 | Elect Leung Hoi Ying as Director | Management | For | Against |
2.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Final Dividend | Management | For | For |
| ||||
GLENCORE PLC | ||||
Ticker: GLEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Anthony Hayward as Director | Management | For | For |
3 | Re-elect Leonhard Fischer as Director | Management | For | For |
4 | Re-elect William Macaulay as Director | Management | For | For |
5 | Re-elect Ivan Glasenberg as Director | Management | For | For |
6 | Re-elect Peter Coates as Director | Management | For | For |
7 | Re-elect John Mack as Director | Management | For | For |
8 | Re-elect Peter Grauer as Director | Management | For | For |
9 | Re-elect Patrice Merrin as Director | Management | For | For |
10 | Approve Remuneration Report | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issuance of Equity with Preemptive Rights | Management | For | For |
14 | Authorise Issuance of Equity without Preemptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Approve Strategic Resilience for 2035 and Beyond | Shareholder | For | For |
| ||||
GOLDCORP INC. | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
1.2 | Elect Director Peter J. Dey | Management | For | For |
1.3 | Elect Director Margot A. Franssen | Management | For | For |
1.4 | Elect Director David A. Garofalo | Management | For | For |
1.5 | Elect Director Clement A. Pelletier | Management | For | For |
1.6 | Elect Director P. Randy Reifel | Management | For | For |
1.7 | Elect Director Ian W. Telfer | Management | For | For |
1.8 | Elect Director Blanca Trevino | Management | For | For |
1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Restricted Share Unit Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
GRAN TIERRA ENERGY INC. | ||||
Ticker: GTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Guidry | Management | For | For |
1.2 | Elect Director Peter Dey | Management | For | For |
1.3 | Elect Director Evan Hazell | Management | For | For |
1.4 | Elect Director Robert B. Hodgins | Management | For | For |
1.5 | Elect Director Ronald Royal | Management | For | For |
1.6 | Elect Director David P. Smith | Management | For | For |
1.7 | Elect Director Brooke Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4 | Change State of Incorporation [from Nevada to Delaware] | Management | For | For |
| ||||
GULFPORT ENERGY CORPORATION | ||||
Ticker: GPOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Moore | Management | For | For |
1.2 | Elect Director Craig Groeschel | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director C. Doug Johnson | Management | For | For |
1.5 | Elect Director Ben T. Morris | Management | For | For |
1.6 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Report on Methane Emissions Management | Shareholder | Against | Against |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director James R. Boyd | Management | For | For |
1.4 | Elect Director Milton Carroll | Management | For | Against |
1.5 | Elect Director Nance K. Dicciani | Management | For | For |
1.6 | Elect Director Murry S. Gerber | Management | For | For |
1.7 | Elect Director Jose C. Grubisich | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Jeffrey A. Miller | Management | For | For |
1.12 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director John B. Hess | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1.6 | Elect Director David McManus | Management | For | For |
1.7 | Elect Director Kevin O. Meyers | Management | For | For |
1.8 | Elect Director John H. Mullin, III | Management | For | For |
1.9 | Elect Director James H. Quigley | Management | For | For |
1.10 | Elect Director Fredric G. Reynolds | Management | For | For |
1.11 | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Against |
| ||||
HOLLYFRONTIER CORPORATION | ||||
Ticker: HFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director George J. Damiris | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Franklin Myers | Management | For | For |
1i | Elect Director Michael E. Rose | Management | For | For |
1j | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HORNBECK OFFSHORE SERVICES, INC. | ||||
Ticker: HOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Hunt | Management | For | Withhold |
1.2 | Elect Director Kevin O. Meyers | Management | For | Withhold |
1.3 | Elect Director Bernie W. Stewart | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HUDBAY MINERALS INC. | ||||
Ticker: HBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan Hair | Management | For | For |
1b | Elect Director Igor A. Gonzales | Management | For | For |
1c | Elect Director Tom A. Goodman | Management | For | For |
1d | Elect Director Alan R. Hibben | Management | For | For |
1e | Elect Director W. Warren Holmes | Management | For | For |
1f | Elect Director Sarah B. Kavanagh | Management | For | For |
1g | Elect Director Carin S. Knickel | Management | For | For |
1h | Elect Director Alan J. Lenczner | Management | For | For |
1i | Elect Director Kenneth G. Stowe | Management | For | For |
1j | Elect Director Michael T. Waites | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Long Term Equity Plan | Management | For | Against |
| ||||
HUNTING PLC | ||||
Ticker: HTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Richard Hunting as Director | Management | For | For |
5 | Re-elect Annell Bay as Director | Management | For | For |
6 | Re-elect John Glick as Director | Management | For | For |
7 | Re-elect John Hofmeister as Director | Management | For | For |
8 | Re-elect John Nicholas as Director | Management | For | For |
9 | Re-elect Dennis Proctor as Director | Management | For | For |
10 | Re-elect Peter Rose as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
IMPERIAL METALS CORPORATION | ||||
Ticker: III | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lebel | Management | For | Withhold |
1.2 | Elect Director J. Brian Kynoch | Management | For | Withhold |
1.3 | Elect Director Larry G. Moeller | Management | For | For |
1.4 | Elect Director Theodore W. Muraro | Management | For | For |
1.5 | Elect Director Laurie Pare | Management | For | For |
1.6 | Elect Director Edward A. Yurkowski | Management | For | Withhold |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Ted A. Gardner | Management | For | Withhold |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Gary L. Hultquist | Management | For | For |
1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.7 | Elect Director Deborah A. Macdonald | Management | For | For |
1.8 | Elect Director Michael C. Morgan | Management | For | For |
1.9 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.10 | Elect Director Fayez Sarofim | Management | For | For |
1.11 | Elect Director C. Park Shaper | Management | For | For |
1.12 | Elect Director William A. Smith | Management | For | For |
1.13 | Elect Director Joel V. Staff | Management | For | For |
1.14 | Elect Director Robert F. Vagt | Management | For | For |
1.15 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Against |
4 | Report on Methane Emissions Management | Shareholder | Against | Against |
5 | Report on Sustainability, Including Human Rights | Shareholder | Against | Against |
6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Against |
| ||||
LUNDIN MINING CORPORATION | ||||
Ticker: LUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Charter | Management | For | For |
1.2 | Elect Director Paul K. Conibear | Management | For | For |
1.3 | Elect Director John H. Craig | Management | For | For |
1.4 | Elect Director Peter C. Jones | Management | For | For |
1.5 | Elect Director Lukas H. Lundin | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
1.7 | Elect Director William A. Rand | Management | For | For |
1.8 | Elect Director Catherine J.G. Stefan | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
MARATHON OIL CORPORATION | ||||
Ticker: MRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1b | Elect Director Gregory H. Boyce | Management | For | For |
1c | Elect Director Chadwick C. Deaton | Management | For | For |
1d | Elect Director Marcela E. Donadio | Management | For | For |
1e | Elect Director Philip Lader | Management | For | For |
1f | Elect Director Michael E. J. Phelps | Management | For | For |
1g | Elect Director Dennis H. Reilley | Management | For | For |
1h | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Frank M. Semple | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
5 | Report on EHS Incidents and Worker Fatigue Policies | Shareholder | Against | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
1.4 | Elect Director Donald W. Slager | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig T. Burkert | Management | For | For |
1.2 | Elect Director Gregory E. Mitchell | Management | For | For |
1.3 | Elect Director Steven W. Ohnimus | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
NAUTILUS MINERALS INC. | ||||
Ticker: NUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Geoffrey Loudon | Management | For | For |
1.2 | Elect Director Russell Debney | Management | For | For |
1.3 | Elect Director Cynthia Thomas | Management | For | For |
1.4 | Elect Director Mohammed Al Barwani | Management | For | For |
1.5 | Elect Director Tariq Al Barwani | Management | For | For |
1.6 | Elect Director Mark Horn | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Xiaoling Liu as Director | Management | For | For |
2b | Elect Roger Higgins as Director | Management | For | For |
2c | Elect Gerard Bond as Director | Management | For | For |
3a | Approve the Grant of Performance Rights to Sandeep Biswas, Managing Director and Chief Executive Officer of the Company | Management | For | For |
3b | Approve the Grant of Performance Rights to Gerard Bond, Finance Director and Chief Financial Officer of the Company | Management | For | For |
4 | Approve the Remuneration Report | Management | For | For |
5 | Approve the Conditional Spill Resolution | Management | Against | Against |
| ||||
NOBLE CORPORATION PLC | ||||
Ticker: NE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ashley Almanza | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Julie H. Edwards | Management | For | For |
4 | Elect Director Gordon T. Hall | Management | For | For |
5 | Elect Director Scott D. Josey | Management | For | For |
6 | Elect Director Jon A. Marshall | Management | For | For |
7 | Elect Director Mary P. Ricciardello | Management | For | For |
8 | Elect Director David W. Williams | Management | For | For |
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Ratify PricewaterhouseCoopers LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | Against |
14 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Eric P. Grubman | Management | For | For |
1g | Elect Director Kirby L. Hedrick | Management | For | For |
1h | Elect Director David L. Stover | Management | For | For |
1i | Elect Director Scott D. Urban | Management | For | For |
1j | Elect Director William T. Van Kleef | Management | For | For |
1k | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
5 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Against |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | Against |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | Against |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Methane and Flaring Emissions Management and Reduction Targets | Shareholder | Against | Against |
| ||||
OCEANAGOLD CORPORATION | ||||
Ticker: OGC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Askew | Management | For | For |
1.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
1.3 | Elect Director Geoff W. Raby | Management | For | For |
1.4 | Elect Director J. Denham Shale | Management | For | For |
1.5 | Elect Director Michael F. Wilkes | Management | For | For |
1.6 | Elect Director William H. Myckatyn | Management | For | For |
1.7 | Elect Director Paul B. Sweeney | Management | For | For |
1.8 | Elect Director Diane R. Garrett | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Increase in Aggregate Non-Executive Directors' Fees | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Kevin McEvoy | Management | For | For |
1.2 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OIL STATES INTERNATIONAL, INC. | ||||
Ticker: OIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark G. Papa | Management | For | For |
1.2 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OPHIR ENERGY PLC | ||||
Ticker: OPHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Re-elect Bill Schrader as Director | Management | For | For |
5 | Re-elect Nick Cooper as Director | Management | For | For |
6 | Re-elect Bill Higgs as Director | Management | For | For |
7 | Elect Tony Rouse as Director | Management | For | For |
8 | Re-elect Ron Blakely as Director | Management | For | For |
9 | Re-elect Carol Bell as Director | Management | For | For |
10 | Re-elect Alan Booth as Director | Management | For | For |
11 | Re-elect Vivien Gibney as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Approve Long-Term Value Creation Plan | Management | For | For |
20 | Amend Long-Term Incentive Plan 2011 | Management | For | For |
| ||||
PEABODY ENERGY CORPORATION | ||||
Ticker: BTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | Against |
2 | Consolidate Bylaws | Management | For | Against |
3.a | Elect Alternate Board Members Appointed by Controlling Shareholders | Management | For | Against |
3.b | Elect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders | Shareholder | None | Against |
4 | Amend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM | Management | For | Against |
| ||||
PETROLEO BRASILEIRO SA-PETROBRAS | ||||
Ticker: PETR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | Against |
2 | Consolidate Bylaws | Management | For | Against |
3 | Ratify Waiver of Preemptive Rights on the Subscription of New Shares Issued by Logum Logistica SA | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | Against |
2.a | Elect Directors Appointed by the Controlling Shareholder | Management | For | Abstain |
2.b1 | Elect Walter Mendes de Oliveira Filho as Director and Roberto da Cunha Castello Branco as alternate Nominated by Minority Shareholders | Shareholder | None | For |
3 | Elect Board Chairman | Management | For | For |
4.a | Elect Fiscal Council Members Appointed by the Controlling Shareholder | Management | For | Abstain |
4.b1 | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Mario Cordeiro Filho as Alternate Appointed by Minority Shareholders | Shareholder | None | For |
5 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
PIONEER ENERGY SERVICES CORP. | ||||
Ticker: PES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Rauh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
RANDGOLD RESOURCES LTD | ||||
Ticker: RRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
6 | Re-elect Mark Bristow as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Jamil Kassum as Director | Management | For | For |
11 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
12 | Re-elect Andrew Quinn as Director | Management | For | For |
13 | Re-elect Graham Shuttleworth as Director | Management | For | For |
14 | Reappoint BDO LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
18 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
19 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ||||
REX ENERGY CORPORATION | ||||
Ticker: REXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve that any Future Issuance of Shares of Common Stock, Warrants and Shares of Preferred Stock to Franklin Would Result in Franklin Being the Beneficial Owner of Greater Than 20%, But No More Than 35% | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
RICE ENERGY INC. | ||||
Ticker: RICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Vagt | Management | For | For |
1.2 | Elect Director Toby Z. Rice | Management | For | For |
1.3 | Elect Director Steven C. Dixon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
RIGNET, INC. | ||||
Ticker: RNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Brent K. Whittington | Management | For | For |
1.8 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
4 | Re-elect Robert Brown as Director | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Re-elect Jan du Plessis as Director | Management | For | For |
7 | Re-elect Ann Godbehere as Director | Management | For | For |
8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
9 | Re-elect Michael L'Estrange as Director | Management | For | For |
10 | Re-elect Chris Lynch as Director | Management | For | For |
11 | Re-elect Paul Tellier as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Re-elect John Varley as Director | Management | For | For |
14 | Re-elect Sam Walsh as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Strategic Resilience for 2035 and Beyond | Shareholder | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
ROMARCO MINERALS INC. | ||||
Ticker: R | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by OceanaGold Corporation | Management | For | For |
| ||||
ROWAN COMPANIES PLC | ||||
Ticker: RDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect William E. Albrecht as Director | Management | For | For |
1b | Elect Thomas P. Burke as Director | Management | For | For |
1c | Elect Graham Hearne as Director | Management | For | For |
1d | Elect Thomas R. Hix as Director | Management | For | For |
1e | Elect Jack B. Moore as Director | Management | For | For |
1f | Elect Suzanne P. Nimocks as Director | Management | For | For |
1g | Elect P. Dexter Peacock as Director | Management | For | For |
1h | Elect John J. Quicke as Director | Management | For | For |
1i | Elect Tore I. Sandvold as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ROWAN COMPANIES PLC | ||||
Ticker: RDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Deloitte LLP as U.K. Statutory Auditors | Management | For | For |
2 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Cash and Share Offer for BG Group plc | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ben van Beurden as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Euleen Goh as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Hans Wijers as Director | Management | For | For |
12 | Re-elect Patricia Woertz as Director | Management | For | For |
13 | Re-elect Gerrit Zalm as Director | Management | For | For |
14 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy | Shareholder | Against | Against |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ben van Beurden as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Euleen Goh as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Hans Wijers as Director | Management | For | For |
12 | Re-elect Patricia Woertz as Director | Management | For | For |
13 | Re-elect Gerrit Zalm as Director | Management | For | For |
14 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy | Shareholder | Against | Against |
| ||||
RPC, INC. | ||||
Ticker: RES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda H. Graham | Management | For | For |
1.2 | Elect Director Bill J. Dismuke | Management | For | For |
1.3 | Elect Director James A. Lane, Jr. - WITHDRAWN | Management | None | None |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
SANCHEZ ENERGY CORPORATION | ||||
Ticker: SN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert A. Garcia | Management | For | Withhold |
1.2 | Elect Director Sean M. Maher | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SANDFIRE RESOURCES NL | ||||
Ticker: SFR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Derek La Ferla as Director | Management | For | For |
3 | Approve the Sandfire Resources NL Long Term Incentive Plan | Management | For | For |
4 | Approve the Grant of 251,684 Rights to Karl M Simich, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1c | Elect Director Paal Kibsgaard | Management | For | For |
1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
1e | Elect Director Michael E. Marks | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Lubna S. Olayan | Management | For | For |
1h | Elect Director Leo Rafael Reif | Management | For | For |
1i | Elect Director Tore I. Sandvold | Management | For | For |
1j | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Fix Number of Directors at Twelve | Management | For | For |
7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| ||||
SM ENERGY COMPANY | ||||
Ticker: SM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry W. Bickle | Management | For | For |
1.2 | Elect Director Stephen R. Brand | Management | For | For |
1.3 | Elect Director Loren M. Leiker | Management | For | For |
1.4 | Elect Director Javan D. Ottoson | Management | For | For |
1.5 | Elect Director Ramiro G. Peru | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director Rose M. Robeson | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
SOUTH32 LIMITED | ||||
Ticker: S32 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Xolani Mkhwanazi as Director | Management | For | For |
3 | Elect David Crawford as Director | Management | For | For |
4 | Appoint KPMG as Auditor of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
6 | Approve the Grant of Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company | Management | For | For |
7 | Approve the Giving of Benefits to a Person Ceasing to Hold a Managerial or Executive Office in the Company | Management | For | For |
| ||||
SOUTH32 LIMITED | ||||
Ticker: S32 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Xolani Mkhwanazi as Director | Management | For | For |
3 | Elect David Crawford as Director | Management | For | For |
4 | Appoint KPMG as Auditor of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
6 | Approve the Grant of Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company | Management | For | For |
7 | Approve the Giving of Benefits to a Person Ceasing to Hold a Managerial or Executive Office in the Company | Management | For | For |
| ||||
SOUTHERN COPPER CORPORATION | ||||
Ticker: SCCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | For |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | Withhold |
1.4 | Elect Director Alfredo Casar Perez | Management | For | For |
1.5 | Elect Director Luis Castelazo Morales | Management | For | For |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | For |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | For |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | For |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | Withhold |
1.11 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory L. Ebel | Management | For | For |
1b | Elect Director F. Anthony Comper | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Miranda C. Hubbs | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E. J. Phelps | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
TAHOE RESOURCES INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in Connection with the Acquisition of Lake Shore Gold Corp. | Management | For | For |
| ||||
TAHOE RESOURCES INC. | ||||
Ticker: THO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanya M. Jakusconek | Management | For | For |
1.2 | Elect Director Drago G. Kisic | Management | For | For |
1.3 | Elect Director C. Kevin McArthur | Management | For | For |
1.4 | Elect Director Alan C. Moon | Management | For | For |
1.5 | Elect Director A. Dan Rovig | Management | For | For |
1.6 | Elect Director Paul B. Sweeney | Management | For | For |
1.7 | Elect Director James S. Voorhees | Management | For | For |
1.8 | Elect Director Kenneth F. Williamson | Management | For | For |
1.9 | Elect Director Klaus M. Zeitler | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TCK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director Quan Chong | Management | For | For |
1.3 | Elect Director Jack L. Cockwell | Management | For | For |
1.4 | Elect Director Laura L. Dottori-Attanasio | Management | For | For |
1.5 | Elect Director Edward C. Dowling | Management | For | For |
1.6 | Elect Director Eiichi Fukuda | Management | For | For |
1.7 | Elect Director Norman B. Keevil | Management | For | For |
1.8 | Elect Director Norman B. Keevil, III | Management | For | For |
1.9 | Elect Director Takeshi Kubota | Management | For | For |
1.10 | Elect Director Donald R. Lindsay | Management | For | For |
1.11 | Elect Director Tracey L. McVicar | Management | For | For |
1.12 | Elect Director Kenneth W. Pickering | Management | For | For |
1.13 | Elect Director Warren S. R. Seyffert | Management | For | For |
1.14 | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ||||
THE MOSAIC COMPANY | ||||
Ticker: MOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
2 | Eliminate Class of Common Stock | Management | For | For |
3a | Elect Director Nancy E. Cooper | Management | For | For |
3b | Elect Director Gregory L. Ebel | Management | For | For |
3c | Elect Director Timothy S. Gitzel | Management | For | For |
3d | Elect Director Denise C. Johnson | Management | For | For |
3e | Elect Director Emery N. Koenig | Management | For | For |
3f | Elect Director Robert L. Lumpkins | Management | For | For |
3g | Elect Director William T. Monahan | Management | For | For |
3h | Elect Director James ('Joc') C. O'Rourke | Management | For | For |
3i | Elect Director James L. Popowich | Management | For | For |
3j | Elect Director David T. Seaton | Management | For | For |
3k | Elect Director Steven M. Seibert | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Other Business | Management | For | For |
| ||||
TOTAL SA | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.44 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Gerard Lamarche as Director | Management | For | Against |
7 | Elect Maria Van der Hoeven as Director | Management | For | For |
8 | Elect Jean Lemierre as Director | Management | For | For |
9 | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | For | For |
A | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | Against | Against |
B | Elect Werner Guyot as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Renew Appointment of Ernst and Young Audit as Auditor | Management | For | For |
11 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
12 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
13 | Appoint Salustro Reydel SA as Alternate Auditor | Management | For | For |
14 | Approve Auditors' Special Report on Related-Party Transactions Including a New Transaction with Thierry Desmarest | Management | For | For |
15 | Approve Agreements with Patrick Pouyanne | Management | For | For |
16 | Advisory Vote on Compensation of Thierry Desmarest, Chairman until Dec. 18, 2015 | Management | For | For |
17 | Advisory Vote on Compensation of Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015 | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20 | Management | For | For |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
25 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph W. Gorder | Management | For | For |
1b | Elect Director Deborah P. Majoras | Management | For | For |
1c | Elect Director Donald L. Nickles | Management | For | For |
1d | Elect Director Philip J. Pfeiffer | Management | For | For |
1e | Elect Director Robert A. Profusek | Management | For | For |
1f | Elect Director Susan Kaufman Purcell | Management | For | For |
1g | Elect Director Stephen M. Waters | Management | For | For |
1h | Elect Director Randall J. Weisenburger | Management | For | For |
1i | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to provide for removal of directors without cause | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mohamed A. Awad | Management | For | For |
1b | Elect Director David J. Butters | Management | For | For |
1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
1d | Elect Director John D. Gass | Management | For | For |
1e | Elect Director Emyr Jones Parry | Management | For | For |
1f | Elect Director Francis S. Kalman | Management | For | For |
1g | Elect Director William E. Macaulay | Management | For | For |
1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
1i | Elect Director Guillermo Ortiz | Management | For | For |
1j | Elect Director Robert A. Rayne | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
Franklin Small Cap Growth Fund
| ||||
2U, INC. | ||||
Ticker: TWOU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | For |
1.2 | Elect Director Earl Lewis | Management | For | For |
1.3 | Elect Director Coretha M. Rushing | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
A10 NETWORKS, INC. | ||||
Ticker: ATEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Y. Chung and Robert Cochran | Management | For | Against |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
ACLARIS THERAPEUTICS, INC. | ||||
Ticker: ACRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal Walker | Management | For | For |
1.2 | Elect Director Albert Cha | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ADEPTUS HEALTH INC. | ||||
Ticker: ADPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas S. Hall | Management | For | For |
1.2 | Elect Director Richard Covert | Management | For | For |
1.3 | Elect Director Steven V. Napolitano | Management | For | For |
1.4 | Elect Director Daniel W. Rosenberg | Management | For | For |
1.5 | Elect Director Gregory W. Scott | Management | For | Withhold |
1.6 | Elect Director Ronald L. Taylor | Management | For | Withhold |
1.7 | Elect Director Jeffery S. Vender | Management | For | For |
1.8 | Elect Director Stephen M. Mengert | Management | For | Withhold |
2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ADURO BIOTECH, INC. | ||||
Ticker: ADRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen T. Isaacs | Management | For | For |
1.2 | Elect Director William M. Greenman | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
ALARM.COM HOLDINGS, INC. | ||||
Ticker: ALRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Clarke | Management | For | Withhold |
1.2 | Elect Director Hugh Panero | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
ALTRA INDUSTRIAL MOTION CORP. | ||||
Ticker: AIMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
1.5 | Elect Director Larry McPherson | Management | For | For |
1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ANACOR PHARMACEUTICALS, INC. | ||||
Ticker: ANAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul L. Berns | Management | For | For |
1B | Elect Director Lucy Shapiro | Management | For | For |
1C | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
ARATANA THERAPEUTICS, INC. | ||||
Ticker: PETX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Brinkley | Management | For | For |
1.2 | Elect Director Robert P. Roche | Management | For | For |
1.3 | Elect Director Steven St. Peter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ASTRONICS CORPORATION | ||||
Ticker: ATRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Boushie | Management | For | For |
1.2 | Elect Director Robert T. Brady | Management | For | For |
1.3 | Elect Director John B. Drenning | Management | For | Withhold |
1.4 | Elect Director Peter J. Gundermann | Management | For | For |
1.5 | Elect Director Kevin T. Keane | Management | For | For |
1.6 | Elect Director Robert J. McKenna | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Increase Authorized Class B Stock | Management | For | Against |
| ||||
BAZAARVOICE, INC. | ||||
Ticker: BV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Hawn | Management | For | For |
1.2 | Elect Director Jared Kopf | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BAZAARVOICE, INC. | ||||
Ticker: BV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repricing of Options | Management | For | For |
| ||||
BEACON ROOFING SUPPLY, INC. | ||||
Ticker: BECN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director Paul M. Isabella | Management | For | For |
1.3 | Elect Director Richard W. Frost | Management | For | For |
1.4 | Elect Director Alan Gershenhorn | Management | For | For |
1.5 | Elect Director Peter M. Gotsch | Management | For | For |
1.6 | Elect Director Philip W. Knisely | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Stuart A. Randle | Management | For | For |
1.9 | Elect Director Nathan K. Sleeper | Management | For | For |
1.10 | Elect Director Douglas L. Young | Management | For | For |
2 | Ratify Ernst & Young LLP as as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Curran | Management | For | For |
1.2 | Elect Director Joseph L. Mullen | Management | For | For |
1.3 | Elect Director James W. Zilinski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BROADSOFT, INC. | ||||
Ticker: BSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
1.2 | Elect Director Andrew M. Geisse | Management | For | For |
1.3 | Elect Director Michael Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale M. Applequist | Management | For | For |
1.2 | Elect Director James M. Damian | Management | For | Withhold |
1.3 | Elect Director Cynthia L. Davis | Management | For | Withhold |
1.4 | Elect Director Michael P. Johnson | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director J. Oliver Maggard | Management | For | Withhold |
1.7 | Elect Director Jerry R. Rose | Management | For | Withhold |
1.8 | Elect Director Sally J. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CALLIDUS SOFTWARE INC. | ||||
Ticker: CALD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Culhane | Management | For | For |
1b | Elect Director Murray D. Rode | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CALLON PETROLEUM COMPANY | ||||
Ticker: CPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. McVay | Management | For | For |
1.2 | Elect Director John C. Wallace | Management | For | For |
1.3 | Elect Director Michael L. Finch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHIASMA, INC. | ||||
Ticker: CHMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Leuchtenberger | Management | For | For |
1.2 | Elect Director David Stack | Management | For | Withhold |
1.3 | Elect Director John A. Scarlett | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Anthony Sun | Management | For | For |
1.3 | Elect Director Robert J. Willett | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COLLEGIUM PHARMACEUTICAL, INC. | ||||
Ticker: COLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Fallon | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
1.3 | Elect Director David Hirsch | Management | For | For |
1.4 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CONFORMIS, INC. | ||||
Ticker: CFMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Fallon, III | Management | For | Withhold |
1.2 | Elect Director Richard Meelia | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
CORIUM INTERNATIONAL, INC. | ||||
Ticker: CORI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric H. Bjerkholt | Management | For | For |
1.2 | Elect Director Phyllis Gardner | Management | For | For |
1.3 | Elect Director David L. Greenwood | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Ebling | Management | For | For |
1.2 | Elect Director Jitendra Saxena | Management | For | For |
1.3 | Elect Director Leonard Schlesinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven R. Altman | Management | For | For |
1b | Elect Director Barbara E. Kahn | Management | For | For |
1c | Elect Director Jay S. Skyler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Nick S. Cyprus | Management | For | For |
1B | Elect Director L. Roger Mason, Jr. | Management | For | For |
1C | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
EDGE THERAPEUTICS, INC. | ||||
Ticker: EDGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Conti | Management | For | For |
1.2 | Elect Director Liam Ratcliffe | Management | For | For |
1.3 | Elect Director Robert Spiegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ENVESTNET, INC. | ||||
Ticker: ENV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judson Bergman | Management | For | For |
1.2 | Elect Director Anil Arora | Management | For | For |
1.3 | Elect Director Luis A. Aguilar | Management | For | For |
1.4 | Elect Director Gayle Crowell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EVERCORE PARTNERS INC. | ||||
Ticker: EVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Francois de Saint Phalle | Management | For | For |
1.4 | Elect Director Gail B. Harris | Management | For | For |
1.5 | Elect Director Curt Hessler | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
1.9 | Elect Director William J. Wheeler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
EXACT SCIENCES CORPORATION | ||||
Ticker: EXAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Carey | Management | For | For |
1.2 | Elect Director Daniel J. Levangie | Management | For | For |
1.3 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
FARO TECHNOLOGIES, INC. | ||||
Ticker: FARO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Caldwell | Management | For | For |
1.2 | Elect Director John Donofrio | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FIVE BELOW, INC. | ||||
Ticker: FIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Catherine E. Buggeln | Management | For | For |
1B | Elect Director Michael F. Devine, III | Management | For | For |
1C | Elect Director Ronald L. Sargent | Management | For | For |
1D | Elect Director Daniel J. Kaufman | Management | For | For |
1E | Elect Director Richard L. Markee | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FLUIDIGM CORPORATION | ||||
Ticker: FLDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Young | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
FOAMIX PHARMACEUTICALS LTD. | ||||
Ticker: FOMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Grant Cash Bonus to Dr. Dov Tamarkin, CEO, in the Amount of USD 181,837 for 2015 | Management | For | For |
2.2 | Approve Increase in the Annual Base Salary of Dr. Dov Tamarkin, CEO, to $385,000 | Management | For | Against |
2.3 | Grant 100,000 options to Dr. Dov Tamarkin, CEO | Management | For | For |
3 | Approve Annual Cash Award Plan for 2016 up to USD 231,000, and Additional Special Cash Bonus for 2016 up to $231,000 to Dr. Dov Tamarkin, CEO | Management | For | For |
4.1 | Grant Cash Bonus to Meir Eini, Chairman and CIO, in the Amount of USD 200,777 for 2015 | Management | For | For |
4.2 | Approve Increase in the Annual Base Salary of Meir Eini, Chairman and CIO, to USD 369,000 | Management | For | Against |
4.3 | Grant 55,000 options to Meir Eini, Chairman and CIO | Management | For | For |
5 | Approve Annual Cash Award Plan for 2016 up to USD 184,500, and Additional Special Cash Bonus for 2016 up to USD 184,500 to Meir Eini, Chairman and CIO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ||||
FRESHPET, INC. | ||||
Ticker: FRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Harned | Management | For | For |
1.2 | Elect Director Daryl G. Brewster | Management | For | For |
1.3 | Elect Director Robert C. King | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Sagansky | Management | For | For |
1.2 | Elect Director Edward L. Shapiro | Management | For | For |
1.3 | Elect Director Harry E. Sloan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director David J. Johnson | Management | For | For |
1.4 | Elect Director Jack A. Henry | Management | For | For |
1.5 | Elect Director Bradley A. Casper | Management | For | For |
1.6 | Elect Director Kevin F. Warren | Management | For | For |
1.7 | Elect Director Sara R. Dial | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GREATBATCH, INC. | ||||
Ticker: GB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela G. Bailey | Management | For | For |
1.2 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.3 | Elect Director Jean Hobby | Management | For | For |
1.4 | Elect Director Thomas J. Hook | Management | For | For |
1.5 | Elect Director M. Craig Maxwell | Management | For | For |
1.6 | Elect Director Filippo Passerini | Management | For | For |
1.7 | Elect Director Bill R. Sanford | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Change Company Name to Integer Holdings Corporation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gassner | Management | For | For |
1.2 | Elect Director Paul Lavin | Management | For | For |
1.3 | Elect Director Marcus S. Ryu | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
H.B. FULLER COMPANY | ||||
Ticker: FUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dante C. Parrini | Management | For | For |
1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
1.3 | Elect Director James J. Owens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
HALOZYME THERAPEUTICS, INC. | ||||
Ticker: HALO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Henderson | Management | For | For |
1.2 | Elect Director Connie L. Matsui | Management | For | For |
1.3 | Elect Director Helen I. Torley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
HEALTHEQUITY, INC. | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Selander | Management | For | For |
1.2 | Elect Director Jon Kessler | Management | For | For |
1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
1.4 | Elect Director Frank A. Corvino | Management | For | For |
1.5 | Elect Director Evelyn Dilsaver | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director Frank T. Medici | Management | For | For |
1.8 | Elect Director Manu Rana | Management | For | For |
1.9 | Elect Director Ian Sacks | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
HEALTHSTREAM, INC. | ||||
Ticker: HSTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thompson S. Dent | Management | For | For |
1.2 | Elect Director Dale Polley | Management | For | For |
1.3 | Elect Director William W. Stead | Management | For | For |
1.4 | Elect Director Deborah Taylor Tate | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
HEARTWARE INTERNATIONAL, INC. | ||||
Ticker: HTWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick Cornell | Management | For | For |
1.2 | Elect Director Douglas Godshall | Management | For | For |
1.3 | Elect Director Seth Harrison | Management | For | For |
1.4 | Elect Director Stephen Oesterle | Management | For | For |
1.5 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel N. Mendelson | Management | For | For |
1b | Elect Director William F. Miller, III | Management | For | For |
1c | Elect Director Ellen A. Rudnick | Management | For | For |
1d | Elect Director Richard H. Stowe | Management | For | For |
1e | Elect Director Cora M. Tellez | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorrie Norrington | Management | For | For |
1.2 | Elect Director Dharmesh Shah | Management | For | For |
1.3 | Elect Director David Skok | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
HURON CONSULTING GROUP INC. | ||||
Ticker: HURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Edwards | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director James H. Roth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director David W. Leebron | Management | For | For |
1.5 | Elect Director Michael Lynne | Management | For | Withhold |
1.6 | Elect Director Michael MacMillan | Management | For | For |
1.7 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.8 | Elect Director Dana Settle | Management | For | For |
1.9 | Elect Director Darren Throop | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Mary K. Pendergast | Management | For | For |
1.5 | Elect Director Peter R. Terreri | Management | For | For |
1.6 | Elect Director Janet S. Vergis | Management | For | For |
1.7 | Elect Director G. Frederick Wilkinson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INTERFACE, INC. | ||||
Ticker: TILE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Burke | Management | For | For |
1.2 | Elect Director Andrew B. Cogan | Management | For | For |
1.3 | Elect Director Carl I. Gable | Management | For | For |
1.4 | Elect Director Jay D. Gould | Management | For | For |
1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
1.6 | Elect Director Christopher G. Kennedy | Management | For | For |
1.7 | Elect Director K. David Kohler | Management | For | For |
1.8 | Elect Director James B. Miller, Jr. | Management | For | For |
1.9 | Elect Director Sheryl D. Palmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mercedes Johnson | Management | For | For |
1b | Elect Director Sohail Khan | Management | For | For |
1c | Elect Director Gregory Lang | Management | For | For |
1d | Elect Director Donald Macleod | Management | For | For |
1e | Elect Director Ernest Maddock | Management | For | For |
1f | Elect Director Forrest E. Norrod | Management | For | For |
1g | Elect Director Necip Sayiner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IXIA | ||||
Ticker: XXIA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Asscher | Management | For | For |
1.2 | Elect Director Ilan Daskal | Management | For | For |
1.3 | Elect Director Jonathan Fram | Management | For | Withhold |
1.4 | Elect Director Errol Ginsberg | Management | For | For |
1.5 | Elect Director Gail Hamilton | Management | For | Withhold |
1.6 | Elect Director Bethany Mayer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garen G. Bohlin | Management | For | For |
1.2 | Elect Director Mikael Dolsten | Management | For | For |
1.3 | Elect Director Michael G. Kauffman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KB HOME | ||||
Ticker: KBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Stuart A. Gabriel | Management | For | For |
1.4 | Elect Director Thomas W. Gilligan | Management | For | For |
1.5 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Against |
1.7 | Elect Director Melissa Lora | Management | For | For |
1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
1.9 | Elect Director Robert L. Patton, Jr. | Management | For | For |
1.10 | Elect Director Michael M. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
1.2 | Elect Director Robin A. Abrams | Management | For | For |
1.3 | Elect Director John Bourgoin | Management | For | For |
1.4 | Elect Director Robert R. Herb | Management | For | For |
1.5 | Elect Director Mark E. Jensen | Management | For | For |
1.6 | Elect Director D. Jeffrey Richardson | Management | For | For |
1.7 | Elect Director Frederick D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. | ||||
Ticker: MTSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Chung | Management | For | Withhold |
1.2 | Elect Director Gil Van Lunsen | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
M/I HOMES, INC. | ||||
Ticker: MHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Friedrich K.M. Bohm | Management | For | For |
1.2 | Elect Director William H. Carter | Management | For | For |
1.3 | Elect Director Robert H. Schottenstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig T. Burkert | Management | For | For |
1.2 | Elect Director Gregory E. Mitchell | Management | For | For |
1.3 | Elect Director Steven W. Ohnimus | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
MATTRESS FIRM HOLDING CORP. | ||||
Ticker: MFRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Hadley | Management | For | For |
1.2 | Elect Director Anil Seetharam | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| ||||
MOBILE MINI, INC. | ||||
Ticker: MINI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey S. Goble | Management | For | For |
1b | Elect Director James J. Martell | Management | For | For |
1c | Elect Director Stephen A. McConnell | Management | For | For |
1d | Elect Director Frederick G. McNamee, III | Management | For | For |
1e | Elect Director Kimberly J. McWaters | Management | For | For |
1f | Elect Director Lawrence Trachtenberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NANOMETRICS INCORPORATED | ||||
Ticker: NANO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Bruce C. Rhine | Management | For | For |
1.4 | Elect Director Christopher A. Seams | Management | For | For |
1.5 | Elect Director Timothy J. Stultz | Management | For | For |
1.6 | Elect Director Christine A. Tsingos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NATERA, INC. | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | Withhold |
1.2 | Elect Director Edward C. Driscoll, Jr. | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEOGEN CORPORATION | ||||
Ticker: NEOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Crowder | Management | For | For |
1.2 | Elect Director A. Charles Fischer | Management | For | For |
1.3 | Elect Director Ronald D. Green | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
NEOS THERAPEUTICS, INC. | ||||
Ticker: NEOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Heller | Management | For | For |
1.2 | Elect Director Bryant Fong | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali Behbahani | Management | For | For |
1.2 | Elect Director Rami Elghandour | Management | For | For |
1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NORD ANGLIA EDUCATION, INC. | ||||
Ticker: NORD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Kelsey | Management | For | For |
1.2 | Elect Director Andrew Fitzmaurice | Management | For | For |
1.3 | Elect Director Graeme Halder | Management | For | For |
1.4 | Elect Director Jack Hennessy | Management | For | For |
1.5 | Elect Director Kosmas Kalliarekos | Management | For | For |
1.6 | Elect Director Carlos Watson | Management | For | For |
1.7 | Electas Director Nicholas Baird | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ||||
OPHTHOTECH CORPORATION | ||||
Ticker: OPHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Guyer | Management | For | For |
1.2 | Elect Director Thomas Dyrberg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
PAREXEL INTERNATIONAL CORPORATION | ||||
Ticker: PRXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eduard E. Holdener | Management | For | For |
1.2 | Elect Director Richard L. Love | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Mishler | Management | For | For |
1.2 | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip M. Schneider | Management | For | For |
1.2 | Elect Director Robin D. Campbell | Management | For | For |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| ||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||
Ticker: PNFP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Harold Gordon Bone | Management | For | For |
1b | Elect Director Charles E. Brock | Management | For | For |
1c | Elect Director Gregory L. Burns | Management | For | For |
1d | Elect Director Renda J. Burkhart | Management | For | For |
1e | Elect Director Colleen Conway-Welch | Management | For | For |
1f | Elect Director Thomas C. Farnsworth, III | Management | For | For |
1g | Elect Director Glenda Baskin Glover | Management | For | For |
1h | Elect Director William F. Hagerty, IV | Management | For | For |
1i | Elect Director Ed C. Loughry, Jr. | Management | For | For |
1j | Elect Director M. Terry Turner | Management | For | For |
1k | Elect Director Gary L. Scott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| ||||
PORTOLA PHARMACEUTICALS, INC. | ||||
Ticker: PTLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | Withhold |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director William Lis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PRA GROUP, INC. | ||||
Ticker: PRAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Fain | Management | For | For |
1.2 | Elect Director David N. Roberts | Management | For | For |
1.3 | Elect Director Vikram A. Atal | Management | For | For |
1.4 | Elect Director Geir L. Olsen | Management | For | For |
1.5 | Elect Director Kevin P. Stevenson | Management | For | Withhold |
1.6 | Elect Director Lance L. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG, LLP as Auditors | Management | For | For |
| ||||
PROOFPOINT, INC. | ||||
Ticker: PFPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas Garn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PROS HOLDINGS, INC. | ||||
Ticker: PRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres D. Reiner | Management | For | For |
1.2 | Elect Director Ronald F. Woestemeyer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PROTO LABS, INC. | ||||
Ticker: PRLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Lukis | Management | For | For |
1.2 | Elect Director Victoria M. Holt | Management | For | For |
1.3 | Elect Director Archie C. Black | Management | For | For |
1.4 | Elect Director Rainer Gawlick | Management | For | For |
1.5 | Elect Director John B. Goodman | Management | For | For |
1.6 | Elect Director Brian K. Smith | Management | For | For |
1.7 | Elect Director Sven A. Wehrwein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
| ||||
PURE STORAGE, INC. | ||||
Ticker: PSTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John 'Coz' Colgrove | Management | For | For |
1.2 | Elect Director Scott Dietzen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
QUAKER CHEMICAL CORPORATION | ||||
Ticker: KWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Douglas | Management | For | For |
1.2 | Elect Director William H. Osborne | Management | For | For |
1.3 | Elect Director Fay West | Management | For | For |
2 | Amend Restricted Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Eastman | Management | For | For |
1.2 | Elect Director Mark A. Prygocki | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
REX ENERGY CORPORATION | ||||
Ticker: REXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve that any Future Issuance of Shares of Common Stock, Warrants and Shares of Preferred Stock to Franklin Would Result in Franklin Being the Beneficial Owner of Greater Than 20%, But No More Than 35% | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
RIGNET, INC. | ||||
Ticker: RNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Brent K. Whittington | Management | For | For |
1.8 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kevin P. Starr | Management | For | For |
1B | Elect Director James Frates | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SHORETEL, INC. | ||||
Ticker: SHOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shane Robison | Management | For | For |
1.2 | Elect Director Charles D. Kissner | Management | For | For |
1.3 | Elect Director Constance Skidmore | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
SHUTTERFLY, INC. | ||||
Ticker: SFLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher North | Management | For | For |
1.2 | Elect Director Elizabeth S. Rafael | Management | For | For |
1.3 | Elect Director Michael P. Zeisser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bock | Management | For | For |
1.2 | Elect Director Jack R. Lazar | Management | For | For |
1.3 | Elect Director Neil Kim | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SMART & FINAL STORES, INC. | ||||
Ticker: SFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew A. Giancamilli | Management | For | For |
1b | Elect Director Adam L. Stein | Management | For | Against |
1c | Elect Director Kenneth I. Tuchman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SPIRIT AIRLINES, INC. | ||||
Ticker: SAVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlton D. Donaway | Management | For | For |
1.2 | Elect Director David G. Elkins | Management | For | For |
1.3 | Elect Director Myrna M. Soto | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. | ||||
Ticker: SPWH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kay L. Toolson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SQUARE 1 FINANCIAL, INC. | ||||
Ticker: SQBK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
STEELCASE INC. | ||||
Ticker: SCS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director William P. Crawford | Management | For | For |
1.3 | Elect Director Connie K. Duckworth | Management | For | For |
1.4 | Elect Director R. David Hoover | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director James P. Keane | Management | For | For |
1.7 | Elect Director Robert C. Pew, III | Management | For | For |
1.8 | Elect Director Cathy D. Ross | Management | For | For |
1.9 | Elect Director Peter M. Wege, II | Management | For | For |
1.10 | Elect Director P. Craig Welch, Jr. | Management | For | For |
1.11 | Elect Director Kate Pew Wolters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
TANDEM DIABETES CARE, INC. | ||||
Ticker: TNDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred E. Cohen | Management | For | Withhold |
1.2 | Elect Director Douglas A. Roeder | Management | For | For |
1.3 | Elect Director Jesse I. Treu | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TENNECO INC. | ||||
Ticker: TEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas C. Freyman | Management | For | For |
1b | Elect Director Dennis J. Letham | Management | For | For |
1c | Elect Director James S. Metcalf | Management | For | For |
1d | Elect Director Roger B. Porter | Management | For | For |
1e | Elect Director David B. Price, Jr. | Management | For | For |
1f | Elect Director Gregg M. Sherrill | Management | For | For |
1g | Elect Director Paul T. Stecko | Management | For | For |
1h | Elect Director Jane L. Warner | Management | For | For |
1i | Elect Director Roger J. Wood | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE ADVISORY BOARD COMPANY | ||||
Ticker: ABCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director David L. Felsenthal | Management | For | For |
1.3 | Elect Director Peter J. Grua | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | Withhold |
1.5 | Elect Director Kelt Kindick | Management | For | Withhold |
1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
1.7 | Elect Director Mark R. Neaman | Management | For | Withhold |
1.8 | Elect Director Leon D. Shapiro | Management | For | For |
1.9 | Elect Director LeAnne M. Zumwalt | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE HABIT RESTAURANTS, INC. | ||||
Ticker: HABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan Karp | Management | For | For |
1.2 | Elect Director Joseph J. Kadow | Management | For | For |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| ||||
THE KEYW HOLDING CORPORATION | ||||
Ticker: KEYW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah Bonanni | Management | For | For |
1.2 | Elect Director Bill Campbell | Management | For | For |
1.3 | Elect Director Pierre Chao | Management | For | For |
1.4 | Elect Director John Hannon | Management | For | For |
1.5 | Elect Director Ken Minihan | Management | For | For |
1.6 | Elect Director Art Money | Management | For | For |
1.7 | Elect Director Caroline Pisano | Management | For | For |
1.8 | Elect Director Mark Willard | Management | For | For |
2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
THE KEYW HOLDING CORPORATION | ||||
Ticker: KEYW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Deborah Bonanni | Management | For | For |
1b | Elect Director Bill Campbell | Management | For | For |
1c | Elect Director John Hannon | Management | For | For |
1d | Elect Director Chris Inglis | Management | For | For |
1e | Elect Director Ken Minihan | Management | For | For |
1f | Elect Director Art Money | Management | For | For |
1g | Elect Director Caroline Pisano | Management | For | For |
1h | Elect Director Mark Sopp | Management | For | For |
1i | Elect Director Bill Weber | Management | For | For |
2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE SPECTRANETICS CORPORATION | ||||
Ticker: SPNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Drake | Management | For | For |
1.2 | Elect Director William C. Jennings | Management | For | For |
1.3 | Elect Director Joseph M. Ruggio | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | Withhold |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
TILE SHOP HOLDINGS, INC. | ||||
Ticker: TTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Cook | Management | For | For |
1.2 | Elect Director Robert A. Rucker | Management | For | For |
1.3 | Elect Director William E. Watts | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director Gary D. Smith | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
US ECOLOGY, INC. | ||||
Ticker: ECOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Colvin | Management | For | For |
1.2 | Elect Director Katina Dorton | Management | For | For |
1.3 | Elect Director Jeffrey R. Feeler | Management | For | For |
1.4 | Elect Director Daniel Fox | Management | For | For |
1.5 | Elect Director Stephen A. Romano | Management | For | For |
1.6 | Elect Director John T. Sahlberg | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.2 | Elect Director Robert Johnson | Management | For | For |
1.3 | Elect Director John Stenbit | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VIRTUS INVESTMENT PARTNERS, INC. | ||||
Ticker: VRTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Baio | Management | For | For |
1b | Elect Director Susan S. Fleming | Management | For | For |
1c | Elect Director Russel C. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
WESTERN ALLIANCE BANCORPORATION | ||||
Ticker: WAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Bruce Beach | Management | For | For |
1B | Elect Director William S. Boyd | Management | For | For |
1C | Elect Director Howard M. Gould | Management | For | For |
1D | Elect Director Steven J. Hilton | Management | For | Against |
1E | Elect Director Marianne Boyd Johnson | Management | For | For |
1F | Elect Director Robert P. Latta | Management | For | For |
1G | Elect Director Cary Mack | Management | For | For |
1H | Elect Director Todd Marshall | Management | For | For |
1I | Elect Director M. Nafees Nagy | Management | For | For |
1J | Elect Director James E. Nave | Management | For | For |
1K | Elect Director Kenneth A. Vecchione | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
WINGSTOP INC. | ||||
Ticker: WING | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney J. Feltenstein | Management | For | For |
1.2 | Elect Director Michael J. Hislop | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
WOLVERINE WORLD WIDE, INC. | ||||
Ticker: WWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Boromisa | Management | For | For |
1.2 | Elect Director Gina R. Boswell | Management | For | For |
1.3 | Elect Director David T. Kollat | Management | For | For |
1.4 | Elect Director Timothy J. O'Donovan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Bass | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Dana Stalder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ZOE'S KITCHEN, INC. | ||||
Ticker: ZOES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Dollarhyde | Management | For | For |
1.2 | Elect Director Cordia Harrington | Management | For | For |
1.3 | Elect Director Alec Taylor | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Franklin Small-Mid Cap Growth Fund
| ||||
2U, INC. | ||||
Ticker: TWOU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | For |
1.2 | Elect Director Earl Lewis | Management | For | For |
1.3 | Elect Director Coretha M. Rushing | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ACUITY BRANDS, INC. | ||||
Ticker: AYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Hance, Jr. | Management | For | Withhold |
1.2 | Elect Director Vernon J. Nagel | Management | For | For |
1.3 | Elect Director Julia B. North | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ADVANCE AUTO PARTS, INC. | ||||
Ticker: AAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Brad W. Buss | Management | For | For |
1.4 | Elect Director Fiona P. Dias | Management | For | For |
1.5 | Elect Director John F. Ferraro | Management | For | For |
1.6 | Elect Director Thomas R. Greco | Management | For | For |
1.7 | Elect Director Adriana Karaboutis | Management | For | For |
1.8 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1.9 | Elect Director William S. Oglesby | Management | For | For |
1.10 | Elect Director Reuben E. Slone | Management | For | For |
1.11 | Elect Director Jeffrey C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Certificate of Incorporation to Eliminate One Year Holding Period Requirement for Stockholders to Call a Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
AFFILIATED MANAGERS GROUP, INC. | ||||
Ticker: AMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
AKAMAI TECHNOLOGIES, INC. | ||||
Ticker: AKAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela J. Craig | Management | For | For |
1.2 | Elect Director Jonathan Miller | Management | For | For |
1.3 | Elect Director Paul Sagan | Management | For | For |
1.4 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Montie Brewer | Management | For | For |
1B | Elect Director Gary Ellmer | Management | For | For |
1C | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1D | Elect Director Linda A. Marvin | Management | For | For |
1E | Elect Director Charles W. Pollard | Management | For | For |
1F | Elect Director John Redmond | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director D. Keith Cobb | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Edward J. Heffernan | Management | For | For |
1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
1.7 | Elect Director Robert A. Minicucci | Management | For | For |
1.8 | Elect Director Laurie A. Tucker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
AMETEK, INC. | ||||
Ticker: AME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruby R. Chandy | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ANACOR PHARMACEUTICALS, INC. | ||||
Ticker: ANAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul L. Berns | Management | For | For |
1B | Elect Director Lucy Shapiro | Management | For | For |
1C | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald W. Hovsepian | Management | For | For |
1b | Elect Director Barbara V. Scherer | Management | For | For |
1c | Elect Director Michael C. Thurk | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| ||||
ARTHUR J. GALLAGHER & CO. | ||||
Ticker: AJG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director D. John Coldman | Management | For | For |
1d | Elect Director Frank E. English, Jr | Management | For | For |
1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1f | Elect Director Elbert O. Hand | Management | For | For |
1g | Elect Director David S. Johnson | Management | For | For |
1h | Elect Director Kay W. McCurdy | Management | For | For |
1i | Elect Director Ralph J. Nicoletti | Management | For | For |
1j | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
AXALTA COATING SYSTEMS LTD. | ||||
Ticker: AXTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andreas C. Kramvis | Management | For | For |
1.2 | Elect Director Gregory S. Ledford | Management | For | For |
1.3 | Elect Director Martin W. Sumner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
B/E AEROSPACE, INC. | ||||
Ticker: BEAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard G. Hamermesh | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Deferred Share Bonus Plan | Management | For | For |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
1.5 | Elect Director Alan J. Lewis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director David Pyott | Management | For | For |
1.8 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | For |
| ||||
BLUEBIRD BIO, INC. | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director James Mandell | Management | For | For |
1.3 | Elect Director David Schenkein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John R. McKernan, Jr. | Management | For | For |
1b | Elect Director Alexis P. Michas | Management | For | For |
1c | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1d | Elect Director Richard O. Schaum | Management | For | For |
1e | Elect Director Thomas T. Stallkamp | Management | For | For |
1f | Elect Director James R. Verrier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
| ||||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||
Ticker: EPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Curran | Management | For | For |
1.2 | Elect Director Joseph L. Mullen | Management | For | For |
1.3 | Elect Director James W. Zilinski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BUFFALO WILD WINGS, INC. | ||||
Ticker: BWLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale M. Applequist | Management | For | For |
1.2 | Elect Director James M. Damian | Management | For | Withhold |
1.3 | Elect Director Cynthia L. Davis | Management | For | Withhold |
1.4 | Elect Director Michael P. Johnson | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | Withhold |
1.6 | Elect Director J. Oliver Maggard | Management | For | Withhold |
1.7 | Elect Director Jerry R. Rose | Management | For | Withhold |
1.8 | Elect Director Sally J. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dorothy M. Ables | Management | For | For |
1b | Elect Director Rhys J. Best | Management | For | For |
1c | Elect Director Robert S. Boswell | Management | For | For |
1d | Elect Director Dan O. Dinges | Management | For | For |
1e | Elect Director Robert Kelley | Management | For | For |
1f | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Against |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Curtis F. Feeny | Management | For | For |
1c | Elect Director Bradford M. Freeman | Management | For | For |
1d | Elect Director Christopher T. Jenny | Management | For | For |
1e | Elect Director Gerardo I. Lopez | Management | For | For |
1f | Elect Director Frederic V. Malek | Management | For | For |
1g | Elect Director Paula R. Reynolds | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Laura D. Tyson | Management | For | For |
1j | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Class A Shares in Connection with Acquisition | Management | For | For |
3 | Issue Class B Shares in Connection with Acquisition | Management | For | For |
4 | Approve Investment Agreement with Liberty Broadband | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6 | Amend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination | Management | For | For |
7 | Amend Certificate of Incorporation to Set Size and Composition Requirements | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Amend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband | Management | For | For |
10 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director W. Lance Conn | Management | For | For |
1B | Elect Director Michael P. Huseby | Management | For | For |
1C | Elect Director Craig A. Jacobson | Management | For | For |
1D | Elect Director Gregory B. Maffei | Management | For | Against |
1E | Elect Director John C. Malone | Management | For | Against |
1F | Elect Director John D. Markley, Jr. | Management | For | For |
1G | Elect Director David C. Merritt | Management | For | For |
1H | Elect Director Balan Nair | Management | For | For |
1I | Elect Director Thomas M. Rutledge | Management | For | For |
1J | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
CHIASMA, INC. | ||||
Ticker: CHMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Leuchtenberger | Management | For | For |
1.2 | Elect Director David Stack | Management | For | Withhold |
1.3 | Elect Director John A. Scarlett | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Al Baldocchi | Management | For | For |
1.2 | Elect Director Darlene Friedman | Management | For | For |
1.3 | Elect Director John S. Charlesworth | Management | For | For |
1.4 | Elect Director Kimbal Musk | Management | For | For |
1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
1.6 | Elect Director Neil Flanzraich | Management | For | For |
1.7 | Elect Director Patrick J. Flynn | Management | For | For |
1.8 | Elect Director Stephen Gillett | Management | For | For |
1.9 | Elect Director Steve Ells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | Against |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | For |
9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | For |
10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
COGNEX CORPORATION | ||||
Ticker: CGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Anthony Sun | Management | For | For |
1.3 | Elect Director Robert J. Willett | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Merriman | Management | For | For |
1.2 | Elect Director Ray M. Poage | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Michael J. Glosserman | Management | For | For |
1d | Elect Director Warren H. Haber | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Laura Cox Kaplan | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director David J. Steinberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DAVITA HEALTHCARE PARTNERS INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
1d | Elect Director Barbara J. Desoer | Management | For | For |
1e | Elect Director Paul J. Diaz | Management | For | For |
1f | Elect Director Peter T. Grauer | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | For |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Roger J. Valine | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Proxy Access Right | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Ebling | Management | For | For |
1.2 | Elect Director Jitendra Saxena | Management | For | For |
1.3 | Elect Director Leonard Schlesinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DENTSPLY INTERNATIONAL INC. | ||||
Ticker: XRAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adopt Second Amended and Restated Certificate of Incorporation | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
| ||||
DENTSPLY SIRONA INC. | ||||
Ticker: XRAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael C. Alfano | Management | For | Against |
1b | Elect Director David K. Beecken | Management | For | For |
1c | Elect Director Eric K. Brandt | Management | For | For |
1d | Elect Director Michael J. Coleman | Management | For | For |
1e | Elect Director Willie A. Deese | Management | For | For |
1f | Elect Director Thomas Jetter | Management | For | For |
1g | Elect Director Arthur D. Kowaloff | Management | For | For |
1h | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
1i | Elect Director Francis J. Lunger | Management | For | For |
1j | Elect Director Jeffrey T. Slovin | Management | For | For |
1k | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven R. Altman | Management | For | For |
1b | Elect Director Barbara E. Kahn | Management | For | For |
1c | Elect Director Jay S. Skyler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
DICK'S SPORTING GOODS, INC. | ||||
Ticker: DKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark J. Barrenechea | Management | For | For |
1b | Elect Director Emanuel Chirico | Management | For | For |
1c | Elect Director Allen R. Weiss | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Nick S. Cyprus | Management | For | For |
1B | Elect Director L. Roger Mason, Jr. | Management | For | For |
1C | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
DOLLAR TREE, INC. | ||||
Ticker: DLTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.4 | Elect Director Mary Anne Citrino | Management | For | For |
1.5 | Elect Director H. Ray Compton | Management | For | For |
1.6 | Elect Director Conrad M. Hall | Management | For | For |
1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director John T. Cardis | Management | For | For |
1c | Elect Director Kieran T. Gallahue | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ELECTRONIC ARTS INC. | ||||
Ticker: EA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Richard A. Simonson | Management | For | For |
1g | Elect Director Luis A. Ubinas | Management | For | For |
1h | Elect Director Denise F. Warren | Management | For | For |
1i | Elect Director Andrew Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
| ||||
ENVISION HEALTHCARE HOLDINGS, INC. | ||||
Ticker: EVHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Sanger | Management | For | For |
1.2 | Elect Director Michael L. Smith | Management | For | For |
1.3 | Elect Director Ronald A. Williams | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director David L. Porges | Management | For | For |
1.7 | Elect Director James E. Rohr | Management | For | For |
1.8 | Elect Director Stephen A. Thorington | Management | For | For |
1.9 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.10 | Elect Director Christine J. Toretti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director John Hughes | Management | For | For |
1.5 | Elect Director Scott Kriens | Management | For | For |
1.6 | Elect Director William Luby | Management | For | For |
1.7 | Elect Director Irving Lyons, III | Management | For | For |
1.8 | Elect Director Christopher Paisley | Management | For | For |
1.9 | Elect Director Stephen Smith | Management | For | For |
1.10 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
FIDELITY NATIONAL INFORMATION SERVICES, INC. | ||||
Ticker: FIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director William P. Foley, II | Management | For | For |
1c | Elect Director Thomas M. Hagerty | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director David K. Hunt | Management | For | For |
1f | Elect Director Stephan A. James | Management | For | For |
1g | Elect Director Frank R. Martire | Management | For | For |
1h | Elect Director Richard N. Massey | Management | For | For |
1i | Elect Director Leslie M. Muma | Management | For | For |
1j | Elect Director Gary A. Norcross | Management | For | For |
1k | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Joseph W. Farrelly | Management | For | Withhold |
1.3 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| ||||
FREESCALE SEMICONDUCTOR, LTD. | ||||
Ticker: FSL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
FRESHPET, INC. | ||||
Ticker: FRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Harned | Management | For | For |
1.2 | Elect Director Daryl G. Brewster | Management | For | For |
1.3 | Elect Director Robert C. King | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GENESEE & WYOMING INC. | ||||
Ticker: GWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a.1 | Elect Director Richard H. Bott | Management | For | For |
1a.2 | Elect Director Oivind Lorentzen, III | Management | For | For |
1a.3 | Elect Director Mark A. Scudder | Management | For | For |
1b.4 | Elect Director Albert J. Neupaver | Management | For | For |
1b.5 | Elect Director Joseph H. Pyne | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
GLOBAL EAGLE ENTERTAINMENT INC. | ||||
Ticker: ENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Sagansky | Management | For | For |
1.2 | Elect Director Edward L. Shapiro | Management | For | For |
1.3 | Elect Director Harry E. Sloan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake J. Irving | Management | For | For |
1.2 | Elect Director Charles J. Robel | Management | For | For |
1.3 | Elect Director John I. Park | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director David J. Johnson | Management | For | For |
1.4 | Elect Director Jack A. Henry | Management | For | For |
1.5 | Elect Director Bradley A. Casper | Management | For | For |
1.6 | Elect Director Kevin F. Warren | Management | For | For |
1.7 | Elect Director Sara R. Dial | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HANESBRANDS INC. | ||||
Ticker: HBI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bobby J. Griffin | Management | For | For |
1b | Elect Director James C. Johnson | Management | For | For |
1c | Elect Director Jessica T. Mathews | Management | For | For |
1d | Elect Director Franck J. Moison | Management | For | For |
1e | Elect Director Robert F. Moran | Management | For | For |
1f | Elect Director Ronald L. Nelson | Management | For | For |
1g | Elect Director Richard A. Noll | Management | For | For |
1h | Elect Director Andrew J. Schindler | Management | For | For |
1i | Elect Director David V. Singer | Management | For | For |
1j | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED | ||||
Ticker: HAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adriane M. Brown | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director Ann McLaughlin Korologos | Management | For | For |
1d | Elect Director Edward H. Meyer | Management | For | For |
1e | Elect Director Robert Nail | Management | For | For |
1f | Elect Director Dinesh C. Paliwal | Management | For | For |
1g | Elect Director Abraham N. Reichental | Management | For | For |
1h | Elect Director Kenneth M. Reiss | Management | For | For |
1i | Elect Director Hellene S. Runtagh | Management | For | For |
1j | Elect Director Frank S. Sklarsky | Management | For | For |
1k | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HD SUPPLY HOLDINGS, INC. | ||||
Ticker: HDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
1.2 | Elect Director Patrick R. McNamee | Management | For | For |
1.3 | Elect Director Charles W. Peffer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HEXCEL CORPORATION | ||||
Ticker: HXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | For |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director Guy C. Hachey | Management | For | For |
1.10 | Elect Director David C. Hill | Management | For | For |
1.11 | Elect Director David L. Pugh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HMS HOLDINGS CORP. | ||||
Ticker: HMSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel N. Mendelson | Management | For | For |
1b | Elect Director William F. Miller, III | Management | For | For |
1c | Elect Director Ellen A. Rudnick | Management | For | For |
1d | Elect Director Richard H. Stowe | Management | For | For |
1e | Elect Director Cora M. Tellez | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HOLOGIC, INC. | ||||
Ticker: HOLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Christodoro | Management | For | For |
1.2 | Elect Director Sally W. Crawford | Management | For | Withhold |
1.3 | Elect Director Scott T. Garrett | Management | For | For |
1.4 | Elect Director Nancy L. Leaming | Management | For | Withhold |
1.5 | Elect Director Lawrence M. Levy | Management | For | For |
1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
1.7 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.8 | Elect Director Christiana Stamoulis | Management | For | For |
1.9 | Elect Director Elaine S. Ullian | Management | For | Withhold |
1.10 | Elect Director Christopher J. Coughlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HORIZON PHARMA PLC | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
1.3 | Elect Director Deborah Doyle McWhinney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IMAX CORPORATION | ||||
Ticker: IMAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Eric A. Demirian | Management | For | Withhold |
1.3 | Elect Director Richard L. Gelfond | Management | For | For |
1.4 | Elect Director David W. Leebron | Management | For | For |
1.5 | Elect Director Michael Lynne | Management | For | Withhold |
1.6 | Elect Director Michael MacMillan | Management | For | For |
1.7 | Elect Director I. Martin Pompadur | Management | For | Withhold |
1.8 | Elect Director Dana Settle | Management | For | For |
1.9 | Elect Director Darren Throop | Management | For | Withhold |
1.10 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
IMPAX LABORATORIES, INC. | ||||
Ticker: IPXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Mary K. Pendergast | Management | For | For |
1.5 | Elect Director Peter R. Terreri | Management | For | For |
1.6 | Elect Director Janet S. Vergis | Management | For | For |
1.7 | Elect Director G. Frederick Wilkinson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INCYTE CORPORATION | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INOVALON HOLDINGS, INC. | ||||
Ticker: INOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Dunleavy | Management | For | For |
1.2 | Elect Director Denise K. Fletcher | Management | For | For |
1.3 | Elect Director Andre S. Hoffmann | Management | For | For |
1.4 | Elect Director Lee D. Roberts | Management | For | For |
1.5 | Elect Director William J. Teuber, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
INSULET CORPORATION | ||||
Ticker: PODD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jessica Hopfield | Management | For | For |
1.2 | Elect Director David Lemoine | Management | For | For |
1.3 | Elect Director Patrick J. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director The Rt. Hon. the Lord Hague of Richmond | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Frederic V. Salerno | Management | For | For |
1f | Elect Director Jeffrey C. Sprecher | Management | For | For |
1g | Elect Director Judith A. Sprieser | Management | For | For |
1h | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Against |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mercedes Johnson | Management | For | For |
1b | Elect Director Sohail Khan | Management | For | For |
1c | Elect Director Gregory Lang | Management | For | For |
1d | Elect Director Donald Macleod | Management | For | For |
1e | Elect Director Ernest Maddock | Management | For | For |
1f | Elect Director Forrest E. Norrod | Management | For | For |
1g | Elect Director Necip Sayiner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | Against |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | For |
1.10 | Elect Director Kirk Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| ||||
JARDEN CORPORATION | ||||
Ticker: JAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
L BRANDS, INC. | ||||
Ticker: LB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | Against |
1.3 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Krishna C. Saraswat | Management | For | For |
1.9 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
| ||||
LAZARD LTD | ||||
Ticker: LAZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard N. Haass as Director | Management | For | For |
1.2 | Elect Jane L. Mendillo as Director | Management | For | For |
1.3 | Elect Richard D. Parsons as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
5 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
| ||||
MALLINCKRODT PLC | ||||
Ticker: MNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director Nancy S. Lurker | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Angus C. Russell | Management | For | For |
1h | Elect Director Virgil D. Thompson | Management | For | For |
1i | Elect Director Mark C. Trudeau | Management | For | For |
1j | Elect Director Kneeland C. Youngblood | Management | For | For |
1k | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ||||
MARRIOTT INTERNATIONAL, INC. | ||||
Ticker: MAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MARRIOTT INTERNATIONAL, INC. | ||||
Ticker: MAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Deborah Marriott Harrison | Management | For | For |
1.4 | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Steven S. Reinemund | Management | For | For |
1.9 | Elect Director W. Mitt Romney | Management | For | For |
1.10 | Elect Director Arne M. Sorenson | Management | For | For |
1.11 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
1.4 | Elect Director Donald W. Slager | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MATADOR RESOURCES COMPANY | ||||
Ticker: MTDR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig T. Burkert | Management | For | For |
1.2 | Elect Director Gregory E. Mitchell | Management | For | For |
1.3 | Elect Director Steven W. Ohnimus | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
1.3 | Elect Director David T. Hung | Management | For | For |
1.4 | Elect Director Michael L. King | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Constance L. Harvey | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali Behbahani | Management | For | For |
1.2 | Elect Director Rami Elghandour | Management | For | For |
1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NORDSTROM, INC. | ||||
Ticker: JWN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shellye L. Archambeau | Management | For | For |
1b | Elect Director Tanya L. Domier | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Blake W. Nordstrom | Management | For | For |
1e | Elect Director Erik B. Nordstrom | Management | For | For |
1f | Elect Director Peter E. Nordstrom | Management | For | For |
1g | Elect Director Philip G. Satre | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Gordon A. Smith | Management | For | For |
1j | Elect Director Bradley D. Tilden | Management | For | For |
1k | Elect Director B. Kevin Turner | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
NORWEGIAN CRUISE LINE HOLDINGS LTD. | ||||
Ticker: NCLH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steve Martinez | Management | For | For |
1b | Elect Director Frank J. Del Rio | Management | For | For |
1c | Elect Director Chad A. Leat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3l | Reelect Rick Tsai as Director | Management | For | For |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| ||||
O'REILLY AUTOMOTIVE, INC. | ||||
Ticker: ORLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Charles H. O'Reilly, Jr. | Management | For | Against |
1c | Elect Director Larry O'Reilly | Management | For | Against |
1d | Elect Director Rosalie O'Reilly Wooten | Management | For | Against |
1e | Elect Director Jay D. Burchfield | Management | For | For |
1f | Elect Director Thomas T. Hendrickson | Management | For | For |
1g | Elect Director Paul R. Lederer | Management | For | For |
1h | Elect Director John R. Murphy | Management | For | For |
1i | Elect Director Ronald Rashkow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Donovan | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
1.3 | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PENUMBRA, INC. | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Kassing | Management | For | Against |
1.2 | Elect Director Kevin Sullivan | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Marc Coucke | Management | For | For |
1.4 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.5 | Elect Director Ellen R. Hoffing | Management | For | For |
1.6 | Elect Director Michael J. Jandernoa | Management | For | For |
1.7 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
1.8 | Elect Director Herman Morris, Jr. | Management | For | For |
1.9 | Elect Director Donal O'Connor | Management | For | For |
1.10 | Elect Director Joseph C. Papa | Management | For | For |
1.11 | Elect Director Shlomo Yanai | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Amendments to the Memorandum of Association | Management | For | For |
7 | Adopt Revised Articles of Association | Management | For | For |
| ||||
PERRIGO COMPANY PLC | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Marc Coucke | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
1.8 | Elect Director Donal O'Connor | Management | For | For |
1.9 | Elect Director Joseph C. Papa | Management | For | For |
1.10 | Elect Director Shlomo Yanai | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| ||||
PFENEX INC. | ||||
Ticker: PFNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip M. Schneider | Management | For | For |
1.2 | Elect Director Robin D. Campbell | Management | For | For |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| ||||
PINNACLE FOODS INC. | ||||
Ticker: PF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger Deromedi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
POLARIS INDUSTRIES INC. | ||||
Ticker: PII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gwenne A. Henricks | Management | For | For |
1.2 | Elect Director Bernd F. Kessler | Management | For | For |
1.3 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.4 | Elect Director Scott W. Wine | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
PUMA BIOTECHNOLOGY, INC. | ||||
Ticker: PBYI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
| ||||
QUINTILES TRANSNATIONAL HOLDINGS INC. | ||||
Ticker: Q | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack M. Greenberg | Management | For | For |
1.2 | Elect Director Thomas H. Pike | Management | For | For |
1.3 | Elect Director Annie H. Lo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohaib Abbasi | Management | For | For |
1.2 | Elect Director Charlene T. Begley | Management | For | For |
1.3 | Elect Director Narendra K. Gupta | Management | For | For |
1.4 | Elect Director William S. Kaiser | Management | For | For |
1.5 | Elect Director Donald H. Livingstone | Management | For | For |
1.6 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Eastman | Management | For | For |
1.2 | Elect Director Mark A. Prygocki | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Marc H. Morial | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
S&P GLOBAL INC. | ||||
Ticker: MHFI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Rebecca Jacoby | Management | For | For |
1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.6 | Elect Director Douglas L. Peterson | Management | For | For |
1.7 | Elect Director Michael Rake | Management | For | For |
1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin L. Beebe | Management | For | For |
1b | Elect Director Jack Langer | Management | For | For |
1c | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Proxy Access | Shareholder | Against | For |
| ||||
SCICLONE PHARMACEUTICALS, INC. | ||||
Ticker: SCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon S. Saxe | Management | For | For |
1.2 | Elect Director Friedhelm Blobel | Management | For | For |
1.3 | Elect Director Nancy T. Chang | Management | For | For |
1.4 | Elect Director Richard J. Hawkins | Management | For | For |
1.5 | Elect Director Gregg A. Lapointe | Management | For | For |
1.6 | Elect Director Simon Li | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers Zhong Tian LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | Against | For |
| ||||
SENSATA TECHNOLOGIES HOLDING N.V. | ||||
Ticker: ST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul Edgerley as Director | Management | For | For |
1.2 | Elect Martha Sullivan as Director | Management | For | For |
1.3 | Elect Beda Bolzenius as Director | Management | For | For |
1.4 | Elect James E. Heppelmann as Director | Management | For | For |
1.5 | Elect Michael J. Jacobson as Director | Management | For | For |
1.6 | Elect Charles W. Peffer as Director | Management | For | For |
1.7 | Elect Kirk P. Pond as Director | Management | For | For |
1.8 | Elect Andrew Teich as Director | Management | For | For |
1.9 | Elect Thomas Wroe as Director | Management | For | For |
1.10 | Elect Stephen Zide as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3b | Approve Financial Statements and Statutory Reports for Fiscal Year 2015 | Management | For | For |
4 | Approve Discharge of Board and President | Management | For | For |
5 | Grant Board Authority to Repurchase Shares | Management | For | For |
6 | Amend Articles of Association to Include a Derivative Disclosure Requirement | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul V. Barber | Management | For | For |
1B | Elect Director Ronald E.F. Codd | Management | For | For |
1C | Elect Director Frank Slootman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SIGNATURE BANK | ||||
Ticker: SBNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Tamberlane | Management | For | For |
1.2 | Elect Director Judith A. Huntington | Management | For | For |
1.3 | Elect Director Derrick D. Cephas | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SUPERIOR ENERGY SERVICES, INC. | ||||
Ticker: SPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SVB FINANCIAL GROUP | ||||
Ticker: SIVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director Lata Krishnan | Management | For | For |
1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.8 | Elect Director Mary J. Miller | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Amend Employee Stock Purchase Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE COOPER COMPANIES, INC. | ||||
Ticker: COO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Allan E. Rubenstein | Management | For | For |
1.6 | Elect Director Robert S. Weiss | Management | For | For |
1.7 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE DUN & BRADSTREET CORPORATION | ||||
Ticker: DNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert P. Carrigan | Management | For | For |
1b | Elect Director Cindy Christy | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director L. Gordon Crovitz | Management | For | For |
1e | Elect Director James N. Fernandez | Management | For | For |
1f | Elect Director Paul R. Garcia | Management | For | For |
1g | Elect Director Anastassia Lauterbach | Management | For | For |
1h | Elect Director Thomas J. Manning | Management | For | For |
1i | Elect Director Randall D. Mott | Management | For | For |
1j | Elect Director Judith A. Reinsdorf | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
THE WHITEWAVE FOODS COMPANY | ||||
Ticker: WWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michelle P. Goolsby | Management | For | For |
1B | Elect Director Stephen L. Green | Management | For | For |
1C | Elect Director Anthony J. Magro | Management | For | For |
1D | Elect Director W. Anthony Vernon | Management | For | For |
1E | Elect Director Doreen A. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
THERAPEUTICSMD, INC. | ||||
Ticker: TXMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | Withhold |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
TOWERS WATSON & CO. | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Keith R. Halbert | Management | For | For |
1.5 | Elect Director George MacKenzie | Management | For | For |
1.6 | Elect Director Edna K. Morris | Management | For | For |
1.7 | Elect Director Mark J. Weikel | Management | For | For |
1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TREEHOUSE FOODS, INC. | ||||
Ticker: THS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director Gary D. Smith | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TWITTER, INC. | ||||
Ticker: TWTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Dorsey | Management | For | For |
1.2 | Elect Director Hugh Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares | Management | For | For |
1b | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company | Management | For | For |
1c | Amend Charter to Provide Equal Treatment Provisions | Management | For | For |
1d | Amend Charter to Enhance Board Independence Provisions | Management | For | For |
1e | Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| ||||
UNDER ARMOUR, INC. | ||||
Ticker: UA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director Douglas E. Coltharp | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Karen W. Katz | Management | For | For |
1.7 | Elect Director A.B. Krongard | Management | For | For |
1.8 | Elect Director William R. McDermott | Management | For | For |
1.9 | Elect Director Eric T. Olson | Management | For | For |
1.10 | Elect Director Harvey L. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
VANTIV, INC. | ||||
Ticker: VNTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee Adrean | Management | For | For |
1.2 | Elect Director Mark Heimbouch | Management | For | Withhold |
1.3 | Elect Director Gary Lauer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Range for Size of the Board | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VERIFONE SYSTEMS, INC. | ||||
Ticker: PAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Karen Austin | Management | For | For |
1.3 | Elect Director Paul Galant | Management | For | For |
1.4 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jonathan I. Schwartz | Management | For | For |
1.9 | Elect Director Jane J. Thompson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | Against |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.2 | Elect Director Robert Johnson | Management | For | For |
1.3 | Elect Director John Stenbit | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VIAVI SOLUTIONS INC. | ||||
Ticker: VIAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Keith Barnes | Management | For | For |
1.3 | Elect Director Tor Braham | Management | For | For |
1.4 | Elect Director Timothy Campos | Management | For | For |
1.5 | Elect Director Donald Colvin | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Pamela Strayer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WHOLE FOODS MARKET, INC. | ||||
Ticker: WFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.3 | Elect Director Stephanie Kugelman | Management | For | For |
1.4 | Elect Director John Mackey | Management | For | For |
1.5 | Elect Director Walter Robb | Management | For | For |
1.6 | Elect Director Jonathan Seiffer | Management | For | For |
1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
1.9 | Elect Director Ralph Sorenson | Management | For | For |
1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| ||||
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dominic Casserley | Management | For | For |
1b | Elect Director Anna C. Catalano | Management | For | For |
1c | Elect Director Victor F. Ganzi | Management | For | For |
1d | Elect Director John J. Haley | Management | For | For |
1e | Elect Director Wendy E. Lane | Management | For | For |
1f | Elect Director James F. McCann | Management | For | For |
1g | Elect Director Brendan R. O'Neill | Management | For | For |
1h | Elect Director Jaymin Patel | Management | For | For |
1i | Elect Director Linda D. Rabbitt | Management | For | For |
1j | Elect Director Paul Thomas | Management | For | For |
1k | Elect Director Jeffrey W. Ubben | Management | For | For |
1l | Elect Director Wilhelm Zeller | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Employee Stock Purchase Plan | Management | For | For |
6 | Renew Directors' Authority to Issue Shares Under Irish Law | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
1.3 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ZOE'S KITCHEN, INC. | ||||
Ticker: ZOES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Dollarhyde | Management | For | For |
1.2 | Elect Director Cordia Harrington | Management | For | For |
1.3 | Elect Director Alec Taylor | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Franklin Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Strategic Series
By (Signature and Title)* /s/LAURA F. FERGERSON
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 29, 2016
* Print the name and title of each signing officer under his or her signature.